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                    <text>ItoimDNunber

0181

Author

Young, Alvin L.

°

Corporate Author
Rmnrt/Artidfl Titln Letter: from Alvin L. Young to Raymond Suskind,
nqiui i/m uuu
Febmary 23 1984

Journal/Book Title
Year

000

°

Month/Day
Color

n

Number of hianos

1

DeSCrlUton Notes

Alvin L. Young filed this item under "Vietnam Veterans
Twin Study." Enclosures mentioned in the letter are
missing.

Wednesday, July 11, 2001

Page 1811 of 1870

�EXECUTIVE OFFICE OF THE PRESIDENT
OFFICE OF SCIENCE AND TECHNOLOGY POLICY
WASHINGTON. O.C. 20600

February 23, 1984

Dear Ray:
Thank you for the special hospitality shown to me during my
February 1, 1984 visit to the Institute. I hope your students
and staff enjoyed the exchange as much as I did.
As a follow-up to our conversation, I have enclosed some
documents that will be of interest to you.
c

0
0
0
0

Abbreviated package on the results of the Air Force Health
Study (RANCH HAND Epdemiologic Study). I presume that
George Lathrop will be sending you a copy of the technical
report.
CDC Protocol for Health Studies of Vietnam Veterans.
A 1969 Technical Report on Use of Herbicides in Southeast
Asia.
OSTP Cancer Document.
NTP Cancer Document.

The latter two documents on carcinogenesis are in the final
review stages and, at least in the case of the OSTP document,
will be submitted to the FEDERAL REGISTER in order to solicit
public comment.
Since my visit with you, I have had the opportunity to discuss
with Seth Eisen your continued interests and concerns in the
conduct of the Twin Study. I have encouraged him to pay you
a visit in the near future.
Best wishes.

Alvin Young, Ph.D.
LT COL USAF
Senior Policy Analyst
for Life Sciences
Dr. Raymond Suskind
Director
Institute of Environmental Health
University of Cincinnati College
of Medicine
3223 Eden Avenue
Cincinnati, Ohio 45267

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&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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01774

Author
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Press

Release: News from the National Research
Council, Plan for Agent Orange Study of Veterans
Needs "Considerable Revision," Research Council
Committee Says, November 9,1982

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Desorlpton Notes

Monday, June 11, 2001

Page 1775 of 1793

�(.news from the NATIONAL RESEARCH COUNCIL

\\ ^
j

J

The National Research Council was organized by the National Academy of Sciences in 1916 in order to provide for a broader
participation by American scientists and engineers in the work of the Academy. The Academy was chartered by the U.S. Congress in
1863 as a private organization with a responsibility for examining questions of science and technology at the request of the
Federal Government. The N alional Academy of Engineering was organized in 1964 under the original NAS charter. The National
Research Council now serves as the agent of both Academies in the conduct of studies and investigations in the public interest.
2101 C O N S T I T U T I O N A V E N U E , N . W . , W A S H I N G T O N , D.C. 2 0 4 1 8

A R E A CODE 2 0 2 3 3 4 - 2 0 0 0

Date: Nov. 9, 1982
Contact: Barbara Jorgenson or Gail Porter,
(202) 33^-2138
Recommends delay until
Air Force study completed

PLAN FOR AGENT ORANGE STUDY "OF VETERANS'
NEEDS "CONSIDERABLE REVISION,"
RESEARCH COUNCIL COMMITTEE SAYS' "

" ~'

FOR IMMEDIATE RELEASE
WASHINGTON - Citing several design flaws in a research plan to identify
possible health effects of the herbicide Agent Orange, a National Research Council
committee advised* the Veterans Administration (VA) today to revise the plan and to
delay the pilot study of Vietnam ground troops exposed to the chemical until results
from a similar Air Force study are available.
The Air Force's "Ranch Hand" study is examining veterans assigned to air crews
that sprayed Agent Orange and other defoliants in Vietnam. Guidance from the results of
this study "should have a significant impact on the directions, methods, and procedures"
of the proposed VA study, the committee said.
The committee recommended "considerable revision" of both a questionnaire to
to be administered to selected Vietnam veterans through personal interviews and of
proposed procedures to be used in follow-up physical examinations. It also told the VA
that neither of the two methods currently proposed for selecting veterans to be included
in the study was satisfactory. The selection method, it added, "requires much further
investigation" before a final choice should be made.
(OVER)
•Copies of the committee's report are available from the Medical Follow-up Agency at the
letterhead address. Reporters may obtain copies from the Office of Information, also at
the letterhead address.

�-2-

The VA asked the committee to review a study plan prepared for the agency by
the University of California, Los Angeles (UCLA), and to recommend improvements. Noting
that the UCLA protocols have already been reviewed in detail by two other scientific
panels, the committee chose to address broad issues "which the VA and other planners of
this study must face in the next few months."
SELECTION OF PARTICIPANTS
The committee pointed out that the selection method proposed by the UCLA
i
researchers may be unnecessarily costly because it would require calculation of exposure
levels to the herbicide for all Vietnam ground troops. An alternative method proposed
by the Department of Defense (DOD), said the committee, would first estimate the
exposure of military units and then select individual veterans with high and low
exposures.

The DOD method would be much less expensive, but also less valid, according

to the committee. "It may be that an intermediate procedure can be identified which
combines the advantages of the UCLA proposal with the (relative) economy of the DOD
procedure."
Enlisted men with multiple tours of duty, officers, and Air Force personnel
should not be included in the study, the committee said, because differences between
these groups and the majority of Army ground troops would "unnecessarily complicate the
analysis."
However, marines should be included, it continued, if enough participants are
available to allow a separate analysis. Air and maintenance crews assigned to
Army-based helicopters used in spraying operations should also be studied, if possible,
the committee said.
QUESTIONNAIRE AND CLINICAL PROTOCOLS
Calling the proposed questionnaire "formidable," the committee recommended
that it be focused more on known human and animal effects from exposure to Agent Orange
and similar herbicides. Questions asked in the VA study, it emphasized, should be
coordinated with those asked in the Air Force study so that data from the two projects
will be compatible.

Any attempt to study a broader array of possible health effects

stemming from the "Vietnam experience," the committee commented, should be independent
of the Agent Orange study.

(MORE)

�-3-

Although the questionnaire has been kept confidential, the committee advised
that it be provided to veterans groups and other interested parties. The possibility
that public release of the survey might influence veterans' responses, said the
committee, should not pose problems as long as participants do not know whether they are
assigned to the high- or low-exposure groups.
The committee also called for removal of ambiguous and esoteric terms from the
questionnaire, greater emphasis on symptoms rather than on diagnoses, more detailed
attention to quality control and standardization of clinical and laboratory
examinations, and additional mortality or cause-of-death analyses to distinguish
differences between veterans with high and low exposures.
WHO SHOULD CONDUCT THE STUDY
The committee concluded that "a stronger central scientific team to coordinate
the whole effort can be assembled outside the VA than within it."

Consequently, it

recommended that the study be conducted by an academic coordinating center strong in
biostatistics and epidemiology and with experience in multi-center collaborative studies.
A subcommittee of the Committee on Epidemiology and Veterans Follow-up Studies
of the Research Council's Commission on Life Sciences reviewed the VA Agent Orange study
proposals.
The subcommittee was chaired by Brian MacMahon, department of epidemiology,
Harvard University School of Public Health, who also chairs the parent committee.
Other subcommittee members were George C. Becking, health protection branch,
Department of National Health and Welfare, Ottawa, Canada; Gary Friedman, medical
methods research department, Kaiser-Permanente Medical Care Program, Oakland, Calif.;
Allyn W. Kimball, department of biostatistics, School of Hygiene and Public Health, The
Johns Hopkins University; and Leonard Kurland, department of epidemiology and medical
statistics, Mayo Clinic, Rochester, Minn.
C. Dennis Robinette of the Research Council's Medical Follow-up Agency served
as the staff officer for the subcommittee.
f
#
#
gp: 1,10

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                    <text>Item ID Number

01724

Author

Jemison, Terry

Corporate Author
RODOrt/ArtiClO TltlO

4 Year

JOIirnal/BOOk Title

U.S. Medicine

Year

1983

Month/Day

September 1

Review Complete: Key Agent Orange Study Set
to Go

Color

°

Number of Images

6

Doscrlpton Notes

Monday, June 11, 2001

Page 1725 of 1793

�WASHINGTON—Many nurses and doctors in anesthesia training programs—
as well as their instructors—have a
problem with drug dependence, a new
survey of that specialty has found.
The survey, published in the JOURNAL
OF THE AMERICAN MEDICAL ASSOCIATION, was prompted by problems
observed in the University of California's San Diego Medical Center anesthesia training program, researchers
Dr. C.F. Ward, Gretchen C. Ward, RN,
and Dr. Lawrence J. Saidman related.
In general, the researchers found that
there is more of a temptation for anesthesiologists to use drugs than for other
specialties. One rehabilitated drug user
commented that "working in the OR
was like working in the candy store."

"Of the 247 programs which responded to the survey questions, 74 per
cent identified at least one suspected
episode of abuse, with the program incidence of at least one instance of confirmed abuse being 64 per cent," the
researchers related.

(Continued on page 12)

(Continued on page 11)

Key Agent Orange Study Set To Go
By Terry Jemison
WASHINGTON—The first comprehensive series of agent orange studies
involving American ground troops in
Vietnam has cleared peer review.

E D I C I N E"
PERRY L. JEMISON
Managing Editor

BRA

(Continued on page 12)

4-Year Review Complete

FRANK M. BEST
Publisher

(USPS 650-120)

"In the western United States a signif- pate in the decentralization program,
icant increase in the number of heroin however, but instead will receive
emergency room visits was noted in commerical "integrated hospital sys1982 compared to 1977, but the number tems" purchased from software firms.
(The software for the decentralized
of emergencies is less than half the 1974program was developed within the VA.
1976 peak," the NIDA work group
It is in a common language and can be
report said.

NANCY TOMICH
Editor

ANN CANNON FINCH
Circulation Director

U.S. Medicine is published semi-monthly by U.S. Medicine Inc., Suite 505,
2033 M St. N.W., Washington, D.C. 20036-3362. Telephone 463-6000.
Subscription price is $55 per year. Second-class postage paid: original entry,
Washington, D.C.; additional entry, Baltimore, Md. Postmaster: send
address changes to U.S. Medicine, 2033 M St. N.W., Washington, D.C.
20036-3362.
®1983 U.S. Medicine Inc.
JOHN A. GENTILE, JR.
PHILIP KEUSCH
PUBLISHING, REPRESENTATION
Advertising
RESEARCH, INC.
Representative
800 Second Ave., New York, N.Y. 10017
Phone (212) 599-3166

Though one review panel's written
comments are pending, which is a formality, the investigation appears ready
to begin—nearly four years after Congress demanded it.
While the Veterans Administration
was wrangling over the ground troops
study during most of that time (it eventually was relieved of responsibility for
the work), other agencies got smaller
studies of Vietnam veterans off the
ground.
In one, an Air Force study of 1,247
former flight crew members who
sprayed the herbicide, data collection
already has been completed with preliminary results clear: zero cases of several diseases of particular interest to
compensation advocates.
The Centers for Disease Control,
which during the four years launched a
birth defects study that now is nearly
complete, this year took over VA's
ground troops study.
For years, some of the VA's strongest
advocates in Congress, leaders of the
House Veterans Affairs Committee,
had stood by VA as it weathered storms
of criticism. The CDC takeover
occurred when some of those congressmen finally jumped ship and urged VA
to give the study up. VA complied
promptly.
CDC, building upon the VA's work
from late 1979 through the end of 1982,
was able to complete a protocol in just a

few months. After several additional
months of peer review, two weeks ago
the CDC ground troops study was
approved by a White House work
group, sources said.
(Continued on page 28)

Moving To DoD

Alcohol, Drug Abuse &amp; Mental Health
Administration director, Dr. Willam £.
Mayer, has reportedly been offered and
has accepted the position of assistant
secretary of defense for health affairs.
The position is currently held by Dr.
John F. Beary, who resigned his post
effective mid-September.

�U.S. MEDICINE

28

Agent Orange Study
Clears Peer Review
(Continued from page 2)

A pilot phase is scheduled first, and
according to the CDC timetable developed earlier this year, selection of veterans for the pilot study will be completed
two months after peer review.
CDC has "sole responsibility" for "all
decisions" for interpreting the research
results 4'/$ years from now under terms
of a VA-CDC interagency agreement,
according to a VA analysis of the pact.
CDC will report its findings to VA.
However, even when they controlled
the study, VA leaders above the level of
the Department of Medicine and
Surgery avoided even general commitments to any policy action based on
positive—or negative—findings.
In contrast, Health and Human Services Department officials subsequently
boasted that existing research and
pending studies are expected to have the
power to "wrap up" the agent orange
issue. The House committee leaders'
support for the shift of control to HHS
followed their hearings where the HHS
comment was made.
Peer review of the study was completed in mid-August, when a White
House work group approved the work
of several peer review panels.
One of the CDC investigators working on the project, Dr. Peter Layde, said
before the White House meeting that no
major shifts in focus had resulted from
the tiers of peer review in recent months.
One of the reviews was conducted by
the congressional Office of Technology
Assessment (OTA).
President Carter, who was in office
when the congressional mandate for the
study was passed, previously had
advised federal scientists to ignore a
requirement in the law that OTA review
the protocol, citing it as a "legislative
veto" that he opposed in principle.
The OTA review was not blocked by
the Reagan administration, however,
and in a report issued in July, OTA
director John Gibbons praised the
study design as "well constructed and
strengthened by CDC's efforts to look
ahead...."
The study was required by Congress
in Public Law 96-151—legislation
reported by committee in May 1979
which became law that December.
Since then, some of VA's delays in
producing the study may be related to
the disorder of Army records and litigation by veterans themselves who challenged VA's study methods. VA work
on the study received considerable
scrutiny from veterans groups active on
agent orange, with some activists complaining VA was dragging its feet.

By comparison, when the White
House, through CDC's parent agency
(Health and Human Services), recently
conducted a publicly announced, open
meeting for a panel of scientists and
outside advisors to review the protocol,
no veterans groups were in attendance
among the handful of observers at the
outset of the meeting.
The head of that peer review committee, John A. Moore, DVM, described as
a "critical question" one scientific issue
that many say has been a great stumbling block to getting the study moving:
quantification of exposure and selection of exposure cohorts.
He and the CDC primary investigator, David Erickson, DDS, PhD,
agreed at that meeting that the question
is surrounded by uncertainty, and that
while "most likely exposed" and "least
likely exposed" cohorts may be separated on the scale of exposure as widely
as possible, scientists may never know
what the top and bottom of the scale is.
Dr. Erickson, asked by peer reviewer
and Mt. Sinai medical school environmental sciences director Dr. Irving J.
Selikoff about ways to verify data on
herbicide spraying, said the Ranch
Hand Unit defoliation missions are
documented—by time, space covered
and quantities used—on computer
tapes. He added there is "considerable
doubt about the accuracy of these
records in some quarters, particularly
Air Force people."
While others think the records are
relatively good, Dr. Erickson said,
scientists probably always will worry
that some of the agent orange applications may be unknown, perhaps "buried" somewhere in records other than
those of chemical units.
Dr. Selikoff suggested that in the
pilot study about to begin, 100 or 200 of
the enrollees could be questioned about
exposure and that recalled experience
could be compared with the unit location in the Ranch Hand records.
Dr. Erickson conceded such a test
may be useful, but he noted that with
the CDC birth-defects study already in
progress he has found there is a lot of
skepticism "particularly in the military"
about what the veterans can tell
epidemiologists.
The popular insecticide malathion
intentionally was sprayed on the jungle
canopy in the vicinity of ground troops,
he noted, and that may be the aerial
spraying a veteran recalls.
........

�•en,"

—U.S. Medicine photo
Dr. Peter Layde
No major shifts in peer review

Dr. Moore, director of the National
Institute of Environmental Health
Sciences (NIEHS) national toxicology
program (and rumored to be in line for
transfer to the Environmental Protection Agency), polled the peer reviewers
on cohort selection and found no dissent on the concept of exposure
classification.
After the meeting, Dr. Moore
declined to comment on the group's
consensus on the sticky scientific issue
of separation of exposure cohorts.
(His secretary said he was too busy to
make even 10-minute appointments for
the indefinite future, and aides to both
the directors of NIEHS and the
National Institutes of Health indicated
those program officials do not supervise
his work on agent orange matters, but
he reports directly to the White House
group instead.)
The White House panel, the Agent
Orange Work Group of the Cabinet
Council on Human Resources, was the
last group to consider peer reviewers'
reports. It always meets in secret.
One protocol review obtained by
U.S. MEDICINE—the OTA review—
describes exposure cohorts that would
be 6,000 Vietnam veterans each.

�, Sources indicated that is unchanged.
There would be three such cohorts in
the main study:
•Troops who served in combat areas
located near an area where use of agent
orange was recorded.
•Servicemen in a combat area where
I no such use was recorded.
•Veterans who did not serve in combat areas and who were not thought to
be exposed to agent orange.
"Although it appears unlikely that
the methods chosen will not allow some
separation between exposed and nonexposed veterans, that possibility must
be kept in mind," OTA said (emphasis
. added).
"In other words, it is still possible that
studying associations between health
effects and agent orange exposure may
not be possible because the records will
not provide information for meaningful
exposure classification.
"The protocol shows that CDC is
aware of the problems in deciding about
exposure status and provides assurance
about the ability of the CDC to make
appropriate decisions as the study goes
along," OTA said.
Another companion study, the "Viet| nam experience study," will contrast the
health status of a cohort of 6,000 Vietnam veterans with another 6,000 veter- j
ans who are not Vietnam veterans. It i
may test for the health effects of ele- \
ments of the Vietnam environment, but I
is not designed to examine any specific ;
factors.
•
"This study, like the agent orange \
study, is 'hypothesis generating,'" Gib- \
bons of OTA said. "Currently, too little \
is known about possible health effects •
• of Vietnam service to design a study to
| test hypotheses that particular diseases j
1 are associated with Vietnam service," he
1
said.
In the formal report, OTA said that in
the absence of expectations of disease
based on theoretical or empirical considerations, the studies are not justified
"in terms ordinarily used by scientific
review bodies."
i
However, OTA said, if the study of j
the health experience of Vietnam veter- j
ans is justified "on other than only ;
scientific basis," then the research is ;
appropriate.

The VA's position is that no longterm health effects of exposure to
dioxin have been demonstrated for diseases other than chloracne. Yet even
before legally required to do so, it said
its physicians' compassion for veterans
compelled it to treat a veteran for a
non-service-connected condition the
veteran alleged was due to agent orange
when hospital resources allowed it to do
so.
OTA's analysis of the protocol found
that the agent orange study and the
Vietnam experience study will have
high sensitivity to detect a two-fold
increase in risk "for health outcomes
that occur in the control population at a \
rate of about 0.5 per cent—for outcomes based on the questionnaire
phase."
"For the medical, psychological and
laboratory phases," OTA continued,
"the studies will have high power to
detect two-fold increases in outcomes
that occur at the rate of 1.5 to 2 per cent
in the control population.
"For outcomes occurring more frequently, and for greater increases, the
studies will have correspondingly
greater power.
"In comparison to most cohort studies that have been done, these studies
are very powerful due to their large size.
Even so, as CDC recognizes, the cohort
design is not well-suited to detecting
rare effects or those which occur at only
slightly increased frequencies in the
exposed group."
In other developments in the agent
orange issue:
•A report issued by VA last month
shows that nearly 6,000 veterans have

�—U.S. Medicine photo
Rep. James H. Scheuer
AM A used 'loose and thoughtless' language
filed disability compensation claims for
skin conditions they relate to agent
orange.
Earlier, it was incorrectly reported
that a third of skin condition claims had
been granted (though not due to agent
orange specifically). A VA newsletter
on which the calculation was based did
not qualify its statement that "3,200
claims (have been) filed by Vietnam veterans" as being only a partial total of
claims, a sampling used to check the
claims for chloracne cases.
(In fact, only one case among the
6,000 now is considered possibly chloracne, an agent orange office researcher
recently said.)
i The 1,300 claims that had been
allowed are among 6,000 claims, not
3,200.
•According to a later issue of the
same newsletter, "Agent Orange Review,"
chief medical director Dr. Donald L.
Custis has reported that about 9,400
Vietnam veterans received care in approximately the first year of an agent
orange medical care law raising their
eligibility above most non-serviceconnected veterans.
The VA's monitoring covered the
period February 1982 to February 1983.
The law, signed in November 1981,
gives VA broad authority to treat veterans when the origin of their illness is
uncertain and the possibility of a temporal relationship to Vietnam service
cannot be ruled out.

During the same period, there were
369,000 outpatient visits.
•The House Veterans Affairs subcommittee on compensation and pensions reportedly advanced legislation
that would provide compensation to
Vietnam veterans suffering from chloracne, porphyria cutanea tarda and
soft-tissue sarcoma if the disease
appears within 20 years of discharge.
Sponsor Rep. Thomas Daschle (D.,
S.D.) has maintained that scientific
literature supports an association
between the diseases and exposure to
agent orange or its components.
The Veterans Administration, which
disagrees, opposed the bill, and according to press reports, the subcommittee
split on party lines, with seven Democrats favoring it and four Republicans
opposing the measure.
•The American Medical Association,
offering testimony at recent congressional hearings, is stressing the inadequacy of the science base to blame agent
orange for long-term health effects
other than chloracne, and it said legislation providing compensation should go
no further than chloracne.
AMA representative Dr. John R.
Beljan, who chaired an association

I
I

�advisory panel on toxic substances, has
been kept busy explaining the association's action at a June meeting.
The group accepted a resolution that
AMA begin "an active public information campaign to get accurate information on dioxin before the public to
prevent irrational reaction and unjustified public fright."
Though not now part of AMA policy,
a series of "whereas" clauses that precede the resolve drew, sh^irp reaction.
They said in part, "The news media have
made dioxin the focus of a 'witch hunt'
by disseminating rumors, hearsay and
unconfirmed, unscientific reports,
including quotes attributed to scientists
whose quote should have been, 'I don't
know.'"
Rep. James H. Scheuer (D., N.Y.),
for example, in hearings of his House
Science and Technology subcommittee,
told Dr. Beljan that the AMA staff technically may dissociate itself from the
colorful "whereas" clauses of the sponsoring (Missouri) delegation, but the
language remains part of the AMA's
"public posture."
"lam really astonished that a professional organization as highly respected
as the AMA...should have represented
itself in such—well, to put it charitably—
loose and thoughtless language," Rep.
Scheuer said. He heads the subcommittee handling environmental matters.
The controversial preamble to the
resolution in the AMA house of delegates alleged the lives of people in areas
of dioxin-contaminated sites have been
ignorantly damaged "by this hysterical
mal-reporting."
"If one of my kids wrote such an irresponsible editorial in a high-school newspaper...! would whack their fannies,"
Rep. Scheuer said.
Dr. Beljan said, "I regret the unfortunate continuing use of the words 'witch
hunt.' That is not AMA policy."
Another AMA witness explaining the
AMA policy process—delegation proposals, reference committee review, and
house of delegates action—told Rep.
Scheuer that the clarification of just
what part of the resolves were adopted
by AMA was pursued in 75 media contacts in just the first week after the
meeting.

Explaining that the AMA recognizes
chloracne as a possible long-term effect
of dioxin exposure, Dr. Beljan added,
"With respect to other alleged human
health effects attributed to dioxin, the
(AMA) Council on Scientific Affairs
and its advisory panel concluded there
was insufficient published data subject
to peer review to establish a relationship
between dioxin exposure and the
adverse health effect."
Two days before that hearing; Health
and Human Services assistant secretary
for health Edward N. Brandt Jr., MD,
PhD, said in a letter to AMA president
Frank J. Jirka that while he agreed with
the policy to provide dioxin information to the public and the practicing
physician, "we do not agree with some
of the preparatory statements in that
resolution."
•Though the absence of any major
unusual mortality patterns in the
members of the Ranch Hand Unit that
sprayed agent orange had been suggested earlier in raw data, the Air Force
has released its detailed statistical comparison of study subjects and controls
that formally affirms it.
Morbidity analyses are continuing
and only raw data have leaked out.
"The mortality analyses described in
the report have not revealed any statistical excess in the deaths recorded in the
herbicide/dioxin-exposed group," the
Defense Department said in a statement.
"At this time, there is no indication
that Operation Ranch Hand personnel
have experienced any increased mortality or any unusual patterns of death in
time or by cause. They are not dying in
increased numbers, at earlier ages or by
unexpected causes."

�U.S. MEDICINE

— U.S. Medicine photo

Dr. John R. Beljan
'Whereases' are not AM A policy
Statistically insignificant were findings of an increase in liver disorder
deaths and a decrease in cancer deaths

in the 1,247 defoliation pilots and flight
crew members, compared to controls.
"Highly significant" was lower mortality among Air Force members, both
Ranch Hands and controls, compared
to the average U.S. male, the Defense
Department said.
The statistical power of the study was
criticized by some veterans. An attorney
representing 20,000 Vietnam veterans
or their families was quoted as calling
the study "a patent fraud.... It has no
power to detect anything short of a
catastrophe."
The 1,247 Ranch Hand unit members
were compared to 6,171 controls who
flew only cargo missions to, from or in
Vietnam during the same period.
"By a computerized 'nearest neighbor' selection process, up to 10 comparison individuals were matched to each
Ranch Hander by job category, race,
and age to the closest month of birth,"
the study summary reported.
Five individuals were randomly
chosen from each comparison set for a
1:5 design.
"This baseline mortality report can in
no way be regarded as conclusively negative because this small, young, and relatively healthy cohort may not have yet

29
reached the latency period wherein
attributable fatal disease might be
expected and detected within limited
power boundaries of this study," the
report cautioned.
Principal investigators for the study,
conducted at the School of Aerospace
Medicine at Brooks AFB, Texas, are
Col. George D. Lathrop, USAF, MC;
Col. Patricia M. Moynahan, USAF,
NC; Dr. Richard A. Albanese of the
Data Sciences Division; and Lt. Col.
William H. Wolfe, USAF, MC
•A conference at the Centers for Disease Control in Atlanta has produced a
consensus that a safe level of dioxin contamination in the soil of residential
areas is 1 ppb.
But Dr. Vernon N. Houk, director of
the CDC Center for Environmental
Health, cautioned, "There can't be a single national standard of any magic
number."
While the 1 ppb level can be used as
an "action level," local demographics as well as the nature, pathways
and lengths of exposure also must be
considered, he said.
"There may be levels of concern in
each kind of situation," he said at a hearing following the conference.

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01/12

Author

Stellman, Steven D.

Corporate Author
ROpOrt/ArtlGlO TitlO Typescript: Estimation of Exposure to Agent Orange
and Other Defoliants Among American Troops in
Vietnam: a Methodological Approach [nd]

Journal/Book Title
Year

000

°

Month/Day
Color
Number of ImaBBs

n

40

Descrlpton Notes

Monday, June 11, 2001

Page 1713 of 1793

�ESTIMATION OF EXPOSURE TO AGENT ORANGE AND OTHER DEFOLIANTS
AMONG AMERICAN TROOPS IN VIETNAM
A Methodological Approach

Steven D. Stellman, Ph.D.
American Cancer Society
4 Nest 35th Street
New York, NY 10001
Jeanne M. Stellman, Ph.D.
School of Public Health
Comprehensive Cancer Center
Columbia University
21 Audubon Avenue
New York, NY 10032

This work was partially supported by U.S.
Service Grant NCI #5K07-CA-00730 &lt;JMS) and by a
from the National Council of Churches.

Public Health
special grant

A preliminary account of this work was presented at the
annual meeting of the American Public Health Association in
Montreal, November, 1982.

�ABSTRACT
Two pivotal problems in determining whether
exposure to herbicides has caused disease in Vietnam veterans or
their offspring are definition of which troops were exposed and
extent of exposure.

The DoD HERBS tape is the most complete

publicly available record of herbicide spraying in Vietnam. It
contains about 17§000 records consisting of coordinates of spray
missions, dates, chemical agent, quantity and area sprayed, and
mission purpose.

We have developed a set of discrete and con-

tinuous indexes of exposure to herbicides for individual
veterans. These indexes are based upon HERBS tape spray data, and
upon locations and dates of service derived from a place-and-date
matrix completed by the veteran. They can take into account
environmental persistence of herbicide using first-order
exponential decay kinetics with an estimated half-life of dioxin.

Mean values for the continuous exposure indexes were
significantly greater among veterans judged to be exposed according to self-reported job titles and specific military experiences, compared to men judged unlikely to have been exposed.
Exposure indexes based upon the HERBS tape for classification of
exposure to herbicides in South Vietnam during 1965 - 1971 appear
to be well suited for use in epidemiologic studies.

