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                    <text>Item ID Number

01257

Author

Lan

9' Anton

Committee on the Effects of Herbicides in Vietnam

RopOrt/ArtldO TltlO Committee on the Effects of Herbicides in Vietnam
Interim Report

Journal/Book Title
Year
Month/Day

Color

n

Numboroflmaoos

37

DdSCMptOn NOtOS

Alvin L. Young filed this item under the category
"DDT/Human Toxicology and Environmental Fate"
Interim Report for December 1970 through December
1971. Contract No. DAHC15 71 C 0211. NTIS
Reproduction. Includes appendices.

Thursday, April 26, 2001

Page 1257 of 1328

�NATIONAL RESEARCH
NATIONAL ACADEMY Of SCIENCES NATIONAL *ACADEMY OP ENGINEERING
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TilirHONi: (tos) 901-1781

DIVISION Of IIOLOGY AND AOtlCVtTURI
CpMVIi;Ti!E ON THE ErrtCTII
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Contract No. DAHC15 71 C 0211

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COMMITTEE ON THE EFFECTS OF HERBICIDES IN, VIETNAM

-D.tVo^
INTERIM REPORT

MAR 8 137H j

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December 1970 through December 1971

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NATIONAL7ECHN.CAL
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SERVICE
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Program Administration;

La

Antpn Lana, Chairman
Committee on the Effects
of Herbicides in Vietnam
Telephone: (517) 353-2270

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Philip Ross, Staff Officer
Division of Biology &amp; Agriculture
National Research Council
Telephone; (202)961-1761

�NOTICE

The study reported herein was undertaken under the aegis of the
National Research Council with the express approval of the
Governing Board of the NRC. Such approval indicated that the
Board considered that the problem is of national significance;
that elucidation and/or solution of the problem required scientific or technical competence and that the resources of NRC
were particularly suitable to the conduct of the project. The
institutional responsibilities of the NPC were then discharged
in the following manner:
The members of the study committee were selected for their individual scholarly competence and judgment with due consideration for the balance and breadth of disciplines. Responsibility
for all aspects of this report rests with the study committee,.
to whom we express our sincere appreciation.
Although thu reports of our study committees are not submitted
for approval to the Academy membership nor to the Council, each
report is reviewed by a second group of scientists according to
procedures established and monitored by the Academy's Report
Review Committee. Such reviews are intended to determine, inter
alia, whether the major questions and relevant points of view
have been addressed and whether the reported findings, conclus' jns and recommendations arose from the available data and
information. Distribution of the report is permitted only
after satisfactory completion of this review process.

�V
TAHLE OF CONTENTS

Introduction
Phase I - Planning Phase

2

I
II
III

Scope and objectives
Guidelines
Some consid&gt; ations of sjLratoyy

IV

Some Perspective;;

v

Some questions of Policy

2
8

10
12

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Phase II - Reconnaissance StudiesI

15
18
23
2*
28
29

Survey of Activities

II
III
IV
v
VI

Observations and General conclusions
Modification of Work Plans
Work Plan Outline lor further Studies;
Cooperation with Vietnamese Scientist?;
Acknowledgements

Appendix A

Li:;ti:;g of committee Member:.

Appendix A-1

Listing of Mpmbors of Vietnamese Committee

32

Appendix I'

l-cferenre collection

33

Ma;or ''iH.Tiicals UBCd in South Vietnam

34

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�INTRODUCTION

The Committee on the Effects of Herbicides in Vietnam was estat]ishe-1 unaer
a Contract between the Department of Defense and the National Academy of
Sciences that was negotiated and signed pursuant to Public Law 91-441, the
Fiscal Year 1971 Military Procurement Authorization Act, Section 506(c).
This Section directed, in paragraph (1), the Secretary of Defense to "undertake to enter into appropriate arrangements with the National Academy of
Sciences to conduct a comprehensive study and investigation to determine
(A) the ecological and physiological dangers inherent in the use of herbicides, and (B) the ecological and physiological effects of the defoliation
program carried out by the Department of Defense in South Vietnam." Paragraph (2) provides that "of';the funds authorized by this Act for research,
development, testing^ and evaluation of chemical warfare agents and for
defense against biological warfare agents, such amounts as are required
shall be available to carry out the study and investigation authorized by
paragraph (1) of this subsection."
The Contract was signed on March r», 1971. The Public Law called for a completion date (submission of a final report to the Secretary of Defense) of
January 31, 1972. As it became immediately apparent that no satisfactory
study could be completed by this deadline, the Academy requested an extension of the completion date to August 31, 1973, and the Secretary of
Defense, by letter of September 24, 19"! 1 to the chairmen of the House and
Senate Armed Services Committees, stated that he planned to accept this
revised time schedule for the report. This correspondence, with supporting documentation, has been inserted in the Congressional Record, Senate,
Session of October 6, 1971, pages S15995-S16001.
'
The present report as an interim report, summarizing the activities of the
Committee beginning with the signing of the Contract and extending through
December 1971. it had been agreed that the study would proceed in two
phases, Phase I or the Planning phase, and Phase II or the Working phase.
Phase II is in turn being carried out in two stages, a short reconnaissance
stag'-1, designed to select the most suitable localities and materials for
further work ind to pbtain. information about the range of problems and
variables that may be encountered, and the long-range working stage in
which the effects of the herbicides will be studied intensively and, as
far as possible, using quantitative approaches. The present report covers
Phase I and most of the reconnaissance work of Phase II. The conclusions
of Phase I have had to be revised in the light of the experience and
results of cho reconnaissance stage of Phase IT. However, they will be
presenter1 hero without those modifications, and the latter summarized in
tin; fioctjon on the- reconnaissance stage, since the differences between the
two sots; o£ conclusions arc indicative of the fiorious logistical problems
and l i m i t 'ions undor which the ontiro study hns to bo executed.

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Phase I - Planning Phase

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The objectives for Phase I included —apart from the selection and appointment of the Committee (Appendix A) —compilation and preliminary analysis
of existing pertinent information on herbicide effects, mainly under tropical conditions, and on the ecology, demography and other features of Vietnam
and of comparable countries or regions; consultations with source personnel
capable of providing information in these and other disciplines and on a
number of scientific and practical problems potentially important for the
study; and conferences with personnel from Congress, the Department of
Defense, and other agencies to establish contacts and prepare logistics.
A reference library of approximately 1000 titles under 19 major and 38
subheadings was assembled (Appendix B); consultations and conferences were
held with approximately 200 persons in the U.S. and abroad. On the basis
of the information thus gathered, the Committee analyzed and defined the
scope and objectives of its "mission"; established some guidelines for
its work; considered some problems of strategy and certain longer-range
perspectives of its work; gave thought to some questions of policy; and
drew up a tentative work plan for the study.
I. Scope and Objectives
a)

