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                    <text>Item D Number

05384

Author

Erickson, Mitchell D.

CorDOratB Author

D MotSBannad

Midwest Research Institute

RflpOrt/ArtlClB TltlO Methods of Analysis for By-Product PCBs - Literature
Review and Preliminary Recommendations

Journal/Book Title
Year

1982

Month/Day

October^
D

Color
Number of Imagos

137

Doscrlnton NotBS

Task 51

M

• Interim Report No. 1, EPA Contract No. 68-01 -5915,
MRI Project No. 4901 -A(51)

Friday, March 08, 2002

Page 5384 of 5427

�United States
Environmental Protection
Agency

Office of
Toxic Substances
Washington DC 20460

EPA-560/5-82-005
October, 1982

Toxic Substances

oEPA

Methods of Analysis
for By-Product RGBs
Literature Review
and Preliminary
Recommendations
100.0 i

C12H6Cl4

11
14
100.0
C12D6Cl4

1

1 iL.

100.0

13c12H6Cl4

1
280

285

290

295

300

I
305

Gallons

310

315

320

325

�DISCLAIMER
This document has been reviewed and approved for publication by the
Office of Toxic Substances, Office of Pesticides and Toxic Substances, U.S.
Environmental Protection Agency. Approval does not signify that the contents
necessarily reflect the views and policies of the Environmental Protection
Agency, nor does the mention of trade names or commercial products constitute
endorsement or recommendation for use.

�METHODS OF ANALYSIS FOR BY-PRODUCT PCBs--LITERATURE
REVIEW AND PRELIMINARY RECOMMENDATIONS

By

Mitchell D. Erickson and John S, Stanley
Midwest Research Institute

425 Volker Boulevard
Kansas City, MO 64110

TASK 51
INTERIM REPORT NO. 1
EPA Contract No. 68-01-5915
MRI Project No, 4901-A(51)
October 12, 1982

For

U.S. Environmental Protection Agency
Office of Toxic Substances
Field Studies Branch
TS-798
Washington, DC 20460
Attn:

Dr. Frederick W. Kutz, Project Officer
Mr. Dayid P. Redford, Task Manager

�PREFACE
This report presents the results of a literature review and preliminary
methods recommendations accomplished on MRI Project No. 4901-A, Task 51, "PCB
Analytical Methodology Task," for the Environmental Protection Agency (EPA
Prime Contract No. 68-01-5915). The review was performed and the document
prepared by Drs. Mitchell D. Erickson and John S. Stanley, with assistance
from Elliot Hirsch, Scott Meeks, Betty Jones, Kay Turman, Kathy Funk, Lanora
Moore, Cindy Melenson, Carol Shaw, and Gloria Sultanik.
MRI would like to thank the people listed in Appendix A for their cooperation, We are especially indebted to Phillip W. Albro, Thomas A- Bellar,
Michael D. Crouch and associates, Ralph C. Dougherty, Larry F. Hanneman, Edo D.
Pellizzari, James D. Petty, and David L. Stalling, J. Lawrence Robinson, and
the CMA PCB Analytical Task Group through Robert J. Fensterheim who provided
valuable written peer review comments on the draft document. In addition, the
helpful comments of John Smith, DDE, OTS, EPA; Dave Redford and Ann Carey, FSB,
OTS, EPA; and the members of the PCB Analytical Task Force of CMA are
especially appreciated.
MIDWEST RESEARCH INSTITUTE

John Going, Head
Environmental Analysis Section
Approved:

James L. Spigarelli, Director
Analytical Chemistry Department

iii

�CONTENTS
Preface
Figures
Tables . ,
List of Terms, Abbreviations, and Symbols
1.
2.
3.

4.

5.

Summary
. . ,
Introduction
,
Literature Review
Sources of Information. ,
Review Procedure
Review Articles on PCBs
Standard Methods
Sampling
Extraction
Cleanup
Determination
Data Reduction
•
Confirmation.
Screening Techniques
Quality Assurance
By-Product Analyses
Applicable Techniques
Extraction. . . &lt;
,
Cleanup . . . . . . .
Determination
Data Reduction
Limit of Quantitation
Data Reporting
Confirmation Techniques
Screening/Equivalent Methods
Possible Analytical Schemes
Issues to be Addressed
Quality Assurance

,

iii
vi
. vii
viii

, . . . .

, • •
• •

.

....

1
3
5
5
6
6
7
10
11
15
20
45
55
56
57
59
62
62
64
64
66
70
70
71
71
73
73
74

Appendices
A. Personal Contacts
B. Bibliography

76
81

v

�FIGURES
Number
1

Page
Comparison of packed column gas-liquid chromatography and
and capillary column gas-liquid chromatography with
Aroclor standards

24

Comparison of packed column gas-liquid chromatography and
capillary column gas-liquid chromatography with a milk
extract

25

3

Comparison of PCB resolution on different columns

27

4

Electron capture detection of Aroclors 1242, 1260, and 5460
(400 pg each) chromatographed on an Apiezon L (WCOT)
silanized Pyrex glass capillary, 0.20 mm i.d. x 50 m in
length

29

Electron capture detection of PCB in an extract of yellow
perch

29

Scanning capillary column gas-liquid chromatography/mass
spectrometry analysis of a mixed Aroclor standard used to
establish retention windows for the CGC/MS-SIM analysis of
PCBs

30

Detection limits/dynamic range for several instrumental
methods

32

Packed column gas-liquid chromatography/electron capture detector chromatograms illustrating potential interferences
between pesticides and PCBs

36

Total ion current profiles for negative chemical ionization
data (upper) and electron impact data (lower) obtained on
a Finnigan 4000 glass capillary GC/MS system for Ashtabula
River fish sample

43

Partial high resolution mass spectrum obtained from 2.5 x
10 10 g TCDD plus matrix from 10 g human milk, illustrating potential interferences in low resolution MS

44

2

5
6

7
8

9

10

vi

�TABLES
|if umber

Page

1

Standard Methods of Analysis for PCBs

8

2

Reported Limits of Detection for PCBs

33

3

Relative Molar Responses of Electron Capture and Flame
lonization Detectors to Some Chlorobiphenyls

37

Comparison of Relative Response Factors Between (GC)2-ECD,
GC-EIMS (Molecular Ion) and (GC)2-NICIMS (m/z 35) for
Homologous Series of PCBs
~

38

Summary of Laboratory Techniques Used for the CMA
Round-Robin Study

46

Summary of Laboratory Techniques Used for the CMA
Round-Robin Study
,

47

4

5
6

vii

�LIST OF TERMS, ABBREVIATIONS, AND SYMBOLS
Accuracy

Closeness of analytical result to "true" value,

Aroclor

Trade name (Monsanto) for a series of commercial PCB
mixtures marketed in the United States,

Askarel

Nonflammable synthetic chlorinated hydrocarbon insulating liquids used in capacitors, transformers, etc,;
often containing PCBs.

Byproduct PCBs

PCBs generated as by-products or impurities in synthesis of other products (as opposed to commercial
PCBs).

CGC

Capillary column gas-liquid chromatography (includes
WCOT, SCOT, fused silica, glass, and metal).

CI

Chemical ionization (mass spectrometry),

CIMS

Positive chemical ionization mass spectrometry,

Congener

One of 209 PCBs, not necessarily the same homolog.

Cutoff

Lowest PCB concentration of regulatory concernf

DDE

l,l-Dichloro-2,2-bis(|&gt;-chlorophenyl)ethylene.

DDT

1,1,l-Trichloro-2,2-bis(g-chlorophenyl)ethane.

BCD

Electron capture detector.

El

Electron impact ionization (mass spectrometry).

EIMS

Electron impact mass spectrometry.

Equivalent method

Any method, certified against the primary method,
which can be used for routine analysis of samples.
Also, termed screening method.

External standard

Standards for calculation not added to the sample extract.

FFAP

Free fatty acid phase.

viii

�FID

Flame ionization detector.

FTIR

Fourier transform infrared spectrometry.

GC

Gas-liquid chromatography (column type unspecified).

GC/MS

Gas-liquid chromatography/mass spectrometry (ionization mode unspecified) .

GPC

Gel permeation chromatography.

HECD

Hall electrolytic conductivity detector (other similar detectors such as the Coulson are included) .

HEETP

Height equivalent to an effective theoretical plate.

Homolog

One of the 10 degrees of chlorination of PCBs
through C12Clio).

HPLC

High performance liquid chromatography.
High resolution electron impact mass spectrometry.

Internal standard

Standards used expressly for quantitation added to
sample extract immediately prior to the analytical
determination.

IR

Infrared spectrometry.

Isoraer

One of up to 46 PCBs possessing the same degree of
chlorination (3,4- and 4,4' -dichlorobiphenyl are
different- isomers).

KOH

Potassium hydroxide.

LMS

Limited mass scanning (mass spectrometry).

LOD

Lower limit of detection (also MDL) . Lowest concentration which an analyte can be identified as present
in the sample at a stated statistical confidence level.

LOQ

Lower limit of quantitation. Lowest concentration to
which a value can be assigned at a stated statistical
confidence level .

MDL

Method detection limit.

Mean

Arithmetic mean.

MS/MS

Mass spectrometry /mass spectrometry.

m/z

Mass-to-charge ratio.
ix

�NAA

Neutron activation analysis.

NCI

Negative chemical ionization (mass spectrometry),

NCIMS

Negative chemical ionization mass spectrometry,

NMR

Nuclear magentic resonance spectrometry.

PBB

Polybrominated biphenyl.

PCB

Polychlorinated biphenyl (including monochlorobiphenyl,
but excluding biphenyl).

PCN

Polychlorinated napthalene.

PCT

Polychlorinated terphenyl.

PGC

Packed column gas-liquid chromatography.
Parts per billion (109).

ppm

Parts per million (10~6).

Precision

Reproducibility of an analysis, measured by SD of
replicates.

QA

Quality assurance. An organization's program for assuring the integrity of data it produces or uses,

QC

Quality control. The specific activities and procedures designed and implemented to measure and control the quality of data being produced.

Remand Rule

Rulemaking for new PCB regulations for inclusion in
40 CFR, Part 761 in response to orders from the U.S.
Court of Appeals from the District of Columbia on,
October 30, 1980 and April 13, 1981.

RI

Retention index.

RIA

Radioimmunoassay or radio isotope dilution assay.

RJC

Reconstructed ion chromatogram.

RMR

Relative molar response.

RSD

Percent relative standard deviation (SD/mean x 100),

SCOT

Support coated open tubular (CGC column).

x

�SD

Standard deviation.

Sensitivity

The slope of instrument response with respect to the
amount of analyte. Also used colloquially in reference to lowest detectable amount of analyte.

SIM

Selected ion monitoring (also mid or mass fragmentography).

Surrpgate

Standard compounds added to the sample prior to any
analytical manipulations for the express purpose of
measuring recovery through extraction, cleanup, etc.

TCP

Thermal conductivity detector.

TCDD

Tetrachlorodibenzo-jj-dioxin.

TIC

Total ion current chromatogram.

TLC

Thin-layer chromatography.

WCQT

Wall coated open tubular (CGC column).

xi

�SECTION 1
SUMMARY
The published literature on PCB analysis is critically reviewed. Several hundred references are cited in a bibliography. The review is subdivided into extraction, cleanup, determination, data reduction, confirmation,
screening, quality assurance, and by-product analysis sections. The determination section includes TLC, HPLC, GC (PGC and CGC), GC detectors (BCD,
FID, HECD, EIMS, and other MS) and nonchromatographic analytical methods
(NMR, IR, electrochemistry, NAA, and RIA).
Based on the review of the literature, personal communications with researchers in the field, and the authors' judgment, techniques applicable to
analysis of commercial products, air, and water for by-product PCBs under the
Remand Rule are discussed. Each individual analytical component (extraction,
cleanup, determination, etc.) is separately discussed. The final section of
this report presents the recommended overall primary analytical scheme:
1. Homogenize sample and subsample if necessary.
2. Incorporate surrogate compounds (e.g., four

13

C PCB congeners).

3. Dilute, extract, or clean up as required.
4. Concentrate or dilute to a known volume.
5. Analyze a known aliquot by GC/EIMS.
6. Identify PCBs by relative retention time and mass spectral characteristics.
7. Integrate the PCBs by homolog and calculate amounts of each homolog
by normalizing the responses to responses for the surrogate compounds, using
one or more homolog response factors.
8. Sum all 10 homolog concentrations to obtain a total PCB value.
9. Report on standard reporting form.
10. Follow specified routine QC (blanks, controls, duplicates, standard
condition, instrument performance criteria, etc.).
11. Maintain appropriate records.

�Several details in this scheme are subject to revision, as discussed in
the report. Several unresolved issues are discussed, including the permissi^
ble flexibility in the method, the use of equivalent methods, and quality assurance.

�SECTION 2
INTRODUCTION
PCBs have been manufactured as commercial products since 1929 and marketed under trade names such as Aroclor (United States), Chlophen (Germany),
and Kanechlor (Japan). These were all complex mixtures of many congeners and
several homologs. They were used as dielectric fluids in capacitors and transformers, hydraulic fluids, fire retardants, plasticizers, and many other applications. Their manufacture and use have been frequently reviewed (Hutzinger
et al., 1974; and many other reviews listed in "Review Articles on PCBs"
section below).
Beginning in 1966 (Jensen, 1972; anonymous, 1966), PCBs were found in
environmental samples as interferents with chlorinated pesticides (e.g., DDT)
analysis with increasing frequency. As the magnitude of the problem grew,
the emphasis on PCBs gradually shifted from interferents to analytes. Concomitantly, their toxicology was being studied. While their toxicity varies
among isomers and species, PCBs have been sufficiently implicated in animal
and human toxicity to warrant their ban in the United States (Toxic Substances
Control Act (TSCA), Public Law 94-469, October 11, 1976). The public outcry
prior to TSCA and enforcement of the law thereafter have prompted increased
scientific interest in all aspects of PCBs.
Central to the environmental studies of PCBs is their analysis. Most of
the early methods were direct adaptations of chlorinated pesticide procedures.
As interest grew, analytical techniques improved and methods of analysis became increasingly sophisticated. However, PCB analysis is plagued by the fact
that PCBs are not one specific compound like most pesticides, but in fact are
a class of 209 congeners. Until very recently, all of the PCB analyses were
directed toward commercial (e.g., Aroclor) products or their derivatives (metabolites, weathered samples, etc.). The complexity of the raw data (chromatograms) and lack of other standards have led scientists to report PCB findings in terms of Aroclor (or other products) calibration standards. This procedure is at best approximate when the sample resembles the standard and
becomes hopeless if the sample does not "match" standards.
The problem of PCB analysis has recently become more complex due to concern over incineration products and by-product PCBs, where the PCB mixture in
no way resembles an Aroclor pattern. Incinerator products are of concern
since U.S enforcement efforts have recently concentrated on destruction of
existing PCB products rather than on landfill disposal. The concern over
by-product PCBs may be traced to the opinion of U.S. courts that PCBs generated as impurities in other products are subject to the TSCA ban on PCB
manufacture.

�This document presents a review of analytical techniques used for the
analysis of PCB and discusses which of these may be applicable to determination of by-product PCBs. A general analytical scheme is proposed with several options in areas where there is no clear best available technology.

�SECTION 3
LITERATURE REVIEW
This section is a critical review of the published literature on analytical techniques for PCBs. Where possible, comments have been made regarding
the quality of the work and the utility of the technique. However, discussion
of the relevance of techniques toward the PCB Remand Rule has been left to
Sections 4 and 5.
SOURCES OF INFORMATION
Computerized and manual searches and relevant references in recent articles were used. Many documents were obtained from the personal files of MRI
employees. Recent issues of several key journals (Analytical Chemistry,
Journal of Chromatography. Journal of the Association of Analytical Chemists,
Environmental Science and Technology, etc.) were searched manually to pick up
any recent references not yet in the computer data bases. In addition, several
known PCB researchers (Appendix A) were called to discuss approaches to the
Remand Rule. In these discussions, they were asked to send copies or give
references to any recent publications or preprints.
The computer searches were done using DIALOG. Chemical Abstracts (CA)
files were searched back to 1972, printing all references containing "PCB"
and synonyms and keywords beginning with the following letters: "anal,"
"chromatogr," "mass spectr" and synonyms. A similar search was performed on
the National Technical Information Service data base (now including Smithsonian
Science Information Exchange). These searches printed out 349 citations, of
which 188 were judged sufficiently relevant to obtain at least the CA abstract.
In addition to nonanalytical articles, articles where PCBs were mentioned but
were clearly not the major focus of the article, and articles which clearly
contained only analytical results and not methods, the majority of citations
not obtained were in obscure foreign language journals and apparently were
similar to other available references.
Once the primary search data had been digested, it became apparent that
several authors were of primary interest and all of their recent (1980 and
1981) publications were retrieved by a CA search on their name. These authors
were P. W. Albro, T. F. Bidleman, U. A. Th. Brinkman, 0. Hutzinger, R. G.
Kaley, S. Safe, D. L. Stalling. Most of the new citations retrieved by this
search were irrelevant (metabolism studies, synthesis, etc.) to this report.
An additional manual cross-check was made with the document "Polychlorinated Biphenyls, Polybrominated Biphenyls, and Their Contaminants: A Literature Compilation 1965-1977" (Winslow and Gerstner, 1978). This document contains 1,880 PCB citations, although not all pertain to analytical methods.

�References contained in review articles and primary literature were also
checked to assure that no important articles were missed by the computer
search. Several articles were added to the files by these searches.
REVIEW PROCEDURE
All articles cited in the bibliography (Appendix B) were surveyed for
relevant analytical details. The salient features of each article were noted
and any key subject areas were listed. Each citation was cross filed in any
of 33 applicable key subject areas (PGC, CGC, EIMS, Review, etc.).
REVIEW ARTICLES ON PCBs
Any class of chemical compounds as often studied and as subject to regulatory pressure as PCBs has been the subject of review articles. A total of
27 books and articles were characterized as PCB reviews. The PCB review most
often cited is probably the book The Chemistry of PCBs by Hutzinger et al.,
(1974). This book characterizes commercial PCBs; synthesis routes; chemical
and photochemical reactions; metabolism; mass spectrometry; NMR, UV, and IR
spectral properties; determination methods, and recent developments. Although
dated, this review covers the general subject and the analysis of PCBs (in
1974) comprehensively.
Reynolds (1969) reviewed the problems of PCB interference with the analysis of pesticide residues and later expanded on this in Residue Reviews
(Reynolds, 1971). Risebrough (1971) reviewed analytical techniques for PCBs
in environmental samples. Fishbein's (1972) review of the chromatographic
and biological aspects of polychlorinated biphenyls discussed column chromatography, TLC, GC, and GC/EIMS in some detail, DeVos (1972) reviewed the
methods for pesticides and PCBs in. wildlife samples used by various laboratories in the Netherlands. Lincer (1973) reviewed PCBs, again as interferents
with pesticide residue analysis. - Safe (1976) reviewed the analytical problems
and methods for PCBs as part of a national conference on PCBs (Ayer, 1976)
which covered all aspects of the PCB issue (biology, metabolism, destruction,
regulatory, etc.).
Sherma (1975) reviewed GC of PCBs, including extraction, cleanup, GC systems, identification, confirmation, and quantitation. Chau and Sampson (1975),
in an attempt to standardize quantitation, surveyed and reviewed the various
methods for PGC/ECD quantitation. Lao et al. (1976) reviewed the application
of GC/MS to PCB analysis. Extraction, chromatographic separation (cleanup),
GC/ECD, and computer-aided data interpretation were discussed by Krull (1977).
Brinkman et al. (1978) discussed various literature procedures for discrimination between PCBs and polychlorinated naphthalenes (PCN). Lawrence and
Turton (1978) included PCBs in a tabulation of HPLC data for 166 pesticides.
Environmental Health Perspectives devoted an entire issue (Rail, 1978)
to PCBs. Pomerantz et al. (1978) reviewed the chemistry of PCBs; Matthews
et al. (1979) reviewed metabolism and toxicity; Cordle et al. (1978) reviewed
human exposure; Kimbrough reviewed animal toxicology; and the DHEW Subcommittee

�of Health Effects of PCBs and PBBs (1978a, 1978b) provided general recommendations and general summary and conclusions which included discussions of the
analytical aspects of PCBs.
Stalling et al. (1979) reviewed PCS analysis with particular emphasis on
their own work of automating the extraction and cleanup processes.
The sampling and analysis of PCBs in air have been reviewed by Lao et al.
(1976), Margeson (1977), and Fuller et al. (1976).
The analytical aspects of PCBs have also been reviewed by Sherma (1981),
Nose (1976), and Tanabe (1973). Finlay et al. (1976) reviewed PCB levels in
the environment but did not discuss analysis. Other reviews not discussing
analysis include Resource Planning Commission (1982), Fishbein (1979), and
Kimbrough (1980).
None of the review articles discussed above is current (the most recent
was 1979), nor do they discuss the problems of determination of incidentally
generated PCBs. In response to the PCB Remand Rule, the Chemical Manufacturers
Association (1981) critically reviewed the PCB analytical techniques potentially
applicable to the rule and recommended that GC/EIMS be the method of choice
for analysis under this rule.
STANDARD METHODS
Table 1 lists the standard analytical methods available for PCBs. It
should be noted that not all of the methods listed are sanctioned at this
point. Many have interim status and some have been proposed but never endorsed by an organization. The standard methods provide analytical approaches
for the measurement of PCBs in a variety of materials including water, wastewaters, soils, sediments, sludges, air, combustion and incinerator emissions,
capacitor askarels, transformer'fluids, waste oils, mixtures of chlorinated
benzenes, pigments, food, milk, and adipose tissues.
Table 1 summarizes each of the standard methods. Extraction and cleanup
procedures are presented in terms of the materials and reagents required for
analysis. Less than half of the methods comment on the criteria required to
make qualitative determinations for the presence of PCBs in sample extracts.
The method of quantitation for each of the analysis schemes is presented along
with the limit of detection (LOD), if specified. Additional analytical procedures to confirm the levels or presence of PCBs are also indicated. More than
half of the standard methods mention quality assurance in some respect. The
quality assurance steps include analysis of blanks, replicates, control samples, spiked additions, and accuracy, precision, and instrumental performance
criteria.
All of the
are directed to
DCMA (1981) and
product PCBs in

methods, except those provided by DCMA (1981) and Dow (1981)
the analysis of PCBs as Aroclors or similar mixtures. The
Dow (1981) methods were developed for the analysis of bycommercial products.

�TABLE 1.
Method

Matrix

ANSI

Air
(toluene
impinger)

ANSI

Extraction

Cleanup

STANDARD METHODS OF ANALYSIS FOR PCBs

Determination
method

Quant .
method

Qual.

LOD

Confirmation

QA

Reference

-

(H2S04)
PGC/ECD
(Saponif ication)
(Alumina)

No

Single peak

2 ppb

None

Yes

ANSI, 1974

Water

Hexane

(H2S04)
PGC/ECD
(Saponif ication)
Alumina

No

Single peak
or summed
peaks

2 ppm

None

Yes

ANSI, 1974

ANSI

Sediment
soil

CH3CN/
hexane

H2S04
Saponify/
alumina

PGC/ECD

No

Single peak
or summed
peaks

2 ppm

None

Yes

ANSI, 1974

AOAC ( 9
2)

Food

CH3CN/Pet.
ether

Florisil MgO/
PGC/ECD
Celite
saponif ication .

So

Total area
or Ind.
peaks

NSa

TLC paper
chrom.

No

AOAC, 1980a
AOAC, 1980b

Paper and
paperboard

saponification

Capacitor
Askarels

DIb

None

SCOT CGC/FID

No

Total area

2.8 x 10~8 mol/1

None

No

ASTM, 1980a

PGC/ECD

No

Total area

NS

None

Yes

ASTM, 1980b

PGC/ECD

No

10 isomers

~ 1 ppm/homolog

PGC/MS

Yes

DCMA, 1981

D3303-74
D3304-74

DCMA

Air

DI

Water
Soil,
sediment

Hexane
H20/CH3CN

3 pigment
types

A. Hexane/
H2S04
B. CH2C12

Florisil

00

( 2 0)
HS 4
(Saponif ication)
(alumina)
None

Devenish

Water

Hexane

Alumina

PGC/ECD

No

NS

106 ng/£

None

No

Devenish and
Harling-Bowen
1980

DOW

Chlorinated
benzenes

DI

None

PGC/EIMS

Yes

Total peak
height/
homolog

NS

None

Yes

Dow, 1981

EPA
Sludge
(Halocarbon)

Hexane/
CH2C12/
acetone
(83/15/2)

GPC
S removed

PGC/ECD

Yes

Peak area
or peak
height

NS

GC/MS

Yes

Rodriguez
et al. , I960

EPA ( P
P)

Sludge

CH2C12
(base/
neutral
and acid
fractions)

GPC

PGC/EIMS

Yes

NS

NS

None

Yes

EPA, 1979e

EPA ( 0 h
34)

Water

Hexane/
CH2C12
(85/15)

Florisil/
silica gel
(CH3CN)
(S removal)

PGC/ECD
or HECD

Yes

Summed
areas or
or WebbMcCall

NS

None

Yes

EPA, 1978

EPA (B100)

Sludge

CH2C12
( fractions)
3

GPC
Silica gel

CGC/EIMS
or PGC/EIMS

Yes

NS

NS

None

Yes

Ballinger, 19

(continued)

�TABUS 1 (continued)
Qnant.
method

Ttetenniflation
method

Qua I .

CH3CH
Florisil
Silica acid

PGC/ECD

Yes

Ind. peaks

50 ppb

Perchlorination

Yes

Watts, 1980
Sherroa, 1981

Pet. ether/
CH3CN

Saponif ication
Florisil

TLC

No

Semiquant.

10 ppm

None

No

Watts, 1980

Dl

( 2 0)
HS 4
(Florisil)
(Alumina)
(Silica gel)
(GPC), (CH3CH)

PGC/HECD
or /ECD or
/E1MS
(CGC)

No

Total area
or WebbMcCall

1 mg/kg

None

Yes

EPA, 1981
Bellar and
Ltchtenberg,
1981

Natural gas
Hexane
sampled with
Florisil

H2S04

PGC/ECD

No

Harris and
Mitchell, 1981

608

Water

CH2C12

(Florisil)
(S removal)

PGC/ECD

No

Area

0.04-0.15 JJg/£

None

Yes

EPA, 1979a

625

Water

CH2C12

None

PGC/EIMS
(CGC) •

Yes

Area

NS

None

Yes

EPA, 1979b

10 ng

GC/MS

Method

Matrix

Extraction

EPA (HERL)

Milk

Acetone/
hexane

EPA (HERL)

Adipose

EPA ( i )
ol

Transformer
fluids or
waste oils

EPA (gas)

Hexane

Cleanup

Total area
0.1-2 (Jg/m3
peak height
or Webb-McCall
(Perchlorination)

2S04

emissions
and ambient
air collected
on Florisil

LOD

Confirmation

N

°ne

QA

Reference

'-lHa i ic -_,!
ana

Baladi, 1977

nation
PGC/ECD

EPA

Combustion
sources
collected
on Florisil

Pentane or
CH2C12

(Florisil/
silica gel)

PGC/HS

Yes

Area/
homolog

0.1 ng/inj

None

No

Levins et a 1 . ,
1979

NIOSH (air)
(P&amp;CAM 2 4
4)

Air collected on
Florisil

Hexane

None

PGC/ECD

No

Peak height 0.01 mg/m3
or area from
standard curve
or Webb-McCall

None

No

NIOSH, 1977a

HIOSH (air)
(P&amp;CAM 253)

Air collected on
Florisil

Hexane

Hone

PGC/ECD
Perchlorination

No

Peak height 0.01 mg/m3
or area from
standard curve

Perchlorination

Japan

Food

Several

Silica gel
Saponif ication
(Florisil)

PGC/ECD

Yes

Summed
NS
areas
perchlorination

None

No

Tanabe, 1976

PAM

Food

CH3CN/Pet.
ether

Silicic acid
(Saponif ication)
(Oxidation)
(Florisil)

PGC/ECD
(PGC/HECD)
(HP-TLC)
(RP TLC)

Ho

Area

TLC

No

FDA, 1977

a

No specific details.

b

Direct injection.

c

Techniques in parentheses are described as optional in the protocol.

NS

Ho

NIOSH, 1977b

�The ANSI methods are based on techniques that were used by the Monsanto
Industrial Chemical Company for the isolation and determination of PCps in
water, soil, sediment, and biological materials. Packed column gas chromatog17
raphy with electron capture defection (POC/JSCD) is the designated method for
quantitation pf PCBs as Aroclops in, the ANSI methods, Mass spectrometry, however, is recommended for eaph of the designated analysis schemes if confirma-»
tion is required. The cleanup techniques are required only if interferences
are noted for the PGC/ECD determination. The quality assurance procedures in
the ANSI methods emphasize t;he number of theoretical plates and tailing factor
for the packed gas chromatography column,
The ASTM, AOAC, and EPA methods are generally designed for a particular
matrix. The level of quality assurance procedures varies from method to
method. The recent methods provide quality assurance programs of greater de"tail and require reasonable effort to maintain the accuracy and precision of
the overall determination.
The EPA method for analysis of PC$s in transformer °ils, and crude oils
provide^ the most generalized approach, with respect to sample preparation,
cleanup procedures, and^ instrumental analysis. Several cleanup procedures
are provided as optional approaches in this protocol, and instrumental analy*
sis by halogen specific, electron capture, pr mass spectrometry detectors are
allowed, provided appropriate limits of detection can be achieved. A strong
quality assurance program including control samples, daily quality control
check samples, blanks, standard additions, accuracy and precision records,
and instrumental and chromatographic performance criteria is required to support all data generated by the method.
The Dow (1981) and DCMA (1981) procedures also require strong quality
assurance programs for analysis of by-product PCBs.

first $tep in any successful analysis is the collection of
ta,tive samples, The selection of sampling sites, frequency of sampling, number of samples, measurement of physical a,n.d chemical parameters of the sample,
and the ovejraU statistical design of sampling methods have been provided in
extensive detail (Moser and Huibregtse, 1976; EPA, J976). The sampling design
in roost cases is directly related to the objectives pf a specific research
program as a regulatory action.
The methods that are of interest in the context of this report are the
procedures practiced for obtaining representative specimen of air, water, and
solids f Aqueous and solid media are generally collected as grab samples, although aqueous samples have been preconqentrated on solid adsorbents prior to
extraction.
Water
The solid adsorbents used for aqueous preconcentration methods include
macroreticular resins (Cobum et al,, 1977; Seiber, 1974; Musty and Nickless,
1974; Webb, 1975; Picer and Picer, 1980), polyurethane foam and Chromosorb W

10

�coated with a mixture of undecane and Carbowax 4000 monostearate (Gesser et
al,, 1971; Lawrence and Tosine, 1976; Bellar and Lichtenberg, 1975; Ahling
and Jensen, 1970; Osterrpht, 1974; Musty and Nickless, 1976), as well as Tenax
(Leoni et al,, 1976). Preconcentrating organic analytes from aqueous media
allows the analyst to work with large volumes of water and thus lowers the
method detection limit for the compounds of interest. The sorbent preconcentration method also can be used as a continuous on-site sampling procedure.
Air Sampling
The PCBs in ambient air and flue gas emissions have been collected on
sqlid adsorbents including polyurethane foam plugs, Tenax, XAD-resins, Florisil,
Chromosorb, and Poropak and combinations of these materials (Bidleman and Olney,
J974; Bidleman et al., 1980; Bidleman, 1981; Bidleman et al., 1981; Billings
and Bidleman, 1980, 1982; Burdick and Bidleman, 1981; Simon and Bidleman, 1978,
1979; Lewis et al., 1977a, 1977b; Lewis and MacLeod, 1982; Lewis and Jackson,
1982; Williams et al., 1980; Haile and Baladi, 1977; Giam et al., 1975; Haile
et al., 1982; Stanley et al., }982; Harris and Mitchell, 1981). The solid
adsorbents are effective for sampling PCBs in air although some problems have
been encountered with breakthrough of the lower molecular weight PCBs at high
flow rates for extended sampling periods.
Doskey and Andren (1979) evaluated polyurethane foam coated with DC 200,
Florisil, and Amberlite XAD-2 resin for their ability to sample airborne PCBs.
The collection efficiency of the adsorbents was studied using carbon-14 labeled
2,5,2',5'-tetrachlorobiphenyl. The XAD-2 resin was found to have an excellent
collection efficiency for the tetrachlorobiphenyl at a flow rate of 1 liter/min.
Their sampling system yielded 96.5% collection efficiencies for the tetrachlorobiphenyl and 83.0% for Aroclor 1221. Further investigations demonstrated low
retention efficiencies for monochlorobiphenyl (72%) and dichlorobiphenyl (86%),
thus demonstrating that the sampling system was not equally effective for all
PCB congeners. The analytical recoveries for tetrachlorobiphenyl, Aroclor
1242, and Aroclor 1221 were 85.5%, 80.1%, and 64.9%, respectively.
Hanneman (personal communication, 1982) reported that PCBs were not retained at acceptable levels on common solid adsorbents when the flue gas temperature was greater than 150°C or in cases where the air contained an aerosol
of a nonpolar material in which PCBs are very soluble, Hanneman reported successful collection of PCBs in these instances using polyurethane foam plugs
coated with liquid polydimethylsilocane. Several plugs of the coated polyurethane were placed in a water-cooled jacket to sample the air at elevated temperatures, A PCB isomer was added to the surface of the foam plugs as a surrogate prior to sampling. A second PCB isomer was added to the foam plugs
after sampling to monitor surrogate recovery and collection efficiency.
EXTRACTION
Reliable PCB analysis begins with the quantitative extraction of the analytes from the sample matrix. The extraction method is dependent on the sample
type and the complexity of the matrix encountered. In general, the extraction
methods require the use of solvents such as petroleum ether, hexane, methylene
chloride, acetone, and acetonitrile. Digestion of the sample matrix with sulfuric acid or saponification with alcoholic potassium hydroxide is necessary
11

�in some instances to effectively extract incorporated PCBs. Dilution with
suitable organic solvents prior to gas chromatography and even direct injection of some PCB-contaminated samples have provided suitable quantitative
analysis. PCBs in air and flue gas emissions are typically collected on solid
adsorbents and removed by extracting with a suitable solvent.
Standard Methods
A number of standard extraction methods for specific sample types are
listed in Table 1. The standard methods include extraction techniques for
transformer and capacitor oils, food, soils, sediments, dyes, milk, adipose
tissue, sludge, wastewater, natural waters, emissions from combustion sources,
and ambient air.
Review Articles
Extraction methods have been reviewed previously (Hutzinger et al., 1974;
Sherma, 1975; Krull, 1977). Factors and problems that should be considered
for a given extraction procedure (Albro, 1979) include the following: (a)
each extraction method must be validated for each different matrix; (b) the
nature of the sample matrix influences the effectiveness of a given extraction procedure through various matrix properties. These properties include
the solubility of the matrix in solvent, the ease of homogenizing the sample
for subsampling, the water content of the sample which greatly affects the
extraction efficiency of the solvent, and the lipid content of tissue samples
that governs the volume of solvent required for quantitative extraction; and
(c) the incorporation of the analyte in a sample matrix and the most effective
means of adding spikes to the sample for method evaluation and quality assurance measurements.
Primary Literature
A large number of extraction techniques provide quantitative recovery of
PCBs from widely different matrices. The application of the various extraction procedures to specific sample types is discussed below.
Air--

Simple and straightforward extraction procedures are used for extraction
of adsorbents from air sampling. Ambient air and flue gas emissions have been
collected on adsorbents including polyurethane filter plugs (Bidleman and Olney,
1974; Bidleman et al., 1980; Bidleman, 1981; Bidleman et al., 1981; Billings
and Bidleman, 1980, 1982; Simon and Bidleman, 1977a, 1977b, 1977c; Lewis and
MacLeod, 1982; Lewis and Jackson, 1982), Florisil (Harris and Mitchell, 1981;
Williams et al., 1980; Haile and Baladi, 1977; Giam et al,, 1975), and Amberlite XAD-2 resin (Haile and Lopez-Avila, 1981; Stanley et al., 1982). PCBs
were quantitatively recovered from these adsorbent materials via extraction
with hexane, petroleum ether or benzene in a Soxhlet apparatus or as small
chromatographic columns.
Water and Wastewater-PCBs in aqueous samples, including natural waters, potable supplies, sewage effluents and industrial wastewaters, have been extracted by a number of

12

�procedures. Liquid-liquid extraction with hexane, cyclohexane or methylene
chloride provide quantitative isolation of PCBs from aqueous samples (Brownrigg
et al., 1974; Devinish and Harling-Bowen, 1980; EPA, 1979a, 1979b; Haque et al.,
1974; Adams et al., 1979; Bellar and Lichtenberg, 1975; Caragay and Levins,
1979). In principle it is possible to extract all PCBs present in any water
sample without large scale solvent extraction (Krull, 1977). Lower levels of
detection of PCBs in aqueous samples have been achieved through the application of solid adsorbents for large volumes that cannot be effectively handled
by classical liquid-liquid extraction procedures. The adsorbents are extracted
with hexane, petroleum ether, and diethylether to recover the PCBs. Macroreticular resins (XAD-2, -4, -7, and -8) have been evaluated in a number of
Studies (Coburn et al., 1977; Seiber, 1974; Musty and Nickless, 1974; and Webb,
1975; Picer and Picer, 1980). Polyurethane foams and Chromosorb W coated with
a mixture of undecane and Carbowax 4000 monosterate as a reversed liquid-liquid
partition method have also demonstrated successful isolation of PCBs from
aqueous matrices (Gesser et al., 1971; Lawrence and Tosine, 1976; Bellar and
Lichtenberg, 1975; Ahling and Jensen, 1970; Osterroht, 1974; Musty and Nickless,
1976).
Two studies (Bellar and Lichtenberg, 1975; Webb, 1975) compared various
extraction methods including batch liquid-liquid extraction, vortex stirring
with an organic solvent, and adsorbent concentration on polyurethane and amberlite macroreticular resins. Extraction efficiencies of PCBs were greatest
with liquid-liquid extraction.
Continuous liquid-liquid extractors (Leoni, 1971; Ahnoff and Josefsson,
1973, 1974; Ahnoff et al., 1979) and steam distillation of aqueous samples
with simultaneous liquid-liquid extractions of the distillate into pentane
(Godefroot, 1982) have been studied as alternate means to lower detection limits for specific organic compounds including PCBs present in water.
Wastewaters from some industrial processes have posed some interesting
problems in measurement of total PCBs released. In particular, the cellulose
fibers collected from paper mill effluents required hydrolysis with alcoholic
potassium hydroxide and extraction with hexane or methylene chloride as well
as extraction of the aqueous phase to effectively quantitate total PCBs
(Delfino and Easty, 1979; Easty and Wabers, 1978). Dissolution of the residual fibers in paper mill effluents with 72% H2S04 followed by dilution with
water and extraction with hexane was demonstrated to promote quantitative isolation of PCBs.
Colenutt and Thorburn (1980) have discussed the application of gas stripping or purge and trap techniques for the analysis of PCBs in water. Spiked
PCBs were removed from water samples by purging with nitrogen at ambient temperature. The PCBs were concentrated on activated charcoal and desorbed with
a minimum volume (50 (Jl-1.0 ml) of organic solvent. Recoveries of greater
than 90% were reported for Aroclors 1221, 1248, and 1254. The efficiency of
this extraction technique is dependent on the gas flow rate, the time of stripping, adsorbent particle size, and the desorbing solvent.

13

�Soils, Sediments, and Sludges-Soxhlet extraction of soils and sediments with hexane-acetone, petroleum
ether-acetone, or hexane has been a common method of isolating the PCBs (Bellar
and Lichtenberg, 1975; Eder, 1976a; Goerlitz and Law, 1974; Jensen et al.,
1977; Macleod, 1979; Seidl and Ballschsmiter, 1976; Adams et al., 1979;
Hutzinger et al., 1974). Other methods that have been used for soils, sediments, and sewage sludges have included silica sonication (Chau and Babjak,
1979), blending with suitable solvent such as methylene chloride with centrifugation for separation of the phases (Rodriguez et al., 1980), and a column
technique that required mixing sediment with Florisil and eluting with 10%
water in acetonitrile. Ethanolic potassium hydroxide reflux prior to extraction of the sediment has been reported in at least one instance (Wakimoto et
al., 1971).
Soxhlet extraction, solvent shakeout, solvent blending, two column elution methods, and high frequency dispersion (Tissumizer) extraction techniques
were compared for the same bottom sediment (Bellar and Lichtenberg, 1975).
The results indicated that the highest recovery of PCBs was achieved by Soxhlet
extraction of dried samples. The authors concluded that this should be the
technique of choice for bottom sediments and sludges.
Bellar et al. (1980) extended this study using Soxhlet extraction, Bonification, and steam distillation for the recovery of PCBs from environmentally
contaminated lake and river bottom materials. The high frequency dispersion
extraction technique was not used in this study because of excessive and rapid
wearing of parts of the device and excessive breakage of glassware. Bottom
sediments were spiked with Aroclor 1254 and extracted by the three techniques.
The mean recovery of PCBs for spiked samples was 81-109% for the different
methods, indicating that any of the three might be used for quantitative extraction. However, the Soxhlet extraction method yielded higher levels of
PCBs from environmentally contaminated sediments than either steam distillation or Bonification. The results of this study are not conclusive since only
one solid sample matrix was considered.
Seidl and Ballschmiter (1976a) studied the recovery rates of PCBs from
soil using Soxhlet extraction with hexane, acetone/acetonitrile, or ultrasonic
extraction with acetone. Carbon-14 labeled Clophen A-30 was added to the soil
to simplify the extraction studies. The authors concluded that Soxhlet extraction with acetone/acetonitrile yielded the best recoveries (greater than 95%)
and Soxhlet extraction with hexane or ultrasonic extraction with acetone was
not suitable for good recoveries of PCBs from soil.
Biological Matrices-Considerable emphasis has been placed on the analysis of biological materials for the presence of PCBs. Tissues are generally homogenized and ground
with sodium sulfate, sand, or Florisil and are either Soxhlet extracted (Bagley
et al., 1970; Curley et al., 1971; deVos, 1972; Hattula, 1974; Holden, 1971;
Kuehl et al., 1980; Stalling et al., 1972) or packed into a chromatographic
column and the PCBs are eluted with an appropriate solvent (Bowes and Lewis,
1974; Call et al., 1974; Donkin et al., 1977; Erney, 1974b; Ernst, 1974;
Hattula, 1974; Stalling, 1971; Wardall, 1977; Hutzinger et al., 1974; Stalling
et al., 1972; Sawyer, 1973; Armour and Burke, 1970). Recently, microcontinuous

14

�liquid-liquid extraction combined with steam distillation has been shown to
be an effective extraction procedure for tissues (Kuehl et al., 1980).
Other tissue extraction techniques have included blending with chloroform
and methanol mixtures followed by centrifugation (Sherma, 1975) and saponification of fat and animal tissue with methanolic potassium hydroxide followed by
liquid-liquid extraction with hexane (Adams et al., 1979). PCBs in serum and
blood samples have been extracted by dilution with methanol followed by liquidliquid extraction with either hexane or diethylether.
Miscellaneous-The other materials that have been analyzed for PCB content include transformer oil, silicone fluids, chlorinated benzenes, paper, packaging materials,
and pigments. Generally, transformer oils, silicone fluids, and chlorinated
benzenes are simply diluted with solvent prior to cleanup or direct analysis
(Adams et al., 1979; ASTM, 1980a; EPA, 1981; Bellar and Lichtenberg, 1981;
Klimisch and Ingebrigtson, 1980; Dow, 1980). The paper and packaging materials
have required homogenization by grinding before Soxhlet extraction with hexane
or acetone (Kurastune and Masuda, 1972; Giacin and Gilbert, 1973; Serum et al.,
1973) or hydrolysis with refluxing alcoholic potassium hydroxide and final
extraction with petroleum ether (Burke et al., 1976; Easty, 1973; Shahied et
al., 1973).
In a method published by the DCMA (1980), extraction of phthalocyanine
blue pigment required dissolution with sulfuric acid prior to hexane extraction to isolate incorporated PCBs. The PCBs in other pigments, such as
phthalocyanine green and diarylide yellow are quantitatively extracted by high
speed homogenization with methylene chloride (DCMA, 1980).
Only the extraction methods described for the colored pigments (DCMA,
1980) were developed for PCBs as nonAroclor chlorinated compounds. All other
methods were used in studies that considered the environmental impacts of the
commercially distributed PCBs as Aroclors.
CLEANUP

In addition to PCBs, a large number of chlorinated compounds, lipid materials, and sulfur are extracted from aqueous, oil, tissue, sludge, and sediment samples by the methods described above. Hence, it is necessary in many
cases to provide an additional sample preparation step or cleanup to remove
the coextractants that may act as interferences. Cleanup techniques vary considerably according to the particular sample matrix and needs for final instrumenta1 analys i s.
Review Articles
Sample extract cleanup procedures for PCB analyses have been partially
reviewed previously (Holden, 1971; Fishbein, 1972; deVos, 1972; Hutzinger et
al., 1974; Krull, 1977; Albro, 1979).

15

�Standard Methods
Table 1 listed the cleanup procedures that are typically used with a number of standard methods for these materials. These cleanup procedures include
liquid-liquid partition of the sample extract, saponification with alcoholic
potassium hydroxide, addition of concentrated sulfuric acid, gel permeation
chromatography, and oxidation of interferences in the sample matrix.
Primary Literature
Adsorption Chromatography Cleanup-Perusal of the literature indicates that adsorption column chromatography
is the most often practiced method of sample extract cleanup prior to instrumental analyses. The extent of sample cleanup required is dependent, in many
cases, on the specificity of the detector used for identification and quantitation. Electron capture and halogen specific detectors (i.e., Hall electrolytic conductivity detector) require clean extracts since so many other compounds can interfere.
Chromatographic column cleanup procedures have been used extensively with
adsorbents such as Florisil, silica gel, and alumina. Cleanup procedures may
require the use of only one column, combinations of adsorbent materials, use
of an adsorbent following liquid-liquid partition, or cleanup after matrix
destruction by sulfuric acid or saponification. Proper activation of adsorbed
materials and the characterization of the degree of activation is essential
for effective and reproducible cleanup of sample extracts by a particular chromatography procedure (Edwards, 1974; Zitko, 1972). Reproducibility of a column
method requires avoidance of overloading the column, accidental deactivation
of the adsorbent during cleanup, and use of pure solvents (Edwards, 1974).
Optimum cleanup and separation of PCBs from interferences require fully activated adsorbents, and large eluent volumes (Edwards, 1974; Albro and Parker,
1980). The alternative to large, eluent volumes is to use only a fraction of
the extract with microcolumn adsorbent procedures. A notable example is the
Sep Pak marketed by Waters Associates. Several investigators have reported
the application of Sep Pak for PCB cleanup as discussed below.
The most commonly used adsorbents are Florisil and silica gel at various
levels of activation. Florisil has been used to remove gross interferences
from sample extracts from air, water, wastewater, tissues, and dairy products
as well as paper, paperboard, and paper mill effluent (AOAC Methods, 1980;
Adams et al., 1979; Delfino and Easty, 1979; Easty, 1973; EPA, 1979a; EPA,
1979b; EPA, 1978; EPA, 1980; Kamops et al., 1979; Kuehl et al., 1980; Modi et
al., 1976; Price and Welch, 1972; Reynolds, 1971; Reynolds, 1969; Robbins and
Willhite, 1979; Rodriguez et al., 1980; Stijve et al., 1974; Swift and Settle,
1976; Tessari and Savage, 1980; Yakushiji et al., 1978; Bagley et al., 1970;
Bagley and Cromartie, 1973; Bellar and Lichtenberg, 1976; Chau and Babjak,
1979). Florisil has also been used to provide additional separation of sample
extracts following initial cleanup of matrices by low temperature precipitation, acetonitrile partitioning, oxidation, sulfuric acid digestion, alumina
chromatography, or gel permeation chromatography (Eden, 1976; Ernst et al.,
1974; Kohli et al., 1979; Mes et al., 1977a, Mes et al., 1977b; Mulhern et
al., 1972; Stanovick et al., 1973; Swift and Settle, 1976; Tessari and Savage,

16

�1980; Trotter, 1974; Uk et al., 1972; Bagley et al., 1970; Bagley and Cromartie,
1973; Copeland and Gohmann, 1982),
Seidl and Ballschmiter (1976b) investigated the recovery and efficiency
of cleanup methods for the isolation of PCBs from vegetable oils. Column chromatography on Florisil, matrix destruction via saponification and sulfuric
acid treatment, and liquid-liquid partition with hexane/acetonitrile or hexane/
dimethylformamide were compared as cleanup techniques. The Florisil chromatographic column with hexane/methylene chloride (80:20) as the eluent and liquidliquid partition with hexane/dimethylformamide were shown to be the methods
of choice with recoveries of greater than 90%.
Silica gel or silicic acid has also been used for a large number of sample matrices including water, sediments, sludges, foodstuffs, tissues, and
transformer fluids (Armour and Burke, 1970; Devinish, Harling-Bowen, 1980;
Erickson and Pellizzari, 1977, 1979; Ernst, 1974; Giacin and Gilbert, 1973;
MacLeod, 1979; Masumoto, 1972; Mes et al., 1976; Mes and Campbell, 1977; Nose,
1973; Ogata et al., 1980; Picer and Abel, 1978; Price and Welch, 1972; Sawyer,
1973; Stalling, 1971; Steichen et al., 1981, 1982; Balya and Farrah, 1980;
Beezhold, 1973; Bellar and Lichtenberg, 1975; Coburn et al., 1977).
Many applications have utilized the excellent separation properties of
silica gel to remove other halogenated interferences from PCB fractions. The
separation of a number of halogenated pesticides has been accomplished by using
silica gel after preliminary cleanup of gross interferences and controlling
the degree of activation and size of the column or by slightly modifying the
adsorbent with silver nitrate or an oxidizing agent (Erney, 1974a; Erney, 1974b;
EPA, 1978; Herzel, 1971; Huckins et al,, 1976; Kreiss et al., 1981; Kveseth
and Brevick, 1979; Leoni, 1971; Mitzutani and Matsumoto, 1973; Musial et al.,
1974; Needham et al., 1980; Public Health Services, CDC, Atlanta, 1980; Serum,
1973; Snyder and Reinert, 1971; Stratton, 1977, Swift and Settle, 1976;
Trevesani, 1980; Underwood, 1979; United Kingdom, Department of Environment,
1979; Wakimoto et al., 1975; Bidleman et al., 1978).
Cleanup and separation of interferences from PCBs has been accomplished
with Sep Pak miniature silica gel cartridges for transformer (Gordon et al.,
1982; Steichen et al., 1981), mineral, phosphate ester, glycol base, and sulfonated mineral oils (Balya and Farrah, 1980).
Alumina has been used as an adsorbent in more recent applications for
cleanup of matrices from oils, fats, and tissues (Donkin et al., 1977; Hattula,
1974; Kohli et al., 1979; Kveseth and Brevick, 1979; Ofsta'd et al., 1978;
Teichman et al., 1978; Wardall, 1977; Zitko, 1976) and other biological materials such as blood and human milk (Musial et al., 1972; Siyali, 1973;
Tuinstra and Traag, 1979a, 1979b; Welborn et al., 1974) and from oil, water,
sediments, and vegetable materials (Goerlitz and Law, 1974; Lewis et al., 1977;
Tuinstra et al., 1981; United Kingdom, Department of Environment, 1979).
Dispersion of activated carbon on polyurethane foam, termed carbon foam
chrpmatography, and use of activated charcoal have also proven to be effective
means of isolating PCBs from complex matrices such as tissues and sediments
(Chau and Babjak, 1979; Jensen and Sundstrom, 1974; Stalling et al., 1979a;
Stalling et al., 1979b; Stalling et al., 1978; Stalling et al., 1975; Tiechman
et al., 1978).
17

�Gel Permeation Chromatography-Gel permeation chromatography (GPC) has arisen as a popular cleanup procedure for complex matrices, especially samples containing macromolecular interferents such as biological materials containing high levels of lipid materials. The GPC method has been fully automated for large numbers of sample
extracts. However, it is necessary to fully validate the GPC method for each
different sample matrix as with other cleanup procedures.
Gel permeation chromatography has been successfully used as a cleanup
for matrices of high molecular weight content and has provided a cost effective approach towards automation of large numbers of samples (Albro, 1979;
Caragay and Levins, 1979; Griffitt and Craun, 1974; Haile and Lopez-Avila,
1981; Hopper and Hughes, 1976; Kohli et al., 1979; Kuehl et al., 1980a, 1980b;
Rodriguez et al., 1980; Stalling, 1971, 1976; Stalling et al., 1972, 1979;
Tessari, 1980). Gel permeation chromatography of tissue and vegetable material
extracts followed by carbon-foam chromatography provides a cleanup that is
exceptionally selective for planar aromatic hydrocarbons and the chlorinated
analogs such as PCBs (Dougherty et al., 1980). Lipidex was shown to separate
PCBs and other semivolatile halocarbons from water, fat, butter, and milk
(Egestad et al., 1982). Elution conditions could be adjusted to separate the
halocarbons from steroids and fatty acids. The authors noted that a combination of partition, molecule sieving, and aromatic adsorption was involved in
the separation.
High Performance Liquid Chromatography and Thin Layer Chromatography—
High performance liquid chromatography (Aitzetmiiller, 1975; Dolphin and
Willmott, 1978; Rohleder, 1976) and thin-layer chromatography (Fishbein, 1971;
Hattula, 1974; Koeniger, 1975) have also received limited attention as chromatographic cleanup methods. Recently, an HPLC cleanup method for determination of PCBs in oils and waste oils has been devised (Chesler et al., 1982).
Acid Cleanup—
Sulfuric acid is added as the first step of many cleanup procedures to
remove gross interferences, although a number of studies found sulfuric acid
cleanup alone sufficient for PCB analysis (Ahling and Jensen, 1970; Becker
and Schulte, 1976; Haile and Baladi, 1977; Hattula, 1974; Mattson and Nygren,
1976; Murphy, 1972; Veierov and Aharonson, 1980; Harris and Mitchell, 1981).
Losses of the mono- to trichlorobiphenyls were reported in two studies (DCMA,
1981; Lincer, 1973) which used a heated sulfuric acid cleanup. No losses were
observed at room temperature (Haile and Baladi, 1977). The chemical destruction cleanup methods are extremely useful but care must be taken to ensure
valid recoveries of the particular PCB isomers of interest. For example, mono-,
di-, and trichlorobiphenyl isomers were not quantitatively removed from pigment
matrices that were treated with concentrated sulfuric acid (DCMA, 1981; Lincer,
1973). Low recoveries were presumed to be due to sulfonation of the biphenyl
ring (Lincer, 1973).
Liquid-liquid Partitioning—
Liquid-liquid partition is also used to remove large amounts of interferences from water, wastewater, milk, food products, packaging materials,
silicone fluids, oil, and tissue extracts before final cleanup by a chromatography technique (EPA, 1978; Gordon et al., 1982; Leoni et al., 1973; Mulhern

18

�et al., 1972; Siyali, 1973; Swift and Settle, 1976; Tessari, 1977; Tessari
and Savage, 1980; Klimisch and Ingebrigtson, 1980; Welborn et al., 1974).
Large amounts of an interference in a sample extract, such as the lipid content of a tissue extract, has a pronounced effect on the efficiency of liquidliquid partition cleanups (Albro, 1979). Validation of a cleanup procedure
using spiked blanks provides much better recovery values than can be achieved
for an actual sample. Therefore, it is necessary to spike actual sample extracts to fully characterize the limitations of this type of cleanup step.
Seidl and Ballschmiter (1976b) have demonstrated PCB recoveries of greater
than 90% for cleanup of vegetable oil extracts by liquid-liquid partition with
hexane and dimethylformamide.
Saponification—
Saponification of the sample matrix has been discussed as a method for
extracting PCBs from certain materials. Saponification may also be considered
a cleanup procedure (Lincer, 1973; Tatsukawa and Wakimoto, 1972; Trotter, 1974).
Saponification of sample matrices with ethanolic potassium hydroxide has been
accomplished without chemical change to the PCBs present (Young and Burke,
1972).
Miscellaneous—
Other cleanup procedures that have been shown to be effective but have
limited use are low temperature precipitation of lipids from tissues and human milk samples prior to solvent extraction or liquid-liquid partitioning
(Mes et al., 1977a, 1977b; Mes and Campbell, 1976). Oxidation of interfering
chloronaphthalenes and chlorinated pesticides such as DDT and DDE with chromium trioxide or chromic acid has been shown to be effective when used in conjunction with a final chromatographic cleanup (Holmes and Waller, 1972; Mulhern
et al., 1972; Underwood et al., 1979). However, Szelewski et al. (1979) have
questioned the reliability of the chromium trioxide oxidation of interferences
in sample extracts. Fish extracts, spiked with Aroclor 1016, 1221, and 1254,
were treated with the chromium trioxide oxidation technique. Recoveries of
Aroclor 1016 from this oxidation step ranged from 30 to 90% for eight replicates, while Aroclor 1254 recoveries ranged from 40 to 80% for eight replicates.
Aroclor 1221 was reported to have 0% recovery from this oxidation step for
six replicate samples. Szelewski et al. (1979) theorized that PCBs in the
extracts were lost by oxidation, by volatilization due to the highly exothermic
nature of the oxidative process, or a combination of the two. Steam distillation of water, sediments, and tissues provides relatively clean extracts that
require little or no additional cleanup (Veith and Kiwus, 1977; Dougherty et
al., 1980). Interference from elemental sulfur is a serious problem, especially for electron capture detector methods of analysis. The sulfur interference in water, wastewater, sewage sludges and sediments can be effectively
removed by precipitation of sulfur with mercury (Bellar and Lichtenberg, 1976;
Goerlitz and Law, 1974; Rodriguez et al., 1980) or by converting sulfur to
thiosulfate by addition of tetrabutylammonium sulfate (Jensen et al., 1977).
Recovery Measurement
Regardless of the cleanup procedure required for PCB analysis from a particular sample, it is of utmost importance to document recovery of PCBs from
the method. Routine quality assurance governs that the recovery be determined

19

�for each different sample matrix encountered. Also, recovery of the PCBs
should be determined each time a given parameter of an established cleanup
procedure is changed. For example, different batches of an adsorbent may differ greatly with respect to activation. Cleanup steps should be monitored
with spiked samples to support overall quality of the data. In some instances,
a visible marker such as azulene can be used as a real time monitor to determine the performance of column chromatography methods (Nowicki, 1981).
DETERMINATION
Thin-Layer Chromatography
In addition to its use as a cleanup technique, thin-layer chromatography
(TLC) has been used extensively as a determination technique. TLC was used
early (latter 1960s, early 1970s) because HPLC was not readily available and
the GC techniques were not well-developed. Most of the early TLC reports were
normal phase (silica gel) and included elaborate cleanup steps to remove interferents (e.g., oxidation of DDE to a benzophenone derivative).
In the mid-1970s when packed column gas-liquid chromatography/electron
capture detection (PGC/ECD) became the method of choice, emphasis on TLC methods dwindled. Several articles have been published which take advantage of
modern TLC techniques: high performance TLC, two-dimensional TLC, reverse
phase TLC, and new detection methods.
TLC has been shown to be an effective technique for determination of
(Aroclor) PCBs in a wide variety of matrices. The advantages included its
ease of use and the simplicity of the apparatus. The disadvantages include
lack of resolution, moderate sensitivity, and specificity.
Review Articles-TLC analysis of PCBs was reviewed by Fishbein (1972).
Standard Methods—
TLC is included as an alternate technique for "semiquantitation" analysis
of PCBs in human adipose tissue in EPA manuals (Watts, 1980; Sherma, 1981).
It is also included in the Association of Official Analytical Chemists methods
for confirmation of identity (AOAC, 1980).
TLC is mentioned by the Food and Drug Administration (1977) as a technique which they feel may also be useful in dealing with particular resin combinations .
Primary Literature—
Since the publication of a TLC method for PCBs by Mulhern (1968) and
Mulhern et al. (1971), several researchers have used a similar method for analysis of PCBs in food (Stijve and Cardinale, 1974), animal feeds (Westoo and
Noren, 1970), food packaging (Zimmerli et al.), bald eagles (Bagley et al.,
1973), Aroclor mixtures (Willis and Addison, 1972), animal tissue (Collins et
al., 1972; Koeniger et al., 1975; Bush and Lo, 1973; Hattula, 1974; Mes et
al., 1977), human adipose tissue (Price and Welch, 1972; Lucas et al., 1980),
and human milk (Savage et al., 1973a, 1973b; Mes and Davies, 1979).

20

�Many of these researchers employed TLC in conjunction with other techniques such as GC/ECD. Often, TLC was used as a confirmation technique.
Several publications have reported developments claimed to improve the
technique. Circular TLC reportedly improves sensitivity by an order of magnitude with a PCB limit of detection of about 0.05 M8 (Koch, 1979). Fused
glass TLC has been reported as yielding longer plate life (Okamura et al.,
1973). Reverse phase TLC has been reported to yield better separation of PCBs
from interferences (deVos and Peet, 1971; deVos, 1972; Stalling and Huckins,
1973; Brinkman et al., 1976a). An impregnated silica gel plate has been reported (Bergman et al., 1976) which improves selectivity apparently on the
basis of ion-pairing. The use of surfactant micellar solutions as the mobile
phase is certainly novel and reportedly has potential for separation of chlorinated aromatics, including decachlorobiphenyl (Armstrong and Terrill, 1979).
Improvements in detection have included an AgNOs spray followed by UV irradiation (deVos and Peet, 1971; deVos, 1972; Kawabata, 1974) and fluorescence (Kan
et al., 1973; Ueta et al., 1979). A two-dimensional TLC method was developed
which barely separated the DDT analogs from PCBs (Fehringer and Westfall, 1971).
This last reference points to one of the major problems with TLC determination of PCBs. Many common interferences (e.g., DDE in biological tissues)
have similar elution characteristics and are not easily resolved. One common
technique for removal of DDE prior to TLC is oxidation of the DDE to dichlorobenzophenone with chromium trioxide or other oxidant (Biros et al., 1972;
Sherma, 1981; Watts, 1980; Collins et al., 1972).
Two studies (Bush et al., 1971; Collins et al., 1972) compared TLC and
GC/ECD. In both studies the PCB values obtained were generally comparable,
although in the study by Bush et al., the TLC results were generally lower
than GC/ECD.
Lucas et al. (1980) reported a statistical analysis of semiquantitative
determinations of PCBs in human adipose tissue generated by the EPA's National
Human Monitoring Program during FY 1972 to 1976. Results were reported only
as ranges (not determined, &lt; 1, 1 to 3, and &gt; 3 ppm) for 5,259 samples. The
EPA TLC technique (Watts, 1980; Sherma, 1981) was used in this study through
November 1974 and a GC/ECD technique involving a single PCB peak quantitation
was used thereafter. A total of 3,802 TLC results and 1,457 PGC/ECD results
were compared and not found significantly different,
High Performance Liquid Chromatography
High performance liquid chromatography (HPLC), with ultraviolet and other
detectors, has been reported in the characterization of commercial PCBs as a
cleanup technique and as an analytical technique. Despite its general applicability in analytical chemistry, HPLC has not been as popular as gas chromatography (GC) for PCB analysis. The major reason is that GC detectors, especially
those selective toward halogens, exhibit much lower limits of detection.
Since HPLC is basically an instrumental version of the column chromatographic cleanup techniques, described above, it is applicable both as a cleanup

21

�and a determination technique. Some researchers have exploited this and combined cleanup and determination into one step with HPLC (Hanai and Walton,
1977; Van Vliet et al., 1979).
Review Articles—
Krull (1977) mentioned HPLC in a review of PCB analysis. Lawrence and
Tuiton (1978) reviewed the HPLC data on pesticides, including PCBs in their
tabulation.
Standard Methods-No standard methods utilize HPLC.
Primary Literature—
Several authors (Brinkman et al., 1976a, 1976b; Veith and Austin, 1976;
Albro and Parker, 1979; Brinkman and deVries, 1979) have used HPLC in characterization of commercial PCB products or establishing the chemical behavior
of PCBs.
HPLC has been used as a cleanup technique prior to gas chromatographic
determination (Aitzenmiiller, 1975; Dark and Grossman, 1973; Rohleder et al.,
1976; Krupcik et al., 1977; Dolphin and Willmott, 1978). More recently it
has been used on a preparative scale to clean up waste and transformer oils
prior to CGC/ECD determination (Anonymous, 1982; Chesler et al., 1981). In
the course of these investigations, the researchers noted that the CGC/ECD
limit of detection was about 100 times lower than the HPLC/UV limit of detection.
As HPLC became increasingly popular in the early 1970s, Eisenbeiss and
Sieper (1973) performed preliminary investigations of the use of HPLC for pesticide (and PCB) analysis. They concluded that HPLC can be regarded as an
alternative or supplementary method to conventional methods such as gas chromatography.
Hanai and Walton (1977) developed an HPLC/UV method for determining PCBs
in water. No LOD was determined, but good recoveries were obtained for 250-|Jg/
liter Aroclor 1232 spiked into distilled water. The water was pumped directly
through the HPLC system and the PCBs subsequently eluted by gradient elution.
A similar application (Van Vliet et al., 1979) used an HPLC precolumn to concentrate PCBs from water and then elute them onto the analytical column for
separation and determination.
Belliardo et al. (1979) developed an HPLC/UV procedure for PCBs in oil
and compared it with a PGC/ECD method. The HPLC method was judged suitable
to approximate, but not quantitate, the PCB content.
Seidl and Ballschmiter (1979) used HPLC/UV to detect biphenyl after dehydrochlorination of PCBs.
Electron capture detection of HPLC effluents has been described (Willmott
and Dolphin, 1974) for the analysis of PCBs. The LOD of HPLC/ECD is reported
to be about 10 times higher than for GC/ECD (Brinkman et al., 1978). Stalling
et al. (1980) gave a preliminary description of an HPLC/MS (presumably the
chemical ionization MS mode) system for rapid screening for PCBs.
22

�Gas Chromatography
Gas chromatography (GC), in combination with various detectors, has been
by far the most popular and useful analytical procedure for PCBs. In recent
years, capillary column GC (CGC) has been used increasingly, although most
investigators still use packed column GC (PGC). The popularity of GC lies in
its resolution and speed (most PGC analyses take less than 30 min) and the
sensitivity (ECD), selectivity (BCD, HECD), and specificity (electron impact
mass spectrometry) pf the available detectors.
Separation-Packed column GC (PGC)—Over 215 references were abstracted which used
PGC as the analytical separation technique. The vast majority of these used
PGC in a routine manner with a common liquid phase. The quality of the chromatography (resolution and tailing) was generally adequate for low resolution
separation of Aroclor-derived samples into a "fingerprint" for identification
or quantitation. Since the Aroclor mixtures are too complex for resolution,
little or no emphasis was placed on improving resolution by PGC.
The most common PGC detector has been ECD. ECD has historically required
isothermal GC operation (not so with modern instruments). Figures 1 and 2
present some PGC/ECD chromatograms (Mullin and Filkins, 1981).
Review articles—By 1971 sufficient work in PCB analysis by PGC had
been completed to merit a review (Reynolds, 1971). This was followed by several other reviews (Fishbein, 1972; Hutzinger et al., 1974; Fuller et al.,
1976; Krull, 1977; Margeson, 1977; and CMA, 1981). One review by Sherma
(1975) was devoted to PGC analysis of PCBs and related chlorinated aromatic
pollutants.
Standard methods—PGC is the recommended analytical separation
method in all but one of the 11 standard methods listed in Table 1.
Primary literature--Since over 215 citations on the use of PGC in
the analysis for PCBs have been abstracted, a complete discussion of the pri-1
mary literature would be a formidable task. Most of these citations used PGC
in a routine manner and included little or no discussion as to why a liquid
phase or GC condition was chosen (if they were even mentioned). Several
articles are worth noting.
Albro et al. (1977) evaluated 13 packed columns ranging in polarity
from Apiezon L to OV-225. The number of observed theoretical plates ranged
from 491 to 3,833. None of the columns could successfully resolve all PCBs,
In the best case, it was calculated that of the 21,945 theoretically possible
pairs of PCB congeners, 465 would be indistinguishable using the best column
tested. The researchers discussed the use of multiple columns for resolving
indistinguishable pairs and concluded that five columns were necessary to resolve all isomers. Thus, using this scheme, each sample would have to be
analyzed once on each of five PGC columns to resolve all congeners.

23

�UJ
CO

O
a.
CO

01
O
O
LU

K

J
34

LU

O

/A/.;
TIME, min

UJ
CO

z

O

H (Hi) - 4 5 rrn/sor

Q.
CO
UJ
QC

o
UJ

H
LU

a

120

60
TIME, min

INJ

Figure 1. Comparison of packed column gas-liquid chromatography (top)
and capillary column gas-liquid chromatography (bottom) with Aroclor
1242 and 1260 standards (Mullin and Filkins, 1981).
24

�LLJ
CO

1
CO
LU

tr
tr

g
ui
UJ
Q

I
34
TIME, min

INJ

i1 I
1,(H,, - 45 ,

1/Sl'l1

T
--

5

LU

•-T

z

o
a.
CO

LU

cc
cc

.

1

..

,,h

, yj
JJ

o
a

•

LU

o

!,

1

i

i

100

70

30

"17
INJ

TIME, min

Figure 2. Comparison of packed column gas-liquid chromatography (top)
and capillary column gas-liquid chromatography (bottom) with a milk
extract (Mullin and Filkins, 1981).
25

�Albro and Parker (1979) applied this technique to the identification of the components in Aroclor 1016 and 1242. The identity of 44 congeners
was reported.
A report by Jensen and Sundstrom (1974) presents what may be the
highest resolution PGC chromatogram of PCBs. Even though it was operated isothermally, this 5.2-m Apiezon L column resolved 59 peaks in a Chlophen mixture.
Capillary column gas chromatography--CGC has not been nearly so popular
as PGC, although 42 citations have been abstracted. In recent years the quality of the CGC separations reported have been truly impressive. Despite these
advances, no CGC method reported or predicted will separate all 209 PCB congeners. As an example of the overlap problem, Pellizzari (1982a) reported
CGC/ECD and CGC/NCIMS identification of PCB congeners in an Aroclor 1016/1254/
1260 mixture. Of the 103 peaks listed, 73 were identified, but only 43 corresponded to a single congener. The others were possibly two (19 peaks), three
(9 peaks), four (1 peak), or even six (1 peak) co-eluting congeners.
In addition to the problem of congener separation, interferences may coelute. EIMS can readily discriminate against non-PCBs; however, co-eluting
major components may affect the mass spectral response of PCBs.
Review articles—CGC was briefly cited (five references) in one review (Sherma, 1975). An Aroclor CGC/ECD chromatogram was included in a CGC
monograph (Jennings, 1978) as an application of CGC.
Standard methods-1-One of the 11 standard methods in Table 1 recommends CGC, specifically a support coated open tubular (SCOT) column coated
with FFAP (free fatty acid phase) for analysis of PCBs in capacitor Askarels.
EPA Method 625 (EPA, 1979b) recommends PGC or if desired, capillary or SCOT
columns may be used. Capillary gas chromatography is also allowed, if desired,
for the analysis of PCBs in transformer fluids or waste oils (EPA, 1981).
Primary literature—CGC was utilized in 43 articles abstracted for
this review. The level of detail and column specifications span a wide range.
Sissons, and Welti (1971) published an early article which characterized many
of the PCB isomers in Aroclor 1254. Using an Apiezon L packed column, 23
peaks were resolved, while the same phase on a SCOT column (24,000 to 27,000
plates) separated 65 peaks. The next year, Webb and McCall (1972) performed
similar experiments using an SE-30 SCOT column. Although the resolution was
poor by today's standards, Biros et al. (1970) used CGC/EIMS to determine PCBs
in human adipose even earlier.
Krupcik et al. (1971) evaluated metal WCOT columns coated with
Apiezon L or OV-101 and found them unsuitable. However, OV-101 on a glass
WCOT column gave good results. An example of the separations obtained by CGC
using liquid phases of different polarity is shown in Figure 3 (Krupcik et
al., 1977). The quality of the chromatography is less than optimal because
the GC was operated isothermally. Krupcik et al. (1982) have also reported
on the optimization of experimental conditions for the analysis of complex
mixtures by capillary gas chromatography. The optimization procedure for complex materials was demonstrated with Aroclor 1242. Forty PCBs were separated

26

�Separation of a PCS mixture by OLC on a glas$ capillary column coated with OV-101 at
200 °C (column E)f

ULJ
Separation of PCB mixture by GLC on a glass capillary column coated with Carbowax 20M
at 200 °C (column FJ.

Figure 3. Comparison pf PCB resolution on different columns
(Krupcik et al., 1977).

�at 170°C using a 40.0 m Carbowax 20M glass capillary column connected to a
75.6 m Apiezon L glass capillary column.
Using a 50-m Dexsil 410 glass capillary Albro et al. (1981) have
achieved 175,000 effective theoretical plates for 2,3,5,2',3',5'-hexachlorobiphenyl. Resolution of Aroclor 1260, which required an isothermal chromatogram of 5 h, generated 110 peaks, of which only 4 were unidentified. Even at
this resolution, the Dexsil 410 did not resolve all congener pairs. Less efficient columns coated with Silar 5 C, Apiezon L, and OV-25 were used to provide different separations which resolved the congener pairs not previously
resolved.
Although no column performance parameters were given, Mullin and
co-workers have achieved impressive resolution by temperature-programmed CGC/
BCD on C-87 columns (Mullin and Filkins, 1981; Mullin et al., 1981) and SE-54
columns (Safe et al., 1982).
Pellizzari et al. (1981) have compared a number of capillaries (capillary material, pretreatment, and liquid phase). Apiezon L was judged to be
the best of the liquid phases tested (SE-54, C-87, SP-2100, and Apiezon L),
for PCB analysis, based on resolution, separation number, and HEETP. Two examples of this column's performance are shown in Figures 4 and 5. This conclusion supports that of several other investigators who have used and recommend Apiezon L (Sissons and Welti, 1971; Albro et al., 1977; Stalling et al.,
1978; Albro et al., 1981; Jensen and Sundstrom, 1974; Nakamuna and Kashimato,
1977; United Kingdom Department of the Environment, 1979) or similar hydrocarbon phases for PCB analysis (Mullin and Filkins, 1981).
Tuinstra and coworkers (Tuinstra and Traag, 1979a, 1979b; Tuinstra
et al., 1980; Tuinstra et al., 1981) have explored the automation of CGC/ECD
analysis with autoinjection onto a splitless injector. This approach, although
not thoroughly presented in Tuinstra (no mention of sample throughput or automation of data recording and reduction is mentioned), should be pursued by
laboratories facing large sample loads.
Recently, bonded liquid phases have been made available on capillary
GC columns. These exhibit low bleed and background and have long lifetimes.
Figure 6 presents a CGC/EIMS chromatogram of a PCB standard on a DB-5 column.
It is interesting to note that J&amp;W Scientific, Analabs, and Supelco
present CGC/ECD chromatograms of Aroclor mixture in their catalogs. This indicates that CGC is commercially available and that the capillary manufacturers
consider their PCB separations good enough to advertise.
Comparison of PGC and CGC—The relative merits of PGC and CGC are
well-known and apply to the separation of PCBs. CGC provides better resolution, retention time precision, and higher qualitative reliability. PGC
yields a simple chromatogram (less data reduction), permits higher sample
loading (and therefore possibly lower LOQs), and is generally considered easier
to use. Historically, PGC quantitation has been more precise, although it
has not been established how much of the imprecision attributed to CGC has
been due to poor technique on the part of the analyst.

28

�Figure 4. Electron capture detection of Aroclors 1242, 1260, and 5460
(400 pg each) chromatographed on an Aoiezon L (WCOT) silanized
Pyrex glass capillary, 0.20 mm i.d. x 50 m in length. The carrier
was 53 cm/s; capillary was temperature-programmed from 150 to 390°C
at l°C/min (Pellizzari et al., 1981).

Figure 5.. Electron capture detection of PCB in an extract of yellow perchSee Figure 4 for chromatographic conditions (Pellizzari et al., 1981).

29

�Sample: Combine^ Aroclor 1248,1254,1260
250ng/^r&amp;DCB l^bngX/il, 1/il Injection
10

800
20:00

1000
25:00

1200
30:00

1600
40:00

1400
35:00

1800
45:00

2000
50:00

2200 SC;AN

55;QQ TIME

Figure 6. Scanning capillary column gas-liquid chromatography/mflsis
spectrometry analysis of a mixed Aroclor standard used to
establish retention windows for the CGC/MS-selected
ion monitoring analysis of PCBs.
Instrumental parameters: column, 15-m, fused silica, DB-5; column
temperature, 80°C for 2 min, 8°C/min to 300°C; helium carrier at
2,5 psl; J&amp;W on column injector. (J. S. Stanley and C. L. Haile,
Midwest Research Institute, personal communication, 1982).
30

�Figures 1 and 2 (Mullin and Filkins, 1981) present graphic comparisons of PGC and CGC results for PCBs. Similar results have been presented by
Onsuka and Comba (1978).
Detectors-GC detectors are classified as either universal or selective. The BCD
and HECD are highly selective toward halogenated compounds. This selectivity,
coupled with its extreme sensitivity, has made BCD very popular for analysis
of trace levels (residues) of pesticides and PCBs and has, in fact, had a significant role in regulatory actions on these classes of compounds. FID is
the most common GC detector and is a universal detector, giving similar responses for most organic compounds. Thus, FID would be unsuitable for detection of PCBs in a complex matrix.
Mass spectrometry and Fourier transform infrared spectrometry (FTIR) are
in essence both universal and selective GC detectors. By focusing on a spectral property characteristic of a compound or class of compounds, these detectors can be quite specific. However, by using the full spectral range,
nearly any compound eluting from the GC will be detected. Due to the much
higher information content of mass and infrared spectra, identifications by
GC/MS or GC/FTIR are generally made with greater certainty than by other detectors .
The analysis of PCBs generally requires selectivity and sensitivity.
Usually, even after cleanup, PCBs are a minor component of the sample, mixed
in with other halocarbons (e.g., DDE), hydrocarbons, lipids, etc. Thus, the
detector must selectively detect PCBs in the presence of other compounds present at orders of magnitude higher concentration. Furthermore, the levels typically observed in food, biota, tissue, soil, and other matrices of interest
are in the parts per billion range. These levels strain the capabilities of
even the most sensitive detection device such as BCD, resulting in a large
number of "not detected" values in many reports.
The choice of detector often depends upon the level of analytes. LOW
concentrations demand a detector capable of detecting low amounts (high sensitivity) . Figure 7 presents the typical range and detection limits for most
of the GC detectors used in analysis for PCBs. The detection limit of the
HECD is 10 lx g with a linear range up to about 10 2 g, as measured for lindane (Anderson and Hall, 1980). As can be seen, BCD exhibits the lowest limit
of detection (LOD).
The reported LOD for PCBs in a variety of matrices are listed in Table 2.
Comparison of the reported LODs is difficult because no standard definition
of LOD was used. Glaser et al. (1981) followed a rigorous definition and experimentally determined the LOD with a fair degree of confidence, while other
investigators clearly guessed at the LOD based on this work. The issue is
further clouded by inconsistency in discussing the LOD with respect to the
instrumental determination versus the entire procedure. Some LODs are reported for standard solutions, while others take into account the interferences in the matrix which often raise the LOD considerably.

31

�Detection
Mode

Selectivity

Grans
NT13

10 "12

ID'11

10"10

HT9

KT*

Ifl"7

10"*

18"s

10"*

NT3

10"2

1

Thermal Energy
Analyzer
Photoionization
EleclionXiptuie
Mass Spectrometry
Election Impact
Multiple Ion Del.
Neg. Chemical Ion.
Fluorescence
Rame lonization
Thermal Conductivity
FT/IR
t)V

Figure 7.

Detection limits/dynamic range for several instrumental methods (Pellizzari, 1981)

�TABLE 2. REPORTED LIMITS OF DETECTION FOR PCBs
Converted
LODa
(Mg/g or ppm)

Instrument

Reported LOD

GC/ECD

0.065 yg/£
0.5 ppb
6.5 ppb
50 ppb
1-0.1 ppb/isomer
0.5 ppm
1 ppm
0.5 ppm
0.6 Mg/£
1 ng/m3
0.1 ng/m3

0.000065
0.0005
0.0065
0.05
0.001-0.0001

3 MgM
1 ppm

0.003
1 ppm

0.5
1.0
0.5
O.g006

NA,
NA

Substance

Matrix

Aroclor 1242
Aroclors
Aroclors
Aroclors
Isomers
Aroclors
Total PCB
Total PCB
Perchlorinated
Perchlorinated
Theoretical
per isomer
Aroclor 1260
10 homologs

Dist. water
River water
Pure solution
Milk
Vegetable
Transformer fluid

Reference

Air
Air

Glaser et al., 1981
Kuehl et al., 1980
Teichman et al., 1978
Tessari and Savage, 1980
Tuinstra et al., 1981
Kirshen, 1981
Chesler et al., 1981
Balya and Farrah, 1980
Stratton et al., 1979
Stratton et al., 1978
Lewis et al., 1977

Blood serum
Pigments

Kreiss et al., 1981
DCMA, 1980

Oil
Oils
Ground water

GC/HECD

1 mg/kg

1.0

Aroclors

Oil

EPA, 1981

GC/EIMS

30 | g £
j/
36 |ag/£
0.01-0.2 pg/£

0.030
0.036
0.01-0.2

Aroclor 1221
Aroclor 1254
Single isomer

5 ppm

5

Single isomer

Dist. water
Dist. water
Industiral sample
extract
Chlorinated
hydro carbons

Glaser et al., 1981
Glaser et al., 1981
Tindall and Winninger,
1980
Collard and Irwin,
1982

HREIMS

10 ppb

0.01

Aroclors

Biological
extracts

Safe et al. , 1975

GC/NCIMS

None
(continued)

�2 ^continued)
Converted
Instrument

Reported IOD

Dir. Probe
NCIMS

•*• 1 ppb

tLC

0.5 ppm
&lt; 0 0 ppm
.4
0.1 pg
0.05 jig
0.2 jjg
1 }ig

a
-o

0.031

Substance
NSC

Reference

Matrix

0.5
&lt; 0.04

Aroclor
Aroclor
Aroclor
Aroclor

Aroclor
Aroclor

Biological

Dougherty et al . ,

extracts

1980

Adipose
Milk
Animal tissue
NS
Animal tissue
NS

Bush and Lo, 1973
Savage, 1973
deVos and Peet, 1971

Koch, 1979
Mulhern et al. , 1971

Ismail and Bonnerj
1974

Converted to common units of micrograms per gram (parts per million) assuming 1 ml = 1 g density.

b NA = not applicable.
c

(pg/g or ppffl)

NS = not specified.

�Reviews Articles-Every review article abstracted covered the subject of BCD detection of
GC effluents (Riseborough, 1971; Reynolds, 1971; Fishbein, 1972; Linear, 1973;
Hutzinger et al, 1974; Sherma, 1975; Fuller et al., 1976; Margeson, 1977; Krull,
1977; Safe, 1976). Fishbein (1972), Sherma (1975), and Hutzinger et al. (1974)
all reviewed the use of electrolytic conductivity detectors for PCB determina*tion. Safe (1975) and Hutzinger et al. (1974) discussed the use of flame ionization detection (FID), mostly with respect to calibration of ECD or establishing BCD response factors. Hutzinger et al. (1974) did mention that for
the mono- and dichlorobiphenyls FID and ECD sensitivities are comparable.
Standard Methods—
As noted in Table 1, most of the standard methods specify ECD as either
the detector or one of the options. FID is the detector prescribed in the
American Society for Testing and Materials (1980a) procedure for determining
PCBs in capacitor Askarels. In this case, the matrix is well-characterized
and generally contains no other compounds in the PCB retention window. HECD
is permitted as an alternate detector in three procedures (EPA, 1978; EPA,
1981; FDA, 1977).
Electron capture detection—Based on literature citations and number of
samples processed, the electron capture detector (ECD) has been the most common detector for GC analysis of PCBs. ECD is extremely sensitive for PCBs.
It does, however, detect many nonPCB compounds (halogenated pesticides, PCNs,
chloroaromatics, phthalate and adipate esters, and other compounds) which may
be differentiated from PCBs only on the basis of retention time. Figure 8
illustrates the potential interferences from chlorinated pesticides.
A major disadvantage of ECD is the range of response factors (Tables 3
and 4) which different PCB congeners exhibit. This seriously inhibits reliable quantitation. The opposite trends in the two tables presumably result
from differences in the equations used (i.e., whether the PCB response is in
the denominator or numerator). The earlier PGC/ECD work (Table 3) has a range
of about 1,400, while the later CGC/ECD work (Table 4) has a range of only
about 120. This may be a function of the differences in detector design and
GC column throughput. In addition, the CGC is temperature-programmed, while
PGC data were presumably obtained isothermally. Despite these differences,
both tables clearly illustrate that, even within a homolog, the % RSD is very
large and would result in poor accuracy if quantitation involves extrapolation
from one isomer to another. A recent report of the ECD relative response factors for all 12 octachlorobiphenyls showed a range from 0.007 to 2.644 with a
RSD of 35% (Mullin et al., 1981). This also illustrates the problem of PCB
quantitation by ECD. This subject is treated in more detail in the Quantitation section.
Over 175 references were abstracted in which ECD was used as a GC detector. Any novel aspects of the articles dealt with qualitative or quantitative
aspects of ECD and will be treated in the appropriate subsections below.

35

�1248

4%SE-30/6%OV-210
Chromatograms of three AROCLORS on column of
\&amp; SE-30 / 6$ OV-53.0. Column temp. 200°C.,
carrier flow 60 ml/min., % detector, electron,
attenuation on an E-2 10 x 16; dotted line a
rdxture of chlorinated pesticides, identity and
injection concentration given below:

1.
2.
3.
U,
5.
6.

1.5 ng
Diazinon
Heptechlor -- 0.03
Aldrin
.Ol}5
Kept.Epox.
.0?
.09
p,p»-CDE
Dieldrin — .12

?.
8.
9.
10.
11.

o,p'-DDT ~ O.A ng
p,p«-DDD — .&amp;
p,pf-EBT — .30
Mian
— .75
Hethoxychlor .60

u
AROCIOR 1260

Figure 8,

Packed column gas-liquid chromatography/electron capture detector
chromatograms ill-Tistra-ting potential Interferences between,
pesifcides and PCBs &lt;Uatts, 1980).

�TABLE 3. RELATIVE MOLAR RESPONSES OF ELECTRON CAPTURE AND FLAME IONIZATION
DETECTORS TO SOME CHLOROBIPHENYLS3
Chlorobiphenyl
2342,2'~di
2,4-di
2,6-di
3,3'-di
3,4-di
4,4'-di
2,4,4'-tri
2,2' ,4,4'-tetra
2,2* ,6,6'-tetra
3,3' ,4,4'-tetra
3,3' ,5,5'-tetra
2,3,4,5-tetra
2,3,5,6-tetra
2,2' ,4,4',6,6'-hexa
3,3',4,4',5,5'-hexa
2,2',3,3',4,4',6,6-octa
2,2',3,31,5,5',6,6'-octa
deca

N
Mean
SD
RSD ( )
%

Relative molar response
Electron capture
Flame ionizatipn
1.00
0.20
1.10
5.16
17.7
32.0
6.10
15.2
5.97
135
106
20.6
396
320
367
259
347
726
1,180
1,150
1,410
21
310
438
140

a Taken from Hutzinger et al., 1974, and Safe, 1975.

37

1.00

0.92
0.87
0.99
0.86
0.91
0.94
0.86
0.81
0.78
0.87
0.90
0.87
0.85
0.87
0.71

16
0.88
0.07
8,3

�TAB1E 4. COMPARISOH OF RELATIVE RESPONSE FACTORS BETWEEB (GC)2-ECD, GC-EIMS (MOLECULAR ION)
AJJD (GC)2-NICIMS { / 35) FOR HOMOLOGOUS SERIES OF PCBs*
az
Homolog
series

Range

(GC)2-ECD3
Mean ± S.D. ( RSD) Hc
%

1C1{3) 15.089-39.342 29.589 ± 12.78 (43)
2C1(12) 0.425-10.641 4.271 ± 3.83 (90)
3C1(24) 0.328-2.136
1.193 ± 0.68 (58)
AC1(42) 0.385-2.229
1.074 ± 0.41 ( 8
3)
5C1(46) 0.462-8.481
1.266 ± 1.29 (102)
6C1(42) 0.391-1.912
0.973 ± 0.335 (35)
7C1(24) 0.402-2.432
1.220 ± 0.419 (34)
8C1{12) 0.925-2.602
1.514 ± 0.679 (45)
9C1(3)
1.005-1.816
1.291 ± 0.45 (35)
10C1(1)
1.168
U)
00

3
9
9
31
35
37
21
10
3
1

Range

0.456-1.787
2.881-21.199
0.721-10.901
0.102-4.267
0.465-1.216
0.369-1.440
0.236-1.192
0.241-1.116
0.066-0.565
-

Overall : 0.328-39.342
( 120:1)
~

0.924 ±
8.343 ±
2.921 ±
2.058 ±
0.805 ±
0.817 ±
0.703 ±
0.573 ±
0.354 ±
0.418

0.75
6.17
3.64
1.02
0.27
0.29
0.30
0.26
0.26

Overall : 0.066-21.199
(y 3 0 1
2:)

* From Pellizzari et al. (1982).
a STI data.
b Martelli et al., 1981.
c N = number of PCS isomers included in measurement.
A All values are relative to ottachloronaphthalene.
e Responses were relative to lowest response for each group.
f ( ) = number of theoretical isomers possible.

(GC)2-HICIMS3
Mean ± S.D. ( RSD) N
%
(81)
(74)
(125)
(50)
(33)
(36)
(43)
(46)
(73)

Range

GC-EIMSb
Mean ± S . . « RSD) N
0

3 1.000-1.090
8 1 . 000-2 . 062
7 1.000-1.627
16 1.000-2.146
12 1.000-1.013
16 1.000-1.321
13
8 1.000-1.359
3
1

1.050
1.736
1.400
1.549
1.004
1.153

±
±
±
±
±
±

0.04
0.30
0.24
0.33
0.01
0.11
1.179 ± 0.25
-

(3.8) 3
(17) 10
9
(17)
(21) 11
(0.7) 3
(9.6) 7
0
2
(22)
0
0

�Flame ionization detection--Flame ionization detection (FID) is the most
commonly used GC detector because of its sensitivity and universality. Although some investigators have used FID for PCB determination in samples, it
has generally been used only for calibration of response factors or other
method development work.
FID has been used for determination of PCBs in environmental samples
(Mizutani and Masayoshi, 1972; Modi et al., 1976; Lao et al., 1976; Onsuka
and Comba, 1978). Biros (1971) split the GC effluent to FID for quantitation
and EIMS for identification. Cook et al. (1978) and Zimmerli (1974) used FID
to detect biphenyl following dehydrochlorination of PCBs; a technique termed
carbon skeleton chromatography.
Most of the FID applications have been in establishing response factors,
characterizing Aroclors, or other method development areas (Webb and McCall,
1972; Ugawa et al., 1973; Dexter and Pavlou, 1976; Boe and Egaas, 1979; Albro
and Parker, 1980; Albro et al., 1981; Stalling et al., 1982). An example of
the use of FID is presented in Table 3, where the molar responses of FID and
ECD were compared (Hutzinger et al., 1974; Safe, 1975).
The rtna 1 conductivity (TCP)--Hirwe et al. (1974) used TCD to characterize
Aroclor mixtures. This application is similar to many of the FID applications.
Electrolytic conductivity--The Hall (and its predecessor, the Coulson)
electrolytic conductivity detector (HECD) has been used often in PCB analysis.
It is much less subject to interference from nonhalogenated compounds than
ECD and the response is proportional to the number of chlorines. The high
limit of quantitation and difficulty of operation are the disadvantages of
this detector. Webb and McCall (1973) and Sawyer (1978) used Hall detection
in the characterization of Aroclor standards. Serum et al. (1973) used it,
ECD, and electron impact mass spectrometry as PGC detectors in analysis of
paper products for PCBs and other compounds. Hofstaedter et al. (1974) determined that sulfur compounds in certain petroleum oils gave positive interferences in PGC/ECD determinations of PCBs. Flame photometric, microcoulo&gt;metric, and Hall detectors were used to characterize the PCBs and interferences.
Chesler et al. (1981) characterized oil products in the preparations of National
Bureau of Standards standard reference materials for PCBs in oil. They used
both ECD and HECD as CGC detectors. The ECD was found to be more sensitive
than the HECD by two orders of magnitude and easier to maintain in a noncontaminated state. However, ECD response factors varied for different PCB
isomers, whereas the molar response to chlorine which is obtained from the
HECD appeared to be constant. The HECD exhibited a wider linearity range
and is more selective as it responded only to halogenated compounds.
An interesting, though tangential, use of HECD was presented by Dolan et
al. (1972), Dolan and Hall (1973), and Su and Price (1973). By adjusting the
HECD operating parameters they selectively detected organochlorine pesticides
in the presence of PCB interferences.
Electron impact mass spectrometry—Electron impact mass spectrometry
(EIMS) ranks second only to ECD in popularity as a GC detector for PCBs.

39

�Electron impact has been and continues to be the most widely used MS ionization technique. While the chemical ionization (CI) and negative chemical ionization (NCI) techniques are often more sensitive, their operation is more
complicated and variation in the spectra and response are higher.
EIMS has been applied to PCB determination using both direct probe; and
gas chromatography for sample introduction. Early work generally employed
the then-exotic technique as a confirmation technique. In recent years, as
GC/ EIMS has become more routine, more and more analysts have chosen GC/EIMS
as the primary technique.
Review articles—The application of EIMS to analysis for PCBs has
been reviewed by Fishbein (1972), Oswald et al. (197A), Hutzinger et al.
(1974), and Safe (1975).
Standard methods—As listed in Table 1, several of the standard
methods use GC/EIMS, either as the primary analytical technique or as the con™
firmatory technique.
Primary literature—In 69 articles abstracted, EIMS was used. The
applications ranged from confirmation to routine use, from direct probe to
CGC, and from Aroclor characterization to analysis of dirty samples.
Among the pioneers, Biros et al. (1970) used CGC/EIMS to determine
PCBs in human adipose tissue; Sissons and Welti (1971) used CGC/EIMS in the
characterization of Aroclor 1254; and Bonelli (1972) presented PGC/EIMS data
for an Aroclor 1254/chlorinated pesticide mixture.
In addition to Sissons and Welti (1971), Webb and McCall (1972,
1973), Ugawa et al. (1973), and Oswald (1974) employed GC/EIMS in characterization of commercial PCB products. Using both electron impact and chemical
ionization mass spectrometry, Oswald et al. (1974) were able to differentiate
some isomers in complex mixtures from their spectra.
While full spectra provide the most qualitative information, the
use of selected ion monitoring enhances the instrument sensitivity and seleC"
tivity and simplifies data interpretation. Examples of this technique have
been presented by Beggs and Banks (1976), Eichelberger et al. (1974), Martelli
et al. (1981), Collard and Irwin (1982), Erickson and Pellizzari (1977, 1979)
and Tressl and Wessely (1976). Especially with the more highly chlorinated
homologs, several m/z values are available for monitoring. Eichelberger et
al. (1974) addressed the criteria for selection—intensity and probability of
interference from higher homologs or other compounds.
A compromise between full scan and SIM techniques is mass chromatpgraphy. Full spectra are collected and then ion intensity versus file position plots are extracted from the data by the computer. Thus, mass chromatography has the ease of interpretation of SIM but higher LOQs since full
spectra are collected. These full spectra are available for qualitative use
if needed. Canada and Regnier (1976) presented a technique which used mass
chromatography to monitor the ion ratios in the PCB isotopic clusters.

40

�Another compromise technique, limited njass scanning (WMS), involves
(as the name implies) scanning the spectrometer only over the mass range of
interest (e.g., molecular ion cluster). This permits the spectrometer to
spend! more time on the ions of interest and thus achieve better sensitivity
than the full scan mode. Tindall and Wininger (1980) utilized IMS in theip
PGC/CIMS analysis of commercial products for incidental PCBs,
Albro and Parker (1980) utilized PGC/EIMS as part of a general an^
alytical scheme for chlorinated aromatic pollutants.
Positiye chemical ionization mass spectrometry—Positive chemical ioni»
zation (Cl) mass spectrbmery (CIMS) is oneof the "soft" ionization techniques
spectromery
one of
techniques
which tend to produce fewer fragments. Thus, the spectra are simple and the
molecular ion is generally one of the most intense peaks, However, with PCBs,
the electron impact spectra generally exhibit good molecular ions, reducing
the advantages of Cl. Another problem with Cl is that the ionization, process
depends on a reagent gas introduced with the sample into the source. Slight
changes in gas pressure, source temperature, and electronic conditions can
affect the reaction conditions and thus the spectrum (both fragmentation pat*
terns and overall intensity). Thus, Cl is not as reproducible as electron
impact, either qualitatively or quantitatively.
Several researchers have utilized GC/CIMS for determination of FCBs,*
Oswald et al, (1974a), Sawyer (1978), and Cairns and Siegmund (1981) characterized standard samples. Oswald et al. (1974b), lida and Kashiwagi
Stalling (1976), and Cairns and Jacobsen (1977) applied GC/CIMS to PCB
tabolites , environmental samples , and food samples .
Dougherty et al. (1973) reported the use of direct probe positive and
negative CIMS for the analysis of human adipose tissues for PCBs. Stalling
et al. (1980) reported an HPIC/MS technique for PCBs which is presumed to use
the Cl mode. This preliminary report speculated that HPLC/MS could be useful
as a screening technique for environmental samples.
A related but often defined as separate technique, atmospheric pressure
chemical ionization has been reported for PCB determination. Dzidic et al.
(1975) reported subpicogram detection of 2,3,4,5,6-pentachlorobiphenyl, and
Thomson and Roberts (1980, 1982) used the technique for in situ detection, of
PCBfi in clay and soil.
Negative chemical ionization mass spectrometry — Negative chemical
tion (NCI) mass spectrometry (NCIMS) is similar to both CIMS and ECJD- The
basic difference between negative and positive Cl is the polarity of the vari«
ous voltage potentials in the spectrometer and the detector. Many of the
chemical reactions in the NCI source and the BCD are the same. NCI and BCD
exhibit similar detection limits and selectivities toward chlorinated compounds, thus the interest in NCI. The reproducibility problems of Cl are also
present in NCI. The range of response factors found with ECD are also found
with NCI. NCIMS, a relatively recent technique, isi still considered to be a
research technique.

41

�The group led by Dougherty has published extensively on the methods iand
application of (direct probe) NCIMS (Dougherty et al., 1973; Kuehl et al.,
1980; Dougherty et al., 1980; and Dougherty, 1981a, 1981b), The technique is
described as rapid and highly selective toward halogenated compounds. The
latter advantage reduces the need for cleanup and, according to Dougherty
(1981a), permits the analysis without the customary GC separation.
Kuehl et al. (1980) used both CGC/EIMS and CGC/NCIMS to analyze fish samples for a variety of chloroorganics, including PCBs. The electron impact
spectra were used for primary identification, although the NCI spectra were
also of great value. Figure 9 presents the NCI and electron impact TICs for
comparison. The NCI is much more selective toward the halogenated compounds,
eliminating the broad hump which is presumably a complex mixture of lipids
and oils from the fish matrix.
Pellizzari et al. (1981) have used CGC/NCIMS for analysis of PCBs and
have characterized the instrument operation parameters. The choice of reagent
gas and its pressure markedly affect the relative intensities of the major
peaks (m/z 35 and 37, molecular ion, etc.).
The response factors for several PCB congeners are presented in Table 4
(Pellizzari et al., 1982). As with ECD, the range of the response factors is
broad. This would probably make quantitation by extrapolation from a single
calibration isomer inaccurate.
While not directly used for PCB determination, CGC/atmospheric pressure
negative chemical ionization mass spectrometry was shown to be both sensitive
and selective for PCDDs in the presence of PCBs (Mitchum et al., 1982). Vith
proper selection of masses and ionization conditions, this technique may be
highly selective for PCBs.
High resolution electron impact mass spectrometry--'HREIMS is capable of
obtaining precise and accurate mass measurements of a peak. This known mass
can correlate with only a few possible molecular formulas, As reviewed by
Safe (1975), HREIMS is particularly useful for chlorinated cqmpounds because
the chlorine mass defect clearly distinguishes a halocarbon from a molecule
containing only carbon, hydrpgen, nitrogen, and oxygen. Safe (1976) and Safe
et al. (1975) have reported the application of HREIMS to the analysis of crude
goat urine extracts and other biological samples for PCB and PCT metabolites.
The reported 10-ppb detection limit and the rapid analysis time (no GC separar
tion is used) would appear to make this technique a suitable technique for
rapid screening of samples for the presence of PCBs. The lack of work in this
area, however, suggests that other considerations must reduce the applicability
of HREIMS.
Hass and Friesen (1979) illustrated the need for HREIMS to separate interferences (if not chromatographically separated). The spectrum in Figure 10
shows that DDE, TCDD, and PCB would have given one peak under low resolution
conditions.

42

�NEGATIVE CHEMICAL IONI2ATION

I

3
U

c

O

75
.o

JL
1000

2000

Spectrum Number

3000
ELECTRON IMPACT

1000

2000

3000

Spectrum Number

Figure 9. Total ion current profiles for negative chemical ionizatjion
data (upper) and electron impact data (lower) obtained on a
Finnigan 4000 glass capillary GC/MS system for
Ashtabula River fish sample
(Kuehl et al., 1980).

43

�1

322.000

321.900

T

I

321.800

Figure 10. Partial high resolution mass spectrum obtained from
2.5 x 10"10 g TCDD plus matrix from 10 g human milk,
illustrating potential interferences in
low resolution mass spectrometry
(Hass and Friesen, 1979).
Nonchromatographic Methods—
This section presents a variety of miscellaneous methods reported for
the determination of PCBs,
Nuclear magnetic resonance (NMR) spectrometry—Wilson and Anderson (1973)
used both 13C and *13. nuclear magentic resonance (NMR) to characterize the chemistry of selected PCBs. No attempt at analysis of real samples was made.
Levy and Hewitt (1977) reported the analysis of PCB mixtures by 13C NMR, but
noted that the technique was not as useful for higher homologs. Hutzinger et
al. (1974) included a discussion of the NMR characteristics of PCBs in their
review book. Synthetic congeners have been characterized by proton NMR (Mullin
et al., 1981).
Infrared (IR) spectrometry—Hutzinger et al. (1974) discussed the infrared
(IR) spectral properties of PCBs. Webb and McCall (1972) used IR and other
techniques to identify 24 PCB congeners in Aroclor 1221.
Radioimmunoa ssay--Albro and coworkers have reported preliminary results
in the development of a radioimmunoassay (RIA) method for PCBs (Albro et al.,
1979; Kohli et al., 1979; Luster et al., 1979, 1981). Suggestive evidence is
presented indicating the feasibility of employing radioimmunoa$says for determining the Aroclor product number and concentration in environmental samples
(Luster et al., 1979). The assay requires an antiserum for each isomer but is
termed fairly specific.
Other techniques—Interrupted-sweep voltametry has been applied to the
identification of PCBs, yielding positive identifications (Farwell et al.,
1975). Plasma chromatography has been reported to give characteristic qualitative data for PCBs (Karasek, 1971). One report utilized neutron activation
analysis for the determination of PCBs in dosed rats (Mamri et al., 1971),

44

�identification and quantitation of PCBs (EPA, 1972; Brownrigg et al., 1974;
Brownrigg and Hornig, 1974). The limit of detection was reported to be as
low as 0.01 ppm.
DATA REDUCTION
Depending on the detection and output system, data may be presented to
the analyst as strip chart recorder chromatograms, digitized chromatograras,
numerical peak integrations, mass spectra, MS selected ion monitoring plots,
MS total ion current plots, etc. Computers can easily reduce the analyst's
work in data reduction and should be used for MS data acquisition and reduction. However, excessive reliance on data system output without interaction
by a qualified analyst can yield spurious results.
The first task in data reduction is to qualitatively identify the analyte.
Quantitation can be attempted only after a positive qualitative identification.
Qualitative
The qualitative aspects of the analysis are all too often overlooked.
Especially with PCBs, differences in the qualitative assessment of a sample
can dramatically affect the quantitative results. In standard methods or
other work where two or more analysts are expected to produce comparable results, the qualitative assessment of the data must be carefully specified.
As an example of how qualitative interpretation of results can affect
quantitation, a round robin study was recently conducted to assess the interlaboratory variability of PCB analysis in commercial products (Pittaway and
Homer, 1982). Eleven data sets, generated by PGC/ECD, PGC/ EIMS, PGC/EIMS
SIM, CGC/EIMS, and PGC/FID, were acquired (see Tables 5 and 6). While most
of the techniques were sufficiently specific to differentiate PCBs from interferences, the PGC/FID was not. Since no attempt was made by the analyst to
differentiate PCBs from interferences in this case, the PGC/FID quantitation
was 28 times higher than the mean of the other analyses.
Qualitative assessment of results depends to a large extent on sample
type and its pretreatment. In samples where the presence of PCBs has been
well-established (e.g., adipose tissue) the qualitative burden is not nearly
so great as for samples in which PCBs are not expected. In many PCB procedures, the cleanup involves a rather specific liquid chromatographic separation which separates PCBs from most organochlorine pesticides. In addition,
the use of specific detectors (BCD, HECD) reduces the probability of interferences and increases the confidence in identification. Better still, MS
provides spectra of the eluent which may be compared with those of authentic
compounds to give high confidence identifications. Finally, the retention
time of the eluent should match that of a standard. CGC, and better yet high
precision CGC, gives much more precise retention times than PGC and increases
confidence.
In the case of Aroclor (or similar mixtures) derived PCBs, a pattern of
isomers usually resembles the pattern of a standard. This has been a common
qualitative technique in residue analyses, especially when PGC/ECD is the analytical procedure,
45

�TABLE 5.

SUMMARY OF LABORATORY TECHNIQUES USED FOR THE CMA ROUND-ROBIN STUDY (Erickson, 1982)

MS calibration
method

GC calibration
method

PGC/ECb
PGC/EIMS

Confirmation
only

?

B &amp; J Dil/Inje

PGC/EIMS SIMf

Autotune

C

Sonication/ Inj
(some diluted)

PGC/MSJ

PFTBAJ

D

Sonication/ Inj
(some diluted)

PGC/FID

E

DI and Dil/Inj

PGC/MS-* SIM

PFTBA

F

Heat /Inj ;
Dil/Inj; DI

PGC/EIMS SIM

G

DI

H

Work- up
technique

Lab

A

DIa

Analysis
technique

Integration
technique

Calculation
equations

LOD
presented

PHC

No

Yes

EG8 (3 pts)

Areas

Yes

Yes1

ES

Ion Intensities

No

Yes

No

Yes

?

ES

ES (3 pts)

Areas

No

Yes

?

ES, RFk

Area

No

Yes

PGC/EIMS SIM

?

ES (1 pt)

Area

Yes

Yes

Dil/Inj

PGC/EIMS SIM

?

RF

Area

Yes

Yes

I

Dil/Inj

CGCn/EIMS SIM

?

RF

Area

Yes

Yes

K

Acid Digest/
Extract/Inj ;
Some heated

CGC/MSJ

IS, RF°

Summed Areap

No

No

See footnotes for Table 6.

DFTPP

�TABLE 6. SUMMARY OF LABORATORY TECHNIQUES USED FOR THE CMA ROUND-ROBIN STUDY (Erickson, 1982)

Lab

No.
ions/homolog

Isotope
ratio
mentioned

Reporting
units

QA
discussed?

No.
standard
isomers

Comments

A

7

7

ppm

No

18

Too many significant figures.
little discussion.

B &amp;J

1

No

mg/kg

Yes

24

Some full scan confirmation; good
discussion, good work overall.

C

1

No

mg/£; ppm

No

10

Sample preparation is good.

D

"

"

mg/*; ppm

No

5

E

3

Yes

HS/8 (?)

Yes

25

F

21

No

H8/8

Yes

iom

G

4-5

Yes

ppm

Yes

20

Good ion/ retention time table; % recovery
calculated from standard addition (were
results corrected?)

H
I

1
1

No
No

ppm
ppm

No
No

10
10

H and I are same organzation; no discuscussion of differences observed in two
methods.

No

ppm

Yes

12

Limited recovery study (•*• 100% recovery);
injection precision measured for one
sample.

K

Very

Major interferences suspected — no caveats
or discussion of divergent data with
"Lab C."
No individual isomers reported.
Standard addition attempted but failed;
use of Aroclor mixtures as standards
is of dubious value.

�FOOTNOTES FOR TABLES 5 AND 6
a

Direct injection.

b Packed column GC/electron capture detector,
c

Peak height.

d

Packed column GC/electron impact mass spectrometry (full scan).

e

Dilute and inject,

f

Selected ion monitoring,

^g External standard.
h Details presented—two integration methods used, one designated "B"; one designted "J.1
i Estimated, no details,
-P-

j

Unspecified operating mode,

00

k Response factor.
1

One ion from parent cluster and one ion from fragment cluster,

m Aroclor mixtures.
n Capillary column GC.
o

Internal standard (details unclear).

p Areas of three (two for Cjo^Cl) most intense ions in parent cluster summed,
q Limited scan technique used; all ions in parent cluster were observed.