�AGENT ORANGE EXPOSURE INDEX

Page 1

The possible human health effects associated with the
systematic spraying of large portions of South Vietnam with
defoliating chemicals carried out by the United States during
1962

to 1971 are a matter of great public and professional debate

and concern. During that time nearly six million acres of land
were sprayed. Agent Orange, a 1:1 mixture of the n-butyl esters
of 2,4-D and 2,4,5-T, was the main herbicide used. Agents Nhite
(2,4-D and picloram) and Blue (cacodylic acid) were also used but
in lesser amounts [Young et al., 1978].
The ingredients of Agent Orange are known to be toxic.
2,4,5-T is embryotoxic and teratogenic to the mouse [Courtney and
Moore, 1971; Neubert and Dillman, 1972; Hood et al., 1979],
causes fetal anomalies in hamsters [Collins and Nilliams, 1971],
and induces a variety of genotoxic effects in numerous animal and
plant species [Grant, 1979].

2,4-D in large doses can poison

experimental animals and livestock [Rowe et al.,1954; Fenton,
1984], and is neurotoxic to humans [Goldstein et al., 1959]. When
given orally to rats, 2,4-D was found to be embryotoxic and
fetotoxic, but not teratogenic [Schwetz et al., 1971].
The 2,4,5-T used in Agent Orange was also heavily
contaminated with 2,3,7,8-tetrachloro-p-dibenzodioxin (TCDD) and
its congeners [Young et al., 1978]. The mean concentration of
TCDD in Agent Orange was 2 ppm. Individual concentrations ranged
from 0.05 to about 30 ppm [Young et al., 1978].

In laboratory

animals, TCDD was found to be extremely toxic [Huff et al.,
1980]. The LD-50 for guinea pigs is less than 2 ug/kg of body
weight [Huff et al., 1980; Schwetz et al., 1973].

At subacute

�AGENT ORANGE EXPOSURE INDEX

Page 2

doses it produces many other systemic effects. TCDD is also
embryotoxic and teratogenic to several strains of rats and mice
[Courtney and Moore, 1971], and has been found carcinogenic by
several routes of administration [International Agency for
Research on Cancer, 1977; Van Miller et al., 1977j Kociba et al.,
1978].
The effects of TCDD on humans are not so well established as those for animals. Human health effects are known
chiefly from studies following industrial accidents and other
occupational exposures.

Clinical evaluation of workers and

others exposed to dioxins has produced a wide range of dermatological, metabolic, neurological, and behavioral effects [Huff et
al., 1980]. The best known and most widely recognized of these is
/•

chloracne, which is often described as the "hallmark" of dioxin
exposure.

However, many of these other conditions can result

from exposure without chloracne being present [May, 1973} Oliver,
1975}

Pazderova-Vejlupkova et al., 1981].
These and other observations have led to the hypothesis

that soldiers exposed to Agent Orange during military service in
Vietnam may be at increased risk for various acute and chronic
diseases and for fathering children with birth defects.

�AGENT ORANGE EXPOSURE INDEX

Page 3

Currently a number of studies are being conducted on
the health of Vietnam veterans and their offspring. The majority
are planned as long-term investigations and will not be completed
for some years [American Medical Association, 1981],

A prelimi-

nary account of the Baseline Morbidity Study of Air Force personnel who conducted aerial herbicide dissemination missions in
Vietnam (Operation Ranch Hand) showed no significant differences
compared to control groups in conception outcomes such as prematurity, miscarriages, stillbirths, or "severe" birth defects, but
did observe an excess of "minor" defects," as well as a significant excess of neonatal deaths and physical handicaps [Lathrop et
al., 1984].
Among the studies now complete, a case-control study of
babies born in the metropolitan Atlanta area concluded that
Vietnam veterans in general did not have an increased risk of
fathering babies with defects (all types combined) [Erickson et
al., 1984a].

However, veterans judged to be "exposed" to Agent

Orange had significantly higher risks of having children with
birth defects including spina bifida, cleft lip with or without
cleft palate, and a miscellaneous constellation of neoplasms.
Donovan et al. [1984] have reported that the risk for Australian
Vietnam veterans to have fathered a child with a birth defect was
no different from that of other Australian men.

�AGENT ORANGE EXPOSURE INDEX

Page 4

In all of these studies, one of the most difficult
problems has been that of defining exposure. Accurate data on
individual exposure is not available. Information on general
herbicide usage exists but has so far proved difficult to translate into individual exposures.
Lathrop et al. [op. cit., Chapter M i l l ] computed an
average exposure index for each Ranch Hand subject by dividing
the total gallonage of TCDD-containing herbicide sprayed in the
entire Vietnam theater during the subject's tour of duty by the
number of airmen with duties equivalent to that subject during
the same time period. This measure does not take into account
individual exposures at specific times and places. Yet, even this
index was largely ignored by the authors in their analysis.
Instead, most epidemiological comparisons were made between the
entire group of soldiers in Operation Ranch Hand and various nonRanch Hand control groups, in effect assuming a single presumably
high average level of herbicide exposure for all those in
Operation

Ranch Hand and another, lesser level for the control

group.
Erickson et al. also used two different exposure
indices. The first was a self-report obtained by asking the
subject "Do you think you were ever exposed in any way to herbicides, like Agent Orange?" [Erickson et al., 1984b, p. 228] A
more objective "Exposure Opportunity Index" (EOI), was also
developed, whereby a "panel of specialists familiar with existing
records of herbicide spraying in Vietnam used a mixture of objective and subjective methods" to estimate possible exposures for
individual veterans [Erickson et al., 1984b, p. 2 ] Two separate
3.

�AGENT ORANGE EXPOSURE INDEX

Page 5

ECU scorings Mere done, one based on occupation, location, and
time recorded in military records ("records-based score"), and
one based on similar information obtained from direct interviews
with the veterans ("interview-based score"). Despite this incorporation of external information, the EOI scoring system was
judged by authors of the study to be "a generally subjective
evaluation."

Furthermore, Erickson et al. have commented that

the mixture of effects reported could easily have resulted from
errors of misclassification [Erickson et al., 1984a].
Thus, in contrast to the highly technology-intensive
techniques for evaluating the medical status of veterans, the
methods of estimating exposure to herbicides have remained fairly
crude. Future studies of health and reproductive outcomes of
Vietnam veterans will require development of more objective,
valid exposure evaluation methods.
One valuable source of objective, specific information
on the patterns and extent of herbicide usage in Vietnam is the
so-called HERBS tape, developed by the U.S. Army. This data
source was used to derive the "records-based score" in the
Atlanta birth defect study although the exact way in which the
information was incorporated into the EOI was not described
[Erickson et al., 1984b, p. 23].
The purpose of this paper is to investigate the use of
the HERBS tape to see whether it can be an objective, valid
source for exposure classification for individual veterans. The
data file contained on this tape consists of an assembly of over
17,000 records, each describing a piece of a herbicide spray

�AGENT ORANGE EXPOSURE INDEX

Page 6

mission. The information provided within each tape record is
summarized in Table It Besides location, the tape records also
contain data on dates of spraying, the type of mission, which of
the three herbicides was used, the volume used and the area
sprayed. The HERBS tape was kindly made available to us by the
Records Management Group of the office of the Adjutant General of
the U.S. Army.

MATERIALS AND METHODS
Resourcei DoD HERBS Tape
The 1980

version of the HERBS tape which we analyzed

contained data on 6,475 distinct missions. A mission typically
consisted of several legs, each one representing a continuous
spray route, possibly including jogs. Each HERBS tape record
refers to a single coordinate point on the map of Vietnam.

Con-

tinuity of spray runs from point to point on the map (and from
one HERBS tape record to the next) is indicated by letter-numeral
combinations called leg designators (1A, IB, etc.). The numeral
of the leg indicates the number of the run within the mission to
which the associated coordinate belongs, and the letter designates the leg within that run. The coordinates are keyed to the
Universal Transverse Mercator (UTM) system, which is a rectangular grid ruled off in 100,000 meter sub-grids.
The diagram in Figure 1 shows two legs of a mission
flown near Pleiku. The plane turned its spray on at 1A, and
continued to spray as it flew on to IB, 1C, ID, IE, and IF.

It

turned the spray off, flew to position 2A, and sprayed until 2B.

�AGENT ORANGE EXPOSURE INDEX

Page 7

For our calculations, we used established coordinates of
vertices only, rather than center-points or average locations,
since low-flying spray planes were frequently fired upon and
forced to deviate from a straight-line course.

Construction of Exposure Scales
The method described here consists of several
approaches used separately and in conjunction to provide different exposure indices for the Vietnam veteran in question. The
parts are:
(a) discrete exposure indices. Cg, CIQ, G ig , which are
counts of the number of times a veteran was located within a
specified radius (5, 10, or 15 km) from any of the spray locations on the HERBS tape, at times when spraying occurred; this
index incorporates information supplied by the veteran using a
pre-coded and tested Vietnam place-and-date matrix developed for
this purpose;
(b) Con t i nuQUs Exposure Indi ces t
(i) E, , a continuous distance-weighted measure of
how close in distance to actual defoliation missions the
veteran was during his tour of duty, as calculated using
the HERBS tape data and the veteran's military
experience and place-and-date matrix;

�AGENT ORANGE EXPOSURE INDEX

Page 8

(ii) Eg, an integrated estimate combining both
direct exposure, as in (i), and indirect exposure
deriMed from residual herbicides, in an area of duty
where spraying occurred prior to the veteran's service
in that area, using the HERBS tape data and the
veteran's place-and-date matrix;
(iii) E-,, an integrated exposure index combining
both (i) and (ii) above which allows for direct
exposure, indirect exposure through environmental
persistence, and distance from spraying missions during
a veteran's tour of duty;
(c) a self-reported history by the veteran of the dates
and locations he served in Vietnam as recorded in the place-anddate matrix;
(d) self-reported descriptions of military service,
jobs and experiences using a pre-tested, pre-coded questionnaire.
The discrete indices simply count the number of likely
exposures which could have occurred within a specified radius of
a veteran's location, while the continuous indices can take into
account concurrent exposures plus potential exposures to residual
herbicides from all previous spraying missions which took place
within 15 km of a given location.

�AGENT ORANGE EXPOSURE INDEX
The discrete scales; C

Page 9
(r_ - 5, 10, 15) is a count of

the number of spray locations, represented by records on the
HERBS tape, which fell within a specified distance, r_,
place-and-date position reported by the veteran.

of each

Two hypotheti-

cal examples of this calculation are shown in Figure 1 and in
Table 3. In the example of Figure 1, a veteran reported that he
was present in Pleiku on the date the diagrammed spray mission
took place. As shown in the Figure, three vertices fall within 5
km of Pleiku, six fall within 10 km, and all eight fall within 15
km.

We call these counts the "number of hits within 5, 10, and

15 km," respectively, and our scheme assigns the veteran exposures C5 = 3, C.Q = 6, and Cig = 8. This type of count can be computed for any location in Vietnam whose UTM coordinates are
known.
The con t i nuous scales; These indices are defined by
i

three related continuous exposure measures (E.-Eg). The first,
represented by Equation 1, defines the index of exposure, E,, as
the sum of the reciprocals of the distances of all spray locations from a given position.

I

E, = CoSd/D::)
._.._
" _. J

(1)

where C_ represents the initial concentration of the herbicide in
each of the spraying missions, D.. is the distance from the
veteran's i.th known location to the j.th coordinate on the tape,

�AGENT ORANGE EXPOSURE INDEX

Page 10

whose dates coincide with the veteran's assignment dates at
location j . Distances closer than 10 m are counted as 10 m to
.
prevent the sum from approaching infinity.
For the continuous index £&lt;, , we only use spray dates
included within the veteran's stay at location i,, which do not
include the effects of spraying during previous missions. The use
of reciprocal distances in this index gives higher weight to
closer "hits" in the summation.

For computational convenience,

the sum is restricted to all distances less than or equal to 15
km, since hits at greater distances contribute negligbly to the

sum.
The second continuous measure of exposure, £„, is given
by Equation 2.

Eg has been

constructed to consider the environ-

mental persistence of an exposure over time.

..
where

X

is a decay constant and t is time. For an individual

veteran, the expression in Eq . (2) is integrated mathematically
from t = t,, . . to t=tg . ., where t- . . is the first date he was
stationed at location j and t,,, . . is the date he left it. The
.
&lt;£fij
integral is evaluated for each location j_ on the HERBS tape
within 15 km of veteran location JL, provided the herbicide
spraying occurred prior to t,, ... If the spraying occurred after

^ , ij

time t, . ., then the lower limit of the integral is set to the

J. , 1 3

actual date of spraying.

�AGENT ORANGE EXPOSURE INDEX

Page 11

Eg takes into account explicitly the fact that once
sprayed Agent Orange and other herbicides will not instantaneously "disappear" but will be present in the environment, and
will be degraded as time passes. He have used a first-order
exponential decay, with rate constant A. . The choice of a first
order decay law in the present study, that is, a constant halflife, is conservative since it assumes a more rapid disappearance
than might actually have occurred. Studies of environmental persistence of TCDD in soil surrounding Seveso, Italy, the site of a
large scale environmental release of TCDD, showed an increase in
half-life with time [DiDomenico et al., 1980]. However, environmental degradation of TCDD in persistence studies conducted on
heavily treated soils at test sites in Utah and Florida, observed
by Young et al. [1976], demonstrated decay consistent with first
order kinetics.

In our calculations, we have assumed a half-life

of one year, as suggested by several studies of TCDD persistence
in soil [DiDomenico et al., 1980; Young et al., 1976$ Kearney et
al., 1972].
The exposure index, E2, therefore gives higher weight to
more recent sprayings, while "remembering" past sprayings, but
weighting them according to an exponential decay law. As with
any first-order decay, the half-life, tau, is given by

i

i

I

T

i/z = In 2/X

(3)

�AGENT ORANGE EXPOSURE INDEX

Page 12

A third index, Eg, given in Equation 4, is a composite
of E. and Ep, which combines environmental persistence with
reciprocal distance, to give higher weight to more recent
sprayings as well as to closer hits.
•

*

tst IJ

,,-,

..
where the indices i and j.
.

-

-

-xt

dt

ar|

d times t. . . and t 0 . . are defined

A ,i j

£,ij

above.
In these equations we have assigned a

constant concen-

tration CQ to the herbicide used in all missions.

Self-Reported Exposure Data

Self-reported history and place-and-date matrix formats
were developed in consultation with numerous veterans and other
experts on Vietnam geography. A matrix, divided into the four
Combat Tactical Zones, or Corps, in Vietnam, 1,11,111,1V, was
created in which major, villages, locations and areas heavily
used by American troops were listed by the names used by the
veterans.

The printed matrix was accompanied by a map of Vietnam

on which larger towns were also shown.

The matrix was designed

so that the respondent could indicate up to 98 specific places in
Vietnam where he might have served and the dates that he was
there.

�AGENT ORANGE EXPOSURE INDEX

Page 13

Subjects were asked whether or not they had experienced any
of the following:

been a sprayer on a C-123, helicopter, or

boat, had worked at clearing vegetation, had worked as a sprayer
or handler of herbicides during shipment, or had slept in or
walked through obviously defoliated areas. Subjects were then
classified as "exposed" or "not exposed" to each of these spray
occupations or to recently sprayed terrain.
This method of collecting location and date information
data was pre-tested in 100 California veterans, and proved to be
a satisfactory data collection instrument. Approximately 70% of
questionnaires had sufficiently completed places and dates to
calculate the above exposure measures, without assistance and
without an interview. The questions used in the self-described
exposure section are reproduced in Table 2.
This information allowed us to compare the measures of
exposure derived from the HERBS tape against the observations,
experiences and military jobs reported by the soldiers.
\

Application of Algorithms and Analysis of HERBS tape
We have tested the exposure indices on a sample of 478
veterans selected from a study we have been conducting with the
Veterans Education Project of the National Veterans Law Center,
American University. Several thousand questionnaires were mailed
to veterans participating in a nationwide outreach program sponsored by the Veterans Education Project. The questionnaires solicited information on veterans' health and reproductive outcomes,

�AGENT ORANGE EXPOSURE INDEX

Page 14

and contained the exposure instruments described above. This
sample was clearly highly self-selected, so that it would not be
appropriate to directly generalize associations of herbicide
exposures with health outcomes from this population to all Vietnam veterans. However, since our present purpose is only to
investigate our proposed exposure indices, and not health outcomes, there is nothing inherently biased in using this group to
test and validate the exposure algorithms, of which the respondents had no knowledge.
Finally, we have also carried out calculations on the
aggregated data contained in the HERBS tape to obtain additional
data on overall usage of defoliants and hence to provide more
information about potential exposure of American troops in Vietnam during the 1965-1971.

In addition we have made estimates of

the relative concentration of herbicides used on each of the
missions by calculating the ratio of gallons to area sprayed
using the data recorded on the tapes.

�AGENT ORANGE EXPOSURE INDEX

Page 15

RESULTS
Overall Patterns and Extent of Defoliation Activities
Quantities of herbicides recorded on the HERBS tape can
be compared with previously published estimates of herbicide use
in Vietnam, as an indicator of the completeness of data available
to us. The total volume of Agent Orange recorded on the HERBS
tape was 11,197,929 gallons, which differs by less than Q.7% from
the quantity reported by the National Academy of Sciences
[Committee on the Effects of Herbicides in South Vietnam, 1974].
Similar levels of agreement were observed for Agents Blue and
Nhite.
Defoliants were used in Vietnam for a variety of purposes.

Figure 2 shows the major reported uses of the three

herbicides in Vietnam, defoliation and crop destruction, while
Figure 3 shows the minor uses reported, related to Vietnamese
r

troop movement a,nd their interdiction. More than ten million
gallons of Agent Orange were sprayed, in at least 3,000 separate
defoliation missions. Nearly another million gallons of Agent
Orange were used in crop destruction programs. About five million
gallons of Agent Nhite and one million gallons of Agent Blue were
also used for these purposes. Approximately 100,000 gallons of
Agent Orange were sprayed around the perimeters of bases to deny
cover to enemy troops. These latter uses of defoliants may also
have led to significant exposure to U.S.

troops.

�AGENT ORANGE EXPOSURE INDEX

Page 16

For more than Q0% of the missions, the calculated ratio
of gallonage to area sprayed, which is a close approximation of
concentration, is nearly constant.

15Ji of the missions with a

substantially different gallon/area ratio occur among missions in
the lowest gallonage classification (&lt;500 gallons) and 5% of the
missions dispensed less than 100 gallons.
Although herbicide use in Vietnam had begun by January,
1962,

the HERBS tape covers only those spray missions conducted

after June, 1965. Limited amounts (less than 300,000 gallons) of
other dioxin-contaminated herbicides, notably Agents Pink and
Purple (active ingredient 2,4,5-T), were disseminated between
January, 1962, and December, 1964 [Young et al., 1978]. Since
these were years before major American troop involvement, the
number of U.S. servicemen exposed would be extremely small.
Figure 4 shows the total herbicide usage by calendar quarter. The
precipitous drop in the first quarter of 1968 coincides with the
Jet Offensive. As indicated in the Figure, usage tended to be
\
most widespread when the largest numbers of U.S. soldiers were in
the field.

Application of Indices
As an example, we have summed the indices C5, CIQ, and
C,,g, which count the total number of "hits" within specific
radii, in six towns or other places in Vietnam, where thousands
of American troops were stationed: Chu Lai, Khe Sanh, Camp Evans,
Pleiku, Tay Ninh, and Phuoc Vinh. Table 3 shows the total number
of such hits falling within 5, 10, and 15 km of these locations,

�AGENT ORANGE EXPOSURE INDEX

Page 17

respectively, as well as the total index E,. , derived from all
sprayings from 1965 through 1971.

These represent upper limits to

exposure indexes that would be calculated for veterans stationed
at these locations for shorter periods of time.

These sample

calculations illustrate how the indices can differentiate exposure classification among combat

troops.

The equations were then applied to our study population. Of the 543 men sampled, 478 had sufficient information to
compute exposure indices, and 303 of these judged themselves
"exposed" within at least one of the categories queried in Table
2. Mean scores for the various discrete and continuous scales
were computed separately for men designated as "exposed" within
each of these six potential exposure categories, as well as for
the remaining group of 175 men who said they did not think they
•j
were exposed, and who did not indicate that they had held any of
the likely exposure jobs. Results are shown in Figure 5. All six
of the "exposed" groups had Eg means higher than the mean of the
"unexposed" group,average, and all categories but one (shipping
handlers), a group for which we had few dbservations, had more
"hits within 15 km", C» g , than the population average for that
variable.
Since a number of men belong to more than one nominally
"exposed" category, the groups are not independent, so that it is
not meaningful to make statistical comparisons between the group
means. However, the mean values of the discrete exposure index,
C

15' as weil

as of the

continuous indices E-, Eg» and E», in
&gt;,'.""

-

, '.

' ,'.!.'.'". .

" .'

'"

^ ' ' " .".'
V '

exposed and unexposed groups as a whole are compared in Table 4.
Mean values for E« and E3 were significantly higher in the ex-

'-

�AGENT ORANGE EXPOSURE INDEX

Page 18

posed compared to the unexposed:

mean E2 was 41% higher (p&lt;.01)

and mean £„ was 32% higher in the exposed. Using a Mann-Hhitney U
O
test for the discrete variable Cig, the mean rank among the
exposed was significantly higher than in the unexposed (p&lt;.05).

DISCUSSION
As illustrated in Figure 5 and Table 4, HERBS tapederived exposure indices vary widely among individual troops,
ranging from no exposure to a high probability of having been
directly sprayed upon, and are consistent with likely exposures
associated with specific military jobs and experiences in
Vietnam.
It is particularly noteworthy that there is little
difference in mean Ew values for men whose self-reports indicated
0
that they cleared vegetation, slept, or walked through fields,
and men who reported no exposure. Ne believe this to be reflective of the uncertainty and confusion which exists in the minds
of many veterans about whether or not they were exposed to Agent
—i

Orange. Many sources of defoliation in Vietnam in addition to
chemical herbicides have been documented by the National Academy
of Sciences [Committee on the Effects of Herbicides in South
Vietnam, 1974], such as bombing and shelling, use of Rome plows
(super-bulldozers), resettlement, cutting of trees for lumber and
firewood, and local agricultural practices (swidden agriculture)j
it is difficult to see how a soldier under the stress of combat
could be expected to distinguish one cause of defoliation from
another.

Our method can sort out those individuals who

�AGENT ORANGE EXPOSURE INDEX

Page 19

erroneously believe themselves to have been exposed and whose
misclassification might thereby dilute any potentially observable
effect in an epidemiological study.
On the other hand, a self-report might miss important
sources of contact with defoliants because the soldier was
unaware of previous spraying in the area.

Note, for example, the

statistically significant differences in £„ and Eg between groups
in Table 4, which take into account prior spraying at a given
location, compared to the lack of statistical significance of
differences among values for £„, which includes only current
exposure.

This demonstrates the importance of considering the

residual effects of herbicide spraying encountered by troops long
after the actual date of herbicide application.
In a previous survey of veterans [Stellman and
Stellman, 1980]

we recorded reports of hundreds of servicemen who

had entered freshly denuded forests, and who camped within defoliated areas, either in the jungle or near the perimeters of
their base camps, in areas which were recently sprayed. In addition, men could have been exposed by spending time in areas long
after spraying took place. Men on extended jungle patrols often
swam in and drank water from streams that drained defoliated
areas. The possibility of exposure from the latter source cannot
be ruled out. Tissue samples from rodents, birds, fish, and
reptiles trapped several years after spray tests were halted at a
Florida test site for Agent Orange (Table 5) contained traces of
dioxin [Young et al.,1978, p. 111-19].

�AGENT ORANGE EXPOSURE INDEX

Page 20

It is precisely for these reasons,that jit is impossible
to give credence to any health effects study in which assignment
of herbicide exposure levels to individual veterans is based „
solely upon self-reports,
We are aware, of course, of limitations associated with
surveys of self-selected individuals. In health surveys subjects
can be self-selected for a variety of reasons, including concern
over possible exposure to Agent Orange, and concern about their
own health. For this reason, any studies relating exposures to
health outcomes in this population are likely to be highly
biased. However, since no veteran could possibly know the thousands of dates and places of missions on the tape, there can be
very little selection bias in this measure.
Therefore,

we believe this to be an independent and

objective source of exposure information, despite the fact that
our data was elicited from participants who selected themselves
to participate in our survey. Furthermore, from the wide varia/
bility of the aggregated indices for these specific locations, we
infer that it would be quite difficult for a subject to deliber—i

ately fabricate a high score for himself. That is, a subject is
highly unlikely to be able to identify places at random, and
expect that the scores for those places, restricted to the time
period he served in Vietnam, would be especially high.

�AGENT ORANGE EXPOSURE INDEX

Page 21

Because questionnaires are all self-administered, there
is the usual problem of how to handle missing or obviously incorrect information. Our evaluation algorithms are biased towards
minimizing exposure by truncating Vietnam location dates according to overall dates of service in Vietnam, and eliminating
records with no dates at all. The majority of respondents took
great pains to fill out the exposure related section and the
Vietnam location and date section with care. Fewer than five
questionnaires from obviously unreliable subjects were eliminated. Recent experience with another, non-self-selected group,
comprising a random sample of several state membership lists of
the American Legion, convinces us that veterans possess and
utilize many resources to recall just where they were in Vietnam
and what they did there.

(Study in progress.)

A still more accurate exposure method would, in addition, assign different exposure values to each mission, according
to the actual number of gallons dispersed, the area sprayed, the
rate of dispersion and even the meterological conditions, if this
data were available.

For the great majority of missions the

results obtained here would not change because, as indicated
above, the ratio of gallons to area was nearly constant. Nithout
taking differing concentrations into account, the method is, at
worst, a conservative approach to exposure estimation because the
small number of concentration outliers are concentrated in the
missions carried out over the smallest acreage, hence possibly
representing the most intense exposure.

�AGENT ORANGE EXPOSURE INDEX

Page 22

It is probable that we are underestimating exposure
arising from backpacking and other small, but intense uses of
herbicides since we know that most of the missions with a substantially different gallons/area ratio from the calculated average fall in the low gallonage category.

Refinement of the

method, with variations in concentration and in different types
of spray missions taken into account, is currently underway.

The

U.S. Army is revising the 1980 HERBS tape to provide still more
accurate data on backpacking missions.

This new information will

be incorporated into our method as soon as it becomes available.
It may, of course, be possible for other researchers,
particularly those engaged in large, government-sponsored
studies, to obtain complete military records of troop movements
in Vietnam, as has been attempted by Erickson et al. [1984b], and
to apply this or similar methods to derive still more accurate
exposure information, thereby possibly eliminating many of the
drawbacks associated with personal recall and use of self-administered questionnaires and approximations of concentration.

On a

more modest level, the method outlined in this article can be
readily applied at minimal expense by the many registries and
projects now being carried out by state agencies and private
research groups.
The obvious next step is to examine the prevalence of
adverse health conditions in relation to the values of the herbicide exposure indices described in this paper. Such studies are
".

now in progress.

•'

^s

5

�ACKNOWLEDGMENTS
This study was made possible through the help of many
individuals and institutions:
Lawrence Qarfinkel, American Cancer Society.
John Jordan, Louise Ransom, Robert Morris, Andy Smith,
Tim Smith, Chris losso, National Council of Churches.
Keith Snyder, Lew Milford, Ron Simon, National Veterans Law
Center, American University.
Mike Gold, City University of New York Department of Veterans
Affairs.
Steve Zoloth, Hunter College of the City University of New
York.
John F. Sommer, Jr., The American Legion.
Richard Christian, U. S. Army Records Management Group.

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�TABLE

1

DATA CONTAINED ON HERBS TAPE

Date (Month/Day/Year)
Combat Tactical Zone (I, II, III,
Mission Number
Agent (Orange, White, Blue)
No. of Gallons
Type of Mission (Defoliation, Crop
Destruction, etc.)
Area Sprayed (Hectares)
Leg Designator! 1A, IB, etc.
UTM Coordinate of Leg

.

.

.

i

�TABLE

2

Hording of Questions on Self-Described Exposure
to Agent Orange
In this section we are interested in finding what
you remember about being exposed to defoliating herbicides, such as Agent Orange, which were used to kill
jungle cover in Southeast Asia. If you believe you were
exposed to such a chemical agent, either by directly
loading it, spraying it, or entering a freshly sprayed
area, we would like you to describe how you were exposed
and when.
If you don't remember being directly exposed to
herbicides, check here:
and go on to next page.

