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                    <text>ItemD Number

°5257

AuthOT

Costle, Douglas M.

Corporate Author
Report/Article TItto Typescript: Decision and Emergency Order Suspending
Registrations for the Forest, Rights-of-way, and Pasture
Uses of 2,4,5-Trichlorophenoxyacetic Acid (2,4,5-T)

Journal/Book Title
Year
Month/Day

February 28

Color

D

Number of Imagos

95

Descrlpton Notes

Friday, March 01, 2002

Page 5257 of 5263

�I.

Decision and Emergency Order Suspending
Registrations for the Forest,
Rights-of-way, and Pasture Uses of
2,4,5-Trichlorophenoxyacetic Acid
C2,4,5--n
INTRODUCTION
During the past ten months, the Agency has been

gathering information about 2,4,5-T through its Rebuttable
Presumption Against Registration I RPAR) process in order to
decide whether registration

of this pesticide should be

continued-l 43 FR 17116, April 21, 1978) .

This review was

prompted by studies showing that 2,4,5-T and/or its dioxin
*/
contaminant, 2 , 3 , 7 , 8-tetrachlorodibenzo-p-dioxin f f "{ TCDD) — ,

caused reproductive and oncogenic effects in test animals.
During the public debate initiated by the 2,4,5-T RPAR, the
Agency received reports that women living in the vicinity of
Alsea, Oregon, had miscarriages shortly after 2,4,5-T was
sprayed in the forest areas where they reside.

The Agency

investigated the circumstances surrounding these reported

^/ Current methods for manufacturing 2,4,5-T produce TCDD as a by-product of the manufacturing process.
Although 2,4,5-T manufacturers attempt to remove this
contaminant, TCDD cannot be completely removed. An EPA
contract laboratory has measured the TCDD content in 16
recently produced commercial samples of technical grade
2,4,5-T from five different manufacturers. The contractor
reported that the TCDD content in these samples ranged from
not detectable to 0.025 ppm=(J'limit of detection: 0.01 ppm)
[excluding higher values that the contractor reported as
doubtful]. Therefore, because TCDD is present as a low-level
contaminant in commercial samples of 2,4,5-T, references in
this document to "2,4,5-T" or the "pesticide product" mean
2,4,5-T that is contaminated with TCDD.

-1-

�miscarriages and compared the frequency of miscarriage in
the Alsea area with comparable data from a control area.
The Agency has concluded that the use of 2,4,5-T over a
six-year period in the Alsea area was related to a statistically significant increase in the frequency of miscarriages
by women residents of the area, and that these miscarriages
occurred shortly after the use of 2,4,5-T in the area where
these women lived.
Based on this and other information detailed below, I
am ordering several emergency suspensions under FIFRA
Section 6(c).

These emergency suspensions immediately

halt the distribution, sale/ and use of 2,4,5-T for forestry,
rights-of-way, and pastures until the completion of further
**/
administrative proceedings.—

I am ordering emergency suspen-

sion of these uses because I find that they pose an "imminent
hazard" to humans and because I also find that an "emergency"
exists because there is not enough time to complete a
suspension hearing before the next spraying season.

**/ Pasture is defined as land producing forage for animal
consumption, harvested by grazing, which has annual or more
frequent cultivation, seeding, fertilization, irrigation,
pesticide application and other similar practices applied to
it. Fencerows enclosing pastures are included as part of
the pasture.

-2-

�II.

LEGAL AUTHORITY

A.

Standards for Maintaining a Registration
In order to obtain a registration for a pesticide

under the Federal Insecticide, Fungicide, and Rodenticide
Act£FIFRA) [7. U.S.C. 136 et seq.], a manufacturer must
demonstrate that the pesticide satisfies the statutory
standard for registration*

That standard requires 1 among

other things) that the pesticide perform its intended
function without "unreasonable adverse effects" on the
environment [FIFRA Section 3( c) f 5) ] .

"Unreasonable adverse

effect on the environment" means "any unreasonable risk to
man or the environment/ taking into account the economic,
social and environmental costs and benefits of the use of
any pesticide" [FIFRA Section &lt; bb) ] .

In effect, this

standard requires a finding that the benefits of each use of
the pesticide exceed the risks of the use*

The burden of

proving that a pesticide satisfies the registration standard
rests with the registrant and continues for as long as the
registration remains in effect [Environmental Defense Fund
v. Environmental Protection Agency, 510 F.2d 1292.1297 [ CADC,
1975) ; Environmental Defense Fund v. Environmental Protection
Agency, 465 F.2d 528, 532 I CADC, 1972)].

Under Section 6 of

FIFRA, the Administrator is required to cancel the registration,
or change the classification, of a pesticide whenever he
determines that the pesticide no longer satisfies the
statutory standard for registration.
-3-

�B.

Purpose and Standard for Suspending a Pesticide
The suspension provisions in Section 61(c) of the

statute give the Administrator authority to take interim
action until completion of the time-consuming procedures
required to reach final cancellation decisions.

Under this

Section/ the Administrator may suspend the registrations of
a product and prohibit its distribution, sale, or use during
cancellation proceedings upon a finding that the pesticide
poses an "imminent hazard" to humans or the environment.
"Imminent hazard" is defined by the statute to mean that:
The continued use of a pesticide during the
time required for cancellation proceedings
would be likely to result in unreasonable
adverse effects on the environment or will
involve unreasonable hazard to the survival of
a species declared endangered by the Secretary
of the Interior under Public Law 94-135.

As discussed above, "unreasonable adverse effects
on the environment" means that the risks from use of a
pesticide outweigh the benefits of its use.

Thus, in order

to find an imminent hazard, it is necessary to find that the
risks of use during the period likely to be required for
cancellation proceedings appear to outweigh the benefits.
The Administrator may not suspend a pesticide without
-4-

�having issued a notice of his intention to cancel the
registration/ or to change the classification, of the
pesticide•
Suspension is the Administrator's tool for quickly
correcting a situation which endangers public health.

The

courts have repeatedly held that "the function of a suspension
decision is to make a preliminary assessment of evidence/
and probabilities/ not an ultimate resolution of difficult
issues" [Environmental Defense Fund v. Environmental Protection Agency, supra, 510 F2d at 1298].

"It is enough if

there is a substantial likelihood [emphasis in original]
that serious harm will be experienced during the year or two
required in any realistic proj ection of the administrative
'*• cancellation) process" [Environmental Defense Fund, Inc. v.
Environmental Protection Agency/ 510 F2d 1292, 1297, I D . C .
Cir. 1975)

quoting from Environmental Defense Fund, Inc. v.

Environmental Protection Agency, supra, 465 F2d 540&lt; D.C.
Cir. 1972)].

Moreover/ the registrant bears the burden of

proof during a suspension proceeding because, as indicated
above, the burden of proof under FIFRA always resides with
the proponent of registration throughout the life of a
registration,

t See, e.g., Environmental Defense Fund v.

Environmental Protection Agency, 510 F2d at 1297; Environmental Defense Fund v. Environmental Protection Agency/ supra,
465 F2d at 532.)
-5-

�C.

Types of Suspension Proceedings
In this order, I have begun emergency suspension

proceedings.

This is not the only type of suspension

provided in FIFRA.

Section 6(c) provides for two kinds

of suspension proceedings:

ordinary suspensions [FIFRA

Section 6(c)(2)] and emergency suspensions
6(c)(3)].

[FIFRA Section

I have chosen to discuss both kinds of suspension

because the procedures applicable to each action are intertwined and because of the complexity of the suspension
provision as a whole.
(1)

Ordinary Suspensions

The Administrator may begin an ordinary suspension
when he finds that action is required to prevent an "imminent
hazard."

An ordinary suspension is not effective immediately;

instead, the Administrator is required to give registrants
notice of his intent to suspend and to allow five days for
them to request a hearing.
hearing.

Only a registrant may request a

If a hearing is not requested within five days,

the suspension order becomes final and is not reviewable by
a court.

If a hearing is requested, the Administrator is

required to convene an expedited proceeding at which other
interested persons can intervene.

The sole issue at a

hearing is whether an imminent hazard in fact exists.

The

procedures for conducting the hearing, with limited exceptions
-6-

�discussed below/ parallel the hearing procedures for an
emergency suspension.

The Administrator decides whether to

affirm his imminent hazard determination at the conclusion
of the hearing; if he does, he issues a suspension order.
This order is accompanied by a notice of intent to cancel
the registration, or to change the classification, of a
j
pesticide (if one has not previously been issued). A final
order on suspension following a hearing is reviewable in the
Court of Appeals.
(2)

Emergency Suspensions

Before issuing an emergency suspension order, the
Administrator is required to make two findings:

(1) that

the pesticide poses an "imminent hazard" and (2) that an
"emergency" exists.

An "emergency" exists when the situation

"does not permit [the Administrator] to hold a hearing
before suspending" [FIFRA Section 6(c)(3), 7 U.S.C. 136d(c)(3)].
The Agency interprets this statutory provision to mean that,
if the threat of harm to humans and to the environment is so
immediate that the continuation of a pesticide use is likely
to result in unreasonable adverse effects - i.e. the risks
outweigh the benefits - during a suspension hearing, the
registration of any product for that use may be suspended

-7-

�*/
immediately— .

An emergency suspension order is issued without
prior notice to registrants and takes effect immediately;
it remains in effect until the cancellation decision
if no expedited hearing is requested.

If an expedited

hearing is requested on the issue of imminent hazard, the
emergency order continues in effect until the issuance of a
final suspension order. Registrants are given five days to
request an expedited hearing.

The hearing stage is to begin

within five days of the Agency's receipt of the hearing
request.

Unlike the ordinary suspension situation, no party

other than the registrant and the Agency may participate in
the expedited hearing on the emergency order, except to file
briefs.

The procedures for conducting the hearing are

otherwise the same as in an ordinary suspension.

For both

types of suspension, the hearing is to be conducted in
accordance with 5 U.S.C. Sections 554,.556, and 557 except that

^/ The term "emergency" is not defined by FIFRA, and the
statute in the emergency suspension section does not
specifically require the Agency to balance benefits against
health and environmental risk of pesticide use. An alternative reading would be that an emergency should issue
whenever a risk could result from pesticide use during
the time for conducting a suspension hearing. However,
for the purpose of this proceeding I have decided to
consider the risks and benefits in ordering an emergency
suspension, just as I balance risks and benefits in
deciding whether to register a pesticide or to take the
pesticide off the market through a cancellation or ordinary
suspension order. FIFRA is a risk/benefit statute, and
I see no reason to depart from this balancing test in
issuing emergency suspension orders.
-8-

�the presiding officer need not be a certified hearing
examiner.

For both types of suspension, the presiding

officer shall have ten days from the conclusion of the
presentation of evidence to submit recommended findings and
conclusions to the Administrator•

The Administrator shall

then have seven days to issue a final order on the issue of
suspension.
FIFRA provides for a special appeal of an emergency
suspension order to the District Court.

If an administrative

hearing is requested, an emergency suspension order is
subject to immediate review in District Court by the registrant or by other interested persons with the registrant's
consent.

On the other hand, if no request for a hearing

before the Agency is made, the emergency order becomes
final and is not reviewable by any court [FIFRA Section
6(c)(2), 6(c)(3)]&gt;

The District Court action may occur

simultaneously with the suspension proceeding before the
Administrator.
The District Court reviews only whether the emergency
finding is supported.

The standard for review by the

District Court is very narrow--whether the order of suspension
is "arbitrary, capricious, or an abuse of discretion, or
whether the order was issued in accordance with the procedures
established by law" [FIFRA Section 6(c)(4)].

-9-

If the District

�Court finds against the Agency, it may stay the suspension
order until completion of the expedited suspension hearing.
The District Court order may be appealed to the
Appellate Court by either the Agency or the registrant,
depending on the outcome.

A final order on suspension,

after a hearing before the Agency, may be reviewed in the
Court of Appeals on an expedited basis even though related
cancellation proceedings may not have been completed.
III.

SUMMARY OF FINDINGS

A.

Summary of Findings on Risks
Numerous studies have clearly demonstrated that TCDD

and/or 2,4,5-T contaminated with TCDDD can produce fetotoxic,
teratogenic, and carcinogenic effects in experimental animals
which have been exposed to these chemicals.

I find that

the occurrence of these effects in test animals indicates
that humans who are exposed to TCDD and/or 2,4,5-T may
experience comparable effects.
A recent epidemiological study reported that women
living in the vicinity of Alsea, Oregon ( an area where
2,4,5-T is used for forest management) , have a statistically
significant higher incidence of spontaneous abortions
(miscarriages) than women living in a control area.
Specifically, the study shows that:
-10-

�( 1)

The spontaneous abortion index for the Alsea

study area where 2,4,5-T is used is significiantly higher
than the index for urban or rural control areas where there
is no known use of 2,4,5-T.
()
2

There is a significant increase in the sponta-

neous abortion index in the study area relative to the
control area in the months of June and July: this increase
follows by approximately two months a period in March and
April when 2,4,5-T was used to control vegetation in the
forested areas in which these women live.
C 3)

Statistical analyses of these data indicate that

there is a significant correlation between the amounts of
2,4,5-T used in the study area during the spraying season
and the subsequent increase in the spontaneous abortion
index in the study area.
This relationship between exposure to 2,4,5-T
spraying and an increased incidence of miscarriages in
humans is not surprising.

This is the same relationship

that has been demonstrated to exist in test animals through
numerous animal studies.

While there are uncertainties

concerning the amount of 2,4,5-T and/or TCDO to which the
study area women may have been exposed and concerning the
precise route I or routes) of human exposure, the statistically
significant incidence of miscarriages described above makes

-1 1-

�it reasonable for the Agency to conclude that these women in
the Alsea Study area were exposed to 2,4,5-T.
The Agency concludes that it is also reasonable to
assume that individuals may be exposed to 2,4,5-T and/or
TCDD who frequent or live in areas where 2,4,5-T is used in
ways and under conditions which may cause them to experience
exposure opportunities qualitatively similar to that experienced by the Study area women.

The Agency has concluded

that 2,4,5-T use patterns involving exposure opportunities
qualitatively similar to

those experienced by the Study

area women are the forestry, rights-of-way, and pasture uses
of 2,4,5-T.

The Agency has identified pesticide applicators

and persons involved in pesticide application support
activities, and persons living in or frequenting areas of
2,4,5-T use as the principal groups of individuals who may
be exposed as a result of the forestry, rights-of-way, and
pasture uses of 2,4,5-T.

Based upon the animal test data

and other information, including the Alsea study, the Agency
has concluded that individuals exposed to 2,4,5-T and/or
TCDD may experience adverse reproductive effects and cancer.
Accordingly, the Agency concludes that it is prudent to
regard individuals who may experience exposures qualitatively
similar to those experienced by the Study area women as a
result of the forestry, rights-of-way, and pasture uses, as

-12-

�individuals who may suffer adverse reproductive effects or
cancer as a result of these uses of 2,4,5-T.
B.

Benefits of 2,4,5-T Use During the Cancellation
Proceedings
The suspended uses J forestry/ rights-of-way, and

pastures)

comprise about 74% of the estimated 9.3 million

pounds of 2,4,5-T used annually in the United States.
2,4,5-T controls a wide variety of weeds at relatively low
cost •
I estimate that the economic impact of this suspension
action will be small*
considerations*

This finding is based on several

The inherent flexibility in the treatment

schedules permits delays in treatment during an estimated
two-year suspension period.

Alternative chemical, mechanical,

and manual control treatments are available and are being
used.

The availability of these alternatives will minimize

the impacts of suspension on those acres which require
treatment during the suspension

period.

^ 1) The Forestry Use
The forestry use comprises

28% of 2,4,5-T use.

2,4,5-T's advantage is its ability to control a wide
sprectrum of weeds without damaging the treated trees.
-13-

�Forest managers take measures to control weeds
on softwood forests on two maj or occasions during the
approximately 50-year life of a commercial forest:

( 1)

the preparation stage designed to clear a site of potentially damaging vegetation prior to planting, and 1 2)
the release stage designed to free young trees I 3 to 10
years old) from weed and hardwood competition in order
to promote extensive growth.
I have found that the use of 2,4,5-T is not necessary for site preparation*
time.

2,4,5-T is used only 20% of the

Other chemicals, mechanical or manual, clearing

methods, or burning can be equally effective in giving
newly-planted trees the opportunity to grow. The alternatives
are more expensive.

A two-year suspension of 2,4,5-T use

for release treatments would have no serious effect because
the treatments could be delayed for two years without
impairing tree growth.

Alternatives are generally available

where weed growth makes treatment necessary.

Finally, the

impact on consumers of wood products is likely to be small.
t 3)

The Rights-of-Way Use

2,4,5-T is used to control woody and herbaceous
plants on railroads, highways, electric transmission
lines, and pipelines.

The rights-of-way use covers 41%

of total 2,4,5-T usage.
-14-

�Chemical, mechanical, and manual methods of control are also used on righta-of-way acreage.
more than one method is common practice.

Use of

The cost of

2,4,5-T is less than chemical alternatives for some
methods of application, more expensive for others.
Many rights-of-way managers who have scheduled
2,4,5-T use during the suspension period are likely to
postpone treatment entirely.

Managers will likely use

alternatives when plant growth is rapid.

Even if all

acres were treated with alternatives, I estimate that the
additional cost of treatment on rights-of-way during
suspension would not have a significant impact on users'
revenues or operating costs.
-•£ 4)

The Pasture Use

Weed control in pastures is now practiced on only
about 1.0 million out of about 101 million acres of pastureland.

There are effective chemical and/or mechanical

control alternatives for all weed species in all regions.
The maj or result of suspension on pastureland would be a
delay in treatment on much of the acreage scheduled for
treatment due to the inherent flexibility of decisions
whether to treat.

The economic impacts of a two-year

suspension would be of little or no consequence.
-15-

�C.

Summary of Findings on Imminent Hazard

=Q 1)

The Forestry Use

In order to find an imminent hazard, I must find
that the risks of use during the period likely to be
required for cancellation proceedings appear to outweigh
the benefits*

The Alsea study, establishing a correla-

tion between use of 2,4,5-T in forest management and
miscarriages in humans, coupled with animal studies showing
similar effects, indicates that there is a substantial
likelihood that serious harm could result to persons with
qualitatively similar exposures from the forestry use of
2,4,5-T.

Aerial application, a major forest treatment

method, may result in drift and increased exposure potential*
This hazard to human health clearly outweighs the benefits
of 2,4,5-T use during the cancellation period.

The economic

impacts of suspension are small because of the flexibility
of treatment schedules and the availability of alternatives.
Hence, I find that an imminent hazard exists for the forestry
use of 2,4,5-T.
1 2)

The Rights-of-Way Use

For the reasons discussed below, the use patterns
of the rights-of-way use create the same, or greater,
potential for human exposure as the forestry use.

In broad

terms, considerable exposure potential exists due to the
-16-

�large numbers of persons living near rights-of-way and the
likelihood of drift from the widespread use of aerial
application.

Hence/ the rights-of-way use results in a

hazard to human health which in my j udgment outweighs the
corresponding benefits. Although rights-of-way is the
biggest 2,4,5-T use, a use moratorium during the cancellation
proceedings would not have a significant economic impact
because many rights-of-way managers are likely to postpone
treatment entirely during the suspension proceedings; if
they do treat/ alternatives are available.

Therefore, I

find that an imminent hazard exists for the rights-of-way
use during the cancellation proceedings.
I 3)

The Pasture Use

For the reasons discussed below, the application
of 2,4,5-T on pastures presents exposures qualitatively
similar to the forestry use, and hence the risk posed by
2,4,5-T use to human health is of concern.

The exposure

risk may be lower than for forests and rights-of-way.

The

principal application technique is spot spraying with
knapsack equipment, which has less drift potential than
aerial application. The benefits, however, are marginal at
most.

Weed control is practiced on less than 2% of pasture

acreage, showing the relative unimportance of chemical or
other treatments.

Treatment can ordinarily be delayed or
-17-

�dispensed with entirely.

In any case, there are effective

chemical and/or mechanical control alternatives for all
species in all regions of the United States.

Thus, while

the risks to human health from the pasture use appear to be
lower than from the rights-of-way and forest uses, the
economic impact of two-year suspension of the pasture use is
of little or no consequence.

I find that an imminent hazard

exists for 2,4,5-T usage on pastures because the risks
outweigh the benefits of use during the cancellation
proceedings.
D.

Summary of Findings on Emergency
As previously discussed, I have interpreted the

statutory provision on emergency suspensions [FIFRA Section
6( c)( 3) ] to require a preliminary balancing of risks against
benefits of use during the time for holding a suspension
hearing.

Hence, an emergency finding involves two issues:

( 1) immediate intervention is required because there
is no time to hold a suspension hearing before the next
period of pesticide use; and I 2) the risks outweigh the
benefits during the time for holding the suspension hearing.
At the end of the suspension proceeding, I have discretion
to affirm, modify, or reverse my suspension order.

-18-

�C 1)

The Forestry Use

There is not enough time to hold a hearing before
the next forest spraying season.

Much of the year's

treatment generally occurs between March and May.

I am

advised that in some parts of the Pacific Northwest, spraying
is about to begin or has already begun.

Hence, assuming

2,4,5-T use on forests poses unreasonable adverse effects,
immediate action is required to stop 2,4,5-T use.
The risks posed by 2,4,5-T forestry use clearly
outweigh the benefits of use during the suspension proceeding.

The Alsea epidemiological study suggests that

persons in the vicinity of forest spray are being exposed to
the potential dangers of 2,4,5-T use.

These people are

about to be exposed to almost one year's dose of 2,4,5-T
applications in the next two months.

The emergency suspen-

sion proceeding is anticipated to run from March through
June I see discussion in Section V) . Hence, by the time the
suspension hearing is over, it will be too late to halt much
of this year's spraying.
Considering benefits, the economic consequences
from a three-month delay for the completion of suspension
proceedings are very small.

Much of the scheduled treatment

can readily be deferred for this short a period of time.
-19-

�In any case, alternatives are generally available to prevent
reductions in tree growth where treatment is considered
essential.
Accordingly, I find that an emergency exists for the
forestry uses of 2,4,5-T.

Therefore, I am ordering immediate

suspension of all 2,4,5-T registrations for these uses of
2,4,5-T.
( 2) Rights-of-Way Use
2,4,5-T is applied on rights-of-way I railways,
highways, electric transmission lines, and pipelines)
during the spring growing season, which starts in March in
some parts of the country.

Additionally, some methods

of application on rights-of-way may be year-round. Hence,
there is not enough time to hold a hearing before humans are
exposed to the risks to their health presented by this
chemical.
The risks of 2,4,5-T use far outweigh the benefits
during the time for holding a suspension hearing.

The

potential for human exposure from the rights-of-way use
during this period is not inconsiderable even though
the use season is not limited to the March-June suspension
proceeding period.

Large numbers of people live near

rights-of-way areas, and aerial application is an important
application method.

On the other hand, little economic
-20-

�harm will result from a three-month use moratorium. Use on
rights-of-way can generally be deferred for this short
period of time*

At any rate/ alternatives are available*

Chemical alternatives are cheaper than 2,4,5-T for some
application methods, including aerial application.
Accordingly, I find that an emergency exists for
the rights-of-way use of 2,4,5-T.

Therefore, I am ordering

an immediate suspension of all 2,4,5-T registrations for the
use of 2,4,5-T on rights-of-way.
C 3)

Pasture Use

The application of 2,4,5-T to restrict weed growth
on pastures is expected to occur in March in some parts
of the country and in even more areas before the anticipated
completion of the suspension proceeding in June.

Hence,

emergency measures are required since I believe that the
pasture use poses the risk of unreasonable adverse effects
to human health during the suspension

hearing.

The pasture use presents the risk of exposing innocent
bystanders because residences are scattered
pastureland areas.

throughout

The risk to humans from 2,4,5-T use on

pastures may be lower than from use on forests and rights-of-way,
because aerial application is used on forests and rights-ofway and not on pastureland. On the other hand, the benefits
-21-

�of use during the 3 to
virtually nil.

4 month suspension period are

Treatment can most certainly be postponed

during this short period.

In any case, there are effective

chemical and/or mechanical control alternatives for all weed
species in all regions of the country.
Accordingly, I find that an emergency exists for the
pasture use of 2,4,5-T.

I am therefore ordering an immediate

suspension of all 2,4,5-T registrations for the use of
2,4,5-T on pastures.

IV.

BASIS FOR FINDINGS CONCERNING IMMINENT HAZARD AND EMERGENCY

In Section III of this notice, I have presented a
summary of my findings that an imminent hazard and emergency
exist for the forestry, pasture, and rights-of-way uses of
2,4,5-T.

The data, information, and analyses upon which

these findings are based are detailed below.
A.

Findings Relating to Adverse Effects in Test
Animals

(1) Adverse Reproductive Effects in Test Animals
This section presents the test animal data upon which
I relied in finding that exposure to TCDD and/or 2,4,5-T is
likely to result in adverse reproductive effects in humans.
Except as specified below, these data were derived from
studies in which pregnant rodents were orally exposed to
-22-

�TCDD and 2,4,5-T during the second trimester of gestation by
daily gavage or in which primates were chronically exposed
before mating.

The pregnant rodents were sacrificed shortly

before the scheduled birth of the offspring, and the fetuses
were examined for abnormalities. The Agency has extracted
key data for presentation in this report of findings.
Experimental details and descriptions of the underlying data
are presented in the 2,4,5-T RPAR notice and in the published
literature.
C *0

Exposure of Test Animals to TCDD

TCDD produces fetotoxic effects such as death
and reduced fetal size; skeletal deformities such as cleft
palate and clubfoot; injury to internal organs such as
intestinal bleeding, intestinal lesions, and abnormal
kidneys; and post-partum effects such as reduced survival.
These effects appear in several different rodent strains and
species, occur in all of the litters in some dose groups,
and occur at doses at least as low as 0.01 ug TCDD/kg.

The

repeated and regular appearance of several different forms
of damage to test animals of several different strains and species

-23-

�indicates that TCDD is a teratogenic and fetotoxic agent in
mammals.
(A)

Fetotoxic and Embryolethal Effects

Fetotoxic and embryolethal effects have been reported
for at least three different mouse strains, two different
rat strains, and one strain of subhuman primates exposed to
TCDD during gestation.

For example, in studies using

generally low-dose regimens of TCDD, Neubert and Dillmann
reported that resorption sites (resorbed or dead embryos)
occurred in 54% (7/13) of the litters at 0.3 ug/kg and in
100% (3/3) of the litters at 9.0 ug/kg for NMRI mice,
compared to 24-32% (23/95 and 24/65) of litters exhibiting
resorptions in control animals which had not been exposed to
TCDD.

Sparschu et al. reported resorption of 100% (110/110)

of the fetuses in Sprague-Dawley rats exposed to 8 ug
TCDD/kg, compared to 20% resorption (63/309) of the fetuses
from the control animals.

Khera and Ruddick reported 100%

(77/77) resorption of fetuses at 4 ug/kg and 36% (56/153) at
exposures of 1 ug/kg in Wistar rats, compared to 2-7% (3/152
and 10/127) in the control animals.

Smith et al. reported

resorptions in 95% (18/19) of the litters of CF-1 mice
exposed to 1.0 ug/kg, compared to 74% (25/34) in the control
animals; despite the high control incidence of resorptions
in this study, the increased incidence in the experimental
-24-

�animals was statistically

significant.

In an abstract of a current study, Schantz et al.
1979) reported 57% ( 4/7)

of pregnant monkeys aborted and

one delivered a stillbirth.

Two others on the 50-ppt diet

failed to conceive, and two delivered normally.
control animals all delivered normal infants.

The eight
Maternal

toxicity was observed in some dose groups in some of these
studies.
Similar effects have been reported at higher dose
levels of TCDD.

Neubert and Dillmann reported that a single

dose of 45 ug/kg to NMRI mice on day 6 produced resorptions
in 100% ( 3/3) of the viable litters, compared to resorptions
in 24% ( 23/95) of the control litters.

Courtney reported

an average of 87% mortality in 6 litters of CD-1 mice orally
exposed to 200 ug/kg, compared to an average mortality of 6%
in 15 vehicle control litters.

This investigator also

reported an average of 76% mortality in 6 litters of CD-1
mice exposed subcutaneously to 200 ug TCDD, compared to 14%
in the six litters of control animals.

Some of these

studies also describe statistically significant weight
depression in the surviving embryos I e.g., Sparschu et al.) .
These and other studies also report that TCDD had no
measureable adverse effects at some dose levels in some
strains*

For example, Khera and Ruddick report no fetotoxic

effects at 0.125 ug/kg in Wistar rats, and Neubert and
-25-

�Dillmann report no teratogenic effects at 0.3 ug/kg in NMRI
mice.

Courtney and Moore reported that TCDD had no effect

on fetal weight or embryonic mortality at 0.5 ug/kg in CD
rats, and Sparschu et al. reported no effect at 0.03 ug/kg
in Sprague-Dawley rats.
Dow Chemical Company, a 2,4,5-T registrant, has
recently completed a study of the effects of TCDD on reproduction in Sprague-Dawley rats exposed to low dose-levels
of this chemical for three generations.

The registrant

concluded that "impairment of reproduction was clearly
evident among rats ingesting 0.01 or 0.1 ug TCDD/kg per
day.

Significant decreases were observed in fertility,

litter size, gestation survival, post-natal survival,
and postnatal body weight."

In addition, exposure to

0.001 ug TCDD/kg per day, the lowest level tested in this
study, resulted in statistically significant increases in
the percentage of pups dead at birth and/or dying before the
*/
end of three weeks of life in some generations.—

±/ Dow Chemical Company has claimed that the results
of this study are "trade secret" or "confidential."
An injunction issued on April 4, 1978, in the case of
Dow Chemical Co. v. Costle, Civil Action No. 76-10087,
U.S. District Court for the Eastern District of Michigan
=•". Northern Division) , arguably precludes EPA from disclosing the data from this study at the present time.
Although the relevant provisions of FIFRA have since
been amended to allow disclosure of data such as this
[see, e.g., FIFRA Sections 1GC(d) and 10( g) ] , the injunction has not yet been modified. EPA intends to promptly
request the Court to modify the injunction, but until
this has been done the Agency will not publicly disclose
the data from the study. The summary presented in the
text of this Order does not, in EPA's opinion, constitute
disclosure of the allegedly "trade secret" data submitted
by Dow and would not cause any harm to Dow 1 s legitimate
competitive interests. The data from the study may be
made available to any party in a suspension or cancellation
proceeding under an appropriate protective arrangement.
-26-

�Although the experimental protocols and strains
differ for the several studies cited, in each case TCDD
significantly increased the incidence of resorbed embryos or
stillborn animals relative to the rate observed in control
animals not exposed to TCDD.

The regular occurrence of

embryonic death in studies by different investigators in
primates and in different rodent strains indicates that
exposure to TCDD during mammalian gestation may result in
the death of the embryos and related maternal reproductive
failure•
{ ii)

Skeletal Anomalies

Skeletal defects appear in six studies involving four
different mouse strains.

Courtney and Moore report the

following incidences of cleft palate in the indicated
strains exposed to 3 ug/kg TCDD:

71% ( 5/7)

C57BL/6 mice, compared to none I 0/23)
( 2/9)

in litters of

in the controls; 22%

in litters of DBA/2 mice compared to none ( 0/23) in

the controls; and 30% ( 3/10) for CD-1 mice, compared to none
(0/9) in the controls.

Neubert and Dillmann, also using 3 ug

TCDD/kg, reported 29% ( 7/24)

of the viable litters had

fetuses with cleft palate for NMRI mice compared to 6%
( 10/160) of the control litters.

Smith et al. reported

cleft palate in 71% I 10/14) of CF-1 mouse litters at 3
ug/kg, compared to none (0/34) in the controls.

-27-

�In exposures of shorter duration, Moore et al.
reported cleft palate in 86% (12/14) of C57BL/6 mouse
litters exposed on days 10-13 to 3 ug/kg, compared to none
(0/27) in the control litters.

Neubert and Dillmann reported

cleft palate in 71% (10/14) of litters of NMRI mice exposed
to a single 45 ug/kg dose on day 11, compared to 6% (6/95)
of litters in the controls.
Courtney and Moore reported no cleft palate in any of
the litters in CD rats exposed to 0.5 ug/kg.

Similarly,

Khera and Ruddick, using Wistar rats, reported that the
occurrence of the skeletal anomalies in the fetuses exposed
to 2.0 ug/kg was comparable to the rate for the untreated
animals.
(iii)

Injury to Internal Organs

Exposure to TCDD produced injury to the kidneys and
intestinal tracts of at least five different mouse and rat
strains.

Smith et al. reported 28% (4/14) of litters with

kidney anomalies at 3 ug/kg in CF-1 mice, compared to none
(0/34) in the controls.

Moore et al. reported 100% (14/14)

of litters with kidney anomalies in C57BL/6 mice exposed to
3 ug/kg on days 10-13, compared to none (0/27) in the
control litters.

Courtney and Moore reported kidney anomalies

in 100% (10/10) of the litters of CD-1 mice at 3 ug/kg,
compared to 33% (3/9) in the controls, and 67% (4/6)
-28-

litters

�with abnormal kidneys in the CD rat at 0.5 ug/kg as compared
to none (0/9) in the control litters*

Sparschu et al.

reported hemorrhages or lesions of the intestine of 36%
(36/99) of the fetuses of Sprague-Dawley rats exposed
to 0.5 ug/kg, compared to none (0/246) in the control
fetuses.
(b) Exposure of Test Animals to 2,4,5-T
Cleft palate, high incidences of fetal mortality,
reduced fetal weight, and other indicators of injury to
the developing fetus have been reported in several studies
in which test animals were exposed to 2,4,5-T contaminated
with varying levels of dioxin.

Some of these effects have

been reported in test rodents at maternal doses as low as 10
mg/kg 2,4,5-T containing no detectable TCDD (limit of
detection: 0.5 ppb).
For example, Neubert and Dillman (1972) studied the
effects of 2,4,5-T contaminated with dioxin in NMRI mice.
Using 2,4,5-T with 0.05 ppm TCDD, these investigators
reported resorptions in 57% of the litters and cleft palate
in 71% of the litters at 60 mg 2,4,5-T/kg, compared to
24-32% resporptions and 6% cleft palate in the controls.
-29-

�Similarly/ Courtney and Moore t 1971) reported that
oral exposure of CD rats to 80 mg/kg 2,4,5-T containing 0.5
ppm TCDD led to 52% fetal mortality per litter, compared
to 3.4% in the controls.

At this dose, kidney anomalies

were observed in 50% of the litters, compared to none in
the controls, but none of the fetuses had cleft palate at
any dose.

However, subcutaneous injection of 100 mg/kg

2,4,5-T containing 0.05 ppm TCDD led to cleft palate
in 40% of the litters of CD-1 mice, compared to none in the
controls.
The Dow Chemical Company, a 2,4,5-T registrant,
has recently completed a study I Smith et al. 1978) of
the effects of 2,4,5-T {.containing less than 0.5 ppb
TCDD) on reproduction in Sprague-Dawley rats exposed to
2,4,5-T for three generations.

The registrant reports

that exposure of these animals to 10 and/or 30 mg 2,4,5-T/kg
per day resulted in statistically significant increases
in the frequency of stillborn rat pups, and/or decreased
*/
survival of the pups that were born alive.—

^/ Dow Chemical Co. has also requested confidentiality
for the results of this study. The discussion in the
footnote in Section IV. A fX1 XXa) J i) also applies to these
data.
-30-

�(c)

Other Effects in Test Animals

Recently/ Highman et al. showed that impaired
fetal kidney development followed maternal treatment with
120 mg/kg of 2,4,5-T on days 6-14 of gestation.

The im-

paired development was associated with a significant
reduction in cellular alkaline phosphatase.

TCDD

has been found to induce delta aminolevulenic acid synthetase (ALA) in chick embryos with as little as 1.5 ng/egg,
and Goldstein et al. found a two-fold induction of ALA in
C57BL/6 mice as a significant 2,000-fold accumulation of
porphyrins in the liver occurred when compared to controls
after treatment with 25 ug/kg of TCDD.

Abnormal porphyrin

synthesis occurred in female rats when treated in a chronic
study at 0.01 ug TCDD/kg per day (Kociba et al. 1977).
Alkaline phosphatase and gamma glutamyl transferase levels
in female rats on 0.1 ug/kg significantly increased when
compared to controls.
(2)

Oncogenic Effects in Test Animals

(a)

Exposure of Test Animals to TCDD

The Carcinogen Assessment Group (CAG) has concluded
that TCDD induces carcinogenic responses in mice and rats
at exceedingly low dose levels and that these effects,
together with data showing that TCDD is mutagenic, constitute substantial evidence that TCDD is likely to be
a human carcinogen.
-31-

�Oow Chemical Company, a 2,4,5-T registrant, studied
the effects of TCDD on male and female Sprague-Dawley
rats exposed to 0.022, 0.220, or 2.2 ppb TCDD.

CAG

agrees with the registrant's conclusion that there is a
statistically significant increase in the incidence of
heapatocellular carcinoma in female rats exposed to 2.2 ppb
TCDD.

In another study using Sprague-Dawley rats, Van

Miller reported that 1 ppb and 5 ppb TCDD produced a carcinogenic response in the livers of male Sprague-Dawley rats.
These observations tend to confirm the registrant's observations that TCDD produces an oncogenic response in the livers
*/
of male Sprague-Dawley rats.—

Further, a preliminary

report of a not-yet-completed National C.ancer Institute
study tends to confirm these observations of a carcinogenic
response in rats.

A contractor for the National Cancer

Institute has reported that TCDD is carcinogenic in the rats
and mice used in that study.
CAG also emphasized that, at low levels, TCDD is
a potent inducer of arylhydrocarbon hydroxylase, an enzyme
system that contains an enzyme that is known to mediate
the formation of epoxides, compounds which are potentially
active carcinogenic

metabolites.

V
The CAG and an EPA audit found that this study had major
shortcomings in design and conduct that limited the reliability
of the data developed at dose levels lower than 1 ppb.
-32-

�GAG also reported that TCDD is mutagenic in the
Ames test without the metabolic activation system.

Its

mutagenic activity is exhibited by frameshift mutations
caused by intercalation between base-pairs of DNA.
(b)

Exposure of Test Animals to 2,4,5-T

On the basis of its review of 10 chronic toxicity
studies, eight using mice and two using rats, CAG has
concluded that there is no significant evidence in the
completed studies that 2,4,5-T is carcinogenic in these
species*

Specifically, CAG reported that exposure to 3, 10,

or 30 mg 2,4,5-T/kg (TCDD not detectable at detection limits
ranging from 0.12 to 0.33 ppb) does not have carcinogenic
effects in Sprague-Dawley rats.

Preliminary data from a rat

study in progress are also negative.