�Review Articles—
Only five reviews mentioned the qualitative aspects of PCS analysis
(Reynolds, 1971; Sherma, 1975; Safe, 1976; Fuller et al., 1976; and Margeson,
1977). Generally, the qualitative discussion was cursory. Reynolds (1971)
advised use of pattern recognition (against the Aroclor standards). Sherma
(1975) recommended a slightly more formal approach—comparison of retention
times in samples and standards.
Standard Methods—
As noted in Table 1, less than half of the standard methods discuss qualitative analysis. In the PGC/ECD methods pattern recognition is the qualitative procedure. Often chromatography on two GC colums of different polarity
is used to enhance the confidence of the verification. An example of good
qualitative guidance for the analyst is found in the EPA protocol for analysis
of PCBs in transformer fluids and waste oils (EPA, 1981).
Locate each PCB in the sample chromatogram by comparing the retention time of the suspect peak to the retention data gathered from analyzing standards and interference free Quality Control Samples. The width
of the retention time window used to make identifications should be based
upon measurements of actual retention time variations of standards over
the course of a day. Three times the standard deviation of a retention
time for each PCB can be used to calculate a suggested window size; however, the experience of the analyst should weigh heavily in the interpretation of chromatograms.
In methods where GC/EIMS is specified, both mass and retention time may
be used for identification. None of the standard methods adequately address
the selection of ions and the permissible abundance ratios.
Primary Literature—
Less than half of the 38 articles abstracted contained mention of the
qualitative criteria used in identification of PCBs. A representative qualitative criterion was that the chromatogram exhibits a "typical Aroclor pattern" (Gordon et al., 1982; Giam et al., 1972; Ofstad et al., 1978; Kirshen,
1981).
Several publications dating back to the landmark work of Sissons and Welti
(1971) concentrated on the identification of PCB isomers in commercial (Aroclor,
Chlophen, etc.) mixtures (Tas and deVos, 1971; Tas and Kleipool, 1972; Armour,
1972; Willis and Addison, 1972; Paasivirta and Pitkanen, 1975; Jensen and
Sundstrom, 1974; Stalling et al., 1978; Neu et al., 1978; Zell et al., 1978;
Ballschmiter and Zell, 1980; Pellizzari et al., 1981; Tuinstra et al., 1981).
The objective of most of these papers was to characterize the commercial mixture as an aid to quantitation in environmental samples or for toxicological
information.
Several researchers mentioned the comparison of retention times or relative retention time in the sample and an Aroclor standard for PCB identification (Webb and McCall, 1972; Onsuka and Comba, 1978; Pellizzari, 1982;

49

�Tuinstra et al,, 1980). A much more specific identification scheme involves
use of one of the retention index (RI) (e.g., Kovats) schemes. Several publications contain tabulations of RIs (Sissons and Welti, 1971; Zell et al., 1978;
Neu et al., 1978; Ballschmiter and Zell, 1980; Albro et al., 1981; Albro and
Fishbein, 1972a, 1972b). Since all 209 PCB congeners are not available, a
scheme of predicting RIs has been developed based on the half-RI values for
the various chlorination positons on one of the benzene rings. Sissons and
Welti (1971) first proposed this system, which was expanded upon and further
validated by Albro and Fishbein (1972) and Albro et al. (1977), The use of
half RIs permits the analyst to qualitatively identify all 209 PCBs on the
basis of their retention time, although the level of confidence in this identification is low. Using state-of-the-art chromatography, RI measurement precision of ± 0.05% has been reported for PCBs (Neu et al., 1978), and with full
optimization, precision of ± 0.01% has been predicted (Neu and Zinburg, 1979).
Recently Dunn et al. (1982) used a computerized pattern recognition technique to evaluate CGC/ECD data on PCBs in sediments, water, benthos, and fish.
The computer program can detect incorrect assignments (i.e., Aroclor 1242 instead of 1260) and abnormal samples. This appears to be a most promising technique for interpretation of large numbers of PCB determinations.
When a mass spectrometer is used as the GC detector, an additional qualitative dimension is available. The mass spectra of a PCB are distinctive
due to the cluster of masses generated by the presence of two chlorine isotopes in nature. If sufficient material is present to obtain full mass spectra, the unknown can be reliably identified by comparison with spectra of
standards or spectral compilations (Stenhagen et al., 1974; Mass Spectrometry
Data Centre, 1970; Heller and Milne, 1978). The quality of the spectrum required for identification needs to be defined (Christman, 1982).
As mentioned above, the natural isotopic abundance ratios yield a characteristic pattern. The use of these ratios in selected ion monitoring can
provide qualitative information when full mass spectra are not obtained. The
actual ratios have been tabulated for PCBs (Rote and Morris, 1973) or may be
readily calculated. This approach has been utilized (Canada and Regnier, 1976)
with complex samples (Erickson and Pellizzari, 1977, 1979). Even though the
natural isotopic abundance ratios are constant, instrumental variances and
interferences can affect the observed ratio. Thus, tolerance criteria need
to be utilized by the analyst.
Tindall and Wininger (1980), in a method designed to determine PCBs even
if they are not "Aroclor-derived," established qualitative criteria:
Each peak in the chromatogram is evaluated to determine if it is a
PCB peak. Peaks must meet these criteria to be labeled PCB peaks for
quantitation: (1) the peaks of the characteristic ions must maximize at
the same retention time; (2) the peak must be in the proper retention
time window; and (3) the relative peak intensities of the molecular ions
must be within ± 15% of the theoretical ratio. This tolerance is arbitrary and can be made larger for very low concentrations of PCBs where
statistical variations in peak intensity become large.

50

�Work by Collard and Irwin (1982) and Dow (1981) established similar qualitative criteria:
Identify the chlorinated biphenyl homologs by their mass ion response,
relative retention time, and ion intensity ratio (± 20% relative). Secondary confirmation of trichloro-through decachlorobiphenyl may rely upon
the M-70+ ion response.
These two works suggest a new awareness that qualitative criteria must be stipulated in any method if the results are to have any significance.
In addition to the various gas chromatographic identification methods,
thin-layer chromatography and high performance liquid chromatography yield
qualitative information, as discussed above. More exotic techniques such as
other mass spectrometric techniques, Fourier transform infrared spectrometry,
and nuclear magnetic resonance spectroscopy are not used routinely in most
laboratories, so have been included as confirmatory techniques which will be
discussed below.
Quantitative
With most organic compounds, the quantitation is relatively straightforward. The instrumental response is calibrated using standards. The amount
of unknown is measured by comparison of the signal it generates with the calibration factor or curve. Quantitation of PCBs is not nearly so simple because
the analyte is not a single compound but rather a complex mixture of 209 possible congeners and standards of all 209 congeners are not available for calibra^
tion. Given these problems, analysts have devised alternate quantitation methods generally based on the similarity of the sample PCB mixture to a commercial
product (e.g., Aroclor).
Review Articles—
Most review articles mention quantitation of PCBs briefly. Safe (1976)
discussed the problems of BCD response variability discussed in detail above
and suggested that perchlorination would be more consistently accurate.
Hutzinger et al. (1974) reviewed the quantitation methods to that date, most
of which involved relating the unknown to Aroclor standards. Sherma (1975)
provided a similar, but more detailed, review which included a positive assessment of the Webb and McCall (1973) procedure. The other reviews
(Riseborough, 1971; Fuller et al., 1976; Reynolds, 1971; Margeson, 1977) discussed quantitation in similar but less detailed fashion.
Standard Methods—
As shown in Table 1, all standard methods give at least cursory instructions on quantitation. At one extreme, the general purpose protocols
(EPA, 1979a, 1979b; Ballinger, 1978; EPA, 1978) contain vague direction to
"integrate the area under the peak." Much more complete quantitation guidelines are given in EPA's (Bellar and Lichtenberg, 1981; EPA, 1981) protocol
for analysis of PCBs in transformer fluids and waste oils.
Primary Literature-It is obvious from the data presented that PCBs were quantitated in most
of the references abstracted. However, many articles neglect to mention how
51

�the PGC/ECD signal was converted into a concentration value. Some 80 articles
abstracted mentioned the quantitation technique, although many only made a
brief mention of "integration" or "comparison with Aroclor 1260 standard."
Packed column gas liquid chromatography/electron capture detector--As
noted in Table 3, the response factors for the individual PCB congeners vary
widely, even within a homolog. This fact has typically been overlooked in
quantitation procedures based on the use of Aroclor (or other commercial mixtures) standards.
The most prominent GC/ECD quantitation method was originated by Webb and
McCall (1973). The weight percent and homolog identification (relative proportions where more than one homolog was present) were determined for several
Aroclors, and retention times relative to £,pJ-DDE were specified. The general
procedure is as follows:
Chromatograph known amounts of the standards and measure the area
for each peak. Using the tables of data determine the response factor
(ng PCB/cm2) for each peak. Chromatograph the sample and measure the
area of each peak. Multiply the area of each peak by the response factor
for that peak. Add the nanograms of PCB found in each peak to obtain
the total nanograms of PCB present. Samples containing one Aroclor or
more than one Aroclor can be quantitated by comparison with appropriate
standards.
Following an interlaboratory survey, Chau and Sampson (1975) recommended
that the Webb and McCall method be adopted as the uniform quantitation method.
They cited the general applicability, elimination of mixed standards, the more
realistic results, and simplicity of the method as reasons for their recommendations.
Exact replication of the method requires reproducing the chromatography
and using the same lot of Aroclor standards as Webb and McCall used. These
stringent requirements have led most researchers to characterize their quantitation practice as a modified Webb and McCall (Erickson et al., 1981; Kreiss
et al., 1981; Harris and Mitchell, 1981; Steichen et al., 1980; Sawyer, 1978a).
The calculations required can be easily automated using common GC integrators
or data systems (Erickson et al., 1981; Kirshen, 1981).
Ugawa et al. (1973) devised a quantitation method similar to a Webb-McCall
except it was based on the Japanese commercial PCB, Kanechlor.
Unfortunately, most samples are exposed to weathering, metabolism, differential adsorption, etc., and the PCB pattern, though originally one or more
Aroclors, does not closely resemble that of the standard. This has been noted
repeatedly and certain correction procedures have been proposed (Beizhold and
Strout, 1973; Webb-McCall, 1973).
Several researchers (Collins et al., 1972; Rote and Murphy, 1971; Bellar
and Lichtenberg, 1975) and standard methods (AOAC, 1980; ASTM, 1980a, 1980b)
advocate comparison of the total areas under the "Aroclor region" in the sample
and standard chromatograms. This is a simple approach and has been recommended

52

�by Sawyer (1973) as the most reliable method for obtaining interlaboratory
precision. In a later collaborative study (Sawyer, 1978b), the individual
peak height (Webb and McCall, 1973; Sawyer, 1978a), total peak height and
total peak area methods were all compared and gave similar results, although
the individual peak method was judged slightly better. On this basis, AOAC
(1980) permits either individual peak (Webb-McCall) or total area quantitation of PCBs. Bellar and Lichtenberg (1975) used either the total peak height
for samples closely resembling Aroclors or Webb-McCall for patterns "not representing a single Aroclor."
Wolff et al. (1982) used 2,4,4'-trichlorobiphenyl, 2,4,5,2',5'-pentachlorobiphenyl; and 2,4,5,2',4',5'-hexachlorobiphenyl as standards for CGC/
BCD quantitation of PCBs in plasma and adipose samples of occupationally exposed people. Quantitation by this sum of individual peaks method gave comparable results to the Webb-McCall method using P6C/ECD. Both methods gave
lower values than the sum of peak areas method using PGC/ECD data.
Zobel (1974) devised a computer fit routine which matched the sample chrpmatogram with various "co-added" Aroclor chromatograms to obtain a best fit.
"Spuriously large or small peak heights, caused by interfering compounds or
metabolism, are automatically sorted and rejected." The method reports results
in terms of the different Aroclors and can be modified to generate an estimate
of "premetabolism" PCB content.
While providing no details on how the PCBs were quantitated, Giam et al.
(1973) required at least 50% of the peaks in the sample chromatogram to match
those in an Aroclor standard when analyzing marine biota for PCBs.
Capillary column gas liquid chromatography/electron capture detection—
The application of CGC to PCB determination complicates the already difficult
quantitation problems: more peaks are present. Since the peaks are ostensibly single congeners instead of the mixture obtained by PGC, much emphasis
has been placed on quantitation of single congeners. Boe and Egaas (1979)
devised a calibration factor system that permits the analyst to calculate the
ECD response factor for a given congener, once its structure is known. More
recently, the response factors for 159 congeners were measured (Table 4). As
discussed above, the ranges over homologs and within a homolog indicate that
calibration with each congener would be necessary for accurate results.
Despite the higher resolution with CGC and therefore more available information, simplistic quantitation routines are still used, Gordon et al.
(1982) used three peaks from each Aroclor standard as their method for quantitating PCBs in transformer oil by CGC/ECD. While PCBs do not weather extensively in transformer oil and are thus more likely to resemble the parent
Aroclor, this method utilizes only a small portion of the available information. Schulte et al. (1976) recommend quantitation of CGC/ECD chromatograms
based on two selected charactistic peaks in food extracts.
Albro et al. (1981) determined the relative molar percentages of the individual components of about 100 different PCB congeners in Aroclors 1248,
1254, and 1260. They recommend using the Aroclor mixtures as secondary standards to calibrate CGC/ECD responses.

53

�Gas liquid chromatography/electron impact ionization mass spectrom.etry"The ability of EIMS to easily sort PCBs by homolog has led to a tendency among
GC/EIMS users to quantitate by homolog (e.g., summing all homolog peaks).
Another major difference from analog (BCD) detector quantitation is the ability to quantitate using either a single PCB-specific m/z peak or the total
ion current which corresponds to the analog detector output.
The first reported GC/EIMS quantitation was a simple translation of classical PCB GC/ECD quantitation: comparison of "the area under one or more of
the eight peaks to the area of a known amount of a standard" (Bonelli, 1972a,b).
Eichelberger et al. (1974) chose what they termed the conventional approach and assumed that the PCB mixture was identified as one of the commercial
mixtures. The total peak area for each SIM mass in the sample and standard
were compared using an internal standard to normalize the peak areas.
Erickson and Pellizzari (1977, 1979) quantitated PCBs in sludge based on
a relative molar response (RMR) of each homolog. Using SIM techniques, the
RMR for one isomer of each homolog was determined. Standards of hepta- through
monochlorobiphenyl were too impure to use and RMRs for these homologs were
interpolated. The RMR decreased dramatically (logarithmically) with increasing
degree of chlorination, presumably due to the decreasing ionization crosssection.
Williams and Benoit (1979) compared the summed total integrated area for
six to eight selected peaks in samples and standard for quantitation of PCBs
in several household products.
Tindall and Wininger (1980), in one of the few papers addressing analysis of non-Aroclor PCBs, established homolog response ratios using an unspecified number of isomers per homolog. The highest and lowest response factors
for a homolog were averaged to give the average response factor used in the
calculation of PCB concentration in the unknown. An internal standard (tribromobiphenyl) was used to get relative responses.
Martelli et al (1981) reported the EIMS relative response factors for 45
PCB congeners (Table 4). The relative standard deviation per homolog ranged
from 0.7% (3 of 46 isomers) to 21% (11 of 42 isomers). They propose using
these average response factors on GC/EIMS quantitation of PCBs by homolog.
Collard and Irwin (1982) used an unspecified number of isomers per homolog to establish response factors for each homolog. A daily calibration plot
at three concentrations was used for comparison of the summed peak heights
for one homolog.
Dow (1981), in a related protocol, specified 22 congeners to be used in
a similar calculation. For homologs with more than one isomer in the standard
a summed intensity was used.
Miscellaneous--Cairns and Jacobsen (1977) advocated the quantitation of
PGC/EIMS because of the reduction in interferences by other halogenated compounds such as DDE. Eichelberger et al. (1974) also mentioned PGC/EIMS as an
alternate technique for dirty samples but did not discuss quantitation.
54

�As discussed in a separate section, perchlorination and dehydrochlorination, followed by PGC/ECD and PGC/FID determinations, respectively, have been
proposed as PCB quantitation methods which eliminate the congener variability
problems.
TLC and HPLC have also been employed as quantitative techniques and are
discussed in separate sections above.
CONFIRMATION
Confirmatory techniques have been frequently used in PCB analysis. The
term confirmation may be loosely defined as any operation performed to increase the confidence of the results beyond the primary analysis. Qualitative confirmation is much more often reported than quantitative confirmation.
Confirmatory techniques involve variation of the same technique (PGC/ECD on
two dissimilar columns), confirmation by a lesser technique (PGC/ECD with TLC
confirmation), or confirmation by a more advanced technique (PGC/ECD with PCG/
EIMS confirmation).
Review Articles
Hutzinger et al. (1974) devoted about two pages to the subject of confirmation. While mass spectrometry was briefly mentioned, most of the discussion centered on perchlorination.

Standard Methods
Table 1 listed all of the standard methods and notes the type of confirmation suggested. All of these confirmations are optional and qualitative.
Primary Literature
As early as 1969, the need for confirmation of findings was discussed
(Reynolds, 1969). An exchange of comments following a presentation by
Riseborough (1971) led to a proposal for confirmation by P. L. Diosady, covering, mass spectrometry, dechlorination, and perchlorination. Price and
Welch (1972) are typical of many early investigators who backed up their PGC/
BCD analysis with a TLC confirmation (see also the standard methods: AOAC,
1980; FDA, 1977). Hannan et al. (1973) utilized a cumbersome ultraviolet irradiation method to confirm PGC/ECD results.
Mes and coworkers have utilized a variety of confirmatory techniques,
generally in concentration, in the analysis of adipose and milk samples (Mes
et al., 1977; Mes and Davies, 1979; Mes et al., 1980). The methods include
two dissimilar GC columns, perchlorination, and GC/EIMS.
GC/EIMS was used by Biros et al. (1972) to confirm TLC results. GC/EIMS
confirmation has also been reported (Musial et al., 1979; Teichman et al.,
1978; Lucas et al., 1979; Rodriguez et al., 1980; Haile and Baladi, 1977;
Erickson et al., 1981). HREIMS has been reported as a confirmatory technique
(Safe et al., 1975; Safe, 1976; Musial et al., 1974). Kuehl et al. (1980)
used CGC/NCIMS to qualitatively confirm their CGC/EIMS PCB identifications in

55

�fish. Mass and Friesen (1979), placing particular emphasis on polychlorinated
dibenzodioxins, reviewed the advanced mass spectrometric techniques for both
high sensitivity and high reliability analysis: HREIMS and NCIMS.
SCREENING TECHNIQUES
Screening techniques in this text are defined as methods used to identify
the presence of PCBs qualitatively, semiquantitatively, or quantitatively without specification of the homologs in a sample extract. Screening techniques
under this definition could include thin-layer chromatography, high performance liquid chromatography, and gas-liquid chromatography. These methods
have been discussed in detail earlier in this review. Perchlorination and
carbon-skeleton chromatography, however, are screening methods that have not
been mentioned, although Table 1 indicates that perchlorination has been used
as a quantitative method or PCB confirmation technique in several of the standard procedures.
Perchlorination
Perchlorination methods are based on the exhaustive chlorination of the
biphenyl ring of the PCB congeners. The major disadvantage of the perchlorin1ation reactions is that biphenyl can also be perchlorinated. Thus, the presence of biphenyl can lead to erroneously high levels of quantitation. Quantitative analysis is typically accomplished by GC/ECD systems although GC/MS
identification has been used in some instances. Perchlorination reactions
are reportedly troublesome because of contamination of reagents with decachlorobiphenyl or brominated compounds (Trotter and Young, 1975).
Perchlorination reaction methods were first studied using antimony pentachloride (Berg et al., 1972; Matsumoto, 1972; Armour, 1973) and thionyl chloride in the presence of aluminum chloride (Nose, 1972). Armour (1973) reported greater than 90% recovery of PCBs by perchlorination and found the
technique comparable to PGC/ECD comparison with Aroclor standards. Nose (1972)
reported approximately 100% conversion of tri-, tetra-, and hexachlorobiphenyls
to decachlorobiphenyl with the thionyl chloride system. Antimony perchloride
is apparently the most frequently used reagent as indicated by a review of
the literature. Hutzinger et al. (1973) studied trichlorosulfur-tetrachloroaluminate to quantitatively convert Aroclor 1254 to decachlorobiphenyl. One
of the major disadvantages of perchlorination arises from blank problems
(Trotter and Young, 1975). This has resulted in the need to carefully characterize perchlorination reagents prior to reaction (Huckins et al., 1974).
The other major disadvantage of perchlorination is the conversion of biphenyl
to decachlorobiphenyl. Chlorine-37 labeled perchlorination reagents have been
studied as a means to clarify this problem and at the same time distinguish
the contribution of various PCB homologs to the final decachlorobiphenyl by
computer assisted isotope dilution interpretation (Burkhard and Armstrong,
1982). This technique, although unique in approach, requires optimum reaction and MS conditions for successful analysis. Perchlorination has been used
successfully for numerous studies in recent years (Kohli et al., 1979; Sherma,
1981; Stratton et al., 1978; Fulton et al., 1979; Crist and Moseman, 1977;
Robbins and Willhite, 1979; Mes et al., 1977; Mes and Davies, 1979; Haile and
Baladi, 1977; Vannuchi et al., 1976; Margeson, 1977; Brinkman et al., 1978;
Kohli et al., 1979; Albro et al., 1980; Leoni et al., 1976; Trevisani, 1980),
56

�Carbon Skeleton Chromatography
Carbon skeleton chromatography is based on the dechlorination of PCBs to
biphenyl. Catalysts for the dechlorination are typically platinum or palladium. The disadvantage of carbon skeleton chromatography is that background
levels of biphenyl in the sample extract will yield erroneously high concentrations of total PCBs as noted for perchlorination. Also, since the product
of dechlorination is biphenyl, mass spectrometry must be used to reliably
identify the compound, especially in extracts from complex matrices.
Quantitative carbon skeleton chromatography by catalytic decomposition
of the PCBs over platinum or palladium to biphenyl has been discussed in three
articles (Berg et al., 1972; Zimmerli, 1974; Cooke et al., 1978). Zimmerli
(1974) and Cooke et al. (1978) studied conversion of PCBs as well as halogenated terphenyls, napthalenes, dioxins, furans, and DDT. Effective catalysts
were found to be effective as 3% palladium at 305°C and 5% platinum at 180°C.
Reaction products for the various compounds were identified by GC/MS. On the
other hand, false negative results have been observed using this technique
for analysis of chlorinated bottoms (personal communication, M. D. Crouch,
Toxicon Laboratories, Baton Rouge, Louisiana, 1982).
QUALITY ASSURANCE

A strong quality assurance (QA) program for PCB analysis should include
use of pure standards, solvents, and glassware; an evaluation of method blanks
for background PCB and interference levels; calibration of instrumental equipment; validation of the individual method steps as well as the overall method;
and an evaluation of the overall performance of a method through replicates,
interlaboratory comparisons, and/or standard reference materials. The data
that should be provided by a strong QA program should include at a minimum,
precision and accuracy measurements for each sample matrix.
These parameters have been previously outlined by MacDougall et al. (1980)
in an attempt to clarify needs for general data quality evaluation for comparison of trace organic results among numerous laboratories. The guidelines
for data acquisition and data quality evaluation presented by MacDougall et
al. (1980) were provided under the direction of the Americal Chemical Society
Committee on Environmental Improvement and the Subcommittee on Environmental
Analytical Chemistry. The guidelines were based on good analytical practices
to assist analysts in obtaining data of requisite quality and to aid in the
evaluation of the quality of the reported data. In addition to the QA parameters previously listed, MacDougall et al. (1980) have presented requirements
for sampling to adequately characterize a sample and enhance reliability in
the final result. These guidelines also discuss the necessity of detailed
documentation of sample preparation and actual analysis such that other qualified analysts may duplicate the work. The demonstration of precision and accuracy of measurements through good laboratory practices, proven methodologies,
low noise instrumentation, the use of standard reference materials, and participation in collaborative studies were also discussed as essential to strong QA
programs. The guidelines also presented definitions of and criteria to establish limits of detection (LOD) and limits of quantitation (LOQ). Method validation, qualitative confirmation of validated measurements, risks in data interpretation from low recovery methods, reporting of interferences, and the
57

�appropriate presentation of the analytical results were discussed with respect
to evaluation of data quality.
Quality assurance in some form has been practiced in many of the studies
abstracted for the PCB analysis literature review. However, few of the studies have implemented enough QA to allow comparison of the data from one matrix
to the next.
The EPA has taken steps to implement strong QA programs in various standard methods of analysis and as part of long-term project goals (EPA, 1979a,
1980a, 1980b, 1981; Bellar and Lichtenberg, 1981). Table 1 lists the standard methods that acknowledge the need to follow some type of QA program.
Other than the standard methods and EPA guidelines, QA programs have been
practiced for collaborative method studies for PCBs in different matrices
(DCMA, 1981; Sawyer, 1973, 1978; Delfino and Easty, 1979; Devenish and
Harling-Bowen, 1980).
The QA program for the Dry Color Manufacturers Association (DCMA, 1981)
round robin study included instrument calibration specifications, performance
evaluation of the gas chromatography column with a standard mixture of PCBs,
and measurement of sensitivity for PCBs by serial dilution of the standard,
methods blanks, specification of quantitation procedures and validation of
sample preparation procedure. The validation of sample extraction, cleanup
and analysis included workup of blind and known spike samples. The results
of the DCMA study indicate that variance in reported PCB levels between laboratories was signficantly reduced when a commercially prepared quantitation
standard was used by all participating laboratories. Data from the DCMA report indicated relative standard deviations of 3.1 to 9.1% within a laboratory, 2.4 to 40% between laboratories, and values ranging from 7.3 to 41%
representing the total reproducibility for analysis of three different pigments.
The Chemical Manufacturers Association sponsored a round-robin study of
PCB concentrations in five different samples that are indicative of matrices
that will be regulated by the PCB Remand Rule (Pittaway and Horner, 1982).
Eight different laboratories participated in the study. In contrast to the
DCMA study, no defined protocol or QA programs were specified for analysis of
the matrices. Each laboratory was allowed to choose the method of extraction,
cleanup, instrumental determination and quantitation, and QA program if desired. This study indicated that there are many sources of potential error
in the quantitative analysis of PCBs. A comparison of the reported levels of
PCBs and precision of measurements between laboratories indicated a true need
for a strong QA program that might allow some normalization of the data,
The collaborative study reported by Delfino and Easty (1979) focused on
the analysis of PCBs in paper mill effluents. The study consisted of two
phases. The first phase was used to determine the comparability of PCB methodologies between six different laboratories and the abilities of the participating analysts to perform the basic operations required for PCB analysis.
These factors were determined by direct injection and quantitation of a performance standard and the simple extraction and analysis of a spiked aqueous
solution. The second phase required an actual validation of a sample method
using known and blind samples. A modified EPA wastewater analysis protocol

58

�was followed by all participating laboratories. Some flexibility to the
method protocol was allowed for column materials and exact quantitation procedures. The results of the first phase extraction from distilled water
yielded an average recovery of 95.6% with a relative standard deviation of
14,7%. The relative standard deviation for direct injection of a standard
solution was 15.6%, thus indicating that gas chromatographic analysis was the
principle source of variance. The results for paper mill effluent yielded
similar results with 93.6% average recovery with a 16.0% relative standard
deviation, and indicated that the method was satisfactory for paper mill effluents .
Sawyer (1978) conducted a collaborative study of PCB quantitation with
BCD as the detector. Ten independent laboratories took part in the study and
used existing AOAC methodology to study three ECD quantitation procedures.
The average combined recovery in this study was approximatley 85% with a coefficient of variation of 15%. No significant difference was noted for the
three different quantitation operations.
A large void in most QA programs has been filled by the provision of standard reference materials of known PCB concentration (Chesler et al., 1982).
Although the standard reference material will only be available as an oil, it
leads the way in establishing further QA criteria for the analysis of PCBs in
other media. The preparation of additional PCB standard reference materials
as wet and dry reference materials has been discussed by Chau and Lee (1980),
Chau et al. (1979), and Addison and Nearing (1982), although these materials
are not currently available.
Other policies that are of considerable concern and reflect the current
attitudes toward QA have been presented by Glaser et al. (1981) concerning
method detection limits based on confidence levels and the guidelines presented by Environmental Science and Technology (Christman, 1982) outlining
information required to label compounds identified by mass spectrometry as
"tentative" or "confirmed."
BY-PRODUCT PCB ANALYSES
Historically, analysis of PCBs has been concerned with commercial mixtures , such as Aroclors, and their dispersal in the environment and certain
commercial products (packaging materials, paper products, transformer oils,
etc.). The analytical approaches to identification and quantitation of these
commercial PCB mixtures has already been discussed in this literature review.
Health and environmental concerns have resulted in an increasing number of
federal regulations (EPA, 1979d) controlling the manufacture, use, and disposal of PCBs. A recent report prepared by the Chemical Manufacturers Association for EPA (Pittaway et al., 1981) documents numerous commercial processes that will be affected by proposed federal regulation of by-product PCBs,
These by-product PCBs are produced by diverse processes, few of which resemble
the commercial PCB synthesis routes. Thus, the resultant PCB mixtures do not
resemble the familiar Aroclors. The analysis of by-product PCBs was reviewed
by Hodges et al. (1982).

59

�An extremely limited number of articles are available for review of byproduct analysis (Tindall and Wininger, 1980; Collard and Irwin, 1982;
Pittaway and Horner, 1982; DCMA, 1981; Dow, 1981). These few references,
however, describe some of the problems encountered in by-product analysis of
commercial products as discussed below.
Dry Color Manufacturers Association Pigment Analysis
A major study was conducted by the Dry Color Manufacturers Association
(1981) for the analysis of by-product PCBs in three different pigments. This
study concluded that a universal cleanup procedure was not possible for accurate PCB analysis from all of the pigments. The use of GC/MS was recommended
for establishing positive identification of the PCBs. Two of the pigments
studied contained only one PCB isomer, while the third pigment was contaminated with several different isomers of the penta- and hexachlorobiphenyl
homologs. A thorough quality assurance program was developed for the purpose
of reducing interlaboratory variability. The quality assurance program included validation of each step of sample preparation, gas chromatographic performance standards, and mass spectrometer calibration and performance appraisal, as well as requirements for analysis of spiked blanks, replicates,
and standard additions.
Round-robin experiments were conducted under this study. The DCMA found
that a large portion of the interlaboratory variance was due to the differences in preparation of the standard mixtures of PCB isomers used for establishing response factors. A calibration mixture obtained from a single source
was found to greatly reduce interlaboratory variance. In addition, specification of PGC criteria with respect to retention times and resolution of specific isomers was required to promote comparability of results between laboratories.
Chemical Manufacturers Association Round-Robin
The Chemical Manufacturers Association has conducted a round-robin experiment for analysis of by-product PCBs (Pittaway and Horner, 1982) in chlorinated benzene waste streams, mixtures of chlorinated benzenes, blind spikes
in the chlorinated benzenes, composite waste streams from a chlorinated aliphatic process, and a benzene column bottom sample. The round-robin studies
defined some of the problems of by-product PCB analysis in commercial products
and process waste streams.
Many sources of potential error in the quantitative analysis of these
samples were identified and include unknown interferences, inappropriate use
of reference standards, inappropriate protocols, day-to-day variations in instrumental responses, calibration, and execution of analytical procedures,
inappropriate collection of samples, contamination of samples, and limitations in instrumental methods.
The round-robin study measured differences in analytical results between
laboratories, differences due to variation in analytical methods, limitations
of instrumental methods, and impact of analysis by random laboratories

60

�(Pittaway and Homer, 1982; Hodges et al., 1982). A total of eight laboratories (six industrial and two EPA) participated in the study, using a variety
of techniques as shown in Tables 5 and 6. Guidelines were not given for methods of sample preparation, instrumental analysis, quantitation measurements
or quality assurance practices. The results from the round-robin study showed
a significant variance in data among laboratories, which one might expect from
the lack of written protocol and quality assurance. This study demonstrated
that there is a need for a common denominator in analytical protocol for analysis of by-product PCBs from a wide variety of simple to complex matrices.
Other Studies

Tindall and Wininger (1980), Collard and Irwin (1982), and Dow (1981)
studied PGC/MS methods for analysis of by-product PCBs in commercial and environmental samples. The MS analysis method was based on limited mass scan
ranges to qualitatively identify and quantitate any of the possible 209 PCB
congeners by homologs. Tindall and Wininger (1980) reported that the criteria
for PCB quantitation must include matching of characteristic ions at proper
retention time windows. In addition, characteristic ions must maximize at
the same retention time and the relative peak intensities must be within ± 15%
of the theoretical ratio.
The accuracy limiting step of the PGC/MS (limited mass scan range) methods (Tindall and Wininger, 1980; Dow, 1981; Collard and Irwin, 1982) is the
selection of standards. In each case response factors were determined for a
limited number of isomers for each PCB homolog with the underlying assumption
that all PCBs of the same homolog have nearly the same response factor,
Quantitation procedures varied between the studies. Tindall and Wininger
(1980) used an internal standard, tribromobiphenyl, which responded to MS
source changes much like a PCB. In addition, its molecular weight was great
enough that interferences were rarely encountered. Collard and Irwin (1982)
and the Dow method (1981) quantitated versus a calibration curve established
at various concentrations using 10 congeners to represent each PCB homolog.
No internal standards were used. The accuracy and precision of these PGC/MS
methods are dependent on frequency of instrumental calibration and the extent
that other compounds in the ion source of the MS affect the sensitivity during
the course of an analysis.

61

�SECTION A
APPLICABLE TECHNIQUES
The objective of this section is to outline the best possible approaches
for by-product PCB analysis in commercial products that will be regulated
under the PCB Remand Rule. The proposed procedures are a result of the review of the available literature presented in the previous section. The analytical approaches provide versatility in terms of the wide spectrum of matrices represented by the proposed regulated products. The success of the
proposed rule will rely heavily on a strong quality assurance (QA) program to
monitor sample preparations and instrumental analysis. The proposed QA program will provide sufficient data to determine the quality of the quantitation
data for each specific sample matrix encountered. Sample extraction, cleanup,
instrumental determination, quantitation and data reduction, confirmation,
screening, and the overall quality assurance program are discussed.
EXTRACTION
The literature review of extraction techniques describes several approaches to isolation of PCBs from various matrices. The extraction may be
as simple as dilution of an organic liquid, batch extraction of aqueous solutions , or Soxhlet extraction of solids; or as complex as matrix destruction
via saponification or with concentrated acid before extraction of the PCBs
with an appropriate organic solvent. However, the analyst must keep in mind
that totally unexpected reactions produced the trace levels of the by-product
PCBs being determined. Hence, the use of vigorous or harsh chemical reactions
may generate or destroy PCBs (L. F. Hanneman, Dow Corning Corporation, personal communication, 1982). Suitable organic solvents will include petroleum
ether, hexane, and methylene chloride. The exact extraction procedure, however, is dependent on the specific matrix. The alternative to designating a
specific extraction procedure for all solid and liquid samples that are of
highly dissimilar matrices both chemically and physically is to formulate a
rigid QA protocol before the extraction step and to continue it through all
aspects of analysis. The QA protocol will require extensive homogeniaation
of samples (solids, suspensions, liquids) by grinding and mixing. An aliquot
of each homogenized sample will be spiked with a series of surrogate compounds.
Final analysis of the sample extract for the surrogate compound recoveries
will provide sufficient quantitative information to evaluate the effectiveness of the extraction procedure and or cleanup technique.
The choice of surrogate compounds is critical for exact performance measures of any method. The surrogate compounds must maintain the exact chemical characteristics of the PCBs for extraction, cleanup, and quantitation
purposes. The surrogates may be either a series of PCB congeners representing

62

�each of the chlorinated homologs or a selected number of stable massrlabeled
(carbon-13 or chlorine-37) PCB isomers. The series of unlabeled PCB congeners
surrogates would necessitate independent measures of spike recovery and analyte concentration, whereas the mass-labeled PCB surrogates would allow simultaneous determination and quantitation of the analyte PCBs and the surrogate
compounds if EIMS is used as the GC detection. The implementation of the use
of the mass-labeled surrogates would provide a strong QA program since recovery
could be monitored for each sample analyzed and consistency between analytical
laboratories and different sample matrices could be compared more readily by
a regulatory agency.
Mass-labeled PCB isomers as surrogates could be provided at a reasonable
cost per sample analyzed (W. Duncan, Midwest Research Institute, personal communication, 1982). A series consisting of mono-, tetra-, octa-, and decachlorobiphenyl mass-labeled isomers would provide a sufficient set of surrogates.
Carbon-13 labeled isomers of 99% purity for these homologs would provide sufficient differences in mass spectra patterns for differentiation from isomers
of natural abundance.
The major problem to consider in adding surrogate compounds is whether
the incorporation of these compounds in a matrix will mimic the true analytes.
Incorporation cannot always be achieved, especially with matrices that require
exhaustive extraction methods. However, the measured recovery of surrogates
from an extraction and cleanup procedure will provide information on degradation of PCBs by the analytical procedure.
It may be desirable to design small scale experiments to incorporate the
surrogate PCBs during a product process (L. F. Hanneman, Dow Corning, personal
communication, 1982). Solid matrices, expecially those that may be intractable,
should be of prime interest for this approach. The surrogate compounds could
be incorporated before polymerization, vulcanization, curing, precipitation,
or other processes. The recoveries of the surrogates could be used to determine if the proposed extraction technique is applicable for routine analysis
of particular solid matrices.
Exact extraction protocols could be designated for air and simple aqueous
samples as shown in Table 1. Exact extraction protocols for commercial products could also be designated, but optimum performance for all matrices is
highly unlikely. A specified extraction protocol would require rigorous methods for all samples and must consider possible adverse reactions of certain
products to sulfuric acid digestions and alkaline saponification.
Independent extraction procedures for different matrices combined with
the use of surrogate compounds and thus validation of the method would be an
effective alternative. Each independent laboratory, however^, must certify
that an effective extraction procedure is practiced.
The level of recovery considered sufficient and method of addition of
internal standards for final quantitation are yet to be determined.

63

�CLEANUP
Many cleanup techniques are applicable to commercial products. The nature of the sample, complexity of the matrix, and the chemical characteristics
of other components dictate the requirements for any sample preparation.
Cleanup for air and aqueous samples in effluents from commercial production
facilities is achievable by applying standard methods (Table 1). However,
cleanup of a wide range of product matrices will require application of many
different techniques. A generic cleanup procedure may not suffice or be necessary in the majority of analyses because of the different chemical characteristics in the sample matrix. For example, sulfuric acid may provide sufficient
cleanup and quantitative recovery of one product that contains only decachlorobiphenyl. However, this procedure will not be sufficient for a matrix that
contains mono- through trichlorobiphenyl isomers, which may not be recovered
quantitatively, likewise, designated adsorbent columns may not provide the
separation of interferences necessary for good quantitative analysis for a
large majority of matrices.
As with the extraction step, one alternative is to allow the individual
laboratory to develop the necessary cleanup procedure. Each laboratory, however, must follow the stringent QA program using spiked samples or surrogate
compounds to validate the method at a determined level of proficiency. This
will meet the special analytical needs of the individual analyst and at the
same time provide the data necessary to determine analytical proficiency of
the method and consistency between laboratories and matrices.
DETERMINATION
Gas-liquid chromatography is judged to be the only acceptable primary
separation method. Capillary GC is preferred over packed GC. The injection
system, type of liquid phase, column dimensions and operating conditions
should not be specified, but performance should be maintained within established criteria.
Electron impact mass spectrometry is the primary
Operating conditions (SIM, full-scan, or limited mass
teria, and other variables are still to be specified.
BCD and HECD are considered too nonspecific for these
for general application (NCIMS, MS/MS, FTIR).

detection candidate.
scan), performance criOther detection options,
matrices or too uncommon

Separation
As clearly evidenced in the review of the literature, GC is by far the
most popular technique for PCB determination. The relative merits of PGC and
CGC are well-known and apply to the separation of PCBs. CGC provides better
resolution, retention time precision, and higher qualitative reliability.
PGC yields a simple chromatogram (less data reduction), permits higher sample
loading (and therefore possibly lower LOQs), and is generally considered easier
to use. Historically, PGC quantitation has been more precise, although it
has not been established how much of the imprecision attributed to CGC was
due to poor technique on the part of the analyst.

�The high resolution of CGC is not required in this application for separation and identification of the individual PCB congeners since the final result needed is total PCB. However, the high resolution of CGC should aid the
analyst in separating PCBs from interferences. In this respect, CGC is preferable. In many cases when the sample is amenable to "dilute and shoot" techniques, very high levels of matrix materials may be present, which will overload the column. Although CGC is more sensitive to column overloading, both
CGC and PGC will overload with percent levels of matrix materials. The advantages of CGC, therefore, make it the technique of choice. However, PGC should
also be allowed.
Nearly every GC phase has been reported in PCB analysis. The most satisfactory separations have been achieved on nonpolar and semipolar phases
(Apiezon L, methyl silicone, Dexsil, etc.). Since enforcement of very specific column parameters is difficult and since rigorous stipulations do not
appear warranted, it is recommended that any nonpolar and semipolar capillary
column be permitted.
The choice of CGC injector (split, splitless or "Grob," and on-column)
can substantially affect the amount of material transmitted through the system. Since enforcement of use of a particular injection would be difficult
and since no clear choice is presented, any injector which meets performance
criteria should be permitted.
As part of the quality assurance program, a set of GC performance criteria should be established. The criteria should include number of effective
plates, separation number (Tz), resolution, and peak asymmetry. Since PCBs
are neutral, the acid/base characteristics of a column are of little interest;
however, some measure of compound transmission through the system must be used.
This may be achieved by monitoring the overall system response. Other options
would entail additional work and are thus less favored.
Detection
The electron capture detector is the most sensitive candidate detector.
However, it suffers from large differences in response factors for PCB congeners, which would result in very poor precision (Tables 3 and 4). Even more
serious is its lack of specificity. Since many of the sample matrices will
contain large amounts of halogenated nonPCB compounds, BCD would be overloaded
throughout much of the chromatogram, making PCB identification and quantitation impossible. In certain cases, ECD may be a satisfactory detector, especially as a semiquantitative technique for screening samples prior to CGC/EIMS
analysis.
Electron impact mass spectrometry (EIMS) appears to be the method of
choice. Mass spectrometry has sufficient selectivity that a chlorinated organic matrix will not generally interfere with PCB determination. While the
El mode is not the most sensitive (NCI is much more sensitive), it is the most
common ionization technique for GC/MS and, most importantly, is the most reproducible quantitatively. The precision of the EIMS depends upon the precision
of the response factors. The most thorough evaluation of PCB response factors

65

�(Martelli et al., 1981) found up to + 20% RSD in selected isomers of one homolog. Since only 45 of the 209 congeners were characterized, the magnitude of
the variation in the remaining response factors is not known.
DATA REDUCTION
Qualitative
Since most matrices subject to regulatory analysis contain substantial
amounts of halogenated compounds in addition to PCBs and since an "Aroclor
pattern" will not usually be present, identification of PCBs is very important.
Any misidentification of a nonPCB as a PCB will yield an erroneously high
value. From the EPA's viewpoint, this poses no regulatory problem. However,
it may result in needless effort and cost to the regulated manufacturers.
In most cases, the EIMS data should provide sufficient confidence in the
identification of PCBs for action. For those laboratories which choose to
employ an equivalent technique for routine analysis, any samples with PCB
values near the regulatory cutoff ("near" has not been defined) would have to
be reanalyzed by the primary technique before a regulatory decision could be
made.
In cases where there are some doubts as to the identity of a peak as PCB
by CGC/EIMS, any available confirmatory technique should be allowed, provided
that the LOQ is equivalent to or lower than the CGC/EIMS LOQ. Positive confirmations present no regulatory problems to EPA. Any confirmations which
show that a peak is not PCB must be well-documented with appropriate QA (for
example, a spectrum of a PCB standard spiked into the matrix). In many cases,
instrument responses are highly dependent on the matrix, so the response to
standards in clean solvent cannot be equated with the response in the sample.
In cases where a peak is shown to contain both a PCB and an interference,
regulations should state that the entire peak must be quantitated as PCB unless the level of the interference can be precisely shown.
The qualitative criteria for the EIMS data should address the following
points:
1. Full spectra
a. Number of ions which must be present.
b. Background subtraction techniques permitted.
c.

Ion intensity tolerances.

d. Relative retention time windows.
2. SIM

a. Number and mass of ions to be monitored per homolog.
b. Tolerance of ion intensity ratios.
66

�c. Relative retention time windows.
d.

Signal-to-noise ratio.

3. LMS

a. Mass range to be scanned.
b. Tolerance of ion intensity ratios.
c. Relative retention time windows.
d. Signal-to-noise ratios.
Quantitative
Assuming that GC/EIMS is to be used, digitized data will be obtained for
use in quantitation. The areas or intensities of individual mass ions must be
measured, compared with those for a standard, and converted to a concentration
value. This process is complicated in PCB analysis by several factors:
1. Previous schemes based on Aroclor standards are not applicable to
incidentally generated PCBs.
2. PCBs are a complex mixture, so the problem really involves up to 209
separate quantitations.
3. All 209 congeners are not available as standards.
4. Two or more congeners may co-elute.
The ions for quantitation, selection of standards, and calculation procedures are discussed below.
Quantitation Ions—
The highest signal-to-noise ratio and therefore precision is a compromise
between absolute ion intensity and background signal. Most analysts have
chosen an ion in the molecular cluster for quantitation. Even though other
ions may be more intense, the molecular cluster is at the highest mass and the
background is generally lower. The use of the most intense ion in the molecular cluster is recommended for quantitation, with options of less intense ions
from that cluster if interferences are encountered for the primary ion.
Calibration—
Four calibration methods are available: external standard, internal
standard response factors, internal standard multi-point calibration, and
direct use of the surrogates.
External standard calibration—Calibration of the analysis system versus
an external standard and then quantitation using the absolute intensities or
areas of the peaks lacks precision (Haefelfinger, 1981) and is not recommended
for gas chromatographic analysis. Often, the greatest source of imprecision
is the reproducibility of injection volume.
67

�Internal standard response factors — In this method, internal standard(s)
are added to the sample extract immediately prior to the instrumental deter"
mination, and the analytes are quantitated using the ratio of the peak height
or area of the analyte and internal standard. A previously determined response
factor (essentially a two-point calibration curve, with an assumed intercept
at the origin) is used in converting the response ratio to mass.
For PCBs, which can span a large chromatographic range, three or four
internal standards are recommended since the precision of the response factors,
and therefore the final quantitation, is related to how close the analyte peak
and internal standard elute (Haefelfinger, 1981; Bickford et al., 1980). Other
factors to be considered in the selection of internal standards are chromatographic resolution from analytes and interferences, different mass spectral
properties to assure identification in GC/MS analysis, chemical similarity to
analytes (to minimize effects of changes in system selectivity), very low
probability of occurring in samples, and chemical stability. Candidates for
internal standards in PCB analysis include other halobiphenyls (e.g., fluorononachlorobiphenyl or dibromobiphenyl), related haloaromatics (e.g., chloronaphthalenes), and isotopically labeled PCBs (e.g., d6-3,4,3',4'-tetrachlorobiphenyl). Given the complexity of the matrices in which by-product PCBs may
need to be determined, related chloroaromatics should not be used and halobi-^
phenyls must be selected judiciously.
Since this technique is in essence a one-point calibration, the response
factors must be determined at a concentration close to that of the analyte.
Differences of more than one order of magnitude may induce significant errorRecovery surrogates added prior to any sample treatment may also be quantitated against the internal standard and, since the amount added is known,
their recovery can be calculated. Knowledge of the percent recovery is useful
in monitoring extraction/cleanup performance. The final number reported may
be corrected for recovery if desired (or required), or the value found and
percent recovery reported separately. It should be noted that if the recovery
surrogates and analytes are not, in fact, equally recovered, then the reported
recovery is meaningless. This will happen if the surrogates are not fully incorporated into the matrix.
Internal standard multi-point calibration—This technique is essentially
the same as the response factor technique, above, except multiple calibration
points (typically three, spanning up to two orders of magnitude) are used to
establish a calibration curve. This has the potential for greater precision,
but requires much more time and several solutions. In cases where detector
sensitivity (signal response versus amount or concentration) is either nonlinear or the curve does not intercept close to the origin, a multi-point
curve is advisable.
Surrogate calibration—Surrogates may be used as internal standards for
quantitation. Using previously determined response factors (or calibration
curves), the response ratio of the analyte and surrogate, and known masses and
volumes, the mass of the PCBs may be calculated. When the surrogate recovery
is less than 100%, this method automatically corrects for this loss and provides a built-in recovery correction. This method has the advantage of simpler

68

�calculation and requires fewer solutions. This technique is often referred
to as isotope dilution. As with the internal standard technique, the surrogates must be incorporated into the matrix to assure equivalent recovery between the surrogate and analyte.
Selection of Compounds for Calibration—
Clearly, most of the reported quantitation methods which rely on relation of the sample peaks to those in an Aroclor standard are not applicable
to by-product PCB determination.
The options for compounds to be used in calibration are:
1. Establish and use relative responses for all 209 congeners.
2. Establish and use relative responses for all available (about 80)
congeners and extrapolate the responses for the other isomers.
3. Establish and use relative responses for several congeners and extrapolate the responses for the other congeners.
4. Characterize a secondary standard using all available congeners.
The secondary standard would be prepared from commercial mixtures to span the
range of congeners.
Option 1 is the ultimate technique. However, all 209 congeners are not
available and synthesis/acquisition would be extremely expensive and require
well more than a year for completion. Thus, even if this approach is to be
pursued, an interim approach must be specified. Options 2 and 3 are compromises. Option 2 could be termed the best available method. Option 3 is
easier to implement and utilizes a reasonable number of quantitation congeners.
Option 4 would generate a well-characterized mixed Aroclor or similar mixture.
This has the advantages of low cost (oace the characterization has been completed) and uniformity. The disadvantages are that (a) the concentrations of
the congeners range over two or more orders of magnitude, so calibration of
the instrument would be difficult and (b) many users will have only a limited
range of PCB homologs (e.g., only dichlorobiphenyls) and would not want to
use a standard requiring a full GC temperature program.
Options 2 and 3 appear to be the most applicable. Whether Option 2 or 3
is more appropriate depends on the variability of the response factors and
the precision desired by EPA. This area needs to be further investigated.
Assuming that all 209 congeners are not characterized and used as calibration standards, analysts will have to extrapolate response factors from
the standards used to other isomers. Guidelines for these extrapolations must
be specified. A preliminary investigation by at least one laboratory to define the response factor variability among all available congeners is recommended. An estimate of the error associated with the extrapolation would be
available from statistical evaluation of the resulting data.

69

�LIMIT OF QUANTITATION
Extrapolation of the data in Table 2 to a proposed LOQ for the PCB Remand
Rule is difficult because of several uacharacterized variables. The levels
of interferences will vary widely. In addition, recoveries will vary, also
affecting the LOQ. A major variable is the concentration factor in the workup
(number of grams of sample concentrated or diluted to a given sample volume
for injection on the GC). If the method works with a 1-g sample, an order of
magnitude decrease in LOQ can be effected by using a 10-g sample. This requires additional effort and therefore cost. Taken to the extreme, it is possible to use very large samples (many kilograms) to lower the LOQ. On the
other hand, the customary volume to concentrate a sample extract is 1 ml.
One can, with some difficulty and loss of volume precision, further concentrate the extract to 100 pi, effecting a 10-fold decrease in LOQ. However,
if the sample is still dirty, this further concentration can lead to solidification, which prevents injection onto a GC column.
DATA REPORTING

The final data report should list total PCB as the bottom line number,
since this is the value of regulatory interest. The analytical reporting format should be specified to eliminate any ambiguity and should address the following issues:
1. Tabulation of individual congener quantitation. This may be difficult
to achieve since congener identifications may not be available for more than
a few congeners.
2. Tabulation of individual homolog quantitation.
quired so that data reviewers can assess the data.

This should be re-

3. Reporting units. These must be specified. Units such as micrograms
per gram (solids), micrograms per liter (water), and micrograms per cubic meter
(air) are recommended.
4. Recovery correction. If the final protocol specifies use of surrogates to monitor recoveries and if the method is validated, then recovery correction would be appropriate. While this conflicts with the customary practice in pesticide residue, priority pollutant, and other analyses, it is con~
sistent with the practice in many other fields (e.g., clinical analyses).
Since near quantitative (&gt; 70%) recovery cannot be assumed, recovery correction is strongly recommended. Although high recoveries may not be guaranteed,
very low recoveries cannot be tolerated. The lower the recovery, the higher
the overall method LOQ. In addition, very low recoveries are generally accompanied by poor precision. If, for instance, 10 ± 5% recovery is achieved,
the uncertainty in the nominal 10X correction factor is huge (6.7-20X). Thus,
a lower acceptable limit of recovery (e.g., 30%) must be stipulated for acceptable data.
5. Standard reporting format. A standard reporting form, including all
equations to be used, intermediate calculations, etc., should be required.
This improves quality assurance since the chance for error (e.g., using the

70

�wrong conversion factor) is reduced, and any errors would be detected more
easily. In addition, data presented to regulatory personnel on standard
forms are much easier to review.
6. Internal standards. If no recovery surrogates are available, internal standards would most certainly be advocated. Their use generally improves
precision, and thus data quality, over the use of external standards. If surrogates are used, the need for internal standards is not so clear. One can
use the surrogate response in the calculation of unknown concentrations. In
this case, instrument response variability, losses in the instrument, and
workup recovery are taken into account, all in one calculation. Thus, recoveries are corrected without any real knowledge of the percent recovery. On
the other hand, the use of both internal standards and recovery surrogates
would yield a fairly accurate assessment of the recovery and permit the analyst (or regulator) to decide if the recovery is unacceptably low. While
knowledge of recoveries is not of central regulatory concern, it does provide
the analyst with an estimate of the method performance. Therefore, if no internal standards are used, a seraiquantitative estimate of recovery must be
made using the CGC/EIMS response (area counts or similar measure) to the surrogates. If this is below a certain threshold (say 30% of expected), then
the sample preparation must be repeated or changed. The use of the surrogate
compounds as standards for both workup and instrumental analysis is simple-,
and since it is one step instead of two, it should be more precise. The
price paid for this simplicity is that recoveries are not well characterized.
In the interest of simplicity and better precision, the use of internal standards in addition to recovery surrogates is not recommended.
CONFIRMATION TECHNIQUES
Qualitative
Alternate columns, detectors (HREIMS, FTIR, NCIMS, HECD, etc.), and
techniques such as MS/MS, direct probe HREIMS, NMR, FTIR, HPLC, etc., will be
permitted for confirmation of PCBs. Proper validation and demonstration of
comparable or lower detection limit must be provided with any confirmation
which overrules the GC/EIMS identification and eliminates the compound from
quantitation as a PCB.
Quantitative
As part of the overall QA, quantitative confirmation is required. The
options proposed include duplicate analyses and standard addition. Acceptance
criteria for these confirmatory techniques are discussed in more detail in
the Quality Assurance subsection.
SCREENING/EQUIVALENT METHODS
Alternate procedures to the designated protocol may be necessary to obtain rapid estimates of PCB concentration for commercial facilities operating
on a continuous process basis or for small businesses relying on contract laboratories for analyses. The alternate procedures could possibly include perchlorination, dechlorination, TLC, PGC/ECD, PGC/HECD, CGC/ECD, CGC/HECD, etc.

71

�The data generated by these methods would be for the individual industry's
use to determine if changes in process design or initial reactants are necessary to lower the levels of PCBs in the final product.
However, compliance with the regulations must still be determined with
the designated protocol unless EPA accepts the screening technique as equivalent to the protocol.
Equivalency must be demonstrated in terms of sensitivity and selectivity
for PCBs, limits of detection and quantitation, and interferences. A strong
QA program must be implemented to establish and monitor the equivalency of an
alternate method. The quality control program should include measurements of
blanks, spiked blanks, and spiked samples (blind and known) to establish limits for precision, accuracy, and recovery of analyses from the sample matrix.
Equivalent methods would be most applicable to continuous process operations with little system variance. Gross changes in any parameter of a continuous operation process should require further verification of equivalency
of the alternate method. The levels of PCBs in a fraction of all samples
should still be analyzed according to the proposed primary protocol for quality assurance.

72

�SECTION 5
POSSIBLE ANALYTICAL SCHEMES
The purpose of this section is to discuss how all the analytical com"
ponents presented in Section 3 can be integrated to produce an effective
overall protocol.
For discussion purposes, it is presumed here that a primary protocol will
be established and that it will contain the following steps:
1. Homogenize sample and subsample if necessary.
2. Incorporate surrogate compounds (e.g., four 13C PCB congeners).
3. Dilute, extract, or clean up as required.
4. Concentrate or dilute to a known volume.
5. Analyze a known aliquot by CGC/EIMS.
6. Identify PCBs by relative retention time and mass spectral characteristics.
7. Integrate the PCBs by homolog and calculate amounts of each homolog
by normalizing the responses to responses for the surrogate compounds, using
one or more homolog response factors.
8. Sum all 10 homolog concentrations to obtain a total PCB value.
9. Report on standard reporting form.
10. Follow specified routine quality assurance (blanks, controls, duplicates, standard addition, instrument performance criteria, etc.).
11. Maintain appropriate records.
ISSUES TO BE ADDRESSED
If this or a similar protocol is specified, several issues must be addressed.
Method Flexibility
Some flexibility must be permitted in the method details (GC columns,
solvent evaporation techniques, etc.) to accommodate different apparatus and
73

�laboratory practices. However, excessive flexibility will adversely affect
the data quality since many operations are uncontrolled. With proper QA
practices, the method can be flexible while still generating acceptable results. Thus, it appears that the best approach is to provide options and
suggest rather than require for most method details. As long as the laboratory demonstrates it is within the performance boundaries specified by the QA
guidelines, the optional approaches should be allowed.
Substitute Methods
Except when validated and routinely confirmed by CGC/EIMS, no substitute
methods should be permitted.
Equivalent Methods
Equivalent methods should be permitted. Equivalent methods (TLC, GC/ECD,
etc.) are defined as methods which have been validated against the primary
method and yield comparable quantitative results and have LOQs comparable to
the primary method or lower LOQ than the regulatory cutoff. Results obtained
by an equivalent method must be confirmed by the primary method if significant
interferences are suspected or the levels found are near the regulatory cutoff
("near" must be defined). Any use of an equivalent method would be subject
to the additional QA provision that a specified number (e.g., every tenth) of
samples be routinely run by the primary method and that the two results agree
within specified tolerances (the agreement should be specified by homolog,
not simply by total PCB, to avoid any method bias toward one end of the homolog lines).
Since an equivalent method would be subject to validation and additional
QA, it would be applicable only to routine monitoring of a process. Obviously
any single batches or one-shot analyses would have to be done by the primary
method. The major application of equivalent methods is projected for the company with a process at several plants which must be monitored periodically.
Since most plants do not have GC/MS instrumentation and a slow turnaround from
central research would either delay product shipping or permit untested product to be released to customers, use of an equivalent method appears to be
the only acceptable alternative.
QUALITY ASSURANCE
The QA options to be addressed include:
1. Round robins: One or more round robins appear to be a good mechanism
for improving the methodology and predicting the data quality. The objectives
and execution of the round robin need to be addressed. Whether periodic round
robins should be required is also of interest.
2. QA organization: Some organization must be designated to administer
QA. The responsibilities and authority of the organization need to be specified. At one extreme, the QA organization periodically reviews the data submitted. On the other extreme, the QA organization would have laboratory

74

�facilities and confirm results on selected samples, prepare and send out
performance audit samples, organize and execute round robins, conduct systems
audits, and conduct method development efforts when necessary. Clearly the
data quality and cost are roughly proportional to the amount of QA. A sensible compromise must be reached.
3. Systems audits: One standard QA practice is the systems audit.
This is especially valuable in that the QA officer observes the personnel and
facilities in operation and assesses their competence and performance. This
is the only way the QA office can monitor the laboratory practices and review
the raw data (chromatograms, mass spectra, magnetic tapes, etc.). The use of
systems audits is desirable, but it requires personnel and travel fund commitments .
4. Performance audits: A performance audit is a quantitative analysis
with a material of known PCB content. Performance audits consist of blanks
and samples, blind or known, submitted by the QA lab and are generally analyzed along with routine samples. A performance audit system is mandatory as
part of the overall laboratory certification program.
5. Laboratory certification; A laboratory certification program is
recommended. The quality of the data and therefore the laboratory capabilities and performance must be assured. There are several methods for laboratory certification: round robin participation, performance audit participation, or submission to a systems audit. Most likely a combination of the
three would be the most reasonable certification route. Following initial
certification, all participating laboratories must be periodically recertified.
Performance audits and systems audits are the most appropriate recertification
methods.

75

�APPENDIX A
PERSONAL CONTACTS

Note;

In preparation of this document, telephone, written, or personal
discussions were held with the individuals listed.

76

�Ahmed, Karim. Natural Resources Defense Council, 122 E. 42nd Street,
New York, New York 10169.
Alford-Stevens, Ann. Environmental Monitoring and Support laboratory,
U.S. Environmental Protection Agency, Cincinnati, Ohio 45268
Bell, Robert A. Corporate Research and Development, General Electric
Company, 1 River Road, K-l, 3B15, Schenectady, New York 12301, (518) 385-8505.
Albro, Phillip. NIEHS, Research Triangle Park, North Carolina 27711,
FTS 629-3264.
Bellar, Thomas A. Environmental Monitoring and Support Laboratory, U.S.
Environmental Protection Agency, Cincinnati, Ohio 45268, FTS 684-7311.
Bidleman, Terry F. Department of Chemistry, University of South Carolina,
Columbia, South Carolina 29208, (803) 777-4239.
Breen, Joseph J. Office of Toxic Substances, U.S. Environmental Protection
Agency, 401 M St., Washington, D.C. 20640, FTS 382-3569.
Budde, William. Environmental Monitoring Support Laboratory, U.S, Environ"
mental Protection Agency, Cincinnati, Ohio 45268, FTS 684-7309.
Burgess, Ken. Dow Chemical Company, 1803 Building, Midland, Michigan, 48640,
(517) 636-3177.
Bursey, Joan T. Analytical Sciences Division, Research Triangle Institute,
Research Triangle Park, North Carolina 27709, (919) 541-5928.
Bumgarner, Joseph. Environmental Monitoring and Systems Laboratory, U(S.
Environmental Protection Agency, Research Triangle Park, North Carolina 27711,
FTS 629-2434.
Carey, Ann E. Office of Toxic Substances, U.S. Environmental Protection
Agency, 401 M St., Washington, D.C. 20460, FTS 382-3569.
Carra, Joseph. Office of Toxic Substances, U.S. Environmental Protection
Agency, 401 M St., Washington, D.C. 20460, FTS 382-3900.
Caspers, Horst. Stauffer Chemical Company, Dobbs Ferry, New York 10522,
(914) 673-1200.
Chesler, Stephen N. Organic Analytical Research Division, National Bureau of
Standards, Washington, D.C. 20234, (301) 921-2153.
Christman, Mark H. E. I. DuPont de Nemours, Wilmington, Delaware 19898,
(202) 774-6443.
Crouch, Michael D. Toxicon Laboratories, 3213 Monterrey Boulevard,
Baton Rouge, Louisana 70814, (504) 925-5012.
DaRoche, Maria. Sun Chemical Corporation, 441 Tompkins Avenue, Staten Island,
New York 10305, (212) 981-1600 ext. 215.
77

�Dougherty, Ralph C. Department of Chemistry, Florida State University,
Tallahassee, Florida 32306, (904) 644-5725.
Ewald, Fred. PPG Industries, Inc., P.O. Box 31, Barberton, Ohio 44203,
(216) 848-4600.
Fensterheim, Robert J.
(202) 887-1189.
Gebhart, Judy.
Ohio 43201.

CMA, 2501 M Street, NW, Washington, B.C.,

Battelle Columbus Laboratories, 505 King Avenue, Columbus,

Gunter, Bill. CCD, Office of Toxic Substances, U.S. Environmental Protection
Agency, 401 M Street, SW, Washington, D.C. 20460, (202) 382-3933.
Haile, Clarence L. Midwest Research Institute, 425 Volker Boulevard,
Kansas City, Missouri 64110, (816) 753-7600.
Hanneman, Larry F. Dow Corning, P.O. Box 1592, Midland, Michigan 48640,
(517) 496-5003.
Hass, J. Ronald.
FTS 629-3463.

NIEHS, Research Triangle Park, North Carolina 27711,

Heggem, Daniel T. Field Studies Branch, Office of Toxic Substances, U.S.
Environmental Protection Agency, TS-798, Washington, D.C. 20460,
(202) 382-3584.
Hensler, Charles. DuPont, Jackson Lab, Deepwater, New Jersey 08023,
(609) 299-5000, ext. 3611.
Hodges, Kent L. Dow Chemical Company, 574 Building, Midland, Michigan 48640,
(517) 636-6544.
Johnson, Larry. Industrial Environmental Research Laboratory, U.S. Environmental Protection Agency, Research Triangle Park, North Carolina 27711,
FTS 629-7943.
Kaley, Robert. Monsanto Company, 800 North Lindbergh Boulevard, St. Louis,
Missouri 63166, (314) 694-4964.
Kingsley, Barbara. SRI International, 333 Ravenswood Avenue, Menlo Park,
California 94025, (415) 326-6200.
Kleopfer, Robert D. Region VII, U.S. Environmental Protection Agency, 1735
Baltimore Avenue, Kansas City, Missouri 64108, (816) 374-4285.
Kutz, F. W. Field Studies Branch, Office of Toxic Substances, U.S. Environmental Protection Agency, TS-798, Washington, D.C. 20460, (202) 382-3569.
Lewis, Robert G. Environmental Monitoring and Systems Laboratory, U.S.
Environmental Protection Agency, Research Triangle Park, North Carolina 27711,
FTS 629-3065.
78

�Lopez-Avila, Viorica. Acurex, 485 Clyde Avenue, Mountain View, California
94042, (415) 964-3200.
Moll, Amy. Regulatory Impacts Branch, Office of Toxic Substances, U.S.
Environmental Protection Agency, TS-779, Washington, D.C. 20460
(202) 382-3715.
Mullin, Michael D. U.S. Environmental Protection Agency, Large Lakes Research
Station, 9311 Groh, Grosse lie, Michigan 48138, FTS 226-7011.
Parris, Reenie. Organic Analytical Research Division, National Bureau of
Standards, Washington, D.C. 20234, (301) 921-2153.
Pellizzari, Edo D. Analytical Sciences Division, Research Triangle Institute,
Research Triangle Park, North Carolina 27709.
Petty, James D. Fish-Pesticide Research Laboratory, Fish and Wildlife Service,
U.S. Department of Interior, Columbia, Missouri 65201, FTS 276-5399.
Pfaffenberger, Carl D. Division of Chemical Epidemiology, School of Medicine,
University of Miami, 15655 S.W. 127th Avenue, Miami, Florida 33177,
(305) 255-3300.
Redford, David. Office of Toxic Substances (TS-798), U.S. Environmental
Protection Agency, Washington, D.C. 20460, FTS 382-3583.
Robinson, J. Lawrence. Dry Color Manufacturers' Association, Suite 100,
1117 North 19th Street, Arlington (Rosslyn), Virginia 22209, (703) 525-9483Robinson, Thomas. Vulcan Materials Company, P.O. Box 7689, Birmingham,
Alabama 35253, (205) 877-3556.
Ronan, Richard. Versar, Inc., 6621 Electronic Drive, Springfield, Virginia
22151, (703) 750-3000.
Safe, Stephen, Department of Physiology and Pharmacology, College of
Veterinary Medicine, Texas A &amp; M University, College Station, Texas 77843.
Sawyer, Leon D. Food and Drug Administration, 240 Hennepin Avenue,
Minneapolis, Minnesota 55401, FTS 725-2121.
Slevon, Larry. Battelle Columbus Laboratories, 505 King Avenue, Columbus,
Ohio 43201
Smith, John. DDB, Office of Toxic Substances, U.S. Environmental Protection
Agency, Washington, D.C. 20460, FTS 382-3900.
Sonchik, Susan. Versar, Inc., 6621 Electronic Drive, Springfield, Virginia
22151, (703) 750-3000.
Stalling, David L. Fish-Pesticide Research Laboratory, Fish and Wildlife
Service, U.S. Department of Interior, Columbia, Missouri 65201, FTS 276-5399.
79

�Underwood, Joseph. Food and Drug Administration, 1009 Cherry Street,
Kansas City, Missouri 64106, (816) 374-5524.
Warren, Jackie. Natural Resources Defense Council, 122 East 42nd Street,
New York, New York 10168.

80

�APPENDIX B
BIBLIOGRAPHY

81

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86

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'
""" ~~~
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durch Retentionsindexvergleich nach Kapillar-Gaschromatographie," Chemosphere,
2/3, 69-76 (1977).
Zell, M., H. J. Neu, and K. Ballschmiter, "Single Component Analysis of Polychlorinated Biphenyl (PCB)- and Chlorinated Pesticide Residues in Marine Fish
Samples," Fresenius Z. Anal. Chem., 292, 97-107 (1978).
Zimmerli, B., B. Marek, and H. Sulser, "Determination of Chlorinated Biphenyls
and Chloride Pesticides," Mitt. Geb. Lebensmittclunters. Hyg., 64(1), 70-79
(1973); Chem. Abst.. 79, 124762a (1973).
Zimmerli, B., "Beitrag zur Bestimmung von Umweltkontaminantien Mittels der
Hydrierenden Reaktionsgaschromatographie," J. Chromatogr., 88, 65-75 (1974).
Zitko, V., and P. M. K. Choi, "PCB and £,£'~DDE in Eggs of Cormorants, Gulls,
and Ducks from the Bay of Fundy, Canada," Bull. Environ. Contam. Toxicol.,
7(1), 63-64 (1972).
Zitko, V., "Problems in the Determination of Polychlorinated Biphenyls,"
Intern. J. Environ. Anal. Chem.. 1, 221-231 (1972).
Zitko, V., "Chromatography of Chlorinated Paraffins on Alumina and Silica
Columns," J. Chromatogr., 81, 152-155 (1973).
Zitko, V., "The Detection of Aromatic and Chlorinated Hydrocarbons in Marine
Lipids," J. Am. Oil Chemists' Soc., 52 131A (1975).
Zitko, V., "The Interference of Aromatic Hydrocarbons in the Determination of
PCB's," in Proceedings of the Joint Conference on Sensing of Environmental
Pollutants, 4th, New Orleans (1977). pp. 757-760.
Zitko, V., 0. Hutzinger, and P. M. K. Choi, "Determination of Pentachlorophenol
and Chlorobiphenylols in Biological Samples," Bull. Environ. Contam. Toxicol.,
12(6), 649-653 (1974).
Zitko, V., "Levels of Chlorinated Hydrocarbons in Eggs of Double-Crested
Cormorants from 1971 to 1975," Bull. Environ. Contam. Toxicol., 16(4), 399405 (1976).
Zobel, M. G. R., "Quantitative Determination of Polychlorinated Biphenyls—
A Computer Approach," J. Assoc. Offic. Anal. Chem., 57(4), 791-795 (1974).
125

�TECHNICAL REPORT DATA

(Please read Instructions on the reverse before completing)
1. REPORT NO.

3. RECIPIENT'S ACCESSION NO,

EPA-560/5-82-005
4. TITLE AND SUBTITLE

5. REPORT DATE

Methods of Analysis for By-Product PCBs—Literature
Review and Preliminary Recommendations
7. AUTMQR(S)

October 1982
6. PERFORMING ORGANIZATION CODE

4901-A(51)
8. PERFORMING ORGANIZATION REPORT NO.

Mitchell D. Erickson
John S. Stanley

Interim Report No. 1

9. PERFORMING ORGANIZATION NAME AND ADDRESS

Midwest Research Institute
425 Volker Boulevard
Kansas City, Missouri 64110

10. P R O G R A M E L E M E N T NO.
11. CONTRACT/GRANT NO,

68-01-5915 Task 51

12. SPONSORING AGENCY NAME AND ADDRESS

U.St Environmental'Protection Agency
Office of Toxic Substances
Field Studies Branch, TS-798
Washington. D.C. 20460

13. TYPE OF REPORT AND PERIOD COVERED

Interim (March-April 1982)
14. SPONSORING AGENCY CODE

15. SUPPLEMENTARY NOTES

Frederick W. Kutz, Project Officer
David P. Redford, Task Manager
16. ABSTRACT

A review of the literature on polychlorinated biphenyl (PCB) analysis and
recommendations for methods to determine by-product PCBs in commercial products and
other matrices is presented. This report was prepared to assist EPA in formulating
a rule regulating by-product PCBs. The published literature on PCB analysis is
critically reviewed. Several hundred references are cited in a bibliography. The
review if subdivided into extraction, cleanup, determination, data reduction, confirmation, screening, quality assurance, and by-product analysis sections. The
determination section includes TLC, HPLC, GC (POC and COC) , GC detectors (ECD, FID,
HECD, EIMS, and other MS) and nonchromatographlc analytical methods (NMR, IR, electrochemistry, NAA, and RIA). Techniques applicable to analysis of commercial products, air, and water for by-product PCBs are discussed. The final section of this
report presents a recommended overall primary analytical scheme.

KEY WORDS AND DOCUMENT ANALYSIS

IZ:
DESCRIPTORS

3.

b.lDENTIFIERS/OPEN ENDED TERMS

C. COSATI Field/Group

19. SECURITY CLASS (This Report)

21. NO, OF PAGES

PCBs

Polychlorinated Biphenyls
Analysis
By-product PCBs
Review
18. DISTRIBUTION STATEMENT

Unclassified
20. SECURITY CLASS (This page)

Unlimited

Unclassified
EPA Form 2220-1 (Rev. 4-77)

PREVIOUS EDITION is OBSOLETE

135
22. PRICE

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°5385

Author

Erickson, Mitchell D,

D ^ot Scanned

Midwest Research Institute

Report/Article TitlB Analytical Methods for By-Product RGBs - Preliminary
Validation and Interim Methods

Journal/Book TitlB
Year

1982

Month/Day

October 11

Color

D

Number of Images

246

UBSCriDtOn NOtBS

Task 51, Interim Report No. 4, EPA Contract No. 68-01-5915,
MRI Project No. 4901 -A(51)

Friday, March 08, 2002

Page 5385 of 5427

�Office of
Toxic Substances
Washington DC 20460

United States
Environmental Protection
Agency

EPA-560/5-82-006
October, 1982

Toxic Substances

v&gt;EPA

Analytical Methods
for By-Produet PCBsPreliminary Validation
and Interim Methods
100.0

T

—T"—T

100.0

100.0
l3c 12 H 6 Ci 4

T

280

285

290

T-—r

295

300

305

Da I tons

3tO

315

320

325

�DISCLAIMER
This document has been reviewed and approved for publication by the
Office of Toxic Substances, Office of Pesticides and Toxic Substances, U.S.
Environmental Protection Agency. Approval does not signify that the contents
necessarily reflect the views and policies of the Environmental Protection
Agency, nor does the mention of trade names or commercial products constitute
endorsement or recommendation for use.

�ANALYTICAL METHODS FOR BY-PRODUCTS PCBs—PRELIMINARY
VALIDATION AND INTERIM METHODS

By
Mitchell D. Erickson, John S. Stanley, Kay Turman, Gil Radolovich,
Karin Bauer, Jon Onstot, Donna Rose, and Margaret Wickham
Midwest Research Institute
425 Volker Boulevard
Kansas City, MO 64110

TASK 51
INTERIM REPORT NO. 4
EPA Contract No. 68-01-5915
MRI Project No. 4901-A(51)
October 11, 1982

For

U.S. Environmental Protection Agency
Office of Toxic Substances
Field Studies Branch
TS-798
Washington, D.C. 20460
Attn: Dr. Frederick W. Kutz, Project Officer
Mr. David P. Redford, Task Manager

�PREFACE
This report presents the results of a preliminary method validation accomplished on MRI Project No. 4901-A, Task 51, "PCB Analytical Methodology
Task," for the Environmental Protection Agency (EPA Prime Contract No. 6801-5915) during the period April 24 to August 31, 1982.
The document was prepared by Drs. Mitchell D. Erickson (Task Leader) and
John S. Stanley and Ms. Kay Turman, with assistance from Kathy Funk, Cindy
Melenson, and Gloria Sultanik. The laboratory work was conducted by Kay
Turman, and Donna Rose, with assistance from Steven Turner. The gas chromatography/mass spectrometry analysis was performed by Gil Radolovich,
Margaret Wickham, Jon Onstot, and Arbor Drinkwine. Statistical analysis of
the data was provided by Karin Bauer. Editorial comments were provided by
Rudena Mallory and Jeanne Robson.
The EPA Task Manager, David Redford, has been especially helpful and encouraging. The helpful comments of Ann Carey, Frederick W. Kutz, and John
Smith, all of EPA, are also appreciated.
SEARCH INSTITUTE

C
J/mn E. Going, Head
Environmental Analysis Section
Approved:

James L. Spigarelli, Director
Analytical Chemistry Department

ill

�CONTENTS
Preface
Figures
Tables
1.
2.
3.

4.

5.

iii
vii
ix
Introduction
Summary
Experimental
Preparation of PCB stock solutions and working standards.
Gas chromatography/electron impact mass spectrometry. . .
Determination of PCB response factors (GC/EIMS)
Validation of method steps
Validation with product and product waste samples . . . .
Method Validation
Preparation of analytical methods
Gas chromatography/mass spectrometry of PCBs
Validation of selected method steps
Validation of product and product waste method with
samples
Discussion
References
'
i

1
2
3
3
8
8
19
20
24
24
26
38
45
56
70

Appendix A - Supplementary GC/EIMS Data on PCB Congeners

A-l

Appendix B - Analytical Method: The Analysis of Incidentally
Generated Chlorinated Biphenyls in Commercial Products and Product
Wastes

B-l

Appendix C - Analytical Method: The Analysis of Incidentally
Generated Chlorinated Biphenyls in Air

C-l

Appendix D - Analytical Method: The Analysis of Incidentally
Generated Chlorinated Biphenyls in Industrial Wastewater

D-l

�FIGURES
Number
1
2
3
4
5

6
1

8
9

Plot of average response factor versus homolog for 77 PCB
congeners

27

Plot of response factor per isomer versus homolog for 77
PCB congeners

28

Plot of response factor per isomer versus homolog for 77
PCB congeners, determined on a single day

32

Retention times of 77 PCB congeners relative to 3,3*4,4'tetrachlorobiphenyl-de (RRT of 1.00)

36

Capillary gas chromatography/electron impact ionization
mass spectrometry (CGC/EIMS) chromatogram or the calibration standard solution required for quantitation of
PCBs by homolog

39

Reconstructed ion chromatogram for SIM analysis of the
CMA-A sample no. 2110

59

SIM ion plots for monochlorobiphenyls (188 and 190
Daltons) and the 13C6-monochlorobiphenyl surrogate (194
Daltons) in CMA-A sample no. 2110

60

SIM ion plots for dichlorobiphenyls (222 and 224 Daltons)
in CMA-A sample no. 2110

61

SIM ion plots for trichlorobiphenyls (256 and 258 Daltons)
in CMA-A sample no. 2110

62

10

SIM ion plots for tetrachlorobiphenyls (290 and 292
Daltons), 3,3',4,4'-tetrachlorobiphenyl-d6 (298 Daltons),
and the 13C12-tetrachlorobiphenyl surrogate (304 Daltons)
in CMA-A sample no. 2110
63

11

SIM ion plots for pentachlorobiphenyls (326 and 328
Daltons) in CMA-A sample no. 2110

64

SIM ion plots of hexachlorobiphenyls (360 and 362 Daltons)
in CMA-A sample no. 2110

65

12
13

SIM ion plots of heptachlorobiphenyls (394 and 396 Daltons)
in CMA-A sample no. 2110
66
vii

�FIGURES (continued)
14

15
16

SIM ion plots of octachlorobiphenyls (428 and 430 Daltons)
and the ^Cj^-octachlorobiphenyl surrogate (442 Daltons)
in CMA-A sample no. 2110

67

SIM ion plots of nonachlorobiphenyl (464 and 466 Daltons)
in CMA-A sample no. 2110

68

SIM ion plots of decachlorobiphenyl (498 and 500 Daltons)
and the 13C12-decachlorbiphenyl (510 Daltons) in CMA-A
sample no. 2110

69

Vlll

�TABLES (continued)
Number
34

35

Pagj
PCB Concentration (pg/g) of CMA-A Samples Treated With
Various Cleanup Procedures (Surrogate Compound Correceted)

55

Recovery ( ) of Carbon-13 Labeled Surrogate Compounds
%
From Diarylide Yellow and Phthalocyanine Blue and Green
Pigments

57

XI

�TABLES
Number

Page

1

Numbering of PCB Congeners

5

2

Working Solutions for PCB Response Factors

6

3

Approximate Concentration of Individual PCB Congeners in
Dilute Working Standards

7

Concentrations of Congeners in PCB Calibration Standards
(ng/ml)

9

4
5
6
7
8
9

Composition of Surrogate Spiking Solution (SS100) Containing 13C-Labeled PCBs

10

Operating Parameters for Capillary Column Gas Chromatographic System

11

DFTPP Key Ions and Ion Abundance Criteria for Quadrupole
Calibration

12

Operating Parameters for Quadrupole Mass Spectrometer
System

13

Operating Parameters for Magnetic Sector Mass Spectrometer
System

14

10

Characteristic Single lion Monitoring (SIM) Ions for PCBs . 15

11

Limited Mass Scanning (LMS) Ranges for PCBs

16

12

Characteristic Ions for 13C-Labeled PCB Surrogates

17

13

Pairings of Analyte, Calibration, and Surrogate Compounds . 18

14

Commercial Product and Product Waste Stream Samples
Received for Preliminary Method Validation Studies. . . . 21

15

Preliminary Method Validation Samples

22

16

Comparison of Average Relative Response Factors (RRF) for
77 Commercially Available PCB Congeners Measured Over
Several Days as Four Replicates Each Versus Single Measurements of All Congeners in a Single Day

30

IX

�TABLES (continued)
Number
17

18

Page
Average Relative Response Factors (RRF) for PCB Congeners
in Solution 1 Measured as Replicates on a Single Day
and as Single Measurements for Day-to-Day Basis
Measured Average Response Factor (RRF) and Corresponding

Upper and Lower 95% Confidence Limits
19

20

31

Relative Response Factors Measured Versus 3,3',4,4'-Tetrachlorobiphenyl-de by Electron Impact Mass Spectrometry
Quadrupole (Finnigan 4023) and Magnetic Sector (Varian
(MAT 311A) Instruments

34

35

Relative Retention Time (RRT) Ranges of PCB Homologs Versus
d6-3,3' ,4,4'-Tetrachlorobiphenyl

37

21

Recovery Data for Acid Cleanup

40

22

Recovery Data for Florisil Column Protocol Cleanup

41

23

Recovery Data for Florisil Slurry Protocol Cleanup

42

24

Recovery Data for KOH Protocol Cleanup

43

25

Recovery Data for Alumina Protocol Cleanup

44

26

Uncorrected PCB Concentrations (pg/g) in CMA-A Samples. . . 46

27

Corrected PCB Concentrations (pg/g) in CMA-A Samples. . . . 47

28

Uncorrected and Corrected PCB Concentrations (|Jg/g) in
CMA-E Sample (Dilution Preparation)

49

Uncorrected PCB Concentration (|Jg/g) in the CMA-A Sample
Matrix (Internal Standard Calculation)

50

Corrected PCB Concentration ((Jg/g) in the CMA-A Sample
Matrix

51

Uncorrected PCB Concentration (|Jg/g) of Spiked CMA-A
Samples Determined by the Internal Standard Quantitation
Method

52

Corrected PCB Concentration (|Jg/g) of Spiked CMA-A Samples
Determined by Surrogate Recovery Correction

53

29
30
31

32
33

PCB Concentration (|Jg/g) of CMA-A Samples Heated With Different Cleanup Procedures (Internal Standard Quantitation)

54

�SECTION 1
INTRODUCTION
The Environmental Protection Agency (EPA) is in the process of preparing
rules for regulation of certain polychlorinated biphenyls (PCB) which are
generated as by-products in the manufacture of commercial products (U.S. EPA,
1982). This regulation is under the Toxic Substances Control Act (PL 94-469),
and EPA's Office of Toxic Substances has been assigned the task of preparing
the rule.
As part of the rule, EPA is suggesting analytical methods for PCBs in
air (stack gas and fugitive emissions), wastewater, product waste streams,
and final products to assist organizations seeking an exclusion under this
rule. To assist EPA in this mission, Midwest Research Institute (MRI) was
asked to prepare appropriate analytical methodologies. A literature review
and recommendation of general analytical approaches (Erickson and Stanley,
1982; Stanley and Erickson, 1982) constituted the first phase. The second
phase, reported here, covers initial method validation and preparation of interim methods. As part of the method validation, four 13C-PCB surrogates were
synthesized and are reported separately (Roth et al., 1982). The third phase
will involve interlaboratory validation and method refinement.
This report presents the initial results of method validation for analysis of by-product PCBs in product and product waste samples. Specifically,
gas chromatography/electron impact mass spectrometry retention time and response factor data for 77 PCB congeners for two different gas chromatography/
mass spectrometry systems, recoveries from several proposed cleanup steps,
and recoveries from industrial samples using a variety of the method options
are presented.

�SECTION 2
SUMMARY
The objective of this study was to present EPA with appropriate methodologies for the analysis of by-product PCBs in commercial products, product
waste streams, wastewaters, and air. In addition, EPA requested preliminary
analytical studies to provide data in support of the proposed methods.
This document presents proposed analytical methods for the analysis of
by-product polychlorinated biphenyls in commercial products and product waste
streams (Appendix B), wastewater (Appendix C), and air (Appendix D). The proposed methods are based on determination of PCBs using gas chromatography/
electron impact mass spectrometry (GC/EIMS). Capillary column gas chromatography (CGC) and packed column gas chromatography (PGC) are presented as
alternate approaches. The 13C-labeled PCB surrogates are added to samples
prior to any sample preparation to allow method flexibility for a wide spectrum of matrices. Recovery of the surrogates will allow determination of the
quality of analytical data. This method is valid only if the surrogates are
thoroughly incorporated into the matrix.
The analytical method for commercial products and product waste streams
relies heavily on a strong quality assurance program consisting of use of
four 13C-labeled surrogate PCBs, blanks, duplicates, spiked samples, and
quality control samples. The analytical methods for water and wastewater are
based on EPA Methods 608 and 625, revised to include the use of the 13Clabeled surrogates. Likewise, the air method is a revision of a proposed
method for PCBs in air and flue gas emissions.
This document presents relative response factors (RRF) of 77 PCB congeners
which were used to determine the average RRF for PCBs by homolog. Statistical
analysis of the data was performed to check the validity of the response
factor data and to extrapolate RRFs for the unavailable congeners. Relative
retention time (RRT) data for the 77 PCB congeners are also presented. The
RRF and RRT data were determined on both magnetic sector and quadrupole mass
spectrometer systems.
Preliminary studies were undertaken to check the validity of the proposed methods for the analysis of PCBs in commercial products and product
waste streams. Data are presented for analysis of individual cleanup procedures as well as for analysis of product and product waste samples. The
data indicate that the proposed method is applicable and useful for analysis
of the matrices studied. However, these studies are preliminary and additional validation is necessary and ongoing.

�SECTION 3
EXPERIMENTAL
The method validation was conducted in three stages: (a) determination
of GC/EIMS parameters for 77 PCB congeners; (b) validation of individual
method steps with clean matrices; and (c) validation of selected method options with real samples.
PREPARATION OF PCB STOCK SOLUTIONS AND WORKING STANDARDS
Source of Standards
Seventy-seven PCB congeners were acquired from Ultra Scientific, Inc.,
Hope, Rhode Island, and Analabs, North Haven, Connecticut. Quality control
gas chromatography/flame ionization detection (GC/FID) data for the specific
isomers were requested to verify the 99% purity assigned to these compounds.
The GC/FID data supported the reported purity. In addition, all available
nuclear magnetic resonance spectra used for specific isomer identification
were requested but not supplied.
Weighing Procedures
Accurate mass measurement required calibration of a Cahn microbalance
with National Bureau of Standards (NBS) certified masses of 5 and 10 mg. The
balance was calibrated with the NBS standards followed by calibration of an
in-house working standard mass. The calibration of the microbalance with the
NBS certified masses was witnessed by a representative of the MRI quality assurance office. The mass of the working standard was measured between all
measurements of individual PCB isomers to ensure that the balance was operating accurately. A record of the measured working standard mass was kept in a
laboratory notebook. The mean value for the working standard was 10.037 ±
0.002 mg (0.02% relative standard deviation). When all measurements were completed, the mass of the NBS certified standards was determined as a final measure of the accuracy of the Cahn microbalance.
Preparation of Solutions
Preparation of PCB standard stocks began after accurate performance of
the Cahn balance was demonstrated with the certified NBS and daily working
standard. An aluminum weighing pan was preshaped such that complete transfer
of the weighing pan plus sample could be made directly into the appropriate
dilution vessel. The Cahn balance was tared to compensate for the weight of
the aluminum boat, and the PCB standards were added via a micro spatula. The
mass of the particular PCB was determined with the Cahn balance.

�The aluminum pan containing the PCB standard was transferred to the dilution vessel using clean forceps, taking care not to spill any of the sample.
The dilution vessel was capped tightly until solvent was added.
All PCB congeners were dissolved in toluene (Burdick and Jackson, distilled in glass). Masses of 0.1 to 5 mg were dissolved in a total of 1.0 ml
toluene while masses of approximately 10 mg and greater were dissolved in
5.0 ml toluene. The solvent was delivered volumetrically by pipette. Room
temperature and solvent temperature were recorded at the time of standard
dissolution. Volumetric pipettes used for solvent delivery were calibrated
so that the most accurate determination of analyte concentration could be
calculated. Toluene was pipetted into a tared vessel, and the total mass was
measured. Density of the solvent at the specific room temperature was used
to calculate the actual volume dispensed. This calibration was performed for
all pipettes used for volumetric delivery of solvent. The stock solutions
were sonicated in an ultrasonic bath for at least 15 sec after the volumetric
addition of toluene to ensure complete dissolution of the PCBs. The solution
level was etched on the side of the dilution vessel as a means of detecting
losses by evaporation.
The individual PCB congeners were referred to by the congener number indicated in Table 1. The stable labeled PCBs, 3,3',4,4'-tetrachlorobiphenyl-d6,
4-chlorobiphenyl-13Cg, 3,3',4,4'-tetrachlorobiphenyl-13C12, 2,2',3,3',5,5',6,6,'•
octachlorobiphenyl-13Ci2&gt; and decachlorobiphenyl-13Ci2 were assigned congener
numbers of 210 to 214, respectively, for the purpose of this work. Sample
labels were generated in duplicate to identify the specific PCB isomer stock
solution and to document entries in the laboratory notebook. Table 2 presents
the dilute working solutions that were prepared for determination of the response factors for the PCB congeners. The working solutions were prepared as
10 ml total volume. Table 3 presents the approximate concentration of each
congener that was in the dilute working standard used for response factor determination. Tetrachlorobiphenyl-dg was added to 1.0 ml of each solution as
the internal standard. All stocks were added to the working solutions in volumes of 20, 200, 250, 400, 500, or 1,000 | l The syringes were calibrated at
j.
these volumes. Calibration of the 10-ml volumetric flasks used for working
standards was accomplished by measuring the difference between the mass of
the empty flask and the mass of the flask plus toluene added to the appropriate dilution mark. The density of toluene at the correct solvent temperature
was used to calculate the final volume of each solution.
The dilute working solutions were divided into multiple aliquots. One
hundred micrograms of tetrachlorobiphenyl-de was added to each of the 1.0-ml
aliquots of the solutions that were used to establish CGC/EIMS response factors.
The remaining dilute working solutions were stored in at least four crimp seal
vials and refrigerated. The solvent meniscus was marked in permanent form to
note losses of solvents from evaporation or spills. All solutions, stock
standards and working solutions, were stored in a refrigerator. All vials
removed from storage were first brought to room temperature and then sonicated
for at least 15 to 30 sec before removing any of the solution.

�Mb.

Structure

No.

Honoetilorobiohenyli

1
2
3

2
3

4

D&lt;eh1arob1ph«ny!s
4
5

6
7
8
9
10
11
12
13
1415

2.2'
2.3
2,3'

2,4

2,4'
2,5
2,6
3,3'
3,4
3,4'
3,5
4,4'
TrlehlaroMehtnyls

16
17
13
19
20
21
22
23
24
25

26
27
23
29
30
31

32
33

34
35
36
37
38
39

40
41
42
43
44
15
46
47
48
49
50
51

2,2', 3
2,2', 4
2,2', S
2,2', 6
2,3,3'

2,3,4

2,3,4'

2,3,5
2,3,6
2,3', 4

2, 3', 5
2, 3', 6
2,4,4'
2,4,5
2,4,6
2, 4 ' , 5
2, 4'. 5
2 ' , 3, 4
2', 3,5
3,3', 4
3,3',S
3,4,4'
3,4,5
3.4', S

NTJMBERING OF PCB CONGENERS a
Structure
Ha,

Tttnehl orofal phtnyl s

52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81

2,2'.5.5'
2,2'.5,6'

2,2', 5,6'

2.3.3',4
2,3,3'. 4'
2,3,3', S
2,3,3'. 5'
2.3.3'. 6
2.3,4,4'
2,3,4,5
2,3,4.6

2, 3, 4', 5
2, 3,4', 6
2,3,5,6

2, 3', 4, 4'
2. 3'. 4,5
2,3'. 4,5'
2,3'. 4, 6
2,3', 4 ' , 5
2,3' ,4'. 6
2,3' ,5, 5'
2,3',5'.6
2,4,4', 5
2,4,4' .6

2'. 3 4,5
3,3' 4,4'
3,3' 4,5
3,3' 4,5'
3,3' 5,5'
3. 4, 4 ' , 5

Pentachl orobl cheny 1 s

82
83
84
85
86
37
88

39
90
91
92
93
94
TttracMoromehwyli
95
96
97
2, 2', 3,3'
98
2 2' 3 4
2;2','3,4'
99
100
2. 2'. 3.5
101
2,2', 3, 5'
2,2',3,6
102
2.2' .3.6'
103
2,2',4,4'
104

2,2' ,4, 5
2,2', 4,5'
2,2', 4, 6
2,2', 4, 6'

TABLE 1.
Structure

2,2',3.3',4

2.2'. 3. 3', S
2,2', 3, 3' .6
2,2', 3, 4, 4'
2,2'.3.4.5

2, 2'. 3, 4, 5'
2,2', 3, 4, 6
2,2', 3, 4, 5'
2,2', 3, 4 ' , 5
2, 2', 3, 4'. 5
2.2* .3,5,5'

2,2', 3,5, 6

2,2'.3,5,5'

2, 2', 3.5', 5
2,2',3,6,6'

2,2'. 3'. 4.5
2,2',3'.4,5

2,2' ,4. 4'. 5
2 2' .4,4'. 6

2,2'. 4, 5, 5'
2,2' ,4, 5, 6'
2,2', 4,5'. 5
2,2' .4. 6,5'

NO.

Structure

161
162
163
164
165
166
167
168
169

2,3.3 I ,4,5',6
2, 3, 3'. 4 ' , 5, 5'
2, 3,3'. 4 ' , 5, 6
2, 3, 3', 4 ' , S ' , 6
2, 3,3', 5. 5 ' , 5
2. 3. 4, 4 ' , 5, 6
2,3', 4, 4 ' . 5. 5'
2,3',4,4',5'.S
3,3',4,4',5.S'

Pentaehl orobi oheny 1 s

105
106
107
108
109
110
111
112
113
114
115
116

117

118
119
120
121
122
123
124
125
126
127

2,3, 3', 4,4'
2,3,3',4,5

2, 3, 3'. 4'. 5
2,3, 3'. 4, 5'
2.3, 3', 4, 6
2.3, 3'. 4' ,6
2.3.3' ,5,5'
2,3,3',5,6
2,3.3', 5', 6
2,3,4. 4'.5
2,3,4,4'. 6
2,3,4,5,6
2,3, 4 ' , 5, 6
2,3',4,4',5
2, 3', 4, 4 ' , 6
2,3' ,4, 5,5'
2,3', 4, 5 ' , 5
2' ,3, 3', 4,5
2' .3. 4, 4 ' . 5
2' .3. 4, 5, 5'
2'. 3, 4.5, 6'
3, 3' ,4, 4 ' , 5
3,3',4,5,5'

Hexaehlorobiofienyls

128
129
130
131
132
133
134
135
'136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160

2,2', 3,3', 4, 4 '
2,2', 3, 3', 4, 5
2,2', 3,3', 4, 5'
2,2'. 3, 3'. 4,6
2,2', 3,3', 4, 6'
2,2'.3,3',5,5'
2,2'. 3, 3', 5, 6
2,2', 3, 3' ,5, 5'
2, 2'. 3,3'. 6, 6'
2,2* ,3,4,4', 5
2,2'.3,4,4 I .S 1
2, 2 ' , 3, 4, 4', 6
2, 2 ' , 3, 4, 4 ' . 6'
2,2', 3, 4, 5, 5'
2,2', 3, 4, 5, 6
2,2' ,3, 4. 5,6'
2,2', 3, 4, 5 ' , 6
2,2', 3. 4, 5, 5'
2,2'. 3. 4 ' , 5, 5'
2,2', 3. 4 ' , 5,5
2,2', 3, 4 ' . 5, 5'
2, 2' ,3, 4', 5 ' , 5
2,2',3,4',6,6'
2,2' .3,5, 5'. 5
2,2', 3, 5,6, 6'
2, 2 ' , 4, 4 ' , 5, 5'
2.2', 4, 4 ' , 5, 5'
2,2', 4 , 4 ' , 6, 5'
2,3,3', 4, 4 ' , 5
2,3, 3', 4, 4 ' , 5'
2,3, 3', 4, 4 ' . 5
2,3, 3'. 4, 5, 5'
2,3,3'. 4, 5.5

HexachlorobiBnefiyls

Heotactilorobiohenyl s
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193

2, 2', 3, 3' , 4 , 4 ' ,5
2, 2 ' , 3, 3', 4 , 1 ' , 5
2, 2', 3, 3', 1,5,5'
2, 2'. 3, 3 ' , 1,5, 5
2, 2 ' , 3, 3 ' , 1,5, 5'
2. 2'. 3, 3', 4 , 5 ' , 5
2, 2', 3, 3 ' , 4, 5, 5'
2.2',3,3',4',5,a
2, 2 ' , 3, 3', 5, 5 ' , 5
2, 2 ' , 3, 3 ' , 5, 5, 5'
2. 2'. 3, 4. 4 ' , 5, 5'
2, 2', 3, 4, 4 ' , 5,6
2, 2 ' , 3. 4, 4 ' , 5, 5'
2, 2'. 3, 4, 4 ' , = ' , 6
2, 2', 3, 4, 4 ' , i, 5'
2, 2 ' , 3, 4, 5, 5' ,6
2, 2 ' , 3, 4, 5. 6, 6'
2, 2 ' , 3, 4 ' , 5,5' ,5
2. 2 ' , 3, 4 ' , 5, 5, 6'
2, 3, 3', 4, 4 ' . 5,5'
2, 3, 3', 4, 4 ' , 5, 5
2, 3, 3' ,4, 4 ' , 5 ' , 5
2,3, 3', 4, S, 5 ' , a
2,3,3'.4',S,5',5

Octacnl orjb • cne«y 1 s
194
195
196
197
198
199
200
201
202
203
204
205

2 , 2 ' , 3, 3', 4 , 4' , 5 , 5 '
2, 2', 3, 3' , 4 , 4 ' ,5,5
2 , 2 ' , 3 , 3 ' ,4,1', = , 5 '
2, 2', 3, 3 ' , 4,1', 5, 5'
2, 2 ' , 3 , 3 ' , 1,5,5' ,5
2, 2 ' , 3, 3 ' , 4, 5, 5, 5'
2, 2 ' , 3,3', 4, 5' , 5 , 5 '
2, 2 ' , 3, 3'. 4, 5. 5 ' . 5'
2, 2'. 3, 3', 5, 5' ,5,5'
2, 2 ' , 3, 4, 4 ' , 5, 5 ' . 6
2, 2 ' , 3, 4, 4' , 5 , 6 , 5 '
2,3. 3', 4, 4 ' . 5, 5 ' , 5

Monsehtcrobi;ns''yl s
206
207
208

2. 2 ' , 3, 3 ' , 1,1', 5, s ' , 5
2. 2', 3,3', 4 , 1 ' , 5, 5, 5'
2, 2 ' , 3, 3'. 4, 5, 5 ' , 5,5'

DecachloHjOionenyi
209

2,2',3,3'4,4',5,5'.5,5'

Adapted from Ballschmiter K, Zell M. 1980. Analysis of polychlorinated biphenyls
(PCB) by glass capillary gas chromatography. Composition of technical Aroclorand Clophen-PCB mixtures, Fresenius Z. Anal Chera 302:20-31.

�TABLE 2.

PCB

Soln.

homolog

no. 1

Soln.
no. 2

Soln.
no. 3

Soln.
no. 4

WORKING SOLUTIONS FOR PCB RESPONSE FACTORS

Soln.
no. 5

PCB congener no.
Soln. Soln. Soln. Soln.
no. 6 no. 7 no. 8 no. 9

Soln.
Soln.
Soln.
Soln.
no. 10 no. 11 no. 12 no. 13

1

2

3

Dichloro-

11

5

7

8

9

10

4

12

14

Trichloro-

29

21

31

26

24

28

18

33

30

Tetrachloro-

47

44

40

49

50

52

53

54

66

61

65

69

72

Pentachloro-

121

97

88

93

101

103

100

104

a

115

87

116

119

Hexachloro-

136

129

128

137

138

141

143

151

139

153

154

155

156

Heptachloro-

181

171

183

185

Octachloro-

195

194

198

200

202

204

Nonachloro-

207

208

206

Decachloro-

209

9

9

Soln.
no. 14

Monochloro-

15

70,75,77

Total
congeners

a

10

7

6

6

5

5

4

4

3

3

3

3

Congener no. 112 was added to this solution but, on analysis, was determined to have a mass of 286 and appeared
to be a diaminotrichlorobiphenyl. This congener was omitted from any further consideration.

�TABLE 3. APPROXIMATE CONCENTRATION OF INDIVIDUAL PCB CONGENERS
IN DILUTE WORKING STANDARDS5
PCB horaolog

Concentration (pg/ml)

Monochlorobiphenyl

50

Dichlorobiphenyl

50

Trichlorobiphenyl

50

Tetrachlorobiphenyl
Pentachlorobiphenyl

100

Hexachlorobiphenyl

100

Heptachlorobiphenyl

100

Octachlorobiphenyl

200

Nonachlorobiphenyl

200

Decachlorobiphenyl

a

100

200

Tetrachlorobiphenyl-de was added to all solutions as an internal standard
at *&gt; 100 |Jg/ml.

�Preparation of Calibration Standard and Spiking Mixtures
A mixture of 11 congeners was used for calibration. This solution was
spiked into solvent for protocol step validation experiments and into product
and product waste samples for standard addition experiments. These congeners
were determined to be the best standards for quantitation calibration based
on the average relative response factor for each PCB homolog, as will be discussed in Section 5.
Table 4 presents the composition of the 11-component solutions that are
specified as the calibration standards, CSxxx, where the xxx is used to encode the nominal concentration in nanograms per milliliter. A more concentrated solution was diluted as necessary to prepare spiked samples and
the appropriate standards for GC/EIMS analysis. The internal standard, tetrachlorobiphenyl-dg, was added to all standards and final extracts before GC/
EIMS analysis. The standards contained the four 13C-labeled PCBs that were
added from the spiking solution shown in Table 5.
GAS CHROMATOGRAPHY/ELECTRON IMPACT MASS SPECTROMETRY
The capillary gas chromatography parameters used are shown in Table 6.
The quadrupole and magnetic sector mass spectrometer parameters used are
shown in Tables 7 through 9. The characteristic ions for single ion monitoring and limited mass scanning are presented in Tables 10 through 12.
All data generated for relative response factors and concentration levels
of PCBs in sample extracts were calculated based on the area of the primary
quantitation ion specified in Table 10. The quantitation ions for the 13Clabeled monochloro-, tetrachloro-, octachloro-, and decachlorobiphenyl were
194, 304, 442, and 510 Daltons, respectively. The pairings of analyte, calibration, and surrogate compounds are presented in Table 13.
DETERMINATION OF PCB RESPONSE FACTORS (GC/EIMS)
The response factors for 77 PCB isomers were determined by GC/EIMS using
the working standards prepared as described in Tables 2 and 3. A high resolution capillary column (J&amp;W Scientific Durabond DB-5, 15 m, 0.25 |Jm film
thickness) was used for the separation of the PCB mixtures. Scanning mass
spectrometry was used to calculate response factors for the PCB isomers
present in each solution versus a known quantity of tetrachlorobiphenyl-dgThe quadrupole GC/EIMS system was tuned daily prior to any acquisition
of data for PCB response factor calculations. The system was brought to operating temperature for at least 15 min. The fluorocarbon FC-43 was introduced to the ion source, and 176 and 502 Daltons were manually adjusted 'to a
two-to-one ratio. This was accomplished by adjusting the multiplier voltage
to 300 mV while monitoring 176 Daltons. A selected ion monitor acquisition
was set up for 176 and 502 Daltons with a variance of 1 Dalton. The ratio of
the two values was tuned to the two-to-one ratio as described above. The mass
spectrometer was operated in the normal full scan acquisition mode after tuning with the FC-43. Approximately 100 ng of decafluorotriphenylphosphine was
injected and the ratio of the values of 198/442 was monitored.

�TABLE 4. CONCENTRATIONS OF CONGENERS IN PCS CALIBRATION STANDARDS (ng/ml)a
Homolog

Congener
no.

CS1000

CS100

CS050

CS010

1

1

1,040

104

52

10

1

3

1,000

100

50

10

2

7

1,040

104

52

10

3

30

1,040

104

52

10

4

50

1,520

152

76

15

5

97

1,740

174

87

17

6

143

1,920

192

96

19

7

183

2,600

260

130

26

8

202

4,640

464

232

46

9

207

5,060

506

253

51

10

209

4,240

424

212

42

4

255

255

255

255

1

211 (RS)

104

104

104

104

4

212 (RS)

257

257

257

257

8

213 (RS)

407

407

407

407

10

a

210 (IS)

214 (RS)

502

502

502

502

Concentrations given as examples only.

�TABLE 5. COMPOSITION OF SURROGATE SPIKING SOLUTION (SS100)
CONTAINING 13C-LABELED PCBs3
Congener
no.

Compound

Concentration
(|jg/ml)

211

104

212

,3'
(13C12)3 ,4,4'-tetrachlorobiphenyl

257

213

(13C12)2
,2', 3, 3', 5, 5' ,6,6'-octachlorobiphenyl

214

a

1
13
(I1, 2', 3 ,4',5',6'- C6)4-chlorobiphenyl

(13C12)decachlorobiphenyl

Concentrations given as examples only.

10

395
502

�TABLE 6. OPERATING PARAMETERS FOR CAPILLARY COLUMN GAS CHROMATOGRAPHIC SYSTEM
Parameter

Value

Gas chromatograph

Finnigan 9610

Column

15 m x 0.255 mm ID
Fused silica

Liquid phase

DB-5

Liquid phase thickness

0.25 urn

Carrier gas

Helium

Carrier gas velocity

45 cm/sec

Injector

On-column (J&amp;W)

Injector temperature

Optimum performance

Injection volume

1.0 Mlb

Initial column temperature

110°C (2 min)c

Column temperature program

.
110° to 325°C at 10°C/min d

Separator

None

Transfer line temperature

280°C

(J&amp;W)

a

Measured by injection of air or methane at 270°C oven temperature.

b

For on-column injection, follow J&amp;W instructions regarding injection technique.

c

With on-column injection, the initial temperature equals the boiling point
of the solvent; in this instance toluene.

d

C12Clio elutes at 270°C. Programming above this temperature ensures a
clean column and lower background on subsequent runs.

e

Fused silica columns may be routed directly into the ion source to prevent separator discrimination and losses.

11

�TABLE 7. DFTPP KEY IONS AND ION ABUNDANCE
CRITERIA FOR QUADRUPOLE CALIBRATION
Mass

Ion abundance criteria

197
198
199

Less than 1% of mass 198
100% relative abundance
5-9% of mass 198

275

10-30% of mass 198

365

Greater than 1% of mass 198

441
442
443

Present but less than mass 443
Greater than 40% of mass 198
17-23% of mass 442

12

�TABLE 8. OPERATING PARAMETERS FOR QUADRUPOLE MASS SPECTROMETER SYSTEM
Parameter

Value

Mass spectrometer

Finnigan 4023

Data system

Incos 2400

Scan range

95-550

Scan time

1 sec

Resolution

Unit

Ion source temperature

280°C

Electron energy3

70 eV

Trap current

0.2 mA

Multiplier voltage

-1,600 V

Preamplier sensitivity

106 A/V

a

Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

13

�TABLE 9. OPERATING PARAMETERS FOR MAGNETIC SECTOR MASS SPECTROMETER
Parameter

SYSTEM

Value

Mass spectrometer

Finnigan MAT 311A

Data system

Incos 2400

Scan range

98-550

Scan mode

Exponential

Cycle time

1.2 sec

Resolution

1,000

Ion source temperature

280°C

pt

Electron energy

70 eV

Emission current

1-2 mA

Filament current

Optimum

Multiplier

-1,600 V

a

Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

14

�TABLE 10.

CHARACTERISTIC SINGLE ION MONITORING (SIM) IONS FOR PCBs
Ion (relative intensity)

Homo log

Primary

Secondary

Ca2H9Cl

188 (100)

190 (33)

CigHgCla

222 (100)

224 (66)

226 (11)

C12H7C13

256 (100)

258 ( 9
9)

260 (33)

Ci2H6Cl4

292 (100)

290 (76)

294 (49)

Ci2HsCl5

326 (100)

328 ( 6
6)

324 (61)

C12H4C16

360 (100)

362 (82)

364 (36)

Ci2H3Cl7

394 (100)

396 ( 8
9)

398 ( 4
5)

£12^2^-8

430 (100)

432 ( 6
6)

428 (87)

Ci2HClg

464 (100)

466 (76)

462 (76)

C

498 (100)

500 ( 7
8)

496 ( 8
6)

12CllO

Source:

a

Tertiary

_a

Rote JW, Morris WJ. 1973. Use of isotopic abundance ratios in
identification of polychlorinated biphenyls by mass spectrometry.
J Assoc Offie Anal Chem 56(1):188-199.
/
None available.

15

�TABLE 11.

LIMITED MASS SCANNING (LMS) RANGES FOR PCBs
ft

Mass range (Daltons)

Compound
C^Cl,

186-190

C12H8C12

220-226

C12H7C13

254-260

C12H6C14

288-294

C12H5C15

322-328

C12H4C16

356-364

Lj *i oXloL^J-V

386-400

\_, -i OJlOvjJ^Q

426-434

\j i O-H-W-L o

460-468

1210

494-504

C12D6C14

294-300

13

192-196

13

300-306

13

438-446

C612C6H9C1

C12H6C14
C12H2C18

13

506-516

C12C110

a

Adapted from Tindall GW, Wininger PE. 1980. Gas chromatography-mass
spectrometry method for identifying and determining polychlorinated
biphenyls. J Chromatogr 196:109-119.

16

�TABLE 12. CHARACTERISTIC IONS FOR 13C-LABELED PCB SURROGATES

Primary

Ion (relative intensity)
Secondary

Tertiary

13

194 (100)

196 (33)

a

13

304 (100)

306 (49)

302 (78)

13

442 (100)

444 (65)

440 (89)

13

510 (100)

512 (87)

514 (50)

Compound
C612C6H9C1

C12H6C14

C12H2C18
Ci2Cl10

a None available.

17

�TABLE 13. PAIRINGS OF ANALYTE, CALIBRATION, AND SURROGATE
Analyte
Congener
no.

I
2,3
4-15

16-39
40-81
82-127
128-169
170-193
194-205
206-208
209

Calibration standard
Compound

2-C12H9Cl
3- and 4-C12H9Cl
C12HgCl2
C12H7C13
C^HsCls
Cl^EUClg
C12H3C17
C12H2Clg
Ci2HCla
C12C110

Congener
no.

1
3
7

30
50
97
143
183
202
207
209

Compound

2
4
2,4
2,4, 6
2,2' ,4,6
2,2' ,3', 4,
5
2,2' ,3,4,5 ,6'
2,2' ,3', 4,
4',5',6
2,2' Q Q t 5,5' ,6,6'
2,2' 3 3' 4, 4', 5, 6, 6'
r L
Lior

COMPOUNDS

Surrogate
Congener
no.

