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                    <text>Item D Number

01 947
Dorrance, John C.

Corporate Author
Report/Article Title Typescript: United States Security in the Pacific
Islands, Revision two

Journal/Book Title
Year
Month/Day

Color
Number of Images

September

D

21

Descripton Notes

Thursday, July 26, 2001

Page 1947 of 1957

�REVISION TWO
UNITED STATES SECURITY INTERESTS IN THE PACIFIC ISLANDS

John C. Dorrance

Author's Address:
Office of Australia and
New Zealand Affairs
Department of State
Washington, D.C. 20520
SEPTEMBER, 1983
Washington, D.C.

Office Tel: (202) 632-9690
Home Tel: (301) 299-5310

The views expressed in the paper are those of the author and
not necessarily of the Department of State or the U.S.
Government.

�UNITED STATES SECURITY INTERESTS IN THE PACIFIC ISLANDS*
by John C. Dorrance 1
The World War II seizure and then the transfer of
administration of the Micronesian islands from Japan to the
United States brought new responsibilities in the area to the •
U.S. For the first time the U.S. controlled nearly all of the
islands north of the equator between the U.S. West Coast and
the Philippines. Nonetheless, for most Americans the Pacific
islands faded into history in the two decades following the
region's sea and island battles; consciousness of this vast
area was limited to perceptions offered by James Michener's
classic "Tales of the South Pacific" and "Return to Paradise."
Major defense-related American decisions having an effect on
the area in the immediate post-war years were few indeed. The
islands of Micronesia, previously governed by Japan under a
League of Nations Mandate, were formally transferred to U.S.
administration in 1947 by an agreement between the U.S.
Government and the United Nations Security Council which
established the Trust Territory of the Pacific Islands.
Although that agreement recognized and protected American
defense interests in the Trust Territory, all World War II
bases in these and other Pacific islands, except those on Guam
and in the Hawaiian islands, were closed. The only significant
U.S. defense activities were nuclear testing (which ended in
1962) and the later establishment of the Kwajalein Missile
Range facility in the Marshall Islands.
American neglect of the area was perhaps natural. The
non-U.S. territories and colonies were administered by NATO or
ANZUS allies and pressures for change within the region were
minimal and peaceful. There were no threats -- internal or
external — to vaguely defined American interests. Washington
thought it could ignore the Pacific islands and focused its
attention on pressing problems elsewhere.
The 1960s and the 1970s brought change, both internal and
it
external, that Washington eventually recognized and decided i
must deal with. By 1980 most of the non-American islands had
*The following analysis relates primarily to the Pacific Ocean
area occupied by American Samoa, Cook Islands, Fiji, French
Polynesia, Guam, Kiribati, Nauru, New Caledonia, Niue, Papua
New Guinea, Solomon Islands, Tokelau Islands, Tonga, Trust
Territory of the Pacific Islands (Northern Marianas, Palau,
Yap, Truk, Ponape, Kosrae, Marshall Islands), Tuvalu, Vanuatu,
and Western Samoa.

�-2achieved independence or full self-government. Moreover,
negotiations on the future political status of Micronesia
promised further changes in the Pacific political map; the four
political entities that make up the Trust Territory — the
Northern Mariana Islands, Palau, the Federated States of
Micronesia and the Marshall Islands — were moving separately
to a commonwealth or free association relationship with the
United States. Parallel to these developments, the Soviets had
begun to probe the area politically; their navy, fishing fleets
and research vessels also regularly cruised South Pacific
waters. Although Soviet efforts to establish close diplomatic
relationships with the new island states have thus far met with
failure, Moscow has had some success in developing political
links through such devices as trade union relationships.
Moreover (and of key importance to this discussion of security
interests), by the early 1980s the long-term'Soviet military
buildup in the Pacific had reached proportions that now
threaten a military balance so long favorable to the US and its
friends and allies in Asia and the Pacific.
Following are illustrative data on the Soviet military
inventory in the Pacific at the end of 1982; in some areas they
already exceed those for U.S. forces. The ships and aircraft
listed operate from bases in Vietnam, the Kuril Islands and the
Soviet Asian mainland. 2
Soviet Combat Aircraft (excluding air defense aircraft) in
the Pacific Area
175 medium bombers
1,200 tactical aircraft
445 naval aircraft
Soviet Navy Ships in the Pacific Area
1
124
83
327

aircraft carrier
submarines
principal surface combatant ships
other combatant ships

This inventory represents a growth of several hundred
percent in the past ten years, continues to expand, and bears
little or no relationship to the defensive requirements of
Soviet interests in the Pacific. The capabilities of these
forces are little recognized outside professional defense
circles. As one example, the "Backfire" bombers in the above
inventory represent a four-fold increase in that capability
over the past decade. They have a combat radius which permits
them to attack, from Soviet Far East bases, targets throughout
the North Pacific and some of the South Pacific. Operating
from Vietnam, they could reach targets in Australia and parts