Nonetheless, these

findings do not negate the cancer-causing potential of
2,4,5-T as commercially produced since it contains the TCDD
contaminant.
CAG's review of the design and conduct of other
studies disclosed that testing in mice is inadequate
because the maximum tolerated dose may not have been used
in some of the studies in which mice showed no carcinogenic response, and because there were significant defects
in the design and execution of a study for which the authors
-33-

�initially reported a statistically significant increase
in tumors in female mice.
B.

Findings Relating to Risk to Humans

(1)
(a)

Study of Miscarriages in Alsea, Oregon
General Discussion

In response to the 2,4,5-T RPAR notice, a group
of eight women informed the Agency that they lived within 12
miles of Alsea, Oregon, where 2,4,5-T is used in forest
management and that they had experienced a total' of 13
miscarriages between 1972 to 1977.

In their letter, the

women presented information showing that most of their
miscarriages occurred eight to ten weeks after conception
and followed by four or six weeks the date of the spring
application of 2,4,5-T in the forest areas in which these
women reside. The women indicated their belief that this
information suggested that the unusually high number of
miscarriages in their group was related to the use of
2,4,5-T.
The effects which these women reported were comparable
to the embryolethal and fetotoxic effects observed in
test animals that have been exposed to 2,4,5-T and/or TCDD.
Moreover, because embryos are particularly susceptible to
the harmful or lethal effects of fetotoxic or teratogenic
agents during the early stages of pregnancy, the occurrence
of these miscarriages within approximately two months of the use
-34-

�of 2,4,5-T in the Alsea area suggested a possible relationship
between the use of the pesticide and the miscarriages
reported for this group of women.

For these reasons/ the

Agency began an epidemiological study to determine if the
occurrence of the spontaneous abortions in the entire Alsea
area1', parts of three counties comprising about 1/600 square
miles) bore any relation to the use of 2,4,5-T in the
area. To answer this question, the Agency gathered

informa-

tion and data from hospitals on the occurrence of spontaneous
abortions in the Alsea Study area and compared these
data to comparable data from a rural area where there was
little or no known use of 2,4,5-T or other dioxin-contaminated
phenoxy herbicides 1 Control area) •

Data on spontaneous

abortions from an Urban area near Alsea were also reviewed
for the study.
The Agency1 s preliminary analysis of the data generated
through this study indicates that:
*/
( 1) The spontaneous abortion index— \ hospitalized

miscarriages per 1,000 births)

for the Alsea Study area

where 2,4,5-T was used was significantly greater than the
index for the Urban and Control areas where there was little
or no known use of 2,4,5-T;

^/ The investigators determined the spontaneous abortion
index by relating the number of hospitalized spontaneous
abortions to the number of live births, corresponding to
month of conception. The ratio derived in this way is
expressed as abortions/1,000 births, related to month of
conception, and permits comparison between areas of different
total population size. The index is based on a five-month
moving average for births to correspond with monthly miscarriages
for terms up to 20 weeks £ about five months) .
-35-

�(2)

There was a dramatic increase in the spontaneous

abortion index for the Study area relative to the Urban and
Control areas in the months of June and July; this increase
followed, by approximately two months, a period in March and
April when 2,4,5-T was used to control vegetation in the
forested Study area; and
(3)

Statistical anlyses of these data indicate

that there was a significant correlation between the amounts
of 2,4,5-T used in the Study area during the spraying
season and the subsequent increase in the spontaneous
abortion index in the Study area.
In conclusion, the Agency's systematic survey of
the occurrence of spontaneous abortions in an area of
2,4,5-T use indicates that there was an unusually high number
of spontaneous

abortions in the area, and that the incidence

of spontaneous abortions may reasonably be related to the
use of 2,4,5-T in the area. The data further indicate that
the miscarriage experiences which the eight Alsea women
reported to the Agency were representative of the experiences
of the larger population of women living in the Study area.
The data and information which provide the basis for these
conclusions are summarized below.
(b)

Results and Analysis

Comparison of the spontaneous abortion indices
for the Study, Urban, and Control areas for the period from
-36-

�1972 through 1977 shows that women living in the Study area
where 2,4,5-T is used were more likely to experience
spontaneous abortions than women living in either the
Urban or Control areas (Table 1).
abortion index averaged 80.8

The six-year spontaneous

for the Study area, compared to

averages of 43*8 and 65.4 for the Urban and Control areas/
respectively.
In addition to this general elevation in the Study
area spontaneous abortion index, there was a striking
increase in the Study area index for the months of June and
July.

During June, the index in the Study area was 130.4,

compared to 44.9
respectively.

and 46.0 in the Urban and Control areas,

For July, the indices were 105.4 for the

Study area, compared to 14.6 and 55.3 for the Urban and
Control areas, respectively. These data are presented
graphically in Figure A.
The increased spontaneous abortion indices in the
Study area during June and July are particularly significant
when viewed in terms of data on the use of 2,4,5-T in the
-37-

�*/
Study area.—

Spraying records for the Alsea area for the

study period indicate that 2,4,5-T use occurs primarily
between March 1 and April 30; substantially lower amounts of
the pesticide are used during May and still lower amounts
are used during July and August ^Figure B) .

Examination of

this information on the use of 2,4,5-T in light of data on
the increased incidence of spontaneous abortions reveals

^/ The preliminary report inadvertently included 3,530
pounds of silvex as 2,4,5-T in the estimates of usage in
the Study area. Conceptually, this flaw is not significant:
1) since its effect would merely modify slightly
the very significant correlation coefficient between
herbicide use and miscarriages; 2) the nature of the
relationship between time of application and the miscarriages is expected to remain unchanged; and silvex
contains TCDD and could be expected to result in the same
effect.
Nonetheless, the Agency immediately had the analysis
rerun to determine whether specific change in numerical
estimates result.
Corrected 2,4,5-T use remained significantly correlated with miscarriages occurring 2-3 months laterC r».72;
p&lt;.01) . Combined silvex and 2,4,5-T spray data were also
correlated with miscarriages since both compounds could
be hypothesized to cause the observed effect due to a
common TCDD contaminant. This analysis also showed strong
correlation.between use of herbicides containing TCDD and
miscarriages as would be expected on the basis of animal
studies f r-.69; p&lt;.02) .
The relative insensitivity of the correlation to
changes in quantity further demonstrates the inherent
strength of the relationship between the basic use pattern and miscarriages occurring approximately 2 months
later.
-38-

�Table 1.

Monthly Spontaneous Abortion Index for the Study,
, anAJTpirETo-i^Areas (Oregon, 1972-1977)
Month
^StuoTy AreaS"' Lerban~ffr^a
CorftrUl Are"^, Average 1
148.1
13^9
&amp;2.Q
68.0
January
February

82.2—

March

93.8

April '

-"28. 1

53.2

43.9

48.1

61.9

61.9

47.0

97.5

68.8

89.9

50.8

63.2

68.0

130.4

44.9

46.0

73.8

.£0574}

14.6

55.3

58.4

August

88.1

31.8

79.8

66.6

September

46.0

49.6

85.3

60.3

October

76.2

54.8

50.5

60.5

November

76.7

19.6

54.3

50.2

December

70.3

45.6

94 . 5x

70.1

&lt;130^1}

43.8

(6574)
--^

63.3

JteY
fJune
1
1 July

(Average

-—49.3

-39-

|
1
|

1

�Figure A.

Plot of Monthly Spontaneous Abortion Index for
the Study, Urban, and Control Areas

Study Area
Urban Area

130 .

Control Area
120
110 100 .
90
x
£ 80 .
c
H
s

70 J

o

u 60 4
o

J3

*

50 40 30 -

20 .
10 -

o&gt;
6.

a.

&lt;

«

c
9

••&lt;
9

JC

Month
-40-

a
o
(A

o
o

&gt;
o

o
o

O

�Figure B.

Pounds of 2,4,5-T Sprayed in Alsea Basin
Accumulated by Respective Month, 1972 through 1977,
Compared with Abortion Index for the Same Period

Pounds Sprayed
9- — -* Abortion index
130 .
120

/

A\
\

/

\

/

110 -

xA
X

£
c

80

f

-

H

t! 60 .
o

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50 -

1-1

\

i

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1

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V
•H

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Ift
(J

\

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. 4 x
-u
c

\

1

I

e 70 o

o
o

\

/

90 .

0

\

/
100 .

- 5

1

0)

M

\

D&gt;

/

\

N

- 3

/

\

I

^

•H
-U
U
f^

/

\/

I

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a)

\

V

f

Q
CO

40 -

C
3

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30 -

cu

- 1
20

-f"

10
1

i

'

e

1
.a

M

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i

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X

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X

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fa

«

«n

Month

-41-

o
o

o
z

S
o

�that this increase occurs approximately

two months after the

period of annual application of 2,4,5-T in the Alsea area.
More refined analysis of these data on total abortions
and total 2,4,5-T use by month during the period from 1972
to 1977 indicates that there was a statistically

significant

correlation between the abortion index in the Study area
and the amount of 2,4,5-T used there*

That is, when the

increased spontaneous abortion index was compared to the
amount of 2,4,5-T used each month in the areas where the
women resided, the peak in the abortion index followed the
peak in the spray pattern by approximately two months. This
two-month lag time corresponds to the time predicted on the
basis of the initial reports from the eight Alsea women.
Because this correlation is statistically significant
(p&lt;0.01), there is strong reason to suspect that the spontaneous abortion increase was related to the use of 2,4,5-T.
In view of the laboratory data establishing that
2,4,5-T and its contaminant TCDD have embryolethal effects
in test animals and the susceptibility of the young embryo
to fetotoxic and teratogenic

agents, the increased spontaneous

abortion index in an area of 2,4,5-T use may reasonably be
interpreted to be a consequence of the exposure of women
residents of the area to the 2,4,5-T used for forest
-42-

�*/
management.—'
(2)
(a)

Seveso (Italy) and Vietnam
Seveso, Italy

On July 10, 1976, an accident at the ICMESA chemical
plant in the Seveso region of Italy released 2 to 10 pounds
of TCDD over a wide area.

Hundreds of animals died, many

area residents reported skin disorders, and an area of
110 hectares was evacuated.

The most pertinent reports on

this incident are provided by Reggiani (1977), Tuchman-Duplessis
(1977), and Whiteside (1977; 1978).
There is an apparent consensus that the reproductive
epidemiology of Seveso, as presented, does not provide
firm evidence of increased risk of spontaneous abortions or
congenital malformations following the explosion.

The

^/ The Alsea experience may not be an isolated incident.
Reports of people adversely affected by exposure to phenoxy
herbicides and/or TCDD have frequently appeared in medical
and scientific journals. Recent summaries appear in IARC,
NRCC, and U.S. Air Force documents on phenoxy herbicides and
dioxins. Further, as a result of the 2,4,5-T RPAR, the
Agency recently received numerous accounts of human health
effects attributed to phenoxy herbicides and/or TCDD. These
have been summarized in a document included in the record.
The cumulative effect of these reported incidents suggests
that people who live and/or work in areas of 2,4,5-T use may
experience adverse health effects.

-43-

�Agency does not believe, however, that those investigations
provide sufficient evidence of the absence of increased
teratogenic risk in humans, either for dioxin in general or
among the women of Seveso in particular.
reasons for this conclusion:

There are three

(1) deficiencies in the

available data; (2) methodologic deficiencies in the treatment
and interpretation of the data which are available; and
(3) suggestive indications in the available data that there
may actually have been an increase in teratogenic risk in
the area after the incident.
Major points which illustrate deficiencies in the
available data include:

reproductive data in the area

"either do not exist or are deliberately underreported"
(Reggiani 1977); baseline rates for spontaneous abortions
and congenital malformations in the area prior to the
incident are not available; less than complete cooperation
was obtained from local physcians and less than complete
registration of pregnant women was attained (623 pregnant
women were registered, but 2,513 deliveries were recorded in the
area for July 1976 to May 1977; registration was thus about
25%); while 34 women obtained therapeutic abortions in the
area, it is estimated that more than 2 times that number
obtained them legally or illegally elsewhere (Whiteside
estimates the number to be 4 times as many); and the
conventional pitfalls of reproductive epidemiology could not
-44-

�be avoided 1 e.g., dependence on hospitalized spontaneous
abortions for numerators and hospitalized births for
denominators and different gestational cohorts for spontaneous
abortions and births occurring in the same calendar period) .
Maj or points which illustrate methodologic deficiencies
in the treatment and interpretation of the available data
include:

estimates of the total amount of dioxin released

ranged from 650 g^Reggiani 1977) to 11 kg tWhiteside) , to
130 kg;&gt; Nature 11/28/76) ; estimates of exposure per person
2
2
varied from 29 ug/m ( Tuchman-Duplessis) to 5,620 ug/m
( Reggiani 1977); exposure was characterized by geographic
zones, but reproductive data were gathered by geographic
districts raising questions whether the zones were contiguous
with the districts; spontaneous abortion rates were grouped
in 6-month intervals, but congenital malformation rates for
1976 were grouped in 12-month intervals which could have
masked an effect expected to be relatively acute or with a
2-3 month lag period; and the rates listed as "totals" for
the two groups of districts in Table 13 ( in Reggiani 1977)
appear to be averages of the district rates and as such are
invalid and cannot be interpreted; the lack of chromosomal
abnormalities in the products of therapeutic abortions is
overemphasized since dioxin could conceivably produce a
teratogenic effect without producing a concomitant mutagenic
-45-

�effect; and the wide interspecies variation seen in lethality
studies should not automatically be applied to teratoqenic
effects because it is known that very low doses are teratogenic
in the rat I e.g., 0.01 ug/kg) and dioxin doses which caused
teratogenic effects in rhesus monkeys were apparently as low
as 2.5, 50, and 500 nanograms/kg.
Suggestive indications of a possible teratogenic
effect in humans, from the available data, includes the
congenital malformation rate increased by 570% ( about
7-fold) between 1976 and the first five months of 1977
I Table 14, 0.13 to 0.87 per 100 live births) I in Reggiani
1977).

The birth rate dropped "sharply" following the

explosion

and cows aborted and produced malformed offspring

following the explosion.

! Whiteside) . A local doctor

noted a "marked increase" in convulsions among infants.
I convulsions could be delayed effects of neurotoxicity j.n
utero) . [Whiteside]) .
Cb)

Vietnam

A large amount of TCDD- contaminated herbicides
were used in Vietnam during 1962-1971.

Possible health

effects have been reported upon retrospectively by groups
entering Vietnam. Tung et al. charged that 2,4,5-T was
responsible for much of the Down's Syndrome seen in
-46-

�[South] Vietnam. Crummer was quoted by Honoroff as having
observed high incidences of children with Down's Syndrome.
Tung et al. also noted a very significant increase in the
Hanoi hospitals in hepatic carcinomas in the period 1962-1968
[1790/7911 cancer cases (10%), compared to 159/5492 (2.9%)
for the period 1955-1961],
It should be remembered that most of the accidents
reported here were retrospective accounts.

In the cases

of Seveso and Vietnam, reporting was (and still is) at
best piecemeal.

The exposed populations contained numbers

of highly mobile persons who could not be accounted for
adequately.

( 3)
(a)

Exposure Analysis
General Considerations

There are two components to any pesticide-related
risk: (1) the toxicological properties of a chemical,
and (2) exposure to the chemical. The risk assessment is a
summation of the conclusions in each of these areas. A
highly toxic chemical may pose high risk even if

exposure

is low; conversely, a compound of low to moderate toxicity
may pose high risks if exposure is high.
Estimating probable exposure is difficult for a
-47-

�number of reasons.

While it would be inappropriate to

attempt a definitive discussion of these problems here, it
is useful to note a few examples.

First/ empirical data on

exposure is less available than is toxicology data.

Second,

there are a number of exposure pathways which require
consideration (e.g., inhalation, dermal absorption,
ingestion of food residues, and ingestion of water

residues).

Third, the inherent complexities of the dynamics of a
chemical's movement through the environment create formidable
obstacles to describing any given exposure pathway.

For

example, the chemical may behave differently in various
media depending upon a number of environmental factors which
can vary at any one application site.

Thus, even when some

empirical data on a given route of exposure is available,
there are often uncertainties concerning the applicability
of the data to situations

involving conditions which vary

from those which obtained

at the study site.

The inherent difficulties of exposure assessment
always create a troublesome problem for decision makers.
These problems are of great concern in situations involving
chemicals which appear to pose risks even at very low levels
of exposure.

As discussed

above, the TCOD contaminant in

2,4,5-T is clearly such a chemical. For example, TCDD is
carcinogenic in rats at doses as low as 1 ppb and fetotoxic
in mice at doses as low as 0.01 ug/kg/day.

-48-

�Moreover, the complexities of exposure assessment
are also amplified in situations involving persistent
chemicals.

This is because the length of time a chemical

persists in the environment can increase the opportunities
for movement of the chemical and confound attempts to
eliminate pathways as pathways of concern.

Time increases

the possibilities of variation in enviromental factors
affecting chemical mobility.
The environmental persistence of 2,4,5-T is relatively
short due to physical, chemical, and biological degradation
processes.

On the other hand, the contaminant TCDD has a

much longer persistence in soil and is known to bioaccumulate
in fish (Hatsumura and Benezet, 1973; Kearney et al.,
1973).
Generally, exposure assessments involve attempts at
modeling the likely exposure potential through several
pathways which are identified as pathways of principal
concern.

The exposure assessment typically will involve

attempts to describe the movement of the chemical from the
site of application

to persons potentially

at risk, using

such empirical data as are available on the presence of the
chemical at various intermediate points in the critical
path.

conservative

assumptions based upon such things as

knowledge about the behavior of similar chemicals, typical
environmental conditions affecting the use site, and
-49-

�the like, are used to bridge inevitable gaps in the empirical
data. The objective, however, is a simple one: to obtain a
qualitative and (if possible) quantitative description of
the likelihood that a given chemical will move from where
it is applied to a given group of potentially exposed
individuals•
Since 2,4,5-T first surfaced as a subject of regulatory concern, determining potential exposure has been
the critical issue on the risk side of the regulatory
equation. Uncertainties about exposure resulted in suspension
of regulatory action in 1974, and the launching of an
ambitious project to generate exposure data (the "Dioxin
Implementation Plan" or "DIP").

Primarily because of great

difficulties encountered in developing analytical methodologies
with sufficient sensitivity to measure the extremely low
levels of TCDD which are of biological concern, the progress
of the DIP has been disappointing. To date, it has yielded
only fragmentary information.
In my judgment, the information which has recently
come to my attention as a result of the Alsea study constitutes a dramatic and troubling new point of departure
for analysis of TCDD exposure concerns.

As indicated above,

these data show a striking relationship between 2,4,5-T use
and increased incidences of spontaneous abortions among
-50-

�women residing in the use area.

As further developed above,

this effect is an effect which one would have predicted as a
likely outcome of human exposure, based upon a body of
animal data of almost unprecedented conclusiveness*

The

Alsea study, to be sure, contained no data showing actual
exposure.

However, concern for the health of humans who

may be exposed to 2,4,5-T and its contaminant, TCDD, is
heightened because scientists have not demonstrated that
there is a level of exposure that has no adverse effects in
*/
humans.—

Thus, in the face of the highly significant

relationship which the study showed, and the animal data, I
conclude it is reasonable and in the public interest to assume
** /
that the women in the Alsea study were exposed to TCDD.—'

^/ A committe of the National Research Council of Canada
recently agreed with the authors of the World Health Organization's monograph on TCDD that "for TCDD a no-effect level
for man could not be established" (NRCC 1978).
**/ I have found it prudent to suspend because data from
the Alsea Epidemiological Study indicates that women experiencing adverse reproductive effects may have been exposed to
2,4,5-T. Information of this kind concerning a chemical's
effects on human populations is rarely available. Before
the Alsea Study was completed, Agency scientists developed
preliminary exposure analyses for 2,4,5-T based on use
information, assumptions, and modeling. Since I have
information of adverse human effects correlating with the
use of 2,4,5-T, I have chosen to rely on this correlation as
a basis for regulatory action, rather than on exposure
analyses based exclusively on use information and modeling.
-51-

�Moreover/ I also conclude that it is prudent to
assume that individuals who frequent or live in areas where
2,4,5-T is used may be exposed to TCDD in ways and under
conditions which may cause these individuals to be exposed
in ways qualitatively

similar to those experienced by the

Study area women.
As developed below, I find that 2,4,5-T use patterns
likely to cause exposure opportunities similar to the
exposure experienced by the Study area women are the forestry,
rights-of-way, and pasture uses of 2,4,5-T.

The Agency has

identified pesticide applicators and persons involved in
pesticide application support activities, and persons living
in or frequenting areas of 2,4,5-T use as the principal
groups of individuals who may be exposed as a result of the
forestry, rights.-of-way, and pasture uses of 2,4,5-T.
(b)

The Alsea Study Area

(i)

Description of Area

The Alsea Study Area comprises

approximately

1,600 square miles of Oregon's forested Coastal Range centered
around the "Alsea basin," an area of approximately 400
square miles.

It is bounded on the west by approximately

70 miles of the Pacific Coast and extends inland for distances
ranging from 10 to 35 miles. The Study area includes all but
-52-

�the northern and southern reaches of the Suislaw National
Forest.

Numerous commercially owned and Bureau of Land

Management forested acreages are interspersed throughout
this region. Mountain elevations of approximately 1,000 feet
are not uncommon; peak elevation is slightly more than 4,000
feet.

The principal rivers are the Siletz, Alsa, Yaquina

and the Suislaw.

Eastern fringes of the area drain eastward

into the Willamette Valley.

Maximum runoff is reached

generally during the winter months as the result of storms
off the Pacific occurring usually as rain.
The Study area is predominantly rural.

The four

largest towns have a total population of 14,450.

All

other towns/villages have populations of less than 1,700.
Alsea has a population of 400 (1970 census).

In addition,

many residences are scattered througout the forest areas.
All of the nine women who were identified in the first phase
of the investigation resided, at the time of pregnancy, in
rural residences located within 12 miles of Alsea.
(ii)

Use Pattern

2,4,5-T is applied to the forests in the Alsea
area almost exclusively by helicopter for control of undesirable vegetation such

as red alder, vine maple, salmonberry,

and thimbleberry. In general, the compound is used in the
-53-

�spring fMarch, April, or May) with a second application
made, if needed, in middle to late summer ( July or August) .
Over the six-year study period, 10,000 pounds of 2,4,5-T was
distributed over a total area of approximately 7,000 acres.
The usual practice was to treat any particular site approximately
once every five years.

However, contiguous stands could be

treated in succeeding years.

The spray program spans only a

few days' time, with the duration depending on the number of
acres to be treated and the weather conditions.
To avoid contamination of water sources prior to
1978, the general application policy was to avoid spraying
near homes and to provide for a single swath of 30 to
60 feet on each side of any maj or stream.

In September

1978, the Oregon Forest Practices Act created guidelines
which prohibited spraying within 500 feet of an inhabited
residence or within 200 feet on either side of streams with
fish and/or ones that are used for domestic water supplies.
However, drift and runoff could contaminate surface waters.
f iii) Population Exposed to the Herbicide
Population of the Alsea Region is clustered in
several small towns; there are also isolated homes and
farmsteads in the forest area.

Groups which may be traversing

the forests of the Alsea Region include residents, workers
engaged in forest management, incidental travelers, hikers,
students, surveyors, and delivery persons.
-54-

�£ iv) Modes of Exposure
The major method of dispensing 2,4,5-T in the Alsea
Forest Region is by helicopters.

Although the Oregon Forest

Practices Act prohibits spraying near homes or streams,
there appears a likelihood that residents and travelers of
the Alsea Region might be directly exposed to 2,4,5-T
during periods of application as a result of drift*
Drift from a helicopter flying over a forest canopy can
produce drift of the herbicide spray at significant distances
from the path of the aircraft* Residents or travelers in the
path of the spray might be doused with the pesticide spray.
Exposure to the population from drift and direct
contact is by the dermal'( exposed skin) and inhalation
routes*

Resident populations may also incur exposure to

2,4,5-T and TCDD subsequent to application.

Waterborne

residues are a possible route of exposure; other possible
exposure routes include fish, wildlife, and other foods
produced or found in the area*

The fact that TCDD is

somewhat persistent and bioaccumulative may enhance exposure
possibilities.

Furthermore, pesticide mixers, loaders,

applicators, and other workers may be exposed to the pesticide
-55-

�\c
()

Comparison Between Presumed Exposure in The
Alsea Study Area and Possible Exposure in
Other Use Situations

The Alsea Study shows a significant correlation
between the use of 2,4,5-T in the Alsea area and increased
incidence of spontaneous abortions within approximately two
months after application*

The Agency believes that it is

prudent to assume that the women studied were exposed to
2,4,5-T.

While the Agency cannot determine the actual

routes of exposure, information about how 2,4,5-T is applied,
population densities, and proximity of Study area residents
to spray areas provides a basis for making assumptions about
possible chances for exposure.
That 2,4,5-T was applied by helicopter rather than by
ground application methods in Alsea, enhanced the potential
for exposure to 2,4,5-T from drift.

Aerial application is a

principal method for applying 2,4,5-T.

A substantial amount of

the 2,4,5-T applied in forests and on rights-of-way is
applied aerially.

In contrast, in pastures, application of

2,4,5-T usually is by spot treatment with knapsack spraying
equipment. This method, causing less spray distribution than
aerial application, lessens potential exposure from drift.

-56-

�Alsea inhabitants Live in towns and residences
scattered throughout forests in which 2,4,5-T was applied*
Effects occurred even though application near residences
and streams was prohibited.

The Study area women who

experienced spontaneous abortions were residents of the
area.

Their exposure to 2,4,5-T may have occurred either

while they were at home or while they were in nearby forest
areas. Bystanders, workers engaged in forest management,
people visiting the forests for recreational purposes, and
others would have exposure potential similar to the exposure
potential of the Study area women away from their homes.
Because TCDD persists in the environment, such non-residents
may have been exposed to 2,4,5-T and TCDD during or for some
unknown length of time after application had occurred.
The Study area women may have been exposed to
2,4,5-T or TCDD through ingestion of drinking water, fish,
and wildlife.

Residents are more likely to be exposed

through this route than infrequent visitors to the spray
area. Frequent visitors or workers in the area would have
exposure potential similar to that of residents.

All other

forest areas in which 2,4,5-T is used are most obviously
*/
similar to the Study area.—

^/ Commercial forests are defined as those lands not
withdrawn for non-timber purposes which are capable of
growing 20 cubic feet of wood per year of desirable species.
-57-

�The use of 2,4,5-T to maintain rights-of-way involves
exposure potential similar to the exposure potential
of the Study area women: residents of the application area
and workers and visitors who frequent the area may be
exposed.
The Agency estimates that a considerable number of
people may be exposed to 2,4,5-T and TCDD as a result of the
use of 2,4,5-T in non-urban areas to maintain rights-of-way.
Rights-of-way uses include highways, railway lines, electric
power lines, and pipelines.

A principal method of applying

2,4,5-T is by aircraft, which was the method of application
in the Alsea, Oregon area.

The population that is most likely to be exposed are
people who live in the path of the spray or in the area of
*/
drift.—

A large potential exposure group would be

comprised of people living along railroad tracks and along

_V Factors which affect drift include wind direction and
velocity, turbulence, relative humidity and air temperature,
atmospheric stability, pesticide formulation, application
equipment, and spray volume. For purposes of this analysis,
the Agency conservatively estimated possible pesticide drift
at 1/2 mile. The Agency notes, however, that pesticides
could drift farther depending on the variables listed above.
Some pesticide drift has been reported as far as 22 miles
from target (EPA DRAFT: "Report to Congress/Study - ULV," p.
95).
In addition, this same draft report estimates that
percent of pesticide drift over 1,000 feet from the target
variously ranges from a low of 10% to a high of 90%.
-58-

�highways*

Other groups that may be exposed are those that

live in forests or plains along power lines and pipelines.
The residents may be exposed to TCDD through the diet for
longer periods of time due to low levels of TCDD contamination in water and food.

An additional potentially

exposed group are people working in, or traveling through,
the treated area.
Exposure from the use of 2,4,5-T in pastures is
**/
likely to be lower than the Study area*—

Pastures

are likely to be near farmhouses and small towns. The
populations which may be exposed to 2,4,5-T include farm
families, other rural residents, and workers in rural
occupations. The predominant method of application for
controlling brush in pastures is spot treatment with knapsack
spraying equipment. The distribution of 2,4,5-T from this
technique is lower than that from forestry and rights-of-way
use, because this technique produces only short-range drift.
Indirect exposure due to residues in food is possible.
Generally, persons involved in applying pesticides
have greater exposure to the chemicals than do residents of

**/ Pasture is defined as land producing forage for animal
consumption, harvested by grazing, which has annual or more
frequent cultivation, seeding, fertilization, irrigation,
pesticide application, and other similar practices applied to
it. Fencerows enclosing pastures are included as part of
the pasture.
-59-

�the area in which the pesticides are used.

There is no

reason to believe that this would not be true of 2,4,5-T.
Therefore, the Agency is concerned about potential exposure
to pilots, ground spray crews, mixers and loaders, and
flaggers, all of whom are exposed to 2,4,5-T in the applica*/
tion process."

For aerial application, the ground crew, including
mixers and loaders of the aircraft, is the group with the
highest potential for exposure by both dermal and inhalation
routes, because they handle the concentrated formulations
up to 41% of 2,4,5-T acid by weight) .

The flaggers on the

ground are exposed mainly by drift of the diluted spray
deposited on their exposed skin, and to a lesser degree by
inhalation.

The pilots are expected to be exposed to

smaller amounts of 2,4,5-T by dermal and inhalation routes
because they sit in the enclosed cabin of the helicopter
while applying the diluted herbicide spray.

For the ground

application techniques, the applicators and mixers are the
workers running exposure risk.

Inhalation exposure may be

more significant when fine mist sprayers^ for example,

^/ In response to the 2,4,5-T RPAR, the American Paper
Institute and the National Forest Products Association
recently submitted a detailed study of aplicator exposure
to 2,4,5-T during both areial and ground applications
;
{2,4,5-T RPAR submission #1023H - 30000/26) . The results of
this study indicate that workers who handled the pesticide
concentrate had the highest exposure, followed by knapsack
sprayer applicators, mist blower drivers, helicopter pilots,
supervisors, and flagmen*
-60-

�spraying with a coarse spray.

The reason for this is that

smaller spray droplets are more readily absorbed through the
lungs.
C.

Determination of Benefits
The Agency has evaluated the potential economic

impacts of suspending the forestry, pasture/ and rights-of-way
*/
uses of 2,4,5-T during 1979 and 1980.—

The consideration

of economic impacts stemming from a suspension is limited to
a two-year period because the maximum proj ected length of a
cancellation proceeding would be two years. A suspension
order remains in effect only during a cancellation proceeding.
Thus, only the impacts which would arise during this period
would be at issue in a suspension. Any impacts which would
be caused by a suspension, but which would be felt after
**/
this period, are also considered.—

^/ The emergency suspension order will take effect immediately
upon issuance of this Notice and remain in effect during
any subsequent emergency suspension hearings. At the
conclusion of the hearings, a decision will be made whether
to continue or remove the suspension order during the
ensuing cancellation proceedings. Ecomonic impacts are
therefore separately evaluated for the 3 1/2 month period
allocated for an emergency suspension proceeding as well as
for the two years which may be required for a cancellation
proceeding.
**/ The Agency's analysis is based on information from a
number of sources including RPAR rebuttal comments received
by the Agency from registrants, users and other parties
during the RPAR process; and the USDA-States-EPA 2,4,5-T
RPAR Assessment Report^February 15, 19791 as well as other
relevant data. Although the 2,4,5-T Report attributes a
role to EPA, the final report has neither been completely
reviewed nor approved by EPA. Therefore, although the
Agency has relied on some portions of the report, it cannot
and does not wish to adopt all portions of the report as
reflecting the Agency position on matters discussed therein.
-61-

�2,4,5-T is registered for control of woody and
herbaceous plants on rights-of-way, forestry, range, pasture/
and rice.

The suspended uses ( rights-of-way, forestry, and

pasture) comprise about 74% of the estimated 9.3 million
pounds of 2,4,5-T active ingredient used annually in the
U.S.

Rights-of-way usage f3.8 million pounds) is the single

largest use, comprising an estimated 41% of total annual
usage; forestry f2.6 million pounds) and pasture usage
t" 500,000 pounds) account for about 28 and 5%, respectively,
of annual 2,4,5-T usage.
Economic impacts of suspending forestry, pasture,
and rights-of-way usage of 2,4,5-T during 1979 and 1980
were evaluated assuming all registered alternatives are
available, except silvex which is also subject to suspension.
The analysis often provides qualitative estimates of
impacts due to a lack of data to support precise quantitative
estimates.
Economic impacts during 1979 and 1980 would depend upon the treatment options actually selected by users.
For many, use of alternatives to 2,4,5-T during 1979
and 1980 would be optional ="{ i. e., could be delayed to a
later year) •

Other users might choose to use alternatives

immediately.

It is not possible to predict with precision

which option may be selected by the many potential users of
-62-

�2,4,5-T during the suspension period.
The Agency's analysis indicates that the suspension
of 2,4,5-T (and silvex) for forestry, rights-of-way, and
pasture uses during 1979/80 would not signficantly affect
U.S. production or prices of major commodities and services
from these sectors.

Impacts on productivity and costs

during the two years would generally be regional in nature
but insignificant on the national level.

Industry

impacts

would be nominal within the context of year-to-year variations
in economic activity due to interaction

of normal supply and

demand forces, as affected by weather, general monetary and
fiscal policies, international

economic developments,

etc .

Economic impacts during the 3 1/2 month emergency
suspension proceeding would negligible.

The only noteworthy

impact would involve the forestry use in which spring
applications predominate in the Northwest.

Even then, the

impacts are nominal during the 3 1/2 month suspension
proceeding.

-63-

�The minimal nature of the overall economic impacts
follows from:

( a) the inherent flexibility of treatment

schedules, permitting delays in treatment to ameliorate
negative economic impacts of suspension; ( b) the existence
of chemical, mechanical, or manual alternatives { or combinations) which are currently being used on these sites,
even though they are not generally as cost-effective as
2,4,5-T; andr( c) the 2,4,5-T usage which normally would have
occurred on the suspended sites represents a small fraction
of the overall industry acreage { e.g., 0.2 percent of
forestry acreage in the U.S.) ; concentrated acreages needing
treatment with alternatives during the suspension period
would occur only at the regional and local level.

Each of the suspended uses is examined in detail
in the following discussion.
"( 1)

Forestry Use

There are about 500,000,000 acres of commercial

-64-

�*/
- in the U.S. of which 1.16 million acres (0.23%) are
forests
treated annually with 2,4,5-T. This herbicide can be used
* */
at either or both of two stages in the p r o d u c t i o n — o f

conifers (softwoods):

(1) preparing sites for reforestation

and (2) releasing young trees from hardwood competition.
Each operation is undertaken once in the 50 year cycle of a
softwood stand.

2,4,5-T as well as other chemical and

non-chemical control methods may be used individually or in
combination for site preparation and release.
Use of 2,4,5-T for site preparation is not critical
although it is cost effective.

Several other chemical as well

as non-chemical methods are also effective for site preparation.
Picloram and 2,4-D, sometimes combined, are the most effective
substitute chemicals.

2,4-D costs less than 2,4,5-T but controls

a more limited spectrum of weeds.
Because the release (weeding) operation is conducted
after the seedling trees are in place, a selective herbicide
which will not harm the seedlings is preferred.

This is

particularly true for pine; only 2,4,5-T provides control of

^/ Commercial forests are defined as those lands not withdrawn
for non-timber purposes which are capable of growing 20
cubic feet of wood per year of desirable species.
5*V 2,4,5-T is sometimes used for other forestry herbicide
operations, including rehabilitation or species conversion,
fuel break maintenance, and timber stand improvement. The
major forestry uses of 2,4,5-T are site preparation and
release, which are the focus of this analysis.
-65-

�the wide variety of competing hardwoods without damaging the
sensitive seedling pine.

This often critical operation is

most effective when performed two to ten years after establishment of the stand.

If competing hardwoods are not

suppressed, the seedlings may be overtopped, and stand
growth and density may be decreased.

The benefits of weed

control for release and site preparation of conifer crops
are increased yields at harvest time.

For stands receiving

no weed control for site preparation or release, annual
growth can be substantially reduced on the most productive
sites.
Approximately 2 million acres of forests currently
receive site preparation while approximately 1.5 million
acres receive release treatments.

2,4,5-T is used for

about 20% of the site preparation (1.16 million pounds on
414,370 acres) and about 51% of release treatments (1.48
million pounds on 749,320 acres).

Other chemicals are often

used for both practices, as well as hand, mechanical, and
prescribed burning treatment.
Herbicides are applied by broadcast foliage spray
(aerial and ground) and by individual stem applications.
Because it is selective and does not injure conifers,
2,4,5-T is the only herbicide widely applied by broadcast
methods.

Broadcast foliar applications account for 89%, and
-66-

�the remainding 11% are individual stem treatments*

Other

registered chemicals are applied almost entirely by stem
treatments since they are damaging to conifers.
Site preparation with other chemicals generally costs
$20-50/acre, which is somewhat more than with 2,4,5-T
treatment.

Mechanical methods may range from $45-$200/acre.

Prescribed burning is effective at $3-$14/acre in the East.
In the Pacific Northwest/ burning costs $85-$225/acre, is
very risky and hard to control/ and may be restricted
because of smoke management regulations. Severe sprouting
after fires requires 1-2 release treatments in nearly all
cases.

Mechanical or combination methods provide the best

sites for reforestation.

They are limited, however, to

gentle terrain and may cause erosion on sloping lands.

They

can sometimes be incorporated with logging slash cleanup on
western forests, reducing the costs of new stand establishment.
Release of young conifer stands from hardwood
competition can be accomplished only by chemical or hand
methods.

Chemicals, principally 2,4,5-T, provide some

control of sprouting which manual methods do not.

Thus,

manual weeding may require two or more treatments in severe
cases.

Only two other chemicals, fosamine and glyphosate

(registered only in Washington and Oregon), provide this
-67-

�selective control.

Their costs are $30-$250/acre.

Aerial

applications of 2,4,5-T cost $ 10-$20/acre in the South and
$10-$75 in the West*

Hand methods may be used to a limited

extent where labor is available, at costs of $30-$200/acre
or more depending on density and size of hardwoods*

No

chemical other than 2,4,5-T is presently available in the
eastern U.S. where 67% of the acreage of the 2,4,5-T for
release work is accomplished.
Intensive management of young confier stands is
practiced primarily by public agency managers or timber
companies, rarely by small owners.

Site preparation is

normally tied to harvest cutting which in turn is dependent
upon marketing commitments (e.g., U.S. Forest Service) or
company raw material needs (industry).
Where current site preparation plans include 2,4,5-T,
some alternative method will likely be used.

Costs may

increase from 20-200% for most alternatives now available.
If budgets are inflexible, harvest cutting may be reduced
(USFS or state agencies) in order not to accumulate acres
*/
needing site preparation.—

Industry owners are more

likely to continue planned harvests and absorb the increased
site preparation costs.