211
211
211
212
212
212
212

213
213
213
214

Compound
13

C6-4
C6-4
13
C6-4
13
C12-3 ,3' ,4,4'
13
C12-3 ,3' ,4,4'
13
C12-3 ,3' ,4,4'
13
C12-3 ,3' ,4,4'
13
Ci2-2 ,2' ,3,3' ,5,5' ,6,6'
13
3 3*
Ci2-2 ,2' ,0,0 ,5,5' ,6,6'
13
C12-2 ?' ,3,3' 5 5 r ,6,6'
1ft
13

�The response of 198 Daltons was 100% full scale and 442 Daltons was adjusted
from 40 to 45% of the base peak. These criteria were met daily before data
acquisition for response factor calculations was initiated.
All working standards were brought to room temperature and sonicated before injection into the GC/MS system. Solution No. 1 was analyzed daily as a
means of normalizing response factors calculated from day to day. This allowed some compensation for differences in sensitivity due to subtle changes
in the mass spectrometer operation from day to day. Also, a solution of tetrachlorobiphenyl-de (internal standard) was analyzed separately. Four replicates
of each working standard were analyzed to calculate variances of the response
factors. The solutions were sonicated at least 15 sec prior to removal of
sample for injection. The syringe and needle were rinsed with 200- to 300-|Jl
of toluene between injections.
The gas chromatograph was operated at 110°C for 2 min, and programmed at
10°C/min to 325°C. One microliter injections were made with a J&amp;W on-column
injection system. Helium carrier flow was adjusted to 45 cm/sec.
The peak shape of the eluting PCBs was monitored. If excessive tailing
was noted, the injection end of the fused silica capillary column was removed
and shortened by at least 10 cm.
Tables 6, 7, and 8 present the instrument and operating parameters that
were used to measure the response factors for the individual PCB isomers in
the working solutions. Response factors (RF) were calculated using the area
of the peaks for these ions according to the equation:
A
M
_ ~r PCB rj IS
OT —
Kr
A
IS WPCB

A
where MPCB =
.IS =
..IS =
PCB =

Area of the quantitation peak of the specific PCB,
Mass (in nanograms) of the internal standard injected,
Area of the quantitation peak of the internal standard, and
Mass (nanograms) of the specific PCB injected.

All relative response factor data were subjected to Student's t-test at
the 95% confidence level to test for significant differences for day-to-day
and solution-to-solution variances.
VALIDATION OF METHOD STEPS
A limited number of experiments were completed as preliminary validation
steps for the proposed method presented in Appendices B through D. The experiment included evaluation of several of the cleanup procedures using solvent
spiked with the 13C-labeled surrogates and a mixture of PCB congeners representing each of the possible homologs. The laboratory cleanup procedures followed the protocol steps except where noted. One hexane solvent blank was
analyzed by each procedure with the samples to monitor interferences and contamination.

19

�All samples were analyzed by CGC/EIMS in the full scan mode using the
Finnigan 4023 system. Tables 6, 7, and 8 present the instrumental parameters.
VALIDATION WITH PRODUCT AND PRODUCT WASTE SAMPLES
Sources of Samples
Product waste samples were received from Dow Chemical Company (Kent Hodges)
and Vulcan Materials Company (Thomas Robinson) through the cooperation of the
Chemical Manufacturers Association (Robert Fensterheim). These samples are
aliquots of the materials used for the Chemical Manufacturers Association
(CMA) round robin study (CMA, 1982). The CMA and associates supplied samples
of chlorinated benzene waste streams, mixtures of chlorinated benzenes, composite waste streams from a chlorinated aliphatic process and a benzene column
bottom sample. Table 14 presents an inventory of all the samples received.
Product samples were received from the Dry Color Manufacturers Association (J. Lawrence Robinson and Maria DaRoche). These samples included diarylide
yellow, phthalocyanine green, and phthalocyanine blue pigments that were used
in the Dry Color Manufacturers Association (DCMA) round robin study of an analytical method, reported by the DCMA (1981). These samples are also included
in the inventory in Table 14.
The samples supplied by industry are examples of the samples which will
be analyzed using the method in Appendix B. However, since no attempt was
made to span the range of products and product wastes, the samples analyzed
do not include all matrices which an analyst could encounter.
Experimental Design
Table 15 presents an overview of the preliminary method validation samples. The samples from Table 14 that were used for these studies included
the chlorinated benzene waste stream, CMA-A; the benzene column bottom sample,
CMA-E; and the yellow, blue, and green pigment samples, DCMA-1, DCMA-4, and
DCMA-8, respectively. Blind quantitation standards and quality control samples were prepared by the MRI quality control staff either through spiked addition or by dilution of particular sample matrices. Other quality control
procedures included the analysis of duplicate samples and blanks and the
validation of cleanup steps. Two sets of samples were prepared and run at
separate times. This first sample set us designated by numbers 10 through
110 and the second sample set is designated by numbers 2001 through 2210Q in
Table 15.
The sample preparations ranged from addition of the 13C-labeled surrogates followed by dilution and injection, to preparation of pigment samples
via sulfuric acid dissolution and hexane extraction or methylene chloride extraction with Florisil cleanup.

20

�TABLE 14. COMMERCIAL PRODUCT AND PRODUCT WASTE STREAM SAMPLES
RECEIVED FOR PRELIMINARY METHOD VALIDATION STUDIES3
Sample no.

Quantity

Sample description

Sample source

CMA-A

100 ml

Chlorinated benzene waste
stream

CMA-B

100 ml

Mixture of chlorinated benzenes Dow Chemical Co.
with Aroclor 1254 spike

CMA-C

100 ml

Blind spike of CMA-B with the
addition of 64 ppm of PCB
isomers

Dow Chemical Co.

CMA-A

5 ml

Vulcan Materials Co.

CMA-B

5 ml

CMA-C

5 ml

CMA-D

5 ml

CMA-E

5 ml

Chlorinated benzene waste
stream
Mixture of chlorinated benzenes
with Aroclor 1254 spike
Blind spike of CMA-B with the
addition of 64 ppm of PCB
isomers
Composite waste stream sample
from a chlorinated aliphatic
process
Benzene column bottoms sample
Diarylide yellow pigment
Phthalocyanine green pigment
Phthalocyanine blue pigment
Phthalocyanine blue pigment
Phthalocyanine green pigment

DCMA
DCMA
DCMA
DCMA
DCMA

DCMA-1
DCMA-4
DCMA-6
DCMA-8
DCMA-9

100
100
100
100
100

g
g
g
g
g

Dow Chemical Co.

Vulcan Materials Co.
Vulcan Materials Co.
Vulcan Materials Co.
Vulcan Materials Co.

a Aliquots of CMA-A, CMA-B, and CMA-C were received from two sources, who
indicated that they were identical. MRI has assumed that both aliquots
are the same.

21

�TABLE 15.

PRELIMINARY METHOD VALIDATION SAMPLES

Sample
no.

Description

Preparation

10
20A
20B
60
110
2001
2005
2010

CMA-A
CMA-A
CMA-A
Hexane blank
CMA-E
Hexane blank
CMA-A3
CMA-A

0.1 g/10 ml hexane
0.1 g/10 ml hexane
0.1 g/10 ml hexane
None
None
None
•
0.1 g/1 ml hexane
0.1 g/1 ml hexane
0.1 g/1 ml hexane
0.5-0.2 g/1 ml hexane
0.1 g/1 ml hexane
0.1 g/1 ml hexane
0.1 g/1 ml hexane
0.1 g/1 ml hexane
None
DCMA-A
DCMA-A (0.1 g)
DCMA-B
DCMA-B (0.1 g)
Base
Base (0.1 g)
DCMA-B (1.0 g)
DCMA-B (1.0 g)
DCMA-B (1.0 g)
DCMA-B (1.0 g)
DCMA-B (1.0 g)
DCMA-B
DCMA-B
DCMA-B
DCMA-A
DCMA-A
DCMA-A
None

2020

CMA-A

2025Q
2030
2040
2050
2060Q
2070Q
2080
2090
2100
2110
2120
2130
2135
2140
2150
2160
2170Q
2175
2180
2185
2190
2195
2200Q
2210Q

CMA-A
CMA-A + CS002
CMA-A + CS005
CMA-A + CS010,
CMA-A + CSXXX
CSxxx
Blank,
CMA-AD
Blank,
CMA-AD
Blank
CMA-A
DCMA-13
DCMA-1
DCMA-1
DCMA-1 + no. 11 (50 ppm)
DCMA-1 + no. 11 (20-80 ppm)
DCMA-4
DCMA-4
DCMA-4'
DCMA-8
DCMA-8*
DCMA-8
CSxxx

Dilution
factor

1/100
1/100
1/100
None
None
None
1/10
1/10
1/10
1/10
1/10
1/10
1/10
1/10
None
1/10
1/10
1/10
1/10
1/10
1/10
1/100
1/100
1/100
1/200
1/200
1/100
1/100
1/100
1/50
1/50
1/50
None

a

No surrogates added to assess any background interferences for these
compounds.

b

Prepared from aliquot received from Dow Chemical Company; all other CMA-A
samples prepared from aliquot received from Vulcan Materials Company.

22

�The CMA-A and CMA-E samples were each analyzed after 1/10 or 1/100 dilution, depending on the operating sensitivity of the mass spectrometer. The
CMA-A chlorinated benzene waste was the most extensively studied matrix of
the available samples. Sample preparation included the simple dilution described above with and without the addition of the four surrogates. The samples prepared without surrogates allowed measurement of the background that
might interfere with the four surrogate compounds. Duplicate samples of the
CMA-A were analyzed at the same dilution in two separate experiments. The
CMA-A matrix was also analyzed by standard addition methods with total spiked
PCS levels of the 11-compound spiking solution (CS050) at approximately 70,
140, and 270 ng/sample. The CMA-A matrix was also prepared using the sulfuric acid and ethanolic KOH procedures discussed in Section 9.3.2 of Appendix D, Cleanup of the Analytical Method: The Analysis of By-Product
Chlorinated Biphenyls in Commercial Product and Product Wastes (Appendix B).
Variations of the analytical procedures used by the Dry Color Manufacturers
Association (1981) for the analysis of PCBs in various pigments were also applied to the CMA-A matrix. The DCMA procedures included acid dissolution followed by hexane extraction from the acid (DCMA Preparation A) and Florisil
treatment of the concentrated sample matrix (DCMA Preparation B). The homogenization and centrifugation steps required by the DCMA-B procedure were not
included for the CMA-A matrix. All samples except those representing blanks
were spiked with the surrogates at levels of 100 to 500 ng and were mixed
thoroughly before beginning the sample preparation. The typical CMA-A sample
size was 0.1 g.
The diarylide yellow (DCMA-1), phthalocyanine green (DCMA-4), and pthalocyanine blue (DCMA-8) pigments were also studied in these preliminary validations. The yellow pigment was prepared according to the recommended DCMA-B
procedure, while the green and blue pigments were analyzed following the DCMA-A
procedure. The preparation of the pigments followed the DCMA procedures except
that the preparation was scaled to 1 g of the yellow pigment instead of the
recommended 5 g. Blanks, duplicates, and spiked samples were also analyzed
with the set of DCMA samples.
Sample Analysis
All extracts were analyzed by capillary column gas chromatography/electron
impact mass spectrometry (CGC/EIMS). Limited mass scanning (LMS) or selected
ion monitoring (SIM) mass spectrometry methods were used for extract analysis, depending on the level of PCBs in the sample extracts and the complexity
of the matrix. The parameters for analysis via CGC/LMS and CGC/ MS-SIM are
presented in Tables 6 through 13.

23

�SECTION 4
METHOD VALIDATION
PREPARATION OF ANALYTICAL METHODS
Analytical methods were prepared for the analysis of by-product PCBs in:
*

Commercial products and product wastes (Appendix B).

*

Air (Appendix C).

*

Industrial wastewater (Appendix D).

The analysis of commercial products and product wastes was covered in
one method since the diversity of matrices in both categories dictates the
same generalized approach. Air was defined to include stack gases, fugitive
emissions, and static (room, other container, or outside) air.
Commercial Products and Product Wastes Method
The objective was to devise an analytical method suitable for enforcement of the regulation concerning by-product PCBs in commercial products and
product wastes. A detailed rationale for selection of the techniques used in
the method may be found in a separate report (Erickson and Stanley, 1982).
Sample Workup-The general approach taken with sample preparation (collection, preservation, extraction, and cleanup) was to provide a framework within which any
reasonable technique could be used. This is the only acceptable approach to
a method designed to cover "any" matrix. ,
The use of 13C-labeled recovery surrogates in conjunction with GC/EIMS
was judged to be the most suitable approach (Erickson and Stanley, 1982;
Stanley and Erickson, 1982; Roth et al., 1982). Using the recovery surrogates,
any losses of PCBs would be detected and could be corrected for in the calculation of the PCB concentration.

24

�When surrogates are not fully incorporated into the matrix, their recovery will not be representative of the analyte PCB recoveries and recovery
assessment will not be possible. It is incumbent upon the analyst to recognize this problem and use good scientific judgment with samples that present
a potential problem. Nonextractable solid polymers may be an example of a
matrix presenting incorporation problems.
PCB Determination-As discussed elsewhere (Erickson and Stanley, 1982; Stanley and Erickson,
1982) , GC/EIMS appears to be the only acceptable general technique for determining PCBs in commercial products and product wastes. The use of either
capillary or packed column GC is permitted. While strong arguments are presented for both techniques (Stanley and Erickson, 1982), the analytical results
should be comparable for both techniques provided proper instrument calibration and operation, analytical, and quality control procedures are followed
as described in the analytical methods.
Quantitation-The analytical objective of these methods is to determine if the sample
contains quantifiable PCBs and, if so, at what concentration. On the assumption that a general knowledge of the congener distribution is important, reporting of the concentration by homolog is proposed in the reporting form.
Since a "total PCB" value is also important for summary and comparative purposes, space for this value is also provided on the reporting form. Other
reporting formats, including "largest isomer or resolvable peak" or "all peaks
greater than a regulatory value," may be easily accommodated using different
tabulations and reporting procedures.
The PCB concentrations found may be lower than the actual value due to
nonquantitative recovery during extraction or cleanup. The measured recoveries of the surrogates may be used to derive a corrected concentration. The
analyst must take care that the surrogates are thoroughly incorporated into
the matrix prior to extraction, as discussed above. The analyst must also
guard against improper corrections because of errors in surrogate quantitation. These errors may arise from background interferences. A more thorough
discussion of quantitation options is presented in a previous report (Erickson
and Stanley, 1982).
Air Method
The sample collection, preservation, extraction, and cleanup aspects were
taken from the work of Haile and Baladi (1977). The determination, using GC/
EIMS, is identical to that in the commercial products and product wastes
method except that recovery surrogates are not used.
Wastewater Method
The water method is a direct modification of the commercial products and
product wastes method. As noted in this method, the cleanup and extraction
procedures for EPA Methods 608 (U.S. EPA, 1979b) and 625 (U.S. EPA, 1979a)
may be used. It is anticipated that, unless conditions dictate otherwise,
most analysts will choose this option.
25

�Quality Control
Each method includes a strong quality control (QC) section. Given the
complexity of the matrices and complexity of the analyte (209 compounds), the
need for QC is evident. The various aspects of the QC section were designed
assuming a reasonably large (10 to 100) batch of samples. For small batches
of samples, the percentage of effort spent on QC can become sizeable.
Alternate Methods
The methods presented here are intended to be primary methods capable of
generating the best quality data technologically feasible. The development
and acceptability of secondary (alternate, equivalent, or screening) methods
is not addressed in this report.
GAS CHROMATOGRAPHY/MASS SPECTROMETRY OF PCBs
Analysis for PCBs requires the use of selected representative standard
compounds since all 209 congeners are not available. One of the major disadvantages of many instrumental methods for PCB analysis is the large variance of the instrumental response factors for PCB congeners, both within a
homolog and between homologs. These large differences in response factors
create problems in selecting representative compounds for quantitation purposes. The response factors of 77 of the possible 209 PCB congeners measured
by GC/EIMS are presented in Tables 16 and 17. The data suggests that the EIMS
response factor variance among PCB congeners is small relative to other detectors such as the electron capture detector or negative chemical ionization
mass spectrometry.
Relative Response Factors
Quadrupole Mass Spectrometer-The relative response factors (RRF) of the 77 PCB congeners were determined with the Finnigan 4023 quadrupole mass spectrometer as discussed in the
experimental section. The RRFs were determined two ways to assess the effects
of instrumental variability. The replicate RRF determinations are the average
of four replicate analyses for each of the PCB congeners, all determined on a
single day to assess the variability of the measurement. The single RRF determinations are single values from an experiment in which all 14 solutions
containing all 77 congeners were run on one day to minimize instrumental variability with time. The data are presented in Appendix A. The RRFs vary from
approximately 0.2 for decachlorobiphenyl to 4.1 for 2-chlorobiphenyl. Figures 1 and 2 present a visual comparison of average replicate and single RRFs
of PCB congeners determined as replicate measurements and as single measurements .

26

�4.5

4.0

Quadrupole Mass Spectrometer

3.5

3.0 !
—

2

o 2.5
cd
M-l

&lt;1&gt;
CO

0 2.0
.
CO
0)

to
CO

eu | c
I.
O

»PH

1.0
1
2
7
3

0.5

J_

3

I

4
5
6
7
Homolog (degree of chlorination)

10

Figure 1. Plot of average response factor versus homolog for 77 PCB congeners. Each average is
the mean response per congener, i.e., mean of four replicates with the Finnigan 4023 quadrupole
mass spectrometer. This plot indicates the number of data points that overlap for specific
isomers.

�3.Or—

1

Quadrupole Mass Spectrometer
2.5

2.0

o
0}

1.5

N5
00

1.0

4
2
1
2
1

2
2
1
7

0.5 -

_L

_1_

_L

JL

X

3

4

5

6

7

10

Homolog (degree of chlorination)
Figure 2. Plot of response factor per isomer versus homolog for 77 PCB congeners, determined on
a single day. Each value is representative of single measurements of each congener with the
Finnigan 4023 quadrupole mass spectrometer. This plot indicates the number of data points that
overlap for specific isomers.

�Table 16 is a summary of the RRF data, where the replicate and single
measurements are averaged over all measured isomers for a homolog. The relative standard deviation (Table 16) for the replicate measurements reflects
the variance of the average RRF for each isomer within a homolog. The absolute area of the internal standard, Congener No. 210, varied by only 4.4% for
all solutions during the single day experiment, as compared to 9.9% for the 7
days required to complete the replicate analyses. The relative standard deviations based on the four replicate analyses for each of the PCB congeners,
ranged from 0.4 to 9.1%, indicating the reproducibility of the injection for
each solution.
The average response factors from replicate determinations and single
measurements were subjected to a Student's t-test to determine if there were
any significant differences in measured response factors. No significant
difference was found for the average response factor values for any of the
PCB homologs except the heptachlorobiphenyl isomers. A more detailed presentation of the Student's t-test for these values is presented in Table A-2 of
Appendix A.
A solution of 3,3',4,4'-tetrachlorobiphenyl-de (Congener No. 210) and
Solution No. 1 (Table 2) were both analyzed daily. The solution of Isomer
No. 210 was used to tune the quadrupole mass spectrometer to the desired
working conditions. Solution No. 1 was used to determine fluctuations of response factors from day to day due to differences in instrumental operating
parameters. Table 17 presents the data for single day replicate measurements
and day-to-day determination of the response factors for the PCB congeners in
Solution No. 1. The relative standard deviations calculated for the single
day measurements are considerably lower than the relative standard deviations
from day-to-day analyses. This is a reflection of the reproducibility on the
part of the operator as well as of the stability of the quadrapole mass spectrometer system on a given day. The relative standard deviation calculated
for day-to-day analyses is indicative of the variation that might be expected
for routine analysis of PCBs.
A Student's t-test of the Solution No. 1 data (Table 17) indicated that
there are significant differences in response factors from day to day compared
to single day measurements for PCB Congener Nos. 1, 11, 29, and 207. A more
detailed presentation of this t-test is presented in Table A-3 of Appendix A.
Magnetic Sector Mass Spectrometer—
The RRFs for the 77 PCB congeners were also determined with a Varian MAT
311A double focusing magnetic sector mass spectrometer. The RRF values were
determined by single measurements of all congeners on a single day. The data
are presented in Appendix A and summarized in Figure 3.
Extrapolation of Response Factor Data to All Congeners-Since all 209 PCB congeners were not available for determination of RRFs,
it was necessary to extrapolate the average RRF data to project the range of
response factors that might be encountered. This extrapolation was based on
the assumption that the number of measured isomers (n) are a representative
sample of the entire set of the possible isomers (N). Thus it was assumed
that the mean for the measured isomers (n) is an unbiased estimate of the
mean for the possible isomers (N).
29

�TABLE 16. AVERAGE RELATIVE RESPONSE FACTORS (RRF) FOR 77 COMMERCIALLY AVAILABLE
PCB CONGENERS MEASURED OVER SEVERAL DAYS AS FOUR REPLICATES EACH AND RRF
FOR SINGLE MEASUREMENTS OF ALL CONGENERS IN A SINGLE DAY

PCB homolog

No. of
isomers

RRF from
replicate
measurements

Relative
standard
deviation ( )
%

RRF from
single b
measurement

Relative
standard
deviation ( )
%

3

3.331

19.3

2.739

9.3

Dichloro-

10

2.027

22.0

2.048

15.7

Trichloro-

9

1.573

21.7

1.592

18.1

Tetrachloro-

16

0.950

18.4

0.946

20.0

Pentachloro-

12

0.720

16.7

0.725

17.6

Hexachloro-

13

0.513

15.1

0.500

19.1

Heptachloro-

4

0.361

6.6

0.308

8.0

Octachloro-

6

0.253

11,9

0.224

17.3

Nonachloro-

3

0.229

14.7

0.188

16.2

Decachloro-

1

0.213

2.8

0.179

Monochloro-

-

a Four replicate measurements of the RRF were made for each isomer. For example,
the three monochlorobiphenyl isomers were measured four times each. Hence,
the RRF and relative standard deviation ( ) were calculated from 12 distinct
%
values.
b A single measurement for each of the 77 PCB congeners was completed in a single
day. Hence, the RRF reported is the average of one measured RRF for each
isomer within a homolog. For example, the RRF and relative standard deviation
( ) reported for the monochlorobiphenyls were calculated from three distinct
%
values.

30

�TABLE 17. AVERAGE RELATIVE RESPONSE FACTORS (ERF) FOR PCB CONGENERS IN
SOLUTION 1 MEASURED AS REPLICATES ON A SINGLE DAY AND AS
SINGLE MEASUREMENTS FOR DAY-TO-DAY BASIS3
Congener
no.

Single day measurements
Relative std.
Std.
deviation ( )
%
RRF
deviation

£

Day-to-day measurements
Std.
Relative std.
RRF
deviation
deviation ( )
%

1

0.118

2.905

3.544

0.452

12.767

11

3.073

0.073

2.363

2.733

0.300

10.977

29

2.195

0.048

2.188

2.005

0.171

8.535

47

1.062

0.059

5.591

1.032

0.061

5.876

121

0.948

0.020

2.127

0.955

0.036

3.747

136

0.689

0.016

2.336

0.685

0.046

6.688

181

0.383

0.009

2.379

0.377

0.028

7.347

195

0.263

0.003

1.184

0.270

0.022

8.304

207

0.237

0.008

3.547

0.257

0.030

11.757

209

a

4.073

0.213

0.006

2.837

0.223

0.023

10.352

See Tables 6 and 8 for CGC/EIMS operating conditions.

b These values calculated from four replicates.
c

These values calculated from 11 separate analyses.

31

�2.50

Magnetic Sector Mass Spectrometer

2.00

1.50

to
C
N3

O

p.
CO
0)

1.00 -

0.50 -

10
Homolog (degree of chlorination)
Figure 3. Plot of response factor per isomer versus homolog for 77 PCB congeners, determined on a single
day. Each value is representative of single measurements of each congener with the Varian Fat 311A
magnetic sector mass spectrometer. This plot indicates the number of data noints that overlap for
specific isomers.

�Table 18 presents the upper and lower 95% confidence limits for the measured average RRFs. The extrapolation was necessary for the dichloro- through
octachlorobiphenyl homologs. The projected upper and lower limits of the average RRF ranged from 13% for each PCB homolog for trichlorobiphenyls to approximately 6.5% for the dichlorobiphenyls. The projected ranges for the
tetrachloro- to octachlorobiphenyls were between these values.
Comparison of Magnetic Sector and Quadrupole RRF Data-The two instruments used operate on entirely different principles, so
the results may represent the range of RRFs to be expected from these compounds on different instruments. Table 19 presents a summary of the data.
As expected, the RRF trends are much different. Since quadrupole spectrometers discriminate at the high masses, the RRFs for high homologs (higer
masses) are much lower than corresponding values for the magnetic detector
spectrometer.
A statistical analysis of the data (Student's t-test presented in Table 4
of Appendix A) confirmed that the average RRFs are significantly different
for many of the homologs. However, the relative standard deviations for the
average RRF of each homolog are not significantly different. Thus, the extrapolation from a single calibration isomer to all isomers of a homolog should
have similar precision for the two instrument types.
Relative Retention Times
Relative retention times (KRT) were also calculated from the data generated for relative response factor measurements with both the quadrupole and
magnetic sector mass spectrometer instruments. All RRTs for each PCB congener
were calculated versus 3,3',4,4'-tetrachlorobiphenyl-de- Figure 4 is a plot
of the RRT data versus PCB homolog. All data points for the 77 PCB congeners
measured with the quadrupole mass spectrometer are presented. This plot also
indicates that the relative retention window for the dichloro- to octachlorobiphenyl homologs may be larger than that actually measured if more of the
possible congeners were present.
Table 20 presents the observed range of RRTs for the 77 PCB congeners
and additional congeners, identified only by homolog, in an Aroclor mixture
(1016, 1254, 1260). These RRTs were established using a 15-m fused silica
DB-5 capillary column. It must be recognized that the RRT windows on other
columns may be substantially different. Table 20 also presents a projected
RRT window for PCB anaysis. The overlap of the retention windows of each
homolog must be considered in establishing an instrumental analysis approach
to quantitation of the specific PCB homologs. This consideration has been
accounted for in the GC/MS requirements for PCB analysis in Appendices B to
D. The relative retention times of the 77 PCB congeners as determined with
both the quadrupole and magnetic sector mass spectrometers are presented in
tabular form in Appendix A.

33

�TABLE 18. MEASURED AVERAGE RELATIVE RESPONSE FACTOR (RRF) AND
CORRESPONDING UPPER AND LOWER 95% CONFIDENCE LIMITS

PCB homolog
Monochloro-

No. of
possible
isomers
(N)

Average
measured
response
RRF

No. of
available
isomers
(n)

Sample std.
deviation
(S)

T
Lower a
limit

T,
Upperb

limit

-

3

3

3.331

0.643

Dichloro-

12

10

2.027

0,447

1.896

2.158

Trichloro-

24

9

1.573

0.341

1.366

1.780

Tetrachloro-

42

16

0.950

0.175

0.877

1.023

Pentachloro-

46

12

0.720

0.120

0.654

0.786

Hexachloro-

42

13

0.513

0.078

0.474

0.552

Heptachloro-

24

4

0.361

0.024

0.326

0.396

Octachloro-

12

6

0.253

0.030

0.231

0.275

Nonachloro-

3

3

0.229

0.034

Decachloro-

1

1

0.213

a Lower 95% limit = RRF

-S("'j1*
+-c

1

n

\ \.

N

34

-

-

�TABLE 19. RELATIVE RESPONSE FACTORS MEASURED VERSUS 3,3',4,4'-TETRACHLORO
BIPHENYL-d6 BY ELECTRON IMPACT MASS SPECTROMETRY QUADRUPOLE (FINNIGAN
4023) AND MAGNETIC SECTOR (VARIAN MAT 311A) INSTRUMENTS
No. of
isomers
measured

RRF

Quadrupole_
Mean
RSD" ( )
%

Magnetic sector
RSDa ( )
%
Mean

3

2.739

9.3

2.329

8.5

Dichloro-

10

2.048

15.7

1.663

13.8

Trichloro-

9

1.592

18.1

1.167

21.3

Tetrachloro-

16

0.946

20.0

0.902

14.0

Pentachloro-

12

0.725

17.6

0.780

17.4

Hexachloro-

13

0.500

19.1

0.640

19.4

Heptachloro-

4

0.308

8.0

0.497

12.1

Octachloro-

6

0.224

17.3

0.463

15.3

Nonachloro-

3

0.188

16.2'

0.467

22.5

Decachloro-

1

0.179

-

0.586

PCB homolog
Monochloro-

a Relative standard deviation.

35

-

�H2&lt;-'10
Relative Retention Times of PCB Congeners by Homolog
Versus 3. 3'. 4. 4' Tetrachlorobiphenyl-d,

C]2H,C19

2M2 7

°

204
202 2OO

C12H2CI8

195 194

185 171
183 181

C12H3CI7

PCB homologs

198

**

155

C12H4CI6

154 139 153 138 129
136 15t 143
141 137 128

156

97
.
„ 121
II6
104 103I009388 101119 115

C12H5CI5
15
545053

Cl2H6CI4

30

C12H7CI3

10
4

C12H8CI2

1

C,2H9CI,

9
7

8
5

14

5247 44 72 -«061 66

6577

2631 33
29 28 21

18 24

lt'^15

2 3

1

1

0.40

0.50

1

0.60

1

1

1

1

0.70

0.80

0.90

1.00

1

1.10

1

1.20

1

1.30

1

1.40

Relative retention time
Figure 4. Retention times of 77 PCB congeners relative to 3,3',4,4'-tetrachlorobiphenyl-d6 (RRT of 1.00)
The dashed line indicates that not all of the possible isomers of a particular homolog were measured.
Relative retention times were determined on a J&amp;W DB-5, 15-m fused silica column in a Finnigan 4023
GC/EIMS system. Temperature program: 110°C for 2 min,. then 10°C/min to 325°C.

�TABLE 20. RELATIVE RETENTION TIME (RRT) RANGES OF PCB HOMOLOGS
VERSUS d6-3,3',4,4'-TETRACHLOROBIPHENYL
PCB
homo log

No. of
isomers
measured

Observed range
of RRTsa

Calibration solution
Congener
Observed
no.
RRT3

Projected
range of
RRTsD

3

0.40-0.50

1
3

0.43
0.50

0.35-0.55

Dichlorobiphenyl

10

0.52-0.69

7

0.58

0.35-0.80

Trichlorobiphenyl

9

0.62-0.79

30

0.65

0.35-1.10

Tetrachlorobiphenyl

16

0.72-1.01

50

0.75

0.55-1.05

Pentachlorobiphenyl

12

0.82-1.08

97

0.98

0.80-1.10

Hexachlorobiphenyl

13

0.93-1.20

143

1.05

0.90-1.25

Heptachlorobiphenyl

4

1.09-1.31

183

1.15

1.05-1.35

Octachlorobiphenyl

6

1.19-1.36

202

1.19

1.10-1.50

Nonachlorobiphenyl

3

1.31-1.42

207

1.33

1.25-1.50

Decachlorobiphenyl

1

1.44-1.45

209

1.44

1.35-1.50

Monochlorobiphenyl

a

The RRTs of the 77 congeners and a mixture of Aroclor 1016/1254/1260 were
measured versus de-3,3',4,4'-tetrachlorobiphenyl (internal standard)
using a 15-m J&amp;W DB-5 fused silica column with a temperature program of
110°C for 2 min, then 10°C/min to 325°C, helium carrier at 45 cm/sec,
and an on-column injector. A Finnigan 4023 Incos quadrupole mass spectrometer operating with a scan range of 95-550 Daltons was used to detect each PCB congener.

b

The projected relative retention windows account for overlap of eluting
homologs and take into consideration differences in operating systems
and lack of all possible 209 PCB congeners.

37

�Selection of Congeners for a Calibration Standard
The data generated from the RRF and RRT measurements were used to select
the PCB congeners for an analytical quantitation/calibration standard for
GC/EIMS analysis of PCBs. Selection of the standard compounds was based primarily on the ratio of the measured response factor to the average response
factor for a particular homolog. The PCBs with KRFs closest to the average
values were selected as standard compounds. In addition, the RRT was considered to assure that the selected PCB congeners did not coelute. Two monochlorobiphenyls were selected for the calibration standard because the average RRF and RRT did not clearly coincide with any of the three possible
isomers. One isomer (2-chlorobiphenyl) had a substantially different RRF.
This isomer was quantitated separately. 4-Chlorobiphenyl was selected as the
calibration isomer for the two remaining isomers. Figure 5 is a CGC/EIMS
chromatogram of the 11-component PCB calibration standard. The composition
of this solution is identified in Tables 4 and 20 along with the observed RRT
of each of the 11 congeners.
VALIDATION OF SELECTED CLEANUP STEPS
As part of the overall method validation, several of the cleanup techniques were validated. A mixture of the 11 calibration standard congeners
and three recovery surrogates (the 13C-octachlorobiphenyl was unavailable for
these experiments) was diluted in an appropriate solvent and then subjected
to the cleanup procedures as described in Appendix B. After the cleanup, the
internal standard was added and the volume adjusted. The samples were analyzed
by CGC/EIMS using a quadrupole spectrometer operated under the condition listed
in Tables 6 through 8. Data were collected in the full scan mode and quantitated using the primary ions listed in Table 10 and the congener pairs listed
in Table 13. A blank was run through the procedure alongside the recovery
spikes. As expected, no PCBs except the internal standard were observed in
the blanks.
The results for the 11 calibration congeners were calculated as percentage recovery. Tables 21 through 25 present the uncorrected recoveries, calculated using Equation 12-1 of Appendix B, using the internal standard (Congener No. 210); the actual percentage recoveries of the 13C-labeled recovery
surrogates, calculated using Equation 12-2 of Appendix B; and the corrected
recoveries of the calibration congeners, calculated using Equation 12-3 of
Appendix B.
Inspection of Tables 21 to 25 reveals that the accuracy of the corrected
recoveries is higher than for the uncorrected recoveries (104% versus 77%
average). On the other hand, the precision of the uncorrected recoveries is
slightly higher than for the corrected recoveries (11% versus 9% relative standard deviation average). This is the expected trend since the uncorrected
recovery relies on two GC/MS measurements (area of the PCB congener peak and
area of the internal standard peak) and the corrected recovery relies on those
two values and the area of the surrogate peak. Thus, these results indicate
that accuracy is improved by recovery correction, at a sacrifice of precision.

38

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Figure 5. Capillary gas chromatography/electron impact ionization mass spectrometry (CGC/EIMS)
chromatogram or the calibration standard solution required for quantitation of PCBs by homolog,
This chromatogram includes PCBs representative of each homolog, three ^C-iabeled surrogates,
and the deuterated internal standard. The concentration of all components and the CGC/EIl^S
parameters are presented in Tables 4, 5, 6 and 9.

�TABLE 21. RECOVERY DATA FOR ACID CLEANUP'

Congener no.

-P-

o

PCB homolog

1
3
7
30
50
97
143
183
202
207
209
X
Standard deviation
Relative standard deviation ( )
%

Monochlorobiphenyl
Monochlorobiphenyl
Dichlorobiphenyl
Trichlorobiphenyl
Tetrachlorobiphenyl
Pentachlorobiphenyl
Hexa chlo rob ipheny 1
Heptachlorobiphenyl
Octachlorobiphenyl
Nona chlo rob ipheny 1
De ca chlo rob ipheny 1

211
212
214
X
Standard deviation
Relative standard deviation ( )
%

13

Ce-nionochlorobiphenyl
Ci2~tetrachlorobiphenyl
13
Ci2~o!ecachlorobiphenyl
13

a

0.52
0.50
0.52
0.52
0.76
0.87
0.96
1.30
2.30
2.50
2.10

2.60
5.30
10.20

Spike No. 1 not analyzed.

b

Total spike
level (pg)

Corrected via surrogate response.

c Not detected.
d

Large background signal prevented quantitation of the compound.

e

Not applicable.

Spike 2 ( recovery)
%
Corrected
Uncorrected

100.0
83.4
82. £
NQ3
78.0
99.5
81.2
85.9
80.7
83.2
87.3
86.2
7.5
9
70.2
87.1
91.3
82.9
11.2
13

142.4
118.8
117.5
NQ
89.6
114.2
93.2
98.5
88.4
91.1
95.7
104.9
17.7
17
_

—
-

Blank
NDC
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND

ND
ND
ND
-

�TABLE 22.
Congener no.

RECOVERY DATA FOR FLORISIL COLUMN CLEANUP

PCB homo log

1
3
7
30
50
97
143
183
202
207
209
X
Standard deviation
Relative standard
deviation ( )
%

Monochlorobiphenyl
Monochlorobiphenyl
Dichlorobiphenyl
Trichlorobiphenyl
Tetrachlorobiphenyl
Pentachlorobiphenyl
Hexa chlo r ob ipheny 1
Heptachlorobiphenyl
Octachlorobiphenyl
Nonachlorobiphenyl
Decachlorobiphenyl

211
212
214
X
Standard deviation
Relative standard
deviation ( )
%

13

Total spike
level (pg)

0.52
0.50
0.52
0.52
0.76
0.87
0.96
1.30
2.30
2.50
2.10

Spike 1 ( recovery)
%
Corrected"
Uncorrected

57.9
63.0
66.0
69.4
70.7
73.4
72.6
76.6
77.8
78.1
77.7
71.2
6.7
9

90.6
98.6
103.2
160.5
163.6
169.7
168.1
177.2
102.5
102.9
102.4
130.9
35.8
27

Spike 2 ( recovery)
%
Corrected
Uncorrected

54.9
58.3
60.0
62.3
62.4
66.1
67.0
72.3
72.3
70.5
72.8
65.4
6.2
10

_
C6-monochlorobiphenyl
13
C12-tetrachlorob ipheny 1
13
C12~decachlorobiphenyl

a

Corrected via surrogate response,

b

Not detected,

c

Not applicable.

2.60
5.30
10.20

63.9
43.2
75.9
61.0
16.5

27

-

57.6
47.9
69.6
58.4
10.9

19

95.4
101.2
104.4
130.0
130.3
138.1
140.1
151.0
103.8
101.3
104.5
118.2
19.8

17

-

Blank

NDb
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND c

ND
ND
ND
-

�TABLE 23. RECOVERY DATA FOR FLORISIL SLURRY CLEANUP
Congener no.

PCB homolog

1
3
7
30
50
97
143
183
202
207
209
X
Standard deviation
Relative standard
deviation ( )
%

Mpnochlorobiphenyl
Monochlorobiphenyl
Dichlorobiphenyl
Trichlorobiphenyl
Tetrachlorobiphenyl
Pentachlorobiphenyl
Hexachlorobiphenyl
Hep ta chlorob iphenyl
Octachlorobiphenyl
Nona chlo r ob iphenyl
Decachlorobiphenyl

211
212
214
X
Standard deviation
Relative standard
deviation ( )
%

13

Total spike
level (pg)
0.52
0.50
0.52
0.52
0.76
0.87
0.96
1.30
2.30
2.50
2.10

Spike 1 ( recovery)
%
Corrected"
Uncorrected
80.5
81.2
87.5
NQC
90.0
96.0
95.5
95.1
97.2
95.1
96.2
91.4
6.3
7

96.0
96.8
104.4
NQ
91.6
97.6
97.2
96.8
91.2
89.4
90.4
95.1
4.5
5

Spike 2 ( recovery)
%
Corrected
Uncorrected
71.1
72.7
75.0
76.4
80.1
83.5
82.0
79.8
88.8
87.6
83.7
80.1
5.8
7

_
C6-monochlorob iphenyl
13
C12-tetrachlorobiphenyl
13
C12~decachlorobiphenyl

2.60
5.30
10.20

83.9
98.3
106.5
92.5
7.5
8

a

Corrected via surrogate response.

b

Not detected.

c

Large background signal prevented quantitation of this compound.

d

Not applicable.

-

92.9
94.8
98.1
85.5
89.6
93.5
91.6
89.3
101.0
99.5
95.2
93.7
4.7
5

Blank
NDb
ND
ND
ND
ND
ND
ND
ND
ND
ND
NDd

-

_
76.7
89.4
87.9
84.7
6.9
8

-

ND
ND
ND
-

�TABLE 24. RECOVERY DATA FOR KOH CLEANUP
Congener no.

1
3
7
30
50
97
143
183
202
207
209
X

PCB homolog

Monochlorobiphenyl

Mono chlo rob iphenyl
Dichlorobiphenyl

Trichlorobiphenyl
Tetrachlorob iphenyl

Pentachlorob iphenyl
Hexachlorob iphenyl

Heptachlorob iphenyl
Octachlorob iphenyl
Nona chl o rob iphenyl
Decachlorob iphenyl

Total spike
level ( j )
|g

0.52
0.50
0.52
0.52
0.76
0.87

0.96
1.30
2.30
2.50
2.10

Standard deviation
Relative standard

Spike 1 ( recovery)
%
Uncorrected

60.2

69.0
73.5
75.0
79.7
85.8
84.0
81.2
89.2
88.2
69.9
77.8
9.1
12

Corrected"

82.6
94.6
100.8
83.5
88.7
95.4
93.4
90.3
113.0
111.8
88.6
94.8
10.2
11

Spike 2 ( recovery)
%
Uncorrected
Corrected
67.7
73.6
77.5
77.6
80.7
85.0
85.0
81.3
89.3
87.6
71.9
79.7
6.8
9

90.1
98.0
103.3
89.2
92.9
97.7
97.7
93.5
117.5
115.3
94.6
99.1
9.5
10

Blank
NDb
ND
ND
ND
ND
ND
ND
ND
ND
ND
NDC

-

deviation ( )
%

_
211
212
214
X
Standard deviation

13

C6-monochlorobiphenyl

13

C12-tetrachlorob iphenyl

13

C12-decachlorob iphenyl

Relative standard

deviation ( )
%

a

Corrected via surrogate response,

b

Not detected,

c

Not applicable.

2.60
5.30
10.20

72.9
89.9
78.9
80.6
8.6
11

-

_
75.1
87.0
76.0
79.4
6.6
8

-

ND
ND
ND
-

�TABLE 25. RECOVERY DATA FOR ALUMINA CLEANUP
Congener no.

PCB homolog

1
3
7
30
50
97
143
183
202
207
209
X
Standard deviation
Relative standard
deviation ( )
%

Mono chlo rob iphenyl

211
212
214
X
Standard deviation

13

Monochlorobiphenyl

Dichlorob iphenyl
Trichlorob iphenyl
Tetrachlorob iphenyl
Pentachlorobiphenyl
Hexachlorob iphenyl
Heptachlorobiphenyl
Octachlorob iphenyl
Nona chlorob iphenyl

Decachlorob iphenyl

Total spike
level (|Jg)

0.52
0.50

0.52
0.52
0.76
0.87
0.96
1.30
2.30
2.50
2.10

Spike 1 ( recovery)
%
Corrected
Uncorrected
63.1
60.0
67.9
NQC
67.2
70.4
69.4
75.8
76.8
77.3
74.0
70.2
5.9
8

97.1
92.2
104.8
NQ
97.2
101.9
100.4
109.7
92.2
92.9
88.9
97.8
6.5
7

Spike 2 ( recovery)
%
Uncorrected

61.1
58.4
66.4
NQ
66.3
68.3
67.5
75.1
75.3
76.8
78.3
70.1
6.9
10

13

Cj2~tetrachlorob iphenyl

13

C12~decachlorobiphenyl

Relative standard

2.60
5.30
10.20

64.8
69.1
83.2
72.4
9.6
13

deviation ( )
%

a

Corrected via surrogate response.

b

Not detected.

c

Large background signal prevented quantitation of this compound.

d

Not applicable.

-

Blank

101.0
96.2
109.4

NDb
ND
ND
ND
ND
ND
ND
ND
ND
ND
NDd

NQ
102.2
105.4

104.2
115.8
89.5
91.2
93.0
100.8
8.4
8

-

_

_
C6-monochlorob iphenyl

Corrected

60.7
64.9
84.2
69.9
12.5
18

-

ND
ND
ND
-

�The preliminary data presented here contain an apparent anomaly: the
low recovery of the 13C-tetrachlorobiphenyl surrogate (Congener No. 212) from
the Florisil column cleanup. These two data points contribute substantially
to the imprecision of the surrogate recoveries and induce some very high (130
to 177%) corrected recoveries for the tri- through hepta- compounds. The experiment should be repeated.
VALIDATION OF THE PRODUCT AND PRODUCT WASTE METHOD WITH INDUSTRIAL SAMPLES
Strategy
Selected samples, obtained from industrial sources, were subjected to a
variety of sample preparations as listed in Table 15 and then analyzed by
CGC/EIMS. This section presents the results of this preliminary validation
and, where possible, compares our values with those of previous analyses of
the same sample. The results for quality control samples are also reported.
The most extensively studied matrix was the CMA-A chlorinated benzene
waste stream sample. This particular sample was chosen because of the wide
distribution of PCB homologs (mono- through decachlorobiphenyls). Sample
preparation with this matrix included simple dilution, treatment with sulfuric acid, Florisil, and saponification with ethanolic potassium hydroxide.
The CMA-A samples were analyzed in duplicate in two sets of experiments. The
11 PCB congeners used for calibration purposes were spiked into the CMA-A
matrix for standard addition experiments. Blind spiked samples and quantitation standards, prepared by the MRI quality control personnel as analytical
performance checks, were analyzed along with the other samples.
First Sample Set
Tables 26 and 27 present the uncorrected and corrected concentrations
found for CMA-A samples in preliminary studies of the application of the proposed methods for commercial products and product wastes. Sample 10 was
analyzed without surrogates to approximate the analytical procedure used by
most other laboratories. As anticipated, the uncorrected values compare well
with 20A and 20B, while the corrected values are slightly lower than the
values for 10. Both corrected and uncorrected values for the duplicate samples 20A and 20B are in agreement. The values for samples 10, 20A, and 20B
average about 400 pg/g. These values are higher than the mean of 280 JJg/g
reported in the CMA round robin but are in good agreement with the values
(402 |Jg/g) reported by the sample supplier (Appendix E of Pittaway and Horner,
1982). The homolog distribution of our data agrees in general with the
CMA data and the data that accompanied the samples.
Sample 110 (CMA-E) was determined to contain about 18 (Jg/g PCB (Table
28) mostly as the dichloro homolog. These results are slightly higher than
the CMA round robin data, which had a mean reported value of 9 pg/g. The
isomer distribution agrees with most of the CMA round robin data (Pittaway
and Horner, 1982).

45

�TABLE 26.

Congener
no.

1
3
7
30
50
97
143
183
202
207
209

UNCORRECTED PCB CONCENTRATIONS (Mg/g) IN CMA-A SAMPLES

PCB
homolog

10
Dilution,
no surrog.

20A
Dilution

20B
Dilution

1
1
2
3
4
5
6
7
8
9
10

9
19
64
55
60
50
56
60
0
0.9
9.3

11
21
70
52
63
40
48
84
0
0
20

10
19
64
49
55
36
38
68
0
0
20

408

358

96b
108
154

94
97
152

414

Total

211
212
214

1
4
10

a

No surrogates added.

b

NSa
NS
NS

Surrogate recovery (percent).

46

�TABLE 27. CORRECTED PCS CONCENTRATIONS (iig/g) IN CMA-A SAMPLES
Congener
no.

1
3
7
30
50
97
143
183
202
207
209

PCB
homo log

10
Dilution,
no surrog.

20A
Dilution

20B
Dilution

1
1
2
3
4
5
6
7
8
9
10

NSa
NS
NS
NS
NS
NS
NS
NS
NS
NS
NS

11
22
73
49
58
37
44
78
0
0
13

11
21
68
50
57
37
39
70
0
0
13

385

366

Total

a No surrogates added.

47

�Second Sample Set
CMA Product Waste Samples—
The corrected and uncorrected concentrations of the PCB homologs for
duplicate CMA-A samples from a more extensive study are presented in Tables
29 and 30. Sample 2005 was spiked only with the internal standard so that
any interferences corresponding to the 13C-labeled PCBs could be measured.
Samples 2010 and 2020 are duplicate samples of CMA-A. The four surrogate
compounds were added to approximately 0.1 g of each sample. The mixture was
diluted to 1.0 ml and the internal standard added. Sample 2025Q is a sample
that was submitted for PCB analysis by the MRI quality control department.
This sample was weighed by QC personnel and the final preparation completed
as described for the previous samples. The MRI QC coordinator calculated the
final concentration for 2025Q from the extract concentration of each PCB
homolog and weight of the CMA-A sample recorded in the QC laboratory record
book. The surrogate-corrected values reported for samples 2010 through 2025Q
are in good agreement with the total PCB concentration and homolog distribution reported in the CMA round robin (Pittaway and Horner, 1982).
Tables 31 and 32 present the data from a standard addition experiment
with the CMA-A sample matrix. The 11 PCB congener calibration standard was
added to three separate aliquots of the CMA-A matrix to give spike levels
ranging from approximately 20 to 100 | g of the monochlorobiphenyl and 50 to
j
200 (Jg of decachlorobiphenyl. Samples 2030, 2040, and 2050 were prepared in
the analytical laboratory. Sample 2060Q was prepared as a blind spike of the
CMA-A matrix by MRI quality control personnel. The uncorrected amount found
did not increase linearly with the spike level. In fact, at the highest spike
level (Sample 2050) the amounts found for each homolog were less than the
spike. No explanation is immediately available for this data trend, although
the low recoveries of the 13C-octa- and tetrachlorobiphenyl surrogates indicated that the data are at best marginally valid.
Tables 33 and 34 present data for CMA-A samples that were subjected to
three different cleanup methods (concentrated H2S04, Florisil column chromatography, and saponification with alcoholic KOH). The data from the sulfuric acid cleanup was difficult to interpret because of interferences. As
noted previously (Erickson and Stanley, 1982), the acid cleanup results in
large losses of lower chlorinated PCB homologs. The poor recoveries of the
surrogates shown in Table 33 are clearly outside of the QC criteria in Section 14.2.2 of Appendix B and indicate that the analyses are invalid. These
results would not be reported as analyses for compliance with the proposed
regulation.
All of the blank samples (2001, 1080, 2100, and 2120) were analyzed
along with the sample discussed above and found to contain no detectable
PCBs.

48

�TABLE 28. UNCORRECTED AND CORRECTED PCS CONCENTRATIONS (pg/g)
IN CMA-E SAMPLE (DILUTION PREPARATION)
Congener
no.
1
3
7
30
50
97
143
183
202
207
209

PCB
homolog

110
Uncorrected

110
Corrected

1
1
2
3
4
5
6
7
8
9
10

1.2
1.8
10.5
0
0
0
0.02
0
0.05
0
0.06

1.5
2.4
13.8
0
0
0
0.02
0
0.03
0
0.04

13.4

17.7
b

Total
211
212
214

a

76a
103/91C
151

1
4
10

Surrogate recovery (percent).

b Not applicable.
c Samples run twice on magnetic sector instrument for low and high masses.
Congener no. 212 monitored in both runs.

49

�TABLE 29. UNCORRECTED PCB CONCENTRATION ((Jg/g) IN THE CMA-A
SAMPLE MATRIX (INTERNAL STANDARD CALCULATION)
CMA-A
2005
8/4/82

CMA-A
2010
8/4/82

CMA-A
2020
8/5/82

CMA-A
2025
8/5/82

Monochlorobiphenyl

26

23

37

40

Dichlorobiphenyl

35

28

41

48

Trichlorobiphenyl

17

14

46

50

Tetrachlorobiphenyl

20

31

33

36

Pentachlorobiphenyl

32

29

29

31

Hexachlorobiphenyl

29

23

21

22

Heptachlorobiphenyl

18

12

12

14

PCB
homo log
CGC/EIMS analysis date

Octachlorobiphenyl

5.4

4.1

3.4

4.2

Nonachlorobiphenyl

2.6

2.2

2.0

3.5

Decachlorobiphenyl

12

10

Total PCB

197

176

9.7

11

234

260

Recovery ( ) of Surrogate Compounds
%
13

NSa

64

84

89

13

NS

96

96

101

Ci 2 -octachlorobiphenyl

NS

73

67

72

C12-decachlorobiphenyl

NS

68

69

73

Ce-monochlorobiphenyl
C12~tetrachlorobiphenyl

13

13

a

NS = no surrogate added.

b

Final concentration determined from sample weight recorded by QC
coordinator.

c

302 Daltons used for quantitation.

50

�TABLE 30. CORRECTED PCB CONCENTRATION (|Jg/g) IN THE
CMA-A SAMPLE MATRIX
CMA-A
2010
8/4/82

CMA-A
2020
8/5/82

CMA-A,
2025Q
8/5/82

Monochlorobiphenyl

37

44

44

Dichlorobiphenyl

44

48

53

Trichlorobiphenyl

15

47

49

Tetrachlorobiphenyl

33

34

34

Pentachlorobiphenyl

30

30

31

Hexa chlo robipheny 1

24

21

22

Heptachlorobiphenyl

16

18

19

PCB
homo log
CGC/EIMS analysis date

Octachlorobiphenyl

5.4

4.9

5.7

Nona chlo rob ipheny 1

3.1

3.0

4.8

Decachlorobiphenyl

15

14

16

Total PCB

223

264

280

a

NS = no surrogates added.

b

Final concentration determined from sample weight
recorded by QC coordinator.

51

�TABLE 31.

PCB homolog
CGC/EIMS analysis date

UNCORRECTED PCB CONCENTRATION (|Jg/g) Of SPIKED CHA-A SAMPLES DETERMINED RY THE
INTERNAL STANDARD QUANTITATION METHOD

CMA-A 2030
Total sample
Spike
concentration
level
8/5/82

CMA-A 2040
Total sample
Spike
level
concentration
8/5/82

CMA-A 2050
Total sample
Spike
concentration
level
8/6/82

CMA-A 2060Q
Total sample
Spike
concentration
level
8/6/82

Blind quantilat ion
standard
Total sample
Spike
concentration
level
8/6/82

Monochlorobiphenyl

60

20

80

49

92

100

100

82

140

184

Dichlorobiphenyl

56

10

58

25

58

51

69

42

53

94

Trichlorobiphenyl

65

10

75

25

39

51

44

42

87

94

Tetrachlorobiphenyl

47

15

55

36

43

75

50

61

110

137

Pentachlorobiphenyl

48

17

58

42

64

86

73

70

140

157

Hexachlorobiphenyl

40

19

48

46

61

95

67

77

160

173

Heptachlorobiphenyl

40

25

58

62

87

130

87

100

340

234

Octachlorobiphenyl

46

45

82

110

100

230

110

180

560

414

Nonachlorobiphenyl

51

49

93

120

130

250

140

200

530

450

Decachlorobiphenyl

60

42

110

100

140

210

140

170

430

369

513

252

717

615

814

1,280

920

2,550

2,306

N5

Total PCB

1,020

Recovery ( ) of surrogate compounds
%
I3

C6-monochlorobiphenyl

89

79

76

93

88

I3

Ci2-tetrachlorobiphenylb

94

93

84

93

88

Cj2-octachlorobiphenyl

62

56

41

53

78

65

57

48

64

79

13

13

C12-decachlorobiphenyl

a

Concentration in ng/ml rather than |jg/g since this sample was prepared by dilution of stock solutions of standards by QC personnel,

b

302 Daltons used for quantitation.

�TABLE 32. CORRECTED PCB CONCENTRATION (pg/g) OF SPIKED CHA-A SAMPLES DETERMINED BY SURROGATE RECOVERY CORRECTION

PCB homolog
CGC/EIMS analysis date

CMA-A 2030
Spike
Total sample
concentration
cone.
8/5/82

CMA-A 2040
Total sample
Spike
concentration
cone.
8/5/82

CHA-A 2050
Spike
Total sample
concentration
cone.
8/6/82

CMA-A 2060
Spike
Total sample
cone.
concentration
8/6/82

Blind quantitation
standard 2070Q
Spike
Total sample
concentration
cone.
8/6/82

Monochlorobiphenyl

67

20

100

49

120

100

110

82

160

184

Dichlorobiphenyl

63

10

74

25

76

51

74

42

60

94

TrichJorobiphenyl

70

10

80

25

46

51

47

42

99

94

Tetrachlorobiphenyl

50

15

58

36

52

75

53

61

130

137

Pentachlorobipheriyl

51

17

63

42

77

86

78

70

160

157

Hexachlorobiphenyl

43

19

52

46

72

95

72

77

190

173

Heptachlorobiphenyl

64

25

100

62

210

130

160

100

430

234

Octachlorobiphenyl

74

45

150

110

250

230

210

180

720

414

Nonachlorobiphenyl

81

49

170

120

330

250

270

200

680

450

Decachlorobiphenyl

91

42

180

100

280

210

220

170

540

369

Total PCB

650

250

1,030

60
2

1,280

1,290

1,020

3,190

2,310

a

1,510

Concentration in ng/ml rather than pg/g since this sample was a blind quantitation sample.

�TABLE 33. PCB CONCENTRATION ((Jg/g) OF CMA-A SAMPLES TREATED WITH DIFFERENT
CLEANUP PROCEDURES (INTERNAL STANDARD QUANTITATION)
PCB homolog
CGC/EIMS analysis date

CMA-A 2090
acid cleanup
8/9/82

Monochlorobiphenyl

ND3

CMA-A 2110
Florisil cleanup
8/9/82

CMA-A 2130
alcoholic KOH cleanup
8/9/82

4.4

31

Dichlorobiphenyl

4.4

14

44

Trichlorobiphenyl

0.4

31

44

Tetrachlorobiphenyl

25

18

25

Pentachlorobiphenyl

19

17

20

Hexachlorobiphenyl

7.9

5.6

6.3

Heptachlorobiphenyl

5.9

2.2

3.8

Octachlorobiphenyl

2.4

6.0

2.6

Nonachlorobiphenyl

38

2.4

2.6

Decachlorobiphenyl

16

9.5

6.4

Total PCB

119

110

186

%
Recovery ( ) of surrogate compounds
13

74

8

145

13

0

0

367

13

115

97

110

13

173

129

64

C6-monochlorobiphenyl
Ci2~tetrachlorobiphenyl

Ci2'°ctachlorobiphenyl
C12~decachlorobiphenyl

a ND = not detected.
b

302 Daltons used for quantitation.

54

�TABLE 34. PCB CONCENTRATION (|Jg/g) OF CMA-A SAMPLES TREATED WITH
VARIOUS CLEANUP PROCEDURES (SURROGATE COMPOUND CORRECTED)
CMA-A 2090
acid cleanup
8/9/82

CMA-A 2110
Florisil cleanup
8/9/82

CMA-A 2130
alcoholic KOH cleanup
8/9/82

Monochlorobiphenyl

NDa

28

11

Dichlorobiphenyl

30

86

15

PCB homolog
CGC/EIMS analysis date

Trichlorobiphenyl

0.3 (0.2)b

200 (16)

15 (20)

110

(9.3)

8.4 (11)

(8.3)

110

(8.9)

6.8

(9.0)

(3.5)

3.5

(2.2)

2.9

(2.9)

Tetrachlorobiphenyl

17 (11)

Pentachlorobiphenyl

13

Hexachlorobiphenyl

5.3

Heptachlorobiphenyl

2.6

1.2

1.8

Octachlorobiphenyl

1.1

3.1

1.2

1.2

1.2

3.1

4.2

Nona chl o r ob ipheny 1
Decachlorobiphenyl
Total PCB

17

3.9

546 (159)

90 (78)

68 (77)

a ND = not detected.
b

13

C12-tetrachlorobiphenyl was not quantifiable due to interferences. The values
reported were calculated using 1*Ce-inonochlorobiphenyl. Values in parenthesis
were calculated using 13Ci2~°ctachlorobiphenyl.

55

�DCMA Pigment Samples-Eight DCMA pigment samples were analyzed following the preparation described in the experimental section (Table 15). The results are presented in
Table 35. The diarylide yellow pigment (DCMA-1) was analyzed in duplicate
and as a blind spike supplied by the MRI quality control department. This
sample is reported to contain 3,3'-dichlorobiphenyl at levels of approximately
70 M8/g (Dry Colors Manufacturing Association, 1981). No analyte or surrogate
PCBs were detected in the duplicate 1-g samples of the pigment and a known
spike of the sample. The lack of detected PCBs indicates a loss of analytes
in the sample preparation. The CGC/EIMS analysis of a sample of the yellow
pigment spiked by MRI quality control personnel yielded an uncorrected concentration of 76 |Jg/g of 3,3'-dichlorobiphenyl based on the internal standard
quantitation and a corrected concentration of 63 Mg/g, based on 120% recovery
of the 13C6-4-monochlorobiphenyl surrogate. The level of the 3,3'-dichlorobiphenyl added by the QC personnel was reported to be 60 M8/8- Hence, the
total dichlorobiphenyl concentration should have been approximatey 130 |Jg/g
(70 |Jg/g endogenous plus 60 (Jg/g added).
The phthalocyanine green pigment (DCMA-4) was also analyzed in duplicate
following dissolution and fractionation with a Florisil column. This pigment
reportedly contains only decachlorobiphenyl at approximately 40 |Jg/g based on
the results of the DCMA round robin study (Dry Color Manufacturing Association, 1981). Our analysis of duplicate samples yielded uncorrected concentration levels of 24 and 27 [Jg/g of decachlorobiphenyl by the internal quantitation method. The corrected concentration for both samples was 13 (Jg/g with
recovery of the 13Ce-decachlorobiphenyl surrogate at 190 and 210%.
Phthalocyanine blue (DCMA-8) was also analyzed as a single sample.
Pentachloro- and hexachlorobiphenyls were detected but the concentrations
were below the quantitation limits for that particular day. The total PCB
concentration of this pigment, as discussed in the results of the DCMA round
robin (1981), is reported to be 90 |Jg/g.
The DCMA pigment sample analyses did not produce valid results. These
data suggest that further development or validation of extraction/cleanup procedure would be necessary to provide acceptable PCB analyses of these samples.
All of the blank samples (2001, 2080, and 2100) analyzed along with the DCMA
samples were found to contain no detectable PCBs.
DISCUSSION
The determination of PCBs is a complex problem. The inaccessability of
standards for all 209 congeners has traditionally been circumvented by the
use of commercial mixtures (e.g., Aroclors) as standards. Quantitation has
often been addressed in terms of relating the analyte to an Aroclor standard
to give a "total PCB" concentration. Determination of PCBs synthesized as
by-products in commercial products or product waste presents three special
problems: (a) the analyte does not generally resemble a commercial PCB mixture, so quantitation against Aroclor standards would be incorrect; (b) the
matrix often contains high concentrations of other chlorinated organics which
are not easily separated during a cleanup procedure and which interfere with
the qualitative and quantitative analysis; and (c) the matrix is undefined
and can include gases, liquids, or solids of any purity and complexity.
56

�TABLE 35.

RECOVERY ( ) OF CARBON-13 LABELED SURROGATE COMPOUNDS FROM DIARYLIDE YELLOW
%
AND PHTHALOCYANINE BLUE AND GREEN PIGMENTS

PCB
surrogate

DCMA-1
21403

DCMA-1
21503

DCMArl
2160b

DCMA-1
2170QC

2175d

2180d

DCMA-8
21906

DCMA-8
2200Q

13

ND8

ND

ND

120

ND

ND

ND

12

l3

ND

ND

ND

ND

ND

ND

94

52

13

ND

ND

ND

200

120

107

92

71

13

ND

ND

ND

250

190

210

150

77

C6-Monochlorobiphenyl
C12-Tetrachlorobiphenyl
C12-Octachlorobiphenyl
C12-Decachlorobiphenyl

a

Samples 2140 and 2150 are duplicates prepared by the DCMA-B method.

b

Sample 2160 was spiked with 50 |jg/g of 3,3'-dichlorobiphenyl and prepared by the DCMA-B method.

c

Sample 2170Q was spiked by MRI quality control personnel with 3,3'-dichlorobiphenyl and was prepared
by the DCMA-B method.

d

Samples 2175 and 2180 are duplicates prepared by the DCMA-B method,

e

Sample 2180 was prepared by the DCMA-A method.

f

Sample 2200Q was weighed by MRI quality control personnel.
preparation by the DCMA-A method.

g

The four surrogate compounds were added but not detected.

An unknown mass of sample was supplied for

�In this situation, analytical methods require a different philosophy
than the classic approach for a single analyte in a defined matrix where all
steps, reagents, and apparatus are specified. The method proposed here leaves
many of the analytical steps to the discretion of the analyst while ensuring
the reliability of the results with a strong quality control program. Thus,
an analyst familiar with general analytical techniques for a product, may readily adapt in-house extraction/cleanup procedures to incidental PCB analysis.
Even when the recoveries are not optimized, the 13C-labeled surrogate recoveries will mimic those of the analyte PCBs. As long as the 13C recovery surrogates are thoroughly incorporated, their recoveries can be used to derive
corrected analyte PCB concentrations.
Several of the method validation analyses presented above, especially
Tables 33 and 35, illustrate the importance of the recovery surrogates in QC.
The techniques employed are common methods validated for PCB analysis by other
laboratories without the 13C-surrogate data. Analyses of this type may have
been used by a testing laboratory and erroneous results reported.
The complexity of the matrix and the high probability of chlorinated organic interferents precluded the use of GC/ECD. The best available technique
is GC/EIMS. During the validation work presented above, the anticipated difficulty of qualitatitve and quantitative data interpretation was confirmed.
In addition to the inherent problems resulting from extrapolation from a standard to several analytes, interpretation of the complex peak clusters is a
tedious, subjective, and error-prone process. The volume of data for one
sample is staggering; for sample 2110, 286 peaks were identified and integrated in the PCB mass chromatograms as shown in Figures 6 through 16. Of
these, 58 peaks met the qualitative criteria and were identified as PCBs.
Clearly different analysts will obtain different results for those peaks
which marginally fit the qualitative criteria. This very high data density
relative to other common GC/MS analyses has a much higher potential for error
and mistakes. In addition it should be noted that, for many of the samples
analyzed in this study, the data interpretation is more time-consuming than
the rest of the analytical process.
The integration methods are also prone to error. Integration is always
conducted interactively with the mass spectrometric data system, either manually or automatically. The selection of baseline criteria, background sensitivity, integration method (valley-to-valley, baseline-to-baseline, etc.),
and retention window all affect automatic quantitation. The position of the
cursor and integration method affect the manual quantitation results.
The day-to-day instrumental variability with quadrupole systems also appears to adversely affect data quality, despite tight calibration specifications. The magnitude of this error soruce should be further documented.
The above discussion presents some of our understanding of some of the
major problems with analysis for by-product PCBs. Further work will be devoted to characterizing and reducing these problem areas. Even with forseeable improvements in the method, the data for by-product PCBs in many commercial product and product waste samples will exhibit low precision and
accuracy.
58

�lie

08/09/82 16:20:60
SAMPLE: SAMPLE 12110 dlA-A FLOMSIL 1/IODIL
ItAHCE; G 1.1759 LABEL: H 0. 4.9 OMAN: A

1ULIMJ
A. 1.9

DATA: 49011109^5 91
CALI: IHDCAIJWWl 1)1
BASE: U 2fl.

SCAIJS

1 TO 1750

3
128450^1.

169.0

Ln
vo

1009
15:59

Figure 6.

Reconstructed ion chromatogram for

1299
19:00

1409
22:10

1660
25:29

SCAil

mm

SIM analysis of the CMA-A sample No. 2110.

�MASS CHBOIIATOCRAIIS
88/09/82 16:20:00
SAIIPLE: SAIIPLE I2MO CIIA-A FLOftlStL
RAflCE: C
I.I750 LAHEI.: H 0. 4.0

DATA: 198III09U5 HI
CAM: MIDTAUWW H1
l/IODIL 1ULHU
OVAII: A 0. 1.0

BASE: 020.
83

SCAIJS

703 TO

900

3

I80.0-,

700
11:95

850
M:27

Figure 7. SIM ion plots for monochlorobiphenyls (188 and 190 Daltons) and the1
monochlorobiphenyl surrogate (194 Daltons) in CMA-A sample No. 2110.

900 SCAJf
14:15 TlliH

�MASS aiCOHATOGRAIIS
08/09/82 16:28:60
SANFLE: SAIIPLE 12118 QIA-A FLOBISIL
RANGE: C
1.1758 LABEL: H «. 4.9

DATA: 1991II99V5 81
CAII: IIIDCAUWWI HI
1/IODIL 1UI.IHJ
QUAII: A 9. 1.9

BASE: U 28.

SCAIIS

768 TO 1199

3

222.

1198 SC'J!
17:25 Tim-

Figure 8. SIM ion plots for dichlorobiphenyls
No. 2110.

(222 and 224 Daltons) in Cl'A-A san.nle

�HASS CHROMA TOGRAIIS
DATA: 4991II09V5 fll
08/69/82 16:28:98
CALI: IIIDCALIttOVI (14
SAMPLE: SAIIPLE 12lie QIA-A FLORISIL I/IODIL IULHU
RANGE; G 1.1759 LABEL: H 9. 4.9 QUAII: A 9. 1.9 BASE: U 29. 3
199.8

SCAMS 859 TO 1150

torn

256

1156129.

256.977
^ 9.5W

_8Z5_
Ni

1093

89.

258

1384579.

258.877
± 8.599

859
13:27

Figure 9.

990
14:15

SIM ion plots for

950
15:92

15:59

1959

1199

16:37

17:25

1150 SCAM
18:12 TKIE

trichlorobiphenyls (256 and 258 Daltons) in CVA-A sample No. 2110.

�71.3-1

NASS OffiOmTOGRAIIS
DATA: 499IIM9V5 II
•8/09/82 (6:20:99
HALI: IIIDCAIJWWI SI
SAHTLE: SAIIPLE 12110 QIA-A FLOWS! L I/I00IL IULUU
BAMCE: G 1.1759 LABEL: II 9. 4.9 OUAII: A 0. 1.9 BASE: U 29. 3
1222

SCAHS 1959 TO 13TO

217296.

299 .

109.9-,
292 .

CTi
OJ

39.7-1

137728.

298.

298.089
0.590

62.7-1

217344.

304.

304.091
0.509

1350 SCAN
21:22 TIME

Figure 10. SIM ion plots for tetrachlorobiphenyls (290 and 292 Daltons), 3 , 3 ' , 4 , 4 ' - t e t r a c h l o r o biphenyl-dg (298 Daltons), and the 13 C 1 2-tetrachlorobiphenyl surrogate (304 Daltons) in O'A-A
sample No. 2110.

�MASS CUBOIIATOGRAMS
DATA: 4901IW9V5 II1669
08/09/82 16:28:89
CALI: IIIDCAI.II09VI 11
SAMPLE: SAMPLE I2II0 CMA-A FLORISIL I/IOD1L 1ULIIU
RANGE: G 1.1750 LABEL: II 9, 4.0 WAII: A 9. I.0 BASE: U 29. 3

SCAIB J2W TO f?

15897B.

12.57

326

326.097
* 0.500

i

81.3-

129280.

328 J

328.098
* 0.500

1200
19:06

1250
19:47

1390
20:35

Figure 11. SIM ion plots for pentachlorobiphenyls
No. 2110.

1400
22:10

1450
22:57

SCAN
23:15 TIIIE

(326 and 328 Daltons) in CMA-A sample

�MASS dffiOHATOCRAItS
08/09/82 16:20:08

SAMPLE: SAMPLE 12110 QIA-A FLORISIL

I/IOniL

RANGE: G

IHIAH: A 0.

1.1759

LADEL: II

0. 4.0

1ULIHJ
1.0.

SCAMS 1250 TO I500

DATA: 198IIWOV5 81
CALI: IHDCALHOT"! M

;SE: 0 28. 3

15C784.

97.-In

308.108
* 9.599

CT&gt;
Ln

106.

154880.

362

302.108
0.S00

1450
22:57

Figure 12.

SCAN
23:15 TIHE

SIM ion plots of hexachlorobiphenyls ( 6 and 362 Daltons) in CFA-A sample No. 2110.
30

�MASS UIROIIATOGRAIIS
DATA: 4991H99V5 II
08/09/82 16:29:89
CAM: HI DCAll »W I 111
SAMPLE: SAIIPLE 12119 C1IA A FLORISIL 1/I0DIL 1ULIHJ
RANGE: G 1.1756 LABEL: II 9. 4.9 OWAH: A 9. 1.9 HASP: U 29. 3

99.9

SCAMS 1359 TO

45568.

^91.118
± 9.599

56384.

396.118
± 9.599

1359
21:22

Figure 13.

1459
22:57

1559 SCAN
21:32 TIME

SIM ion plots of heptachlorobiphenyls (39* and 306 Daltons) in CMA-A sample No. 2110.

�MASS dlBffllATOGRAIIS
08/W82 16:20:80
SAMPLE: SAMPLE 12110 QIA-A FLORISIL
RAMGE: G 1.1750 LABEL: II 0. 4.0
79.3-1

DATA: 4901H09V5 »l
CALIt HIDCAUI0WI HI

I/16DIL 1ULIHJ
CUAII: A 0. 1.0 BASE: 0 20.
ISC

SCAMS IfM TO 165!)

3
29728.

428

. 128

•11856.

430.129
0.500

42304.

I00.9-!

442

*

1450
22:57

Figure 14.

1509
23:45

1550
24:32

1608
25:20

SIM ion plots of octachlorobiphenyls ( 4 2 8 and 430 Daltons) and the

chlorobiphenyl surrogate

( 4 4 2 Daltons) in CMA-A sample No. 2llo.

112.132
0.5W

IC50 SCAN
:!fi:07 TIME

^

�MASS aiBOHATOGRAIIS
DATA: 4961II99V5 II
68/09/82 16:28:60
CALI: IIIDCALIWWI lit
SAMPLE: SAMPLE I2H6 CIIA-A FLOIIISIL I/10D1L 1ULIMJ
RAMCE: G 1.17561 LABEL: II 6. 4.9 OUAII: A 6. 1.6 BASE: U 29. 3

STAIIS 1559 TO

89.5-1

24256.
1565

1631
164.139
± 0.599

461 .

109.6-

&lt;

27164.

oo

466

466.139
* 6.590

1569
24:42

Figure 15.

1580
25:01

1620
25: 39

1616
25:58

SCAN
TIME

SIM ion plots of nonachlorobiphenyl (464 and 466 Daltons) in CMA-A sample No. 2110,

�MASS aiBWIATOGRAIIS
98/89/82 16:28:88
SAHTLEi SAIITLE 12118 QIA-A FLOW SI L
BAHGE: G
1.1758 LABEL: N 9. 4.8

99.9-1

1669

DATA: 49eil»9V5 11669
CALI: IHDCALI»WI 01
I/1001L 1ULIHJ
QUAH: A 9. 1.8

BASE: U 29.

SCAIB 1658 TO 17B!)

3
79232.

4W. 149
* 8.599

498 .

88I92.

499.500

* e.598

43849.

5S9.588
8.588

1709

Figure 16. SIM ion plots of decachlorobiphenyl (498 and 500 Daltons) and the
decachlorobiphenyl (510 Daltons) in QIA-A sample No. 2110.

13C

i2~

SCAN
TIME

�SECTION 5
REFERENCES
Dry Color Manufacturers Association. 1981. An analytical procedure for the
determination of polychlorinated biphenyls in dry phthalocyanine blue,
phthalocyanine green, and diarylide yellow pigments. 1117 North 19th Street,
Arlington, VA 22209.
Erickson MD, Stanley JS. 1982. Midwest Research Institute. Methods of
analysis for incidentally generated PCBs literature review and preliminary
recommendations. Draft interim report no. 1. Washington, DC: Office of
Toxic Substances, U.S. Environmental Protection Agency. Contract 68-01-5915.
Haile CL, Baladi E. 1977. Midwest Research Institute. Methods for determining the total polychlorinated biphenyl emissions from incineration and
capacitor and transformer filling plants. Washington, DC: U.S. Environmental Protection Agency. Contract 68-02-1780. EPA 600/4-77-048.
Pittaway AR, Horner TW. 1982. Heiden, Pittaway Associates. Statistical
analysis of data from a round robin experiment on PCB samples. Washington,
DC: Chemical Manufacturers Association report.
Roth RW, Keys JR, Chien DHT, et al. 1982. Midwest Research Institute.
Methods of analysis for incidentally generated PCBs--synthesis of 13C-PCB
surrogates. Draft interim report no. 3. Office of Toxic Substances, U.S.
Environmental Protection Agency. Contract 68-01-5915.
Stanley JS, Erickson MD. 1982. Midwest Research Institute. Peer review and
authors' replies to 'methods of analysis for incidentally generated PCBs-literature review and preliminary recommendations.1 Draft interim report no.
2. Washington, DC: Office of Toxic Substances, U.S. Environmental Protection
Agency. Contract 68-01-5915.
USEPA. 1979a (December 3). U.S. Environmental Protection Agency.
neutrals, acids, and pesticides—method 605. 44 FR 69540.

Base/

USEPA. 1979b (December 3). U.S. Environmental Protection Agency. Organochlorine pesticides and PCBs—method 608. 44 FR 69501.
USEPA. 1982 (June 8). U.S. Environmental Protection Agency. Polychlorinated
biphenyls (PCBs); manufacture, processing, distribution, and use in closed
and controlled waste manufacturing processes. FR 74 24976.

70

�APPENDIX A
SUPPLEMENTARY GC/EIMS DATA ON PCB CONGENERS

A-l

�The following data support the method validation section for gas
chromatography/electron impact mass spectrometry (GC/EIMS) of polychlorinated
biphenyls (PCB). Table A-l lists the average relative response factors (RRF)
for the 77 commercially available PCB congeners determined as four replicates.
Table A-2 presents results of the Student's t-test used to determine the significance of differences for average RRFs for PCB homologs measured on a
single day versus multiple days. The data in Table A-2 indicate that only
the average RRFs for the heptachlorobiphenyl homolog are significantly different.
Table A-3 presents the results of the Student's t-test used to determine
the significance of differences for the average RRFs for the PCB homologs determined with the quadrupole and magnetic sector mass spectrometers. All 77
PCB congeners were determined in a single day for each of the instrument studies. This comparison indicates that the average RRF values are significantly
different, which was expected. However, the relative standard deviations are
not significantly different, indicating that the selection of the calibration
standards is appropriate. These conclusions are discussed more fully in the
text.
Table A-4 presents results of the Student's t-test used to determine
significance of differences for the RRFs for the 11 congeners in Solution
No. 1, which was analyzed daily. An example of the data generated for multiple analysis of Solution No. 1 is presented in Figures 1 to 23. This information includes a capillary GC/EIMS chromatogram of Solution No. 1, the mass
spectra of each component in this solution, and a graphic illustration of the
distribution of several measurements of each congener about the average response factor. It should be noted that the standard deviation and relative
standard deviation presented in these plots are different from that reported
in the text due to calculation of the standard deviation using N weighting
rather than the correct N-l weighting. All other standard deviations reported
in this document are based on the N-l weighting.
The relative retention times of the 77 PCB congeners with respect to
3,3",4,4'-tetrachlorobiphenyl-de determined with the Finnigan 4023 quadrupole
and the Varian MAT 311A mass spectrometers are presented in Table A-5. A
relative retention time unit of 0.01 (10 sec) is required for resolution of
two specific congeners based on the gas chromatography parameters used to generate these numbers.

A-2

�TABLE A-l. RELATIVE RESPONSE FACTORS FOR COMMERCIALLY
AVAILABLE PCB CONGENERS (QUADRUPOLE)
Congener
no.

Degree of
chlorination

Average relative
response factor

Standard
deviation

Coefficient of
variation (%)

1
2
3

1
1
1

4.073
2.951
2.969

0.118
0.056
0.028

2.905
1.894
0.956

4
5
7
8
9
10
11
12
14
15

2
2
2
2
2
2
2
2
2
2

1.232
1.959
2.008
2.049
2.148
1.880
3.073
1.929
2.083
1.909

0.008
0.035
0.027
0.023
0.061
0.031
0.073
0.036
0.098
0.089

0.646
1.803
1.366
1.134
2.846
1.658
2.363
1.877
4.702
4.686

18
21
24
26
28
29
30
31
33

3
3
3
3
3
3
3
3
3

1.104
1.586
1.051
1.714
1.587
2.195
1.526
1.706
1.688

0.012
0.018
0.033
0.013
0.028
0.048
0.067
0.024
0.031

1.089
1.110
3.105
0.731
1.733
2.188
4.418
1.409
1.863

40
44
47
49
50
52
53
54
61
65
66
69
70
72
75
77

4
4
4
4
4
4
4
4
4
4
4
4
4
4
4
4

0.597
0.712
1.062
0.831
0.957
0.732
0.750
0.958
0.975
1.086
1.139
1.058
1.091
0.980
1.185
1.095

0.013
0.007
0.059
0.019
0.025
0.011
0.008
0.013
0.069
0.022
0.068
0.012
0.050
0.048
0.061
0.050

2.152
0.946
5.591
2.245
2.574
1.504
1.006
1.344
7.094
1.994
5.966
1.110
4.548
4.870
5.113
4.595

1

(continued)

A-3

�TABLE A-l (continued)
Degree of
chlorination

Average relative
response factor

Standard
deviation

Coefficient of
variation ( )
%

87
88
93
97
100
101
103
104
115
116
119
121

5
5
5
5
5
5
5
5
5
5
5
5

0.617
0.611
0.574
0.719
0.727
0.653
0.566
0.824
0.853
0.785
0.762
0.948

0.011
0.005
0.010
0.008
0.003
0.004
0.009
0.025
0.061
0.013
0.022
0.020

1.710
0.744
1.677
1.139
0.428
0.538
1.627
3.048
7.146
1.654
2.911
2.127

128
129
136
137
138
139
141
143
151
153
154
154
155
156

6
6
6
6
6
6
6
6
6
6
6
6
6
6

0.499
0.431
0.689
0.533
0.433
0.462
0.419
0.490
0.473
0.549
0.221
0.511
0.587
0.599

0.005
0.004
0.016
0.008
0.008
0.026
0.010
0.005
0.013
0.050
0.001
0.010
0.011
0.044

1.093
0.813
2.336
1.582
1.946
5.686
2.353
0.986
2.826
9.101
0.570
2.039
1.828
7.431

171
181
183
185

7
7
7
7

0.346
0.383
0.380
0.336

0.002
0.009
0.010
0.006

0.640
2.379
2.501
1.729

195
198
200
202
204

8
8
8
8
8

0.263
0.262
0.301
0.250
0.221

0.003
0.008
0.007
0.007
0.007

1.184
2.887
2.392
2.663
3.200

206
207
208

9
9
9

0.193
0.237
0.259

0.003
0.008
0.003

1.723
3.547
1.315

209

10

0.213

0.006

2.837

Congener
no.

Relative to 3,3',4,4'-tetrachlorobiphenyl-dg. All relative response
factors were calculated as the average of four replicate measurements
made on the same day.
A-4

�TABLE A-2. STUDENT'S TWO-SIDED t-TEST TO DETERMINE SIGNIFICANT DIFFERENCES BETWEEN
QUADRUPOLE RESPONSE FACTORS CALCULATED ON THE SAME DAY VERSUS MULTIPLE DAYS

PCB homolog
MonochloroDichloroTrichloroTetrachloroPentachloroHexachloroHeptachloroOctachloroNonachloroDecachloro-

Number of
isomers

3
10
9
16
12
13
4
6
3
1

Average RRF
from
replicate
measurements

3.331
2.027
1.573
0.950
0.720
0.513
0.361
0.253
0.229
0.213

Standard
deviation
0.643
0.447
0.341
0.175
0.120
0.078
0.024
0.030
0.034
0.006

Average RRF
from
single ,
measurement

Standard
deviation

2.739
2.048
1.592
0.946
0.725
0.500
0.308
0.224
0.188
0.179

0.254
0.322
0.289
0.189
0.127
0.096
0.025
0.039
0.030
c

t-Statistic

1.478
-0.119
-0.131
0.0618
-0.1085
0.377
3.119
1.398
1.5,91

Significant
at 95% level?
No
No
No
No
No
No
Yes
No

5

&gt;
a

Four replicate measurements of the RRF were made for each isomer. For example, the three monochlorobiphenyl isomers were measured four times each. Hence, the average RRF and standard deviation were
calculated from 12 distinct values.

b

A single measurement for each of the 77 PCB congeners was completed in a single day. Hence, the
average RRF reported is the average of one measured RRF for each isomer within a homolog. For
example, the average RRF and standard deviation reported for the monochlorobiphenyl was calculated
from three distinct values.

c

Single measurement.

d

Cannot test significance of difference between single measurements.

�TABLE A-3. COMPARISON OF THE AVERAGE RELATIVE RESPONSE FACTORS (RRF) DETERMINED WITH QUADRUPOLE
(FINNIGAN 4023) AND MAGNETIC SECTOR (VARIAN MAT 311A) MASS SPECTROMETERS'"

PCB homolog

Number of
isomers

MonochloroDichloroTrichloroTetrachloroPentachloroHexachloroHeptachloroOctachloroNonachloroDecachloro-

3
10
9
16
12
13
4
6
3
1

Finnigan 4023
quadrupole MS
Standard
deviation
RRF
2.739
2.038
1.592
0.946
0.725
0.500
0.308
0.224
0.188
0.179

0.250
0.32
0.29
0.19
0.13
0.10
0.025
0.04

0.93

Varian MAT 311A
magnetic
sector MS
Standard
RRF
deviation
2.329
1.663
1.167
0.902
0.780
0.640
0.497
0.463
0.467
0.586

RRFs significantly
different at the ,
95% confidence level

Variances significantly
different at the
95% confidence level

No
Yes
Yes
No
No
Yes
Yes
Yes
Yes
e

No
No
No
No
No
No
No
No
No

0.199
0.229
0.248
0.130
0.136
0.124
0.060
0.071

°;a05

a

The RRF and standard deviation reported in this table for the quadrupole and magnetic sector mass spectrometers
were determined as single measurements of all congeners in a single day with each instrument.

b

Student's two-sided t-test was used to determine significant differences of the RRFs.

c

An F-test was used to determine significant differences of the standard deviations, where
F = (std dev!)2/(std dev2)2 with (n-1, n-1) degrees of freedom.

d

Single measurement.

e

Cannot test significance of difference between single measurements.

�TABLE A-4.

PCB

STUDENT'S TWO-SIDED t-TEST TO DETERMINE SIGNIFICANT DIFFERENCES OF THE AVERAGE RELATIVE
RESPONSE FACTOR (RRF) FOR SOLUTION NO. 1 FOR REPLICATE ANALYSIS
ON A SINGLE DAY VERSUS SINGLE ANALYSES ON MULTIPLE DAYS

Replicate analyses
on single day

no.

RRF

Standard
deviation

1
11
29
47
121
136
181
195
207
209

4.073
3.073
2.195
1.062
0.948
0.689
0.383
0.263
0.237
0.213

0.118
0.073
0.048
0.059
0.020
0.016
0.009
0.003
0.008
0.006

congener

Single analyses,
on multiple days
Standard
RRF
deviation

3.241
2.538
1.899
1.015
0.959
0 . 683
0.374
0.275
0.269
0.230

0.201
0.161
0.100
0.059
0.043
0.058
0.035
0.028
0.032
0.027

t-Statistic

Significant differences
of RRF at 95%
confidence limit?

7.468
6.204
5.483
1.268
-0.479
0.186
0.662
-1.137
-2.479
-1.599

Yes
Yes
Yes
No
No
No
No
No
Yes
No

a

The RRF and standard deviations were calculated from four replicate measurements completed in the same
day.

b

The RRF and standard deviatons were calculated from seven single measurements from seven different days.

�TABLE A-5. RELATIVE RETENTION TIMES (RRT) OF 77 COMMERCIALLY AVAILABLE
PCB CONGENERS MEASURED VERSUS 3,3'4,4'-TETRACHLOROBIPHENYL-d6
DETERMINED WITH MAGNETIC SECTOR (VARIAN MAT 311A) AND

QUADRUPOLE (FINNIGAN 4023) MASS SPECTROMETERS
RRT

RRT

PCB congener no.

311A

4023

Monochloro1
2
3

0.403
0.481
0.474

0.425
0.490
0.499

Dichloro4
5
1
8
9
10
11
12
14
15

0.518
0.598
0.559
0.590
0.563
0.521
0.649
0.660
0.616
0.677

0.536
0.606
0.579
0.606
0.577
0.534
0.660
0.671
0.628
0.681

Trichloro18
21
24
26
28
29
30
31
33

0.665
0.762
0.685
0.729
0.745
0.719
0.641
0.741
0.760

0.678
0.767
0.694
0.738
0.753
0.728
0.653
0.752
0.769

Tetrachloro40
44
47
49
50
52
53
54
61
65
66
69
70
72
75
77

0.870
0.838
0.814
0.811
0.746
0.804
0.763
0.720
0.898
0.822
0.905
0.800
0.880
0.853
0.816
1.002

0.875
0.843
0.819
0.817
0.751
0.810
0.773
0.731
0.898
0.826
0.908
0.807
0.904
0.856
0.821
1.003

PCB congener no.

311A

4023

Pentachloro87
88
93
97
100
101
103
104
105
116
119
121

0.979
0.913
0.907
0.976
0.878
0.945
0.870
0.829
0.988
0.985
0.964
0.911

0.978
0.915
0.908
0.979
0.884
0.945
0.874
0.836
0.987
0.986
0.965
0.914

Hexachloro128
129
136
137
138
139
141
143
151
153
154
155
156

1.163
1.128
0.994
1.118
1.108
1.037
1.096
1.050
1.020
1.074
1.002
0.929
1.194

1.156
1.127
0.996
1.115
1.103
1.038
1.093
1.051
1.021
1.073
1.004
0.931
1.188

Heptachloro171
181
183
185

1.189
1.178
1.154
1.166

1.187
1.174
1.148
1.161

Octachloro194
195
198
200
202
204

1.355
1.326
1.275
1.203
1.194
1.209

1.351
1.317
1.265
1.199
1.188
1.203

(continued)
A-8

�TABLE A-5 (continued)
RRT

RRT

PCB congener no.

311A

4023

Nonachloro206
207
208

1.414
1.336
1.319

1.399
1.330
1.318

PCB congener no.

311A

4023

Decachloro209

1.453

1.440

A-9

�-Iflfl.O

E1C
DATA: r-&lt;:91VQ2 1765
SCAIIS
CS/01/82 8:33:00
CALI: C.ilOIUI 03
OUT OF
SAMPLE: FCB MIXTURE—SOLUTION 01 1UL UIJ
COUUS.t -16CO HIV (0-6 79EV .2IIA PCS--I1H 40-2II-335-C/ "OII-COl"
R.MKE: C
I.I2PO LABEL: t! 0, 4.0 OUAH-. A tt. I 0 J 0 BA&lt;;|
BASE: H 20.

I TO I209
I TO I2CO
3

1. 328

599016.

i-H
C

(U

r^
c

J3

•H
43

0)

a.

fX,

vj

O

1
:

rH

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t-i

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--I

rC

&lt;~M

^»

U
•H

43
O

C
01

in

1

CN

^
01

W.«20

-H
43

o

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O

-*" o
0. R59

CM

u

§
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1

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a
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If)

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^.

&lt;fr

„
•^ 1

II

en

CM

«

•*

m
•*
••
i

CM

i—i

43
CJ

cd

CO
^

u

n

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*

CM

CNI

|
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* ||

to
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en

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to

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•£*
43

ft
0&gt;
PC
1

43
y
cfl

O

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-

43
0
M
0

rH

43
CJ

6-Octachloro

:

,H

-g

43
0

0.912

c

^
[-;
a.

(U
4=

Ul

^
P«
H-J

tachlorobiph

O
i—*
_r?
t.1
C

iphenyl-dg

a)

2

t-i
0

C

i

orobiphenyl

^*.

lorobiphenyl

*rt

1 w

ft

(i 96

.orobiphenyl

i-H

t

CM

C

°-

CM

'

0.315
i
200
3:20

•

i
ISO
6-.10

.

1

COO
je : eo

,
'"

L

"*"I~*~

*•

-^ • i

1.102
"—*

COO
13:20

_'•£'
ItJ.0
1C: IB

SCAII
TIME

Figure A-l. Fused silica capillary gas chromatogram of PCB Solution No. 1 analyzed with electron
impact mass spectrometry. Experimental conditions for separation and analysis of the PCBs are
presented in the experimental section of report.

�UV.'. SVECi'tlUil
GV20/32 16:42:00 *

PATA: 498IE20W7 (Witt
CAM: CALF.20UI 07

1:50

E: rest iimiiue — SOLUTIOII BI IUL iiu

-J%8 L-lfV 10 6 70I:V .2IIA Bi!5 -1MI 1 10 -211- 525- 10/ "IJJI-COL
J33IAKCED &lt;S 15B 2H OT)

ICO

9523:-.

50.0-

126

^
T

ti/n

no

Figure A-2.

1161

i*U
ico

173
101!

Electron impact ionization mass spectrum of 2-monochlorobiphenyl.

�tt'I-CII'JRI
U&gt;:12:W *

HATA:

:: FOB IIIXTIII::;—soi.Minni ni »« mi
IKO iaiv io-6 /ot-:v .M\ imr&gt; j-.u
(S I5K 2II OTI

U17J

DASJ; II/'E:

CAM: CAM-JttH

/:'j»

&gt;/ "n;i toi."
C329C.

189.0-1

I
I-1
NJ

59.0-

99

U~ IP

-^-r-^M-. , T-p-^^-,

ll/E

(00

Figure A-3.

120

220

Electron impact ionization mass spectrum of 3,5-dichlorobiphenyl,

�W5/20/I52 1C:'12:00 ^ I!:'H
f.AI.1; r;ALK2ft»l IU
SAIIPLH: PCB IIIXTIIRE—f.OLUYIOII 11 IIH. IIU
COJ1DS.: -1550 HIV 10-6 /OCV .2IIA DBS-1511 110-211-325-10/ "iKlBillAilCIiD (S 15D 211 01)

HAM: H/J-: KW
niC:
271072.

f
255

100.0

1928(

II 16

59.0-

U)

•
10
93
*&gt;-n ft
Z W

,1

1?3 if

1

T .Vii^
l._ .iii Li 169

i IIIwll
ll/n

Figure A-4.

\yt

110

ICO

ll
iiill
100

1

1.

I?G

»LiJ..

280

KG

I-L.^

i-l

22t}

\l

•l ?]S
240

2»iC»

Electron impact ionization mass spectrum of 2,4,5-trichlorobiphenyl.

�MASS M'ECIRHII
05/2t)/82 IS:4?:W +

?):r.1

(Ml:

SA!ir»&gt;;: rcc tiixTiim-—SIU.UTIMI n iw. MM

BA'JK II/C: 2 '9
P.IIJ:
3&amp;10J2.

0»

C«!l»S.: -1550 HIV Mi&gt; 7»JiV .2IIA 1)115-1511 IIR-2II-325--IO/ "iKJ-ljm.1
211 OT&gt;

2 0

iee.0-i

39369

2- i2

1

e

1

•

in
r\

8

I8

255

i: 3
'9

1

ii/n

J Jilu^jll k
1eo

1 T ' lk-,,1 1
1.

l vlll ^ lll^ l

1
50

l

?1

J,l. » ?96
H"--j

|—"*

2Wt

.,| I,2?i_T213_rJ

r-*"

250

I

'

1

'

1

'

XY3«3

Figure A-5. Electron impact ionization mass spectrum of 2,2',4,A'-tetrachloroblphenyl.

�HAW srcciwiii

DMA: 'icuil:2r;'f»/ 07:&gt;0
(J7

85/29/82 I6:12:0fl ^ I V : 00
CAM: CAI.I-WI
SAUPLE: riJtt HlXTUnC-—SOLUTIOJI ill IUL J I U
UGHIS.: -I550 HIV IO-6 70I-V .2IIA 08'j-Ctll IIO-2II-325-IO/ "«;] OH."

BASE Il/Et 2:i:}
HIC:
12C3M.

EKIIAHCED (s isn 211 OT»

59.9

--r^
350

Figure A-6. Electron impact ionization mass spectrum of 3,3'4 ,4' -tetrachlorobiphenyl-d^.

�IIAS-;

«)AiA: I'micyv-)"/ nwi

UAI.I: tMf.»»l

05/M/«? 10:12:00 + 11:01

SAiim-t res MiXTunti— r,oi.ufi(iii n sw. IIM
ar,»S.: -15W) BIV 10-0 /tfl-Y .2IW IWi Till IIO-2II-323-IO/
(s isn 211 on

r.n:

05

"»KJ COI."
3078

180.0

2-36

"7

59.9-

191

99
2 «J
163
I "*"*

19-1 2*&gt;

.MUl'^rJ

it/'-:
Figure A-7.

|llL,_,,U

J50

li5.lV2.ix
'J«0

Electron impact ionization mass spectrum of 2,3',4,5',6-pentachlorobiphenyl.

�IIACS SH3MWUI
85/20/J52 16:12:00 ' 12:06
SAtimi: rcc MIXTURE—SOLUTION ni HJI. im

I&gt;ATA:
CAM: CAI.K20WI II3

323501.

COIffiS.; -I5!i0 EIIY 10-5 70EV .2!l-\ DB5 I'jll 110-211 325- It)/ "OSI-COI."
DBIAUCl-n &lt;S ISO 2\\ 811

100.0-

25661.

29fl

50.0-

It'li

350

u

Figure A-8. Electron impact ionization mass spectrum of 2,2',3,3',6,6'-hexachlorobiphenyl.

�IIVJS SrtCTtnfll
ItAfA: 1?iUE2T,V»7 IKKJI
aV.W/R:&gt; H&gt;:'I2:Ofl ^ M:2I
iMl : CAI.E2WI 01
SAllI'LE: r«.B IIIXUli::;— -SDUiriO'l 01 HH. 111!
COi!D:i.: -IWU DIY 10 0 TDtV .2JIA llffi I'-ll 1 10-211-325- IO/ "flH-Cor

BA';C ll/li: :&gt;V3
niC:
3755J?.

nr.i,\i:ci;u is 150 211 OT»

IOH.O

IGOC1.

i?

120

50.0

1

i

1
|i 7

liy
6

i: 0

4

.1

ir

129

IGO
3 1

149

ll
I [1
lijW^M
K9

IK? I

1" Ti
2W

22»

249

1680

3 1

i
i—'
oo

50.0-

3'.9

1

289

,11 JJ-r^L•^*-i-»

I111,.. ??*!|,. .

274
&gt;*Wvi

1

'

i

il • » • . |
i

•

ILL - i
i
3CO

| •
300

• •i

1

i
' [ • • * •r

ISO

Figure A-9. Electron impact ionization mass spectrum of 2,2',3,4,4',5,6-heptachlorobiphenyl.

�HAY; si'tornini

JIATA: 1!HMI-2Wli/ ()r)7l
CA.I.I: CAI.E?C!M 0.1

95/20/82 lti:42:W + Ifi: II

SAiirLE: njB uixiimi: — souinoii ai mi. iiu
cniros.: -I559 ia iv so r, voi-v .?IIA m^-r.ii n')-2ll-32r.-l'-)/
EII)IAt:r;GD (S 1511 211 OD

BASE II/E: I/O
KM):
'JJOB11.

"OII-COI."

i; ')

100.0

I6C7.

50.0-

2

r,

i '3

p«125 T

95

I5C

lee

120

149

100

183.0-1

1

|R7

159

51

"T8

II
I «S '

209

229

^
269

21«

IGT.

3! 0

29

1

50.8393

271
I I .

ll/fi

209

Figure A-10.

I
I1 1

\\.,m
388

3ji

1,1.1,,,
320

I 1
•I, i |

310

368

I

1,

• • i • | •i i . |i i • • | . i . . ! i i . . | • .
'

308

1«8

120

«0

Electron impact ionization mass spectrum of 2,2',3,3',4,4',5,6-octachlorobiphenyl.

�I»ATA: 'IOOIE5AW7 0970
CMI: CAI.K2MM OJ

05/20/82 l«:12:0fl ^ lfi:l'.»

SAiffLE: rcis mxiuiw- — soumnii n iw.

RASE »/f: Ifti
HIO:
123016.

lt!J
OKWS.t -IfBW DIV 10 li 70EV .2IIA IWK-IriH IIO-2II-325-IO/ "UH--COI."
BOIMXED (S I5B 2H OT&gt;
1 G

17661.

1

2 2
50.0-

111

1BO

10
fl

125

1

t

1* l ' f

• 101 1
it i
I-J-1-.-H

J
10

o

II

•PI

2 1
1

T

\L\ 11LjllLjll^llL
I 20

N/E
183.9-

1

»

IwJ*.
iw»

III
^?V
IllllM^^-JJ llti*^,^ alii .
2^1
220

|i|iii _

240

I

260

230
41-1

ji

3 2

50.0-

357

290
i l.it,
ni .
3dO

Figure A-ll.

1 .,332
320

31?

3W

jjll.
3CO

-,-r-i-i-r-

3(KI

4W&gt;

120

13
1

-

4G8

I,

Electron impact ionization mass spectrum of 2,2',3,3',4,4',5,6,6f-nonachlorobiphenyl.

�liAG'J SI'ECTBUll
r

II-MA: '190i

9 &gt;/.WC2 10:12:00 + 17:13

CAI.l: CAM

SAiii'LK: ten iiixitirr- soi.urinn ui an. nu
ClISiDS.: -1559 HIV 10-6 70EV .2IIA D»r»-I5ll 110-711-325-!0/
Eii!)Ata:nD (s i5n 211 OT&gt;

w'JW UIWJ3
'"I f)3

BAJiC H/C: 21 i '•
Rir, :
439208.

"DJl-COL"

2 1

100.0-

228I6.

I7«

2 9

50.0-

107

160

96

II/E

'i
108

262

231

Jl|ljYjl|h.
159

1

2?7

.

3f«

259

-

•J

356

50.0-

228I

3

14«

321

ii/n

Figure A-12.

J-lOJULff^-.J
350

L^^MJEL

1

1,

150

...

5C3

Electron impact ionization mass spectrum of 2 , 2 ' , 3 , 3 ' , 4 , 4 ' , 5 , 5 ' , 6 , 6 ' - d e c a c h l o r o b i p h e n y l .

�ra
Ltn.-oi.ii mss: 200 &lt;Rei-.amr:Oi.ii MASS.uiPtD-G TiiTi!Aanc!:iH!miHiYL. isosrei: 15210
J:tT:D-0 nnR.'.Oil.U!:i)-CIFi!BIY[.. ISOIII-i: 0210
r.t*)/«iiT./T.H;.,\:iT.i &lt;AV :
i.ocoi
i. not
ST.IJS-V.-

(.1.000
* ST.DEV.0.009

i.e

i
ts3
N&gt;

0.899
HATE

5/I1/82

Figure A-13.

5/21/02

6/ 3/02

Response factor plotted on a day-to-day basis for the internal standard,
3,3',4,4'-tetrachlorobiphenyl-d6, in Solution No. 1.

�RESl'OllSIi
L I B : 0 1 . 2 i IIASS: 1«8 (IW.COIIl'iOI. I. MASS: 2!l&lt;!)
OlP:2-liai!)ll1IU)l!0-Bin«3IYl..JSCHER fll
EEF : I)-G TEHACIILORO-BiriltliYI.. ISOIIEI! 0210
tAKEA/atF.ALEAl/tAIIT./Rb'F.AIIT.) (AV:
'J.51-11
5.600

...

0.431
ST.TiEV.-

n.ni

Sl.'il

4. oca
1
NJ

u&gt;

3.C80

BATH

^'1-1/02

5/2-1/32

Figure A-14. Relative response factor for 2-monochlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�B:Ol.^i MASS: 222

(KKI-.ailinOI. l&gt; IIAC,S: 2!«5&gt;

aiP:3.3--nioii.onn-Binn3ivL. ISWIHR tin

B1-F:D-C TKTKACmjmO-ltiniHIYL. 1SOIJER B2IO
T./l:m:.AIIT. &gt; (AV:
2.7.}2»
.t.AW

ST.niv.-

t

0.206
X ST.DEY.II-..1G6

3

r

n.naa

S'tt =• l i
.

•

2.J18H

:;

2.C8!l

2.VC3

i
to
*•

X

2.683

X
X

X

2.5*3

:&lt;

2.480

•H

2.393

•&gt; oon
5/24/02

6/ 3/32

Figure A-15. Relative response factor for 3,3'-dichlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-dg on a day-to-day basis.

�1.111:01.1i IttSS: 256

(RiiF-COllPiOI. li IHSS.- 2!)OI

aip:2.i.5-TRiciiinr.o-niriiiiiiYj.. isotiER r.29
REFrH-O TL:inAaiI.Ol;0~BirilFJIVI.. ISOMER II2IO
i:nA)/(AiiT./Ki;r.AiiT.) &lt;AV :
2.0051
2.^(10

ST.DLV.0. IR3
£ ST.IEY.n. I38

SMI = i.e

2.

x

I
NJ

1.999

1.899

1.709
DATE

5/11/82

5/2-1/82

6/ 3/B2

Figure A-16. Relative response factor for 2,4,5-trichlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�RESrOKSF

1.111:01.5. IUSS: 202

(MF. COUP: 01. I , IKSS: 29CI

niP:2.2M.'r-TFiRAciii.ojH)-iiirii0iYL. isoum: iw

REf:D-0 lEll:AaiLi?r.O-Diri!BM.. ISOIinn U2IO
(AnP,\/nCI:.A!:i'A)/(AIIT./!iLl;.AIIT.) (AV:
1.032)
1.280

ST.PMV.0.058

Z Sf.DEY.5.596

1.9

&gt;(

1.190

••

i
ro

*

O"

X

X

X
X

):

O.C33
DATK

l'l/82

5/21/02

G/ 3/02

Figure A-17. Relative response factor for 2,2',4,4'-tetrachlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-c^ on a day-to-day basis.

�r-rsroiiSK
UB.-OI.GI iwss: 326 (i!r.r.coiir oi.ii MASS:
a\T-.2.y .1.5'.r.-rciiTAan.oi;o-mriiBiYi.. isomin : 11121
RCF:n-s iF.ii:Aaii.oi:o-iiii'iiaiYi.. isounK ir»io
(Ar.t A/Cnp./.l:M&gt;/(AIJT./r;nF./MIT.) (AV:
O.'tIO)
i. can
;

-SU'liV.(1.952
Z ST.C-EV.T 477

Sl'il »

6. £39
i
S3
-J

DATE

5/11/82

5/21/82

6/ 3/82

Figure A-18. Relative response factor for 2,3',4,5',6-pentachlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�1.18:91.7. IIASS: 3C9

(l:EF.CO!H':fll. I. IIASS:

diP^^'.s.s'.e.e'-iiiLVAaiLenn-BmiBiYJ.. isoiirc a i3t&gt;
BEF-.D-6 TElfiAaiI.OKO-|im!BIYI.. ISOIIKIt B2IO
iiiiA^iAnT./iraF.AiiT.) &lt;AV :
o.ocs*
O.J'O'.I

ST.PEY.-

O.OH

£ ST.9EY.0.370

i.e

X

o.ynn

*

Is)
00
6.609

0.509
DATE

5/1V82

C/ 3/82

Figure A-19. Relative response factor for 2,2',3,',6,6'-hexachlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�RESPONSE
i.in : oi.n, iwss: 391 (nnr.raiirrfli.ii MASS:
air:2.2\3.i.i'.5.c-iiEi'T'.a!i.or.o-niniFiiYi.. isoiinn i lot
EEF:«-c rETR/.ciu.ono-iiiMiBn'i.. iswim: 11210
:
(AREA/niH .Ar,FA»/(AIIT./UtF.AIIT.) (AV:
O.UO

0.377)

ST.I'EV.0.827

x si.LEY.-

tt.1?0

V.035

0. MO

SMI - 1.0

x
U.303

0.380
_•

i
isj

VO

I—

0.370

0.360

6.350

0.310

0.330

0.320
DATE

5/11/82

5/21/82

C/ 3/82

Figure A-20. Relative response factor for 2,2',3,4,4',5,6-heptachlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�r.Fsro;isr
i.iitroi.o, IIASS 430 (nHP.cniir oi.i, IIASS
REP:no Ti;u;.\aiLono-i;iriinj\'i.. isotinn U2io

:
:
aiP:2,2'.3.3 t .1.4'.!;.6-Oi:TAOILORO-BIl l IK.ilV1.. ISWIFR 0 105
tlT. &gt; (AV:

0.2/B&gt;

1'. J/U

sr.nr.v.s
0.021

?

Z Sf.DCV.7.972

'&lt;;
0. ^-fi)

sK
0. 203

- 1.0

•\c
u_«.

.

.-

,

. _

_

i
1
0

O

v

*VM%
0 .270

,

|
0.269

*
X

X

0.259

)C
X

n -MO

—

5/2-1/82

Figure A-21.

••

— •

' •

II- »- —

1

C/ 3/02

Relative response factor for 2,2',3,3' ,4,4',5,6-octachlorobiphenyl in Solution No. 1
calculated versus 3,3' ,4,4'-tetrachlorobiphenyl-d^ on a day-to-day basis.

�nnsronst
LIB : OI.IOI HAGS: 101 (RnF.cniir oM
air:2.2\3.3vi.i\5,G.&lt;v-i;niiAciiLORiHiiriiniivi..:
REF:iM&gt; TErc/xiiioRo-DiFiintm.. isotmn 11210
(Am:4/RE»--.ARirA&gt;/&lt;AMT./r.FF.AHr.J &lt;AV:
0.320

2301

0.257)

ST.WiV.O.P29

5; sT.rtv.I I 239

SDil - 1.0

0.209

-v0.2J10

0.2/0
I

u&gt;

0.250

0.210

0.239

0.220
DATE

Figure A-22.

5/14/82

5/21/82

6/

Relative response factor for 2,2',3,3',4,4',5,6,6'-nonachlorobiphenyl in Solution No.!1
calculated versus 3,3*,4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�BESrOMSE
L I B : O I . H i MASS: 498 (C£F.COIir : 0l. li MASS: 2991
air:2.2\3.r.4.1\5.5\G.6'-DECAaH.ORa-BIM!iaiYL. ISOIIHIi Q 209
BEF:D 6 TETIUdlLOBO-BlPliraril, ISOilEII (1210
i!EA&gt;/(AIIT./i;EF.MIT.) &lt;AV:
0.223)
0.270
ST.IlS-V.C.«22
Z Sf.OEV.9.8/7
n ?;T

MM •= 1.8

r.
• ••

0.210

I
U&gt;
NJ

0.2JO

0.220

)

0.210

I

x
0.200

0. I'M

DATIi

5/M/82

5/2-1/U2

C/ 3/32

Figure A-23. Relative response factor for 2,2' ,3,3',4,4',5,5',6,6'-decachlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�APPENDIX B
ANALYTICAL METHOD: THE ANALYSIS OF BY-PRODUCT CHLORINATED
BIPHENYLS IN COMMERCIAL PRODUCTS AND PRODUCT WASTES

B-l

�THE ANALYSIS OF BY-PRODUCT CHLORINATED BIPHENYLS IN
COMMERCIAL PRODUCTS AND PRODUCT WASTES
1.0

Scope and Application
1.1

This is a gas chromatographic/electron impact mass spectrometric
(GC/EIMS) method applicable to the determination of chlorinated
biphenyls (PCBs) in commercial products and product wastes. The
PCBs present may originate either as synthetic by-products or as
contaminants derived from commercial PCB products (e.g., Aroclors).
The PCBs may be present as single isomers or complex mixtures and
may include all 209 congeners from monochlorobiphenyl through
decachlorobiphenyl listed in Table 1.

1.2

The detection and quantitation limits are dependent upon the complexity of the sample matrix and the ability of the analyst to
remove interferents and properly maintain the analytical system.
The method accuracy and precision will be determined in future
studies.