No
Sprayer on C-123
Sprayer on Helicopter
Sprayer on boat
Loader/handler of spray
on any of the above
Job involved clearing
vegetation and/or
patrolling around
camp, roads, or
clearing free-fire
zones
Slept/walked through sprayed
areas. Exposed to herbicides
used near camp or on
roads you traveled on
Handler of spray during
storage or shipment

Yes

If yes,
No. of weeks

�TABLE

3

Number of Herbicide Spray "Hits" within 5, 10, and 15 km
of Six Selected Sites in Vietnam (1965-1971)

Place

No. of spray hi ts wi thi n:
5 km
10 km 15 km

Exposure
Index EI'

Jay Ninh

0

5

33

2.814

Chu Lai

2

33

55

6.304

15

23

55

8.264

Camp Evans

3

35

110

10.609

Phuoc Vinh

27

144

356

38.958

Pleiku

69

74

121

43.600

Khe Sanh

*Defined by Eq. (1)

�TABLE

4

Statistical Comparisons Between Mean Exposure Indices For
Veterans Self-Described as "Exposed" and "Not Exposed"
to Agent Orange

VARIABLE

Average Value of
Variable for Veterans
Reporting Exposure

Average Value of
Variable for Veterans
Not Reporting Exposure

(Numbers of veterans are given in parentheses)
8.94 (303)

8.39 (175)

N.S.

(303)

5.85 (175)

&lt;.01

0.98 (303)

0.74 (175)

&lt;.05

8.25

Mean
Rank

'15

248.9 (303)

Mean
Rank
223.2 (175)

MannWhi tney
U
2364.5

&lt;.05

�TABLE

5

Levels of TCDD Found in Animals 3 to 8 Years
After Heavy Spraying of Agent Orange
at Eglin Air Force Base, Florida

SPECIES

TISSUE

CONCENTRATION
(ppt)

Mammals:
Beachmouse
Hispid Cotton Rat

Liver
Liver

300 - 2400
&lt;10 - 210

Birds!
Meadowlark
Mourning Dove
Savannah Sparrow

Liver
Liver
Liver

100 - 1020
50
69

Fishs
Spotted Sunfish
Mosquito Fish
Sailfin Shiner

Liver
Nhole Body
Whole Body

Amphibia:
6-Lined Racerunner

Muscle

Source:

Young et al., 1978

86
12
12

360 - 430

�CAPTIONS FOR FIGURES

Figure 1. Representation of a typical spray mission
flown near Pleiku. Plane sprayed continously
front 1A to IF, flew without spraying to 2A,
then sprayed from 2A to 2B. Number of
vertices or "hits" falling within radii of 5,
10, and 15 km are 3, 6, and 8, respectively.
Figure 2. Quantities of Herbicides Orange, White, and
Blue used in Defoliation and Crop Destruction
missions in South Vietnam, 1965-1971.

Figure 3. Quantities of Herbicides Orange, Nhite, and
Blue use in five minor types of missions in
South Vietnam, 1965-1971.

Figure 4. Quantities of three herbicides used in South
Vietnam, 1965-1971, by calendar quarter.

Figure 5. (a) Mean discrete exposure index Cig computed
for men with six different job categories
with probable Agent Orange exposure, and for
men not likely to have been exposed, (b) Same
for continuous exposure index E0.''' •

•

", -' .'
-

,' •'
•

.

e

v a -£'

--'•"•.»?'" .'.,'-«. ,„'.'•*?£ t"
''

�Figure 1

NUMBER OF "HITS"
5 km 10 km 15 km

8

15 km

�Figure 2

MAJOR USES OF HERBICIDES IN VIETNAMJ965-7I
PURPOSE

AGENT

ORANGE

DEFOLIATION

WHITE

NO. OF
MISSIONS

3038
4.96

1348

BLUE

159

ORANGE

474

09
.6

'V &lt;

CROP
DESTRUCTION

WHITE

56

BLUE

310

V*'3

0.06
0.58

6

MILLIONS OF GALLONS

�Figure 3

MINOR USES OF HERBICIDES IN VIETNAM, 1965-71
PURPOSE

AGENT

BASE PERIMETERS

ORANGE
WHITE
BLUE

ENEMY CACHE
v
SITES

ORANGE
WHITE
BLUE'

WATERWAYS.

ORANGE
WHITE
BLUE

COMMUNICATION
LINES

ORANGE
WHITE
BLUE

ENEMY SUPPLY
ROUTES

NO. OF
MISSIONS

ORANGE
WHITE
BLUE
20

30

40

50

60

70

80

THOUSANDS OF GALLONS

90

100

�Figure 4

HERBICIDE USE IN VIETNAM,I965-I97I

CO

o
o

li.
o
(O

AGENT
ORANGE

I 234
1965

I 234
1966

I 234
1967

I 234
1968

I 234
1969

YEAR AND QUARTER

I 234
1970

I

234
1971

�Figure 5 (a)

C.CAJ

*
2

200

* 180
1O

^^•^M

^•MiM

160

M^M»

140

^••M*

b 120

I^^H*

5
X
frig

^•» I^M»

^•H

MM

CO

X

&amp; 100
UJ
a:
&amp;

80

___

(

1
(

^M^V

u.
0

60

0*
ID

o

40

20

•MM-

_

'

MM

"

"MEAN

T
"

-1-

T

J_

&lt;&gt;

1

__

1

I

—

1

n
SPRAYER
ON
COPTER

LOADER
OR
HANDLER

1

SPRAYER CLEARING SLEPT OR HANDLER
ON
VEGETATION WALKED
DURING
C-123
THROUGH SHIPMENT
SPRAYED
AREAS

MODE OF EXPOSURE TO AGENT ORANGE

1
NONE

MEAN

�Figure 5 (b)

2.2

er

2
20
-°

X UJ
UJ O

,.4

CL

a!
&lt;r
o _j
UJ &lt;
I- O

zo
cc

MEAN

0.8
0.6

o
UJ

cr

0.2

0

1
SPRAYER
ON
COPTER

LOADER
OR
HANDLER

I
I
SPRAYER CLEARING SLEPT OR HANDLER
ON
VEGETATION WALKED
DURING
C-123 "" "
THROUGH SHIPMENT
SPRAYED
AREAS

1
NONE

MODE OF EXPOSURE TO AGENT ORANGE

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                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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              <elementText elementTextId="20177">
                <text>Stellman, Steven D.</text>
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01874

Author
Corporate Author
ROPQPt/ArtlCiO TitlO "ineraryf°r Mr. K. D. A. Medbury, Commissioner,
Australian Repatriation Commission, Department of
Veterans Affairs, Australian Government, March 3-4,
1980

Journal/Book Title
Year

000

°

Month/Day
Color
Number of Images

2

Doscripton Notes

Wednesday, July 18, 2001

Pago 1874 of 1908

�ITINERARY

for
MR. K. D. A. MEDBURY

Commissiorir-r, Australian RepatriaLion Commission
Department of Veterans Affairs
Australian Government
MONDAY. 3 March 1980

0!OO

Colonel Lathrop and Lt Colonel Moynahan meet
Mr. Medbury at VIP Suite 240. Escort to
Officers' Mess for breakfast.

085fj

Transport to Headquarters, Aerospace Medical
Division (Bldg 150)

0900

Meet with Colonel Mohr (Bldg 150)

0930

Meet with Colonel Enders (Rldg 125)

0955

Transport to Eplcenrioloyy Division (Bldg 930)

1000

Introduction to Project RANCH HAND II (Colonel Lathrop)

1015

U.S. Air Force Experience with Herbicide Orange
(Major Young)

1015

Break

1100

Environmental Fate of Herbicide Orange (Major Young)

il'jfj

Transport to Officers' Mess

15:00

Lunch - Officers' Mess

l?f&gt;5

Transport to Epidemiology Division (Bldg 930)

I.';30

Literature Review (Major Sauri)

1400

L'pideriiiolofiic Approach (Lt Colonel Wolfe)

l'-30

Break

IMS

Data Collection (Lt Colonel Moynahan/
Captain Pennington)

l!»l'i

Physical Examination (Lt Colonel Wolfe)

IM r &gt;

Statistical Methodology (Dr. Albanese)

16T)

Resources (Major Daves)

\Wh

Transport U&gt; Officers' Mess

1630

Social Hour - Officers' Mess

�TUESDAYj. 1 —~"
March""J 9fJO
- - - ""' ~~
-™™
1

•"

0800

Colonel Lathrop and Lt Colonel Moynahan meet
Mr. Medbury at VIP Suite 240. Escort to
Officers' Mess for breakfast.

OR55

Transport to Headquarters, USAI" School of
Aerospace Medicine (Bldg 125}

0900

-USAF School of Aerospace Medicine Briefing
(Bldg 125, Conference Room) and tour of
facilities (Mr. Berry)

4

112b

Transport to Officers' Mess

1130

Lunch - Officers' Moss

12J.5

Transport to Epidemiology Division (Bldg 930)

1300

Sunmary/Questions and Answers (Colonel Lathrop)
Transportation on standby

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&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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                    <text>Item ID Number

°1607

Author
Corporate Author
Roport/Artido TltlO Typescript: Synopsis of Background

Journal/Book Title
Year

000

°

Month/Day
Color

a

Number of Images ^
DeSOrlptOn NOtOS

Sections of an Air Force Working Paper.

Wednesday, June 06, 2001

Page 1608 of 1688

�II.

Synopsis of Background
A.

Current

News media presentations have recently focused medical,
political and lay attention on possible adverse health effects in
military personnel, allegedly due to Herbicide Orange [a mixture of
2,4-dichlorophenoxyacetic acid (2,4-D) and 2,4,5-trichlorophenoxyacetic acid (2,4,5-T)] which was used as a defoliant during the
Vietnam Conflict.
Other herbicides containing 2,4,5-T were also
used extensively, and as commonly used by the news media, the term
"Herbicide Orange" refers to all of these 2,4,5-T products (a convention used throughout this protocol). This defoliant was later
found to have been contaminated with the toxin 2,3,7,8-tetrachlorodibenzo-p-dioxin (TCDD) (Figure A-l, Section XII).
Claims for
compensation have been filed against the Veterans Administration
(VA), by 625 veterans.
In response to Congress, the General
Accounting Office (GAO) investigated the issue and subsequently
recommended that the Department of Defense (DOD) conduct a long-term
epidemiologic study of the problem. The Department of the Air Force
has made a formal commitment to the Congress and the White House to
conduct such a study.

B.

Use of Herbicides

Research and development on phenoxy herbicides began in
the early 1940s. Most of the initial phytotoxic screening programs
and the development of application technologies were sponsored by
the DOD. The herbicide, 2,4,5-T, was first commercially produced in
the United States in 1944. During the years from 1961 through 1969,
the Department of Defense procured approximately 34 percent (53
million pounds) of the total US production for use in South
Vietnam. However, 8.9 million pounds of that amount were not
sprayed inSputh Vietnam, but were destroyed by at-sea incineration
»The first Sustained DOD operational use of herbicides was initiated
during the Vietnam Conflict (Operation RANCH HAND) and the first
shipment of herbicides used in RANCH HAND was received at Tan Son
Nhut Air Base, Republic of Vietnam (RVN), on 9 January 1962. These
compounds were intended to accomplish two objectives:
(1) the
defoliation of vegetation to improve visibility and thus decrease
the risk of ambush, and (2) the destruction of enemy crops.
Four 2,4,5-T containing herbicides were used by the military during the period 1962-1970. These four included:
(1) Herbicide Purple (used from 1962 through 1964)
n-butyl
2,4-D
n-butyl
2,4,5-T
iso-butyl 2,4,5-T

AIR FORCE WORKING PAPER

II-l

50%
30%
2Q%

�(2) Herbicide Pink (used from 1962 through 1964)
n-butyl
2,4,5-T 60%
iso-butyl 2,4,5-T 40%
(3) Herbicide Green (used from 1962 through 1964)
n-butyl
2,4,5-T 100%
(4)
Herbicide
15 April 1970)•

Orange

(used from early

n-butyl
n-butyl

2,4-D
2,4,5-T

1965 through

50%
50%

Analysis of archived samples of Herbicide Purple suggest
that the mean concentration of TCDD may have been approximately 33
ppm (Range 17 to 47 ppm TCDD) while archived samples of Herbicide
Orange may have had a mean concentration of approximately 2 ppm
(Range: &lt;0.02 to 15 ppm TCDD).
In addition, two other herbicides were widely used in
South Vietnam. These were Herbicide Blue (an organic arsenical formulated from the sodium salt of cacodylic acid), and Herbicide White
(a water soluable triisopropanolamine salt formulation of 2,4-D and
picloram).
The amounts of the vartaus herbicides used in South
Vietnam from January 1962 throughfWi I is/to are shown in Table 1.
^ i i i T^^^^^^&gt;
f I
Hi i i
%rf%*^^ ^T t
Table 1.

Estimated Quantities of Herbicides and TCDD
Sprayed in South Vietnam, Jan 1962-Feb

CHEMICAL

POUNDS

2,4-D
2,4,5-T
TCDD
Picloram
Cacodylic Acid

55,940,150
44,232,600
368
3,041,800
3,548,710
106,763,260

Herbicide Total

Ninety-six percent of all 2,4,5-T was contained in Herbicide
Orange; the remaining 4 percent in Herbicides Green, Pink, and
Purple.
However, Herbicides Green, Pink and Purple contained
approximately 40 percent of the estimated amount of TCDD disseminated in South Vietnam. Green, Pink and Purple were sprayed as
defoliants on less than 90,000 acres from 1962 through 1964, a
period when only a small force of U.S. military personnel were in
South Vietnam. Ninety percent of all the Herbicide Orange (containing 38.3 million pounds of 2,4,5-T and 203 Ib of TCDD) was used in
defoliation operations on 2.9 million acres of inland forests and
mangrove forests of South Vietnam.
AIR FORCE WORKING PAPER
11-2

�Most of the herbicides used in South Vietnam were sprayed from
aircraft. RANCH HAND aircraft, the C-123, disseminated 88 percent
of all herbicides. Helicopters and ground application equipment
used by personnel from all branches of the U.S. Armed Forces applied
the remaining 12 percent of herbicides (primarily Herbicide Blue).
Concurrent with the change to Herbicide Orange, the scope
of aerial use shifted from four rotating aircrews to 30 permanently
assigned aircrews and additional support personnel. Following the
announcement in October 1969 that the administration of 2,4,5-T to
pregnant rodents caused an increase in the rate of congenital abnormalities, the DOD confined Herbicide Orange spray operations to nonpopulated areas and in April 1970, all uses of the herbicide were
halted. In March 1972, all remaining stocks of 2,4,5-T containing
herbicides were removed from South Vietnam, and transported to
Johnston Island, Pacific Ocean, for open storage (Project PACER
IVY), and incinerated at sea in 1977 (Project PACER HO). In 1979,
the Environmental Protection Agency (EPA) suspended the use of
herbicides containing 2,4,5-T because an epidemiologic study in the
United States attributed abortogenic effects to its use.

AIR FORCE WORKING PAPER

II-3

�III. Goals of the Investigation
From the above background, three interdependent study goals
emerge:
A.

Health

(1) To identify veteran and active duty individuals with
adverse health effects (physical and psychological) if any, which
are attributable to herbicide exposure, and
(2) To identify other individuals at risk of developing
future adverse health effects, if any.
B.

Political

To satisfy the social concern for proper investigation
voiced by lay and scientific communities, both national and
international.
C.

Legal
To clarify the question of compensation awards to the 625

claimants.
With regard to the goal of legal clarification, it is
apparent that data and conclusions arising from this investigation,
positive, negative, or indeterminant, will probably be used to better assess the issue of long-term health effects and resultant
compensation. The operational assumption of this study, therefore,
is: Air Force Operation RANCH HAND personnel probably received a
greater average occupational exposure to 2,4,5-T and TCDD than US
Army ground personnel, implying that RANCH HAND personnel should
develop greater numbers of acute and chronic clinical signs/symptoms
from the exposure, and should manifest them sooner than US Army personnel, if indeed there are any adverse long-term health effects at
all. This dose-response notion suggests that although the Air Force
population is not the best one to study, it is probably better than
the Army population.
The overall scientific thrust of this investigation is to
define the natural history of disease, if any, and its spectrum of
illness, by direct and indirect methodology.

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III-l

�IV.

Synopsis and Discussion of Literature
A.

Overview

More than 20,000 scientific articles relating to the phenoxy
herbicides have been published since the 1940's. Many of the articles cite herbicide-caused health effects in a variety of animal
species. Most early studies used a myriad of herbicide formulations
and unknowingly dealt with physically and chemically impure compounds, and the assay technology was far short of today's state-ofthe-art.
Many human studies have ascribed cause and effect
relationships but have suffered from problems of clinical empiricism
or questionable methodology. The only consistent chronic clinical
finding associated with exposure to 2,4,5-T herbicide has been
chloracne, recognized by most workers as the herald sign of overexposure to the herbicide. It is now recognized that the chloracne
was caused by the presence of TCDD rather than the 2,4,5-T. Sequaelae from chloracne, localized or systemic, appear to be unusual
according to the preponderance of the literature. It is appropriate
to note that sustained worldwide usage of herbicides for 30 years
has not evoked a readily identifiable disease state. It is clear
from the literature and the usage history of herbicides that if
there are significant attributable long-term health effects, they
are either reasonably rare, or of such nonspecific commonality that
they blend unnoticeably into the symptoms, syndromes, or diseases
associated with increasing age or other such factors.
B.

Pharmacokinetics of 2.4-D. 2.4.5-T and TCDD

The pharmocokinetics of 2,4-D have been well studied in
animals. 2,4-D is readily absorbed on oral administration.
Initially, it is distributed in high concentrations to the central
nervous system and liver.
Eventually, all tissues are involved,
with the kidneys accumulating twenty times the concentration of the
other tissues. The plasma half-life of 2,4-D is approximately 3 to
12 hours, with elimination from the body through the kidneys at a
dose-dependent rate. Generally, high doses or repeated lower doses
result in tissue accumulation. The majority of 2,4-D is eliminated
unmetabolized; however, esters of 2,4-D have been shown to undergo
hydrolysis prior to excretion.
Muscle and fat show the lowest
accumulation of 2,4-D on repeated exposure, whereas the kidneys and
liver show the highest accumulations. Within 24 hours of a single
dose administration of 2,4-D, 16.8% was present in the uterus,
placenta, fetus and amniotic fluid in gravid rats.
In addition,
2,4-D was found in the milk of lactating rats for up to six days
following single-dose exposure.

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IV-1

�(2)

2,4,5-T

The pharmacokinetics of 2,4,5-T have been well
studied in animals. In all animals, 2,4,5-T has been shown to be
readily absorbed upon oral administration. However, beyond this
point, 2,4,5-T has shown marked variations in its pharmacokinetics
in the various animals. These differences are thought to be due to
variations in species, age, dosage levels, routes of administration
and chemical formulations used in the various studies. The distribution is generally ubiquitous throughout the body except in hamsters, which show no placental passage, and in mice, which show
placenta! passage only in late gestation. Clearance from plasma and
the body varies greatly among animals with rats showing faster
clearance than dogs, mice and man. In addition, this clearance
appears to be generally dose-dependent. The biological half-life of
2,4,5-T in rats, as estimated by tissue analyses and urinary clearance at administered dosages of 5 mg/kg, is 4.7 hours. However, at
200 mg/kg, the half-life in rats is prolonged to 25 hours. Excretion of 2,4,5-T is primarily via the kidneys. The elimination of
2,4,5-T at low doses is essentially achieved in an unmetabolized
form.
However, at higher or more chronic doses, elimination
involves the liver in a more active role (i.e., conjugation).
Higher doses and repeated lower doses appear to result in accumulation in animal tissues.
(3) TCDD
The information on the absorption, distribution and
excretion of TCDD has been mostly derived from animal models. The
only reported human study dealing with pharmacokinetics of TCDD
dealt with the analysis of TCDD in tissues at necropsy of one case
of confirmed TCDD exposure subsequent to the accidental release of
TCDD in Seveso, Italy in July 1976. Studies in rats, mice and
guinea pigs generally show that intestinal absorption of TCDD is
relatively complete, with a large proportion of TCDD remaining
unmetabolized in the liver. The majority of this TCDD is assumed to
be localized in the liver microsomes (centrifugation techniques).
Initially, adipose tissue accumulates TCDD, followed later by accumulation in the liver, adrenals, kidneys and lungs. The level of
TCDD in the liver and adipose tissue is about ten-fold greater than
in other body tissues; however, significant species variability has
been observed. The biological half-life of TCDD varies by species,
but is reported to range from 12 to 50 days. The major route of
excretion is via the feces with urinary excretion occurring at a
much reduced rate.
(4) Phenoxy Herbicides in Humans
Relatively few studies have dealt with the pharmacokinetics of 2,4-D and 2,4,5-T in humans. Numerous reports of occupational exposures in industry and in commercial and private herbicide
applications have supported percutaneous entry. Rapid absorption
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IV-2

�has been observed after oral administration of 2,4-D or 2,4,5-T.
The primary mode of excretion of the phenoxy herbicides is via the
urine with 74% of 2,4-D and 63%-72% of 2,4,5-T being cleared from
the body within the first 96 hours. The majority of phenoxy herbicides are unmetabolized prior to excretion. The biological halflife of 2,4-D and 2,4,5-T in humans (as estimated by tissue analyses
and urinary excretion) is 33 hours and 18 hours, respectively.
Tissue analysis has revealed a ubiquitous distribution of the herbicides after absorption. Limited studies on the accumulation of the
phenoxy herbicides following repeated doses suggest that such accumulation in humans is unlikely. This is in contrast to numerous
animal studies on 2,4-D and 2,4,5-T which show that such accumulation does occur.
No specific data are available on the odor threshold of
Herbicide Orange. Data are available however, on the odor threshold
of a butyl ester formulation of 2,4,5-T. The odor threshold was
found to be about 0.3 ppb (the taste threshold was 1.3 ppb). A
Threshold Limit Value (TLV) of 10 mg/m3 for both 2,4-D or 2,4,5-T
has been adopted by the American Conference of Governmental Industrial Hygienists. The TLV is a time-weighted average concentration
for a normal 8-hour workday/40-hour workweek to which workers may be
repeatedly exposed, day after day, without adverse effect. Analysis
of ambient air samples collected adjacent to and downwind from
actual dedrumming operations involving Herbicide Orange were at
least two orders of magnitude below the TLVs.
C.

Proposed Cellular Mechanisms of Action for TCDD

TCDD has, in general, three proposed mechanisms of action
by which its variety of effects, both documented and suspected, can
be understood. All currently available information in this area is
derived from animal, plant, and bacterial models. The few human
studies dealing with mechanisms are limited to the clinical manifestation of chloracne.
(1)

Microsomal Enzyme Induction

TCDD's ability to induce a variety of microsomal
enzymes is well documented.
The induction of aryl hydrocarbon
hydroxylase, delta-aminolevulinic acid synthetase and cytochrome
P-448/P-450 associated enzymes are implicated in the development of
cutaneous porphyria. The induction of aryl hydrocarbon hydroxylase
and other mixed-function oxygenases/oxidases have been associated
with carcinogenesis and tumorogenesis. In addition, TCDD has been
shown to be a possible promoter or cocarcinogen of known carcinogens. In some nonhuman studies, TCDD produced a protective effect
against endocrine tumors (e.g., pituitary, uterine, pancreatic,
adrenal and mammary tumors). TCDD's induction of UDP-glucuronyl
transferase, an important enzyme in steroid metabolism, may explain
this peculiar effect. The induction of DT-diaphorase and lysosomal
acid proteinases have been implicated in TCDD's neuropathic
effects.
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IV-3

�These and other biochemical alterations may account for TCDD's clinical manifestation of chloracne resulting from an over production of
keratin in the sebaceous ducts.

(2)

DNA/TCDD Interaction.

Alterations in the structure and fidelity of transcription of DNA due to 'TCDD have been indirectly demonstrated.
TCDD, because of its planar ring structure, is felt to "intercalate"
with DNA causing "frame-shift" mutations in a manner similar to that
seen with the acridine family of compounds. A few laboratory studies with bacterial systems (Escherichia coli and Salmonella
typhimurium) and one plant system (the African Blood Lily) have
implicated TCDD as being capable of producing chromosomal aberrations and perhaps a weak dominant lethal effect. This hypothesized
DNA/TCDD interaction could explain the development of chloracne, as
well as the suggested mutagenic and carcinogenic effects, if similar
mechanisms occur in mammalian species.
(3)

Toxicity.

A nonspecific or as yet unspecified toxicity continues to serve as a reasonable mechanism for TCDD's hepatic and
thymus toxicity. TCDD has been described by some as "one of the
most potent, low molecular weight toxins known", with extremely low
concentrations producing severe liver damage and death in various
animal studies.
The immune suppression effect of TCDD has been
shown to result specifically from its T-cell (thymus) toxicity. In
addition, TCDD's concentration in adipose tissue suggests the possibility that under situations of weight loss (e.g., life style,
medical indications, or disease), TCDD may be released into the
circulation.
Such hypothesized reemergence of the agent could
result in low doses being either detectable and/or toxic at some
later point in time. If TCDD's primary toxicity results from low
doses (e.g., a mutagenic/carcinogenic effect) rather than high doses
(e.g., cellular poisoning and cell death), then the deposition of
TCDD in the adipose tissue may have greater significance with
respect to delayed effects on the long-term health of the exposed
individual.
This possibility raises a theoretical dose-response
paradox which might "explain" the prevailing preponderance of symptoms in populations which may have been exposed to relatively low
doses of TCDD (see Section IV D).
D

*

Animal Studies

A comparison of animal toxicity studies is difficult due
to variations in experimental designs which include differences in
(1) the species, age, and sex of animals used; (2) the level, route,
and length of exposure to chemicals; (3) the purity of the chemicals
used; and (4) the criteria measured and the time sequence of data

IV_4

AIR FORCE WORKING PAPER

�collection. Animals have shown a wide range of toxic effects. This
range may serve as a guide to anticipate the potential toxic effects
in humans following exposure to Herbicide Orange.
A summarization of the literature is presented in
Table A-l of the Appendf&amp; It is apparent that the toxic effects of
2,4-D and 2,4,5-T are markedly different than the effects of TCDD.
TCDD is approximately 1000 times more toxic in acute studies. In
addition, the slower clearance time of TCDD may account for the
significantly lower daily doses required to elicit chronic
toxicity. A consistent finding in TCDD toxicity is depletion of the
lymphoid tissues throughout the host. This is readily characterized
by involution of the thymus in all species studied. In relation to
the chronic maternal toxic dose, the embryotoxic dose is markedly
lower for TCDD than for 2,4-D and 2,4,5-T. Both 2,4,5-T and 2,4-D
appear to be very weak teratogens and/or carcinogens at best, but
these evaluations are complicated by varying levels of contamination
by various dibenzo-p-dioxins. TCDD appears to have significant
teratogenic and carcinogenic potentials which appear to be species
specific.
The most striking observation noted in the literature is
a marked variation in response among species. Examples of these
variations are in the areas of acute toxicity (TCDD's LDso in the
guinea pig is 1 yg/kg compared to 1000 yg/kg in the dog), excretion
(2,4,5-T plasma half-life in rats is 4.7 hrs compared to 77 hrs in
dog), and oncogenicity (TCDD is oncogenic in rats but has not been
shown to be oncogenic in mice under similar conditions). Even among
strains of the same species (rats) variations in oncogenicity were
noted following 2,4,5-T exposures.
As noted earlier, this high
variability between species is an important consideration in
designing human studies.
A second area of interest noted in the literature is a
possible dose-response paradox in nonhuman primates (rhesus monkey)
following exposure to TCDD. Animals in chronic exposure studies fed
a low level of TCDD in feed [e.g., 50-500 parts per trillion (ppt)]
have shown signs of disease only after several months when, tv-f0-'
was approximately 1 yg/kg body weight.
Unfortunately, animals'*
receiving comparable amounts of TCDD in single-dose acute toxicity
studies (LD5Q determinations) have not been observed for the
emergence of chronic effects.
Therefore, it remains unclear
whether the toxicity demonstrated in chronic exposure studies is
dependent upon repetitive exposure accumulated to 1 yg/kg or whether
similar toxicity would also be demonstrated following a single dose
of 1 yg/kg after a comparable observation period.
E.