^ / The U.S Forest Service is required to reforest havested
[
acres within three years under the National Forest Management Act of 1976.

-68-

�Release activities are less dependent on other
activities and can ordinarily be postponed for a few
years, at the increasing sacrifice of some future production.
If budgets are relatively fixed, some of the more productive
acres will be treated in 1979-80 where alternatives are not
too costly. Because of the lack of a selective herbicide
other than 2,4,5-1 for use on pine stands (especially in the
South and North), it is anticipated that approximately
60-70% of these stands in need of release will go without
treatment during 1979-80. In the West, about 3/4 of needed
release will be scheduled using other herbicides, although
full adjustments may be delayed to the second year.

Immediate impacts on users would occur in two forms:
increased costs and reduced future productivity.

Cost

increases for site preparation would range from $20-$200/acre
depending on the method chosen.

For the first year, release

costs would go up in the West by $ 10-$200/acre on those acres
where young stands are threatened with imminent loss to
weeds, possibly 20% of the 246,000 acres currently released
with 2,4,5-T.

The second year could see the use of substi-

tutes on the entire 1/4 million acres, as budgets are
adjusted to new costs.

Current total release costs in the

South would drop as many acres (65%) are left without
treatment.

However, there would be increased release costs
-69-

�as release is attempted at a later time, as well as productivity losses in the future.
Reduced future productivity may be reflected in
harvest cut adjustments where budgets cannot accomodate
the increased costs of alternate methods.

The U.S. Forest

Service is presently considering proposals for about 34,000
acres of 2,4,5-T applications on National Forests for 1979
(USFS 1979a). Because of recent policies on the use of
2,4,5-T, these proposals are to cover situations where no
alternative weed control appears feasible.

The loss of

2,4,5-T for these situations could conceivably cause a
reduction of FY 79/80 timber sale offerings to avoid accumulations of future problem areas.

However, it is not likely

to do so, as discussed below.
Since weed control occurs early in the life of forest
stands, the economic consequences of reduced control are
delayed until harvest time 30-125 years in the future.
However, substained yield management (as required on National
Forests by the Multiple Use-Sustained Yield Act of 1960)
requires a matching of harvest to anticipated growth of the
entire forest.

Any loss in productivity due to decreased

weed control would, on National Forests, be reflected in
reduced harvests.

Obviously this effect would accumulate for

each succeeding year of reduced weed control.
-70-

These adjust-

�ments are normally made at 10-year intervals for most
National Forests, and may not be reflected in immediate
harvest reductions during a one or two year suspension.
Private industry would likely accept the losses
in ultimate harvest as they occur in the future, with no
immediate reduction in harvest schedules (API/NFPA rebuttal
to the RPAR on 2,4,5-T, 1978).
Suspension would increase annual control costs by
$13.5 million if all 1.16 million acres now treated with
2,4,5-T were treated with alternatives (USDA/States/EPA,
Feb. 15, 1979).
acre.

This is an increase of $11.64 per treatment

For site preparation, the increase in cost would

average less than this, e.g., $5-$10 per acre; for release,
it would be generally much higher due to increased use of
the more costly manual methods, e.g., $30-$200 per acre in
many cases.

No overall average cost impact can be computed

on a percentage basis with current information. It is
unlikely that alternative control plans would be in full
effect until the second year of suspension.

The first

year effects would likely be 50 to 70% of these costs($7-$10
million), with added spending in later years to make up for
operations postponed the first year.
These added control costs due to suspension would be
-71-

�in addition to the value of any actual growth losses associated with delayed or less effective site preparation and/or
release treatments. A minor yield loss is projected for
loss the first year of suspension ( less than 0.2 percent of
U.S. softwood production) . This would increase in the second
year to about 0.5 percent.

These losses in yield, if realized would

have an estimated reduction on forestry income of $9.6 million
the first year of suspension and about three times this amount
the second year ($29 million) under the assumptions of the USDA/
State/EPA 2,4,5-T Assessment Team Report [USDA/States/EPA,
Feb. 15, 1979].
The total impact, including both increased control
cost ( $7 to $10 million) and yield losses, if realized (up
to $9.6 million) would be in the range of $10 to $17 million,
(if all 2,4,5-T acres were treated with alternatives, which
is unlikely, the total impact would be about $21.3 million
the first year.)

For the second year, the combined impact

would be more, totalling $36 to $39 million ($7-$10 million
plus $29 million in eventual yield losses) .

While significant,

these impacts are rather nominal within the context of overall
forestry industry of the U.S.
Effects on wood product prices would only occur
if a decision were made by the U.S. Forest Service to
curtail timber sales in the near future.
-72-

The limited

�impacts of suspension on production would not necessitate a
significant increase in wood product prices.
The economic impacts of suspension of the forestry
use for 3 1/2 months during emergency proceedings would be
nominal even though conifer release treatments in the
Pacific Northwest, are generally applied in the spring,
before bud break which occurs by March.

Some such treatments

may have already been made and delay of others for two to
four months during a suspension proceeding is of little
significance.
(2)

Rights-of-Way

2,4,5-T is used to control woody and herbaceous
plants on rights-of-way (railroad, highway, electric transmission, and pipeline) which could interfere with the functioning
of the system (e.g., weed encroachment on highways), threaten
the system's equipment, and/or interfere with inspection and
maintenance of the system.

2,4,5-T is considered to provide

longer control of pest plants than other control methods
without harming grass and other vegetation desirable for
erosion control, wildlife shelter, and aesthetics.
Chemical, manual, and mechanical methods of control
are used in various combinations on rights-of-way acres,
depending on the terrain, availability of labor, type of
-73-

�equipment and species type and density.

Combining control

methods is a common practice on rights-of-way acreage.
A relatively large number of acres apparently
receive no vegetation management.

Only about one-fourth of

electric utilities, railroads, pipelines, and highway
departments have all acres in management programs.
For highways and pipelines, mechanical methods are
used on more acres than any other method.

Manual is used on

most acres of electric acreage and is frequently employed as
follow-up treatment to supplement chemical control.

Somewhat

less than 1/3 of all rights-of-way acreage are estimated to
be treated by manual methods.

Chemicals other than 2,4,5-T

are more common on railroad acreage.

Acres treated with

chemicals are most likely to be acres where mechanical
control is difficult and where other alternatives are
expensive or relatively ineffective.
About 683,000 rights-of-way acres are treated with
2,4,5-T on the average of once every four years, or 2.7
million acres total. An estimated 3.8 million pounds a.e.
are used annually.

Only a small percentage of rights-of-way

vegetated acres are treated:

6.6%

of railroad (127,000

acres), 9.4% of electric (465,000 acres), 4% of pipeline
(22,000 acres), and 0.8% of highway (68,000 acres).

Usage

is believed to be mainly in the eastern and far northwestern
parts of the continental

U.S.

-74-

�Other chemicals are also currently used on many
rights-of-way acres/ including dicamba, 2,4-D, dichlorprop,
and picloram.

Almost 13% of the highway, 25% of electric

utilities/ 45% of railroad, and 5% of pipeline acreage is
treated annually with other chemicals (which may include
some non-herbicides).
2,4,5-T is $1.00 to $3.00 more expensive per application
than other chemicals, for aerial, selective basal, and stump
spray, which account for about 65% of annual acreage treated.
For ground broadcast or selective foliar treatment, 2,4,5-T
is cheaper ($2.00 to $19.00 in one case). The major economic
advantage of 2,4,5-T is in the longer period of control it
is said to provide.

Generally, mechanical and manual

methods are much more expensive than chemical methods.
With use of 2,4,5-T suspended, rights-of-way managers
would be faced with two main choices:

(1) use alternative

chemicals on acres scheduled for treatment or (2) postpone
any treatment to see if 2,4,5-T would be available the next
year.

They would most likely use alternatives on at least

some acres, in the Southeast and Pacific Northwest, where
plant growth is rapid.

The percentage of acres treated with

alternatives would vary by right-of-way type and would
probably be lower for railroads and highways, since they
appear to be more flexible in treatment schedules.
-75-

�If some acres are not treated during the first
year following suspension, they would probably be added to
scheduled treatments in the second or third year.

It can be

assumed that many managers would continue treating acres
each year as scheduled with alternative herbicides because
of increases in size and density of pest plants.

If so,

annual costs for vegetation management for highways and
railroads would increase by about $133,000 and $1,845,000,
respectively, if they treat all acres with alternative
herbicides.
Costs for electric and pipeline rights-of-way
would temporarily decrease by an estimated $680,000 and
$28,000, respectively, each year during suspension, mainly
because of the high proportion of aerial and selective basal
applications•

These applications are lower in cost than

2,4,5-T but must be repeated more often.

There would

be a net cost increase over time due to suspension only if
2,4,5-T is not available after the suspension period, i.e.,
if it is cancelled.
The overall net cost increase for all rights-of-way
types due to suspension only would be about $1.3 million per
year during the 1979-1980 period.

These changes in vegetation

management costs are not expected to impact industry net
revenue or operating costs significantly.

Increased vegeta-

tion management costs due to suspension would be less than
0.1 percent of operating expenditures for highways and
railroads.
-76-

�Impacts at the consumer level due to suspension
of highway and railroad uses are estimated at less than
$0.03 per household per year* This is based upon the annual
cost impacts noted above ($2*0 million) and the number of
households in affected regions*

No significant macro-economic

impacts would be expected from suspension of 2,4,5-T on
rights-of-way.
In view of the limited economic impacts from a
two-year suspension period, economic impacts during the 3
1/2 months required for a suspension proceeding would be of
no economic significance on rights-of-way.
(3)

Pasture

2,4,5-T is used to control a wide variety of wood
*/
and herbaceous weeds in pastures— throughout the U.S.

Weed control in pastures is economically sound where the
cost of control is exceeded by the value of increased
forage yield due to suppression of competitive non-forage
vegetation.

It is also practiced for reasons of long-term

pasture maintenance and cheaper fence maintenance.

Weed

*/ Pasture is defined as land producing forage for animal
consumption, harvested by grazing, which has annual or more
frequent cultivation, seeding, fertilization, irrigation,
pesticide application and other similar practices applied to
it. Fencerows enclosing pastures are included as part of
the pasture.
-77-

�control by means of 2,4,5-T is now practiced annually on
about 1% of U.S. pasture acreage (1.0 million of the estimated
101 million acres of pastureland in the U.S (48 states)).
This use includes approximately
ingredient of 2,4,5-T annually.

500,000 pounds of active
Generally, 2,4,5-T is

applied in pastures as a spot treatment with backpack or
hand-held sprayers, although some broadcast treatments are
also used.

** /
In contrast to range—, little 2,4,5-T is

aerially applied to pastures because landowners rarely allow
weed infestations to become sufficiently dense to justify
aerial application.
There appear to be effective chemical, manual, and/or
mechanical control alternatives for all species in all
regions, although no single set of alternatives can be used
on all weed species or in all parts of the country.

Thus,

alternatives such as picloram, dicamba, undiluted 2,4-D, and
hand labor can generally provide the same level of control
as 2,4,5-T, although at higher rates of application and/or
higher expense.

Since equally effective alternatives are

available, no yield impacts are expected during the 2-year
**/ Range is non-pasture grazing land on which
forage is produced through native species, or on which
introduced species are managed as native species. This
precludes land on which regular cultural practices of the
nature contained in the pasture definition.
-78-

�suspension period. On those acres where the conditions and
type of weed permit use of an alternative which is not more
expensive than 2,4,5-T, it is likely that these alternatives
will be fully employed.

Here no negative economic impact

would be experienced.
On those acres where the use of alternatives will
cost more than scheduled 2,4,5-T treatments, treatment
may be delayed, dispensed with entirely, or the more expensive
alternative employed.

Since treatments with 2,4,5-T are

generally effective for 5 to 10 years, the timing of control
is largely voluntary. Therefore, delay during the suspension
period may be practical on much of the acreage scheduled for
treatment.

Treatment may be entirely dispensed with on

acres scheduled for 2,4,5-T treatment which only marginally
require such treatments.
Presently the chemical costs of 2,4,5-T treatments
are about $2.00 per acre (or about $2.0 million on 1.0
million acres).

The chemical cost of alternatives is

estimated at about $6.00 per acre.

Thus, for each acre

treated with alternatives during suspension, the cost impact
would be $4.00.

If all 1.0 million acres were treated, the

cost impact would be $4.0 million.

Since treatment is a

given year is quite optional during the 5 to 10 year treatment
cycle on pasture, as many as one-half to one-fourth might
defer treatment in 1979/1980.

This would reduce the impact

to $2.0 to $3.0 million per year during suspension.
-79-

�The economic impacts of a two-year suspension of the
pasture use of 2,4,5-T would be of no consequence on a
national basis. It would be of significance to the individual
owners or operators whose pastures are due for immediate
treatment and on which more expensive alternatives must be
used.

These impacts would be of limited

local/regional

concern.
In view of the limited economic impacts of a two-year
suspension, the economic impacts during the 3 1/2 months
required for a suspension proceeding would be of no economic
significance.

V.

PROCEDURAL MATTERS

This order directs the emergency suspension of the
forestry, rights-of-way, and pasture uses of 2,4,5-T.
Registrants affected by emergency suspension actions may
request an expedited hearing before the Agency.

This

section explains how to request an expedited hearing,
the consequences of requesting or not requesting an expedited
hearing, and the procedures which govern an expedited
hearing in the event one is requested.

-80-

�A

«

Procedures for Requesting a Hearing
(1)

Who May Request a Hearing and When the Request
Should Be Made

Registrants of 2,4,5-T products registered for the
forestry, pasture/ or rights-of-way uses of 2,4,5-T may
request a hearing on these specific registered uses of
2,4,5-T within five days after receipt of this opinion and
order.
(2)

How to Request a Hearing

Registrants who request a hearing must follow
the Agency's Rules of Practice Governing Hearings (40 CFR,
Part 164)•

These procedures specify, among other things:

(1) that all requests for a hearing must be accompanied by
objections that are specific for each use for which a
hearing is requested

[40 CFR 164.121(a) and 164.123(b)] and

(2) that all requests must be filed with the Office of the
Hearing Clerk within the applicable five (5) days [40 CFR
164.121(a)].

Failure to comply with these requirements will

automatically result in denial of the request for a hearing.
Requests for hearings must be submitted to:
Hearing Clerk (A-110)
U.S. Environmental Protection Agency
401 M Street, S.W.
Washington, D.C. 20460
-81-

�B.

Consequences of Filing a Hearing Request
Under PIPRA Section 6( c) I 3) the emergency suspension

order becomes effective immediately and, unless stayed/
continues in effect until completion of the expedited
hearing and issuance of a final order of suspension*

The

statute provides that where an administrative hearing is
requested, the emergency order is subject to District Court
review on the emergency finding.

The final suspension order

issued by the Administrator after a hearing may keep the
suspension in effect, modify it, or terminate it.

A final

suspension order issued following a hearing is then reviewable
in the Court of Appeals.
The statute provides that if a hearing is requested
on the Administrator's emergency suspension actions regarding
2,4,5-T before the end of the five-day notice period, the
hearing stage is to begin within five days after receipt
of the request, unless the registrant and the Agency agree
that it shall begin at a later time. No party, other than
the registrant and the Agency, is to participate, except
that any person adversely affected may file briefs within
the time allowed by the Agency's rule.

Hearings on emergency

suspension, like hearings on ordinary suspension, are
subj ect to the provisions of subchapters II of Title
5 of the United States Code, except that the presiding
-82-

�officer need not be a certified hearing examiner.

The

presiding officer has ten days from the conclusion of the
presentation of evidence to submit recommendations to the
Administrator, who in turn has seven days to issue a
final order on the issue of suspension.
C.

Consequences of Not Filing a Hearing Request
Under the statutory scheme, if there is no request

for a hearing on the Administrator's suspension

actions

within the five-day notice period, the emergency suspension
order becomes a final suspension order, which remains in
effect until the conclusion of the cancellation proceedings,
unless modified or vacated sooner (40CFR 164.130).

Court

review of an emergency suspension order, including the
special review before the District Court discussed in Part
II is available only if an administrative hearing has been
requested within the applicable five-day period [FIFRA
Section 6(c)(2), 6(c)(3)].
D.

Supplementary Procedures
EPA's rules of procedures for expedited hearings are

set forth at 40 CFR Part 164, Subpart C.

I do not know if a

hearing will be requested on these suspensions.

If it is,

however, I am establishing the following procedures to
supplement the existing regulations in governing its
conduct*
-83-

�1.

A deadline is being established for the comple-

tion of all hearing procedures and the rendering of a
recommended decision under 40 CFR 164.121(j).

That dead-

line is 90 calendar days from the first prehearing conference, which shall be held in accordance with the time
requirements described below.
2.

I am naming certain EPA employees to serve as a

hearing panel in any hearing arising out of this notice (see
Appendix A)•
I am naming certain additional persons to be available
to provide technical advice and staff support to the hearing
panel (see also Appendix A).

If questions arise at the

hearing which persons in this category are uniquely qualified
to assess, they may be called on to serve on the panel
either in addition to, or in substitution for, the three
panel members named above.
The panel will conduct the hearing and submit a
recommended decision to me under 40 CFR Section 164.121(j).
None of the persons named above is subject in the normal
course of their duties to the supervision or direction
of any employee or agent of EPA who is a member of the
Agency trial staff named below.
554(d)(2).
-84-

See 5 U.S.C. Section

�Since 5 U.S.C. Section 554( dH 1) provides that
those presiding at adj udicatory hearings may not "consult a person or party on a fact in issue [in the course
of preparing their decision] unless on notice and opportunity
for all parties to participate," neither myself nor my
appellate staff will consult with the panel or its supporting
staff on any matters involving this case from the date of
notice until a recommended decision is issued.

Members of

my appellate staff are also listed in Appendix A.

We will

conduct an independent review of the questions presented on
appeal of any recommended decision•

However, in doing this

we will feel free to consult with the hearing panel and the
support panel, since they will have conducted the initial
proceedings and brought expert knowledge to evaluating the
record.
The following Agency bureaus or divisions, and
their staffs, are designated to perform all investigative
and prosecutorial functions in this case:

Office of

*/
the Deputy Administrator— , Office of Toxic Substances,

the Office of General Counsel, and the Office of Enforcement.

^_/ The Deputy Administrator may properly be included in
the trial staff since the prohibitions of 5 U.S.C. Section
55&lt;(d) do not apply to "the agency". Her inclusion is
necessary if guidance on general policy matters is to be
available to the trial staff and, to free a high agency
official to talk to outside interested persons about the
questions involved without the constrains otherwise imposed
by the ex parte provisions of the APA and the Government
in the Sunshine Act. The Deputy Administrator will take
no part in the detailed work of preparing and presenting
the Agency's case.
-85-

�From the date of this notice until any final decision,
no member of the hearing panel, its support staff, my
appellate staff, or myself, shall have any ex parte contact
with any trial staff employees, or any other interested
person not employed by EPA, on any of the issues involved in
this proceeding.

However, persons interested in this case

should feel free to contact any other EPA employee, including
both trial staff and persons not explicitly named as panel
members or assistants, with any questions they may have.
3.

I am directing the hearing panel to proceed as

follows to streamline proceedings in this case.
a.

My findings on imminent hazard and emergency

for suspended uses of 2,4,5-T together with supporting
information are in my opinion and order, which is available
for inspection in the Office of the Hearing Clerk.

Additional

supporting information, including references cited in the
opinion and orders, is also available for inspection in
the Office of the Hearing Clerk.

Together these documents
**/
constitute the Agency record in this m a t t e r . — E P A has
also attempted to put this information in perspective
through a narrative summary and analysis.

**/ Some of the documents in the record may be entitled
to confidential treatment under FIFRA Section 10, as amended.
Parties to the hearing may have access to such documents
if appropriate protective arrangements are made. See
also the footnote to this Order concerning confidentiality
of data [in Section IV.A.i 1H aK i) ]
.
-86-

�b. The scheduling of any hearing, particularly
in its earlier stages, involves a balancing between the
need to conduct an expeditious hearing and a concern
that the hearing not proceed too far before the identity
of those registrants requesting a hearing is established.
In arranging for the first prehearing conference, I have
attempted to accommodate both interests.

The hearing

panel shall convene the first prehearing conference within
five days after receipt of the last request for a hearing
by a registrant or 15 days after the issuance of my
opinion and order, whichever comes earlier.

The 15 day

maximum should ensure that all registrants wishing to
participate in the hearing have been given ample time
to file a hearing request after receiving notification
of my suspension actions.
c.

Within ten days from the first prehearing

conference, any person requesting a hearing shall submit
focused written comments on this opinion and order consisting of a counterstatement of proposed findings on
the issue of imminent hazard presented by 2,4,5-T together
with supporting information.

A narrative summary explaining

its bearing on the case should also be included.
d.

The Agency trial staff shall have seven

days thereafter to file supplemental information and
comments•
-87-

�e.

Within five calender days from the

filing of any supplemental information by the Agency
staff, the panel shall convene a second prehearing
conference*

At this conference all parties shall

appear prepared to present arguments on the signficiance and relevance of the material already presented.
This prehearing conference shall also hear all requests
for oral presentation of direct evidence and crossexamination, and the reasons supporting them.

At this

time each party shall present the names of witnesses
available for cross-examination on the matters the
party is putting into issue.

The party may list

documents (or portions thereof)

on which the potential

witness is available for cross-examination in lieu
of filing a formal witness
f.

statement.

Within five days after the prehearing

conference is over/ the panel shall issue a hearing order
setting the schedule for oral presentation of witnesses and
cross-examination.
( 1) Requests for oral presentation of direct
testimony shall be granted only if it is demonstrated

that

the testimony can be presented meaningfully only in that
form; in all other cases/ direct testimony shall be in
writing.

-88-

�(2)

Requests for cross-examination shall be

granted only if all of the following showings are made:
i.

The request concerns factual matters*

Cross-

examination will not be granted on matters of policy
or law.

ii.

The factual matters are legitimately in

dispute in light of the record.
iii.

The factual matters are material to the

decision to be made.
iv.

Cross-examination is the most efficient

way of resolving the dispute over these factual matters (as
opposed to such alternatives as production of further
information, or informal conferences).
v. There is a reasonable expectation that crossexamination will resolve the issue of material fact in a way
likely to influence the final decision.
g.

The testimonial phase of the hearing shall

begin three days after issuance of the order setting the
hearing schedule.

At the hearing, the panel shall take an

active role in the development of the record through
questioning of witnesses and by issuing procedural orders
where necessary.
-89-

�h.

At the end of the initial testimonial

phase, the hearing panel may permit the introduction of
additional information designed to rebut the contentions
made by opposing parties.
i.

The panel may revise any of the procedural

provisions of this notice other than the overall 90-day
deadline for rendering

.-

a recommended decision.the time for

which starts running after the first pre-hearing conference.
A discussion of some aspects of these procedures
follows:
( 1)

Deadlines

Deadlines for completing proceedings under FIFRA
have been twice endorsed by the National Academy of Sciences
[National Academy of Sciences, Decision Making in the
Environmental Protection Agency, Vol. II, p. 84 ( 1977) ;
National Academy of Sciences, Decision Making for Regulating
Chemicals in the Environment, p. 30 [ 1975)].
In addition, Congress has demonstrated a concern
for speedy action where suspensions based on a potential
threat to human health are concerned.

It has required a

hearing on such a suspension to begin five days after it is
-90-

�*/
requested— , and has allowed ten and seven days respectively

for preparation of the initial and final decisions once the
hearing is over [FIFRA Section $ c) I 2) ] .

FIFRA was amended

in 1975 to require consultation by EPA with the Department
of Agriculture and a scientific advisory panel before taking
action in many cases; suspensions based on human health
grounds, however, were exempted from those requirements to
allow speedy action where speedy action was desirable
[121 Cong. Rec. H 9895-96 ( daily ed. Oct. 9, 1975); 121
Cong. Rec. Section 19820-21 I daily ed. Nov. 12, 1975)].
Deadlines for completing the hearing have been
imposed in prior suspensions.

See, e.g., In re; Vesicol

Chemical Co., et al., 41 F.R.7552, 7553 (Feb. 19, 1976)
[Notice of Intent to Suspend Heptachlor and Chlordane], and
In re;

Dibromochloropropane, 42 FR 48915 ( Sept. 26, 1977) .

[Notice of intent to suspend and conditionally suspend
registrations of pesticide products].

The requirements set

forth in this order simply carry forward that practice.

±/ I do not regard the procedures set forth below as
inconsistent with this directive. What concerned Congress
was plainly that the hearing stage of Agency decisionmaking begin promptly, not that the oral hearing itself
start unconditionally in less than a week. To interpret
the law otherwise would forbid the use of such accepted
aids to efficient decisions as prehearing conferences in
precisely the cases where efficiency is most required.
-91-

�(2)

Use of a Panel

Despite the need for speedy action, the issues
involved in suspension are complex* Under the statute, a
judgement of "imminent hazard" must be based on consideration of costs and risks of all types [FIFRA Sections 2(1),
2(bb)]. Given the necessary time constraints and the preliminary nature of suspension as a remedy, factual certainty may
be elusive*

"[T]he function of the suspension decision

is to make a preliminary assessment of evidence, and probabilities, not any ultimate resolution of difficult issues"
[Environmental Defense Fund, Inc• v. EPA, 510 F.2d. 1292,
1298 (D.C. Cir. 1975), quoting from Environmental Defense
Fund, Inc. v. EPA, 465 F.2d. 528, 537 (D.C. Cir. 1972)].
Arriving at even such a preliminary assessment
can present formidable difficulties.

Considering risks,

questions can arise concerning the dispersion and persistence
of the pesticide in the environment and certain parts of it,
the conduct of animal feeding studies, the meaning of
those studies for human health, the validity of relevant
epidemiological studies, the reliability of using known
human exposure from one use pattern as a predictor of
potential human exposure in other use patterns, and finally
on what the upper and lower boundaries of any risks may be
and how firmly they are established.
-92-

Considering benefits,

�questions can be raised about the extent of use/ the availability/ practicality/ and effectiveness of substitutes both
now and in the future, and the range of the probable economic
impacts of a temporary ban on the pesticide, or some
use of it, in the light of all these factors.
The job will be easier and better performed, if I
am allowed to rely directly on the talents of EPA employees
with expert knowledge of the technical fields involved and
with the professional ability to assess problems arising in
them.

I believe it is for this reason that Congress has

provided that those presiding over suspension hearings need
*/
not be hearing examiners— .

(3)

Conduct of the Hearing

Overuse of cross-examination and courtroom formalities, I believe, has made many FIFRA proceedings
than was consistent with any rational purpose.

far longer
The overwhelm-

ing bulk of legal analyses by those who have studied the
problem, and EPA's own experience demonstrate that scientific
and economic issues can be clarified by the exchange of
written material far more efficiently th,an through courtroom
hearings. I am directing that written submissions be used

^/ The fact that more than one person will preside is
of no legal significance. Even when 5 U.S.C. Section 556
requires a hearing to be presided over by an examiner (or a
person representing the Agency), it also specifies that "one
or more" of those qualified may preside.
-93-

�here to focus the issues in an attempt to implement those
lessons.

At the same time/ particularly where Congress has

explicitly called for formal hearings, the accompanying
rights to reasonable cross-examination

and oral presentation

must be preserved.
All three elements of these supplementary procedures
are meant to work together.

The use of a panel will ensure

that expert knowledge is indeed brought to the task of
making a decision. The provision for preliminary written
submissions will allow that panel to screen the issues and
narrow the formal part of the hearing down to those that
are legitimately in dispute and suited to adjudicatory
resolution. Finally/ setting a schedule for decision will
help ensure that the potential gains in efficiency repres
/^l /
ted by the first two reforms ara'rearli/zed in

Douglae
Administrat

FEB 2 8 1979
Dated:

-94-

�APPENDIX A

HEARING PANEL
Charles Gregg, Chairperson
William Brungs
Robert Coughlin
TECHNICAL SUPPORT PANEL
Robert Chapman, M.D.
Neil Chernoff
Arnold Kuzmack
Dr. James Lichtenberg
ADMINISTRATIVE APPELLATE PANEL
Ronald L. McCallum
Charles R. Ford
Dr. Edwin H. Clark
Ms. Mary Ann Massey
Dr. Richard M. Dowd
Dr. Stephen J. Gage

�</text>
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                    <text>Item D Number

05264

Author

D

Deukmejian, George

NotSMnnBfl

Office of the Attorney General, State of California

Report/Article Titlfl Opinion of George Deukmejian, Attorney General, and
Clayton P. Roche, Deputy Attorney General; No. CV
78/105, March 2, 1979

Journal/Book Title
Year
Month/Day
Color

March 2
D

Number of Images

°

DeSOrlptOD Notes

Opinion on the right of a county board to adopt an ordinance
banning the application of phenoxy herbicides.

Tuesday, March 05, 2002

Page 5264 of 5363

�OFFICE OF THE ATTORNEY GENERAL

•

State of California

4+

. * £ ,„
*%%
«%..f&amp;&gt;/#

.^'A/^

GEORGE DEUKMEJIAN

~\

Attorney General

'

OPINION
No. CV 78/105

of
GEORGE DEUKMEJIAN
Attorney General

MARCH 2, 1979

CLAYTON P. ROCHE

Deputy Attorney General

THE HONORABLE JOHN A. DRUMMOND, COUNTY COUNSEL, MENDOCINO COUNTY, has requested an opinion on the following question:

May either the Mendocino County Board of Supervisors,
or the county voters through the initiative process, adopt an
ordinance banning the application of phenoxy herbicides including, but not limited to ".2,4-D", "2,4,5-T" and silvex in Mendo-'
cino County, or is such matter goveme'd exclusively by the provision of si_ate. law, specifically section 14001, et seq. of the
Food and Agriculture Code?
The conclusion is:
Neither the Mendocino Co'inty Board of Supervisors nor
the county voters through the initiative process may adopt an
ordinance banning the application of phenoxy herbicides, including but not limited to "2,4-D", "2,4,5-T" and silvex, in Mendocino County as such matter is governed exclusively by the provisions of section 14001 et seq. of the Food and Agriculture Code
and related statutes and regulations. Additionally,-the matter
appears to be preempted by federal law insofar as local agencies
of the state are concerned. •
'

'

ANALYSIS

A county has only those powers expressly granted to it
by the constitution or the general laws of the state, or those
powers which may be necessarily implied therefrom. • (Upton v.
City of Antioch (1959) 171. Cal.App.2d 858, 861, and. cases cited
1.

�D.

Preemption 3y Federal Law

The Federal Environmental Pesticide Control Act of
1972 provides for the comprehensive regulation of pesticides,
including their registration and use. The legislative history
of that act indicates that it did not intend to preempt states
from legislating in the same field but it did intend to prohibit
local entities of states from doing so. Section 24 of that Act
provides (7 U.S.C. 3 136v) :
"(a) A State may regulate the sale or
use of any pesticide or device in the State,
but only if and to the extent the regulation does not permit any sale or use prohibited by this subchapter;
"(b) Such State shall not impose or
continue in effect any requirements for
labeling and packaging in addition to or
different from those required pursuant to
this subchapter; and
"(c) a State may provide registration
for pesticides formulated for distribution
and use within that State to meet special
local needs if that State is certified by
the Administrator as capable of exercising
adequate controls to assure that such registration will be in accord with the purposes
of this subchapter and if registration for
such use has not previously been denied,
disapproved, or canceled by the Administrator. Such registration shall be deemed
registration under section 136a of this
title for.all purposes of this subchapter,
but shall authorize distribution and use
only within such State and shall not be
effective for more than .90 days if disapproved
by the Administrator within that period."
(See also 7 U.S.C. § 136b(a)(2) regarding "state certification"
of "state plans."
With respect to the 1972 federal law, Senate Report
No. 92-838 stated in part:
"4. The Senate Committee considered the
decision of the House Committee to deprive
political subdivisions of States and other
local authorities of any authority or jurisdiction over pesticides and concurs with

20.

CV 78/105

�the- decision of the House of Representatives.
Clearly, the fifty States and the Federal
Government provide sufficient jurisdictions
to properly regulate pesticides. Moreover,
few, if anyr local authorities whether
town, counties, villages, or municipalities
have the financial wherewithal to provide
necessary expert regulation comparable with
that provided by the State and Federal Governments. On this basis and on the basis
that permitting such regulation would be
an extreme burden on interstate commerce,
it is the intent that section 24, by not
providing any authority to political subdivisions and other local'authorities of
or in the States, should be understood as
depriving such local authorities and political subdivisions of any and all jurisdiction and authority over pesticides and
the regulation of pesticides,"
(1972 U.S. Code Congr, &amp; Admin. News at
pp. 3993, 4008.)
(See also further indication of this legislative intent in Senate
Report No. 92-970, wherein a proposed amendment is set forth and
discussed to give, "local governments the authority to regulate
the sale or. use of a pesticide beyond the requirements imposed
by State and Federal authorities." The amendment was, of course,
not accepted as is evident from the report of the Conference
Committee as well 'as the terms of Section 24 of the law as enacted.(See 1972 U.S. Code Congr. &amp; Admin. 'Jews at pp. 4092, 4111,
4128, 4130, 4134.)
Accordingly, the legislative history of the Federal
Environmental Pesticide Control A it of 1972 indicates virtually
conclusively an intent that the federal law should preempt
any regulation of pesticides by any local entity of a state.
CONCLUSION

State and federal law both preempt and preclude Mendocino County, either through its board of supervisors or the
electorate, from prohibiting the use, aerial or otherwise, of phenoxy
herbicides in the county. "Whether this is or is not wise policy
is not for this office to determine but is a question to be
directed to the State Director of Agriculture, the State Legislature,
the Environmental Protection Agency, and Congress. 13/

13. We note the news releases this, date to the effect
that the Environmental Protection Agency has in fact just used its
emergency powers to impose a partial ban upon "2,4,5-?" and silvex,
(See, e.g., San Francisco Chronicle, March 2, 1979, p. 4.)
PV 7R/10S

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                    <text>Item D Number

°5189

Author

Dominick, David D.

D (jot Scanned

Corporate Author
Report/Article Title Environmental Protection Agency,
Trichlorophenoxyacetic Acid, Intent to Hold Hearing and
Statement of Issues

JOUmal/BOOk Title

Federal Register

Year

1979

Month/Day

Julv24

Color
Number of Images

D

°

Descrlpton Notes

Friday, March 01, 2002

Page 5189 of 5263

�flDIRAl RtCIStfR, VOl. 3d, NO. 141—TULSDAY, JUtY 54, 1973

19R50

11)800

38

ENVIRONMENTAL PROTECTION
AGKNCY '

2,4,5-TniCHLOPOPhtNOXYACETIC ACID
Intent To Hold Hearing

Please take notice tint pursuant to the
authority vested in me by section 6U&gt;) &lt;2)
of the Federal Insecticide, Funr.iclde and
Rodcnticldc Act, as amended, I hereby
issue a notice of my intention to hold a
hearing on all registered uses of 2,4,5TrichlorophenoxyiieeUc Arid • (2,1,5-T)
other than on the iisc for rice which was
was cancelled on May 1, 1070 (USDAPRD 70-13), as reainrmed by Order of
August 6, 1071 (36 FH 1477, AUK, 11,
1971). It is my intention that the public
hearing concerning the use on rice,
(I. P. &amp; n. Consolidated Docket Nos. 42,
44, 45 &amp; 48) be consolidated with the
hearing I have called today for all other
uses and that all hearings commence in
April, 1974. The start of the hearing is
being delayed until then to permit the
Agency to complete :m environmental
and human monitoring project on the
presence of the tetnichlorodioxin impurity found in 2,4,5-T and the extent to
which the dioxin may adversely a f f e c t
human and animal health.
Please take further notice that any
person wislunfl to become a p a r t y to this
hearing called by me today on all oilier
uses of 2,4,5-T shall file a response to the.
accompanying statement ol issues, published herewith, with t h e Hearmc Clerk,
Environmental Protection Agency, Waterside Mall, Washington, D.C. 204GO,
on or before August 23,1973.
Done this 19th day of July 1973.
DAVID D. DOMINICK,
.Assistant Administrator for
Hazardous Materials Control.
(PU Doc.73-16189 Tiled 7-23-73;8:45 am]

2,4,5'TRIClll.OROPHCNOXYACt:TIC ACID
Stalcmcnt of Itsuc-s

Pursuant to the accompanying; notice
of intent to hold a hearing, it Is hereby
ordered that the followinn issues be addressed by such hearing together with
any other issues which the Administrative! Law Judpc deems relevant, namely:
I. Whether 2,4.5-Trlchloropheno.xyacetlc Acid (2,4,5-T) products presently
registered, or other material submitted
in support of these registrations, complies with the provisions of the Federal
Insecticide, Fungicide and Rocicntlclde
Act, as amended; and
II. Whether 2,4,5-T will perform its
Intended function without unreasonable
adverse effects on the environment.
in. Whether, when used In accordance
with widespread and commonly recoriilzod practice, 2,4,b~T generally causes
trnrea-sonnble adverse effects on the environment, as defined by the Fedcial
Insecticide. Funeicldc and Kodenticide
Act, as amended.
IV. Whether the registrations of
2.4,5-T should be cancelled or its clas.sifl"'Hlon changed.
V. The answers to these issues should
relate to thr following subsidiary qurstion.s, as wi-11 as to the ten Issues d e l i n e ated In the 2,4,5-T Orders of the A d m i n istrator ol November 4, 1971 and April 13,
1372; (I. F. &amp; R. Docket No. 42 and No.
44) and to such additional questions
as the A d m i n i s t r a t i v e Low Judge finds
relevant, namely:
A. The health hazards to man and to
other animals which may be caused by
2,4,5-T and/or Its rxl.remely toxic contaminant, 2,3,7.U-tctrachlorocliben70-i&gt;dioxin (TCIJU), with emphasis on the
following:
1. Is 2,4.5-T or TCDD ft tenvtoi'en?
2. Doca 2,4.n-T or TCDI) Induce other adverse reproductive! piiects?
3. Is 2.4,.r&gt;-T or TCDD n m u t a n e n ?
4. Its 2.4,5-T or Tt:])D a cari-lni-rcn''
6. Cnu&lt;.'&gt;:po.',ure to 2.4,5'Tor 'iron I n c l i n e
oub-lotlml chronic health eCeots?
6. Can chronic, low-lovH r s f n v . u r o ti&gt; 2.4.5T imcl/or M C D D cause delayed l e l l n i l l t y ?