�-3-

of the South Pacific. Although not listed above, about
one-third of the Soviet SS-20 intermediate range ballistic
missile force has been deployed to the Soviet Far East. This
equates to about 250 nuclear warheads targeted on East Asia and
the Pacific.
As a result of these developments, Washington in the 1970s
began to refine the definition of U.S. security interests and
associated objectives in the Pacific islands. However, the
assumptions on which its analyses were based flowed from the
experience of the previous 40 years and represented fundamental
premises or principles applicable everywhere:
—Wishing away war and its horrors is futile of itself; the
only adequate insurance against war, and for national security
and survival, is a level of defense preparedness sufficient to
assure that potential adversaries will calculate the cost of
aggression as too high to contemplate seriously.
—War and aggression are no respectors of the non-aligned,
the neutral, or of the weak; they can occur in the most
unexpected places; witness the Falklands Islands crisis as a
recent example of this truism. A global conflict would spare
few if any.
—The U.S. alone cannot provide adequate deterrence in the
face of expanding Soviet offensive war-fighting capabilities.
Deterrence requires the full range of post-World War II
alliances in Asia, the Pacific, Europe, and the Americas. It
also requires a degree of cooperation from friends not linked
in formal alliance but nonetheless prepared to strengthen
deterrence through other means commensurate with their
resources and their other interests.
The above of course was only one element in the context of
broader reviews of overall U.S. interests and policy related to
the political evolution of most of the region from colonial
dependency to independence or self-government. Security
considerations were by no means dominant; the primary focus was
on the need to develop new patterns of political and other
relationships.
A further consideration was the change in military
technology since World War II. The development of long-range
aircraft, aerial refueling techniques, nuclear-powered ships,
satellite reconnaissance and communications, and of
intermediate and intercontinental range ballistic missiles
largely eliminated the need for the galaxy of "stepping-stone"
Pacific bases essential to both the Japanese and the allies in
World War II.
********************************

�-4-

If size and population were the sole measures, the island
states and territories of the Pacific would have a very small
claim to outside attention. Scattered over some 25 million
square miles of ocean, the Pacific islands offer a wide range
of independent and self-governing states, and of New Zealand,
French, and American dependencies which enjoy varying levels of
self-government. 3 Although the region's 20 states and
territories comprise about 10,000 islands and their peoples
speak some 1200 languages (800 in Papua New Guinea alone), the
islands are mostly uninhabited, have a total population of only
five million, and a land area of merely 215,000 square miles.
One state, Papua New Guinea, has 80 percent of the region's
land area and 60 percent of its population. A paucity or
maldistribution of natural resources, population growth, and
population density in some areas assure that the economic and
social well-being of most of the region's nations will remain
largely dependent on external assistance for the forseeable
future.
The region nevertheless offers other characteristics that
assure it a considerable degree of positive uniqueness. The
transition from colonialism to independence or self-government
has been without bloodshed and revolution, democratic
institutions have flourished, and respect for human rights is
without parallel elsewhere in the Third World. 4 The Pacific
islands states also have established regional institutions
unique in terms of successful, pragmatic political and economic
cooperation, and avoidance of ideological content and
conflict. Some states have assumed positive global roles, e.g.
Fiji's participation in Middle East peace-keeping operations.
With the conclusion of Micronesia's 1983 acts of
self-determination and with the forthcoming termination of the
UN Trusteeship Agreement for these islands, most of the
political entities within the region will have become
independent or fully self-governing. Two major exceptions, the
French territories of New Caledonia and French Polynesia, will
continue their political evolution in the 1980s with New
Caledonia probably moving to some form of independence.
American Samoa and Guam undoubtedly will retain close links
with the U.S., although the nature of their relationships could
change. As an example, the people of Guam in a recent
referendum by a plurality voted to seek a commonwealth
relationship with the U.S. which can provide for a greater
level of self-government.
Within the above context, it has become increasingly clear
that U.S. interests in the area are important and are