Definitions

PI. 91-441 provides for studies on the dangers inherent in the use of
herbicides in general, as well as on the effects of their use in Vietnam.
This, especially the first-named provision, is very general language, and
if taken in its broadest sense could result in a serious diffusion and
dilution of the study. We sought therefore to clarify the intent of
Con^resy and were advised that Congress was primarily concerned with the
effects of the military uses of herbicides in Vietnam; if possible, it
would like to have, on this basis, some general evaluation of the problems
of large-scale use of herbicides, particularly under tropical conditions.
It is this delineation of the problem that the Committee proposes to
follow.
•
,
PL '31-441 calls for studios of the ecological and physiological effects of
herbicides* Physiological we understand to mean effects on the function
of individual organisms (although in the study of .such ^:• ts, *t is
usually necessary to omploy groupH of similar organisms, sj-called population?;) . Kcological wo understand to moan effects on "ecosyf.terns," that
is communiticH of various organisms, including effects on tho interactions
between and (among the affoctod indiyidya.lg and populations, and between
them and tho rowt of the environment (such as spU »nd water).
Fk/t)i phy.sioloijlral and ecological ofi'pctVof horbicidoB may b&lt;« direct pnd
t., I'l-lntively direct o'ffoctH aro, lor oxampio, doath or failure
f jjrowHi /»iid j ('productioni of a treat orl plant., or InniotiM produced In n\tj.\.
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agent, Inattrtffct. effects operate through a chain following from or Exacerbated by the more direct effects* and may be very diverse. Intake of the
agent by a woman, even :f causing no apparent direct or lasting syndrome/
.
might conceivably affect her fertility or the health of her offspring. The
destruction of a forest by herbicides could mean loss of income to the woodcutter. The greatest complexity of indirect effects/ however/ can be
predicted in the realm of ecological responses. Ecosystems are generally
characterized by a very finely attuned balance between their living components (animals, plants, microorganisms) and between these and the physical
environment (soil/ water/ microclimate). Moreover/ ecosystems are very
often not stationary but are evolving, slowly but in a definite sequence
("succession") leading to a so-called "climax/" the final star^ that, if
undisturbed, will not undergo further changes. Injury to, jr death of one
component as the result of herbicide treatment is thus apt to disturb not
only the system as such, but also its further "evolution." These effects
may be gradual and progressive, and it may take long periods of time to be
certain what direction the disturbance is taking and whether the original
balance will be restored at all. All this holds not only for "natural" or
"wild" ecosystems but involves man, either indirectly as a dependent of
many natural ecosystems, or directly as component of an ecosystem. A change
in the floral composition of a forest an result of herbicide treatment may
result in changes in the faunal composition/ resulting in changes in the
distribution of animals (insects/ rats) that function as vectors of human
diseases, resulting in changes in the incidence of these diseases in adjacent settlements even if these were not directly affected by the herbicide.
Crop destruction in a settlement of Montagnards, not only deprives the
people of food but may profoundly affect their faith in their own traditional means for coping with crises and disasters/ and may result in
demoralization.
From the existence and particularly from the long-range nature of the indirect effects that massive herbicide application is bound to have in ecosystems there follows a crucial conclusion. It is not enough to assess the
herbicide effects in Vietnam as they can be seen, "here and now": it is
essential to try to reconstruct/ as far as possible/ the "evolution" that
these effects have undergone since herbicides were first applied on a
large scale, and to project their further developments. It is only with
such information that some genuine evaluation of the ecological and physiological effects of the herbicides, usec? on the scale they have been used
in Vietnam, can be expected. Otherwise/ we may end up with not much more
than a catalog of incidental observations that, however derailed and
complete, will permit few if any meaningful conclusions.
The prospective approach is all the more important sir.ce it may help us
to learn whether, how/ and how soon ill-effects of the herbicides may bo
overcome, and to consider what uses of the herbicide-treated arnas may be
possible for the benefit of the country and the people. The Committee
feels vory strongly that this aspect of repair and rehabilitation is «
crucial part of the entire work; this fetling war shared by all persons
who have bnc.-n consulted.

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b)

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The study of the effects of herbicides used in Vietnam is complicated by many
factors. Those that are inherent in any ecosystem have already been pointed
out in the preceding pages. Other variables reside in the herbicides used
and the modes of their use. At least three agents with differing compositions — "orange," "White," "31ue" (see Appendix C) — have been used. All
have been used with different methods of application (fixed-wing fcircraft,
helicopter, ground vehicles with high-pressure spray attachmentsr backpack
sprays) and with different objectives (defoliation for reconnaissance and
surveillance, defoliation for protection of routes of communication on land
and by water, defoliation for improved vision and lines of firing around
army bases, crop destruction, accidental dispersal, dumping, and perhaps
others). Numbers and quantities of treatment have varied, ranging from
single light sprays as a result of wind drift from defoliation missions,
over the regular application by fixed-wing aircraft, to very massive local
treatments as a consequence of total or partial dumping of the load of an
aircraft, because of failure of or damage to the latter. The doses used
in regular fixed-wing aircraft missions exceeded those used for nonmilitary
purposes by about an order of magnitude; doses delivered to dump areas were
greater ny at least another order of magnitude. Herbicides have also been
sometimes used in combination with a variety of other weapons having direct
and indirect ecological effects of their own that may interact with the
effects of herbicides: high explosive, fragmentation and anti-personnel
bombs, artillery, removal of vegetation by means of super-bulldozers (Rome
plows). Bomb cratering is evidently very extensive in parts of the country;
an influence on the ecological effects of herbicides is not known but
conceivable.
Finally, herbicides have been applied, deliberately or accidentally, over
a wide serios of environmental types, including mangrove, several types of
forests, upland rice farms, and probably, at least accidentally, onto
heavily (built-up) populated areas. They have impinged on an as yet no
fully determined number of human land-use types, probably including woodlands used for lumber, firewood and charcoal, and for gtthering wild food
and other products; house and kitchen gardens; uplands used for shifting
cultivation of rice and other field, garden and tree crops; transportation
routes cross-cutting all varieties of terrain and land use; and military
bases in a variety of lowland and upland conditions.
c)

Selection of objectives

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With the complexities and variable.';; diBCUHsed in the two preceding sections,
the research design bog in H to look complex and time-consuming indeed. It
was therefore necessary to noloct objectives that could be studied in the
time and with the support available, and would yield the highest return In
tc-nriK of understanding herbicide effoctri and their repair. The following
arr&gt;a» wore chosen for study:
(!) Ifc.'rbicidd, agriculture and animal husbandry .-studios, with
som- i elated toxicological studies » mainly on dioxin

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(3) Studies of natural biological systems!
i — Mangrove
ii ~ Semi-de'ciduous forests: disturbed and undisturbed
(4) Studies in human ecology
i _. Medical effects
ii — Epidemiological-ecological effects
iii — Socio-economic and psychological effects
The Committee is of the opinion that rhese study areas cover the most
important problems raised by the military use of herbicides in Vietnam,
that is, problems that concern the major ecosystems affected by herbicides,
including humans, that may have the longest-range consequences, and that
have aroused greatest public concern in the United States and outside. The
localities that will be covered under this plan of study should include
those likely to have been maximally affected and to have suffered long-term
if not permanent consequences; they should, to the extent possible, be
typical of widespread situations and also representative of situations,
irrespective of their ecological or environmental character, where people,
crops and livestock may have been heavily exposed; they would include crop
lands, plantations, and if practical gardens and other small cultivated plots
where it may still be possible to assess direct herbicide effoc-ts and where
persistence of the et^ent may be a particularly critical problem, as well as
areas where defoliation may have had maximum, although unintentional, beneficial effects (clearing of land for crop production).

�- 6-

II. Guidelines
The study areas selected have many cross-connections. Thus herbicide
(residue) and soil studies are clearly interrelated, and both are connected
with studies on the natural biological systems ard on agriculture; the
epidemiological-ecological studies are in turn closely connected with the
studies on ecological changes in the natural systems. On the other hand,
each of the study areas has its specific problems and approaches; this is
particularly true of the medical and the anthropological (socio-economic
and psychological) areas that represent a relatively separate complex of
problems. It is therefore difficult to develop guidelines that will be
equally applicable to all study areas. Nevertheless, and bearing in mind
that a given guideline may apply to one study area much more than to
another, the following guidelines should help to maintain consistency in
the work on the various problems!
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(1) In order to obtain information on the time sequence of herbicide
induced changes, studies will be carried out as much as possible on
areas that were sprayed at different times, starting with the most
recent spray missions and working backwards to the earliest ones.
(The first missions in Vietnam were flown in 1962, following some
test missions in 1961; large-scale herbicide application, including
all fixed-wing aircraft sprays, was terminated in December 1970.) As
a supplementary effort along this line, the Committee intends to
inspect other sites where herbicides have been applied on a relatively
large scale and under tropical or subtropical conditions. The number
of such sites is considerable but mpst of them seem of little use for
our purposes, because of different climate and vegetation, a scale
too small for meaningful comparison, or incomplete data. The most
promising ones are in Thailand and Puerto Rico, where the Department
of Defense has carried out relatively extensive test sprays, and
Hawaii, where herbicides have been used extensively to convert jungle
into'pastures.
(2) Projective studies will employ two principal approaches:
i — extrapolations from the time-sequence studies described
under item (1);
. ,
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ii --experimental studies, mainly planting of selected species.