IJ T)ie extent of the health risk'for
m n n and other animals tx&gt;R«l by H.4.5-T
and TCDD, with emphasis on the following conditions:
1. Can additional TCDD be gencralod In
thu Environment, by tho thermal strcsa of
2,4,5-T or Its metarjoirt'o?
2. Ccm 2.4,.r&gt;--T or TCDD persist und blonccumulate In tlio environment?
8. What arc the tivenue-s of hurmiu and
animal exposure to 2,4 5-T and TCDD? For
example, «ui ucrlal drift or water tmiu,por.
of 2,4,5-T or TCDD cause mo\«n\cvkt of lUcss
compounds away from t!-,c site of application 1
4. Are 2,4.5-T or TCDD residues bclni;
stored and Becumula'ed In the human footf
supply and In h u m a n and animal tissue.
Inclvullng humnns and wildlife directly exposed to 2,4.5-T?
6. Arc other clloxlns and elm'lar cont.vmlnanU, besides TCDD, present In 2.4 5-T and.
If to, what rU'k.5 to h e a l t h do they constitute' 1
C. Whtvt are other envlromncnUl sources
of dloxlnr, particularly TCDD. and do thtse
scmrcfcs enhunco tho total dioxin body burden
and exacerbate the h e u l t h risks rnl.icr) by
2.4.5--T mid related TCDD?
7. What are the current levels of dloxlnr, in
registered 2,4.5-T products and In technical
matctlul vi.U'd to formulate tlicst) products 1
0. Do the current methods of m a n u f a c t u r e
of 2.1,5-T provide for con.MPtcntly low level*
of dU-xln;; in the final u-chnl.'al product and
what arc the q u a l i t y control measures us«d
to mlnlmli'O dioxin levels?

C The necessity for the continuation
of cho registered uses of 2,4,5-T, with
emphasis on the following:
1. What arc the pests which each rcclstercd xi&amp;o Is intondi'j to control and the de-.
grec of control achieved by cuch use?
2. What Li tho ccmt. timing, and ruto of
uppUcfttlon of 2,4,5-T for each use?
3. -What alternative? controls exist for *ach
registered u.no and what la the cost and offc'ctlvcnc-sH of each altcrnatlvo.
4. Do a l t e r n a t i v e pc.-,llclde prodvicta caviseadverse e i i v l r i . n m r n t a l vlliv.ta?
5. What are the economic Implications of
tlicsu alternatives, Including that of no control?

Done tliis 19th day of July 1073.
DAVID D. DOMINICK,
Assistant Administrator /or
Hazardous Materials Control.
[TO Doc 7;1-151&lt;JO Hied 7 - 2 3 - f 3 ; B ; 4 8 am)
|I. F. ft U. Docket No. 2D5)

�*"••• *

39

1. A contaminant of 2,4,5~T ,— tetrachlorodibcnzoparadioxin (TCDD,
or dioxin) — is one of the most tet-atbgdnte chemicals known. The registrants have not established that 1 part per million of this contaminant —
or even 0.1 ppni —

in 2,4,5~T does not pose a danger to the public health

arid safety,
2.

There is a substantial possibility that even "pure" 2,4,5-T is

itself a hazard to man and the environment.
3. The dose-response curves for 2,4,5-T and dioxin have not been determined, and the possibility of "no effect" levels for these chemicals is only
a matter of conjecture at this time.
4. As with another well-known teratogen, thalidomi.de, the possibility
exists that dioxin may be many times more potent in humans than in test animals
(thalidomide was 60 times more dangerous to humans than to mice, and 700 times
more dangerous than to hamsters; the usual margin of safety for humans is set
at one-tenth the teratogenic level in test animals).
5. The registrants have not established
not accumulate in body tissues.

that the dioxin and 2,4,5-T do

If one or both does accumulate, even small

d«.-&gt;es could build up to dangerous levels within man and animals, and possibly
in the toot! chain as well.
6.

The question of whether there are other sources of dioxin in the

environment has not been fully explored.

Such other sources, when added to the

amount of dioxin from 2,4,5-T, could result in a substantial total body burden
for certain segments of the population.
7.

The registrants have; not established that there is no danger

from dioxins other than TCDD, such a:; th.C'hexa- and heplndioxln Isomera, which
also can be present in 2,4,5-T, and which arc known to be teratogenic.

�40

8. There in evidence that the polychlorophenolo in 2,4,5-T may decompose
into dioxin when exposed to high temperatures, such as might occur with
incineration or even in the cooking of food.
9.

Studies of medical records in Vietnam hospitals and clinics below

the district capital level suggest a correlation between the spraying of
2,4,5-T defoliant and the incidence of birth defects.
10. The registrants have not established the need for 2,4,5~T in light
of the above-mentioned risks.

Benefits from 2,4,5-T should be determined at

a public hearing, but tentative studies by this agency have shown little
\

necessity for those uses of 2,4,5-T which are now at issue.

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                <text>H. Sauer</text>
              </elementText>
              <elementText elementTextId="48762">
                <text>R. von Tiepermann</text>
              </elementText>
              <elementText elementTextId="48763">
                <text>A.M.Colombi</text>
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              <elementText elementTextId="48766">
                <text>Int. J. Biochem.</text>
              </elementText>
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          <element elementId="40">
            <name>Date</name>
            <description>A point or period of time associated with an event in the lifecycle of the resource</description>
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            <elementTextContainer>
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                    <text>Home Number

°5333

Author

Dryden, Forrest E.

Corporate Author

Walk, Haydel &amp; Associates, Inc., New Orleans, Louisian

D N0t scanned

RODOrt/ArtiClBTitlO Dioxins: Volume III. Assessment of Dioxin-Forming
Chemical Processes

Journal/Book Title
YBaP
Month/Day
Color
Number of Images

June

n

°
Volume III of a three-volume series. Contract No. 68-032579; EPA-600/2-80-158

Tuesday, March 05, 2002

Page 5333 of 5363

�United States
Environmental Protection
Agency

Industrial Environmental Research
Laboratory
Cincinnati OH 45268

Research and Development

&amp;EPA

Dioxins
Volume III.
Assessment of
Dioxin-Forming
Chemical Processes

EPA-600/2-80-158
June 1980

�RESEARCH REPORTING SERIES
Research reports of the Office of Research and Development, U.S. Environmental
Protection Agency, have been grouped into nine series. These nine broad categories were established to facilitate further development and application of environmental technology. Elimination of traditional grouping was consciously
planned to foster technology transfer and a maximum interface in related fields.
The nine series are:
1.
2.
3.
4.
5.
6.
7.
8.
9.

Environmental Health Effects Research
Environmental Protection Technology
Ecological Research
Environmental Monitoring
Socioeconomic Environmental Studies
Scientific and Technical Assessment Reports (STAR)
Interagency Energy-Environment Research and Development
"Special" Reports
Miscellaneous Reports

This report has been assigned to the ENVIRONMENTAL PROTECTION TECHNOLOGY series. This series describes research performed to develop and demonstrate instrumentation, equipment, and methodology to repair or prevent environmental degradation from point and non-point sources of pollution. This work
provides the new or improved technology required for the control and treatment
of pollution-sources to meet environmental quality standards.

This document is available to the public through the National Technical Information Service, Springfield, Virginia 22161.

�EPA-600/2-80-158
June 1980

DIOXINS:
VOLUME
III.
ASSESSMENT OF DIOXIN-FORMING CHEMICAL PROCESSES

by

Forrest E. Dryden, Harry E. Ensley
Ronald 0. Rossi, E. Jasper Westbrook
Walk, Haydel &amp; Associates, Inc.
New Orleans, Louisiana 70130

Contract No. 68-03-2579

Project Officer
David R. Watkins
Industrial Pollution Control Division
Industrial Environmental Research Laboratory
Cincinnati, Ohio 45268

INDUSTRIAL ENVIRONMENTAL RESEARCH LABORATORY
OFFICE OF RESEARCH AND DEVELOPMENT
U.S. ENVIRONMENTAL PROTECTION AGENCY
CINCINNATI, OHIO 45268

�DISCLAIMER
This report has been reviewed by the Industrial Environmental Research
Laboratory Cincinnati (lERL-Ci), U.S. Environmental Protection Agency, and
approved for publication. Approval does not signify that the contents
necessarily reflect the views and policies of the U.S. Environmental Protection Agency, nor does mention of trade names or commercial products
constitute endorsement or recommendation for use.

�FOREWORD

:; When energy and; material resources are extracted, processed, converted,
and used, the related :pollutional impacts on our environment and even on our
health often require, that new and increasingly more efficient pollution control methods be used. The Industrial Environmental Research LaboratoryCincinnati (lERL^Ci) assists in developing and demonstrating new and improved methodologies that will meet these«needs both efficiently and
economically.
This report is one of a three-volume series dealing with a group of
hazardous chemical compounds known as dioxins. The extreme toxicity of one
of these chemicals, 2,3,7,8-tetrachlorodibenzo-p-dioxin (2,3,7,8-TCDD), has
been a concern of both scientific researchers and the public for many years.
The sheer mass of published information that has resulted from this concern
has created difficulties in assessing the overall scope of the dioxin
problem. In this report series the voluminous data on 2,3,7,8-TCDD and
other dioxins are summarized and assembled in a manner that allows comparison of related observations from many sources; thus, the series serves as a
comprehensive guide in evaluation of the environmental hazards of dioxins.
Volume I is a state-of-the-art review of dioxin literature. Detailed
information is presented on the chemistry, sources, degradation, transport,
disposal, and health effects of dioxins. Accounts of public and occupational exposure to dioxins are also included. Volume II details the development of a new analytical method for detecting part-per-trillion levels of
dioxins in industrial wastes. It also includes a review of the analytical
literature on methods of detecting dioxins in various types of environmental
samples. Volume III identifies various routes of formation of dioxins in
addition to the classical route of the hydrolysis of chlorophenols. The
possible presence of dioxins in basic organic chemicals and pesticides is
addressed, and production locations for these materials are identified.
For further information, contact Project Officer David R. Watkins,
Organic and Inorganic Chemicals Branch, lERL-Ci. Phone (513) 684-4481.
David G. Stephan
Director
Industrial Environmental Research Laboratory
Cincinnati

m

�PREFACE
This report is Volume III in a series of three reports dealing with a
group of hazardous chemical compounds known as dioxins. This volume details
the chemistry of dioxin formation, and identifies the types of organic
chemicals and pesticides which may have dioxins associated with them as
impurities or byproducts. Other volumes of this series examine the occurrence, environmental transport, toxicity, and disposal of this class of
compounds, analytical techniques used to identify dioxins, and commercial
products with potential for containing dioxin contaminants.
An extensive body of published literature has appeared during the past
25 years that has been concerned primarily with one extremely toxic member
of this class of compounds, 2,3,7,8-tetrachlorodibenzo-p-dioxin. Often
described in both popular and technical literature as "TCDD" or simply
"dioxin," this compound is one of the most toxic substances known to
science. This report series is concerned not only with this compound, but
also with all of its chemical relatives that contain the dioxin nucleus.
Throughout these reports, the term "TCDD's" is used to indicate the family
of 22 tetrachlorodibenzo-p-dioxin isomers, whereas the term "dioxin" is used
to indicate any compound with the basic dioxin nucleus. The most toxic
isomer among those that have been assessed is specifically designated as
"2,3,7,8-TCDD."
The objective in the use of these terms is to clarify a point of technical confusion that has occasionally hindered comparison of information
from various sources. In particular, early laboratory analyses often reported the presence of "TCDD," which may have been the most-toxic
2,3,7,8-isomer or may have been a mixture of several of the tetrachloro
isomers, some of which are relatively nontoxic. Throughout this report
series, the specific term 2,3,7,8-TCDD is used when it was the intent of the
investigator to refer to this most-toxic isomer. Since early analytical
methods could not dependably isolate specific isomers from environmental
samples, the generic term "TCDD's" is used when this term appears to be most
appropriate in light of present technology.

IV

�ABSTRACT

Concern about potential contamination of products and wastes by
dibenzo-p-dioxins in the production of organic chemicals and pesticides is
the reason for this study of products and processes subject to such contamination. In addition, speculative consideration is given to other possible
dioxin sources.
Chemical reaction mechanisms by which dioxins may be formed are
reviewed, particularly those likely to occur within commercially significant
processes. Various routes of formation are identified in addition to the
classical route of the hydrolysis of trichlorophenol. Basic organic
chemicals and pesticides with a reasonable potential for dioxin byproduct
contamination are surveyed as to current and past producers and production
locations.
Classifications are presented both for general organic chemicals and
for pesticides that indicate likelihood of dioxin formation. Conditions are
noted that are most likely to promote dioxin formation in various processes.
This report was submitted in fulfillment of Contract No. 68-03-2579, by
Walk, Haydel &amp; Associates, Inc., under the sponsorship of the U.S. Environmental Protection Agency. This report covers the period October 31, 1978,
to March 16, 1980, and work was completed as of March 16, 1980.

�CONTENTS

Page
Foreword
Preface
Abstract
List of Figures
List of Tables
List of Abbreviations
Acknowledgment

ill
iv
v
viii
x

xi
xii

1.

Introduction

1

2.

Conclusions

3

3.

The Chemistry of Dibenzo-p-Dioxins

4

4.

Speculative Sources of Dioxins

39

5.

Organic Chemicals

43

6.

Pesticide Chemicals

64

7.

Chemicals, Producers, and Plant Locations

90

References
Bibliography

vii

�FIGURES
Number

'

Page

1

4-Bromo-2,5-dichlorophenol

. • ''

2

2-Chloro-4-f1uoropheno1

54

3

Decabromophenoxybenzene

55

4

2,4-Dibromophenol

56

5

2,3-Dichlorophenol

57

6

2,4-Dichlorophenol

58

7

2,5-Dichlorophenol

59

8

2,6-Dichlorophenol

60

9

3,4-Dichlorophenol

61

10

Pentabromophenol

62

11

2,4,6-Tribromophenol

63

12

2,4,5-Trichlorophenol, 2,4,5-T and esters and salts

71

13

Silvex and esters and salts

72

14

Ronnel

73

15

Erbon and Sesone

74

16

2,4-D and esters and salts

76

17

2,4-DB

77

18

2,4-DP

78

19

Dicapthon and Dichlofenthion

79

20

Bifenox

80

viii

53

�FIGURES (continued)

Number

Page

21

Nitrofen

81

22

Dicamba

82

23

Pentachlorophenol (PCP) via phenol

83

24

Pentachlorophenol (PCP) via hexachlorobenzene

25

Chloranil

26

Hexachlorophene and Isobac 20

27

2,3,4,6-Tetrachlorophenol

:

.

84

.

85
.

87
88

ix

�TABLES

Number

Page

1

Perhalo Dibenzo-p-Dioxins via Free Radical Reactions

6

2

Ullman Condensation Reactions

10

3

Catechol-Based Reactions

25

4

Substitution Reactions

29

5

List of Organic Chemicals

45

6

List of Pesticide Chemicals

65

7

Higher Chlorinated Dioxins Found in Commercial Pesticides

70

8

Pesticide Raw Materials

89

9

Class I Organic Chemicals

91

10

Class II Organic Chemicals

92

11

Class III Organic Chemicals

93

12

Organic Chemical Producers

94

13

Former Organic Chemical Production Locations

95

14

Pesticide Chemicals - Classes I and II

96

15

Pesticide Chemical Producers

97

16

Former Pesticide Production Locations

98

�LIST OF ABBREVIATIONS
DBDCDD's
DBDD's
DCDD's

dibromodichlorodibenzo-p-dioxins
dibromodibenzo-p-dioxins
dichlorodibenzo-p-dioxins

Dioxins

Hepta-CDD's

dibenzo-p-dioxins
di f1uorodi benzo-p-di oxi ns
dimethyl sulfoxide
dinitrodibenzo-p-dioxins
hexachlorodibenzo-p-dioxins
heptachlorodibenzo-p-dioxins

OBDD
OCDD
PCP

octabromodibenzo-p-dioxin
octachlorodi benzo-p-di oxi n
pentachlorophenol

Penta-CDD's

pentachlorodibenzo-p-dioxins
tetrabromodi benzo-p-di oxi ns
tetrachlorodi benzo-p-di oxi ns

DFDD's
DMSO
DNDD's
Hexa-CDD's

TBDD's
TCDD's
2,3,7,8-TCDD
TCP

Tri-CDD's

2,3,7,8-tetrachlorodibenzo-p-dioxin

trichlorophenol
trichlorodibenzo-p-dioxins

xi

�ACKNOWLEDGMENT

This report was prepared by Walk Haydel &amp; Associates, Inc. under the
direction, contribution, and contract management of Forrest E. Dryden.
Contributing authors included Harry E. Ensley, Ronald J. Rossi, and E.
Jasper Westbrook.
Final compilation of this report for integration into the three-volume
dioxin series was done by PEDCo Environmental, Inc., Cincinnati, Ohio, with
Mr. R. W. Gerstle as Project Director and Ms. M. Pat Esposito as Project
Manager. Information on natural compounds as potential precursors of
dioxins was provided by PEDCo Environmental, Inc.
The cooperation of the many organizations and individuals who assisted
in the collection, editing, and critiquing of this material is appreciated.
Particular thanks to Robert J. Planchet, Jerome F. Pankow, and William J.
Kimsey, Jr. for their contributions.

xii

�SECTION 1
INTRODUCTION

A dioxin is any of a family of compounds known chemically as dibenzbpara-dioxins. Each of these compounds has as a nucleus a triple-ring structure consisting of two benzene rings interconnected to each other through a
pair of oxygen atoms. Shown below are the structural formula of the dioxin
nucleus and also the abbreviated structural convention used throughout the
report series'.
9

1

Halogenated dibenzo-p-dioxins (dioxins), and in particular chlorinated
dioxins such as 2,3,7,8-tetrachlorodibenzo-p-dioxin (2,3,7,8-TCDD), are
known to be toxic even at low concentrations. Such contaminants have been
found in a number of commercial organic chemical products, primarily pesticides of the 2,4,5-T type. For this reason an analysis was undertaken of
the chemical products and processes likely to be conducive to the formation
of dioxins. This report reviews the chemical mechanisms by which commercial
organic processes might produce dioxins as byproducts and tabulates those
chemicals likely to be associated with dioxins as a consequence. In addition, it lists known producer locations for such chemicals, indicating
potential sources of current and past contaminated wastes.
In approaching this study, the investigators proceeded as follows.
1.

Reviewed current theories on mechanisms of the formation of
dioxins under various reaction conditions.

2.

Tabulated reported laboratory preparations of dibenzo-p-dioxins.

3.

Established criteria for structure and reaction conditions conducive to dioxin formation in chemical processing.

4.

Postulated conditions under which dioxins might be formed other
than in commercial chemical production.

5.

Differentiated between pesticide chemicals and all other types of
organic chemicals for purposes of this study.

�6.

Reviewed commercially significant chemicals, using as primary
sources the Stanford Research Institute Directory of Chemical
Producers, the Merck Index, The Farm Chemicals Handbook, and other
reference materials.

7.

Designated those products in which the chemical structures might
indicate association with dioxins.

8.

Further screened the list by consideration of reaction conditions,
processing sequence, and intermediates,

9.

Categorized

general organic chemical products ,in three classes.

Class I: strong likelihood of polyhalogenated dibenzo-p-dioxin
association
.
, • . . , . • •
Class II: strong likelihood of other dioxin association
Class III: moderate probability of dioxin association
10.

Categorized the target pesticide chemicals as belonging in Class I
or Class II.

11.

Identified the dioxin compounds and formation mechanisms expected
to be related to each Class I compound.

12.

Listed known locations in the United States in which production
occurs or has occurred in the past 10 years. The primary source
was the Stanford Research Institute Directory of Chemical
Producers covering the years 1968 through 1978.

Some recent regulatory restrictions on the use of some herbicides, such
as 2,4,5-T and silvex, may result in curtailed production. This study does
not address the effects of any such curtailment (e.g., production shutdowns).
Although there is a substantial range of toxicity among the various
substituted dibenzo-p-dioxins, processes indicating potential for generation
of the less-toxic forms are included for two reasons:
1.

Dioxins other than those that might be hypothesized by straightforward mechanisms have been found in a number of commercial
products (Fishbein 1973).

2.

Disproportionation and other composition changes may cause shifts
in content, possibly from lower to higher toxicity forms (Buser
1976).

Subjective judgement was exercised with respect to inclusion and classification of chemicals and processes. In addition, although every reasonable effort was made to avoid omissions, some are inevitable in view of the
number of organic chemical compounds to be dealt with.

�SECTION 2
CONCLUSIONS

1.

Dibenzo-p-dioxins should be expected as byproduct trace contamination
in a number of commercially manufactured organic chemicals. These
include not only the frequently cited herbicides of the 2,4,5-T type,
but also numerous other ortho halogenated phenols and related structures commonly made or used in organic chemical processing.

2.

Processing conditions of elevated temperatures plus either alkalinity
or the presence of free halogen—conditions often necessary for dioxin
formation—are frequently encountered in the manufacture of these
organic compounds.

3.

The particular dibenzo-p-dioxins found as trace byproduct materials are
often at variance with those anticipated on the basis of straightforward mechanisms. This variance is possibly due to mechanisms more
complex than those that have been proposed or to disproportionate
(shifting of halogens) of the initially produced halogenated dioxins.

4.

Dioxin contamination resulting from the manufacture of many organic
chemicals could follow either of two paths. First, it could appear as
trace contamination of the finished chemical product; second, it could
appear as a component of wastes from leakage, handling, purification,
neutralization, and "off-spec" production. This report does not consider the formation of dioxins in subsequent consumptive uses.

5.

Plant locations of present and past commercial production of potentially dioxin-assoeiated chemicals are widespread over the United States.

6.

Sites of exposure or contamination are not necessarily defined by
production locations, because wastes are often dumped at sites remote
from the production facility. Exact locations of disposal sites would
require investigation of individual plant practices.

7.

There is a variety of potential dioxin sources other than commercial
production by syntheses of organic chemicals. Among these are laboratory preparation of dioxins in small quantities but high concentrations, and the combustion of mixed wastes containing potential dioxin
precursors.

8.

Reaction conditions ranging from temperatures as low as 145°C, and the
presence of weak to strong bases acting on the organic and pesticide
products can result in production of trace quantities of dioxins.

�SECTION 3
THE CHEMISTRY OF DIBENZO-p-DIOXINS

Concern has recently arisen about the occurrence of trace quantities of
halogenated dibenzo-p-dioxins (hereafter referred to as halogenated dioxins)
and in particular 2,3,7,8-tetrachlorodibenzo-p-dioxin (2,3,7,8-TCDD) in the
environment. A study of the reported laboratory procedures for preparation
of dioxins can serve as a guide to the chemical conditions that are most
likely to lead to dioxin formation. This review of the literature is not
limited to methods for the preparation of halogenated dioxins; rather it
delineates the known procedures ^for the preparation of dioxins of any substitution pattern.
LABORATORY PREPARATIONS OF DIOXINS

The first report of intentional preparation* of this class of compounds
occurred in 1872, when Merz and Weith described the preparation of
"perchioropheny1enoxyd" by thermolysis of potassium pentachlorophenate ( )
1.
Hugounenq (1890) reported that the treatment of pentachloroanisole (2)
with concentrated sulfuric acid also gives "perchlorophenylenoxyd."

) ()
+
OK
• • PERCHIOROPHENVLENOXYO
*

-*

Cl

()
2
According to scientists of Dow.Chemical ^(Rawls ,1979), dioxins have been
prepared since "...Prometheus stole fire from the gods and brought it to
mankind...".
,
.... ,

�Soon after these reports Zinke (1894) and Blitz (1904) showed that
heating heptachlorohexenone (3) to 200°C gave "perchlorophenylenoxyd." Not
until 1960 was it shown that "perchlorophenylenoxyd" is octachlorodibenzop-dioxin (OCDD)(4) (Denivelle 1960).

200°C

The mechanism of the reactions reported by Zinke and Blitz remained
unknown for over a half-century. In 1961 Kulka showed that heptachlorocyclohexenone (3) eliminates a molecule of hydrogen chloride at about 180°C
to give hexachlorocyclohexadienone ( ) Kulka proposed that this compound,
5.
on heating to 200°C, loses a chlorine radical to give the pentachlorocyclohexadienone radical (6) (or its resonance isomer, the pentachlorophenoxy
radical ( ) , which then dimerizes to give (4) and a molecule of chlorine.
7)

CI2

The mechanism that Kulka proposed, supplemented with earlier work by
Denivelle (1959, 1960), initiated numerous reports on the preparation of
halogenated dibenzo-p-dioxins under neutral or acidic conditions. A number
of these reactions are listed in Table 1.
Bayer (1903) patented a process for the preparation of dibenzo-p-dioxin
(8) from sodium o-chlorophenylate ( ) This procedure, which is an exten9.
sion of the earlier work reported by Merz and Weith (1872), is based on

�TABLE 1.
Item

PERHALO DIBENZO-p-DIOXINS VIA FREE RADICAL REACTIONS
Conditions

Reactant

Product

(Yield) *

Cl

Cl
250 o. 30Q o c

25

(83W

min
Cl

Cl

OH

+

CI2

Cl

REFLUXING
1,2,4 TRICHLOROBENZENE
16 h

(83%)

Cl

Cl

Cl

Cl

Cl

25 g
O

Cl

Cl

270°-280°C

30 min

(73%)

O

Ci

Cl

ci a

Cl

Cl

OH

Cl

Cl

ci

Cl

1 , 2 , 4 TRICHLOROBENZENE

Cl

Cl

REFLUX 16 h

(52%)
Cl
25 g

Cl

Cl

OH

Cl

Cl

1 , 2 , 4 TRICHLOROCENZENE
REFLUX 16 h
Cl

(continued)

(23%)
O

CI
Cl

Cl

Cl

Ref.

�TABLE 1 (continued)

IA

Item

Conditions

Reactant

Product

OH

Br
o r CI 2 \

+

°

r Br

2/

320°-360°c

Br

Br

Br

(52%)
Br

Br

Br

OH

Br
(62%)
(15g)

r CI 2 \ 300°-350°C
^ o r Br 2 J
30 min

Br

Cl Cl
0.2 g

OH

Br

Cl

Cl
30 g

c

35 min

Cl Cl
0.2 g

Br
35 g

(Yield) Ref.

Cl
d
e

300°C

f

Cl

Cl

Cl

Cl

Cl

Cl

Cl

Cl

Cl xxW- O - ^—- CI
260°C

Cl

Cl

¥ i

Cl

Cl

Cl

O

Cl

Cl

Cl

Cl

260°C
Cl Cl

(continued)

�TABLE 1 (continued)

Item

Reactant

Conditions

Product

(Yield)

Ref.

260-280°C

Cl

OH

Cl

Cl

120-200°C

Cl

Cl^Xi^O

Cl

Cl

Cl

Cl

Cl

Cl

0

nYCI
O^Y^CI

120-200°C
Cl

Cl Cl
62 g

Cl

Cl

Cl

Cl

Cl

Cl

Cl

OH
Cl

Cl

(80%)

Cl

Cl

Cl

+

270°C IN
QUINOLINE

Cl

Cl

o

Cl

Cl

o

Cl

Cl

Cl

P If no yield is stated, no value is reported in reference
"I/..TI-—.

"1 rt /" I™

Kulka 1965.
Kulka 1961.
Denivelle, Fort, and Pham 1959.

t - ^ . _ J l _ l _ T _ 1 r t T / l

9

Gribble 1974.
Sandermann, Stockmann, and Casten 1957.
Kaupp and Klug 1962.
8

�(9)

Ullmann's preparation of diphenylamines (Ullman 1903) and generally referred
to as a modified Ullman condensation (Aniline 1973). Although the yields of
the modified Ullmann reaction rarely exceed 30 percent, this procedure was
standard for the preparation of both substituted and unsubstituted dioxins
until the early 1970's. Examples of the utilization of this process are
given in Table 2, showing minor as well as major products of reaction, where
applicable.
As the reactions in Table 2 show, dioxins have been formed from the
alkali metal salts of ortho-halophenols through pyrolysis at temperatures of
200° to 300°C for several hours, usually in the presence of copper powder or
copper salts. Entries 23 and 24 in Table 2 show that much milder conditions
(pyridine as the base and a temperature of only 145°C for 2 to 3 hours) can
give significant concentrations of dibenzo-p-dioxins (Ueda 1963).
The mechanism for this type of reaction was generally believed to
involve a nucleophilic attack of the phenoxy ion on a second phenol ate ring
(Buser 1975), followed by expulsion of the halide to give the o-halophenoxyphenate (10) (also known as predioxin). An intramolecular nucleophilic
aromatic substitution followed by expulsion of a halide gives the dibenzop-dioxin ( 1 .
1)

(II)

X= leaving group
(e.g. Cl, F, Br, I, NO,, SO-jR)
M=alkali metal cation
Y=any substituent group
9

�TABLE 2.

Item

ULLMAN CONDENSATION REACTIONS

Conditions

Reactant

Product

(Yield)

Ref.

(25%)

b

ONa

220°, 10 h
Cl

CH,

CH3
OK

CH

190-200°C
Cu, Cu(OAc)2

Br

CH3

CH,
CH3
190-2QO°C
Cu, Cu(OAc) 2

CH
OK
CH30

CH3
CH3

190-200°C
Cu, Cu(OAc) 2

Br

CH3O
OK

CH

OK
-f
Br

Br

CH3

OCH3
CH,

CH,
CHr

OCH3

OCH3
CH,
CH,

CH3O
(continued)

10

�TABLE 2 (continued)

Item

Conditions

Reactant

(Yield) Ref.

OK
^W^Br

OK

Br

Product

+

(I
OCH3
OCH

3

OCH3
CH30

O

160°C
ONa

Cu
1 h

Cl

Cl

1BQ°C

Cl

o-

Cu
1 h

I60°-220°C
Cu,

Br
OK

6 g

(50%)

f

110 min

200°C,
Cu

3 h

(continued)

n

(o.2g) g

�TABLE 2 (continued)

Item

Reactant

Product

Conditions

(Yield) Ref.

190°C
Cu
2 h

3.5 g

(0.09 g) h,j

(0.08 g)

N

(TRACE)

OCH,

180°C
30 min
OCH3

180QC
KOH, Cu
30 min

H

J (0.164 g)

6.58 g
OCH3

(0.287 g)
O

OCH3

(0.132 g)
OCH3
(continued)

12

k

�TABLE 2 (continued)

Item

Reactant

Conditions

Yield Ref.

Product

Cl
200°C
Cu
2 h

(20 mg)

Cl
3.25 g
Br
200°C
Cu

Br

Br

2 h

Br

Br

O

(40 mg)

Br

Br

Br
3.15

Br

Br

g

Br
OK
Br

Br

185°C
Cu
1.5 h

(40 mg)

Br

3.25 g
Br

Br

OK

180°C
Cu

Br

1.5 h

(40 mg)

Br

1.75 g

Cl
ONa

Cl

210°C
0.3g Cu
3 h

(0.9

Cl

Cl
3.7 g
(continued)

13

g)

m

�TABLE 2 (continued)

Item

Conditions

Reactant
OK

Product

(Yield)

Ref.

(25*)

Cu
4 h

CH3

OK

195°C
Cu POWDER
30 tnin

(BO

2 9

CH

OK

CH3O

Br

200°C
Cu POWDER,

(250 mg)

n

(3.1 g)

o

(10 mg)

o

1.5 h
OCH3

CH3

10 g

Br

Br
OK
Br

I90°C
Cu POWDER
1 h

6 g

Br

Br

OH

145°C
Cu POWDER, PYRIDINE
2.5 h

ig

Br

(continued)

14

�TABLE 2 (continued)
a

Item

Reactant

Conditions

Product

a^

CH3

s^x-OH
f

145 C
Cu POWDER, P Y R I D I N E

(Yield)

CH3

/5

CH3x^ 55^Ov(x'xNY^Cn3
]|
I T
I
(8

®CHA
o

c H3
1.-17 g

CH3

Cl

OK

+
Cl

Cl

CH3

Cl
Cl

290°C
1-4 h

o

Cl

Cl

Cl

Cl
Cl

Cl
Cl
Cl
Cl

Cl

Cl

Cl

15

Cl

o
o

Cl

(continued)

Ref.

Cl
Cl

Cl

m

9) ^

�TABLE 2 (continued)

M

Item

Reactant
OK

Product

Conditions
OK

Cl
Cl

Cl

Cl

01

ci

(Yield) Ref.

r^W

CIX\^XCI

290°C
1-4 h

o
o

Cl
Cl

Cl

Cl

Cl

Cl
Cl

Cl
Cl
Cl

ci
ci
X
ci x^A^ o Y WT^CI
.i

II

^I

ii

c\^-f^°^f^c\
Cl
OK

OK

Cl

Cl

Cl

Cl
Cl

CK/i^^Cl

290°C
1-4 h

Cl

Cl

Cl

Cl

Cl

o

Cl

Cl

Cl

Cl

Cl

(continued)

16

Cl

Cl

�TABLE 2 (continued)

Item

Reactant

Conditions

Product

OK

OK
Cl

Cl

Cl

Cl

Cl

Cl

290°C
1-4 h

Cl
Cl

Cl

Cl

o

(Yield) Ref.

Cl

xC1

ifS

o^^

Cl

Cl

Cl

Cl

Cl
.O-^^-CI

ci-^^oCl
Cl

Cl

-oCl
Cl

•oCI^^N^O'

Cl

Cl

Cl

Cl

Cl

Cl

Cl

(continued)

17

�TABLE 2 (continued)
Item

Reactant

Conditions

Product

(Yield) Ref.

OK
9qnor
^^ "

OK
Cl

290°C
1-4 h

CI-^v^^CI
Cl

OK

OK

Cl

+

Cl

Cl

Cl

Cl

Cl

290°C
1-4 h

Cl

Cl

O'

(continued)

18

�TABLE 2 (continued)
M

Item

Reactant

Conditions

Product

(Yield) Ref.

OK
Cl

Cl

290°C
1-4 h

C!
Cl

Cl

Cl

OK

OK

Clx^-W^CI

Cl

Cl

Cl

Cl

Cl

Cl

290°C
1-4 h

Cl

(continued)
19

�TABLE 2 (continued)
u

Reactant

Item

OK
CI^A^CI

Cl

Cl
Cl

Conditions

Product

OK

Cl
Cl

C!

(Yield) Ref.

Cl

Z90°C
1-4 h

Cl
Cl

Cl

Cl

Cl

Cl

CI\X^^o

Cl

O

Cl

Cl

MINOR

Cl
'Cl
Cl

Cl

Cl

Cl

Cl

Cl

Cl

Cl

Cl

Cl

Cl

OK

OK

Cl

Cl

290°C
1-4 h

Cl

Cl
Cl

Cl

Cl
(continued)

Cl
20

�TABLE 2 (continued)
Item

Reactant

Conditions

Product

(Yield) Ref.

290°C
1-4 h
Cl

(MINOR)

Cl

a If no yield is stated, no value is reported in reference.
b Cullinane and Davies 1936.
k Inubushi et al. 1959.
1
Tomita 1933.
Narisada 1959.
m Tomita, Ueda, andand Hai 1960.
Tomita and Tani 1942.
Denivelle, Fort,
n Ueda 1962.
Julia and Baillarge 1953.
o Ueda and Akio 1963.
Tomita, Nakano, and Hirai 1954.
Ueda 1963.
Tomita and Yagi 1958.
Fujita and Gota 1955.
Buser 1975.
Fujita et al. 1956.

21

�In 1974 Cadogan, Sharp, and Trattles proposed a more reasonable mechanism involving the a-ketocarbene (12), which is attacked by the phenoxide
to give ( 0 .
1)

ONa
-NaBr
Br

Br

y*&gt;
OS)

They also proposed that the conversion of the o-halophenoxyphenate to
dibenzo-p-dioxin occurs via a benzyne intermediate (13).

O Br

-HBr

f|

(JO)

The evidence in favor of this mechanism is quite convincing since both
ortho- and meta-halophenoxyphenates are converted to the same dibenzodioxin,
as shown below.

22

�As shown in Table 2 (items 5, 6, 11, 13, 25-28, and 31-35), complex
mixtures result from attempts to prepare unsymmetrical dibenzo-p-dioxins
using the modified Ullmann reaction. An early attempt to circumvent this
problem involved the synthesis of a protected form of the unsymmetrical
predioxin intermediate (14) (Tomita 1938) followed by its conversion to the
dioxin in a separate procedure as shown below (Tomita 1938; Kermatsu 1936).

4- KBr
O
CH3CH3
I HBr

HOAC

HBr

HO OH
This procedure has the advantage of giving a single dibenzo-p-dioxin
isomer; however, it is limited, in that yields of the dioxin rarely exceed
10 percent (Tomita 1938).
A newer and more general procedure for the preparation of unsymmetrical
(as well as symmetrical) dibenzo-p-dioxins involves the reaction of catechol
salts with ortho-dihalobenzenes in dimethylsulfoxide (DMSO) (Pohland 1972;
Kende 1974).

DMSO
REFLUX

This procedure is a modification of a much earlier approach to the
synthesis of dibenzo-p-dioxin, which suffered low yields (Tomi 1932) or no
dioxin formation (Fujita 1955). The improved process gives very high yields
of dibenzo-p-dioxins when dimethylsulfoxide is used as the sol vent Whether
this result is simply a solvent effect or DMSO plays a chemical role in the
reaction has not been determined. Examples of the utiliza tion of this
reaction for the preparation of dibenzo-p-dioxins are include in Table 3.

23

�TABLE 3. CATECHOL-BASED REACTIONS

Item

Reactant

Conditions

Product

(Yield) Ref.

200°C
Cu POWDER
CllN03

3 h
190°C
Cu POWDER
2 h

Cl

OH Cl

OH Cl^^^Cl

Br

OH Br

KOH
DMSO,A

KOH
DMSO.A

KOH
DMSO,

OH

(NO REACTION)

Br
O'^^^Br

O^S^^F
Cl

KOH
DMSO.A

o
O'\^ -&gt;ci

OH CI^^^CI

Cl
KOH
DMSO.A

Cl

(continued)
24

e

(41%)

e

Ov.x'^xF

Cl
Cl

(25%)

�TABLE 3 (continued)
Item

Reactant

Product

Conditions

(Yield) Ref.

Cl

Cl

H Cl
-tOH Cl

Cl

Cl

KOH
DMSO.A

Cl

Cl
(35%

e

TOTAL)

Cl

Cl
Cl

Cl

OH

KOH

Cl

DMSO.A

o

Cl

Cl
TOTAL)

Cl

OH Cl

CH3

OHCI

CH3

Br

CH3

H Br
+
OH Br

Cl
Cl

CH3

Br

CH3

Br

C!

Cl

^xOH Cl
+
OHCI

CH3
CH3

Cl

CH3

Br

Cl

KOH

KOH
DMSO,A

Cl
KOH
DMSO.-A

(continued)

25

C1

(50%)

Cl

G

�TABLE 3 (continued)

Item

Reactant

Conditions

Product

(Yield) Ref.

KOH
DMSO,A

OH CI
OH CI

KOH
DMSO,A

KOH
DMSO,A

t Evenly distributed carbons.
^ Preparation of uniformly labelled ^C TCDD isomers (148 millicune/mini
mole).
If no yield is stated, no value is reported in reference.
Tomita 1932.

Fujita and Gota 1955.
Pohland and Yang 1972.
Kende et al. 1974.
Rose et al. 1976.