1.3

This method is restricted to use by or under the supervision of
analysts experienced in the use of gas chromatography/mass spectrometry (GC/MS) and in the interpretation of gas chromatograms
and mass spectra. Prior to sample analysis, each analyst must
demonstrate the ability to generate acceptable results with this
method by following the procedures described in Section 14.2.

1.4

The validity of the results depends on equivalent recovery of the
analyte and 13C PCBs. If the *3C PCBs are not thoroughly incorporated in the matrix, the method is not applicable.

1.5

During the development and testing of this method, certain analytical parameters and equipment designs were found to affect the validity of the analytical results. Proper use of the method requires
that such parameters or designs must be used as specified. These
items are identified in the text by the word "must." Anyone wishing to deviate from the method in areas so identified must demonstrate that the deviation does not affect the validity of the data.
Alternative test procedure approval must be obtained from the
Agency. An experienced analyst may make modifications to parameters or equipment identified by the term "recommended." Each
time such modifications are made to the method, the analyst must
repeat the procedure in Section 14.2. In this case, formal approval is not required, but the documented data from Section 14.2
must be on file as part of the overall quality assurance program.

B-2

�TABLE 1. NUMBERING OF PCB CONGENERS3
NO.

Structure

NO.

Henoe(ilaroa&lt;oh«ny1»
1
2
3

2
3
4
D&lt;eh1orob1p(itny1t

4
5
6
7
3
9
10
11
12
13
14
15

}:];
2)4

!:$'
2,6

3,3'

3,4

1:1'

4,4'
Trlehlorablphtnyli

16
17
18
19
20
21
22
23
24
25
26
27
28
29

30

31
32
13
34
35
36
37
33
39

40
41
42
43
44
45
46
47
48
49
50
51

2.2'.3

2.2', 4
2.2', 5
2.2'. 6
2.3.3'

2.3,4

2.3.4'

2,3.5
2.3.6
2. 3', 4
2, 3'. 5
2, 3'. 6
2.4.4'

NO.

52
53
54
5$
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81

105
106
107
108
109
110

2,2*. 5.5'
2,2',5.6*
2.2'.6.6'
2.3,3- .4
2.3,3'. 4'
2,3,3'. 5
2.3,3'.5'
2,3.3'. 6
2.3.4,42.3.4.5
2,3,4.6
2.3,4'. S
2, 3,4', 6
2,3.5,6
2,3'
2,3'
2.3'
2.3*
2.3'
2.3'
2.3'
2.3'

in

112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127

4.4'

4,5
4,5'

4,6
4'. 5
4'. 6
5.5'
S',8

2,4,4'. 5
2.4.4', 6
2'. 3, 4. 5
3,3'. 4. 4'
3,3',4,5
3,3'.4.5'
3,3'.5.5'
3,4.4'. 5

Structure

2,3.3' .4'
2.3.3' ,5
2.3.3' '.5
2.3.3' .5'
2.3.3' .6
2.3.3' ',6
2.3.3' ,5'
2.3,3' ,6
2.3.3' ',6
2.3,4.4 .5
2.3.4,4 ,6
2.3.4,5 6
2,3.4', .6
2.3'.*,
2.3'. 4. '.'6
2.3',4, ,5'
2.3". 4,
2'.3.3' 4J5
2'.3.4,4 '.5
2',3.4,. ,5'
2'.3.4.i .6'
3.3' .4.4 '.5
3.3'. 4.. .5'
HemchU robtptienyls

128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
15$
156
157
158
159
160

PenUcM orcb&lt; phtny 1 i
2.2'.3.3',4
2.2', 3. 3'. 5
2.2',3.3',6
2,2',3,4. 4'
2.2'. 3. 4. 5
2.2', 3, 4.5'
2,2'. 3,4.6
2,2'.3,4, 6'
2.2'.3.4',5
2,2'. 3,4'. 6
2.2',3,5,5'
2,2'. 3,5,6
2,2'.3.5,6'
2.2', 3, 5'. 6
2.2'. 3. 6.6'
2.2', 3'. 4.5
2,2'. 3' .4. 6
2.2', 4, 4' .5
2,2-.4.4'.6
2.2'. 4, 5,5'
2, 2' .4,5.6'
2.2',4.5',6
2, 2'. 4,6.6'

2.2', 4. 5
2.2' .4, 5'
2.2". 4, 6
2,2',4.6'

NO.

rtntacli oroMphenylj

Tetneft 1 oreo 1 pinny 1 $

82
83
84
2,4',S
85
2.4'.6
86
2'. 3. 4
87
2'. 3,5
88
3,3', 4
89
3.3',!
90
3,4,4'
91
3.4,5
92
3.4'.S
93
94
TttneM orob&lt; ohnyl » 95
96
97
2.2'. 3.3'
2.2'. 3,4
98
2.2'.3,4'
99
2.2'. 3,5
100
2.2'.3.S'
101
2.2',3.6
102
2.2' .3,6'
103
2.2-.4.4 1
104

2,4.5
2.4.6

structure

2.2',3.. '.4,4'
2.2'. 3.. '.4.5
2.2'. 3. : '.4,5'
2.2'. 3.: '.4.6
2.2'. 3.: ',4.6'
2. 2'. 3,. '.5,5'
2.2' .3.. '.5,6
2.2* .3.: ',5, '

2.2'. 3.: ',6, '
2.2' .3,4 ,*'.

2.2'. 3. 4 .4'. '
2,2' .3. 4 ,*',
Z,2'.3,4 ,4' . '
2.2'. 3.4 .5,5'
2,2'. 3, 4 .5.6
2.2'.3.4 .5,6'
2.2'. 3, 4 .5'. 6
2.2'. 3. 4 .6,6'
2.2', 3.4 '.5.5'
2,2',3.4 '.5,6
2,2'. 3, 4'.5.6'
2,2'. 3, 4 '.5- ,6
2.2'. 3.4 '.6.6'
2.2'.3.S .5' .6
2.2'. 3.S .6,6'
2,2' .4.4 '.5.5'
2,2'. 4.4 '.5.6'
2.2'. 4. 4 ',6,6'
2,3,3'. 4 .4'. 5
2.3, 3'. 4 ,4'.S'
2.3,3'. 4 .4'. 6
2.3,3'. 4 .5.5'
2.3.3'. 4 .5.6

161
162
163
164
165
166
167
168
169

170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193

2, 2'. 3, 3', 4. 4 ' , 5
2.2' .3. 3 ' . 4. 4 ' , 6
2, 2', 3. 3 ' , 4. 5. 5'
2, 2 ' , 3, 3 ' , 4. 5. 6
2,2'. 3. 3 ' , 4. 5 ' , 6
2, 2'. 3. 3 ' , 4.6. 6'

2, 2', 3. 3 ' , 5, 5 ' . 6
2. 2 ' . 3. 3 ' , 5, 6, 6'
2.2'. 3, 4, 4 ' , 5.5'
2. 2' .3, 4, 4'. 5, 6
2. 2' .3. 4. 4 ' , £ . 6 '
2,2'.3,4,4',5',6
2, 2 ' , 3, 4, 4 ' . 6, 6'
2.2&gt;.3,4,5.5'.6
2. 2'. 3, 4,5. 6, 6'
2,2', 3. 4 ' . 5. 5 ' . 6
2, 2', 3, 4 ' , 5,6, 6'
2.3, 3'. 4. 4', 5,5'
2, 3, 3', 4,4', 5, 6
2, 3, 3', 4, 4 ' , 5' ,6
2. 3, 3', 4, 5. 5 ' . 6
2.3,3' .4' .5.3'. 6

Ocucnlorotiionenyls
194
195
196
197
198
199
200
201
202
203
204
205

2,2', 3. 3'. .4', 5. 5'
2, 2'. 3, 3 ' , , 4 ' , 5, 6
2, 2 ' , 3, 3 ' . ,4', = , 5 '
2, 2', 3, 3', ,4' ,5, 6'
2, 2', 3. 3 ' , S . S ' . S
2, 2', 3. 3 ' , ,5.6,6'
2.2', 3. 3 ' . .5'. 6. 6'
2, 2', 3, 3 ' , . S . 5 ' , 5 '
2.2', 3, 3' .5. 5 ' , 6, 6'
2, 2'. 3, 4 . 4 ' , 5, 5 ' , 6
2.2* .3, 4, 4' ,5. 6.6'
2.3.3',4,4'f5,5',6

206
207
208

2.2'.3,3'.4.4',5,5',6
2, 2'. 3. 3 ' , 4, 4 ' . 5, 5, 6'
2. 2'. 3, 3'. 4, 5. 5 ' , 6, 6'

NofueHloro61on«nyls

Bteichlorebfomnyl

Anil. Clw*., 302. 20-31 (I960).

B-3

2.3,3'. 4, 5 ' , 6
2, 3, 3'. 4 ' . 5. 5'
2. 3.3'. 4'. 5, 6
2, 3. 3'. 4'. 5 ' , 6
2,3, 3'. 5, 5 ' . 6
2, 3, 4. 4 ' . 5.6 1
2.3',4,4'.5.5
2.3',4.4',5'.5
3. 3' .4. 4'. 5, 5'
HtptieM orab&lt; phtny 1 1

209

**dopt*d froa ttllicftrfttr, K. &gt;nd Ztll, *., FrtstMus 2.

Structure
Htmehlorooiphtnylt

Z.2',3.3'4,4',5,5',6.6'

�2.0

Summary
2.1

The process or product must be sampled such that the specimen collected for analysis is representative of the whole. Statistically
designed selection of the sampling position, time, or discrete
product units should be employed. The sample must be preserved
to prevent PCB loss prior to analysis. Customary inventory storage may be adequate for products. For intermediates, process samples, and other non-product specimens, storage at 4°C with optional preservation at low pH is recommended.

2.2

The sample is mechanically homogenized and subsampled if necessary.
The sample is then spiked with four 13C PCB surrogates and the
surrogates incorporated by further mechanical agitation.

2.3

The surrogate-spiked sample is extracted and cleaned up at the
discretion of the analyst. Simple dilution or direct injection
is permissible. Possible extraction techniques include liquidliquid partition, thermal desorption, and sorption onto resin
columns followed by solvent desorption. Cleanup techniques may
include liquid-liquid partition, sulfuric acid cleanup, saponification, adsorption chromatography, gel permeation chromatography,
or a combination of cleanup techniques. The sample is diluted or
concentrated to a final known volume for instrumental determination.

2.4

The PCB content of the sample extract is determined by capillary
(preferred) or packed column gas chromatography/electron impact
mass spectrometry (CGC/EIMS or PGC/EIMS) operated in the selected
ion monitoring (SIM), full scan, or limited mass scan (IMS) mode.

2.5

PCBs are identified by comparison of their retention time and mass
spectral intensity ratios to those in calibration standards.

2.6

PCBs are quantitated against the response factors for a mixture
of 11 PCB congeners, using the response of the 13C surrogate to
compensate for losses in workup and determination and instrument
variability.

2.7

The PCBs identified by the SIM technique may be confirmed by full
scan CGC/EIMS, retention on alternate GC columns, other mass spectrometric techniques, infrared spectrometry, or other techniques,
provided that the sensitivity and selectivity of the technique are
demonstrated to be comparable or superior to GC/EIMS.

2.8

The analysis time is dependent on the extent of workup employed.
The time required for instrumental analysis of a single sample,
excluding data reduction and reporting, is about 30 to 45 min.

2.9

Appropriate quality control (QC) procedures are included to assess
the performance of the analyst and estimate the quality of the results . These QC procedures include the demonstration of laboratory
capability: periodic analyst certification, the use of control
B-4

�charts, and the analysis of blanks, replicates, and standard addition samples. A quality assurance (QA) plan must be developed for
each laboratory.
2.10 While several options are available throughout this method, the
recommended procedure to be followed is:
2.10.1

The sample is collected according to a scheme which permits extrapolation of the sample data to the whole product or product waste.

2.10.2

The sample is preserved to prevent any loss of PCBs or
changes in matrix which may adversely affect recovery.

2.10.3

The sample is mechanically homogenized and subsampled if
necessary.

2.10.4

The sample is spiked with four 13C PCB surrogates
(4-chlorobiphenyl; 3,3',4,4'-tetrachlorobiphenyl;
2,2',3,3',5,5*,6,6"-octachlorobiphenyl; and decachlorobiphenyl).

2.10.5

Normally, the sample is extracted, although dilution may
also be used.

2.10.6

The extract is cleaned up and concentrated to an appropriate volume.

2.10.7

An aliquot of the extract is analyzed by CGC/EIMS operated in the SIM mode. On-column injections onto a 15-m
DB-5 capillary column, programmed (for toluene solutions)
from 110° to 325°C at 10°/min after a 2-min hold is used.
Helium at 45-cm/sec linear velocity is used as the carrier
gas.

2.10.8

PCBs are identified by retention time and mass spectral
intensities.

2.10.9

PCBs are quantitated against the response factors for a
mixture of 11 PCB congeners.

2.10.10 The total PCBs are obtained by summing the amounts for
each homolog found, and the concentration is reported
as micrograms per gram.
3.0

Interferences
3.1

Method interferences may be caused by contaminants in solvents,
reagents, glassware, and other sample processing hardware, leading
to discrete artifacts and/or elevated baselines in the total ion
current profiles. All of these materials must be routinely demonstrated to be free from interferences by the analysis of laboratory reagent blanks as described in Section 14.4.
B-5

�3.1.1

3.1.2

3.2

4.0

Glassware must be scrupulously cleaned. All glassware
is cleaned as soon as possible after use by rinsing with
the last solvent used. This should be followed by detergent washing with hot water and rinses with tap water and
reagent water. The glassware should then be drained dry
and heated in a muffle furnace at 400°C for 15 to 30 min.
Some thermally stable materials, such as PCBs, may not
be eliminated by this treatment. Solvent rinses with
acetone and pesticide quality hexane may be substituted
for the muffle furnace heating. Volumetric ware should
not be heated in a muffle furnace. After it is dry and
cool, glassware should be sealed and stored in a clean
environment to prevent any accumulation of dust or other
contaminants. It is stored inverted or capped with
aluminum foil.
The use of high purity reagents and solvents helps to
minimize interference problems. Purification of solvents by distillation in all-glass systems may be required. All solvent lots must be checked for purity
prior to use.

Matrix interferences may be caused by contaminants that are coextracted from the sample. The extent of matrix interferences will
vary considerably from source to source, depending upon the nature
and diversity of the sources of samples.

Safety
4.1

The toxicity or carcinogenicity of each reagent used in this
method has not been precisely defined; however, each chemical
compound should be treated as a potential health hazard. From
this viewpoint, exposure to these chemicals must be reduced to
the lowest possible level by whatever means available. The laboratory is responsible for maintaining a current awareness file
of OSHA regulations regarding the safe handling of the chemicals
specified in this method. A reference file of material data handling sheets should also be made available to all personnel involved in the chemical analysis.

4.2

Polychlorinated biphenyls have been tentatively classified as
known or suspected human or mammalian carcinogens. Primary standards of these toxic compounds should be prepared in a hood.
Personnel must wear protective equipment, including gloves and
safety glasses.
Congeners highly substituted at the meta and para positions and
unsubstituted at the ortho positions are reported to be the most
toxic. Extreme caution should be taken when handling these compounds neat or in concentrated solutions. This class includes
3,3',4,4'-tetrachlorobiphenyl (both natural abundance and isotopically labeled).
B-6

�4.3

4.4

5.0

Diethyl ether should be monitored regularly to determine the peroxide content. Under no circumstances should diethyl ether be
used with a peroxide content in excess of 50 ppm, as an explosion
could result. Peroxide test strips manufactured by EM Laboratories (available from Scientific Products Company, Cat. No.
P1126-8 and other suppliers) are recommended for this test. Procedures for removal of peroxides from diethyl ether are included
in the instructions supplied with the peroxide test kit.
Waste disposal must be in accordance with RCRA and applicable
state rules.

Apparatus and Materials
5.1

Sampling containers - Amber glass bottles, 1-liter or other appropriate volume, fitted with screw caps lined with Teflon.
Cleaned foil may be substituted for Teflon if the sample is not
corrosive. If amber bottles are not available, samples should
be protected from light using foil or a light-tight outer container. The bottle must be washed, rinsed with acetone or methylene chloride, and dried before use to minimize contamination.

5.2

Glassware - All specifications are suggestions only. Catalog
numbers are included for illustration only.
5.2.1

Volumetric flasks - Assorted sizes.

5.2.2

Pipets - Assorted sizes, Mohr delivery.

5.2.3

Micro syringes - 10.0 Ml for packed column GC analysis,
1.0 pi for on-column GC analysis.

5.2.4

Chromatographic column - Chromaflex, 400 mm long x 19 mm
ID (Kontes K-420540-9011 or equivalent).

5.2.5

Gel permeation chromatograph - GPC Autoprep 1002 (Analytical Bio Chemistry Laboratories, Inc.) or equivalent.

5.2.6

Kuderna-Danish Evaporative Concentrator Apparatus
5.2.6.1 Concentrator tube - 10 ml, graduated (Kontes
K-570050-1025 or equivalent). Calibration must
be checked. Ground glass stopper size (519/22
joint) is used to prevent evaporation of solvent.
5.2.6.2 Evaporative flask - 500 ml (Kontes K-57001-0500
or equivalent). Attached to concentrator tube
with springs (Kontes K-662750-0012 or equivalent) .
5.2.6.3 Snyder column - Three ball macro (Kontes
K-503000-0121 or equivalent).
B-7

�5.3

Balance - Analytical, capable of accurately weighing 0.0001 g.

5.4

Gas chromatography/mass spectrometer system.
5.4.1

Gas chroraatograph - An analytical system complete with a
temperature programmable gas chromatograph and all required accessories including syringes, analytical columns,
and gases. The injection port must be designed for oncolumn injection when using capillary columns or packed
columns. Other capillary injection techniques (split,
splitless, "Grob," etc.) may be used provided the performance specifications stated in Section 7.1 are met.

5.4.2

Capillary GC column - A 12-20 m long x 0.25 mm ID fused
silica column with a 0.25 (Jm thick DB-5 bonded silicone
liquid phase (J&amp;W Scientific) is recommended. Alternate
liquid phases may include OV-101, SP-2100, Apiezon L,
Dexsil 300, or other liquid phases which meet the performance specifications stated in Section 7.1.

5.4.3

Packed GC column - A 180 cm x 0.2 cm ID glass column
packed with 3% SP-2250 on 100/120 mesh Supelcoport or
equivalent is recommended. Other liquid phases which
meet the performance specifications stated in Section 7.1
may be substituted.

5.4.4

Mass spectrometer - Must be capable of scanning from 150
to 550 daltons every 1.5 sec or less, collecting at least
five spectra per chromatographic peak, utilizing a 70-eV
(nominal) electron energy in the electron impact ionization mode and producing a mass spectrum which meets all
the criteria in Table 2 when 50 ng of decafluorotriphenyl
phosphine [DFTPP, bis(perfluorophenyl)phenyl phosphine]
is injected through the GC inlet. Any GC-to-MS interface
that gives acceptable calibration points at 10 ng per
injection for each PCB isomer in the calibration standard and achieves all acceptable performance criteria
(Section 10) may be used. Direct coupling of the fused
silica column to the MS is recommended. Alternatively,
GC-to-MS interfaces constructed of all glass or glasslined materials are recommended. Glass can be deactivated by silanizing with dichlorodimethylsilane.

5.4.5

A computer system that allows the continuous acquisition
and storage on machine-readable media of all mass spectra
obtained throughout the duration of the chromatographic
program must be interfaced to the mass spectrometer.
The data system must have the capability of integrating
the abundances of the selected ions between specified
limits and relating integrated abundances to concentrations using the calibration procedures described in this
method. The computer must have software that allows
B-8

�TABLE 2. DFTPP KEY IONS AND ION ABUNDANCE CRITERIA
Mass

Ion abundance criteria

197
198
199

Less than 1% of mass 198
100% relative abundance
5-9% of mass 198

275

10-30% of mass 198

365

Greater than 1% of mass 198

441

Present, but less than mass 443

442

Greater than 40% of mass 198

443

17-23% of mass 442

B-9

�searching any GC/MS data file for ions of a specific mass
and plotting such ion abundances versus time or scan
number to yield an extracted ion current profile (EICP).
Software must also be available that allows integrating
the abundance in any EICP between specified time or scan
number limits.
6.0

Reagents
6.1

Solvents - All solvents must be pesticide residue analysis grade.
New lots should be checked for purity by concentrating an aliquot
by at least as much as is used in the procedure.

6.2

Calibration standard congeners - Standards of the PCB congeners
listed in Table 3 are available from Ultra Scientific, Hope,
Rhode Island; or Analabs, North Haven, Connecticut.

6.3

Calibration standard stock solutions - Primary dilutions of each
of the individual PCBs listed in Table 3 are prepared by weighing
approximately 1-10 mg of material within 1% precision. The PCB
is then dissolved and diluted to 1.0 ml with hexane. The concentration is calculated in mg/ml. The primary dilutions are stored
at 4°C in screw-cap vials with Teflon cap liners. The meniscus
is marked on the vial wall to monitor solvent evaporation. Primary dilutions are stable indefinitely if the seals are maintained.
The validity of primary and secondary dilutions must be monitored
on a quarterly basis by analyzing four quality control check samples (see Section 14.2).

6.4

Working calibration standards - Working calibration standards are
prepared that are similar in PCB composition and concentration to
the samples by mixing and diluting the individual standard stock
solutions. Example calibration solutions are shown in Table 3.
The mixture is diluted to volume with pesticide residue analysis
quality hexane. The concentration is calculated in ng/ml as the
individual PCBs. Dilutions are stored at 4°C in narrow-mouth,
screw-cap vials with Teflon cap liners. The meniscus is marked
on the vial wall to monitor solvent evaporation. These secondary
dilutions can be stored indefinitely if the seals are maintained.
These solutions are designated "CSxxx," where the xxx is used to
encode the nominal concentration in ng/ml.

6.5

Alternatively, certified stock solutions similar to those listed
in Table 3 may be available from a supplier, in lieu of the procedure described in Section 6.4.

6.6

DFTPP standard - A 50-ng/|Jl solution of DFTPP is prepared in acetone or another appropriate solvent.

6.7

Surrogate standard stock solution - The four 13C-labeled PCBs
listed in Table 4 may be available from a supplier as a certified solution. This solution may be used as received or diluted
further. These solutions are designated "SSxxx," where the xxx
is used to encode the nominal concentration in (Jg/ml.
B-10

�TABLE 3.
Homolog

CONCENTRATIONS OF CONGENERS IN PCS CALIBRATION STANDARDS (ng/ml)a
Congener
no.

CS100

CS1000

CS050

CS010

1

1

1,040

104

52

10

1

3

1,000

100

50

10

2

7

1,040

104

52

10

3

30

1,040

104

52

10

4

50

1,520

152

76

15

5

97

1,740

174

87

17

6

143

1,920

192

96

19

7

183

2,600

260

130

26

8

202

4,640

464

232

46

9

207

5,060

506

253

51

10

209

4,240

424

212

42

4

255

255

255

255

1

211 (RS)

104

104

104

104

4

212 (RS)

257

257

257

257

8

213 (RS)

407

407

407

407

10

a

210 (IS)

214 (RS)

502

502

502

502

Concentrations given as examples only.

B-ll

�TABLE 4. COMPOSITION OF SURROGATE SPIKING SOLUTION (SS100) CONTAINING
13
C-LABELED PCBsa
Congener
no.

Compound

Concentration
((jg/ml)

211

104

212

(13C12)3,3',4,4'-tetrachlorobiphenyl

257

213

(13C12)2,2(,3,3',5,5',6,6'-octachlorobiphenyl

395

214

a

(l',2',3',4l,5',6l-13C6)4-chlorobiphenyl

(13C12)decachlorobiphenyl

502

Concentrations given as examples only.

B-12

�6.8

Internal standard solution - A solution of d6-3,3',4,4'-tetrachlorobiphenyl is prepared at a nominal concentration of 1-10
mg/ml in hexane. The solution is further diluted to give a working standard.

6.9

Solution stability - The calibration standard, surrogate, and
DFTPP solutions should be checked frequently for stability. These
solutions should be replaced after 6 months, or sooner if comparison with quality control check samples indicates compound degradation or concentration change.

6.10 Quality control check samples will be supplied by the Agency.
7.0

Calibration
7.1

The gas chromatograph must meet the minimum operating parameters
shown in Tables 5 and 6, daily. If all criteria are not met, the
analyst must adjust conditions and repeat the test until all criteria are met,

7.2

The mass spectrometer must meet the minimum operating parameters
shown in Tables 2, 7, and 8, daily. If all criteria are not met,
the analyst must retune the spectrometer and repeat the test until all conditions are met.

7.3

The PCB response factors (RF ) must be determined using Equation
7-1 for the analyte homologs?
A x M.
RF = -£
~
Eq. 7-1
P
A
is x Mp
where
RF = response factor of a given PCB congener
A = area of the characteristic ion for the PCB congener
™
peak
M = mass of PCB congener injected (nanograms)
A.

= area of the characteristic ion for the internal
standard peak

M. = mass of internal standard injected (nanograms)
IS
Using the same conditions as for RF , the surrogate response
factors (RF ) must be determined using Equation 7-2.
s
A x M.

w

*= t f
^

where A = area of the characteristic ion for the surrogate peak
M s = mass of surrogate injected (nanograms)
Other terms are the same as defined in Equation 7-1.
B-13

�TABLE 5. OPERATING PARAMETERS FOR CAPILLARY COLUMN GAS CHROMATOGRAPHIC SYSTEM
Recommended

Parameter

Tolerance

Liquid phase

Finnigan 9610
15 m x 0.255 mm ID
Fused silica
DB-5 (J&amp;W)

Liquid phase thickness

0.25 |Jm

Carrier gas

Helium

Carrier gas velocity

45 cm/sec

Injector
Injector temperature

On-column (J&amp;W)
c
Optimum performance

Other
Optimum performance

Injection volume

1.0 plc
70°C (2 min)d
70°-325°C at 10°C/min£

Other
Other
Other

Transfer line temperature

None
280°C

Glass jet or othe
p
Optimum6

Tailing factor

0.7-1.5

0.4-3

Peak width

7-10 sec

&lt; 15 sec

Gas chromatograph
Column

Other
Other
Other nonpolar
or semipolar
&lt; 1 pro
Hydrogen
Optimum performance

p

Initial column temperature
Column temperature program

Separator

a

Substitutions permitted with any common apparatus or technique provided
performance criteria are met.

b

Measured by injection of air or methane at 270°C oven temperature.

c

For on-column injection, manufacturer's instructions should be followed
regarding injection technique.

d

With on-column injection, initial temperature equals boiling point of the
solvent; in this instance, hexane.

e

C 12 Cl 1 o elutes at 270°C. Programming above this temperature ensures a
clean column and lower background on subsequent runs.

f

Fused silica columns may be routed directly into the ion source to prevent separator discrimination and losses.

g

High enough to elute all PCBs, but not high enough to degrade the column
if routed through the transfer line.

h

Tailing factor is width of front half of peak at 10% height divided by width
of back half of peak at 10% height for single PCB congeners in solution CSxxx.

i

Peak width at 10% height for a single PCB congener is CSxxx.
B-14

�TABLE 6. OPERATING PARAMETERS FOR PACKED COLUMN GAS CHRQMATOGRAPHY SYSTEM
Tolerance

Recommended

Parameter
Gas chromatograph

Finnigan 9610

Other3

Column

180 cm x 0.2 cm ID
glass

Other

Column packing

3% SP-2250 on 100/
120 mesh Supelcoport

Other nonpolar
or semipolar

Carrier gas

Helium

Hydrogen

Carrier gas flow rate

30 ml/min

Optimum performance

Injector

On-column

Other

Injector temperature

250°C

Optimum

Injection volume

1.0 pi

S 5 |Jl

Initial column temperature

150°C, 4 min

Other

Column temperature program

150°-260°C 3t 8°/min

Other

Separator

Glass jet

Other

Transfer line temperature

280°C

Optimum

Tailing factor

0.7-1.5

0.4-3

Peak width

10-20 sec

&lt; 30 sec

o

a

Substitutions permitted if performance criteria are met.

b High enough to elute all PCBs.
c Tailing factor is width of front half of peak at 10% height divided by
width of back half of peak at 10% height for single PCB congeners in solution CSxxx.
d

Peak width at 10% height for a single PCB congener in CSxxx.

B-15

�TABLE 7. OPERATING PARAMETERS FOR QUADRUPOLE MASS SPECTROMETER SYSTEM
Parameter

Recommended

Tolerance

Mass spectrometer

Finnigan 4023

Other3

Data system

Incos 2400

Other

Scan range

95-550

Other

Scan time

1 sec

Otherb

Resolution

Unit

Optimum performance

Ion source temperature

280°C

200°-300°C

Electron energy

70 eV

Optimum performance

Trap current

0.2 mA

Optimum performance

Multiplier voltage

-1,600 V

Optimum performance

Preamplifier sensitivity

10"6 A/V

Set for desired
working range

a

Substitutions permitted if performance criteria are met.

b

Greater than five data points over a GC peak is a minimum.

c

Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

B-16

�TABLE 8. OPERATING PARAMETERS FOR MAGNETIC SECTOR MASS SPECTROMETER SYSTEM
Parameter

Tolerance

Recommended

Mass spectrometer

Finnigan MAT 31 1A

Other3

Data system

Incos 2400

Other

Scan range

98-550

Other

Scan mode

Exponential

Other

Cycle time

1.2 sec

Otherb

Resolution

1,000

&gt; 500

Ion source temperature

280°C

250°-300°C

Electron energy

70 eV

70 eV

Emission current

1-2 mA

Optimum

Filament current

Optimum

Optimum

Multiplier

-1,600 V

Optimum

a

Substitutions permitted if performance criteria are met.

b Greater than five data points over a GC peak is a minimum.
c Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

B-17

�If specific congeners are known to be present and if standards
are available, selected RF values may be employed. For general
samples, solutions CSxxx and SSxxx or a mixture (Tables 3 and 4),
with a similar level of internal standard (de-3,31,4,4'-tetrachlorobiphenyl) added, may be used as the response factor solution.
The PCB-surrogate pairs to be used in the RF calculation are listed
in Table 9.
Generally, only the primary ions of both the analyte and surrogate
are used to determine the RF values. If alternate ions are to be
used in the quantitation, the RF must be determined using that
characteristic ion.
The RF value must be determined in a manner to assure ±20% accuracy and precision. For instruments with good day-to-day precision, a running mean (RF) based on seven values determined once
each day may be appropriate. Other options include, but are not
limited to, triplicate determinations of a single concentration
spaced throughout a day or determination of the RF at three different levels to establish a working curve.
If replicate RF values differ by greater than ±10% RSD, the system
performance should be monitored closely. If the RSD is greater
than ±20%, the data set must be considered invalid and the RF redetermined before further analyses are done.
7.4

7.5

8.0

If the GC/EIMS system has not been demonstrated to yield a linear
response or if the analyte concentrations are more than two orders
of magnitude different from those in the RF solution, a calibration
curve must be prepared. If the analyte and RF solution concentrations differ by more than one order of magnitude, a calibration
curve should be prepared. A calibration curve should be established with triplicate determinations at three or more concentrations bracketing the analyte levels.
The relative retention time (RRT) windows for the 10 homologs and
surrogates must be determined. If all congeners are not available,
a mixture of available congeners or an Aroclor mixture (e.g.,
1016/1254/1260) may be used to estimate the windows. The windows
must be set wider than observed if all isomers are not determined.
Typical RRT windows for one column are listed in Table 10. The
windows may differ substantially if other GC parameters are used.

Sample Collection, Handling, and Preservation
8.1

Amber glass sample containers should have Teflon-lined screw caps.
With noncorrosive samples, methylene chloride-washed aluminum foil
liners may be substituted. The volume and configuration are determined by the amount of sample to be collected and its physical
properties. For dry powders, other containers such as heavy-walled
polyethylene bags may be appropriate.

B-18

�TABLE 9. PAIRINGS OF ANALYTE, CALIBRATION, AND SURROGATE COMPOUNDS
Analyte
Congener
no .
1
2,3

Calibration standard

Compound
2-C12H9Cl
3- and 4-C12H9Cl

1 C
"ID
1 £ OQ

f*
TT f&gt; "I
^ 1 2 8 2
P
IT PI

/•A — Cl
**U ~ o 1

P IIP!
L ^ 2 6 ^ •*- 4
^

oZ" 1Z /

OO

1O T

L.^2"5^'-'-5

128-169
170-193
194-205
206-208
209

C12H4C16
C12H3C17
C12H2C18
C12HC19
Ci2CliQ

4

ID" oy

*-*l2**7'-'^-3

P

TT O T

Congener
no.
I
3
7
30
50
97
143
183
202
207
209

Compound

2
4
2,4
2,4 ,6
2,2 ',4,6
2,2 ',3', 4,
5
2,2 ',3,4,5 ,6'
2,2 ',3', 4, ,5', 6
4'
2»2 ',3,3',5, 5', 6, 6'
2,2 ',3,3',4, 4', 5, 6, 6'
C12Clio

w
a

Ballschmiter numbering system, see Table 1.

Surrogate
Congener
no.
Compound
211
211
211
212
212
212
212
213
213
213
214

13

C6-4
C6-4
13
C6-4
13
Cl2-3,3' ,4 ,4'
13
C12-3,3' ,4 ,4'
13
Cl2-3,3' ,4 ,4'
13
C12-3,3' ,4 ,4'
13
Cl2-2,2' ,3 ,3' , 5,5', 6, 6'
13
C12-2,2' ,3 ,3' ,5,5' ,6, 6'
13
C12-2,2' ,3 ,3' ,5, 5', 6, 6'
13
C12C110
13

�TABLE 10.

PCB
homo log

RELATIVE RETENTION TIME (RRT) RANGES OF PCB HOMOLOGS
VERSUS de-3,31.4,4'-TETRACHLOROBIPHENYL

No. of
isomers
measured

Observed range
of RRTs3

Calibration solution
Congener
Observed
no.
RRT3

Projected
range of
RRTs

3

0.40-0.50

1
3

0.43
0.50

0.35-0.55

10

0.52-0.69

7

0.58

0.35-0.80

9

0.62-0.79

30

0.65

0.35-1.10

Tetrachloro

16

0.72-1.01

50

0.75

0.55-1.05

Pentachloro

12

0.82-1.08

97

0.98

0.80-1.10

Hexachloro

13

0.93-1.20

143

1.05

0.90-1.25

Heptachloro

4

1.09-1.30

183

1.15

1.05-1.35

Octachloro

6

1.19-1.36

202

1.19

1.10-1.50

Nonachloro

3

1.31-1.42

207

1.33

1.25-1.50

Decachloro

1

1.44-1.45

209

1.44

1.35-1.50

Monochloro

Dichloro
Trichloro

a

The RRTs of the 77 congeners and a mixture of Aroclor 1016/1254/1260 were
measured versus 3,3',4,4'-tetrachlorobiphenyl-de (internal standard) using
a 15-m J&amp;W DB-5 fused silica column with a temperature program of 110°C
for 2 min, then 10°C/min to 325°C, helium carrier at 45 cm/sec, and an oncolumn injector. A Finnigan 4023 Incos quadrupole mass spectrometer operating with a scan range of 95-550 daltons was used to detect each PCB
congener.

b

The projected relative retention windows account for overlap of eluting
homologs and take into consideration differences in operating systems
and lack of all possible 209 PCB congeners.

B-20

�8.2

Sample bottle preparation
8.2.1

8.2.2

Sample bottles are heated to 400°C for 15 to 20 min or
rinsed with pesticide grade acetone or hexane and allowed
to air dry.

8.2.3
8.3

All sample containers and caps should be washed in detergent solution, rinsed with tap water, and then with distilled water. The bottles and caps are allowed to drain
dry in a contaminant-free area. Then the caps are rinsed
with pesticide grade hexane and allowed to air dry.

The clean bottles are stored inverted or sealed until use.

Sample collection
8.3.1

8.3.2

Discrete product units - If the product is small enough
that one or more discrete units would be used as the analytical sample, a statistically random sampling approach
is recommended.

8.3.3

Liquids or free-flowing solids - If possible, the source
is mixed thoroughly before collecting the sample. If
mixing is impractical, the sample should be collected
from a representative area of the source. If the liquid
is flowing through an enclosed system, sampling through
a valve should be randomly timed.

8.3.4

8.4

The primary consideration in sample collection is that
the sample collected be representative of the whole.
Therefore, sampling plans or protocols for each individual producer's situation will have to be developed. The
recommendations presented here describe general situations. The number of replicates and sampling frequency
also must be planned prior to sampling.

Solids - Larger bulk solids which must be subsampled to
get a reasonably sized analytical sample must be treated
on a case-by-case basis. A representative sample should
be obtained by designing a sampling location selection
scheme such that all parts of the whole have a finite,
known probability of inclusion. Based on such a scheme,
the PCS content of the sample can be used to extrapolate
to the content of the whole.

Sample preservation - Product samples should be stored as the bulk
or packaged product inventory would be stored, or in a cool, dry,
dark area. Intermediates, process samples, or other non-product
specimens should be stored at 4°C. If there is a possibility of
microbial degradation, addition of HgSC^ during collection to a
pH &lt; 2 is recommended. A test strip is used to monitor pH. Storage times in excess of 4 weeks are not recommended.

B-21

�If residual chlorine is present in the sample, it should be
quenched with sodium thiosulfate. EPA Methods 330.4 and 330.5
may be used to measure the residual chlorine.1 Field test kits
are available for this purpose.
9.0

Sample Preparation
Since a wide variety of matrices may be subjected to analysis by this
method, the extraction/cleanup procedure cannot be specified. This
section describes general guidelines for subsampling, addition of 13C
surrogates, dilution, extraction, cleanup, extract concentration, and
other sample preparation procedures.
9.1

Sample homogenization and subsampling - The sample is homogenized
by shaking, blending, shredding, crushing, or other appropriate
mechanical technique. A representative subsample of 100 g or other
known mass is then taken. The sample size is dependent upon the
anticipated PCB levels and difficulty of the subsequent extraction/
cleanup steps.
Note: The precision of the mass determination at this step will
be reflected in the overall method precision. Therefore, an analytical balance must be used to assure that the weight is accurate to ±1% or better.

9.2

Surrogate addition - An appropriate volume of surrogate solution
SSxxx is pipetted into the sample. The final concentration of the
surrogates must be in the working range of the calibration and
well above the matrix background. The surrogates are thoroughly
incorporated by further mechanical agitation. For nonviscous
liquids, shaking for 30 sec should be sufficient. For viscous
liquids or free-flowing solids, 10-min tumbling is recommended.
In cases where inadequate incorporation may be expected, such as
solids, overnight equilibration with agitation is recommended.
Note: The volume measurement of the spiking solution is critical
to the overall method precision. The analyst must exercise caution that the volume is known to ±J% or better. Where necessary,
calibration of the pipet is recommended.

9.3

Sample preparation (extraction/cleanup) - After addition of the
surrogates, the sample is further treated at the discretion of
the analyst, provided that the GC/EIMS response of the four surrogates meets the criteria listed in Section 7.0. The literature
pertaining to these techniques has been reviewed.2 Several possible techniques are presented below for guidance only. The applicability of any of these techniques to a specific sample matrix must be determined by the precision and accuracy of the 13C
PCB surrogate recoveries, as discussed in Section 14.2.

B-22

�9.3.1

Extraction1
9.3.1.1 Dilution - In some cases, where the PCB concentration is high, a simple volumetric dilution
with an appropriate solvent may be sufficient
sample preparation.
9.3.1.2 Direct injection - If sample viscosity permits,
direct injection with no dilution is permissible.
9.3.1.3 Liquid-liquid extraction - If the matrix is
aqueous (or another solvent in which PCBs are
only slightly soluble), a liquid-liquid partition may be effective. The solvent, number of
extractions, solvent-to-sample ratio, and other
parameters are chosen at the analyst's discretion.
9.3.1.4 Sorbent column extraction - PCBs may be isolated
from free-flowing liquids onto sorbent columns.
The selection of sorbent (XAD, Porapak, carbonpolyurethane foam, etc.) will depend on the nature of the matrix. The available methods have
been reviewed.2
9.3.1.5 Thermal desorption - If the matrix is nonvolatile, thermal desorption of the PCBs onto a
sorbent column, filter, or cold trap may be an
effective extraction/cleanup method.

9.3.2

Cleanup - Several tested cleanup techniques are described
below. All but the base cleanup (9.3.2.8) were previously
validated for PCBs in transformer fluids.3 Depending
upon the complexity of the sample, one or more of the
techniques may be required to fractionate the PCBs from
interferences. For most cleanups a concentrated (1-5 ml)
extract should be used.
9.3.2.1 Acid cleanup
9.3.2.1.1 Place 5 ml of concentrated sulfuric
acid into a 40-ml narrow-mouth screwcap bottle. Add the sample extract.
Seal the bottle with a Teflon-lined
screw cap and shake for 1 min.
9.3.2.1.2 Allow the phases to separate, transfer
the sample (upper phase) with three
rinses of 1-2 ml solvent to a clean
container and concentrate to an appropriate volume.

B-23

�9.3.2.1.3
9.3.2.1.4

9.3.2.2

Analyze as described in Section 10.0.
If the sample is highly contaminated,
a second or third acid cleanup may
be employed.

Florisil column cleanup
9.3.2.2.1

9.3.2.2.2

Place a 20-g charge of Florisil,
activated overnight at 130°C, into a
Chromaflex column. Settle the Florisil by tapping the column. Add about
1 cm of anhydrous sodium sulfate to
the top of the Florisil. Pre-elute
the column with 70-80 ml of hexane.
Just before the exposure of the sodium
sulfate layer to air, stop the flow.
Discard the eluate.

9.3.2.2.3

Add the sample extract to the column.

9.3.2.2.4

Carefully wash down the inner wall
of the column with 5 ml of hexane.

9.3.2.2.5

Add 200 ml of 6% ethyl ether/hexane
and set the flow to about 5 ml/min.

9.3.2.2.6

Collect 200 ml of eluate in a KudernaDanish flask. All the PCBs should be
in this fraction. Concentrate to an
appropriate volume.

9.3.2.2.7

9.3.2.3

Variations among batches of Florisil
(PR grade or equivalent) may affect
the elution volume of the various
PCBs. For this reason, the volume
of solvent required to completely
elute all PCBs must be verified by
the analyst. The weight of Florisil
can then be adjusted accordingly.

Analyze the sample as described in
Section 10.0.

Alumina column cleanup
9.3.2.3.1

B-24

Adjust the activity of the alumina
(Fisher A450 or equivalent) by heating to 200°C for 2 to 4 hr. When
cool, add 3% water (wt:wt) and mix
until uniform. Store in a tightly
sealed bottle. Allow the deactivated
alumina to equilibrate at least 1/2 hr
before use. Reactivate weekly.

�9.3.2.3.2 Variations between batches of alumina
may affect the elution volume of the
various PCBs. For this reason, the
volume of solvent required to completely elute all of the PCBs must
be verified by the analyst. The
weight of alumina can then be adjusted accordingly.
9.3.2.3.3 Place a 50-g charge of alumina into
a Chromaflex column. Settle the
alumina by tapping. Add about 1 cm
of anhydrous sodium sulfate. Preelute the column with 70-80 ml of
hexane. Just before exposure of the
sodium sulfate layer to air, stop
the flow. Discard the eluate.
9.3.2.3.4 Add the sample extract to the column.
9.3.2.3.5 Carefully wash down the inner wall
of the column with 5 ml of hexane.
9.3.2.3.6 Add 295 ml of hexane to the column.
9.3.2.3.7 Discard the first 50 ml.
9.3.2.3.8 Collect 250 ml
Kuderna-Danish
PCBs should be
Concentrate to

of the hexane in a
flask. All of the
in this fraction.
an appropriate volume.

9.3.2.3.9 Analyze the sample as described in
Section 10.0.
9.3.2.4 Silica gel column cleanup
9.3.2.4.1 Activate silica gel (Davison Grade
950 or equivalent) at 135°C overnight.
9.3.2.4.2 Variations between batches of silica
gel may affect the elution volume of
the various PCBs. For this reason,
the volume of solvent required to
completely elute all of the PCBs must
be verified by the analyst. The
weight of silica gel can then be adjusted accordingly.

B-25

�9.3.2.4.3

Place a 25-g charge of activated
silica gel into a Chromaflex column.
Settle the silica gel by tapping the
column. Add about 1 cm of anhydrous
sodium sulfate to the top of the
silica gel.

9.3.2.4.4 Pre-elute the column with 70-80 ml
of hexane. Discard the eluate. Just
before exposing the sodium sulfate
layer to air, stop the flow.
9.3.2.4.5 Add the sample extract to the column.
9.3.2.4.6 Wash down the inner wall of the column
with 5 ml of hexane.
9.3.2.4.7 Elute the PCBs with 195 ml of 10%
diethyl ether in hexane (v:v).
9.3.2.4.8

Collect 200 ml
Kuderna-Danish
PCBs should be
Concentrate to

of the eluate in a
flask. All of the
in this fraction.
an appropriate volume.

9.3.2.4.9 Analyze the sample as described in
Section 10.0.
9.3.2.5

Gel permeation cleanup
9.3.2.5.1

Set up and calibrate the gel permeation chromatograph with an SX-3 column
according to the Autoprep instruction
manual. Use 15% methylene chloride
in cyclohexane (v:v) as the mobile
phase.

9.3.2.5.2

Inject 5.0 ml of the sample extract
into the instrument. Collect the
fraction containing the PCBs (see
Autoprep operator's manual) in a
Kuderna-Danish flask equipped with
a 10-ml ampul.

9.3.2.5.3

Concentrate the PCB fraction to an
appropriate volume.

9.3.2.5.4 Analyze the sample as described in
Section 10.0.

B-26

�9.3.2.6 Acetonitrile partition
9.3.2.6.1 Place the sample extract into a 125-ml
separately funnel with enough hexane
to bring the final volume to 15 ml.
Extract the sample four times by shaking vigorously for 1 min with 30-ml
portions of hexane-saturated acetonitrile.
9.3.2.6.2 Combine and transfer the acetonitrile
phases to a 1-liter separatory funnel
and add 650 ml of distilled water
and 40 ml of saturated sodium chloride
solution. Mix thoroughly for about
30 sec. Extract with two 100-ml portions of hexane by vigorously shaking
about 15 sec.
9.3.2.6.3 Combine the hexane extracts in a
1-liter separatory funnel and wash
with two 100-ml portions of distilled
water. Discard the water layer and
pour the hexane layer through an 8-10
cm anhydrous sodium sulfate column
into a 500-ml Kuderna-Danish flask
equipped with a 10-ml ampul. Rinse
the separatory funnel and column with
three 10-ml portions of hexane.
9.3.2.6.4 Concentrate the extracts to an appropriate volume.
9.3.2.6.5 Analyze as described in Section 10.0.
9.3.2.7 Florisil slurry cleanup
9.3.2.7.1 Place the sample extract into a 20-ml
narrow-mouth screw-cap container.
Add 0.25 g of Florisil (PR grade or
equivalent). Seal with a Teflon-lined
screw cap and shake for 1 min.
9.3.2.7.2 Allow the Florisil to settle; then
decant the treated solution into a
second container with rinsing. Concentrate the sample to an appropriate
volume. Analyze as described in Section 10.0.

B-27

�9.3.2.8 Base cleanup4
9.3.2.8.1 Quantitatively transfer the concentrated extract to a 125-ral extraction
flask with the aid of several small
portions of solvent.
9.3.2.8.2 Evaporate the extract just to dryness
with a gentle stream of dry filtered
nitrogen, and add 25 ml of 2.5% alcoholic KOH.
9.3.2.8.3 Add a boiling chip, put a water condenser in place, and allow the solution to reflux on a hot plate for 45
min.
9.8.2.8.4 After cooling, transfer the solution
to a 250-ml separatory funnel with
25 ml of distilled water.
9.3.2.8.5 Rinse the extraction flask with 25
ml of hexane and add it to the
separatory funnel.
9.3.2.8.6 Stopper the separatory funnel and
shake vigorously for at least 1 min.
Allow the layers to separate, and
transfer the lower aqueous phase to
a second separatory funnel.
9.3.2.8.7 Extract the saponification solution
with a second 25-ml portion of hexane.
After the layers have separated, add
the first hexane extract to the second separatory funnel and transfer
the aqueous alcohol layer to the
original separatory funnel.
9.3.2.8.8 Repeat the extraction with a third
25-ml portion of hexane. Discard
the saponification solution, and combine the hexane extracts.
9.3.2.8.9 Concentrate the hexane layer to an
appropriate volume, and analyze as
described in Section 10.0.

B-28

�10.0

Gas Chromatographic/Electron Impact Mass Spectrometric Determination
10.1 Internal standard addition - An appropriate volume of the internal
standard solution is pipetted into the sample. The final concentration of the internal standard must be in the working range of
the calibration and well above the matrix background. The internal standard is thoroughly incorporated by mechanical agitation.
Note: The volumetric measurement of the internal standard solution is critical to the overall method precision. The analyst
must exercise caution that the volume is known to be ±1% or better.
Where necessary, calibration of the pipet is recommended.
10.2

Tables 2, and 5 through 8 summarize the recommended operating conditions for analysis. Figure 1 presents an example of a chromatogram.

10.3 While the highest available chromatographic resolution is not a
necessary objective of this protocol, good chromatographic performance is recommended. With the high resolution of CGC, the
probability that the chromatographic peaks consist of single compounds is higher than with PGC. Thus, qualitative and quantitative data reduction should be more reliable.
10.4 After performance of the system has been certified for the day
and all instrument conditions set according to Tables 2, and 5
through 8, inject an aliquot of the sample onto the GC column.
If the response for any ion, including surrogates and internal
standards, exceeds the working range of the system, dilute the
sample and reanalyze. If the responses of surrogates, internal
standards, or analytes are below the working range, recheck the
system performance. If necessary, concentrate the sample and reanalyze .
10.5 Record all data on a digital storage device (magnetic disk, tape,
etc.) for qualitative and quantitative data reduction as discussed
below.
11.0 Qualitative Identification
11.1 Selected ion monitoring (SIM) or limited mass scan (LMS) data The identification of a compound as a given PCB homolog requires
that two criteria be met:
11.1.1

(1) The peak must elute within the retention time window
set for that homolog (Section 7.5); and (2) the ratio of
two ions obtained by SIM (Table 11) or by LMS (Table 12)
must match the natural ratio within ±20%. The analyst
must search the higher mass windows, in particular M+70,
to prevent misidentification of a PCB fragment ion cluster
as the parent.

B-29

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Figure 1. Capillary gas chromatography/clectron impact ionization mass spectrometry (CGC/EIMS)
chroniatogram or the calibration standard solution required for quantitation of PCBs by homolog.
This chroniatogram includes PCBs representative of each homolog, three carbon-13 labeled surrogates,
and the deuterated internal standard; The concentration of a J 1 components and the CGC/EIMS
parameters are presented in Tables 3, 4, 5, and 7.

�TABLE 11. CHARACTERISTIC SIM IONS FOR PCBs
Ion (relative intensity)
Secondary
Tertiary

Homolog

Primary

Ci2H9Cl

188 (100)

190 (33)

-

CiaHgCls

222 (100)

224 (66)

226 (11)

C12H7Cl3

256 (100)

258 (99)

260 (33)

Ci2H6Cl4

292 (100)

290 (76)

294 (49)

Ci2H5Cl5

326 (100)

328 (66)

324 (61)

C12H4Cl6

360 (100)

362 (82)

364 (36)

CiaHsCl?

394 (100)

396 (98)

398 (54)

CisH^Clg

430 (100)

432 (66)

428 (87)

Ci2HCl9

464 (100)

466 (76)

462 (76)

Ci2Clib

498 (100)

500 (87)

496 (68)

Source: Rote, J. W., and W. J. Morris, "Use of Isotopic Abundance Ratios in
Identification of Polychlorinated Biphenyls by Mass Spectrometry,"
J. Assoc. Offic. Anal. Chem.. 56(1), 188-199 (1973).

B-31

�TABLE 12.

LIMITED MASS SCANNING (LMS) RANGES FOR PCBs

Compound

Mass range (m/z)

C.ACU

186-190

C12HgCl2

220-226

L 12nyC i-3

254-260

C ^2ngC J-3

288-294

C i2n5Cl5

322-328

Ci2H4Clg

356-364

C12H3C17

386-400

C12H2Clg

426-434

C12HC19

460-468

C12C110

494-504

C12D6C14

294-300

13

192-196

13

300-306

13

438-446

C612C6H9C1

C12H6C14
C12H2C18

13

506-516

C12C110

a

Adapted from Tindall, G. W., and P. E. Wininger, "Gas Chromatography-Mass
Spectrometry Method for Identifying and Determining Polychlorinated Biphenyls," J. Chromatogr., 196, 109-119 (1980).

B-32

�11.1.2

If one or the other of these criteria is not met, interferences may have affected the results, and a reanalysis
using full scan EIMS conditions is recommended.

11.2 Full scan data
11.2.1

The peak must elute within the retention time windows
set for that homolog (as described in Section 7.5).

11.2.2

The unknown spectrum must match that of an authentic PCB.
The intensity of the three largest ions in the molecular
cluster (two largest for monochlorobiphenyls) must match
the natural ratio within ±20%. Fragment clusters with
proper intensity ratios must also be present.

11.2.3

Alternatively, a spectral search may be used to automatically reduce the data. The criteria for acceptable
identification include a high index of similarity. For
the Incos 2300, a fit of 750 or greater must be obtained.

11.3 Disputes in interpretation - Where there is reasonable doubt as
to the identity of a peak as a PCB, the analyst must either identify the peak as a PCB or proceed to a confirmational analysis
(see Section 13.0).
12.0 Quantitative Data Reduction
12.1 Once a chromatographic peak has been identified as a PCB, the compound is quantitated based either on the integrated abundance of
the SIM data or EICP for the primary characteristic ion in Tables
11 and 12. If interferences are observed for the primary ion,
use the secondary and then tertiary ion for quantitation. If
interferences in the parent cluster prevent quantitation, an ion
from a fragment cluster (e.g., M-70) may be used. Whichever ion
is used, the RF must be determined using that ion. The same criteria should be applied to the surrogate compounds (Table 13).

12.2 Using the appropriate analyte-internal standard pair and response
factor (RF ) as determined in Section 7.3, calculate the concentration of^each peak using Equation 12-1.
A
M.
V
Concentration (yg/g) = ^ • ~ • ^ • ^
Eq. 12-1
is
p
e
i
where
A = area of the characteristic ion for the analyte PCB
^
peak
A. = area of the characteristic ion for the internal
standard peak
RF = response factor of a given PCB congener

B-33

�TABLE 13. CHARACTERISTIC IONS FOR

13

C-LABELED PCS SURROGATES

Primary

Ion (relative intensity)
Secondary

13

194 (100)

196 (33)

13

304 (100)

306 ( 9
4)

302 (78)

13

442 (100)

444 (65)

440 (89)

13

510 (100)

512 (87)

514 (50)

Specific compound
C612C6H9C1
C12H6C14
C12H2C18
C12C110

B-34

Tertiary

�M. = mass of internal standard injected (micrograms)
IS
M = mass of sample extracted (grams)
V. = volume injected (microliters)
V = volume of sample extract (microliters)
12.3

If a peak appears to contain non-PCB interferences, which cannot
he circumvented by a secondary or tertiary ion, either:
12.3.1
12.3.2

Perform additional chemical cleanup (Section 9) and then
reanalyze the sample; or

12.3.3
12.4

Reanalyze the sample on a different column which separates the PCB and interf erents ;

Quantitate the entire peak as PCB.

Calculate the recovery of the four 13C surrogates using the appropriate surrogate-internal standard pair and response factor
(RF. ) as determined in Section 7.4 using Equation 12-2.
A
M.
Recovery ( ) = ^ • - r • ^ • 100
%
|Eq. 12-2
is
s
s
where A S = area of the characteristic ion for the surrogate peak
A. = area of the characteristic ion for the internal standard
18
peak
RF = response factor for the surrogate compound with respect
to the internal standard (Equation 7-2)
M. = mass of internal standard injected (nanograms)
3.S
MS - mass of surrogate, assuming 100% recovery (nanograms)

12.5 Correct the concentration of each peak using Equation 12-3. This
is the final reportable concentration.
Corrected concentration (pg/g) =
12.6

. 100

Eq. 12-3

Sum all of the peaks for each homolog, and then sum those to yield
the total PCB concentration in the sample. Report all numbers in
pg/g. The reporting form in Table 14 may be used. If an alternate reporting format (e.g., concentration per peak) is desired,
a different report form may be used. The uncorrected concentrations, percent recovery, and corrected recovery are to be reported.

12.7 Round off all numbers reported to two significant figures.

B-35

�TABLE 14. ANALYSIS REPORT
INCIDENTAL PCBs IN COMMERCIAL PRODUCTS OR PRODUCT WASTES
Sample No.
Sample Matrix
Sample Source
Notebook No. or File Location

Volume Extracted
Extraction/Cleanup

Int. Std.

Procedure

Mass Added (pg)

(Circle one)
298

4-Cl(d6)

Surrogates

Mass Added (pg)

(Circle one)

300

Ratio

194

196

100/33

4-C1

304

306

100/49

8-C1

442

444

100/65

10-C1

510

512

100/87

B-36

Intensity

100/49

1-C1

(continued)

Ratio

Intensity

% Recovery

�TABLE 14 (continued)
Qualitative
Analyte

1° 2°

I

l°

T
1

2°

Ratio Theoretical

1-C1

188

190

100/33

2-C1

222 224

100/66

3-C1

256 258

100/99

4-C1

292 290

100/76

5-C1

326 328

100/66

6-C1

360 362

100/82

7-C1

394 396

100/98

8-C1

430 432

100/66

9-C1

464 466

100/76

10-C1

498 500

Quantitative
Uncorr. Corr.
Ion
Cone.
Cone.
OK? Used RF
(|Jg/g) (Hg/g)

100/87

Total

M8/8
Uncorr.

Reported by:

Internal Audit:

Name

Name

EPA Audit:
Name

Signature/Date

Signature/Date

Signature/Date

Organization

Organization

Organization

B-37

M8/8
Corr.

�13.0

Confirmation
If there is reason to question the qualitative identification (Section
11.0), the analyst may choose to confirm that a peak is not a PCB. Any
technique may be chosen provided that it is validated as having equivalent or superior selectivity and sensitivity to GC/EIMS. Some candidate
techniques include alternate GC columns (with EIMS detection), GC/CIMS,
GC/NCIMS, high resolution EIMS, and MS/MS techniques. Each laboratory
must validate confirmation techniques to show equivalent or superior
selectivity between PCBs and interferences and sensitivity (limit of
quantitation, LOQ).
If a peak is confirmed as being a non-PCB, it may be deleted from the
calculation (Section 12). If a peak is confirmed as containing both
PCB and non-PCB components, it must be quantitated according to Section
12.3.

14.0 Quality Control
14.1

Each laboratory that uses this method must operate a formal quality control (QC) program. The minimum requirements of this program consist of an initial demonstration of laboratory capability
and the analysis of spiked samples as a continuing check on performance. The laboratory must maintain performance records to define
the quality of data that are generated. After a date specified by
the Agency, ongoing performance checks should be compared with
established performance criteria to determine if the results of
analyses are within accuracy and precision limits expected of the
method.

14.2

The analysts must certify that the precision and accuracy of the
analytical results are acceptable by:
14.2.1

14.2.2

14.3

The absolute precision of surrogate recovery, measured
as the RSD of the integrated EIMS area (A ) for a set
s
• of samples^ must be ±10%.
The mean recovery (R ) of at least four replicates of a
QC check sample to be supplied by the Agency must meet
Agency-specified accuracy and precision criteria. This
forms the initial data base for establishing control
limits (see Section 14.3 below).

Control limits - The laboratory must establish control limits
using the following equations:
Upper control limit (UCL) = RC + 3 RSDc
Upper warning limit (UWL) = R + 2 RSD
Lower warning limit (LWL) = R

- 2 RSD

Lower control limit (LCL) = R

- 3 RSD

B-38

�These may be plotted on control charts. If an analysis of a check
sample falls outside the warning limits, the analyst should be
alerted that potential problems may need correction. If the results for a check sample fall outside the control limits, the laboratory must take corrective action and recertify the performance
(Section 14.2) before proceeding with analyses. The warning and
control limits should be continuously updated as more check sample
replicates are added to the data base.
14.4 Before processing any samples, the analyst should demonstrate
through the analysis of a reagent blank that all glassware and
reagent interferences are under control. Each time a set of samples is analyzed or there is a change in reagents, a laboratory
reagent blank should be processed as a safeguard against contamination.
14.5

Procedural QC - The various steps of the analytical procedure
should have quality control measures. These include but are not
limited to:
14.5.1

GC performance - See Section 7.1 for performance criteria.

14.5.2

MS performance - See Section 7.2 for performance criteria.

14.5.3

Qualitative identification - At least 10% of the PCB
identifications, as well as any questionable results,
should be confirmed by a second mass spectrometrist.

14.5.4

Quantitation - At least 10% of all manual calculations,
including peak area calculations, must be checked. After
changes in computer quantitation routines, the results
should be manually checked.

14.6

A minimum of 10% of all samples, one sample per month or one sample per matrix type, whichever is greater, selected at random, must
be run in triplicate to monitor the precision of the analysis. An
RSD of ±30% or less must be achieved. If the precision is greater
than ±30%, the analyst must be recertified (see Section 14.2).

14.7

A minimum of 10% of all samples, one sample per month or one sample per matrix type, whichever is greater, selected at random, must
be analyzed by the standard addition technique. Two aliquots of
the sample are analyzed, one "as is" and one spiked (surrogate
spiking and equilibration techniques are described in Section 9.2)
with a sufficient amount of Solution CSxxx to yield approximately
100 |Jg/g of each compound. The samples are analyzed together and
the quantitative results calculated. The recovery of the spiked
compounds (calculated by difference) must be 80-120%. If the sample is known to contain specific PCB isomers, these isomers may be
substituted for solution CSxxx. If the concentrations of PCBs are
known to be high or low, the amount added should be adjusted so
that the spiking level is 1.5 to 4 times the measured PCB level
in the unspiked sample.

B-39

�14.8

Interlaboratory comparison - Interlaboratory comparison studies
are planned. Participation requirements, level of performance,
and the identity of the coordinating laboratory will be presented
in later revisions.

14.9

It is recommended that the participating laboratory adopt additional QC practices for use with this method. The specific practices that are most productive depend upon the needs of the laboratory and the nature of the samples. Field duplicates or triplicates may be analyzed to monitor the precision of the sampling
technique. Whenever possible, the laboratory should perform
analysis of standard reference materials and participate in relevant performance evaluation studies.

15.0 Quality Assurance
Each participating laboratory must develop a quality assurance plan according to EPA guidelines.5 The quality assurance plan must be submitted
to the Agency for approval.
16.0 Method Performance
The method performance is being evaluated. Limits of quantitation;
average intralaboratory recoveries, precision, and accuracy; and interlaboratory recoveries, precision, and accuracy will be presented.
17.0 Documentation and Records
Each laboratory is responsible for maintaining full records of the analysis. Laboratory notebooks should be used for handwritten records. GC/MS
data must be archived on magnetic tape, disk, or a similar device. Hard
copy printouts may be kept in addition if desired. QC records should
be maintained separately from sample analysis records.
The documentation must describe completely how the analysis was performed.
Any variances from the protocol must be noted and fully described. Where
the protocol lists options (e.g., sample cleanup), the option used and
specifics (solvent volumes, digestion times, etc.) must be stated.

B-40

�REFERENCES
1.

"Methods 330.4 (Titrimetric, DPD-FAS) and 330.5 (Spectrophotometric, DPD)
for Chlorine, Total Residual," Methods for Chemical Analysis of Water and
Wastes, U.S. Environmental Protection Agency, Environmental Monitoring
and Support Laboratory, Cincinnati, Ohio, March 1979, EPA 600-4/79-020.

2. Erickson, M. D., and J. S. Stanley, "Methods of Analysis for Incidentally
Generated PCBs—Literature Review and Preliminary Recommendations," Interim
Report No. 1, EPA Contract No. 68-01-5915, Task 51, 1982.
3. Bellar, T. A., and J. J. Lichtenberg, "The Determination of Polychlorinated
Biphenyls in Transformer Fluid and Waste Oils," Prepared for U.S. Environmental Protection Agency, (1981) EPA-600/4-81-045.
4. American Society for Testing and Materials, "Standard Method for Analysis
of Environmental Materials for Polychlorinated Biphenyls," pp. 877-885 in
Annual Book of ASTM Standards, Part 40, Philadelphia, Pennsylvania (1980).
ANSI/ASTM D 3304 - 77.
5. "Quality Assurance Program Plan for the Office of Toxic Substances,"
Office of Pesticides and Toxic Substances, U.S. Environmental Protection
Agency, Washington, D.C., October 1980.

B-41

�APPENDIX C
ANALYTICAL METHOD: THE ANALYSIS OF BY-PRODUCTS
CHLORINATED BIPHENYLS IN AIR

C-l

�THE ANALYSIS OF BY-PRODUCT CHLORINATED BIPHENYLS IN AIR
1.0

Scope and Application
1.1

This is a gas chromatographic/electron impact mass spectrometric
(GC/EIMS) method applicable to the determination of chlorinated
biphenyls (PCBs) in air emitted from commercial production through
stacks, as fugitive emissions, or static (room, other containers,
or outside) air. The PCBs present may originate either as synthetic by-products or as contaminants derived from commercial PCB
products (e.g., Aroclors). The PCBs may be present as single
isomers or complex mixtures and may include all 209 congeners
from monochlorobiphenyl through decachlorobiphenyl listed in
Table 1.

1.2

The detection and quantitation limits are dependent upon the volume of sample collected, the complexity of the sample matrix and
the ability of the analyst to remove interferents and properly
maintain the analytical system. The method accuracy and precision will be determined in future studies.

1.3

This method is restricted to use by or under the supervision of
analysts experienced in the use of gas chromatography/mass spectrometry (GC/MS) and in the interpretation of gas chromatograms
and mass spectra. Prior to sample analysis, each analyst must
demonstrate the ability to generate acceptable results with this
method by following the procedures described in Section 14.2.

1.4

The validity of the results depends on equivalent recovery of the
analyte and 13C PCBs. If the *3C PCBs are not thoroughly incorporated in the matrix, the method is not applicable.

1.5

During the development and testing of this method, certain analytical parameters and equipment designs were found to affect
the validity of the analytical results. Proper use of the method
requires that such parameters or designs must be used as specified. These items are identified in the text by the word "must."
Anyone wishing to deviate from the method in areas so identified
must demonstrate that the deviation does not affect the validity
of the data. Alternative test procedure approval must be obtained from the Agency. An experienced analyst may make modifications to parameters or equipment identified by the term "recommended." Each time such modifications are made to the method,
the analyst must repeat the procedure in Section 14.2. In this
case, formal approval is not required, but the documented data
from Sectin 14.2 must be on file as part of the overall quality
assurance program.

C-2

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15

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,4
3.4'

3.5
4,4'

THc)i1erab1plnny1&gt;

16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39

40
41
42
43
44
45
46
47
48
49
50
51

2,2' .3

2,2',4
2,2', 5
2.2'. 6
2,3,3'
2,3.4
2.3.4'
2.3,5
2,3,6
2. 3', 4
2,3', 5
2, 3', 6
2,4,4'
2.4.5
2.4,6
2.*' .5
2.4', 6
2'. 3,4
2'. 3.5
3.3'. 4
3,3'.5
3.4,4'
3.4.5
3.4', 5

SI
57
SI
59
10
61
62
13
M
IS
M
67
68
69
70
71
72
73
74
75
71
77
78
79
80
81

2,3'
2.3*
2.3'
2.3'
2,3'
2.3'
2.3'
2.3'

4,4'

4,5
4.5'

4.6
4', 5
4', 6
1

5.S
5',6

2.4.4-.S
2.4.4'.$
2'. 3 4.5
3,3'
3,3*
3.3'
3.3'

82
83
84

as

2.3,3'. 4,4'
2,3,3', 4,5
2,3,3'. 4'. 5
2.3.3'. 4. 5'
2.3,3'. 4, 6
2.3,3', 4' .6
2.3.3' .5.5'
2.3.3'. 5.6
2.3.3'. 5'. 6
2.3,4, 4'. 5
2.3,4,4'. 6
2.3.4.5.6
2.3.4', 5,6
2.31. 4, 4' .5
2.3'. 4,4'. 6
2,3' ,4,5, 5'
2.3' ,4.5', 6
2'.3,3'.4,5
2 1 .3.4.4' ,5
2'. 3. 4.5. 5'
2'.3,4. 5.6'
3.3',4,4',5
3.3'. 4, 5,5'
Htuehloreblphtnyla

4,4'

4,5
4.5'
5.5'

3.4.4' .5

2.2'. 3, 3'. 4
2.2'.3.3',5
2.2'. 3.3'. 6
2.2', 3,4,4'
2.2',3.4,5
2. 2' ,3.4.5'
2,2',3,4.6
2,2'. 3.4,6'
2,2',3,4',5
2,2'. 3, 4'. 6
2.2' ,3.5,5'
2,2'. 3, 5.6
2,2'. 3,5.6'
2.2'. 3. 5'. 8
2.2',3.6.6'
2.2'. 3'. 4. 5
2.2'.3'.4.8
2.2 1 .4.4'.S
2.2',4,4',6
2.2', 4,5.5'
2.2' .4.5.6'
2,2'. 4,5', 6
2.2'.4,«,6'

NO.

P«nt«cn lorottlphlnyll

105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127

2.2'.S.S'
2,2'. 5. 6'
2.2'.6.6'
2,3.3'. 4
2.3,3'. 4'
2,3,3', 5
2.3.3'. 5'
2.3,3'. 6
2.3.4.4'
2.3.4.5
2,3.1.6
2.3. 4' .5
2.3.4'. 6
2.3,5,6

Ptntlctll orettl phtny 1 1

88
87
88
39
90
91
92
93
94
95
Tttnrt 1 orob 1 phtfiy 1 »
98
2.2;,3 '
97
98
99
2i2'l3
100
2,2'. 3 '
101
2,2'. 3
102
103
2 &lt; 2 ''4 '
104

2&gt; '.4

NUMBERING OF PCB CONGENERS3
MO.
Structurt

Tttnen 1 oreH etmiy 1 1
52
S3
54
B

2
3

TABLE 1.
structure

128
129
130
137
132
133
134
135
131
137
138
139
140
141
142
143
144
14$
141
147
148
149
150
151
152
153
154
155
151
157
1S8
159
160

2,2'.3.3'.4.4'
2.2'.3,3' .4.5
2.2',3.3',4.5'
2.2'.3.3'.4,«
2,2' .3.3' ,4.1'
2.2'.3,3'.5,5'
2,2'. 3,3'. 5,6
2.2* .3.3' ,5,1'
2,2' ,3,3'. 6,6'
2.2', 3,4, 4' .5
2,2'. 3, 4. 4 ' . £'
2,2' .3,4, 4 ' . 6
2.21, 3, 4, 4' .6'
2.2' .3, 4, 5, 5'
2,2'. 3.4. 5.6
2. 2' ,3, 4,5.6'
2,2'.3.4.5',6
2,2'.3.4, 6. 6'
2,2'. 3.4'. 5.5'
2.2*. 3,4- ,5,6
2,2' .3.4'. 5, 6'
2.2',3,4' .5', 6
2.2'. 3.4'. 6.6'
2,2',3.5,5',6
2.2', 3.5.6. 6'
2,2' ,4, 4 - , 5,5'
2,2', 4,4', 5.6'
2,2'. 4,4', 6.6'
2.3.3', 4.4- .5
2.3,3' .4, 4 ' . 5'
2.3,3', 4.4', 5
2.3,3' .4.5. 5'
2.3.3', 4.5,6

Il
l
112
163
114
115
166
167
161
169

2.3,3' .4. 5'. 6
2.3. 3'. 4 ' . 5. S'
2,3.3' .4'. 5. 6
2,3. 3' .4'. 5'. 6
2.3.3'.5,5',6
2,3' .4,4'. 5,5'
2. 3'. 4. 4' ,5' .6
3.3',4.4'.5.5'
Htptiehl orebf phtny 1 1

170
171
172
173
174
175
178
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193

2,2'. 3. 3'. 4. 4 ' , 5
2.2' .3.3' ,4, 4 ' , 6

2, 2', 3. 3'. 4, 5. 5'
2, 2'. 3, 3'. 4, 5, 6
2, 2', 3, 3 ' . 4, 5, 6'
2,2'.3.3'.4,5',6
2,2', 3, 3 ' . 4' ,5. 6
2, 2', 3. 3', 5. 5 ' , 6
2. 2' .3, 3' ,5, 6, 6'
2,2',3,4,4',5,6
2, 2', 3, 4, 4 ' ,5,1'
2. 2' .3. 4, 4 ' . 5 ' . 5
2, 2', 3, 4, 4' ,6,6'
2,2', 3. 4,5, 5 ' . 6
2, 2', 3,4, 5, 6, 6'
2,2'.3,4',5,i l .S

2. 3, 3'. 4, 4 ' . 5,5'
2. 3, 3', 4. 4 ' . 5. 6
2.3, 3' .4. 4 ' , S ' , 5
2.3. 3'. 4,5. 5 ' . 1
2,3,3' .4'. 5,5'. 6
OetlcBlorottiphtnyli

194
195
191
197
198
199
200
201
202
203
204
205

2,2' ,3, 3' ,4.4', 5, 5'
2. 2 ' , 3. 3'. 4, 4 ' , 5, 6
2,2', 3. 3 ' , 4, 4 ' , S, 6'
2. 2', 3, 3', 4. 4 ' , 6, 6'

2. 2', 3. 3', 4, 5, 6, 6'
2,2'. 3,3' ,4. 5' .6, 6'
2.2'. 3. 3'. 4. 5, 5'. 6'
2.2' .3.3' ,5. 5 ' . 6 . 6 2.2'.3,4, 4'. 5, 5'. 6
2. 2' ,3.4. 4' .5, 6, 6'
2.3.3'. 4,4'. 5,5'. 6
Monichlorob&lt;Pntnyli

206
207
208

2.2' .3, 3'. 4.4', 5.5', 6
2.2' .3,3* .4, 4' .5,6,1'
2.2'. 3, 3', 4, 5, 5'. 6, 6'

OteieBlorottfohtnyl

'

209
•Adopt** fro*

Stmcturt
Htuchloroblphtnyls

tollscMUr,

X. ind Zcll, M., FrtMirius Z. Anal.CUM., 302. 20-31 (I960).

C-3

2,2',3,3'4.4'.5,5'.6,5'

�2.0

Summary
2.1

The air must be sampled such that the specimen collected for
analysis is representative of the whole. Statistically designed
selection of the sampling position (stack, flue, port, etc.) or
time should be employed. Gaseous and particulate PCBs are withdrawn isokinetically from stacks, room air exhausts, process point
exhausts, and other flowing gaseous streams using a sampling train.1
The PCBs are collected in the Florisil adsorbent tube and in the
impingers in front of the adsorbent. PCBs are sampled from ambient
air and other static gaseous sources onto a Florisil adsorbent
tube. The sample must be preserved to prevent PCB loss prior to
analysis. Storage at 4°C is recommended.

2.2

The Florisil adsorbent is extracted with hexane in a Soxhlet extractor, the aqueous condensate is extracted with hexane and the
acetone/hexane impinger rinse is back-extracted with water. All
three organic extracts are then combined. Optional cleanup techniques may include sulfuric acid cleanup and Florisil adsorption
chromatography. The sample is concentrated to a final known volume for instrumental determination.

2.3

The PCB content of the sample extract is determined by capillary
(preferred) or packed column gas chromatography/electron impact
mass spectroraetry (CGC/EIMS or PGC/EIMS) operated in the selected
ion monitoring (SIM), full scan, or limited mass scan (LMS) mode.

2.4

PCBs are identified by comparison of their retention time and mass
spectral intensity ratios to those in calibration standards.

2.5

PCBs are quantitated against the response factors for a mixture
of 11 PCB congeners using the internal standard technique.

2.6

The PCBs identified by the SIM technique may be confirmed by full
scan CGC/EIMS, retention on alternate GC columns, other mass spectrometric techniques, infrared spectrometry, or other techniques,
provided that the sensitivity and selectivity of the technique are
demonstrated to be comparable or superior to GC/EIMS.

2.7

The analysis time is dependent on the extent of workup employed.
The time required for instrumental analysis of a single sample
excluding data reduction and reporting, is about 30 to 45 min.

2.8

Appropriate quality control (QC) procedures are included to assess
the performance of the analyst and estimate the quality of the results. These QC procedures include the demonstration of laboratory
capability: periodic analyst certification, the use of control
charts, and the analysis of blanks, replicates, and standard addition samples. A quality assurance (QA) plan must be developed for
each laboratory.

C-4

�2.9

While several options are available throughout this method, the
recommended procedure for stack gases to be followed is:
2.9.1

2.9.2

The sample is preserved at 4°C to prevent any loss of
PCBs or changes in matrix which may adversely affect recovery.

2.9.3

The three sample fractions are extracted and combined.

2.9.4

The extract is cleaned up and concentrated to an appropriate volume. Internal standards are added.

2.9.5

An aliquot of the extract is analyzed by CGC/EIMS operated in the SIM mode. On-column injections onto a 15-m
DB-5 capillary column, programmed (for toluene solutions)
from 110° to 325°C at 10°/min after a 2 min hold is used.
Helium at 45-cm/sec linear velocity is used as the carrier gas.

2.9.6

PCBs are identified by retention time and mass spectral
intensities.

2.9.7

PCBs are quantitated against the response factors for a
mixture of 11 PCB congeners.

2.9.8

3.0

The sample is collected using a modified Method 5 train1
according to a scheme which permits extrapolation of the
sample data to the source being assessed.

The total PCBs are obtained by summing the amounts for
each homolog found, and the concentration is reported
as micrograms per cubic meter.

Interferences
3.1

Method interferences may be caused by contaminants, in sample collection media, solvents, reagents, glassware, and other sample
processing hardware, leading to discrete artifacts and/or elevated baselines in the total ion current profiles. All of these
materials must be routinely demonstrated to be free from interferences by the analysis of laboratory reagent blanks as described
in Section 14.4.
3.1.1

Glassware must be scrupulously cleaned. All glassware
is cleaned as soon as possible after use by rinsing with
the last solvent used. This should be followed by detergent washing with hot water and rinses with tap water and
reagent water. The glassware should then be drained dry
and heated in a muffle furnace at 400°C for 15 to 30 min.
Some thermally stable materials, such as PCBs, may not
be eliminated by this treatment. Solvent rinses with
acetone and pesticide quality hexane may be substituted

C-5

�for the muffle furnace heating. Volumetric ware should
not be heated in a muffle furnace. After it is dry and
cool, glassware should be sealed and stored in a clean
environment to prevent any accumulation of dust or other
contaminants. It is stored inverted or capped with
aluminum foil.
3.1.2

3.2

4.0

The use of high purity reagents and solvents helps to
minimize interference problems. Purification of solvents
by distillation in all-glass systems may be required.
All solvent lots must be checked for purity prior to use.

Matrix interferences may be caused by contaminants that are coextracted from the sorbent material or impingers. The extent of
matrix interferences will vary considerably from source to source,
depending upon the nature and diversity of the sources of samples.

Safety
4.1

The toxicity or carcinogenicity of each reagent used in this
method has not been precisely defined; however, each chemical
compound should be treated as a potential health hazard. From
this viewpoint, exposure to these chemicals must be reduced to
the lowest possible level by whatever means available. The laboratory is responsible for maintaining a current awareness file
of OSHA regulations regarding the safe handling of the chemical
specified in this method. A reference file of material data handling sheets should also be made available to all personnel involved in the chemical analysis.

4.2

Polychlorinated biphenyls have been tentatively classified as
known or suspected human or mammalian carcinogens. Primary
standards of these toxic compounds should be prepared in a hood.
Personnel must wear protective equipment, including gloves and
safety glasses.
Congeners highly substituted at the meta and para positions and
unsubstituted at the ortho positions are reported to be the most
toxic. Extrme caution should be taken when handling these compounds neat or in concentrated solution. The class includes
3,3',4'4'-tetrachlorobiphenyl (both natural abundance and isotopically labeled).

4.3

5.0

Waste disposal must be in accordance with RCRA and applicable
state rules.

Apparatus and Materials
All specifications are suggestions only.
are included for illustration only.
C-6

Catalog numbers and suppliers

�5.1

Stack sampling train1 - See Figure 1; a series of four impingers
with a solid adsorbent trap between the third and fourth impingers.
The train may be constructed by adaptation from a Method 5 train.2
Descriptions of the train components are contained in the following subsections.
5.1.1

Probe nozzle - Stainless steel (316) with sharp, tapered
leading edge. The angle of taper shall be £ 30° and the
taper shall be on the outside to preserve a constant internal diameter. The probe nozzle shall be of the buttonhook or elbow design, unless otherwise specified by the
Agency. The wall thickness of the nozzle shall be less
than or equal to that of 20 gauge tubing, i.e., 0.165 cm
(0.065 in.) and the distance from the tip of the nozzle
to the first bend or point of disturbance shall be at
least two times the outside nozzle tubing. Other configurations and construction material may be used with
approval from the Agency.

5.1.2

Probe liner - Borosilicate or quartz glass equipped with
a connecting fitting that is capable of forming a leakfree, vacuum tight connection without sealing greases;
such as Kontes Glass Company "0" ring spherical ground
ball joints (model K-671300) or University Research
Glassware SVL teflon screw fittings.
A stainless steel (316) or water-cooled probe may be used
for sampling high temperature gases with approval from
the Agency. A probe heating system may be used to prevent
moisture condensation in the probe.

5.1.3

Pitot tube - Type S, or equivalent, attached to probe to
allow constant monitoring of the stack gas velocity.
The face openings of the pitot tube and the probe nozzle
shall be adjacent and parallel to each other but not
necessarily on the same plane, during sampling. The free
space between the nozzle and pitot tube shall be at least
1.9 cm (0.75 in.). The free space shall be set based on
a 1.3 cm (0.5 in.) ID nozzle, which is the largest size
nozzle used.
The pitot tube must also meet the criteria specified in
Method 22 and be calibrated according to the procedure
in the calibration section of that method.

5.1.4

Differential pressure gauge - Inclined manometer capable
of measuring velocity head to within 10% of the minimum
measured value. Below a differential pressure of 1.3 mm
(0.05 in.) water gauge, micromanometers with sensitivities
of 0.013 mm (0.0005 in.) should be used. However, micromanometers are not easily adaptable to field conditions
and are not easy to use with pulsating flow. Thus, other
methods or devices acceptable to the Agency may be used
when conditions warrant.
C-7

�Thermometer
Florisil Tube

Probe (r^.
Reverse-Type'
Pitot Tube

Manometer
Tight
/—TN Pump
Control Box

Figure 1.

PCB sampling train for stack gases.

C-8

Check
Valve

�5.1.5

Impingers - Four impingers with connecting fittings able
to form leak-free, vacuum tight seals without sealant
greases when connected together as shown in Figure 1.
The first and second impingers are of the GreenburgSmith design. The final two impingers are of the
Greenburg-Smith design modified by replacing the tip
with a 1.3 cm (1/2 in.) ID glass tube extending to 1.3
cm (1/2 in.) from the bottom of the flask.
One or two additional modified Greenburg-Smith impingers
may be added to the train between the third impinger and
the Florisil tube to accommodate additional water collection when sampling high moisture gases. Throughout
the preparation, operation, and sample recovery from the
train, these additional impingers should be treated
exactly like the third impinger.

5.1.6

5.1.7

Metering system - Vacuum gauge, leak-free pump, thermometers capable of measuring temperature to within ±3°C
(y 5°F), dry gas meter with 2% accuracy at the required
sampling rate, and related equipment, or equivalent, as
required to maintain an isokinetic sampling rate and to
determine sample volume. When the metering system is
used in conjunction with a pitot tube, the system shall
enable checks of isokinetic rates.

5.1.8

5.2

Solid adsorbent tube - Glass with connecting fittings
able to form leak-free, vacuum tight seals without sealant greases (Figure 2). Exclusive of connectors, the
tube has a 2.2 cm inner diameter, is at least 10 cm long,
and has four deep indentations on the inlet end to aid
in retaining the adsorbent. Ground glass caps (or
equivalent) must be provided to seal the adsorbent-filled
tube both prior to and following sampling.

Barometer - Mercury, aneroid, or other barometers capable of measuring atmospheric pressure to within 2.5 mm
Hg (0.1 in. Hg). In many cases, the barometric reading
may be obtained from a nearby weather bureau station, in
which case the station value shall be requested and an
adjustment for elevation differences shall be applied at
a rate of -2.5 mm Hg (0.1 in. Hg) per 30 mm (100 ft) elevation increase.

Static air sampling train1 - The sampling train, see Figure 3,
consists of a glass-lined probe, an adsorbent tube containing
Florisil, and the appropriate valving and flow meter controls for
isokinetic sampling as described in Section 5.1. The sampling
apparatus in Figure 3 is the same as that in Figure 1 and Section
5.1, except that the Smith-Greenburg impingers and heated probe
are not used. If condensation of significant quantities of moisture prior to the solid adsorbent is expected, Section 5.1 of the
C-9

�} 28/12

10cm

j28/12

Figure 2.

Florisil adsorbent tube.

C-10

�Probe (to sample from duct) •*

Glass- lined Probe
Florisil
Glass Wool

Check Valve

Vacuum
Line

!

Manometer -

Integrated |
Flow Meter I

Figure 3.

Air

Tight
Pump

PCB sampling train for static air.

C-ll

�method should be used. Since probes and adsorbent tubes are not
cleaned up in the field, a sufficient number must be provided for
sampling and allowance for breakage.
5.3

Sample recovery
5.3.1
5.3.2

Teflon FEP® wash bottle - Two, 500 ml, Nalgene No.
0023A59 or equivalent.

5.3.3

Sample storage containers - Glass bottles, 1 liter, with
TFE®-lined screw caps.

5.3.4

Balance - Triple beam, Ohaus Model 7505 or equivalent.

5.3.5

Aluminum foil - Heavy duty.

5.3.6
5.4

Ground glass caps - To cap off adsorbent tube and the
other sample exposed portions of the train.

Metal can - To recover used silica gel.

Analysis
5.4.1

Glass Soxhlet extractors - 40 mm ID complete with 45/50
S condenser, 24/40 S 250 ml round-bottom flask, heating
mantle for 250 ml flask, and power transformer.

5.4.2

Teflon FEP wash bottle - Two, 500 ml, Nalgene No. 0023A59
or equivalent.

5.4.3

Separatery funnel - 1,000 ml with TFE® stopcock.

5.4.4

Kuderna-Danish concentrators - 500 ml.

5.4.5

Steam bath.

5.4.6

Separatory funnel - 50 ml with TFE® stopcock.

5.4.7

Volumetric flask - 25.0 ml, glass.

5.4.8

Volumetric flask - 5.0 ml, glass.

5.4.9

Culture tubes - 13 x 100 mm, glass with TFE®-lined screw
caps.

5.4.10

Pipette - 5.0 ml glass.

5.4.11

Teflon®-glass syringe - 1 ml, Hamilton 1001 TLL or
equivalent with Teflon® needle.

5.4.12

Syringe - 10 (Jl, Hamilton 701N or equivalent.

C-12

�5.4.13

Disposable glass pipettes with bulbs - To aid transfer
of the extracts.

5.4.14

Gas chromatography/mass spectrometer system.
5.4.14.1 Gas chromatograph - An analytical system complete with a temperature programmable gas chromatograph and all required accessories including syringes, analytical columns, and gases.
The injection port must be designed for oncolumn injection when using capillary columns
or packed columns. Other capillary injection
techniques (split, splitless, "Grob," etc.)
may be used provided the performance specifications stated in Section 7.1 are met.
5.4.14.2 Capillary GC column - A 12-20 m long x 0.25 mm
ID fused silica column with a 0.25 pm thick
DB-5 bonded silicone liquid phase (J&amp;W Scientific) is recommended. Alternate liquid phases
may include OV-101, SP-2100, Apiezon L, Dexsil
300, or other liquid phases which meet the performance specifications stated in Section 7.1.
5.4.14.3 Packed GC column - A 180 cm x 0.2 cm ID glass
column packed with 3% SP-2250 on 100/120 mesh
Supelcoport or equivalent is recommended.
Other liquid phases which meet the performance
specifications stated in Section 7.1 may be
substituted.
5.4.14.4 Mass spectrometer - Must be capable of scanning
from 150 to 550 daltons every 1.5 sec or less,
collecting at least five spectra per chromatographic peak, utilizing a 70-eV (nominal) electron energy in the electron impact ionizaton
mode and producing a mass spectrum which meets
all the criteria in Table 2 when 50 ng of decafluorotriphenyl phosphine [DFTPP, bis(perfluorophenyDphenyl phosphine] is injected through
the GC inlet. Any GC-to-MS interface that
gives acceptable calibration points at 10 ng
per injection for each PCB isomer in the calibration standard and achieves all acceptable
performance criteria (Section 10) may be used.
Direct coupling of the fused silica column to
the MS is recommended. Alternatively, GC to
MS interfaces constructed of all glass or glasslined materials are recommended. Glass can be
deactivated by silanizing with dichlorodimethylsilane.

C-13

�TABLE 2. DFTPP KEY IONS AND ION ABUNDANCE CRITERIA
Mass

Ion abundance criteria

197
198
199

Less than 1% of mass 198
100% relative abundance
5-9% of mass 198

275

10-30% of mass 198

365

Greater than 1% of mass 198

441
442
443

Present, but less than mass 443
Greater than 40% of mass 198
17-23% of mass 442

C-14

�5.4.14.5 A computer system that allows the continuous
acquisition and storage on machine-readable
media of all mass spectra obtained throughout
the duration of the chromatographic program
must be interfaced to the mass spectrometer.
The data system must have the capability of
integrating the abundances of the selected
ions between specified limits and relating
integrated abundances to concentrations using
the calibration procedures described in this
method. The computer must have software that
allows searching any GC/MS data file for ions
of a specific mass and plotting such ion abundances versus time or scan number to yield an
extracted ion current profile (EICP). Software
must also be available that allows integrating
the abundance in any EICP between specified
time or scan number limits.
6.0

Reagents
6.1

Sampling

6.1.1

6.1.2

Glass wool - Cleaned by thorough rinsing with hexane,
dried in a 110°C oven, and stored in a hexane-washed
glass jar with TFE®-lined screw cap.

6.1.3

Water - Deionized, then glass-distilled, and stored in
hexane-rinsed glass containers with TFES-lined screw caps.

6.1.4

Silica gel - Indicating type, 6-16 mesh. If previously
used, dry at 175°C for 2 hr. New silica gel may be used
as received.

6.1.5
6.2

Florisil - Floridin Company, 30/60 mesh, Grade A. The
Florisil is cleaned by 8 hr Soxhlet extraction with hexane and then by drying for 8 hr in an oven at 110°C and
is activated by heating to 650°C for 2 hr (not to exceed
3 hr) in a muffle furnace. After allowing to cool to
near 110°C transfer the clean, active Florisil to a clean,
hexane-washed glass jar and seal with a TFE®-lined lid.
The Florisil should be stored at 110°C until taken to
the field for use. Florisil that has been stored more
than 1 month must be reactivated before use.

Crushed ice.

Solvents - All solvents must be pesticide residue analysis grade.
New lots should be checked for purity by concentrating an aliquot
by at least as much as is used in the procedure.

C-15

�6.3

Calibration standard congeners - Standards of the PCB congeners
listed in Table 3 are available from Ultra Scientific, Hope,
Rhode Island; or Analabs, North Haven, Connecticut.

6.4

Calibration standard stock solutions - Primary dilutions of each
of the individual PCBs listed in Table 3 are prepared by weighing
approximately 1-10 mg of material within 1% precision. The PCB
is then dissolved and diluted to 1.0 ml with hexane. The concentration is calculated in mg/ml. The primary dilutions are stored
at 4°C in screw-cap vials with Teflon cap liners. The meniscus
is marked on the vial wall to monitor solvent evaporation. Primary dilutions are stable indefinitely if the seals are maintained.
The validity of primary and secondary dilutions must be monitored
on a quarterly basis by analyzing four quality control check samples (see Section 14.2).

6.5

Working calibration standards - Working calibration standards are
prepared that are similar in PCB composition and concentration to
the samples by mixing and diluting the individual standard stock
solutions. Example calibration solutions are shown in Table 3.
The mixture is diluted to volume with pesticide residue analysis
quality hexane. The concentration is calculated in ng/ml as the
individual PCBs. Dilutions are stored at 4°C in narrow-mouth,
screw-cap vials with Teflon cap liners. The meniscus is marked
on the vial wall to monitor solvent evaporation. These secondary
dilutions can be stored indefinitely if the seals are maintained.
These solutions are designated "CSxxx," where the xxx is used to
encode the nominal concentration in ng/ml.

6.6

Alternatively, certified stock solutions similar to those listed
in Table 3 may be available from a supplier, in lieu of the procedures described in Section 6.4.

6.7

DFTPP standard - A 50 ng/(Jl solution of DFTPP is prepared in acetone or another appropriate solvent.

6.8

Internal standard stock solution - The four 13C-labeled PCBs
listed in Table 4 may be available from a supplier as a certified solution. This solution may be used as received or diluted
further.

6.9

Solution stability - The calibration standard, surrogate and DFTPP
solutions should be checked frequently for stability. These solutions should be replaced after 6 months, or sooner if comparison
with quality control check samples indicates compound degradation
or concentration change.

6.10 Quality control check samples will be supplied by the Agency.

C-16

�TABLE 3. CONCENTRATIONS OF CONGENERS IN PCB CALIBRATION STANDARDS (ng/ml)a
Homo log

Congener
no.

CS1000

CS100

CS050

CS010

1

1

1,040

104

52

10

1

3

1,000

100

50

10

2

7

1,040

104

52

10

3

30

1,040

104

52

10

4

50

1,520

152

76

15

5

97

1,740

174

87

17

6

143

1,920

192

96

19

7

183

2,600

260

130

26

8

202

4,640

464

232

46

9

207

5,060

506

253

51

10

209

4,240

424

212

42

4

210 (IS)

255

255

255

255

1

211 (RS)

104

104

104

104

4

212 (RS)

257

257

257

257

8

213 (RS)

407

407

407

407

10

214 (RS)

502

502

502

502

a Concentrations given as examples only.

C-17

�TABLE 4. COMPOSITION OF INTERNAL STANDARD SPIKING SOLUTION (SS100)
CONTAINING 13C-LABELED PCBs3
Congener
no.

Compound

Concentration
(pg/ml)

211

(l',2l,3',4',5',6'-13C6)4-chlorobiphenyl

104

212

(13C12)3,3',4,4'-tetrachlorobiphenyl

257

213

(13C12)2,2',3,3',5,5',6,6'-octachlorobiphenyl

395

214

(13C12)decachlorobiphenyl

502

a Concentrations given as examples only.

C-16

�7.0

Calibration
Maintain a laboratory log of all calibrations.
7.1

Sampling train
7.1.1

Probe nozzle - Using a micrometer, the inside diameter
of the nozzle is measured to the nearest 0.025 mm (0.001
in.). Three separate measurements are made using different diameters each time and obtain the average of the
measurements. The difference between the high and low
numbers must not exceed 0.1 mm (0.004 in.).
When nozzles become nicked, dented, or corroded, they
must be reshaped, sharpened, and recalibrated before use.
Each nozzle must be permanently and uniquely identified.

7.1.2

Pitot tube - The pitot tube must be calibrated according
to the procedure outlined in Method 2.2

7.1.3

Dry gas meter and orifice meter - Both meters must be
calibrated according to the procedure outlined in APTD0581.3 When diaphragm pumps with bypass valves are used,
proper metering system design is checked by calibrating
the dry gas meter at an additional flow rate of 0.0057
m3/min (0.2 cfm) with the bypass valve fully opened and
then with it fully closed. If there is more than ±2%
difference in flow rates when compared to the fully
closed position of the bypass valve, the system is not
designed properly and must be corrected.

7.1.4

Probe heater calibration - The probe heating system must
be calibrated according to the procedure contained in
APTD-0581.3

7.1.5

Temperature gauges - Dial and liquid filled bulb thermometers are calibrated against mercury-in-glass thermometers,
Thermocouples should be calibrated in constant temperature baths.

7.2

The gas chromatograph must meet the minimum operating parameters
shown in Tables 5 and 6, daily. If all of the criteria are not
met, the analyst must adjust conditions and repeat the test until
all criteria are met.

7.3

The mass spectrometer must meet the minimum operating parameters
shown in Tables 2, 7, and 8, daily. If all criteria are not met,
the analyst must retune the spectrometer and repeat the test until all conditions are met.

C-19

�TABLE 5. OPERATING PARAMETERS FOR CAPILLARY COLUMN GAS CHROMATOGRAPHIC SYSTEM
Parameter

Recommended

Tolerance

Liquid phase

Finnigan 9610
15 m x 0.255 mm ID
Fused silica
DB-5 (J&amp;W)

Liquid phase thickness
Carrier gas
Carrier gas velocity
Injector
Injector temperature
Injection volume
Initial column temperature
Column temperature program
Separator
Transfer line temperature

0.25 pm
Helium
45 cm/sec
r*
On-column (J&amp;W)
c
Optimum performance
1.0 (Jlc
70°C (2 min)d
70°-325°C at 10°C/mine
None
280°C

Other nonpolar
or semipolar
&lt; 1 HID
Hydrogen
Optimum performance
Other
Optimum performance
Other
Other
Other
Glass jet or othe
Optimum8

Tailing factorh

0.7-1.5

0.4-3

Peak width1

7-10 sec

&lt; 15 sec

Gas chromatograph
Column

a

Other
Other

Substitutions permitted with any common apparatus or technique provided
performance criteria are met.

b Measured by injection of air or methane at 270°C oven temperature.
c For on-column injection, manufacturer's instructions should be followed
regarding injection technique.
d With on-column injection, initial temperature equals boiling point of the
solvent; in this instance, hexane.
e C^Clio elutes at 270°C. Programming above this temperature ensures a
clean column and lower background on subsequent runs.
f Fused silica columns may be routed directly into the ion source to prevent
separator discrimination and losses.
g High enough to elute all PCBs, but not high enough to degrade the column
if routed through the transfer line.
h Tailing factor is width of front half of peak at 10% height divided by
width of back half of peak at 10% height for single PCB congeners in solution CSxxx.
i

Peak width at 10% height for a single PCB congener is CSxxx.
C-20

�TABLE 6. OPERATING PARAMETERS FOR PACKED COLUMN GAS CHROMATOGRAPHY SYSTEM

Gas chromatograph
Column

Tolerance

Recommended

Parameter

Finnigan 9610

Other3

180 cm x 0.2 cm ID

Other

glass

Column packing

3% SP-2250 on 100/
120 mesh Supelcoport

Other nonpolar
or semipolar

Carrier gas

Helium

Hydrogen

Carrier gas flow rate

30 ml/min

Optimum performance

Injector

On-column

Other

Injector temperature

250°C

Optimum

Injection volume

1.0 pi

^ 5 Ml

Initial column temperature

150°C, 4 min

Other

Column temperature program

150°-260°C at 8°/min

Other

Separator

Glass jet

Other

Transfer line temperature

280°C

Optimum8

Tailing factor0

,0.7-1.5

0.4-3

10-20 sec

&lt; 30 sec

Peak widthd

a Substitutions permitted if performance criteria are met.
b High enough to elute all PCBs.
c Tailing factor is width of front half of peak at 10% height divided by
width of back half of peak at 10% height for single PCB congeners in solution CSxxx.
d Peak width at 10% height for a single PCB congener is CSxxx.

C-21

�TABLE 7.

OPERATING PARAMETERS FOR QUADRUPOLE MASS SPECTROMETER

Parameter

Recommended

SYSTEM

Tolerance

Mass spectrometer

Finnigan 4023

Other3

Data system

Incos 2400

Other

Scan range

95-550

Other

Scan time

1 sec

Otherb

Resolution

Unit

Optimum performance

Ion source temperature

280°C

200°-300°C

Electron energy

70 eV

Optimum performance

Trap current

0.2 mA

Optimum performance

Multiplier voltage

-1,600 V

Optimum performance

Preamplifier sensitivity

10"6 A/V

Set for desired
working range

a

Substitutions permitted if performance criteria are met.

b

Greater than five data points over a GC peak is a minimum.

c

Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

C-22

�TABLE 8. OPERATING PARAMETERS FOR MAGNETIC SECTOR MASS SPECTROMETER SYSTEM
Parameter

Recommended

Tolerance

Mass spectrometer

Finnigan MAT 311A

Other8

Data system

Incos 2400

Other

Scan range

98-550

Other

Scan mode

Exponential

Other

Cycle time

1.2 sec

Other

Resolution

1,000

&gt; 500

Ion source temperature

280°C

250-300°

Electron energy0

70 eV

70 eV

Emission current

1-2 mA

Optimum

Filament current

Optimum

Optimum

Multiplier

-1,600 V

Optimum

a Substitutions permitted if performance criteria are met.
b Greater than five data points over a GC peak is a minimum.
c Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

C-23

�7.4

The PCS response factors (RF ) must be determined using Equation
7-1 for the analyte homologs?
A x M.
RFp = A. x j
-£
^
Eq. 7-1
H
r
is Mp
where

RF = response factor of a given PCB isomer
A = area of the characteristic ion for the PCB congener
"
peak
M = mass of PCB congener injected (nanograms)
A.

= area of the characteristic ion for the internal
standard peak

M. = mass of internal standard injected (nanograras)
1S
If specific congeners are known to be present and if standards
are available, selected RF values may be employed. For general
samples, solutions CSxxx and SSxxx or a mixture (Tables 3 and 4)
may be used as the response factor solution. The PCB-surrogate
pairs to be used in the RF calculation are listed in Table 9.
Generally, only the primary ions of both the analyte and surrogate
are used to determine the RF values. If alternate ions are to be
used in the quantitation, the RF must be determined using that
characteristic ion.
The RF value must be determined in a manner to assure ±20% accuracy and precision. For instruments with good day-to-day precision, a running mean (RF) based on seven values determined once
each day may be appropriate. Other options include, but are not
limited to, triplicate determinations of a single concentration
spaced throughout a day or determination of the RF at three different levels to establish a working curve.
If replicate RF values differ by greater than ±10% RSD, the system
performance should be monitored closely. If the RSD is greater
than ±20%, the data set must be c6nsidered invalid and the RF redetermined before further analyses are done.
7.5

If the GC/EIMS system has not been demonstrated to yield a linear
response or if the analyte concentrations are more than one order
of magnitude different from those in the RF solution, a calibration curve must be prepared. If the analyte and RF solution concentrations differ by more than one order of magnitude, a calibration curve should be prepared. A calibration curve should be
established with triplicate determinations at three or more concentrations bracketing the analyte levels.

C-24

�TABLE 9. PAIRINGS OF ANALYTE. CALIBRATION, AND SURROGATE COMPOUNDS
Analyte
Congener3
no.
Compound

1
2,3
4-15
16-39
40-81
82-127
128-169
170-193
194-205
206-208
o 209
I

2-Ci2HgCl

3- and 4-C12H9Cl
Ci2HgCl2
C^HyCls
C12H6C14
c

12H5Cls

C12HsCl7

Ci2H2Clg
Cj^HClg

CiaCl10

Calibration standard
Congener
Compound
no.
1

3
7
30
50
97
143
183
202
207
209

2
4
2,4
2,4 ,6
2,2 ',4 ,6
2,2 ',3 ',4,5
2,2 ',3 ,4,5 ,6'
2,2 ',3 ',4,4' ,5', 6
2,2 ',3 ,3',5,5', 6, 6'
3'
2,2 ',3 ,° » 4, 4' ,5,6, 6'
C 12Cli 0

NJ

a Ballschmiter numbering system, see Table 1.

Surrogate
Congener
no.
Compound
211
211
211
212
212
212
212
213
213
213
214

13

C6-4
c
"3 e-4
i C6-4
13
C12-3,3' ,4,4'
13
Ci2-3,3' ,4,4'
13
C12-3,3' ,4,4'
13
Ci2-3,3' ,4,4'
13
C12-2,2' ,3,3' ,5,5', 6, 6'
13
q 01
C12-2,2' ,O,O ,5, 5', 6,6'
13
q 01
C12-2,2' ,J,J ,5,5', 6, 6'
13
Ci2Cll0

�7.6

8.0

The relative retention time (RRT) windows for the 10 homologs and
surrogates must be determined. If all congeners are not available,
a mixture of available congeners or an Aroclor mixture (e.g.,
1016/1254/1260) may be used to estimate the windows. The windows
must be set wider than observed if all isomers are not determined.
Typical RRT windows for one column are listed in Table 10. The
windows may differ substantially if other GC parameters are used.

Sample Collection, Handling, and Preservation
The sampling shall be conducted by competent personnel experienced with
this test procedure and cognizant of the constraints of the anaytical
techniques for PCBs, particularly contamination problems.
8.1

Stack sampling1
8.1.1

Pretest preparation - All train components shall be maintained and calibrated according to the procedure described in APTD-0581,3 unless otherwise specified herein.
This should be done in the laboratory prior to sampling.
8.1.1.1 Cleaning glassware - All glass parts of the
train upstream of and including the adsorbent
tube and impingers, should be cleaned as described in Section 3.1.1. Special care should
be devoted to the removal of residual silicone
grease sealants on ground glass connections of
used glassware. These grease residues should
be removed by soaking several hours in a chromic
acid cleaning solution prior to routine cleaning
as described above.
8.1.1.2 Solid adsorbent tube - 7.5 g of Florisil activated within the last 30 days and still warm
from storage in a 110°C oven, is weighed into
the adsorbent tube (prerinsed with hexane) with
a glass wool plug in the downstream end. A
second glass wool plug is placed in the tube to
hold the sorbent in the tube. Both ends of the
tube are capped with ground glass caps. These
caps should not be removed until the tube is
fitted to the train immediately prior to sampling.

8.1.2

Preliminary determinations - The sampling site and the
minimum number of sampling points are selected according
to Method I2 or as specified by the Agency. The stack
pressure, temperature, and the range of velocity heads
are determined using Method 22 and moisture content using
Approximation Method 42 or its alternatives for the purpose of making isokinetic sampling rate calculations.
Estimates may be used. However, final results must be
based on actual measurements made during the test.

C-26

�TABLE 10. RELATIVE RETENTION TIME (RRT) RANGES OF PCB HOMOLOGS
VERSUS d6-3,3'.4.4'-TETRACHLOROBIPHENYL
PCB
homolog
Monochloro

No. of
isomers
measured

Observed range
of RRTsa

Congener
no.

Observed
RRTa

Projected
range of
RRTs

3

0.40-0.50

1
3

0.43
0.50

0.35-0.55

Dichloro

10

0.52-0.69

7

0.58

0.35-0.80

Trichloro

9

0.62-0.79

30

0.65

0.35-0.10

Tetrachloro

16

0.72-1.01

50

0.75

0.55-1.05

Pentachloro

12

0.82-1.08

97

0.98

0.80-1.10

Hexachloro

13

0.93-1.20

143

1.05

0.90-1.25

Heptachloro

4

1.09-1.30

183

1.15

1.05-1.35

Octachloro

6

1.19-1.36

202

1.19

1.10-1.50

Nonachloro

3

1.31-1.42

207

1.33

1.25-1.50

Decachloro

1

1.44-1.45

209

1.44

1.35-1.50

a The RRTs of the 77 congeners and a mixture of Aroclor 1016/1254/1260 were
measured versus 3,3',4,4'-tetrachlorobiphenyl-de (internal standard) using
a 15-m J&amp;W DB-5 fused silica column with a temperature program of 110°C
for 2 min, then 10°C/min to 325°C, helium carrier at 45 cm/sec, and an oncolumn injector. A Finnigan 4023 Incos quadrupole mass spectrometer operating with a scan range of 95-550 daltons was used to detect each PCB
congener.
b The projected relative retention windows account for overlap of eluting
homologs and take into consideration differences in operating systems and
lack of all possible 209 PCB congeners.

C-27

�The molecular weight of the stack gases is determined
using Method 3.2
A nozzle size is selected based on the maximum velocity
head so that isokinetic sampling can be maintained at a
rate less than 0.75 cfm. It is not necessary to change
the nozzle size in order to maintain isokinetic sampling
rates. During the run, the nozzle size must not be
changed.
A suitable probe length is selected such that all traverse
points can be sampled. Sampling from opposite sides for
large stacks may be considered to reduce the length of
probes.
A sampling time is selected appropriate for total method
sensitivity and the PCB concentration anticipated. Sampling times should generally fall within a range of 2 to
4 hr.
A buzzer-timer should be incorporated in the control box
(see Figure 1) to alarm the operator to move the probe to
the next sampling point.
8.1.3

Preparation of collection train - During preparation and
assembly of the sampling train, all train openings must
be covered until just prior to assembly or until sampling
is about to begin. Immediately prior to assembly, all
parts of the train upstream of the adsorbent tube are
rinsed with hexane. The probe is marked with heat resistant tape or by some other method at points indicating
the proper distance into the stack or duct for each sampling point.
200 ml of water is placed in each of the first two impingers, and the third impinger left empty. CAUTION: Sealant
greases must not be used in assembling the train. If the
preliminary moisture determination shows that the stack
gases are saturated or supersaturated, one or two additional empty impingers should be added to the train between the third impinger and the Florisil tube. See
Section 5.1.5. Approximately 200 to'300 g or more, if
necessary, of silica gel is placed in the last impinger.
Each impinger (stem included) is weighed and the weights
recorded to the nearest 0.1 g on the impingers and on
the data sheet.
Unless otherwise specified by the Agency, a temperature
probe is attached to the metal sheath of the sampling
probe so that the sensor is at least 2.5 cm behind the
nozzle and pitot tube and does not touch any metal.

C-28

�The train is assembled as shown in Figure 1. Through all
parts of this method use of sealant greases such as stopcock grease to seal ground glass joints must be avoided.
Crushed ice is placed around the impingers.
8.1.4

Leak check procedure - After the sampling train has been
assembled, the probe heating system(s) is turned on and
set (if applicable) to reach a temperature sufficient to
avoid condensation in the probe. Time is allowed for the
temperature to stabilize. The train is leak checked at
the sampling site by plugging the nozzle and pulling a
380 mm Hg (15 in. Hg) vacuum. A leakage rate in excess
of 4% of the average sampling rate or 0.0057 m3/min
(0.02 cfm) whichever is less, is unacceptable.
The following leak check instruction for the sampling
train described in APTD-05813 may be helpful. The pump
is started with bypass valve fully open and coarse adjust
valve completely closed. The coarse adjust valve is
partially opened and the bypass valve slowly closed until
380 mm Hg (15 in. Hg) vacuum is reached. The direction
of bypass valve must not be reversed. This will cause
water to back up into the probe. If 380 mm Hg (15 in. Hg)
is exceeded, either the leak check is conducted at this
higher vacuum or the leak check is ended as described
below and start over.
When the leak check is completed, the plug is first slowly
removed from the inlet to the probe and the vacuum pump
is immediately turned off. This prevents the water in
the impingers from being forced backward into the probe.
Leak checks, shall be conducted as described above prior
to each test run and at the completion of each test run.
If leaks are found to be in excess of the acceptable rate,
the test will be considered invalid. To reduce lost time
due to leakage occurrences, it is recommended that leak
checks be conducted between port changes.