Case Reports

Much of the medical literature on 2,4-D, 2,4,5-T and TCDD
exposures in humans is based on individual case reports. Most of
the patients discussed in these reports were exposed to multiple
chemical agents and, therefore, it is difficult to determine which
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IV-5

�agents were responsible for specific symptoms. Nevertheless, the
general areas of dermatologic and neuropsychiatric disease have been
of primary interest to most investigations. Since the neuropsychiatric symptoms of herbicide exposure are numerous and largely subjective in nature, they have been extremely difficult to assess from
a clinical standpoint. In addition, hepatic dysfunction, and renal,
gastrointestinal and cardiac disturbances are "linked" to exposures
to these chlorophenolic compounds.

(1) 2,4-D
A multitude of symptoms have been attributed to 2,4-D,
and the ones reported most consistently are listed in the Appendix,
Table A-2. Components of some of these selected symptoms/signs are
described in Table A-3 of the Appendix. The asthenic syndrome,
peripheral neuropathy and hepatic dysfunction are of particular
interest. Other symptoms of systemic toxicity occur, but usually
resolve within 4-6 weeks. The acute peripheral neuropathy associated with 2,4-D exposure has been extensively described. It has an
early onset, causes prolonged disability of variable degree, and
recovery has been incomplete in many cases. Electromyography in
some patients has demonstrated deneryation, and some studies have
detected decreases in nerve conduction velocities. One autopsy
study demonstrated a demyelination process within the brain of a 76year-old male who committed suicide by ingesting 2,4-D in kerosene.
(2) 2,4,5-T/TCDD
The human effects of 2,4,5-T are difficult to evaluate
since the chemical is contaminated with TCDD in the manufacturing
process. The effects of TCDD have been determined from studies of
trichlorophenol workers, and from laboratory workers using TCDD.
Symptom/sign complexes attributable to exposure to 2,4,5-T and TCDD
are listed in Tables A-2 and A-3 of the Appendix. Chloracne usually
begins in the zygomatic/temporal region and is often found on and
behind the pinna of the ear. This is an oily acne-like skin condition characterized by comedones and inclusion cysts which may result
in extensive scarring. In severe cases spread of lesions to the
throat, back and inguinal areas has been noted. This skin condition
is frequently preceded by erythema and blepharoconjunctivitis.
Active lesions usually disappear within two years, but have been
found 30 years after exposure. Porphyria cutanea tarda and hypothyroidism have also been linked to 2,4,5-T/TCDD exposure. Other symptoms such as asthenia, liver and renal dysfunction, neuropathy, and
gastrointestinal and cardiac disturbances are probably due to mechanisms similar or identical to those of 2,4-D.
Numerous instances of alleged disease due to 2,4-D/
2,4,5-T exposure have been the subject of heavy media attention, particularly an episode of alleged 2,4,5-T exposure in Globe, Arizona,

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IV-6

�in 1969. Despite extensive scientific review and analysis with negative findings, the Globe incident continues to be cited in current
news media presentations. An incident in Missouri in 1971 in which
six children, two adults and numerous animals were exposed to TCDD
contaminated oil is frequently described as well. Many of the animals died and the humans developed chloracne and other acute toxic
effects; however, all humans were healthy after five years of
follow-up study. A final .prospective assessment of fertility, teratogenesis and carcinogenesis will probably be made in the future.
F.

Veteran Complaints

The Veterans Administration Compensation and Pension Service, Washington, DC, provided the USAF with data on the first 361
claims filed by veterans alleging altered health status due to exposure to Herbicide Orange. A review of these claims revealed that
less than half of the veterans received detailed physical examinations to evaluate the claims. Numerous media presentations emphasizing both military and civilian herbicide exposures have described
a remarkably wide spectrum of health effects being claimed by the
veterans. Based on current guidelines established by the Veterans
Administration (Program Guide 21-1, Section 0-18 and Title 38 USC),
none of the symptoms cited in these claims could be shown to be secondary to exposure to Herbicide Orange. Based on a review of military personnel and medical records, the vast majority of the exposure claims remained unsubstantiated/*£he guidelines state that the
only chronic residual of defoliant exposure ever incriminated by
clinical history has been chloracne. Furthermore, chloracne has
been associated with prolonged intensive exposure and all other
toxic effects of the herbicide were viewed to be rapid in onset and
to run a brief course followed by recovery without residual disease. In fact, the vast majority of the claims alleging exposure to
Herbicide Orange were not for chloracne and, as a result, did not
satisfy the criteria set forth for compensation. Three of the first
361 claims cited chloracne, but none could be confirmed by physical
examination. Table 2 summarizes the descriptive characteristics of
the first 361 claimants, while Table 3 summarizes the distribution
of these complaints by symptom category. Appendix Table A-4 displays similar data from a VA review of 625 claims received by
30 June 1979.

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IV-7

�Table 2
SUMMARY OF DESCRIPTIVE CHARACTERISTICS OF HERBICIDE
RELATED CLAIMS SUBMITTED TO THE VETERANS ADMINISTRATION
AS OF 30 APRIL 1979*
Total Number of Claims:
Sex: 100% Male
Mean Age: 34 years
Mean Number of Alleged Symptoms per Veteran: 2.3
Branch of Service: (Service history identified in 66.8% of claims)
US Army
66.4%
US Marine Corp 17.4%
US Air Force
11.2%
_
US Navy_
5.0% _
_
^
*Exact racial distribution unknown; anecdotal information
suggests the majority of claimants are non-Caucasian.

Table 3

HERBICIDE RELATED CLAIMS SUBMITTED TO THE VETERANS
ADMINISTRATION BY SYMPTOM CATEGORY AS OF 30 APRIL 1979

Total Number of Claims: 361-13 = 348*
PERCENT
DERMATOLOGIC (hairloss; chloracne; tinea, eczema,
48.9
contact dermatitis, keloid, vitiligo,
tumors, porphyria)
PSYCHIATRIC (personality disorders, anxiety neurosis, 27.6
depression, psychoses, pedophilia, alcoholism, adjustment reactions)
'EAR, NOSE, &amp; THROAT (hearing loss, tinnitus, voice loss, 14.4
sinusitis)
CANCER
(lung, bone, pancreas, brain, thyroid,
13.8
larynx, colon, skin, soft palate, leukemia,

lymphomas, Hodgkins Disease)
PERIPHERAL NEUROPATHY (numbness, paresthesia, weakness, 12.1
tingling, Guillan-Barre Syndrome, Multiple
Sclerosis, Amyotrophic Lateral Sclerosis)
ASTHENIA
(headache, weight loss/gain, dizziness,
11.2
fainting/blackouts, fatigue, lethargy)
GASTRO-INTESTINAL (pain, ulcers, diarrhea, bleeding,
10.9
hemorrhoids, colitis, achalasia, regional
enteritis)
REPRODUCTIVE (decreased sex drive, impotence, decreased 10.1
fertility, miscarriages, sterility;
genetic defects in offspring)
PULMONARY
(asthma, shortness of breath, infiltrates, 9.2
chest pain, bronchitis, pulmonary hypertension, lung disease)
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IV-8

�Table 3 (CONTINUED)
PERCENT
OPHTHALMOL06IC (conjunctivitis, visual loss, pterygium,
O~
blurred vision, light sensitivity, optic
atrophy)
MUSCULO-SKELETAL (arthritis, gout, fractures, stiffness, 8.1
spasm, -hernia, bone disease, strains)
CARD10-VASCULAR (hypertension, arrhythmias, myocardial
7.5
Infarction, peripheral vascular disease,
heart problems)
6ENITO-URINARY (urethritis, stones, renal disease,
4.0
prostatitis, epididymitis, testicular mass)
CENTRAL NERVOUS SYSTEM (strokes, loss of memory, seizures, 3.7
tremors, meningoencephalitis,speech impairment)
HEPATIC
(hepatitis, liver disease, gall-bladder
3.5
disease, jaundice)
PANCREATIC (Diabetes Mellitus, pancreatitis, reactive 2.3
hypoglycemia, increased amylase levels)
HEMATOLQGIC (Pernicious Anemia, blood disorders,
1.4
lymphnode disease, spleen disease,
Polycythemia Vera)
COLLAGEN-VASCULAR (Systemic Lupus Erythematosis, Rheu1.2
matoid Arthritis, Polymyositis, Sarcoidosis)
ALLERGIC
(allergic reactions)
0.9
F E V E R ( l o w - g r a d e fever, fever of unknown origin) 0.9
POISONING
(lateritic soils)
0.3
PERIODONTITIS
AMYLOIDOSIS~
HYPERTHYROIDISM

0.3
0.3
0.3

*NOTE: 13 CLAIMS ALLEGED EXPOSURE ONLY (WITHOUT SYMPTOMS) AS BASIS
FOR COMPENSATION

Study design implications that can be drawn from these
tables are limited due to the lack of knowledge concerning denominator data. Overall, the group of claimants exhibited a high frequency of readily identifiable disorders (e.g., dermatologic, psychiatric, and cancer). Further evaluation of the claims revealed that
of the total number of claimants, 16.3%, had previous diagnoses of
psychiatric disorders (20% of these diagnosed with schizophrenia).
Table 4 summarizes information from those claims submitted by USAF
veterans.

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IV-9

�Table 4
HERBICIDE RELATED CLAIMS SUBMITTED BY USAF
VETERANS BY SYMPTOM CATEGORY AS OF 30 APRIL 1979

Number of USAF Veterans: 28 (Mean age = 35.4 years)
Symptom
Psychiatric
Dermatologic
Reproductive
Peripheral Neuropathy
Cancer
Miscellaneous

Percent
50
39
25
14
7
7

The demonstrated lack of an easily identifiable symptom complex on
review of the veteran claims clearly requires a comprehensive evaluation of individual symptoms.
G.

Epi demi ologic Studies

Epidemiologic studies of occupational groups have validated links between exposure to TCDD and the development of chloracne. Associations between TCDD and psychological abnormalities
have also been suggested. A 1978 study by Hardell and Sandstrom in
Sweden evaluated occupational exposure to chlorophenolic compounds
in soft tissue cancer patients by a case-control design. They found
an association between cancer and exposure, but methodologic problems have raised questions concerning the value of these findings.
Tung (1973) reported an abnormal increase in the occurrence of primary carcinoma of the liver in Vietnam (26 cases per
year during 1955-1961 versus 144 cases per year during 1962-1968).
He attributed the increase to a suspected carcinogenic effect of
TCDD. His published study, however, has been criticized for failure
to contain sufficient data and descriptions of methodology to verify
his conclusions. The role of aflatoxin as an alternative cause of
liver cancer was not addressed. His study was largely an empiric
clinical report. A study sponsored by the EPA in 1979 in A!sea,
Oregon, found a statistically significant increase in spontaneous
abortion in areas where 2,4,5-T herbicide was routinely used in
reforestation programs. EPA concluded, however, that "for all its
complexity, this analysis is a correlation analysis, and correlation
does not necessarily mean causation." This report is currently the
subject of intense scientific criticism. Differences in the availability of specialty obstetrical care and in the patterns of health
care delivery existed between the exposed and control areas; these
differences were not taken into consideration by the researchers.
Variations in the ascertainment of spontaneous abortions in each of
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IV-10

�the areas severely limited the validity of the data, and of the conclusions derived from them. A recent study conducted in Australia
(1978) was unable to find an association between birth defects
(neural tube abnormalities) and the use of 2,4,5-T herbicide.
Epidemiologic studies are continuing in Seveso, Italy
where a population of 220,000 was potentially exposed to TCDD following an industrial accident in July 1976. These studies have
involved investigations of more than 30,000 children and detailed
clinical examinations of 1,024 persons, including the most severely
exposed children and adults. Recent data (Homberger, et al., 1979)
indicated that most cases of chloracne from this incident cleared
rapidly. To date, the growth and development of newborn infants and
children, immunological response, chromosomal aberrations, the
response to the challenges of infectious diseases, and the morbidity
and mortality patterns of the study population have not been significantly altered by TCDD exposure.
Thirty-eight cases of birth
defects were reported in early 1977, approximately 6-8 months after
the industrial accident. However, the authors ascribe this increase
to an artifact of surveillance. The social pressures operating in
the Seveso population prior to the accident fostered underreporting
of birth defects, while the atmosphere after the accident made the
occurrence of a birth defect more socially acceptable. The post
accident congenital malformation rate is not significantly different
than the rate in similar areas of Central Europe. Similarly,
ascertainment and surveillance of spontaneous abortions after July
1976 is hampered by the lack of valid baselines for the pre-accident
period.
Another progress report on the aftermath of the Seveso
accident (Pocchiari, et al. 1979) has revealed: (1) a decrease in
the prevalence and severity of chloracne in the exposed population;
(2) an increase in idiopathic clinical and subclinical neurologic
disease as demonstrated by delayed peripheral nerve conduction
velocities; and (3) increases in the prevalence of idiopathic hepatomegaly (8%) and alterations in liver function tests which returned
to normal over an 18 month period of follow-up. Thus far, immunologic, cytogenetic, and embryomorphologic analyses have been
unable to detect significant differences between exposed and nonexposed individuals.
A 2,4,5-T Dispute Resolution Conference was held in
Arlington, Virginia, from 3 to 7 June 1979. Fifty-six recognized
experts from the United States and seven foreign nations were
actively involved in the deliberations of the conference. Human
Exposure, Carcinogenicity/Mutagenicity, and Teratogenicity Working
Groups independently reached the conclusions that there was no valid
scientific evidence linking fetotoxicity, teratogenicity or carcinogenic! ty in humans to 2,4,5-T/TCDD exposures. The Human Exposure
Working Group also concluded that there were no epidemiologic data
associating TCDD with any long-term health effect in humans other
than persistent chloracne. While they did not find evidence of
serious long-term health effects, neither could they find strong
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IV-11

�evidence for lack of effect. Most previous epidemic!ogic studies
have not had sufficient statistical power to detect increased risks
of low incidence/prevalence conditions in the observed populations,
and the period of observation in many prospective studies has been
less than ideal.
Several potentially valuable epidemiologic studies are
currently in progress. -Two independent and comprehensive studies
of workers exposed to TCDD at a Monsanto manufacturing plant in
Nitro, West Virginia, are currently being conducted (Mt. Sinai Medical Center, New York, and the Kettering Laboratory, University of
Cincinnati, Ohio). These chemical industry workers were exposed
over long periods of time and were previously evaluated in 1953 and
1956, following an industrial accident which occurred in 1949. In a
personal communication, Dr. Raymond Suskind of the Kettering Laboratory has reported a follow-up study of 122 workers 28 years after
heavy exposures to TCDD. There were 32 deaths in the group, and the
relative risks of death were 0.69 for all causes, and 1.0 for
malignancy; however, no firm conclusions can be drawn due to the
small numbers involved. The Dow Chemical Company is currently
analyzing data from a reproductive survey of the spouses of
2,4,5-T/TCDD exposed workers. A Czechoslovakian study involving a
10 year followup of TCDD exposed workers, and a US National Cancer
Institute (NCI) mortality study of 4,400 structural pest control
workers are also underway. Preliminary reports of a larger study of
long-term morbidity by Suskind at the Nitro site have failed to
reveal significant abnormalities other than persistent mild chloracne and decreased nerve conduction velocities, possibly associated
with alcohol intake.
These new studies, and the continuing evaluations of the
Seveso, Italy, population, should provide valuable data. The large
study groups involved in the Seveso and NCI studies should provide
good statistical power, and the Nitro, West Virginia, and Czechoslovakian efforts will evaluate the effects of exposure after prolonged periods of time (10-30 years). The results of these studies
should fill major gaps in the knowledge of 2,4,5-T/TCDD epidemiology, and should prove to be useful in evaluating the long-term
effects of these compounds on health and reproductive outcomes.

AIR FORCE WORKING PAPER

IV-12

�V.

Epidemiologlc Study Design:
A.

Matched Cohort

Design Considerations

The proposed goals for this study clearly mandate a
comprehensive epidemiologic approach, incorporating mortality,
morbidity and follow-up studies. Exposure to herbicides during the
1962-1970 time period may have initiated long-term health effects
that may or may not be progressive. If such effects are detectable
by past history, and can be verified, direct links to the compensation^can be made. Current health status, as mirrored by the large
number of recent VA claims, becomes of major interest, because such
claims may indicate medical conditions that might be confirmed by a
comprehensive physical examination.
If both the mortality and
morbidity studies yield only indeterminant or weakly suggestive
findings, it may be that sufficient time has not yet passed for
substantial emergence of longterm health effects. This dictates a
requirement for a follow-up element to the study.
Methodological shortcomings are inherent in each element
of this comprehensive study. To some extent, the classical deficiencies of each particular epidemiologic approach are compensated
by the concurrent use of the other elements. For example, the low
chance of identifying a relatively uncommon disease solely by the
use of a follow-up study is offset by the inclusion of the mortality
and morbidity studies.
The relatively quick feedback that can be
attained from these studies will serve to better define the
follow-up study and will help to alleviate problems that arise as a
result of changes in diagnostic criteria and methods over time.
Nevertheless, problems that can affect ascertainment of disease in
all phases of the study will remain. Inaccurate patient recall of
antecedent events, the distortion of information by knowledge of
anticipated symptomatology and participant or observer knowledge of
their exposure status can only be corrected to a limited extent by
review of records for symptom validation and "blind" assessment
protocols. In addition, fundamental problems dealing with adequate
selection of a control group and limiting
loss to study can
influence even the most comprehensive epidemiologic investigation.
These and other pitfalls in study design will be discussed in more
detail in Section VIII.
Since the study has three elements and confronts a health
issue with undefined endpoints, strong bias, and political pressure
with severe time constraints, the following design represents the
best overall framework for achieving validity. The design process
is complex and in itself time dependent. The epidemiologic techniques used are time-compressed.
Unique record searching systems
within the Air Force, and computer and clinical capabilities, as
well as bias and loss-to-study correctors, will work toward making
this effort achievable.

AIR
V-l

FORCE WORKING PAPER

�B.

Ascertainment of Exposed and Control Group Populations
(1)

Exposed Group

Operation RANCH HAND personnel flew C-123 aircraft
in Vietnam during 1962-1970. Data from hand-compiled lists obtained
through the RANCH HAND Association (a reunion organization), Air
Force personnel computer entries, historical records and actual
C-123 flight orders, place the estimated study population at approximately 1200 individuals. Of those personnel confirmed by the USAF
computer system, 25% are still on active duty, with the remainder
being composed of retired or separated persons. An indepth search
to identify all RANCH HAND participants is being conducted of all
organizational records stored at the Military Records Division,
National Personnel Records Center (NPRC), St. Louis, Missouri.
Detailed advertisements in active/retired military trade journals,
VA publications, and local newspapers will be pursued in the near
future to insure maximal ascertainment/identification of the exposed
group. Introductory letters will be sent to the last known address
of all identified persons, and nonresponse will be pursued by
cross-locator systems available within the government (e.g., Social
Security Administration, VA, Internal Revenue Service). Significant
efforts will be made to account for at least 99% of the total population (see Figure A-2, Section XII).Because of the limited number of
estimated RANCH HAND personnel (1200), no subsampling of the exposed
group is planned in any phase of the study. All members will be
strongly encouraged to participate in all phases of the investigation.
(a)

Known or Predicted Characteristics of the

Exposed Group
All exposed aircrew personnel are males
currently ranging in age from approximately 28-58 years. The normal
C-123
crew composition was one pilot and one copilot/navigator
(both officers) and one spray equipment console operator in the rear
of the aircraft (enlisted); thus, the aircrew officer-enlisted ratio
will be approximately 2:1. The inclusion of RANCH HAND support
personnel in the study will make the overall officer-enlisted ratio
approximately 1:2.
While almost all officers were Caucasian,
approximately 10-14% of the enlisted men were Black. Attempts will
be made to identify all maintenance personnel assigned to the RANCH
HAND units. Maintenance of the RANCH HAND aircraft was performed
within a step-wise organizational structure. Routine daily maintenance (primary) was conducted by flight line support personnel who
were often dedicated exclusively to RANCH . HAND operations.
More
extensive maintenance (secondary) was carried out by consolidated
support units at the base level, which were also responsible for
non-RANCH HAND C-123s as well. Major aircraft overhauls and modification were conducted by maintenance units at Clark Air Base,
Philippines. The maintenance personnel in these centralized units
were not directly assigned to RANCH HAND, and their exposures to
RANCH HAND C-123 aircraft and herbicide cannot be validated. From
AIR FORCE WORKING PAPER
V-2

�1962 through 1964, the primary flight line maintenance teams were
dedicated to RANCH HAND aircraft and these individuals can be
identified by the mechanisms described above. In 1965, flight line
maintenance was performed by personnel of the centralized maintenance organization (secondary) and it may not be feasible to adequately identify these individuals from available records. After
1966, the RANCH HAND organization transferred their base of operations to a new location, and primary maintenance was once again
performed by personnel assigned specifically to RANCH HAND. These
individuals can again be readily identified. Thus, maintenance
personnel directly assigned to RANCH HAND will be included in the
study. These complexities are summarized in Table 5.
Table 5
FEASIBILITY OF IDENTIFYING AIRCRAFT MAINTENANCE
PERSONNEL (TOTAL POPULATION) EXPOSED TO HERBICIDE ORANGE

Primary
Mai nt Personnel •*•

Time
Jan 1962-Jul 1964
Aug 1964-Dec 1966
Jan 1967-Apr 1970

Yes
Yes/No 3
Yes

Secondary
Maint Personnel
No
No
No

^individual assigned to RH; denominator known
Individual not assigned specifically to RH, although may have
serviced the aircraft; denominator not ascertainable
3
"Morning Reports" may permit ascertainment of this group.
Because of the significant combat hazard associated with low, slow
flying missions, all early RANCH HAND crewmembers were elite volunteers (see Risk-Taking Bias, Section VIII).
In fact, RANCH HAND
crew members comprised one of the most highly decorated units during
the Vietnam Conflict.
Anecdotal stories reveal that most crew
members were, on occasion, heavily exposed to Herbicide Orange due
to normal or combat induced equipment malfunctions within the aircraft.
Many former RANCH HAND personnel are expected to be currently employed in the aerospace industry as commercial airline
pilots, airline managers, and flight mechanics. RANCH HAND personnel still on active duty are expected to be found in senior management positions.
(2)

Ancillary Study Groups (Non-RANCH HAND personnel)

Air Force handlers of herbicide drums in Vietnam
were exposed to herbicides because of drum leakage. Advertisements
AIR FORCE WORKING PAPER
V-3

�similar to those proposed for the RANCH HAND personnel will be
issued in attempts to define this population. As the drum handlers
were ad lib participants, no personnel designator was assigned to
these individuals, thus prohibiting computer tracking and identification. The population is unknown, but expected to be small (less
than 200) as the majority of drum handlers were known to be
Vietnamese. Additional .groups such as US Army personnel (officer
and enlisted) who flew as observers, US Army helicopter crews, as
well as experimental fighter-bomber spray personnel, may be included
in the study.
Specific epidemiologic/clinical studies for these
groups must be planned by a separate protocol following their
ascertainment since control group selection will be difficult or
moot. It is intended that all data derived from the ancillary study
groups will be subsetted for separate analysi^and these data will
be treated as anecdotal to the primary study.
The members of these groups are expected to be
males, ranging in age from 28-68 years. The officerenlisted ratio
is estimated at 1:10. Approximately 10-18% of these populations are
expected to be Black. Low numbers of respondents are expected and
population at risk ascertainments will not be possible.
(3)

Control Group (Not exposed to Herbicide Orange)

Total ascertainment of the C-130 population is
being conducted by computer selection for specific military flying
organizations, foreign country service and years of service.
Over
2.3 million personnel records have already been scanned and the
approximate C-130 sample size is 25,000 individuals.
Aircrew
members who flew C-130 aircraft in RVN during 1962-1970 will be
selected as controls for the RANCH HAND aircrew population and the
C-130 flight line maintenance population will be ascertained from
personnel records by similar mechanisms, and will serve as the
specific control population for the RANCH HAND support personnel.
The proportions on active duty, and non-active duty status are
expected to parallel the patterns in the exposed group.
Another possible control group, the non-RANCH HAND
C-123 population, is known to be too small (approximately 3000) to
provide adequate sampling flexibility and replacement under the
proposed best .match variable concept (see below and Section VI, A).
Many of the RANCH HAND aircraft were reconfigured for transport and
insecticide missions and thus, non-RANCH HAND crews responsible for
these other missions, may have been exposed to Herbicide Orange
residues in these aircraft. This group may not be truly unexposed
to herbicides and therefore is not |fe an appropriate control population. The C-7 crewmembers have also been considered as a potential control group; however, this latter group was comprised of only
1000 to 1200 individuals.

AIR FORCE WORKING
V-4

PAPER

�(a)

Known or Predicted Characteristics of the

Control Group
The normal crew composition of a C-130 is three
officers and two enlisted personnel.
The control group will be
"pure" from the standpoint of lack of occupational exposure to
herbicide. The entire control group will be considered "nonvolunteer" with respect to abnormally high combat risk. While in general
they will possess lifestyle characteristics and socio-economic backgrounds^ similar to the^ exposed group, their overall combat
morbidity /mortality andXresultant .stress influences upon general
health may be slightly less than'^the exposed group.
For those
separated and retired C-130 controls, similar proportions to the
exposed group are expected to be employed in the aerospace industry. Known and estimated factors of the control and exposed populations are summarized in Table 6.
(4)

Matching Procedures and Rationale

Each member of the exposed group will be computer
matched to a set of C-130 controls comprised of at least 10 individuals using four variables. Since the two groups are highly selected
and inherently similar with respect to many variables, very close
matches are feasible.
This epidemiologic design incorporates a
matched concept because: (1) a matched cohort design will provide
maximum test power throughout the entire study, (2) statistical
intergroup comparisons may be made without normalization by four key
variables known to effect symptom frequencies of interest, thus
providing greater power for complex statistical testing, and (3)
close matching is feasible and necessary for some of the anticipated
analyses of the physical examination findings.
Matches will not
necessarily be rigidly maintained throughout the analytic phase,
depending upon the particular analysis. It is apparent that following the match, both exposed and control populations will be very
nearly identical with respect to the four influencing variables so
that a replacement concept is feasible (see E below). In the event
that frequent match breaks still occur, stratification techniques
can be used.
Matching will be conducted for (1) age, by year of
birth, and closest month possible, (2) Air Force Speciality Code
(AFSC) as an absolute match, (3) length of time spent in Vietnam, to
the closest six month period, and (4) race (Caucasian versus nonCaucasian) as an absolute match.
These variables are listed in
priority order of the match sequence. Specific rationale for these
variables is as follows: (1) many clinical symptoms and signs allegedly attributed to herbicide exposure (see literature review) can
also be attributed to an aging effect, or to collateral diseases
more commonly associated with advancing age, (2) AFSC controls
specifically for officer-enlisted status (as well as crewmember or
noncrewmember status), a variable strongly linked to educational
background, current socio-economic status, and moderately linked to
AIR
V-5

FORCE WORKING PAPER

�Table 6
COMPARISON OF THE STUDY GROUP TO POSSIBLE CONTROL GROUPS BY
KNOWN AND ESTIMATED FACTORS
KNOWN FACTORS

STUDY GROUP

POSSIBLE CONTROL GROUPS

RANCH HAND C-123
POPULATION SIZE
OFFICER/ENLISTED RATIO

Non-RANCH HAND C-123

C-7

C-13Q

800-1200

3000

1:2

1:2

1:2

1:2

YES

NO (JP-4)

1200

18,000-25,000

AIRCRAFT FUEL (AV-GAS)

YES (+JP-4)*

YES (+JP-4)*

OCCUPATIONAL HERBICIDE
EXPOSURE

YES

YES/NO **

NO

1+ to 4+

0

0

NO

ESTIMATED FACTORS
OCCUPATIONAL INSECTICIDE
EXPOSURE

2+

COMBAT HAZARD

4+

3+

3+

2+

RVN-IN COUNTRY ASSIGNMENT

4+

4+

4+

2+

*In 1968, aircraft were modified with a JP-4 booster.
**Contaminated aircraft reconfigured for transport may have resulted in exposure to non-RANCH HAND personnel

V-6

AIR

FORCE WORKING PAPER

�age (5 year median difference) and socio-economic background, (3)
total length of tour in RVN (measured in six month intervals, or
actual flying hours, if feasible) will control for the generalized
probability of combat morbidity, mortality, and for combat induced
neuro-psychiatric disorders; additionally, length of tour may
reflect effects real ted to intensity of alcohol consumption, drug
consumption (chemoprophyTactic or illicit), and degree of tropical
disease acquisition and (4) race controls for difficulty in diagnosis of dermatitis, socio-economic background, etc. {note: There is
possible racial discordance for VA claimants).
(5)

Study Group Selection Procedures
(a)

Mortality Analysis

For the mortality analysis, the ten controls
will be selected for each exposed subject, regardless of current
vital status (Figure 1). The control individuals will be randomly
assigned to one of 10 cohorts, C^ through C^Q. All of the exposed
individuals and a 50% random sample of each set of controls will be
included in the mortality analysis.
The current vital status of
each exposed-control set will be determined, and their mortality
experience will be followed throughout the duration of this study.
In addition to providing a 1:5 mortality analysis, this technique
will characterize the mortality experience of each control cohort.