26

�Although no mechanistic studies of this reaction have been reported, it
is clear that the initial attack of the catechol dianion on the polyhalobenzene does not occur via a benzyne intermediate, since in item 3 of Table
3 one would expect two different dioxins, which is not the result. This
does not preclude the possibility that a benzyne intermediate is involved in
the conversion of the predioxin (15) to the 2,3-dichlorodibenzo-p-dioxin
(16), as has been proposed for similar predioxin cyclizations (Cadogan
1974).

(16)

oONLY OBSERVED PRODUCT

NOT OBSERVED

Numerous approaches to the preparation of substituted dioxins are based
on elaboration of the dibenzo-p-dioxin skeleton via electrophilic aromatic
substitution reactions. These applications are summarized in Table 4.
As indicated in Table 4, electrophilic aromatic substitution occurs
first at position 2. (The dioxin numbering sequence is shown in item 1.)
If the newly introduced substituent is deactivating (halogen or nitro), the
next attack occurs at either position 7 or 8. Gilman (1957; 1958) found
that position 1 can be metalated by treatment of dibenzo-p-dioxin with alky!
or phenyllithium reagents allowing this position to be substituted.
MISCELLANEOUS DIOXIN PREPARATIONS

Buser (1976) has developed a method for the preparation of qualitative
standards of polychlorinated dioxins based on the photodechlorination of
octachlorodioxin (Crosby 1971; 1973). Irradiation of octachlorodibenzo-pdioxin yields a mixture of tri-, tetra-, penta-, hexa- and heptachlorodibenzo-p-dioxin that is useful for the analysis of materials suspected to
contain polychlorodioxins.
27

�TABLE 4. SUBSTITUTION REACTIONS

Reactant

Item
9

1

0

Br

'""N ° fl
7

3

^ 'x^o'*^'
6

5

Product

Conditions

1

+

(Yield) Ref.

Br

Br0

«*

B
Br
Br2

Fe(Br) 3 ,CAT.

Br
Cl

+

Cl

CI2

Cl
Cl
+

Cl,

Fe(CI),

(LOW)

I

Cl

+ PENTA-CDO AND T R l - C O O

Cl

Cl

Cl

Cl

Br

+

Cl

CI2

(76%)

Br,

Br
Br

Br

Br

+

Cl

Br

(67*)

Br2

(continued)

28

c

�TABLE 4 (continued)

Item

Reactant

Conditions

Product

(Yield)

Cl

+ ci,
Cl

C!
+

TRITIUM

CAT

Cl
T

Cl

Cl

Cl

CI2

Cl

FeCI3,l2(CAT)

OCH3

OCH3

Br

-O-

O

+

Br2
-O'

OCH3

Br

OCH3

NO2
O

NO 2
NO 2

O
O

NO;

nnuo
HOAC,0°C

O
O

O2N
HN03,A

29

O2N

NO-

Ref.

�TABLE 4 (continued)

Item

Reactant

Conditions

Product

(Yield)

Ref.

«

+ RCOCI

Aid -,
3

H 2 /Pd
O2N

NH2

c\
HONO.CuCI

(i g) j,k

CI 2 , HOAc

1.PHENYLITHIUM

O
9.2 g
O
O

KBr

j,k

j.k

KBrOg.HOAc, 120°C

O
O

(l g)

2.Br 2

Br
B r 2 , H O A c , 120°C

4.6 g

(continued)

30

(0.6 g) j,k

�TABLE 4 (continued)

Item

Reactant

Conditions

Product

(Yield) Ref.

Br 2 ,HOAc, 120°C

CI 2 , FeCI 3 , I 2

(20 g) 1

Br 2 , HOAc

(60 g) m

CI,

(0.7 g)n

Bfr

O
0.5 g

O
0.2 g
0
O

Cl.

Br,

0.5 g

If no value is stated, no value reported in reference.
Gil man and Dietrich 1957.
'.' Ueo 1941.
r Oilman and Dietrich 1957.
5 Kende et al. 1974.
Vinopal, Yamamoto, and Casida 1973.
Oilman and Dietrich 1958.
Sanderman, Stockmann, and Casten 1957.
f Ueda 1963.
Tomita, Ueda, and Narisada 1959.
I Tomita 1935.
9
Tomita 1937.
Denivelle, Fort, and Hai 1960.

31

�Lester and Brennan (1972) have patented a process for the direct conversion of substituted phenols to substituted dibenzo-p-dioxins with a
palladium-copper catalyst.
l l m m o l PdCI2
340mmol CuCl 0
lOOmmol NaOAc
HOAc. REFLUX

R - H,CH3,CH2CH3, OCH3, NO 2
Although the mechanism of the reaction has not been studied, the reaction is important in light of the widespread industrial uses of phenol and
phenol derivatives.
An interesting procedure for preparation of dihydroxydibenzo-p-dioxins
is based on the oxidative coupling of polyhalocatechols found by reduction
of the resulting quinone (Frejka 1937).

Cl

NaNO,
HOAC,H2O

Cl
Cl

Cl

Although the yields from this process are modest (15 to 35 percertt),
the reaction proceeds under very mild conditions.
DISCUSSION OF REACTION CHEMISTRY

On the basis of the data presented thus far, certain generalizations
can be made about the conditions under which formation of dioxins (both
halogenated and nonhalogenated) is probable.

32

�First, and most likely, is the formation of dioxins on treatment of
o-halophenols with base at elevated temperatures. The strength of the base
required to effect this reaction depends on the particular phenol involved;
however, there is adequate precedent for the ability of relatively weak
organic bases such as pyridine or quinoline to effect dioxin formation. The
temperature range required for dioxin formation varies with the particular
o-halophenol; however, 1 percent yields of halogenated dioxins have been
formed at temperatures as low as 145°C. (See Table 2, item 23.)
The presence of an ortho-halogen on the phenolic starting material is
not an absolute requirement for dioxin formation. According to the mechanism proposed by Cadogan, Sharp, and Trattles (1974), all that is required
is a substituent ortho to the phenol that is capable of acting as a leaving
group.

•*- Dioxins

Other substituents should be capable of elimination to give the
orketocarbene and thus dioxins. Among those in addition to the halogens are
Sulfonic acids
Sulfonate esters
Nitro groups
Carboxylate esters
A second possible source of dioxins is the treatement of halogenated
phenols with reagents conducive to the formation of the corresponding polyhalogenated phenoxy radical (i.e., treatment with halogens or other mild
oxidizing agents). Although this reaction has been used only for the preparation of perhalo dioxins (in yields of more than 80 percent and 200-gram
quantities), there is no reason why the reaction could not produce the lower
halogenated derivatives of dioxins. (See Table 1, item 2.)
A common practice in the preparation of polyhalobenzenes by electrophi lie halogenation is neutralization of the acid byproduct with alkali
hydroxides. This process (or simply a basic wash of product during the
isolation procedure) can lead (via nucleophilic substitution) to a halogenated phenol, which upon distillation may produce dioxins.

Dioxins

33

�The treatment of catechol salts with o-dihalobenzenes is a particularly
efficient method for the formation of dioxins, both halogenated and nonhalogenated. Also, the treatment of polyhalocatechols with mild oxidants can
produce significant quantities of halogenated dihydroxy-dioxins.
Of particular concern is the treatment of aromatic compounds under
oxidizing conditions at elevated temperature. Several industrial processes
involve the oxidation of benzene, toluene, and naphthalene under "semicombustion" conditions. In liojht of the studies such as that by Dow Chemical
(Rawls 1979) on combustion sources of dioxins, the "tars" from these processes (which are often generated in considerable quantities) deserve
further study.
The mechanistic aspects of dioxin formation discussed in this section
represent the current understanding of these reactions; however, several
experimental observations about dioxin formation cannot be explained by the
current theories. The formation of four isomers of hexa-CDD on pyrolysis of
2,3,4,6-tetrachlorophenate (Higginbotham 1968; Langer 1973), including the
1,2,3,7,8,9 hexa-CDD (Buser 1975), can be explained in terms of the predioxin intermediates, (17) and (19), undergoing the Smiles rearrangement as
shown on the following page.
As the diagram shows, the initially formed predioxin intermediate can
proceed directly toward dioxin formation (path a) or can undergo the Smiles
rearrangement (path b), which leads to new predioxin intermediates 18 and
20. The newly formed predioxins can then react further to give a different
dioxin or can undergo the Smiles rearrangement to regenerate the original
predioxin. This interconvertability of predioxins often leads to mixtures
of dioxin products which are otherwise difficult to understand.
An equally disturbing mechanistic point is the observation that
numerous pesticides are contaminated by polychlorodioxins, which would not
be anticipated on the basis of the feedstock materials and reaction conditions. An example reported by Fishbein (1973) is the presence of significantly higher concentrations of hepta- and octachlorodioxins than hexachlorodioxin in commercial 2,3,4,6-tetrachlorophenol, also known as
Dowicide-6 (see Table 7).
The Dow Chemical Company (Rawls 1979) has proposed that the polychlorodibenzo-p-dioxins undergo disproportionate and establish an equilibrium
mixture of halogenated dioxins. No experimental evidence in support of this
proposal has been published.

34

�Cl

©0

Cl

ONa

NaC!

Cl

Cl

(18)
PREDIOXIN

Cl

Cl

Na© ci

C| +NaCI

Cl

Cl

Na©

1,2,4,6,7,9-HEXA-CDD

+ NaCI
S

O" "v" "Cl
Cl

T.CI 6 ^ "Ci
Cl ^Na+ Cl
(18)

1,2,3,6,7,8-HEXA-CDD

PREDIOXIN

©

Cl

PREDIOXIN

Cl
NaCI

Ci
ci

1,2,3,7,8,9-HEXA-CDD
35

ci

1,2,4,6,8,9-HEXA-CDD

�SECTION 4
SPECULATIVE SOURCES OF DIOXINS

Dioxins can enter the environment in a variety of ways:
1.

As contaminants in commercial chemical products whose normal
processing conditions generate the dioxins as byproducts.
Sections 5 and 6 detail the mechanisms by which this can occur in
some of these commercial chemicals.

2.

As contaminants in chemical processing under improperly controlled
reaction conditions (Rappe 1978). Thus, dioxins would be present
in the wastes from "bad batches." Chemical manufacture that might
lead to dioxin presence under such circumstances is also reviewed
in Sections 5 and 6.

3.

As products of intentional dioxin preparations in the laboratory.
Although the quantities involved from such sources probably would
not be large, the concentrations would be high. Therefore any
failure to practice proper disposal could be serious because of
the high toxicity and concentration potential. Reported laboratory dioxin preparations are noted in Section 3.

4.

As deliberate or unintentional products of reactions carried out
by uninformed or irresponsible persons. The hazards in such cases
would be enhanced because the dioxins formed would likely be
subject to improper use or disposal.

5.

As products of combustion of general municipal, commercial, and
industrial wastes. Such wastes are likely to contain materials
required for dioxin formation. The chlorine content of municipal
waste is relatively high because of the widespread use of polyvinyl chloride and other chlorinated polymers.

6.

As combustion products and residues from burning vegetation that
has been sprayed with chlorinated herbicides (and other pesticides). This potential source is of two-fold interest. First,
chemicals such as 2,4,5-T, 2,4-D, and others noted in Section 6
might be degraded to dioxins under relatively mild combustion
conditions (Buu-Hoi 1971). Second, formation of dioxins might
occur under combustion conditions, even from chemicals not directly related to dioxins, such as many insecticides (DDT, aldrin,
dieldrin, etc.).
36

�7.

As incidental products of fires in facilities such as chemical and
pesticide warehouses, farm buildings in which pesticides are
stored, and facilities for storage of chemically treated wood
products such as lumber or poles (Buu-Hoi 1971).

8.

As waste disposal byproducts of materials such as polychlorinated
biphenyls (PCB). These materials have been used extensively in
electrical transformers, as heat transfer media, as lubricants,
and in carbonless paper.

9.

As derivative wastes from pentachlorophenol (PCP) and other woodtreating agents. Agents used in the treatment of wood products
are likely to remain with the wood through its use cycle. Thus
they are subjected to the same extremes of exposure as the wood,
including ultimately combustion, which leads to dioxin formation
(Buu-Hoi 1971).

10.

As an unsuspected byproduct of the treatment of aromatic compounds
under oxidizing conditions at elevated temperature.
Several
industrial processes involve the oxidation of benzene, toluene,
and naphthalene under "semicombustion" conditions. In light of
such studies as that by Dow Chemical (Rawls 1979) on combustion
sources of dioxins, the "tars" from these processes (often occurring in considerable quantities) warrant further study.

11.

As byproducts of miscellaneous chemical syntheses that may not be
commercially significant at this time. An example might be the
detected presence of 2,3,7,8-TCDD in chlorinated polyphenylene
ethers (such as 21), which can be produced from 2,4,5-trichlorophenol (Cox 1965).

Cl

/ (
NaOH
*•

A

.Cl

HO

ci
These polymers are not known to be of commercial significance, but
serve as a cautionary example.
12.

As a result of the combustion of naturally occurring compounds.
Recent reports by chemists at the Dow Chemical Company maintain
that dioxin formation is a natural consequence of combustion (Dow
1978). There are numerous naturally occurring compounds that
could, during the complex process of combustion, serve as precursors of dioxins. Combustion of these compounds in the presence
of chlorine-containing compounds (e.g., DDT or polyvinyl chloride)
37

�could lead to the formation of chlorinated dioxins. Examples of
such naturally occurring "potential" dioxin precursors are given
below.
OH
I
CH3NHCH2CH

OH
OH

OCH3
(24)

(22)
GUAIACOL

CATECHOL

ADRENALINE
(EPINEPHRINEJ

Catechol (22) occurs in nature as the product of phenol
biodegradation and as a major product of tannin pyrolysis
(Wertheim 1939). Guaiacol (23) occurs as the major phenolic
component in several hardwood trees and is also prepared synthetically for use as an ingredient in cough syrups (Merck 1978; U.S.
EPA Draft 1979). Adrenaline (24) is a naturally occurring mammalian hormone and is also prepared synthetically for use in many
drug formulations (U.S. EPA Draft 1979). Other naturally occurring compounds that contain the orthohydroxy or alkoxy groups
include vanillin (25), which is the flavoring ingredient in
vanilla extract; urushiol (26), a mixture of compounds that are
the toxic constituents of poison ivy; eugenol (27), the pungent
principle of cloves; capsaicin (28) the pungent principle of
various peppers; and safrole (29), the major volatile constituent
of sassafras.
CHO
OCH3

OCH3
CH2CH=CH2

OH

(27)
EUGENOL

(25)
VANILLIN

OCH3

URUSHIOL

O
CH2NHC-(CH2)4-CH=CHCH(CH3)2

CH 2 CH—CH 2
(29)
SAFROLE

(28)
CAPSAICIN

38

�Among many plant alkaloids that include the structure are
reserpine (30), glaucine (31), and colchicine ( 2 . Other
3)
potential dioxin precursors are found in the fomecin (33) series
of antibiotics, produced by a fungus, and also in one of the
active ingredients of creosote.
A constituent of animal urine is 4-hydroxy-3-methoxymandelic
acid (Merck Index 1978). Since the structure is so common in
living organisms, it is also often used in synthetic medicinal
compounds,
including phem'sonone, isoproterenol, estil (an
anaesthetic), methocarbanol, and the high-volume drugs guaifenesin
and methyldopa (U.S. EPA 1979).
OCH3
OCH,
OCH3

CH30

CH3O2C

CH30
CH3O
(31)
GLAUCINE

(30)
RESERPINE

CHO

HOH2C

OH

NHCOCH3

OH

OH
(33)
FOMECIN

COLCHICINE

At least one natural compound may be by itself a precursor
for a chlorinated dioxin. A microorganism species creates a
defensive chemical known as drosophyllin A (34), (p-methoxytetrachlorophenol) (Merck Index 1978). In theory it could, when
heated, form a substituted hydroxy or methoxy chlorinated dioxin,
one possibility of which is:
OCH3
2HCI
CH30

Cl

39

Cl

�SECTION 5
ORGANIC CHEMICALS
Organic chemical products with the greatest potential for byproduct
formation of dioxins are considered in this section. Pesticides and pesticide manufacture are covered separately in Section 6.
Toxicity of the many substituted dibenzo-p-dioxins varies widely. None
are excluded from consideration here since disproportionation and other
composition shifts may bring about changes from lower toxicity forms to
higher (Buser 1976).
Because of the very large number of organic compounds and their varying
proclivities to form dioxins, the compounds were screened initially on the
basis of:
Molecular structure
Process sequence
Commercial significance
As a means of focusing attention on those organic chemicals most likely
to be associated with the formation of dioxins, they were placed in the
following classifications:
Class I - Polyhalogenated phenols, primarily with a halogen ortho to
the hydroxyl group, with a high probability of dioxin formation.
Products with such compounds appearing as intermediates are also considered. Manufacture of these materials normally involves reaction
conditions of elevated temperature plus either alkalinity or free
halogen presence, either of which is conducive to formation of halogenated dioxins.
Class II - Ortho-halophenols and ortho-halophenyl ethers where the
substituted groups are a mixture of halogens and nonhalogens. Processing conditions are similar to those defined for Class I and produce
mixed substituted dioxins. The distinction between Classes I and II is
arbitrary and does not indicate necessarily a difference in likelihood
of dioxin formation.
Class III - Other chemicals having the possibility, but less likelihood, of dioxin formation. These include 1) ortho substituted aromatic

40

�compounds requiring an unusual combination of reaction steps to produce
dioxins, 2) aromatic compounds that might form dioxins because of their
production under semicombustion conditions, and 3) products that might
contain dioxins by way of contamination of their starting materials.
Since only commercially significant products are of interest in this
study, the listing is limited to those produced in quantities in excess of
1000 pounds per year and/or whose sales reach $1000 per year, as required
for listing in the SRI Directory of Chemical Producers. The product lists
are based on commercial production during the past 10 years.
Table 5 lists and classifies commercial organic chemicals selected as
having a relationship to dioxin formation or presence. Structures are shown
for Classes I and II, the chemicals of primary importance. Class III compounds are listed by name only.
Most of the organic chemicals considered are used as manufacturing
intermediates or at least are subjected to subsequent formulation or fabrication. Thus further processing may introduce additional possibilities for
dioxin formation, contamination, and exposure not contemplated within the
scope of this study.
The intended reaction mechanisms for each Class I organic chemical are
shown in Figures 1 through 11. The sequence is shown from left to right
across the top of each figure, and the possible dioxin side reaction mechanism diverges to typical dioxin byproducts at the bottom of the figure.
The specific dioxin products shown are those for which reasonably straightforward mechanisms can be postulated. In many cases more complex and
secondary mechanisms may produce dioxins in addition to those shown.

41

�TABLE 5. LIST OF ORGANIC CHEMICALS

Class
OH
Cl

4-BROMO-2.5-DICHLOROPHENOL
Cl
Br

OH

Cl
2-CHLORO-4-FLUQROPHENOL

Br

Br

Br

Br

DECABROMOPHENOXYBENZENE
Br

Br

Br

Br

OH
Br
2,4-DIBRQMQPHENQL

OH
Cl
2,3-DICHLOROPHENOL

Cl

(continued)

42

�TABLE 5 (continued)

Class I

(continued)

OH

Cl
2,4-DICHLOROPHENOL

Cl
OH
Cl
2,5-DICHLOROPHENOL

Cl

OH
2,6-DICHLOROPHENOL

OH
3,4-DICHLOROPHENOL

Cl

Cl

OH
PENTABROMOPHENOL

Br

(continued)

43

�TABLE 5 (continued)

Class 1 (continued)
OH
2,4,6-TRIBROMOPHENOL

Br
OH
2,4,5-TRICHLOROPHENOL

Cl
Cl
Class M

OC2H5
-Br

BROMOPHENETOLE

OH

0-BROMOPHENOL

Br

OC2H5
Cl

2-CHLORO-1,4-01ETHOXY-5-NITROBENZENE
OC2H5
NH,

OCH3

5-CHLORO-2,4-DIMETHOXY-ANILINE

Cl
OCH3

(continued)

44

�TABLE 5 (continued)

Class II

(continued)

OH
Cl
CHLOROHYDROQUINONE

OH
OH
Cl

0-CHLOROPHENOL

2-CHLORO-4-PHENYLPHENOL

4-CHLORORESORCINOL
OH
Cl
OH

2,6-DIBROMO-4-NITROPHENOL
NO2
COOH

OH
3,5-DICHLOROSALICYLIC ACID

(continued)

45

�TABLE 5 (continued)

Class II

(Continued)
OH

2,6-DIIODO-4-NITROPHENOL
NO2

COOH
OH

3 ,5-DIIODOSALICYLIC ACID

OCH3
0-FLUOROANISOLE

OH

0-FLUOROPHENOL

TETRABROMOBISPHENOL-A

C
CH3

Cl

Cl

TETRACHLOROBISPHENOL-A

C
I

HO

Cl

(continued)

46

CH3

OH

Cl

�TABLE 5 (continued)

Class 111
3-Amino-5-chloro-2-hydroxybenzenesulfonic acid
2-Amino-4-ch!oro-6-nifrophenol
o-Anisidine
Benzaldehyde
Bromobenzene
o-Bromof I uorobenzene
o-Chlorofluorobenzene
3-Chloro-4-fluoro-nitrobenzene
3-Chloro-4-fluorophenol
4-Chloro-2-nitrophenol
Chloropenfaf I uorobenzene
2,4-Dibromof I uorobenzene
3,4-Dichloroaniline
o-Dichlorobenzene
3,4-DIchlorobenzaldehyde
3,4-Dichlorobenzotrichloride
3,4-Dichlorobenzotrifluoride
1,2-Dichloro-4-nitrobenzene

(continued)

47

�TABLE 5 (continued)

Class III

(continued)

3,4-Dichlorophenylisocyanate
3,4-Difluoroaniline
o-Difluorobenzene
l,2-Dihydroxybenzene-3,5-disulfonic acid, disodium salt
2,5-Dihydroxybenzenesulfonic acid
2,5-Dihydroxybenzenesulfonic acid, potassium salt
2,4-Dinitrophenol
2,4-Dinitrophenoxyethanol
3,5-Dinitrosalicylic acid

Fumaric acid
Hexabromobenzene
Hexachlorobenzene
Hexaf I uorobenzene
Maleic acid
Maleic anhydride
o-Nitroanisole
2-Nitro-p-cresol
o-Nitrophenol

(continued)

48

�TABLE 5 (continued)

Class III

(continued)

Pentabromochlorocyclohexane
Pentabromoethylebenzene
Pentabromotoluene
Pentachloroaniline
Pentaftuoroaniline
o-Phenetidine
Phenol (From chlorobenzene)
l-Phenol-2-sulfonic acid, formaldehyde condensate
Phenyl ether
Phthalic anhydride
Picric acid
Sodium pi crate
Tetrabromophthalic anhydride
1,2,4,5-Tetrachlorobenzene
Tetrachlorophthalic anhydride
Tetrafluoro-m-phenylenediamine
Tribromobenzene
1,2,4-Trichlorobenzene
2,4,6-Trinitroresorcinol

49

�4-BROMO-2,5-DICHLOROPHENOL

,2,4-TRICHLOROBENZENE

Cl
2,7-DCDO

2,8-OCOO
Figure 1. 4-Bromo-2,5-dichlorophenol
50

2,7-OB-3,8-DCOD

�2 - CHLORO - 4 - FLUOROPHENOL

2,7 - OFDD
Figure 2.

2-Chloro-4-f1uorophenol
51

�DECABROMOPHENOXYBENZENE

OH
Br

Br

y
Br

Br

PENTABROMOPHENOL

Br'

Figure 3.

Decabromophenoxybenzene.

52

�2,4 - DIBROMOPHENOL

OH
-f

OTHER BROMOPHENOLS

+

OTHER BROMOPHENOXY RADICALS

PHENOL

Br

O

+

O

Br

2,7-DBDO

Figure 4.

2,4-Dibromophenol

53

OTHER BROMOOIOXINS

�2,3-DICHLOROPHENOL

Cl
Cl
S03
H2S04
Cl
1,2,3-TRICHLOROBENZENE

O Cl ^ S03

Figure 5.

2,3-Dichlorophenol

54

�2,4 - DICHLOROPHENOL

OH

OH
Cl

Cl

-f- OTHER ISOMERS

CATALYST

Cl

PHENOL

Cl
+

OTHER CHLOROPHENOXY RADICALS

-f

OTHER CHLORODIOXINS

Cl

Cl

Cl

o
o
2,7 - DCDD

Figure 6.

2,4-Dichlorophenol

55

�2,5 - OICHLOROPHENOL

1,2,4 - TRICHLOROBENZENE

2,7-OCOO

2,8-OCDO
Figure 7.

2,5-Dichlorophenol

56

�2,6 - DICHLOROPHENOL

CI2

OTHER ISOMERS

CATALYST
PHENOL

4- OTHER CHLOROPHENOXY RADICALS

-f

OTHER CHLORODIOXINS

Cl
1.6 - DCPD
Figure 8.

2,6-Dichlorophenol.

57

�3,4-DICHLOROPHENOL

Cl

SO3H

S03
Cl

H2SO4

Cl
1,3,4-TRICHLOHOBENZEHE

Cl
Figure 9.

3,4-Dichlorophenol.

58

�PEHTABROMOPHENOL

OH

OH
Br

Br2 , CATALYST

Br
PHENOL

Br

Br

Br

Br

Br
Br

Br

OBDD

Figure 10. Pentabromophenol.

59

�2,4,6 - TRIBROMOPHENOL

OH

OH

+

OTHER BROMOPHENOLS

PHENOL

Br

Br
-f

OTHER BROMOPHENOXY RADICALS

-I-

OTHER BROMODIOXINS

Br

Br
Br

O
O

Br

Br
2,4,7,9-TBOD

Figure 11.

2,4,6-Tribromophenol,

60

�SECTION 6
PESTICIDE CHEMICALS

Pesticides are the most significant group of organic chemicals in
relation to dioxin occurrence. This statement is based on the structure and
reaction mechanism analogy, reaction conditions, detected presence of
dioxins in a number of commercial pesticide products, and a history of
environmental contamination problems, particularly with trichlorophenol and
2,4,5-T.
Chlorinated dibenzo-p-dioxins are known to be present in at least trace
amounts in a number of pesticide chemicals. These include 2,4,5-T, silvex,
2,4-D, erbon, Sesone, DMPA, ronnel, tetradifon, and the various chlorophenols (Fishbein 1973). In addition, the chemical structures, reactions,
and process conditions for a number of others indicate dioxin content
potential.
This study deals with production of the basic pesticide chemicals.
Thus it does not address problems of dioxin formation possibly resulting
from formulation, storage, distribution, and utilization of the pesticides.
If exposure to alkaline formulation media or elevated temperatures is
encountered in any of the diverse procedures for handling and use of these
pesticides, dioxin formation could be a significant problem.
SELECTION AND CLASSIFICATION
The pesticide chemicals were selected for evaluation in this study on
the basis of molecular structure, from those listed as commercial pesticides
in the Farm Chemicals Handbook. The primary criterion was an ortho halophenolic structure, or the derivative esters and salts thereof. Also considered were ortho dihalo aromatic structures, which conceivably could
convert to phenols upon exposure to alkaline conditions.
A second criterion was a minimum commercial production level of 1000
pounds or $1000 value per year. These correspond to the minimum levels
required for inclusion in the Stanford Research Institute Directory of
Chemical Producers, which was a primary reference. The lists are based on
production during the past 10 years.
The pesticide chemicals considered in this study are listed in Table 6.
They are grouped into classes representing likelihood of dioxin formation,
as follows:
61

�TABLE 6.

LIST OF PESTICIDE CHEMICALS

General name

Chemical name

Class I
Bifenox

Methyl-5-[2,4-dichloroephenoxy]-2nitrobenzoate

Chloranil

2,3,5,6-Tetrachloro-2,5-eye1orhexadi ene1,4-dione

2,4-D and esters and salts

(2,4-Dichlorophenoxy)acetic acid and
esters and salts

2,4-DB and salts

2,4-Dichlorophenoxybutyric acid and
salts

Dicamba

3,6-Dichloro-2-methoxybenzoic acid

Dicamba, dimethyl amine salt

3,6-Dichloro-2-methoxybenzoic acid,
dimethyl amine salt

Dicapthon

Phosphorothioic acid o-(2-chloro-4nitrophenyl) o,o-dimethyl ester

Dichlofenthion

Phosphorothioic acid o-2,4-dichlorophenyl o,o-diakyl ester

Disul sodium (Sesone)

2,4-Dichlorophenoxyethyl sulfate,
sodium salt

2,4-DP

2-[2,4-Dichlorophenoxy] propionic acid

Erbon

2,2-Dichloropropanoic acid 2-(2,4,5trichlorophenoxy) ethyl ester

Hexachlorophene

2,2'-Methylene bis (3,4,6-trichlorophenol)

Isobac 20

2,2'-Methylene bis (3,4,6-trichlorophenol),
monosodium salt

Nitrofen

2,4-Dichlorophenyl-p-nitorphenyl ether

Pentachlorophenol (PCP)
and salts

Pentachlorophenol and salts

(continued)

62

�TABLE 6 (continued)
General name

Chemical name

Ronnel

Phosphorothioic acid, o,o-dimethyl
0-(2,4,5-trichlorophenyl) ester

Si 1 vex and esters and salts

2-(2,4,5-Trichlorophenoxy) propionic
acid and esters and salts

2,4,5-T and esters and salts

(2,4,5-Trichlorophenoxy) acetic acid
2,3,4,6-Tetrachlorophenol
2,4,5-Trichlorophenol

Class II
o-Benzyl-p-chlorophenol
Bromoxynil and esters

3,5-Dibromo-4-hydroxybenzonitrile

Carbonphenothion

Phosphorodithioic acid s-[[(4-chlorophenyl)
thiojmethyl] o,o-diethyl ester

DCPA

2,3,5,6-Tetrachloro-l,4-benzenedicarboxylic acid dimethyl ester

Dichlone

2,3-Dichloro-l,4-haphthalenedione

Dinitrobutylphenol,
ammonium salt

2,4-Dinitro-6-sec-butyl phenol,
ammonium salt

\Loxynil

3,5-Diiodo-4-hydroxybenzonitrile

L"jndane
I

X

1,2,3,4,5,6-Hexachlorocyclohexane,
gamma isomer

MCPA

(4-Chloro-o-toloxy) acetic acid

MCPB

4-(2-Methyl-4-chlorophenoxy) butyric acid

Mecoprop

2-(4-Chloro-2-methylphenoxy) propionic
acid

Parathion

Phosphorothioic acid o,o-diethyl o-(4nitrophenyl) ester

PCNP

Pentachloroni trobenzene

(continued)

63

�TABLE 6 (continued)
Chemical name

General name

Pipecolinopropyl-3,4-dichlorobenzoate
Piperalin

3-(2~methylpiperidino)propyl-3,4dichlorobenzoate

Propanil

3,4-Dichloropropionanilide

Tetradifon

1,2,4-Trichloro-5-[(4-chlorophenyl)sulfonyl] benzene
2,3,6-Trichlorobenzoic acid
2,3,6-Trichlorophenylacetic acid and
sodium salt

Triiodobenzoic acid

64

�Class I - Highly likely to be associated with the presence of halogenated dibenzo-p-dioxins because of the presence of an ortho-halogenated
phenol in the reaction sequence, with subjection to elevated temperature (&gt;145°C+) plus either alkalinity or the presence of free halogen.
Class II - Reasonable but lesser probability of such dioxin association
because of the presence of phenolic or aromatic structures related to
dioxins; although not directly involving dioxin precursive conditions,
such chemicals might form dioxins under irregular operating conditions.
CHEMICAL REACTIONS

Higher chlorinated dioxins have been detected in samples of a number of
pesticides produced from 1950 to 1970. Data from these analyses were
summarized by Fishbein (1973), as shown in Table 7.
Many of the dioxins present differ from those expected on the basis of
the straightforward mechanisms hypothesized. Possible reasons for this may
be that other mechanisms are at work or that substantial disproportionate
is occurring among the dioxins initially formed, as has been suggested by
Dow Chemical (Rawls 1979) and others (Buser 1976).
Reaction mechanisms for the Class I pesticide products are shown in the
following figures. The intended product reaction sequence is from left to
right across the top of each figure, and the possible dioxin side reaction
mechanism diverges to typical dioxin byproducts at the bottom of the figure.
The specific dioxin products shown are those for which reasonably straightforward mechanisms can be postulated. In many cases, more complex and
secondary mechanisms may produce dioxins in addition to those shown, as
evidenced by their analytical detection in a number of products (Fishbein
1973).
The initial reaction steps in producing many of the Class I pesticides
are very similar and thus the pesticides are grouped by common mechanism.
Similarity is noted in 2,4,5-T, silvex, ronnel, 2,4-D, erbon, Sesone,
dichlofenthion, dicapthon, bifenox, and dicamba. The final substitution
pattern differs in each case, as does the precise halophenol or chlorobenzene starting structure.
The first step in production of 2,4,5-T, silvex, ronnel, and erbon is
identical (Figures 12 through 15). Treatment of 1,2,4,5-tetrachlorobenzene
with caustic yields 2,4,5-trichlorophenol. The reaction conditions are
sufficiently drastic, including alkalinity and elevated temperature, to
cause formation of the a-ketocarbene, which reacts with the chlorophenylate
to give the predioxin, which then reacts to yield 2,3,7,8-TCDD. Continued
alkaline processing, which occurs with each of these product items, also
contributes to the same transient intermediates and consequently to formation of 2,3,7,8-TCDD.

65

�TABLE 7.

HIGHER CHLORINATED DIOXINS FOUND IN COMMERCIAL PESTICIDES'

Pesticide

Chi orodi benzo-prdi oxi n
detected
Tetra- Hexa- Hepta- Octa-

Sample
Number
Number
contaminated tested

Phenoxyal kanoates
2,4, 5-T
Si 1 vex
2,4-D
Erbon
Sesone

++
+

++

-

+

++

+

23
1
1
1
1

42
7
24
1
1

Chlorophenols
TriTetraPenta-(PCP)

Others0

-

+
++
++

+
++
++

+
++
++

4
3
10

6
3
11

-

++

++

+

5

22

jj Fishbein, 1973.
concentration range:

++ = &gt;10 ppm
+ = 0.5 to 10 ppm
- = &lt;0.5 ppm
DMPA, ronnel, and tetradifon were found to contain chlorodioxin contamination.

66

�2.4.5-T

COOH

Cl

ESTERS

Cl T
Cl

CICH2CO2
"\ Cl

AMINE
SALTS

2,4,5-TRICHLOROPHENOL

CI-

'Cl

Figure 12. 2,4,5-Trichlorophenol, 2,4,5-T and esters and salts.
67

�SILVEX

COOH
CH3-CH
ESTERS

SALTS
CHLOROSENZENE

2,4,5-TRICHLOROPHENOL

30Na©
Cl

Cl
Cl
Figure 13.

Silvex and esters and salts.

68

Cl

�2,4,5-TRICHLOROPHENOL

RONNEL

SNs/)CH3
00Na©
' Cl
SPCI3

2.3,7,8-TCOD
Figure 14.

69

Ronnel

�(DISUL SODIUM) SESONE
X=H
O
OC2H4OS-OH OC2H4OS-ONa
P1 O
J^ ^Ct O
NaOH

OH

O
O CH2CH2O-C-CCI2CH3
ERBON
= CI

Figure 15.

Erbon and Sesone.
70

�The normal reaction sequences for 2,4-D, 2,4-DB, 2,4-DP, disul sodium
(Sesone), dichlofenthion, bifenox, and nitrofen (sequences shown in Figures
15 through 21) are analogous in their early steps to those of 2,4,5-T and
others in the group just described, but occur via 2,4-dichlorophenol rather
than 2,4,5-trichlorophenol. The dioxin formation sequence is likewise
analogous but typically would produce 2,7-DCDD.
Note that the reaction mechanism for disul sodium is presented in the
same figure (Figure 15) with that for erbon. This placement is not meant to
imply that they are co-products, but rather is intended to demonstrate the
analogous reaction patterns of typical pesticides differing as to halogenation and substitutions. Similar analogies can be drawn among nearly all of
the pesticide chemicals studied.
Another point, important to dioxin formation, is demonstrated in Figure
16, showing the reaction for 2,4-D. The reaction sequence conventionally
cited is chlorination of phenol to 2,4-dichlorophenol, followed by reaction
with chloroacetic acid in the presence of caustic to produce 2,4-D. This
last step with the dichlorophenol under alkaline conditions can result in
dioxin formation. An alternative process sequence cited in the patent
literature (Manske 1949) reverses the order of chlorination, as shown in the
upper tier reaction of Figure 16. This sequence would be expected to reduce
the likelihood of dioxin formation. A commercially feasible yield in excess
of 80 percent is noted, but the extent of commercial utilization is not
known. This reaction sequence could possibly be adapted to other dihalogenated phenoxyalkanoates, with an expected reduction in dioxin formation.
Dicamba (Figure 22) with its dimethylamine salt presents one of the
more complex dioxin derivation patterns because of the continued alkaline
conditions under which various substitutions are made. First, preparation
of 2,5-dichlorophenol and its subsequent further exposure to caustic results
in transient intermediates and predioxins that form 2,7-DCDD and 2,8-DCDD.
In addition, similar alkaline processing of the carboxyl and methyl substituted forms can result in variously substituted dioxins, only two of which,
for simplicity, are shown in Figure 22.
Pentachlorophenol (PCP), a commercially high-volume chemical, can be
manufactured by two basic methods. One involves direct chlorination of
phenol (Figure 23) in the presence of an A1C13 catalyst. The presence of
normal excess chlorine is conducive to formation of a free-radical intermediate, then of the predioxin, and ultimately of OCDD. The alternative
process based on caustic treatment of hexachlorobenzene (Figure 24) produces
chlorinated transient intermediates analogous to the 2,4,5-T series but
fully chlorine substituted. These in turn form the predioxin and finally
OCDD.
The complex free-radical mechanism by which chloranil is made (Figure
25) results in transient intermediates similar to those occurring as byproduct derivatives of PCP. Therefore, OCDD should be expected as a dioxin
contaminant.

71

�PHENOL

PHENOXYACETIC ACID

OCH2COOH

OH
NaOH
Cl CH2COOH

Cl

2,4- D

OH

OCH2COONa

OCH2COOH

Cl
NaOH
CICH2COOH

ESTERS
[2

Cl
2,4-OICHLOROPHENOL

©ONa©

Cl
Figure 16. 2,4-D and esters and salts.
72

AMINE
SALTS

�2,4-DB

CH2CH2CH2 COOH

OH

ONa
&gt;L Cl

£1
N?OH
50-200°C

ESTERS

r

AM1NE
SALTS

Cl
2,4-DICHLOROPHENOL

O

QONa

Cl

Cl

Cl

Cl
Cl
2,7 - DCDD
Figure 17.
73

2,4-DB.