In areas wit) relatively light herbicide effects, the'extrapolative'
approach may permit rather accurate estimates of the further progress
of the induced changes and of the; time needed for recovery. In areas
with heavy damage, particularly in the mangrove and probably also in
parts of the forests, the time period for which data can be obtained
— at t.'nc very best, 10 years — is most likely too short for better
tlign an order of magnitude of time .estimate. It is particularly in
thoscj area:; that the replanting approach should be useful. The limitation?; oJ ;;uch experiments are quite cle^r to us. Even successful
replant, ling of mangrove seedlings in a heavily damaged mangrove docs

�- 7-

not mean, of course, that the mangrove is going to be ultimately
restored to its original condition. Nor would a successful planting
of vegetables on the site of a destroyed forest mean that this site
should be converted to vegetable plantations. But such results would
indicate that the damaged ecosystem is not irretrievably lost to the
ecology and economy of the country; failure of replanting would indicate
existence of adverse factors not yet understood and would point up
the need of more studies. The replanting approach may be particularly
useful also in sprayed agricultural areas, as an assessment and a
demonstration of the usefulness of such areas.
(3) it is obvious that undisturbed areas should be studied as controls,
and that such control areas should be selected to be as close as
possible, spatially and with respect to their climatic, physical and
biological conditions, to the test areas. In addition, however, at
least in the major natural biological systems to be .studied, particularly the forests, efforts should be made to include in the studies,
areas that have been disturbed in other ways: by clear-cutting,
bulldozing, fire, bombing and perhaps otherwise. This should help to
pinpoint the specific effects of herbicides, and may provide some
information, although probably only of a preliminary nature, on
interactions between herbicide and other war-related effects.
(4) Particularly in the natural biological systems, close attention
should be directed at the condition of the system before spraying
with herbicides (and before any other war-related disturbance) —
whether it is in its natural "primary" condition or whether it has
been previously disturbed in some manner, such as by shifting cultivation, extensive logging (especially so-calied high-grading, where
the- valuable timber species are removed totally while less valuable
species, vines, etc. are left to take over), or other. The effect.of
herbicides on primary forest may be rather different from that on
foror.t already heavily disturbed; preservation of primary forest is
of particular significance both for ecological and economic reasons.
(5) Parallel with the field studies, literature studies, designed
to obtain further data on effects of herbicides under tropical
conditions, will be continued.' It should not be forgotten that
herbicides have been used in the tropics and subtropics also in
peacetime; in underdeveloped countries, there is considerable interest
in continuing and expanding such uses. Comparisons of available
information on this kind of application and the military use in
Vietnam should help to bring both aspects into better perspective.
Some information, particularly on contaminants and on degradation,
will bo sought from the manufacturers of the agents and from other
;
sources. .
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III.

Some Considerations of Strategy

Referring, again, to the complexities inherent in the study the Committee
has decided — as already mentioned -7. to CMrry out the work in two stages:
a reconnaissance survey designed to pinpoint problems and localities; and
a longer-range study the details of which wil.\ be determined using the
results of _.»e reconnaissance study.
a) Reconnaissance stage;

site selection
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The main objectives of the reconnaissance stage will be twofold: firstly,
to identity the most suitable localities (sites) for the longer-range work;
secondly, to obtain an idea of the range of variables that may be encountered.
The details of the approaches will differ, depending on the study area
concerned; in particular, whether the work is to deal with nonhuman subjects
or with humans. However, the following outline should convey tho overall
rationale.
The first source for site selection — and for most purposes the principal
one — are the records of herbicide use that have boon maintained by the
Department of Defense for all airborne missions (fixod- wing aircraft and
helicopter). Using these records — a large part of which has been computerized — tho spray missions can be printed out on overlay maps, according to
such criteria as type of agent used, date of spray, objective of mission
(defoliation or crop destruction). These overlays, in combination with
vegetation maps, should permit us to select herbicide treated areas in
different ecosystems, according to a time scale, to the extent of treatment
(single or repeated sprays, dump sites), and other criteria that may be of
interest. Ths selected arc«as will then be inspected from the air, and
examined on the ground. By this process it ought to be possible to Identify
suitable sites and conditions necessary for the comprehensive study.
The second source for site and sample selection will be records and other
information from local sources. This may include hospital records, records
of midwives, records of herbicide damage claims .submitted and approved,
information from American and Vietnamese source persons (agricultural advisers,
medical personnel, officials) and any oth*»r information that can be obtained
at the country, province, district and village levels. This kind of information should be particularly useful in the study ar^as dealing with humans
and should help in identifying areas where humans may have been exposed to
herbicides on a substantial scale, with a minimum of other disturbances such
as resettlement of populations. The information roty be useful also in.
certain other study areas, particularly those dealing with herbicide damage
to crops and livestock.
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b)

ivVvonnaissance stager

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with the site selection, some sampling, particularly of soil for
residue and preliminary fertility analyses, and some observational as well
as experimental studies; will be carried out, focusing attention on extreme
situations. Thus, soil for herbicide residue analyses will if possible be
sampled from recent dump sites, since the prospects of finding substantial

�levelsJof persisting herbicides are obviously greatest her$'&gt; Should dump
sites not be available because of problems of identification, security or
other circumstance, search would be shifted to areas oi recent multiple
sprayings. For studies on ecological effects in natural systems, sites
will be selected representing heavy treatment and no treatment. Observations
will be niade on the extent of destruction, presence or absence of recolonization from seeds and of regeneration by vegetative means, invasion by
"foreign" jpecies, and signs of erosion. Experimental studies w.Ml consist
of belt transects designed to determine species diversity and condition of
of the plants (trees), and sampling t,id subsequent analysis of soil, water,
organic matter, aquatic microorganisms (plankton) and possibly fish. The
objective is to bracket the range of situations that will have to be taken
into account in the main or longer-range studies.
c ) Long-range studies

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The results of the reconnaissance studies will permit, it is hoped, a much
more precise and specific planning for the main part of the work, the longerrange studies, than is possible at present. For example, if no herbicide
residues should be found in the soil of recent dump or other heavily
sprayed sites, further analyses cr.n be limited to spot tests in soils,
perhaps some analyses of persistent plant material and plant products
(concentrates, oil) — if these can be related to sprayed localities —
and analyses of animals high in the food chain. More effort could then be
directed to field experiments with various agri- and horticultural crops
in defoliated areas. If herbicide residues are discovered in dump or other
heavy-treatment areas the amounts found should still provide a very useful
guide to the concentrations at which further tests would have to be aimed,
in principle, while the reconnaissance studies are designad to identify the
extremes of the spectrum of possible effects and while the information will
be of a semiquantitative nature, the main or longer-range studies will use
quantitative approaches, as much as possible, both with regard to the
"timing" of the effects (that is, analysis of sites sprayed in a sequence
of years) and to the parameters investigated, and will place special
emphasis on repair and rehabilitation.
"
d) Cooperation with Vietnamese
The study will center on effects of herbicides in Vietnam. Thus, it is
almost axiomatic that staffing and administration should include Vietnamese.
It will be impossible to carry out the longer-range studies without
Vietnamese collaboration, and it is the Vietnamese people who must live with
the results of defoliation and who, we hope, may derive some benefit from
the result;, of the study. Some Vietnamese personnel may have to be given
special training for work in various specific aspects of the study. Some
of thir, can probably be done in Vietnam; for other, they may have to be
brought for two to four weeks to a laboratory in the United States.

�10 -

IV. Some Perspective a
Because of the complexity of the study as a whole, the Committees withes to
point out that, whereas in some study areas or problems it should be possible
to arrive at reasonably specific answers, in many others the most that can
be expected is a better definition of the problem and an indication of the
direction or directions in which further work should go.
a) Studies on nonhuman subjects
First considering studies on natuval ecological systems, it appears on the
basis of all available information that large areas of mangrove have been
heavily damaged if not outright destroyed, and that there is little if any
evidence of natural re colonization in this ecosystem. If &lt;*oil analyses
should show persistence of the herbicides it would be useful to perform
experimental tests on the sensitivity of mangrove species (which is not well
known) and thus obtain a firm basis fo£ further stratejcry in this system. If
residue analyses are negative, immediate planting of mangrove seedlings of
several appropriate species should give rapid indications of the possibilities of repair through this direct and simple means. Similar attempts
should be made, as mentioned earlier, in forests to determine the ability
to replant and regrow what appear to be especially sensitive and economically
and ecologically important species such as dipterocarps , and perhaps to
determine ways of controlling the growth of bamboo and grasses such as
Imperata cylindrica which, at least according to some information, are
thought to "take over" defoliated areas and adversely affect natural
regeneration. But to determine the consequences of restoring or not restoring mangroves or dipterocarps — quite apart from the political problems
involved that will be touched upon later — would be a much longer task.
Consequences in these two examples might include: effects of presence or
absence of mangrove on erosion of the shore line; ability to use defoliated
mangrove areas for agriculture or other human-beneficial purposes, effects
on understory plants of presence or absence of dipterocarps. Natural
succession in dipterocarp forests is poorly understood. As already pointed
out, in areas with heavy damage, that is areas where the herbicides have
been applied at particularly massive levels, we do not expect more than, to
arrive at order of magnitude estimates on recovery, and perhaps to be able
to say that some sort of restoration is (or is not) possible. To analyze the
chain of effects of the application of such massive doses of herbicides in
quantitative, precise terms requires systematic longitudinal observations
with special emphasis on floral and fauna! successional sequences in treated
and untreated areas and large-scale experimental restoration Studies with a
wide range of variables and under a wide range of conditions, and mp:&gt;t
probably including the establishment of reserve forests And similar measures
which transgress the confines of physiological and ecplogical work* I£ is
clear that $hp *s pyts,ide the charge, the time lunitsu ftfid the
resource^ of this Committee,
on humans