Figure 1.

Mortality Analysis Cohorts

RH COHORT

CONTROL COHORTS

E

l

C

2

C

E
E

C

E

l,l

C

l,2

C

l,3

c

2,l

C

2,2

C

2,3

C

2,4

C

2,10

3,l

C

3,2

C

3,3

C

3,4

C

3,lO

4,l

C

4,2

C

4,3

C

4,4

C

4,lO

C

J,2

C

3

C

4

C

E

E

j

C

j,l

j,3

AIR FORCE WORKING PAPER
V-7

l,4

C

j,4

c

l,10

C

j,10

�(b)

Questionnaire,

Physical

Examination

and

Follow-up Study
In the questionnaire and physical examination
phases of the study, a 1:1 match between each living exposed subject
and his C} (primary) control will be attempted.
If the primary
control is deceased, unaccountable, or unwilling to participate in
the morbidity and follow-up studies, the next control ( C o ) will be
selected and so on until a willing subject is found (Figure 2).
Since the control's vital status and volunteerism should be independent of the matching sequence, many primary controls should enter
the study. The remaining members of the control set will be used as
replacement candidates for possible use later in the study (see
section E below).
All replacement controls will be clearly
identified for the purposes of subset analysis so that any
inadvertent bias created by the replacement strategy can be
assessed.
Figure 2.

Selection Procedure for the Questionnaire, Physical
Examination, and Follow-up Study

LIVING
RANCH HAND
INDIVIDUAL

CONTROL INDIVIDUALS
c

t o - *

r

&gt; C10

l

**

1:1

t Deceased
o Unaccounted
- Unwilling
* Volunteer
** Replacement Candidates
C.

Mortality Study
(1)

Introduction

The mortality, morbidity, and follow-up studies are
components of a "non-concurrent" prospective study used in the
observation of a specially exposed group or industrial population
starting from some date in the past. The initial exposures occurred
8-17 years ago and varied in intensity and duration from one RANCH
HAND member to another.
Access to employment, medical and other
AIR
V-8

FORCE WORKING PAPER

�types of records is an obvious requisite for such a study. The
classical "case-control", retrospective study is not operative in
this protocol due to the lack of defined clinical endpoints. The
mortality study will be conducted in two phases; a review of past
mortality, and a continuing assessment of the death experience in
the exposed and control cohorts over the duration of the RANCH HAND
II project.
(2)

Data Collection Methods

The mortality status of the exposed cohort and
the randomly selected controls will be ascertained using multiple
techniques including; telephone interviews with subjects or their
families, a review of Death Benefits claims filed with the VA,
acquisition of death certificates on all known deceased individuals
and reviews of autopsy reports and medical records whenever possible.
D.

Morbidity Study
(1)

General Considerations

A vigorous attempt to determine the morbidity
experience of all exposed subjects and their primary controls will
be undertaken using questionnaires, indepth personal interviews, and
physical examinations. The schedule and method of contact with the
study subjects is depicted in the Appendix, Table A-5.
(2)

Questionnaire Methods

All exposed members and their matched primary controls will be offered a comprehensive personal and family health
questionnaire via telephone. The questionnaire is an important part
of this study because non-compliance rates for the physical examination and its face-to-face interview are expected to be substantially
greater than non-compliance with telephone questionnaire.
As
depicted in the Appendix, Figure A-2, only an estimated 40% of the
RANCH HAND population will participate in the examination, while 65%
will respond to the telephone questionnaire. The information collected by questionnaire from these additional 309 individuals and
their controls will provide valuable morbidity data which would
otherwise be lost. The questionnaire (see Section XIII) will emphasize identification data, RVN tour history, dermatologic conditions,
neuropsychiatric conditions, fertility aberrations, genetic defects
in offspring, sensory defects, and personality factors, including
assessments of risk-taking behavior. A review of medical systems
will be included in the questionnaire, and will inventory symptoms
prior to, during, and after duty in Vietnam as well as currently.
The questionnaire will be limited to a 30-45 minute telephonic
interaction with participants, and it will take 10 to 12 months to
complete all initial questionnaires on both groups.
It may be
necessary to conduct the questionnaire in two telephone sessions to
AIR FORCE WORKING PAPER
V-9

�minimize fatigue and maximize validity of response. The questionnaire will be "field-tested" on a group of 25 to 30 former Air Force
pilots with Vietnam combat experience. Specific questions on the
questionnaire will be directed to verifiable information, wherever
possible.
Specific response verification and bias indicator
questions (nonsense symptoms), and indicators of risk-taking behavior are being developed. They w i l l be added and appropriately
sequenced immediately prior to the start of the study. Questionnaire
data will be cross-linked and integrated with medical record information and physical examination findings. Questionnaire data from
individuals not completing all phases of the study w i l l not be
discarded, but will be incorporated within the entire data base
where statistically appropriate. Each participant will be asked to
sign release forms so that all civilian health records, including
those of dependents, can be obtained and reviewed as necessary.
Federal health records on all family members on file in the NPRC
will be retrieved. For retired members, and separated members with
VA priviledges, all available VA medical records will be obtained.
All retrieved medical records will be reviewed, scored, compared to
questionnaire data for reliability, and then be entered into a
repository system. Identified participants who are non-responsive
to questionnaire will be pursued to determine status, disinterest,
moribund state or death, etc.
These individuals will be
cross-referenced in other federal record systems in an attempt to
achieve total ascertainment. Death certificates and autopsy reports
will be retrieved on all dead exposed and matched control subjects
for the mortality analysis. Birth/death certificates will be sought
for all offspring, born subsequent to the study subject's Vietnam
duty.
(3)

Physical Examination

A voluntary comprehensive physical examination will
be offered to all individuals in both the exposed and primary control groups. The condition for entry into the examination phase of
the study will be the completion of the baseline questionnaire. In
^—•—CTTe event that the*control does not complete both the questionnaire
and the physical examination, the Cg control will be selected, and
so on, until a w i l l i n g control is obtained.
(See Figure 2).
Statistical testing will be conducted by a variety of techniques on
both questionnaire and examination findings (see V I , Statistical
Methodology below). At the time of physical examination, an extensive face-to-face interview will be conducted. A standardized protocol will be used to insure comparability of inteview data. This
will provide cross-reference data to the initial questionnaire and
to medical record data, if retrievable. Specific response verification and bias indicator questions will be included during the interview as well.
(4)

Examination Parameters

A comprehensive physical examination will be conducted on all willing participants. The examination will be structured as outlined below and in Section XIV.
AIR FORCE WORKING PAPER
V-10

�General Physical Examination
FBS, 2 Hr Post Prandial
Urinalysis
BUN/Creatinine
Cholesterol/HDL Cholesterol
Triglycerides
Serum Protein
Electrophoresis

Hemoglobin
Hematocrit
White Blood Cell Count
Platelet Count
RBC Indices
Sedimentation Rate
Cortisol Differential
Thyroid Profile (RIA)

CPK
ECG
Chest X-Ray
VDRL/FTA

Dermatologic Examination
Urine Porphyrins
Urine Porphobilinogen
Delta-ami no!evulenic Acid
Neuro-Psychiatric
Nerve Conduction Velocities
Psychological Battery

MMPI
WAIS
WRAT

Halstead-Reitan
Wechsler Memory Scale Subtests

Cornell Index
Reproducti ve Exami nati on
LH, FSH, Testosterone
Semen Analysis
Neoplasti c/Hepati c E xami nati on
SGOT
SGPT
GGTP

Alkaline Phosphatase
LDH (Isoenzymes if elevated)

Additional Studies (Individuals with abnormal history or examination)
Karyotyping
Hepatitis Antigens/
Antibodies (A and B)
Additional Consultations
as Required

Anti-Nuclear Antibody
Immunoelectrophoresi s
Monilia Skin Test
Quantitative Immunoglobulins

Examinations will be performed at a single USAF medical facility having dermatologic, neurologic and electromyogram/
nerve conduction capabilities.
Special Air Force authorization
will be obtained to conduct such examinations on individuals
separated from the service and informed consent forms will be
obtained for nerve conduction tests. Physicians and technicians
AIR FORCE WORKING PAPER

V-ll

�will handle all participants without a knowledge of exposed or control status, and will conduct the examinations by standardized protocols to minimize variability.
Medical students and interns will
not perform these examinations, and specialty trained neurologists
and dermatologists will perform the appropriate portions of the
examination. An onsite monitor will insure that the examination
protocol is followed. . Clinical specimens will be forwarded to
USAFSAM where most of the laboratory procedures will be conducted.
The only laboratory procedures to be accomplished at the examining
facility will be those which require immediate processing (see
Section XIV, D(5)). All laboratory tests will thus be subject to the
same technology and rigid quality control. Laboratory and physical
examination data will be measured on a continuous scale whenever
possible in order to improve statistical power in the analysis.
Special contingencies will be made for unusal laboratory testing. Karyotyping of the individual and his family members will be performed if clinical history or physical examination
findings are suggestive of this need. Most well conducted studies
have shown that, when present, chromosomal abnormalities due to TCDD
are transient. If on detailed analysis of the baseline examination
and questionnaire, reproductive areas are heavily affected, routine
karyotyping may be included in the test battery for the follow-up
study. TCDD analysis on blood and urine will be considered in the
future provided that (1) strong cause and effect relationships can
be ascribed to Herbicide Orange and (2) high resolution mass spectrometry technology achieves 10 femtogram sensitivity with high
specificity. Appropriate specimens will be obtained from all participants, aliquoted, and preserved at -70°C for possible analysis in
the future.
Physical examination and laboratory data will be placed
in the member's coded master file for detailed cross-analysis to
questionnaire data.
Information identifiable to the subject will
not be released without his consent in accordance with the Privacy
Act.
(Exceptions: In accordance with Air Force regulations, all
active duty flying personnel and air traffic controllers found to
have disqualifying defects will be temporarily "grounded" pending
resolution; in accordance with federal regulations, all commercial
airline pilots and air traffic controllers found to have disqualifying defects will be reported to the Federal Aviation Administration.)
E.

Follow-up Study
(1)

Study Adaptations

Following complete data analysis of the mortality
and morbidity studies, an adaptive or restrictive health survey will
be developed and administered to all follow-up study subjects three
and five years after the initial questionnaire.
Similarly, a
condensed physical examination profile that will achieve adequate
sensitivity and specificity for prospective diagnosis will be
AIR FORCE WORKING PAPER
V-12

�developed. The adaptive physical examination will be offered to all
follow-up participants, and w i l l also be conducted in years three
and five (see Appendix, Table A-5). An interim examination is
essential in this study because the age group under study is
approaching that portion of the mortality/illness incidence curve
/"*""^tRSfsteepest slope. A lapse of five years between examinations
would easily miss significant development of disease in the intervening years. Ample precedent for interim examinations can be found
Tn the^frarvl'inglvam, cardiovascular disease study and the follow-up
evaluation of West Point graduates being conducted by the Air Force.
(2)

Entry Criteria

All exposed or control i n d i v i d u a l s completing the
baseline questionnaire and physical examination will be entered into
the follow-up; further continuation will depend upon the member's
willingness/ability to participate in additional health surveys and
condensed examinations.
(3)

Loss to Study

Loss of participants over time adversely affects
any epidemologic study in two ways. As the sizes of the study
groups decrease, statistical power also declines, and bias is
injected into the study if losses are not randomly distributed in
the study populations. It is reasonable to assume that in this
study, losses will be non-random with greater non-compliance among
individuals who perceive their health as "well," since there is less
incentive for this group to continue participation. As shown in
Figure 3, such a differential pattern of loss will alter the
population and skew the frequency distribution curve.
Most previous epidemiologic studies have approached
the problem of declining statistical power by beginning the study
with a "multiple to one" control group, and passively *Hew^aTtrT=
tion to occur throughout the study period. However, this approach
does not address the problem of bias. This study will taken an
active approach to bpth*These problems by using a replacement concept. As a control is Tost to study, a replacement will be chosen
from the original set of 10 matched controls. The replacement will
be selected from the control set, and will have a perception of
health similar to that of the lost control (Figure 4). The replacement strategy will maintain statistical power and the integrity of
the matched design despite loss to study in the control group, and
will correct anticipated bias while minimizing the number of
required physical examinations.
At the initiation of the follow-up study loss of an
exposed member will not be cause to cease surveillance of his primary matched control. In the event of a control loss (for reasons
other than death), the next control of the set will be brought to
study (Figure 5), the comprehensive questionnaire will be administered, and a baseline physical examination performed. Medical data
AIR FORCE WORKING PAPER

V-13

�EFFECT OF NON-RANDOM LOSS TO STUDY IN THE
CONTROL POPULATION

N

WELL

ILL

HEALTH SPECTRUM
IF CONTROL LOSSES ARE ILL, A SPURIOUS EFFECT '
IS ATTRIBUTED TO HERBICIDE EXPOSURE.
IF CONTROL LOSSES ARE WELL, A TRUE/VALID HEALTH
EFFECT IS DILUTED.

�«"

/

ANALYSIS OF REPLACEMENT SCHEME

yL,
\j\jw

REPLACEMENTS
MATCHED FOR HEALTH STATUS
(DEAD CONTROLS NOT REPLACED]

�iiqure

CONTROL REPLACEMENT FOR THE MORBIDITY
AND FOLLOW UP STUDIES
EXPOSED
1000

CONTRO
1000

YEAR 0
YEAR 1
YEAR 2
YEAR 3
YEAR 4
YEAR 5
YEAR

6
O

V-'M

AIR

QUESTIONNAIRE DATA
RECONSTRUCTED DATA
LOSS TO STUDY
PHYSICAL EXAMINATION DATA

FORCE HORKIMfi PAPER

3 1 OCT 1979

�for the intervening years will be reconstructed from the questionnaire and interview responses. IN ALL CASES OF LOSS-TO-LOSS STUDY,
INTENSIVE EFFORTS WILL BE MADE TO DETERMINE THE SPECIFIC REASONS FOR
NON-COMPLIANCE, AND DATA FROM REPLACEMENT CONTROLS WILL BE REVIEWED
TO ASSESS COMPARABILITY WITH THE LOST INDIVIDUALS. Medical record
reviews of new entrants will continue throughout the follow-up
period.
(4)

Study Length

The follow-up study is initially planned for five
consecutive years. Results of the entire effort will be presented
to a neutral scientific body. Their recommendation for continuance/
discontinuance of the study will be forwarded to the Air Force Surgeon General for final decision.
F.

Determination of "Disease"
(1)

Introduction

Since this study is dealing with an unknown clinical endpoint with unknown latency, determination of a disease state by statistical methodology is a prime scientific thrust of the investigation.
From the literature, chloracne is the only recognized
chronic disease associated with high exposure to dioxin. The
questions of primary interest are: (1) Does a history of chloracne
invariably lead to future disease? and (2) In the absence of chloracne, is there emergence of other attributable diseases? Under a
broad concept of "spectrum of illness", either or both of these
conditions are possible. The clarification of their respective
contributions to the natural history of past or of subsequent
"disease" becomes extremely difficult.
(2)

Discussion

Inferences about a disease state from this study can
be derived from several logical approaches. These approaches can be
grouped into two categories: (1) those dealing with symptoms which
can be used to construct a symptom complex that may represent disease, and (2) those dealing with physical signs which in themselves
represent disease. In the former, one can form a subset of individuals that have symptoms (e.g., infertility) and study them during
the morbidity and follow-up studies.
Focusing on the overall
patterns of alleged symptoms and categorizing them into a symptom
complex may identify those individuals with a disease syndrome, or
those at higher risk of developing disease (e.g., genetic disorders,
cancer).
In the latter approach, data on abnormal physical signs
(e.g., genetic defects in offspring) and laboratory results can be
compared between exposed and non-exposed groups in an attempt to
again establish the presence or absence of disease. By putting this
array of data into a logical decision-making scheme, specific relative risks can be calculated in the follow-up study.
AIR FORCE WORKING
V-17

PAPER

�By the use of combinational and correlational analyses,
statements about the probability of a disease state, a subclinical
state, and over-reporting bias can be attempted. If the development
of symptoms in the exposed group is positively correlated with physical findings, and this correlation is absent in the control group,
a statement concerning the existence of a possible disease state can
be made. By taking these possible combinations of observations and
viewing them in the context of associated positive verifiers, negative bias indicators, and positive exposure index, the probability
of over-reporting bias acting in these circumstances can be substantially reduced and, as a result, any statement concerning the existence of disease is strengthened. Similarly, if symptoms in the
exposed group do not correlate with the development of findings, but
are associated with positive laboratory results, a statement concerning the existence of a subclinical disease state can be made.
However, if comparisons within the RANCH HAND group reveal a negative correlation between reported symptoms and the presence of
abnormal physical signs, then an over-reporting bias and/or subclinical disease state is suggested.
Another method to assist in the determination of a disease state is the use of normalized exposure index and the application of regression techniques to the resulting curve. If there is a
positive correlation between increased exposure and the presence of
various abnormal physical signs and/or verifiable symptoms, then a
symptom complex or disease syndrome is suggested. Factors suspected
of altering the classical dose-response curve include cellular
repair mechanisms and the hypothesized release of TCDD from adipose
tissue following weight loss. The addition of multivariate techniques to the regression analyses will strengthen statements about
the presence of disease. Beyond these pair-wise and group comparisons, newer techniques of pattern recognition, such as Factor
Analysis and Cluster Theory, are being considered in order to
achieve a more automatic and objective analysis.
The strength of any inferences made from these analyses
is dependent upon the statistical power inherent in the study. In
addition, due to the possibility of latency being a factor in this
study, a negative analysis at any time within the study does not
categorically imply lack of disease, since sufficient time for emergence may not have passed.
G.

Determinations of Exposure Indices;
(1)

Exposure Concepts

A major concern in conducting this study is the
lack of accurate exposure data. Although most personnel assigned to
RANCH HAND squadrons were undoubtedly exposed to Herbicide Orange
and TCDD, the exposures within the group must have varied widely.

AIR FORCE WORKING PAPER

V-18

�Exposure to herbicides and TCDD by RANCH HAND personnel occurred
almost daily. Anecdotal information suggests that many had direct
skin contact which was repetitive over a long period of time
(one-year tour for most individuals). Further, it is also suggested
that most RANCH HAND personnel felt that the herbicides employed in
the operations were not toxic to animals and man and hence, they did
not exercise the caution' in handling these chemicals that is recommended today. Several individuals have, in fact, repetitively
tasted or drunk Herbicide Orange to convince their colleagues or the
press of its safety.
m~-#nG&gt; historical review of RANCH HAND operations, most
individuals can be classified into one of three groups based on
their likely potential for exposure to the herbicides:
(1) Pilots, Co-pilots and Navigators:
(2)_ Console Operators and Flight Engineers
Crew Chiefs, Aircraft Mechanic, and
other Support Personnel:

low potential
^-^
high potential"
moderate potential

The "pilot" group probably received most of their exposure during pre-flight checks as well as during the actual dissemination missions.
The console operator group was exposed while
supervising the loading of the aircraft, during ground testing the
equipment, and by tank leakage during dissemination missions. The
crew chief group experienced contact with herbicides during dedrumming and aircraft loading operations as well as during on-site
repair of the aircraft and spray equipment.
The available historical records on Operation RANCH HAND
indicate that personnel assigned to the project seldom had a
"routine" work schedule or environment, thus complicating estimates
of the level of herbicide and dioxin exposure. Since actual exposure data (e.g., mg of herbicide/kg body wt) are not available, the
establishment of an exposure index will be attempted. The exposure
index will be calculated for each RANCH HAND individual to obtain a
standardized frequency distribution. The exposure index will be
calculated by evaluating the known factors that would have
influenced exposure. /These will include such factors as:,
1 £*."*(

(1)
(2)

A , *\fL

f\ . \

J*A/I ..A/* Irt 0 Iv&amp;J A

'

Date of tour with RANCH HAND in Vietnam.
Number and lengths of tours in Vietnam with RANCH

HAND.
(3)
Number of herbicide dissemination missions (as
reflected by flying hours and air medals).
(4)
Herbicides employed (yearly records are available
that reflect the amount of each herbicide sprayed).
(5)
Crew position.

AIR FORCE WORKING PAPER

V-19

�6) /Time ter^and /rom m&gt;*fsi on I'Ocati on,*7 (length
mi ssio
w a s n mi ted/by ai ref^aft fu^l coris-Cimpti op^most missions
~~
were"Trom
,to two" hours -fn duration). ' " "
©
Routes of exposure (the major route of exposure for
most RANCH HAND personnel was probably percutaneous, although for
the console operator, exposure through inhalation may have also been
important).
An exposure index may be derived from consideration of the
above factors, i.e., it is a function of the factors:
E! =

(D,T,P,C,R,H)

Where Ej = Exposure Index
D

= Dioxin Concentration Estimate During RANCH HAND tour
The date of tour with RANCH HAND is important since
mean dioxin concentrations in the herbicides changed
by a factor of 16 between pre-1965 and post-1965. In
1965,
both high and low dioxin formulations were
available. Thus, a scale of values for TCDD are:
Pre-1965

T • =

P

32

1965
Post-1965

16
2

Duration of

= The ratio value of the amount of 2,4,5-T containing
Herbicide applied for any given year against total
amount of the herbicide applied during thej»ame_jy_£ai
Data on herbicide expenditures by year travail able.
For example in 1962, Purple comprised 88 percent
all herbicides used that year, while in 1966,
Herbicide Orange accounted for 66 percent of the total
amount of herbicide applied.
= Crew Position/AFSC
Relative exposure values for this
determined by separate studies.

factor will be

Route of Exposure
Relative
values
for
exposures
via
ingestion,
inhalation or percutaneous absorption will need to be
evaluated from literature, computer modeling, and
inflight determinations using a Herbicide Orange
simulant.

AIR FORCE WORKING PAPER

V-20

�H

= Exposure History
A relative value based upon the subject's preception
as to the magnitude of his own exposure. This will be
obtained from the questionnaire and may reflect no
exposure, a light exposure, a moderate exposure or a
heavy exposure. A weighted value will be assigned to
each exposure estimate, if possible.
(2)

Proposed Studies

Within the exposure index equation, relative
exposure values for two factors are lacking; crew position within
the C-123 aircraft and the route of exposure. Approaches which will
be used in obtaining estimates for these two factors include (1) use
of a diffusion model which would consider the internal aircraft
volume and configuration in computing specified source strengths and
concentration levels; (2) use of quantitative data obtained at
specified points within the aircraft following actual C-123A/A 45Y-1
dissemination missions using a Herbicide Orange Simulant; and (3)
use of a combination of the above two methods.
Discussion with
personnel of the U.S. Army Environmental Hygiene Agency and the
Chemical Systems Laboratory, Edgewood Area, Aberdeen Proving
Grounds, Maryland, suggest that the dispersion of herbicide vapors
and particles within the C-123 aircraft could be modeled provided
data could be obtained for selected parameters. These parameters
include:
(1)
Air flow measurements within the aircraft
under flying conditions simulating those encountered during actual
RANCH HAND missions.
(2) Physical properties of Herbicide Orange components.
(3)
Internal volume of aircraft and individual
compartments.
(4) Temperatures of internal surfaces.
(5) Estimate of surface area on the floor of the
aircraft.
Given a specific scenario, for example, a 25 sq ft spill involving
two gallons of Herbicide Orange on the aircraft floor during a
mission, the model could determine the magnitude and duration of the
chemical concentration in the areas near the console operator versus
the air concentration in the cockpit. They key to determining the
magnitude and route of exposure of C-123 aircrew members is obviously selecting the most likely aircraft configuration used during
RANCH HAND and determining the frequency and magnitude of spills
within the aircraft. These observations will come from the recollection of personal observations by RANCH HAND personnel.

AIR FORCE WORKING PAPER
V-21

�The 355th TAS/Spray Branch, Rickenbacker AFB OH is
presently using the C-123 aircraft configured with the A/A 45 Y-l
Internal Dispenser. Air flow measurements, volume determinations,
and surface temperature data will be obtained for modeling and simulant studies. A suitable Herbicide Orange Simulant was developed by
the USAF in 1965 and consisted of glycerine, water, and sodium thiosulfate in a ratio of 68:16.8:15.2, respectively. Since physical
and chemical data are available on the simulant, the addition of a
sodium fluorescein tracer may permit particulate sizing and quantitative determinations of the extent of contamination in the air of
the aircraft and on the surfaces of the aircraft and on aircrew
members.
An estimate of relative exposure for non-flying personnel
will be developed in a different manner. The Air Force conducted
extensive industrial hygiene monitoring programs during the dedrumming and incineration of Herbicide Orange, Project PACER HO, (See
Young, et al., 1978). These monitoring data (e.g., breathing zone
data) and recently conducted, but as yet unpublished data on
percutaneous absorption of 2,4,5-T in humans during actual spray
operations in reforestation programs (Dow Chemical U.S.A., Midland
MI, 1979), will permit more refined calculations of exposure estimates for this group of individuals. When these concepts are used
to calculate an exposure estimate, there will be a group of RANCH
HAND individuals with an exposure index of zero (clerical/
administrative personnel with little or no flight line duties).
In the event that these more "elegant" exposure index
calculations are not feasible, two other approaches to the exposure
estimate are available. A crude index can be constructed, based
solely on the duration of RVN duty and the TCDD concentration of the
herbicides used each year. While such an index would be less precise in defining an individual's estimated level of exposure, it
would still permit valid comparisons within the RANCH HAND population. Stratification techniques could also be employed using AFSC
and duration of exposure (RVN duty) as the grouping criteria.

AIR
V-22

FORCE WORKING PAPER

�VIII. Recognized Study Difficulties and Corrective Measures
A&gt;

Medical Precedence
(1)

Problem

A departure from the usual methodological approach
characterizes this particular epidemiological investigation. Clearly there is no historical "roadmap of methodology" to conduct this
study. Most occupational exposure studies use the presentation of
an unusual disease to justify the initiation of a comprehensive
study. A rare disease or a common disease in an uncommon site, or
one with an unusual presentation appearing in space-time clusters,
often in an ujiusual_population or age group, usually generates the
requirement for a new study. In the case of Herbicide Orange, the
evidence for long-term human effects is tenuous and controversial.
Despite the unique problems that this study possesses, such as the
lack of clinically defined endpoints, there are many problems that
it shares with other occupationally related exposure studies. For
example, the question of a latent period in the development of symptoms/signs, the lack of accurate dose-response relationships, and
the possibility of a synergistic effect with other toxins/carcinogens are all operating in this study. Since most cohort studies of
occupational mortality use the general population as a standard for
deriving the expected number of deaths, preemployment selection
("healthy worker" bias)
affects the comparative experience.
Age-standardized mortality ratios (SMR's) in general are 60-90 percent of the standard in the working population. Similar conflicting
results can occur using the matched cohort method proposed in this
study design. Statistical verification of the validity of utilizing
such a control for a summary mortality index (e.g., SMR) has been
.infrequently attempted in the past.
Inability to verify the
validity of the more classical methods of comparing mortality will
necessitate the use of multiplicative and/or logistic models to
obtain a valid standardized mortality ratio.
(2)

Corrective Measures

Unprecedented study designs forced by unprecedented
occurences of occupationally related medical complaints require
novel approaches, and reorientation and standardization of thinking;
all of which require an effective Peer Review system. Beyond even
the immediacy of the current study is the growing problem of a
myriad of occupationally-related exposures, both in the military and
civilian sector, which will require similar epidemiological studies
in the future in order to make some judgment as to whether or not an
association is of causal significance.

AIR FORCE WORKING PAPER
VIII-1

3 1 OCT 1979

�B.

Group Accountability Bias

(1)

Problem

The numerous media presentations on "Herbicide
Orange" Issues have focused attention on the RANCH HAND group.
Several attempts have been made to construct lists of former members
of this group and thus the RANCH HAND population should be easier to
locate and contact than the control population. This difference
will be particularly evident with respect to reported mortality
experience. The incentives for cooperation and study participation
,are likely to be greater in the exposed group than in the controls.
Also, the close knit reunion association of former RANCH HAND personnel will lead to a more precise reporting of morbidity and mortality in that group. Such group identity tends to decrease the
degree of unaccountability in the exposed group while its absence in
the controls may lead to under ascertainment of mortality. This
could then lead to the attribution of excess mortality in the
exposed population.
(2)

Corrective Measures

Unaccountability bias w i l l be minimized by
attempting to keep the percentages of unaccounted for study subjects
below 1% in both exposed and control groups. The morbidity and mortality status of all i n d i v i d u a l s selected for the study w i l l be
strongly pursued u t i l i z i n g a variety of techniques previously described.
C.