�-5-

susceptible to damage by insensitivity or by a return to
neglect. These interests are multiple — some are direct and
some are derivative of interests elsewhere. 5 Direct
interests flow from the U.S. territorial presence (the State of
Hawaii and the Territories of Guam and American Samoa) and from
the present and anticipated future political relationships with
the Trust Territory of the Pacific Islands. With termination
of the Micronesian trusteeship, the Northern Mariana Islands
will become an additional territorial interest as they enter
into a commonwealth relationship with the U.S. Approved in a
1975 plebiscite, the relationship provides for U.S. sovereignty
over the islands, and U.S. citizenship for their inhabitants.
The Republic of Palau in a February 1U, 1983 plebiscite
rejected independence or a close relationship with the U.S. in
favor of free association with the U.S. by a vote of 62
percent. The citizens of the Federated States of Micronesia
(Yap, Truk, Ponape and Kosrae) by a vote of 79 percent opted
for free association in a similar plebiscite on June 21, 1983.
The people of the Republic of the Marshall Islands chose free
association by a vote of 58 percent, with the same range of
options, on September 7, 1983. All three acts of
self-determination were observed and reported on by United
Nations observation teams. 6 The Micronesian states' free
association relationship will assure continued economic and
security links with the U.S. and a special political
relationship somewhat akin to that between the Cook Islands and
New Zealand.
The U.S. obviously also has a strong interest in close and
friendly relations with the island states of the South Pacific,
in the success of regional institutions (although it
participates only in the South Pacific Commission and the South
Pacific Conference), and in the stability and economic
well-being of the region.
U.S. direct economic interests are less significant and
relate primarily to the welfare and development of the American
territories and of Micronesia, and to non-discriminatory access
to marine resources in a manner that also serves the legitimate
interests of the island states.
In contrast to the foregoing, U.S. security interests in
the Pacific islands are in some degree indirect in that they
are largely derivative of interests and objectives elsewhere.
Aside from the fundamental interest of the security of Hawaii,
Guam, American Samoa and Micronesia, the primary U.S. defense
interest within the region is that of secure lines of
communication through the Pacific — air and sea -- to our
friends and allies in Asia, to Australia and New Zealand, to
the Indian Ocean, and to island states with which we have ties

�-6-

of friendship. 7 Secretary of Defense Caspar Weinberger
recently summed up U.S. security interests in another way.
"Five of the seven defense agreements to which the United
States is a signatory are located in the Asian/Pacific
region. They include bilateral treaties with Japan, Korea
and the Philippines; the Manila Pact which adds Thailand to
our treaty partners; and, of course, the ANZUS Treaty.
From the United States perspective, each of these
agreements is more important today than on the day we
signed it. United States interests in the Pacific, already
vital to maintaining our security, are becoming even more
important. For example, our trade with our Asian-Pacific
neighbors — valued at over 137 billion dollars last year
alone — now accounts for 28 percent of all U.S. foreign
trade, more than our trade with any other region. Free
world economies depend increasingly upon essential raw
materials and trade which travel the vital Pacific
sea-lanes. Thus, the security of the United States has
become increasingly interdependent with the security of
each of its Pacific allies." 8
Discussion of these interests, of related American
objectives, and of operational requirements can best be divided
into those that relate primarily to the islands north of the
equator, and to those that relate to the islands of the South
Pacific.
The importance of the northern Pacific islands is
manifest. Guam is a politically secure and strategically
located island under American sovereignty. From bases on Guam,
U.S. air and sea power can support allies and friends in Asia
or meet a Soviet thrust into the North Pacific. Distances in
the Western Pacific area, the nature of the Soviet threat, the
variety of U.S. commitments, the scope of forces required to
meet a variety of possible contingencies, the small size of
Guam itself, and the military necessity of dispersing forces
assure that Guam alone cannot suffice to support a U.S. defense
presence in the Western Pacific. Thus Guam is only one element
of a broader commitment of U.S. forces to Japan, the
Philippines, and Korea.
The U.S. also has leased land in the Northern Mariana
Islands, mainly on Tinian, for possible future use by the U.S.
Air Force and the other services. Any future reactivation of
the World War II airfields on Tinian would complement bases on
nearby Guam and could be of critical importance should the U.S.
lose access to major facilities elsewhere in the Western
Pacific. Absent that unlikely contingency, a future
Guam-Tinian-Saipan complex of facilities would continue to be

�-7-

only one element in the U.S. defense presence in the Pacific
and East Asia mentioned above.
The Micronesian islands and Guam have strategic value in
still another sense. In peacetime they lie to the south of
major sea and air lanes across the North Pacific. However, in
any Pacific war scenario involving the Soviets, U.S. lines of
communication would shift to the south and run through or near
the Micronesian islands; ships and aircraft would attempt to
move beyond the range of Soviet attack aircraft operating out
of bases in the Kuril Islands and on the Soviet Asian
mainland. For this reason, but also because of the threat that
would be posed to Hawaii and to areas south of the equator, a
rimary U.S. objective in the political status negotiations with
the Micronesian governments has been an arrangement that
assures no adversary of the United States or of its allies
would have access to these islands for military purposes.
The
UN Trusteeship Agreement provides such an assurance while it
remains in force. The commonwealth status chosen by the people
of the Northern Mariana Islands in their 1975 act of
self-determination also provides that assurance for those
islands after the trusteeship is terminated. Similarly, the
free association relationship with Palau, the Federated States
of Micronesia, and with the Marshall Islands will provide for
U.S. responsibility for the defense and security of these
states — and thus assurance of denial of military access to
potential adversaries.
Unlike the Northern Marianas' commonwealth status, the
Compact of Free Association with the Micronesian states, when
fully in effect with termination of the UN Trusteeship
Agreement, will establish three new sovereign states in a
political relationship with the U.S. that has no precise
precedent either in international practice or in U.S.
constitutional law and will provide to the Micronesian
governments authority and responsibility for their internal and
foreign affairs. The U.S. also is committed to provide
approximately US$2.2 billion in grant assistance to the three
states during the first 15 years of the relationship, with
adjustment of that amount to take into account inflation. The
Micronesian states may become independent, or seek a closer
relationship with the U.S., by terminating the free association
relationship with the U.S. through a plebiscite demonstrating
that such was the freely expressed will of the people.
The defense and security provisions of the Compact of Free
Association with the three states provide that:
—the U.S. undertakes to defend the three states as it
would the United States and its citizens for a minimum period