�2,4 - DP

H
I
CHg ~" C

OH

o

Cl
I
Cl NaOH, CH CH -CO H
3
2

Cl

Cl
2,4 - DICHLOROPHENOL

Cl
Cl

Figure 18.

74

2,4-DP.

�(X=N02)
DICAPTHON
or""
DICHLOFENTHION (X=CI)

OH

©9Na©
Cl

©?Na©
Cl

O0N
2,7-ONOD
Figure 19. Dicapthon and Dichlofenthion.
75

�BIFENOX

H = Na, K
X= Cl, Br
R = H or A l k y l

Cl

2,7-OCDO

Figure 20.

76

Blfenox.

�NITROFEN

Cl

OH

Cl

Gl
2,4-DICHLOROPHENOL

NO2
CHLORO-4-NITROPHENOL

Cl

2,7-OCOD

Figure 21. Nitrofen.

77

�,2,4-TRICHLOROBENZENE

2,5-OICHLOROPHENOL

DICAMBA

Cl

Cl

Cl

Cl

Cl

Figure 22.

78

Dicamba.

�PENTACHLOROPHENOL(PCP)

PCP, Na SALT

ONa

Cl

QCOD

Figure 23.

Pentachlorophenol (PCP) via phenol.

79

�PENTACHLOROPHENOL (PCP)

CI-

Cl
Cl

Cl

Cl

Cl

Cl

Cl

Cl
OCDD
Figure 24. Pentachlorophenol (PCP) via hexachlorobenzene.
80

�CHLORANIL

REACTION VIA COMPLEX \
FREE RADICAL MECHANISM/

HCI , O2
220-260°C
BENZENE

Figure 25.

81

Chloraml.

�Hexachlorophene and its sodium salt, Isobac 20, (Figure 26), are produced from 2,4,5-trichlorophenol whose preliminary production from 1,2,4,5tetrachlorobenzene is carried out by reaction with caustic. This first step
potentially forms dioxin precursors similar to the equivalent step in the
manufacture of 2,4,5-T. Consequently, 2,3,7,8-TCDD is the anticipated
byproduct dioxin.
The production of 2,3,4,6-tetrachlorophenol (Figure 27) by chlorination
of phenol would be expected to yield trace byproducts of various isomeric
hexachlorodibenzo-p-dioxins via a free-radical mechanism.
Again, because of the analytical evidence of many dioxins other than
those hypothesized in these mechanisms, no specific dioxin presence should
be presumed or excluded.
As an indication of the critical processing that might precede the
reactions shown in this section, Table 8 summarizes the primary raw materials. Those materials potentially carrying trace dioxins are reviewed in
Section 5.

82

�HEXACHLOROPHENE

ISOBAC 20

Cl'

01

C!

Cl

2,3,7,8-TCDO

Figure 26.

Hexachlorophene and Isobac 20.

83

�2,3,4,6 - TETRACHLOROPHENOL

OH
CI2 .CATALYST

OTHER CHLOROPHENOLS

PHENOL

-f OTHER CHLOROPHENOXY RADICALS

CI

HEXA-CDD'S
Figure 27.

2,3,4,6-Tetrachlorophenol.

84

�TABLE 8.

PESTICIDE RAW MATERIALS

Pesticide product

Raw materials

Bifenox

2,4-Dichlorophenol
3-Halo-o-nitrobenzoic acid ester
NaOH

Chloranil

Benzene
Hydrogen chloride
Oxygen

2,4-D and esters and salts

Phenol
Chloroacetic acid
NaOH
C12
Alcohols (for esters)
Amines (for amine salts)

2,4-DB and salts

Phenol
C12
NaOH
Butyrolactone
Alcohols (for esters)
Amines (for amine salts)

Dicamba

1,2,4-Trichlorobenzene
NaOH
C02
Dimethyl sulfate

Dicapthon

2-Chloro-4-nitorphenol
NaOH
Chiorodimethylthi ophosphonate

Dichlofention

2,4-Dichlorophenol
NaOH
Chiorodimethylthi ophosphonate

Disul Dodium (Sesone)

2,4-Dichlorophenol
NaOH
Ethylene oxide
Chlorosulfonic acid

2,4-DP

2,4-Dichlorophenol
2-Chloropropionic acid
NaOH

(continued)

85

�TABLE 8 (continued)
Pesticide product

Raw materials

Erbon

1,2,4,5-Tetrachlorobenzene
NaOH
Ethylene oxide
2,2-Dichloropropionic acid

Hexachlorophene and Isobac 20

1,2,4,5-Tetrachlorobenzene
NaOH
Ethylene oxide

Nitrofen

2,4-Dichlorophenol
Chloro-4-nitrobenzene
KOH

Pentachlorophenol PCP

Phenol
C12

(Phenol route)

or

Benzene
C12
NaOH

(Hexachlorobenzene
route)

Ronnel

1,2,4,5-Tetrachlorobenzene
NaOH
Phosphorus sulfochloride
NaOCHg

Si 1 vex and esters and salts

1,2,4,5-Tetrachlorobenzene
NaOH
Chloropropionic acid
Alcohols (for esters)
Amines (for amine and salts)

2,4,5-T and esters and salts

1,2,4,5-Tetrachlorobenzene
NaOH
Chloracetic acid
Alcohols (for esters)
Amines (for amine salts)

2,3,4,6-Tetrachlorophenol

Phenol
C12

2,4,5-Trichlorophenol

1,2,4,5-Tetrachlorobenzene
NaOH

86

�SECTION 7
CHEMICALS, PRODUCERS, AND PLANT LOCATIONS

The tables that follow list organic chemicals and pesticides selected
for study on the basis of potential dioxin contamination, with known producers and production locations, present and past. The primary source of
producer information is the SRI Directory of Chemical Producers. The tabulations are by chemical, with producers and locations; and by producer and
location, with chemicals. The tabulations by chemical (Tables 9, 10, 11,
and 14) are segregated according to the classifications based on dioxin
concern as defined in Section 5 (Organic Chemicals) and Section 6 (Pesticide
Chemicals), respectively. The classification information is also noted in
the producer location tables by means of Roman numerals following the chemical names.
The tabulations by producer and location (Tables 12 and 15) group all
of the critical chemicals involved at each manufacturer location. These
lists do not necessarily define the site subject to exposure, because many
dumps are remote from the plants; they do provide a starting point for such
definition. Abandoned production of a chemical or abandoned facilities may
present special problems. Therefore, the production facilities noted since
1968 but no longer active in 1978 are footnoted and are also extracted in
separate tables (Tables 13 and 16). Some of these sites remain active in
other production, and some may retain production capability and/or minor
production of the subject chemical. Other plant sites may be totally
deactivated or abandoned. The producer listed is the last known operator.
Some of the company names of producers designate subsidiary or divisional names, with notation of the parent company. The underlined portion
of the name indicates the short-form name used in other tables. Company
addresses, from the SRI Directory and from the Thomas Register, are for the
last known producer at a given location and are subject to the uncertainties
introduced by acquisitions and name changes.

87

�TABLE 9. PRODUCERS OF CLASS I ORGANIC CHEMICALS
Chemical

Producer

Location

4-Bromo-2,5-dichlorphenol

Velsicol

Beaumont, Tex.

2-Chloro-4-f1uorophenol

01 in

Rochester, N. Y.

Decabromophenoxybenzene

Great Lakes Chem.

El Dorado, Ark.

2,4-Dibr'omophenol

Dow
White Chem.

Midland, Mich.
Bayonne, N. J.

2,3-Dichlorophenol

Specialty Organics
Aldrich
Diamond Shamrock

Irwindale, Cal.
Milwaukee, Wis.
Neward, N. J.a

2,4-Dichlorophenol

Dow
Monsanto
Rhodia
Transvaal

Midland, Mich.
Sauget, 111.
Freeport, Tex.
Jacksonville, Ark.

2,5-Dichlorophenol

Velsicol

Beaumont, Tex.

2,6-Dichlorophenol

Aldrich
Specialty Organics

Milwaukee, Wis.
Irwindale, Cal.

3,4-Dichlorophenol

Aldrich

Milwaukee, Wis.

Pentabromophenol

Michigan Chem.
R.S.A.
White Chem.

St. Louis, Mich.3
Ardsley, N. Y.a
Bayonne, N. J.

2,4,6-Tribromophenol

Dow
Eastern Chem.
Guardian

Midland, Mich.
Pequannock, N. J.
Hauppauge, N. Y.
Pequannock, N. J.
St. Louis, Mich.
Ardsley, N. Y.a
Bayonne, N. J.

Velsicol
R.S.A.
White Chem.
No longer produced at this location.

88

�TABLE 10.

PRODUCERS OF CLASS II ORGANIC CHEMICALS

Chemical

Producer

Location

Bromophenetole

R.S.A.

Ardsley, N. Y.

o-Bromophenol

Eastman Kodak
R.S.A.

Rochester, N. Y.
Ardsley, N. Y.

2-Chloro-l,4-diethoxy5- nitrobenzene

Fairmount Chem.
GAF
Pfister

Newark, N. J.
Rensselaer, N. Y.
Newark, N. J.a

5-Chloro-2,4-dimethoxyaniline

GAF
Pfister

Rensselaer, N. Y.
Ridgefield, N. J.
Newark, N. J.

Chi orohydroqui none

Eastman Kodak
Eastern Chem.
Guardian

Rochester, N. Y.
Pequannock, N. J.
Hauppauge, N. Y.
Pequannock, N. J.

o-Chlorophenol

Dow
Monsanto

Midland, Mich.
Sauget, 111.

2-Chloro-4~phenyl phenol

Dow

Midland, Mich.

4-Chlororesorcinol

Am. Color &amp; Chem.
GAF

Lock Haven, Pa.
Rensselaer, N. Y.

2,6-Dibromo-4-nitro-phenol

Martin Marietta
Maumee
Sherwin Williams

Sodyeco, N. C.
St. Bernard, Ohio
St. Bernard, Ohio

3,5-Dichlorosalicylic acid

Aceto
Inmont Corp.

Carlstadt, N. J.
Carlstadt, N. J.a

2,6-Di iodo-4-nitrophenol

R.S.A.

Ardsley, N. Y.

3,5-Diiodosal icy! ic acid

Morton Chem.
R.S.A.

Ringwood, 111.3
Ardsley, N. Y.

o-Fluoroanisole

Olin

Rochester, N. Y.

o-F1uorophenol

Olin

Rochester, N. Y.

Tetrabromobisphenol-A

Dow
Great Lakes
Velsicol

Midland, Mich.
El Dorado, Ark.
St. Louis, Mich.

Tetrachlorobisphenol-A

Dover

Dover, Ohio3

No longer produced at this location. 89

�TABLE 11.

PRODUCERS OF CLASS III ORGANIC CHEMICALS

Chemical

Producer

Location

3-Amino-5-chloro-2hydroxybenzenesulfonic
acid

Allied
Nyanza
Toms River Chem.

Buffalo, N. Y.a
Ashland, Mass.
Toms River, N. J.

2-Amino-4-chloro-6nitrophenol

Nyanza

Ashland, Mass.

o-Anisidine

Am. Color and Chem.
Am. Aniline
du Pont
Monsanto

Lock Haven, Pa.
Lock Haven, Pa.
Deepwater, N. J.
St. Louis, Mo.a

Benzaldehyde

Crompton and Knowles
Dow
Fritzsche
Kalama Chem.
Monroe Chem.
F. Ritter
Stauffer

UOP
Velsicol

Fair Lawn, N. J.
Kalama, Wash.
Clifton, N. J.a
Kalama, Wash.
Eddystone, Pa.
Los Angeles, Cal.
Edison, N. J.
Nixon, N. J.
Fords, N. J.
Garfield, N. J.
East Rutherford, N. J.
a
Chattanooga, Tenn.

Bromobenzene

Dow
Velsicol

Midland, Mich. a
St. Louis, Mich.

o-Bromof 1 uorobenzene

01 in

Rochester, N. Y.

o-Chlorof lurobenzene

01 in

Rochester, N. Y.

3- Chi oro-4-f luoro- nitrobenzene

01 in

Rochester, N. Y.

3- Chi oro-4-f luorophenol

01 in

Rochester, N. Y.

4-Chloro-2-nitorphenol

du Pont
Maumee
Sherwin Wi 1 1 iams

Deepwater, N. J.
St. Bernard, Ohio3
St. Bernard, Ohio

Chi oropentaf 1 uorobenzene

Whittaker

San Diego, Cal .a

2, 4- Dibromof 1 uorobenzene

01 in

Rochester, N. Y.

Tenneco

(continued)
90

�TABLE 11 (continued)
Chemical

Producer

Location

3,4-Dichloroaniline

Blue Spruce

Bound Brook, N. J.
Edison, N. J.
Metuchen, N. J.
Deepwater, N. J.
Sodyeco, N. C.a
Luling, La.
Sauget, 111.

Chem. Insecticide
du Pont
Martin Marietta
Monsanto
o-Dichlorobenzene

Allied
Chem. Products
Dover
Dow
du Pont
Hooker
Monsanto
Montrose Chem.
Neville Chem.
01 in
PPG
Solvent Chem.
Speciality Organics
Standard Chlorine

3,4-Dichlorobenzaldehyde

Syracuse, N. Y.a
Cartersville, Ga.
Dover, Ohio
Midland, Mich.
Deepwater, N. J.a
Niagara Falls, N. Y.
Sauget, 111.
Henderson, Nev.
Sante Fe Springs, Cal.
Mclntosh, Ala.
Natrium, W. Va.
Niagara Falls. N. Y.
Maiden, Mass.
Irwindale, Cal.
Delaware City, Del.
Kearny, N. J.

Tenneco

Fords, N. J.

3,4-Dichlorobenzotrichloride Tenneco

Fords, N. J.

3,4-Di chlorobenzotri f1uoride Tenneco

Fords, N. J.a

l,2-Dichloro-4-nitrobenzene

Bound Brook, N. J.
Edison, N. J.
Metuchen, N. J.
Sodyeco, N. C.
Sauget, 111
Gulfport, Miss.

Blue Spruce
Chem. Insecticide
Martin Marietta
Monsanto
Plastifax

3,4-Dichlorophenylisocyanate Mobay Chem.
Ott Chem.

New Martinsville
Muskegon, Mich.

3,4-Di f1uoroani 1 i ne

Rochester, N. Y.

Olin

(continued)

91

S. C.

�TABLE 11 (continued)
Chemical

Producer

Location

o-Di f 1 uorobenzene

01 in

Rochester, N. Y.

l,2-Dihydroxybenzene-3,5disulfonic acid,
di sodium salt

Sterling Drug

New York, N. Y.a

2,5-Dihydroxybenzenesulfonic Eastman Kodak
acid
Nease Chem.

Rochester, N. Y.a
State College, Pa.

2 ,5-Di hydroxybenzenesul f oni c Nease Chem.
acid, potassium salt

State College, Pa.a

2,4-Dinitrophenol

Martin Marietta
Mobay

Sodyeco, N. C.
Bushy Park, S. C.

2,4-Dinitrophenoxyethanol

Hummel Chem.

Neward, N. J.a
South Plainfield, N. J.

3,5-Dinitrosal icyl ic acid

Eastman Kodak
Hummel Chem.

Rochester, N. Y.
Newark, N. J.
South Plainfield, N. J.
Charles City, Iowa

Salsbury Labs

Alberta Gas
Hooker ,
Monsanto
Petro-Tex
Pfizer
Reichhold
Stepan Chem.
Tenneco
U. S. Steel

Buffalo, N. Y.a
Moundsville, W. Va.
Duluth, Minn.
Arecibo, P. R.
St. Louis, Mo.
Houston, Tex.
Terre Haute, Ind.
Morris, 111.
Fieldsboro, N. J.
Garfield, N. J.
Neville Island, Pa.

Hexabromobenzene

Velsicol
Dover

St. Louis, Mich.
Dover, Ohio3

Hexachlorobenzene

Hummel Chem.

Neward, N. J.
South Plainfield, N. J.
Louisville, Ky.a

Fuman'c acid

Allied

Stauffer
(continued)

92

�TABLE 11 (continued)
Chemical

Producer

Location

Hexaf1uorobenzene

PCR
Whittaker

Gainesville, Fla.
San Diego, Cal.
Louisville, Ky.

Maleic acid

Allied

Buffalo, N. Y.a
Marcus Hook, Pa.
Moundsville, W. Va.'
Rochester, N. Y.
Waukegan, 111.

Eastman Kodak
Pfanstiehl Labs
Maleic anhydride

Allied
Amoco
Asland
Chevron
Koppers
Petro-Tex
Monsanto
Reichhold
Standard Oil of Ind.
(see Amoco above)
Tenneco
U.S. Steel

Moundsville, W. Va.'
Joilet, 111.
Neal, W. Va.
Richmond, Cal.
Bridgeville, Pa.
Cicero, 111.
Houston, Tex.a
St. Louis, Mo.
Elizabeth, N. J.
Morris, 111.
Fords, N. J.
Neville Island, Pa.

o-Nitroanisole

du Pont
Monsanto

Deepwater, N. J.
Sauget, 111.
St. Louis, Mo.

2-Nitro-p-cresol

Sherwin Williams
du Pont

Chicago, 111.
Deepwater, N. J.

o-Nitrophenol

Monsanto
du Pont

Sauget, 111.
Deepwater, N. J.

Pentabromochlorocyclohexane

Dow

Midland, Mich.

Pentabromoethylebenzene

Hexcel

Sayreville, N. J.

Pentabromotoluene

White Chem.

Bayonne, N. J.

(continued)

93

�TABLE 11 (continued)

Chemical

Producer

Location

Pentachl oroani 1 i ne

01 in

Rochester, N. Y.

Pentaf luoroani 1 ine

Whittaker

San Diego, Cal .

o-Phenetidine

Am. Aniline
Monsanto

Lock Haven, Pa.
St. Louis, Mo.a

Phenol (from chlorobenzene)

Dow
Hooker

Midland, Mich.3

Union Carbide

Marietta, Ohio

l-Phenol-2-sulfonic acid,
formaldehyde condensate

Allied
Diamond Shamrock
Rohm and Haas

Buffalo, N. Y. a
Cedartown, Ga.
Philadelphia, Pa.

Phenyl ether

Dow
Fritzsche
Monsanto

Midland, Mich.
Clifton, N. J.3
Chocolate Bayou, Tex.

Phthalic anhydride

Allied

Buffalo, N. Y.a
Chicago, 111.

North Tonawanda,aN. Y.
South Shore, Ky.

El Segundo, Cal.
BASF Wyandotte
Chevron
Commonwealth Oil
Conoco
Exxon
W. R. Grace
Hooker
Koppers
Monsanto

Reichhold

Frankford, Pa.
a
Ironton, Ohio
Kearny, N. J.
Perth Amboy, N. J.a
Richmond, Cal.
Penuelas, P. R.
a
Hebronville, Mass.
Baton Rouge, La.
Fords, N. J.
Arecibo, P. R.
Bridgeville, Pa.
Chicago, 111.9
Cicero, 111.
Bridgeport, N. J.
Chocolate Bayou, Tex.
St. Louis, Mo.
Texas City, Tex.

Azusa, Cal.
Elizabeth, N. J.

Morris, Ill.a
Sherwin Wil 1 iams
(continued)

Chicago, 111.3

�TABLE 11 (continued)
Chemical

Producer

Phthalic anhydride
(continued)

Stand. Oil Co. Cal
(see Chevron)
Stepan Chem.
Union Carbide
U.S. Steel
Witco Chem.

Location

Elwood, 111.
Millsdale, 111
Institute, W. Va.
South Charleston, S. C.'
Neville Island, Pa.
Chicago, 111.
Perth Amboy, N. J.

Picric acid

Allied
du Pont
Hummel Chem.
Martin Marietta

Buffalo, N. Ya
Deepwater, N. J.
South Plainfield, N. J.'
Sodyeco, N. C.

Sodium pi crate

Hummel Chem.
Martin Marietta
Northrop

South Plainfield, N. J.
Sodyeco, N. C.
Asheville, N. C.

Tetrabromophthal ic
anhydride

Velsicol

St. Louis, Mich.

1,2,4,5-Tetrachlorobenzene

Dover
Dow
Hooker
Solvent Chem.
Standard Chlorine

Dover, Ohio
Midland, Mich.
Niagara Falls. N. Y.'
Maiden, Mass.
Delaware City, Del.

Tetrachlorophthali c
anhydride

Hooker
Monsanto

Niagara Falls, N. Y.
Bridgeport, N. J.

Tetrafluoro-m-phenylenediamine

Whittaker

San Diego, Cal.a

Tri bromobenzene

Velsicol
Northrop

St. Louis, Mich.
Asheville, N. C.

1,2,4-Trichlorobenzene

Chris Craft
Dover
Dow
Hooker
Neville Chem.
Sobin Chems.
Solvent Chem.
Standard Chlorine

Newark, N. J.a
Dover, Ohioa
Midland, Mich.
Niagara Falls, N. Y.
Sante Fe Springs, Cal.'
Neward, N. J.
Maiden, Mass.
Delaware City. Del.
Kearny, N. J.
Chester, S. C.

Sun Chem.
(continued)

95

�TABLE 11 (continued)
Chemical

Producer

Location

2,4, 6-Tri ni troresorc i nol

Northrop

Asheville, N. C.
East Alton, 111.

01 in
. No longer produced at this location.
Possibly two plants.

96

�TABLE 12. ALPHABETICAL LIST OF ORGANIC CHEMICAL PRODUCERS
Producer

Location

Chemical (class)

Aceto Chem. Co., Inc.
126-02 Northern Blvd.
Flushing, N. Y. 11368
Arsynco, Inc. Subsid.

Carlstadt, N. J.

3,5-Dichlorosalicylic
acid (II)

Alberta Gas Chems. Inc.
Address not available

Duluth, Minn.

Fumaric acid (III)

Aldrich Chem. Co., Inc.
940 West St. Paul Ave.
Milwaukee, Wis. 53233

Milwaukee, Wis.

2,4-Dichlorophenol (I)
2,6-Dichlorophenol (I)
3,4-Dichlorophenol (I)

Allied Chem. Corp.
Buffalo, N. Y.
Columbian Rd. and Park Ave.
Morristown, N. J. 07960

Chicago, 111.
El Segundo, Cal.
Frankford, Pa.
Ironton, Ohio
Marcus Hook, Pa.
Moundsville, W. Va.
Syracuse, N. Y.

3-Amino-5-chloro-2hydroxybenzenesulfom'c acid
Fumaric acid (III)
Maleic acid (III)
l-Phenol-2-sulfonic acid,
formaldehyde condensate (III)C
Phthalic anhydride (III)
Picric acid (III)
Phthalic anhydride (III)
Phthalic anhdyride (III)
Phthalic anhydride (HI),
Phthalic anhydride (III)
Maleic acid (III)
Fumaric acid (III)
Maleic acid (III)
Maleic anhydride (III)
o-Dichlorobenzene (III)

American Aniline
Lock Haven, Pa.
Products, Inc.
25 McLean Blvd.
P.O. Box 3063
Paterson, N. J. 07509
Owned by Pepi , Inc. 52%
and Kopper Co., Inc. , 48%

o-Anisidine (III)a

American Color and Chem.
Corp.
11400 Westinghouse Blvd.
P.O. Box 1688
Charlotte, N. C. 28201

o-Anisidine (III)
4-Chlororesorcinol (ID

Lock Haven, Pa.

(continued)

97

�TABLE 12 (Continued)
Producer

Location

Chemical (class)

Amoco Chems. Corp.
200 E. Randolph Dr.
Chicago, 111. 60601
Affiliate of Standard
Oil Co., Ind.

Joilet, 111.

Maleic anhydride (III)

Arsynco

See Aceto

Ashland Oil , Inc.
1409 Winchester Ave.
P.O. Box 391
Ashland, Ky. 41101

Neal, W. Va.

Maleic anhdyride (III)

BASF Wyandotte Corp.
100 Cherry H i l l Road
Parisppany, N. J. 07054

Kearny, N. J.

Phthalic anhydride (III)

Blue Spruce Co.
1390 Valley Road
Stirling, N. J. 07980

Bound Brook, N. J.

3,4-Dichloroaniline (III)
l,2-Dichloro-4-nitrobenzene (III)
3,4-Dichloroaniline (III)3
l,2-Dichloro-4-nitrophenol (III)a

Edison, N. J.

Chemical Insecticide Corp.
30 Whitman Ave.
Metuchen, N. J. 08840
No current address

Metuchen, N. J.

3,4-Dichloroaniline (III)C
l,2-Dichloro-4-nitrobenzene (III)

Chemical Products Corp.
48 Atlanta Road
Cartersville, Ga. 30120

Cartersville, Ga.

o-Dichlorobenzene (III)

Chevron Chem. Co.
575 Market Street
San Francisco, Cal. 94105
Subsid. Standa'rd Oil Co.
of Cal.

Richmond, Cal.
Perth Amboy, N. J.

Maleic anhydride (III)
Phthalic anhydride (III)
Phthalic anhydride (III)

Chris
600
New
See

Newark, N. J.

1,2,4-Trichlorobenzene (III)C

Craft Industry, Inc.
Madison Avenue
York, N. Y.
Montrose Chem.

(continued)

98

�TABLE 12 (Continued)

Producer

Location

Chemical (class)

Commonwealth Oil Refining
Co., Inc.
245 Park Avenue
New York, N. Y. 10017

Penuelas, P. R.

Phthalic anhydride (III)

Continental Oil Co.
Hebronville, Mass.
(Conoco)
Petrochemicals Dept.
Saddle Brook, N. J. 07662

Phthalic anhydride (III)C

Crompton and Knowles Corp.
345 Park Ave.
New York, N. Y. 10022

Fair Lawn, N. J.

Benzaldehyde (III)

Diamond Shamrock Corp.
1100 Superior Ave.
Cleveland, Ohio 44114

Cedartown, Ga.

l-Phenol-2-sul fom'c acid,
formaldehyde condensate (III)C
2,4-Dichlorophenol (I)3

Dover Chem. Corp.
West 15th Street
Dover, Ohio 44622
Affiliate of ICC Industries, Inc.

Dover, Ohio

o-Dichlorobenzene (III)
Hexachlorobenzene (III)
1,2,4,5-Tetrachlorobenzene (III)3
Tetrachlorobisphenol-A (II)
1,2,4-Trichlorobenzene (III)

Dow Chem. U.S.A.
2020 Dow Center
Midland, Mich.

Kalama, Wash.
Midland, Mich.

Benzaldehyde (III)3
o-Chlorophenol (II)
2-Chloro-4-phenylphenol (II)
2,4-Dibromophenol (I)
o-Dichlorobenzene (III)
2,4-Dichlorophenol (I)
Pentabromochlorocyclohexane
Phenol (III)
Phenyl either (III)
Tetrabromobisphenol-A (II)
1,2,4,5-Tetrachlorobenzene (III)
g
2,4,6-Tribromophenol (I)
1,2,4-Trichlorobenzene (III)

Newark, N. J.

(continued)

99

�TABLE 12 (Continued)

Producer

Location

Chemical (class)

E.I. du Pont de Nemours
and Co. , Inc.
1007 Market Street
Wilmington, Del. 19898

Deepwater, N. J.

o-Anisidine (III)
4-Chloro-2-nitrophenol
3,4-Dichloroaniline (III)
o-Dichlorobenzene (III)
2-Nitro-p-cresol (III)
o-Nitrophenol (III)8
o-Nitroanisole (III)

Eastern Chem. Corp.
Now Eastern Chem. D i v .
of Guardian Chem. Corp.

Pequannock, N. J.

Chlorohydroquinone (II) a
2,4,6-Tribromophenol (I)

Eastman Kodak Co.
343 State Street
Rochester, N. Y. 14650

Rochester, N. Y.

o-Bromophenol (II)
Chlorohydroquinone (II)
2,5-Di hydroxybenzenesulfonic acid (III)
2,5-Dinitrosalicylic
acid (III)
Maleic acid (III)

Exxon Corp.
1251 Ave. of the Americas
New York, N. Y. 10020

Baton Rouge, La.

Phthalic anhydride (III)

Fairmount Chem. Co., Inc.
117 Blanchard Street
Newark, N. J. 07105

Newark, N. J.

2-Chloro-l,4-diethoxy-5nitrobenzene (II)

Fritzsche Dodge and Olcott,
Inc.
76 Ninth Ave.
New York, N. Y. 10011

Clifton, N. J.

Benzaldehyde (III)!
Phenyl ether (III)C

GAF Corp.
140 West 51st St.
New York, N. Y. 10020

Rensselaer, N. Y.

2-Chloro-l,4-diethoxy-5nitrobenzene (II)
5-Chloro-2,4-dimethoxyaniline (II)
4-Chlororesorcinol (II)

W. R. Grace and Co.
7 Hanover Square
New York, N. Y. 10005

Fords, N. J.

Phthalic anhydride (III)'

(continued)

100

�TABLE 12 (Continued)

Producer

Location

Chemical (class)

El Dorado, Ark.
Great Lakes Chem. Corp.
Hwy. 52, Northwest
West Lafayette, Ind. 47906

Decabromophenoxybenzene (I)
Tetrabromobisphenol-A (II)

Guardian Chem. Corp.
230 Marcus Blvd.
Hauppauge, N. Y. 11787

Hauppauge, N. Y.

Chlorohydroquinone (II)
2,4,6-Tribromophenol (J)

Hexcel Corp.
11711 Dublin Blvd.
Dublin, Cal. 94566

Sayreville, N. J.

Pentabromoethylbenzene (III)

Hooker Chem. Corp.
1900 St. James PI.
Houston, Tex. 77027
Subsid. Occidental
Petroleum Corp.

Arecibo, P. R.

Furmaric acid (III)
Phthalic anhydride (III)
o-Dichlorobenzene (III)
Tetrachlorophthalic
anhydride (III)a
1,2,4,5-Tetrachlorobenzene (III)
1,2,4-Trichlorob ;nzene (III)
Phenol (III) '
°
Phenol (III) '

Niagara Falls, N. Y.

North Tonawanda, N. Y.
South Shore, Ky.
Hummel Chem. Co. , Inc.
P.O. Box 250
South Plainfield, N. J.
07080

Newark, N. J.

South Plainfield, N. J.

2,4-Dinitrophenoxyethano1 (III)a
3,5-Dinitrosalicylic acid (III)
Hexachlorobenzene (III)
Picric acid (III)a
2,4-Di ni trophenoxyethanol (III)
3,5-Di nitrosalicylic
acid (III)a
Hexachlorobenzene (III)
Picric acid (lll)a
Sodium picrate (III)

ICC Industries
See Solvent Chem.
Inmont Corp.
Carlstadt, N. J.
1133 Ave. of the Americas
New York, N. Y. 10036
NOTE: Carlstadt Plant
(Subsid. of Carrier Corp.) listed under Interchemical Corp. which
was acquired by Inmont
Corp.
(continued)

101

3,5-Dichlorosalicylic
acid (III)a

�TABLE 12 (Continued)

Producer

Location

Chemical (class)

International Minerals
and Chem. Corp.
IMC Plaza
Libertyville, 1 1 1 . 60048

Newark, N. J.

1,2,4-Trichlorobenzene (III)

Kalama Chem., Inc.
The Bank of Cal. Center
Suite 1110
Kalama, Wash. 98164

Kalama, Wash.

Benzaldehyde (III)

Kopper Co., Inc.
Koppers Bldg.
Pittsburgh, Pa. 15219

Bridgeville, Pa.

Maleic anhydride (III)
Phthalic anhydride (III)
Phthalic anhydride (III)3
Maleic anhydride (III)
Phthalic anhdyride (III)

Martin Marietta Corp.
6801 Rockledge Dr.
Bethesda, Md. 20034

Sodyeco, N. C.

2,6-Dibromo-4-nitrophenol (II)3
3,4-Dichloroaniline (III)a
l,2-Dichloro-4- nitrobenzene (III)a
2,4-Dinitrophenol (III)
Picric acid (III)
Sodium picrate (III)

Maumee Chem. Co.
Presumed to be acquired
by Sherwin Williams
Address not available

St. Bernard, Ohio

2 ,6-Oebrorao-4-nitropheno1
4-Chloro-2-nitrophenol

Mobay Chem. Co.
Penn Lincoln Parkway West
Pittsburgh, Pa. 15205

New Martinsvilie, W. Va

3,4-Dichlorophenylisocyanate (III)
2,4-Dinitrophenol (III)

Monroe Chem. Co.
Saville Ave. at 4th St.
Eddystone, Pa.
Subsid. of Kalama Chem. ,
Inc. (see Kalama)

Eddystone, Pa.

Benzaldehyde (III)

Monsanto Co.

Bridgeport, N. J.

Phthalic anhydride (III)
Tetrachlorophthalic anhydride (III)
Phenyl ether (III)
Phthalic anhydride (III)
3,4-Dichloroaniline (III)

800 North Lindbergh Blvd.
St. Louis, Mo. 63166

Chicago, 111.
Cicero, 111.

Chocolate Bayou, Tex.
Luling, La.

(conti nued)

102

�TABLE 12 (Continued)
Producer

Location

Chemical (class)

Monsanto (continued)

Sauget, 111.

Texas City, Tex.

o-Chlorophenol (II)
3,4-Dichloroaniline (III)a
o-Oichlorobenzene (III)
l,2-Dichlor-4-nitrobenzene (III)C
2,4-Dichlorophenol (I)
o-Nitroanisole (III)a
o-Nitrophenol (III)
o-Anisidine (III)
Fumaric acid (III)
Maleic anhydride (III)
o-Nitroanisole (HI)
o-Phenetidine (III)
Phthalic anhydride (III)a
Phthalic anhydride (III)

Montrose Chem. Corp. of
Cal.
2401 Morris Ave.
P.O. Box E
Union, N. J. 07083
(Jointly owned by Chris
Craft Industries, Inc.
and Stauffer Chem. Co.)

Henderson, Nev.

o-Dichlorobenzene (III)

Morton Chem. Co., Div.
Morton-Norwich Products,
Inc.
110 North Wacker Dr.
Chicago, 111. 60606

Ringwood, 111.

3,5-Diiodosalicylic acid (II)1

Nease Chem. Co., Inc.
P.O. Box 221
State College, Pa. 16801

State College, Pa.

2,5-Di hydroxybenzenesulfonic acid (III)3
2,5-Dihydroxybenzenesulfonic acid,
potassium salt (III)

Neville Chem. Co.
Neville Island
Pittsburgh, Pa.

Sante Fe Springs, Cal. o-Dichlorobenzene (III)a
1,2,4-Trichlorobenzene (III)C

St. Louis, Mo.

15225

Northrop Corp.
1800 Centruy Park, East
Los Angeles, Cal. 90067

Asheville, N. C.

(continued)

103

Sodium picrate (III)
Tribromobenzene (III)
2,4,6-Trinitroresorcinol (III)

�TABLE 12 (Continued)
Producer

Location

Chemical (class)

Ashland, Mass

3-Amino-5-ch1oro-2hydroxybenzenesulfonic acid (III)
2-Amino-4-chloro-6nitrophenol (III)

East Alton, 111.
Mclntosh, Ala.
Rochester, N. Y.

2,4,6-Trinitroresorcinol (III)
o-Dichlorobenzene (III)3
o-Bromofluorobenzene (III)
o-Chlorofluorobenzene (III)
3-Chloro-4-fluoronitrobenzene (III)
2-Chloro-4-fluorophenol (I)
3-Ghloro-4-fluorophenol (III)
2,4-Dibromofluorobenzene (III)
3,4-Difluoroaniline (III)
o-Difluorobenzene (III)
o-Fluoroanisole (II)
Pentachloroaniline (III)

Gainesville, Fla.

Hexafluorobenzene (III)

Houston, Tex.

Fumaric acid (III)
Maleic anhydride (III)C

Northwest Industries
(See Velsicol)
G 300 Sears Tower
Chicago, in. 60606
Nyanza, Inc.
200 Sutton St.
North Andover, Mass.

01721

Occidental Petroleum Corp.
(See Hooker)
10889 Wilshire Blvd. ,
Suite 1500
Los Angeles, Cal. 90024
01 in Corp.
120 Long Ridge Road
Stamford, Conn. 06904

Ott Chem. Co.
See Story Chem.

PCR, Inc.
P.O. Box 1466
Gainesville, Fla.

32602

Petro-Tex Chem. Corp.
8600 Park Place
Houston, Tex. 77017
Jointly owned by FMC Corp.
and Tenneco, Inc.
(continued)

104

�TABLE 12 (Continued)
Producer

Location

Chemical (class)

Pfister Chem., Inc.
Linden Avenue
Ridgefield, N. J. 07657

Newark, N. J.

2-Chloro-l,4-diethoxy-5nitrobenzene (II)a
5-Chloro-2,4-dimethoxyaniline (II)
5-Chloro-2,4-dimethoxyaniline (II)

Ridgefield, N. J.
Pfizer, Inc.
235 East 42nd St.
New York, N. Y. 10017

Terre Haute, Ind.

Fumaric acid (III)

Plastifax, Inc.
Indust. Seaway Blvd.
P.O. Box 1056
Gulfport, Miss. 39501

Gulf Port, Miss.

l,2-Dichloro-4nitrobenzene (III)

PPG Industries, Inc.
One Gateway Center
Pittsburgh, Pa. 15222

Natrium, W. Va.

o-Dichlorobenzene (III)

Azusa, Cal.
Reichhold Chems., Inc.
Elizabeth, N. J.
RCI Bldg.
White Plains, N. Y. 10603
Morris, 111.

Phthalic anhydride (III)
Maleic anhydride (III)
Phthalic anhydride (III)
Fumaric acid (III)
Maleic anhydride (III)
Phthalic anhydride (III)

Rhodia, Inc.
600 Madison Ave.
New York, N. Y. 10022

Freeport, Tex.

2,4-Dichlorophenol (I)

F. Ritter and Co.
4001 Goodwin Ave.
Los Angeles, Cal.

Los Angeles, Cal.

Benzaldehyde (III)C

Rohm and Haas Co.
Independence Mall West
Philadephia, Pa. 19105

Philadelphia, Pa.

1-Phenol-2-sulfonic
acid, formaldehyde
condensate (III)

R.S.A. Corp.
690 Saw Mill River Road
Ardsley, N. Y. 10502

Ardsley, N. Y.

Bromophenetole (II)
o-Bromophenol (II)
2,6-Di iodo-4-nitrophenol ( )
Ha
3,5-Oiiodosalicylic |cid (II)
Pentabromophenol (I)
2,4,6-Tribromophenol (I)

90039

(continued)

105

�TABLE 12 (Continued)
Producer

Location

Chemical (class)

Salsbury Labs
2000 Rockford Road
Charles City, Iowa 50616

Charles City, Iowa

3,5-Dinitrosalicyclic
acid (III)

Sherwin Williams Co.
101 Prospect Ave.
Cleveland, Ohio 44101

Chicago, 111.