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situation in thQse areas that deal with humans and quite especially in
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the areas of socio-economic end of psychological effects is particularly
difficult, for two reasons. Firstly, it must be kept in mind that many
things have happened to influence and alter human lives in Vietnam simultaneously with the military use of herbicides: increase of population/
relocations of populations, urbanization, changes from subsistence agriculture to wage labor, plus directly war-related phenomena including changes
of diet, changes of living conditions, changes of family structure/ and
direct assault by a variety of weapons. Because of this, it will be
extremely difficult if at all possible, and may moreover be meaningless/ to
divorce defoliation effects on human subjects from the effects of all these
other changes.
Secondly, work on humans is lone/-term work. In the case of the Atomic Bomb
casualty Commission study in Japan, one year was required for preliminary
planning and formation of the working team. The situation in Vietnam in
1971 seems far more complicated than that in Japan in 1945, and the planning
alone for a comprehensive study of the effects of defoliants could easily
take the entire period of time in which the Committee should complete its
work. This means that most of the work with humans that can be carried out
under this Committee will be not more than a preliminary survey that will
hopefully bring into better focus the problems that- should be investigated
-- and the organizational, logistical and similar problems that may have to
be faced in carrying out such an investigation.
c) Conclusions

.......

The foregoing .statements should not be interpreted as misgivings on the part
of thq Corunittee to embark on its assignment. The sole purpose of the
foregoing analysis is to make one point — however, a very important one.
The present study should be considered as a first step. We feel it is
definitely a stop in the right direction, but it is only one step. It
should be i^Jtowed up by further studies that could pursue and expand those
linen of approav.H that we hope to uncover. They should emphasize longitudinal analyses and Include large-scale efforts at restoration or rehabilitation.
They .should have a lon^c»- i i fe expectancy than our enterprise, and as broad
a baye as possible. For the .latter reason/ as well as for maximum
effectiveness and impact, it seems advisable to include the Vietnamese right
fi^m the planning stages of any such studies, and to place the studies on
some international basis, e.g. through the United Nations (WHO/FAO, UNESCO),
organizations.such a-; the International Congress of Scientific Unions, or
perhaps an independent international commission formed for this specific
purpor.e.
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V. Some uestions of Polic
a)

Political questions in connection with herbicide effects

In developing its plans of action the Committee has been well aware that
the use of herbicides in Vietnam was in part an outcome of political decisions and has in recent years become a highly emotional political problem.
The results of our stud}, may well be put to j:o1&lt;tical uses, especially
since the point at which political questions and considerations begin to
intrude on the physiological and ecological ones is by no means well-defined
and consistent. We may be able to determine whether and how soon herbicide
damaged mangrove or the semi-deciduous forest can be restored, and whether
'V certain crop plants can bo grown on such sites in place of the original
vegetation. But the decision whether mangrove or forest should be restored,
or should be used for other purposes involves clearly political considerations. The Government of the Republic of Vietnam may have plans for areas
that have been exposed to herbicides, e.g. for the establishment of agrovilles, resettlement programs for veterans, and mechanized commercial
agriculture and forestry. FULRO (a Montagnard organization) and the National Liberation Front may have their own plans. Once more, the problems
become particularly complex where human aspects are involved. People may
be unable or unwilling to return to their conditions prior to the war and
the use of herbicides, even if we could sl.ow that the ecosystem on which
they were depending could be restored. Will the Montagnards -- quite likely the population group that has suffered as much or more than any other
from the effects of herbicides — want to, or be able to return to slash
and burn agriculture after they have been exposed to more modern conditions?
The psychological responses to herbicides, upon which we have touched at an
earlier occasion, would of course also enter into, this picture.
;
While the Committee realizes that political uses of its work cannot be
avoided or prevented, it feels that they can easily result in an impairment
and negation of the scientific results of this work. It therefore plans to
follow certain policies of its own; it furthermore insists that certain
provisions are included in the Phase II Contract with the Department of
Defense; and it suggests certain public relations steps, all of which should
have the effect of minimizing uses and abuses of the Committee's results and
conclusions for political purposes.
b)

Committee policies

Tho work, of the Committee will be strictly limited to the objectives stated
in Section 506 (c) of Public Law 91-441t that is Physiological and ecological
'jaf focts of herbicide application, primarily in Vietnam. Any conclusions
a*rx3"" jjwlgme nt s that carry political implications or involve political dtecisions will bo excluded. For example, in.studies on mangrove or semi-|cci&lt;Juou:; forest w&lt;- yij^ a,r,k, can the. 'mangrove 'or the forest be restored?; ow
long rn^y restoration take|; can it b,q gnha.nccd anj^by what measures?
v/ljyi not #Ute whether o^inpt tbq jajgigrpve or the'fbres.t should, be
excopTTf restoration is ju&amp;tifiedf on purely" natural reasons (e.g., if th
for prevention of\cpastal" erosiopi) . We

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also study 'whether somo plants that may be useful for the ecdlogy and the
people of the country can be grown on defoliated mangrove and forest areas,
and under what conditions or natural premises. But we shall not try to tell
the Vietnamese whether to grow these crops, and which. In specific cases,
most probably in the first place again thoso involving human subjects, it
may be difficult to find the precise dividing line, but on the whole this
approach should help to avoid involvement in problems in which, for one
thing, the Committee does not feel at all competent.
c)

Provisions to be included in the Contract
(1) Planning, direction and execution of the study are the exclusive
responsibility of the Academy; so is the selection and appointment of
all scientific and technical personnel needed to carry out the work.

•

(2) During the course of its work, the Committee will continue to have,
through the Chairman and the Staff Officer,.access to any information
in the hands of the Department of Defense that may be pertinent for
its work. The decision on this latter point rests with the Committee.
Classified information needed for inclusion in or as backup material
for the final report will be declassified by the DOD.
(3) Ownership and control of all data resulting from the studies
resides in the National Academy of Sciences, including full rights of
publication. To assure Committee members of freedom of publication,
they should also be given rights to publish the materials they have
•^gathered, after completion of and with credit to the study but other••' wise subject to no limitations except .,.-.'••' .
as outlined below. • ' •
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(4) Statements of individuals are privileged communications and are
not to be disclosed to anyone without prior consent of the respondent,
under circunstances in which he or she could be identified?
(5) Data from surveys snbuld be handled as "pooled" data unless permission h.a.y boon received to make direct attributed quotations.
(6) The Contract shquld state explicitly the intention to include
studios on repair and rehabilitation. (We suspect this is neither
legally binding, nor legally limiting, but it should make the study
more convincing.)
(7) Every effort should be made to safeguard the privacy and welfare
• of all respondents in the study, regardless of their political positions
or their responsibilities regarding defoliation. It should be clear
to respondents that it is not and cannot be the task of the Committee
to assign blame or establish guilt.
(ft) All publicity should bcs in advance agreed upon and coordinated
botwccn the Contract partners, i.e. Department of Defense and NAS. It
should al-.-ays precisely reflect the ba.sic .set-up of the.study: origin
in f'onqrcss; contract with DOO; a Committee appointed by the President
of NAS; planning and execution of the study the exclusive responsibility

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�- 14 of this £gtnmittee; all personnel working on the study sel^ct, and
appointed\y, and responsible to the Academy, It should also'be made
clear that the Committee has no oojectives of a political ur military
nature-, quite specifically, it is not concerned with an evaluation of
the military usefulness of herbicides, and is quite independent from
any other group that may be studying this particular question or any
other political or military issue related to herbicides.