�-8of 15 years in the cases of the Marshall Islands and the
Federated States of Micronesia, and 50 years in the case of
Palau;
—during those same periods the U.S. would have the right,
after consultation, to disapprove any action by any of the
governments which in the U.S. view compromised the U.S. ability
to provide such defense; and,
—the U.S. has the right to foreclose use of the territory
of any of the three states for military purposes by any third
nation. That right extends indefinitely in each state until
otherwise mutually agreed. In return (after any termination of
the time-limited defense provisions mentioned above) the U.S.
would guarantee the defense of each of the states on a basis
comparable to that which underlies U.S. mutual security
agreements with its closest allies.
The U.S. also has concluded with these three Micronesian
governments agreements covering specific military
requirements.
—In the Palau Islands, a Military Use and Operating Rights
Agreement provides the U.S. the right to make contingency use
of various areas, after consultation with the Government of
Palau. These rights, which will run for 50 years, provide for
contingency access to anchorage rights in Palau 1 s main harbor
and use of a 40-acre nearby land area for support facilities;
for contingency joint usage of Palau's two main airfields
(including their improvement and small adjacent areas for
support purposes); for contingency use of 2000 acres for
logistics installations; and for periodic access to areas on
Babelthuap island for occasional training exercises, after
consultation with the Palau Government in each instance.
—Arrangements have been concluded for continued use of the
Kwajalein Missile Range facility in the Marshall Islands for up
to 30 years — a peacetime requirement. There is no wartime
role for Kwajalein.
—No basing or other military arrangements, other than the
ability to transit the area, have been sought for any of the
islands in the Federated States of Micronesia (Yap, Truk,
Ponape, and Kosrae). There is agreement on the continued
presence of the Coast Guard station on Yap Island.
Contrary to a current Soviet "disinformation" campaign and
speculation by some writers, the U.S. does not plan in any
contingency to establish a nuclear submarine base in Palau, nor
to store nuclear, chemical, or biological weapons in Palau (in

�-9-

fact the U.S. has renounced biological weapons). Such usage is
neither politically practical nor militarily necessary and most
certainly is not contemplated; these and other allegations
about military use of Palau have been accurately described as
"tendentious rubbish" by the American Ambassador to the UN
Trusteeship Council. 9 The Government of Palau is fully
aware of the foregoing from frequent discussions with the U.S.
Government. Indeed it is probable that most of the contingency
rights provided by the agreement with Palau will never be
exercised; they are intended primarily for contingencies which
hopefully will never materialize. One such contingency could
be loss of access to facilities in the Philippines. Under such
circumstances the strategic importance of not only Palau/ but
also of Guam and the Northern Marianas, would increase as
possible sites for the relocation of some U.S. military
.operations presently at Subic Bay and Clark Air Base. However,
a combination of cost factors, strategic considerations,
Palau 1 s small size, and the narrow range of contingency rights
in Palau assures that most military operations and facilities
in the Philippines could not be duplicated in Palau. In the
event of war, the U.S. might need to utilize contingency rights
in Palau to provide protection of sea lanes running north-south
between the Philippines and Palau — if access to the Indian
Ocean through the South China Sea had become too risky and if
some of the straits through the Indonesian archipelago remain
open.
At this writing (September, 1983), it is of course by no
means certain that the above political and defense arrangements
will be implemented. The Palauans must now devise an
acceptable method of reconciling provisions of their
constitution which conflict with the Compact of Free
Association approved by the people of Palau in their February
10, 1983 plebiscite. The constitution presently provides for a
nuclear-free Palau, including prohibition of access to Palau by
nuclear-powered ships and the transit of nuclear weapons.
These provisions are inconsistent with the defense authority
and responsibilities of the U.S. in a free association
relationship.
In the same plebiscite the Palauan people, by a
majority of 52 percent, did agree to set aside these nuclear
restraints in a procedure provided for by their constitution.
However, that was inadequate because the constitutional
procedures require a 75 percent majority vote to eliminate
these restrictions. The Palauan people do of course have the
right to declare their land, air and sea space "nuclear-free,"
but they must choose between that and free association with the
United States. Unlike independence, a free association
relationship with the United States is not a matter of right to
Palau and cannot be unilaterally defined by Palau. It must be
based on mutually acceptable principles and serve the interests