8.1.5

Train operation - During the sampling run, an isokinetic
sampling rate within 10%, or as specified by the Agency,
of true isokinetic shall be maintained. During the run,
the nozzle or any other part of the train in front of
and including the Florisil tube must not be changed.
For each run, the data required on the data sheets must
be recorded. An example is shown in Figure 4. The dry
gas meter readings are recorded at the beginning and end
of each sampling time increment, when changes in flow
rates are made, and when sampling is halted. Other data
point readings are taken at least once at each sample
point during each time increment and whenever significant

C-29

�FIELD DATA
PLANT.
OATE_
SAMPLING LOCATION.
SAMPLE TYPE
RUN NUMBER
OPERATOR

PROBE LENGTH AND TYPE.
NOZZLE ID.

ASSUMED MOISTURE. "„
SAMPLE BOX NUMBER
METER BOX NUMBER
METER AH p
C FACTOR
PROBE HEATER SETTING
HEATER BOX SETTING
REFERENCE Ap_

AMBIENT TEMPERATURE
BAROMETRIC PRESSURE .
STATIC PRESSURE. (P$)_
FILTER NUMBER ($)

SCHEMATIC OF TRAVERSE POINT LAYOUT
READ AND RECORD ALL DATA EVERY,
MINUTES
TRAVERSE
POINT
NUMBER

s ^X CLOCK hTIME
LiNG

r_ \Aoc K,

TIMt.iim

N^

~~

GAS METER READING
&lt;Vml. It3

VELOCITY
HEAD
(APSI. in. H?0

—— __

ORIFICE PRESSURE
DIFFERENTIAL
(AHI. in. H20l
DESIRED

STACK
TEMPERATURE
|TSI.°F

ACTUAL

n
i

COMMENTS:

Figure 4.
EPAlDur) 2K

Field data sheet,

DRY GAS METER
TEMPERATURE
INLET
(Tm mt."F

OUTLET
•Tm^.-'F

PUMP
VACUUM,
in. H|

SAMPLE BOX
TEMPERATURE.
°F

IMPINGCR
TEMPERATURL
"F

�changes (20% variation in velocity head readings) necessitate additional adjustments in flow rate.
The portholes are cleaned prior to the test run to minimize change of sampling deposited material. To begin
sampling, the nozzle cap is removed, the probe heater
operational and temperature up, and the pitot tube and
probe positions are verified (if applicable). The nozzle
is positioned at the first traverse point with the tip
pointing directly into the gas stream. The pump is
started and the flow adjusted to isokinetic conditions.
Nomographs are available for sampling trains using type
S pitot tubes with 0.85 ± 0.02 coefficients (C ), and
when sampling in air or a stack gas with equivalent
density (molecular weight, M,, equal to 29 ± 4), which
aid in the rapid adjustment of the isokinetic sampling
rate without excessive computations. If C and M, are
outside the above stated ranges, the nomograph cannot be
used unless appropriate steps are taken to compensate for
the deviations.
When the stack is under significant negative pressure
(height of impinger stem), the coarse adjust valve must
be closed before inserting the probe into the stack to
avoid water backing into the probe. If necessary, the
pump may be turned on with the coarse valve closed.
When the probe is in position, the openings around the
probe and porthole must be blocked off to prevent unrepresentative dilution of the gas stream.
The stack cross section is traversed, as required by
Method I2 or as specified by the Agency. To minimize
chance of extracting deposited material, the probe nozzle
should not bump into the stack walls when sampling near
the walls or when removing or inserting the probe through
the portholes.
During the test run, periodic adjustments are made to
keep the probe temperature at the proper value. More
ice and, if necessary, salt is added to the ice bath to
maintain a temperature of less than 20°C (68°F) at the
impinger/silica gel outlet, to avoid excessive moisture
losses. Also, the level and zero of the manometer should
be periodically checked.
If the pressure drop across the train becomes high enough
to make isokinetic sampling difficult to maintain, the
test run should be terminated. Under no circumstances
should the train be disassembled during the test run to
determine and correct causes of excessive pressure drops.

C-31

�At the end of the sample run, the pump is turned off, the
probe and nozzle removed from the stack, and the final
dry gas meter reading recorded. A leak check is performed,
with acceptability of the test run based on the same criteria as in Section 8.1.4. The percent isokinetic is
calculated (see calculation section) to determine whether
another test run should be made. If there is difficulty
in maintaining isokinetic rates due to source conditions,
the Agency should be consulted for possible variance on
the isokinetic rates.
8.1.6

8.2

Blank train - For each series of test runs, a blank train
is set up in a manner identical to that described above,
but with the nozzle capped with aluminum foil and the
exit end of the last impinger capped with a ground glass
cap. The train is allowed to remain assembled for a
period equivalent to one test run. The blank sample is
recovered as described in Section 8.3.

Static air sampling3 - The sampling procedure for static air is
identical to that described in Section 8.1 with the following exceptions: (a) impingers and a heatable probe are not required
prior to the adsorbent tube; and (b) the PCB concentrations may
dictate a longer or shorter sampling time.
The selection of sampling time and rate should be based on the
approximate levels of PCB residues expected in the sample. The
sampling rate should not exceed 14 liter/rain and may typically
fall in the range of 5 to 10 liter/rain. Sampling times should be
more than 20 min but should not exceed 4 hr.

8.3

Sample recovery - Proper cleanup procedure begins as soon as the
probe is removed from the stack at the end of the sampling period.
When the probe can be safely handled, all external particulate
matter near the tip of the probe nozzle is wiped off. The probe
is removed from the train and both ends closed off with aluminum
foil. The inlet to the train is capped off with a ground glass
cap.
The probe and impinger assembly are transfered to the cleanup area.
This area should be clean and protected from the wind so that the
chances of contaminating or losing the sample will be minimized.
The train is inspected prior to and during disassembly and any
abnormal conditions noted. The samples are treated as follows:
8.3.1

Adsorbent tube - The Florisil tube is removed from the
train and capped with ground glass caps.

8.3.2

Sample Container No. 1 - The first three impingers are
removed. The outside of each impinger is wiped off to
remove excessive water and other debris. The impingers

C-32

�are weighed (stem included), and the weight recorded on
a data sheet. The contents are poured directly into
Container No. 1.
8.3.3

8.3.4

8.4

Sample Container No. 2 - Each of the first three impingers
are rinsed sequentially with 30-ml acetone and then with
30-ml hexane, and the rinses put into Container No. 2.
Material deposited in the probe is quantitatively recovered using 100-ml acetone and then 100-ml hexane and
these rinses added to Container No. 2.
Silica gel container - The last impinger is removed, and
the outside wiped to remove excessive water and other
debris. It is weighed (stem included), and the weight
recorded on the data sheet. The contents are transferred
to the used silica gel can.

Sample preservation - Samples should be stored in the dark at 4°C.
Storage times in excess of 4 weeks are not recommended.

9.0 Sample Preparation1
9.1

Extraction
9.1.1

Adsorbent tube - The entire contents of the adsorbent
tube are expelled directly onto a glass wool plug in the
sample holder of a Soxhlet extractor. Although no extraction thimble is required, a glass thimble with a coarsefritted bottom may be used.
The tube is rinsed with 5-ml acetone and then with 15-ml
hexane and these rinses put into the extractor. The extraction apparatus is assembled and the adsorbent extracted with 170-ml hexane for at least 4 hr. The extractor should cycle 10 to 14 times per hour. After
allowing the extraction apparatus to cool to ambient
temperature, the extract is transferred into a KudernaDanish evaporator.
The extract is evaporated to about 5 ml on a steam bath
and the evaporator allowed to cool to ambient temperature
before disassembly. The extract is transferred to a 50-ml
separatory funnel and the funnel set aside.

9.1.2

Sample Container No. 1 - The aqueous sample is transferred
to a 1,000-ml separatory funnel. The container is rinsed
with 20-ml acetone and then with two 20-ml portions of
hexane, adding the rinses to the separatory funnel.
The sample is extracted with three 100 ml portions of
hexane and the sequential extracts transferred to a
Kuderna-Danish evaporator.

C-33

�The extract is concentrated to about 5 ml and allowed to
cool to ambient temperature before disassembly. The extract is filtered through a micro column of anhydrous
sodium sulfate into a 50-ml separatory funnel containing
the corresponding Florisil extract from Section 9.1.1.
The micro column is prepared by placing a small plug of
glass wool in the bottom of the large portion of a disposable pipette and then adding anhydrous sodium sulfate
until the tube is about half full.
9.1.3

Sample Container No. 2 - The organic solution is transferred into a 1,000-ml separatory funnel. The container
is rinsed with two 20 ml portions of hexane and the rinses
added to the separatory funnel. The sample is washed with
three 100 ml portions of water. The aqueous layer is
discarded and the organic layer transferred to a KudernaDanish evaporator.
The extract is concentrated to about 5 ml and allowed to
cool to ambient temperature before disassembly. The extract is filtered through a micro column of anhydrous
sodium sulfate into the 50-ml separatory funnel containing the corresponding Florisil and impinger extracts
(Section 9.1.2).

9.2

Cleanup - Two tested cleanup techniques are described below.4 Depending upon the complexity of the sample, one or both of the techniques may be required to fractionate the PCBs from interferences.
If the sample extract is colored, the Florisil column cleanup may
be indicated.
9.2.1

Acid cleanup
9.2.1.1 Add 5 ml of concentrated sulfuric acid to the
separatory funnel containing the sample extract
and shake for 1 min.
9.2.1.2 Allow the phases to separate, transfer the
sample (upper phase) with three 1 to 2 ml
solvent rinses to Kuderna-Danish evaporator
and concentrate to an appropriate volume.
9.2.1.3 Analyze as described in Section 10.0.
9.2.1.4 If the sample is highly contaminated, a second
or third acid cleanup may be employed.

9.2.2

Florisil column cleanup
9.2.2.1 Variations among batches of Florisil may affect
the elution volume of the various PCBs. For
this reason, the volume of solvent required to

C-34

�completely elute all of the PCBs must be verified by the analyst. The weight of Florisil
can then be adjusted accordingly.
9.2.2.2 Place a 20-g charge of Florisil, activated overnight at 130°C, into a Chroraaflex column. Settle
the Florisil by tapping the column. Add about
1 cm of anhydrous sodium sulfate to the top of
the Florisil. Pre-elute the column with 70-80
ml of hexane. Just before the exposure of the
sodium sulfate layer to air, stop the flow.
Discard the eluate.
9.2.2.3 Add the sample extract to the column. Add 225
ml of hexane to the column. Carefully wash
down the inner wall of the column with a small
amount of the hexane prior to adding the total
volume. Discard the first 25 ml.
9.2.2.4 Collect 200 ml of hexane eluate in a KudernaDanish flask. All of the PCBs should be in
this fraction. Concentrate to an appropriate
volume.
9.2.2.5 Analyze the sample as described in Section 10.0.
10.0 Gas Chromatographic/Electron Impact Mass Spectrometric Determination
10.1

Internal standard addition - Pipet an appropriate volume of internal standard solution SSxxx into the sample. The final concentration of the internal standards must be in the working range of the
calibration and well above the matrix background. The internal
standards are thoroughly mixed by mechanical agitation.
Note: The volume measurement of the spiking solution is critical
to the overall method precision. The analyst must exercise caution that the volume is known ±1% or better. Where necessary,
calibration of the pipet is recommended.
Note: This same solution is used as a surrogate standard solution
in the protocols for products/product waste and for water. In
this protocol, the 13C-labeled PCBs are spiked after extraction,
so are used as internal standards.
Alternately, another internal standard solution such as the d63,3',4,4'-tetrachlorobiphenyl used in the product/product waste
and water protocols may be used, if acceptable RF precision and
accuracy are shown across the homolog range.

10.2

Tables 2, and 5 through 8 summarize the recommended operating conditions for analysis. Figure 5 presents an example of a chromatogram.

C-35

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Till.:

Figure 5. Capillary gas chromatography/electron impact ionization mass spectrometry (CGC/EIMS)
chromatogram or the calibration standard solution required for quantitation of PCBs by homolog.
This chromatogram includes PCBs representative of each liomolog, three carbon-13 labeled surrogates,
and the deuterated internal standard. The concentration of all components and the CGC/EIMS
parameters are presented in Tallies 3, 4, 5, and 7.

�10.3

While the highest available chromatographic resolution is not a
necessary objective of this protocol, good chromatographic performance is recommended. With the high resolution of CGC, the
probability that the chromatographic peaks consist of single
compounds is higher than with PGC. Thus, qualitative and quantitative data reduction should be more reliable.

10.4

After performance of the system has been certified for the day
and all instrument conditions set according to Tables 2, and 5
through 8, inject an aliquot of the sample onto the GC column.
If the response for any ion, including surrogates and internal
standard, exceeds the working range of the system, dilute the
sample and reanalyze. If the responses of surrogates, internal
standard, or analytes are below the working range, recheck the
system performance. If necessary, concentrate the sample and
reanalyze.

10.5

Record all data on a digital storage device (magnetic disk, tape,
etc.) for qualitative and quantitative data reduction as discussed
below.

11.0 Qualitative Identification
11.1

Selected ion monitoring (SIM) or limited mass scan (IMS) data The identification of a compound as a given PCS homolog requires
that two criteria be met:
11.1.1

(1) The peak must elute within the retention time window
set for that homolog (Section 7.6); and (2) the ratio of
two ions obtained by SIM (Table 11) or by IMS (Table 12)
must match the natural ratio within ±20%. The analyst
must search the higher mass windows, in particular M+70,
to prevent misidentification of a PCB fragment ion cluster as the parent.

11.1.2

If one or the other of these criteria is not met, interferences may have affected the results and a reanalysis
using full scan EIMS conditions is recommended.

11.2 Full scan data
11.2.1

The peak must elute within the retention time windows
set for that homolog (as described in Section 7.6).

11.2.2

The unknown spectrum must match that of an authentic PCB.
The intensity of the three largest ions in the molecular
cluster (two largest for monochlorobiphenyls) must match
the natural ratio within ±20%. Frequent clusters with
proper intensity ratios must also be present.

11.2.3

Alternatively, a spectral search may be used to automatically reduce the data. The criteria for acceptable

C-37

�TABLE 11.

CHARACTERISTIC SIM IONS FOR PCBs
Ion (relative intensity)
Secondary
Tertiary

Homolog

Primary

^12^9^1

188 (100)

190 (33)

C^HgC^

222 (100)

224 (66)

226 (11)

Ci2H7Cl3

256 (100)

258 (99)

260 (33)

C12H6C14

292 (100)

290 (76)

294 (49)

C12H5C15

326 (100)

328 (66)

324 (61)

£12^4^16

360 (100)

362 (82)

364 (36)

C12H3C17

394 (100)

396 (98)

398 (54)

Ci2H2Cl8

430 (100)

432 (66)

428 (87)

Cj^HClg

464 (100)

466 (76)

462 (76)

C

498 (100)

500 (87)

496 (68)

12 C llO

-

Source: Rote, J. W., and W. J. Morris, "Use of Isotopic Abundance Ratios in
Identification of Polychlorinated Biphenyls by Mass Spectrometry,"
J. Assoc. Offic. Anal. Chem., 56(1), 188-199 (1973).

C-38

�TABLE 12. LIMITED MASS SCANNING (LMS) RANGES FOR PCBs
Compound

Mass range (m/z)

CX2H.CU

186-190

C12H8C12

220-226

C12H7C13

254-260

C12H6C13

288-294

Ci2H5Cl5

322-328

Ci2H4Cl6

356-364

C12H3C17

386-400

C12H2C18

426-434

C12HC19

460-468

CisCl^

494-504

C12D6C14

294-300

13

192-196

13

300-306

C612C6H9C1
C12H6C14

13

438-446

-C12C110

506-516

C12H2C18

a

Adapted from Tindall, G. W., and P. E. Wininger, "Gas Chromatography-Mass
Spectrometry Method for Identifying and Determining Polychlorinated Biphenyls," J. Chromatogr.t 196, 109-119 (1980).

C-39

�identification include a high index of similarity. For
the Incos 2300, a fit of 750 or greater must be obtained.
11.3 Disputes in interpretation - Where there is reasonable doubt as
to the identity of a peak as a PCB, the analyst must either identify the peak as a PCB or proceed to a confirmational analysis
(see Section 13.0).
12.0 Quantitative Data Reduction
12.1 Once a chromatographic peak has been identified as a PCB, the compound is quantitated based either on the integrated abundance of
the SIM data or EICP for the primary characteristic ion in Tables
11 and 12. If interferences are observed for the primary ion, use
the secondary and then tertiary ion for quantitation. If interferences in the parent cluster prevent quantitation, an ion from a
fragment cluster (e.g., M-70) may be used. Whichever ion is used,
the RF must be determined using that ion. The same criteria
should be applied to the internal standard compounds (Table 13).
12.2 Using the appropriate response factor (RF ) as determined in Section 7.3, calculate the mass of each PCB peak (M ) using Equation
P
12-1.
A
,
M = -E •
'M
p A.is RF p
is
Eq. 12-1
H
*
where

A = area of the characteristic ion for the analyte PCB
"
peak
A.

= area of the characteristic ion for the internal
standard peak

RF = response factor of a given PCB congener
M. S = mass of internal standard injected (micrograms)
~L
12.3

If a peak appears to contain non-PCB interferences which cannot
be circumvented by a secondary or tertiary ion, either:
12.3.1
12.3.2

Perform additional chemical cleanup (Section 9) and then
reanalyze the sample; or

12.3.3
12.4

Reanalyze the sample on a different column which separates the PCB and interferents;

Quantitate the entire peak as PCB.

Sum all of the peaks for each homolog and then sum those to yield
the total PCB mass, MT, in the sample. If a concentration-perpeak or concentration-per-homolog reporting format is desired,
carry each value through the calculations in an appropriate manner.

C-40

�TABLE 13. CHARACTERISTIC IONS FOR
Specific compound
C612C6H9C1

^
Primary

13

C-LABELED PCS SURROGATES

Ion (relative intensity)
Secondary
Tertiary

13

194 (100)

196 (33)

13

304 (100)

306 (49)

302 (78)

13

442 (100)

444 (65)

440 (89)

510 (100)

512 (87)

514 (50)

C12H6C14
C12H2C18

13

C12C110

C-41

�12.5

Calculation of air sample volume1
12.5.1

Nomenclature
M = Mass of PCB represented by a chromatographic peak
"
micrograms
M~ = Total mass of PCBs in sample, micrograms
C = Concentration of PCBs in air, micrograms per cubic
meter, corrected to standard conditions of 20°C,
760 mm Hg (68°F, 29.92 in. Hg) on dry basis
A = Cross-sectional area of nozzle, square meter (square
n
feet)
B

= Water vapor in the gas stream, proportion by volume

I = Percent of isokinetic sampling
MWw = Molecular weight of water, 18 g/g-mole (18 lb/
Ib-mole)
P,
= Barometric pressure at the sampling site, mm Hg
oar
/.
(in. IT \
Hg)
Ps = Absolute stack gas pressure, mm Hg (in. Hg)
Pstd, = Standard absolute pressure, 760 mm Hg (29.92 in
Hg)
R = Ideal gas constant, 0.06236 mm Hg-m3/K-g-raole (21.83 in.
Hg-ft3/°R-lb-mole)
T

= Absolute average dry gas meter temperature °K (°R)

TS = Absolute average stack gas temperature °K (°R)
= Standard absolute temperature, 293°K (528°R)
V, = Total volume of liquid collected in impingers and
silica gel, milliliters. Volume of water collected equals the weight increase in grams times
1 ml/g
Vm = Volume of gas sample as measured by dry gas meter,
dcm (dcf)
V , ,x = Volume of gas sample measured by the dry gas
meter corrected to standard conditions,
dscra (dscf)

C-42

�,N = Volume of water vapor in the gas sample corrected to standard conditions, son (scf)

V = Total volume of sample, railliliter
V = Stack gas velocity, calculated by EPA Method 2,
s
m/sec (ft/sec)
AH = Average pressure differential across the orifice
meter, mm H20 (in. H20)
Pw = Density of water, 1 g/ml (0.00220 Ib/ral)
6 = Total sampling time, minutes
13.6 = Specific gravity of mercury
60 = Seconds per minute
100 = Conversion to percent
12.5.2

Average dry gas meter temperature and average orifice
pressure drop - See data sheet (Figure 4).

12.5.3

Dry gas volume - Correct the sample volume measured by
the dry gas meter to standard conditions [20°C, 760 mm Hg
(68°F, 29.92 in. Hg)] by using Equation 12-2.

.,
Vstd) -

T
„ *std
V
m -

P
+M
*bar
13.6

_ „„
=

P

+ AH
bar 1376"

Eq. 12-2

V

where K = 0.3855°K/mm Hg for metric units
= 17.65 °R/in. Hg for English units
12.5.4

Volume of water vapor

P
w RTstd
Vw(std) = Ic MW P 5,^ = K Ic
, , ,, V, ajT- .V,
v
'
w std
where K = 0.00134 m3/ml for metric units
= 0.0472 ft3/ml for English units

12.5.5

Eq.
^ 12-3

Moisture content
= -J^Iltd)E
1.
2 4
V
+V
m(std) w(std)
If the liquid droplets are present in the gas stream, assume the stream to be saturated and use a psychrometric
chart to obtain an approximation of the moisture percentage.

B
ws

C-43

�12.6

Concentration of PCBs in stack gas - Determine the concentration
of PCBs in the air according to Equation 12-5 and report in micrograms per cubic meter using Table 14. If an alternate reporting
format (e.g., concentration per peak) is desired, a different
report form may be used.
M
C

a

= K y—--

Eq. 12-5

m(std)
where K = 35.31 ft3/m3
12.7

Isokinetic variation
12.7.1

Calculations from raw data.
[K V, + (V /T ) (P, ) + AH/13.6)]
1nn Ts l
100
Ic
m m
bar
10 ,
T
r
i = -60s e v P A- Eq- 12'
s
n
3
where K = 0.00346 mm Hg-m /ml-°K for metric units
= 0.00267 in. Hg-ft3/ml-°R for English units
12.7.2

Calculations from intermediate values
T V f «. ,, P . . 100
T s m(std) std
1
" T , , s 6n s 60 (1-B J
A P
std V
ws

_

,7
' /"/

tq

,, _s Vm(std)
_ T
Ps Vs An 0 (1-B ws)
where K = 4.323 for metric units
= 0.0944 for English units
12.7.3

Acceptable results - The following range sets the limit
on acceptable isokinetic sampling results:
If 90% &lt; I &lt; 110%, the results are acceptable. If the
results are low in comparison to the standards and I is
beyond the acceptable range, the Agency may opt to accept the results.

12.8

Round off all numbers reported to two significant figures.

13.0 Confirmation
If there is reason to question the qualitative identification (Section
11.0), the analyst may choose to confirm that a peak is not a PCB. Any
technique may be chosen provided that it is validated as having equivalent or superior selectivity and sensitivity to GC/EIMS. Some candidate
techniques include alternate GC columns (with EIMS detection), GC/CIMS,
GC/NCIMS, high resolution EIMS, and MS/MS techniques. Each laboratory

C-44

�TABLE 14. ANALYSIS REPORT
INCIDENTAL PCBs IN AIR
Sample No.
Sample Matrix

Sample Source
Notebook No. or File Location
m3

Volume Collected [V , fcdJ
Mass of Internal Stanaara Injected, M.
is

pg

Qualitative
Analyte

1° 2°

I

l°

T

2°

Ratio

Theoretical

IS

298

246

100/76

1-C1

188

190

100/33

2-C1

222 224

100/66

3-C1

256

258

100/99

4-C1

292 290

100/76

5-C1

326 328

Quantitative
Ion
Mass
OK? Used
RF M (pg)
P
1.000

100/66
i

6-C1

360 362

100/82

7-C1

394 396

100/98

8-C1

430 432

100/66

9-C1

464 466

100/76

10-C1

498 500

100/87

Total (MT)
Concentration (C.)

M£ 3
Mg/m

Reported by:

Internal Audit:

Name

Name

EPA Audit:
Name

Signature/Date

Signature/Date

Signature/Date

Organization

Organization

Organization

C-45

�must validate confirmation techniques to show equivalent or superior
selectivity between PCBs and interferences and sensitivity (limit of
quantitation, LOQ).
If a peak is confirmed as being a non-PCB, it may be deleted from the
calculation (Section 12). If a peak is confirmed as containing both
PCB and non-PCB components, it must be quantitated according to Section
12.3.
14.0

Quality Control
14.1

Each laboratory that uses this method must operate a formal quality control (QC) program. The minimum requirements of this program consist of an initial demonstration of laboratory capability
and the analysis of spiked samples as a continuing check on performance. The laboratory must maintain performance records to
define the quality of data that are generated. After a date specified by the Agency, ongoing performance checks should be compared with established performance criteria to determine if the
results of analyses are within accuracy and precision limits expected of the method.

14.2

The analysts must certify that the precision and accuracy of the
analytical results are acceptable by:
14.2.1

14.2.2

14.3

The absolute precision of surrogate recovery, measured
as the RSD of the integrated EIMS area (A ) for a set
of samples, must be ±10%.
The mean recovery (R ) of at least four replicates of a
QC check sample to be supplied by the Agency must meet
Agency-specified accuracy and precision criteria. This
forms the initial data base for establishing control
limits (see Section 14.3 below).

Control limits - The laboratory must establish control limits using
the following equations:
Upper control limit (UCL) = R + 3 RSD
Upper warning limit (UWL) = R + 2 RSD
Lower warning limit (LWL) = RC - 2 RSDc
Lower control limit (LCL) = R

- 3 RSD

These may be plotted on control charts. If an analysis of a check
sample falls outside the warning limits, the analyst should be
alerted that potential problems may need correction. If the results for a check sample fall outside the control limits, the laboratory must take corrective action and recertify the performance
C-46

�(Section 14.2) before proceeding with analyses. The warning and
control limits should be continuously updated as more check sample
replicates are added to the data base.
14.4

Before processing any samples, the analyst should demonstrate
through the analysis of a reagent blank that all glassware and
reagent interferences are under control. Each time a set of samples is analyzed or there is a change in reagents, a laboratory
reagent blank should be processed as a safeguard against contamination.

14.5

Procedural QC - The various steps of the analytical procedure
should have quality control measures. These include but are not
limited to:
14.5.1

GC performance - See Section 7.1 for performance criteria.

14.5.2

MS performance - See Section 7.2 for performance criteria.

14.5.3

Qualitative identification - At least 10% of the PCB
identifications, as well as any questionable results,
should be confirmed by a second mass spectrometrist.

14.5.4

Quantitation - At least 10% of all manual calculations,
including peak area calculation, must be checked. After
changes in computer quantitation routes, the results
should be manually checked.

14.6

A minimum of 10% of all samples, one sample per month or one sample per matrix type, whichever is greater, must be selected at
random, sampled, and analyzed in triplicate to monitor the precision of the analysis. An RSD of ±30% or less must be achieved.
If the precision is greater than ±30%, the analyst must be recertified (see Section 14.2).

14.7

A minimum of 10% of all samples, one sample per month or one sample per matrix type, whichever is greater, selected at random,
must be analyzed by the standard addition technique. Two aliquots
of the sample are analyzed, one "as is" and one spiked with a sufficient amount of solution CSxxx to yield approximately 100 pg/
sample of each compound. The spiking compounds are thoroughly
incorporated by mechanical agitation. For the liquid impinger
contents, shaking for 30 sec should be sufficient. For the
Florisil, 10 min tumbling is recommended. For filters where inadequate incorporation may be expected, overnight equilibration
with agitation is recommended.
Note: The volume measurement of the spiking solution is critical
to the overall method precision. The analyst must exercise caution that the volume is known to ±1% or better. Where necessary,
calibration of the pipet is recommended.

C-47

�The samples are analyzed together and the quantitative results
calculated. The recovery of the spiked compounds (calculated by
difference) must be 80-120%. If the sample is known to contain
specific PCB isomers, these isomers may be substituted for solution CSxxx. If the concentrations of PCBs are known to be high,
the amount added should be adjusted so that the spiking level is
1.5 to 4 times the measured PCB level in the unspiked sample.
14.8

Sampling efficiency - The efficiency of PCB collection during
sampling should be monitored. This may be achieved by adding a
known amount of the 13C surrogate spiking solution (Section 6.4)
sufficient to give an analytical signal well above background to
the first impinger prior to sampling. The recovery of the four
compounds should be &gt;

14.9

Interlaboratory comparison - Interlaboratory comparison studies
are planned. Participation requirements, level of performance,
and the identity of the coordinating laboratory will be presented
in later revisions.

14.10 It is recommended that the participating laboratory adopt additional QC practices for use with this method. The specific practices that are most productive depend upon the needs of the laboratory and the nature of the samples. Field duplicates or
triplicates may be analyzed to monitor the precision of the sampling technique. Whenever possible, the laboratory should perform analysis of standard reference materials and participate in
relevant performance evaluation studies.
15.0 Quality Assurance
Each participating laboratory must develop a quality assurance plan according to EPA guidelines.5 The quality assurance plan must be submitted
to the Agency for approval.
16.0 Method Performance
The method performance is being evaluated. Limits of quantitation;
average intralaboratory recoveries, precision, and accuracy; and interlaboratory recoveries, precision, and accuracy will be presented.
17.0 Documentation and Records
Each laboratory is responsible for maintaining full records of the analysis. Laboratory notebooks should be used for handwritten records. GC/MS
data must be archived on magnetic tape, disk, or a similar device. Hard
copy printouts may be kept in addition if desired. QC records should
be maintained separately from sample analysis records.

C-48

�The documentation roust describe completely how the analysis was performed.
Any variances from the protocol must be noted and fully described. Where
the protocol lists options (e.g., sample cleanup), the option used and
specifies (solvent volumes, digestion times, etc.) must be stated.

C-49

�REFERENCES
1. Haile, C. L., and E. Baladi, "Methods for Determining the Polychlorinated
Biphenyl Emissions from Incineration and Capacitor and Transformer Filling
Plants," U.S. Environmental Protection Agency, (1977) EPA-600/4-73-048.
2. U.S. Environmental Protection Agency, Federal Register, 42(160), Thursday,
August 18, 1977.
3. Martin, R. M., "Construction Details of Isokinetic Source Sampling Equipment," Environmental Protection Agency, Air Pollution Control Office
Publication No. APTD-0581.
4. Bellar, T. A., and J. J. Lichtenberg, "The Determination of Polychlorinated
Biphenyls in Transformer Fluid and Waste Oils," Prepared for U.S. Environmental Protection Agency, (1981) EPA-600/4-81-045.
5. Quality Assurance Program Plan for the Office of Toxic Substances, Office
of Pesticides and Toxic Substances, U.S. Environmental Protection Agency,
Washington, D.C., October 1980.

C-50

�APPENDIX D
ANALYTICAL METHOD; THE ANALYSIS OF BY-PRODUCT CHLORINATED
BIPHENYLS IN INDUSTRIAL WASTEWATER

D-l

�THE ANALYSIS OF BY-PRODUCT CHLORINATED BIPHENYLS
IN INDUSTRIAL WASTEWATER
i.0

Scope and Application
1.1

This is a gas chromatographic/electron impact mass spectrometric
(GC/EIMS) method applicable to the determination of chlorinated
biphenyls (PCBs) in industrial wastewater. The PCBs present may
originate either as synthetic by-products or as contaminants derived from commercial PCB products (e.g., Aroclors). The PCBs
may be present as single isomers or complex mixtures and may include all 209 congeners from monochlorobiphenyl through decachlorobiphenyl listed in Table 1.

1.2

The detection and quantitation limits are dependent upon the volume of sample extracted the complexity of the sample matrix and
the ability of the analyst to remove interferents and properly
maintain the analytical system. The method accuracy and precision will be determined in future studies.

1.3

This method is restricted to use by or under the supervision of
analysts experienced in the use of gas chromatography/mass spectrometry (GC/MS) and in the interpretation of gas chromatograms
and mass spectra. Prior to sample analysis, each analyst must
demonstrate the ability to generate acceptable results with this
method by following the procedures described in Section 14.2.

1.4

The validity of the results depends on equivalent recovery of the
analyte and 13C PCBs. If the *3C PCBs are not thoroughly incorporated in the matrix, the method is not applicable.

1.5

During the development and testing of this method, certain analytical parameters and equipment designs were found to affect the validity of the analytical results. Proper use of the method requires
that such parameters or designs must be used as specified. These
items are identified in the text by the word "must." Anyone wishing to deviate from the method in areas so identified must demonstrate that the deviation does not affect the validity of the data.
Alternative test procedure approval must be obtained from the
Agency. An experienced analyst may make modifications to parameters or equipment identified by the term "recommended." Each
time such modifications are made to the method, the analyst must
repeat the procedure in Section 14.2. In this case, formal approval is not required, but the documented data from Section 14.2
must be on file as part of the overall quality assurance program.

D-2

�TABLE 1.
No.

Structure

NO.

Menoeftloraoiphenylt
2

52

3

4

54
55
56
S7
IS
»
60
61
(2
63
64
65
66
67
68

01chlorob&lt;BHttiy1i

a
9
10
n
12
13
14
IS

2.2'
2.3

2.3'
2.4

2.4'
2.5
2.6

3,3'
3,4

3.4'
3|5

4.4'
Trlchloraolphtnyli

16
17
18
19
20
21

22
23
24
2S
26
27
28
29
JO
31
32
33
34
35
36
37
38
39

40
41
42
43
44
45
46
47
48
49
SO
SI

2. 2'. 3
2.2'. 4
2. 2'. 5
2, 2', 6
2.3.3'
2,3.4
2.3.4'
2,3.5
2,3.6
2,3', 4
2, 3', 5
2,3', 6
2.4,4'
2.4,5
2.4,6
2, 4'. 5
2. 4' ,5
2', 3,4
2', 3,5
3,3', 4
3.3'.5
3,4,4'
3.4.5
3.4'. 5

NO.

69
70
71
72
73
74
75
76
77
78
79
80
81

10$

2.3,3 ,4,4'
1 1 1 C
2 .J.J ,4,9
2,3,3 .4'. 5
2.3.3 ,4.5'
2,3.3 ,4.6
2,3.3 .4* ,6
2.3,3 ,5,5'
2,3,3 .5.6
2.3,3 .5', 6
2,3.4 4'.5
2.3,4 4' ,6
2.3,4 5,6
2.3,4', 5, 6
2,3'.4.4-.5
2.3'. 4. 4' .6
2.3'. 4, 5. 5'
2.3". 4,1 6
5',
21 .3. 3 . 4.5
2'. 3.4. 4' .5
21 .3.4.5. 52'.3.4.5,6'
3. 3'. 4. 4' .5
3,3'. 4. 5.5'

170
171
172
173
174
175
176
177
178
179
180

Htmeliloroblptitnylt

2.2'. «,S'
9* « *'
2 •* •*»•
2,2'. 5,62.3. 3'. 4
2.3.3'. 4'
2.3.3' .5
2.3.3-. S'
2.3,J'.&lt;
2.3.4.4'
2.3.4.5
2,3.4,6
2.3. 4' .5
2,3.4-. 6
2.3,5.6
2.3', 4.4'
2.3', 4,5
2.3', 4.5"
2.3'. 4.6
2.3-.4'.5
2.3-,4-.6
.3'.S.5'
,3-.5',6
.4.4'. 5
,4. 4', 6
'.3 4.5
.3' 4,4.3' 4,5
.3' 4,5'
.3' 5.5.4.4-.S

2.2-.3.3'.4
2.2'. 3. 3', 5
2.2'.3.3',6
2. 2'. 3.4,4'
2,2' .3.4.5
2.2- .3, 4, 5'
2.2'. 3, 4,6
2,2'. 3.4,6"'
2.2'. 3, 4'. 5
2.2'. 3. 4'. 6
2.2', 3,5.5'
2.2'. 3, 5.6
2.2-.3.S.6'
2.2'. 3,5', 6
2.2-,3,6.6'
2.2-,3'.4.5
2.2'.3',4,6
2.2'. 4,4', 5
2.21,4.4'.6
2.2'. 4, 5.5'
2,2'. 4.5.5'
2.2-,4.S',6
2,2'. 4.6. S'

10 .

182

P«nt»ctil orebt phtny 1»
Irtit
IUO

107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127

Pmticftl arotl pHtny 1 »

82
S3
84
85
86
87
88
39
90
91
92
93
94
T«tricMorob&lt;Bh«nyl» 95
96
97
2.2', 3.3'
2.2'. 3,4
98
2.2'. 3,499
2.2'.3,$
100
2.2'.3.5'
101
2.2'. 3.6
10Z
2.2'.3,6'
103
2.2'. 4,4104

2,2' ,4, 5
2,2'. 4.J'
2 2 1 4 61
2.2 .4.6

structure

Tttnetil arott Ph«nv1 s

1

4
5
6
7

NUMBERING OF PCB CONGENERS3

structure

128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160

2,2'.3.3-,4.42,2'. 3,3' .4.
2.2'.3.3',4.
2.2' .3,3'. 4.
.2', 3.3'. 4,
,2'. 3, 3', 5,
.2'.3,3',S.
.2'.3.3'.5,
,2'. 3,3' 6, '
,2'.3,4,4- ( 1
,2'. 3,4. 4'.
.2'. 3. 4.4' , 1
2.2". 3,4.4'.
2.2' .3,4, 5, 5
2,2'. 3,4, 5,6
2.2',3,4.5,6
2.2'. 3. 4,5'.
2.2'. 3,4, 6. 6
2,2' ,3,4'. 5.
2.2' ,3, 4', S.
2.2'.3,4'.5,
2.2', 3,4'. 5' 6
2.2', 3, 4' .5,
2.2-.3,5.5'.
2.2', 3.5.6.6'
2.2' ,4.4'. 5.5'
2.21, 4,4-. 5. S2.2',4.4'.M'
2,3,3'. 4, 4'. 5
2.3. 3' .4,4' .5'
2.3.3', 4, 4'. 6
2.3.3'. 4,5, 5'
2,3,3'. 4,i,«

HtueMorobiphtnyl*
161
1X9
IK
163
164
165
166
167
168
169

tallieMttr,

181

183

184

185
186
187
188
189
190
191

192

193

2.3.3'. 4'. 5.6
2,3, 3', 4'. 5 ' , 6
2;3;3'.S.S',6
2.3.4. 4- .5,6
2,3' .4.4'. 5. 5'
2.3'. 4, 4', £'.6
3,3'.4.4'.5,5 1

2,2',3,3',4,4',5
2.2',3,3'.4,4',6
2.2', 3, 3 ' , 4, 5, 5'
2, 2'. 3, 3', 4,5,6
2. 2'. 3, 3', 4, 5,6'
2.2' .3,3' .4. 5'. 6
2,2'. 3.3', 4.6. 6'
2. 2 1 . 3,3' ,4' ,5,6
2. 2', 3,3'. 5, 5'. 6
2,2',3,3',5,6,6'
2.2-.3.4,4'.5.5'
2. 2', 3, 4, 4', 5. 6
2. 2'. 3, 4, 4', 5, 6'
2,2'. 3. 4, 4'. 5'. 6
2.2',3.4,4',j,6 1
2.2' .3. 4,5, 5' ,6
2,2' .3,4,5, 6, 6'
2,2',3,4 1 ,5.5 1 .6
2,2'. 3,4', 5. 6, 6'
2. 3, 3', 4, 4', 5,5'
2,3.3', 4. 4 ' , 5, 6
2. 3. 3' .4. 4' .5'. 6
2, 3, 3'. 4, 5,5' 6
2.3, 3'. 4' .5,5' ,6
Octiehl orobi phtny 1 s

194
195
196
197
198
199
200
201

202

203
204

205

2,2'. 3. 3', 4. 4 ' , 5,5'
2,2'.3,3'.4,4'.5,6
2,2'.3,3'.4.4',5,5'
2, 2', 3. 3'. 4, 4 ' , 6, 6'
2.2'.3.3',4,5.5'.S
2,2'. 3, 3' .4. 5,6, 6'1
2.2'.3.3 1 ,4.S'.6.6
2.2'. 3, 3'. 4. 5, 5 ' , 6'
2.2' .3. 3' ,5, 5'. 6.6'
2,2', 3, 4. 4'. 5, 5 ' . 6
2.2' .3,4,4' .5, 6, 6'
2,3.3' ,4.4'.5.5'.6
NomehlarobfohtnyM

206
207
208

2,2-.3,3'.4.4',5,5 &lt; .S
2.2'.3.3'.4.4'.5,6,6'
2,2',3.3 I ,4,5,5'.6,6'
0«eicMorot&gt;(pn«ityl

X. ind Z«11. H., Frwnlui I. Anil. ChM., 302. 20-31 (1980).

D-3

2.3. 3', 4, 5', 6

H»otieH1orattfphtnyl »

209

•Adapted 1rm

structure

2.2'.3,3'4,4',$,5',6.6'

�2.0

Summary
2.1

The wastewater must be sampled such that the specimen collected
for analysis is representative of the whole. Statistically
designed selection of the sampling position (valve, port, outfall,
etc.) or time should be employed. The sample must be preserved to
prevent PCB loss prior to analysis. Storage at 4°C with optional
preservation at low pH is recommended.

2.2

The sample is mechanically homogenized and subsampled if necessary.
The sample is then spiked with four 13C PCB surrogates and the
surrogates incorporated by further mechanical agitation.

2.3

The surrogate-spiked sample is extracted and cleaned up at the
discretion of the analyst. Possible extraction techniques include
liquid-liquid partition and sorption onto resin columns followed
by solvent elution. Cleanup techniques may include liquid-liquid
partition, sulfuric acid cleanup, saponification, adsorption chromatography, gel permeation chromatography or a combination of
cleanup techniques. The sample is diluted or concentrated to a
final known volume for instrumental determination. The EPA Method
6081 and 6252 extraction and cleanup procedures may be used.

2.4

The PCB content of the sample extract is determined by capillary
(preferred) or packed column gas chromatography/electron impact
mass spectrometry (CGC/EIMS or PGC/EIMS) operated in the selected
ion monitoring (SIM), full scan, or limited mass scan (IMS) mode.

2.5

PCBs are identified by comparison of their retention time and
mass spectral intensity ratios to those in calibration standards.

2.6

PCBs are quantitated against the response factors for a mixture
of 11 PCB congeners, using the response of the 13C surrogate to
compensate for losses in workup and instrument variability.

2.7

The PCBs identified by the SIM technique may be confirmed by full
scan CGC/EIMS, retention on alternate GC columns, other mass spectrometric techniques, infrared spectrometry, or other techniques,
provided that the sensitivity and selectivity of the technique is
demonstrated to be comparable or superior to GC/EIMS.

2.8

The analysis time is dependent on the extent of workup employed.
The time required for instrumental analysis, excluding data reduction and reporting, is about 30 to 45 min.

2.9

Appropriate quality control (QC) procedures are included to assess
the performance of the analyst and estimate the quality of the
results. These QC procedures include the demonstration of laboratory capability: periodic analyst certification, the use of control charts, and the analysis of blanks, replicates, and standard
addition samples. A quality assurance (QA) plan must be developed
for each laboratory.
D-4

�2.10 While several options are available throughout this method, the
recommended procedure to be followed is:
2.10.1

The sample is collected according to a scheme which permits extrapolation of the sample data to the body or containers of water being sampled.

2.10.2

The sample is preserved at low pH and at 4°C to prevent
any loss of PCBs or changes in matrix which may adversely
affect recovery.

2.10.3

The sample is-mechanically homogenized and subsampled if
necessary.

2.10.4

The sample is spiked with four 13C-PCB surrogates
(4-chlorobiphenyl; 3,3',4,4'-tetrachlorobiphenyl;
2,2',3,3',5,5',6,6'-octachlorobiphenyl; and decachlorobiphenyl).

2.10.5

The sample is extracted.

2.10.6

The extract is cleaned up and concentrated to an appropriate volume.

2.10.7

An aliquot of the extract is analyzed by CGC/EIMS operated in the SIM mode. On-column injections onto a 15-m
DB-5 capillary column, programmed (for toluene solutions)
from 110° to 325°C at 10°/min after a 2 min hold is used.
Helium at 45-cm/sec linear velocity is used as the carrier
gas.

2.10.8

PCBs are identified by retention time and mass spectral
intensities.

2.10.9

PCBs are quantitated against the response factors for a
mixture of 11 PCB congeners.

2.10.10 The total PCBs are obtained by summing the amounts for
each homolog found and the concentration is reported as
micrograms per liter.
3.0

Interferences
3.1

Method interferences may be caused by contaminants in solvents,
reagents, glassware, and other sample processing hardware, leading
to discrete artifacts and/or elevated baselines in the total ion
current profiles. All of these materials must be routinely demonstrated to be free from interferences by the analysis of laboratory
reagent blanks as described in Section 14.4.

D-5

�3.1.1

Glassware must be scrupulously cleaned. All glassware
is cleaned as soon as possible after use by rinsing with
the last solvent used. This should be followed by detergent washing with hot water and rinses with tap water and
reagent water. The glassware should then be drained dry
and heated in a muffle furnace at 400°C for 15 to 30 min.
Some thermally stable materials, such as PCBs, may not
be eliminated by this treatment. Solvent rinses with
acetone and pesticide quality hexane may be substituted
for the muffle furnace heating. Volumetric ware should
not be heated in a muffle furnace. After it is dry and
cool, glassware should be sealed and stored in a clean
environment to prevent any accumulation of dust or other
contaminants. It is stored inverted or capped with
aluminum foil.

3.1.2

The use of high purity reagents and solvents helps to
minimize interference problems. Purification of solvents
by distillation in all-glass systems may be required.
All solvent lots must be checked for purity prior to use.

3.2

Matrix interferences may be caused by contaminants that are coextracted from the sample. The extent of matrix interferences will
vary considerably from source to source, depending upon the nature
and diversity of the sources of samples.

4.1

The toxicity or carcinogenicity of each reagent used in this
method has not been precisely defined; however, each chemical
compound should be treated as a potential health hazard. From
this viewpoint, exposure to these chemicals must be reduced to
the lowest possible level by whatever means available. The laboratory is responsible for maintaining a current awareness file of
OSHA regulations regarding the safe handling of the chemicals specified in this method. A reference file of material data handling
sheets should also be made available to all personnel involved in
the chemical analysis.

4.2

Polychlorinated biphenyls have been tentatively classified as known
or suspected human or mammalian carcinogens. Primary standards
of these toxic compounds should be prepared in a hood. Personnel
must wear protective equipment, including gloves and safety glasses.

4.0

Congeners highly substituted at the meta and para positions and
unsubstituted at the ortho positions are reported to be the most
toxic. Extreme caution should be taken when handling these compounds neat or in concentration solution. The class includes
3,3',4,4'-tetrachlorobiphenyl (both natural abundance and isotopically labeled).

D-6

�4.3

4.4
5.0

Diethyl ether should be monitored regularly to determine the peroxide content. Under no circumstances should diethyl ether be used
with a peroxide content in excess of 50 ppm as an explosion could
result. Peroxide test strips manufactured by EM Laboratories
(available from Scientific Products Company, Cat. No. P1126-8 and
other suppliers) are recommended for this test. Procedures for
removal of peroxides from diethyl ether are included in the instructions supplied with the peroxide test kit.
Waste disposal must be in accordance with RCRA and applicable
state rules.

Apparatus and Materials
5.1

Sampling containers - Amber glass bottles, 1-liter or other appropriate volume, fitted with screw caps lined with Teflon.
Cleaned foil may be substituted for Teflon if the sample is not
corrosive. If amber bottles are not available, samples should
be protected from light using foil or a light-tight outer container. The bottle must be washed, rinsed with acetone or methylene chloride, and dried before use to minimize contamination.

5.2

Glassware - All specifications are suggestions only. Catalog
numbers are included for illustration only.
5.2.1

Volumetric flasks - Assorted sizes.

5.2.2

Pipets - Assorted sizes, Mohr delivery.

5.2.3

Micro syringes - 10.0 pi for packed column GC analysis,
1.0 |Jl for on-column CGC analysis.

5.2.4

Chromatographic column - Chromaflex, 400 mm long x 19 mm
ID (Kontes K-420540-9011 or equivalent).

5.2.5

Gel permeation chromatograph - GPC Autoprep 1002
(Analytical Bio Chemistry Laboratories, Inc.) or
equivalent.

5.2.6

Kuderna-Danish Evaporative Concentrator Apparatus
5.2.6.1

Concentrator tube - 10 ml, graduated (Kontes
K-570050-1025 or equivalent). Calibration must
be checked. Ground glass stopper size (S19/22
joint) is used to prevent evaporation of solvent.

5.2.6.2 Evaporative flask - 500 ml (Kontes K-57001-0500
or equivalent). Attach to concentrator tube
with springs (Kontes K-662750-0012 or equivalent).
5.2.6.3

Snyder column - Three ball macro (Kontes K5030000121 or equivalent).
D-7

�5.3

Balance - Analytical, capable of accurately weighing 0.0001 g.

5.4

Gas chromatography/mass spectrometer system.
5.4.1

Gas chromatograph - An analytical system complete with a
temperature programmable gas chromatograph and all required accessories including syringes, analytical columns,
and gases. The injection port must be designed for oncolumn injection when using capillary columns or packed
columns. Other capillary injection techniques (split,
splitless, "Grob," etc.) may be used provided the performance specifications stated in Section 7.1 are met.

5.4.2

Capillary GC column - A 12-20 m long x 0.25 mm ID fused
silica column with a 0.25 |Jm thick DB-5 bonded silicone
liquid phase (J&amp;W Scientific) is recommended. Alternate
liquid phases may include OV-101, SP-2100, Apiezon L,
Dexsil 300, or other liquid phases which meet the performance specifications stated in Section 7.1.

5.4.3

Packed GC column - A 180 cm x 0.2 cm ID glass column
packed with 3% SP-2250 on 100/120 mesh Supelcoport or
equivalent is recommended. Other liquid phases which
meet the performance specifications stated in Section 7.1
may be substituted.

5.4.4

Mass spectrometer - Must be capable of scanning from 150
to 550 Daltons every 1.5 sec or less, collecting at least
five spectra per chromatographic peak, utilizing a 70-eV
(nominal) electron energy in the electron impact ionization mode and producing a mass spectrum which meets all
the criteria in Table 2 when 50 ng of decafluorotriphenyl
phosphine [DFTPP, bis(perfluorophenyl)phenyl phosphine]
is injected through the GC inlet. Any GC-to-MS interface
that gives acceptable calibration points at 10 ng per
injection for each PCB isomer in the calibration standard
and achieves all acceptable performance criteria (Section
10) may be used. Direct coupling of the fused silica
column to the MS is recommended. Alternatively, GC-toMS interfaces constructed of all glass or glass-lined
materials are recommended. Glass can be deactivated by
silanizing with dichlorodimethylsilane.

5.4.5

A computer system that allows the continuous acquisition
and storage on machine-readable media of all mass spectra
obtained throughout the duration of the chromatographic
program must be interfaced to the mass spectrometer.
The data system must have the capability of integrating
the abundances of the selected ions between specified
limits and relating integrated abundances to concentrations using the calibration procedures described in this
method. The computer must have software that allows
D-8

�TABLE 2. DFTPP KEY IONS AND ION ABUNDANCE CRITERIA
Mass

Ion abundance criteria

197
198
199

Less than 1% of mass 198
100% relative abundance
5-9% of mass 198

275

10-30% of mass 198

365

Greater than 1% of mass 198

441
442
443

Present, but less than mass 443
Greater than 40% of mass 198
17-23% of mass 442

D-9

�searching any GC/MS data file for ions of a specific mass
and plotting such ion abundances versus time or scan number to yield an extracted ion current profile (EICP).
Software must also be available that allows integrating
the abundance in any EICP between specified time or scan
number limits.
6.0

Reagents
6.1

Solvents - All solvents must be pesticide residue analysis grade.
New lots should be checked for purity by concentrating an aliquot
by at least as much as is used in the procedure.

6.2

Stock standard solutions - Standards of the PCB congeners listed
in Table 3 are available from Ultra Scientific, Hope, Rhode Island;
or Analabs, North Haven, Connecticut.

6.3

Calibration standard stock solutions - Primary dilutions of each
of the individual PCBs listed in Table 3 are prepared by weighing
approximately 1-10 mg of material within 1% precision. The PCB
is then dissolved and diluted to 1.0 ml with hexane. Calculate
the concentration in mg/ml. The primary dilutions are stored at
4°C in screw-cap vials with Teflon cap liners. The meniscus is
marked on the vial wall to monitor solvent evaporation. Primary
dilutions are stable indefinitely if the seals are maintained.
The validity of primary and secondary dilutions must be monitored
on a quarterly basis by analyzing four quality control check samples (see Section 14.2).

6.4

Working calibration standards - Working calibration standards are
prepared that are similar in PCB composition and concentration to
the samples by mixing and diluting the individual standard stock
solutions. Example calibration solutions are shown in Table 3.
The mixture is diluted to volume with pesticide residue analysis
quality hexane. The concentration is calculated in ng/ml as the
individual PCBs. Dilutions are stored at 4°C in narrow-mouth,
screw-cap vials with Teflon cap liners. The meniscus is marked
on the vial wall to monitor solvent evaporation. These secondary
dilutions can be stored indefinitely if the seals are maintained.
These solutions are designated "CSxxx," where the xxx is used to
encode the nominal concentration in ng/ml.

6.5

Alternatively, certified stock solutions similar to those listed
in Table 3 may be available from a supplier, in lieu of the procedures described in Section 6.4.

6.6

DFTPP standard - A 50-ng/pl solution of DFTPP is prepared in acetone or another appropriate solvent.

6.7

Surrogate standard stock solution - The four 13C-labeled PCBs
listed in Table 4 may be available from a supplier as a certified
solution. This solution may be used as received or diluted
further. These solutions are designated "SSxxx," where the xxx
is used to encode the nominal concentration in ng/ml.
D-10

�TABLE 3. CONCENTRATIONS OF CONGENERS IN PCS CALIBRATION STANDARDS (ng/ml)a
Homolog

Congener
no.

CS1000

CS100

CS050

CS010

1

1

1,040

104

52

10

1

3

1,000

100

50

10

2

7

1,040

104

52

10

3

30

1,040

104

52

10

4

50

1,520

152

76

15

5

97

1,740

174

87

17

6

143

1,920

192

96

19

7

183

2,600

260

130

26

8

202

4,640

464

232

46

9

207

5,060

506

253

51

10

209

4,240

424

212

42

4

255

255

255

255

1

211 (RS)

104

104

104

104

4

212 (RS)

257

257

257

257

8

213 (RS)

407

407

407

407

10

a

210 (IS)

214 (RS)

502

502

502

502

Concentrations given as examples only.

D-ll

�TABLE 4. COMPOSITION OF SURROGATE SPIKING SOLUTION (SS100)
CONTAINING 13C-LABELED PCBs3
Congener
no.

Compound

Concentration
(Hg/ml)

211

104

212

(13C12)3,3' ,4,4'-tetrachlorobiphenyl

257

213

(13C12)2,2' ,3,3' ,5,5' ,6,6'-octachlorobiphenyl

395

214

a

(I1 ,2' ,3' ,4' ,5' ,6'-13C6)4-chlorobiphenyl

(13C12)decachlorobiphenyl

502

Concentrations given as examples only.

D-12

�6.8

6.9

Solution stability - The calibration standard, surrogate and
DFTPP solutions should be checked frequently for stability.
These solutions should be replaced after 6 months, or sooner if
comparison with quality control check samples indicates compound
degradation or concentration change.

6.10
7 .0

Internal standard solution - A solution of de-3,3" ,4,4" -tetrachlorobiphenyl is prepared at a nominal concentration of 1-10
mg/ml in hexane. The solution is further diluted to give a working standard.

Quality control check samples will be supplied by the Agency.

Calibration
7.1

The gas chroma tograph must meet the minimum operating parameters
shown in Tables 5 and 6, daily. If all of the criteria are not
met, the analyst must adjust conditions and repeat the test until
all criteria are met.

7.2

The mass spectrometer must meet the minimum operating parameters
shown in Tables 2, 7, and 8, daily. If all criteria are not met,
the analyst must retune the spectrometer and repeat the test until all conditions are met.
The PCB response factor (RF ) must be determined using Equat
7-1 for the analyte homologi.

where

is
p
RF = response factor of a given PCB isomer

A = area of the characteristic ion for the PCB congener
P
peak
M = mass of PCB congener injected (nanograms)
A.

= area of the characteristic ion for the internal
standard peak

M. = mass of internal standard injected (nanograms)
IS
Using the same conditions as for RF , the surrogate response
factors (RF ) must be determined usSng Equation 7-2.
A x M.
IS

S

where A S = area of the characteristic ion for the surrogate peak
MS = mass of surrogate injected (nanograms)
Other items are the same as defined in Equation 7-1.
D-13

�TABLE 5. OPERATING PARAMETERS FOR CAPILLARY COLUMN GAS CHROMATOGRAPHIC SYSTEM
Recommended

Parameter

Tolerance

Gas chromatograph

Finnigan 9610

Other

Column

15 m x 0.255 mm ID
Fused silica

Other

Liquid phase

DB-5

Other nonpolar
or semipolar

Liquid phase thickness

0.25 urn

&lt; 1 |Jm

Carrier gas

Helium

Hydrogen

Carrier gas velocity

45 cm/sec

Optimum performance

Injector

On-column (J&amp;W)

(J&amp;W)

Injector temperature

Optimum performance

Injection volume

Other

c

1.0 plc

Optimum performance
Other

d

Initial column temperature

70°C (2 min)

Column temperature program

70°-325°C at 10°C/min£

Separator

None

Glass jet or other

Transfer line temperature

280°C

Optimum**

Tailing factor

0.7-1.5

0.4-3

Peak width

7-10 sec

&lt; 15 sec

Other
Other

a

Substitutions permitted with any common apparatus or technique provided
performance criteria are met.

b

Measured by injection of air or methane at 270°C oven temperature.

c

For on-column injection, manufacturer's instructions should be followed
regarding injection technique.

d

With on-column injection, initial temperature equals boiling point of the
solvent; in this instance, hexane.

e

C^Clio elutes at 270°C. Programming above this temperature ensures a
clean column and lower background on subsequent runs.

f

Fused silica columns may be routed directly into the ion source to prevent separator discrimination and losses.

g

High enough to elute all PCBs, but not high enough to degrade the column
if routed through the transfer line.

h

Tailing factor is width of front half of peak at 10% height divided by width
of back half of peak at 10% height for single PCB congeners in solution CSxxx.

i

Peak width at 10% height for a single PCB congener is CSxxx.
D-14

�TABLE 6. OPERATING PARAMETERS FOR PACKED COLUMN GAS CHROMATOGRAPHY SYSTEM
Tolerances

Recommended

Parameter
Gas chromatograph

Finnigan 9610

Other3

Column

180 cm x 0.2 cm ID
glass

Other

Column packing

3% SP-2250 on 100/
120 mesh Supelcoport

Other nonpolar
or semipolar

Carrier gas

Helium

Hydrogen

Carrier gas flow rate

30 ml/min

Optimum performance

Injector

On-column

Injector temperature

250°C

Optimum

Injection volume

1.0 pi

g 5 pi

Initial column temperature

150°C, 4 min

Other

Column temperature program

150°C-260° at 8°/min

Other

Separator

Glass jet

Other

Transfer line temperature

280°C

Optimum3

Tailing factor

0.7-1.5

0.4-3

Peak widthd

10-20 sec

&lt; 30 sec

p

a

Substitutions permitted if performance criteria are met.

b High enough to elute all PCBs.
c

Tailing factor is width of front half of peak at 10% height divided by
width of back half of peak at 10% height for single PCS congeners in solution CSxxx.

d

Peak width at 10% height for a single PCB congener in CSxxx.

D-15

�TABLE 7. OPERATING PARAMETERS FOR QUADRUPOLE MASS SPECTROMETER SYSTEM
Parameter

Recommended

Tolerance

Mass spectrometer

Finnigan 4023

Other3

Data system

Incos 2400

Other

Scan range

95-550

Other

Scan time

1 sec

Otherb

Resolution

Unit

Optimum performance

Ion source temperature

280°C

200°-300°C

Electron energy

70 eV

Optimum performance

Trap current

0.2 mA

Optimum performance

Multiplier voltage

-1,600 V

Optimum performance

Preamplifier sensitivity

10"6 A/V

Set for desired
working range

a

Substitutions permitted if performance criteria are met.

b

Greater than five data points over a GC peak is a minimum.

c Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

D-16

�TABLE 8. OPERATING PARAMETERS FOR MAGNETIC SECTOR MASS SPECTROMETER SYSTEM
Parameter

Tolerance

Recommended

Mass spectrometer

Finnigan MAT 311A

Other3

Data system

Incos 2400

Other

Scan range

98-550

Other

Scan mode

Exponential

Other

Cycle time

1.2 sec

Otherb

Resolution

1,000

&gt; 500

Ion source temperature

280°C

250°-300°C

Electron energy

70 eV

70 eV

Emission current

1-2 mA

Optimum

Filament current

Optimum

Optimum

Multiplier

-1,600 V

Optimum

a

Substitutions permitted if performance criteria are met.

b

Greater than five data points over a GC peak is a minimum.

c Filaments should be shut off 'during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

D-17

�If specific congeners are known to be present and if standards
are available, selected RF values may be employed. For general
samples, solutions CSxxx and SSxxx or a mixture (Tables 3 and 4),
with a similar level of internal standard (dg-3,3',4,4*-tetrachlorobiphenyl) added, may be used as the response factor solution.
The PCB-surrogate pairs to be used in the RF calculation are listed
in Table 9.
Generally, only the primary ions of both the analyte and surrogate
are used to determine the RF values. If alternate ions are to be
used in the quantitation, the RF must be determined using that
characteristic ion.
The RF value must be determined in a manner to assure ±20% accuracy and precision. For instruments with good day-to-day precision, a running mean (RF) based on seven values determined once
each day may be appropriate. Other options include, but are not
limited to, triplicate determinations of a single concentration
spaced throughout a day or determination of the RF at three different levels to establish a working curve.
If replicate RF values differ by greater than ±10% RSD, the system
performance should be monitored closely. If the RSD is greater
than ±20%, the data set must be considered invalid and the RF redetermined before further analyses are done.
7.4

7.5

8.0

If the GC/EIMS system has not been demonstrated to yield a linear
response or if the analyte concentrations are more than two orders
of magnitude different from those in the RF solution, a calibration
curve must be prepared. If the analyte and RF solution concentrations differ by more than one order of magnitude, a calibration
curve should be prepared. A calibration curve should be established with triplicate determinations at three or more concentrations bracketing the analyte levels.
The relative retention time (RRT) windows for the 10 homologs and
surrogates must be determined. If all congeners are not available,
a mixture of available congeners or an Aroclor mixture (e.g.,
1016/1254/1260) may be used to estimate the windows. The windows
must be set wider than observed if all isomers are not determined.
Typical RRT windows for one column are listed in Table 10. The
windows may differ substantially if other GC parameters are used.

Sample Collection, Handling, and Preservation
8.1

Amber glass sample containers should have Teflon-lined screw caps.
With noncorrosive samples, methylene chloride-washed aluminum foil
liners may be substituted. The volume is determined by the amount
of sample to be collected but will usually be 1 liter or 1 qt.
The sample size is dependent on the anticipated PCB levels and
difficulty of the subsequent extraction/cleanup steps.
D-18

�TABLE 9.
Analyte
Congener
no .
1
2,3

PAIRINGS OF ANALYTE, CALIBRATION, AND SURROGATE COMPOUNDS

Compound
2-C12H9Cl
3- and 4-C12H9Cl

1
3

/•*
TT r&gt;~t
Li2ngLl2

-f
'

i £. on
1O~ jy

r*
TJ r*i
L. 12^7 *•*-!- 3

An_fti
HU O 1

p l2^6*-&gt;-'-4
u n
L.

82-127
128-169

C12H5C15
C12H4C16

1"7A1OO
1/0-19J

r*
ur*!
Li2h.3Ll7

194-205
206-208
209

C12H2C18
C12HC19
C12C110

Compound

Congener
no.

2
4
2,4
2,4, 6
2,2' ,4 ,6
2,2' ,3 ',4,5
2,2' ,3 ,4,5 ,6'
2,2' ,3 ',4,4', 5', 6
2,2' ,3 ,3',5, 5', 6, 6'
J
2,2' ,3 ,3'» 4, 4', 5, 6, 6'
/"*
f
L12Lli 0

211
211
211
212
212
212
212
213
213
213
214

Congener
no.

4— 1 r
1j

O

30
50
97
143
183
202
207
209

v£&gt;

a

Surrogate

Calibration standard

Ballschmiter numbering system, see Table 1.

Compound
13

C6-4
C6-4
13
C6-4
13
Ci2-3,3' ,4 ,4'
13
Ci2-3,3' ,4 ,4'
13
C12-3,3' ,4 ,4'
13
Ci2-3,3' ,4 ,4'
13
,6,6'
C12-2,2' ,3 ,3', 5, 5'
13
C12-2,2' ,3 ,3' , J V J
3 5 , ,6,6'
13
,6,6'
C12-2,2' ,3 ,3', 5, 5'
13

13

c12ci10

�TABLE 10.

PCB
homolog

RELATIVE RETENTION TIME (RRT) RANGES OF PCB HOMOLOGS
VERSUS d6-3,3',4.4'-TETRACHLOROBIPHENYL

No. of
isomers
measured

Observed range
of RRTs3

Calibration solution
Congener
Observed
RRT3
no.

Projected
range of
RRTs

3

0.40-0.50

1
3

0.43
0.50

0.35-0.55

10

0.52-0.69

7

0.58

0.35-0.80

9

0.62-0.79

30

0.65

0.35-1.10

Tetrachloro

16

0.72-1.01

50

0.75

0.55-1.05

Pentachloro

12

0.82-1.08

97

0.98

0.80-1.10

Hexachloro

13

0.93-1.20

143

1.05

0.90-1.25

Heptachloro

4

1.09-1.30

183

1.15

1.05-1.35

Octachloro

6

1.19-1.36

202

1.19

1.10-1.50

Nonachloro

3

1.31-1.42

207

1.33

1.25-1.50

Decachloro

1

1.44-1.45

209

1.44

1.35-1.50

Monochloro

Dichloro
Trichloro

a

The RRTs of the 77 congeners and a mixture of Aroclor 1016/1254/1260 were
measured versus 3,3',4,4'-tetrachlorobiphenyl-d6 (internal standard) using
a 15-m J&amp;W DB-5 fused silica column with a temperature program of 110°C
for 2 min, then 10°C/min to 325°C, helium carrier at 45 cm/sec, and an oncolumn injector. A Finnigan 4023 Incos quadrupole mass spectrometer operating with a scan range of 95-550 daltons was used to detect each PCB
congener.

b

The projected relative retention windows account for overlap of eluting
homologs and take into consideration differences in operating systems and
lack of all possible 209 PCB congeners.

D-20

�8.2

Sample bottle preparation
8.2.1

8.2.2

Sample bottles are heated to 400°C for 15 to 20 min or
rinsed with pesticide grade acetone or hexane and allowed
to air dry.

8.2.3
8.3

All sample bottles and caps should be washed in detergent
solution, rinsed with tap water and then with distilled
water. The bottles and caps are allowed to drain dry in
a contaminant-free area. Then the caps are rinsed with
pesticide grade hexane and allow to air dry.

The clean bottles are stored inverted or sealed until use.

Sample collection
8.3.1

8.3.2

If possible, mix the source thoroughly before collecting
the sample. If mixing is impractical, the sample should
be collected from a representative area of the source.
If the liquid is flowing through an enclosed system, sampling through a valve should be randomly timed.

8.3.3

8.4

The primary consideration in sample collection is that
the sample collected be representative of the whole.
Therefore, sampling plans or protocols for each individual producer's situation will have to be developed. The
recommendations presented here describe general situations. The number of replicates and sampling frequency
also must be planned prior to sampling.

Fill the bottle with water, add preservative (Section
8.4), cap tightly, and shake well. To prevent the caps
from working loose during storage tape the caps on with
a water-insoluble tape.

Sample preservation - Samples should be stored at 4°C. Since
there is a possibility of microbial degradation, addition of H2S04
during collection to a pH &lt; 2 is recommended. A test strip is
used to monitor the pH. Storage times in excess of 4 weeks are
not recommended.
If residual chlorine is present in the sample, it should be
quenched with sodium thiosulfate. EPA Methods 330.4 and 330.5
may be used to measure the residual chlorine.3 Field test kits
are available for this purpose.

9.0

Sample Preparation
9.1

Sample homogenization and subsampling - The sample is homogenized
by shaking, blending, or other appropriate mechanical technique,
if necessary. If the density of the sample is not between 0.9

D-21

�and 1.1, the density should be determined and reported. Consideration should be given to treating the sample as a product waste
(see separate protocol).
Note:

9.2

Surrogate addition - An appropriate volume of surrogate solution
SSxxx is pipetted into the sample. The final concentration of the
surrogates must be in the working range of the calibration and
well above the matrix background.
Note:

9.3

The precision of the mass determination at this step will
be reflected in the overall method precision. Therefore,
an analytical balance must be used to assure that the
weight is accurate to ±1% or better.

The volume measurement of
cal to the overall method
exercise caution that the
better. Where necessary,
recommended.

the spiking solution is critiprecision. The analyst must
volume is known to ±1% or
calibration of the pipet is

Sample preparation (extraction/cleanup) - After addition of the
surrogates, the sample is further treated at the discretion of
the analyst, provided that the GC/EIMS response of the four surrogates meets the criteria listed in Section 7.0. The literature
pertaining to these techniques has been reviewed.4 Several possible techniques are presented below for guidance only. The applicability of any of these techniques to a specific sample matrix
must be determined by the precision and accuracy of the *3C PCB
surrogate recoveries, as discussed in Section 14.2.
9.3.1

Extraction - The entire sample must be transferred to the
extraction vessel with PCB-free water washing, if necessary, to transfer all solids. The container is then
rinsed with the extraction solvent to recovery any PCBs
adhering to' the container wall. The solvent rinses are
combined with the extracts from below. Measure the sample volume to the nearest 0.5%.
9.3.1.1

Liquid-liquid extraction - The solvent, number
of extractions, solvent-to-sample ratio, and
other parameters are chosen at the analyst's
discretion. A suggested extraction from water
is presented in EPA Methods 60S1 and 625.2

9.3.1.2 Sorbent column extraction - PCBs may be isolated
from water onto sorbent columns, although these
techniques are not as widely used or thoroughly
validated as liquid-liquid extraction. The
selection of sorbent (XAD, Porapak, carbonpolyurethane foam, etc.) will depend on the
nature of the matrix. The available methods
have been reviewed.4
D-22

�9.3.2

Cleanup - Several tested cleanup techniques are described
below. All but the base cleanup (9.3.2.8) were previously
validated for PCBs in transformer fluids.5 Depending
upon the complexity of the sample, one or more of the
techniques may be required to fractionate the PCBs from
interferences. For most cleanups a concentrated (1-5
ml) extract should be used.
9.3.2.1 Acid cleanup
9.3.2.1.1

Place 5 ml of concentrated sulfuric
acid into a 40-ml narrow-mouth screwcap bottle. Add the sample extract.
Seal the bottle with a Teflon-lined
screw cap and shake for 1 min.

9.3.2.1.2 Allow the phases to separate, transfer the sample (upper phase) with
three rinses of 1-2 ml solvent to a
clean container and concentrate to
an appropriate volume.
9.3.2.1.3 Analyze as described in Section 10.0.
9.3.2.1.4 If the sample is highly contaminated,
a second or third acid cleanup may
be employed.
9.3.2.2

Florisil column cleanup

9.3.2.2.1 Variations among batches of Florisil
(PR grade or equivalent) may affect
the elution volume of the various
PCBs. For this reason, the volume
of solvent required to completely
elute all of the PCBs must be verified by the analyst. The weight of
Florisil can then be adjusted accordingly.
9.3.2.2.2 Place a 20-g charge of Florisil,
activated overnight at 130°C, into a
Chromaflex column. Settle the Florisil by tapping the column. Add
about 1 cm of anhydrous sodium sulfate to the top of the Florisil.
Pre-elute the column with 70-80 ml
of hexane. Just before the exposure
of the sodium sulfate layer to air,
stop the flow. Discard the eluate.

D-23

�9.3.2.2.3 Add the sample extract to the column.
9.3.2.2.4 Carefully wash down the inner wall
of the column with 5 ml of the hexane.

9.3.2.2.5 Add 220 ml of hexane to the column.
9.3.2.2.6 Discard the first 25 ml.
9.3.2.2.7 Collect 200 ml
Kuderna-Danish
PCBs should be
Concentrate to

of hexane eluate in a
flask. All of the
in this fraction.
an appropriate volume.

9.3.2.2.8 Analyze the sample as described in
Section 10.0.
9.3.2.3 Alumina column cleanup
9.3.2.3.1 Adjust the activity of the alumina
(Fisher A540 or equivalent) by heating to 200°C for 2 to 4 hr. When
cool, add 3% water (wt:wt) and mix
until uniform. Store in a tightly
sealed bottle. Allow the deactivated
alumina to equilibrate at least 1/2
hr before use. Reactivate weekly.
9.3.2.3.2 Variations between batches of alumina
may affect the elution volume of the
various PCBs. For this reason, the
volume of solvent required to completely elute all of the PCBs must
be verified by the analyst. The
weight of alumina can then be adjusted accordingly.
9.3.2.3.3 Place a 50-g charge of alumina into
a Chromaflex column. Settle the alumina by tapping. Add about 1 cm of
anhydrous sodium sulfate. Pre-elute
the column with 70-80 ml of hexane.
Just before exposure of the sodium
sulfate layer to air, stop the flow.
Discard the eluate.
9.3.2.3.4 Add the sample extract to the column.
9.3.2.3.5

D-24

Carefully wash down the inner wall
of the column with 5 ml volume of
hexane.

�9.3.2.3.6 Add 295 ml of hexane to the column.
9.3.2.3.7 Discard the first 50 ml.
9.3.2.3.8 Collect 250 ml
Kuderna-Danish
PCBs should be
Concentrate to

of the hexane in a
flask. All of the
in this fraction.
an appropriate volume.

9.3.2.3.9 Analyze the sample as described in
Section 10.0.
9.3.2.4 Silica gel column cleanup
9.3.2.4.1 Activate silica gel (Davison grade
950 or equivalent) at 135°C overnight.
9.3.2.4.2 Variations between batches of silica
gel may affect the elution volume of
the various PCBs. For this reason,
the volume of solvent required to
completely elute all of the PCBs must
be verified by the analyst. The
weight of silica gel can then be adjusted accordingly.
9.3.2.4.3 Place a 25-g charge of activated
silica gel into a Chromaflex column.
Settle the silica gel by tapping the
column. Add about 1 cm of anhydrous
sodium sulfate to the top of the
silica gel.
9.3.2.4.4 Pre-elute the column with 70-80 ml
of hexane. Discard the eluate. Just
before exposing the sodium sulfate
layer to air, stop the flow.
9.3.2.4.5 Add the sample extract to the column.
9.3.2.4.6 Wash down the inner wall of the column
with 5 ml of hexane.
9.3.2.4.7 Elute the PCBs with 195 ml of 10%
diethyl ether in hexane (v:v).
9.3.2.4.8 Collect 200 ml
Kuderna-Danish
PCBs should be
Concentrate to

D-25

of the eluate in a
flask. All of the
in this fraction.
an appropriate volume.

�9.3.2.4.9
9.3.2.5

Analyze the sample according to Section 10.0.

Gel permeation cleanup
9.3.2.5.1

Set up and calibrate the gel permeation chromatograph with an SX-3
column according to the Autoprep instruction manual. Use 15% methylene
chloride in cyclohexane (v:v) as the
mobile phase.

9.3.2.5.2

Inject 5.0 ml of the sample extract
into the instrument. Collect the
fraction containing the PCBs (see
Autoprep operator's manual) in a
Kuderna-Danish flask equipped with
a 10-ml ampul.

9.3.2.5.3

Concentrate the PCB fraction to an
appropriate volume.

9.3.2.5.4 Analyze as described in Section 10.0.
9.3.2.6

Acetonitrile partition
9.3.2.6.1

Place the sample extract into a 125-ml
separatory funnel with enough hexane
to bring the final volume to 15 ml.
Extract the sample four times by shaking vigorously for 1 min with 30-ml
portions of hexane-saturated acetonitrile.

9.3.2.6.2

Combine and transfer the acetonitrile
phases to a 1-liter separatory funnel
and add 650 ml of distilled water
and 40 ml of saturated sodium chloride
solution. Mix thoroughly for about 30
sec. Extract with two 100-ml portions of hexane by vigorously shaking
about 15 sec.

9.3.2.6.3

Combine the hexane extracts in a
1-liter separatory funnel and wash
with two 100-ml portions of distilled
water. Discard the water layer and
pour the hexane layer through a 8-10
cm anhydrous sodium sulfate column
into a 500-ml Kuderna-Danish flask
equipped with a 10-ml ampul. Rinse
the separatory funnel and column with
three 10-ml portions of hexane.

D-26

�9.3.2.6.4 Concentrate the extracts to an
appropriate volume.
9.3.2.6.5 Analyze as described in Section 10.0.
9.3.2.7 Florisil slurry cleanup
9.3.2.7.1 Place the sample extract into a 20-ml
narrow-mouth screw-cap container.
Add 0.25 g of Florisil (PR grade or
equivalent). Seal with a Teflon-lined
screw cap and shake for 1 min.
9.3.2.7.2 Allow the Florisil to settle; then
decant the treated solution into a
second container with rinsing. Concentrate the sample to an appropriate
volume. Analyze as described in Section 10.0.
9.3.2.8 Base cleanup6
9.3.2.8.1 Quantitatively transfer the concentrated extract to a 125-ml extraction
flask with the aid of several small
portions of solvent.
9.3.2.8.2 Evaporate the extract just to dryness with a gentle stream of dry
filtered nitrogen, and add 25 ml of
2.5% alcoholic KOH.
9.3.2.8.3 Add a boiling chip, put a water condenser in place, and allow the solution to reflux on a hot plate for 45
min.
9.8.2.8.4 After cooling, transfer the solution
to a 250-ml separatory funnel with
25 ml of distilled water.
9.3.2.8.5 Rinse the extraction flask with 25
ml of hexane and add it to the
separatory funnel.
9.3.2.8.6

D-27

Stopper the separatory funnel and
shake vigorously for at least 1 min.
Allow the layers to separate and
transfer the lower aqueous phase to
a second separatory funnel.

�9.3.2.8.7 Extract the saponification solution
with a second 25-ml portion of hexane.
After the layers have separated, add
the first hexane extract to the second separatory funnel and transfer
the aqueous alcohol layer to the
original separatory funnel.
9.3.2.8.8 Repeat the extraction with a third
25-ml portion of hexane. Discard
the saponification solution, and combine the hexane extracts.
9.3.2.8.9

10.0

Concentrate the hexane layer to an
appropriate volume and analyze according to Section 10.0.

Gas Chrotnatographic/Electron Impact Mass Spectrometric Determination
10.1

Internal standard addition - An appropriate volume of the internal
standard solution is pipetted into the sample. The final concentration of the internal standard must be in the working range of
the calibration and well above the matrix background. The internal standard is thoroughly incorporated by mechanical agitation.
Note: The volumetric measurement of the internal standard solution is critical to the overall method precision. The analyst
must exercise caution that the volume is known to be ±1% or better.
Where necessary, calibration of the pipet is recommended.

10.2

Tables 2, and 5 through 8 summarize the recommended operating conditions for analysis. Figure 1 presents an example of a chromatogram.

10.3

While the highest available chromatographic resolution is not a
necessary objective of this protocol, good chromatographic performance is recommended. With the high resolution of CGC, the
probability that the chromatographic peaks consist of single compounds is higher than with PGC. Thus, qualitative and quantitative data reduction should be more reliable.

10.4

After performance of the system has been certified for the day
and all instrument conditions set according to Tables 2, and 5
through 8, inject an aliquot of the sample onto the GC column.
If the response for any ion, including surrogates and internal
standards, exceeds the working range of the system, dilute the
sample and reanalyze. If the responses of surrogates, analyte,
or internal standard are below the working range, recheck the
system performance. If necessary, concentrate the sample and
reanalyze.

D-28

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Figure 1. Capillary gas chromatography/electron impact ionization mass spectrometry (CGC/EIMS)
chromatogram or the calibration standard solution required for quantitation of PCBs by homolog.
This chromatogram includes PCBs representative of each homolog, three carbon-13 labeled surrogates,
and the deuterated internal standard. The concentration of all components and the CGC/EIMS
parameters are presented in Tables 3, 4, 5, and 7.

�10.5

11.0

Record all data on a digital storage device (magnetic disk, tape,
etc.) for qualitative and quantitative data reduction as discussed
below.

Qualitative Identification
11.1

Selected ion monitoring (SIM) or limited mass scan (IMS) data The identification of a compound as a given PCB homolog requires
that two criteria be met:
11.1.1

11.1.2

11.2

(1) The peak must elute within the retention time window
set for that homolog (Section 7.5); and (2) the ratio of
two ions obtained by SIM (Table 11) or by LMS (Table 12)
must match the natural ratio within ±20%.
The analyst
must search the higher mass windows, in particular M+70,
to prevent misidentification of a PCB fragment ion cluster as the parent.
If one or the other of these criteria is not met, interferences may have affected the results and a reanalysis
using full scan EIMS conditions is recommended.

Full scan data
11.2.1

11.2.2

12.0

The unknown spectrum must match that of an authentic PCB.
The intensity of the three largest ions in the molecular
cluster (two largest for monochlorobiphenyls) must match
the natural ratio within ±20%.
Fragment clusters with
proper intensity ratios must also be present.

11.2.3

11.3

The peak must elute within the retention time windows
set for that homolog (as described in Section 7.5).

Alternatively, a spectral search may be used to automatically reduce the data. The criteria for acceptable
identification include a high index of similarity. For
the Incos 2300, a fit of 750 or greater must be obtained.

Disputes in interpretation - Where there is reasonable doubt as
to the identity of a peak as a PCB, the analyst must either identify the peak as a PCB or proceed to a confirmational analysis
(see Section 13.0).

Quantitative Data Reduction
12.1

Once a chromatographic peak has been identified as a PCB, the compound is quantitated based either on the integrated abundance of
the SIM data or EICP for the primary characteristic ion in Tables
11 and 12. If interferences are observed for the primary ion,

D-30

�TABLE 11. CHARACTERISTIC SIM IONS FOR PCBs
Ion (relative intensity)
Tertiary
Secondary

Homolog

Primary

Cj^HgCl

188 (100)

190 (33)

-

Ci2HgCl2

222 (100)

224 (66)

226 (11)

C^HrCls

256 (100)

258 (99)

260 (33)

Ci2HeCl4

292 (100)

290 (76)

294 (49)

C12H5C15

326 (100)

328 (66)

324 (61)

c

i2H4Cle

360 (100)

362 (82)

364 (36)

C12H3C17

394 (100)

396 (98)

398 (54)

Ci^HfcClg

430 (100)

432 (66)

428 (87)

Ci2HCl9

464 (100)

466 (76)

462 (76)

CiaCljo

498 (100)

500 (87)

496 (68)

Source: Rote, J. W., and W. J. Morris, "Use of Isotopic Abundance Ratios in
Identification of Polychlorinated Biphenyls by Mass Spectrometry,"
J. Assoc. Offic. Anal. Chem., 56(1), 188-199 (1973).

D-31

�TABLE 12. LIMITED MASS SCANNING (LMS) RANGES FOR PCBs
Compound

Mass range (m/z)

Ci2H9Cli

186-190

Ci2H8Cl2

220-226

Cl2H?Cl3

254-260

Ci2H6Cl3

288-294

C12H5C15

322-328

C12H4C16

356-364

C12H3C17

386-400

Ci2H2Clg

426-434

Cl2HClg

460-468

Ci2Clio

494-504

C12D6C14

294-300

13

192-196

C612CeH9Cl

13

300-306

13

C12H2C18

438-446

13

C12Clio

506-516

C12H6C14

a Adapted from Tindall, G. W., and P. E. Wininger, "Gas Chromatography-Mass
Spectrometry Method for Identifying and Determining Polychlorinated Biphenyls," J. Chromatogr., 196, 109-119 (1980).

D-32

�use the secondary and then tertiary ion for quantitation. If interferences in the parent cluster prevent quantitation, an ion
from a fragment cluster (e.g., M-70) may be used. Whichever ion
is used, the RF must be determined using that ion. The same criteria should be applied to the surrogate compounds (Table 13).
12.2

Using the appropriate analyte-internal standard pair and response
factor (RF ) as determined in Section 7.3, calculate the concentration ofpeach peak using Equation 12-1.

A
M.
V
Eq 12-1
Concentration (Mg/g) = ^ ' RF ' M^ ' \T
'
is
p
e
i
where
A = area of the characteristic ion for the analyte PCB
peak
A.

= area of the characteristic ion for the internal
standard peak

RF

= response factor of a given PCB congener

M. = mass of internal standard injected (micrograms)
1S
M

= mass of sample extracted (grams)

V. = volume injected (microliters)
V
12.3

= volume of sample extract (microliters)

If a peak appears to contain non-PCB interferences which cannot
be circumvented by a secondary or tertiary ion, either:
12.3.1
12.3.2

Perform additional chemical cleanup (Section 9) and then
reanalyze the sample; or

12.3.3
12.4

Reanalyze the sample on a different column which separates the PCB and interferents;

Quantitate the entire peak as PCB.

Calculate the recovery of the four 13C surrogates using the appropriate surrogate-internal standard pair and response factor
(RF. &amp; as determined in Section 7.4 using Equation 12-2.
)
1

A
M.
Recovery ( ) = j*- - ^- • ^ • 100
%
Eq. 12-2
is
s
s
where A S = area of the characteristic ion for the surrogate peak
A. = area . the characteristic ion for the internal standard
of
IS
peak

D-33

�TABLE 13. CHARACTERISTIC IONS FOR 13C-LABELED PCS SURROGATES
Primary

Ion (relative intensity)
Secondary

13

194 (100)

196 (33)

l3

304 (100)

306 (49)

302 (78)

13

C12H2C18

442 (100)

444 (65)

440 (89)

13

Ci2Clio

510 (100)

512 (87)

514 (50)

Specific compound
C612C6H9C1

Ci2H6Cl4

D-34

Tertiary

�RF = response factor for the surrogate compound with respect
to the internal standard (Equation 7-2)
M. = mass of internal standard injected (nanograms)
is
M s = mass of surrogate, assuming 100% recovery (nanograms)
12.5

Correct the concentration of each peak using Equation 12-3.
is the final reportable concentration.

Corrected concentration (pg/g) = Concentration ug/g .10Q
^re&gt;i */

12.6

Recovery ( )
%

£

This
_3

^ 12

Sum all of the peaks for each homolog, and then sum those to yield
the total PCB concentration in the sample. Report all numbers in
|Jg/g. The reporting form in Table 14 may be used. If an alternate reporting format (e.g., concentration per peak) is desired,
a different report form may be used. The uncorrected concentrations, percent recovery, and corrected recovery are to be reported.

12.7 Round off all numbers reported to two significant figures.
13.0

Confirmation
If there is reason to question the qualitative identification (Section
11.0), the analyst may choose to confirm that a peak is not a PCB. Any
technique may be chosen provided that it is validated as having equivalent or superior selectivity and sensitivity to GC/EIMS. Some candidate
techniques include alternate GC columns (with EIMS detection), GC/CIMS,
GC/NCIMS, high resolution EIMS, and MS/MS techniques. Each laboratory
must validate confirmation techniques to show equivalent or superior
selectivity between PCBs and interferences and sensitivity (limit of
quantitation, LOQ).
If a peak is confirmed as being a non-PCB, it may be deleted from the
calculation (Section 12). If a peak is confirmed as containing both
PCB and non-PCB components, it must be quantitated according to Section
12,3.

14.0

Quality Control
14.1 Each laboratory that uses this method must operate a formal quality control (QC) program. The minimum requirements of this program consist of an initial demonstration of laboratory capability
and the analysis of spiked samples as a continuing check on performance. The laboratory must maintain performance records to
define the quality of data that are generated. After a date specified by the Agency, ongoing performance checks should be compared with established performance criteria to determine if the
results of analyses are within accuracy and precision limits expected of the method.
D-35

�TABLE 14.

ANALYSIS REPORT

INCIDENTAL PCBs IN WASTEWATER
Sample No.
Sample Matrix
Sample Source
Notebook No. or File Location

Volume Extracted
Extraction/Cleanup Procedure

Int. Std.

liter

Mass Added (|Jg)

(Circle one)

4-Cl(d6)

Surrogates

298

Mass Added ()Jg)

300

Intensity

100/49

(Circle one)

Ratio

1-C1

194

196

100/33

4-C1

304

306

100/49

8-C1

442

444

100/65

10-C1

510

512

100/87

(continued)

D-36

Ratio

Intensity

% Recovery

�TABLE 14 (continued)
Qualitative
I

Analyte

1° 2°

l°

1-C1

188 190

100/33

2-C1

222 224

100/66

3-C1

256 258

100/99

4-C1

292 290

100/76

5-C1

326 328

100/66

6-C1

360 362

100/82

7-C1

394 396

100/98

8-C1

430 432

100/66

9-C1

464 466

100/76

10-C1

498 500

Quantitative
Uncorr Corr
Ion
Cone. Cone
OK? Used RF
(pg/4) (M8/4)

100/87

2°

Ratio Theoretical

Total

MS/4
Uncorr.

Reported by:

Internal Audit:

Name

Name

EPA Audit:
Name

Signature/Date

Signature/Date

Signature/Date

Organization

Organization

Organization

D-37

M8/4
Corr.

�14.2

The analysts must certify that the precision and accuracy of the
analytical results are acceptable by:
14.2.1

14.2.2

14.3

The absolute precision of surrogate recovery, measured
as the RSD of the integrated EIMS area (Ag) for a set
of samples, must be ±10%.
The mean recovery (R ) of at least four replicates of a
QC check sample to be supplied by the Agency must meet
Agency-specified accuracy and precision criteria. This
forms the initial data base for establishing control
limits (see Section 14.3 below).

Control limits - The laboratory must establish control limits
using the following equations:
Upper control limit (UCL) = RL. + 3 RSD V_
Upper warning limit (UWL) = R + 2 RSD
Lower warning limit (LWL) = R

- 2 RSD

Lower control limit (LCL) = R

- 3 RSD

These may be plotted on control charts. If an analysis of a
check sample falls outside the warning limits, the analyst should
be alerted that potential problems may need correction. If the
results for a check sample fall outside the control limits, the
laboratory must take corrective action and recertify the performance (Section 14.2) before proceeding with analyses. The warning and control limits should be continuously updated as more
check sample replicates are added to the data base.
14.4

Before processing any samples, the analyst should demonstrate
through the analysis of a reagent blank that all glassware and
reagent interferences are under control. Each time a set of samples is analyzed or there is a change in reagents, a laboratory
reagent blank should be processed as a safeguard against contamination.

14.5

Procedural QC - The various steps of the analytical procedure
should have quality control measures. These include but are not
limited to:
14.5.1

GC performance - See Section 7.1 for performance criteria.

14.5.2

MS performance - See Section 7.2 for performance criteria.

D-38

�14.5.3

Qualitative identification - At least 10% of the PCB
identifications, as well as any questionable results,
should be confirmed by a second mass spectrometrist.

14.5.4

Quantitation - At least 10% of all manual calculations,
including peak area calculations, must be checked. After
changes in computer quantitation routines, the results
should be manually checked.

14.6 A minimum of 10% of all samples, one sample per month or one sample per matrix type, whichever is greater, selected at random,
must be run in triplicate to monitor the precision of the analysis. An RSD of ±30% or less must be achieved. If the precision
is greater than ±30%, the analyst must be recertified (see Section
14.2).
14.7 A minimum of 10% of all samples, one sample per month or one sample per matrix type, whichever is greater, selected at random,
must be analyzed by the standard addition technique. Two aliquots
of the sample are analyzed, one "as is" and one spiked (surrogate
spiking and equilibration techniques are described in Section 9.2)
with a sufficient amount of Solution CSxxx to yield approximately
100 (Jg/liter of each compound). The samples are analyzed together
and the quantitative results calculated. The recovery of the
spiked compounds (calculated by difference) must be 80-120%. If
the sample is known to contain specific PCB isomers, these isomers
may be substituted for solution CSxxx. If the concentrations of
PCBs are known to be high or low, the amount added should be adjusted so that the spiking level is 1.5 to 4 times the measured
PCB level in the unspiked sample.
14.8

Interlaboratory comparison - Interlaboratory comparison studies
are planned. Participation requirements, level of performance,
and the identity of the coordinating laboratory will be presented
in later revisions.

14.9

It is recommended that the participating laboratory adopt additional QC practices for use with this method. The specific practices that are most productive depend upon the needs of the laboratory and the nature of the samples. Field duplicates or
triplicates may be analyzed to monitor the precision of the sampling technique. Whenever possible, the laboratory should perform analysis of standard reference materials and participate in
relevant performance evaluation studies.

15.0 Quality Assurance
Each participating laboratory must develop a quality assurance plan according to EPA guidelines.7 The quality assurance plan must be submitted
to the Agency for approval.

D-39

�16.0 Method Performance
The method performance is being evaluated. Limits of quantitation;
average intralaboratory recoveries, precision, and accuracy; and interlaboratory recoveries, precision, and accuracy will be presented.
17.0

Documentation and Records
Each laboratory is responsible for maintaining full records of the analysis. Laboratory notebooks should be used for handwritten records. GC/MS
data must be archived on magnetic tape, disk, or a similar device. Hard
copy printouts may be kept in addition if desired. QC records should
be maintained separately from sample analysis records.

The documentation must describe completely how the analysis was performed.
Any variances from the protocol must be noted and fully described. Where
the protocol lists options (e.g., sample cleanup), the option used and
specifics (solvent volumes, digestion times, etc.) must be stated.

D-40

�REFERENCES
1. Environmental Protection Agency, Organochlorine Pesticides and PCBs—
Method 608," Fed. Reg., 44, 69501-69509 (December 3, 1979).
2. Environmental Protection Agency, "Base/Neutrals, Acids, and Pesticides—
Method 625," Fed. Reg., 44, 69540-69552 (December 3, 1979), and subsequent revisions.
3. "Methods 330.4 (Titrimetric, DPD-FAS) and 330.5 (Spectrophotometric, DPD)
for Chlorine, Total Residual," Methods for Chemical Analysis of Water and
Wastes, U.S. Environmental Protection Agency, Environmental Monitoring and
Support Laboratory, Cincinnati, Ohio, March 1979, EPA 600-4/79-020.
4. Erickson, M. D., and J. S. Stanley, "Methods of Analysis for Incidentally
Generated PCBs Literature Review and Preliminary Recommendations," Interim
Report No. 1, EPA Contract No. 68-01-5915, Task 51, 1982.
5. Bellar, T. A., and J. J. Lichtenberg, "The Determination of Polychlorinated
Biphenyls in Transformer Fluid and Waste Oils," Prepared for U.S. Environmental Protection Agency (1981). EPA-600/4-81-045.
6. American Society for Testing and Materials, "Standard Method for Analysis
of Environmental Materials for Polychlorinated Biphenyls," pp. 877-885,
in Annual Book of ASTM Standards, Part 40, Philadelphia, Pennsylvania
(1980). ANSI/ASTM D 3304-77.
7. Quality Assurance Program Plan for the Office of Toxic Substances, Office
of Pesticides and Toxic Substances, U.S. Environmental Protection Agency,
Washington, D.C., October 1980.

D-41

�TECHNICAL REPORT DATA
(Please read Instructions on the reverse before completing)
3. RECIPIENT'S ACCESSION NO.
2.

1. REPORT NO.

EPA-560/5-82-006
4. TITLE AND SUBTITLE

5. REPORT DATE

Analytical Methods for By-Product PCBs—Initial
Validation and Interim Protocols

6. PERFORMING ORGANIZATION CODE

October 11, 1982

7. AUTHORIS) Mitchell D. Erickson, John S. Stanley, Gil
Radolovich, Kay Turman, Karin Bauer, Jon Onstot, Donna
Rose, and Margaret Wickham

8. PERFORMING ORGANIZATION REPORT NO.

9. PERFORMING ORGANIZATION NAME AND ADDRESS

10. P R O G R A M E L E M E N T NO.

Midwest Research Institute
425 Volker Boulevard
Kansas City, MO 64110

11. CONTRACT/GRANT NO.

12. SPONSORING AGENCY NAME AND ADDRESS

13. TYPE OF REPORT AND PERIOD COVERED

MRI Project No. 4901-A51

EPA 68-01-5915, Task 51

U.S. Environmental Protection Agency
Office of Toxic Substances, Field Studies Branch
TS-798
Washington, DC 20460

Interim 4, 4/24-8/31/82
14. SPONSORING AGENCY CODE

15. SUPPLEMENTARY NOTES

The task manager is David P. Redford; the project officer is Frederick W. Kutz.
16. A B S T R A C T

This document presents proposed analytical methods for analysis of by-product PCBs in
commercial products, product waste streams, wastewaters, and air. The analytical
method for commercial products and product waste streams consist of a flexible approach
for extraction and cleanup of particular matrices. The 13c-labeled PCB surrogates are
added as part of a strong quality assurance program to determine levels of recovery.
The wastewater method is based on EPA Methods 608 and 625 with revisions to include use
of the 13c-labeled PCB surrogates. The air method is a revision of a proposed EPA
method for the collection and analysis of PCBs in air and flue gas emissions. Capillary or packed column gas chromatography/electron impact ionization mass spectrometry
is proposed as the primary instrumental method. Response factors and retention times
of 77 PCB congeners relative to tetrachlorobiphenyl-d6 are presented in addition to
statistical analysis to project validity of the data and extrapolation of relative
response factors to all 209 possible congeners. Preliminary studies using the ISClabeled surrogates to validate specific cleanup procedures and to analyze several commercial products and product wastes indicate that the proposed analytical methods are
both feasible and practical.
KEY WORDS AND DOCUMENT ANALYSIS

17.

DESCRIPTORS

Polychlorinated biphenyls
PCBs
Incidentally generated
Analytical protocols
Air
Wastewater
Commercial products

b.IDENTIFIERS/OPEN ENDED TERMS

Commercial waste
Capillary column
Electron impact
EIMS
Response factors
Relative retenti
Surrogates

18. DISTRIBUTION STATEMENT

EPA Form 2220-1 (R»v. 4-77)

Unclassified

PREVIOUS EDITION is OBSOLETE

COSATI Field/Group

relative response factor
n times
19. SECURITY CLASS (This Report)
Unclassified
20. SECURITY CLASS (This page)

Unlimited

c.

streams
gas chromatography
onization mass spectromet

21. NO. OF PAGES

243
22. PRICE

�United States
Environmental Protection
Agency

Office of
Toxic Substances
Washington DC 20460

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05331

Author

Esposito, M. P.

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G Not Scanned

PEDCO Environmental, Inc.

RODOrt/ArtiClOTitlO Dioxins: Volume I. Sources, Exposure, Transport, and
Control

Journal/Book Title
Year
Month/Day
Color

June

D

Number of Images

°

DBSBripton Notes

Volume I of a three-volume series. Contract No. 68-03-2577;
EPA-600/2-80-156; Also includes letter from David R.
Watkins to Alvin L. Young, August 7,1980 and distribution list.

Tuesday, March 05, 2002

Page 5331 of 5363

�UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
OFFICE OF RESEARCH AND DEVELOPMENT
INDUSTRIAL ENVIRONMENTAL RESEARCH LABORATORY
CINCINNATI, OHIO

45268

AUG

7 1980

Major Alvin L. Young
Department of the Air Force
School of Air and Space Medicine
SAM/EK
Brooks AFB, Texas 78235
Dear Major Young:
Enclosed are three reports which have been published as a series
and are intended to serve as a comprehensive reference on the subject
of dioxins.
Volume I is a state-of-the-art review of dioxin literature. Detailed information is presented on the chemistry, sources, degradation, transport, disposal, and health effects of dioxins. Accounts of
public and occupational exposure to dioxins are also included. Volume
II details the development of an analytical method for detecting partper-trillion levels of dioxins in industrial wastes. While this report
represents the current developments within the EPA (IERL-CI), there
are further advancements that have been made by independent laboratories.
This report includes a review of the analytical literature on methods
of detecting dioxins in various types of environmental samples. Volume
III identifies various routes of information of dioxins. The possible
presence of dioxins in basic organic chemicals and pesticides is addressed,
and production locations for these materials are identified.
These reports have been prepared with the hopes of presenting
factual information documented by literature references and contractual
research. If there are errors that appear in the reports or conclusions
that you feel have been drawn incorrectly from the literature, I would
appreciate your comments along with suggested corrections.
My telephone number is (513) 684-4481.
Sincerely,

David R. Watkins
Organic and Inorganic Chemicals and Products Branch
Industrial Pollution Control Division
Enclosures (3)

�Distribution:
Mr.
Mr.
Mr.
Mr.
Mr.
Dr.
Mr.
Dr.
Dr.

Charlie Auer (TS-792)
Don Barnes (TS-788)
Howard Beard (WH-565)
George G. Berlow (Mass Pub. Hea.
Kenneth Biglane (WH-548)
Marilyn Bracken (TS-793)
Thomas J. Buechler (Region VII)
Leo Buffa (Ottawa, Canada)
Kathleen Cainin (Region VI)

Mr. Allen Carpien (A-132)
Dr. Ananda Chakrabarty (U. of 111.)

Mr. Gangadhar Choudhary (NIOSH)
Dr. Richard Cothern (TS-793)
Dr. Warren Crummett (Dow Chen.)
Dr. Al Cywin (WH-556)
Mr. Mike Dalton (Ohio EPA)
Mr. Mike Dellarco (TS-791)
Mr. Paul DesRosiers (ORD).
Mr. J. P. Dickerson (Australia)
Rep. Dennis Dollar (MS)
Mr. Joe Duckett (Schwartz &amp;
Connolly Law Firm)
Ms. Barbara Elkus (EN-335)
Mr. Bill Fairless (Region VII)
Dr. David Firestone (FDA) •
Dr. Silvio Garattini (Milan, It.)
Dr. M. E. Gibson (FDA)
Mr. Harry Gilmer (Region VII)
Dr. Michael Gross (U. of Neb.)
Dr. Risto Hakulinen (Finland)
Mr. Martin P. Halper (TS-793)
Ms. Adlene Harrison (Region VI)
Dr. Richard Heffelfinger
(Battelle)
Mr. Charlie Hiremath (RD-689)
Dr. Pat Honchar (NIOSH)
Dr. Ken Howard (Vertac, Inc.)
Dr. R. Huetter (Switzerland)
Dr. Otto Hutzinger (Netherlands)
Ms. Daphne Kamely (PM-223)

Mr
Dr
Mr
Dr
Mr
Dr
Dr
Dr
Mr
Mr
Ms
Mr
Ms
Dr
Dr
Dr
Mr
Ms
Dr
Dr
Dr
Mr
Mr
Dr
Ms
Ms
Mr

Mike Kilpatrick (EN-335)
James J. Lichtenberg (EMSL)
Raymond Locke (TS-792)
David Ludbetter (DOJ)
Ed Martin (WH-565)
Eugene P. Meier (Las Vegas)

W. Lamar Miller (EN-329)
R. K. Mitchum (NCTR)
Bob Ogg (Region II)
Gordon Olson (TS-794)
Dorothy Patton (A-132)

Charlie Plost (RD-680)
Pat Polk (CDC)
A. P. Poland (U. of Rochester)
Oscar Ramirez (Region IV)
Christopher Rappee (Umen, Switz.)
Dave Redford (TS-793)
Mary Reese (TS-791)
Med. G. Reggiani (Hoffman La Roche)
Mirja Salkinoja-Salonen (Finland)
F. Schaufelberger (Switzerland)
Mark Segal (WH-553)
John Smith (TS-793
Gerald Southall (State of Arkansas)

Deborah Speak (Region IV)
Virginia Steiner (WH-565)
Dave Sussman (WH-563)

Capt Steve TerMaath (U.S.A.F.)
Ron Thomas (EPA - Beltsville)
Bruce Thomson (Ontario, Canada)
Thomas Tiernan (Wright State)
Vittorio Treccani (Milan Italy)
Vladmir Vasak (Id - Australia)
Al Venosa (MERL)
Charles Warren (Region II)
Reuben Watkins (MS)
Don Wilson (lERL-Ci)
Mr Russ Wyer (WH-548)
Dr Peter Yates (State Pollution Australia)
Maj. Alvin Young (U.S.A.F.)
Mr
Dr
Dr
Dr
Dr
Mr
Dr
Mr
Mr

�United States
Environmental Protection
Agency

Industrial Environmental Research
Laboratory
Cincinnati OH 45268

Research and Development

vvEPA

Dioxins
Volume I.
Sources, Exposure,
Transport, and
Control

EPA-600/2-80-156
June 1980

�RESEARCH REPORTING SERIES
Research reports of the Office of Research and Development, U.S. Environmental
Protection Agency, have been grouped into nine series. These nine broad categories were established to facilitate further development and application of environmental technology. Elimination of traditional grouping was consciously
planned to foster technology transfer and a maximum interface in related fields.
The nine series are:
1.
2.
3.
4.
5.
.6.
7.
8.
9.

Environmental Health Effects Research
Environmental Protection Technology
Ecological Research
Environmental Monitoring
Socioeconomic Environmental Studies
Scientific and Technical Assessment Reports (STAR)
Interagency Energy-Environment Research and Development
"Special" Reports
Miscellaneous Reports

This report has been assigned to the ENVIRONMENTAL PROTECTION TECHNOLOGY series. This series describes research performed to develop and demonstrate instrumentation, equipment, and methodology to repair or prevent environmental degradation from point and non-point sources of pollution. This work
provides the new or improved technology required for the control and treatment
of pollution sources to meet environmental quality standards.

This document is available to the public through the National Technical Information Service, Springfield, Virginia 22161.

�EPA-600/2-80-156
June 1980

DIOXINS:
VOLUME I.
SOURCES, EXPOSURE, TRANSPORT, AND CONTROL

by
M. P. Esposito, H. M. Drake,
J. A. Smith, and T. W. Owens
PEDCo Environmental, Inc.
Cincinnati, Ohio 45246

Contract No. 68-03-2577

Project Officer
David R. Watkins

Industrial Pollution Control Division
Industrial Environmental Research Laboratory
Cincinnati, Ohio 45268

INDUSTRIAL ENVIRONMENTAL RESEARCH LABORATORY
OFFICE OF RESEARCH AND DEVELOPMENT
U.S. ENVIRONMENTAL PROTECTION AGENCY
CINCINNATI, OHIO 45268

�DISCLAIMER

This report has been reviewed by the Industrial Environmental Research
Laboratory-Cincinnati (lERL-Ci), U.S. Environmental Protection Agency, and
approved for publication. Approval does not signify that the contents
necessarily reflect the views and policies of the U.S. Environmental
Protection Agency, nor does mention of trade names or commercial products
constitute endorsement or recommendation for use.

ii

�FOREWORD

When energy and material resources are extracted, processed, converted,
and used, the related pollutional impacts on our environment and even on our
health often require that new and increasingly more efficient pollution control methods be used. The Industrial Environmental Research LaboratoryCincinnati (lERL-Ci) assists in developing and demonstrating new and improved methodologies that will meet these needs both efficiently and
economically.
This report is one of a three-volume series dealing with a group of
hazardous chemical compounds known as dioxins. The extreme toxicity of one
of these chemicals, 2,3,7,8-tetrachlorodibenzo-p-dioxin (2,3,7,8-TCDD), has
been a concern of both scientific researchers and the public for many years.
The sheer mass of published information that has resulted from this concern
has created difficulties in assessing the overall scope of the dioxin
problem. In this report series the voluminous data on 2,3,7,8-TCDD and
other dioxins are summarized and assembled in a manner that allows comparison of related observations from many sources; thus, the series serves as a
comprehensive guide in evaluation of the environmental hazards of dioxins.
Volume I is a state-of-the-art review of dioxin literature. Detailed
information is presented on the chemistry, sources, degradation, transport,
disposal, and health effects of dioxins. Accounts of public and occupational exposure to dioxins are also included. Volume II details the development of a new analytical method for detecting part-per-trillion levels of
dioxins in industrial wastes. It also includes a review of the analytical
literat jre on methods of detecting dioxins in various types of environmental
samples Volume III identifies various routes of formation of dioxins in
additio to the classical route of the hydrolysis of chlorophenols. The
possible presence of dioxins in basic organic chemicals and pesticides is
addressed, and production locations for these materials are identified.
For further information, contact Project Officer David R. Watkins,
Organic and Inorganic Chemicals Branch, lERL-Ci. Phone (513) 684-4481.
David G. Stephan
Director

Industrial Environmental Research Laboratory
Cincinnati

111

�PREFACE

This report is Volume I in a series of three reports dealing with a
group of hazardous chemical compounds known as dioxins. This volume discusses the occurrence, environmental transport, and toxicity of this class
of compounds, and also summarizes the reported incidents of human exposure
to them and the techniques available for decontamination and disposal of
dioxin-contaminated material. Other volumes of this series examine analytical techniques used to identify the dioxins, the detailed chemistry of
dioxin formation, and the commercial products with potential for containing
dioxin contaminants.
An extensive amount of literature published during the past 25 years
has been concerned primarily with one extremely toxic member of this class
of compounds, 2,3,7,8-tetrachlorodibenzo-p-dioxin. Often described in both
popular and technical literature as "TCDD" or simply "dioxin," this compound
is one of the most toxic substances known to science. This report series is
concerned not only with this compound, but also with all of its chemical
relatives that contain the dioxin nucleus. Throughout these reports, the
term "TCDD's" is used to indicate the family of 22 tetrachlorodibenzo-pdioxin isomers, whereas the term "dioxin" is used to indicate any compound
with the basic dioxin nucleus. The most toxic isomer among those that have
been assessed is specifically designated as "2,3,7,8-TCDD."
The objective in the use of these terms is to clarify a point of technical confusion that has occasionally hindered comparison of information
from various sources. In particular, early laboratory analyses often reported the presence of "TCDD," which may have been the most-toxic
2,3,7,8-isomer or may have been a mixture of several of the tetrachloro
isomers, some of which are relatively nontoxic. Throughout this report
series, the specific term 2,3,7,8-TCDD is used when it was the intent of the
investigator to refer to this most-toxic isomer. Since early analytical
methods could not dependably isolate specific isomers from environmental
samples, the generic term "TCDD's" is used when this term appears to be most
appropriate in light of present technology.

IV

�ABSTRACT

Concern about the potential contamination of the environment by
dibenzo-p-dioxins through the use of certain chemicals and disposal of
associated wastes prompted this study. This volume reviews the extensive
amount of dioxin literature that has recently become available. Although
most published reports deal exclusively with the highly toxic dioxin
2,3,7,8-TCDD, some include information on other dioxins. These latter
reports were sought out so that a document covering dioxins as a class of
chemical compounds could be prepared.
A brief description of what is known about the chemistry of dioxins is
presented first. This is followed by a detailed examination of the industrial sources of dioxins. Chemical manufacturing processes likely to give
rise to 2,3,7,8-TCDD and other dioxin contaminants are thoroughly discussed.
Other sources are also addressed, including incineration processes. Incidents of human exposure to dioxins are reviewed and summarized. Reports on
possible routes of degradation and transport of dioxins in air, water, and
soil environments are characterized.
Current methods of disposal of
dioxin-containing materials are described, and possible advanced techniques
for ultimate disposal are outlined. Finally, an extensive review of the
known health effects of 2,3,7,8-TCDD and other dioxins is presented. This
review emphasizes the results of recent toxicological studies of the effects
produced by chronic exposures and also the various possible mechanisms of
action for these toxicants.
This report was submitted in fulfillment of Contract No. 68-03-2577 by
PEDCo Environmental, Inc., under the sponsorship of the U.S. Environmental
Protection Agency. This report covers the period June 15, 1978 to January
6, 1980, and work was completed as of January 6, 1980.