�15

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Phase II - Reconnaissance Studies
! Survey of Activities
•
The reconnaissance stage of Phase II was carried out in the period September 16 to October 23, 1971. A. Lang, Committee Chairman, and P. Ross,
Staff Officer, arrived in Saigon on September 16, established contacts
with the U.S. and Vietnamese military and civilian authorities necessary
for conducting further work; analyzed the information on location, time
and nature of the spray missions that have been flown, particularly since
1965; and made extensive helicopter flights over those parts of the
country where herbicides have been used on a major scale, taking a considerable number of photographs. A list of these overflights follows:
1) Agricultural regions in the Mekong River Delta (herbicide applications
mainly along rivers and canals); mangrove along an arm of the Mekong
River; the Plain of Reeds in the southwestern part of the country,
near the Cambodian border (herbicide sprays mainly in 1968, with
agents Orange and Blue);
2) U Minn Forest on the western coast of the southernmost part of the
country and the mangroves of the Ca Mau region, near the Vietnamese
naval base Nam Can ("Solid Anchor") in the southernmost tip of the
country (sprays mainly in 1967-69, agent Orange; some in early 1970
with agent White);
3) Mountain regions in the northern part of the country in Quang Nam,
Thua Thien, and Quang Tri Provinces where crop destruction missions
with agent Blue have been flown in the valleys in 1968-69;
4) The mangroves in the Rung Sat Special Zone, southeast of Saigon in the
Saigon River Delta, and forests in the so-called War Zones C and D,
north and northeast of Saigon (in either region, heavy sprays with
Orange and White between 1965 and 1969); also, rubber plantations
near Quan Loa (claims of herbicide damage by drift).
(Flights over the Rung Sat mangroves were later also arranged for several
Committee members.)
••;.'...
On September 27 Lang and Ross proceeded to Bangkok, Thailand, where they
met with seven members of the Committee (Blackman, Drew, Fryer, Golley,
Richards, Tschirley, zinke), and the group, accompanied by Dr. Charles E.
Minarik, Director, Plant Sciences Laboratory, Department of the Army, and
Dr. Roy Linsenmyer, Science Advisor, CINCPAC, visited and studied some of
the test plots for herbicide application that had be«.n established by DOD
near Pran Buri i n 1964-65.
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�On October., 5 tihe entire group travelled to Saigon; the various; &amp;s»nbers left,
depending*on their commitments, between October 13 and 23. During this
stay, the group made the following studies in the field:
1) A reconnaissance trip by boat along the waterways in the Rung Sat mangrove region, with a short foray on land near Loi Giang on the Seng Dong
Tranh channel, near the center of the region and a site heavily sprayed
with Orange and White between 1965 and 1969;
2) On the ground, visits to
a) mangrove in the Ca Mau region, near Nam Can: one site that had been
sprayed with agent Orange in 1968, and one with agent White early in
1970, plus adjacent unsprayed "control" sites (2 days);
b) sprayed (agents Orange and White, 1969) and unsprayed forest sites
near bong Xoai, Phuoc Luong Province, 55 miles north of Saigon (2
days);
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c) three dump sites (that is, sites where an entire planeload of a
herbicide had been released within a time of ca. 30 seconds,
because of aircraft trouble) near Bien Hoa, north of Saigon (one
day). One site - agent Blue, November 1968; two sites - agent
Orange, December 1968 and April 1969.
In Pran Buri and on all field trips in Vietnam, soil samples were taken Cor
herbicide analyses (total, ca. 100 samples) and for studies of fertility
factors (ca. 100 samples). These samples have been analyzed for residues
in the laboratories of the Weed Research Organization, Agricultural Research
Council (Great Britain), Oxford, England (Director, Committee member J. D.
Fryer); for soil fertility in the laboratory of Committee member P. Zinke,
University of California, Berkeley. Also collected was plant material from
different sites, and water and plankton samples in one of the canals in the
Rung Sat mangrove area on the boat trip through this region. Finally, qualitative surveys and a few at least semi-quantitative transect determinations
of vegetation were made.
In addition to the field work, more contacts were established, particularly
with personnel in USAID, CORDS and ARPA; these will be important sources for
information on such matters as agricultural effects of herbicides, effects
on forests and forest utilization, and effects on people. Cooperation with
Vietnamese scientists was also established and formalized; this will be
reported separately (see below, section V).
A separate field trip, which also formed part of the Phase II reconnaissance
work, was undertaken on November 21 when, following a Committee meeting in
San Juan, Puerto Rico, nine members of the Committee visited herbicide application test plots in the Luquillo Mountains.
,It should be pointed out that the reconnaissance work covered only part of
'the problem areas selected for study, namely those dealing with the

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herbicides themselves (residue problem), soils, and natural biological
systems (mangrove, semi-deciduous forests). All problems concerning human
ecology and also some effects on agriculture had to be excluded because
the Committee members most knowledgeable in these problems were not available for this visit and because at the time of the reconnaissance visit we
did not have any Committee members in the area o£ anthropology. In retrospect it appears however that because of the logistical problems to be
outlined, it would not have been possible to do, in the time available,
-ore than was actually done. Work in human - -ology is to be initiated in
the near future; the first question to be considered is how much, if any,
oJ such work is practical under the existing conditions and within the
time available.

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II. Observations and General Conclusions
In the tropics, what seems * reasonable plan of action at a distance seldom
can be accomplished in situ because of various logistical, technical and
personnel limitations. Obviously, in Vietnam, the problems are greatly aggravated by the fact that the country continues to be involved in a war,
and moreover a war with no clear front lines and no clear distinctive marks
for friend and foe. The visit to the country enabled us on the one hand to
have a look at those ecological "systems" that we want to study, and to
collect some factual information that has helped us greatly in pinpointing
certain objectives. On the other hand, we got a first-hand concept of the
logistical difficulties under which the studies have to be carried out. in
the following, those observations that have had the greatest bearing for
the planning and conduct of further studies will be summarized.
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1) Factual observations

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(a) A very important general reaction one carries away from both aerial
and ground inspections is that it is impossible to arrive at meaningful
conclusions both from rand^T checks on the ground and from qualitative
surveys from the air. The :0anon is the very great diversity of situations on which the stress by herbicides has been superimposed. In the
mangrove, while recovery (meaning both recolonization by seedlings and
regeneration of surviving individuals) is on the whole limited and slow,
one can observe in very close proximity, definitely within a site that
was subjected to the- aame herbicide treatment, areas where seedlings
are as dense as in so-called pioneer mangrove, arid areas with almost no
sign of wflotation. If one happened to see only the latter situation
he could make a persuasive case for complete and rapid recovery; if he
L-aw only the other ho could make an equally good case for complete lack
of recovery, i.e. total and permanent destruction of the mangrove. In
thu semi-deciduous forests, the diversity is even greater. In part,
this is due to natural 'actors (differences in surface physiognomy,
proximity of river?, a;. ; other); in part, to disturbances that have
boon introduced, both before and after herbicide spraying, by logging;
or slash and burn agriculture, and perhaps other forest uses. In the
forost region near Dong Xoai the Committee inspected two sites, one
sprayed, one unspraycd, ca. 10 miles apart. The first site had rather
i dense tree stands, dense undergrowth and very little if any bamboo;
'.•. y the other had very fow tall trees left and very vigorous development
of bamboo... The first site was flat and with no nearby river; the
second hilly and next to a river. Both areas were heavily disturbed
forest, as evidenced, for example, by the complete absence of
Dijjterocari'us species, the most characteristic trees in primary forests
of this part of the world. However, degree and nature of disturbance aside from the herbicide treatment - were different. Part of the difference must have existed before the spray. Thus, the bamboo were
of a size that could not have developed in a matter of two years
(the spray nissions were flown in 1969-70). Part may have been introduced afterwards, as suggested from the different degrees of