�-10of both parties. In these circumstances it is difficult to
envisage implementing the free association relationship with
Palau until the above conflict is resolved.
Although the strategic importance of the northern Pacific
islands relates in large measure to lines of communication to
Asia and to the Indian Ocean, that of the South Pacific relates
to access to Australia and New Zealand — but also in certain
contingencies to the Indian Ocean or to Pacific islands
states. In peacetime, most ship movements from the Pacific to
the Indian Ocean thread their way through the many straits of
the Indonesian archipelago or the Strait of Malacca. However,
the Soviets now have an ability to interdict shipping through
the South China Sea from bases in Vietnam and to close the
Indonesian archipelago straits and the Strait of Malacca with
mines. Should these contingencies eventuate in a regional or
global conflict, Pacific lines of communication (especially
from Hawaii and the U.S. West Coast) would shift to the South
Pacific, the Tasman Sea, the Bass Strait, and thence westward
across the Great Australian Bight to the Indian Ocean. A
shorter but more difficult alternative route to the Indian
Ocean would be through the South Pacific and the shallow Torres
Strait between Papua New Guinea and the north of Australia.
In any case, the security of the three ANZUS partners
requires freedom of movement through the South Pacific with
respect to their own immediate defense but also in connection
with any threat in the Indian Ocean or the South Pacific. As
in the North Pacific, this interest is best served by the
absence of bases from which hostile forces can operate against
allied ships and aircraft. It does not require American bases
in the South Pacific and none are sought. This interest does
require that allied ships and aircraft be able to refuel and
replenish within the area and to conduct surveillance of
hostile submarines operating in the South Pacific. For the
most part U.S. requirements can be satisfied from American
Samoa. Moreover, assuming that the ANZUS allies will stand
together in any conflict in the Pacific area — actual or
threatened — much of the surveillance activity probably would
be conducted by New Zealand and Australian aircraft and ships.
Fortunately, the possibility that the Soviet Union will
acquire military bases in the South Pacific seems very remote.
However, Soviet submarines already do operate in the area.
Related to that development, Soviet oceanographic research
vessels, some of them disguised as fishing trawlers, conduct
extensive research relating to seabed mapping, ocean currents,
water temperatures, and other data important for submarine
operations. To the extent peacetime Soviet submarine
operations in the South Pacific become a major potential threat

�-11to the ANZUS partners, there will be a corollary requirement to
step up the tracking and surveillance of these submarines. In
that context, ANZUS tracking aircraft and ships benefit from
access to ports and airfields in the South Pacific islands.
None of the foregoing requires defense treaties between the
U.S. and South Pacific island states. Although some island
governments from time to time have expressed an interest in
ANZUS membership or in separate defense treaties with one of
the ANZUS partners, it has been pointed out at those times that
to all practical purposes they are already "umbrellaed" by
ANZUS. Moreover, in the author's view, any military attack on
any state within the region by an external power would
represent a direct challenge to the vital interests of the
ANZUS partners and would require a response. The South Pacific
island states thus derive the security benefits without the
corollary obligations of the ANZUS Treaty. In this connection,
it is important to recall that the ANZUS security commitment
would be triggered not only by an attack on the metropole of
any of the three allies, but also by an attack on the forces or
territory of any of the signatories within the Pacific area.
As a hypothetical example, the security obligations of all
three governments could be triggered by an attack on the forces
of one responding to an attack or the threat of an attack on an
island state.
In addition, the Treaties of Friendship between the United
States and Kiribati and Tuvalu provide for consultations in the
event of a perceived threat and that bases will not be provided
to third parties without prior consultations with the U.S.
However, the main purpose of these treaties (as well as those
with the Cook Islands and with New Zealand on behalf of the
Tokelau Islands) was not to establish a defense relationship,
but rather to clarify territorial sovereignty by relinquishing
shadowy U.S. claims to various islands. All four treaties were
negotiated during the Carter Administration and were ratified
during the Reagan Administration (1983).
The most controversial element of U.S. military operations
in the South Pacific relates to broader nuclear concerns. The
ability of U.S. forces — especially the Navy — to exercise
with our allies in peacetime, and to support them or other
friends in the area in any contingency, depends on free
movement through the South Pacific. Familiarity with the
area's waters is an obvious necessity, and the use of ports and
airfields is desirable. In peacetime, shore leave by ships'
crews is an important morale factor.
If South Pacific governments were to determine that
nuclear-propelled or nuclear armed ships (and aircraft) should