"Risk Taking" Behavior Bias
(1)

Problem

The early RANCH HAND aircrew population was an
exclusively volunteer group; the C-130 control population, while
volunteers in the Air Force, were not volunteers for special hazardous missions. RANCH HAND mission conditions were considered to be
more dangerous than those encountered in the normal combat environment. This suggests that some differences may exist in the psychological profiles of the two groups. A sensation seeking or risk
taking psychological orientation may have altered the accident
mortality or morbidity patterns of the exposed group. In addition,
an accident rate affected by peripheral neuropathy could be masked
by undetected risk taking behavior bias.
(2)

Corrective Measures

In an attempt to correct for the unique psychological factors that affect the choice of an aeronautical career,
and to adjust for the effects of combat stress, transport aircrew
members were matched with crewmembers of s i m i l a r transport aircraft.
However, the volunteer .nature of the early RANCH HAND
AIR FORCE W O R K I N G PAPER
VIII-2

3 I

�operation casts doubt on the adequacy of this basic matching as an
attempt to control for the psychological effects of combat stress.
The factors of volunteerism and risk-taking behavior must be considered from both the i n d i v i d u a l and group perspectives. The assessment of individual risk-taking behavior has been quantified by
psychological instruments such as the Sensation Seeking Scale (SSS)
of Zuckerman, et al. and the Life Experience Inventory (Torrance).
The SSS has been demonstrated to have considerable validity in measuring a variety of phenomena i n c l u d i n g volunteerism and participation in risky activities and has been applied to naval aviation
trainees (Waters).
This study was unable to demonstrate an
increased accident-related mortality in this group of individuals.
These models w i l l be adapted for use throughout all phases of the
study.

D.

Response Bias
(1)

Problem

False positive response is anticipated as the primary bias operating in this study. Compensation issues arising from
individual claims to the VA or from class action suits, heightened
health concern generated by extensive publicity, disenchantment with
military service, and the simple desire to please the interviewer
may introduce positive responses that exceed the study's ability to
correct or adjust. False negative response w i l l also operate, and
such bias is even more d i f f i c u l t to assess than the spurious response in a positive direction. Significant factors in this direction include: issues of patriotism and loyalty, personal conviction
as to the propriety of the defoliation program and their participation in it, the strong v i r i l i t y orientation of the pilot/aircrew
population (particularly with reference to questions of libido and
fertility), personal inconvenience caused by study participation,
errors of memory, and fear of the adverse effects on career goals
that abnormal physical examination results could produce (a s i g n i f i cant problem for active c i v i l i a n and military p i l o t s ) .
(2)

Pending Retirement Bias

The military retirement system also creates a
potential source of bias. A "pending-retirement phenomenon" occurs
when personnel who are approaching the end of their careers exaggerate their symptoms so that they may become eligible for disability
benefits.
(3)

Corrective Measures

The primary correction technique for questionnaire
response bias w i l l be a carefully constructed and standardized physical examination. Multiple verification and bias indicator questions w i l l be designed and included in the i n i t i a l questionnaire.
Memory verification w i l l be conducted by cross-referencing responses
AIR FORCE WORKING PAPERS
VIII-3

3:

�to medical and personnel records. Detailed statistical correlations
between the questionnaire responses and the physical examination
results w i l l be conducted. All telephone interviews and physical
examinations w i l l be conducted on a " b l i n d " basis to the maximum
extent possible. Self-administered and group-administered questionnaires, which would allow for uncontrolled response changes, w i l l
not be conducted. Models of anticipated biases and their estimated
impact on the study w i l l be attempted prior to the final analysis of
any phase in order to justify the analytic methods used. Conclusions
drawn from this study will be predicated and coupled to a bias estimate.
E.

Interview Bias
(1)

Problem

Voice inflection, speed of interview, intonation
and ethnicity are recognized factors which can affect positive or
negative interview response. These factors will definitely operate
in this study.
(2)

Corrective Measures

An extensive interviewer training program will be
conducted in order to limit the effects of interviewer bias. The
Survey Research Center of the University of Illinois and the Center
for Disease Control, Venereal Disease Training Branch, Atlanta,
Georgia, will assist in this effort. The training will concentrate
on techniques to elicit sensitive personal and medical information
in an accurate manner, while minimizing discomfort to the subject
and the interviewer. Quality assurance methodology and information
verification techniques will also be included in the training.
•Interviewers will be randomly monitored by the supervisor in an unannounced manner. For particularly sensitive questions (e.g. illicit
drug usage), randomized response techniques (coin flip method) will
be used, recognizing that responses will be valid on a group basis
only.
F.

Political Implications
(1)

Problem

The question of adverse health effects due to Herbicide Orange exposure in Vietnam has evoked many strong emotions.
The actions of consumer groups, environmentalists, and other special
interest groups have generated defensive responses on the part of
some governmental agencies, and reactive decisions by others. Frequently, these responses have been based on unsubstantiated claims
and/or scientific evidence of questionable validity. As a result of
these governmental actions, the political impact on the planning of
this study has been substantial. Suggestions to increase the scope

•

AIR FORCE WORKING PAPER

VIII-4

3:

'•-0

�of the effort to include other "exposed" individuals or poorly
defined ancillary groups continue to surface. However, monumental
problems of group ascertainment, exposure validation, control group
selection, and control of additional bias make the inclusion of such
individuals undesirable from a sound scientific perspective. If
such decisions are made without regard for their scientific impact,
compromise of study validity is assured.
(2)

Corrective Measures

The dilution of the scientific credibility of this
effort by politically motivated decisions will be diplomatically
resisted. While all suggested improvements will be considered, any
alterations or corrections to the study protocol will be based on
sound scientific assessments of the proposed changes. Such issues
will be clearly presented to appropriate peer review agencies for
comment. If studied, ancillary groups will be analyzed separately
from the main study group and reported anecdotally.
G.

Loss to Study/Statistical and Bias Considerations
(1)

Problem

Loss to study in the RANCH HAND group poses a major
problem to the validity of the inferences that can be made from any
subsequent comparisons between or within groups. The avenues of
loss will conceivably arise from individual apathy (volunteer bias),
lack of appropriate financial reimbursement for loss of salary, the
presence or absence of illness (perception of health), and the lack
of a desire for "treatment". Losses of matched controls during the
questionnaire and physical examination phases of the study, though
predictably greater than in the exposed group may be managed by
replacement from the predetermined set of controls. The estimated
participation of individuals is shown in Section XII, Figure A-3.
It is estimated that the overall response rate of the exposed group
will be 65% in the initial questionnaire and 40% in the physical
examination phase of the study. These high non-compliance rates are
expected to occur despite great efforts to keep the questionnaire at
an acceptable length, and to coordinate questionnaire administration
and physical examination with the subject's personal schedule.
Losses to study in either the exposed or control groups will obviously lead to decrements in statistical power, while losses in the
control group could cause severe bias in the analytic phases of the
study. Such losses would skew the distribution of controls, (Figures 3 and 4) and thus alter the characteristics of the population
available for study. If differential losses in the control group
occur (i.e., "well" controls dropout more frequently than "ill" controls), a "true" herbicide effect would be diluted (Figure 10).
Conversely, if "ill" controls are differentially lost, a spurious
effect would be attributed to herbicide exposure. To a lesser
extent, losses in the exposed group could create similar effects;
however, loss to study in the RANCH HAND population should be much
less of a problem then in controls, due to their vested interest.
AIR FORCE WORKING PAPER
VIII-5

�RATIONALE OF REPLACEMENT
EXPOSED -4-1:1
LOSSES

""

P[L/WJ &gt; PIL/IJ

PIL/WJ

DILUTIONAL BIAS

-t

�(2)

Corrective Measures

The USAF is committed to expending maximal effort
to encourage participation. Loss to study problems in the study
participants will be avoided as much as possible by detailed and
exhaustive efforts to contact and followup each identified participant. NON-PARTICIPANTS WILL BE STRONGLY ENCOURAGED TO RECONSIDER
THEIR INITIAL DECISIONS. • Design considerations have been made to
minimize loss to study in both the exposed and control populations.
Although the USAF can not compensate study subjects for lost wages
during the physical examination, transportation costs, per diem, and
lodging costs will be reimbursed.
The replacement concept will help to counteract the decrement in
statistical power, and offset the bias created by differential
patterns of loss. The exposed group is already of maximum size and
cannot be increased, but non-compliant controls can be replaced.
This will maximize the degree of pairing between the two study
groups. If a non-compliant control is replaced by a control with a
similar perception of his own state of health, the alteration of the
control group distribution is offset; (i.e., an "ill" control is
replaced with an "ill" individual, and a "well" control with another
"well" individual.) This concept of replacement, coupled with
extensive efforts to encourage compliance will minimize losses to
study and offset the adverse effects of those losses that do occur.
H.

Statistical Power Limitations
(1)

Probl em

As discussed above, statistical power considerations are heavily dependent on loss to study rates. Since the
design of the study is also limited by the small exposed population,
statistical power for identifying the relative risk of an uncommon
disease or symptom-complex (&lt;1/100) is very low (&lt;.50), (See Section
VI F). This study will, to a greater extent, be able to detect
increased risks only in common diseases or symptom-complexes
(2)

Discussion

The "herald sign" of TCDD exposure, chloracne, is
expected to have the greatest likelihood of achieving adequate statistical power in this study. Recent findings from Seveso, Italy,
support the importance of chloracne as the primary marker symptom.
The incidence of chloracne has been reported by Reggiani (personal
communication) and Homberger, et al., to be 14.9 cases per 1000 residents in the region of highest contamination of Seveso (Zone A) and
6 to 12 cases per 1000 in the Seveso community as a whole. These
rates vary by age group, with children being at highest risk. Only
1 to 5 cases per 1000 were seen in other regions of Northern Italy
(Milan, Como, and Lecco). The incidence of adolescent acne in all
AIR FORCE WORKING PAPER
VIII-7

�of these populations varies between 21 and 30%. These incidence
rates probably place chloracne at the lower limit of adequate statistical power within the constraints imposed on this study. In the
Nitro, West Virginia studies, residuals of chloracne, as well as
exacerbations of previously active disease, continue to be seen 10
years after the most recent exposures, and 30 years after the industrial accident. Thus, it is likely that any chloracne in the
exposed population may be' detected, despite the intervening years
since RANCH HAND exposures.
In addition to chloracne, other recently reported human effects of
TCDD exposure at Seveso, Italy, appear to fall within the capabilities of this study design (e.g., peripheral neuropathy, neuropsychiatric effects, and liver dysfunction).
In general, with respect to statistical
from relatively small samples fair much
ical or dichotomous data. Consequently,
made to obtain physical examination data
ous manner.
I.

power, continuous data even
better than either categora concerted effort will be
in a scored and/or continu-

Variability of Procedures
(1)

Problem

The variance of physical examination findings from
differences in technique and the random errors inherent in
laboratory testing are items of concern, particularly
if
attributable health effects are subtle or of low magnitude.
Nonstandardized procedures and techniques are major contributors to
this variance.
(2)

Corrective Measures

Variability in examination procedures will be minimized by the use of standardized procedures, examination protocols,
similar equipment, and training. Most laboratory procedures will be
conducted centrally at the USAFSAM, and quality control will be
stressed at all times.
J.

Confounding Exposure Factors
(1)

Problem

While virtually all of the media attention has been
directed toward the 2,4,5-T containing herbicide formulations, other
herbicides were applied concurrently by the C-123 aircrews in Vietnam. Herbicide Blue (Cacodylic acid with 15.4% pentavalent arsenic)
and Herbicide White (2,4-D and Picloram) were used throughout the
1962-1970 time period.
Any long-term health effects from these

AIR FORCE WORKING PAPER
VIII-8

�additional compounds may confound the results of the study. Peripheral neuritis, tremors, skin and lung cancer, loss of hair and
nails, skin rashes, and gastric symptoms have been alleged after
exposure to arsenical pesticides. The organophosphate insecticide,
Malathion, was also sprayed by many of these same aircrewmembers
when RANCH HAND duties permitted their temporary assignment to
mosquito/malaria control units. Many of these individuals were
involved in the aerial spray application of these and other pesti
cides both before, during, and after their Vietnam service. Longterm effects from these chemicals would confound the study results.
The small size of the RANCH HAND population will allow very little
opportunity for analytic stratification for these confounding variables. Differing patterns of exposure to aircraft fuels in the
study populations have been suggested as confounding factors. The
C-130 aircraft were powered by turbo-prop engines which used jet
fuel (JP-4), while the C-123 and C-7 aircraft were powered by standard reciprocating engines which used leaded aviation fuel (AV-GAS).
After June 1968, many C-123s were modified by the addition of auxilliary jet engine boosters for added power on takeoffs and emergencies.
(2)

Discussion and Corrective Measures

While the extent of confounding caused by exposure
to these other pesticides is undetermined at this time, assessment
of its magnitude must rely on responses of the subjects to that
portion of the questionnaire dealing with other occupational exposures. For this reason, information concerning exposures to other
herbicides/insecticides used in Vietnam will be collected. Whenever possible, stratification techniques will be used to adjust for
these confounding variables during data analysis. Variations in
fuel between C-130 and C-123 aircraft would be significant factors
if individuals in the study were heavily and repetitively exposed.
However, the normal duties of the study participants did not involve
aircraft refueling or other fuel handling activities. Thus, fuel
exposures can be minimized as a significant confounding factors.

AIR FORCE WORKING PAPER
VIII-9

�IX.

Reporting Procedures

Interim synoptic progress reports will be provided to the
Surgeon General through Quarterly Management Reviews conducted each
January, April, July and October.
Key data analyses will be displayed, but inferences and conclusions will await full data analysis
at the conclusion of each phase. A formal report for each of the
three phases will be completed with forecasted submission dates of:
Mortality Study, July 1981; Morbidity Study, October 1981; and
Follow-up Study, April 1986. Findings and conclusions of each phase
will be published in a journal of stature. Total study design, findings, and conclusions will be published in the USAFSAM Aeromedical
Reviews or Technical Reports.

AIR
IX-1

FORCE WORKING PAPER

�XII. APPENDIX
TABLE'A-l

SUMMARY OF 2,4-D, 2,4,5-T
AND TCDD ANIMAL STUDIES

TABLE A-2

"SYMPTOM COMPLEX" DERIVED
FROM LITERATURE REVIEW OF
CASE STUDIES EXPOSED TO
2,4-D, 2,4,5-T AND/OR TCDD

TABLE A-3

DETAILED LISTING OF SYMPTOMS/
SIGNS BY MAJOR CATEGORY FROM
LITERATURE REVIEW OF CASE
STUDIES EXPOSED TO 2,4-D,
2,4,5-T AND/OR TCDD

TABLE A-4

HERBICIDE RELATED CLAIMS
SUBMITTED TO THE VETERANS
ADMINISTRATION BY SYMPTOM
CATEGORY AS OF 30 JUNE 1979

TABLE A-5

SCHEDULE AND MODE OF CONTACTS
WITH STUDY SUBJECTS

TABLE A-6

MONTE CARLO SIMULATION

FIGURE A-l

2,3,7,8-TETRACHLORODIBENZO-PDIOXIN (TCDD)

FIGURE A-2

ESTIMATED IDENTIFICATION/
PARTICIPATION OF RANCH HAND
POPULATION

AIR

FORCE WORKING PAPER

XII-1

3 1 DOT 1379

�i r\u»w L.

n - A.

SUMMARY OF 2,4-D, 2,4,5-T, AND TCDD ANIMAL STUDIES
2,4-D

2,4,5-T

TCDD

LD50 RANGE (ACUTE)

100-1000 mg/kg

100-1000 mg/kg

1-1000 pg/kg

CHRONIC TOXIC DOSE

APPROACHES ACUTE LEVEL
RAPID CLEARANCE

1/2 ACUTE LEVEL;
VARIABLE CLEARANCE

MARKEDLY LOWER
LEVEL
BIOACCUMULATION

SIGNS OF ACUTE/
CHRONIC TOXICITY

ANOREXIA

ANOREXIA

WEIGHT LOSS

WEIGHT LOSS

ATAXIA

INVOLUTION OF
THYMUS

MUSCULAR WEAKNESS

G.I. INJURY

ALOPECIA

IRRITATED G.I. -TRACT

LIVER CONGESTION

EPITHELIAL
CHANGES -

MINOR LIVER INJURY

KIDNEY CONGESTION

LIVER LESIONS
(VARIABLE)
HYPOTHYROIDISM

MINOR KIDNEY INJURY
MINOR LUNG CONGESTION
EMBRYO TOXIC DOSE

APPROACHES TOXIC
LEVEL

APPROACHES TOXIC
LEVEL

MARKEDLY BELOW
TOXI.C MATERNAL
LEVELS

TERATOGENICITY

QUESTIONABLE;
WEAK AT BEST

*LOW INCIDENCE ONLY
IN MICE (CLEFT
PALATES a DILITATED
RENAL PELVIS)

SPECIES VARIATIONS: YES MICE
NO RATS

CARCINOGENICITY

QUESTIONABLE
WEAK AT BEST

ONE STUDY: YES
NUMEROUS STUDIES: NO

EPITHELIAL
CHANGES IN
PRIMATES:
YES IN RATS

*TCDD CONTAMINATION OF 2,4,5-T HAS BEEN SHOWN TO BE A CONTRIBUTOR TO TERATOGENIC EFFECT
IN MICE
AIR FORCE WORKING PAPER
XII-2

3 1 OCT 1979

�TABLE A-2 "SYMPTOM COMPLEX" DERIVED FROM LITERATURE REVIEW OF CASE STUDIES
EXPOSED TO 2,4-D; 2,4,5-T AND/OR TCDD

2,4-D

2,4,5-T (+ TCDD)

TCDD

CHLORACNE

CHLORACNE

PORPHYRIA

PORPHYRIA

HYPERPIGMENTATION

HYPERPIGMENTATION

ASTHENIA

ASTHENIA

ASTHENIA

PERIPHERAL NEUROPATHY

PERIPHERAL NEUROPATHY

PERIPHERAL NEUROPATHY

CARDIAC DISTURBANCE

CARDIAC DISTURBANCE

SWEATING/FEVER
CARDIAC DISTURBANCE
RENAL DYSFUNCTION

RENAL DYSFUNCTION

LIVER DYSFUNCTION

LIVER DYSFUNCTION

LIVER DYSFUNCTION

GI DISTURBANCE

GI DISTURBANCE

GI DISTURBANCE

HEADACHE
PNEUMONITIS
CSF PROTEIN ALTERATIONS

HYPOTHYROIDISM

CONVULSIONS

HEARING/SMELL
DISTURBANCES

AIR FORCE WORKING PAPER

XII-3

3 1 OCT 1979

�TABLE A-3 DETAILED LISTING OF SYMPTOMS/SIGNS BY MAJOR CATEGORY
FROM LITERATURE REVIEW OF CASE STUDIES EXPOSED TO 2,4-D; 2,4,5-T AND/OR TCDD
NEURO-PSYCHIATRIC ABNORMALITIES
AESTHENIA

PERIPHERAL NEUROPATHY

ANXIETY

HYPOREFLEXIA

DEPRESSION

WEAKNESS

FATIGUE

PARESTHESIAS

APATHY

EXTREMITY NUMBNESS

LOSS OF DRIVE

MYALGIA

LIBIDO

GAIT DISTURBANCE

IMPOTENCY

"MILD" PARESIS

SLEEPLESSNESS

EMOTIONAL INSTABILITY
ANOREXIA
DIZZINESS
DECREASED LEARNING
ABILITY

AIR FORCE WORKING PAPER
XII-4

3 1 OCT 1979

�TABLE A-3

(CONTINUED) DETAILED LISTING OF SYMPTOMS/SIGNS BY MAJOR CATEGORY

FROM LITERATURE REVIEW OF CASE STUDIES EXPOSED TO 2,4-D,2,4,5-T AND/OR TCDD
DERMATOLOGIC DISEASE
CHLORACNE
PORPHYRIA CUTANEA TARDA
HYPERPIGMENTATION
HIRSUTISM (BODY)
ALOPECIA OF THE SCALP
OTHER DISORDERS
HEPATIC DYSFUNCTION
RENAL DYSFUNCTION
INCREASED CHOLESTEROL
AND TRIGLYCERIDE

PROTEINURIA

DECREASED OUTPUT
INCREASED LIVER
FUNCTIONAL TESTS

TUBULAR DEGENERATION

GLOMERULAR DEGENERATION
RENAL GLUCOSURIA
GI DISTURBANCE

CARDIAC DISTURBANCE

NAUSEA

BRADYCARDIA

VOMITING

TACHYCARDIA

DIARRHEA

ATRIAL FIBRILLATION

GASTRITIS
ABDOMINAL PAIN
AIR FORCE WORKING PAPER ,
XII-5

3 1 OCT

�TABLE A-4
HERBICIDE RELATED CLAIMS SUBMITTED TO THE
VETERANS ADMINISTRATION BY SYMPTOM CATEGORY
AS OF 30 JUNE 1979 (N=417)
SYMPTOM CATEGORY

PERCENT

Dermatologic

49.9

•Nervousness/Headache/Fatigue

23.0

Neuritis

14.6

Gastroi ntesti nal/Geni touri nary

13.4

Malignancy

11.0

Decreased Libido

5.8

Respiratory

5.3

Ear/Nose/Throat

5.0

Cardi ovascular/Hypertensi on

4.1

NOTES:

625 total claims
190 claimed exposure without symptoms
18 claims paid for non-herbicide related conditions
1 claim paid for documented chloracne

AIR FORCE W O R K I N G PAPER
XII-6

�TABLE 5
SCHEDULE AND MODE OF CONTACTS WITH
STUDY SUBJECTS
STUDY PHASE

CONTACT MADE

TIME

Morbidity
Study

Introductory Letters

Dec 79 - Jul 80

Morbidity
Study

Comprehensive Telephone
Questionnaire

Jan 80 - Dec 80

Baseline Physical Exam

Mar 80 - Mar 81

Confirmation Face-to-Face
Interview during Baseline PE

Mar 80 - Mar 81

Fol 1 ow-up
Study

Adaptive Phone Questionnaire
Adaptive Physical Examination

Jan 83
Mar 83

Dec 83
Mar 84

Fol 1 ow-up
Study

Adaptive Phone Questionnaire
Adaptive Physical Examination

Jan 85
Mar 85

Dec 85
Mar 86

AIR FORCE WORKING PAPER
XII-7

�TABLE A-6
MONTE CARLO SIMULATION
PROGRAM
10
20
30
40

210
220
230
240
250
260
270
280
290

DIM C(10,3)
DIM A(10,3)
P2=.25
Dl=.45

50 M=0

60 N=0
70 FOR I=1TO 10
80 FOR J=1TO 3
90 A ( I , J ) = 0
100 C ( I , J ) = 0
110 NEXT J
120 NEXT I
130 M=M+1
140 PRINT M
150 IF M=1001 THEN 330
160 F=l
170 1=1
180 J=l
190 C ( I , J ) = R N D ( 1 )
200 X=P2+F*D1

IF C(I,J) &gt; X THEN 270
1=1+1: F=l
IF I &gt; 10 THEN 250
GOTO 190
N=N+1
GOTO 130
A(I,J)=A(I,J)+1
J=J+1
IF J&gt;3 THEN 320

300 F=0

310
320
330
340

GOTO 190
GOTO 130
STOP
SELECT PRINT 215

350 FOR 1=1 TO 10
360
370
380
390
400
410

PRINT A ( I , 1 ) , A ( I , 2 ) ,
NEXT I
PRINT
PRINT "N(l)" } N(l)
PRINT " N ( 2 ) " , N(2)
PRINT "N(3)", N(3)

420 END

GLOSSARY

I = Control individual index
J = Examination number index
= Attendance array = number of times the ith control was used
for the jth examination
C ( I S J ) = Testing variable array
N = number of times no control was available
M = number of matches attempted
Dl

= preselected probabilities.

Pj = Dl + P2 and

P2

Po = P2

AIR FORCE WORKING PAPER

XII-8

�Figure A-l

2, 3, 7, 8-TETRACHLORODIBENZO-p-DIOXIN (TCDD)

• MOLECULAR WEIGHT

321.8935

• MELTING POINT

303-305°C

• DECOMPOSITION POINT

980-1,000°C

• SOLUBILITY, GRAMS/LITER
ORTHO-DICHLOROBENZENE

1.40

CHLOROBENZENE

0.72

ORANGE HERBICIDE

0.58

BENZENE

0.57

CHLOROFORM

0.37

ACETONE

0.11

METHANOL

0.01
2*10" 7

WATER
XI1

H

3 1 OCT 1979

o

AIR FORCE WORKING PAPER

'

�figure A-2

ESTIMATED IDENTIFICATION/PARTICIPATION
OF THE RANCH HAND POPULATION
ESTIMATED

RESPONSE
ESTIMATE
RANCH HAND POPULATION

NUMBER OF
PARTICIPANTS

1200

1188

UNACCOUNTABLE
&lt; 1%

ACCOUNTABLE

99%

NON-PARTICIPANTS
DEAD/MORIBUND 10%
UNWILLING
25%

QUESTIONNAIRE
PARTICIPANTS

65%

772

NON-PARTICIPANTS

BASELINE EXAM
PARTICIPANTS

60%

463

40%

—

i

NON-PARTiciPANTS^
20%

80%

371

NON-PARTICIPANTS
20%
XII-10

1st FOLLOW-UP
EXAM PARTICIPANTS
2nd FOLLOW-UP
EXAM PARTICIPANTS

80%

297

AIR FORCE WORKING PAPER

3 1 OCT 1979

�XIII.

QUESTIONNAIRE

The release of the actual questions within the questionnaire could
possibly result in irreparable damage to the study from an avoidable
source of responder bias. Consequently, the following is a summary of the
general subjects to be covered as well as those specific areas that will
receive particular emphasis..
Preliminary information will be obtained from a short mail-back questionnaire during the first contact with the study subjects.
Personal
identification data, RVN tour information, willingness to participate,
acknowledgement of the Privacy Act Statement and an Informed Consent for
release of records and medical evaluation/emergency treatment will be
obtained at that time. This information will be verified by review of the
individual's military personnel records. Addresses and telephone numbers
will be verified and updated by use of several sources (i.e., Worldwide
Locator Service, Social Security Service, Credit Bureaus, Rosters of RANCH
HAND Association, Veterans Administration Benefits Records, the Internal
Revenue Service, and other available sources). In addition, at this time
a request will be made to have the wife present for the telephone interview in order to obtain an accurate obstetrical history.
The telephone questionnaire will, of necessity, be quite lengthy, but
it will be convenient to the subject, and given in two interviews if
necessary.
It will verify personal identification data such as name,
SSAN/AFSN, date of birth, address, telephone numbers, race, military
status, effective date of status, location of military medical records and
marital history information. RVN tour information will be rechecked and
expanded to include data such as date of tour, tour end date, AFSC, organization of assignment, PCS and TOY status, combat missions, medal(s)
awarded (i.e., Air Medal, Distinguished Flying Cross, Purple Heart), and
whether or not the tour was a RANCH HAND affiliated tour.
Pre and Post-RVN exposure information, both occupational and avocational, to asbestos, radiation, herbicides, pesticides, will be elicited,
including the frequency and time of the exposure. RVN exposure to these
chemical and physical agents will also be collected.
Medical information obtained during this telephone interview will
include of a statement of general health, smoking history, alcohol consumption history and long-term medication/drug use. In addition, questions dealing with infertility, birth defects of offspring, as well as the
wife's obstetrical history (i.e., total conceptions, live births, miscarriages, stillbirths and premature pregnancies) will be asked. A family
history specifying cancer, heart disease, liver disease and inherited
disorders in both the subject's and wive's families will be collected.
A review of systems will be attempted, specifically emphasizing the
neurologic, dermatologic, reproductive, and hepatic systems as well as
specific symptoms associated with a neoplastic condition.