�CONTENTS

Foreword
Preface
Abstract
List of Figures
List of Tables
Acknowledgment
List of Abbreviations

iii
iv
y
viii
x
xii
xiii

1.

Introduction

1

2.

Chemistry

2

3.

Sources

14

4.

Routes of Human Exposure

77

5.

Environmental Degradation and Transport

98

6.

Disposal and Decontamination

131

7.

Health Effects

147

References

200

Index

241

vii

�FIGURES

Number

Page

1

Formation of Dioxins

2

Basic Chlorophenol Reactions

20

3

Direct Chiorination of Phenol

23

4

Flow Chart for 2,4,5-TCP Manufacture

30

5

Flow Chart for Hexachlorophene Manufacture

52

6

Locations of Current and Former Producers of Chlorophenols
and Their Derivatives

60

7

Map of Seveso Area Showing Zones of Contamination

79

8

Map of Test Area C-52A, Eg!in Air Force Base Reservation,
Florida

112

Diagram of Microagroecosystem Chamber

116

Farms at Which Cow's Milk Samples Were Collected for
TCDD Analysis in 1976 (July-August)

125

11

Schematic of Molten Salt Combustion Process

135

12

Schematic of Microwave Plasma System

137

13

Schematic for Ozonation/Ultraviolet Irradiation Apparatus

141

14

Internal View of Pesticide Micropit

146

15

Excretion of 14C Activity By Rats Following A Single Oral
Dose of 50 pg/kg (0.14 uCi/kg) 2,3,7,8-TCDD

153

Proposed Mechanism For Induction of AHH and Toxicity By
2,3,7,8-TCDD

156

9
10

16
17

7

Schematic of Rat Liver 13 Days After Administration of
2,3,7,8-TCDD

158

viii

�FIGURES (continued)

Number
18

Page
Drawing of Tissue From Heart of Monkey Fed 2,3,7,8-TCDD;
Fixed With Formalin and Stained With Hematoxylin and
Eosin

160

19

Drawing of Heart Tissue From Monkey Fed 2,3,7,8-TCDD

161

20

Drawing of Section of Skin of Monkey Fed 2,3,7,8-TCDD

163

21

Drawing of Multinucleated Liver Cell From A Female Rat
Given 0.1 ug of 2,3,7,8-TCDD/kg/day For 2 Years

164

22

Drawing of Liver Tissue From Rat Fed 2,3,7,8-TCDD

165

23

Drawing of Normal Membrane Junctions From the Periportal
Region of A Test Animal 42 Days After Administration of
200 ug/kg 2,3,7,8-TCDD

166

Drawing of Distorted Periportal Membrane Junction,
Showing Loss of Continuity of Plasma Membranes
Between Parenchyma! Cells (42 Days After 200 ug/kg
2,3,7,8-TCDD)

167

24

25

Focal Alveolar Hyperplasia Near Terminal Bronchiole
Within Lung of Rat Given 2,3,7,8-TCDD At Dosage of

0.1 ug/kg Per Day
26

27
28

168

Lesion Classified Morphologically As Hepatocellular
Carcinoma In Liver of Rat Given 0.1 ug of 2,3,7,8TCDD/kg Per Day

185

Lesion Within Lung of Rat Given 0.1 ug of 2,3,7,8-TCDD/kg
Per Day

186

Linear Correlation of New South Wales Rate For Neural-Tube
Defects With Previous Year's Usage of 2,4,5-T In
Australia

197

ix

�TABLES

Number

Page

1 Chlorinated Dioxins

4

2 Physical Properties of Two Chlorinated Dioxins

5

3 Chlorodioxins Reported in Chlorophenols

15

4 Commercial Chlorophenols and Their Producers

18

5 1977 Pentachlorophenol Production Capacity

25

6 Former 2,4,5-TCP Manufacturing Sites

32

7 'Current Basic Producers of 2,4-D and 2,4-DB Acid.s, Esters,
and Salts

37

8 Former Basic Producers of 2,4-D and 2,4-DB Acids,
and Salts

38

9 Derivatives of 2,4,5-Trichlorophenol and Their Recent (1978)
Producers

40

10 Former Producers of 2,4,5-T

44

11 Locations of Current and Former Producers qf
and Their Derivatives

61

12 Dioxins in Selected Samples

72

13 Sources of Purified Dioxin Samples for Research

76

14 Dioxins In Commercial Gelatin

88

15 Reported Incidents of Occupational Exposure To B

Routine Chemical Manufacturing

92

16 Occupational Exposures To Dioxins Through Aqcldetvts In
Chemical Manufacturing Industry

93

17 Industries Using Dioxin-Related Chemicals

95

18 Concentrations of Herbicide Orange and 2,3,7,8*T£D0 In Three
:
Treated Test Plots

'

X

100

�TABLES (continued)
Number

Page

19 Degradation of 2,3,7,8-TCDD In Soil

101

20 Photodegradation of 2,3,7,8-TCDD

104

21 Photodegradation of DCDD and OCDD

106

22 Concentrations of 2,3,7,8-TCDD at Utah Test Range 4 Years
After Herbicide Orange Applications

114

23 Concentrations of 2,3,7,8-TCDD at Eglin Air Force Base
414 Days After Herbicide Orange Application

114

24 TCDD Levels In Wildlife

119

25 TCDD Levels in Milk Samples Collected Near Seveso In JulyAugust 1976

124

26 Soil Application Rates and Replications

128

27 Toxicities of Selected Poisons

148

28 Biological Properties of Dioxins

150

29 Enzyme Induction

150

30 Body Burden of 14C Activity In Six Rats Given A Single Oral
Dose of 1.0 ug of [14C]-TCDD/kg

152

31 Toxicities of Organic Pesticides and 2,3,7,8-TCDD

170

32 Acute Toxicities of Dioxins

171

33 Acute Toxicities of 2,3,7,8-TCDD for Various Species

171

34 Summary of Acute Toxicity Effects of 2,3,7,8-TCDD

172

35 Effects of In Vivo 2,3,7,8-TCDD Exposure on Functional
Immunological Parameters

177

36 Summary of Neoplastic Alterations Observed In Rats Fed Subacute
Levels of 2,3,7,8-TCDD for 78 Weeks

183

37 Mutagenicity of Dioxin Compounds In Salmonella Typhimurium

187

38 Combined Rate of Neural-Tube Defects in New South Wales and
Previous-Year Usage of 2,4,5-T In Australia

196

xl

�ACKNOWLEDGMENT

This report was prepared by PEDCo Environmental, Inc., under the direction of Richard W. Gerstle. M. Pat Esposito was the Project Manager and
principal investigator. Contributing authors included H. M. Drake, Jeffrey
A. Smith, M.D., and Timothy W. Owens. Additional technical assistance was
provided by Terrence W. Briggs, Ph.D., F. Howard Schneider, Ph.D., and A.
Christian Worrell of PEDCo, and Dr. Pat Sferra, EPA, lERL-Cincinnati. The
chemical figures used throughout this report series were provided by Walk,
Haydel &amp; Associates. The hand renderings of photomicrographs in Section 7
of this volume were contributed by Lauren J. Smith.
The cooperation of the many organizations and individuals who assisted
in the collection of resource material is appreciated. In particular, we
acknowledge Battelle Columbus Laboratories, Columbus, Ohio, for their part
in the evaluation of disposal and decontamination technology. We also thank
Mary Reece and Harvey Warnick (Office of Pesticide Programs, EPA), Charles
Auer (Office of Toxic Substances, EPA), and Captain Alvin Young (U.S. Air
Force), for their assistance in gathering and clarifying points of information for this document.

xii

�LIST OF ABBREVIATIONS

DBDD's
DCDD's
Dioxins
Hexa-CDD's
Hepta-CDD's
LD50
MCDD's
OCDD
PCPx
n
Penta-CDD's
-- -~ "nr" ppb
ppm
ppt 1
HHU
TBDD s
TCDD's
2,3,7,8-TCDD
TCP
Tri-CDD1s

dibromodibenzo-p-dioxins
dichlorodibenzo-p-dioxins
dibenzo-p-dioxins
hexachlorodi benzo-p-di oxi ns
heptachlorodibenzo-p-dioxins
lethal dose to 50% of test group
monochlorodibenzo-p-dioxins
octachlorodi benzo-p-di oxi n
pentachlorophenol
pentachlorodibenzo-p-dioxins
parts per billion (pg/l or ng/ml)
parts per million (mg/1 or (jg/ml)
parts per trillion (ng/1 or pg/ml)
tetrabromodibenzo-p-dioxins
tetrachlorodibenzo-p-dioxins
2,3,7,8-tetrachiorodi benzo-p-di oxi n
trichlorophenol
trichlorodibenzo-p-dioxins

xiii

�SECTION 1
INTRODUCTION

The growing concern with contamination of the environment by dioxins
arises principally from their toxicity and their widespread distribution as
contaminants of commercial products. The purpose of this report is to
present in a systematic and summary manner what is currently known about
dioxins and their effects. Although most published reports deal exclusively
with the highly toxic dioxin 2,3,7,8-tetrachlorodibenzo-p-dioxin (2,3,7,8TCDD), some include information on other dioxins. These latter reports were
sought out so that a document covering dioxins as a class of chemical
compounds could be prepared.
The report first presents an account of the chemistry of dioxins
(Section 2), their physical and chemical properties and modes of formation.
Section 3 considers the sources of dioxins, focusing on the chemical manufacture of chlorinated phenols and their derivatives.
Section 4 provides a brief account of the major known incidents of
human exposure to dioxins in the environment. In the aftermath of these
incidents, which include both occupational exposures and exposures of the
general public, scientists of many disciplines have undertaken extensive and
continuing investigations of the fate of dioxins when they are released to
the environment. Section 5 reviews the findings of these studies,
summarizing the known mechanisms of biodegradation, photodegradation,
physical transport, and biological transport. The investigations indicate
that the persistence of dioxins poses a serious environmental problem. In
attempts to deal with this problem, numerous environmental research and
development projects are aimed at developing methods of destroying these
toxic contaminants after they have been formed. This work on dioxin
disposal methods and decontamination procedures is described in Section 6.
Finally, Section 7 reviews the current scientific knowledge of the
health effects of dioxins, as indicated in epidemiological and laboratory
studies of animal and human subjects who have been exposed to dioxin contamination.
It is intended that this review of dioxin contaminants, from their
formation through their dispersal into various environmental media and the
consequent effects, can provide a point of perspective for those who are
concerned with regulatory efforts and with research and development directed
toward reducing the hazards of dioxin contamination.

�SECTION 2
CHEMISTRY

A dipxin is any of a family of compounds known chemically as dibenzopara-dioxins. Each of these compounds has as a nucleus a triple-ring structure consisting of two benzene rings interconnected to each other through a
pair of oxygen atoms. The structural formula of the dioxin nucleus and the
convention used in numbering the substituent positions are as follows:
9

1

Each of these substituent positions, numbered 1 through 4 and 6 through
9, can hold a chlorine or other halogen atom, an organic radical, or (if no
other substituent is indicated in the formula or its chemical name) a
hydrogen atom. The only differences in members of the dioxin family are in
the nature and position of substituents.
Most environmental interest in dioxins and most studies of this family
of compounds have centered on chlorinated dioxins, in which the chlorine
atom occupies one or more of the eight positions. Theoretically, there are
75 different chlorinated dioxins, each with different physical and chemical
properties, differing only in the number of chlorine atoms in each molecule
and in their relative locations on the dioxin nucleus. There are, for
example, two monochiorodioxins, in which one chlorine atom is attached to
the nucleus at either position 1 or position 2. If two or more chlorine
atoms are present, additional isomeric forms are possible, in accordance
with the following schedule (Buser, Bosshardt, and Rappe 1978):
2 isomers of monochiorodibenzo-p-dioxin (MCDD's)
10 isomers of dichlorodibenzo-p-dioxin (DCDD's)
14 isomers of trichlorodibenzo-p-dioxin (Tri-CDD's)
22 isomers of tetrachlorodibenzo-p-dioxin (TCDD's)
14 isomers of pentachlorodibenzo-p-dioxin (Penta-CDD's)
10 isomers of hexachlorodibenzo-p-dioxin (Hexa-CDD's)

�2 isomers of heptachlorodibenzo-p-dioxin (Hepta-CDD's)
1 octachlorodibenzo-p-dioxin (OCDD)
Table 1 lists the 75 possible chlorinated dioxins, and also notes the
40 that have been prepared and identified and whose analytical characteristics have been published (Buser, Bosshardt, and Rappe 1978; Buser 1975;
Pohland and Yang 1972; Bo1 ton 1978). Five others, as noted in the table,
have been identified as distinct compounds but have not been clearly differentiated from each other (Buser, Bosshardt, and Rappe 1978; Buser 1975;
Rappe 1978).
The interest of health and environmental researchers in dioxins arose1
principally because of the toxicity and distribution of one of these compounds, 2,3,7,8-TCDD, whose structural formula is as follows:

This is an unusual organic chemical, symmetrical across both horizontal
and vertical axes. It is remarkable for its lack of reactive functional
groups and its chemical stability (Poland and Kende 1976). It is an
extremely lipophylic molecule, and only sparingly soluble in water and most
organic liquids; it is a colorless crystalline solid at room temperature.
The physical properties of 2,3,7,8-TCDD are shown in Table 2, along with
those of OCDD, another chlorinated dioxin with twofold symmetry (World
Health Organization 1977; Crummett and Stehl 1973).
No published reports indicate that dioxins are formed biosynthetically
by living organisms; these compounds apparently are not constituents of a
normal growing environment. The presence of dioxins in fly ash, 2-chlorophenol, 2,4,6-trichlorophenol, and hexachlorobenzene indicates that there
may be yet-undiscovered mechanisms that produce these compounds. In a
recent study, chlorinated dioxins were created by pyrolysis of chlorobenzenes in the presence of air (Buser 1979b). Dioxins have been made from
catechols in condensations with polychlorobenzenes and chloronitrobenzenes
(World Health Organization 1977; Gray et al. 1976; March 1968). A pesticide
manufacturer has reported the finding of chlorinated dioxins in cigarette
smoke and fireplace soot (Dow Chemical Company 1978). Other possible routes
of formation are examined in Volume III of this series. One route that has
been completely demonstrated by extensive chemical research is the formation
of chlorinated dioxins from industrial chemicals, especially from certain
"precursor" compounds that lead directly to dioxin formation.
In
generalized form, this reaction is as follows:

�TABLE 1. CHLORINATED DIOXINS

1-chloro

a

2-chloro
1,2-dichloro

a
a
a
a

1,3-dichloro
1,4-dichloro
1,6-dichloro
1,7-dichloro
1,8-dichloro
1,9-dichloro
2,3-dichloro
2,7-dichloro
2,8-dichloro

a

a
a

a
1,2,3-trlchloro a
1,2,4-trichloro a
1,2,6-trichloro
1,2,7-trichloro

1,2,8-trichloro
1,2,9-trichloro
1,3,6-trichloro
1,3,7-trichloro a
1,3,8-trichloro

1,3,9-trichloro

1,2, 3, 4- tetrachl oro a
1,2, 3, 6- tetrachl oro
1,2,3,7-tetrachloro

1,2,3,4,6-pentachloro
1,2,3,4,7-pentachloro
1,2,3,6,7-pentachloro

a
a

1,2,3,8-tetrachloro a
1,2,3,9-tetrachloro
1,2,4,6-tetrachloro
1,2,4,7-tetrachloro
1,2,4,8-tetrachloro
1,2,4,9-tetrachloro
1,2,6,7-tetrachloro a

1,2,3,6,8-pentachloro
1,2,3,6,9-pentachloro
1,2,3,7,8-pentachloro
1,2,3,7,9-pentachloro
1,2,3,8,9-pentachloro
1,2,4,6,7-pentachloro

c

1,2, 6, 8- tetrachl oro
1,2,6,9-tetrachloro a

1,2,4,6,8-pentachloro
1,2,4,6,9-pentachloro
1,2,4,7,8-pentachloro

a

1,2,4,7,9-pentachloro
1,2,4,8,9-pentachloro

1, 2,7,8- tetrachloro
1,2,7,9-tetrachloro
1,2, 8, 9- tetrachloro
1,3,6,8-tetrachloro
1,3, 6, 9- tetrachloro
1,3, 7 ,8- tetrachl oro
1,3,7, 9- tetrachl oro

a
a
a
a
a
1,4, 6, 9- tetrachl oro a

1,4, 7, 8- tetrachl oro
2,3,7,8-tetrachloro a

1,4,6-trichloro

1,4,7-trichloro
2,3,6-trichloro
2,3,7-trichloro a

1,2,3,4,6,7-hexachloro

1,2,3,4,6,8-hexachloro
1,2,3,4,6,9-hexachloro
1,2,3,4,7,8-hexachloro
1,2,3,6,7,8-hexachloro
1,2,3,6,7,9-hexachloro
1,2,3,6,8,9-hexachloro
1,2,3,7,8,9-hexachloro
1,2,4,6,7,9-hexachloro
1,2,4,6,8,9-hexachloro
1,2,3,4,6,7,8-heptachloro
1,2,3,4,6,7,9-heptachloro

Octachloro
u Identified compounds.
One or the other of these compounds has been prepared.
. A mixture of these three compounds has been prepared.
The Dow Chemical Company has recently reported the synthesis of all 22
TCDD isomers.

4

a
c

a
c
a
a
a
a
a
a
b
a
a
b
a

a
a

�TABLE 2. PHYSICAL PROPERTIES OF TWO CHLORINATED DIOXINS
2,3,7,8-TCDD

Empiric formula
Percent by weight C
0
H
Cl
Molecular weight
Melting point, °C
Decomposition temperature, °C
Solubilities, g/liter
o-dichlorobenzene
Chlorobenzene
Anisole
Xylene
Benzene
Chloroform
n-Octanol
Methanol
Acetone
Dioxane
Water

C12H4C1402
44.7

9.95
1.25
44.1

OCDD
Ci2Clg02

31.3
7.0
61.7

322
305
Above 700

459.8
130
Above 700

1.4
0.72

1.83
1.73
3.58

0.57
0.37

0.56

0.048
0.01
0.11

0.38
0.0000002 (0.2 ppb)

�2XY

This reaction indicates that a compound may be a dioxin precursor if it
meets two conditions:
0

The precursor compound must be an ortho-substituted benzene ring
in which one of the substituents includes an oxygen atom directly
attached to the ring.

0

It must be possible for the two substituents, excluding the oxygen
atom, to react with each other to form an independent compound.

These conditions are met by many organic compounds, including a class
of mass-produced chemicals, the ortho-chlorinated phenols. The hydroxyl
group of the phenol supplies the ring-attached oxygen atom. The hydrogen of
the hydroxyl group is capable of reacting with chlorine, the other substituent, to form hydrogen chloride, an independent compound. An even more
likely precursor is the sodium or potassium salt of an ortho-chlorinated
phenol because the coproduct of this condensation is sodium or potassium
chloride, either of which is an even more stable inorganic salt.
Almost all original dioxin researchers used ortho-chlorinated phenols
as precursors. Most often, the reactions were conducted in the presence of
sodium or potassium hydroxide, either of which will react spontaneously with
the phenol groups to form the phenylate salts. Six chemical reactions, all
of which have been performed in laboratory experiments, are shown in Figure
1 (Pohland and Yang 1972; World Health Organization 1977; Crosby, Moilanen,
and Wong 1973; Milnes 1971).
Not all of these reactions, however, have produced the expected dioxin
in high yield, and investigators have detected other dioxins and similar
compounds that were not attributable to these simple reactions. Numerous
studies have therefore explored the reaction mechanism of dioxin formation
and the complex of competing reactions that create other compounds of this
type (Buser 1975; Nilsson et al. 1974; Jensen and Renberg 1972; Plimmer
1973; Buser 1978).
The basic dioxin reaction actually occurs in two steps. In the condensation of 2,4,5-trichlorophenol, for example, one pair of substituents
reacts first to form a phenoxyphenate, or substituted diphenylether, in
accordance with the following reaction (Nilsson et al. 1974; Jensen and
Renberg 1972; Buser 1978; Moore 1979).

�COPPER POWDER
CATALYST^
"Cl
0-CHLOROPHENOL POTASSIUM SALT

IN WATER ANC
POTASSIUM HYDROXIDE
UNSUBSTITUTED OIOXIN
COPPER POWDER
CATALYST^
IN VACUUM
SUBLIMATOR

2,4-DICHLDROPHENOL POTASSIUM SALT

Cl

Cl
-ONa

CONDITIONS
UNREPORTED

Cl
2,4,6-TRICHLOROPHENOL SODIUM SALT
VARIETY OF
CONDITIONS

2,4.5-TRICHLOROPHENOL SODIUM SALT

Cl
COPPER POWDER
CATALYST^
IN VACUUM
SUBLIMATOR

Cl

Cl
2,3,5.6-TETRACHLOROPHENOL POTASSIUM SALT

Cl

1,2,4.6,7,9-HEXA-CDD

Cl

Cl
HEATING ONLY

•ci
,CI

Cl
PENTACHLOROPHENOL

OCDD

Figure 1. Formation of dioxins.

�-t-

NaCI

PREDIOXIN
Compounds of this type have been termed "predioxins." They have been
identified in waste sludges and commercial products as well as in the
products of laboratory experiments (Jensen and Renberg 1972; Arsenault 1976;
Jensen and Renberg 1973).
There are other competing reactions, however. With some precursor
compounds, condensation may occur with a chlorine atom that is not in the
ortho position to a hydroxyl group. One study suggests that a meta chlorine
will be favored, in accordance with the following reaction (Langer, Brady,
and Briggs 1973).

ONac,

Cl
ISOPREDIOXIN
The end product has been termed an "iso-predioxin" (Jensen and Renberg
1973). To this iso-predioxin, additional molecules of sodlum-2,4,5"
trichlorophenate may attach, creating a polymerized compound of three, four,
or more monomers (Langer, Brady, and Briggs 1973; Langer et al. 1973).

ONa

Cl

Investigators have noted similar reactions with para chlorine atoms,
which form another type of iso-predioxin. Either of the iso-predioxins may
polymerize into longer chains, or they may lead with loss of chlorine to the
creation of dibenzofurans (Jensen and Renberg 1972; Langer, Brady, and
Briggs 1973; Deinzer et al. 1979; Chemical Engineering 1978).
8

�Cl
ONa

It is believed that dibenzofurans are also formed by reaction between a
chlorophenol and a polychlorobenzene through an intermediate creation of
another type of diphenyl ether (Buser 1978).

Cl
NaCI

NaOH

NaCt

+

+ H2O

Cl

Another competing reaction that involves loss of chlorine is the reaction to
form dihydroxy chlorinated biphenyls (Jensen and Renberg 1973).

Cl

The chlorine thus released may react with other rings to form compounds with higher chlorine saturation. Preparation of 2,3,7,8-TCDD was
accomplished by treatment of unsubstituted dioxin (World Health Organization
1977).

�CI2 -*-

Other competing reactions have been described for pentachlorophenol,
which has been shown to degenerate, when heated, into hexachlorobenzene and
water by a reaction sequence that includes an intermediate decachlorodiphenylether (Plimmer 1973).
Cl
HCI

+ HCI

Cl

Alternatively, the predioxin or the decachlorodiphenylether may lose chlorine through reactions with water to form hexachloro or heptachlorodioxins
or to form octa- and nonachlorodiphenylethers. Loss of chlorine may also
create octachlorodibenzofuran in accordance with the following reaction
(Crosby, Moilanen, and Wong 1973; Jensen and Renberg 1973).

+

CI2

Cl
Cl

Cl

These competing reactions are predominant only with acidic pentachlorophenol, however. Heating the sodium salt of pentachlorophenol produces OCDD
in essentially quantitative yield (World Health Organization 1977).

10

�Except for pentachlorophenol, once a predioxin is formed, there are
apparently no competing reactions other than its reversal into the precursor. In one test, when Irgasan DP-300, a predioxin (see Section 3 p.
57), was heated to 980°C, only two classes of compounds were created:
dioxins and precursor molecules (Nilsson et al. 1974).
The competing reactions clearly indicate why dioxins generally are
formed only in trace quantities and why they appear in a complex mixture
with polymers and other multi-ring structures, many of which are also toxic.
It has been more difficult to explain why dioxins other than the one predicted by theory are also found in these mixtures. In the laboratory, for
example, a predioxin for 2,8-DCDD created a small amount of this dioxin when
heated; however, the principal dioxin formed was 2,7-DCDD (Boer et al..
1971).

It was originally believed that such unexpected dioxins were created by
arbitrary transfers of chlorine that occurred within the energetic predioxin
molecules (Boer et al. 1971). More recent work has demonstrated that a
long-recognized chemical phenomenon known as the "Smiles rearrangement" is
often operational during dioxin creation, in which one of the rings spontaneously reverses into its mirror image at the instant of ring closure (Gray
et al. 1976; March 1968). This rearrangement fully explains the reaction
shown above, and researchers can now predict with some certainty which
dioxins will be formed from specific precursors or predioxins. Even this
development has not satisfied all observational evidence, however, especially with the more highly chlorinated dioxins. Some researchers believe
that an equilibrium process is at work, in which dioxins slowly lose or gain
chlorine atoms to approach the most stable mixture of compounds (Rawls 1979;
Miller 1979; Ciaccio 1979).
Predioxin formation does not ensure dioxin formation (Jensen and
Renberg 1972; Jensen and Renberg 1973). Pentachlorophenol attains equilibrium with its precursor in a reversible reaction but forms large amounts of
dioxins only in the presence of an alkali (Langer et al. 1973). Irgasan
DP-300 can be chlorinated and otherwise modified chemically without inducing
ring closure (Nilsson et al. 1974; Yang and Pohland 1973). "High amounts"
of predioxins have been found in commercial products in which no dioxin
could be detected. Another study revealed predioxin concentrations as much
as 20 times greater than dioxin concentrations (Jensen and Renberg 1972).
In still another study, the concentration of hydroxypolychlorodiphenyl
ethers (predioxins plus isopredioxins) was more than 50 times the dioxin
concentration (Deinzer et al. 1979; Chemical Engineering 1978). Although
not specifically noted in published literature, predioxin formation appears

11

�to be more likely than dioxin formation. It is possible that steric or
electronic hindrances interfere with the final step of ring closure, and
that predioxins may be formed under less-rigorous reaction conditions.
Since dioxins usually are formed only in low yields, the minimum conditions leading to their formation are poorly defined. Heat, pressure,
catalytic action, and photostimulation have all been shown to encourage the
reactions from chlorinated precursors to predioxins and then to dioxins.
The temperature required for dioxin formation is variously reported at
values from 180°C to 400°C (Milnes 1971; Langer, Brady, and Briggs 1973;
Crossland and Shea 1973; Gribble 1974; Buser 1978). As previously noted,
sodium pentachlorophenate is converted to essentially pure OCDD at approximately 360°C (Langer et al. 1973). The same series of tests indicated
decomposition of several other chlorinated dioxin precursors at temperatures
from about 310° to 370°C, with formation of varying quantities of dioxins
(Langer et al. 1973). Essentially quantitative formation of many different
dioxins from chlorinated catechols and o-chloronitrobenzenes has been
achieved at 180°C (Gray et al. 1976; March 1968). Direct combustion of
herbicides or impregnated sawdust can create dioxins (Nilsson et al. 1974;
Langer, Brady, and Briggs 1973; Stehl and Lamparski 1977; Ahling and
Lindskog 1977; Jansson, Sundstrom, and Ahling 1978), especially if there is
a deficiency of oxygen (Chem. and Eng. News 1978), but the temperature of
formation under these conditions cannot be measured (this phenomenon may be
limited to formation of dioxins from pentachlorophenol; reports are
indefinite). Apparently no definitive study has determined the temperature
of formation of 2,3,7,8-TCDD.
Pressure is needed to retain some precursor compounds in the liquid
state to permit dioxin formation (Jensen and Renberg 1972). At atmospheric
pressure, the boiling point of many precursors is apparently lower than the
temperature needed to form dioxins, and therefore the precursors escape from
the reaction vessel before decomposition reactions can occur.
Irradiation of pentachlorophenol with ultraviolet light has caused the
formation of OCDD (World Health Organization 1977; Crosby, Moilanen, and
Wong 1973; Plimmer et al. 1973; Crosby and Wong 1976). Irradiation of
2,4-dichlorophenol, however, energized the hydrogen atom at position 6 of
one ring and created a predioxin as a principal product, but ring closure
apparently did not occur (Plimmer et al. 1973). This experiment also
produced a dihydroxy biphenyl, probably through the competing reaction
described previously. It has been postulated that although dichloro,
trichloro, and tetrachloro dioxins may be formed by irradiation, they do not
accumulate because they decompose rapidly by the same mechanism (Crosby,
Moilanen, and Wong 1973). As outlined in Section 5, the less chlorinated
dioxins are unstable when exposed to ultraviolet light.
In laboratory production of dioxins, catalysts have been used to
increase reaction rates and reaction yields. Powdered copper, iron or
aluminum salts, and free iodine have been used (Pohland and Yang 1972; World
Health Organization 1977), and all of these are known to stimulate many

12

�reactions of chlorinated organic compounds (Wertheim 1939). One report
indicates that heavy metallic ions may decrease decomposition temperature
(Langer et al. 1973). Presence of heavy metals may, however, only encourage
competing reactions; the silver salt of pentachlorophenol, for example,
decomposes at about 200°C to yield polymerized materials but no dioxins
(Langer et al. 1973).
Formation of dioxins is an exothermic reaction (Langer et al. 1973)
that releases heat as the molecules contract into a more compact arrangement. No published data define the amount of heat created by formation of
the various dioxins.
Once formed, the dioxin nucleus is quite stable. Laboratory tests have
shown that it is not decomposed by heat or oxidation in a 700°C incinerator,
but pure compounds are largely decomposed at 800°C (Ton That et al. 1973).
A recent report states that the nucleus survives intact through incineration
up to 1150°C if it is bound to particulate matter (Rawls 1979; Miller 1979;
Ciaccio 1979). Chlorinated dioxins lose chlorine atoms on exposure to
sunlight or to some types of gamma radiation, but the basic dioxin structure
is largely unaffected (Crosby et al. 1971; Buser, Bosshardt, and Rappe
1978). In comparison with almost any other organic compound, the biological
degradation rate of chlorinated dioxins is slow, although measured rates
differ widely (Zedda, Cirla, and Sal a 1976; Commoner and Scott 1976b;
Matsumura and Benezet 1973; Huetter 1980).

13

�SECTION 3
SOURCES
DIOXINS IN COMMERCIAL CHLOROPHENOLS AND THEIR DERIVATIVES

Since most reports of dioxins are associated with chlorinated phenolic
compounds, this section examines this group of organic materials with respect to their reported dioxin contaminants and their utilization, manufacture, production volumes, and derivatives. Similar information is presented, when available, for hexachlorobenzene, which has been found to
contain dioxins, and also for a group of other related commercial chemicals
that theoretically could contain dioxin contaminants, although no analyses
have been reported. For each chemical, the discussions include the probable
processing steps that may promote dioxin formation and also the mechanisms
through which dioxins could appear in the associated process wastes or be
retained within the chemical products.
Chlorophenols

Chlorinated phenols are a family of 19 compounds, consisting of a
benzene ring to which is attached one hydroxyl group and from one to five
chlorine atoms. The positions of the chlorine atoms with respect to the
hydroxyl group and to each other provide the opportunity for three monochlorophenols, six each of dichloro- and trichlorophenols, three tetrachlorophenols, and one pentachlorophenol. Many researchers have established
the presence of dioxins in these chemicals; Table 3 lists the results of
several such studies.
Data in this table show that until recently dioxins have not been found
in commercially produced mono- or dichlorophenols. The presence of
2,3,7,8-TCDD in low concentration was found in 1979 in a railroad tank car
spill of o-chlorophenol. One or more samples of all Chlorophenols with
three or more chlorine atoms that have been examined have contained dioxins.
TCDD's have been identified not only in the 2,4,5-trichloro isomer but also
in the 2,4,6-trichloro isomer. One or more samples of trichlorophenol have
contained dioxins with two to eight chlorine substituents. Only dioxins
with six to eight chlorine substituents have been found in tetra- and pentachlorophenol. Numerous analyses have confirmed that dioxins with less than
six chlorine substituents are not found in pentachlorophenol.
Most commercial Chlorophenols are used as raw materials in the synthesis of other organic compounds. Some of the less highly chlorinated
phenols are used with formaldehyde to make fire-resistant thermosetting

14

�TABLE 3. CHLORODIOXINS REPORTED IN CHLOROPHENOLS

Chlorodioxins (-CDD's), ppraa

Chlorophenol sample

mono-CDD's DCDD's

Honochlorophenol
2-chlorophenol
o-chlorophenol
Di chlorophenol
2 ,4-di chl orophenol
2,6-dichlorophenol
Tn'chlorophenol
2,4,5-trichlorophenol
(1969)
2,4,5-trichlorophenol

tri-CDD's

ND
-

ND

~

ND
NO

ND
ND

ND
NO

NO

ND

ND

ND

ND

ND

ND

TCDD's

penta-CDD's hexa-CDD's hepta-CDD's OCDD
ND

Data source
Firestone '72

0.30 (1,3,6,8)
6.2 (2,3,7,8)

ND

ND
-

ND
-

Chemical Week '79

ND
NO

ND
ND

ND
ND

Firestone '72

ND

ND

ND

ND

Firestone '72

1.5

ND
ND

ND
-

ND
ND

ND
0.037 ( , , , )
2378"

ND

ND

ND

Firestone '72

Firestone '72

(1970)

2,4,5-trichlorophenol
(1970)
2,4,5-trichlorophenol
(1970)
Na-2,4,5-trichlorophenol

ND

ND

ND

ND

ND

NO

ND

ND

ND

ND

ND

ND

ND

Firestone '72

ND

ND

ND

ND

Firestone '72

ND

ND

ND

ND

Firestone '72

(2,3,7,8)

ND

ND

ND

ND

Firestone '72

0.3 (2,3,7,8)
49 (1,3,6,8)
ND ( . )
05

ND

ND

ND

ND

Elvidge '71

ND
0.07 (2,3,7,8)

ND

(1967)

Na-2, 4, 5- trichl orophenol
(1969)
2,4,5-trichlorophenol
2 ,4 ,6-tri chl orophenol
trichlorophenol
Tetrachlorophenol
2,3,4,6-tetrachlorophenol
(Dowicide 6)
2,3,4,6-tetrachlorophenol
2,3,4,6-tetrachlorophenol

ND

3.72 ( , )
27

ND

-

1.4

ND
-

ND
-

-

-

-

-

-

ND
NO

ND
NO

ND
NO

ND
ND

ND
NO

NO
-

ND
-

ND
-

ND

ND
-

93 (2,3,7)

-

-

0.5-10

0.5-10

0 .5-10

6

-

-

29
4.1

5.1

0.17

ND

ND

Firestone '72
Wool son et al. '72
Buser '75
Firestone '72
Firestone '72

(1967)

2 , 3 ,4 ,6-tetrachl orophenol
tetrachl orophenol

(continued)

ND (0.5)

ND
10-100

ND
10-100

ND
10-100

Firestone '72
Wool son et al. '72

�TABLE 3 (continued)

Chlorodioxins (-CDD's), ppma

Chlorophenol sample
Pentachlorophenol
PCP (Dowicide 7)
PCP
Na-PCP (1967)
Na-PCP (1969)
PCP (1970)
PCP (1970)
PCP (1967)
PCP ( 9 9
16)
PCP (1970)
PCP (1970)
PCP (1978)

Pentachl orophenate
PCP formulation
PCP (technical grade)
PCP (reagent grade)
PCP (many samples)
PCP's (17)
PCP or PCP-Na (7)
PCP (Dowicide 7 1970)
PCP (Oowicide 7 1970)
distilled
PCP
NaPCP (Dowicide G, 1978)

mono-CDD's DCDD's

tri -CDD's

NO
NO
ND
NO
ND
ND
ND
ND
-

NO
ND
ND
ND
ND
ND
ND
ND
-

ND
ND
ND
ND
ND
NO
ND
ND
-

-

-

-

TCDD's

ND (0.5)
ND
NO
ND
ND
ND
ND
ND
ND
ND (0.1)
ND
ND
ND
-

penta-CDD's hexa-CDD's hepta-CDD's OCDD

ND
ND
ND
ND
ND
ND
ND
ND
-

9
10-100
14
20
39
35
0.17
13
0.91
15
19
33-42
0.02-0.03
9-27
0-23
0.03-10.0
4
1.0

235
100-1000
14.5
11.3
49
23
ND
47
2.1
23
140
•f
870
19-24
0.04-0.09
90-135
0.6-180
125
6.5

-

9-27
ND-2

1-12

250
100-1000
3.8
3.3
15
ND
NO
ND
5.3
15
432
+
50-3300
7-11
B. 02-0. 03
575-2510
0-3600
5.5-370
2500
15

575-2510
4-173

Data source
Buser '75
Wool son '72

Firestone '72
Firestone '72
Firestone '72

Firestone '72
Firestone '72
Firestone '72

Firestone '72
Firestone '72
Dioxin in Industrial Sludges, '78
Jensen and Renberg '72
Jensen and Renberg '72
Villanueva '73

Villanueva '73
PCP - A wood preservative '77
Crummett '75
Buser and Basshardt '76
PCP Ad Hoc Study Rept. 12/78 SAB

PCP Ad Hoc Study Rept. 12/78 SAB
Johnson et al. '73
Dow Chemical Co, '78

Key to abbreviations and symbols:
ND = Not detected (minimum detection level, ppm). Other numbers in parenthesis indicate year Chlorophenol sample was obtained, or specific
dioxin detected.
^ - Indicates not analyzed or not reported.
Presence of 2,3,7,8-TCDD confirmed but not quantitatively reported.

�plastics (Doedens 1964). Those containing three or more chlorine atoms are
used directly as pesticide chemicals. 2,4,6-Trichlorophenol is effective as
a fungicide, herbicide, and defoliant (Hawley 1971). It was formerly used in
large quantities in the leather tanning industry; however, its use in this
industry has decreased substantially (U.S. Environmental Protection Agency
1978a), probably as a result of the improved effectiveness and mass production of 2,4,5-trichlorophenol, a substance of sufficient importance to
warrant a special section in this report. 2,3,4,6-Tetrachlorophenol is used
as a preservative for wood, latex, and leather, and also as an insecticide
(Kozak et al. 1979).
Pentachlorophenol or its sodium salt is said to be the second most
widely used pesticide in the United States. It is effective in the control
of certain bacteria, yeasts, slime molds, algae, fungi, plants, insects, and
snails. Because of its broad spectrum, pentachlorophenol is used in many
ways:
As a preservative for wood, wood products, leather, burlap, cordage,
starches, dextrins, and glues
As an insecticide on masonry for termite control
As a fungicide/slimicide in pulp and paper mills, in cooling tower
waters, and in evaporation condensers
As a preharvest weed defoliant on seed crops
As a preservative on beans (for replanting only)
As a means of controlling slimes in secondary oil recovery injection
water (in the petroleum industry)
By far the major use of pentachlorophenol is as a wood preservative.
It was once reported to have been used in shampoos; however, this chemical
does not now appear to be used as an ingredient in cosmetics or drugs, since
it is not listed either in the CTFA Cosmetic Ingredient Dictionary
(Cosmetic, Toiletry and Fragrance Association, Inc. 1977), or in the
Physicians' Desk Reference (1978).
Manufacture-Through either process variations or separation of mixtures by fractional distillation, manufacturers selectively produce chlorophenols with
specific numbers and arrangements of chlorine atoms. Table 4 shows that 13
of the 19 possible chlorophenols are currently sold commercially in sufficient volume to be listed in the 1978 Stanford Research Institute Directory
of Chemical Producers. Seven of these are made in much higher volume than
the other six. The high-volume products are all made by one of two major
types of manufacturing processes, referred to herein as the hydrolysis
method and the direct chlorination method.

17

�TABLE 4. COMMERCIAL CHLOROPHENOLS AND THEIR PRODUCERS0

Chiorophenol

Manufacturer(s)

o-Chlorophenol

Dow Chemical Company
Monsanto Company

m-Chlorophenol

Eastman Kodak Company
Aldrich Chemical Company
Specialty Organics, Inc.
R.S.A. Corporation

p-Chlorophenol

Dow Chemical Company
Monsanto Company

2,3-Dichlorophenol

Specialty Organics, Inc.

2,4-Dichlorophenol

Dow Chemical Company
Monsanto Company
Rhodia, Inc.
Vertac, Inc.

2,5-Dichlorophenol

Velsicol Chemical Corporation

2,6-Dichlorophenol

Aldrich Chemical Company
Specialty Organics, Inc.

3,4-Dichlorophenol

Aldrich Chemical Company

3,5-Dichlorophenol

Aldrich Chemical Company
Specialty Organics, Inc.

2,4,5-Trichlorophenol

Dow Chemical Company
Vertac, Inc.

2,4,6-Trichlorophenol

Dow Chemical Company

2,3,4,6-Tetrachlorophenol

Dow Chemical Company

Pentachlorophenol

Dow Chemical Company
Vulcan Materials Company
Reichold Chemicals

a

Source: Stanford Research Institute Directory of Chemical
Producers, U.S. , 1978.

18

�As mentioned earlier, chlorophenols are benzene rings that contain one
hydroxyl group and one or more chlorine atoms'. The basic raw material in
the manufacture of chlorophenols is benzene, and the two major manufacturing
methods differ primarily in the order in which the substituents are attached
to the benzene ring. In the hydrolysis method, chlprophenols are made by
replacing one chlorine substituent of a polychlorinated benzene with a
hydroxyl group. The hydrolysis method is the only practical method for
producing some of the chlorophenols, such as the 2,4,5 isomer; this isomer
is apparently the only one currently produced in large quantity by this
method (Kozak 1979; Deinzer 1979; Chemical Engineering 1978). In the direct
chlorination method, phenol (hydroxybenzene) is reacted with chlorine to
form a variety of chlorophenols. Each manufacturing method is more fully
described in the paragraphs below. In addition, a detailed description of
the manufacture of 2,4,5-trichlorophenol (2,4,5-TCP) is outlined separately.
Hydrolysis method—The first step in the hydrolysis method is the
direct chlonnation of benzene. Through a series of distillations, rechlorinations, and other chemical treatments, several purified chlorobenzene
compounds are obtained that contain from two to six chlorine substituents.
Specific chlorophenols are then made by reacting one of the chlorine substituents with caustic, thereby replacing the chlorine atom with a hydroxyl
group (see Figure 2). The reaction takes place in a solvent in which both
materials are soluble, and the mixture is held at specific conditions of
temperature and pressure until the reaction is complete. The product is
then recovered from the reaction mixture. The solvent is usually an alcohol
(most often methanol), although use of other solvents is possible.
A 1957 process patent describes the manufacture of pentachlorophenol
from a starting material of hexachlorobenzene (U.S. Patent Office 1957e).
Methanol is the solvent, and the reaction takes place at temperatures of
125° to 175°C and pressures of 125 to 360 psi. Reaction time is 0.3 to 3
hours. This method is known to have been used commercially (Arsenault
1976).
A variation of this process using ethylene glycol as the solvent also
has been used commercially for the production of 2,4,5-trichlorophenol
(Commoner and Scott 1976a; Whiteside 1977).
A process described in another 1957 patent uses water as the solvent in
hydrolysis of dichloro- and trichlorobenzenes (U.S. Patent Office 1957c).
Temperature is maintained from 240° to 300°C under alkaline conditions at
autogenous pressure. Reaction time varies from 0.5 to 3 hours. By this
method, monochlorophenols are produced in yields greater than 70 percent
from o-, m-, and p-dichlorobenzene. Metachlorophenol is formed as an
impurity from the ortho- and para- starting materials through ring
rearrangment mechanisms. Orthochlorophenol, which is the most likely dioxin
precursor, is not formed by ring rearrangement but is produced in 86 percent
yield from o-dichlorobenzene. Also, hydrolysis of 1,2,4-trichlorobenzene
forms a mixture of dichlorophenol isomers in yields up to 95 percent.
A 1967 patent describes the use of a combined methanol-water solvent
system (U.S. Patent Office 1967b). Temperature is maintained at 170° to
200°C, under above-autogenous pressures. Reaction time is 1 hour or less.
19

�DIRECT CHLORINATION

SOME
VARIATIONS
EMPLOY A
CATALYST

CI2
SOLVENT
UNNECESSARY

MIXTURE OF CHLOROPHENOL S

PHENOL

HYDROLYSIS

CATALYST
UNNECESSARY

^
SOLVENT REQUIRED

POLYCHLORINATED BENZENE

Figure 2.

SPECIFIC CHLOROPHENOL

Basic chlorophenol reactions.

20

�A 1969 patent describes
(U.S. Patent Office 1969).
permits the reaction to take
ysis of hexachiorobenzene to
and is complete in about 3
applied commercially.

still another solvent, dimethylsulfoxide (DMSO)
Use of this solvent in a mixture with water
place at atmospheric pressure; caustic hydrolpentachlorophenol occurs at approximately 155°C
hours. This process apparently has never been

When an alcohol is used as a solvent, the chemical mechanism that
occurs involves an initial equilibrium reaction between the alcohol and
caustic to form a sodium alkoxide, which is the reagent that actually
attacks the chlorobenzene. The compound formed first is the alcohol ether
of the chlorophenol. On standing, rearrangement of the compound occurs to
form the chlorophenate plus any of several side reaction products (Sidwell
1976). This mechanism is significant because it explains the "aging" step
that is a distinct phase in commercial hydrolysis sequences, and it also
explains the substantial quantity of byproduct impurities that are derived
from the alcohol solvents.
In all these processes, the product is recovered through either of two
methods. In one, extraction into benzene separates the organic materials
from water, salt, and excess caustic. Subsequent vacuum distillation reclaims the benzene for recycle and also separates the chlorophenols into
purified fractions.
Extraction with benzene (or a similar solvent) is
probably the preferred product recovery method for chlorophenols of lower
molecular weight, especially the mono- and dichloro- products, since they
are more easily distilled than the heavier products.
The alternative product recovery method is to filter the reaction
mixture, perhaps after partial neutralization or evaporation and subsequent
cooling, to reclaim unreacted polychlorobenzenes. The solution is then
acidified and filtered again to collect the solid products. This variation
is probably best suited to recovery of tri-, tetra-, and pentachlorophenols
because these products and their raw materials are solids at room temperature and therefore can be removed more easily in the filtration operations.
Chlorophenols can be purified by distillation to separate high-boil ing
impurities. Technical feasibility has been reported in three 1974 patents,
in which purified pentachlorophenol is recovered in good yield by high
vacuum distillation in the presence of chemical stabilizers (U.S. Patent
Office 1974a, 1974b, 1974c). Purification of 2,4,5-trichlorophenol by
distillation has also been reported (World Health Organization 1977).
The high-temperature, high-pressure, and strongly alkaline conditions
of the hydrolys.is process are conducive to the formation of dioxin
compounds. Although not in present U.S. commercial use, the hydrolysis
manufacture of pentachlorophenol was especially favorable for the formation
of octachlorodibenzo-p-dioxin (OCDD). As described in more detail later in
this section, the commercial hydrolysis method is known to produce
2,3,7,8-TCDD from 1,2,4,5-tetrachlorobenzene.

21

�Direct chlorination method—Direct chlorination begins by the addition
of a hydroxyl group to benzene to form hydroxybenzene or phenol. This
compound is manufactured in specialized plants, usually through sulfonation,
chlorination, or catalytic oxidation of benzene. Dioxins have not been
reported as resulting from this portion of the process; this study is therefore concerned only with the second part of the process in which phenol is
reacted with chlorine to form various chlorophenols.
The reaction of phenol with chlorine actually forms a mixture of chlorinated phenols (see Figure 2), although certain compounds are formed preferentially. Direct chlorination is practical, therefore, only if the
desired product is one of the high-yield compounds. Except for low-volume
specialty isomers and the high-volume 2,4,5 isomer, all commercial chlorophenols made in this country are those that are formed preferentially by
this process (Buser 1978; Kozak 1979; Deinzer 1979; Chemical Engineering
1978). These include mono- and dichlorophenols that are substituted at
positions 2 and 4, the symmetrical 2,4,6-trichlorophenol isomer, 2,3,4,6tetrachlorophenol, and pentachlorophenol.
Chlorination of phenol can be accomplished in batch reactors, but is
best suited to the continuous process shown in simplified form in Figure 3
(U.S. Patent Office 1960; Sittig 1969). Liquid phenol and/or lower chlorinated phenols are passed countercurrently with chlorine gas through a
series of reaction vessels. Trace amounts of aluminum chloride catalyst are
added, usually as a separate feed into an intermediate vessel. Equipment is
sized so that all the chlorine is absorbed by the phenol; the last phenolcontaining vessel is usually built as a scrubbing column to ensure complete
chlorine absorption. Gas leaving the scrubber is anhydrous hydrogen chloride, which is either used in other chemical operations or dissolved in
water to form substantially pure hydrochloric acid as a byproduct.
The chlorophenol compound created in greatest amount by this process is
established by the ratio of feed rates of chlorine and phenol. Because all
chlorine is consumed, it is fed at rates 1 to 5 times the molecular proportion of phenol, depending on the principal product desired. To prevent
excessive oxidation that produces nonphenolic chlorinated organic compounds,
temperatures are carefully regulated; the usual temperatures are 130° to
190°C for pentachlorophenol and 170°C for 2,4-dichlorophenol. Pressure is
atmospheric, and reaction time is 5 to 15 hours (U.S. Patent Office 1960).
The mixture from the first reaction vessel can be vacuum-distilled to
separate the various compounds. Unreacted phenol and any undesired lesschlorinated phenols would be recycled. To make some products for which
purity standards are rather flexible, very little purification is necessary,
and some processes may include no final distillation or other treatment.
Also, a chlorinated product may be withdrawn from the scrubber (usually a
mixture of 2- and 4-mono- or 2,4-dichlorophenol) and may be either distilled, with portions recycled to the first reactor for further chlorination, or sold as is. 2,4-Dichlorophenol may be further processed to the
phenoxy herbicide 2,4-D.

22

�CHLORINE

ro
CO

HYDROGEN
CHLORIDE
BYPRODUCT

PHENOL

NONCONTACT HEATING
OR COOLING COILS
IN EACH VESSEL

CHLOROPHENOLS TO
PURIFICATION OR SALE

ALUMINUM
CHLORIDE
CATALYST

Figure 3. Direct chlorination of phenol.

�Supplemental processing steps may be necessary to remove contaminants
such as "hexachlorophenol" (hexachlorocyclohexadiene-l,4-one-3), dioxins,
and furans from PCP made by this process. Hexachlorophenol may be formed
during the process by overchlorination of the reaction mass (U.S. Patent
Office 1939). Dioxins may be formed during distillation by the condensation
of PCP with itself or with hexachlorophenol (see Table 1 of Volume 3 of this
series).
Dioxins have been reported in numerous samples of PCP, as shown in
Table 3. Although hexa-CDD's, hepta-CDD's, and OCDD are known to be present
in commercial PCP, 2,3,7,8-TCDD has never been found (Chemical Regulation
Reporter 1978; U.S. Environmental Protection Agency 1978e).
All PCP made in the United States is produced by the direct chlorination of phenol; apparently the method involving the hydrolysis of hexachlorobenzene has never been used commercially for PCP production (American
Wood Preservers Institute 1977). Dow reportedly changed its production
process in 1972 to produce a PCP with lower dioxin content; the other two
producers of PCP apparently have not followed Dow's lead (Chemical Regulation Reporter 1978). Details of Dow's process change were not reported.
Production-Production figures for di- and tetra- chlorophenols are not available.
Although current figures for pentachlorophenol production are also not
available, it is estimated from production capacity information (Table 5)
that U.S. manufacturers are producing as much as 53 million pounds of PCP
annually. Annual U.S. trichlorophenol production is probably also in the
range of 50 million pounds (Crosby, Moilanen, and Wong 1973).
As Table 4 indicates, chlorophenols are apparently manufactured by at
least 11 companies, which represent two diverse groups of chemical producers. Of the 13 commercial chlorophenols, 7 are made by Dow Chemical
Company in Midland, Michigan. Except for 2,4,5-trichlorophenol, all of the
isomers made by Dow are those formed preferentially through direct chlorination of phenol. Competitive with Dow in the sale of these seven chlorophenols are four other companies:
Monsanto Company - Sauget, Illinois
Reichold Chemicals, Inc. - Tacoma, Washington
Vulcan Materials Company- Wichita, Kansas
Rhodia, Inc. - Freeport, Texas
All of these companies are engaged for the most part in the mass production of organic chemicals for which market demand is relatively constant.
These companies are geared to heavy chemical production, and their products
are made to commercial standards of purity and are usually sold at relatively low prices.
The other six chlorophenols are made by five companies that generally
manufacture fine or specialty chemicals:

24

�TABLE 5. 1977 PENTACHLOROPHENOL PRODUCTION CAPACITY3

Company

Production
location

1977 Capacity,
million of pounds

Dow Chemical U.S.A.b

Midland, Mich.

17

Monsanto0

Sauget, 111.

26

Reichold

Tacoma, Wash.

20

Vulcan

Witchita, Kans.

16

Total capacity

79

Source: American Wood Preservers Institute, 1977. These
figures presumably do not include production of sodium or
. potassium salts of pentachlorophenol.
Dow ceased production of the sodium salt of PCP (Dowicide G) in
April, 1978 (Dow Chemical Company 1978).
Monsanto stopped all PCP production as of January 1, 1978
(Dorman 1978).

25

�Velsicol Chemical Corp. - Beaumont, Texas
Eastman Kodak Company - Rochester, New York
Aldrich Chemical Co., Inc. - Milwaukee, Wisconsin
Specialty Organics, Inc. - Irwindale, California
R.S.A. Corporation - Ardsley, New York
Products from these manufacturers are often batch-produced under contract with specific industrial customers, sometimes to high standards of
purity. They are manufactured in much smaller quantities than those described above, often intermittently, and they are sold at a relatively high
price. Often, the products from these companies are used in the manufacture
of Pharmaceuticals, photographic chemicals, and similar high-quality
chemical materials. Without exception, the chlorophenols made by these
companies are those not formed preferentially through direct chlorination of
phenol.
Any chlorophenol with a chlorine atom at position 2 (ortho to the
hydroxyl group) may be a precursor for dioxin formation. Nine of the 11
companies are reported to make at least one chlorophenol of this description. Potential for the occurrence of dioxins is therefore not limited to
the manufacture of chlorophenols for pesticide use.
It is not known, however, whether the hydrolysis method, which is
especially conducive to dioxin formation, is used to make the lower-volume
chlorophenols. In many instances, this method probably is not used because
the parent polychlorobenzenes needed for raw materials usually cannot be
directly synthesized by conventional chlorination techniques. For production of m-chlorophenol in high yields, for example, general chemical
references describe a synthesis route that involves chlorination of nitrobenzene, followed by reduction, diazotization, and hydrolysis of the nitrate
group (Vinopal, Yamamoto, and Casida 1973). Multistep batch processes of
this type are necessary to cause the substituents to attach to the ring at
unnatural positions (Kozak 1979). These specialized production methods are
not addressed in this report.
The primary chemical producers described above are not the only commerical sources of chlorophenols. Other companies purchase chlorophenols
from primary producers, combine them with other ingredients, and market the
formulated products. Still others deal only in distribution of the chemicals or chemical mixtures. Most often the trade name of the product changes
each time it is bought and sold.

26

�2,4,5-Trichlorophenol
In 1972, hexa-, hepta- and octachlorodioxins were found at concentrations of 0.5 to 10 ppm in four of six trichlorophenol samples analyzed.
Tetrachlorodioxins were not detected (0.5 ppm level of detection). The
research report implies that the 2,4,5 isomer of trichlorophenol was being
analyzed (Woolson, Thomas, and Ensor 1972).
Also in 1972, another study showed dioxins in trichlorophenols
(Firestone et al. 1972). Isomers identified in 2,4,5-trichlorophenol (or
its sodium salt) at ppm levels were 2,7-di-, 1,3,6,8-tetra-, 2,3,7,8-tetra-,
and pentachlorodioxins. High levels of 2,3,7-trichlorodioxin (93 ppm) and
1,3,6,8-tetrachlorodioxin (49 ppm) were found in the 2,4,6 isomers of
trichlorophenol. The investigator analyzed for, but could not detect,
mono-, hexa-, hepta-, and octachlorodioxins in these trichlorophenol
samples. Data from these two studies are included in Table 3.
A U.S. EPA position document on 2,4,5-TCP (U.S. Environmental Protection Agency 1978i) was prepared to accompany the August 2, 1978, Federal
Register notice of rebuttable presumption against continued registration of
2,4,5-TCP products. The position document gives the following description
of the known uses of this chemical:
The largest use of 2,4,5-TCP is as a starting material in the manufacture of a series of industrial and agricultural chemicals, the most
notable of which is the herbicide 2,4,5-T and its related products
including silvex [2-(2,4,5-trichlorophenoxy) propionic acid], ronnel
[0,0-dimethyl 0-(2,4,5-trichlorophenyl)-phosphorothioate], and the
bactericide hexachlorophene.
2,4,5-TCP and its salts are used in the textile industry to preserve
emulsions used in rayon spinning and silk yarns, in the adhesive industry to preseve polyvinyl acetate emulsions, in the leather industry
as a hide preservative, and in the automotive industry to preserve
rubber gaskets. The sodium salt is used as a preservative in adhesives
derived from casein, as a constituent of metal cutting fluids and
foundry core washes to prevent breakdown and spoilage, as a bactericide/fungicide in recirculating water in cooling towers, and as an
algicide/slimicide in the pulp/paper manufacturing industry.
There are some minor uses of 2,4,5-TCP and its salts in disinfectants
which are of major importance relative to human exposure. These include use on swimming-pool-related surfaces; household sickroom equipment; food processing plarits and equipment; food contact surfaces;
hospital rooms; sickroom equipment; and bathrooms (including shower
stalls, urinals, floors, and toilet bowls).
It is apparent, therefore, that all the uses of 2,4,5-TCP exploit the
poisonous character of the compound and its derivatives. As a pesticide, it
is subject to EPA registration in all of its applications except those
associated with food processing.

27

�Manufacture-Only trace
chlorination of
chlorination of
these production

amounts of 2,4,5-trichlorophenol are created by direct
phenol. It can be made in about 50 percent yield by re3,4-dichlorophenol (U.S. Patent Office 1956c). Neither of
methods is in commercial use in this country.

Domestic commercial production is accomplished through hydrolysis of
1,2,4,5-tetrachlorobenzene, which is a principal isomer produced by rechlorination of o-dichlorobenzene. Conversion of this chemical to the
sodium salt of 2,4,5-TCP is a batch reaction with caustic soda. Subsequent
neutralization with a mineral acid forms the product. The basic process is
a typical application of the hydrolysis method of chlorophenol production
described earlier. The reaction sequence is given below:

-i-

2NaOH

,2.4.5-TETRACHLOROBENZENE

2.4.5-TRICHLOROPHENOL

At least three variations of the basic process have been described in
process patents specifically for production of 2,4,5-TCP, differing only in
the solvents used and therefore in the conditions needed to drive the reaction to completion. The first patented process (U.S. Patent Office 1950)

28

�uses a solvent of ethylene glycol or propylene glycol at preferred temperatures of 170° to 180°C and pressures up to 20 lb/in.2. A second patent,
the most recent, (U.S. Patent Office 1967b), describes the use of methanol
as a solvent, with temperatures ranging from 160°2 to 220°C and with pressure
less than 350 lb/in.2 (probably 50 to 200 lb/in. ). Both of these alcoholbased processes require 1 to 5 hours to complete.
A third patent (U.S. Patent Office 1957b) describes the use of water as
the reaction solvent. Use of water necessitates the most severe operating
conditions: operating temperatures from 225° to 300°C and pressures from
400 to 1500 lb/in.2. This method permits greater production, since reaction
time is reduced to no more than 1.5 hours and in some instances to as little
as 6 minutes. In addition to its production efficiency, the water-based
process eliminates the side reactions between caustic and the alcohol
solvents, which form undesired impurity compounds. The process also
improves product yield and eliminates solvent costs. It appears, however,
that the high-temperature, high-pressure, and strongly alkaline conditions
of the water-based process promote a continuation of the reaction, in which
2,4,5-TCP combines with itself to form 2,3,7,8-TCDD.
The patent examples cited above are fairly old, and details of the
current 2,4,5-TCP production methods are difficult to obtain. A 1978 EPA
report on 2,4,5-TCP briefly describes present-day 2,4,5-TCP manufacture as a
reaction of tetrachlorobenzene with caustic in the presence of methanol at
180°C under pressure. Although a final product purification step is described in the most recent patent example (U.S. Patent Office 1967b), the EPA
report does not describe it.
A more detailed estimate of current production methods is derived from
fragmentary descriptions of both U.S. and foreign operations (Sidwell 1976;
World Health Organization 1977; Fuller 1977; Whiteside 1977; Fadiman 1979;
D. R. Watkins 1980). (One plant from which much of this information was
derived ceased production of 2,4,5-TCP in 1979.) Figure 4 is a flow chart
prepared from these sources, showing the most likely process details. In
this processing scheme, alcohol and caustic are mixed and heated. Tetrachl orobenzene is added, an exothermic reaction begins, and cooling water is
turned onto the reactor coils. After all the tetrachlorobenzene has been
added, the batch is "aged"; during the aging period, sodium-2,4,5-trichlorophenate (Na-2,4,5.-TCP) is formed. Volatile compounds such as dimethyl ether
also are formed during the aging step; these are vented from the reactor,
along with small amounts of vaporized methanol. The presence of these
flammable vapors presents a fire or explosion hazard, and the reaction
vessel is usually enclosed in blastproof walls to minimize physical damage
from any accident that may occur during the aging step.
On completion of the reaction, the methanol is evaporated, condensed,
and recycled. At the same time, water is added to keep the batch contents
in solution.
In this process, a toluene washing step is conducted to purify the
product by removing some of the high-boiling impurities. Toluene condensed
from the overhead of an auxiliary still is mixed into the cooled water solu29

�1,2,4,5TETRACHLOROBENZENE
SODIUMHYDROXIDE
AIR
EMISSION

ALCOHOL
RECYCLE
WATER-

MIXING AND _ TOLUENE
PHASE
DISTILLATION
SEPARATION
TOLUENE"^
IMPURITIES
TO
CONVERSION
PROCESS

Na-2,4,5-TCP
IN WATER

HYDROCHLORIC
ACID

*-WASTEWATER

EMISSION

Figure 4. Flow chart for 2,4,5-TCP manufacture.

30

.SOLID
WASTE

�tion of Na-2,4,5-TCP. The mixture is then allowed to stand quietly so that
the water and organic phases can separate into layers. The organic layer,
containing impurities, is decanted and returned to the toluene still as
feed. The water layer, containing partially purified Na-2,4,5-TCP, can be
used directly to manufacture a herbicide derivative. Alternatively, hydrochloric acid can be added to neutralize the mixture. Acidic 2,4,5-TCP
precipitates and is separated from the liquid by centrifugation.
Many of the impurities created during this process, including 2,3,7,8TCDD, accumulate in the bottom of the toluene still. Still bottoms are
removed periodically to be discarded. Toluene still bottoms have been
identified as the source of at least one exposure of the public to dioxins,
and also as the source of one of the highest concentrations of 2,3,7,8-TCDD
(40 ppm) ever discovered in such wastes (Watkins 1979, 1980; Richards 1979a)
(Analysis of this waste sample is fully described in Volume II of this
report series.)
As shown in Figure 4, the acidic 2,4,5-TCP is dried and either packaged
for sale or used to manufacture other derivative products. One reference
shows one or more stages of purification of the product after it is centrifuged from the water solution (World Health Organization 1977). One stage
of high-vacuum distillation is conducted to create what is described as
"agricultural grade 2,4,5-TCP." A second stage of distillation removes
additional impurities to form "pharmaceutical grade 2,4,5-TCP." It is
believed that all U.S. hexachlorophene is made from a distilled grade of
this chemical.
Process details concerning the only remaining 2,4,5-TCP plant in the
United States have not been released. It was reported in 1967 that this
plant (Dow Chemical Company, Midland, Michigan) was using the water-based
process described in its 1955 patent (Sconce 1959; U.S. Patent Office
1957b), but this probably is not the case today. Another report states that
the process is conducted with very careful temperature contro] to prevent
the formation of dioxins (Sittig 1974). This source also indicates that
still bottoms from the manufacture of 2,4,5-T at this plant are being discarded by incineration; therefore, a distillation is presumably being
performed. It is not known whether these still bottoms are from a toluene
washing still or from a product still.
Production-Dow Chemical Company is apparently the only current producer of both
2,4,5-TCP and Na-2,4,5-TCP. Merck and Company has recently begun producing
Na-2,4,5-TCP (SRI 1979). Current records related to the EPA Federal Insecticide, Fungicide and Rodenticide Act (FIFRA) indicate that 42 companies,
including Dow, are marketing 94 registered commercial products containing
2,4,5-TCP or its salts (U.S. Environmental Protection Agency 1978i).
According to EPA sources, most, if not all, of these companies obtain the
basic chemical from Dow (Reece 1978c).
Former 2,4,5-TCP manufacturing sites are listed in Table 6 by location
and owner. Details of the processes used by these former producers are
31

�TABLE 6. FORMER 2,4,5-TCP MANUFACTURING SITES'

Owner

Plant location

Niagara Falls, New York

Hooker Chemicals and Plastics
(approximately 45 years )

Jacksonville, Arkansas

Reasor-Hill Corp. (1946~61)c
Hercules, Inc. (1961-71)c ,
Transvaal, Inc. (1971-78)°'°
Vertac, Inc., Transvaal,
(subsidiary} (Nov. 1978March 1979)°

Verona, Missouri

Northeastern Pharmaceuticals and
Chemicals Co.

Monmouth Junction, New Jersey

Rhodia, Inc.

Linden, New Jersey

GAP Corp.

Chicago, Illinois

Nalco Chemical Co.

Cleveland, Ohio

Diamond Shamrock Corp.

Unless otherwise noted, the information in this table was derived
from Stanford Research Institute Directory of Chemical Producers,
U.S., 1976-1979, and U.S. International Trade Commission Synthetic
. Organic Chemicals, U.S. Production and Sales, 1968, 1974, 1976-78.

° Chemical Week 1979a.
c
Richards 1979a.

32

�not known; however, "toluene still bottoms" were said to be the source that
created a dioxin exposure at Verona, Missouri, which indicates that the
toluene washing step described above may have been used (see Section 4).
The methanol-based process with a toluene washing stage was used by Vertac,
Inc. (Watkins 1980).
Current U.S. production figures for 2,4,5-TCP and its salts are not
available (U.S. Environmental Protection Agency 1978i). In 1970, the estimated level of domestic production for 2,4,5-TCP and its derivatives was 50
million pounds (Crosby, Moilanen, and Wong 1973). In 1974, the reported
annual world production of all chlorophenols and their salts was estimated
to be 100,000 tons, or 200 million pounds (Nilsson et al. 1974).
Chlorophenol Derivatives With Confirmed Dioxin Content
The wide utilization of chlorophenols in chemical synthesis makes it
virtually impossible to identify all the potential derivatives of this class
of compounds. The following paragraphs outline the manufacture of derivatives that, upon analysis, have been reported to contain chlorinated
dioxins. The products are all pesticides, which are usually made as only
partially purified chemicals and are intended to be distributed rather
broadly into the environment.
2,4-0, 2,4-DB, 2,4-DP and 2,4-DEP—
The compound 2,4-dichlorophenoxyacetic acid (2,4-D) is a widely used
herbicide and a close chemical relative of 2,4,5-trichlorophenoxyacetic acid
(2,4,5-T) described later in this section. A 50:50 mixture of these two
chemicals, known as "Herbicide Orange" (earlier called "Agent Orange"), was
used as a defoliant during the Vietnam conflict. The chemical formula of
2,4-D is shown below.

OCH2CO2H
-Cl

The herbicide 2,4-DB is 4-(2.,4-dichlorophenoxy) butyric acid; 2,4-DP is
2-(2,4-dichlorophenoxy) propionic acid; and 2,4-DEP is tris [2 - (2,4dichlorophenoxy) ethyl] phosphite; all are closely related chemically to
2,4-D.

33

�In 1972, Wool son, Thomas, and Ensor found hexachlorodioxin in one
sample of 2,4-D at a level between 0.5 and 10 ppm. No other dioxins were
observed. Twenty-three other 2,4-D samples, as well as three 2,4-DB and two
2,4-DEP samples were analyzed, but no dioxins were found at a 0.5 ppm limit
of detection. Apparently, only tetra-, hexa-, hepta- and octachlorodioxins
were sought in these analyses. The samples apparently were not analyzed for
dichlorodioxins, which should be more likely to occur.
According to the World Health Organization (1977), 2,4-D is widely used
as a herbicide for broad!eaf weed control in cereal crops (wheat, corn,
grain sorghum, rice, other small grains), sugar cane, and citrus fruits
(lemons), and on turf, pastures and noncrop land. Food-related uses account
for 58 percent of all 2,4-D used in the United States in 1975.
Two manufacturing processes have been described for 2,4-D, only one of
which starts with a chlorinated phenol. One process is a direct chlorination of phenoxyacetic acid (U.S. Patent Office 1949). The other process is
a reaction between 2,4-dichlorophenol and chloroacetic acid (U.S. Patent
Office 1958a). The second process is similar to the 2,4,5-T manufacturing
process described in the following section and is also similar to the
process used to make 2,4-DB (U.S. Patent Office 1963).
Since many companies make 2,4-D and its esters and salts, both production processes may be in use, although it is claimed that chlorination of
phenoxyacetic acid produces a higher yield and is a simpler process. In a
batch reactor, phenoxyacetic acid is melted by heating it to 100°C. With
continuous agitation, chlorine is bubbled through the molten chemical and
the temperature is increased slowly to 150°C. A stream of dry air is passed
through the reactor to sweep away the hydrogen chloride byproduct. When the
calculated amount of chlorine has been added, the resulting mass is cooled,
pulverized, and packaged. No solvent is used, no special recovery operation
is needed, and product purification is unnecessary. If dioxins are created
during this process, the mechanism of their formation is unknown.
The second process involves reaction of 2,4-dichlorophenol with chloroacetic acid in a solvent mixture of water and sodium hydroxide. This
process is said to be used by at least one large manufacturer (Sittig 1974).
Heat is applied to the vessel, and the water is evaporated from the mixture.
When the temperature begins to rise, indicating that most of the water has
evaporated, heating is stopped and a fresh charge of cold acidified water is
added. The product can be filtered from the mixture and dried; thisprocedure would form an impure product.
Alternatively, the product can be extracted from the cooled mixture
with a water-immiscible solvent and then separated from the solvent by
distillation. This latter recovery method would probably create anhydrous
organic wastes and therefore is probably in use by at least one company that
has been reported to incinerate waste tars from 2,4-D manufacture (Sittig
1974).

34

�This chlorophenol-based process for making 2,4-D could create dioxins
because it provides for an alkaline mixture of a dioxin precursor chemical
in contact with hot heating surfaces. If the product is only filtered from
the reaction mixture, the dioxin contaminants would be captured along with
the product. If solvent extraction is employed, part of the dioxin would
probably appear in wastes from the process and part would probably be captured with the product.
The process for manufacture of 2,4-DB uses 2,4-dichlorophenol and gamma
butyrolactone in a solvent mixture of dry butanol and nonane, with sodium
hydroxide as a reaction aid. The chemical reactions are shown below:

CH2CH2CH2COOH
vx

O

A

NaOH

2.4-DICHLOROPHENOL

The ingredients are mixed and heated to a temperature of about 165°C
for a period that may range from 1 to 24 hours. On completion of the reaction, dilute sulfuric acid is added and 2,4-DB precipitates; the precipitate
is centrifuged from the mixtures, dried, and packaged.. Liquids from the
centrifuge are allowed to stand quietly and separate into two liquid layers.
The water fraction is discarded, and the organic layer is recycled to the
subsequent reaction batch. Any water that is brought into the reactor is
removed by distillation before the next reaction is started.
It is possible that dioxins could be produced in this process by the
mixture of 2,4-dichlorophenol with sodium hydroxide being brought into
contact with a hot surface. Product recovery methods are such that any
dioxins formed would either be removed as solids along with the product or
be recycled to the succeeding batch.

35

�Commercial production of 2,4-D in the United States started in 1944 and
by the mid-1960's had peaked at 36 million kg (World Health Organization
1977). After the use of Herbicide Orange was discontinued, production
dropped. Production in 1974 is estimated to have been 27 million kg (World
Health Organization 1977). Production figures for 2,4-DB and 2,4-DEP are
not available.
The current basic producers of 2,4-D and 2,4-DB acids, esters, and
salts as reported by Stanford Research Institute in 1978 are listed in Table
7. Former producers or production sites are listed in Table 8. No current
producers of 2,4-DEP are listed in the Stanford Research Institute publication of 1978.
Sesone-The chemical name for the pesticide sesone is 2-(2,4-dichlorophenoxy)
ethyl sodium sulfate. The only sample known to have been analyzed for
dioxins contained 0.5 to 10 ppm hexachlorodioxin (Helling et al. 1973). No
tetra-, hepta-, or octachlorodioxins were detected (0.5 ppm detection
level). Analysis apparently was not performed for di-, tri-, or pentachlorodioxins.
Sesone is made from 2,4-dichlorophenol by boiling it for several hours
in a water solution of beta-chloroethyl-sodiurn sulfate and sodium hydroxide.
The following are the chemical reactions of the process:

OCHjCHjOSOaNa
© ©
CICH2CH2OSO3Na

NaOH
*

In more detail, the straight-chain reactant is made by combining
ethylene chlorohydrin and chlorosulfonic acid in a refrigerated water solution (U.S. Patent Office 1958c). After partial neutralization with sodium
hydroxide, 2,4-dichlorophenol is added and the mixture is boiled for about
15 hours. According to the patent example, the mixture is probably not
purified; it is simply spray-dried to form a usable product. It could be
purified by repeated extractions with hot alcohol to separate the sodium
sulfate impurity.
36

�TABLE 7. CURRENT BASIC PRODUCERS OF 2.4-D AND 2,4-DB
ACIDS, ESTERS, AND SALTS3

Pesticide
2,4-D and esters
and salts

2,4-DB and salts

Source:

Company

Production location

Dow Chemical Company
Fallek-Lankro Corp.
Imperial, Inc.
North American Phillips
Corp., Thompson-Hayward
Chemical Co., subsidiary
PBI-Gordon Corp.
Rhodia, Inc.
Riverdale Chemical Co.
Union Carbide Corp.
Amchem Products, Inc.
subsidiary
Vertac, Inc.
Transvaal, Inc.,
subsidiary
Rhodia, Inc.
Union Carbide Corp.
Amchem Products, Inc.
subsidiary

Stanford Research Institute 1978.

37

Midland, Michigan
Tuscaloosa, Alabama
Shenandoah, Iowa
Kansas City, Kansas
Kansas City, Kansas
Portland, Oregon
St. Joseph, Missouri
Chicago Heights, Illinois
Chicago Heights, Illinois
Ambler, Pennsylvania
Fremont, California
Jacksonville, Arkansas
Portland, Oregon
Ambler, Pennsylvania

�TABLE 8. FORMER BASIC PRODUCERS OF 2,4-D AND 2,4-DB
ACIDS, ESTERS, AND SALTS9

Pesticide formerly
reported produced
2,4-D acid, esters,
and salts

2,4-DB and salts

Company

Production location

Chempar
Miller Chemical
subsidiary of
Alco Standards
Rhodia

Portland, Oregon
Whiteford, Maryland
North Kansas City, Kansas
St. Paul/Minneapolis, Minnesota

Thompson Chemical
St. Louis, Missouri
Woodbury, subsidiary Orlando, Florida
of Comutrix
Rhodia
North Kansas City,
Missouri
St. Paul/Minneapolis, Minnesota

Source: Dryden et al. 1980 (Volume III of this report series).

38

�The manufacture of sesone meets all of the requirements for promotion
of the formation of 2,7-DCDD. Both the raw material and the final product
contain a chlorine atom ortho to a ring-connected oxygen atom, and the
mixture is heated in the presence of sodium hydroxide. Although overall
reaction temperature is only slightly above 100°C, it could be higher at the
heating surfaces.
The volume of sesone produced annually is not known. Only nine commercial products containing the herbicide are currently registered as pesticides with EPA.
DMPA-The chemical name for DMPA is 0-(2,4-dichlorophenyl) 0-methyl isopropylphosphoramidothioate (Merck Index 1978). Some of the relatively
higher chlorodioxins (hexa-, hepta- and/or octachlorodioxins) were detected
at ppm levels in at least one DMPA sample analyzed in 1972 (Helling et al.
1973).
The following is the structure for DMPA.

O-P-NHCH(CH3)2
OCH3

DMPA

Synthesis of this molecule involves the methanolysis of 0-(2,4-dichlorophenyl) phosphorodichloridothioate, which is made through the phosphoralation of dichlorophenol (U.S. Patent Office 1960; Blair, Kaner, and Kenaga
1963).
DMPA is known commercially as Zytron, K-22023, and Dow 1329 (Merck
Index 1978). It is useful as an insecticide, especially against hpuseflies
(Blair, Kaner, and Kenaga 1963). It is also useful as a herbicide for
controlling the growth of undesirable plants (U.S. Patent Office 1963; Merck
Index 1978). DMPA is not believed to be produced in large amounts.
Currently three companies - Dow Chemical Company, Techne Corp., and Rhodia
Chemical Company - have each registered one DMPA pesticide product with EPA
(U.S. Environmental Protection Agency 1978f).
Trichlorophenpl Derivatives-As mentioned earlier, the largest use of 2,4,5-TCP is as a starting
material in the manufacture of several pesticide and bactericide products.
Table 9 lists the known 2,4,5-TCP derivatives, their specific uses, and the
companies which have recently been reported to produce them.

39

�TABLE 9.
DERIVATIVES OF 2,4,5-TRICHLORQPHENOL
AND THEIR RECENT (1978) PRODUCERS3
Derivative

2,4,5-T and
esters and
salts

Use

Current
producers

Production
location

Herbicide for Dow Chemical, U.S.A.
Midland, Michigan
woody plant
control
North American Phillips Kansas City, Kansas
Corp., Thompson-Hayward
Chemical Co. ,
subsidiary
PBI-Gordon Corp.
Riverdale Chemical Co.

Chicago Heights,
Illinois

Rhodia, Inc.b

Portland, Oregon or
St. Joseph, Missouri

Union Carbide Corp.,
Amchem Products, Inc.
subsidiary

Ambler, Pennsylvania
Fremont, California
St. Joseph, Missouri

Vertac, Inc.
Transvaal, Inc.
subsidiary
Si 1 vex and
esters and
salts
(Fenoprop)

Kansas City, Kansas

Jacksonville,
Arkansas

Herbicide for Dow Chemical, U.S.A.
Midland, Michigan
woody plant
control; plant North American Phillips Kansas City, Kansas
hormone
Corp., Thompson-Hayward
Chemical Co.,
subsidiary
Riverdale Chemical Co.

Chicago Heights,
Illinois

Vertac, Inc.,
Transvaal, Inc.,
subsidiary

Jacksonville,
Arkansas

Dow Chemical, U.S.A.'

Midland, Michigan

Ronnel
Insecticide
(Fenchlorfos)

Dow Chemical, U.S.A.

Midland, Michigan

Hexachlorophene

Givaudan Corporation

Clifton, New Jersey

Erbon

Herbicide,
weed and
grass killer

Bactericide

. Source: 1978 Directory of Chemical Producers, United States.
Rhodia is not listed in the 1978 Directory of Chemical Producers U.S.A.,
but has been recently cited by the EPA (Blum 1979) and the news media (Wall
Street Journal 1979 and Environmental Reporter (1979a) as a manufacturer
of 2,4,5-T.
In 1979 this company ceased production of 2,4,5-trichlorophenol for
j subsequent conversion to 2,4,5-T and silvex.
Although erbon is not listed in the 1978 Directory of Chemical
Producers, several companies including Dow Chemical have registered erbon pesticide products with EPA. Dow 1s most likely the
basic producer of the herbicide.

40

�274,5-T--The chemical name for 2,4,5-T is 2,4,5-trichlorophenoxyacetic
acid and it is the most important derivative of 2,4,5-trichlorophenol. It
has been a registered pesticide for about 30 years (U.S. Environmental
Protection Agency 1978h) and was used primarily as a herbicide for controlling woody plant growth. 2,4,5-T is best known for its combined use
with 2,4-D as Herbicide Orange, which was used extensively by the U.S.
military as a defoliant during the Vietnam conflict. When the toxicity of
this formulation became apparent, the government suspended all further
military use of Herbicide Orange, and in 1970 stopped many registered domestic uses including application to lakes, ponds, ditch banks, homesites,
recreational areas, and most food crops (World Health Organization 1977).
Until 1979, domestic commercial use of 2,4,5-T continued for control of
brush and other hardwood in forestry management and on power transmission
right-of-ways, rangelands, rice fields, and turfs. Most of these uses have
now been suspended (Blum 1979).
Parts-per-million quantities of dioxins have been reported in 2,4,5-T
since 1970 (World Health Organization 1977). A study (Woolson, Thomas, and
Ensor 1972; Kearney et al. 1973b; Helling et al. 1973) of samples manufactured between 1950 and 1970 found 0.5 to 10 ppm TCDD's in 7 of 42 samples
tested; another 13 samples contained 10 to 100 ppm TCDD's. Hexa-CDD's were
found in 4 of the 42 samples. The limit of detection in this study was
reported as 0.5 ppm for each dioxin. Most samples came from a company that
no longer produces 2,4,5-T. Elvidge (1971) reported that five of six
2,4,5-T samples contained TCDD's at levels ranging from 0.1 to 0.5 ppm. The
dioxin was present in two 2,4,5-T ester samples at 0.2 to 0.3 ppm. TCDD's
were also found in two 2,4,5-T ester formulations at 0.1 and 0.2 ppm. The
level of detection was 0.05 ppm. Storherr et al. (1971) reported finding
0.1 to 55 ppm TCDD's in seven of eight samples of technical 2,4,5-T.
Analysis of 200 samples of Herbicide Orange for TCDD's by the U.S. Air
Force showed 0.5 ppm or less in 136 samples and more than 0.5 ppm in the
remainder. The highest level was 47 ppm (Kearney et al. 1973). Early in
1976, investigators at Wright State University analyzed 264 samples of U.S.
Air Force stocks of Herbicide Orange and found TCDD's at levels ranging from
0.02 to 54 ppm (Tiernan 1975). The level of detection was 0.02 ppm.
2,4,5-T with a TCDD isomer content of less than 0.1 ppm is now commercially available from U.S. producers (U.S. Environmental Protection Agency
1978h). Commercial 2,4,5-T guaranteed to contain less than 0.05 ppm TCDD's
is available from foreign producers (World Health Organization 1977).
The commercial method of producing 2,4,5-T is briefly described in EPA
Position Document .1 (April 1978) on this pesticide (U.S. Environmental
Protection Agency i978h). According to this document, 2,4,5-TCP is reacted
with chloroacetic acid under alkaline conditions. Subsequent addition of
sulfuric acid produces 2,4,5-T (acidic form), which can then be reacted with
a variety of alcohols or amines to produce 2,4,5-T esters and amine salts.
The chemical reactions are as follows:

41

�Cl

ONa

Cl

Cl

ClCH2COONa

Na-2.4,5-tCP

HCI

COOH

HCl

A more complete description of the 2,4,5-T production process appears
in a patent record (U.S. Patent Office 1958a). Sodium 2,4,5-trichlorophenate is most often delivered to the process as a water solution containing excess sodium hydroxide directly from the Na-2,4,5-TCP manufacturing
process. Amyl or isoamyl alcohol, or a mixture of these solvents, is added,
and heat is applied to remove water as an azeotrope. When all water has
been removed, chloroacetic acid is added to initiate the reaction that
produces sodium 2,4,5-trichlorophenoxyacetate (Na-2,4,5-T) and sodium
chloride. The reaction proceeds under total reflux for about 1.5 hours at
110° to 130°C and atmospheric pressure. An excess of sodium hydroxide is
present during the reaction.
Water is then fed into the reactor and distillation is resumed, this
time to remove the amyl alcohol and replace it with water. At the end of
the second distillation, the reaction mixture consists of Na-2,4,5-T dissolved in a sodium chloride brine.
The patent example incorporates a purification step that may not be
conducted in commercial practice. Near the end of the second distillation,
activated carbon may be added to adsorb heavy or colored impurities, which
would include dioxins that were present in the Na-2,4,5-TCP feedstock. On
completion of the second distillation, the carbon would be filtered from the
mixture and discarded. If this step is conducted, the process will generate
a waste carbon sludge likely to be contaminated with dioxins. If this step
is not conducted, any dioxins present are likely to be carried through the
process and appear in the final product.
In either variation, the next step is to add acid to neutralize the
residual caustic and to form insoluble 2,4,5-T. The product is then
filtered or centrifuged from the waste brine, dried, and packaged for sale.
The filtrate from this step should contain only soluble sodium chloride and
sulfate, excess neutralization acid, and very small quantities of organic
matter; it is discarded as a liquid waste.
42

�The patent that describes the manufacture of 2,4,5-T is unusually
detailed and indicates that the temperature during the process is never
above 140°C, which is lower than the temperature believed to be necessary to
create dioxins. Any dioxins that enter with the feed will appear either in
the product or in process wastes, but additional dioxins probably are not
formed during 2,4,5-T manufacture. Even during abnormal operation or an
industrial fire, it would be difficult for the temperature to exceed by far
the low boiling point of amyl alcohol, since all operations take place in
unpressurized vessels.
The highest production of 2,4,5-T occurred between 1960 and 1968, when
it peaked at 16 million pounds per year (World Health Organization 1977).
Between 1960 and 1970 a total of 106.3 million pounds was produced domestically (Kearney et al. 1973b). Production declined during the 1970's
because of restrictions on use of the compound. In 1978 the annual U.S.
usage of 2,4,5-T was estimated at only 5 million pounds (American Broadcasting Co. 1978). Because of EPA's March 1979 emergency ban on most of the
remaining uses (Blum 1979), current usage is believed to be even less,
probably less than 2 million pounds per year.
2,4,5-T may be produced and formulated in several forms as salts and
esters of the acid. The low-volatility esters have been used most often.
Emulsifiable concentrates of 2,4,5-T salts and esters contain 2 to 6 pounds
per gallon of the acid equivalent; oil-soluble concentrates contain 4 to 6
pounds of active ingredient per gallon (U.S. Environmental Protection Agency
1978h).
Until 1979, this herbicide was probably produced by the seven companies
shown in Table 10. Over a hundred companies were recently marketing more
than 400 formulated pesticide products containing 2,4,5-T (U.S. Environmental Protection Agency 1978h).

Si 1 vex—Si 1 vex is a family of compounds that act as hormones to plants
and can be used as specific herbicides. Formulations containing these
materials were used for control of woody plants on uncropped land and for
control of weeds on residential lawns until 1979, when sales of most
products containing si 1 vex were halted (Blum 1979). Si 1 vex is still being
used on noncrop areas, on rangelands and orchards, and on rice and sugar
cane (Toxic Materials News 1979b; Chemical Regulation Reporter 1979c).
The chemical name for si 1 vex acid is 2-(2,4,5-trichlorophenoxy)
propionic acid. It is also known as Fenoprop, 2,4,5-TP, and 2,4,5-TCPPA.
acid.

Si 1 vex is available either as the acid or as esters and salts of the
The low-volatility esters are probably the form most widely used.

TCDD's were detected (1.4 ppm) in one of seven si 1 vex samples manufactured between 1965 and 1970 and analyzed in 1972; no other dioxins were
detected (Woolson, Thomas, and Ensor 1972; Kearney et al. 1973b).

43

�TABLE 10. FORMER PRODUCERS OF 2,4,5-T
(Prior to 1978)
Location

Company
Chempar

Portland, Oregon

Diamond-Shamrock

Cleveland, Ohio

Hoffman-Taff, Inc.

Springfield, Missouri

Hercules, Inc.

Wilmington, Delaware

Monsanto Co.

St. Louis, Missouri

Rorer-Amchem

Ambler, Pennsylvania
Fremont, California
St. Joseph, Missouri
Jacksonville, Arkansas

Wm. T. Thompson Co.,
Thompson Chemical Div.

St. Louis, Missouri

Sources: SRI Directory of Chemical Producers, United States,
1976 and 1977. United States Tariff Commission/United
States International Trade Commission. Synthetic Organic
Chemicals, United States Production and Sales, 1968, 1974,
1976, and 1977.

44

�The following are recent producers of silvex as listed in the 1978
Stanford Research Institute Directory of Chemical Producers:

Dow Chemical U.S.A. - Midland, Michigan
North American Phillips, Thompson Hayward Chemical,
subsidiary - Kansas City, Kansas
Riverdale Chemical - Chicago Heights, Illinois
Vertac, Inc., Transvaal, Inc., subsidiary Jacksonville, Arkansas
Hercules, Inc., of Wilmington, Delaware, is a former producer (U.S. Tariff
Commission 1968). The 1978 EPA pesticide files indicate that more than 300
products or formulations containing silvex are registered (U.S. Environmental Protection Agency 1978f).
Silvex manufacture is more complex than that of other 2,4,5-TCP derivatives. The compounds sold commercially are usually complex esters, made
from a specialized alcohol and silvex acid. The final manufacture of the
ester is well documented in a process patent (U.S. Patent Office 1956a), as
is the manufacture of the specialized alcohol. No definitive information
has been found, however, on manufacture of the silvex acid, probably because
compounds of this type can be manufactured by a long-established chemical
reaction that is used in many categories of the organic chemical industry
(J. Am. Chem. Soc. 1960). Silvex acid would be the source of any dioxins in
commercial silvex products. The figure below illustrates the most likely
chemical reaction that would form the silvex acid and also shows the subsequent esterification, as described in the patent.
COOCH3
CH3-CH

OH

9
CH3CHCOOCH3

Cl
2,4,5-TCP
AQUEOUS ACID

OC.H,
HOCH2CH2CH
OC3H7
H2SO4

SILVEX ACID

SILVEX ESTER

45

�In the first step, 2,4,5-TCP Is probably brought into reaction with the
methyl ester of 2-chloropropionic acid, with methanol as the solvent and
sodium methoxide as a reaction aid. This reaction would occur approximately
at the boiling temperature of methanol, which is 65°C. The resulting compound would probably be separated from the reaction mixture by treatment
with acidified water followed by extraction with a chlorinated hydrocarbon.
The addition of more acidified water to the extractant and a subsequent
evaporation at a temperature near 100°C would hydrolyze the intermediate
compound and also would drive off the chlorinated hydrocarbon for recycle
and the methanol byproduct to be reclaimed for other uses. The resulting
compound is 2-(2,4,5-trichlorophenoxy)-propionic acid, which is known to be
a reactant in the subsequent processing (U.S. Patent Office 1956a).
Other methods could be used to prepare this intermediate acid, but none
of them would utilize high temperatures or unusual solvents. The use of a
strongly alkaline hydrolysis step, rather than an acidic medium, is
possible. In any method, the last step is probably another solvent extraction using 1,2-dichloroethane to prepare the mixture for the next operation.
Silvex acid can be converted to various esters by using selected ether
alcohols. The esterification steps are identical except for variations in
the alcohol raw material. In a solvent of 1,2-dichloroethane, with concentrated sulfuric acid as a reaction aid, the intermediate acid is mixed with
an ether alcohol. In the example shown on the previous page, butoxypropoxypropanol is used. The mixture is held at about 95°C for about 7 hours.
During this period, the water formed in the reaction is removed by passing
the reflux condensate through a decanter. At the end of the reaction, the
product is present as an insoluble precipitate, which is filtered from the
mixture, washed with sodium carbonate solution, and vacuum-dried at about
90°C.
Although complete data are unavailable, no information indicates that
temperatures greater than 100°C would occur at any step in the manufacture
of acidic silvex or its esters. It is therefore unlikely that dioxin compounds would be created as side reaction products.
Absence of detailed information makes it impossible to establish
whether dioxin contamination would carry through from the 2,4,5-TCP raw
material into the final product. Theoretical considerations do not permit
an estimation of the degree of purification required by the various intermediate compounds. Probably, as noted above, at least two solvent extraction operations are used to separate the principal processing materials from
water solutions. Since TCDD's are very slightly soluble in chlorinated
organic solvents, some could be carried through these operations, but most
should be rejected.
Erbon--Very little information is available on erbon, which is derived
from 2,4,5-trichlorophenol. Analysis of one erbon sample produced in 1970
indicated more than 10 ppm octachlorodioxin (Woolson, Thomas, and Ensor
1972). Tetra-, penta-, hexa-, and heptachlorodioxins were not detected (0.5
ppm limit of detection).
46

�In 1978, nine companies had registered 17 products containing erbon
(U.S. Environmental Protection Agency 1978). Dow is probably the only
producer of the basic chemical. The other companies are most likely formulators who obtain their basic erbon ingredient from Dow. The volume of
erbon produced annually is not known.
This herbicide is an ester based on 2,4,5-TCP. Although the initial
manufacturing step is not reported, the first intermediate is almost identical to that used to make sesin. General organic chemical references indicate that it is probably made by an initial reaction of 2,4,5-TCP with
ethylene chlorohydrin (March 1968). Water is the most likely solvent, made
strongly alkaline with sodium hydroxide, and the intermediate probably
precipitates on addition of acid and is filtered from the solution and
dried. A process patent (U.S. Patent Office 1956b) discloses that the second
reaction step is a combination of the intermediate with 2,2-dichloropropionic acid in a solution of ethylene dichloride (1,2-dichloroethane), with
addition of a small amount of concentrated sulfuric acid to remove the water
formed in the reaction. These chemical reactions are shown by the following
sequence drawing:

OCH2CH2OH
CICH2CH2OH

Cl

NaOH

Cl

CH3CCI2COOH
H2S04

O
I!

OCH2CH2O-C-CCI2CH3

47

�The resulting reaction mixture is partially purified by washing with
water and is then fractionally distilled under vacuum to recover ethylene
dichloride for recycle and possibly to separate the product from any impurities.
The first step of the reaction is the one that could possibly form
dioxins. Both the raw material and the resulting intermediate contain a
chlorine atom ortho to a ring-connected oxygen atom, and the mixture is
heated with sodium hydroxide. Temperatures are not high, however, since
water is probably the solvent used and this simple reaction ordinarily does
not require application of pressure. Dioxin formation could occur at the
surface of steam coils if high-pressure steam is used for distillation.
Apparently no operation other than the final distillation would remove
any dioxin contamination from this material. Since the most likely impurities would be more volatile than the final ester, even the distillation may
not serve to isolate dioxins into a waste stream. Most dioxins either
formed by the process or present in the raw material would probably be
collected with the final product.
Ronne1--The chemical name of ronnel is 0,0-dimethyl 0-(2,4,5-trichlorophenyl) phosphoroate. This insecticide is also known by such names as fenchlorfos, Trolene, Etrolene, Nankor, Korlan, Viozene, and Ectoral (Merck
Index 1978). Ronnel is effective in the control of roaches, flies, screw
worms, and cattle grubs (Merck Index 1978). In 1972, highly chlorinated
dioxins were detected at ppm levels in an unknown number of ronnel samples
(Woolson, Thomas, and Ensor 1972).
The manufacture of ronnel is a two-step process (U.S. Patent Office
1952) in which Na-2,4,5-TCP is reacted first with thiophosphoryl chloride,
then with sodium methoxide. The chemical reactions are shown below:

ONa

NaOCH3

PSCI3

In the first step, dry Na-2,4,5-TCP is added to an excess of thiophosphoryl chloride (2 to 4 times the theoretical amount) and heated

48

�slightly, perhaps to 80°C. Sodium chloride is formed as an insoluble precipitate; it is filtered from the mixture and discarded. The clear filtrate
is vacuum-distilled to recover the excess thiophosphoryl chloride for recycle and to fractionally separate the intermediate from side reaction
impurities.
In a separate reaction vessel, metallic sodium is mixed with methanol.
Hydrogen gas is liberated, creating a methanolic solution of sodium
methoxide. This solution is mixed slowly with the purified intermediate
while the mixture is maintained at approximately room temperature with
noncontact cooling water.
When measured amounts of both reactants have been combined, the mixture
is held for a period of time to ensure completion of the reaction. A nonreactive organic solvent is then used to extract the product from a mixture
of methanol, excess sodium methoxide, and byproduct sodium chloride. Suitable extraction solvents are carbon tetrachloride, methylene dichloride, and
diethyl ether. The extraction solvent is decanted from the mixture, washed
with water solutions of sodium hydroxide, and fractionally vacuum-distilled
to separate the extraction solvent for recycle and to separate ronnel from
side reaction byproducts.
Throughout this process, the temperature probably does not exceed
150°C'. The highest temperature probably occurs in the base of the final
distillation column. In theory, additional dioxins are not likely to be
created by this process because of the absence of high temperature and
pressure, although all other conditions meet the requirements for formation
of 2,3,7,8-TCDD.
It appears even less likely that dioxins originally present in the
Na-2,4,5-TCP raw material would be carried through into the product. If all
the steps outlined above are properly conducted, some of the operations
might isolate dioxins into waste streams. The solubility of dioxins in
thiophosphoryl chloride is unknown; if they are insoluble, they would be
removed with the first filtration. Because the solubility of dioxins in
chlorinated methanes is very slight (0.37 g/liter for TCDD in chloroform),
much of the dioxin present would not be captured by the extraction solvent
and would be carried away with the methanol reaction solvent. Distillations
afford two other opportunities to isolate dioxin contaminants into waste
organic fractions. Although the probability of dioxins carrying through
into the final product appears slight, definitive information is not
recorded.
Ronnel is reportedly produced by only one company - Dow Chemical Co.,
Midland, Michigan (Stanford Research Institute 1978). Annual production
volume is not known. It is found in over 300 pesticide formulations
registered by more than 100 companies.

49

�Chlorophenol Derivatives With Unconfirmed Pioxln Content
This subsection deals with several other chlorophenol derivatives that
may contain dioxins. The compounds discussed include those that have been
analyzed for dioxin content with negative results and also those for which
analytical data have not been reported.
Hexachlorophene-Hexachlorophene is known chemically as either bis-(3,4,6,-trichloro2-hydroxyphenyl) methane, or 2,2'-methylene-bis (3,4,6-trichlorophenol).
It is also known commercially as G-ll (Cosmetic, Toiletry, and Fragrance
Association, Inc. 1977). Hexachlorophene is an effective bactericide and
fungicide. Prior to 1972 it was widely advertised and distributed as an
active constituent of popular skin cleansers, soaps, shampoos, deodorants,
creams, and toothpastes (Wade 1971; U.S. Dept. HEW 1978). Although its use
has been considerably restricted by the Food and Drug Administration, it
still may be used as a preservative for cosmetics and over-the-counter
drugs; the concentration is restricted to 0.1 percent in these products.
Skin cleansers containing higher levels may also be sold but only as ethical
Pharmaceuticals, available by medical prescriptions (U.S. Code of Federal
Regulations Title 21 1978). As an agricultural pesticide, hexachlorophene
is a constituent of formulations used on three vegetables and on some
ornamental plants for control of mildew and bacterial spot. It is also used
in limited industrial and household applications as a disinfectant.
The grade of hexachlorophene produced today is reported to contain less
than 15 ug/kg (&lt;15 ppb) 2,3,7,8-TCDD (World Health Organization 1977). In a
1972 analysis, dioxins could not be detected in hexachlorophene at a detection limit of 0.5 mg/kg (0.5 ppm) (Helling et al. 1973).
Four process patents have been issued on manufacture of hexachlorophene, and all are variations of the following chemical reaction:

H+

H2C=O
Cl
2,4,5-TCP

Cl

HEXACHLOROPHENE

50

�Hexachlorophene Is formed by reacting one molecule of formaldehyde with
two molecules of 2,4,5-TCP at elevated temperatures in the presence of an
acid catalyst (Moye 1972). The patented processes differ in temperature,
reaction time, order of reagent additions, reaction solvents, and other
physical parameters.
In the first process, patented in 1941, methanol is the solvent and
large amounts of concentrated sulfuric acid are used to bind the water that
is formed as a reaction byproduct; the process takes place at 0° to 5°C over
a 24-hour period (U.S. Patent Office 1941). A second patent issued in 1948
discloses that the methanol solvent is eliminated and the reaction is conducted with paraformaldehyde at an elevated temperature (135°C) over a
30-minute period (U.S. Patent Office 1948). A 1957 patent reintroduces a
solvent, which is one of several chlorinated hydrocarbons (U.S. Patent
Office 1957d). Temperature is 50° to 100°C, and reaction time is 2 to 3
hours. Oleum (sulfuric acid plus S03) is used as the catalyst and concentrated sulfuric acid is recovered as the byproduct. Finally, a 1971 patent
revises the order of reagent addition and also emphasizes the chemical
reaction mechanism (U.S. Patent Office 1971). This last-mentioned process
is probably the one in present use; its processing sequence is shown in
Figure 5.
Patent information indicates that older manufacturing methods probably
reclaimed the product from the reaction mixture by neutralizing the sulfuric
acid with sodium hydroxide, which would have created a rather large amount
of brine waste. In modern processes, conditions are probably maintained so
that the residual sulfuric acid separates as a distinct liquid layer when
agitation of the mixture is stopped after completion of the reaction. This
acid, which contains the water formed during the reaction, is decanted from
the mixture; it is strong enough to be used elsewhere in the plant complex,
although it probably cannot be used in subsequent hexachlorophene batches.
In the patent examples, the organic layer that remains after the acid
is removed is mixed with activated carbon, which is then filtered from
solution. The purpose of this treatment is to remove colored impurities.
The clear filtrate is then chilled to approximately 0°C; crystals of hexachlorophene precipitate and are filtered from solution, dried, and packaged.
The filtrate, which would contain some hexachlorophene, is probably directly
recycled for use in succeeding batches.
There is no indication that dioxins would be formed during the production of hexachlorophene, since highly acidic conditions are maintained
throughout the process and temperatures are well below those known to be
needed for dioxin reactions (Kimbrough 1974). If dioxins are found in
hexachlorophene, the most likely explanation for their presence is that
contamination in the 2,4,5-TCP raw material is carried through into the
final product. In a situation identical to that of the 2,4,5-T process, the
patent descriptions show the possiblity of activated carbon adsorption,
which could cause accumulation of dioxins into an extremely hazardous waste.
If carbon adsorption is not used in commercial practice or if it is not
totally effective, any dioxins in the raw material will either appear in the

51

�2,4.5TRICHLOROPHENOL
SULFURIC ACIDAND SO-

fr

''

CHLORINATED
HYDROCARBON
FORMALDEHYDE
~
~

REACTION

DECANTATION
SULFURIC ACID
BYPRODUCT

ACTIVATED
CARBON
CARBON
TREATMENT

I

CENTRIFUGATION

WASTE
SLUDGE

RECYCLE

RECYCLE

Figure 5. Flow chart for hexachlorophene manufacture.

52

�hexachlorophene product or be recycled to succeeding batches. Although
dioxins are not known to be soluble in sulfuric acid, they might be carried
out of the process with the acid byproduct; if this were the case, dioxins
could then appear in other products of the plant in which the sulfuric acid
is utilized.
Givaudan Corporation in Clifton, New Jersey, is apparently the only
active U.S. producer of hexachlorophene. Until 1976, the 2,4,5-TCP for
hexachlorophene manufacture was produced by Givaudan's ICMESA plant in
Seveso, Italy, and shipped to New Jersey for conversion. In 1976, Wright
State University analyzed two representative samples of this trichlorophenol
and found 1.8 and 1.9 ppb TCDD's (Tiernan 1976). An accident in 1976 closed
the ICMESA plant and eliminated Givaudan 1 s primary supply of 2,4,5-TCP.
(For further details of the ICMESA incident see Section 4, p. 77.) It is
now believed that all the 2,4,5-TCP for hexachlorophene manufacture is
supplied by Dow Chemical Company and that Givaudan specifies an extremely
low dioxin content. In 1978, five waste samples from the Clifton plant were
analyzed for chlorinated dioxins. None were found at a 0.1 ppm level of
detection (U.S. Environmental Protection Agency 1978d). Subsequent analysis
of three of these samples found no TCDD's at 0.1 or less ppb (see Volume II
of this series).
.About 400 commercial products containing hexachlorophene have been
marketed recently in pesticide, drug, cosmetic, and other germicidal formulations. The annual production volume of the germicide is not reported.
Bithionol-Bithionol (2,2'-thio-bis[4,6-dichlorophenol]) is an antimicrobial agent
that was approved at one time for drug use by the U.S. Food and Drug Administration. This approval was withdrawn in October 1967 because the chemical
was found to produce photosensitivity among users (Kimbrough 1974; Merck
Index 1978). The U.S. EPA continues to approve its use as a pesticide in
three animal shampoo formulations. These formulated bithionol products may
no longer be actively marketed, however, because the single basic source of
this chemical (Sterling Drug's Hilton Davis Chemical Co.) apparently no
longer produces it (Chem Sources 1975; Stanford Research Institute 1978).
The manufacture of bithionol is a one-step reaction between
2,4-dichlorophenpl and sulfur dichloride (U.S. Patent Office 1962; U.S.
Patent Office 1958b). Carbon tetrachloride is used as the solvent, and a
small amount of aluminum chloride serves as the catalyst. Bithionol is
formed in a reaction at about 50°C; batch time is about 2 hours. The
chemical reaction is shown belov,.

AICI3

ci
BITHIONOL

53

�Two methods of product recovery are outlined in one process patent
(U.S. Patent Office 1958b). In one method, water is added and impure
bithionol precipitates. To form a crude product, it is necessary only to
filter the solids from the mixture and wash them several times in water and
cold carbon tetrachloride. They are then dried and packaged.
Alternatively, to recover a purified product, water is added and the
mixture is distilled to remove the carbon tetrachloride for recycle.
Bithionol collects as an organic sediment, which is separated from the water
solution by decantation, washed with water and sodium bicarbonate, vacuumdried, redissolved in hot chlorobenzene, filtered, chilled to precipitate
bithionol, and again filtered.
A separate patent outlines a procedure for forming metallic salts of
bithionol, which are compounds that permanently impregnate cotton fabrics
with disinfectant properties (U.S. Patent Office 1962). The process uses
sodium hydroxide and various metallic salts in room-temperature reactions,
with water as the solvent.
This manufacturing operation apparently provides no potential for
production of dioxins by the known process of dioxin formation. In the
manufacture of crude bithionol, there is no opportunity to reject any
dioxins that may be present in the 2,4-dichlorophenol raw material. They
would be carried through into the final product.
If bithionol is purified by the process outlined above, one filtration
operation would remove compounds that are insoluble in hot chlorobenzene.
Some dioxins, however, are slightly soluble in this solvent and thus might
persist even in purified bithionol or its salts.
Sesin-Sesin is an ester based on 2,4-dichlorophenol. The manufacture is
similar to that of erbon, a 2,4,5-TCP-based herbicide described earlier.
Although details of the first process step have not been reported, general
organic chemical references indicate that sesin manufacture probably begins
by a reaction between 2,4-dichlorophenol and ethylene chlorohydrin, as shown
in the reaction sequence on the following page (March 1968). Water is the
most likely solvent, made strongly alkaline with sodium hydroxide, and the
intermediate probably precipitates on addition of acid and is filtered from
solution and dried.
A process patent discloses that the second reaction step is a combination of the intermediate with benzoic acid (U.S. Patent Office 1956d).
Xylene is the solvent, and a small amount of sulfuric acid is used to remove
the water formed in the reaction.
The resulting reaction mixture is neutralized with sodium carbonate and
is then fractionally distilled under vacuum to recover the xylene for recycle and possibly to separate the product from any impurities.