�-12be excluded from their territory, the ability of U.S. forces to
respond to contingencies would be severely hampered. Nearly
half of the U.S. Navy is nuclear-propelled and, as a matter of
firm principle, the U.S. neither confirms nor denies the
presence of nuclear weapons on any military ship or aircraft.
To do otherwise would only pinpoint targets for an adversary.
Any requirement that the U.S. assert the presence or
non-presence of nuclear weapons on an aircraft or a ship thus
has the practical effect of denying its entry.
If none of our ships carried nuclear weapons there would be
no counter balance to the Soviet nuclear capability in the
Pacific and Indian Ocean areas. This one-sided nuclear
capability would generate in others the perception of superior
strength and thus the attendant political influence which
might be gained by that perception. This is a peacetime
implication. Soviet perception of superiority could also lower
the threshold for conflict.
For these reasons it is imperative that the United States
Navy maintain a deterrent nuclear capability which makes it
manifestly clear to the Soviet Union that use of their
Pacific-oriented nuclear forces, especially at sea, would
result in risks which far outweigh any conceivable gain.
From the Pacific islanders' viewpoint there are also
significant and legitimate concerns and understandable emotions
directed against nuclear testing, the dumping of nuclear waste,
and the basing of nuclear weapons within the region. These
sentiments are summed up in various proposals for a South
Pacific Nuclear Free Zone. The U.S. does not intend to dump
nuclear waste, to conduct nuclear tests, or to base or store
nuclear weapons in the South Pacific. Indeed, nuclear waste
dumping is prohibited by current U.S. legislation. However,
unless carefully crafted, a South Pacific Nuclear Free Zone
could cripple the ability of U.S. forces to exercise in the
South Pacific with our ANZUS allies and to transit the South
Pacific to Australia, New Zealand and the Indian Ocean in war
or peace.
The latter point was recognized by the heads of governments
of the Pacific islands states, and of Australia and New
Zealand, during the August, 1983 Canberra meeting of the South
Pacific Forum. The Forum, after considering an Australian
proposal for establishment of a South Pacific Nuclear Free
Zone, affirmed in its communique:
"....that in further addressing the zone proposal it would
be important to uphold the principles of freedom of
navigation and overflight as provided in international law

�-13-

and the treaty obligations of some Forum members. It
recognized the sovereign right of governments to make their
own decisions on their alliance and defense requirements
including access to their ports and airfields by the
vessels and aircraft of other countries." 10
The potential utility of nuclear weapons free zones is
stated in Article VII of the Nuclear Non-Proliferation Treaty
which acknowledges the right of groups of states to conclude
regional treaties in order to assure the absence of nuclear
weapons on their territory. The United States has supported
the establishment of regional nuclear weapons free zones under
appropriate conditions and when consistent with certain
criteria based on UN resolutions:
—The initiative for the creation of the zone should come
from the states in the region concerned;
—All states whose participation is deemed important should
participate in the zone;
—The zone arrangement should provide for adequate
verification of compliance with its provisions;
—The establishment of the zone should not disturb existing
security arrangements to the detriment of regional and
international security;
—The zone arrangement should effectively prohibit its
parties from developing or otherwise possessing any nuclear
explosive device for whatever purpose;
--The establishment of a zone should not affect the
existing rights of its parties under international law to grant
or deny to other states transit privileges within internal
waters, including port calls and overflights; and,
--The zone arrangement should not seek to impose
restrictions on the exercise of rights recognized under
international law, particularly the principle of freedom of
navigation of the high seas, in international airspace, and
through straits used for international navigation, and the
right of innocent passage through territorial seas.
In the event that regional governments were to seek
implementation of a South Pacific Nuclear Free Zone, the U.S.
Government's attitude would be based in large measure on the
proposal's compatibility with the above criteria.

�-14Another matter, that of U.S. refusal to sign the Law of the
Sea Convention, provides a significant irritant in U.S.
relationships with a region where national interests are
closely linked to marine and seabed resources. However, this
controversy need not impact directly on U.S. defense
interests. The U.S. opposes only those provisions of the
Convention which relate to exploitation of the resources of the
seabed. The U.S. endorses all other elements of the
Convention, including provisions relating to exclusive economic
zones, and to straits and archipelagos. These provisions
reflect existing international law and practice regarding
navigation and overflights and thus do not represent
inappropriate new restraints on freedom of movement of ships
and aircraft. H
All of the foregoing addresses U.S. security interests and
objectives or principles supportive of those interests. The
expanding Soviet threat to these and allied interests has
required increases in U.S. and allied forces in the Asian and
Pacific regions. However, in the Pacific islands those
interests generally still translate into a low-profile U.S.
military presence. No U.S. ships, aircraft, or forces are
based in the South Pacific islands, nor are there any in the
North Pacific islands other than on Guam and in Hawaii (as
noted earlier, Kwajalein is a test facility without combat
capability).
In 1982, there were only fourteen South Pacific
island port calls by seven U.S. Navy ships. While" the numbers
may vary from year to year, it seems unlikely, at least for the
foreseeable future, they will become significantly greater.
Moreover, all port calls have been of the "good will" variety,
and some were for disaster relief operations. As noted
earlier, advances in military technology over the past 20 years
have largely eliminated the need for the many "stepping stone"
bases that were essential in the Pacific campaigns of World War
II.
Other U.S. military activity in the South Pacific has been
limited to a few sales of military equipment to the defense
forces of Fiji and Papua New Guinea, assistance in arranging
for the deployment of Fiji's contribution to peacekeeping
forces in the Middle East, and training of a few members of the
defense forces of Fiji and Papua New Guinea. The U.S.. takes
the view that Australia's and New Zealand's close relationships
and particular interests in the South Pacific — including
defense cooperation — suggest that these two countries play
the lead role in that area to the extent that island states
seek external cooperation.
The latter principle, however, does
pose questions about a sensitive aspect of regional security:
that of the internal security of states within the region.
Thus far, among the independent states, only Vanuatu has