AIR FORCE WORKING PAPER
XIII-1

�Specific questions will address the personality makdup of the individual in order to assess his potential risk-taking behavior (see Section
VIII.C). Information verification and bias indicator questions will also
be integrated into the questionnaire.
During this initial telephone questionnaire, those participants agreeing to undergo a physical examination will be instructed to insure that
the medical examiners are "blind" as to whether or not they were former
RANCH HAND personnel.
At the time of physical examination(s), the subject will receive a
comprehensive face-to-face questionnaire which will expand and verify the
information that was obtained in the telephone questionnaire and records
review.
An extensive review of systems will be covered at that time,
including a more extensive occupational and avocational exposure history.
Just prior to the time of follow-up physical examinations (FY 1982 and
FY 1984), a preliminary telephone contact will establish the subject's
current health status and his willingness to continue participation in the
study. An appointment for the followup examination will also be arranged. An adaptive telephone questionnaire will be given emphasizing those
symptoms and systems that were found to be significantly associated with
the exposed population on statistical analysis of the first year's
results. If the subject expresses a desire to cease participation at this
time, he will be encouraged to reconsider his decision and reasons for
dropping out of the study will be sought.

AIR FORCE WORKING PAPER
XIII-2

�XIV.

Physical Examination Design
A.

General Comments

This phase of Project RANCH HAND II is a cross sectional
study of the subject's health at the time of examination.
It is
important that examiners remain unaware of the subject's status as a
RANCH HAND participant or as a control subject. The physician exam^
iner is tasked to examine and objectively record his findings. The
examining physician is not, and cannot be expected to arrive at any
definitive diagnosis as the full history and laboratory results are
not available to him. The compilation and analysis of data will be
performed by the study investigators at Brooks Air Force Base,
Texas. They will notify the subject and the physician of his choice
of the results of the examination.
These examinations will define the health status of the
subjects at a point in time, and will establish the presence of
physical findings, if any exist. After statistical review of the
study groups, these findings may permit definition of a chronic
effect due to exposure.
An inaccurate examination may lead to
falacious study results in two ways:
a presumed syndrome may be
defined which does not in fact exist, or a syndrome which in fact
exists may not be defined with enough validity to warrant further
actions.
The examining physician is responsible for recording a
complete and detailed report of the physical examination. In this
role, the examining physician is tasked to collect evidence of the
presence or absence of physical signs of abnormality only. Formulation of impressions is not requested nor desired.
If, during the
examination, the physician discovers evidence of acute serious illness requiring immediate treatment, the normal emergency or urgent
care procedures of the medical facility would apply. If during the
examination, the examining physician finds evidence of present illness requiring further medical attention, he should so state to the
subject and offer to forward or have forwarded pertinent information
to the subject's physician. A clear record of any such advice and
treatment should be recorded. The ultimate value of the RANCH HAND
II Study will lie in complete accurate and, whenever possible, quantitative data permitting the most stringent and powerful statistical
analysis.
For that reason, the physical examination protocol
requires exact measurements in many instances, and the use of
defined meanings of semi quantitative indicators in other places.

AIR
XIV-1

FORCE WORKING PAPER

�^; Conduct of the Examination
SUBJECT

SECTIOK

PHYSICAL EXAMINATION

1. GENERAL APPEARANCE

eph c. f^--rnrlnmrpfc dL. /"/Undernourished
-Ectomorph b.
r~? Well-nourished tf. f~J Obese ^f. Appearance (1) /~~7 Younger (2) /~7 Same
(3) /~7 Older as stated age.
Appearance of illness or distress /~7 Yes f~7 No
Hair Distribution /~7 Normal £V Abnormal / 7 Hirsuitism /~7 Alopecia
"
2. M F I C J H T

SITTING BLOOD PRESSURE RIGHT ARM AT HEART LEVEL

W E I G H T fUndr.»«»d)

SYSTOLU
J. PULSE R A T E

REGULAR;

LJ YES

.DIASTOLIC.

Describe any irregularities.

[J NO

a. Irregular /*7
b. Irregularly irregular /~7
c. VPBs per minute
4.

EYE G R O U N D S

[~] N O R M A L

f D ABNORMAL

/-y A-V nicking"
£7 'P light reflex
/~7 Arteriolar spasm
!.

6. E N T

[""] N O R M A L

5a

ABSENT

PRESENT

ARCUS SENILIS

Describe any vascular lesions, hemorrhages, exudates,

/~7 Hemorrhage^ papiiiedema,
f~J Exudates
/"/ Papilledema
f~J Disk Pallor
/~7 7" Cupping

\~~\ A B N O R M A L

-

Describe any abnormality.

Tympanic membranes intact /~J Yes f~J No
Nasal ulcerations
/~7 No
/~7 Yes
7.

N E C K r£«r&gt;«c/«Jly rhrrold

tfl«nrf)

(

[NORMAL

9. H E A R T

[_J NORMAL

J ABNORMAL.

A7 R

[2]] N O R M A L

r~7 Asymmetrical expansion
f~~J Hyperresonance
f~~7 Dullness

I

R /~7

L /~7

Describe any abnormality.

/ / Parotid gland enlargement
"

Thyroid gland palpable f~7
Enlarged /~~jf
Nodules /"7
Tenderness
8. T H O R A X AND L U N G S

Abnonral Ocular Pigmentation
£7 Yes £7 No
_

£7L

QJ A B N O R M A L

/""/ Wheezes
/~7 Rales

[^ABNORMAL

Displacement of apical impulse /~7 No
Heart sounds normal /~7 Yes f~J No

Describe any abnormality, especially basilar rales.

Circumference at nipple level
Expiration
cm
Inspiration
cm

Describe any enl*rgement, irregvilarity of rate, murmurs, or thrills.

f~J Yes
Precordial thrust f~7 No
/~7Si /~7S2

f~~7 Yes

(Continued in Item 18 on Reverse)
1 0 . ABDOMEN

\ \ NORMAL

/~~7 Heptomegaly
cm Liver Span
f~~7 Splenomegaly
tl.

r'XTRfMlTlFS

I "1 N O R M A L

Tl'l ABHOSMAL

D*«cribe arry-Mmormality Vrt*i special attention to the

/~~7 Other mass - «pie«n "nd liver. Record waist measurement
Specify:
on attached form.
/ 7 Tenderness
"
Liver f~7 Spleen /~7 Other, specify:
'~'\ A B N O R M A L

/~7 Absence, specify:
Edema
/~J Pitting f~7 Non-pitting
Loss of hair on toes

Describe an y edema or siRns o f vnscular insufficif ncy.

A7 Clubbing of nails
f~J Varicosities

�(p?
SECTION

PHYSICAL EXAMIMATIOH (Continued)

iz. PERIPHERAL PULSES

DIMIN.

NORMAL

ABSENT

COMMENTS

RADIAL
FEMORAL
POPLITEAL

DORSALIS PEDIS
POSTERIOR TIBIAL
13.

/~7
f~7
f~7
f~~7

1A.

CD ABNORMAL

NORMAL

SKIN

Indicate type and location of lesions on
attached anatomical figure.
Hyperpigmentation
/ 7 Jaundice
"
f~7 Petechiae
/~7 Spider angiomata
A7 Ecchymoses
/~7 Palmar erythema
Lesions Woods Light

Comedones
Acneiform lesions
Acneiform scars
Depigmentation
Inclusion cysts
(UV) Positive
Cutis Rhomboidalis (Obtain photographs of major lesions)
Spine
/ 7 Scoliosis
"
f~7 Kyphosis
f~7 Tenderness ,
Level _
f~J Decreased range
of motion

Muscle - Specify:

/~7
/7
"
f~7
/~7

ABNORMAL

[ j NORMAL

MUSCULOSKELETAL

Weakness
Tenderness
Abnormal Consistency
Atrophy

f~7 Pelvic tilt
£7 Straight Leg
,,,

is. GENITOURINARY - RECTAL - HERNIA £7
/ 7 Inguinal hernia £VR
"
£ L
7

NORMAL

Testes
£7R

Absent
£7
£7

Enlarged Atr.ophic
£7
£7
£7
£7
Stool Hemacult:

KM sing:

Right /.Left..

AT ABNORMAL

/~7 Varicocele
/~7 Hemorrhoids
f~J Epididycis
/~7 Prostatic
ZZ7 Scotal nass - Specify
Enlargement
cin dia
£7 Rectal mass
/~7 Positive

£Z7 Negative

16.

LYMPH NODES - CHECK ALL AREAS. f~J NORMAL f~7 ABNORI"IAL - SPECIFY CERVICAL,
OCCIPITAL, SUPRACLAVICULAR, AXILLARY, EPITRACHLEAR, INGUINAL, FEMORAL
/ 7 Enlarged
~
/ 7 Tender
~
/ 7 Hard .
"
/ 7 Fixed
~
/~7 Confluent

17.

NERVOUS SYSTEM - SEE ATTACHED FORMS

'18.

HEART A*rp OTH^R OBSERVATIONS

(Continued from Item 9)
t
Murmur £J.No

/"7 Yes Area /^7 Ao £~/ Pu /~7 Apex £J 54

sys £7
Dia
DATE OF EXAMINATION
D*Y

£7

£7
£7

T Y P E D OR

£7
• £Y

p m u T E D N A M E OP"

£7
£7
£'. A M I N t N G P H Y M C ! * N

RETURN FORM
TO;

USAFSAM ~
BROOKS &gt; rE
TX 7E235

AIR FORCE

�CLINICAL RECORD

NEUROLOGICAL EXAMINATION

HEAD AND NECK - Normal to Palpations/Inspection £7Y

£7N

Specify Scar

Asymmetry £7 Depression JT]
Carotid Bruit £7No £7R ZZ7L
Neck Range of Motion £J Normal or Decreased to £7 Lef't EH Right
£J Forward

£J Backward

TRUNK
MOTOR SYSTEM.- Handedness

Right £7

Left

Gait /"/ Normal or £J Broad Based £7 Ataxic /^/Small Stepped ^/Other-Specify
Associated Movements £7Arm Swing £7Norma^ or Abnormal £7R £}L
Muscle Status (strength, tone, volume, tenderness, fibrillations)
Bulk £7 Normal
/^Abnormal
Tone Upper Extremities £7Normal or /^/Increased /"^Decreased
£7Right £7Left
Lower Extremities /27Normal or /^/Increased £7Decreasecl
Strength - Distal wrist extensors £JNorm^ ^Decreased
Ankle/Toe Dors/Flexors ^JNorma} /^/Decreased
Proximal Deltoids £7Normal /^Decreased
Hip Flexors /^Normal /^/Decreased
Abnormal Movements (tremors, tics, choreas, etc.) Fasiculations £JNo
Tenderness £7No EJYes (1-4+)

/^/Yes (1-4+)

Tremor £7^° O Yes ~ s P ec i f y
Upper Extremity £JR [JL\[J Res ting /^Essential /^/Intention
Lower Extremity /^/R £}Lj£JQther
Coordination (a) Equilibratory - Eyes Open
Eyes Closed - Romberg £7Positive (Abnormal) /^/Negative (Normal)
Right Foot
Left Foot
(b) Nonequi libra to ry (F to N; F to F; H to K) Finger-to-nose-to-finger
£7Normal
/^/Abnormal ORignt ZI7Left /I7BothLeft
Heel -Knee-Shin ONorma1 £7 Abnormal £7Ri ght /J
(c) Succession Movements (including check, rebound, posture-holding)
If indicated, check /JNormal £7 Abnormal £7R £7R
Rapidly alternative movements fcJNorma] /^/Abnormal /^/R £JL
Skilled Acts (a) Praxis
(b) H a n d w r i t i n g . If indicated, £JNormal /27^bnorma'1
(c) Speech (articulation, aphasia, agnosia) Grossly /^/Normal
[jl Abnormal - Specify Dysarthria £J
Aphasia £7
XIV_4

AIR FORCE WORKING PAPER

3 1 OCT 1979

�p.'.i

Reflexes (0-absent; 1-sluggish; 2-active; 3-very active; 4-transient clonus;
5-sustained clonus)
R L
R L Abnormal
Other
R LR L
Deep
Deep
Babinski
Patellar

Biceps
Triceps

•

Achilles
Remarks
MENINGEAL IRRITATION Spurling Maneuver of Neck £7Normal £7Abnormal
£7R

£7L

£7Both

Straight Leg Raising £7Normal

£7Abnormal

£JR

£7L

£7Both

NERVE STATUS (tenderness, tumors, etc.)
SENSORY SYSTEM (tactile, pain, vibration, position. If positive sensory signs are
present, summarize below and indicate details on Anatomical Figure, Std. Form 531)
Light Touch £7Normal £7Abnormal
o - i
r-TH
i /—r«u
i (Map on Anatomical Figure)
y
n.
Pin Prick £7Normal £7Abnormal &lt;• K
'
Vibration (at ankle, 128 hz tuning fork): £7Normal £7Abnormal £JR
Position (Great toe): £7Normal

£7Abnormal

£7R

L

£7

£7L

Both

ZI7

CRANIAL NERVES
I R Smell
L
II

Smell

£7Present

£7Absent

£7Present

£7Absent .

Fundus R Normal £7 Abnormal £7 Disk Pallor/atrophy
£7Exudate £7Papi 11 edema £7Hemorrna9e
Fundus L Normal £7 Abnormal £7 Disk pallor/atrophy
£7Exudate £7 Papi 11 edema £7Hemorrhage

Fields (to confrontation)
Right £7Normal

£7Abnormal

Left

£7Normal

£7Abnormal

I I Normal £7 £7Abnormal - Specify
I
Pupils-Size (mm) Equal £7 Unequal £7 Difference mm
Shape, position Round £7 Other £7 £7R £7L
Light, Reaction Normal £7 Abnormal £7
£7R
Position of Eyeballs
Movements

R

Nystagmus Rotary £7
(Draw position)

L
Horizontal £7

Vertical

AIR FORCE'WORKING PAPER
XIV-5

3 1 CCT 1S79

�xi

Ptosis

R/^7

L £7

'

V Motor R Clench Jaw - Symmetric [J
L
Sensory

R Normal £7
L Normal £7

Cornea! Reflex
VII

v

Abnormal £7
Abnormal £7

R
Yes

No

Z7

R£7

L£7

V

l£7
V-|£7

L

Motor R Normal smile £7
L

Deviated £7
2
V2

-

Palpebral Fissure O Yes ZI7No

Normal smile O Yes OMo Palpebral Fissure £7Yes ZI7No

IX Palate and Uvula
X Movement Normal £J Deviation to £7R
Palatal Reflex R £7Normal fcJKbnorma
/"/Abnormal
XII

Tongue-Protruded-Central £7
Atrophy £7No ZI7Yes

R £7

L

MENTAL STATUS (alert, clear, cooperative, etc.)
/~7Yes - Specify

Subjective

Gross abnormalities:

SUMMARY OF POSITIVE FINDINGS
Objective

Diagnostic Impression

Date

Signature

AIR
XIV-6

FORCE WORKING PAPER

�C.

Special Procedures
(1)

Nerve Conduction Velocities (NCV)

(a)
These studies have been determined to be an
important parameter in long-term follow-up studies of persons
thought to have been exposed to Herbicide Orange Components.
(b)
The Nerve Conduction Velocities should be
performed by a physician or by a specialty qualified technician
under the supervision of a physician trained .in neurophysiological
methods.
(c)

Specific NCVs
(1)

Dinar Nerve (one side only)
(a_)

motor (above elbow, below elbow)

(b)

values recorded
(i)
(11)

(2)

distal latency
NCV

Peroneal Nerve (one side only)
(a_)

motor

(b)

values recorded
(i)

distal latency

(11) NCV

(3_)

Sural Nerve (one side only)
(a_)
(b)

(d)

sensory:

orthodromic

values recorded: NCV

Methods

(U
Standardized, published methods will be
used (e.g., Smorto, Marcio P., and John V. Besmajian; Electrodiagnosis; Harper and Row; NY, 1977).

AIR FDRCE WORKING PAPER
XIV-7

3 1 CCT 1979

�(2)

Psychological Test Battery
(a)

General

(!_)
This battery yields objective numerical
data, and is well-standardized and clinically validated. The individual tests were chosen to insure an adequate analysis of the major
alleged manifestations of Herbicide Orange toxicity.
Each test
either validates the other tests or is considered to be a
"definitive" test for analysis of a suspected psycho-neuropathic
effect under study.
(2)
Compare to the general civilian population, characteristic response tendencies are observed on the MMPI
and Cornell Index among active duty aircrewmen being evaluated in an
aeromedical setting. It is also important to consider the effect
that pending retirement has exerted on the reporting of medical history and symptomatology. This may also alter responses to psychological testing.
(b)

Specific Tests

(lj
Wechsler Adult Intelligence Scale
(WAIS): Individually-administered collection of verbal and nonverbal intellectual measures; also useful for clinical inferences when
combined with the neuropsychological battery below.
(2)
Reading subtest of the Hide Range
Achievement Test (WRAT): Individually-administered measure of word
recognition ability. Important so as to rule-out reading inefficiency should response to personality instruments below be of questionable validity (e.g., high F Scale on MMPI).
(3)
Halstead-Reitan Neuropsychological Test
Battery:
Individually-administered collection of brain behavior
relationship measures for establishing the functional integrity of
the cerebral hemispheres. The battery must include the following
subtests:
Category, Tactual performance, Speech-Sounds, Seashore
Rhythm, Finger Tapping, Trail Making, and Grip Strengths.
The
Aphasia Screening and Sensory-Perceptual Exams are considered
optional in view of their redundancy with the clinical neurologic
exam included in this project.
Individualized test debriefing is
conducted to clarify test performances in the WAIS and Neuropsychological Battery.
(4_)
Three subtests of the Wechsler Memory
Scale I (WMS I);
Individually-administered measures of immediate
and delayed recall of verbal and visual materials. The Local Memory, Associate Learning and Visual Reproduction subtests are to be
administered in the standard, immediate-recall fashion initially.
After 30 minutes has elapsed, the examinee is asked, without prior
alerting, to recall as much as he can about the Logical Memory and
AIR
XIV-8

FORCE WORKING PAPER

�Visual Reproduction subtest stimuli.
both test-retest administrations.

Standard scoring is used for

($)
Cornell Index ( C I ) : Self-administered
and standardized neuropsychiatric symptom and complain inventory,
i n c l u d i n g items i n v o l v i n g asthenia, depression, anxiety, fatigue,
and GI symptoms in lay language. Endorsement of items are to be
explored and clarified in test-debriefing.
(6)
Minnesota Multiphasic Personality
Inventory (MMPI): Self-administered clinical psychiatric screening
.instrument; also capable of estimating response biases (e.g., "fake
good," or "fake bad"). The shortened version of Form R (i.e., items
1 to 399) may be substituted for the 566-item Long Form. Standard
scoring and Minnesota norms are to be used, with the possible exception of active duty examinees where USAFSAM aircrew norms may be
applied. Clarification of profiles showing response biases, questionable validity, and/or unusual item endorsements w i l l be conducted in individual test debriefing.
(3)

12-Lead Electrocardiogram

(a)
A standard 12-1ead scalar electrogram is
required. If an arrhythmia is observed, a one minute rhythm strip
is requested, in addition.
(b)

Interpretation;

The electrocardiograms will be interpreted by
physicians in the USAF Central ECG Library and compared to previous
individual ECG records in the case of rated (pilot or navigator)
subjects.
(c)

Disposition (USAF Central ECG Library):

(1_)
Pilots and Navigators - The original
tracings will be microfisched and a permanent record established for
each individual.
(2)
Enlisted Subjects - The original
tracings will be microfisched and a permanent record established for
each individual.
(4) Radiographic Examination
(a)
A standard 14x17 i n . , standing, teleroenthgenogram in the PA position using small n i p p l e markers.

AIR FORCE W O R K I N G PAPER
XIV-9

�(5)

Laboratory
(a)

Specific Tests
(I)

Performed at the Local Examining
Facility
(a_)

Hematocrit

(b)

Hemoglobin

(£)

RBC Indices

(&lt;d)

While Blood Cell Count

(e_)

Platelet Count

(f)

Erythrocyte Sedimentation Rate
Urinalysis

(h_)
(2)

Semen Analysis (Number, Motility,
Morphology)

Performed by USAFSAM Clinical Pathology
Laboratory
(a_)

Blood Urea Nitrogen

(b)

Fasting Plasma Glucose

(£)

Creatinine

(d_)

2-hour Post Prandial Plasma Glucose

(e_)

Differential Cortisol

(f)

Cholesterol &amp; HDL cholesterol

(j.)

Triglycerides

(hi)

S60T

(i_)

SGPT

(j_)

GGTP

(k_)

Alkaline Phosphatase

(U
(m)
AIR

XIV-10

LDH
'Serum Protein Electrophoresis

FORCE WORKING PAPER

�(rO

(o)
(3_)
'

CPK

VDRL

Performed by USAFSAM Epidemiology Division Reference Laboratory
LH

(Ib)

FSH

(£)

Testosterone

U)

Thyroid Profile (RIA)

(e_)

Delta-ami no! evulinic Acid

(fV
(£)

(a.)

Urine Porphyrins

Performed at USAFSAM if liver function
studies are abnormal
(a_)
(bj

(5)

Anti-nuclear Antibody
Hepatitis Antigens/Antibodies (A
and B)

Performed if medical history indicates
an increase in infectious diseases:
(a_)
(bi)

Monilia Skin Test

(c_)
(b)

Immuno electrophoresis

Quantitative Immunoglobulin Determinations

Rationale for Laboratory Procedures

(I)
Studies on the toxicity of TCDD in
animals have shown that the following organ systems are damaged:
(a_)
Liver: Hepatic necrosis, liver
enzyme changes, hypoproteinemia, hypercholesterolemia, hypertriglyceridemia.
(b)
Reticuloendothelial System: Thymic atrophy, altered cellular Tmmunity, decreased lymphocyte counts.

(c_)
Hemopoietic System:
thrombocytopenia, leukopenia, pancytopenia.

AIR
XIV-11

FORCE WORKING PAPER

Anemia,

�(d_) Endocrine System: Hemorrhage and
atrophy of adrenal cortex, hypothyroidism.
(e)

Renal: Increase in blood urea
nitrogen.

In addition, statistically significant
increases in hepatocellular carcinomas (liver) and squamocellular
carcinomas of the lung were found.
(2_) Studies on the toxic effects of TCDD in
.man have shown that the following organ systems are damaged:
(aj

Skin: Chloracne, hirsutism.

(bj Liver: Porphyria cutanea tarda.
Increased levels of transaminase and of GGTP. Enlarged, tender
liver, hyperlipidemia.
(c_)

Renal: Hemorrhagic cystitis,
focal Pyelonephritis.

(d_) Neuromuscular System: Asthenia,
i.e., headache, apathy, fatigue, anorexia, weitht loss, sleep disturbances, decreased learning ability, decreased memory, dyspepsia,
sweating, muscle pain, joint pain and sexual dysfunction.
(e)

Endocrine System: Hypothyroidism.

(3_) Based upon the reports of toxic effects
in animal and human exposures, the following organ panels are recommended:
(a)
(_b)

Reticuloendothelial

(£)

Renal

(d)

Endocrine

(e)
(4J

Hemopoietic

Neuromuscular

Hemopoietic screening should include:
(aj
(tO

AIR

Hemoglobin

(c)

XIV-12

Hematocrit

RBC indices

FORCE WORKING PAPER

�Erythrocyte sedimentation rate
(&amp;)
(_5)

Platelet count

Reticuloendothelial system:
(a_)

White blood cell count

(b)

Differential

(£)

Serum protein electrophoresis

(_d) .Selective use of skin testing,
immunoelectrophoresis, and quantitative immunoglobulin determinations
(6)

Hepatic screen:
(a_)
(b)

SGPT

(c_)

GGTP

(d)

Alkaline phosphatase

(e.)

LDH

(_f)

Cholesterol

(3)

HDL cholesterol

(h_)

Triglyceride

(i_)

Urine prophyrins

(j_)
(7_)

SGOT

Urine porphobilinogen

Renal screen:
(a_)
(bi)

BUN

(c)
(8_)

Urinalysis

Creati ni ne

Endocrine screen
(a_)

AIR
XIY-13

Differential cortisol (0730 and
0930 hours)

FORCE WORKING PAPER

�(b.)
(£)
(9)

Thyroid profile (RIA)
Fasting plasma glucose

Neuromuscular system:

CPK

(10) The following tests should be peformed
only as follow-up for abnormalities in the liver panel:
U)
(b.)

HBsAg

(£)

Anti HBcAg

(id)

Anti HB s A g

(e.)

(11)

HA s A g

ANA

Elucidation of sympoms of asthenia:
(a)
(b_)

AIR

LH

(c)

XIV-14

Testosterone

FSH

FORCE WORKING PAPER

�:

ESTIMATED COST OF A CONTRACT OPTION

&lt;

;
:
,.

*

•I
i. I

These estimates are based on the costs of a study conducted at a 2,4,5-T

"j

production plant by the Kettering Laboratory at the University of Cini
cinatti under the supervision of Raymond Suskind, M.D. A mortality

'•
i

;s

|

study of 122 workers (conducted 28 years after exposure) arid a morbidity

j

study based on questionnaire, physical examination,and laboratory data from !
ii

437 Individuals were conducted.

£/€^T"~CONTRACT COSTS (IN 1977-78
KETTERIN6
# OF SUBJECTS

PHASE

122

Mortality
Study
i
Baseline '
Physical
Examination

COST

$100K

DOLLARS)

C^T/SUBJECT

$819.67

RANCH: HAND II ;
^;COST
# OF SU1INJECTS

I

7200 j
j

Ii
i 5.9M

i

$200K

$457.66

f\f\f

926

'

i

. 4.ZM .

•j

437

v

!i

':i

225.00

608 i

|
$220K

503.43 '

v ztf K

{ i

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j K4ft-Tj
| /5"? r

:i
i i^
1 */££&gt; K
1

926

250.00

437

Baseline
Laboratory
Procedures

608

j

i

1

;

Follow-up :
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i

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ESTIMATED COST OF A CONTRACT OPTION

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production plant by the Kettering Laboratory at the University of Cincinatti under the supervision of Raymond Suskind, M.D. A mortality

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503.43 '

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�</text>
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                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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°1606

Author
Corporate Author
Report/Article TltiB Typescript: General Dettinger's Responses to
Questions, 11 Oct 78, House Vet's Affairs Committee

Journal/Book Title
Year

000

°

Month/Day
Color
Number of Images

n

1

Dflscrlpton Notes

Wednesday, May 23, 2001

Page 1607 of 1608

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                </elementText>
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            <element elementId="41">
              <name>Description</name>
              <description>An account of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="49809">
                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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          <elementTextContainer>
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              <text>060</text>
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          <elementTextContainer>
            <elementText elementTextId="18731">
              <text>1606</text>
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          <elementTextContainer>
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              <text>Series III Subseries III</text>
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          <element elementId="50">
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            <description>A name given to the resource</description>
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              <elementText elementTextId="18732">
                <text>Typescript: General Dettinger's Responses to Questions, 11 Oct 78, House Vet's Affairs Committee</text>
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          <element elementId="49">
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              <elementText elementTextId="18734">
                <text>Air Force Health Study</text>
              </elementText>
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  <item itemId="2639" public="1" featured="0">
    <fileContainer>
      <file fileId="1445">
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        <authentication>e931c00bd64cbfdbfe735e63b5faed09</authentication>
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              <element elementId="60">
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                <elementTextContainer>
                  <elementText elementTextId="63394">
                    <text>Item ID Number

°1605

Author
Corporate Author
Report/Article TitlQ Typescript: Medical Examination of Personnel with
Possible Exposure to Herbicide Orange,- A Proposed
Protocol

Journal/Book Title
Year

000

°

Month/Day
Color

n

Number of Images

s

DOSCrlpton Notes

Includes editorial notes.

Wednesday, May 23, 2001

Page 1606 of 1608

�MEDICAL EXAMINATION OF PERSONNEL WITH POSSIBLE EXPOSURE. TO
HERBICIDE ORANGE - A PROPOSED PROTOCOL

There is little information on the residual or chronic effects of the
constituents of Herbicide Orange, 2,4-dichlorophenoxyacetic acid (2,4-D),
2,4,5-trichlorophenoxyacetic acid (2,4,5-T), and 2,3,7,8 tetrachlorodi\Y* yx^w •

benzo-p-dioxin (TCDD)A Evaluation must, therefore, be based on the acute
effects that have been described for these substances or their precursers
yj** fMlOI-e,

U5€.

SW

&gt;r _——

^-N

tn- flormal 4ft4tt*trnrt u&amp;agfe, industrial accidents «gr(commercial usey The

organ systems of primary concern are the skin, central nervous system,
peripheral nervous system, liver, kidney and hematopoetic. In addition,
asthenic and other constitutional sysmptoms have been described. Prominent among these are headache, malaise, gastrointestinal and sexual
dysfunction. There have been unsubstantiated reports of teratogenesis,
increased fetal wastage, and lung, liver and mesenchymal tumors.
II. EXPOSURE HISTORY

. l* *
/

--JC prof&amp;

A careful history to ascertain the time and degree of exposure ^haJJ be $h&amp;
f!
obtained. Enclosure I is a suggested questionaire to aid in obtaining

this information.

r

A thorough medical history /hal) be obtained with emphasis on the systems

both preceding and following possible exposure, whether the dysfunction
was evaluated by a physician, the diagnosis if known, and treatment
given. Pertinent family history should be investigated and a thorough
,.•*'

work history from the time of the first job should be obtained. A
history of chloracne following possible exposure should be carefully

.

d iv«cJn
\"

MEDICAL HISTORY

described in paragraph I. It should include information on dysfunction

.'