�- 19 -

log-jing that was going on in the two sites. In tome part* of the
country the situation has been aggravated by military activities otter
then herbicide application, mainly, clearing vegetation by mechnical
means (Rome plows), and heavy bombing. The Committee feels strongly
reinforced in its belief that a meaningful analysis of the effects of
herbicide application in Vietnam requires objective quantitative evaluations. This holds in the first place for the natural vegetation but
by extrapolation undoubtedly also for any other aspect of herbicide
effects when herbicides have been used on the scale and in the amounts
they have been used in Vietnam. In studies on natural biological systems, the best approach would be to conduct extensive on the ground
studies of plants, animals and soils, using the theoretical designs and
quantitative techniques available for such work. Special care would
have to be directed at a representative but random selection of sites
and it would be optimal of include unsprayed areas, areas subjected to
different spray programs, and areas in undisturbed primary forest and
in forest disturbed in varying degrees and by different means. If this
is not possible - and it is net; see below! - the next best choice is
use of techniques that permit coverage of large areas and an unbiased
evaluation. The most likely candidate is aerial photography, with
flights over a sufficient number of "transects" and followed by visual
or even better photomechanical analysis. Other techniques of remote
sensing may also be useful.
(b) The visits to the spray test sites in Pran Buri (Thailand) and
Puerto Rico were of distinct but limited value. The gains were fourfold: First, the visit to Pran Buri offered the Committee members an
opportunity to carry out "dry rrns" of their projected studies under
comparable conditions of vegetation and climate but without concern for
security problems, a severe handicap in Vietnam (see below). Second,
the analyses of soils from the Pran Buri sites for fertility provided
useful data and some will, in fact, be continued. Third, trees at the
Puerto Rico site may be useful for preliminary studies on wood cores,
as a basis for efforts to assess the effects of herbicides on the
growth of trees that survive the treatment. Forth, it became apparent,
particularly at Puerto Rico, from inspection and from reports by the
local forestry scientists, that it may take a herbicide-treated tree
as many as five years to die. This lag in the killing effect seems not
to have been properly appreciated. Assessment of damage after short
periods of time (1-2 years) may thus fail to give a complete picture;
repeated assessments over a five-or six-year period would probably be
optimal when they are possible. The limitations on the value of the
test sites for our study were threefold. First, as may be anticipated,
vegetation and climate in Pran Buri and Puerto Rico, while having
similaritl_^ with Vietnam, also exhibit marked dissimilarities. The
species composition in Puerto Rico and in Vietnam is quite different;
the rainfall in Pran Buri is only little more than half that in Vietnam. Second, the forest of the test sites in Pran Buri was secondary
forest (no cUpterocarps), i.e. had been subjected to considerable disturbance already before the sprays. Since the disturbance factors are
unknown it is very difficult to apply any data to the situation in

�another forest, Third, 'disturbance has continued nine*; il.fc tc«l »f/r«y»-'
a road and a canal havo been built through one of the &lt;u&lt;-aft; farmer*
(squatters) havo movod in and put part of the land undn cultivation apparently, with good success -» charcoal was being madi. ; a/id the Thai
Army seems to use the region for fire practice and other purposes.

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(c) The overflights that we have made have shown that: in the mangrovr
there are still areas that show very little if any vegetation. In th j
semi-deciduous forests, in contrast, no such areas were observed. Even
in regions, such as parts of War Zones C and 0, where the large trees
to a large extent have been apparently killed, there was heavy growth
on the ground, and it was practically impossible to see the soil. It
seems that rapid re-vegetation is taking place, but the nature of this
re-vegetation is not known. This places great urgency on the studies
for the early stages of re-vegetation are very important fc- understanding its course, that is, successional trends, and even more
important if it should be desirable and possible to influence this
- trend.
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(d) Among all soil samples that were analyzed for this purpose, herbicide residues were found only in samples from one location. The herbicide was 2,4,5-T, one of the components of agent Orange, and the site
was in a heavily sprayed area of the Rung Sat mangrove. The level
found was low - about an order of magnitude below the minimal level
resulting in a biological response in the most sensitive test plants.
This finding should not be generalized to mean that the herbicides have
largely disappeared from the soils in Vietnam since our checks were
spot checks. But it does indicate that degradation has made considerable progress, and that it may be difficult if not impossible to deter... mine with any degree of accuracy both the speed of degradation, and its
kinetics. These are, however, paramaters that are very important to
know, both in order to understand the effects of herbicides on vegetation and in order to determine the re-use of treated lands.

2) Logistical problems

(a) Difficulties were encountered in identifying suitable sites for
studies. Our choices were based on the spray missions data, as printed
out for us by the computer (see above, p.8), combined with information
,, from vegetation maps for Vietnam, plus any other information, e.g.
from local sources, military personnel familiar with herbicide missions,
etc., that could be found. For the mangrove, this procedure seems in
general satisfactory. But in the semi-deciduous forest, it may lead
one astray. The main reason is the great diversity that can be found
in this ecosystem even within quite a limited area and that has been
mentioned above (section 1, item (a)). In addition, the computer
print-outs of the spray missions are not always as exact as they may
appear. They are based on the coordinates of the starting and the end
point of the mission and show the mission almost with no exception as
a straight line, in very many cases this is correct, but in some when
a mission was flown along a road or a waterway, it followed the couxse

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of th^e and tho direction between the two endpoints was chanyed. The
sprayed ^|t&gt;a in Long Xoai that was selected for a visit oi»th« ground,
not opiy Differed from the control (un«r*ayed) area in physiographic
characteristics and degree of pre- and post-spray disturbance, but
whereas from the mission print-outs it appeared to be within the confines of a single treatment with agent Orange, it seems in fact to have
been on the boundary between swathes treated with Orange and White. It
must be said that in this .particular, case "experiment" and "control"
were as poorly matched as one can imagine/ and this was the most
serious gap in our reconncissance observations. It is quite possible
that a few miles away a much more suitable area could have been found,
but the information at hand was not enough to be certain, and the
security situation, which will be discussed in the next section, did
not permit to explore this on location. In one case, the information
from the military records appears to have been entirely erroneous. We
landed at a village (Thanh Binh, Binh Duong Province), which according
to these records had been the site of a dump of agent White, but the
village chief denied that there had been a dump (or indeed any herbicide damage except possibly a little from drift). The chief had been
in his post at the time of the alleged dump; he was familiar with
herbicide effects as he.knew of another, near-by dump site we had
visited before. There appears to be no reason for him to deny a dump
if one had indeed happened. Possibly, there was a coordinates error in
the original flight report by the crew of the plane. In future site
selections, it will be necessary to make the ultimate decision on the
basis of direct overflights, possibly combined with aerie1 photography
or some other remote sensing investigation, and where possible to seek
corroboration from local sources. The latter must still be done in the
case of all genuine dump sites that we visited during the reconnaissance
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(b) The main logistic problem, however, remains security. For each of
our on the ground forays into mangrove or semi-deciduous forest the
selected area, about one square kilometer, was first "swept' arid cordoned
off by two companies of Vietnamese troops. Two hours later we could
enter the area accompanied by another dozen or more U.S. and/or Vietnamese soldiers. If, as it happened with the sprayed area near Dong
Xoai, the selected site turned out to be not suitable it was obviously
impossible to repeat the maneuver on the same day. A visit to a near-by
site would require the same amount of administrative and military preparations. The time that could be spent on the ground was limited, on
the one hand by those preparatory security measures, on the other by
such factors as the schedule of helicopters, which were a major means
of transportation but,which had to return to their base by a fixed
timo, also because of security. The time available was in fact in most
cases sufficient for the studies we wanted to make, but in one case
(one of the dump sites) we had to pull out before completing sampling.
But this security (or nonsecurity) situation imposes severe limitations
on the work of the Committee. It seems clear that .work on the ground,
particularly in semi-deciduous forests, will have to be considerably
reduced as compared to our initial plans. It will also have to be done

�- 22 . •.

near so-called population centers, tha|; t^ military
bases "and Villages - even though this in itself is a disadvantage since
the degree ^t" disturbance increases with the proximity to such centers,
because of local herbicide applications around military bases, as well
as of logging and other human activities in the forests. Even in such
areas, work will have to be limited to short time periods, not exceeding a day and at irregular intervals, since any regularly scheduled
activity at a given spot is bound to attract attention and may cause
aggregation of unfriendly forces. In view cf these difficulties and
limitations the question may be asked - and it has been asked by the
Committee - whether. any useful results can be obtained from studies
particularly in the semi -deciduous forests, or whether it would not be
preferable to defer any work until peaceful conditions have been reestablished in the country. The Committee fyels however that at least
an effort should be made, for the reason stated under section 1, item
(c) , that is, the apparent rapid changes that are occurring in the
forests and that make it most desirable to obtain some understanding
of the nature of these changes and of their possible consequences.
Delaying studies for an unknown period of time may deprive them of a
firm basis and seriously reduce their usefulness. The Committee is
well awe.re that the results may be far from perfect.