�-15-

experienced a significant internal security problem — and that
hopefully was an isolated incident resulting from the unique
processes that brought those islands to independence. The
future may be less kind. Ethnic mix, land issues, and
political emotions in New Caledonia provide an explosive
environment for that territory's future political evolution to
probable independence. Elsewhere there are other potential
causes for internal strife: language and tribal differences,
pressures for separatism or political fragmentation, ethnic
conflict, or simple economic deprivation. Fortunately,
ideological conflict is absent in most areas. Only three
island states, Fiji, Papua New Guinea and Tonga, maintain
defense forces capable of coping with significant internal
conflict; others rely on small and lightly-armed civil police
forces or (in the case of New Caledonia and French Polynesia)
the presence of the French military.
Aside from its responsibilities in its own territories
there is at present no need for a U.S. internal security role
in the Pacific islands. It is more appropriate that the island
states, especially in the South Pacific, rely on cooperation
among themselves when external assistance is required — as
occurred when Papua New Guinea provided security forces to
Vanuatu in the immediate aftermath of Vanuatu's independence.
The above premise assumes no foreign involvement in an
insurrection, and it is possible that situations could arise
that would be beyond the ability of local or neighboring state
forces to handle. In such contingencies, a South Pacific
government might turn to one or several of the ANZUS
.governments for assistance. The response presumably would
depend on the circumstances and could pose difficult issues.
The governments appealed to would have to weigh the
implications of involvement against broader interests, and the
consequences of not assisting a beleaguered friendly
government. Hopefully such a contingency and the related
issues will not arise.
********************************
The foregoing addresses U.S. security interests largely in
isolation from political interests and without adequately
assessing the political and economic environment — at best a
risky and incomplete point of departure. While perhaps it is
stating the obvious, the security interests of the U.S. and of
its Pacific allies are best served by a regional political and
economic environment that provides to the peoples of the area
the security and stability essential to their political,
economic, and social development, and that serves their own
respective national interests. Put another way, the

�-16fundamental shared national interest of Pacific islands states
and of the U.S., Australia and New Zealand is freedom from
military aggression or pressure, and the ability to focus
resources on national needs. To the extent that there is
generally a shared perception of common or compatible security
interests, the defense interests of the United States are well
served.
The above perception and a corresponding consensus as to
how mutual interests are best protected seem to prevail at this
time, but cannot be taken for granted. Governments, nations,
and peoples deprived of political stability, of the essential
needs of life, or of fulfillment of legitimate aspirations are
likely to be short-sighted with respect to "over-the-horizon"
potential threats. Fiscal or other desperation can make
governments and peoples susceptible to solutions or
blandishments potentially damaging to the interests of their
neighbors and to the region's stability and security.
Equally, island nations whose development or even economic
survival may be dependent upon the resources of the surrounding
seas, or who perceive their environment threatened by hazards
such as nuclear waste, are unlikely to be sympathetic to the
interests of those whom they perceive as threatening their own
immediate na-tional interests.
In these circumstances, U.S. security interests also are
well served by policies that reinforce the region's potential
for development and the effectiveness of regional institutions
that can provide cohesion and economies of scale, and that
display sensitivity toward the modest but vital interests and
needs of island states. The interests of the region and of the
ANZUS allies would appear to be further served by a final
elimination of the remaining psychological and other barriers
to full integration of the North Pacific islands with the
regional life of the South Pacific.
The Micronesian states, for a variety of historical and
political reasons, have not participated fully in the regional
institutions of the area (with the exception of the South
Pacific Conference), but will be able to do so upon termination
of the UN trusteeship. Effective Micronesian participation in
such institutions as the South Pacific Forum and the South
Pacific Bureau for Economic Cooperation will strengthen these
organizations through an enlarged two-way flow of skills and
other resources. In turn, Micronesia stands to benefit from
the infusion of ideas and concepts tested elsewhere, and from
participation in regional decision-making processes. The
region as a whole would benefit from enhanced economies of
scale in such fields as education, health services,

�-17communications, fisheries, transportation, marketing, and
research. Above all, the voice of the region and its influence
on others would be more cohesive and effective.
Without challenging Australia's and New Zealand's
relationships with the South Pacific, the U.S. also must
continue to consider how it might better contribute to the
development needs of the South Pacific and to the strengthening
of regional institutions. The security and well-being of the
U.S. territories and of the Micronesian states are directly
linked to those of their near neighbors and cannot be dealt
with in isolation. Similarly, Australia and New Zealand might
consider whether their broader interests in the region might be
better served by more active relationships with the islands
north of the equator and by working with their island neighbors
to integrate Micronesia more fully into the life of the region.

�FOOTNOTES
1.