�searched for, as evidence indicates that without chloracne other acute
disorders are unlikely.
IV. PH YS.IJC AL_EXAMINATI ON
A complete physical examination^shajjybe performed with special emphasis
directed towards disorders of the skin, liver, lungs and kidney. A very
thorough neurological examination shall be conducted paying particular
attention to evidence of peripheral nervous system disease.
V. LABORATORY
Laboratory studies ^ha.])* include the following. Other studies should be
done as indicated by the history and physical examination.
1. Complete hemogram
a. Red Blood Cell Count
b. Red Blood Cell Indices
c. Hemoglobin
d. Hematocrit
e. White Blood Cell Count
f. Differential Count
g. Reticulocyte Count
h. Platelet Count
2. Urinalysis including microscopic and specific gravity
3. Renal Function Studies
a. Serum Creatinine
b. Blood Urea Nitrogen (BUN)
4. Liver Function Studies
a. Serum Glutamic-oxaloacetic Transaminase (SGOT)
b. Serum Glutamic-pyruvic Transaminase (SGPT)

�c.

Gamnia-glutamyl Transpeptidase (GGT)

d. Alkaline Phosphatase
e. Serum Bilirubin
f. Prothrombin Time
g. Serum Uroporphyrins
5. Serum Protein
6. Serum Triglycerides
7. Serum Cholesterol
8. Fasting Blood Sugar
9. 14"xl7" Posterior-Anterior X-ray of the chest
10. Sputum cytology
11. Stool for occult blood
12. Visual Acuity Screening
a. near
b.

far

13. Air conduction audiogram
VI.

All positive findings in the history, physical examination, or laboratory
studies /sriaTp result in appropriate follow up investigation. Special
consultaion will be liberally utilized. A copy of all examinations 'will
be forwarded to the Office of the Surgeon General and to the Occupational
and Environmental Health Laboratory, Brooks AFB, TX.

�-IRE-EXAMINATION QUESTIONNAIRE

1. Name
2.

Present

3. Dates in Vietnam
4. Units assigned to when in Vietnam
5. Specific location of units
6. Jour job in the unit: describe
•*'' '^ you work with -pes
^
tJTd
=if-yes, what "«jifiLSti cide?
a. Blue
b. White
c. Purple
d. Orange
•e^—hisecticides *
f. Other
q
/&lt;5&gt;

s* y. How often did you work with the-pesticide?
10. What type of contact occurred?
a. spray

d. soil

b. liquid

e. plants

c. vapor
11. Did you develop symptoms following exposure?
12. If yes, describe
13. Did you seek help:

Yes

____
Yes

14. If yes, was a diagnosis made?

„____,
No
Yes

No

15. If yes, what?
16. Was treatment given?
17. If yes, what?

,
Yes

No
_^

.

No

�18. Did symptoms disappear? _________ Yes

_____

No

19. If yes, how long did they persist? _ _______________________
_2tL— Are- you having symptoms now?

i:;~r^es
m

" ~™^^

,0

s
Sine*

I

tK

*.-\

fy

/

(..-'

J^
.X*

_

I *

-X-

'

I

•

IJ t

�</text>
                  </elementText>
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            <element elementId="41">
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              <description>An account of the resource</description>
              <elementTextContainer>
                <elementText elementTextId="49809">
                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
                </elementText>
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      </elementSetContainer>
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      <name>Text</name>
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      <elementContainer>
        <element elementId="52">
          <name>Box</name>
          <description>The box containing the original item.</description>
          <elementTextContainer>
            <elementText elementTextId="18724">
              <text>060</text>
            </elementText>
          </elementTextContainer>
        </element>
        <element elementId="53">
          <name>Folder</name>
          <description>The folder containing the original item.</description>
          <elementTextContainer>
            <elementText elementTextId="18725">
              <text>1605</text>
            </elementText>
          </elementTextContainer>
        </element>
        <element elementId="54">
          <name>Series</name>
          <description>The series number of the original item.</description>
          <elementTextContainer>
            <elementText elementTextId="18727">
              <text>Series III Subseries III</text>
            </elementText>
          </elementTextContainer>
        </element>
      </elementContainer>
    </itemType>
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      <elementSet elementSetId="1">
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        <elementContainer>
          <element elementId="50">
            <name>Title</name>
            <description>A name given to the resource</description>
            <elementTextContainer>
              <elementText elementTextId="18726">
                <text>Typescript: Medical Examination of Personnel with Possible Exposure to Herbicide Orange - A Proposed Protocol</text>
              </elementText>
            </elementTextContainer>
          </element>
          <element elementId="49">
            <name>Subject</name>
            <description>The topic of the resource</description>
            <elementTextContainer>
              <elementText elementTextId="18728">
                <text>Air Force Health Study</text>
              </elementText>
              <elementText elementTextId="18729">
                <text>study protocol</text>
              </elementText>
            </elementTextContainer>
          </element>
        </elementContainer>
      </elementSet>
    </elementSetContainer>
    <tagContainer>
      <tag tagId="1">
        <name>ao_seriesIII</name>
      </tag>
    </tagContainer>
  </item>
  <item itemId="2638" public="1" featured="0">
    <fileContainer>
      <file fileId="1444">
        <src>https://www.nal.usda.gov/exhibits/speccoll/files/original/5605e5a6a27b16b9fca7221018cc7904.pdf</src>
        <authentication>d27c233dcd99c635eb516f8ae3f924c6</authentication>
        <elementSetContainer>
          <elementSet elementSetId="4">
            <name>PDF Text</name>
            <description/>
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              <element elementId="60">
                <name>Text</name>
                <description/>
                <elementTextContainer>
                  <elementText elementTextId="63393">
                    <text>Item ID Number

oieo4

Author
Corporate Author
Report/Article Title Typescript: Project Ranch Hand II

Journal/Book Title
Year

000

°

Month/Day
Color

rj

Number of linages

35

DOSCrlptOU NOtOS

Appears to be printouts from a slide presentation.

Wednesday, May 23, 2001

Page 1605 of 1608

�PROJECT RANCH HAND II
A WHITE HOUSE DIRECTED EPIDEMIOLOGIC INVESTIGATION
OF POSSIBLE ADVERSE HEALTH EFFECTS ATTRIBUTABLE TO
HERBICIDE EXPOSURE AMONG OPERATION RANCH HAND
PERSONNEL

�STUDY DESIGN
IDENTIFY EXPOSED POPULATION
SELECT COMPARISON POPULATION
DETERMINE BASELINE HEALTH STATUS OF THE TWO
GROUPS
• MORTALITY
» DISEASE OR ABNORMALITY (MORBIDITY)
COMPARE FINDINGS STATISTICALLY TO DELINEATE
POSSIBLE HERBICIDE EFFECTS
ACCOMPLISH FOLLOW UP STUDIES OF POPULATIONS

�STUDY POPULATIONS
ALL RANCH HAND MEMBERS WHO SERVED IN VIETNAM DURING
1962-1971 IDENTIFIED (1,200+)
COMPARISON GROUP COMPOSED OF CARGO FLIGHT CREW MEMBERS AND
SUPPORT PERSONNEL IN SOUTHEAST ASIA DURING SAME PERIOD
BUT NOT OCCUPATIONALLY EXPOSED TO HERBICIDE (19,000+)
EIGHT COMPARISON SUBJECTS MATCHED TO EACH RANCH HANDER BY:

• JOB CATEGORY

RANCH HAND

_ DAPr
RACE

INDIVIDUAL

•

• AGE

COMPARISON
INDIVIDUALS

,

JJI
1:8

EXPOSURE INDEX DEVELOPED FOR RANCH HAND POPULATION

�MORTALITY PORTION
FIVE INDIVIDUALS RANDOMLY ORDERED IN EACH COMPARISON SET
MORTALITY EXPERIENCE OF THE FIVE COMPARISON SUBJECTS
COMPARED TO A RANCH HANDER

RANCH HAND INDIVIDUAL

COMPARISON INDIVIDUALS
RANDOMLY ORDERED
MORTALITY COMPARISONS

1-5

t

�MORBIDITY PORTION
FIRST INDIVIDUAL IN 5 MEMBER MORTALITY SET USED FDR COMPARISON STUDY
• IF COMPARISON SUBJECT DECEASED OR NON-COMPLIANT,
NEXT COMPLIANT SUBJECT SELECTED
LIVING
RANCH HAND
INDIVIDUAL

COMPARISON INDIVIDUALS
RANDOMLY ORDERED
MORTALITY COMPARISONS

I
4-

1:1
- DEAD
+ UNWILLING
(NONCOMPLIANT)

I
—

I
*

I

I

I

V

A
*

I

I
J

**
VOLUNTEER

* * REPLACEMENT CANDIDATES

�MATCHING PROCEDURES
INITIAL MATCH
COMPARISON INDIVIDUALS

RANCH HAND INDIVIDUAL

1 :8

I I I I I I I
COMPARISON INDIVIDUALS
RANDOMLY ORDERED
MORTALITY COMPARISON

MATCH FOR MORTALITY PORTION
RANCH HAND INDIVIDUAL

1 :5

lllliDOD
COMPARISON INDIVIDUALS
RANDOMLY ORDERED
MORTALITY COMPARISONS

MATCH FOR MORBIDITY PORTION
LIVING RANCH HAND INDIVIDUAL

+

- *

**
*
~

UNWILLING

* *

VOLUNTEER
REPLACEMENT CANDIDATES

�QUESTIONNAIRES
DEVELOPED AND ADMINISTERED UNDER CONTRACT
• INCORPORATED DATA FROM EXTENSIVE LITERATURE REVIEW
AND VETERANS' COMPLAINTS AND CONCERNS
QUESTIONNAIRES DEVELOPED FOR STUDY SUBJECTS, SPOUSES, AND
NEXT OF KIN
ADMINISTERED FACE-TO-FACE IN HOME BY OVER 80 ESPECIALLY
SELECTED AND TRAINED PERSONNEL
REQUIRED UP TO 3 HOURS TO COMPLETE
PROVIDED OVER 300 ITEMS FROM EACH STUDY SUBJECT FOR ANALYSES
OVER 5000 QUESTIONNAIRES ADMINISTERED

�PHYSICAL EXAMINATION

ACCOMPLISHED BY CONTRACT
• CIVILIAN ORGANIZATION OF NATIONAL STATURE
• EXAMINERS UNAWARE OF EXPOSURE HISTORY
PARTICULAR EMPHASIS ON DERMATOLOGIC, NEUROPSYCHIATRIC, HEPATIC,
IMMUNOLOGIC, REPRODUCTIVE, AND NEOPLASTIC ASPECTS
• BASED ON EXTENSIVE SCIENTIFIC LITERATURE REVIEW
EXAMINATION REQUIRED THREE DAYS
PROVIDED OVER 1100 ITEMS FROM EACH STUDY SUBJECT FOR ANALYSES
OVER 2200 EXAMINATIONS ACCOMPLISHED

�MORBIDITY PORTION
PARTICIPATION
RANCH HAND
1206 POTENTIAL SUBJECTS

COMPARISON
ORIGINAL

REPLACEMENTS

QUESTIONNAIRE

1174

(97%)

956 (93%)

576

(90%)

EXAMINATION

1045

(87%)

774 (76%)

450

(71%)

�BASELINE MORTALITY PORTION
RESULTS
RELEASED JUNE 1983
EVALUATED 50 RANCH HAND AND 250 COMPARISON SUBJECTS WHO
DIED FROM NONCOMBAT CAUSES
SMALL NUMBER EMPHASIZES PRELIMINARY NATURE OF RESULTS
RESULTS
• MORTALITY EXPERIENCE NEARLY IDENTICAL IN RANCH HAND
AND COMPARISON GROUPS
• CAUSE SPECIFIC ANALYSES NOT STATISTICALLY DIFFERENT

�MORBIDITY PORTION
RESULTS
LACK OF CLEAR CUT HALLMARKS REQUIRED COMPREHENSIVE
EVALUATION OF NUMEROUS SYSTEMS
• GENERAL PHYSICAL HEALTH
• MALIGNANCY
• FERTILITY/REPRODUCTIVE
• NEUROLOGY
• PSYCHOLOGY
• HEPATIC
• DERMATOLOGY
• CARDIOVASCULAR
• IMMUNOLOGY
• HEMATOLOGY
• PULMONARY
• RENAL
• ENDOCRINE
• INDIVIDUAL HEALTH

�GENERAL PHYSICAL HEALTH
SIGNIFICANT GROUP DIFFERENCE FOUND IN SELF-PERCEPTION OF HEALTH
WITH MORE RANCH HANDERS PERCEIVING THEMSELVES TO BE IN FAIR OR POOR HEALTH
• NOT SUPPORTED BY EXPOSURE INDEX ANALYSES
BORDERLINE SIGNIFICANT GROUP DIFFERENCE IN THE EXAMINER'S ASSESSMENT
OF ILLNESS OR DISTRESS (RH=&gt;C)
• NOT SUPPORTED BY EXPOSURE INDEX ANALYSES
NO SIGNIFICANT GROUP DIFFERENCES IN PERCENT BODY FAT OR HEMATOCRIT
SIGNIFICANTLY MORE INDIVIDUALS WITH SEDIMENTATION RATE ABNORMALITIES IN THE
YOUNGER COMPARISONS THAN IN THE RANCH HANDERS
• NO OVERALL GROUP DIFFERENCES OBSERVED

�MALIGNANCY
NO SIGNIFICANT DIFFERENCE IN THE OCCURRENCE OF "SYSTEMIC" CANCER
NO SOFT TISSUE SARCOMA FOUND RANCH HANDERS
• ONE CASE FOUND IN COMPARISONS
SIGNIFICANTLY MORE POST-SEA SKIN CANCER IN THE RANCH HAND GROUP THAN IN THE
ORIGINAL COMPARISONS WHO COMPLETED PHYSICAL EXAMINATION
• DIFFERENCE ONLY BORDERLINE WITH TOTAL COMPARISON GROUP
• ANALYSES NOT FULLY ADJUSTED FOR SUN EXPOSURE (GEOGRAPHIC AREA OF RESIDENCE)
• NON-MELANOMA CELL TYPE PREDOMINATES
• FACE, HEAD AND NECK PREDOMINANT DISTRIBUTION

�MALIGNANCY (CONTD)
ANALYSES DEMONSTRATED ASSOCIATION BETWEEN SMOKING AND "SYSTEMIC" CANCER
AND INDUSTRIAL CHEMICAL EXPOSURE AND SKIN CANCER IN BOTH GROUPS
SLIGHTLY MORE GENITOURINARY CANCER (6 TO 3), MORE OROPHARYNGEAL CANCER
(4 TO 2), AND LESS GASTROINTESTINAL CANCER (0 TO 5) IN RANCH HAND GROUP,
BUT DIFFERENCE NOT SIGNIFICANT
EXPOSURE INDEX ANALYSES REVEALED NO STATISTICALLY SIGNIFICANT OR SUGGESTIVE
ASSOCIATIONS BETWEEN HERBICIDE EXPOSURE AND EITHER SKIN OR "SYSTEMIC"
MALIGNANCY

�VERIFIED SKIN AND SYSTEMIC CANCER
•
RANCH HAND

ALL
COMPARISONS

NUMBER (%)
SKIN CANCER

ORIGINAL
COMPARISONS
NUMBER (%)

NUMBER (%)

35

(3.3)

11

(1.4)

25

(2.1)

SYSTEMIC SITE
LIP, MOUTH, THROAT

4

2

2

DIGESTIVE SYSTEM

0

4

5

RESPIRATORY

3

1

2

GENITOURINARY
BLOOD, LYMPH

6

2

3

0

0

1

OTHER

1

1

1

TOTAL

14 (1.3)

10 (1.3)

14

(1.2)

�FERTILITY/REPRODUCTIVE
OVER 7000 CONCEPTIONS EVALUATED
NO SIGNIFICANT GROUP DIFFERENCES
• SPERM COUNT, PERCENT ABNORMAL
• FERTILITY/INFERTILITY
• MISCARRIAGE, STILLBIRTH, LIVE BIRTH
SIGNIFICANT GROUP DIFFERENCE (RH &gt; C)

• REPORTED BIRTH DEFECTS
- NO SIGNIFICANT DIFFERENCE WHEN SKIN
ANOMALIES (BIRTH MARKS, BLEMISHES, etc.)
REMOVED
• REPORTED PHYSICAL HANDICAPS
• REPORTED NEONATAL DEATH
MEDICAL RECORD VERIFICATION OF REPORTED
EVENTS UNDER WAY
NO CONSISTENT PATTERN WITH INCREASING EXPOSURE

�REPORTED POST-SEA DEFECTS BY SEVERITY
RANCH HANDERS (RH) VERSUS ORIGINALS (0)

RH

0

SEVERE

Y
N

32
885

18
726

P 0.20

MODERATE

Y
N

22
895

20
724

P 0.71

LIMITED

Y
N

26
891

io

P 0.04

734

RANCH HANDERS (RH) VERSUS ALL COMPARISONS (A)
SEVERE

Y
N

32
885

34
1,275

P 0.22

MODERATE

Y
N

22
895

34
1,275

P 0.77

LIMITED

Y
N

26
891

18
1,291

P 0.01

�INDIVIDUAL HEALTH (CONT'D)
NO SIGNIFICANT DIFFERENCE IN DISTRIBUTION OF ILL INDIVIDUALS
GROUP DIFFERENCES ONLY FOR
• SKIN CANCERS, NOT CORRECTED FOR SUN EXPOSURE
• PULMONARY FUNCTION
(MORE ABNORMALITIES IN COMPARISON)
BOTH GROUPS IN GOOD HEALTH FOR AGE

�NEUROLOGY
NO SIGNIFICANT GROUP DIFFERENCES IN CRANIAL NERVE FUNCTION
NO SIGNIFICANT GROUP DIFFERENCES IN TESTS OF PERIPHERAL NERVES
EXCEPT FOR A BORDERLINE DIFFERENCE IN BABINSKI REFLEX
• EFFECTS OF ALCOHOL USE AND ABNORMAL GLUCOSE METABOLISM
DEMONSTRATED IN BOTH GROUPS
NO GROUP DIFFERENCES IN CENTRAL FUNCTION (TREMOR, COORDINATION,
ROMBERG, GAIT)
NO SIGNIFICANT GROUP DIFFERENCES IN NERVE CONDUCTION VELOCITY
NO DOSE RESPONSE EFFECT OBSERVED FOR PERIPHERAL NERVES, CRANIAL
NERVES, CONDUCTION VELOCITY, OR CENTRAL FUNCTION

�PSYCHOLOGY
COMPREHENSIVE GROUP OF VALIDATED TESTS USED
ANALYSES STRATIFIED BY EDUCATION
• REFLECTED KNOWN SUBSTANTIAL EFFECT OF EDUCATION ON PSYCHOLOGICAL
TESTING
SUBJECTIVE MEASURES SHOWED SIGNIFICANT GROUP DIFFERENCES FOR HIGH
SCHOOL EDUCATED PERSONNEL (QUESTIONNAIRE, CORNELL INDEX, MMPI)
• NOT OBSERVED IN THE COLLEGE EDUCATED INDIVIDUALS
NO DIFFERENCES IN IQ OR PERFORMANCE TESTING
NO DOSE RESPONSE EFFECTS OBSERVED

�HEPATIC
RANCH HANGERS REPORTED MORE LIVER SYMPTOMS IN PAST
• NO CLINICAL EVIDENCE OF SIGNIFICANT GROUP DIFFERENCES AT EXAMINATION
OVERALL BIOCHEMICAL GROUP DIFFERENCES:
GGPT (RH=&gt;C), LDH (RH=&gt;«, CHOLESTEROL (RH&lt;C)
NO OVERALL GROUP DIFFERENCES:
SGOT, SGPT, ALK. PHOS. T. BILI, D. BILI, TRIGLYCERIDES, UROPORPHYRIN,
CQPRQPQRPHYRIN, D-ALA
NO PORPHYRIA CUTANEA TARDA DETECTED
NO DOSE RESPONSE EFFECT OBSERVED

�DERMATOLOGY
QUESTIONNAIRE RESPONSES SHOWED NO GROUP DIFFERENCES FOR
• OCCURRENCE OF PAST ACNE
• OCCURRENCE OF PAST ACNE RELATIVE TO INDIVIDUAL'S SEA TOUR
• SEVERITY OR DURATION OF PAST ACNE
• ANATOMIC LOCATION OF PAST ACNE SUGGESTING CHLORACNE

�DERMATOLOGY (CONT'D)
PHYSICAL EXAMINATION SHOWED
• NO CLINICAL DIAGNOSES OF CHLORACNE
• NO POSITIVE BIOPSIES FOR CHLORACNE
• NO GROUP DIFFERENCES IN THE PREVALENCE OF THE 5 MOST
COMMON DERMATOLOGIC DIAGNOSES
EXPOSURE INDEX ANALYSES WERE NEGATIVE

�CARDIOVASCULAR
PHYSICAL EXAMINATION SHOWED SIMILAR GROUP FINDINGS FOR
• SYSTOLIC, DIASTOLIC BLOOD PRESSURES
• ABNORMAL ECG'S
• COMPARISON OF PAST ECG'S TO THE EXAM ECG
• HEART SOUNDS
• FUNDUSCOPIC ABNORMALITIES
• CAROTID BRUITS
NO PREMATURE HEART DISEASE IN THE RANCH HANDERS

�CARDIOVASCULAR (CONT'D)
SOME PERIPHERAL PULSES DECREASED IN RANCH HANDERS
• SIGNIFICANCE UNCERTAIN
ANALYSES DEMONSTRATED EFFECTS OF

• AGE
• SMOKING, PAST ANDPRESENT
HERBICIDE EXPOSURE ANALYSES WERE ESSENTIALLY NEGATIVE FOR
CARDIOVASCULAR ABNORMALITIES

�IMMUNOLOGY
NO GROUP DIFFERENCES
SMOKING, ALCOHOL, AGE EFFECTS DEMONSTRATED IN BOTH GROUPS

HEMATOLOGY
NO DIFFERENCE IN CLINICALLY SIGNIFICANT BLOOD ABNORMALITIES
DIFFERENCES IN CELL HEMOGLOBIN CONCENTRATION PRESENT
• MOST VALUES STILL WITHIN NORMAL LIMITS

�PULMONARY

NO GROUP DIFFERENCES IN REPORTED DISEASE, FORCED VITAL CAPACITY, FORCED EXPIRATORY
VOLUME (1 SECOND) OR FEV^FVC RATIO
NO CONSISTENT ASSOCIATIONS BETWEEN PULMONARY FUNCTION AND EXPOSURE LEVELS
EXPECTED EFFECTS OF SMOKING HISTORY SEEN IN BOTH GROUPS
NO INDICATION THAT CURRENT PULMONARY FUNCTION WAS AFFECTED BY EXPOSURE TO
HERBICIDES

�RENAL
NO SIGNIFICANT DIFFERENCES IN TESTS OF RENAL FUNCTION
NO CLINICAL EVIDENCE OF HERBICIDE EFFECT
EXPOSURE INDEX ANALYSES ESSENTIALLY NEGATIVE

�ENDOCRINE
SOME THYROID HORMONE GROUP DIFFERENCES
• MOST VALUES STILL WITHIN NORMAL LIMITS
TESTOSTERONE LEVELS INCREASED IN RANCH HANDERS
• MOST VALUES STILL WITHIN NORMAL LIMITS
BLOOD GLUCOSE LEVELS NOT SIGNIFICANTLY DIFFERENT

�INDIVIDUAL HEALTH
BOTH GROUPS SIMILAR IN
• RISK TAKING ACTIVITIES
• RELIGIOUS PREFERENCE
• EDUCATION
• PERSONAL AND FAMILY INCOME
• MILITARY STATUS
• REPORTED INJURIES AND POISONINGS
• CURRENT AND PAST USE OF ALCOHOL
• PAST HISTORY OF CIGARETTE, PIPE, CIGAR, USAGE
MORE RANCH HANDERS CURRENTLY SMOKE THAN COMPARISONS

�INTERPRETIVE COMPLEXITIES
STATISTICAL ASSOCIATIONS DO NOT MEAN CAUSATION
NO ANALOGOUS HUMAN STUDIES
MANY STATISTICALLY SIGNIFICANT RANCH HAND-COMPARISON
GROUP DIFFERENCES ARE NOT OF CLINICAL RELEVANCE
EXPOSURE INDEX ANALYSES ARE UNREFINED
POSITIVE AND NEGATIVE FINDINGS REQUIRE FOLLOW-UP

�SUMMARY
BASELINE MORBIDITY PORTION
DID NDT DEMONSTRATE DEFINITIVE CLINICAL END POINTS
CONCLUSIVELY ATTRIBUTABLE TO HERBICIDE EXPOSURE
NO STS, PCT, CHLORACNE DIAGNOSED IN RANCH HANDERS
DID FIND A NUMBER OF CLINICAL AND SUBCUNICAL
DIFFERENCES
• DEFINING SIGNIFICANCE OF SOME DEPENDENT ON
ANALYSES OF DATA NOT YET COLLECTED
(SUN EXPOSURE, BIRTH RECORDS)
• MOST VALUES STILL WITHIN NORMAL RANGES
SCHEDULED FOLLOW UP EXAMINATIONS WILL PROVIDE
ESSENTIAL DATA NECESSARY TO DEFINE BOTH FALSE
POSITIVES AND ANY FALSE NEGATIVES

�PROJECT RANCH HAND II
BASELINE MORTALITY AND MORBIDITY STUDIES ACCOMPLISHED
RESULTS CONFIRM EFFECTIVENESS OF PROTOCOL DESIGN AND
IMPLEMENTATION
INITIAL FINDINGS UNDERSCORE NEED FOR FOLLOW UP OVER TIME
EXTENSIVE DATA BASE ALREADY OBTAINED WILL ALLOW CONTINUING
DATA ANALYSES

�CONCLUSIONS

STUDY MEASURED TRUE HEALTH STATUS TO MAXIMUM
EXTENT POSSIBLE
ALL SIGNIFICANT FINDINGS ARE BEING FOLLOWED UP
INSUFFICIENT EVIDENCE TO SUPPORT HERBICIDE CAUSALITY
AT THIS TIME
FINDINGS TO DATE SHOULD BE REASSURING TO RANCH
HANDERS
• NO CHLORACNE MEANS LOW EXPOSURE VERSUS
CHEMICAL WORKER POPULATIONS
• NO MAJOR CLINICAL HEALTH PROBLEMS
• OVERALL GOOD GENERAL HEALTH FOR AGE

�STUDY COMPLEXITIES
ENORMOUS DATA BASE (4 MILLION ITEMS)
VALIDITY OF SELF REPORTING IN ABSENCE OF
COMPLETE MEDICAL RECORD VERIFICATION
EFFECTS OF MULTIPLE RISK FACTORS (AGE,
SMOKING, etc.)
POTENTIAL BIASES
STUDY SCHEDULE

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                    <text>Item ID Number

°1603

Author
Corporate Author
Roport/Artido TltlO Typescript: Differences Between Annual Flying
Physical Examination and the Herbicide Orange
Examination

Journal/Book Title
Year

000

°

Month/Day
Color

D

Number of Images

1

Doscrlpton Notes

Wednesday, May 23, 2001

Page 1604 of 1608

�Differences Between Annual Flying

*/

Physical Examination and the
Herbicide Orange Examination

Routine Flying

Chest X-Ray
Cardiogram
VD Tests
Urinalysis
3 Blood Counts
9 Blood Chemistries
Diabetes Tests

Herbicide Orange

Yes
Yes
Yes/No
Yes
Yes
No
Yes/No

Yes
Yes
Yes/Yes
Yes
Yes
Yes
Yes/Yes

Areas.
Dermatologic Exam
No
with 3 blood chemistries

Yes

Neuro-Psychiatric Exam
Psychological Battery
Nerve Conduction Tests

No
No

Yes
Yes

Reproductive Exam
Semen Analysis
3 Hormone Tests

No
No

Yes
Yes

Cancer/Liver Exam
No
5 Blood Chemistry Tests

Yes

8 additional specialized
tests

Performed if
indicated by
other tests

Not ever performed

Attachment 1

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&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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