�- 23 -

III. Modification of work Plant
After returning from the reconnaissance trip, the Committee held a Meeting
at San Juan, Puerto Rico, on November 19-21, 1971 and reviewed itt plan*
for the long-range studies in the problem areas of herbicides, soils, agriculture and natural biological systems in the light of *-he experiences
gained in Vietnam and Thailand. As mentioned before, it also inspected
herbicide spray test sites in Puerto Rico. The modified work plant are
summarized in the next section. Since work on herbicides, toils, and
agricultural problems is closely inter-related, these areat have been co»bined into one section. The study plans in human ecology are not included
in this survey since they have not been substantially changed fro* the
original plans, and are still tentative. In the problem areat of herbicides, soils, agriculture and natural biological systems, the principal
modification fall into three general categories:
1) Because of the limitations for on the ground work imposed by the
security situation, both in large parts of the mangrove and throughout
the semi-deciduous forests, emphasis will be placed on interpretation
of aerial photography and if possible and desirable other methods of
remote sensing, and complementer with a number of ground chicks. Computerized listing of the Department of Defense's stock of aerial photographs of Vietnam will be utilized along with and in a similar
manner as the spray mission tapes, making it possible to obtain parallel information on all herbicide applications in a given tite, at well
as all photographic surveys that have been nr,ide. of thit tite, both
before and after the spray missions. Where necessary, the photographic
information on hand will be supplemented by additional photography. In
this manner, it should be, possible to obtain important data on total
. areas treated; degree of kill; extent and progress of revcgetation including eventual changes in the major species composition, for example,
the development of bamboo in treated areas of the forests.
2) Modelling will be useful as another tool to help us understand the
interactior.s in the natural biological systems. Models are extensively and profitably used in ecology; they permit an overall attettnent
of the productivity and certain other characteristics of an ecosystem,
as well as predictions of the trend of changes caused by tome external
impact, in our case, the herbicides. Some information that it required to build the models is available or can be readily obtained
from existing data (e.g., solar energy input from meteorological and
climatological data). Other can be safely adopted from existing in•
formation in oth^r parts of the world (e.g., productivity of mangroves
and tropical forests). Some will have to bo determined on the spot,
but most of these studies will be made also for other objectives.
Modelling may be able to assist in the assessment of the impact of
herbicides, parallel to more direct assessments by tho more conventional methods, in our case on the ground studies and photograwmotry.
• ! I». may also pinpoint problems for further studies,

�- 24 -

3) Because the degradation of herbicides in the forest soils and the
growth of vegetation in sprayed areas have clearly made considerable
progress, experimental work is planned to provide information on the
early stages of herbicide degradation. This will consist of limited
application of herbicides to selected test areas, followed by monitoring the herbicide levels in the soil, soil fertility, and survival
or recovery of vegetation over a period of one year. In addition,
planting experiments with selected species will be made to determine
directly when treated soil can again sustain vegetation. To ensure
success of this relatively long-range work it will be carried out not
only in Vietnam, but in another country with comparable conditions.
It is clear that these experiments must be carried out with maximum
care and will be limited in extent. Because of the importance of
information on the early events after application of a herbicide for
an understanding of the longer-range effects and the possibilities
for recovery, these studies are however considered as an essential
part of the overall plan.

�.

- 25 -

,

"•'•'" •'- '

'-

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IV. Work Plan Outline for Further Studies
A. Studies of Herbicide Residues, Soils and Agriculture
1. Substantiation of dump sites studied in reconnaissance phase
a. Aerial photography of sites
b. Interview of local people
2. Field trials: Treated and controls in Mangrove sites - Rung Sat and
in other countries
a. One acre plots each treated with Orange and White, 3 gal./acre
(1) 10 soil samples for residue studies, before treatment, one
month and six months after treatment
(2) 100 surface samples for fertility studies, before treatment,
one month and six months after treatment
b. Cleared plots treated with Orange and White
(1) 30 plots, 65 x 65 feet, treated with 0, 3 and 9 gal./ acre
(2) Soil samples for residue studies before treatment, one month,
six months and nine months after treatment
(3) Biomass studies of cleared vegetation
c. Two half-acre cleared plots treated with Orange and White.,.'
(1) 28 plots, 6 x 50 feet
(2) Spray rates 0.0, 0.3, 1.0 and 3.0 gallons of agent per acre
(3) Soil samples for residue studies before treatment, one month,
six months and nine months after treatment
(4) Crops planted after treatment of plots: Rice, corn, peanuts,
sweet potatoes
&lt;•
(5) Crops planted one month, six months, nine months after treatment

;

3. Field trials: Treated and controls in forest sites - rubber 'plantations
in Vietnam, and forests in other countries
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3. Information on agricultural problems
a. Interviews with Agricultural Advisors and local farmers
(1) Information on extent of damage
(2) Information on growth of crops introduced on sprayed areas
b. Inspection of crops for phytotoxic symptoms
(1) Areas sprayed, Rome plowed and planted along roads
(2) Upland, paddy rice areas sorayed with Blue
(3) Mangrove areas: Rung 2at, Ca Mau
6. Literature survey on laterization of tropical soils
7. Literature survey for effects of herbicide on domestic animals
B. Studies of Natural Biological Systems
1. Mangrove
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a. Weed competition on the effect on recolonization.of defoliated
areas by mangrove species
, ,
(1) Quadrat studies in Rung Sat
(2) Aerial photography
b. Availability of mangrove seeds for recolonization
(1) Quantity, viability, and seasonality of mangrove seed in.
Rung Sat
(2) Distributional patterns of seeds
,
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c. Extent of recolonization and regeneration
(1) Aerial photography and ground verification in Rung Sat and
Ca Mau for extent and rate of recolonization and .regeneration
(2) Transects in defoliated areas for supplementary information
d. Treatment of one acre plot of intact mangrove - correlated with
soil and residue studies
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(1) Differential susceptibility
(2) Recolonization and regeneration
e. Field trials, planting experiments in Rung Sat
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(1) 100 seeds of each mangrove species
(2) Measurements on survival and growth, one month and six months
•'•'.''
after establishment
.
;

�- 27 -

, f . Fertility indices in estuarian areas of Rung Sat
(1) Measurements of pH, salinity, plankton, small fish, mangrove
seeds
g. Modelling studies of the ecosystem, using input from above,
especially f .1
2. Semi-deciduous forests
a. Analysis of vegetation by aerial photography
(1) Areas analyzed from 1965 to end of project
b. Role of bamboo in defoliated areas
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(1) Literature search
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(2) Aerial photograph interpretation with ground verification

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c. Composition of undergrowth
(1) Analysis of change in successional vegetation in defoliated
areas, if any
(2) Seedlings and juveniles by species and number
d. Species susceptibility
(1) Transects to determine differential species susceptibility
and percentage of plant kill
(2) Aerial photograph interpretation
e. Long and short-term economic impact on forestry and forest products
•

(1) Interviews with local forestry personnel
(2) Literature review and on-site investigation of reproductive
biology of major species

f. Economic analysis expressed in terms of energy loss (or gain) to
the ecosystem
(1) Data gained from above investigations
g. Modelling studies

�- 28 V. Cooperation with Vietnamese Scientists
As explained earlier, the Committee felt strongly from the outset that
cooperation with the Vietnamese roientists was most important, not only
because of the direct assistance that they could provide to our work/ but
also because they may have to continue the studies after the Committee has
completed its work. Accordingly, contacts with Vietnamese colleagues were
initiated before the first trip to Vietnam, and were pursued upon our
arrival in Saigon. In consequence of the contracts that were thus established a Vietnamese National Herbicides Committee has been formed, under
the chairmanship of Professor Le Van Thoi, Director of the National
Scientific Research Council of the Republic of Vietnam. Its membership is
listed in Appendix A-l. Professor Le Van Thoi and another member of the
Vietnamese Committee, Professor Pham Hoang Ho, are also members of our own
Committee, ensuring close liaison and cooperation. Plans for joint work
are already under development. Thus, at least part of the soil fertility
analyses will be carried out at the Agricultural Research Institute in
Saigon. The experimental studies in Vietnam, described in Section III, item
(3) are being planned jointly with Professor Ho. Because of their familiarity with the country, and with logistical and other assistance on our part,
the Vietnamese can most probably carry out studies in parts of the country
that would not be readily accessible to foreigners. On the whole, the
Committee on the Effects of Herbicides in Vietnam feels that the establishment of close cooperation with our Vietnamese counterparts will be of great
mutual benefit and is a most gratifying and welcome, development in our work.