54

�OCH2CH2OH

OH
CICH2CH2OH

NaOH

Cl

C02H

2,4-DICHLOROPHENOL

H2SO4

«
//
OCH2CH2O-C--&lt;/

SESIN

The first step of the reaction is the one that could possibly form
dioxins. Both the raw material and the resulting intermediate contain a
chlorine atom ortho to a ring-connected oxygen atom, and the mixture is
heated with sodium hydroxide. High temperature is not present, however.
Since water is probably the solvent, this simple reaction would not ordi,
„
_
,
,
narily require application of pressure. Dioxin formation could occur at the
surface of steam coils if high-pressure steam is used for distillation.
Apparently no operation other than the final distillation would remove
any dioxin contamination from this material. Even this distillation may not
isolate dioxins into a waste stream. Most dioxins either formed by the
process or present in the raw material would probably be collected with the
final product.
Triclofenol Piperazine—
A pharmaceutical compound can be made from commercial 2,4,5-trichlorophenol for use as an anthelmintic (deworming medication) (U.S.) Patent Office
1961a; Short and Elslager 1962). The research and animal tests of this drug
were conducted prior to 1962 with unpurified commercial-grade 2,4,5-TCP.
The drug was made by dissolving the chlorophenol in warm benzene and adding

55

�a measured quantity of piperazine. The resulting solution was filtered to
remove insoluble matter, diluted with petroleum ether, and chilled.
Crystals of the drug precipitated and were filtered from the mixture, washed
with petroleum ether, dried, and packaged in gelatin capsules.
If this drug is being manufactured, the volumes are very low because it
is not listed in most pharmaceutical trade references. Manufacture would
probably be by the same process used in the laboratory, probably in very
small batches, and with equipment not much larger than standard laboratory
apparatus.
Any dioxins present in the TCP raw material are probably discharged in
plant wastes rather than being concentrated into the pharmaceutical. Most
of the dioxin probably is filtered from the benzene solution as part of the
insoluble matter. Since some dioxins are slightly soluble in both benzene
and petroleum ether, a portion might remain in solution and be transferred
to solvent recovery distillation columns. The remaining dioxin would be
discarded as part of an anhydrous tar from the base of these columns. The
pharmaceutical industry usually incinerates both solid organic residues and
solvent recovery tars.
Dicamba-The herbicide dicamba is a derivative of salicylic
cally as 3,6-dichloro-2-methoxybenzoic acid. In 1972,
samples indicated no tetra-, hexa-, or hepta-CDD's at a
0.5 ppm (Woolson, Thomas, and Ensor 1972). The presence
retically possible, however.

acid known chemianalysis of eight
detection level of
of DCDD's is theo-

Dicamba is made by acylation of 3,6-dichlorosalicylic acid, which in
turn is made from 2,5-dichlorophenol. The chemical reactions are shown
below.
O

NaOH

_ J"

OCH3

'CICH3OSO3CH3H
-J
NaOH

2,5-DICHLOROPHENOl

OICMBt

The first step is known as the Kolbe-Schmitt reaction and is also used
to make unsubstituted salicylic acid from unsubstituted phenol in addition
to haloginated derivatives (U.S. Patent Office 1955a). Operating temperature is probably below 200°C, and operating pressure is probably greater
than 8 atmospheres. The chlorinated salicylic acid is mixed into water and
sodium hydroxide and treated with dimethyl sulfate (U.S. Patent Office
1967a). The reaction is conducted initially with refrigeration to retard
the otherwise violent reaction; the mixture is then heated for a few hours
at reflux temperature (slightly above 100°C).
56

�On completion of the reaction, the mixture is acidified with hydrochloric acid. Dicamba precipitates and is filtered from the mixture, rinsed
with water, and dried. Recrystallization from an organic solvent such as
ether is possible, but probably is not conducted in commercial practice.
Except for high temperature, all conditions necessary for formation of
chlorinated dioxins are present. It is likely that at high temperature
dicamba would lose carbon dioxide in a reversal of the initial manufacturing
reaction, and any dioxins formed would not contain carboxyl groups.
Dicamba is reported to be made by Velsicol Chemical Corporation in
Beaumont, Texas, under the trade name Banvel (Stanford Research Institute
1978). It is commercially available in many formulated pesticide products.
Other Chlorophenol Derivatives-Compounds other than the products listed above are also potential
dioxin sources, but are made and used in smaller volumes.
A compound with the trade name of Irgasan B5200 is used as a bacteriostat and a preservative. Often described by the generic abbreviation TCS,
it is an acid amide derivative of a chlorinated salicylic acid, made by
first reacting 2,4-dichlorophenol with sodium hydroxide and carbon dioxide
at high pressure, then reacting the resulting intermediate with 3,4dichloroaniline (U.S. Patent Office 1955a).
The germicide Irgasan DP 300 is a predioxin that was once sold in this
country by Ciba-Geigy Corporation. As outlined in Section 2, it was used in
some of the research of chlorinated dioxin chemistry, and dioxins were
formed readily on heating of this compound. Its chemical formula is as
follows:

CIHO

This compound is a derivative of 2,4-dichlorophenol, although the process of
manufacture has not been reported.
The formulation called Dowlap was once used in the Great Lakes to
control the sea .lamprey, an eel-like fish. The active ingredient of the
formulation was 3,4,6-trichloro-2-nitrophenol, whose chemical formula is as
follows:
Cl

57

�This compound was made by direct nitration of 2,4,5-trichlorophenol using
concentrated nitric acid in a solvent of glacial acetic acid (Merck Index
1978).
A dye assistant chemical for use with polyester fibers was once made
with the trade name Tyrene (Merck Index 1978). Its chemical name is 2,4,6trichloroanisole or 2,4,6-trichloromethoxybenzene, with a structural formula
as follows:

It was probably made by acylation of 2,4,6-trichlorophenol with dimethyl
sulfate.
Dioxins in Chlorophenol Production Wastes
Although the dioxin content of many products containing chlorophenols
or their derivatives has been reported in the literature, little information
is available on dioxins in the industrial wastes created by chlorophenol
manufacture. One unpublished report (U.S. Environmental Protection Agency
1978d) describes analysis for dioxins in 20 samples of liquid wastes from
plants manufacturing trichlorophenol, pentachlorophenol, and hexachlorophene. The limit of detection was 0.1 ppm. No TCDD's were detected in any
of the samples. Hexa-, hepta-, and octachlorodioxins were found in the
pentachlorophenol wastes. The report does not indicate clearly whether any
of the higher chlorodioxins were found in the hexachlorophene wastes.
Considerations of solubility and volatility suggest that large concentrations of dioxins will be found in the stillbottom wastes from 2,4,5-TCP
manufacture. Direct analytical evidence to this effect, though limited, is
affirmative. Waste oils identified as early 1970 still residues from a
former 2,4,5-TCP manufacturing plant in Verona, Missouri, have been analyzed
and reported to contain ppm quantities of 2,3,7,8-TCDD (Johnson 1971;
Commoner and Scott 1976a). A toluene still bottom waste taken from
Transvaal's plant in Jacksonville, Arkansas, has recently been found to
contain 40 ppm of TCDD's (Watkins 1979; also see Volume II of this series).
The effect of biological treatment on removal of dioxins from liquid
industrial wastes is not known. In 1978, the Dow Chemical Company reported
that no 2,3,7,8-TCDD could be detected in 13 of 14 grab and composite samples from the secondary and tertiary outfall of its manufacturing plant,
which produces large quantities of 2,4,5-TCP, 2,4,5-T, and other chlorophenolic compounds; one sample was questionable. The reported level of
detection ranged from 1 to 8 ppt. No information is given on the dioxin
content of the untreated waste stream or on the treatment methods.
58

�Apparently it has been common practice for chemical manufacturers to
dispose of dioxin-contaminated wastes or other toxic chemical wastes by
landfill. Either liquid or solid forms of the wastes are placed in drums
and stored or buried. Dioxin wastes disposed of in this manner would undoubtedly be quite concentrated and potentially very dangerous. Recently
ppt to ppb levels of TCDD's were reported in environmental samples from two
landfills in Niagara Falls, New York (Chemical Week 1979). Hooker Chemical
reportedly has dumped a total of 3700 tons of 2,4,5-trichlorophenol wastes
over the past 45 years in these two dumps (Hyde Park and Love Canal) and in
one other disposal site on the company's Niagara Falls property. The report
estimated that the wastes buried in these landfills could contain over 100
pounds of TCDD's.
At the Transvaal pesticide plant in Jacksonville, Arkansas, more than
3000 barrels of dioxin-contaminated wastes are stored on the plant property
(Fadiman 1979). The total quantity of TCDD present in the wastes has not
been estimated.
No other known information describes the quantities of dioxins that
might be buried elsewhere in the United States. In an effort to identify
areas where landfills are most likely to contain large dioxin wastes, Figure
6 illustrates the locations where chlorophenols and their derivatives are
now or were formerly produced. A list of these locations is presented in
Table 11; note that this list does not include locations of the many companies that are believed only to formulate or otherwise merchandise the
chlorophenols or their derivatives.
A detailed discussion of the methods used for disposal of dioxins is
presented in Section 6. Additional information related to the environmental
effects of dioxin disposal is presented in the subsection on Water Transport
in Section 5.
HEXACHLOROBENZENE
In 1974, a technical paper reported the presence of OCDD in samples of
commercial hexachlorobenzene (Villaneuva et al. 1974). Three samples were
analyzed, two of which contained OCDD in concentrations of 0.05 and 211.9
ppm. All three contained octachlorodibenzofuran (OCDF) in concentrations of
0.34, 2.33, and 58.3 ppm. One sample contained a trace amount of heptachlorodibenzofuran.
It was established that the principal impurity in
these samples was pentachlorobenzene in amounts ranging from 0.02 percent to
8.1 percent. When the samples were examined qualitatively, 11 other
impurities having polychlorinated ring-type structures were identified:
Octachlorobiphenyl
Decachlorobiphenyl
1-Pentachlorophenyl-l,2,3-dichloroethylene
Decachlorobiphenyl

59

�( nMtrMoAKo i A"™ " ~"''~™"' r™ • "~'

....j:-^.-.
-"I T

r*™*™

~•«••«(

'•-—L.r~\

1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.

17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.

PHILADELPHIA, PA.
SAN MATEO, CAL.
PORTLAND, OREG.
CLEVELAND, OHIO
MIDLAND, MICH.
TUSCALOOSA, ALA.
LINDEN, N.O.
CLIFTON, N.J.
NAPERVILLE, ILL.

JACKSONVILLE, ARK.
SPRINGFIELD, MO.
NIAGARA FALLS, N.Y.
DOVER, OHIO
SHENANDOAH, IOWA
RAHWAY, N.J.
WHITEFORD, MD.

Figure 6.

SAUGET, ILL.
CHICAGO, ILL.
KANSAS CITY, KANS.
VERONA, MO.
TACOMA, WASH.
ST. PAUL, MINN.
ST. JOSEPH, MO.
CHICAGO HEIGHTS, ILL.
NITRO, W. VA.
AMBLER, PA.
FREMONT, CAL.
PORT NECHES, TEX.
ST. LOUIS, MO.
WICHITA, KANS.
ORLANDO, FLA.

Locations of current and former producers of
chlorophenols and their derivatives.

60

�TABLE 11. LOCATIONS OF CURRENT AND FORMER PRODUCERS OF
CHLOROPHENOLS AND THEIR DERIVATIVES9
Producer

Location

Chemical Type

Alco Chemical Corp.

Philadelphia,
Pennsylvania

2,4-D

J. H. Baxter and Company

San Mateo, California

PCP

Chempar

Portland, Oregon

2,4,5-T
2,4-D

Diamond Shamrock Corp.

Cleveland, Ohio

2,4,5-TCP
2,4,5-T
2,4-D

Dow Chemical, U.S.A.

Midland, Michigan

2,4,5-TCP
2,4,6-TCP

2,3,4,6-Tetrachlorophenol
2,4-D
2,4,5-T

Si 1 vex
Ronnel
Erbon
DMPA
Fallek-Lankro Corp

Tuscaloosa, Alabama

2,4-D

GAF

Linden, New Jersey

2,4-D

Givaudan Corporation
Chemicals Division

Clifton, New Jersey

Hexachlorophene

Guth Corp.

Naperville, Illinois

2,4-D

Hercules, Inc.

Jacksonville, Arkansas

2,4-D
Si 1 vex
2,4,5-TCP

Hoffman-Taft, Inc.

Springfield, Missouri

2,4,5-T

Hooker Chemical Corp.
Occidental Petroleum
Corp., subsidiary

Niagara Falls, New York 2,4,5-TCP

(continued)
61

�TABLE 11 (continued)
Producer

Location

Chemical Type

ICC Indus., Inc.
Dover Chem. Corp.,
subsidiary

Dover, Ohio

PCP

Imperial, Inc.

Shenandoah, Iowa

2,4-D

Merck and Co., Inc.

Rahway, New Jersey

2,4,5-TCP

Miller Chemicals
Alco Steel subsidiary

Whiteford, Maryland

2,4-D

Monsanto Company
Monsanto Industrial
Chemicals Company

Sauget, Illinois

PCP
2,4,5-T
2,4-D

Nalco Chemical Co.

Chicago, Illinois

PCP
2,4,5-TCP

North American Phillips
Corp., Thompson-Hayward
Chemical Co., subsidiary

Kansas City, Kansas

2,4-D
2,4,5-T
Silvex

North Eastern
Pharmaceuticals

Verona, Missouri

2,4,5-TCP

PBI-Gordon Corporation0

Kansas City, Kansas

2,4-D
2,4,5-T

Private Brands, Inc.c

Kansas City, Kansas

2,4-D
2,4,5-T

Reichhold Chemicals, Inc.

Tacoma, Washington

PCP

Rhodia, Inc.
Agricultural Division

Portland, Oregon
St. Paul, Minnesota
St. Joseph, Missouri

2,4-D
2,4-DB

Riverdale Chemical Co.

Chicago Heights,
Illinois

2,4-D
2,4,5-T
Silvex

Roberts Chemicals, Inc.

Nitro, West Virginia

2,4,6-TCP

Rorer-Amchem
, Ambler, Pennsylvania
u p* .-__•_ ~ i. ^_.*i£^;.ihu___
Amchem Products, Inc., Div.U Fremont, California
I St. Joseph, Missouri
(continued)
62

2,4,5-T
2,4-D

�TABLE 11 (continued)
Producer

Location

Chemical Type

Sanford Chemicals

Port Neches, Texas

2,3,4,6-Tetrachlorophenol
PCP

Thompson Chemicals

St. Louis, Missouri

2,4,5-T
2,4-D

Union Carbide Corp.
Agricultural Products
Division
Amchem Products, Inc.,
subsidiary

Ambler, Pennsylvania
Fremont, California
St. Joseph, Missouri

2,4-D
2,4,5-T

Vertac, Inc.
Transvaal,, Inc. ,
subsidiary

Jacksonville,
Arkansas

2,4,5-TCP
2,4-D
2,4,5-T
Si 1 vex

Vulcan Materials Co.
Chemicals Division

Wichita, Kansas

PCP

Woodbury
Comutrix subsidiary

Orlando, Florida

2,4-D

b
c
d

Sources: SRI Directory of Chemical Producers, United States. 1976,
1977, 1978, and 1979.
U.S. Tariff Commission. Synthetic Organic Chemicals, United
States Production and Sales, 1968.
U.S. International Trade Commission. Synthetic Organic
Chemicals, United States Production and Sales. 1974,
1976, 1977, and 1978.
Hercules, Inc., was a former owner of the Jacksonville, Arkansas,, facility
now owned by Vertac, Inc.
Private Brands, Inc., is believed to be a former owner of the Kansas City,
Kansas, facility now owned by PBI-Gordon Corp;
Former"Rorer-Amchem facilities in Ambler, Pennsylvania; Fremont, California;

and St. Joseph, Missouri, are now owned by Union Carbide Corp.

63

�Octachloroblphenylene
Octachoro-1,1-bicyclopentadienylidene
Hexachlorocyclopentadiene
Nonachlorobiphenyl
DecachlorobiphenyT
Pentachioroiodobenzene
Heptachloropilium
It is significant that this list includes no phenolic compounds and no
predioxins or iso-predioxins. In fact, the only compounds in these samples
that contain oxygen are dioxins and dibenzofurans.
Uses
Hexachlorobenzene is a registered pesticide formerly used to control a
fungus infection of wheat. It is also a waste byproduct from manufacturing
plants that produce chlorinated hydrocarbon solvents and pesticides
(Villaneuva 1974; U.S. Environmental Protection Agency 1978g). It can be
used as a raw material in the manufacture of pentachlorophenol, but is not
so used in this country.
Hexachlorobenzene is not the same compound as benzene hexachloride.
The empiric formula of hexachlorobenzene (HCB) is C6C16, and its structure
is that of benzene in which all of the hydrogen atoms have been replaced
with chlorine. Benzene hexachloride (BHC) is the common name of hexachlorocyclohexane. Its empiric formula is C6H6C16, and its structure results from direct addition of chlorine to benzene rather than from replacement of hydrogen. One stereoisomer of BHC, the gamma form, is a powerful
insecticide, and its use in this country is severely restricted. It is
still made, however, because BHC is an intermediate in the most common
synthesis method of producing HCB.
Manufacture
In the manufacture of HCB, the first step is a photochlorination, in
which chlorine gas is bubbled through benzene (Wertheim 1939; U.S. Patent
Office 1955b). This occurs in specialized reaction vessel fitted with a
strong source of ultraviolet light. In a low-temperature reaction, the
light catalyzes the conversion of approximately 25 percent of the benzene
into a mixture of BHC isomers. This mixture is "crude" BHC, consisting of
about 65 percent of the alpha isomer, 10 percent beta, 13 percent gamma, 8
percent delta, and 4 percent epsilon. It is separated by distilling off
most of the excess benzene for recycle and then filtering the BHC crystals
from the mixture.
All stereoisomers of BHC are equally suitable for the manufacture of
HCB. The continuation of the process consists of mixing BHC with chlorosulfonic acid or sulfuryl chloride and holding the mixture at approximately
200°C for several hours (U.S. Patent Office 1957a). This step removes the

64

�hydrogen from BHC and thereby restores the unsaturated benzene ring. When
the mixture is cooled, HCB precipitates and is separated by filtration,
rinsed with water, dried, and packaged. The following shows the overall
chemical reactions of the process.
Cl
CI2

H

U.V. LIGHT
»-

BENZENE

HEXACHLOROBEHZENE

Decriptions of these process steps provide no indication that dioxins
are formed. The raw materials are benzene, chlorine, and chlorosulfonic
acid, none of which are likely sources of dioxins. The only reactant that
could contribute the oxygen needed to complete the dioxin ring is chlorosulfonic acid, but in this compound the oxygen is tightly bound in a linkage
with sulfur.
There is, however, a supplemental process that contributes other chemicals that may lead to dioxin formation. This extra step may be conducted at
some plants, or may have been conducted in earlier years. If a market
exists for the sale of gamma-BHC as an insecticide, this material is extracted from the mixture of crude BHC and benzene after most of the excess
benzene has been distilled off for recycle. To this concentrated solution,
water is added, along with other chemicals. The objective is to form an
emulsion that will entrain part of the BHC. The solution is then filtered;
the emulsion passes through the filter, while the solids that were not
emulsified are captured. Since gamma-BHC accumulates preferentially in the
emulsion, the solids from this first filtration are used for HCB manufacture
and the filtrate is treated with salt to break the emulsion and then refiltered. The second crop of solids contains up to three times as much
gamma-BHC as the crude product and is dried and sold separately (U.S. Patent
Office 1955b).
As indicated by the process patent, chemicals added during this supplemental step include a wide range of organic detergents and solvents, but

65

�none of those listed are phenolic or have been shown to create dioxins.
Detergents of the anionic type are preferred, especially salts of sulfonated
succinic esters, although any of the common surface-active agents are suitable. Supplemental solvents may not be employed, since benzene alone is
said to be preferred, but other suitable solvents include dioxanes, any of
the aliphatic substituted benzenes, any of the common chlorinated paraffin
hydrocarbons, kerosenes, and ethyl ether. Dioxane is the one compound
listed that might contribute to dioxin formation, although the reaction is
not reported in published literature.
Production
Current information on the volume or production of hexachlorobenzene is
uncertain. Annual production estimates range from 420,000 to 700,000
pounds. Stauffer was the only reported domestic producer in 1974; Dover
Chemical Company of Niagara Falls, New York, was the only reported producer
in 1977 (U.S. Environmental Protection Agency 1978g). Dioxins have not been
reported in any other chlorobenzene compounds.
OTHER PHENOLIC COMPOUNDS WITH DIOXIN-FORMING POTENTIAL

Several compounds with a phenol nucleus that do not contain chlorine
are now being manufactured or were manufactured at one time. Four such
compounds or classes of compounds are examined for their dioxin-forming
potential in this section. These and others are described more fully in
Volume III of this report series.
Brominated phenols
Three brominated phenolic compounds were once manufactured, and may
still be. Because brominated dioxins have been made in laboratory experiments, they may be created during the manufacture of these compounds.
Published data describe the production method for tetra-bromo-cresol,
which is made by direct bromination of o-cresol in a solvent of carbon
tetrachloride with aluminum and iron powders as catalysts (U.S. Patent
Office 1943). The following reaction is conducted at room temperature, and
it requires about 24 hours to complete a batch.

Bra

O-CRESOL

TETRABROMO-0-CRESOL

66

�When the reaction is complete, the mixture is heated to about 80°C to drive
off the carbon tetrachloride solvent and excess bromine. The residue is
mixed with dilute hydrochloric acid to form a slurry, which is then filtered. The resulting solids are washed with water, dried, and packaged.
Yield is about 95 percent.
It is possible to recrystallize this product to separate nonphenolic
impurities by dissolving the crude product in sodium hydroxide solution,
filtering out insolubles, neutralizing the mixture with hydrochloric acid,
and refiltering. This step may or may not be conducted in commercial practice.
Two other brominated phenolic compounds are believed to be made by
essentially the same process. Structural formulas are as follows:
Br

2,4,6-TRIBROMOPHENOL

2,4,6-TRIBROMO-M-CRESOL

Almost all brominations of organic compounds are low-temperature processes because bromine is readily vaporized and would be driven from the
reaction vessels at high temperatures. A metallic catalyst is needed to
activate the diatomic liquid bromine, and a volatile solvent is usually
employed to maintain all reactants in the liquid state.
Because the temperature during manufacture of these compounds does not
usually exceed 80°C except at the surface of heating coils, dioxin formation
would not be expected. If dioxin contamination enters with the raw materials, brominated dioxins likely would appear in the crude product. If the
product is recrystallized, the dioxins could be constituents of a waste
sludge.
The literature mentions dioxins that are both brominated and methylated
(See Table 3 of Volume III of this series). By the known process of dioxin
formation, 2,4,6-tribromo-m-cresol would be expected to form several
dimethyltetrabromodioxins, and other cresols would also, in theory, form
dimethyl dioxins.
0-Nitrophenol
There is no direct utilization of o-nitrophenol as a completed
chemical. It is a chemical synthesis intermediate, although it has fewer
uses than p-nitrophenol.

67

�The manufacture of o-nitrophenol is a hydrolysis of o-nitrochlorobenzene with sodium hydroxide in a process essentially identical to the
hydrolysis method of chlorophenol production.
follows:

The chemical reaction is as

+ NaCI

NaOH

Although the operating conditions of this reaction are not known,
conditions of temperature are probably mild. In nitrochlorobenzenes, the
chlorine atom is weakly attached, especially when the substituents are in
the ortho position. The chlorine atom behaves like that of an alkyl halide
and is readily replaced. In contrast, the nitro group is very strongly
attached and its replacement is difficult (Wertheim 1939).
Unsubstituted dioxin would be created if a further reaction did occur
to remove the nitrate group by the following theoretical reaction:

NaOH

2NaNO 2

This reaction is possible, and o-nitrophenol may be a source of dioxin
contamination. See also Volume III of the report series.
This
Illinois.

compound is manufactured

by the Monsanto

Company,

Sauget,

Salicylic Acid
Salicylic acid is an important chemical synthesis intermediate used to
make dyes, flavoring chemicals, and pharmaceutical compounds such as
aspirin. Unsubstituted dioxin may be present, but has not been reported.
Salicylic acid is made by a high-pressure reaction between phenol and carbon
dioxide in the presence of sodium hydroxide; this reaction is known as the
Kolbe-Schmitt reaction.

68

�+

CO2

NaOH

COOH

Operating temperature is about 150°C. Higher temperatures are avoided to
prevent a side reaction that forms p-hydroxybenzoic acid.
This process includes some of the conditions needed to produce unsubstituted dioxin, but not all of them. The hypothesis of possible dioxin
formation is strengthened, however, by observations of products created by
thermal decomposition of salicylic acid. When heated strongly, it decomposes primarily into phenol and carbon dioxide, but also into smaller
amounts of phenyl salicylate, which in turn condenses to xanthone:

SUICYIJITE

XANTHONE

Since the ortho carbon is held weakly in the salicylic acid molecule, and
since the triple-ring xanthone structure has been identified, the formation
of dioxins may also be possible, especially if oxygen is present.
Both salicylic acid and xanthone are widely distributed in nature.
Salicylic esters are responsible for some plant fragrances, and xanthone is
a yellow pigment in flowers.

69

�Salicylic acid is manufactured by four companies in this country:
Dow Chemical Company - Midland, Michigan
Monsanto Company - St. Louis, Missouri
Hilton-Davis Chemical Company - Cincinnati, Ohio
Tenneco Chemicals, Inc. - Garfield, New Jersey
The combined capacity of these four plants is 24 million kilograms annually.
Aminophenols
The o-aminophenols could conceivably form dioxins through condensation
with loss of ammonia. These are not high-volume chemicals and are not known
to be made with halogen substituents. A class of related compounds is used
in much larger quantity; these are the derivatives of o-anisidine (methoxyaminobenzene), which in several forms are important dye intermediate chemicals. These might condense in appropriate environments into the dioxin
structure through loss of methyl amine. The environments would probably be
acidic:

2 NH2CH3

Although this reaction is possible, it is unlikely because the amine group
is tightly bound to the benzene ring. Aminophenols or similar compounds are
not likely sources of dioxin contamination.
DIOXINS IN PARTICIPATE AIR EMISSIONS FROM COMBUSTION SOURCES

Several reports describe the occurrence of dioxins in fly ash and flue
gases from municipal incinerators and industrial heating facilities. In
1977, analysis of .samples of fly ash from three municipal incinerators in
the Netherlands showed 17 different dioxins (5 TCDD's, 5 penta-CDD's, 4
hexa-CDD's, 2 hepta-CDD's, and OCDD) (Olie, Vermeulen, and Hutzinger 1977).
Although the specific number of isomers was not stated, the same dioxins
were found in flue gas from one of the incinerators. In addition, large
amounts of di-, tri- and tetrachlorophenols were found in flue gases, and
high levels of chlorobenzenes, especially hexachlorobenzene, were detected
in all fly ash samples.

70

�Another team of investigators reported finding the same dioxins in
Switzerland (Buser and Bosshardt 1978). This'study quantitatively determined that the total amount of polychlorinated dibenzo-p-dioxins in the fly
ash from a Swiss municipal incinerator and industrial heating facility were
0.2 ppm and 0.6 ppm, respectively. High-resolution gas chromatography was
then used to identify 33 specific dioxin isomers found in the fly ash
samples. The dioxin isomers known to be most toxic, which are 2,3,7,8-TCDD,
1,2,3,7,8-penta-CDD, 1,2,3,6,7,8- and 1,2,3,7,8,9-hexa-CDD, were only minor
constituents of the total dioxins found.
Later in 1978, researchers at Dow Chemical Co. reported finding ppb
levels of chlorinated dioxins in particulate matter from air emissions of
two industrial refuse incinerators, a fossil-fueled powerhouse, and other
combustion sources such as gasoline and diesel autos and trucks, two fireplaces, a charcoal grill, and cigarettes. See Table 12. All of these
sources are believed to be located on or near the Dow facilities in Midland,
Michigan. Tetra-, hexa-, hepta- and octachlorodioxins were found. Concentrations of 2,3,7,8-TCDD were minor relative to concentrations of other
dioxins. Dow concluded from the study that their Midland facility was not a
measureable source of the dioxins found in fish from nearby rivers, and
that, in fact, chlorinated dibenzo-p-dioxins may be ubiquitous in combustion
processes. A preliminary data analysis by the EPA does not entirely agree
with Dow's conclusions. EPA continues to believe that Dow's Midland plant
is the major and possibly the only source of the dioxins contaminating fish
in nearby rivers. EPA has asked Dow for further clarification of the
company's findings and analytical methods (Merenda 1979).
In contrast to the Dow finding of 38 ppb TCDD's in powerhouse emissions, Kimble and Gross (1980) report finding no TCDD's in fly ash from a
typical commercial coal-fired power plant in California; the detection limit
was 1.2 ppt.
In 1980 Wright State University chemists analyzed emissions from a U.S.
municipal incinerator for chlorodioxins (Tiernan and Taylor 1980). TCDD's
were detected in all seven samples. Isomer-specific analyses indicate that
2,3,7,8-TCDD is a minor product, and evidence was obtained for the presence
of 1,3,6,8-, 1,3,7,9-, 1,3,7,8-, 1,3,6,7-, and at least 6 other TCDD
isomers.
The formation of dioxins from the thermal decomposition of chlorophenols and their salts (chlorophenates) is well documented. In 1971, Milne
reported finding no evidence of formation of lower chlorinated dioxins from
the thermal decomposition of dichlorophenols; all six dichlorophenol isomers
were studied.
However, Aniline (1973) found that pyrolysis of
2,3,4,6-tetrachlorophenate produced two hexa-CDD isomers. Later, Stehl et
al. (1973) found that burning paper treated with sodium pentachlorophenate
produced OCDD but burning either wood or paper treated with pentachlorophenol did not produce the dioxin. In 1975, a series of pyrolysis experiments was conducted with 2,3,4-, 2,3,5-, 2,4,5- and 2,3,6-tri, 2,3,4,5-,
2,3,5,6- and 2,3,4,6-tetra, and pentachlorophenates to obtain samples of
many tetra-, penta-, hexa- and octa-CDD's for study (Buser 1975). In 1977,

71

�TABLE 12. DIOXINS IN SELECTED SAMPLES'
(ppb except as noted)
TCDD's
Source

2,3,7,8-TCDD

Other
TCDD
isomers

Soil inside plant

0.3-100

0.8-18

7-280

70-3200

Dust samples from Dow
Research Building

0.7-2.6

0.5-2.3

9-35

140-1200

650-7500

0.09-0.4

0.3-3.9

0.4-31

0.02-0.14

0.10-3.3

0.35-22

Soil and dust from
Midland and metro areas

0.03-0.04
1
0.005-0.03

Soil and dust from
major metro area

Hexa-CDD's

Hepta-CDD's

OCDD
490-20,500

PO

Soil and dust from
urban area

none

none

0.03-1.2

0.035-1.6

0.05-2.0

Soil and dust from
rural area

none

none

none

0.02-0.05

0.10-0.35

Dow stationary tar
incinerator parti culates

none

none

1-20

27-160

190-440

Dow rotary kiln incinerate r
w/supplementary fuel

none

none

1.4-5.0

4-110

9-950

Dow rotary kiln incinerate r
w/o supplementary fuel
Dow powerhouse fired with
fuel oil /coal
(continued)

110-8200
none

1800-12,000

1300-65,000

38

2

2000-510,000
4

3000-81 O.OOC
24

�TABLE 12 (continued)
Other
TCDD
isomers

Source
Automobiles
catalytic - carbon
catalytic - rust
noncatalytic
diesel trucks

none
0.4
none
3.0

Fireplaces (scrapings)

0.1

Cigarettes (tars)

none

none

Charcoal -grilled steaks
CO

2,3,7,8-TCDD

none

none

Residential electrostatic
precipitator

0.6

0.1
4.0
4.0
20.0
0.27

0.40

Hexa-CDD ' s

Hepta-CDD's

OCDD

0.5-2.0
0.7
none
4-37

2-14
3
3
35-110

8-72
28
10-16
190-280

0.23-3.4

0.67-16

0.89-25

8.5-9.0

18-50

none

3-7

5-29

34

430

1300
1200

4.2-8.0

Parti culates from rotary
kiln scrubber water
w/supplemental fuel

4
6

200

970

w/o supplemental fuel

2500

3400

26,000

42,000

0.005

0.024

0.026

12-25

56-119

Filtered scrubber water

0.0028

Cooling tower residues

1.6-6.0

10

1-4

N.A.b

Sewer waters before treatment (concentration-ppt)
f* Source: Dow Chemical, U.S.A. 1978.
N.A. = not applicable.

N.A.b

3-1500

�2,3,7,8-TCDD was found as a combustion product of many 2,4,5-trichlorophenoxy compounds, but the amount of this dioxin was very small relative to
the amount of the 2,4,5-trichlorophenoxy compound that was burned (Stehl and
Lamparski 1977). Results of the study showed that only 1.2 x 10-5 to 5 x
10-5 percent by weight of the 2,4,5-trichlorophenoxy species was converted
to 2,3,7,8-TCDD by combustion.
The origin of the dioxins in airborne particulates from combustion is
not yet clarified. Rappe et al. (1978) suggest that polychlorinated
dibenzo-p-dioxins can be formed during combustion by dimerization of chlorophenates, by dechlorination of more chlorinated polychlorinated dibenzo-pdioxins, and by cyclization of predioxins. Dow Chemical Company (1978)
suggests that because of the complex nature of the materials being burned
and the complex chemistries of fire, the formation of chlorinated dioxins
occurs in all combustion processes, i.e., that the formation is not
necessarily limited to combustion in the presence of chlorophenates or
chlorophenols. The presence of biosynthesized compounds with characteristics of dioxin precursors may give some credence to this contention.
An alternative explanation for the observed presence of dioxins in the
fly ash of refuse incinerators is that the dioxins enter intact as contaminants of the wastes being burned. For example, silvex-treated grass clippings, sawdust or other wastes from PCP-treated wood (landscape timber,
railroad ties), and "empty" PCP, silvex, or other pesticide containers from
home or industrial use might be direct sources of the dioxins detected in
municipal incinerator fly ash. If this were the case, seasonal variations
in fly ash dioxin content would be expected, with larger amounts in spring
and summer.
DIOXINS IN PLASTIC

In 1965, it was reported that dioxin is an impurity in the preparation
of polyphenylene ethers (Cox, Wright, and Wright 1965). No reports further
substantiating this finding are known. "PPO" is a trademark of General
Electric Company for a polyphenylene thermoplastic derived from
2,6-dimethylphenol (Hawley 1971). The dioxin configuration one would expect
from condensation of the dimethylphenol is as follows:

OH
2 CH4

2,6-OIMETHUPHENOk

1,6-DIMETHVLDIBENZO-P-DIOXIN

74

�Because PRO is highly resistant to acids, bases, detergents, and hydrolysis it may be used in hospital and laboratory equipment, and in pump
housings, impellers, pipes, valves, and fittings in the chemical and food
industries.
DIOXINS PRODUCED FOR RESEARCH PURPOSES

Many investigators have reported the sources of purified dioxin standards used in their studies. Some of these dioxin sources and the names of
the dioxins provided are listed in Table 13.

75

�TABLE 13. SOURCES OF PURIFIED DIOXIN SAMPLES FOR RESEARCH
Source

Dioxin provided

Reference

Givaudan Ltd.
Dubendorf, Switzerland

2-mono-CDD
2,3-di-CDD
2,7-di-CDD
2,8-di-CDD
1,2,4-tri-CDD
1,3,7-tri-CDD
2,3,7-tri-CDD

Buser (1978)

Or. K. Anderson
University of Umea,
Sweden

1,2,3,4-tetra-CDD

Buser (1978)

Dr. C. A. Nilsson
University of Umea,
Sweden

1,2,3,8-tetra-CDD
1,2,3,7-tetra-CDD

Buser (1978)

Stickstoffwerke
Linz, Austria

2,3,7,8-tetra-CDD

Buser (1978)

Dr. David Firestone
Food and Drug
Administration
Washington, D.C.,
U.S.A.

1,2,3,7,8-penta-CDD
1,2,4,7,8-penta-CDD
1,2,3,6,7,8-hexa-CDD
1,2,3,7,8,9-hexa-CDD

Buser (1978)

Dow Chemical, U.S.A.
Midland, Michigan

Unspecified dioxin
standards

Villanueva (1973)

ITT Research Institute
Chicago, Illinois,
U.S.A.

1,2,4,6,7,9-hexa-CDD
1,2,3,6,7,9-hexa-CDD
1,2,3,6,7,8-hexa-CDD
1,2,3,7,8,9-hexa-CDD
1,2,3,4,6,7,9-hepta-CDD
1,2,3,4,6,7,8-hepta-CDD

Firestone (1977)

A. E. Pohland
Food and Drug
Administration
Washington, D.C.,
U.S.A.

2,3,7,8-TCDD
OCDD

Firestone (1977)

A. Poland
McArdle Laboratory for
Cancer Research
University of Wisconsin
Madison, Wisconsin,
U.S.A.

14

C-TCDD

O'Keefe et al.
(1978)

Dow Chemical, U.S.A.
Midland, Michigan

hexa-CDD
hepta-CDD
octa-CDD

C. D. Pfeiffer
(1978)

76

�SECTION 4
SOURCES OF HUMAN EXPOSURE

The toxicity of some dioxins, especially 2,3,7,8-TCDD, has been demonstrated in a number of incidents of human exposure. The most serious incidents, including one man-made disaster, have affected the general public;
these incidents have resulted from industrial accidents, improper disposition of industrial wastes, and a variety of other exposure routes. In
addition to exposures of the general public, human contact with dioxins has
occurred in chemical manufacturing plants and in other locations because of
the occupational handling of these materials. This report section summarizes both the reported incidents of human exposure to dioxins and the
potential exposure routes.
PUBLIC EXPOSURE
Industrial Accidents
The clearest demonstration of dioxin toxicity was a disastrous incident
that occurred on July 10, 1976, in Meda, Italy, at a plant producing
2,4,5-TCP for the manufacture of hexachlorophene. The plant was operated by
the Industrie Chemiche Meda Societa, Anonima, (ICMESA), an Italian firm
owned by the Swiss company Givaudan, which in turn is owned by HoffmanLaRoche, a Swiss pharmaceutical manufacturer. The incident often is
described inappropriately as an explosion. A safety disc on an overpressured 2,4,5-TCP reactor ruptured, and a safety valve opened, releasing
the reactor contents directly to the atmosphere (Homberger et al. 1979;
Peterson 1978). The quantity of TCDD's released has been estimated to be
from 300 g to 130 kg (despite extensive study, there is still no agreement
as to the most likely amount) (Bonaccorsi, Panel!i, and Tognoni 1978;
Carreri 1978).
The incident occurred late on a Saturday afternoon. It resulted from
the closing of a valve that supplied cooling water to the reactor jacket.
In the manufacturing process, caustic soda had been used .to hydrolyze
1,2,4,5-tetrachlofobenzene in a solvent of ethylene glycol. After the
mixture was heated, cooling water was turned onto the jacket and should have
remained on until the reaction was complete. A decision had been made to
postpone the next operation, a distillation to remove ethylene glycol, until
the following Monday. During the standby shutdown procedures the cooling
water valve apparently was closed inadvertently. Since the reaction was
incomplete, temperature and pressure continued to increase until the
.limiting pressure of the safety devices was reached. When the release
77

�occurred, the regular operators were not in the plant. Five minutes after
the release started, someone opened the cooling water valve and the influx
of cooling water began to slow down the reaction. Within 15 minutes,
release of chemicals to the atmosphere had stopped.
A slight breeze carried the toxic cloud over parts of 11 towns and
villages, as condensed chemicals fell from the cloud like snow. The town
most affected was Seveso, whose corporate limits adjoin the plant grounds.
No emergency action was taken by plant personnel or local authorities,
although several people reported to hospitals with chemical burns. Not
until the next day, Sunday, was the mayor of Seveso notified of the accident, and officials of other affected towns were not told until Monday. The
plant resumed normal operations Monday morning. No official emergency
decree was issued until 5 days after the accident, and the possible presence
of 2,3,7,8-TCDD was not announced to the local population until after 8 days
(Carreri 1978). By then, hundreds of animals had sickened and died, and
people with chloracne, principally children, were being hospitalized. The
plant workers went out on strike, finally closing the plant. Since ICMESA
had no suitable laboratory, samples of the contamination had to be sent to
Switzerland for analysis; not until 10 days after the accident did Givaudan
and Hoffman-LaRoche confirm that the contamination was 2,3,7,8-TCDD. Only
then were organized steps taken to assess the damage and to safeguard the
health of the people who had been exposed (Reggiani 1977; Peterson 1978;
Bonaccorsi, Panel!i, and Tognoni 1978; Carreri 1978).
It was discovered that most of the dioxin had fallen in a narrow strip
extending for about 5 km to the southeast from the plant (see Figure 7).
The most heavily contaminated area of 267 acres was designated Zone A, and
was further divided into seven numbered subzones corresponding to the relative degrees of contamination. The population of Zone A was evacuated. A
less contaminated area of 665 acres was designated Zone B; official evacuation of this zone was not ordered. A much larger area was designated Zone
R (Respect or Risk), in which dioxin contamination was judged to be too
slight to be harmful,
Chloracne began to appear about 2 days after the accident. Within 6
days, 12 children were hospitalized; within 8 days, there were 14 (Parks
1978). Those first affected were the most seriously affected, and some were
still undergoing treatment 3 years after the incident (Revzin 1979). A
screening of more than 32,000 children of school age in the Seveso region
resulted in the discovery of 187 cases of chloracne (Hay 1978b). Officially, there were 135 confirmed cases within the first year, with "new" waves
of the skin disease appearing 18 and 24 months after the accident
(Bonaccorsi, Fanneli, and Tognoni 1978). Hoffman-LaRoche reported that most
chloracne was of "mild severity and quick recovery" and that there was no
increase in the susceptibility of the children to infectious disease
(Reggiani 1979a). Only a small percentage of those affected were adults,
but a thorough medical survey of the adult population was never conducted.
Since 2,3,7,8-TCDD had been shown to cause birth defects and spontaneous abortions in laboratory animals, the incidence of birth problems in

78

�ICMESA

N

Figure 7.

Map of Seveso area showing zones of contamination (A and B)
and zone of respect (R).
(Source: Adapted from Panel!i, et al. 1980)

79

�the affected population was studied. At present, the resulting data are
inconclusive and controversial, in part because of poor statistical data
from prior years (Toxic Materials News 1979c). Through May 1977, the spontaneous abortion rate for the entire Lombardy region of Italy, which
includes the Seveso area, was lower than the worldwide frequency (15 percent
versus 20 to 25 percent) (Reggiani 1977). A private organization, however,
reported that 146 malformed infants were born during 1978 in the Seveso
area, almost 3 times the number reported officially (Chemical Week 1979b;
Revzin 1979).
Four years after the ICMESA incident, the people of Seveso are resuming
an almost normal life. Hoffman-LaRoche has bought some of the heavily
contaminated properties near the plant and has enclosed them and the plant
within a tall plastic fence. Contaminated debris and soil from other locations, including the carcasses of 35,000 animals that died or were
slaughtered (Parks 1978) have been dumped in the enclosure, and this area is
now believed to contain 80 percent of all the dioxin that was released
(Chemical Week 1979h). Some nearby houses have been decontaminated by
removing the tile roofs, vacuuming and scrubbing the walls with detergents
and solvents, and clearing the grounds around them (Parks 1978). All the
former residents have been allowed to return to their homes. Having decided
the danger is over, many no longer practice any safety precautions (Revzin
1979). None of the many proposals for decontaminating the plant property
has satisfied everyone; the situation not only poses a massive technical
problem, but is clouded with legal and political difficulties.
The Seveso incident has been called an environmental calamity (Parks
1978), and the release of dioxins has been compared to an escape of nuclear
radiation in its potential for disaster (Revzin 1979). The effects of the
20-minute release on July 10, 1976, are still continuing and will not be
known for years, perhaps not for generations (Bonaccorsi, Panel!i, and
Tognoni 1978). Although no human deaths have resulted from the incident
thus far, in the light of present toxicological knowledge, late effects can
be expected (Peterson 1978). Operations at the ICMESA plant have not
resumed since the 1976 accident (Watkins 1979b).
Contaminated Industrial Wastes
Manufacture of organic chemicals creates wastes, some of which may
contain dioxins. In one recorded' incident a chemical plant waste known to
contain a dioxin has been clearly responsible for illness of a person not
associated with chemical handling operations (Beale et al. 1977). Other
instances have been recorded and continue to be discovered in which dioxins
have been or are being discarded with wastes in a manner that brings into
contact with the general public. This report section lists the known
examples of dioxin contamination of public land, air, and water from
disposal of industrial wastes. All are associated with present or former
producers of 2,4,5-TCP.

80

�Contained or Landfilled Wastes—
The most concentrated waste sources of dioxins are the anhydrous
liquids, tars, and slurries, which 2,4,5-TCP manufacturers may discard by
burying them in the ground or by storing them in drums. These materials are
handled both by personnel of the manufacturing company and by contractors
responsible to the manufacturer.
The most notable incident of nonoccupational exposure to dioxincontaminated wastes of this type involved the spraying of waste oils containing TCDD's on horse arenas and a private road in east central Missouri
in 1971 (Shea and Lindler 1975; Environmental Protection Agency 1975b;
Commoner and Scott 1976a; World Health Organization 1977; Kimbrough et al.
1977). The wastes were traced to a plant of the North Eastern Pharmaceutical Co. (NEPACCO) in Verona, Missouri, which manufactured 2,4,5-TCP at
that time. The residues of a distillation phase of the process were stored
above ground in a 7500-gallon tank. Periodically, NEPACCO would contract
with someone to dispose of the wastes. Between February and October of
1971, the Bliss Salvage Oil Company held this contract and during these 8
months hauled away 16,000 gallons. Presumably, most was incinerated. In
May and June, however, waste oils mixed with these distillation residues
were sprayed to control dusts on four horse arenas and a road on a farm
owned by the operator of the oil salvage company.
'Unexplained deaths of animals occurred for almost 2 years. By December
1973, over 60 horses had died in the arenas and over 40 had become ill
(Commoner and Scott 1976; Kimbrough et al. 1977). Many cats, dogs, rodents,
birds, and insects had also died. Seven people developed various disorders
as a result of exposure. A six-year-old girl who played regularly on an
arena floor was most seriously affected; she was treated for inflammation of
the kidneys and hemorrhaging of the bladder, along with other symptoms
(Beale et al. 1977). She lost 50 percent of her body weight over the course
of the illness, but has since recovered.
Finally, the most heavily contaminated soil was removed from the arenas
and replaced. This apparently solved the problem, as no further incidents
have been reported. The soil, probably still containing dioxins, is now
buried in a landfill and under a concrete highway that was being built at
the time (Commoner and Scott 1976a).
In Australia, Union Carbide of Australia Limited (UCAL), previously a
manufacturer of 2,4,5-TCP and 2,4,5-T, disposed of dioxin-contaminated
wastes by landfill ing during the years between 1949 and 1971 (Chemical Week
1978b; Dickson 1978). At the time these wastes were buried, landfilling was
the most acceptable method of disposal. It has been estimated that 16 to 30
kilograms of dioxins may be present in the buried wastes (Chemical Week
1978b; Dickson 1978; Chemical Week 1978c). In 1969, when dioxin contaminants in 2,4,5-trichlorophenol were being publicized, UCAL began removing
the dioxins by adsorption onto activated carbon. The dioxin-contaminated
carbon, now stored in steel drums, presents a disposal problem (Dickson
1978).

81

�Dioxins have been found in two chemical landfills in Niagara Falls, New
York. One of these, the Love Canal, is now the site of a residential community, including a school. The landfill previously was used by the Hooker
Chemical Company for burying chemical wastes, including those from the
manufacture of 2,4,5-TCP. A rising water table has brought the chemicals to
the surface (Chem. and Eng. News 1978). Approximately 80 different chemicals have been identified, including a number of known carcinogens
(Cincinnati Enquirer 1978a). Recently it was reported that TCDD's were
found at the site (Chemical Week 1979a; Wright State University 1979a,
1979b). About 30 tons of 2,4,5-TCP wastes are buried in the Love Canal.
Hyde Park, a larger toxic landfill used by Hooker, also has yielded positive
analyses. Environmental evaluations of three plants located near the landfill found TCDD's in dust from these plants and in water samples taken from
sediments in a nearby creek (Chemical Regulation Reporter 1980).
One of the largest accumulated quantities of dioxin-contaminated anhydrous wastes now known is a cache of approximately 3000 drums of chemicals
found in 1979 at the Vertac plant in Jacksonville, Arkansas (Fadiman 1979).
The proper procedure for final disposition of this material, which may
contain as much as 40 ppm or more TCDD's, has not been determined. (See
Volume II of this report series.)
Incinerated Wastes-A number of present and previous producers of 2,4,5-TCP and 2,4,5-T
disposed of wastes by incineration. This method is used by the Dow Chemical
Company and was once used by the ICMESA plant and by NEPACCO, which discarded its wastes through a contract incineration company. A recent report
has raised a significant question as to whether past or present incineration
methods destroy all dioxins. Dow reported in 1978 that fly ash from both
stationary tar and rotary kiln incinerators contains low concentrations of
dioxins, even that from incinerators designed to burn chemical wastes (Dow
Chemical Company 1978). TCDD's bound to particulate matter are largely
unaffected by even high-temperature incineration (Rawls 1979; Ciaccio 1979;
Miller 1979).
It has been suggested that incineration of dioxin-contaminated chemical
wastes is primarily responsible for the observed presence of TCDD's in and
around the Dow plant in Midland, Michigan (Merenda 1979; Ciaccio 1979).* If
this is shown to be the case, pollution of the atmosphere from chemical
incinerators may be an important route in the exposure of the public to
dioxin chemicals. Miller (1979) has suggested that a worldwide background
of atmospheric dioxin contamination may exist as a result of the incineration by the U.S. Air Force of 10,400 metric tons of Herbicide Orange containing up to 47 ppm TCDD's (see Ackerman et al. 1978). This operation
took place in the Pacific in 1977. Although there are no data that
confirm the presence of widespread atmospheric pollution from this source,
TCDD's were detected in some stack emission samples (Tiernan et al. 1979).
Dow believes that the observed presence of TCDD's and other dioxins in
Midland and other metropolitan areas is due not only to chemical incinerators but to various other combustion sources such as powerhouses, diesel
engines, charcoal grills, etc. (Dow Chemical Co. 1978; Rawls 1979).
82

�Discharged Water Wastes-Dioxin concentrations that exceed theoretical solubility limits
(Crummett and Stehl 1973) may occur in industrial wastewaters because of 1)
the presence of other organic materials in the wastewater that would tend to
increase the solubility of the dioxin, and/or 2) the presence of suspended
solids to which the dioxins are adsorbed. In either event, it is possible
that low levels of dioxins may be carried routinely into the environment by
industrial effluents, especially those associated with the production of
chlorophenols.
Little published information addresses the question of dioxins in such
industrial water effluents. A 1978 report from Dow Chemical Co. contends
that their effluent discharges were not responsible for the dioxins found in
a number of Tittabawassee River fish, collected downstream from the Dow
discharge. The report states that dioxins are formed during any combustion
process and therefore may be found everywhere in the environment. No
dioxins were detected, however, in fish collected above the Dow effluent
outfall.
Other data presented in the Dow report indicate that particulates in
scrubber water contained 46 ppb TCDD's, 200 ppb hexa-CDD's, 970 ppb heptaCDD's, and 120 ppb OCDD. The water was used to scrub the gas stream from a
rotary kiln incinerator fired with a supplemental fuel to burn chemical
wastes. Disposition of the overflow from the scrubber is unknown; however,
it is unlikely that any water treatment system can consistently remove 100
percent of a low-level constituent such as TCDD's, especially if a portion
of the TCDD's are adsorbed to particulate matter.
In 1976, analysis of effluent water from the Vertac plant in
Jacksonville, Arkansas, showed 0.2 to 0.6 parts per billion of 2,3,7,8-TCDD
(Sidwell 1976a). In contrast, analysis of effluent from the city stabilization ponds, to which the plant effluent was sent, showed no 2,3,7,8-TCDD
(Sidwell 1976b). Because no detection limits were reported, the presence of
2,3,7,8-TCDD in low concentration in the stabilization pond effluent
remained a possibility. There was also a question of the validity of the
analytical method used in the latter examination.
Chemists at Wright State University have recently reported on the
analysis of one hundred process and environmental samples taken by the U.S.
EPA from the Vertac site and surrounding area (Tiernan et al. 1980). TCDD's
were detected in many of the samples at ppt to ppb levels. Composite
samples of soil and water from the city sewage treatment plant lagoon contained 8 ppb TCDD's Bottom core samples from the Vertac cooling pond contained 2 to 102 ppb TCDD's; however, no TCDD's were detected in the cooling
pond discharge sample (detection limit of 0.05 ppb). Similarly, liquid
discharge samples (2) from the equilization basin contained no detectable
TCDD's (detection limit 0.010 ppb), even though a bottom mud sample from the
basin contained about 400 ppb TCDD's.
Treatment of wastes at PCP production plants and wood treatment plants
is usually accomplished by oxidation ponds, lagoons, or spray irrigation.
The efficiency of these treatment schemes has not yet been evaluated where
83

�dioxins are concerned. There is evidence, however, that water-mediated
evaporation is at least partly responsible for the removal of chlorophenols
(and also possibly dioxins) from oxidation ponds (Salkinoya-Salonen 1979b).
Insufficient treatment could result in contamination of waterways and thus
in potential public exposure.
Transportation Accidents
In January 1979, the derailment of a tank car of orthochlorophenol in
Sturgeon, Missouri, resulted in symptoms of chloracne in a cleanup worker.
Analysis of the tank car contents showed less than 0.1 percent trichlorophenol contamination and also 37 parts per billion TCDD's. Subsequent
analyses by the EPA confirmed that the dioxin contamination was 2,3,7,8-TCDD
(Chemical Week 1979d and 1979e; Poole 1979). Further details of the incident have not been released because of extensive legal actions now pending
involving the residents of the town and employees of the manufacturing,
transportation, and contract clean-up companies.
Although the incident at Sturgeon is the only one reported in which
dioxins were identified, it is especially significant because of the nature
of the chemical involved. The manufacture of orthochlorophenol offers no
direct chemical pathway to the side reactions that form 2,3,7,8-TCDD.
Nevertheless, contamination with this most-toxic dioxin was present.
Product distillation is at least a hypothetical origin. Continuing examinations of the source of the 2,3,7,8-TCDD are indicated and are being
conducted.
Herbicide Applications
For many years, herbicides made from dioxin-contaminated 2,4,5-TCP were
widely distributed into the environment. Since the herbicides were less
toxic to grasses, canes, and established trees than to broadleaf weeds and
undergrowth plants, they found wide application wherever the objective was
to stimulate growth of the more resistant plants. The applications included
residential lawns; right-of-ways for power lines, railroads, and highways;,
forest lands intended for future lumbering; pasturelands; and food crops
such as rice and sugar cane. Regulatory and environmental actions have now
halted most of these uses of chemicals that may contain dioxins, but a
number of public health incidents have been associated with herbicide applications.
In Oregon, application of 2,4,5-T and silvex by timber companies and
the government to forest areas has brought charges of increased incidences
of miscarriage by women living near the sprayed areas (American Broadcasting
Company 1978; WGBH Educational Foundation 1979). It is claimed that among 8
of the women, 11 miscarriages occurred within 1 month after herbicide applications. EPA investigated these charges and found sufficient evidence of
danger of the public health in sprayed areas to place an emergency ban on
continued use of 2,4,5-T and silvex in these and other areas (Blum 1979).
Other incidents in Oregon involved several people who complained of illness
after herbicide sprayings (WGBH 1979). Abortions among cows and deer, and
the deaths of fish, quail, and grouse were also reported to be associated
with the sprayings (WGBH 1979). An allergist specializing in environmental
84

�medicine reported that the complaints of diarrhea and recurrent boils among
the exposed people could have been caused by a dioxin contaminant in the
herbicides (Anderson 1978).
In northeastern Minnesota, a family reported that offspring of pigs,
chickens, and rabbits that had fed in areas sprayed by a U.S. Forest Service
helicopter were born deformed, or later developed deformities (ABC News
1978; Anderson 1978; Cincinnati Enquirer 1978c). For over 5 months after
the spraying, the family complained of intense bellyaches, headaches, fever,
nausea, diarrhea, and convulsions. An analysis of the family's water supply
by the Minnesota health authorities revealed traces of a herbicide that
contained 2,4-D, and 2,4,5-T. The presence of dioxins was not reported.
Another source of concern is the possible effects of the massive applications of Herbicide Orange in Vietnam. Reports from some researchers
indicate that numerous deformities have been found in children 6 to 14 years
old (Young et al. 1978). Some reports also state that spontaneous abortions
among women in sprayed areas were not uncommon, and that some people died as
a result of the spraying. It has been estimated that at least 25,000 children in South Vietnam could be assumed to have acquired hereditary defects
from this cause (Young et al. 1978). Others claim that these reports are
virtually impossible to validate. The National Academy of Sciences concluded from their studies that there was no consistent correlation between
exposure to herbicides and birth defects (Young et al. 1978).
In 1969, citizens of Globe, Arizona, complained of human and animal
illnesses after the U.S. Forest Service had applied 3680 pounds of silvex
and 120 pounds of 2,4,5-T to the nearby Kellner Canyon and Russell Gulch
(Young et al. 1978). After investigation by the Office of Science and
Education and by the U.S. Department of Agriculture, it was concluded that
there were no significant effects on birds and wildlife, there was no indication of illnesses in livestock greater than in other regions, and human
illnesses were those that commonly occur in the normal population, except
for one individual who developed skin rash and eye irritation from cleaning
out an empty herbicide drum.
In Swedish Lapland, two infants with congenital malformations were born
to women who had been exposed to phenoxy herbicides (Young et al. 1978).
Medical scientists could find no evidence to substantiate any conclusion
beyond a coincidental occurrence of the birth defects and the herbicide
spraying.
In New Zealand, two women who had been exposed to 2,4,5-T during their
pregnancies gave .birth to deformed babies (Young et al. 1978). In one case
2,4,5-T was ruled out as the cause because although the mother had been
exposured to the herbicide during pregnancy, the exposure had occurred after
the time in the pregnancy when the deformity is known to usually occur. No
conclusions were reached on the other case.
Also in New Zealand, it was reported that deformities in infants
occurred in three areas of the country and that 2,4,5-T was suspect (Young
et al. 1978). After an investigation, it was concluded that there was no
evidence to implicate 2,4,5-T as the cause of the deformities.
85

�In Australia, skin rashes, respiratory problems, and higher incidences
of birth defects and infant mortality may be associated with 2,4,5-T sprayings and dioxin contaminants (Chemical Week 1978d).
Although no published reports deal with the subject, large segments of
the suburban U.S. population are seasonally exposed to 2,4-D spray applications to lawns for weed control. Until 1979, silvex was also a common
constituent of many of these formulations.
There is no published information relating to the use of 2,4,5-T in
rice fields. Rice is grown in Arkansas, Louisiana, and Texas and possibly
also in Mississippi, usually in localized areas that include facilities for
flooding of the fields (a requirement in rice culture). Dioxins, including
TCDD's could be accumulating in the soil of these fields or in runoff
channels. This appears to be a principal area of missing information with
respect to continued use of these herbicides.
Foods
A number of human food sources have been found to be contaminated with
TCDD's. Three different research teams have reported finding dioxins in the
fat of cattle that had grazed on pasture treated with 2,4,5-T (Meselson,
O'Keefe, and Baughman 1978; Kocher et al. 1978; Solch et al. 1978, 1980).
Levels reported ranged from 4 to 15 ppt and 12 to 70 ppt, and 10 to 54 ppt,
respectively. In contrast, however, samples from cattle fed ronnel contaminated with TCDD's showed no dioxins at a detection limit of 10 ppt
(Shadoff 1977). TCDD's have been found at levels ranging from 14 to 1020
ppt in fish and crustaceans collected in South Vietnam (Baughman and
Meselson 1973). Panel!i et al. (1980b) and Cocucci et al. (1979) found
TCDD's in locally grown garden vegetables, fruit, and dairy milk supplies
following the ICMESA accident in Italy in 1976. An investigator analyzed
human milk samples collected in 1970 during the herbicide operations in
South Vietnam, and found that they were contaminated with 40 to 50 ppt
TCDD's (Baughman 1974). He reported that the mothers could have been contaminated either by direct exposure or by ingestion of contaminated foods.
About 1 ppt TCDD's has been reported in breast milk from U.S. mothers living
near pasture land (Meselson, O'Keefe, and Baughman 1978); however, a subsequent study of 103 samples of breast milk from mothers living in sprayed
areas revealed no TCDD's at a detection limit of 1 to 4 ppt (Chemical
Regulation Reporter 1980b). In 1973, TCDD's were detected in several U.S.
commercial fatty acids (Firestone 1973).
Other chlorinated dioxins have also been detected in foods. Tiernan
and Taylor (1978) found hexa-, hepta-, and/or OCDD in 19 of 189 USDA beef
fat samples at levels in excess of 0.1 ppb.
Firestone reported finding hexa-CDD's, hepta-CDD's, and OCDD in gelatin
samples obtained from supermarkets and in bulk gelatin (Firestone 1977).
Gelatin is a byproduct of the leather tanning industry, which routinely used
PCP and TCP as preservatives (U.S. Environmental Protection Agency 1978b).
Total United States consumption of gelatin is estimated at 32 million kilograms per year, of which 20 percent is imported. In this study, dioxins
occurred in 14 of 15 commercial gelatin samples at levels ranging from 0.1
86

�to 28 ppb total dioxins. Pentachlorophenol was also identified in most
samples. 2,3,7,8-TCDD was not detected in any sample. These data are
presented in Table 14.
Analysis by Dow Chemical Company of fish from the Tittabawassee River,
which receives the effluent from their Midland complex, revealed the presence of TCDD's, Hexa-CDD's, and OCDD in trace quantities (Dow Chemical
Company 1978). Catfish from the Saginaw Bay contained 0.024 ppb TCDD.
Michigan health authorities have found TCDD's in fish from the Flint, Cass,
and Shiawassee Rivers. The Food and Drug Administration has recommended
that Michigan set a maximum residue level for dioxins in fish at 100 parts
per trillion (Toxic Materials News 1979e).
TCDD's have been recently detected in leather meal, although in unquantified amounts (U.S. Environmental Protection Agency 1978b). Like
gelatin, leather meal is a byproduct of the leather tanning industry. It is
reported that the FDA permits up to 1 percent leather meal in swine food
diets, but this level is believed to be too restrictive to be economically
advantageous. Poultry feeding tests have indicated that 6 percent leather
meal in the diet could be economically advantageous if the leather meal were
free of dioxins. EPA recently withdrew an application to FDA for approval
of the inclusion of leather meal in poultry feed because of the discovery of
TCDD's in the meal.
There is no published information relating to the residual level of
TCDD's on harvested rice crops that have been treated with the herbicide
2,4,5-T.
Pentachlorophenol has been found in dairy products, grains, cereals,
root vegetables, fruits, and sugars (U.S. Environmental Protection Agency
1978e).
Water Supplies
Another apparent gap in information concerns drinking water. There are
no published reports of studies that searched specifically for dioxins in
surface or well waters used for drinking water supplies. A report from the
National Academy of Sciences (1977) indicates that there are no reports of
dioxins in drinking water, but does not indicate clearly whether dioxins
have not been detected, or whether no research has been conducted. Dr.
James Allen of the University of Wisconsin reported in 1978 that dioxins
have been detected in Great Lakes waters, but apparently no data to this
effect have been published.
In 1978, Dow Chemical Co. reported that their analysts were unable to
detect 2,3,7,8-TCDD in two surface water samples taken from the Tittabawassee River near Dow's Midland plant. The detection limit cited was
0.001 ppb.
It is possible that even if toxic chlorodioxins are not present in
surface waters, they might be formed at low levels during purification of
public water supplies. Early research with unsubstituted dioxins showed
that chlorinated dioxins could be formed from the unsubstituted dioxin by
87

�TABLE 14. DIOXINS IN COMMERCIAL GELATIN

PCP,

Sample No.

1
2
3
4
5
6
7
8

00
00

9

10
11
12
13
14
15

Source:

Sample identity

ppm

Bulk domestic pork skin gelatin
Bulk domestic pork skin gelatin
1975 Consumer package (Texas)
1975 Consumer package (Texas)
1977 Consumer package
(Washington, D.C.)
1977 Consumer package
(Washington, D.C.)
1977 Consumer package
(Washington, D.C.)
Imported bulk gelatin
(Columbia, South America)
Imported bulk gelatin-A
(Mexico)
Imported bulk gelat"in-A
(Mexico)
Imported bulk gelatin-A
(Mexico)
Imported bulk gelatin-B
(Mexico)
Commercial blend (67% domestic
pork skin gelatin, 33%
Hexican-A)
Commercial blend (65% domestic
pork skin gelatin, 35%
Hexican-A)
Commerical blend (91% domestic
pork skin gelatin, 9%
Mexican-A)

0.0
0.0
3.8
6.4

1,2,4,6,7,9
HCDD

1,2,3,6,7,9
HCDD

Dioxins, ppb
1,2,3,6,7,8 1,2,3,7,8,9
HCDD
HCDD

1,2,3,4,6,7,9
HpCDD

1,2,3,4,6,7,8
HpCDD

0.0
0.0
0.0

0.0
0.0
0.1
0.3

0.02

0.05

0.4

0.00

0.02,0.03

OCDD

Total
Dioxins

0.02

0.1
0.0
0.2
0.4
0.1

0.1
0.0
0.6
1.0
0.2

0.2

0.16

0.2

0.8

0.09

0.8

0.8

0.6

3.6

0.00

0.00

0.2

0.2

0.6

0.9

0.3,0.3

0.4,0.6

0.05,0.02

3.8,3.9

4.6,5.3

20,16

30,26

0.00
0.00

N.A. C

0.00
0.00
0.00
0.00
0.00

0.00
0.00
0.03
0.04
0.00

0.01

0.00

Q.OO
0.00
0.00
0.00
0.00

N.A.

0.03

0.2

0.03

N.A.

0.1

0.7

0:01

0.00

3.5

0.2
0.2

7.5

0.02,0.02

0.1,0.1

0.3,0.2

0.05,0.09

2.5,2.7

2.8,2.9

20,17

25,23

8.3

0.02,0.02

0.2,0.4

0.6,0.8

0.07,0.2

3.5,4.0

3.6,5.0

21,18

29,28

0.3

0.00,0.00

0.00,0.00

0.00,0.00

0.00,0.00

0.02,0.02

0.02,0.02

0.1,0.1

0.1,0.1

2.2

0.01,0.01

0.06,0.08

0.2,0.3

0.02,0.09

0.9,0.9

1.2,1.2

4.8,4.3

7.0,6.9

3.1

0.01,0.01

0.05,0.08

0.1,0.2

0.02,0.07

0.6,0.5

0.6,0.8

2.9,1.9

3.8,3.6

1.0

0.01,0.01

0.02,0.03

0.04,0.09

0.01,0.02

0.2,0.3

0.3,0.4

1.4,1.1

2.0,2.0

Firestone 1977.

b

Limits of quantitation were about 0.006, 0.012 , and 0.018 ppb for the HCDD's, HpCDD's, and OCDD respectively, using electron-capture
gas-liquid chromatography.

c

N.A. = Not analyzed.

�direct chlorination (Oilman and Dietrich 1957). Although no tests of this
possibility have been reported, any dioxin entering a municipal drinking
water system may become chlorinated during routine chlorine disinfection
processes, and thus its toxicity could be greatly increased.
Combustion Residues
The presence of dioxins in fly ash from municipal incinerators is
described in Section 3. Tests by Dow Chemical Company that found dioxins in
fireplace soot and other combustion processes are also described elsewhere
in the report. Here it is emphasized that these observations identify
another source of exposure of the public to dioxins. To date, the available
data are insufficient to allow definition of the relative importance of
nonpesticide combustion as a contributor to dioxin pollution of the environment.
Miscellaneous Pesticide Uses
In addition to their principal uses as a raw material and an agricultural pesticide, 2,4,5-TCP and other chlorophenols that may contain dioxins
are brought into contact with the public in other ways. One such use is in
disinfectants (U.S. Environmental Protection Agency 1978i). These are used
on surfaces of swimming pools, household and hospital sickroom equipment,
food processing plants and equipment, and hospital rooms, as well as on
surfaces that contact food. They are also used in bathrooms and restrooms,
on shower stalls, urinals, floors, and toilet bowls. Another minor use is
as a constituent of metal cutting fluids. It is not known whether any of
these cutting fluids are sold commercially.
Commercial products containing pentachlorophenol are readily available
to the public. Examples of such products are paints containing PCP as a
fungicide or preservative, and formulations for wood preserving. The latter
typically contain about 4 percent PCP. Exposure of the users of PCP
products is most likely to occur during use. In one reported case, however,
a woman became weak and lost 20 pounds over a 3-month period that followed
the application of paint containing PCP to interior paneling. Chronic
inhalation of the PCP vapors from the walls was said to be the cause (U.S.
Environmental Protection Agency 1978e).
Dermal absorption of sodium pentachlorophenate (Na-PCP) resulted in the
illness of nine newborn infants and the subsequent death of two (U.S. Environmental Protection Agency 1978e). This exposure occurred in a hospital
after clothing and linens were accidentally washed with Na-PCP. Analysis of
clothing and bed linens showed PCP residues ranging from 2.64 to 195.0
mg/100 g. Analysis for dioxins was not reported.
Since many wood products are treated with PCP, exposure could occur by
excessive handling or contact. Items such as telephone posts, fence posts,
and similar products, readily accessible to the public, could present health
hazards if subsequently handled.

89

�Hexachlorophene Exposures
Until 1972 hexachlorophene was widely used as a bacteriostatic agent in
many commercially available products.
Hexachlorophene is made from
2,4,5-TCP, a known dioxin source. In September 1972 the FDA began requiring
new drug applications for all drugs containing 0.75 percent or more hexachlorophene and also required that these drugs be made available only by
prescription. Products containing 0.1 percent hexachlorophene as a preservative are not subject to the prescription requirement and are still
marketed commercially.
Hexachlorophene for use in drug and cosmetic products is apparently
made from purified 2,4,5-trichlorophenol. The dioxin content of currently
marketed hexachlorophene is believed to be less than 15 ug/kg (15 ppb)
(World Health Organization 1977). There apparently are no published references that report positive analyses of dioxins in hexachlorophene.
Sickness and death resulting from exposure to hexachlorophene have been
reported, occurring primarily among children and infants (Kimbrough 1976;
U.S. National Institute of Environmental Health Sciences 1978). It is not
known whether dioxin contaminants are responsible. In one incident, four
children died following exposure to a detergent containing 3 percent hexachlorophene (Kimbrough 1976). In 1972, 41 infants and children died and a
much larger number became ill after being exposed to baby powder to which
excessive quantities of hexachlorophene had been added accidentally
(Kimbrough 1976). The hexachlorophene concentration in the baby powder was
6 percent.
A Swedish study concerned children born to mothers who were nurses in
hospitals and who had been exposed to hexachlorophene soap in early pregnancy; among 65 children, 11 malformations were found, 5 of which were
severe (U.S. National Institute of Environmental Health Sciences 1978). Out
of 68 children born to unexposed mothers, only one slight malformation was
observed.
OCCUPATIONAL EXPOSURE

Except for the 1976 disaster at Seveso, most clearly recognized human
injuries associated with dioxins have been suffered by persons who came into
contact with the chemicals as a result of their occupation. The most
directly affected probably would be workers in plants of the chemical manufacturing industry where the dioxins are created. Other industries and
activities, however, also use dioxin-contaminated chemical products and thus
represent another source of worker exposure (for purposes of this report,
the exposure of Vietnam military personnel to dioxins is considered occupational). Still other occupational exposures result from work in analytical
or research laboratories and from handling of chemical wastes. This report
section describes the reported incidents and the potential for human exposure due to occupational activities.
A large-scale study of occupational exposure to dioxins is now underway
by the National Institute for Occupational Safety and Health (NIOSH). With
90

�cooperation from the chemical industry, major unions, and the Department of
Defense, NIOSH is compiling a registry of the population of chemical workers
in the United States who have had documented exposure to 2,3,7,8-TCDD,
either in the manufacture of herbicides or in industrial accidents. Once
this registry has been developed, NIOSH plans to evaluate trends in mortality of the exposed workers and, if the data permit, will consider conducting
studies of morbidity and reproductive effects (Robbins 1979).
The NIOSH program will augment similar studies in progress in connection with present and former workers exposed to dioxins in Jacksonville,
Arkansas, and Nitro, West Virginia (Occupational Safety and Health Reporter
1979).
Chemical Manufacturing Industry
More than 200 dioxin-related industrial accidents occurred around the
world during the 30 years prior to 1979 (American Industrial Hygiene Association Journal 1980). The following paragraphs represent only a sampling
of these incidents, most of which involve the manufacture of 2,4,5-TCP.
Table 15 summarizes some of the other incidents not described in detail.
Table 16 is a sampling of the incidents involving plant accidents.
The earliest major incident was an explosion in 1949 at a plant of the
Monsanto Company in Nitro, West Virginia. This plant operated from 1948 to
1969, and the explosion was reported to have affected 228 people (Whiteside
1977; Young et al. 1978). The symptoms included melanosis, muscular aches,
nervousness, and intolerance to cold, in addition to chloracne. A current
occupational study of the long-term effects of dioxin exposure is being
conducted of 121 people who were working in the plant at the time, including
all of those who developed chloracne as a result of the accident. Preliminary study reports indicate no excess deaths from cancer or cardiovascular
disease among these workers (American Industrial Hygiene Association Journal
1980).
In 1953, an explosion occurred in Germany at the factory of Badischer
Anilin and Soda-Fabrik, which was producing 2,4,5-TCP by hydrolysis of
1,2,4,5-tetrachlorobenzene with sodium hydroxide in a solvent of methanol
(Goldmann 1972). Following the explosion the safety valves released vapors,
which filled all reactor rooms on all four floors of the plant. After a few
minutes, vapors that had not been withdrawn with exhaust fans had condensed
as solids on the apparatus, walls, windows, and doors. Chloracne developed
in 42 people, 21 of whom also developed disorders of the central nervous
system or internal organs. In1 addition, 5 years after the explosion a
worker replacing a gasket on one of the reactors developed several disorders
a few days later; one year later the worker died.
An explosion at the TCP-producing factory of the Coalite and Chemicals
Products at Derbyshire, U.K., resulted in 79 workers contracting chloracne
(May 1973).
Six months after an explosion in the Netherlands at the Philips-Duphar
plant, which was producing 2,4,5-TCP, 9 of 18 men working on decontaminating
the plant contracted chloracne (World Health Organization 1977).
91

�TABLE 15. REPORTED INCIDENTS OF OCCUPATIONAL EXPOSURE TO DIOXINS
DURING ROUTINE CHEMICAL MANUFACTURING3

Year

1949
1952
1952-53
1954
1956
1956
1960
1964
1964
1965-69
1970
1972
1973
1974
1975

Country
West Germany
West Germany
West Germany
West Germany
United States
United States
United States
U.S.S.R.
United States
Czechoslovakia
Japan
U.S.S.R.
Austria
West Germany
United States

Chemical
produced

Manufacturer/plant location
N.A.b/Nordrhein, Westfallen
N.A./N.A.
Boehringer/N.A.
Boehringer, Ingelheim/Hamburg
Diamond Alkali/Newark, New Jersey
Hooker/N.A.c
Diamond Shamrock/N.A.c
N.A./N.A.
Dow Chemical /Midi and, Michigan
Spolana/N.A.
N.A./N.A.
N.A./N.A.
Linz Nitrogen Works/N.A.
Bayer/Uerdi ngen
Thompson Hayward/Kansas City, Mo.

PCPJCP
TCP
TCP
TCP; 2,4,5-T
2,4-D; 2,4,5-T
TCP
TCP

2,4,5-T
2,4,5-T
TCP
PCP; 2,4,5-T
TCP

2,4,5-T
2,4,5-T
TCP

. Adapted from Young et al. 1978.
° N.A. - Not available.
Not known whether occupational exposure was involved in the incident.

Number of
persons exposed
17
60
37
31
29
N.A.
N.A.
128

60
78

25
1
50
5
N.A.

�TABLE 16. OCCUPATIONAL EXPOSURES TO DIOXINS THROUGH ACCIDENTS IN
a
THE CHEMICAL MANUFACTURING INDUSTRY

Manufacturer/1 ocati on

Product
involved

Year

Country

1949

United States

Monsanto/Nitro, West Virginia

TCP

1953

West Germany

BSAF/Ludwigshafer

1956

France

Rhone Poulene/Grenoble

TCP
2,4,5-T
TCP

1962

Italy

1963

Netherlands

1966

Number of
workers affected
228
55
17

TCP

5

Phi 1 ips-Duphar/ Amsterdam

TCP

50

France

Rhone Poulene/Grenoble

TCP

21

1968

United Kingdom

TCP

79

1976

Italy

Coalite and Chemicals Products/
Bolsover, Derbyshire
ICMESA/Meda

TCP

134b

CO

. Adapted from Young et al. 1978.
These were not workers but local residents (124 children and 10 adults); no workers were reported
affected.

�During the Seveso incident, the public was more seriously affected, but
the plant workers were also exposed to dioxins. Reports are fragmentary and
sometimes conflicting. A company-sponsored report says that of the 10
workers in the plant at the time of the accident, none, not even those who
came in direct contact with the reactor, showed signs of exposure; further,
a year later, none of the plant workers showed any signs of disease associated with dioxin toxicity (Reggiani 1977). Another report states that one
volunteer worker, after helping to clean out the material that remained in
the reactor after the accident, developed severe chloracne (Parks 1978).
Another report states that among 170 workers exposed to the contamination,
12 developed chloracne, 29 developed liver disease, 17 developed high blood
pressure, and 20 others suffered from other various disorders (Zedda, Cirla,
and Sal a 1976). Finally, another report states that 64.5 percent of 141
former workers suffer from liver problems and others suffer from a variety
of other complaints; 79 of 160 workers involved in the cleanup campaign show
chromosomal abnormalities (Chemical Week 1978a).
Workers at the Vertac plant in Jacksonville, Arkansas, apparently have
been affected by exposure to dioxins, even though no catastrophic event
occurred during the many years the plant produced 2,4,5-TCP. Graphic
accounts of chloracne attacks in plant workers appeared in an investigative
article published in a popular U.S. magazine (Fadiman 1979). In June 1979,
Arkansas health officials found signs of chloracne in 13 of the 74 current
Vertac employees (Richards 1979c). In July 1979, a task force of medical
experts began an intensive examination of about 150 present and former
employees; no definitive conclusions have been reported.
Although not necessarily employees of chemical manufacturers, some
workers undergo occupational exposure to dioxins in the handling or transportation of bulk chemicals outside of the plant. In one reported incident
after the railway derailment in Sturgeon, Missouri, low levels of
2,3,7,8-TCDD were found in the blood of two of the cleanup workers (Chemical
Week 1979d, 1979e, and 1979i; Poole 1979; Taylor and Tiernan 1979). These
were employees of a firm hired by the railroad to clean up the spill.
In a similar incident in Sweden, railroad workers were exposed to 2,4-D
and 2,4,5-T. A medical study concluded that these herbicides showed a
possible tumor-inducing effect (Young et al. 1978). The presence of dioxins
apparently was not considered in this study.
Use of Chemical Products
When makers of dioxin-contaminated products sell these products to
other industries or organizations, the personnel of these secondary users
are subject to occupational exposure to dioxins. Table 17 lists several
related industries that process or handle chemical products with a potential
dioxin content.
It is estimated that 80 percent of all pentachlorophenol produced is
used in wood-treating operations (Arsenault 1976; American Wood Preservers

94

�TABLE 17. INDUSTRIES USING DIOXIN-RELATED CHEMICALS
Industry

Chemical(s)

Process application

Texti1es

TCP

Process water fungicide

Leather tanning

TCP, PCP

Process water fungicides

Wood preserving

PCP

Active ingredient in dip vat/pressure treatment

Pulp and paper

TCP, PCP

Process water slimicide, fungicide

Pesticide formulators
and applicators

2,4,5-T
2,4-D
si 1 vex
ronnel
erbon
hexachlorophene

Active
Active
Active
Active
Active
Active

Automotive

TCP

Metal cutting fluids, foundry core washes

Miscellaneous industries

TCP

Slimicide in cooling tower waters

Household and industrial
cleaning products

TCP,

Active ingredient disinfectant

Bui 1di ng/constructi on

PCP

Termite control

Drug and cosmetics

hexachlorophene

Product preservative or active ingredient

Paint

TCP, PCP

Preservati ve/mi1dewci de

Farming (cattle)

2,4,5,-T, 2,4-D

Range!and weed control

Railroad, telephone,
(construction and
maintenance)

2,4,5-T
si 1 vex
2,4-D

Weed control on rights-of-way

ID
C7I

ingredient
ingredient
ingredient
ingredient
ingredient
ingredient

formulated
formulated
formulated
formulated
formulated
formulated

or
or
or
or
or
or

sprayed
sprayed
sprayed
sprayed
sprayed
sprayed

hexachlorophene

�Institute 1977; U.S. Environmental Protection Agency 1978e). Exposure in
this secondary industry may occur during the mixing of the PCP crystals and
solvent (American Wood Preservers Institute 1977). Many of the larger
wood-treating operations now use automatic closed mixing systems, which
limit the chances for worker exposure. Chloracne symptoms have developed,
however, in workers in one wood-treating plant; the exposures resulted from
manual opening and dumping of bagged PCP (U.S. Dept. HEW 1975). Workers
also may be exposed to PCP by handling of wood after treatment.
Other uses for pentachlorophenol and its sodium salt are in cooling
tower water treatments, in pulp and paper mills, and in tanneries (U.S.
Environmental Protection Agency 1978e). Potential for worker exposure
therefore exists in these industries. Cooling tower waters from one
2,4,5-TCP facility have recently been found to contain ppb levels of TCDD's
(see Volume II of this series).
People involved in the application of herbicides manufactured from or
formulated with 2,4,5-TCP and derivatives may be exposed to dioxin contaminants. These include workers involved in aerial applications and those
employed by commercial lawn-care companies who apply phenoxy herbicides
manually.
Exposures to Herbicide Orange-Thousands of military personnel were exposed during the Vietnam conflict to Herbicide Orange; these exposures are currently the topic of
considerable litigation and are not outlined in detail in this report. The
General Accounting Office (GAO) notes that 4800 veterans have asked for
treatment for exposure to Herbicide Orange (Toxic Materials News 1979d), and
the suits are being brought against former manufacturers, reported to
include Dow Chemical, Hercules, Diamond-Shamrock, Monsanto, Northwest
Industries, and North American Philips (Chemical Week 1979c).
Summaries of the situation were published in Science (Hoiden 1979) and
by the New York Times (Severe 1979).
Chemical Laboratories
In 1957, a research worker in a laboratory synthesized the 2,3,7,8tetrabromo dioxin. That same year, another researcher first synthesized
2,3,7,8-TCDD (about 20 grams) by chlorination of unsubstituted dioxin. In
both cases, on completion of these achievements, the researcher was hospitalized (Rappe 1978). The chemical laboratory continues to be a potential
source of human exposure to dioxins.
One case is reported involving three scientists in the United Kingdom
(May 1973). Although it was believed that adequate precautions had been
taken, all three were afflicted with various disorders. Two of the scientists had been working on the synthesis of dioxin standards. They had
performed the synthesis under a fume hood and had worn overalls and dispos-

96

�able plastic gloves. Both persons developed chloracne in addition to other
symptoms. The third scientist, who had been working with dilute dioxin
standards, had taken similar protective measures. He did not develop
chloracne but he exhibited other symptoms, including hirsutism and excess
cholesterol in the blood.
In 1978, Dow Chemical Company reported that an employee contracted
chloracne after disposing of laboratory wastes contaminated with dioxins.
He reportedly had not followed standard safety procedures. Dow has developed a set of elaborate laboratory safety rules to be used when working with
dioxins.
Similarly, stringent procedures are exercised by independent laboratories who analyze samples containing dioxins. The Brehm Laboratory of
Wright State University, Dayton, Ohio, includes a specially equipped laboratory with restricted access, specially trained personnel, and tight internal
quality control based on mandatory routine wipe tests. All personnel use
disposable gowns, gloves, and shoe covers. "Cradle-to-grave" control is
exercised for all reagents, wash water, disposable clothing, towels, and all
other materials used or consumed in the laboratory; nothing enters the sewer
or is discarded as common trash. Everything enters sealable transportation
barrels to be discarded in an environmentally acceptable manner. Gas
chromatographs are vented through charcoal filter cartridges, which are
routinely discarded into the barrels. Any dusty samples are handled in a
special filtered glove box with total control of all dust and unused sample
material. This laboratory has experienced no incidents of dioxin poisoning
(Taylor 1980).
Waste Handling
Another possible route of exposure to workers is the handling of
production wastes generated from manufacturing and formulation processes.
Not only the employees of the company that generates dioxin-containing
wastes can be affected by these wastes, but also those who work for a contract waste disposal firm. The incident at Verona, Missouri, indicates that
the waste disposal company owner and/or his employees did not recognize the
dangers of wastes with potential dioxin content.
The synthesis of pentachlorophenol and its use in wood treatment also
generate waste products. A current study sponsored by the EPA Office of
Solid Wastes includes an analysis of sludge samples from various locations
within three industrial plants that produce either trichlorophenol, pentachlorophenol, or hexachlorophene (U.S. Environmental Protection Agency
1978d,). Also being sampled is a wood-preservation operation in which pentachlorophenol is used. Initial results have shown low-ppm concentrations of
hexa-CDD's, hepta-CDD's, and OCDD in sludges resulting from PCP production.
Concentrations of the dioxins are not specified, but it is stated that the
levels are below those designated as toxic in the published literature.
Also, 0.06 ppm OCDD and low levels (not quantified) of hexa-CDD's and
hepta-CDD's were found in the soil in the vicinity of the product storage
area.

97

�SECTION 5
ENVIRONMENTAL DEGRADATION AND TRANSPORT

This section addresses the fate of dioxins once they are released to
the environment. Subsections on biodegradation and photodegradation deal
with recent literature relating to biochemical and physical actions of the
environment as they affect the integrity of the dioxin structure. Subsections on physical and biological transport deal with the movement of dioxins
in soil, water, and air and with the uptake of dioxins by plants and their
fate in animals at various trophic levels.
BIODEGRADATION

In assessment of the persistence of a substance in the environment, the
susceptibility of that substance to biodegradation* is a primary concern.
Several studies on the biodegradabilityt of dioxins are described in the
literature. The investigations show that dioxins exhibit relatively strong
resistance to biodegradation, though they may not necessarily be totally
recalcitrant. Most of the work has focused on 2,3,7,8-TCDD because of its
extreme toxicity. This dioxin has been studied in both aqueous and soil
environments, and results have been somewhat equivocal. Only one study
(Kearney et al. 1973) has examined the biodegradability of another dioxin,
2,7-DCDD. Data from this study indicate that this dioxin can be at least
partially degraded in soils. Several dioxin biodegradation studies are
described in the following paragraphs.
Approximately 100 strains of microbes that had previously shown the
ability to degrade persistent pesticides were tested for their ability to
degrade 2,3,7,8-TCDD. After incubation, extracts from microorganisms were
prepared and analyzed for metabolites by thin-layer chromatography. Of the
strains tested, five showed some ability to degrade the dioxin.

Biodegradation: the molecular degradation of an organic substance resulting from the complex actions of living organisms. A substance is said
to be biodegraded to an environmentally acceptable extent when environmentally undesirable properties are lost. Loss of some characteristic
function or property of a substance by biodegradation may be referred to
as biological transformation. (CEFIC 1978)
Biodegradability: the ability of an organic substance to undergo biodegradation.

98

�Ward and Matsumura studied the biodegradation of 14C-labelled 2,3,7,8TCDD in Wisconsin lake waters and sediments and reported in 1977 that the
dioxin may be genuinely metabolized in aqueous systems, but that the rate is
very low. They concluded that there is an optimum time for microbial
degradation, probably 1 month, and that during this period available
2,3,7,8-TCDD is degraded while the nonavailable fraction is bound to the
water sediments. The limited degradation of 2,3,7,8-TCDD is favored by the
presence of sediment, microbial activity, and/or organic matter in the
aqueous phase. The observed half-life of 2,3,7,8-TCDD in sedimentcontaining lake waters was 550 to 590 days; the half life in waters without
sediment was longer.
Kearney and coworkers studied two types of soil, which were incubated
with 2,3,7,8-TCDD at concentrations of 1, 10, and 100 ppm and with 14Clabeled 2,3,7,8-TCDD at concentrations of 1.78, 3.56, and 17.8 ppm (Kearney
et al. 1973a). The two soils were also inoculated with 14C-labeled 2,7-DCDD
at concentrations of 0.7, 1.4, and 7.0 ppm. The soil types were Hagerstown
silt clay loam, which is relatively high in organic matter and microbial
activity, and Lakeland loamy sand, which is low in organic matter and
microbial activity. Over a 9- to 10-month period, the soil samples were
monitored weekly for evolution of gaseous 14C02 as an indication of
microbial degradation of the labeled dioxins.
Very little C02 was liberated from soils containing either labeled or
unlabeled 2,3,7,8-TCDD. In most cases 75 to 85 percent of the dioxin was
recovered from both soil types up to 160 days after addition. No metabolites were found in TCDD-treated soil 14
after 1 year. About 5 percent of the
14
C-2,7-DCDD had degraded to liberate C02 after 10 weeks. Concentrations
of 14C-2,7-DCDD in the soil had a slight effect on 14C02 evolution. It was
postulated that the decrease in C02 liberation at the highest level may have
resulted from the toxicity of the DCDD isomer to the microbes at this concentration. Evolution of 14C02 was significantly higher in the Lakeland
soil than in the Hagerstown soil. Analysis of DCDD-treated soil extracts
also revealed the presence of metabolites, but the major metabolite could
not be identified.
In the same study, incubation of a clay loam (with relatively low
organic matter) to which 1414
C-2,3,7,8-TCDD had been applied led to liberation
of a "very small amount of C02" after 2 weeks.
The U. S. Air Force studied test plots in Utah, Kansas, and Florida to
determine the soil degradation rate of 2,3,7,8-TCDD under field conditions
(Young et al. 1976). The three test plots were considered representative of
various climatic conditions and soil types. Herbicide Orange containing
3700 ppb 2,3,7,8-TCDD was applied to all three plots at a rate of 4480
kg/hectare. Initial soil concentrations of the dioxin were not reported for
any of the sites. Composite samples from the upper 15 cm of each soil were
taken from time to time after the initial herbicide application, and analyzed for both the herbicide and 2,3,7,8-TCDD. Results are presented in
Table 18.

99

�TABLE 18. CONCENTRATIONS OF HERBICIDE ORANGE AND 2,3,7,8-TCDD
IN THREE TREATED TEST PLOTS3

Test
plot
Utah

Kansas

Florida

Total .
herbicide,

Days after
application

ppm

2,3,7,8-TCDD,
ppb

15.0
7.3
5.6
3.2
2.5

282
637
780
1000
1150

8490
4000
2260
2370
960

8
77
189
362
600
659

1950
1070
490
210
40
&lt;1

c
0.255
c
c

5
414
513
707
834
1293

4897
1866
824
508
438
&lt;10

0.375
0.250
0.075
0.046
c
c

. Plots treated with 4480 kg herbicide per hectare.
Composite sample from upper 0 to 15 cm layer of soil.
Not analyzed.

100

c
0.042

�From these data and other leaching data, the Air Force concluded that
the disappearance of 2,3,7,8-TCDD was most likely due to degradation by soil
microbes, because dioxin concentrations in the 15- to 30-cm layer indicated
that leaching was insignificant. The Air Force report further stated that
dioxin degradation was most rapid in the Kansas soil (Ulysses silt loam),
followed by the Florida soil (Lakeland Sandy loam), and finally the Utah
soil (Lacustine clay loam), but that variations in soil and climate had
little overall influence on dioxin persistence. It was also reported that
the initial breakdown rate was rapid, but decreased substantially over the
test period. On the basis of this observation the investigators speculated
that microbial enzymes responsible for herbicide metabolism and possibly
dioxin metabolism are inducible.
In an evaluation of the Air Force studies, Commoner and Scott (1976)
came to different conclusions. After constructing semilogarithmic plots of
dioxin concentrations in soil against days after incorporation of the dioxin, they concluded: (1) that there was no evidence that the rate of degradation changed with time; and (2) that degradation appeared to be more rapid
in the Florida soil than in the Kansas soil (opposite of the Air Force
conclusion).
In another Air Force study with dioxin-contaminated soil the effects of
nutrients and mixing on 2,3,7,8-TCDD degradation were assessed (Bartleson,
Harrison, and Morgan 1975). Pots containing either test soils or control
soils were placed outdoors and in a greenhouse. The soils were analyzed
after 9 and 23 weeks. Soils tested in the greenhouse were moistened with a
nutrient solution. The results are presented in Table 19.
TABLE 19. DEGRADATION OF 2,3,7,8-TCDD IN SOIL a
(parts per trillion 2,3,7,8-TCDD)

Length of exposure, weeks
0

Controls

9

23

1100
1000

520
530

640
810

460
530

1100 - 1300

Outdoor exposure
Tilled (top layer)
Until led
Greenhouse
Tilled (top layer)
Untilled

Source: Bartleson, Harrison, and Morgan 1975.

101

�The investigators concluded that the accelerated rate of degradation
observed in soil from the pots in the greenhouse during the first 9-week
period was probably due to increased microbial populations resulting from
initial soil aeration and increased soil temperatures in the pots. Reduction in the rate of breakdown after 9 weeks may have been caused by leaching
or entrapment of dioxin in the bottom soil layer, which had not been mixed.
It was also proposed, however, that the nutrient solution together with
light or aeration caused either a direct chemical breakdown of 2,3,7,8-TCDD
in the soil or an increase in microbial populations that accelerated breakdown. Because green algae were observed on the surface of the greenhouse
pots between till ings, it was also postulated that the algae were partly
responsible for the degradation.
This study was also evaluated by Commoner and Scott (1976), who concluded that mixing, nutrients, and increased exposure to sunlight did not
significantly enhance degradation of 2,3,7,8-TCDD in soil.
Pocchiari ( 9 8 attempted to stimulate the microbial degradation of
17)
2,3,7,8-TCDD in samples of Seveso soil contaminated with the dioxin from the
1976 ICMESA accident. The dioxin-contaminated soil samples were either
inoculated with promising microorganisms (according to the previously described results of Matsumura and Benezet in 1973) or enriched by the addition
of organic nutrients. No positive degradation effects have been found.
Investigators
from
the Microbiological Institute
in Zurick,
Switzerland, have found that microbes cannot contribute quickly or efficiently to the decontamination of soil-bound 2,3,7,8-TCDD, although they
might contribute slowly (Huetter 1980). The latter point is supported by
the observation of two polar bands in thin layer chromatographs of some
microbial incubations. Huetter and coworkers also have observed that when
2,3,7,8-TCDD is incubated with soil for a prolonged period of time, it is
not as extractable as when it is freshly added to the soil, indicating that
recoverability of the dioxin becomes increasingly more difficult with time.
This information raises questions about the accuracy of work done by others
in the past to measure the soil half-life of 2,3,7,8-TCDD.
Preliminary findings of studies under way in Finland indicate that
2,3,7,8-TCDD may be slowly biodegraded by anaerobic microorganisms in an
organic matrix used for secondary treatment of chlorophenolic wastewaters
from paper pulping operations (Salkinoya-Salonen 1979).
Klecka and Gibson (1979) have recently reported that unsubstituted
dibenzo-p-dioxin can be readily metabolized by a mutant strain of
Pseudomonas (sp. N.C.I.B. 9816 strain II) when an alternative source of
carbon such as salicylate is available. The dioxin molecule was metabolized
first to cis-l,2-dihydroxy-l,2,dihydrodibenzo[l,4]dioxan (I), which was
subsequently dehydrated to yield 2-hydroxydibenzo[l,4]dioxan (II) as the
major metabolite. The authors reported finding no organisms capable of
utilizing dibenzo-p-dioxin as a sole carbon source.

102

ii

�PHOTODEGRADATION
Photodegradation is the process of breaking chemical bonds with light.
The process, also known as photolysis, involves the breakdown of a chemical
by light energy, usually in a specific wavelength range. In photodegradati on of dioxins the ultraviolet wavelengths of light have been-shown to be
the most effective.
In most photolysis studies, scientists are interested in determining
one or more of the following parameters:
1.

Photolysis reaction rates

2.

Photolysis reaction products

3.

Wavelength(s) required for photolysis

4.

Other specific conditions required for photolysis

The photolysis of chlorinated aromatic compounds usually involves loss
of a chlorine molecule to a free radical, or loss through nucleophilic
displacement if a solvent or substrate molecule is present. These mechanisms may be influenced by the presence of other reagents or the nature of
the reaction medium.
Photolysis studies have clearly shown that dioxins may be photolytically degraded in the environment by natural sunlight. The extent to which
this mechanism actually removes or degrades dioxins in the "real world"
environment is difficult to assess, but of all the possible natural removal
mechanisms, photolysis appears to be the most significant. It should be
noted that photolysis apparently results in the removal of one or more
chlorine atoms from the dioxin molecule.
Removal of chlorine from
2,3,7,8-TCDD may make it less toxic, but the basic dioxin structure remains.
When penta-CDD is photodegraded, it may go to a TCDD isomer. (For further
discussion see pp. 138-139 of Section 6.)
Several dioxin photodegradation studies are discussed in the paragraphs
that follow. Major findings from these studies are summarized in Tables 20
and 21.
Crosby et al. (1971) studied photolysis rates of 2,3,7,8-TCDD,
2,7-DCDD, and OCDD dissolved in methanol. Samples were irradiated with
natural sunlight or artificial sunlight with a light intensity of 100 MW/cm2
at the absorption maximum of 2,3;7,8-TCDD (307 nm). Irradiation of a single
solution of 2,3,7,8-TCDD in methanol for 24 hours in natural sunlight
resulted in complete photolysis to less chlorinated dioxin isomers. The
degradation of 2,7-DCDD was at least initially more rapid than that of
2,3,7,8-TCDD. After 6 hours of irradiation in artificial ultraviolet light,
about 30 percent of the 2,7-DCDD remained unreacted whereas almost 50
percent of the 2,3,7,8-TCDD remained unreacted. The amount of 2,7-DCDD
remaining after 24 hours was not reported. The OCDD was photolyzed much
more slowly than the TCDD or DCDD isomers; after 24 hours, over 80 percent
103

�TABLE 20.

Physical conditions

Light
source

TCDD in methanol

Artificial 2
(100 |jw/cm )

TCDD in nethanol
TCDD (crystalline)
in water

PHOTODEGRADATION OF 2,3,7,8-TCDD
Length of
exposure

Amount
degraded, %

Reaction
products

24 h

100

Natural
sunlight

7h

100

NRa

Crosby et al .
1971

Artificial
(sunlamp)

NR

0

NAb

Crosby et al.
1973

96 h

0
&gt;0

NR

Plimmer et al.
1973

0

NR

Crosby et al .
1971

50

NR
NR

Stehl et al.
1973
Stehl et al.
1973

TCDD on soil
TCDD in benzene/water/
surfactant

Artificial
(-sunlamp)

TCDD crystals on glass
plate

Natural
sunlight

14 days

TCDD in isooctane and
1-octanol

Artificial
(G.E. RS
sunlamp)

40 min
24 h

100

TCDD in Herbicide
Orange, on glass

Natural
sunlight

6 h

TCDD in commercial
Esteron herbicide,
on glass

Natural
sunlight

6 h

70

TCDD in Esteron base,
on glass

Natural
sunlight

2h

90

Trichlorodibenzo-p-dioxin,
Dichlorobenzo-p-dioxin

60

* NR = Not reported.
NA = Not applicable.

0

(continued)

Reference

NR

Crosby et al .
1971

Crosby and Wong
1977

NR

Crosby and Wong
1977
Crosby and Wong
1977

�TABLE 20 (continued)

Physical conditions

Length of
exposure

Light
source

Amount
degraded, %

Reaction
products

Reference

TCDD in Herbicide
Orange, on plant
leaves

6 h
6h

100
70

Crosby and Wong
1977

TCDD in Herbic.ide
Orange, on soil

Sunlight

6 h

10

Crosby and Wong
1977

TCDD on silica gel

Artificial A.
&gt;290 ran

7 days

92

NRa

Gabefuigi
1977

TCDD on silica gel

Artificial X
= 230 nm

7 days

98

NR

Gabefuigi
1977

TCDD in Seveso soil
with ethyl oleatexylene mixture

o
tn

Sunlight

Sunlight artificial
(Phillips MLU
300 W)

7 days

&gt;90

NR

Bertoni
1978

3 days

100

TCDD in 1-hexadecylpyridinium chloride
(CPC)

Artificial

4h

&gt;90

NR

Botre et al .
1978

TCDD in sodium dodecyl
sulfate (SDS)

Artificial

4h
8h

=50
=100

NR
NR

Botre et al.
1978

TCDD in methanol

Artificial

4h
8h

=50
=75

NR
NR

Botre et al .
1978

9 days

&gt;90

NR

Crosby
1978

TCDD in Seveso soil/
^' tural
treated with aqueous
sunlight
olive oil solution or
olive oil/cyclohexanone
TCDD in emulsif iable
si 1 vex f omul at ion

Natural
sunlight

=8 days

50

NR

Nash and Bealle
1978

TCDD in granular
si 1 vex formulation

Natural
sunlight

• a3. 5 days

50

NRa

Nash and Bealle
1978

a
0

NR = Not reported.
NA = Not applicable.

�TABLE 21.

PHOTODEGRADATION OF DCDD AND OCDD

Light
source

Length of
exposure

OCOD in methanol

Artificial
UV light 100
uw/cm2

24 h

&gt;20

OCDD on filter paper

Artificial
sunlight

NRa

More rapid in
natural sunlight
than artificial
UV light

NR

Arsenault
1976

Physical conditions

Natural
sunlight

Amount
degraded, %

Reaction
products
Series of chlorinated
dioxins of decreasing
chlorine content

Reference
Crosby et al.
1971

OCDD in oil (mineral
or petroleum)

Natural
sunlight

16 h

66

NR

Arsenault
1976

OCDD - no oil

Natural

16 h

20

NR

Arsenault
1976

OCDD/benzene- hexane

Mercury UV
lamp

4h

70

Hexa-CDD, hepta-CDO,
penta-CDD

OCDD/benzene-hexane

Mercury UV
lamp

24 h

90

Hexa-CDD, hepta-CDD,
Buser 1976
penta-CDD, TCDD (trace)

OCDD in isooctane

Artificial UV
light

18 h

20

NR

Stehl et al.
1973

OCDD in 1-octanol

Artificial UV
light

20 h

6

NR

Stehl et al.
1973

DCDD in methanol

Artificial UV
light

=6 h

=70

NR

Crosby et al.
1971

DCDD in isooctane and
1-octanol

Artificial UV
light

40 min

50

NR

Stehl et al.
1973

NR = Not reported.

Buser 1976

�of the initial OCDD (2.2. mg/liter) remained unreacted. Analysis of
reaction products indicated chlorinated dioxins of reduced chlorine content.
In another study the degradation of OCDD on filter paper was reported
as being more rapid in natural sunlight than in artificial ultraviolet light
(Arsenault 1976). Degradation of OCDD also proceeded more rapidly in the
presence of mineral oil or a petroleum oil solvent than in the absence of
oil. When OCDD in oil was exposed to natural sunlight, 66 percent was
decomposed in as little as 16 hours. When exposed in the absence of oil,
only 20 percent was decomposed within 16 hours. No TCDD's were found in the
decomposition products.
The same report describes a study of the rate of OCDD degradation on
the surfaces of wooden poles treated with PCP-petroleum and Cellon. Preliminary results show that the OCDD is rapidly degraded. Breakdown products
are not reported.
In tests involving exposure of a crystalline water suspension of
2,3,7,8-TCDD to a sun!amp, the insolubility of the dioxin caused difficulties. Irradiation apparently had no effect on the water suspension. A
crystalline state may prohibit the loss of chlorine or obstraction of hydrogen atoms from each other (Plimmer 1978a).
When a benzene solution of 2,3,7,8-TCDD was added to water stabilized
with a surfactant and irradiated with a sun!amp, the dioxin content was
reduced (Plimmer et al. 1973).
In another study when 2,3,7,8-TCDD was applied to dry or moist soil,
irradiation caused no change after 96 hours. Similar results were obtained
by applying this substance to a glass plate and irradiating up to 14 days
(Crosby et al. 1971).
Buser (1976) irradiated samples of a solution of OCDD in benzene-hexane
for 1 to 24 hours with a mercury ultraviolet lamp. After 4 hours of exposure, 30 percent of the OCDD remained unchanged; the major reaction products
were hexa- and hepta-CDD's and trace amounts of penta-CDD's. After 24 hours
of irradiation, the hexa- and hepta-CDD's still constituted the major reaction products, with significant amounts of penta-CDD's and trace amounts of
TCDD's. Only 10 percent of the initial OCDD remained unchanged. It was
concluded that since some commercial products contain up to several hundred
ppm of the octa- and hepta-CDD's, photolytic formation of more toxic polychlorinated dioxins could have environmental significance.
Exposure of TCDD's and DCDD's in iso-octane and 1-octanol to artificial
sunlight (General Electric RS sunlamp) showed that both substances had
half-lives of about 40 minutes in each solvent (Stehl et al. 1973). Analysis of the mixtures after 24 hours of irradiation showed no 2,3,7,8-TCDD at
a detection limit of 0.5 ppm. A bioassay of rabbit ear skin tissue to which
the photolysis products had been applied revealed no chloracnegenic
activity.

107

�When a solution of OCDD and iso-octane was exposed to artificial sunlight, about 80 percent of the OCDD remained unreacted after 18 hours. With
a solution of OCCD and 1-octanol, about 94 percent of the OCDD remained
unreacted after 20 hours (Stehl et al. 1973).
In a series of tests, thin layers of Herbicide Orange containing 15 ppm
2,3,7,8-TCDD were exposed to summer sunlight in glass petri dishes (Crosby
and Wong 1977). After 6 hours, just over 40 percent of the dioxin remained.
A commercial herbicide composed of butyl esters of 2,4-D and 2,4,5-T and
containing 10 ppm 2,3,7,8-TCDD was exposed in the same manner; after 6 hours
only about 30 percent of the initial dioxin remained. A commercial mixture
containing no herbicides, but with 10 ppm 2,3,7,8-TCDD was also exposed to
sunlight on glass petri dishes. The original dioxin concentration was
reduced by about 90 percent after 2 hours. Herbicide Orange was applied in
droplets to excised rubber plant leaves and to the surface of Sacramento
loam soil; the samples were then exposed to sunlight. At an application
rate of 6.7 mg/cm2 of leaf surface no TCDD's were detected on the leaves
after 6 hours. At a lower application rate of 1.3 mg/cm2, however, about 30
percent of the TCDD's remained after 6 2hours. It was also reported that
upon application to the soil (10 mg/cm ) approximately 90 percent of the
dioxin remained after 6 hours. The authors attributed the lesser degree of
photolysis of 2,3,7,8-TCDD on the soil partly to shading of lower layers by
soil particles.
Investigators in this study concluded that there are three requirements
for dioxin photolysis:
1.

Dissolution in a light-transmitting film.

2.

Presence of an organic hydrogen donor.

3.

Ultraviolet light.

In another study, 2,3,7,8-TCDD deposited on silica gel was irradiated
with light having a wavelength greater than 290 nm. The original concentration of the dioxin was reduced by 92 percent after 7 days. When irradiation
was done with light of shorter wavelength (&gt;230 nm), the dioxin concentration was reduced by 98 percent after 7 days. It was concluded that cleavage
of 2,3,7,8-TCDD was possible without a proton donor if the intensity of the
sun at ground level was great enough to supply the required irradiation
(Gebefuigi, Baumann, and Korte 1977).
In a study reported by Bertoni et al. (1978) about 150 ml/m2 of an
ethyloleate-xy1ene mixture was sprayed on a 1-cm-deep sample of Seveso soil
contaminated with 2,3,7,8-TCDD. More than 90 percent of the 2,3,7,8-TCDD
was destroyed after 7 days of sunlight exposure. When a dioxin sample was
placed in a room sprayed with the ethyloleate-xy1ene mixture, disappearance
of the dioxin was almost complete after 3 days exposure under a Phillips MLU
300 W lamp. The xylene was used to reduce viscosity, although ethyloleate
was just as effective when used alone. The more rapid photolysis in the
room was attributed mainly to the smooth walls of the room receiving the
full intensity of the radiation, including the wavelength of light that was
absorbed most readily by dioxins.
108

�The smooth gradual decrease of dioxin concentration in the 1-cm-deep
soil samples was unexpected because ultraviolet light does not penetrate
soil. It was hypothesized that dioxin decomposition below the soil surface
could result either from a diffusion mechanism in the oleate medium or from
photolytic reactions occurring through long-lived free radicals.
The solubility and photodecomposition of 2,3,7,8-TCDD in cationic,
anionic, and nonionic surfactants was studied by use of both pure dioxin
samples and contaminated materials obtained from the Seveso area (Botre,
Memoli, and Alhaique 1979). To test the effectiveness of the solubilizing
agents, homogeneous soil samples were treated twice with surfactant and then
three times with the same volume of water to remove the surfactant.
Extracts from the residual soil were then obtained with benzene and
methanol, and the extracts were analyzed for 2,3,7,8-TCDD. Untreated contaminated soil samples were used for standards. In the pure dioxin solubilization study, 4 ml of surfactant was used to treat the residues. Methanol
was used as the reference solvent. The surfactants used were sodium dodecyl
sulfate (SDS), an anionic surfactant, 1-hexadecylpyridinium sorbitan
monooleate (Tween 80), hexadecyltrimethylammoniurn bromide, and 1-hexadecylpyridinium chloride (CPC).
Results showed that CPC was the best solubilizing agent for contaminated soil taken from the Seveso area, whereas in the pure dioxin experiment the differences were slight. Photodecomposition experiments performed
using 2,3,7,8-TCDD dissolved in surfactants and in methanol also revealed
CPC as the superior medium. Irradiation with an ultraviolet lamp for 4
hours destroyed about 90 percent of the dioxin in the CPC solution. Only 50
percent of the dioxin in the SDS solution was destroyed after 4 hours of
irradiation, although almost 100 percent disappeared after 8 hours. Over 25
percent of the dioxin in methanol remained after 8 hours.
In a small-scale study in Seveso, olive oil was used in either a 40
percent aqueous emulsion or an 80 percent cyclohexanone solution and applied
on a heavily contaminated area of grassland. These solutions supplied a
hydrogen donor in an effort to facilitate photodegradation of the dioxin
present. It was reported that after 9 days 80 to 90 percent of the
2,3,7,8-TCDD was destroyed, whereas concentrations in controls remained
virtually unchanged (Wipf et al. 1978; Crosby 1978).
In a study of the fate of 2,3,7,8-TCDD in an aquatic environment,
samples of lake sediment and water containing 14C-labeled 2,3,7,8-TCDD were
incubated in glass vials under light and dark conditions for 39 days
(Matsumura and Ward 1976). Results indicated no significant photolytic
destruction of the dioxin. Whether artificial or natural light was used is
not mentioned.
The fate of 2,3,7,8-TCDD in emulsifiable and granular silvex formulations was studied after application to microagroecosystems and outdoor field
plots (Nash and Beall 1978). (Experimental conditions of this study are
described more completely in the subsection on physical transport.) It was
observed that upon volatilization, the dioxin in both the emulsifi-

109

�able and granular formulations was photolyzed not only in direct sunlight
but also in shaded areas outdoors and in filtered sunlight passing through
the glass of the microagroecosystem chambers. The mean half-life of the
dioxin in the emulsifiable concentrate was approximately 7.65 days; the
half-life in the granular formulation was 13.5 days. The half-life of the
dioxin in the emulsifiable formulation on grass in a microagroecosystem
ranged from 5 to 7.5 days.
Crosby and Wong reported in 1973 that the major photodecomposition
products of 2,4,5-T are 2,4,5-TCP, 2-hydroxy-4,5-dichlorphenoxyacetic acid,
4,6-dichlororesorcinol, 4-chlororesorcinol, and 2,5-dichlorophenol; 2,3,7,8TCDD was not detected as a photolysis product.
PHYSICAL TRANSPORT
This section describes studies of the movement of dioxins in or into
soil, water, and air. Because of episodes involving actual contamination,
such movement has become a critical issue. The transport of a chemical in
the environment depends greatly upon the properties of the chemical: Is it
soluble in water? Is is volatile? Does it cling to soils readily? With the
answers to these questions, it is possible to at least postulate reasonably
where these chemicals might be found following release into the environment
and by what means human or animal receptors are most likely to be affected.
Transport in Soil

Many studies have addressed the mobility of dioxins, especially
2,3,7,8-TCDD, in soils. Generally it has been found that dioxins are more
tightly bound to soils having relatively higher organic content. Dioxins
applied to the surface of such soils generally remain in the upper 6 to 12
inches. They migrate more deeply into more sandy soils, to depths of 3 feet
or more. In areas of heavy rainfall, not only is vertical migration enhanced but lateral displacement also occurs by soil erosion with runoff
and/or flooding. Dioxins may appear in normal water leachate from soils
that have received several dioxin applications.
Kearney et al. (1973b) studied the mobility of 2,7-DCDD and 2,3,7,8TCDD in five different types of soil. They observed that the mobility of
both dioxins decreased with increasing organic content-of the soil. Based
on this observation and the finding that these dioxins were relatively
immobile in the soils tested, the conclusion was that these dioxins would
pose no threat to groundwater supplies because they would not be mobilized
deep into soils by rainfall or irrigation.
Similar conclusions were reached by Matsumura and Benezet (1973), who
showed that mobility of 2,3,7,8-TCDD is relatively slow, much slower than
that of DDT. It was concluded that any movement of 2,3,7,8-TCDD in the soil
environment would be by horizontal transfer of soil and dust particles or by
biological transfer (other than by plants).