2-Nitro-p-cresol (III) a
Phthalic anhydride (III)
2,6-Dibromo-4-nitrophenol
4-Chloro-2-nitrophenol (III)

St. Bernard, Ohio

Sobin Chems. Inc.
See International
. Minerals and Chems. Corp.
Solvent Chem. Co., Inc.
Maiden, Mass.
720 Fifth Avenue
New York, N. Y. 10011
Affiliate if ICC Industries
Niagara Falls, N. Y.

o-Dichlorobenzene (III)
1,2,4,5-Tetracnlorobenzene (III)a
1,2,4-Trichlorobenzene (III)a
o-Dichlorobenzene (III)

Specialty Organics, Inc.
5263 North Fourth St.
Irwindale, Cal. 91706

Irwindale, Cal.

2,3-Dichlorophenol (I)
2,6-Dichlorophenol (I)
o-Dichlorobenzene (III)

Standard Chlorine Chem.
Co. , Inc.
1035 Belleville Turnpike
Kearny, N. J. 07032

Delaware City, Del.

o-Dichlorobenzene (III)
1,2,4,5-Tetrachlorobenzene (III)

Kearny, N. J.
Standard Oil Co.(Cal.)
(See Chevron)
575 Market St.
San Francisco, Cal. 94105
Standard Oil Co. (Ind.)
(See Amoco)
910 South Michigan Ave.
Chicago, 111. 60605
Standard Oil Co. (N.J.)
(See Exxon)
(continued)

106

1,2,4-Trichlorobenzene
(III)
o-Dichlorobenzene
(III)
1,2,4-Trichlorobenzene (III)C

�TABLE 12 (Continued)
Producer

Location

Chemical (class)

Stauffer Chem. Co.
Westport, Conn. 06880

Edison, N. J.
Nixon, N. 0.
Louisville, Ky.

Benzaldehyde (III)
Banzaidehyde (III)a
Hexachlorobenzene (III)

Stepan Chem. Co.
Edens and Winnetka Rd.
Northfield, 111. 60093

Elwood, 111.
Fieldsboro, N. J.
Millsdale, 111.

Phthalic anhydride a(III)
Fumaric acid (III)
Phthalic anhydride (III)

Stering Drug Inc.
90 Park Avenue
New York, N. Y. 10016

New York, N. Y.

l,2-Dihydroxy-3,5-disulfonic
acid, disodium salt (III)a

Story Chem.
500 Agard
Muskegon,
Ott Chem.

Muskegan, Mich.

3,4-Dichlorophenylisocyanate (III)

Chester, S. C.

1,2,4-Trichlorobenzene (III)C

Corp.
Road
Mich. 49445
Co., Div.

Sun Chem. Corp.
Box 70
Chester, S. C. 29706

Tenneco Chems. Co.
Fords, N. J.
Park 80 Plaza, West
Saddle Brook, N. J. 07662
(Part of Tenneco, Inc.)

Garfield, N. J.

Benzaldehyde (III)
3,4-Dichlorobenzaldehyde (III)
3,4-Dichlorobenzotrichloride (III)
3,4-Dichlorobenzotrifluoride (III)
Maleic anhydride (III)
Fumaric acid (III)
Benzaldehyde (III)
f\
3-Amino-5-chloro-2hydroxybenzenesulfonic acid (III)

Toms River Chem. Corp.
P.O. Box 71
Toms River, N. J. 08753
(80% Ciba-Geigy and
20% Sandoz AG)

Toms River, N. J.

Transvaal, Inc.
Marshall Road
P.O. Box 69
Jacksonville, Ark. 72076
(Subsid. of Vertac)

Jacksonville, Ark.

2,4-Dichlorophenol (I)

Union Carbide Corp.
270 Park Avenue
New York, N. Y. 10017

Marietta, Ohio

Phenol (III)a,b

(continued)

107

�TABLE 12 (Continued)
Producer

Location

Chemical (class)

UOP, Inc.
Ten UOP Plaza
Algonquin and Mt.
Prospect Roads
Des Plaines, 111.

East Rutherford, N. J.

Benzaldehyde (III)

U.S. Steel Corp.
Sixth and Grant
Pittsburgh, Pa. 15230

Neville Island, Pa.

Fumaric acid (III)
Maleic anhydride (III)
Phthalic anhydride (III)

Velsicol Chem. Corp.
341 East Ohio St.
Chicago, 111. 60611
(Subsid. of Northwest
Industries, Inc.)

Beaumont, Tex.

4-Bromo-2,5-dichlorphenol (I)
2,5-Dichlorophenol (I)
Benzaldehyde (III)
Hexabromobenzene (III)
Pentabromophenol (I)
Tetrabromobisphenol-A (II)
Tetrabromophthalic anhydride (III)
Tribromobenzene (III)
2,4,6-Tribromophenol (I)

60016

Chattanooga, Tenn.
St. Louis, Mich.

Vertac, Inc. (See Transvaal)
2414 Clark Tower
Memphis, Tenn. 38137
White Chem. Corp.
P.O. Box 278
Bayonne, N. J. 07002

Bayonne, N. J.

2,4-Dibromophenol (I)
Pentabromophenol (I)
Pentabromotoluene (III)
2,4,6-Tribromophenol (I)

Whittaker Corp.
10880 Wilshire Blvd.
Los Angeles, Cal. 90024

San Diego, Cal.

Hexafluorobenzene (III) C
Pentafluoroani1ine (III)
Chloropentafluorobenzene (III)
Tetraf1uoro-m-phenylenediamine (III)a

Witco Chem. Corp.
277 Park Avenue
New York, N. Y.

Chicago, 111.
Perth Amboy, N.

Phthalic anhydride (III)!
Phthalic anhydride (III)e

10017

No longer produced at this location.
From chlorobenzene.

108

�TABLE 13.

FORMER LOCATIONS OF ORGANIC CHEMICAL PRODUCTION

Producer

Location

Chemical (class)

Aldrich

Milwaukee, Wise.

2,4-Dichlorophenol (I)

Allied

Buffalo, N. Y.

Syracuse, N. Y.

3-Amino-5-chloro-2-hydroxybenzenesulfonic acid (III)
Fumaric acid (III)
Maleic acid (III)
l-Phenol-2-sulfonic acid,
formaldehyde condensate (III)
Phthalic anhydride (III)
Phthalic anhydride (III)
Phthalic anhydride (III)
Phthalic anhydride (III)
Fumaric acid (III)
Maleic acid (III)
Maleic anhydride (III)
o-Dichlorobenzene (III)

Am. Aniline

Lock Haven, Pa.

o-Am'si dine (III)

Blue Spruce

Edison, N. J.

3,4-Dichloroarn line (III)
l,2-Dichloro-4-nitrobenzene (III)

Chem. Insecticide

Metuchen, N. J.

3,4-Di'chloroaniline (III)
l,2~Dichloro-4-nitrobenzene (III)

Chem. Products

Cartersville, Ga.

o-Dichlorobenzene (III)

Chevron

Richmond, Cal.
Perth Ambay,.N. J.

Maleic anhydride (III)
Phthalic anhydride (III)

Chris Craft

Newark, N. J.

1,2,4-Trichlorobenzene (III)

Commonwealth Oil

Penuelas, P. R.

Phthalic anhydride (III)

Conoco

Hebronville, Mass.

Phthalic anhydride (III)

Dover

Dover, Ohio

o-Dichlorobenzene (III)
Hexachlorobenzene (III)
1,2,4,5-Tetrachlorobenzene (III)
Tetrachlorobisphenol-A (II)
1,2,4-Trichlorobenzene (III)

Diamond Shamrock

Cedartown, Ga.

l-Phenol-2-sulfom'c acid,
formaldehyde condensate

Chicago, 111.
Frankford, Pa.
Ironton, Ohio
Moundsvi1le, W. Va.

Dow

Phenol 3
(III)
2,4,6-Tribromophenol

Midland, Mich.

(continued)

109

(I)

(III)

�TABLE 13 (Continued)
Producer

Location

Chemical (class)

Dow (continued)

Kalama, Wash.

Benzaldehyde (III)

du Pont

Deepwater, N. J.

4-Chloro-2-nitrophenol (III)
o-Dichlorobenzene (III)
2-Nitro-p-cresol (III)
o-Nitrophenol (III)

Eastern Chem.
(currently Eastern
Chem, Div. of
Guardian)

Pequannock, N. J.

Chlorohydroquinone (II)
2,4,6-Tribromophenol (I)

Eastman Kodak

Rochester, N. Y.

2,5-Dihydroxybenzenesulfonic
acid (III)
Maleic acid (III)

Fri tzsche

Clifton, N. J.

Benzaldehyde
Phenyl ether

W. R. Grace

Fords, N. J.

Phthalic anhydride

Guardian

Hauppauge, N. Y.
Pequannock, N. J.

Chlorohydroquinone (II)
Chlorohydroquinone (II)
2,4,6-Tribromophenol (I)

Hooker

Niagara Falls, N. Y.

o-Dichlorobenzene (III)
Tetrachlorophthalic anhydride (III)
1,2,4,5-Tetrachlorobenzene (III)
1,2,4-Trichlorobenzene (III)
Phenol3 (III)
Phenol3 (III)

North Tonawanda, N. Y.
South Shore, Ky.
Hummel Chem.

Newark, N. J.

South Plainfield, N. J.

Inmont
(formerly Interchemical Corp. )

Carlstadt, N. J.

(continued)

no

(III)
(III)
(III)

2,4-Dinitrophenoxyethanol (III)
3,5-Dinitrosalicylic acid (III)
Hexachlorobenzene (III)
Picric acid (III)
3,5-Dinitrosalicylic acid (III)
Hexachlorobenzene (III)
Picric acid (III)
3,5-Dichlorosalicylic acid

(III)

�TABLE 13 (Continued)
Producer

Location

Chemical (class)

Koppers

Chicago, 111.
Cicero, 111.

Phthalic anhydride (III)
Maleic anhydride (III)

Martin Marietta

Sodyeco, N. C.

2,6-Dibromo-4-nitrophenol (II)
3,4-Dichloroaniline (III)
l,2-Dichloro-4-nitrobenzene (III)
Sodium picrate (III)

Monsanto

Chocolate Bayou, Tex.
Saugett, 111.

Phthalic anhydride (III)
3,4-Dichloroaniline (III)
l,2-Dichloro-4-nitrobenzene (III)
o-Nitroam'sole (III)
o-Anisidine (III)
o-Phenetidine (III)
Phthalic anhydride (III)

St. Louis, Mo.

Morton Chem.

Ringwood, 111,

3,5-Diiodosalicylic acid (II)

Nease Chem.

State College, Pa.

2,5-Di hydroxybenzenesulfoni c
acid (III)
2,5-Dihydroxybenzenesulfonic
acid and potassium salt (III)

Neville Chem,

Santa Fe Springs, Cal.

o-Dichlorobenzene (III)
1,2,4-Trichlorobenzene (III)

01 in

East Alton, 111.
Mclntosh, Ala.

2,4,6-Trinitroresorcinol (III)
o-Dichlorobenzene (III)

Petro-Tex

Houston, Tex.

Fumaric acid (III)
Maleic anhydride (III)

Pfister

Newark, N. J.

2-Chloro-l,4-diethoxy-5nitrobenzene (II)
5-Chloro-2,4-diroethoxyani1ine

Reichhold

F. Ritter

Azusa, Cal.
Elizabeth, N. J.
Morris, 111.
Los Angeles, Cal.

(continued)

111

Phthalic anhydride
Phthalic anhydride
Fumaric acid
(III)
Phthalic anhydride
Benzaldehyde

(III)

(III)
(III)
(III)

(II)

�TABLE 13 (Continued)
Producer

Location

Chemicals (class)

R.S.A.

Ardsley, N. Y.

3,5-Diiodosalicyclic acid (II)
Pentabrompphenol (I)
2,4,6-Tribromophenol (I)

Sherwin Williams

St. Bernard, Ohio

2,6-Dibromo-4-nitrophenol (II)
4-Chloro-2-nitrophenol (III)
Phthalic anhydride (III)

Sobin Chems.
(currently International Minerals
and Chems. Corp.)

Newark, N. J.

1,2,4-Trichlorobenzene (III)

Solvent Chem.

Maiden, Mass.

o-Dichlorobenzene (III)
1,2,4,5-Tetrachlorobenzene (III)
1,2,4-Trichlorobenzene (III)

Standard Chlorine

Kearny, N. J.

1,2,4-Trichlorobenzene (III)

Stauffer

Edison, N. J.
Louisville, Ky.
Nixon, N. J.

Benzaldehyde (III)
Hexachlorobenzene (III)
Benzaldehyde (III)

Stepan Chem.

Fieldsboro, N. J.
Millsdale, 111.

Fumaric acid (III)
Phthalic anhydride (III)

Sterling Drug

New York, N. Y.

l,2-Dihydroxy-3,5-disulfonic
acid, disodium salt (III)

Story Chem.

Muskegon, Mich.

3,4-Dichlorophenylisocyanate (III)

Sun Chem.

Chester, S. C.

1,2,4-Trichlorobenzene (III)

Tenneco

Fords, N. J.

3,4-Dichlorobenzotrifluoride (III)

Union Carbide

Marietta, Ohio

Phenol3 (III)

Velsicol

Chattanooga, Tenn.
St. Louis, Mich.

Benzaldehyde (III)
Hexabrompbenzene (III)
Pentabrpmophenol (I)
Tribromobenzene (III)
2,4,6-Tribromophenol (I)

(continued)

112

�TABLE 13 (Continued)
Producer

Location

Chemicals (class)

Whittaker

San Diego, Cal.

Hexaf luorobenzene (III)
Pentafluoroaniline (III)
Chloropentaf luorobenzene (III)
Tetraf luoro-m-phenylenediamine (III)

Witco

Chicago, 111.
Perth Amboy, N. J.

Phthalic anhydride (III)
Phthalic anhydride (III)

From chlorobenzene.

113

�TABLE 14.

PRODUCERS OF PESTICIDE CHEMICALS, CLASSES I AND II

Chemical

Producer

Location

Bifenox

Mobil

Mt. Pleasant, Tenn.

Chloranil

Arapahoe
Uniroyal

Boulder, Colo.3
Naugatuck, Conn.

2,4-D and esters and salts

Amchem

Ambler, Pa.
Fremont, Cal.
St. Joseph, Mo.
Metuchen, N. J.

Class I

Chemical Insecticide
Corp.
Chempar
Diamond Shamrock
Dow
Fallek-Lankro
Guth Chem.
Imperial
Miller Chem.
Monsanto
PBI-Gordon
Rhodia

Riverdale
Thompson Chem.
Thompson-Hayward
Transvaal
Woodbury

Portland, Ore.3
Newark, N. J.a
Midland, Mich.
Tuscaloosa, Ala.
Hillside, 111.3
Shenandoah, Iowa
Whiteford, Md.a
Sauget, 111.3
Kansas City, Kans.
N. Kansas City, Mo.'
Portland, Ore.
St. Joseph, Mo.
St. Paul, Minn.
Chicago Hgts., 111St. Louis, Mo.
Kansas City, Kans.
Jacksonville, Ark.
Orlando, Fla.

2,4-DB and salts

Amchem
Rhodia

Ambler, Pa.
N. Kansas City, Mo.'
Portland, Ore.
St. Joseph, Mo.
St. Paul, Minn.

Dicamba

Velsicol

Beaumont, Tex.
Chattanooga, Tenn.

Dicapthon

American Cyanamid

Warners, N. J.a

Dichlofenthion

Mobile

Charleston, S. C.a
Mt. Pleasant, Tenn.

(continued)

114

�TABLE 14 (continued)
Chemical

Producer

Location

Dimethyl amine salt of
dicamba

PBI-Gordon

Kansas City, Kans.

Disul Sodium (Sesone)

Amchem

Ambler, Pa.
Fremont, Cal.
Linden, N. J.
St. Joseph, Mo.
Linden, N. J.a
Institue and S.
Charleston, W. Va.

GAP
Union Carbide

2,4-DP

Rhodia
Transvaal

Portland, Ore.
Jacksonville, Ark.

Erbon

Dow

Midland, Mich.3

Hexachlorophene

Givaudan

Clifton, N. J.

Isobac 20

Givaudan

Clifton, N. J.

Nitrofen

Rohm and Haas

Philadelphia, Pa.

Pentachlorophenol (PCP)
and salts

Dow
Merck
Monsanto

Sonford Chemical
Vulcan Matls.

Midland, Mich.
Hawthorne, N. J.
Sauget, 111.
Tacoma, Wash.
Port Neches, Tex.
Wichita, Kans.

Ronnel

Dow

Midland, Mich.

Si 1 vex and esters and salts

Dow
Guth Chemical
Mi 11 master Onyx
Riverdale
Thompson-Hayward
Transvaal

Midland, Mich.
Hillside, 111.
Berkeley Hgts., N. J.
Chicago Hgts., 111.
Kansas City, Kans.
Jacksonville, Ark.

Reichhold

2,4,5-T and esters and salts Amchem
Chemical Insecticide
Corp.
Chempar
(continued)

115

Ambler, Pa.
Fremont, Cal.
St. Joseph, Mo.a
Metuchen, N. J.
o

Portland, Ore.

�TABLE 14 (continued)
Chemical

Producer

Location

2,4,5-T and esters and
salts (continued)

Diamond Shamrock
Dow
Guth Chemical
Hercules
Mi 11 master Onyx
PBI-Gordan
Riverdale
Thompson Chemical
Thompson-Hayward
Transvaal

Newark, N. J.
Midland, Mich.
Hillside, Ill. a
Brunswick, Ga.
Berkeley Hgts., N. J.'
Kansas City, Kans.
Chicago Hgts., 111.
St. Louis, Mo.
Kansas City, Kans.
Jacksonville, Ark.

2,3,4,6-Tetrachlorophenol

Dow
Sonford

Midland, Mich.
Port Neches, Tex.

2,4,5-Trichlorophenol
and salts

Chemical Insecticide
Corp.
Diamond Shamrock
Dow
GAP
Hercules
Hooker
N. Eastern Pharmacy
Transvaal

Metuchen, N. J.

Dow

Midland, Mich.

o-Benzyl-p-chlorophenol

Monsanto
Reichhold

Sauget, 111.
Tacoma, Wash.

Bromoxynil and esters

Amchem
Rhodia

Ambler, Pa.
Portland, Ore.
St. Joseph, Mo,

Carbophenothion

Stauffer

Cold Creek, Ala. a
Henderson, Nev.

Chlorothaloni 1

Diamond Shamrock

Greens Bayou, Tex.

DCPA

Diamond Shamrock

Greens Bayou, Tex.

Dichlone

Aceto
FMC
Uniroyal

Flushing, N. Y.a
Middleport, N. Y^
Nangatuck, Conn.

2,4,6-Trichlorophenol

Newark, N. J.
Midland, Mich.
Linden, N. J.
Brunswick, Ga.
Niagara Falls, N. Y.
Verona, Mo.
Jacksonville, Ark.

Class II

(continued)

116

�TABLE 14 (continued)

Chemical

Producer

Location

Dinitrobutylphenol,
ammonium salt

Dow

Midland, Mich.

4,6-Dinitro-o-cresol
and sodium salt

Blue Spruce

Bound Brook, N. J.

loxynil

Amchem
Rhodia

Fremont, Cal.
Portland, Ore.

Lindane

Hooker
Prentiss

Niagara Falls, N. Y.
Newark, N. J.

MCPA and derivatives

Diamond Shamrock
Dow
Fallek-Lankro
Guth Chemical
Monsanto

Newark, N. J.
Midland, Mich.
Tuscaloosa, Ala.
Hillside, 111.
Nitro, W. Va.
Portland, Ore.

Rhodia

MCPB

Amchem
Dow
Monsanto
Rhodia

Ambler, Pa.
Fremont, Cal.
St. Joseph, Mo.
Midland, Mich.
Sauget, 111.
Portland, Ore.
St. Joseph, Mo.

Mecoprop

Cleary
Fallek-Lankro
Morton Chem.
PBI-Gordon
Rhodia

Somerset, N. J.
Tuscaloosa, Ala.
Ringwood, 111.
Kansas City, Kans.
Portland, Ore.
St. Joseph, Mo.

Parathion

American Cyanamid
American Potash

Warners, N. J.
Hamilton, Miss.
Los Angeles, Cal.
Anniston, Ala.
Mt. Pleasant, Tenn.'
Bayport, Tex.

a

Monsanto
Stauffer
Velsicol
PCNB

Monsanto
01 in

(continued)
117

Sauget, 111.3
Leland, Miss.
Mclntosh, Ala.
Rochester, N. Y.

�TABLE 14 (continued)
Chemical

Producer

Location

Pi pecol i nopropyl -3 ,4dichlorobenzoate

Eli Lilly

Lafayette, Ind.

Piperalin

Eli Lilly

Indianapolis, Ind.
Lafayette, Ind.

Propanil

Blue Spruce
Eagle River
Monsanto
Sobin Chemical

Bound Brook, N. J.
Helena, Ark^
Luling, La.
Newark, N. 0.

Tetradifon

FMC

Baltimore, Md.

2,3,6-Trichlorobenzoic
acid

Amchem

Ambler, Pa.
Fremont, Cal .
St. Joseph, Mo.
Deepwater, N. J.
Fords, N. J.a

du Pont
Tenneco
Amchem
Tenneco

2,3,6-Trichlorophenyl
acetic acid and
sodium salt
Triiodobenzoic acid

Ambler, Pa.
Fremont, Cal.
St. Joseph, Mo.
Fords, N. J.a

Amchem
Mallinckrodt

Ambler, Pa.
Raleigh, N. C.

No longer produced at this location.

118

�TABLE 15. ALPHABETICAL LIST OF PESTICIDE CHEMICAL PRODUCERS
Producer

Location

Chemical (class)

Aceto Chemical Co., Inc.

Flushing, N. Y.

Dichlone (II)"

Alco Standard Corp.
(See Miller Chent. )
Amchem Products, Inc.
Ambler, Pa.
Brookside Ave.
P.O. Box 33
Ambler, Pa. 19002
(Subsid. of Union Carbide)

Fremont, Cal.

Linden, N. J.
St. Joseph, Mo.

American Cyanamid Co.
Berdan Ave.
Wayne, N. J. 07470

Warners, N. J.

American Potash and Chem.
Hamilton, Miss.
Corp.
Los Angeles, Cal.
Kerr-McGee Chem. Corp.
Kerr-McGee Center
Oklahoma City, Okla. 73125
(continued)

119

2,4-D and esters and salts (I)
2,4-DB and salts (I)
Disul sodium (I)
2,4,5-T and esters and salts (I)
Bromoxynil and esters (II)
MCPB (II)
2,3,6-Trichlorobenzoic
acid and salt (II)
Triiodobenzoic acid (II)
2,4-D and esters and salts (I)
Disul sodium (I)
2,4,5-T and esters and salts (I)
loxynil (II)a
MCPB (II)
2,3,6-Trichlorobenzoic
acid (II)
2,3,6-Trichlorophenyl
acetic acid, sodium
salt (II)
Disul sodium (I)
2,4-D and esters and salts (I)
Disul sodium (I)
2,4,5-T and esters and salts (I)
MCPB (II)
2,3,6-Trichlorobenzoic
acid (II)
2,3,6-Trichlorophenyl
acetic acid, sodium
salt (II)
Dicapthon ( )
Ia
Parathion (II)
Parathion (II)°
Parathion (II)C

�TABLE 15 (Continued)
Producer

Location

Chemical (class)

Arapanoe Chem. Div.
Syntex Corp.
3401 Hillview Ave.
Palo Alto, Cal. 94304

Boulder, Col.

Chloranil (IT

Blue Spruce Co.
Stirling, N. J.

Bound Brook, N. J.

4,6-Dinitro-o-cresol
and sodium salt (II)
Propanil (II)

Chemical Insecticide Corp.
30 Whitman Ave.
Metuchen, N. 0. 08840
(1971 address)

Metuchen, N. J.

2,4-D and esters and salts (I)a
2,4,5-T and esters and salts (I)e
2,4,5-Trichlorophenol (I)a

Chempar Chem. Co., Inc.
(Address not available)

Portland, Ore.

2,4-D and esters and salts (I) .
2,4,5-T and esters and salts (I)c

W. A. deary
1049 Somerset St.
Somerset, N. J. 08873

Somerset, N. J.

Mecoprop (II)

Diamond Shamrock Corp.
1100 Superior Ave.
Cleveland, Ohio 44114

Greens Bayou, Tex.

Chlorothalonil (II)
DCPA (II)
2,4-D and esters and salts (I)
2,4,5-T and esters and salts (I)c
2,4,5-Trichloroohenol
and salts (I)a
MCPA (II)

Dow Chemical U.S.A.

Midland, Mich.

07980

Newark, N. J.

2,4-D and esters and salts (I)
Dinitrobutylphenol ammonium
salt (II)
Erbon (I)a
MCPA and derivatives
(II)
MCPB (II)a
Pentachlorophenol and
salts (I)
Ronnel (I)
Silvex and esters and salts (I)
2,4,5-T and esters and salts (I)
2,4,5-Trichlorophenol (I)
2,4,6-Trichlorophenol (I)

(continued)

120

�TABLE 15 (Continued)

Producer

Location

Chemical (class)

E.I. du Pont de Nemours
and Co., Inc.
1007 Market Street
Wilmington, Del. 19898

Deepwater, N. J.

2,3,6-Trichlorobenzoic
acid and salts (II)a

Eagle River Chemicals, Co.
Helena, Ark. 72342
(Subsid. of Vertac, Inc.)

Helena, Ark.

Propanil (II)

Eli Lilly and Co.
740 S. Alabama St.
Indianapolis, Ind.

Indianapolis, Ind.
Lafayette, Ind.

Piperalin (II)
Pipecolinopropy1-3,4dichlorobenzoate (II)
Piperalin (II)

Baltimore, Md.

Tetradifon (II)a

Middleport, N. Y.

Dichlone (I)

Fallek-Lankro Corp.
P.O. Box H
Tuscaloosa, Ala. 35401
(Joint venture of Fallek
Chem. Corp. and Lankro
Chem. Group Ltd. [UK])

Tuscaloosa, Ala.

2,4-D and esters and salts (I)
MCPA and derivatives (II)
Mecoprop (II)

GAF Corp.
140 West 51st St.
New York, N. Y. 10020

Linden, N. J.

Disul sodium (I)
2,4,5-Trichlorophenol
and salts (I)

Givaudan Corp.
100 Delawanna Ave.
Clifton, N. J. 07014
(Affiliate of L. Givaudan
and Cie [Switz.])

Clifton, N. J.

Hexachlorophene (I)
Isobac 20 (I)

Guth Chemical Co.
P.O. Box 302
Naperville, 111.

Hillside, 111.

2,4-D and esters and
and salts (I)
Si 1 vex and esters and
salts (I)a
2,4,5-T and esters and
salts (I)a
MCPA (II)a

96206

FMC Corp.
One Illinois Center
200 East Randolph Dr.
Chicago, 111. 60601

Gulf Oil Corp.
(See Millmaster Onyx)
(continued)

121

�TABLE 15 (Continued)
Producer

Location

Chemical (class)

Hercules, Inc.
910 Market St.
Wilmington, Del.

Brunswick, Ga.

2,4,5-T and esters and

Hooker Chemical Corp,
1900 St. James PI.
Houston, Tex. 77027
(Subsid. of Occidental
Petroleum Corp.)

Niagara Falls, N. Y.

2,4,5-THchlorophenol and

Imperial , Inc.
West 6th and Grass Sts.
Shenandoah, Iowa

Shenandoah, Iowa

2,4-D and esters and
salts (I)

Mai 1inckrodt, Inc.
675 Brown Road
P.O. Box 5840
St. Louis, Mo. 63134

Raleigh, N. C.

Triiodobenzoic acid (II)'

Merck and Co., Inc.
126 East Lincoln Ave.
Rahway, N. J. 07065

Hawthorne, N. J.

Pentachlorophenol
and salts (I)a

Miller Chem. and Fertz.
Corp.
Subsid of
Alco Standard Corp.
Valley Forge, Pa. 19481

White ford, Md.

2,4-D and esters and
salts (I)a

Millmaster Onyx Group
99 Park Ave.
New York, N. Y. 10016
(Part of Gulf Oil Corp.)

Berkeley Hgts., N. J.

Silvex and esters and
and salts (I)
2,4,5-T and esters and
salts (I)a

Mobil Chem. Co.
Phosphorus Div.
P.O. Box 26638
Richmond, Va. 23261
(Div. of Mobil Corp.)

Charleston, S. C.
Mt. Pleasant, Tenn.

Dichlofenthion (I)a
Bifenox (I)
Dichlofention (I)

Monsanto Co.
800 North Lindbergh Blvd.
St. Louis, Mo. 63166

Anniston, Ala.
Luling, La.
Nitro, W. Va.
Sauget, 111.

Parathion (II)
Propanil (II)a
MCPA (II)
2,4-D and esters and
salts (I)a

19899

(continued)

122

salts (I) a
2,4,5-Trichlorophenol and
salts (I) a

salts (I)a
Lindane (II)

�TABLE 15 (Continued)
Producer

Location

Monsanto Co. (continued)

Chemical (class)
Pentachlorophenol and
salts (I)
o-Benzyl-p-chlorophenol (II)
MCPB
PCNB (II)

Morton Chem. Co.
Div. of
Morton-Norwich Products,
Inc.
110 North Wacker Dr.
Chicago, 111. 60606

Ringwood, 111.

Mecoprop (II )a

North Eastern Pharmaceutical
and Chem. Co.
P.O. Box 270
Stamford, Conn. 06904

Verona, Mo.

2,4,5-Trichlorophenol and
salts (I)

01 in Corp.
120 Long Ridge Rd.
Stanford, Conn. 06904

Leland, Miss.
Mclntosh, Ala.
Rochester, N. Y.

PCNB (II)
PCNB (II)
PCNB (II)a

PBI-Gordon Corp.
300 South Third St.
Kansas City, Kans. 66118

Kansas City, Kans.

Dimethylamine salt of
dicamba (I)
2,4,5-T and esters and
salts (I)
Mecoprop (II)

Prentiss Drug and Chem.
Co., Inc.
363 Seventh Ave.
New York, N. Y. 10001

Newark, N. J.

Lindone (II)

Occidental Petroleum Corp
(See Hooker)

Reichhold Chemicals, Inc.
Tacoma, Wash.
RCI Building
White Plains, N. Y. 10603
Rhodia, Inc.
600 Madison Ave.
New York, N. Y. 10022
(Subsid. of RhonePoulenc SA [France])

N. Kansas City, Mo.
Portland, Ore.

(continued)

123

Pentachlorophenol and
and salts (I)
o-Benzyl-p-chlorophenol
a

2,4-D (I)
2,4-DB (I) 3
loxynil (II)a
2,4-D (I)
2,4-DB (I)

(II)

�TABLE 15 (Continued)
Producer

Chemical (class)

Location

Rhodia, Inc. (cont.)

St. Joseph, Mo.

St. Paul, Minn.

2,4-DP (I)
Bromoxynil and esters (II)
MCPA and derivatives (II)
MCPB (II)
Mecoprop (II)
2,4-D and esters and
salts (I)
2,4-DB and salts (I)
Bromoxynil and esters (II)
MCPA and derivatives (II)
MCPB (II)
Mecoprop (II)
2,4-D and esters and salts (I)
2,4-DB (I)a

Riverdale Chemicals, Inc.
Chicago Hgts., 111.
220 E. 17th St.
Chicago Hgts.,111. 60411

2,4-D and esters and salts (I)
Silvex and esters and salts (I)
2,4,5-T and esters and salts (I)

Sobin Chemicals, Inc.
International Minerals
and Chem. Corp.
IMC Plaza
Libertyville, 111. 60048

Newark, N. J.

Propanil (II)a

Sonford Chem. Co.
Pure-Atlantic Hwy.
Port Neches, Tex. 77651

Port Neches, Tex.

PentachloroDhenol and
salts (I)a
2,3,4,6-Tetrachlorophenol ( )
I'

Stauffer Chemical Co.
Westport, Conn. 06880

Cold Creek, Ala.
Henderson, Nev.
Mt. Pleasant, Tenn.

Carbophenothion (II)a
Carbophenothion (II)
Parathion (II)a

Syntex Corp.
(See Arapahoe)
Tenneco Chemicals Co.
Fords, N. J.
Park 80 Plaza West
Saddle Brook, N. J. 07662
(Part of Tenneco, Inc.)

2,3,6-Trichlorobenzoic
acid and salts (II)
(2,3,6-Trichlorophenyl)
acetic acid and sodium
salt (II)a

Thompson Chemicals Corp.
3028 Locust St.
St. Louis, Mo. 63103

2,4-D and esters and salts (I)a c
2,4,5-T and esters and salts (I)

St. Louis, Mo.

(continued)

124

�TABLE 15 (Continued)
Producer

Location

Chemical (class)

Thompson-Hayward Chem. Co.
5200 Speaker Rd.
P.O. Box 2383
Kansas City, Kans. 66110
(Subsid of North American
Philips Corp.)

Kansas City, Kans.

2,4-D and esters and salts (I)
Silvex and esters and salts (I)
2,4,5-T and esters and salts (I)

Transvaal , Inc.
Marshall Rd.
P.O. Box 69
Jacksonville, Ark. 72076
(Subsid.
Vertac, Inc.)

Jacksonville, Ark.

2,4-D and esters and salts (I)
2,4-DP (I)
Silvex and esters and salts (I)
2,4,5-T and esters and salts (I)
2,3,4,6-Tetrachlorophenol (I)
2,4,5-Trichlorophenol and salts (I)

Union
270
New
(See

Institute and South
Charleston, W. Va.

Oisul sodium (I)a

Uniroyal, Inc.
1230 Ave. of the Americas
New York, N. Y. 10020

Naugatuck, Conn.

Chloranil (I)"
Dichlone (II)C

Velsicol Chemical Corp.
341 East Ohio St.
Chicago, 111. 60611
(Subsid. of Northwest
Industries, Inc.)

Bayport, Tex.
Beaumont, Tex.

Parathion (II)C
Dicamba (I)

Vulcan Materials Co.
P.O. Box
Birmingham, Ala. 35223

Wichita, Kans.

Pentaclll orophenol and
salts (I)

Woodbury Chemicals
Subsid. of
Comutrix Corp.
8373 N. E. 2nd Ave.
Miami, Fla. 33138

Orlando, Fla.

2,4-D and esters and salts (I)

Carbide Corp.
Park Ave.
York, N. Y. 10017
also Amchem)

Vertac, Inc.
(See Transvaal and Eagle
River)

No longer produced at this location.

125

�TABLE 16. FORMER PESTICIDE PRODUCTION LOCATIONS
Producer

Location

Chemical (class)

Aceto

Flushing, N. Y.

Dichlone (II)

Amchem

Ambler, Pa.

Disul Sodium (I)
2,3,6-Trichlorobenzoic
acid and salts (II)
Disul Sodium (I)
loxynil (II)
MCPB (II)
Disul Sodium (I)
Disul Sodium (I)

Fremont, Cal.
Linden, N. J.
St. Joseph, Mo.
American Cyanamid

Warners, N. J.

Dicapthon (I)
Parathion (II)

American Potash

Hamilton, Miss.

Parathion (II)

Arapahoe

Boulder, Col.

Chloranil (I)

Chem. Insecticide Corp.

Metuchen, N. J.

2,4-D and esters and salts (I)
2,4,5-T and esters and salts (I)
2,4,5-Trichlorophenol and
salts (I)

Chempar

Portland, Ore.

2,4-D and esters and salts (I)
2,4,5-T and esters and salts (I)

Diamond Shamrock

Newark, N. J.

2,4,5-T and esters and salts (I)
2,4,5-Trichlorophenol and
salts (I)
MCPA (II)

Dow

Midland, Mich.

Erbon (I)
MCPB (II)

du Pont

Deepwater, N. J.

2,3,6-Trichlorobenzoic
acid and salts (II)

Eli Lilly

Indianapolis, Ind.

Piperalin (II)

FMC

Baltimore, Md.

Tetradifon (II)

GAP

Linden, N. J.

Disul Sodium (I)
2,4,5-Trichlorophenol
and salts (I)

(continued)

126

�TABLE 16 (Continued)

Producer

Location

Chemical (class)

Guth Chem.

Hillside, 111.

2,4-D and esters and salts (I)
Silvex and esters and salts (I)
2,4,5-T and esters and salts (I)
MCPA (II)

Hercules

Brunswick, Ga.

2,4,5-T and esters and salts (I)
2,4,5-Trichloropbenol and salts (I)

Hooker

Niagara Falls, N. Y.

2,4,5-Trichlorophenol and
salts (I)

Mallinckrodt

Raleigh, N. C.

Triiodobenzoic acid (II)

Merck

Hawthorne, N. J.

Pentachlorophenol and salts (I)

Miller Chem.

Whiteford, Md.

2,4-D and esters and salts (I)

Millmaster Onyx

Berkeley Hgts. , N. 0.

Silvex and esters and
salts (I)
2,4,5-T and esters and
salts (I)

Mobil

Charleston, S. C.

Dichlorofenthion (I)

Monsanto

Luling, La.
Nitro, W. Va.
Sauget, 111.

Propanil (II)
MCPA (II)
2,4-D and esters and
salts (I)
MCPB (II)
PCNB (II)

Morton

Ringwood, 111.

Mecoprop (I)

N. Eastern Pharm.

Verona, Mo.

2,4,5-Trichlorophenol and
salts (I)

01 in

Rochester, N. Y.

PCNB ( I I )

Rhodia

N. Kansas City, Mo.

2,4-D and esters
salts (I)
2,4-DB and salts
loxynil (II)
2,4-D and esters
2,4-DB and salts

Portland, Ore.
St. Paul, Minn.
(continued)

127

and
(I)
and salts (I)
(I)

�TABLE 16 (Continued)
Producer

Location

Chemical (class)

Sob in Chem.

Newark, N. J.

Propanil

Sonford

Port Neches, Tex.

Pentachlorophenol and
salts (I)
2,3,4,6-Tetrachlorophenol (I)

Stauffer

Cold Creek, Ala.

Carbophenothion (II)

Tenneco

Fords, N. J.

2,3,6-Trichlorobenzoic acid
and salts (II)
(2,3,6-Trichlorophenyl)
acetic acid (II)

Thompson Chem.

St. Louis, Mo.

2,4-0 and esters and salts (I)
2,4,5-T and esters and salts (I)

Union Carbide

Institute and South
Charleston, W. Va.

Disul Sodium (I)

Uniroyal

Naugatuck, Conn.

Chloranil (I)
Dichlone (II)

Velsicol

Bayport, Tex.
Chattanooga, Tenn.

Parathion (II)
Dicamba (I)

Woodbury

Orlando, Fla.