. ,'•..,; .f

�'"1

Acknowledgements

In conclusion of this report, it is a pleasure to acknowledge the generous
cooperation that the Committee has received from a number of Vietnamese,
American, and Thai personnel which has been essential in the successful
completion of the reconnaissance work.

�Appendix A

- 30 -

•

NATIONAL RESEARCH COUNCIL '
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NATIONAL ACADEMY OF SCIENCES NATIONAL ACADEMY OF ENGINEERING
il CONSTITUTION AVINVB

WAiHINOTON, D.C. 104 it
: (tOt) 901&gt;1701

DIVUION OF liOlOGY AND AGtlCVLTUM

coMHirrit ON THE imcrs
Of HIMICIDKS IN VltTNAH

Professor Anton Lang, Chairman
Director, MSU-AEC Plant Research Laboratory
Michigan State University •
East Lansing, Michigan 48823
(517) 353-2270

Professor Le Va*n Thdi, Associate Chairman in
Charge of Liaison with Vietnamese Scientists
President, National Scientific Research
Council of Vietnam
c/o Office of Atomic Energy
291, rue Phan-thanh-Gian
B.P. Q-16

Saigon, Vietnam
Professor Ewert Aberg, Heed
Department of Plant Husbandry
Agricultural College of Sweden
S-750 07 Uppsala 7, Sweden
Professor James S. Bethel, Dean
School of Forestry
University of Washington
.Seattle, Washington 98105
(206) 543-2730
Professor Geoffrey E. Blackman, F.R.s.
Department of Forestry
.
Oxford University
Oxfordj England
Dr. Robert F. Chandler, Director
International Rice Research Institute
P.O. Box 58*3
Manila, The Philippines
49r81-67

Prpfesspr William B. Drew, Chairman
of Botany and Plant Pathology
Michigan State University
East Lansing, Michigan 48823
(517) 355-4680

: Department

Professor F. Clarke Fraser, M.D.
Department of Biology
McGill University
and Montreal Chiidrens' Hospital
Montreal, Quebec, Canada
(514) 392-4589
Mr. John D. Fryer, Director
Weed Research Organization
(Agricultural Research Council)
Begbroke Hill, Sandy Lane, Yarnton
Oxford, England
Professor Frank B.Golley, Jr.
Executive Director
Institute of Ecology, The Rockhouse
University of Georgia
Athens, Georgia 30601
(404) $42-2968

Prpfessor Pham Hoang
Department of Botany
Faculty of Science
227 Cdng-hda Street
B.P. A-2
Saigon, Vietnam

�Professor Howard T. dum
Department of Environmental
Engineering
University of Florida
Gainesville, Florida 32601
(904) 392-0836; 378-8172

Dr. Fred H. Tschirley
Pesticides Coordinator
Science and Education Staff
Office of the Secretary
U.S. Department of Agriculture
Washington, D.C. 20250
(202) 388-3965

Professor Paul W. Richards
School of Plant Biology
Memorial Buildings
University College of North Wales
Bangor, Wales, U.K.
2501 and 4321

Professor Paul J. Zinke
School of Forestry and Conservation
145 Walter Mulford Hall
University of California
Berkeley, California 94720
(415) 642-6472

Dr. Philip Ross, Staff Officer
Mrs. Selma Baron, Administrative Secretary

• *»
V

V. ,,_:„'

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' 4-

�- 32-

"

• • • • • • • • •

Appendix A-.l
— •

-- •

Vietnamese
tee on the Effects of Herbicides in Vietnam
Or. Le Van Thoi, President:
Professor of Organic Chem:lstry
Faculty of Sciences, Saigon
Dr. Nguyen Van Ai
Director General of the Pasteur Institute
Professor of Bacteriology
Faculty of Dental Medicine
Saigon

Microbiology

Dr. Dang Van Chieu (M.D.)
Professor of Surgical Pathology
and Neurosurgery
Faculty of Medicine
Saigon .• '.;
.
...-•• \

Gynecology

Dr. Luii Trong Hieu
Professor of Physiology
National Center of Agronomy
Saigon
'
Dr. Pham Hoang Ho
Professor o f Botany
Faculty of Sciences
,. Saigon
.

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Animal Physiology
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Botany
• &gt; ' • ' •
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Dr. (Mrs.) Mai Tran Ngoc Tieng
Professor of Vegetable Physiology
Faculty of Sciences
Saigon
.

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Dr. Phan The Tran
,
,
Professor of Hygiene and Hydrology
Faculty Of Pharmacy
Saigon

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Soil Science

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Ing. Ton That Trinh
Professor of Agronomy
National Center of Agronomy
Saigon

Toxicology, Hydrology
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Agronomy

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Dr. Nguyen Van Trinh (M.D.)
Professor of Veterinary Pathology
National Center of Agriculture
Saigon
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Plant Physiology
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Dr. thai Cong Tung
Director of the Agricultural Research
Institute
Ministry of Agriculture
•Saigon
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�Appendix

-•33 -

REFERENCE COLLECTION

PUBLIC HEALTH
1-General
2-Nutrition

AGRICULTURE
Tropical
AAAS HERB. ASSESS. COMM.

B

CACODYLIC ACID

C

CBW
1-General
2-Military

D

CONGRESSIONAL

SOILS
Tropical

M
N

E

SOUTHEAST ASIA
1-Agriculture
2-Anthropology
3-Climate
4-Forestry

DEMOGRAPHY

F

2,4-D

0

ECOLOGY &amp; PHYSIOLOGY
1-General
2-Nutrient Cycling

G

2,4,5-T

p
Q

HERBICIDES
1-General
2-Ecological Effects
3-Physioiogical Effects
4-Soils
5-Toxicity
6-Tropics

H

VEGETATION
1-Bamboo
2-Mangrove
3-Rubber
4-Teak
^Tropical

MAPS

I

L

PESTICIDES
1-General
2-Manmalian Systems
3-Public Health
4-Toxicity
5-Wildlife
PiCLORAM

J

VIETNAM
1-General
2-Agriculture
3-Climate
4-Fishery
5-Forestry
6-Future Development
7-Public Health
8-Soils
9-Statistics
10-Wildlife
WEED CONTROL

\

�- 34 -

MILITARY USE OF HERBICIDES
MAJOR CHEMICALS USED IN SOUTH VIETNAM
(U.S. Department of Defense Data)
Agent ORANGE; 2.4-D and 2.4.5-T
Composition:

A 1:1 mixture of the n-butyl esters of
2,4-dichlorophenoxyacetic acid and
2,4,5-trichlorophenoxyacetic acid.
Active Ingredients: 4.1 and 4.4 Ib./gal.
Application: Undiluted at 3 gal. - 12.3 or 13.2 U./acre.
Often applied a second time.
Major use: Against forest vegetation.
Agent WHITE; 2.4-D and Picloram
Composition:

A 4:1 mixture of the tri-iso-propanolamine
salts of 2,4-D and 4-amino-3,5,6-trichloropicolinlc acid in water. (Picloram is the
same as Dow Co, "Tordon"; the mixture used
is the same as Dow Co. "Tprdon^lOl.")
Active Ingredients: 2.0 arid 0.54 Ib./gal.
Application: Undiluted at 3 gal./acre.
Major use:
Same as for agent Orange.
Agent BLUE; Cacodylic Acid
Composition:

A 6:1 mixture of sodium dimethyl arscnate
and dimethyl arsenic acid in water.
(Cacodylic acid is the same as Ansul Co.
, "Phytar-560G".)
Active Ingredients: 3.1 Ib./gal.
Application: Undiluted at 3 gal./ acre.
"Major use:
Against rice and other food crops.

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