John C. Dorrance is a Counselor in the Senior Foreign
Service of the United States Department of State, and a
specialist in Australia, New Zealand, and Pacific islands
affairs. He has served on diplomatic assignments in
Vietnam, Fiji, Australia, Micronesia, Jamaica, and
Germany. In Washington Mr. Dorrance has been assigned to
positions dealing with U.S. policy planning, United Nations
affairs, the Middle East, Micronesia, and the Southwest
Pacific. A graduate of Georgetown University's School of
Foreign Service and of the National War College, he also
has an M.S. degree from George Washington University, and
was the first U.S. Foreign Service Officer to complete
Pacific islands area specialization studies at the
University of Hawaii. Between 1978-1979, he served on the
faculty of the National Defense University in Washington,
D.C.
He currently is the Director of the Department of
State's Office of Australia and New Zealand Affairs.
The analyses provided in "U.S. Security Interests in
the Pacific Islands" are based on the author's expertise
and involvement in many of the issues discussed — but also
on 1982 discussions with other U.S. officials in the
Department of State, the Department of Defense, and at U.S.
Pacific Command headquarters in Honolulu (CINCPAC).

2.

Data provided to author in December, 1982 by the
Defense Intelligence Agency, Department of Defense,
Washington, D.C.

3.

Chile and the UK also possess small territories in the
South Pacific: Easter Island and Pitcairn Island.

4.

Immediately after independence there was a separatist
insurrection in Vanuatu with some associated bloodshed.

5.

For a more complete discussion of U.S. interests,
objectives, and policy in the Pacific islands, see: John
C. Dorrance. Oceania and the United States, National
Security Monograph Series 80-6, National Defense University
Research Directorate, Washington, D.C. 1980.

6.

As discussed elsewhere in this paper, conflicts between
Palau's constitution and the Compact of Free Association
with the United States remain to be resolved. Approval of
the free association relationship by the U.S. Congress is
an early and essential next step. Following Congressional
approval, arrangements will be necessary for termination,
in the United Nations context, of the Trusteeship Agreement

�entered into in 1947 by the UN Security Council and the
United States. Pending termination of that agreement, the
United States will continue to be legally responsible for
the administration of Micronesia.
7.

For a detailed discussion of Pacific lines of
communication see: Robert A. Brand, Patricia K. Hymson,
and Hans H. Indorf, Editors. Lines of Communication and
Security, National Defense University 1981 Pacific
Symposium Proceedings, National Defense University, Fort
Lesley J. McNair, Washington, D.C., 1981.

8.

From a speech by the Honorable Caspar Weinberger, U.S.
Secretary of Defense, before the National Press Club,
Canberra, Australia, November 5, 1982.

9.

Following are some examples of Soviet disinformation.
Moscow TASS in English on October 25, 1982, asserted:
"The
Pentagon is making plans for turning the Micronesian
Republic of Palau into an unsinkable aircraft carrier. It
wants to establish on the strategic Pacific island of Palau
a big American air base, installations for servicing
nuclear submarines and a center for the Rapid Deployment
Force ... and a site for storing nuclear, chemical and
bacteriological weapons, as well as for testing such
weapons." Moscow's Pravda newspaper on December 17, 1982,
alleged that "Washington is preparing to build the biggest
naval base in the region on the Palau Islands — it will
occupy 30 percent of the entire territory of Palau ... More
than 32,000 acres ... is to be used as storage dumps for
nuclear warheads, while Palau's main port is to become the
main base in the region for nuclear submarines ... Here too
the CIA has chosen a secret base for itself for training
special groups for 'combatting the guerilla movement. 111 In
a statement before a Special Session of the United Nations
Trusteeship Council on December 20, 1982, American
Ambassador William Sherman correctly categorized these and
similar allegations as being "groundless and polemical
accusations" and "tendentious rubbish."

10. From the Communique issued at the conclusion of the 14th
meeting of the South Pacific Forum between August 29-30,
1983, in Canberra, Australia. Participants included the
heads of government of Australia, the Cook Islands,
Federated States of Micronesia (as an observer), Fiji,
Kiribati, Nauru, New Zealand, Niue, Papua New Guinea,
Solomon Islands, Tuvalu, Vanuatu and Western Samoa. Tonga
was represented by its Minister for Foreign Affairs and
Defense. The Australian proposal for a South Pacific
Nuclear Free Zone envisaged the banning of nuclear testing,

�the dumping or storage of nuclear waste, and the basing or
storage of nuclear weapons in the region. The Forum agreed
to consider further this proposal at its next meeting in
1984.
11. Yet another irritant in U.S. relations with Pacific
islands governments is the U.S. position on migratory
species of fish (mainly tuna). The U.S. holds that an
international body should exercise jurisdiction with
respect to management of commercial fishing of these
species. Pacific islands governments (and many more)
maintain that they have jurisdiction when these fish are
within their economic zones. The U.S. and Pacific islands
governments are in a dialogue aimed at a practical
resolution of this issue.

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