2,4-D and esters and
salts (I)

128

(II)

�VOLUME III
REFERENCES

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Dibenzo-p-dioxins. J. Am. Chem. Soc., 80:366.
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Inubushi, Y. , et al. 1958. Dibenzo-p-dioxin Derivatives. XXIV. FriedelCrafts Reaction of Dibenzo-p-dioxin Derivatives. Yakugaku Zasshi, 78:581.
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2,471,575. Assigned to United States Rubber Company, May 31.
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and G. Galli, eds. Spectrum Publications, Inc., New York, pp. 9-11.
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�VOLUME III
BIBLIOGRAPHY

Berg, Gordon L. , ed. 1975.
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Meister Publ. Co.,

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Hawley, G. , 1977. Condensed Chemical Dictionary.
Reinhold, New York.
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The Industrial Organic
Process Profiles for
Research Triangle Park,

9th Ed. , Van Nostrand-

Research Triangle Institute. 1976. Chapter 6:
Chemicals Industry - Part I. In: Industrial
Environmental Use. EPA-68-02-1302 and 1325,
North Carolina.

Parsons, T. , ed. 1977. Chapter 8: Pesticides Industry.
Process Profiles for Environmental Use. Radian Corp.
Research Triangle Park, North Carolina.

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Chem. and Eng.

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134

�TECHNICAL REPORT DATA
(Please read Instructions on the reverse before completing!
1. REPORT NO.

2.

3. RECIPIENT'S ACCESSION NO.

EPA-600/2-80-158
5. REPORT DATE

4. TITLE AND SUBTITLE

Dioxins: Volume III
Chemical Processes

Assessment of Dioxin-Forming

JUNE 1980 ISSUING DATE.
6. PERFORMING ORGANIZATION CODE

8. PE-RFORMING ORGANIZATION REPORT NO.

AUTHOR(S)

F.E. Dryden, H.E. Ensley. R.J. Rossi, and
E.J. Westbrook
10. PROGRAM ELEMENT NO.

9. PERFORMING ORGANIZATION NAME AND ADDRESS

Walk, Haydel, &amp; Associates, Inc.
600 Carondelet St.
New Orleans, LA 70130

1BB610

11. CONTRACT/GRANT NO.

Contract No.
68-03-2579

12. SPONSORING AGENCY NAME AND ADDRESS

13. TYPE OF REPORT AND PERIOD COVERED

Final

Industrial Environmental Research Laboratory
Office of Research and Development
U.S. Environmental Protection Agency
Cincinnati. Ohio 45268

14. SPONSORING AGENCY CODE

EPA/600/12

15. SUPPLEMENTARY NOTES

Volume III of a three-volume sen'es on dioxins
16. ABSTRACT

Chemical reaction mechanisms by which dioxins may be formed are
reviewed, particularly those likely to occur within commercially significant
processes. Various routes of formation are identified in addition to the
classical route of the hydrolysis of trichlorophenol. Basic organic chemicals
and pesticides with a reasonable potential for dioxin byproduct contamination
are surveyed as to current and past producers and production locations.
Classifications are presented both for general organic chemicals and
for pesticides that indicate likelihood of dioxin formation. Conditions
are noted that are most likely to promote dioxin formation in various
processes.

KEY WORDS AND DOCUMENT ANALYSIS

17.
DESCRIPTORS

b.IDENTIFIERS/OPEN ENDED TERMS

Dioxins

Organic chemicals

C.

COSATI Field/Group

07C

2,3,7,8 - TCDD
Pesticides
Chemical reactions
Chemical plants

Environmental biology
Hydrolysis

Chemical manufacturing
19. SECURITY CLASS {This Report)

18. DISTRIBUTION STATEMENT

Unclassified

RELEASE TO PUBLIC

20. SECURITY CLASS (Thispage)

06F
07C
07A
21. NO. OF PAGES
147
22. PRICE

Unclassified
EPA Form 2220-1 (Rev, 4-77)

P R E V I O U S E D I T I O N is O B S O L E T E

U.S. G O V E R N M E N T P R I N T I N G O F F I C E : 1"80--657-165/OP12

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                    <text>Item D Number

05233

Author

D NntSBannefl

Edwards, Don

Corporate Author
Report/Article TltlB VA Action Needed on Agent Orange

JOUmal/BOOk TltlB

Congressional Record

Year

1978

Month/Day

May 11

Color
Number of Images

n

°

Doscrlpton Notes

Friday, March 01, 2002

Page 5238 of 5263

�lAJNGKiiSSiONAJL
j'ik'od to asslmllnted to. Thus Mussolini bad
a Him produced on Sclpio Africauus. Stalin
must bflvc seen the glorification of his own
totalitarian meUiods in tho victorious struggle of Ivan and his police "Oprichnina"
against princes, boyars and other dissenters.
'Jlils film Is at the same time an apotheosis
of Ivan's absolutism aud a clever Justification
of Stalin's dictatorship. It Is Incredible that
a big corporation like Exxon, having worldwide interests and many bright bruins, Jms
DO one to \varn it from falling into such a
propagandistio trnp.
Consequently, relations between West and
East before ftiul after Helsinki nro the same.
In the West-East direction they represent a
way to channel Western currencies, goods
and know-how into the lagging economy of
the Soviet Bloc. In the East-West direction,
the Soviet Union and its satellites are amply
exploiting our concept of artistic freedom
which they don't tolerate at home for the
propagation of their socialist ideology.
Where is the principle of reciprocity?
We do not need be afraid of the Soviet
Union the weakness of which Is in its multinational composition. Regardless of the Impressive bigness of the Soviet Union as a
mechanism of power, the organic troubles of
this last historical empire cannot but increase as the proportion of the Non-Russian
population is becoming mftjorltariaii and
preponderant. We have missed many opportunities to create efficient leverages when
dealing with the Soviet Union. The most
powerful of them remains the right of peoples to self-determination. This, of course,
is only a logical conclusion of civil and human rights. Consequently, self-determination, if reaffirmed by our Government in
proper time and proper terms as a general
principle, would produce a magic effect upon
Non-Russian populations of the Soviet
Union and upon Its satellites. Indeed, if
the principle of self-determination, shall be
applied In Africa, why not In the Soviet empire and East-Central Europe?
The Soviet Union is nn atomic "superpower" with the living standard of nn underdeveloped country. Henry Kissinger's idea
that world peace depends on the cooperation
of the United States of America and the
Soviet Union is false. Our SALT negotiations
with the Soviets have no practical sense.
Even if there is an agreement to that effect,
it will have no legally binding force. We
know from the history of the East-West relations that the Soviets may sign anything,
but will respect nothing. By willingness to
negotiate they make us believe that they
moon to reach an agreement. However, whoever knows from history something about
Russian shifty mentality, will not rely on
their words or signatures. Can Western diplomats forget Stalin's dictum: "Treaties are
like cakes: You have to break them to eat
them!"?
World peace depends on the political and
economic solidarity of tho United States,
Western Europe end Japan as well as on the
willingness of China to cooperate. To further build up this solidarity and cooperation
Is a worthy objective for our dlplomacy.ffl
INFLATION: CAUSE OF ECONOMY'S
PROBLEMS

Hon. John E. "Jack" Cunningham
OF WASHINGTON
IN THE.HOUSE OF REPRESENTATIVES

Thursday, May 11, 1978
0 Mr. CUNNINGHAM. Mr. Speaker,
everyone Is concerned with the high cost
of living. On May 10, 1978, Congress
fueled Inflation by approving a budget

//, 1978

Extensions -of Remarks

target figure which includes a $58 billion
deficit.
. . .
.Recently, George H. Weyerhaeuser,
chief executive officer of the Weyerhaeuser Co., wrote an analysis of toe present
state of the economy, which I submit for
the RECORD:
INFLATION: CAUSE OP ECONOMY'S PROULF.MS
(By George H. Weyerhaeuser)
In my annual report message this year,
there was something of an essay on the current ttale of our world. Problems In our European nnd Japanese markets were mentioned,
along with the rising costr of energy, capital
goods, raw materials, labor . . . and virtually
everything else.
It would be nice to report today that the
situation has changed dramatically. It has
not. There are some signs of Improvement In
specific and important markets and In controlling specific costs; but the pace of Inflation has also since accelerated, not slowed.
And, it is Inflation—tho Inflationary blaa
in al! tho developed nations, but particularly
the United States—that is the root cause of
all of these problems. In this country, we
liko to blame the oil crisis—the action of
tho OPEC nations several years ago in suddenly quadrupling the price of petroleum—
for the current inflation. And, Indeed, that
did help accelerate and maintain the inflationary momentum. But inflation already
was out of hand before the crisis.
We need to recognize, as the leaders of the
other Western nations do, that -perhaps the
greatest engine of inflation abroad in the
world today is the continued mismanagement of the United States economy, the apparent inability of this nation or its leaders,
to face up to the hard decisions that must
be made.
INFLATION ADJUSTMENTS IN TAXES NEEDED

The President, in his recent inflation mesr-ago, signified the new awareness in Washington of the problem and that may be a
start toward a solution. But, the elements
of that solution that must eventually be
faced were missing. They must include expenditure cuts at least paralleling tax cuts,
prid inflation adjustments for corporate depreciation allowances and for individual and
corporate taxes,
For example, earlier this week most -of us
paid income taxes on tho interest earned In
our bank savings accounts, As It happens,
tho Inflation rate last year exceeded the Interest paid by banks on savings. Thus, in purchasing power, none of us received any increase in the value of those savings. We suffered a marginal loss, but since the tax code
doesn't recognize inflation, we paid taxes on"
our savings account interest-anyway. This
Identical problem is affecting corporations
such as ours, dramatically. We we unable
to replace and maintain our plants and
equipment "With the funds available from
depreciation—they are inadequate to do theJob, with rapidly inflating costs for construction and machinery.
We, almost alone among the major nations,
have continued since 1973 to try to make
simultaneous progress toward all of our national aspirations including those of major
pressure groups. Tho pressure to overspend
in our governmental system has seemingly
been too much to control. We seem to have
built into our. system a desire to increase
benefits in all areas of our public life, coupled by complete inability to face up to the
costs—whether in the Social Security System, our various income transfer programs,
or in our proliferating regulatory systems.
Wo are, for instance, alone among the Western nations in our refusal to allow consumers
to face the real market cost for energy—even
though we, as a nation, have a unique ability
to rely upon the free market's forces to bring

energy supply and demand; Into healthy
balance.
'.
The polls have Indicated for some time
that the people of the United States have
be£n well ahead of the leaders in recognizing
that inflation Is the economy's basic problem, and In sensing some of the solutions.
While the leaders have continued to talk in
terms of energy shortage, rather than energy
price, the people have rightly been skeptical,
and tt Is now they who are proven right, v,-lth
the world awash in ft glut pf oil. Yet, ouv
lenders i&gt;U)l seem itmHiU' to njjust ti&gt; thin
situation, to let tho tiwrlset &lt;•»!&gt;« ««&gt;'« «f oil
availability and prlco,
LKAUEKS INTERFERE IN MARKET'S EFFICIENCY

Instead, they argue over which form of
bureaucracy; which form of tax; which form
of regulation can best bo used to prevent tho
market from working its efficiencies—which
can best delay tho absorbing of tho effect of
the OPEC action, and which thus can best
delay tho economy^ adjustment to it. I believe most Americans agree that the adjustment lias been postponed too long already,
a-nd would prefer to get the absorption period
over with, so that the economy can move
forward.®
ACTION NEEDED ON AGENT
ORANGJS

HON. DON EDWARDS
'

OF CALIFORNIA

IN THE HOUSE OP REPRESENTATIVES

Thursday, May 11, 1978
e Mr. EDWARDS of California. Mr.
Speaker, many of us have become Increasingly aware of the disturbing allegations being made regarding health
hazards experienced by Vietnam era veterans as a result of their exposure to
the powerful defoliant, Agent Orange.
The defoliant was used in Vietnam between 19G2 and 1970, when it was withdrawn by the Pentagon because of its
apparent dangerous effects to human
and plant life.
. -Along with 13 of my colleagues on
the Veterans' Affairs Committee, I have
uiitlated a request for nn olliciul response
from the VA to provide the committee
with a thorough report on Agent Orange
and what outreach and research efforts
the VA has in mind. While it is perhaps
too soon to draw any definite medical
conclusions, there are certainly a lot of
unanswered Questions about Agent
Orange. I think the Congress has a real
responsibility to follow up this issue to
insure that the needs of our Vietnam
veterans are met.
In the June issue of the Progressive,
there is an excellent article on the filing
of Agent Orange related claims in one
VA regional oifice—the Chicago office.
I think my colleagues will find the article
helpful in exploring the work done thus
far on this critically Important issue and
in clarifying the need for our careful attention to this situation.
The article follows:
AcrioN NEEDED ON AGENT ORANCR
&lt;By Michael Uhl and Tod Ensign)
Maude de Victor works behind n colci, steel
gray desk in the Benefits Section of the Veterans Administration regional office in Chicago. She Is not your average papershuffier.
In recent months, Maude do Victor has
Joined the select ranks of whistle blowers—

�May 11, 1978

CONGRESSIONAL RECORD —- Extensions of Remark

those^ierolo individuals who discover an outrage and, in defiance of bureaucratic inertia
or suppression, bring it to public notice.
The outrage Maude de Victor discovered
\viif) the shocking effect of dioxin poisoning
on American veterans who came into contact
with the herbicides that were used to defoliate more than five million acres of the
Vietnamese countryside between 1962 and
1070. Her efforts have not only focused attention on the plight of these latest victims
of the Vietnam war, but have also raised new
warnings against the domestic hazards posed
by the herbicides.
Massive defoliation was a major tactic- pursued by U.S. forces in Vietnam. It had two
objectives—to deny guerrillas their Jungle
cover, and to destroy food crops so that the
peasantry would be compelled to take refuge
in controlled resettlement camps. The most
widely used defoliant was Agent Orange, a
mix of 2,4-D and 2,4,5-T, two herbicides.
used in the United States for many years to
control crops and forest growth and to clear
vegetation along roads and railroad tracks.
Dioxin—Its full name is tetrachloro-dibenzoparadioxin, or TCDD—often appears as
a biproduct in the manufacture of trichlorophenol. from which 2,4,5-T is made. Dioxin
is one of the most toxic contaminants known
to humankind, Among the symptoms associated with exposure to the substance are
a skin disorder called chloracne, liver abscesses, spontaneous miscarriages, numbing
of limbs, reduced sex drive, personality
changes, and birth defects among the children of those exposed. Dioxin poisoning is
believed to have caused many birth defects
in Vietnam in recent years, and a host of ailments among those who suffered exposure.
Maude de Victor, a thirty-eight-year-old
black woman, had never, heard of Agent
Orange or dioxin when she took a random
telephone call about a year ago from the
wife of a Vietnam veteran named Charles
Owens. Her husband, Mrs. Owens said, was
dying of cancer, and he blamed it on "those
chemicals from Vietnam." Four months later
Mrs. Owens called again to say that her husband had died—and that her claim for survivor's benefits had been refused by the VA.
That second call prompted Maude de Victor to try to flnd out about the chemicals
which Charles Owens believed had caused his
fatal illness. She called the office of the Air
Force Surgeon General aud-spoke to Captain
Alvin Young, who, she points out, holds a
Ph.D. degree in plant physiology. Young
briefed her thoroughly on the U.S. military's
defoliation program in Vietnam and on the
symptoms believed to be associated with
dioxin contamination.
Most of what we know about the toxic effects of dioxin on human beings has been
learned from studying the victims of industrial accidents at plants producing trichlorophenol—especially the notorious accident
in July 1976 »t Seveso, Italy, where inhabitants were thoroughly doused with the
poison. But there have been relatively few
laboratory studies to determine the effects
on animal systems of less concentrated exposure, and of dio.xln's reported tendency to
accumulate in the body's fatty issue. One
scientist who has conducted such experiments. Professor Val Woodward of the University of Minnesota, has asserted, "One
thing is clear . . . 2,4,5-T is a very effective
teratogen [fetus-deforming agent]. It deforms mice in laboratory situations, and very
clearly human beings who have been sprayed
have a higher incidence of these deformities
than people who were not sprayed."
Maude de Victor recalls that Captain
Young described several major Vietnamese
defoliation programs, such as Operation
Ranchhand, and that he said there was "no
doubt" that anyone who participated in
those operations would have
been
contaminated.. . '

At this point, Maude de Victor was no
longer merely following the bureaucratic
routine of her Job. She had a special reason
for talcing a special interest: In the 1950s,
while serving with the Navy medical corps,
she attended women with xiterlne cancer who
were receiving experimental treatments with
radium pellets. Twenty years later, she
learned that she had breast cancer. She underwent a mastectomy and has been given a
clean bill of health, but she suspects that
long-ago exposure to radiation may have Induced her cancer.
At the VA, Maude de Victor receives an
average of seventy telephone calls and personally interviews about fifteen veterans each
day. After her talk with Captain Young she
began posing some questions to her clients:
"You been in Vietnam? Got any kind of
rash? Have any children with deformities?"
Often they a:iswered, "Yeah, how'd you
know?"
With her supervisors' permission, she began logging these cases. In the first two
months of 1978, she accumulated twentyseven examples of this new disability. Her
informal queries afr the Veterans Hospital
txirned up about thirty more—all from the
Chicago area. Suddenly, without explanation,
her boss ordered her to stop logging potential
dioxin poisoning cases; apparently, the
higher levels of the VA were becoming concerned. Maude de Victor decided to tell what
she had learned to a television news
correspondent.
. On Match 23, 1978, WBBM, the CBS television affiliate In Chicago, aired an hour-long
documentary featuring Interviews with alling veterans, research scientists, and the Air
Force's Captain. Young. Before the television
cameras, he was less certain about the possible hazards of dioxin poisoning than be had
been in conversation with de Victor. When
asked about alleged dangers from 2,4,5-T, he
said, "I don't think there's any supportive
evidence."
Dow Chemical, a major herbicide manufacturer, released a statement after the
broadcast denying any connection with alleged birth defects. Relying on a National
Academy of Sciences study conducted In 1974,
Dow asserted that "no conclusive evidence
(exists) of association between exposure
to herbicides and birth defects in South Vietnam." The statement made no mention of
possible links between 2,4,5-T and ailments
suffered by veterans, and Dow said It "fully
supports further epidemiological studies of
military personnel who have health problems associated with service In Vietnam." In
previous statements,. Dow had ,claimed that
the dioxin content in its herbicides was insignificant.
Scientists disagree about whether these
are safe levels of dioxin exposure, and
whether dloxins enter the luinian food chain
and are stored In the body's fatty tissue.
Using a solution far less toxic than that
found In either Agent Orange or the 2,4,5-T
herbicides used in the United States today.
Dr. James Allen of the University of Wisconsin found that "low-level consumption even
as low as five parts per trillion of dioxin in
the diet was capable of causing an Increased
incidence of tumors In experimental animals."
Though Maude de Victor did not know it,
American environmentalists have been fightIng against the use of contaminated defoliants ait home and abroad for years. While
Vietnam was being defoliated, there was a
sharp corresponding Increase in the use of
the same herbicides by state and local agencies. Since I960, the U.S. Forest Service has
made increasing use of defoliants containing
2,4,5-T in national parks and forests across
the country-. •
For years this spraying program went unnoticed and unprotested, but in 1974 a group
of citizens to- northern Wisconsin banded to-

E2507

gether as the Chequamcgon Concerned Citizens to fight the spraying of the two national
forests near their homes. John Stauber, one
of the group's founders, recalls. "We collected
over two thousand signatures against the
spraying In a short period. We really caught
the Forest Service by"surprise; they weren't
used to dealing with opposition." Wisconsin's
Attorney General entered the dispute and
won a Federal court injunction against
spraying on grounds thftt no proper environmental impact statements baa been filed, in
early 1977, th» injunction was withdrawn
after the state and the National Forest Servive agreed on some ecological safeguards.
Around the country, groups have formed
in a number of states to organize opposition to the continued use of herbicides. In
February 1978, representatives from sixteen
state groups met in Washington and formed
thei Citizens National Forest Coalition to coordinate and direct the fight against uncontrolled use of herbicides. Its goal was to win ••
a national ban on all products containing
2,4,5-T and to seek an "ecologically sound
and Integrated forest management system."
One of the most active coalition members,
the Citizens Against Toxic Spraying (CATS),
has initiated a major court suit in Oregon
which has stopped, for the time being, herblcUIal spraying on Federal lands in that
state. .
,
, .
Barry Commoner, the distinguished environmental scientist, believes the burden of
proof should rest with manufacturers of the
herbicides—and with Government agencies
that sanction use of the chemicals—to demonstrate beyond-reasonable doubt that they
are safe. He told WBBM, "It may well be
found [thatj soldiers who were exposed to
dioxin In Vietnam accumulated [it] in their
body fat with no symptoms . . . except Immediate skin symptoms. Let's say ten years
later they become sick and lose weight. They
would break down that,fat, releasing the
dioxin into the body, and then symptoms
would appear."
Commoner has proposed that when Vietnam veterans are interviewed for the 1980
Census, questions about possible dioxin exposure be included. "It is simply another
cost of the war In Vietnam which we are
going to have to pay, even this late," he says.
Michael Adams, a twenty-niue-ye.ar-old
resident of Evanston, Illinois, is already payIng the price. Ho served hi Vietnam ten years
ago as a combat engineer with the Twentyfifth Infantry Division, and one of his duties
was to clear forested areas for base camps
In the Central Highlands. Often his unit
sprayed Agent Orange on the dense vegetation, using hand-pumps, and several times
he watched as refitted C-123 aircraft sprayed
defoliants on his unit's area of operation.
Mike Adams believes he was exposed to the
toxic herbicide during these operations.
Soon after he returned from Vietnam, large
pimple-like sores began to form on his face.
An Army medic told him they were "razor
bumps" that could easily bo removed, but
the sores have persisted and ore probably a
form of chloracne, a common symptom of
dioxin exposure. After his discharge in 1971,
Adarns began to experience numbness in his
arms and shoulders. He had difficulty sleeping, and in the past two years he has lost
more than- sixty pounds. He also believes he
has undergone a personality change: "Before
I went to the 'Nam, I was an easy going,
cheerful type; now, I often feel on edge and
will blow up over Just any little thing," he
says.
Milton Ross, a twenty-nine-year-old computer programmer from Matteson, Illinois,
who served two tours in Vietnam, Is also
paying the price. Not only does he suffer
from some of the symptoms of dioxin poisonIng, but his six-year-old son, Richard, con-

�CONGRESSIONAL RECORD — Extensions oj Remarks
celved n'tfcr Ross's return from overseas, was
born with the last Joints of his fingers and
toes either deformed or missing. Ross and his
first wife had a study made of their own
genetic histories for possible explanations of
their son'8 condition. The research uncovered
no genetic disorders on either side,
Ross, who served with the Fifth Special
forces In the Central Highlands, told us, "Although I wasn't Involved In the spraying
operations, I was sprayed upon. The possibilities for exposure were unlimited. They
sprayed a lot around the perimeter at Kon
Turn, and often the wind would blow the
clouds right over our cainp." Ross has not
been able" to work since January, when he
•was hospitalized for a suspected heart condition, another possible consequence of dloxin
exposure.
After he was Interviewed on WBBM, Boss
began hearing from other Chicago area veterans who also suspect they may be victims
of Agent Orange. They are considering the
formation of an organization that will bat'tle
the VA for disability benefits. Maude de Victor estimates that the Chicago VA has now
received more than 500 calls, mostly from
Illinois, from veterans reporting difficulties
and requesting information and disability
claim forms.
Both Milton Ross and Maxide de Victor
charge the VA Is dragging its feet on these
claims. "They've refused to examine these
men; they haven't even called them in," Ross
complains. "I've gone over their heads to
Washington and they tell me there'll be some
results in a couple of months."
"The VA doesn't even have any rating criteria for chemical disabilities," Maude de
Victor points out. "They're not doing any•thing on these cases because they don't have
'any standards for evaluation. Each case Is
either denied outright or 'diarled'—that is,
placed In a computer where It's programmed
to pop up every sixty days for re-review."
' Meanwhile, do Victor is suffering the common fate of whlstleblowers. She has been excluded from staff meetings. "VA doesn't tell
me anything any more," she says.*

of taxable Income and tax liability by
introducing the "zero bracket amount"
concept into the tax law. Under the zero
bracket amount rules the standard deduction is no longer a deduction to compute taxable income. Instead it is incorporated into the tax rate schedules.
This was accomplished by changing the
definition of taxable income and recomputing the tax rate schedules. These
changes were' intended to have no (or
only minimal) effect on taxpayers' tax
liabilities. Certain conforming changes
were necessitated by this action, one of
which was to conform the pre-1977 and
post-1976 definitions of taxable income
for purposes of computing base period
income for income averaging.
Two basic methods for making this
conforming adjustment were available.
The method chosen requires that the
'/ero bracket amount be added to taxable income for taxable years beginning
before December 31, 1976, in order to
make pre-1977 base period taxable income comparable to current year taxable income. This adjustment phases out
after 4 years. The result of this approach is an understatement of averageable income, and the potential of a.n
increase in,, tax liability for taxpayers
electing income averaging. This occurs
because, in the course of the income
.averaging computations, the base period
income is factored up 120 percent. Since
-the 'zero bracket amount is added to
base period income, it too is factored up
by 120 percent. Consequently, when 120
percent of average base period income is
deducted from current year income to
compute averagable income, avera gable
income is lower by 20 percent.of the zero
bracket amount.
An alternative method would have
been to add the xero bracket amount to
120 percent of average base period inBILL TO CORRECT THE PROBLEM come, rather than adding it before mul• WHICH THE ZERO BRACKET tiplying by 120 percent. This approach
AMOUNT CREATES FOR TAX- would, however, require subtracting the
. PAYERS
UTILIZING . INCOME zero bracket amount from taxable income of. any base period year beginning
AVERAGING
• .
after December 31,1976. Thus, this alternative method would require .adjust; . HON. JOSEPH L. FISHER
ments in all future years.
OF VIRGINIA
The method chosen was the simplest,
in that it would have required adjust• IN THE HOUSK OF REPRESENTATIVES
ments in base period income for only a
' • :.-: Thursday, May 11, 1978 '- •
.4-year phase-in period, while the other
"• Mr..FISHER. Mr. Speaker, Repre- .method would have required adjustsentative STEIGER and I have Introduced ments to be made in all subsequent years.
legislation designed to rectify the prob- The disadvantage of the method chosen
lems which the zero bracket amount has is that it can increase the tax liability
caused Individual taxpayers seeking to of a taxpayer who uses the income averUtilize the income averaging provisions aging provisions.
.'
available under the Internal Revenue • The amount of the tax increase can
Code.
range from just a few dollars to over
The income averaging provisions of $1,000, depending primarily on the numthe Code (section 1301 to 1305) are in- ber of tax rate brackets the taxpayer
bended to mitigate the adverse effect of "jumped" because of the increase in his
our progressive tax rate schedule on the income. Further, the conforming change
tax liability of taxpayers whose income can prevent a taxpayer's qualification for
fluctuates widely from year to year. income averaging under a $3,000 de miniWithout the income averaging provi- mus rule contained in the income averag:
sions, a taxpayer with no taxable income ing provisions.
tor 4 years and $100,000 taxable income
Mr. STEIGER and I propose to amend
• in the fifth year would pay more tax the income averaging provisions to prothan a taxpayer with $20,000 taxable in- vide for use of the alternative method of
come in each of the 5 years.
conforming the income averaging rules to
" The Tax Reduction and Simplificati6n the zero bracket amount. The alternative
'Act of 1977 simplified the computation. method will require that the zero bracket

May 11, 1978

amount be added to 120 percent of average base period income. In order to compute average base period income for years
after 1976, taxable income will have to be
reduced by the taxpayer's zero bracket
amount. While this method is somewhat
more complex than current law, it is a
much more equitable approach and more
clearly preserves the tax savings available under the income averaging provisions as they existed prior to enactment
of the Tax Reduction and Simplification
Act of 1977,»
COLLEGE COSTS INCREASE PASTER
THAN AFTER TAX INCOME

HON. ALBERT H. QUIE
OP. MINNESOTA

IN THE HOUSE OP REPRESENTATIVES

Thursday, May 11, 1978
« Mr. QUIE. Mr. Speaker, the financial
burden of sending a son or daughter to
college is increasing annually for this
Nation's low- and middle-income fam'ilies. The House has been responsive to
the needs of these families with children
in postseeondary schools. In March, the
Education and Labor Committee reported H.R. 11274, the Middle Income
-Student Assistance Act, which provides
$1.4 billion in increased student grants,
loans, and work-study money. Yesterr
day, the Rules Committee granted a rule
'on H.R. 12050, the Tuition Tax Credit
Act, which provides a tax credit for 25
percent of tuition paid by a taxpayer up
•to a maximum credit of $250 in 1980.
Both of these bills will assist in insur.ing that no one would be denied the opportunity for a college education for
financial reasons alone. I believe Congress should continue to be committed
to sharing the burden of college costs.
I was therefore initially disturbed by a
Congressional Budget Office study released last weekend which stated that
college costs, while increasing faster than
the cost of living, have been offset by an
even larger rise in family incomes. The
CBO study implied that increased financial aid to college students and their
.parents was not necessary.
.
. Conversations with constituents and
-members of the higher education community had led me to believe that the
financial burden of sending students to
college was in fact increasing. I therefore asked the Congressional Research
Service (CRS) of the Library of Congress
to review the CBO's findings and to de•termine whether discretionary income
had risen faster in relation to college
costs. The findings of the CRS study,
which are set forth in the tabfe below,
refute the implications of the CBO study
that college costs today are not more
costly than 10 years ago.
The CBO study failed to consider the
effects of the increased burden of taxes
on discretionary income. \Vhile the national median income has increased 78.8
percent during the period 1967-76, after
tax income has risen only 66.8 percent •
during that same period. Tills increase
in discretionary income, the money from

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                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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                <text>Edwards, Don</text>
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                    <text>Item D Number

°5349

Author

Eisenbraun, E. J.

Corporate Author

United States Environmental Protection Agency (EPA),

D Not Scanned

Roport/Artido Title Project Summary: Polynuclear Aromatic Compounds,
Synthesis and Purification

Journal/Book Title
YBar

Month/Day

Color

1981

February

D

Number of Images

°

Dascpipton Notes

EPA-6oo/S2-so-204

Tuesday, March 05, 2002

Page 5349 of 5363

�United States
Environmental Protection
Agency
Research and Development

vvEPA

Environmental Sciences Research
Laboratory
Research Triangle Park NC 27711
EPA-600/S2-80-204

Feb. 1981

Project Summary
Polynuclear Aromatic
Compounds
Synthesis and Purification
E.J. Eisenbraun

This report reviews and discusses
the synthesis and/or purification of
polynuclear aromatic (PNA) compounds commonly found as pollutants
in the environment. It also presents
details of the experimental procedures
and techniques as well as the chromotographic and spectroscopic evidence
of structure and priority of the compounds supplied to the U.S. Environmental Protection Agency. In addition, it describes the apparatus
designed and constructed to meet the
synthesis needs together with safety
improvements for handling toxic
compounds.

Introduction
The final report upon which this
summary is based (see box at end of
paper for ordering instructions) provides
details of synthesis and purification of
10-g samples of 10 hydrocarbons, 6
nitrogen heterocyclics and 2 oxygen
heterocyclics for use as instrumental
standards and in other studies at the
Chemistry and Physics Laboratory of the
EPA's North Carolina Environmental
Research Center. The compunds are
listed in alphabetical order for each
category in Table 1

Compounds Obtained Through
Purification of Available
Materials
Purification Techniques
Since several of the compunds
needed by EPA were commercially
available (3,6,11,12,13,14, and 16), and
purification rather than synthesis was
indicated, it became important to
examine and utilize any and all
purification routes.
An earlier report (EPA-600/2-78006) described techniques and
apparatuses which became important
in laboratory practices for safe
production of the final pure compounds.
Because some of the products and
i n t e r m e d i a t e s w e r e suspected
carcinogens, final handling procedures
w e r e reviewed. Included were
development of an improved Soxhlet
apparatus, a modified sublimation
apparatus, a solid sample dispenser and
apparatus for safe cleaning of
laboratory equipment. Zone refinement
was also used for purification and the
refinement apparatus was redesigned
to improve refinement methods.
The improved Soxhlet and
sublimation apparatuses became
important for achievement of 'project
goals in'this study; they should prove

�Table 1.

Compounds Supplied to
the EPA during the
Reporting Period

Hydrocarbons
Benzo[ghi]perylene (1), mp 276-277°C,
10.4g
Benzofejpyrene (2), mp 178-179 °C,
9.96 g
Chrysene (3)a, mp 251-253 °C. 11.6g
Coronene (4). mp 437-440 °C, 10,5 g
1,2,3,6,7.8-Hexahydropyrene (5)a'ti, mp
133-134°C, 10.0 g
sym-Octahydroanthracene (6f'ti, mp
72-73 °C, 13.7g
Perylene (7), mp 275-277 °C. 13.2 g
1,2,3,4-Tetrahydroanthracene (8)a'b, mp
89-90 °C, 10.3 g
4.5,9,10-Tetrahydropyrene (9)*'*. mp
139-140 °C, 10.4 g
1,10-Trimethylenephenanthrene (10),
mp 80.5-81.0°C, 13.2 g
Nitrogen Heterocyclics
Acridine (11f, mp 109-110 °C, 12.7 g
Benzo[f]quinoline (12)a, mp 90-91 °C,
12.9 g
Benzo[h]quinoline (13)a, mp 50.551.5 °C, 11.1 g
Carbazole (14)a;°, mp 243-244 °C,
10.5 g
11H-lndeno[1,2-b]-quinoline (15), mp
167-169 °C, 10.7 g
Phenanthridine (16)a, mp 106.5107.5 °C, 12.1 g
Oxygen Heterocyclics
Dinaphtho[2,1-b:1'. 2'-dJfuran (17), mp
156-157 °C, 10.7g
peri-Xanthenozanthene (18), mp
241-242 °C, 9.7 g

anthracene is described in the final
report.
Nitrogen heterocyclic PNA compounds were purified using one or more
of the techniques listed above. Attempts
to purify acridine (11) failed until
complexation with catechol proved
successful. Since acridine (11) was one
of the later compounds used, no
experience was available to indicate
whether its usage would be practical
with other nitrogen heterocyclics.

Compounds Synthesized
The compounds shown in Table 1,
excluding the seven exceptions, were
synthesized. In each case, the final
report provides the synthesis route and
experimental details.
Coronene (4) is difficult to synthesize
on an increased scale because starting

55/50

material at an advanced stage of
synthesis is scarce; also, the higher
temperatures required, especially in the
sublimation of 4 and its intermediates,
adds to the difficulty.
A heater, which operates at 500+ °C,
was developed. This heater is essential
to the scale-up preparation of 1,4, and 7.
An improvement in preparation of
perylene and development of an
alternate route which does not require
perylene were major factors in the
synthesis scheme.
The following reactions provided an
increased yield of 1 and eliminated a
step in the synthesis of coronene (4).
Preparation of 24 (scheme 1 of the final
report) is shown by the following partial
scheme.
Selective reduction through catalytic
hydrogenation, dissolving metal
reactions, and HI-P4 reductions proved
to be important in the synthesis of
several PNA compounds (2,8,9,10). The
direct conversion of 1-tetralone to
napthalene by heating in the presence
of a mixture of NaOH-KOH has been
extended to the preparation of 1,2,3,4tetrahydroanthracene (8) as shown in
the final report (scheme 3).
This reaction shows promise for the
synthesis of specific hydroaromatics. In

"Compound available from commercial
source and not synthesized.
""Compound resulted from shared cost
and effort.

equally useful to other researchers.
Design details are shown below
(Figures A-1 and A-2 from the final
report).
Generally, the individual samples
were contained in about 100 vials and
ranged from 9.9 to 13.7g. The
redesigned sampling device greatly
aided the safe handling of toxic
compounds.
Analytical and preparative highpressure liquid chromatography which
became available during EPA support of
this project were valuable for
determining purity of samples. A
description of the technique used in
purifying a sample of sym-octahydro-

Sintered
Glass
Plate

«

Teflon
Stopcork
Glass Seal

0
I
Figure A-1.

/

2
4 cm

Scale-Inches

An improved soxhlet
apparatus.

Figure A-2.

An improved sublimation apparatus.

�in air pollution studies, other
environmental problems requiring high
purity standards which involve PNA
compounds are bound to emerge as the
uses of coal and petroleum products,
which are rich in polynuclear aromatics
and their hydrogenetive derivatives,
continue to increase.

Recommendations

KOH-NaOH, A

compounds are an integral part of
petroleum, petroleum products, coal
liquids, and shale oil. While there is a
current diminished interest in the
synthesis of pure aromatic compounds

In an earlier report (EPA-600/2-78006) the use of staple isotopes as labels
was suggested in PNA aromatics. Their
partially hydrogenated derivatives will
become more important and systematic
synthesis of representative labelled
compounds should be initiated. The
pure standard samples (labelled and
unlabelled) would then be available as
advances in instrumentation and
pressures for controlling pollution
occur. Large-scale synthesis of 13C
labelled compounds is a reality; for
example, in another project, this
laboratory produced 100g samples of
two different aromatic hydrocarbons
containing a single specific 13C label
with a 95% + )3C.
Given the rapidly escalating costs of
synthesis, some attention should be
directed to consolidating inter- and
intra-governmental agencies to support
future synthesis projects.

*Maleic anhydride. A. hPc/C,A. :Ct/z,
quinoline. A.
contrast, very selective hydrogenation
conditions are required to produce 8
from anthracene.

Instrumental Studies
Gas liquid chromatography and highpressure liquid chromatography were
used to determine priority of the
intermediate and final PNA compounds.
The identity of each was established
through the synthesis route and use of
spectroscopy studies (IR, UV, 1HNMR,
and 13 CNMR) as well as mass
spectrometry. From these data, HNMR
was. the most definitive. With the
exception of coronene (mass spectrum
supplied as substitute), a photoreduced
'HNMR trace was included in the final
report.

Conclusions
The synthesis and chemistry of PNA
compounds are of interest to a broad
spectrum of industrial and governmental laboratories because these

E,J. Eisenbraun is with the Oklahoma State University, Department of
Chemistry, Stillwater. OK 74078.
James E. Meeker is the EPA Project Officer (see below).
The complete report, entitled "Polynuclear Aromatic Compounds—Synthesis
and Purification." (Order No. PB 81-125015; Cost: $9.50, subject to change)
will be available only from:
National Technical Information Service
5285 Port Royal Road
Springfield, VA 22161
Telephone: 703-487-4650
The EPA Project Officer can be contacted at:
Environmental Sciences Research Laboratory
U.S. Environmental Protection Agency
Research Triangle Park, NC 27711

* U.8. GOVERNMENT PRINTING OFFICE: 1981 -757-012/7008

�United States
Environmental Protection
Agency

Center for Environmental Research
Information
Cincinnati OH 45268

Official Business
Penalty for Private Use $300

r
L

J

Postage and
Fees Paid
Environmental
Protection
Agency
EPA 335

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