110

�During the 8-year period from 1962 to 1970, the U.S. Air Force sprayed
170,000 pounds of 2,4-D, and 161,000 pounds of 2,4,5-T, in two herbicide
formulations (Herbicide Orange and Herbicide Purple) over a test area 1 mile
square at the Eg!in Air Force Base in Florida (Commoner and Scott 1976). A
map of this area is shown in Figure 8. Originally, the applications were
done for the purpose of testing spray equipment to be used in Vietnam (Young
1974). The exact concentration of 2,3,7,8-TCDD in the herbicides used for
the spraying tests is not known, but is estimated to have ranged from 1 to
47 ppm. The test site has since been analyzed for dioxin residues. In 1970
a 36-inch-deep soil core was taken from a portion of the test area that had
received approximately 947 pounds per acre of the 2,4-D, 2,4,5-T Herbicide
Orange mixture (Woolson and Ensor 1973). At the limits of detection (0.1 to
0.4 ppb), no 2,3,7,8-TCDD was found at any depth. Several explanations were
presented for the absence of dioxin: (1) the 2,4,5-T applied contained less
than 2 ppm of 2,3,7,8-TCDD, a concentration undetectable in the soil by the
analytical method used; (2) the dioxin had migrated to a depth below 36
inches because of the sandy nature of the soil and the high incidence of
rainfall in the area; (3) wind erosion had displaced the dioxin; and (4)
biological and/or photochemical decomposition had occurred.
In 1973, four soil samples were taken from the same test area and
analyzed at low levels for 2,3,7,8-TCDD (Young 1974). The samples contained
the dioxin in approximate concentrations of 10, 11, 30, and 710 ppt, and
these concentrations were confined to the upper 6 inches of the soil layer.
From March 1974 to February 1975 the Air Force performed another study
at the Eg!in Air Force Base (Bartleson, Harrison, and Morgan 1975). Two
test areas were studied, and also an area where the herbicides had been
stored and loaded onto planes. The original 1-mile-square area sampled in
1971 and 1973 contained dioxin in concentrations up to 470 ppt. A second
test area, designated Grid 1, contained concentrations of 2,3,7,8-TCDD as
high as 1500 ppt. The highest dioxin concentrations were generally found in
low-lying areas, and the lowest concentrations usually were in areas of
loose sand; these findings indicate that the horizontal translocation had
probably occurred through water runoff and wind and water erosion.
The storage and loading area contained up to 170,000 ppt of 2,3,7,8TCDD. This area was elevated relative to a nearby pond. Limited sampling
of the pond silt revealed a maximum concentration of 85 ppt, and 11 ppt was
found in the pond drainage stream. These findings also indicated horizontal
translocation of the dioxin, probably as a result of soil erosion.
A core sample of soil taken from Grid 1 in 1974 showed the following
concentrations of 2,3,7,8-TCDD:
Depth, in.

Concentration, ppt

0-1
1-2
2-4
4-6

150
160
700
44
111

�LEGEND

CONTRAVES

INACTIVE ASKANIA
© SPOTTING TOWER
® CONTROL BLDG.
PAVED ROAD
CLAY ROAD
SAND ROAD
O TOWER
INTERANGE BOUNDARY LINE
RANGE GATE AND BARBED
WIRE FENCE

INSTRUMENTED 1 SQUAREMILE TEST GRID

61i»«.«eD«&gt;'I&gt;&lt;&gt;-

8 3 Si

**

Figure 8. Map of Test Area C-52A, Eglin Air Force Base Reservation, Florida
(Source: Young, Thai ken, and Ward 1975).

�These data indicate some vertical movement of 2,3,7,8~TCDD, probably as a
result of water percolation through the soil.
In another test, application of 0.448 kg/m2 of Herbicide Orange to a
test site in Utah resulted in the following concentrations of 2,3,7,8-TCDD
282 days after application:
Sample depth, in.
Control

Concentration, ppt

0-6

&lt;10

0-6

15,000

6-12

3,000

12-18

90

18-24

120

In 1978, additional measurements at the Utah test site were reported (Young
et al. 1978). Table 22 presents analytical results of plot sampling 4 years
after, application of Herbicide Orange at various rates. Table 23 gives
results of a similar test performed at Eglin Air Force Base in Florida.
In the tests reported in Tables 22 and 23, samples were taken by means
of a soil auger. Subsequent tests revealed that dioxin-containing soil was
being carried downward as a result of the auger sampling technique and that
the concentrations of 2,3,7,8-TCDD below 6 inches were not detectable.
Followup studies of the residual levels of 2,3,7,8-TCDD in three
loading areas of Eglin Air Force Base were conducted during the period from
January 1976 to December 1978 (Harrison, Miller, and Crews 1979). Two of
the loading areas were relatively free of contamination. The third
(described earlier on p. Ill) had surface soil concentrations of TCDD's as
high as 275 ppb. TCDD's were found at 1 meter depths at concentrations
one-third the surface amount.
The accident at Seveso in July 1976 released quantities of 2,3,7,8-TCDD
estimated to range from 300 g to 130 kg over an area of approximately 250
acres (Carreri 1978). Because the Seveso soil is drained by an underlying
gravel layer, much concern has arisen over the possibility of groundwater
contamination. Early soil migration studies in some of the most contaminated areas at Seveso showed that the dioxin penetrated to a depth of 10 to 12
in. Later studies reported by Bolton (1978) found 2,3,7,8-TCDD at soil
depths greater than 30 in. An observed 70 percent decrease in 2,3,7,8-TCDD
soil concentration over a period of several months may support the suggestion that the dioxin can be mobilized laterally as well as vertically from
soils during heavy rainfall or flooding (Commoner 1977).
Following the incident at Verona, Missouri, when oil contaminated with
2,3,7,8-TCDD was sprayed on a horse arena to control dust, the top 12 in. of
113

�TABLE 22. CONCENTRATIONS OF 2,3,7,8-TCDD AT UTAH
TEST RANGE 4 YEARS AFTER HERBICIDE ORANGE APPLICATIONS1
(ppt)

Rate of Herbicide Orange application, Ib/acre
Soil depth, in.

1000

2000

4000

0-6
6-12
12-18

650
11
NAb

1600
90
NA

6600
200
14

? Source: Young et al. 1978.
NA = Not analyzed.

TABLE 23. CONCENTRATIONS OF 2,3,7,8-TCDD AT EGLIN AIR 3 FORCE BASE
414 DAYS AFTER HERBICIDE ORANGE APPLICATION

Soil depth, in.

Herbicide Orange, ppm

0-6
6-12
12-18
18-24
24-30
30-36

1866
263
290
95
160
20

f* Source: Young et al. 1976.
Detection limit.

114

2,3,7,8-TCDD
concentration in soil, ppt
250
50
&lt;25b
&lt;25b
&lt;25b
&lt;25b

�soil was removed and replaced with fresh soil. After removal and replacement of the soil, no further episodes occurred involving sickness or death
of human beings or animals. Investigators concluded that this supported the
notion that the vertical mobility of TCDD's is limited (Commoner and Scott
1976).
Nash and Beall (1978) report studies of the fate of 2,3,7,8-TCDD by use
of microagroecosystems and outdoor field plots. A diagram of the microagroecosystem is shown in Figure 9. Two commercially available silvex formulations, one granular and one emulsifiable, were tested. The test and
control formulations were applied three times to turf in five microagroecosystems and once to turf on the outdoor plots. Throughout the test period a
sprinkler system applied water to the soils to simulate rainfall.
The 2,3,7,8-TCDD used in the study was labeled with radioactive hydrogen or 3H. Throughout the study the labeled dioxin (or breakdown product)
was tracked by extremely sensitive radiochemical assay methods. The presence of the dioxin molecule in samples was confirmed by gas-liquid chromatography.
In the first two applications (on days 0 and 35) the concentration of
2,3,7,8-TCDD in the silvex was 44 ppb. In the third application (on day 77)
the silvex formulations contained 7500 ppb (7.5 ppm) 2,3,7,8-TCDD. Soil,
water, air, grass, and earthworms were analyzed for 2,3,7,8-TCDD at various
times following each of the herbicide applications.
Soil analyses showed that most (-80 percent) of the applied
2,3,7,8-TCDD remained in the top 2 cm of the soil. Trace levels at depths
of 8 to 15 cm indicated some vertical movement of the dioxin in the soil.
Analysis of water leachate samples from the silvex-treated microagroecosystems following the first two herbicide applications showed no detectable 2,3,7,8-TCDD (limits of detection were 10"16 g/g*). The dioxin was
detected later, however, following the third herbicide application, and
maximum concentrations of 0.05 to 0.06 ppb were found in the leachate samples taken 7 weeks after that third application.
In an ongoing study at Rutgers University 54 soil core samples (6
in depth) have been taken from samples of turf and sod from areas in
United States having histories of silvex and/or 2,4-D applications. The
will analyze the samples for dioxins or herbicide residues. Results are
yet available (Hanna and Goldberg, n.d.).

in.
the
EPA
not

Transport in Water
Contamination of streams and lakes by 2,3,7,8-TCDD has also been of
concern, especially because of th.e spraying of 2,4,5-T on forests to control
underbrush. Possible routes of water contamination from spraying are direct
10 16 g/g may also be expressed as 0.1 fg/g (0.1 femtogram per gram).
It is equivalent to 0.0001 ppt.
115

�PLATE GLASS 1 cm)
IIULET FILTER / I
HOLDER

0

° REMOVABLE ACCESS PANELS

:YLIC PliASTIC(0.7 cm)

OUTLET FILTER
HOLDER

Figure 9,

Diagram of microagroecosystem chamber.

116

�application, drift of the spray, and overland transport after heavy rains.
The latter, however, seldom occurs on forest lands because the infiltration
capacity of forest floors is usually much greater than precipitation rates
(Miller, Norris, and Hawkes 1973).
The transport of dioxin-contaminated soil into lakes or streams by
erosion constitutes another possible route of contamination. This is evidenced by the detection of 2,3,7,8-TCDD in water samples from a Florida pond
adjacent to a highly contaminated land area (Bartleson, Harrison, and Morgan
1975). Additionally, several laboratory studies have shown that lakes or
rivers could become contaminated with minute quantities (ppt) of
2,3,7,8-TCDD and possibly other dioxins through leaching from contaminated
sediments. In a study reported by Isensee and Jones (1975), 2,3,7,8-TCDD
was adsorbed to soils, which were then placed in aquariums filled with water
and various aquatic organisms. Concentrations of the dioxin in the water
ranged from 0.05 to 1330 ppt. These values corresponded to initial concentrations of 2,3,7,8-TCDD in the soil ranging from 0.001 to 7.45 ppm. The
investigators concluded that dioxin adsorbed to soil as a result of normal
application of 2,4,5-T would lead to significant concentrations of
2,3,7,8-TCDD in water only if the dioxin-laden soil was washed into a small
pond or other small body of water.
Other investigations have shown similar results. Using radiolabeled
2,3,7,8-TCDD, Matsumura and Ward (1976) showed that, after separation from
lake bottom sediment, water contained 0.3 to 9 percent of the original
dioxin concentration added to the sediment. Results of another test indicated that a total of about 0.3 percent of the applied dioxin concentration
passed through sand with water eluate (Matsumura and Benezet 1973). In some
cases, the observed concentration of TCDD's in the water was greater than
its water solubility (0.2 ppb). The 1976 report suggests that some of the
radioactivity apparent in the aqueous phase was probably due to a combination of lack of dioxin degradation, presence of 2,3,7,8-TCDD metabolites,
and binding or adsorption of TCDD's onto organic matter or sediment
particles suspended in the water.
In another study, application of 14C-TCDD to a silt loam soil at concentrations of 0.1 ppm led to 14C-TCDD concentrations in the water ranging
from 2.4 to 4.2 ppt over a period of 32 days (Yockim, Isensee, and Jones
1978).
The findings of such investigations are consistent with recent reports
that TCDD's are migrating to nearby water bodies from industrial chlorophenol wastes buried or stored in various landfills. At Niagara Falls, New
York, for example, 1.5 ppb TCDD's have been detected at an onsite lagoon at
the Hyde Park dump where 3300 tons of 2,4,5-TCP wastes are buried (Chemical
Week 1979a; Wright State University 1979a, b). Sediment from a creek
adjacent to the Hyde Park fill (also in the Niagara Falls area) is also
contaminated with ppb levels of the dioxin (Chemical Week 1979a, 1979d). In
Jacksonville, Arkansas, there is -growing evidence that TCDD's have migrated
from process waste containers in the landfill of a former 2,4,5-T production

117

�site. The dioxins have been found both in a large pool of surface water on
the site (at 500 ppb) and downstream of the facility in the local sewage
treatment plant, in bayou bottom sediments, and in the flesh of mussels and
fish (Richards 1979; Fadiman 1979; Cincinnati Enquirer 1979; Tiernan et al.
1980). TCDD's apparently are also being leached into surface and groundwaters from an 880-acre dump site of the Hooker Chemical Company at
Montague, Michigan (Chemical Week 1979c; Chemical Regulation Reporter
1979b). Dioxins were found at the site at levels approaching 800 ppt.
Transport in Air
One study has been identified in which levels of _2,3,7,8-TCDD in air
have been measured (Nash and Beall 1978). Femtogram (10 1S g) quantities of
the dioxin were detected in the air after granular and emu!sifiable si 1 vex
formulations containing radiolabeled 2,3,7,8-TCDD had been applied to microagroecosystems. Air concentrations of the dioxin decreased appreciably with
time following application. The data appear to confirm that TCDD has a very
low vapor pressure and that loss due to volatilization is extremely low,
especially when low levels of 2,3,7,8-TCDD are involved and granular formulations containing the dioxin are used.
Results of other investigations indicate that water-mediated
tion of TCDD's may take place (Matsumura and Ward 1976).

evapora-

Transport of dioxins by way of airborne particulates has recently
received much attention. Several studies have shown the presence of dioxins
in fly ash from municipal incinerators (Nilsson et al. 1974; Olie,
Vermuelen, and Hutzinger 1977; Buser and Rappe 1978; Dow Chemical Co. 1978;
Tiernan and Taylor 1980). A recent report of Dow Chemical (1978) contends
that particulates from various combustion sources may contain dioxins and
that these dioxin-laden particulates are a significant source of dioxins in
the environment. More details on these studies are presented in Section 3.
It has also been recently reported that dioxins from buried chlorophenol wastes are being mobilized by means of airborne dust particles
(Chemical Regulation Reporter 1980a).
BIOLOGICAL TRANSPORT
This section discusses the potential for dioxins to accumulate and to
become concentrated and magnified in biological tissues. In the past,
pesticides (most notably DDT) have been found to accumulate in organisms at
almost every trophic level. In some organisms these chemicals have been
concentrated in the tissues. When an animal in a higher trophic level feeds
on organisms that accumulate these chemicals, the animal receives several
"doses" of the chemical, resulting in what is termed biomagnification. If
this process proceeds to higher levels in the food chain, the chemicals may
become concentrated
hundreds or thousands of times, with possibly
disasterous consequences.
The ability for a chemical to accumulate and to become concentrated or
participate in biomagnification depends primarily on its availability to
118

�organisms, its affinity for biological tissues, and its resistance to breakdown and degradation in the organism.
Bioaccumulation, Bioconcentration, and Biomagm'fication in Animals
The biological activity of dioxins with respect to accumulation, concentration, and magnification has been addressed by several researchers.
Briefly, bioaccumulation is the uptake and retention of a pollutant by an
organism. The pollutant is said to be bioconcentrated when it has accumulated in biological segments of the environment. The increase of pollutant
concentrations in the tissues of organisms at successively higher trophic
levels is biomagnification.
Several investigators (Fanelli et al. 1979, 1980; Frigerio 1978) have
studied the levels of TCDD's in animals captured in the dioxin-contaminated
area near Seveso, Italy. Data shown in Table 24 indicate that TCDD's
accumulate in environmentally exposed wildlife. All field mice were found
to contain TCDD's at whole-body concentrations ranging from 0.07 to 49 ppb
(mean value 4.5 ppb). The mice were collected from an area where the soil
contamination (upper 7 cm) varied from 0.01 to 12 ppb (mean value 3.5 ppb).
These data are in agreement with Air Force studies by Young et al. (described below), which indicate that rodents living on dioxin-contaminated
land concentrate TCDD's in their bodies only to the same order of magnitude
as the soil itself; biomagnification does not occur. Several rabbits and
one snake have been found to concentrate TCDD's in the liver. The snake
also had accumulated a very high level of TCDD's in the adipose (fat)
tissue. Liver samples from domestic birds were analyzed for TCDD's with
negative results.
TABLE 24. TCDD LEVELS IN WILDLIFE3

Animal
Field mouse

No. of samples
analyzed
14

TCDD level,
ng/g (ppb)
Range
Average

Tissue

Positive

Whole body

14/14

4.5

0.07-49
2.7-13

Hare

5

Liver

3/5

7.7

Toad

1

Whole body

1/1

0.2

Snake

1

Liver,
adipose tissue

1/1

2.7
16

Earthworm

2b

Whole body

1/2

12

? Source: Fanelli et al. 1980.
Each sample represents a 5-g pool of earthworms.
Earlier studies by the Air Force evaluated alternative methods for
disposal of an excess of 2.3 million gallons of Herbicide Orange left from
119

�the defoliation program in Southeast Asia. The studies took place at the
test site at Eglin Air Force Base in Florida (Figure 8) and at test areas in
Utah and Kansas.
In June and October of 1973, samples of liver and fat tissue of rats
and mice collected from grids on a 3-mile-square test area (TA C-52A) at
Eglin Air Force Base were analyzed for the presence of TCDD's (Young 1974).
The samples contained concentrations of TCDD's ranging from 210 to 542 ppt.
Tissue of control animals contained less than 20 ppt TCDD's. Because most
of the concentrations of TCDD's in the group of animals tested were higher
than those found in the soil, it was suggested that biomagnification might
have occurred; however, because the animals studied failed to show teratogenic or pathologic abnormalities, the presence of a substance similar to
TCDD's but with a lower biologic activity was postulated.
Another Air Force report gives results of additional studies conducted
at Eglin Air Force TA C-52A (Young, Thai ken, and Ward 1975). In an effort
to test the possible correlation between levels of TCDD's in the livers of
beach mice and in soil, experiments were conducted to determine the possible
exposure routes. Because contamination by TCDD's could be detected only in
the top 6 inches of soil, it was thought that a food source might be responsible for the presence of the dioxin in animal tissue. Analysis of seeds (a
food source for beach mice) collected in the area revealed no TCDD's (at 1
ppt detection level); therefore, another route of contamination was
suggested. Since the beach mouse spends as much as 50 percent of its time
grooming, investigators postulated that the soil adhering to the fur of the
mice as they move to and from their burrows was being ingested. As a test
of this hypothesis, a dozen beach mice were dusted 10 times over a 28-day
period with alumina gel containing TCDD's. Analysis of pooled samples of
liver tissue from controls indicated concentrations of TCDD's of less than 8
ppt (detection limit), whereas concentrations in samples of tissue from the
dusted mice reached 125 ppt.
Further analysis was done on samples of liver tissue from beach mice
collected from Grid 1 of TA C-52A. A composite sample of male and female
liver tissue contained TCDD's at levels of 520 ppt, and a composite sample
of male tissue contained 1300 ppt. In contrast, the liver tissue of mice
collected from control field sites contained TCDD's in concentrations
ranging from 20 ppt (male and female composite) to 83 ppt (female
composite). Air Force researchers concluded that although bioaccumulation
was evident, there were no data to support biomagnification because the
levels of TCDD's in the liver tissue of beach mice were in general no
greater than levels found in the soil on Grid 1 (ranging from &lt;10 to 1500
ppt).
In evaluation of this Air Force study Commoner and Scott (1976) again
reached a different conclusion. Because dioxin concentrations in the pooled
liver samples represented an average value for the mice, they believed that
this value should be compared with the average value for TCDD's in the soil
of Grid 1, which was 339 ppt. They concluded that biomagnification was evidenced by the significantly higher levels of TCDD's in mouse liver than in
soil.
120

�Analysis for TCDD's in the six-lined racerunner, a lizard found in the
area, showed concentrations of 360 ppt in a pooled sample of viscera tissue
and 370 ppt in a pooled sample of tissue from the trunks of specimens captured in TA C-52A. Specimens captured at a control site showed concentrations of TCDD's less than 50 ppt (detection limit).
Early studies of aquatic specimens obtained from ponds and streams
associated with TA C-52A showed no TCDD's at a detection limit of less than
10 ppt (Young 1974). In further studies, however, three fish species showed
detectable (ppt) levels of TCDD's (Young, Thai kin, and Ward 1975). Pooled
samples of skin, gonads, muscle, and gut from a species of bluegill,
Lepomis puntatus, contained 4, 18, 4, and 85 ppt TCDD's, respectively. All
of these specimens were obtained from the Grid 1 pond on TA C-52A, where
bluegill was at the top of the food chain. Two other fish species,
Notropis Lypselopterus (sailfin shiner) and Gambusia affinis (mosquito
fish), also showed 12 ppt of TCDD's. These specimens were collected from
Trout Creek, a stream draining Grid 1. (Mosquito fish samples consisted of
bodies minus heads, tails, and viscera, whereas shiner samples consisted of
gut). Inspection of gut contents of Lepomis specimens from Trout Creek
showed that the food source of this fish consisted mostly of terrestrial
insects. The source of the TCDD's was not identified, however.
In another Air Force study, tests were done on 22 biological samples
from TA C-52A and 6 samples (all fish) from the pond at the hardstand-7
loading area designated as HS-7 (Bartleson, Harrison, and Morgan 1975). A
composite of whole bodies of 20 mosquito fish Gambusia collected from the
HS-7 pond and 600 feet downstream showed a concentration of 150 ppt TCDD's.
Liver samples from six small sunfish from the HS-7 pond also showed 150 ppt
TCDD's, whereas samples of the livers and fat of 12 medium-sized sunfish
from the HS-7 pond showed concentrations of 0.74 ppb. Because the solubility of 2,3,7,8-TCDD in water is far below these levels (0.2 ppb), the data
seem to indicate biomagnification in addition to bioaccumulation. The
stream that drains the HS-7 pond flows north into a larger pond known as
Beaver Pond. Composite samples of four whole large fish from Beaver Pond
showed a concentration of 14 ppt TCDD's. The livers of 25 large fish and
fillets of 8 large fish from Beaver Pond showed no TCDD's at a detection
limit of 5 ppt. A followup study conducted from 1976 to 1978 showed that
TCDD's were present in turtle fat and beach mouse liver and skin (Harrison,
Miller and Crews 1979).
In the same study, samples obtained from deer, meadowlark, dove, opossum, rabbit, grasshopper, six-lined racerunner, sparrow, and miscellaneous
insects from TA C-52A were analyzed for TCDD's. TCDD's were detected in the
livers and stomach contents of all of the birds. One composite sample of
meadowlark livers contained 1020 ppt TCDD's, the highest level found in all
samples. No TCDD's were detected in samples from deer, opossum, or grasshopper. The sample from miscellaneous insects contained 40 ppt TCDD's, and
the composite sample from racerunners, 430 ppt TCDD. The authors concluded
that this study demonstrated bioaccumulation. The data also indicate that
biomagnification may have occurred. Commoner and Scott (1976b) point out
that the average concentration of TCDD's in soil from TA C-52A was 46 ppt.

121

�It should also be noted that the composite insect sample most likely included insects that are eaten by the birds. In all cases the concentration
of TCDD's in animal liver samples was greater than that in the insect
sample, an indication of the possibility of biomagnification. Because none
of the Air Force studies analyzed for TCDD's in a series of trophic levels,
biomagnification was not clearly demonstrated.
Woolson and Ensor (1972) analyzed tissues from 19 bald eagles collected
in various regions of the country in an effort to determine whether dioxins
were present at the top of a food chain. At a detection limit of 50 ppb, no
dioxins were found.
Another study failed to show dioxin contamination in tissues of Maine
fish and birds (Zitco, Hutzinger, and Choi 1972).
In a similar study 45 herring gull eggs and pooled samples of sea lion
blubber and liver were analyzed for dioxins and various other substances
(Bowes et al. 1973). Analysis by gas chromatography with electron capture
and high-resolution mass spectrophotometry revealed no dioxins.
Fish and crustaceans collected in 1970 from South Vietnam were analyzed
for TCDD's in an effort to determine whether the spraying of Herbicide
Orange had led to accumulation of TCDD's in the environment (Baughman and
Meselson 1973). Samples of carp, catfish, river prawn, croaker, and prawn
were collected from interior rivers and along the seacoast of South Vietnam
and were immediately frozen in solid C02. Butterfish collected at Cape Cod,
Massachusetts, were analyzed as controls. Samples of fish from the Dong Nai
river (catfish and carp) showed the highest levels of TCDD's, ranging from
320 to 1020 ppt. Samples of catfish and river prawn from the Saigon River
showed levels ranging from 34 to 89 ppt. Samples of croaker and prawn
collected along the seacoast showed levels of 14 and 110 ppm of TCDD's,
whereas in samples of butterfish from Cape Cod the mean concentration of
TCDD's was under 3 ppt (detection limit). The authors concluded that TCDD's
had possibly accumulated to significant environmental levels in some food
chains in South Vietnam.
Other investigators have studied the accumulation of TCDD's in mountain
beavers after normal application of a butyl ester of 2,4-D and 2,4,5-T to
brushfields in western Oregon (Newton and Snyder 1978). They reported that
the home range of the mountain beavers was small and that among all animals
collected inside the treatment areas the home ranges centered at least 300
feet from the edge of the treatment area. Thus their food supplies, consisting primarily of sword fern, vine maple, and salmonberry, had definitely
been exposed to the herbicide. Analysis of 11 livers from the beavers
showed no TCDD's in 10 of the samples at detection limits of 3 to 17 ppt.
One sample was questionable; the concentration was calculated at 3 ppt
TCDD's.
Investigators in another study analyzed milk from cows that grazed on
pasture and drank from ponds that had received applications of 2,4,5-T
(Getzendance, Mahle, and Higgins 1977). Sample collection ranged from 5
days to 48 months after application; 14 samples were collected within 1 year
122

�after application. Application rates ranged from 1 to 3 pounds per acre.
Milk purchased from a supermarket was used as the control. The control
samples contained levels of TCDD's ranging from nondetectable to 1 ppt. No
milk samples from cows grazing on treated pasture contained levels of TCDD's
above 1 ppt.
In a similar study, milk samples were collected throughout the Seveso
area just after the ICMESA accident occurred (Panel!i et al. 1980). The
samples were analyzed for TCDD's by GC-MS methods. Results are given in
Table 25. Figure 10 shows the sites where the milk samples were collected.
Dioxin levels were highest in samples from farms close to the ICMESA plant.
The high levels of TCDD's found in the milk samples strongly suggest that
human exposure via oral intake must have occurred after the accident through
consumption of dairy products. A milk monitoring program that has been
sampling milk from outside Zone R since 1978 no longer detects TCDD's in any
of the samples.
Three research teams have analyzed fat from cattle that had grazed on
land where 2,4,5-T herbicides were applied. In one study, five of eight
samples collected from the Texas A&amp;M University Range Science Department in
Mertzon, Texas, showed the possible presence of TCDD's at low ppt levels
when analyzed by gas chromatography/low-resolution mass spectrometry (Kocher
et al. 1978). Apparent TCDD concentrations ranged from 4 to 15 ppt at
detection limits ranging from 3 to 6 ppt. In the second study, 11 of 14
samples analyzed contained TCDD's (Meselson, O'Keefe, and Baughman 1978).
The four highest levels reported were 12, 20, 24, and 70 ppt TCDD. In the
third study, Solch et al. (1978, 1980) detected TCDD's in 13 of 102 samples
of beef fat at levels ranging from 10 to 54ppt.
Shadoff and coworkers could find no evidence that TCDD's are bioconcentrated in the fat of cattle (Shadoff et al. 1977). The animals were fed
ronnel insecticide contaminated with trace amounts of TCDD's for 147 days.
Sample cleanup was extensive to permit low-level detection of the dioxin.
Analysis was by combined gas chromatography/mass spectrometry (both high and
low resolution). No TCDD's were detected at a lower detection limit of 5 to
10 ppt.
Samples of human milk obtained from women living in areas where 2,4,5-T
is used have also been analyzed for dioxins. In one study, four of eight
samples were reported to contain about 1 ppt TCDD's (Meselson, O'Keefe, and
Baughman 1978). In a subsequent study, no evidence of 2,3,7,8-TCDD contamination was found in 103 samples of human milk collected in western
states (Chemical Regulation Reporter 1980). The lower level of detection in
the latter study ranged from 1 to '4 ppt.
Model ecosystems have been developed in aquariums to study the bioaccumulation and concentration of several pesticides including TCDD's (Matsumura
and Benezet 1973). Concentration factors for TCDD's calculated from these
studies were:
Daphnia: 2198

Mosquito larvae: 2846

Ostracoda:

Northernbrook silverside fish: 54

107
123

�TABLE 25. TCDD LEVELS IN MILK SAMPLES COLLECTED NEAB SEVESO
a
m JULY-AUGUST 1976

Map .
number

Date of
collection

TCDD concentration,
ng/ liter (ppt)

1

7/28

76

2

7/28
8/2
8/10

7919
5128
2483

3

7/28
8/2
8/10

469
1593
496

4

8/10

1000

5

7/29

116

6

7/29

59

7

8/3

8

8/3

94

9

7/27
8/3

180
75

10

8/5

&lt;40

i

Source: Panel!i et al 1980.
Locations shown in Figure 10

124

80

�ICMESA

IN

Figure 10.

Location of farms near Seyeso at which cow's milk samples

were collected for TCDD analysis in 1976 (July-August).
(Source: Panelli et al. 1980)

125

�The authors concluded that the biological and physical characteristics of
organisms played an important role in the bioaccumulation and concentration
of TCDD's and the other pesticides studied. They also indicated that because of the low solubility of TCDD's in water and liquids and their low
partition coefficient in liquids, TCDD's are not likely to accumulate in
biological systems as readily as DDT.
Another aquatic study involved a recirculating static model ecosystem
in which fish were separated from all the other organisms (algae, snails,
daphnia) by a screened partition (Yockim, Isensee, and Jones 1978). In this
study 14C-TCDD was added to 400 g of Metapeake silt loam clay to yield
TCDD's at a concentration of 0.1 ppm. Treated soils were placed in the
large chambers of the ecosystem tanks and flooded with 16 liters of water.
One day after the water addition, all organisms except the catfish were
added. Samples of organisms and water were collected on days 1, 3, 7, 15,
and 32. On day 15 a second group of 15 mosquito fish was added. On day 32
all organisms remaining were collected and analyzed. Also on day 32, nine
channel catfish were added to the large chambers of the tanks containing the
soil. Catfish were collected 1, 3, 7, and 15 days later. Of the two
collected on each day, one was sacrificed for analysis and one was placed in
untreated water.
Bioaccumulation ratios (tissue concentration of TCDD's divided by water
concentration) for the algae ranged from 6 to 2083, the maximum exhibited
after 7 days. Bioaccumulations ratios for the snails ranged from 735 to
3731, with the maximum at 15 days. The ratios in daphnia ranged from 1762
to 7125, with the maximum at 7 days. The accumulation ratios in the mosquito fish ranged from 676 at day 1 to 4875 after 7 days. All mosquito fish
were dead after 15 days, and their tissues showed an average of 72 ppb
TCDD's. No bioaccumulation ratios were calculated for the catfish, but
levels of TCDD's in the tissues ranged from 0.9 ppt after day 1 to 5.9 ppt
after day 15. By day 32 of exposure all catfish had died. The average
concentration of TCDD's in the tissue at this time was 4.4 ppb.
It was concluded that under normal use of 2,4,5-T, concentration of
TCDD's in sediments of natural water bodies would probably be 104 to 106
times lower than the concentration used in this experiment, and although the
TCDD's could be a potential environmental hazard, the magnitude of the
hazard would depend on biological availability and persistence in the aquatic ecosystem under conditions of normal use.
In previously mentioned studies with microagroecosystems, earthworms
contained 0.2 and 0.3 ppt 2,3,7,8-TCDD and/or breakdown products of TCDD's
following two silvex applications to soil (Nash and Beall 1978). The silvex
contained 44 ppb TCDD's.
Another study not yet completed concerns the possible accumulation of
dioxins in vegetation and earthworms in turf and sod of areas having a
history of silvex and/or 2,4-D applications (Hanna and Goldberg, n.d.).

126

�Isensee and Jones (1975) performed three experiments using algae,
duckweed, snails, mosquito fish, daphnia, channel catfish and other
organisms. Radio!abeled dioxin (14C-TCDD) was adsorbed to two types of
soil, which were then placed in glass aquariums and covered with water. One
day later daphnia, algae, snails, and various diatoms, protozoa, and
rotifers were added. In one experiment duckweed plants were also added on
the second day. After 30 days, some daphnia were analyzed and two mosquito
fish were added to each tank. Three days later, all organisms were
harvested; in Experiments II and III, two fingerling channel catfish were
added to each tank and exposed for 6 days. At the conclusion of each experiment the concentrations of 14C-TCDD in the water and in the organisms were
determined and the concentration factors calculated. Table 26 summarizes
soil application rates in each experiment and type of soil used.
At soil concentrations as low as 0.1 ppb, 14C-TCDD was leached into the
water and accumulated in the organisms. Bioaccumulation factors at this
soil concentration and a water concentration of 0.05 ppt were 2,000 for
algae, 4,000 for duckweed, 24,000 for snails, 48,000 for daphnia, 24,000 for
mosquito fish, and 2,000 for catfish, corresponding to concentrations of
0.1, 0.2, 1.2, 2.4, and 0.1 ppb of 14C-TCDD in the tissues. Although some
biomagnification was evident, results were highly variable. The differences
in bioaccumulation factors found in this study relative to those of Yockim
et al. (1978) were attributed to system design, differences in the
organisms, and the fact that bioaccumulation factors in the other study were
based on fresh weight whereas those in this study were based on dry weight.
The authors conclude that since some bioaccumulation ratios were relatively high (as compared with those observed with other pesticides), especially in daphnia and mosquito fish, the potential of TCDD's to accumulate
in the environment is considerable. They further project, however, that at
suggested application rates of 2,4,5-T, concentrations of TCDD's in the soil
would probably not result in accumulation in biological systems unless
erosion or runoff from recently sprayed areas is discharged to a small body
of water (e.g., a pond).
Dow Chemical Company, a producer of pentachlorophenol and the major
producer of 2,4,5-trichlorophenol, reported in 1978 on a series of studies
to determine whether dioxins are present in the Tittabawassee River, into
which Dow discharges treated wastes. In one study, rainbow trout were
placed in cages at various locations above and below the Dow Midland plant,
in a tertiary effluent stream and in clear well water. Five of six fish
placed in the tertiary effluent stream showed levels of TCDD's ranging from
0.2 to 0.05 ppb. Analysis of whole fish exposed for 30 days at a point 6
miles downstream of the effluent'discharge showed concentrations of 0.01 and
0.02 ppb TCDD's. Analysis of whole fish from the tertiary effluent showed
levels ranging from 0.05 to 0.07 ppb.
In a laboratory experiment with 14C-2,3,7,8-TCDD, Dow (1978) determined
that the bioconcentration factor in rainbow trout was about 6600. Dow also
analyzed native catfish taken randomly from various locations in the Tittabawassee River and tributaries. The analyses showed levels of TCDD's

127

�TABLE 26.

SOIL APPLICATION RATES AND REPLICATIONS1

Total 14C-TCDD
Final concentrations
added per tank, Type 14 soil and amount
of
of 14C-TCDD
No. of
of C-TCDD added, g
in soil , ppm
replicates
M9

149
0

Experiment I
L-20
L-20

7.45
0

3
1

63
63
63
63
0

Experiment II
L-20
L-20 + M-100
L-20 + M-200
L-20 + M-400
L-20

3.17
0.53
0.29
0.15
0

2
2
2
2
2

0.1
0.01
0.001
0.0001
0

2
2
2
2
2

Experiment III
10
1
0.1
0.01
0

M-100
M-100
M-100
M-100
M-100

Isensee and Jones 1975.
L = Lakeland sandy loam, M = Metapeake silt loam. In Experiment II, L
was first treated with 14C-TCDD, then dry-mixed with M in treatment
tanks.
c

Soil concentrations based on total quantity of soil in tanks.

128

�ranging from 0.07 to 0.23 ppb, levels of OCDD from 0.04 to 0.15 ppb, and one
sample with 0.09 ppb of hexa-CDD. Highest levels of TCDD's and OCDD were
found in fish collected from the Tittabawassee at points approximately 1 to
2 miles downstream from Dow. Dow noted that caustic digestion used in
sample preparation may have degraded octa-, and hexachlorodioxins. No other
fish analyzed contained detectable levels of TCDD's (Dow Chemical Company
1978).
Subsequent to the Dow studies, the U.S. EPA collected and analyzed fish
samples from the Tittabawassee, Grand, and Saginaw Rivers in Michigan
(Harless 1980). TCDD's were found in 26 of 35 samples (74 percent) at
levels ranging from 4 to 690 ppt. Catfish and carp contained the highest
concentrations, while perch and bass had the lowest.
Accumulation in Plants
Because dioxins are sometimes used in herbicides applied on and near
areas where food plants may be growing, it is important to determine whether
the dioxins may be incorporated into the plants. Thus far few studies have
been done to determine whether dioxins might accumulate in plants. In the
few studies that have considered this question, results seem to indicate
that very small amounts, if any, are accumulated in plants.
Kearney et al. (1973a) studied the uptake of DCDD's and TCDD's from
soil by soybeans and oats. Soil applications of 14C-DCDD (0.10 ppm) and
14
C-TCDD (0.06 ppm) were made, and a maximum of 0.15 percent of the dioxins
was detected in the above-ground portion of the oats and soybeans. No
dioxins were found in the grains harvested at maturity. Application of a
solution of Tween 80 (a surfactant) and TCDD's or DCDD's to the leaves of
young oat and soybean plants showed no translocation to other plant parts
after 21 days.
Studies of the absorption and transportation of TCDD's by plants in the
contaminated area near Seveso have been reported (Cocucci et al. 1979).
Samples of fruits, new leaves, and in some cases twigs and cork were taken
from various types of fruit trees a year after the dioxin contamination
occurred. TCDD's were found in all samples at |jg/kg levels. Concentrations
in the leaves were 3 to 5 times higher than in the fruits, which had the
lowest concentrations. Levels in the cork samples were generally higher
than in the leaves, but not as high as in the twigs. The findings show that
the dioxin is translocated from the soil by plants in newly formed organs
and suggest that the lower concentrations in fruits and leaves may be due to
some form of elimination such as transpiration or ultraviolet photodegradation. The latter possibility would agree with the photolysis results
reported by Crosby and Wong in 1977.
Cocucci and coworkers also examined specimens of garden plants such as
the carrot, potato, onion, and narcissus. Again, ug/kg levels of TCDD's
were found. In all plants, the new aerial portions appeared to contain less
dioxin than the underground portions. Concentrations of TCDD's differed in
the inner and outer portions of potato tubers and carrot taproots; the
.variation was attributed to the prevalence of conductive tissues in these
129

�plant parts. The authors again suggested that the relatively low concentrations in the aerial parts of these garden plants was due to an elimination
process such as transpiration or photodegradation, or possibly to metabolism
of the dioxin by the plants. The elimination hypothesis was supported by
the further observation that when contaminated plants were transplanted in
unpolluted soil, the dioxin content disappeared.
Young et al. (1976) used specially designed growth boxes to study the
uptake of 14C-TCDD by Sorghum vulgave plants. After placing Herbicide
Orange containing 14 ppm 14C-TCDD under the soil in the growth boxes, 100
plants were grown for 64 days. After 64 days the plants were harvested,
extracted with hexane, and analyzed for 14C-TCDD. Some plant samples were
also analyzed for 14C-TCDD before hexane extraction by combustion and collection of the C02. Analysis before extraction showed a concentration of
about 430 ppt 14C-TCDD in the plant tissue. After hexane extraction, the
concentration of 14C-TCDD in the plant tissue was reported as being 14
not
significantly reduced. Young et al. concluded that the relatively high C
activity in the plant tissue could have been due to the presence of (1)
nonhexane-soluble TCDD, (2) a soil biodegradation product of TCDD's that was
taken up, (3) a metabolic breakdown product of TCDD's found after plant
uptake of the TCDD's, or (4) a contaminant in the original 14C-TCDD stock
solution that was taken up by the plant.
As mentioned elsewhere, concentration of 14C-TCDD in algae and duckweed
has been observed. Bioaccumulation factors were 2000 and 4000, respectively
(Isensee and Jones 1975).

130

�SECTION 6
DISPOSAL AND DECONTAMINATION
GENERAL CONSIDERATIONS
One of the principal unsolved problems that has followed the discovery
of dioxins is development of methods for destroying them once they are
produced. Many investigators have studied various methods for disposing of
commercial chemicals and production wastes that contain these compounds, and
further research is needed. Even more important is the need for methods of
destroying dioxins after they are released into the environment.
Simple out-of-sight storage has been used on several occasions to
dispose of dioxin-contaminated soils and equipment following industrial
accidents from the manufacture of 2,4,5-TCP. Soil contaminated by the
application of dioxin-containing wastes at Verona, Missouri, was used as
fill under a new concrete highway and was also placed in a sanitary landfill. Some was also used as fill at two residential sites, but was later
removed and placed elsewhere (Commoner 1976a). The soil contaminated by the
accident at Seveso, Italy, was partially removed from moderately contaminated areas and added to the more heavily contaminated areas, which will
remain uninhabitable for an indefinite period of time (Reggiana 1977).
Following an explosion at Coalite and Chemical Products, Ltd., in England,
portions of the plant equipment were buried in an abandoned coal mine (May
1973). Portions of the Phillips Duphar plant in the Netherlands, following
its explosion, were encased in concrete and dumped into the ocean (Hay
1976a).
The quantities of TCDD-containing wastes from the normal manufacture of
2,4,5-TCP that have been buried at various sites in the United States are
not well documented, although some published figures are available. One
company at Verona, Missouri, reportedly disposed of 16,000 gallons of
2,4,5-TCP distillation residues over an 8-month period (Shea and Lindler
1975). A New York company reportedly disposed of 3700 tons of 2,4,5-TCP
production wastes at three dumps in the Niagara Falls area over a 45-year
period (Chemical Week 1979a). It is estimated that the 3700 tons of waste
produced by this company could contain 100 pounds of TCDD (Chemical Week
1979a). An Arkansas facility has been producing 2,4,5-TCP and related
products since 1957 and possibly earlier (Sidwell 1976a). Reports indicate
that 3000 to 3500 barrels of TCP wastes are buried or stored on the manufacturing site (Fadiman 1979; Cincinnati Enquirer 1979). Many of these barrels
are now leaking and contaminating nearby water bodies (Richards 1979a;
Tiernan et al. 1980).

131

�Continuation of land disposal is still being proposed as at least a
temporary measure, however. Other proposals include chemical fixation, deep
well disposal, burial in salt mines, and inclusion of these chemicals with
nuclear fission byproducts in secured cavities.
Although these practices postpone the need for solving the problems of
disposal and decontamination, they offer no permanent solutions. Techniques
that may be used to decompose dioxins and thereby remove them permanently
from the environment are discussed in this section. The most extensively
tested method is incineration, which entails a high-temperature oxidation of
the dioxin molecules. Physical methods have also been proposed for some
applications; these include the use of solvents or adsorbents to concentrate
dioxins into smaller volumes for final disposal by incineration or other
methods, and also physical methods of detoxification including exposure to
ultraviolet light or gamma radiation. Proposed chemical techniques include
the use of ozone or special chloroiodide compounds. Biological degradation
techniques are also being considered.
INCINERATION DISPOSAL METHODS
Conventional Incineration
Conventional incineration has reached a high level of development for
disposal of pesticides and other highly toxic, hazardous materials
(Wilkenson, Kelso, and Hopkins 1978; Ferguson et al. 1975; Ottinger 1973;
Scurlock et al. 1975; U.S. EPA 1977a; U.S. EPA 1975a; Duvall and Rubey
1976). It is often preferred over other disposal alternatives (Lawless,
Ferguson, and Meiners 1975; Kennedy, Stojanovic, and Shuman 1969), and has
been used extensively (Ackerman et al. 1978). Incineration as defined here
does not include open, uncontrolled burning, but denotes the use of special
furnaces equipped with means for accurate regulation of furnace temperature,
supplemental fuel usage, and excess air ratios. Industrial incinerators are
also equipped with some form of emission control, often a water scrubber.
Incinerator off-gas usually contains only low concentrations of carbon
particulates, but does contain chlorine and hydrogen chloride if chlorinated
organic chemicals are being burned.
Incinerator operating conditions currently considered adequate for
complete destruction of 2,3,7,8-TCDD and most other chlorinated organics are
a temperature of at least 1000°C (1932°F) with a dwell time of at least 2
seconds (Tenzer et al.; Wilkenson et al. 1978). Laboratory tests have
demonstrated that with a dwell time of 21 seconds, only half of the
2,3,7,8-TCDD in a sample decomposes at 700°C, whereas 99.5 percent
decomposes at 800°C (Ton That et al. 1973). These data were obtained with a
quartz tube apparatus. Using differential thermal analysis two other experimenters have observed that complete destruction occurs between 800° and
1000°C (Kearney et al. 1973b), which agrees with the work of Langer et al.

132

�(1973). All of these studies have been conducted with relatively pure
samples of dioxins. For incineration of impure mixtures, temperatures above
800°C are especially important because at lower temperatures (300° to 500°C)
more TCOD may be formed from precursor material (Rappe 1978).
Incineration is now used to dispose of wastes from pesticide manufacture at the Midland, Michigan, facility of Dow Chemical Company. Stationary
and rotary kiln incinerators used at this location can handle almost any
solid, semisolid, or liquid waste. Dow has emphasized in a 1978 report to
the EPA that complete destruction of dioxins is difficult, in that reducing
the concentration of a substance from 1 ppm to the equivalent of 1 ppb
necessitates an overall efficiency of 99.9 percent, which is not possible
with conventional high-capacity incinerators.
The most extensive incineration of a waste chemical containing dioxins
was the destruction of 10,400 metric tons (more 'than 2 million gallons) of
Herbicide Orange left over from military defoliation operations in southeast
Asia (Ackerman et al. 1978). This substance was decomposed in two large
incinerators mounted on the Vulcanus, a chemical tanker ship operated by a
company from the Netherlands. Burning took place in the mid-Pacific ocean.
In three separate trips, the herbicide was emptied from steel storage drums
to railroad tank cars to the cargo holds of the tanker (the drums were
rinsed with diesel fuel, which was added to the herbicide). The ship was
then' moved to the burn location and the mixture was incinerated at an
average flame temperature of 1500°C with an incinerator residence time of 1
second. Flow of combustion air was regulated to maintain a minimum of 3
percent oxygen in the stack gases. Combustion efficiency was about 99.9
percent.
Stack effluents were sampled and analyzed routinely, with a
minimum detection limit of 0.047 ng/ml (ppb). Only one set of samples
contained measurable amounts of 2,3,7,8-TCDD (Tiernan et al. 1979). No
analyses were performed for any other chemical constituents or decomposition
products.
This operation also resulted in more than 40,000 steel drums that were
still slightly contaminated with Herbicide Orange. These drums were to have
been crushed mechanically, then shipped to a steel mill to be melted as
steel scrap at a temperature of about 2900°C (Whiteside 1977). No available
reports confirm the completion of this procedure. Portions of the ship 2used
in the incineration operation were also contaminated with 86 ng/m of
Herbicide Orange. Subsequent decontamination reduced the concentration by
as much as 96 percent (Erk, Taylor and Tiernan 1979). The decontamination
procedure and the fate of the residue are not known (Chemical Week 1978d).
A high-temperature liquid and solid incinerator is being constructed as
a mobile unit under an EPA contract (Brugger 1978). Its purpose is to
decompose hazardous chemicals such as dioxins, and it is expected to be used
to incinerate the dioxin-contaminated sludge now being stored in Verona,
Missouri. It may also be used to burn some dioxin-contaminated activated
carbon remaining from initial efforts by the U.S. Air Force to remove
dioxins from Herbicide Orange by adsorption. This mobile incineration unit
is to be equipped with an afterburner and a scrubber for the exhaust gases.

133

�It will be able to handle the combustion equivalent of 75 gallons per hour
of fuel oils and a solids equivalent of 3.5 tons per hour of dry sand.
In another project a private partnership plans to convert a tanker for
ocean incineration of toxic wastes including 2,4,5-TCP wastes. The ship
will be equipped with three 25-ton/h incinerators capable of burning a
10,000-ton load of waste on a week's cruise. EPA will monitor the test
burns during initial operations (Chemical Week 1979g).
Incineration has been suggested for decontamination of the soil and
other materials at Seveso, Italy (Commoner 1977; Pocchiari 1978), but local
political pressure has killed the idea (Revzin 1979; Chemical Week 1979h).
A giant incinerator was to have been built that would have held each furnace
charge at 800 to 1000°C for 30 to 40 minutes. Estimates of the amounts of
soil to be processed range from 150,000 to 300,000 megagrams. In addition
there are huge quantities of contaminated furniture and decaying plants and
small animals (about 87,000 in number), which are presently quarantined,
awaiting final disposal. Authorities have refused to allow the incinerator
to be built because the burning of such massive amounts of dioxin-contaminated debris would take years. Furthermore, the residents and authorities
fear that the presence of such an incinerator would result in Seveso
becoming the industrial waste dumping ground for all of Italy.
Advanced Incineration Techniques
Two advanced incineration techniques have been studied for the decomposition of toxic substances. Molten salt combustion consists of burning a
contaminated chemical with air below the surface of a liquified inorganic
material. Microwave plasma destruction, although not a true combustion
process, converts a mixture of contaminated chemical and oxygen into
elemental oxides through the action of microwave radiation.
Molten Salt Combustion-The technology of molten salt combustion has been developed over the
past 20 years by Atomics International Division of Rockwell International
Corporation (Wilkinson, Kelso, and Hopkins 1978). It has potential application to the destruction of pesticides and hazardous wastes. A schematic of
the process is given in Figure 11. A difficulty with developing this system
for full-scale practice may be in locating suitable materials of construction.
The molten salt is sodium or potassium carbonate containing 10 percent
by weight of sodium sulfate. It is maintained at 800° to 1000°C by application of heating or cooling as needed. When the molten salt is applied to
chlorinated hydrocarbon wastes, the carbon and hydrogen in the waste are
oxidized to C02 and steam, while the chlorine content is changed into sodium
chloride. Tests have demonstrated that this bench-scale combustor can
achieve virtually complete decomposition (more than 99 percent) of chlorinated hydrocarbons, 2,4-D, chlordane, chloroform, and trichloroethane.
The 2,4-D tested was part of an actual waste that contained 30 to 50 percent
2,4-D and 50 to 70 percent bis-ester and dichlorophenol tars. The waste was
diluted with ethanol and burned at 830°C. This combustion test destroyed
99.98 percent of the organic materials.
134

�i

STACK

OFF-GAS
CLEANUP

, H20,

WASTE

1

SALT RECYCLE

WASTE
TREATMENT
AND FEED

CO

on

AIR'

WASTE AND AIR

..
1
MOLTEN SALT
FURNACE

SPENT MELT
REPROCESSING
OPTION
SPENT MELT
DISPOSAL

T
ASH

Figure 11. Schematic of molten salt combustion process. (Source: Wilkinson, Kelso,
and Hopkins 1978, as adapted from Atomics International 1975.)

�Microwave Plasma Destruction-Microwave plasma refers to a partially ionized gas produced by
microwave-induced electron reactions with neutral gas molecules (Bailen and
Hertzler 1976; Bailen 1978). The ionized gas or plasma is derived from the
carrier gas which transports the molecules into the plasma zone (Oberacker
and Lees 1977). When oxygen is used as the reactant gas in the plasma,
highly reactive atomic oxygen is produced which then rapidly oxidizes
organic compounds introduced into the system discharge (Bailen 1978).
A laboratory-scale microwave plasma reactor with capacity of 1 to 5
g/h, and a pilot-scale reactor with capacity of 430 to 3,200 g/h have been
tested by the Lockheed Palo Alto Research Laboratory under a contract from
EPA (Bailen and Hertzler 1976). A schematic diagram of these units is shown
in Figure 12. Tests have been conducted with a variety of toxic materials,
including two commercial PCB's, Aroclor 1242, and Aroclor 1254. The laboratory-scale reactor converted 99.9 percent of the PCB's into carbon monoxide,
carbon dioxide, water, phosgene, and chlorine oxides. The pilot-scale
reactor converted at least 99 percent of most materials tested into smaller
molecules. One test, however, did not achieve complete destruction and left
a black, tarry substance that still contained PCB's.
The pilot reactor was also used in tests with
supported formulation of kepone charged to the reactor
material, a 10 percent slurry in water, and a 20 percent
Conversion of at least 99 percent of each charge matrial
hydrogen chlorine was achieved in all tests.

a commercial clayas compressed solid
slurry in methanol.
to basic oxides and

Microwave plasma decomposition has also been used to detoxify U.S. Navy
red dye (Bailen 1978). Specific application of this technique to dioxins is
not reported, although it has been considered for detoxification of dioxincontaminated wastes stored in Missouri (Bailen 1977).
PHYSICAL METHODS
Concentration
One approach to disposal or decontamination of toxic substances is by
use of techniques that selectively remove toxic constituents from mixtures.
Such techniques would reduce the volume of material that must be treated and
would offer potential for salvage of useful materials. To date, however,
such techniques have presented serious problems because they have been used
to concentrate dioxins even with no available means or facilities for disposal of the concentrate.
In at least two instances, quantities of activated carbon heavily
contaminated with dioxins are being stored because disposal methods are not
available. In this country, extensive pilot-plant studies of carbon adsorption were conducted before the Air Force decided to incinerate Herbicide
Orange (Whiteside 1977; Young et al. 1978). Although the reprocessing

136

�PESTICIDE
DROPPING
FUNNEL

TUNING
UNIT

1
PLASMA
REACTOR
TUBE

MICROWAVE
POWER SOURCE

°2
SUPPLY

FLOW METERS

ALTERNATE
GAS SUPPLY

3-WAY STOPCOCK

MICROWAVE 7^
APPLICATOR

MANOMETER
TUNING
UNIT

MASS
SPECTROMETER
COLD TRAP
THROTTLE
VALVE

MICROWAVE
POWER SOURCE
RECEIVER^

"—'
COLD TRAP

Figure 12. Schematic of microwave plasma system
(Source: Wilkinson, Kelso, and Hopkins 1978, as adapted from
Bail en and Hertzler 1976).

137

�method was technically and environmentally feasible, it was not possible to
demonstrate an acceptable method for safely disposing of the dioxin-laden
carbon. The contaminated carbon is now stored on an island in the Pacific.
Similarly, Union Carbide of Australia created quantities of dioxin-contaminated carbon in efforts to detoxify 2,4,5-TCP after they became aware of the
2,3,7,8-TCDD problem in 1969 (Chemical Week 1978b; Dickson 1978). This
carbon is still stored in steel drums in that country.
Although data are unavailable, activated carbon apparently can adsorb
dioxins selectively from chemical mixtures, but the carbon cannot be regenerated. Even after long periods of contact, solvent extraction will not
desorb a major portion of the adsorbate. One study evaluated the desorption
of phenol from activated carbon with 10 different solvents (Modell,
deFilippi, and Krukonis 1978). After 2 hours of continuous extraction, the
most effective solvent desorbed only 28 percent of the phenol. A newly
proposed technology for regeneration of activated carbon is the use of
supercritical fluids (fluids in the region of their critical temperatures
and pressures), and in particular supercritical carbon dioxide (Model!,
deFilippi, and Krukonis 1978). With one type of activated carbon
(Filtrasorb 300, Calgon Corp.), 100 percent desorption was obtained within 3
hours. After the first regeneration, however, adsorption capacity of the
carbon is only 50 to 85 percent. It is believed that the initial treatment
causes formation of carboxyl, hydroxyl, and carbonyl groups on the surface
of the carbon and that their chemical interaction with the carbon may lead
to irreversible adsorption.
In general, carbon adsorption techniques have not been proven effective
for toxics disposal, even if the carbon is to be destroyed by incineration
or other methods. After being contaminated with heavy organic chemicals,
activated carbon must usually be dried and pulverized prior to incineration
to ensure complete destruction. These additional handling steps provide the
possibility of fugitive losses.
Bailen and Littauer (1978) are presently investigating the possibility
of using microwaves to regenerate spent activated carbon. It is not known
whether activated carbon containing dioxins will be evaluated in the study.
Solvent extractions of soil have been shown to be effective in
analytical determinations of TCDD's (Teirnan et al. 1980). It has been
suggested that solvents such as hexane could be used to extract dioxins from
soil by use of equipment similar to that used to extract oil from olive
seeds (Commoner 1977). It is not known whether this concentration process
has been tested. The use of steam distillation has also been suggested as a
means of concentrating dioxins, but no details are available.
Photolysis
The use of light to degrade halogenated aromatic compounds is well
established in published literature (Mitchell 1961; Plimmer 1972, 1978a;
Rosen 1971; Watkins 1974; Wilkinson, Kelso, and Hopkins 1978). Regarding
degradation of dioxins, most studies have been concerned with the effect of
sunlight on dioxins released into the environment, as outlined in Section 5.
138

�Application of the same principle to detoxify dioxins with artificial light
could lead to a means of decontaminating chemical mixtures.
The Velsicol Chemical Corporation has proposed such a photolytic system
as an alternative method for disposal of Herbicide Orange (Crosby 1978a,
1978b; Lira 1978). The herbicide mixture would first be hydrolyzed with
caustic and converted into butyl alcohol, water, and salts of 2,4-D and
2,4,5-T. Additional butyl alcohol would then be used to extract the
dioxins. The butyl alcohol and dioxins would be separated from the phenolic
salts and water by decantation, and the organic layer would be irradiated
with ultraviolet light. Irradiation would be accomplished in a special
reaction apparatus, in which thin films of the liquid are exposed to light
from quartz tubes. Although preliminary tests did succeed in destroying.
2,3,7,8-TCDD, the process had not been pursued because the toxicity of the
resulting decomposition products was unknown and the butyl alcohol would
have to be disposed of by incineration or other methods. Further tests of
this principle were discontinued.
No other studies of large-scale decomposition of dioxins by use of
artificial light have been reported. Laboratory studies have shown, however, that light does not destroy the structure of dioxins. Under appropriate conditions, light converts the more toxic dioxins to less toxic forms
by removing halogen substituents (Crosby 1971). Any applications of this
principle will therefore be limited to decontamination and partial degradation, rather than to complete disposal.
Radiolysis
Radiolysis, an extension of the photolytic method, has been studied
experimentally. Gamma rays having properties similar to light have been
shown to partially degrade dioxins. As with ultraviolet light, these rays
may not totally destroy the dioxin structure, but only remove substituent
halogens.
In the most recent series of tests, investigators dissolved
2,3,7,8-TCDD in either ethanol, acetone, or dioxane6 at a concentration of
100 ng/ml (ppm) and irradiated the solutions at 10 rads/h (Chemical Week
1977; Panel!i et al. 1978). They found that 97 percent of the dioxin was
degraded after 30 hours, when ethanol was the solvent. Degradation was
somewhat slower in the other solvents. All irradiated samples showed the
presence of tri-CDD and DCCD.
In 1976, Buser dissolved OCDD in benzene and hexane at a concentration
of 25 g/liter and exposed it to gamma radiation. After 4 hours, 80 percent
of the OCDD was converted into dioxins with five, six, or seven chlorine
substituents. Further degradation did not occur.
Other researchers completed an extended series of tests using gamma
radiation of the ionizing type to destroy pesticides (Craft, Kimbrough, and
Brown 1975). Significant destruction of single representative compounds
such as pentachlorophenol, 2,4,5-T, and 2,4-D was obtained, but no change

139

�in PCB's or mixtures of compounds such as Herbicide Orange could be
detected. This test series led to the conclusion that because of the
inefficiency of radiation in destroying mixtures of pesticides and dioxins,
costs would be prohibitive for routine use of this method in waste treatment.
CHEMICAL METHODS

Several chemical techniques have been proposed for the destruction of
toxic dioxins. Vertac, Inc., reportedly developed a process for safely
destroying its dioxin-containing wastes, but no details are available
(Environment Reporter 1979b). Of the five methods outlined in the following
paragraphs, only the first two have been tested specifically with dioxins.
Ozone Treatment (Ozonolysis)
The use of ozone is common in chemical waste treatment applications,
especially in decomposition of cyanides. It has been used most often in
laboratory applications for decomposition of large organic molecules
(Wilkinson, Kelso, and Hopkins 1978).
In a recent test, ozone was bubbled through a suspension of
2,3,7,8-TCDD in water and carbon tetrachloride. It was reported that after
50 hours, 97 percent of the 2,3,7,8-TCDD had degraded. In this process, the
dioxin apparently is suspended as an aerosol combined with carbon
tetrachloride, which facilitates ozone attack (Cavolloni and Zecca 1977).
Another modification of ozone treatment has been developed by Houston
Research, Inc. (Wilkinson, Kelso, and Hopkins 1978; Mauk, Prengle, and Payne
1976). Tests with dioxins, however, have not been reported. In this technique, treatment with ozone is combined with ultraviolet irradiation. The
light activates organic molecules to a highly energetic state, thereby
rendering them more susceptible to ozone attack. When this technique was
applied to pentachlorophenol and DDT, these compounds were decomposed into
carbon dioxide, water, and hydrochloric acid. A schematic diagram of the
apparatus is shown in Figure 13. Two bench-scale reactors of 10- and
21-liter capacity have been constructed (Mauk, Prengle, and Payne 1976).
Although these examples indicate that ozone treatment may be effective
for use in dioxin disposal or decontamination, the use of ozone must be
combined with some other mechanism that will activate the dioxin and promote
the attack of ozone.
Chloroiodide Degradation
In a recently described method, 2,3,7,8-TCDD in contaminated soil is
degraded by use of a class of compounds derived from quaternary ammonium
salt surfactants and referred to as chloriodides (Botre, Memoli, and
Alhaique 1979). The compounds are formulated in mi cellar solutions with
surfactants that increase the water solubility of the substances. The two

140

�MIXER
EXHAUST GAS
UV LIGHT

TEMPERATURE
|
CONTROL

L
SPARGED
BATCH
REACTOR

J

pH MONITORING
' AND SAMPLING

IMPELLER

ti

&gt;
OZONE
GENERATOR

.

2% Kl

VENT

SOLUTION

POWER

OXYGEN OR AIR

Figure 13. Schematic for ozonation/ultraviolet
irradiation apparatus (Source: Wilkinson, Kelso,
and Hopkins 1978, as adapted from Mauk, Prengle, and Payne 1976),

141

�derivatives showing the most degradation potential are alkyldimethyl benzylammonium
(benzalkonium)
chloroiodide
and
1-hexadecylpyridinium
(cetylpyridinium).
When 2,3,7,8-TCDD in benzene was vacuum evaporated and the residue
treated with a cationic surfactant aqueous solution containing benzalkonium
chloroiodide, 71 percent of the 2,3,7,8-TCDD decomposed. When cetylpyridinium chloroiodide in cetylpyridinium chloride was used, 92 percent of the
2,3,7,8-TCDD was decomposed. These experiments were performed in absence of
light to prevent photolytic degradation.
In a test with soil from Seveso contaminated with 2,3,7,8-TCDD, only
about 14 percent was degraded within 24 hours following treatment with
benzalkonium chloride. When benzalkonium chloroiodide was added, an additional 38 percent of the 2,3,7,8-TCDD was degraded. Total degradation
during this test was 52 percent.
Wet Air Oxidation
Wet air oxidation is an accelerated oxidation process performed at high
pressure and temperature. Oxidation takes place in an autoclave in which a
charge of water and organic material is heated to 150° to 350°C while being
pressurized with air to 40 to 140 atmospheres. Three commercial processes
of this type are known as the Zimpro, Wetox, and Lockheed processes. They
are used for rapid decomposition of sewage sludge, munitions waste, and
sulfite liquor from pulp and paper mills. It has been proposed to evaluate
the Wetox system for disposal of priority pollutants and other hazardous
chemicals (Wertzman n.d.). This might also be an alternative method for
disposal of dioxin and dioxin contaminated materials, but no tests have yet
been reported.
Chlorinolysis and Chlorolysis
Although chlorinolysis and chlorolysis were developed primarily to
produce chlorinated products from nonchlorinated or less chlorinated
organics, some attention has been focused on their use in waste treatment
(Shiver 1976). Chlorinolysis is used primarily to convert hydrocarbons containing one to three carbon atoms into perch!oroethylene, trichloroethylene,
and carbon tetrachloride (Diamond Alkali Company 1950; U.S. Patent Office
1972). As most often practiced, the process continuously reacts chlorine
with ethylene or ethylene dichloride in a fluid bed catalyst reactor. The
process usually creates small amounts of hexachlorobenzene, hexachloroethane, hexachlorobutadiene, tetrachloroethane, and pentachloroethane as
side-reaction products.
Chlorolysis, an associated process, is sometimes used to convert the
side-reaction products from chlorinolysis into carbon tetrachloride; it can
also be used with benzene or its derivatives or with mixtures of chlorinated
aromatic or aliphatic compounds. Chlorolysis is a two-stage process in
which gaseous feed materials are reacted with chlorine at pressures of 200
to 700 atmospheres and temperatures up to 800°C. No catalyst is used.

142

�In cooperation with the U.S. Department of Agriculture, the Diamond
Shamrock Company conducted pilot-plant studies to test the stability of
2,3,7,8-TCDD under the severe reaction conditions of chlorolysis (Kearney et
al. 1973). Although the results of these studies are not known, the techniques may be applicable to disposal of certain dioxin-contaminated
chemicals and might yield marketable products from otherwise waste
chemicals.
Catalytic Dechlorination
Catalytic dechlorination is a simple chemical process in which the
action of a catalyst reductively dechlorinates an organic compound. The
usual catalyst is nickel borohydride, which is prepared in a reaction vessel
by mixing sodium borohydride and nickel chloride in a solvent of alcohol.
When this solution is mixed with a chlorinated organic chemical, the chlorine atoms are removed from the molecules and hydrogen atoms are substituted
(Cooper and Dennis 1978; Dennis 1972; Dennis and Cooper 1975, 1976, 1977;
Wilkinson, Kelso, and Hopkins 1978).
Laboratory tests have been conducted with this process to detoxify
several commercial pesticides, including DDT's, heptachlor, chlordane, and
lindane. Tests with chlorinated dioxins have not been reported. The process does not completely dechlorinate most organic chemicals and would not
break down the basic dioxin structure.
The reaction occurs rapidly,
however, and at room temperature; for these reasons, the process may be of
value in decontamination operations or in detoxifying small volumes of toxic
dioxins.
Other processes have been used to dechlorinate aromatic compounds,
including conventional catalytic hydrogenation with metallic catalysts and
hydrogen gas (Dennis and Cooper 1975). In a small-scale laboratory experiment with a catalyst of palladium on charcoal, about 60 percent of a charge
of 1,6-DCDD was reduced to unsubstituted dioxin in 1 hour at room temperature and less than 1 atmosphere pressure.
BIOLOGICAL TREATMENT

One of the least expensive techniques for breaking down large organic
molecules, and often one of the most effective, is to subject the molecules
to the action of microorganisms. Although toxic chemicals are usually
degraded slowly in uncontrolled exposure to the environment, more complete
and more rapid breakdown can be achieved by controlling the microorganism
species and providing specialized environments.
Numerous studies have examined the susceptibility of dioxins, particularly 2,3,7,8-TCDD, to microbial decomposition. Most of the studies have
concerned decomposition in the uncontrolled environment, as described in
Section 4. Much less attention has been directed to the controlled use of
microorganisms. The following paragraphs describe available data on two
aspects of the microbial decomposition of dioxins: soil conditioning and
biochemical wastewater treatment. A specialized treatment system for toxic
wastes is also discussed.
143

�Soil Conditioning
The large area of dioxin-contaminated soil surrounding Seveso, Italy,
has stimulated studies of degradation of dioxins by soil microorganisms.
Available data indicate that 2,3,7,8-TCDD is resistant to this method of
decontamination, although under optimum conditions some slow degradation
occurs.
Rates of uncontrolled degradation have been variously measured in two
studies. The U.S. Air Force reported the half-life of 2,3,7,8-TCDD at 225
and 275 days (Young et al. 1976). In a separate analysis of the same test
data, Commoner (1976b) obtained a half-life of 190 to 330 days. In Seveso,
however, Bolton (1978) reported finding no reduction in dioxin levels in the
most heavily contaminated zone, and in the less contaminated zone reduction
after 400 days was only 25 percent.
Researchers in Zurich, Switzerland, have found that soil-bound
2,3,7,8-TCDD becomes increasingly difficult to recover quantitatively with
time (Huetter 1980). This observation may explain the decreasing recoveries
of 2,3,7,8-TCDD in soil degradation studies by the U.S. Air Force and others
in which the "disappearance" of 2,3,7,8-TCDD with time was interpreted as
evidence of biodegradation. Half-lives for 2,3,7,8-TCDD calculated from
these studies may not accurately reflect the true persistance of this dioxin
in the soil environment.
One proposal for modifying the Seveso soil environment is to use charcoal or activated carbon to hold the dioxins in the soil, then to spread
manure on the treated soil to increase the rate of bacterial growth (Young
1976). U.S. Air Force studies have shown, however, that although treatment
of this sort increases the number and activity of soil microorganisms, the
rate of dioxin degradation is reduced. Apparently, adsorption on charcoal
causes the dioxin to be less available to the bacteria. No other proposals
to modify the open soil environment have been advanced.
Attempts have been made to inoculate Seveso soil with selected bacteria
that might facilitate the breakdown of dioxins. Although initial results
appeared promising, subsequent data indicated that the method had not been
effective (Commoner 1977). The inoculated species either died out or became
mutated to a strain that rejected the dioxins. In a similar laboratory
study of 100 microbial strains that had shown ability to degrade pesticides,
only 5 showed any ability to degrade 2,3,7,8-TCDD (Matsumura and Benezet
1973).
Wastewater Treatment Systems
Very little is known concerning the ability of biological or biological/chemical wastewater treatment to remove dioxins.
Dow Chemical Company operates a tertiary treatment system to treat
wastewater from its Midland, Michigan, pesticide manufacturing plant (Dow
Chemical Co. 1978). A 2-year program of analysis of grab and composite
samples taken from the tertiary effluent stream revealed only one with a
144

�detectable amount (0.008 ppb) of TCDD's. In further investigations, six
caged fish were placed in the tertiary pond effluent; subsequent analyses
showed, in five of the six fish, concentrations of TCDD's ranging from 0.02
to 0.05 ppb in the edible portions and from 0.05 to 0.07 ppb in the whole
bodies. These findings, when compared with data on control fish containing
no detectable levels of TCDD's, clearly indicate the presence of TCDD's in
the tertiary pond effluent.
Data obtained in 1976 from Transvaal, Inc., showed no TCDD's in
effluent from the city stabilization ponds, to which Transvaal sends all or
part of its plant wastewater effluent (Sidwell 1976b). A sample from the
Transvaal plant effluent, however, showed 0.2 to 0.6 ppb of this dioxin.
Other than pH adjustment with lime, the effluent apparently undergoes no
pretreatment. As previously discussed (p. 83) more recent studies of this
site have been reported (Tiernan et al. 1980).
In a third study sludge was sampled at the outlet of a lagoon holding
effluent from a pentachlorophenol manufacturing plant. The sludge was
analyzed for TCDD's, but none was found (U.S. Environmental Protection
Agency 1978d). Since this dioxin has never been found as a decomposition
product of pentachlorophenol, the negative analysis would be expected. The
sludge was not analyzed for hexa-CDD's, hepta-CDD's, or OCDD, the dioxins
normally associated with PCP manufacture.
Researchers in Finland have patented a process for purifying wastewaters containing chlorinated aromatics in a biofilter (Salkinoja-Salonen
1979a). The filter consists of a layer of wood bark that contains a strain
of bacteria able to degrade the organic compounds (Salkinoja-Salonen 1979
a,b). These bacterial strains were isolated by taking samples of bacteriferous water, mud, or bark residue from water bodies polluted by chlorinated
and unchlorinated phenols and aromatic carboxylic acids, then feeding pollutants to the bacterial populations collected. Work is under way to prove
the effectiveness of the filter in treating dioxins; its efficacy in
treating aromatics such as tri- and tetrachlorophenols has been
demonstrated.
Micropit Disposal
A detailed study of biological degradation of pesticides is being
conducted by Iowa State University (Rogers and Allen 1978). The apparatus
used in the study, shown in Figure 14, consists of a partially buried polyethylene garbage can filled with layers of rock and soil, and flooded with
water. The study, sponsored by the U.S. EPA, deals with a variety of
pesticides at various concentrations, and with the effects of nutrient
additives and aeration. Two organochloride compounds are included among the
pesticides being examined, but it is not clear whether the test includes
dioxins. Test data are not available.

145

�GALVANIZED
BASKET

GROUND LEVEL

29.2 cm (11.5 in.)

20.3 cm (8 in.)

35.6 cm (14 in.)
GALVANIZED
METAL SLEEVE
212 LITER
POLYETHLENE
BARREL

PERFORATED
CLAY TILE

55.2 cm
(1.8 ft)

Figure 14. Internal view of pesticide micropit
(Source: Rogers and Allen 1978).

146

�SECTION 7
HEALTH EFFECTS

INTRODUCTION
On a molecular basis 2,3,7,8-TCDD is perhaps the most poisonous
synthetic chemical. As shown in Table 27, only bacterial exotoxins are more
potent poisons. Not only is this TCCD isomer extremely poisonous but it
also has extremely high potential for producing adverse effects under
conditions of chronic exposure. Human exposure to 2,3,7,8-TCDD has induced
chloracne (an often disfiguring and persistent dermatologic disorder),
polyneuropathy (multiple lesions of peripheral nerves), nystagmus (involuntary rapid movement of the eyeball), and liver dysfunction as manifested
by hepatomegay (increase in liver size) and enzyme elevations (Pocchiari,
Silano, and Zampieri 1979). In animals, this compound has been shown to be
teratogenic, embryotoxic, carcinogenic, and cocarcinogenic (Neubert and
Dill man 1972; Courtney 1976; Kociba et al. 1978; and Kouri et al. 1978). It
has been established that under certain conditions 2,3,7,8-TCCD can enter
the human body from a 2,4,5-T-treated food chain and can accumulate in the
fatty tissues and secretions, including milk (Galston 1979). The available
data indicate significant risks associated with the use of dioxincontaminated herbicides. Based upon the work of Van Miller et al.,
estimates done by accepted risk assessment procedures indicate that daily
human exposure to 0.01 ug (10 ng) of 2,3,7,8-TCDD is the dosage expected to
result in "incipient carcinogenicity." Additionally, daily human exposure
to 4 ug 2,3,7,8-TCDD would be expected to result in a shortened lifespan,
and daily exposure to 290 ug would likely result in acute toxicity (Galston
1979).
Although 2,3,7,8-TCDD is considered to be the most toxic dioxin, others
are also cause for concern. Kende and Wade (1973) have established certain
chemical structural requirements that must be met for a dioxin to be toxic:
Halogen substituents at positions 2,3, and 7 are minimum structural
requirements.
Bromine as a substituent is more active toxicologically than chlorine,
which is more active than fluorine.
At least one hydrogen atom must remain on the dibenzo-para-dioxin
nucleus.

147

�TABLE 27. TOXICITIES OF SELECTED POISONS'

Substance

Molecular
weight

Minimum
lethal dose,
moles/kg

Botulinum toxin A

9 x TO5

3.3 x 10"17

Tetanus toxin

1 x 10s

1

x 10"15

7.2 x 104

4.2 x 10"12

2,3,7,8-TCDDb

322

3.1 x TO"9

S ax i toxin

372

2.4 x 10"8

Tetrodotoxin

319

2.5 x 10"8

Bufotoxin0

757

5.2 x 10"7

Curare

696

7.2 x 10"7

Strychnine

334

1.5 x 10"6

Muscarin0

210

5.2 x 10"6

Di isopropyl f 1 uorophosphate

184

1.6 x 10"5

49

2.0 x 10"4

Diphtheria toxin

Sodium cyanide

Source: Poland and Kende 1976. These data were compiled by Mosher et al.,
and the values indicate only relative toxicity. It should be noted that
the values deal with different species, routes of administration, survival
times, and in one case the mean lethal dose rather than the minimum lethal
dose. Except where noted, administration was by the intraperitoneal route
u in mice.
LD50* upon oral administration in the guinea pig.
Intravenous injection in the cat.
_

LD50 - the dosage lethal to half of a group of test animals.

148

�Another finding is that the ability for a dioxin to induce* various
enzymes correlates with its toxicity, as illustrated in Tables 28 and 29.
As these tables show, 2,3,7,8-TBDD and Hexa-CDD are the only dibenzo-paradioxin derivatives nearly comparable to 2,3,7,8-TCDD in acute toxicity or
ability to produce chloracne. These two compounds are also comparable to
2,3,7,8-TCDD in induction of aryl hydrocarbon hydroxylase (AHH). The
compounds OCDD and 2,7-DCDD are mildly toxic, with minimal ability to induce
AHH. Thus bioassays of unknown dioxin isomers based upon enzyme induction
hold promise for predicting biological activity and toxicity.
METABOLISM

In guinea pigs, 2,3,7,8-TCDD is moderately well absorbed from the
gastrointestinal tract and has a plasma half-life of about 1 month (Nolan et
al. 1979). Although dibenzo-para-dioxin is rapidly converted by the
microsome-NADPH system into polar metabolites, this system has little effect
upon 2,3,7,8-TCDD (Vinopal and Casida 1973). A large proportion of
administered 2,3,7,8-TCDD persists in unmetabolized form in the liver,
partially concentrated in the microsomal fraction in all species studied.
This finding implies that the unmetabolized compound, rather than a
metabolite, is responsible for its toxic effects in mammals. A recent study
has shown that 2,3,7,8-TCDD is slowly excreted via the biliary tract in the
form bf glucuronide and other more polar metabolites (Ramsey 1979). The
same study indicated that enterohepatic recirculation of the compound was
not extensive. Studies have indicated that its toxicity is not mediated by:
Inhibition of mitosis (cell division) in mammalian cells
Alteration of glucocorticoid metabolism
Alteration of thyroid hormone function
Increasing serum levels of ammonia
Inhibition of the synthesis of flavin enzymes or
The effect of superoxide anion via DT-diaphorase stimulation (Beatty
1977).
Another aspect of 2,3,7,8-TCDD metabolism is its interaction with iron
metabolism. Rats given 1.7 [jg of the substance intragastrically have shown
a 2-fold increase in the serosal transfer of iron, whereas no effect was
observed on the mucosal iron uptake (Mam's 1977). Sweeny (1979) has shown,
however, that iron deficiency protects mice from many of the toxic effects
of 2,3,7,8-TCDD. In the latter study, animals rendered iron-deficient were
protected from elevated porphyrin levels (including the consequent skin
* An induced enzyme is one that is synthesized only in response to the
presence of a certain substrate or substrates.

149

�TABLE 28. BIOLOGICAL PROPERTIES OF DIOXINSC

LD50 (rat),
mg/kg

Compounds

Chloracne
aptitude

Hexa-CDD (mixture)
OCDD

+++
0
+

+++

0.04
Unsubstituted dioxin &gt;1000
2,3,7,8-TCDD

2,7-DCDD
2,3-DCDD
2,3,7-tri-CDD
2,3,7-tri-BDD
1,2,3,4-TCDD
1,3,6,8-TCDD
2,3,7,8-TBDD

Teratogenic Embryo toxic
effect
effect

0
0
0

-2000
&gt;1000
&gt;1000
&gt;1000
&gt;1000
&gt;100
&lt; 1
-100
-2000

+++

0
0
0

0
0

++
+

0
0
+++
+
0

0
+
0

++
+

Source: Saint-Ruf 1978.
TABLE 29. ENZYME INDUCTION'

Compounds

ALASb
(chick embryo)

AHHC
(chick embryo)

Zoxazolamine
hydroxylase
(rat)

+++

1

+++
0

0
0
0

0

2,3,7,8-TCDD

Unsubstituted dioxin
2,3-DCDD
2,7-DCDD
2,8-DCDD
1,3-DCDD
2,3,7-tri-CDD
2,3,7-tri-BDD
1,2,3,4-TCDD
1,3,6,8-TCDD
2,3,7,8-TBDD

0
0
0
0.02
0.6
0
0.2
1.0
0.8
0

0
++
++
0
+

Hexa-CDD
OCDD
Source: Saint-Ruf 1978.
Amino-levulinic Acid Synthetase.
Aryl Hydrocarbon Hydroxylase.

150

+++
0

�disease that resembles human porphyria cutanea tarda) and liver damage.
Since mixed function oxidase enzymes were elevated in the iron-deficient
mice, the authors speculated that depleted stores of iron in tissue were
responsible for the observed amelioration of toxicity. The results of these
studies have significant implications for toxicity in humans. Persons with
high dietary iron intake would be expected to be more susceptible to
2,3,7,8-TCDD toxicity than persons with marginal iron intakes. Similarly,
females might be less susceptible to its toxicity than males because they
usually store less iron in the body.
Finally, phlebotomy may prove
clinically useful in treating 2,3,7,8-TCDD intoxication.
Pharmacokinetics and Tissue Distribution
Two studies have extensively examined the pharmacokinetics of 2,3,7,8TCDD (Piper, Rose, and Gehring 1973; Rose et al. 1976). Rose demonstrated
that elimination of this dioxin followed first-order kinetics, and he fit
the 14
data to the one-compartment open model. Table 30 shows the body burden
of C-2,3,7,8-TCDD in rats given a 14
single oral dose of 1.0 ug/kg; the
average fractional oral absorption of C-2,3,7,8-TCDD was approximately 84
percent, and the elimination half-life averaged 31 days. Piper's earlier
study also found that after the first 2 days following oral dosages of rats,
elimination followed first-order kinetics. The results of this study,
however, which are summarized in Figure 15, show that only about 70 percent
of ingested 2,3,7,8-TCDD was absorbed and the elimination half-life was only
about 17 days. Over a 21-day period, a total of 53 percent of the ingested
dose was excreted in the feces, while about 13 percent and 3 percent were
excreted in the urine and expired air, respectively.
Tissue distribution of ingested 2,3,7,8-TCDD has been examined in many
species, including rats, guinea pigs, and monkeys (Piper, Rose and Gehring
1973; Rose et al. 1976; Gasiewicz and Neal 1978; Van Miller, Marlar, and
Allen 1976). Rose et al. established that the accumulation of 14C-2,3,7,8TCDD in rat liver follows apparent first-order kinetics. In this study, the
accumulation of 2,3,7,8-TCDD in rat liver could be simulated by the
following equation:
C

t = Css (1-e"kt)

where C = the concentration of 14C activity in the liver at time t
Cs = the concentration of 14C activity in the liver at steady state
l = elimination rate constant from the liver
Values of C 5 equal to 0.25 (jg equivalent 2,3,7,8-TCDD per gram of liver per
ug dose, and k equal to 0.026 days' were obtained by fitting experimental
data. In this study, the concentration of the dioxin in rat liver was 5
times greater than that in fat, while concentrations in kidney, thymus, and
spleen were l/12th to l/50th of those in the liver. Rose et al. (1976) also
assumed that first-order elimination kinetics applied to accumulation of
2,3,7,8-TCDD in rat fat, and they calculated values of C and k equal _£o
0.058 ijg equivalent TCDD per gram of fat per ug dose and 0.029 day ,
respectively.
151

�TABLE 30. 14C BODY BURDEN ACTIVITY IN SIX RATS
GIVEN A SINGLE ORAL DOSE OF 1.0 ug OF 14C-2,3,7,8-TCDD/kga
Sex

k, days

f

_i

tjs&gt; days

Male

0.66

0.026 ±0.001b

27

Male

0.77

0.018 ±0.001

39

Male

0.91

0.021 ±0.000

33

Female

0.93

0.022 ±0.001

32

Female

0.87

0.019 ±0.001

36

Female

0.91

0.033 ±0.002

21

0.84 ±0.11

0.023 ±0.006

31 ±6

Mean ± SD

Source:

Rose et al. 1976. Rose gives the following equation:
Body burden = f (dose)e-kt

where f is the fraction of the dose absorbed; k, the elimination rate
constant; t, , the body burden half-life.
Confidence limits 95%.

152

�PERCENTAGE OF'DOSE EXERETED
ro
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ro -s

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�In a study of male guinea pigs, Gasiewicz and Neal (1978) found the
highest levels of radioactivity (percent of original dose per gram of
tissue) on day 1 after injection in the adipose tissue (2.36 percent),
adrenals (1.36 percent), liver (1.13 percent), spleen (0.70 percent),
intestine (0.92 percent), and skin (0.48 percent). On day 15 of this study,
the level of 14C-2,3,7,8-TCDD in the liver had increased to 3.23 percent/g;
increases were also noted in the adrenals, kidneys, and lungs, and general
decreases were seen only in adipose tissues and skin.
Van Miller et al. (1975) found that 40 percent of the radioactivity of
an administred dose of labeled 2,3,7,8-TCDD was concentrated in rat liver,
whereas less than 10 percent was concentrated in monkey livers. In this
study, high concentrations of the radioactivity were found in the skin,
muscle, and fat of monkeys. Thus, there appear to be significant
differences in the tissue distribution of 2,3,7,8-TCDD among various animal
species.
One study examined the tissue distribution and excretion of labeled
OCDD in the rat (Norback 1975). A radioactive analog of OCDD at a daily
dosage of about 12.4 mg/kg was administered for 21 days. Over 90 percent of
the OCDD administered was recovered in the feces as unabsorbed material.
The major route of elimination of absorbed OCDD in the rat was the urinary
system, and the rate corresponded to a biological half-life of about 3
weeks. After 21 days of administration, approximately 50 percent of the
body burden of OCDD was found in the liver; over 95 percent of the radioactivity in the liver was associated with the microsomes and was equally
distributed within the rough and smooth fractions. The radioactivity in
adipose tissue was about 25 percent of that in the liver. Significant
levels of radioactivity were also found in the kidneys, breast, testes,
skeletal muscle, skin, and serum.
Enzyme Effects
Several investigations show that 2,3,7,8-TCDD has a dramatic influence
upon various enzyme systems in many species including man. The most notable
were the mixed-function oxygenases. For example, 2,3,7,8-TCDD is approximately 30,000 times more potent than 3-methylcholanthrene in inducing
activity of the enzyme aryl hydrocarbon hydroxylase (AHH) in rat liver
(Poland and Glover 1974). This dioxin is also a potent inducer of
6-amino-levulinic acid synthetase in the liver of chick embryo (Poland
1973). These properties of 2,3,7,8-TCDD have a considerable influence upon
its toxicity. For instance, its ability to act as a cocarcinogen or to
produce porphyria cutanea tarda depends upon alteration of enzymatic
systems. Before the effects on enzymatic systems are catalogued, an
examination of the mechanism of its effects on the cytochrome P-450-mediated
monooxygenase enzyme system may prove informative. This enzyme system
handles much of the influx of "foreign" chemicals and appears to rival the
immune system in complexity (Fox 1979).
A well-characterized subset of the P-450-mediated enzymes is a group of
cytochromes whose induction is regulated by one of a small number of genes.
Fox (1979) has termed this genetic system the Ah complex (for aromatic
hydrocarbon responsiveness). Work with 2,3,7,8-TCDD has demonstrated that
154

�the Ah locus must involve a minimum of three gene products at each of two
nonlinked loci, plus a structural gene for cytochrome Pi-450 (P-448) as
well. Other investigators have demonstrated that cytosolic binding sites
for 2,3,7,8-TCDD enhance AHH activity by de novo* protein synthesis of
apocytochrome P-448, and that these binding sites are not necessarily associated with AHH inducibility regulated by the Ah locus (Guenthner and Nebert
1977; Kitchin and Woods 1978). It has been postulated that the ratelimiting factor in AHH induction is protein synthesis of apocytochrome P-448
(Kitchin and Woods 1978). Fox (1979) suggests that 2,3,7,8-TCDD may act in
a manner similar to steroid hormones. He postulates that the dioxin may
ride its receptor into a cell's nucleus, where it turns on specific Ah
genes. Activation of these genes would then lead to the requisite protein
synthesis for AHH induction.
Figure 16 summarizes the mechanism of AHH induction proposed for
2,3,7,8-TCDD and possibly the mechanism by which this substance produces
other toxic effects. As the figure shows, 2,3,7,8-TCDD moves into a cell
and binds to a specific cytosolic receptor. The receptor-dioxin complex
then moves into a cell's nucleus, where it "turns on" the synthesis of
specific messenger RNAs, which direct the synthesis of cytochrome Pi-450.
Other 2,3,7,8-TCDD molecules can then react with newly formed cytochrome
Pj-450, possibly to produce reactive intermediates. These metabolites may
be excreted as innocuous products, may afflict specific critical target
cells in other organs, or may act as carcinogens or cocarcinogens.
Several studies show that 2,3,7,8-TCDD induces many enzyme systems and
suppresses others. Studies with rats indicate that females are more susceptible than males to enzyme alteration by the dioxin (Lucier et al. 1973).
Further, 2,3,7,8-TCDD induces the following enzymes in addition to AHH,
6-amino-levulinic acid synthetase, and the cytochrome P-450-containing
monooxygenases, mentioned earlier:
UDP glucuronyl transferase (Lucier 1975);
Aldehyde dehydrogenase (Roper 1976);
Glutathione transferase B (Kirsch 1975);
DT-diaphorase (Beatty and Neal 1976);
Benzopyrene hydroxylase (Lucier 1979);
Glutathione S-transferase (Manis 1979);
Ethoxycoumarin deethylase (Parkki and Aitio 1978).
Marselos et al. (1978) found that 2,3,7,8-TCDD decreases activity of
the following enzymes:
primary or of recent onset
155

�NUCLEUS
LIVING CELL
UNKNOWN SITE
IN NUCLEUS
RECEPTOR
IN CELL

INDUCER-RECEPTOR
COMPLEX MOVES
INTO NUCLEUS

-450 GOES INTO MEMBRANE
REACTS WITH POLLUTANTS

2,3,7,8-TCDD

MESSAGE NOW
"RECEIVED-RESPONSE IS SYNTHESIS OF
SPECIFIC MESSENGER RNA'S
CJl

INNOCUOUS
PRODUCTS
EXCRETED

mRNA'S DIRECT SYNTHESIS
OF SPECIFIC PROTEINS
(CYTOCHROME Pi-450)
REACTIVE INTERMEDIATE

]

4

CRITICAL TARGET
IN OTHER CELLS

UNKNOWN
CRITICAL TARGET

m _j
REACTIVE INTERMEDIATE
BINDS CRITICAL TARGET
DRUG TOXICITY OR
INITIATION OF CANCER

Figure 16. Proposed mechanism for induction of AHH and toxicity by 2,3,7,8-TCDD
(adapted from Fox 1979).

�UDP-glucuronic acid pyrophosphatase;
D-glucuronolactone dehydrogenase;
L-gluconate dehydrogenase
The following enzymes have shown no effects upon exposure to 2,3,7,8"
TCDD:
NADPH cytochrome (Lucier et al. 1973);

B-glucuronidase (Lucier et al. 1973);
UDP-glucose dehydrogenase (Marselos et al. 1978);
Epoxide hydrase (Parkki and Aitio 1978);
Glycine N-acetyl transferase (Parkki and Aitio 1978).
As these lists indicate, the effects of 2,3,7,8-TCDD on more than a
dozen enzyme systems have been studied extensively.
Effects on Lipids
2,3,7,8-TCDD has dramatically altered the lipid profiles in laboratory
animals and man. One study examined the effects of both sublethal and
lethal doses upon the lipid metabolism of the Fischer rat (Albro 1978). A
sublethal dose of 2,3,7,8-TCDD caused a temporary increase in triglyceride
and free fatty acid levels, with a persistent decrease in levels of sterol
esters. Lethal doses resulted in fatty livers and large increases in serum
cholesterol esters and free fatty acids, with little change in triglyceride
levels. These changes appeared to be due in part to damage sustained by
lysosomes. A decrease in acid lipase activity observed in the study also
supports the hypothesis that the 2,3,7,8-TCDD-induced myeloid bodies (see
Figure 17) were derived from damaged lysosomes and probably accounted for
the increased levels of cholesterol esters in animal livers. A mechanism by
which 2,3,7,8-TCDD may exert its toxic effects is suggested by the observed
rapid, dose-dependent increase in lipofuscin pigments.* Lipid peroxidation,
which precedes the formation of polymeric lipofuscins, is known to seriously
damage membranous subcellular organelles, including lysosomes.
Studies of workers occupationally exposed to 2,3,7,8-TCDD have shown
lipid abnormalities (Walker and Martin 1979; Poland et al. 1971). In
Poland's study, 7 of 71 persons (10 percent) occupationally exposed to the
dioxin in a plant manufacturing 2,4-D and 2,4,5-T showed elevated serum
cholesterol levels (greater than 294 mg/100 ml). Walker's more recent study
of eight dioxin-exposed workers with chloracne showed significant abnormalities in lipid metabolism and liver function. In this study, the levels of
triglycerides and y-glutamyl transpeptidase (GGT)f were elevated in five men
and were
* Bronze colored (wear and tear) pigments.
f Liver enzyme.
157

�LIPID
DROPLET

,rs •*'''
•**..

Figure 17. Schematic of rat liver 13 days after
administration of 2,3,7,8-TCDD (50 yg/kg). Note
concentric membrane array surrounding lipid
droplet. X20502.

(Source: Redrawn from Albro 1978)
158

�normal in the other three. In all of the dioxin-exposed workers with
chloracne, however, the levels of high-density 1'ipoprotein (HDL) cholesterol
were below the method mean, total cholesterol levels were above the method
mean, and ratios of total to HDL cholesterol were consistent with a higherthan-average risk of ischemic (oxygen insufficiency) vascular disease. Two
of the men in the study had experienced previous myocardial infarction
(heart attack), and one had experienced possible transient ischemic attacks
(TIA's) (reversible cerebrovascular insufficiency). In any event, the lipid
abnormalities resulting from 2,3,7,8-TCDD exposure may be a significant risk
factor for ischemic vascular disease.
GROSS AND HISTOPATHOLOGIES

The gross (macroscopic) and histopathologies (microscopic) of dioxinexposed chickens, rats, and monkeys have been examined extensively (Gupta et
al. 1973; Norback and Allen 1973; Allen 1967; Allen et al. 1975; Greig and
Osborne 1978). The chicken develops extreme morbidity and mortality at
dietary concentrations of 2,3,7,8-TCDD that are only mildly toxic to rats,
whereas response in the monkey is intermediate (Norback and Allen 1973). At
post-mortem examination, the most striking finding in dioxin-exposed animals
is usually substantial loss of body fat.
Two types of lesions have been reported in all species studied: (1)
involution of the thymus; and (2) testicular alterations, including atrophy,
necrosis, and abnormal spermatocyte development. One lesion, hypertrophic
gastritis, has been observed only in primates. This lesion is characterized
by marked hypertrophy of the gastric (stomach) mucosa, which occurs in the
fundic and pyloric regions combined with small gastric ulcers penetrating
the mucosa (Allen 1967).
In experiments with Macaca mulatta monkeys exposed to dioxins, (Allen
1967; Allen et al. 1975; Norback and Allen 1973) researchers found reduced
hematopoiesis (formation of blood cells) and spermatogenesis, degeneration
of the blood vessels, focal necrosis of the liver, and gastric ulcers.
Under gross observation, experimental monkeys exhibited obvious dilatation
of the heart, especially on the right side. Under microscopic examination,
the cardiac muscle fibers were distinctly separated by fluid, and individual
muscle cells were hypertrophic, with enlarged, distorted, and hyperchromic
nuclei (see Figures 18 and 19). Although the lungs of the animals were not
altered appreciably, isolated areas of atelectasis (small areas of
collapse), congestion, edema, and fibrosis were observed. Livers from the
monkeys were small, firm, and moderately yellow, with many enlarged, multinucleated parenchyma! cells. Necrosis of parenchyma! liver cells occurred
in the centrilobular zone, and some areas of fibrosis occurred in the
periportal area. Spleens from the animals were small; the germinal centers
were surrounded by only scattered lymphocytes, and the blood sinuses were
practically devoid of cells. The seminiferous tubules of the testes had
abundant spermatogonia and sertoli cells; only a few primary spermatocytes
were present, however, and no spermatids or mature spermatozoa were
observed. Gastrointestinal changes have been described earlier.

159

�Figure 18. Drawing of tissue from heart of monkey
fed 2,3,7,8-TCDD; tissue fixed with formalin and
stained with hematoxylin and eosin. Muscle cells
are hypertrophic with enlarged and distorted nuclei.
X115.
(Source:

Redrawn from Norback and Allen 1973)
160

�MITOCHONDRION

MYOFIBRILS

Figure 19. Drawing of heart tissue from monkey
fed 2,3,7,8-TCDD. Myofibrils of dilated cardiac
fibers are separated, and the mitochondria are
moderately swollen. Tissue fixed with Veronal
acetate-buffered osmium tetroxide solution and
stained with uranyl acetate. X9700.
(Source: Redrawn from Norback and Allen 1973)
161

�Mesenteric (abdominal) lymph nodes of the monkeys were light tan and
edematous, microscopically resembling the splenic disarray of cellular
architecture.
Grossly, the bone marrow resembled coagulated plasma.
Microscopically, only a few hematopoietic cells were seen in the marrow;
these were equally divided between members of the myeloid (white blood cell
line) and erythroid (red blood cell line) series. Changes in the skeletal
muscle resembled those of cardiac muscle. Skin from the experimental
animals was dry and flaky; loss of eyelashes with facial edema and petechiae
(small hemorrhages) were commonly observed. Microscopic changes in the skin
are illustrated in Figure 20. Along with facial edema, anasarca (widespread
edema of abdomen and extremities) was commonly observed.
The rat also has been studied extensively (Gupta et al. 1973; Norback
and Allen 1973; Kociba et al. 1978; Greig and Osborne 1978). Gross
pathological observation indicated that rats died with jaundiced ears, subcutaneous tissues, and visceral organs. Uterine size was decreased, and
there was a generalized loss of subcutaneous and abdominal fat. The liver
and spleen were small, and the liver was friable and dark tan. All thymuses
were markedly atrophied, and hemorrhages were present in the gastrointestinal tract and meninges.
Microscopic observation showed a relative depletion of lymphoid cells
in the spleen and lymph nodes, and markedly smaller thymic lobules with no
demarcation between the cortex and medulla. Rats given large doses of
2,3,7,8-TCDD showed marked changes in liver cellular morphology and architecture, as illustrated in Figures 21 through 24. Hepatocytes were round
and large, and the hepatic cords were disorganized. Increased mitoses were
seen in the liver parenchyma (mass of cells), and some areas contained
hepatocytes with seven to ten nuclei (see Figure 21). Individual hepatocytes showed proliferation of smooth endoplasmic reticulum and often
distorted cell membranes. Also, the number of lipid droplets are increased.
Atretic (degenerative and distorted) changes were noted in the ovarian
follicles, and mucosol folds and glandular structures in the uterus were
atrophied. Epithelial cells of the renal tubules were foamy and vacuolated
with numerous hyaline droplets. Moderate to marked degenerative changes
were noted in the epithelial cells of the thyroid follicles, and there were
papillary projections into the lumen of the follicles. Focal hyperplasia
(increased cell number) was noted in the terminal bronchioles of the lung
(Figure 25). Congestion and elongation of the intestinal v i l l i also were
noted.
Pathology of chickens exposed to dioxins is similar to that observed in
other animals (Norback and Allen 1973). Chickens succumbed very rapidly,
with hydropericardium (fluid in sac surrounding heart), hydrothorax (fluid
in chest cavity surrounding lungs), and ascites. They also developed liver
necrosis, hypoplastic testes, altered capillary permeability, and decreased
hematopoiesis.
Gupta et al. (1973) report pathologic findings in guinea pigs and mice
exposed to 2,3,7,8-TCDD. In guinea pigs, mitotic figures and loss of lipid
vacuoles were observed in the zona fasiculata, along with atrophy of the

162

�LARGE
KERATIN CYST

HAIR FOLLICLE
•

• *a S /

••--,••

SAvWtf ••• *-V
SMALL
KERATIN
CYST

Figure 20. Drawing of section of skin of monkey fed
2,3,7,8-TCDD. Note the presence of keratin cysts and the
lack of a hair shaft in the hair follicle. Tissue fixed with
formalin and stained with hematoxylin and eosin. X15.
(Source:

Redrawn from Norback and Allen 1973)

163

�NUCLEI

Figure 21. Drawing.of part of a multinucleated liver cell from a
female rat given 0.1 yg of 2,3,7,8-TCDD/kg/day for 2 years.
Uranyl acetate-lead citrate stain. XI620.
(Source: Redrawn from Kociba, et al.;1978)
164

�ROUGH

ENDOPLASMIC
RETICULUM
NUCLEUS
CELL
MEMBRANE

CELL
MEMBRANE
MITOCHONDRION

LIPID DROPLET

VESICLE
SMOOTH
ENDOPLASMIC
RETICULUM

LIPID DROPLETS

Figure 22. Drawing of liver tissue from rat fed 2,3,7,8-TCDD.
Tissue'sample fixed in Verona! acetate-buffered osmium
tetroxide solution and stained with uranyl acetate. X20400.
(Source: Redrawn from Norback and Allen 1973)

165

�NORMAL
MEMBRANES

Figure 23. Drawing of normal membrane junctions from
the periportal region of a test animal 42 days after administration of
200 yg/kg 2,3,7,8-TCDD.
Uranyl acetate and lead citrate stain. X16000.
(Source: Redrawn from Greig and Osborne 1978)
166

�Figure 24. Drawing of distorted periportal membrane junction, showing
loss of continuity of plasma membranes between parenchymal cells
(42 days after 200 yg/kg 2,3,7,8-TCDD); small blebs of normal membrane
remain. Uranyl acetate and lead citrate stain. X42500.
(Source: Redrawn from Greig and Osborne 1978)
167

�Figure 25. Focal alveolar hyperplasia near terminal bronchiole
within lung of rat given 2,3,7,8-TCDD at dosage of 0.1 yg/kg per day.
H&amp;E Stain. XI00.
(Source:

Redrawn from Kociba

168

et al.

1978)

�zona glomerulosa of the adrenals. Guinea pigs also had widespread
hemorrhages in the subserosal region of the gastrointestinal tract, bladder,
lymph nodes, and adrenals. Pathologic findings observed in mice are similar
to those noted in other animals.
ACUTE TOXICITY

The acute and subacute toxic potential of 2,3,7,8-TCDD in animals
relative to some other chlorodioxins and pesticides is illustrated in Tables
31 and 32. As the tables indicate, 2,3,7,8-TCDD is a highly toxic material,
several orders of magnitude more potent than many pesticides. Some consider
it to be the most toxic small molecule made by man (Poland and Kende 1976).
Comparative Lethal Doses
Table 33 lists the LD50 values for various substituted dibenzo-paradioxins. The 2,3,7,8-TCDD isomer is 3 to 100 times more potent than the
other tetrachlorinated isomers (Dow 1978). In comparison with 2,3,7,8-TCDD,
the 1,3,6,8- and 1,3,7,9-tetrachlorinated isomers have little biological
activity (Rappe 1978). Both octachlorodioxin and the unsubstituted dioxin
are relatively nontoxic.
Dioxin structure-activity relationships are
discussed in a later subsection. The LD50 values for 2,3,7,8-TCDD in rats,
guinea pigs, and rabbits are presented in Table 33. The male guinea pig
appears to be the most sensitive, having an LD50 of 0.0006 mg/kg (0.6
ug/kg). The LD50 values in monkeys exposed to a single oral dose range from
50 to 70 ug/kg body weight (McConnell, Moore, and Dalgard 1978). In mice,
the LD50 is 0.2837 mg/kg body weight (McConnell et al. 1978).
Target organs for the acute toxic effects of TCDD in commonly studied
laboratory animals are listed in Table 34. All species of animals studied
by Moore et al. (1976) showed severe thymus involution and testicular degeneration. Reduction in the white pulp of the spleen combined with bone
marrow hypoplasia (decreased cell number) were other common effects. Mice
exhibited the greatest degree of liver toxicity, and female monkeys showed
the most skin lesions and bile duct hyperplasia. Ascites was common in
monkeys, but was more prominent in mice. Hyperplasia of the renal pelvis
and urinary bladder was common in guinea pigs. Gastrointestinal hemorrhages
were common in both mice and guinea pigs.
Aquatic Toxicity
No data are available concerning the acute toxicity of 2,3,7,8-TCDD on
saltwater organisms, and there are only scant data relative to freshwater
aquatic life (U.S. EPA 1978c). Exposures of fish and invertebrate species
to the dioxin in water and food and by intraperitoneal injection have
demonstrated a variety of adverse effects at very low concentrations. Model

169

�TABLE 31. TOXICITIES OF ORGANIC PESTICIDES AND
2,3,7,8-TCDDa
Maximum dose producing no
observed adverse effect,
mg/kg per day

Compound
2,3,7,8-TCDD
Disolfoton and Phorate
Diazinon
Parathion and Methyl parathion
Aldicarb
Malathion
Silvex (2,4,5-TP)
Hexachlorobenzene
Hexachlorophene
Toxaphene
MPCA
Pentachlorophenol
Butachlor
Methoxychlor
2,4,5-T
Bromacil
2,4-D
Ortho- and Paradichlorobenzene
Atrazine
Captan
Arachlor
Methyl methacralate
Di-n-butyl phthalate
Styrene
Source:

National Academy of Science 1977.

170

_5
10

0.01
0.02
0.043
0.1
0.2
0.75
1
1
1,,25
1 ,25
3
10
10
10
12. 5
12.,5
13.,4
21 5
50
100
100
110
133

�TABLE 32. ACUTE TOXICITIES OF.DIOXINSC

Substitutions with chlorine

LD50 (Ma/kg)b
Guinea pigs
Mice

Nonec

&gt;50 x 103 (i.p.)e

2,8

&gt;300,000
29,444
0.6-2
3.1
1,125
72.5
70-100
60-100 ,
&gt;600;7180a

2,3,7
2,3,7,8
1,2,3,7,8
1,2,4,7,8
1,2,3,4,7,8
1,2,3,6,7,8
1,2,3,7,8,9
1,2,3,4,6,7,8 rC
1,2,3,4,6,7,8,9
l-N02-3,7,8
l-NH2-3,7,8
l-N02-2, 3,7,8
l-NH2-2,3,7,8

&gt;30,000
&gt;30,000
47.5
194.2

&gt;3,000
283.7
337.5
&gt;5,000
825
1,250
&gt;1,440
&gt;4 x 106

&gt;2,000
&gt;4,800

? Unless otherwise noted, taken from McConnell et al. 1978.
° All values are for oral doses unless noted; test period is 30 days.
World Health Organization, IARC Monographs on the Evaluation of the
d Carcinogenic Risk of Chemicals to Man. 15:69-70, August 1977.
EPA-RPAR on Pentachlorophenol. Federal Register 43(202):48454, October
18, 1978.
Interperitoneal.
TABLE 33. ACUTE TOXICITIES OF 2,3,7,8-TCDD
FOR VARIOUS SPECIES3

Species

Route of exposure

Sex

Dosage,
LD50 mg/kg

Rat

Male
Female

Oral
Oral

0.022
0.045

Guinea pig

Male
Female

Oral
Oral

0.0006
0.0021

Rabbit

Female and male
Female and male
Female and male

a

Oral
Dermal
Interperitoneal

Source: Schwetz et al. 1973.
171

0.115
0.272
&gt;0.252

�TABLE 34. SUMMARY OF ACUTE TOXICITY EFFECTS OF 2,3,7,8-TCDDc

Mice

Guinea pigs

Monkeys
(female)

Thymus involution
Spleen reduction (white pulp)
Bone marrow hypoplasia
Liver, megalocytosis/
degeneration
Bile duct hyperplasia
Testicular degeneration

N/A

Renal pelvis hyperplasia
Urinary bladder hyperplasia
Adrenal cortical atrophy
(Zona Glomerulus)
Hemorrhage:

Intestinal
Adrenal

Ascites
Cutaneous lesions
Source: Moore et al. 1976. Key as follows:
- no effects
+ mildly affected
++ moderately affected
severely affected

172

�ecosystem studies have demonstrated bioconcentration factors for 2,3,7,8TCDD of 3,600 and 26,000 over a period of 3 to 31 days (Isensee and Jones
1975). Exposure of coho salmon to an aqueous concentration of 0.000056
ug/liter under static conditions for 96 hours resulted in 12 percent
mortality, whereas mortality of control fish was 2 percent (Miller, Morris,
and Hawks 1973). In the same study, all coho salmon exposed to 0.056
(jg/liter for 24 hours were dead within 40 days. Isensee (1978) reports that
3 ppt of 2,3,7,8-TCDD is acutely toxic to mosquito fish.
Structure-Activity Relationships
The general structure-activity relationships of dibenzo-para-dioxins
are presented earlier in this Section. Briefly, at least one hydrogen atom
and a minumum of three laterally placed halogen atoms must be present in the
dioxin structure for it to be toxic (Kende and Wade 1973).
Studies have shown that a dioxin 1 s ability for enzymatic induction
correlates well with its toxic potential and thus its structure. In one
study, age- and sex-related differences in hepatic mixed-function oxidase
activity in rats apparently were inversely correlated with the 20-day LD50
of 2,3,7,8-TCDD (Beatty et al. 1978). The study also examined the effects
of administering inducers and inhibitors of the hepatic mixed-function
oxidase enzyme systems on the 20-day LD50 of 2,3,7,8-TCDD in rats. In all
cases, there was an inverse relationship.
CHRONIC TOXICITY

Although chloracne is a common indicator of 2,3,7,8-TCDD exposure in
humans and some animals, chronic exposure to this dioxin can affect nearly
every organ system. In addition to chloracne, another dermatologic manifestation of exposure is porphyria cutanea tarda (PCT), a photosensitive
dermatosis caused by altered porphyrin metabolism. Hepatic (liver) toxicity
resulting from prolonged exposure to 2,3,7,8-TCDD is common in animal models
and has been observed in human workers after industrial exposures. In
animal models, the dioxin has caused damage to renal (kidney) tubular
epithelium and caused alteration in levels of serum gonadatropin (pituitary
hormones influencing reproductive organs). A profound deficit in cellmediated immunity is produced in experimental animals exposed to 2,3,7,8TCDD in the perinatal period. Along with thymic atrophy, exposure to
2,3,7,8-TCDD leads to a depletion of cells in the spleen, lymph nodes, and
bone marrow. Hypertrophic gastritis has been observed frequently in exposed
monkeys. Alterations in lipid metabolism produced by 2,3,7,8-TCDD exposure
may greatly increase the risk of atherogenesis in occupationally exposed
workers.
Neuropsychiatric symptoms including neurasthenia (depressive
syndrome with vegetative symptoms) and peripheral neuropathies have been
attributed to 2,3,7,8-TCDD exposure. These various aspects of chronic
toxicity are discussed in the following subsections.

173

�Dermatologic Effects
Dermatologic diseases are perhaps the most sensitive indicators of
2,3,7,8-TCDD exposure and toxicity in humans. Although chloracne is the
most frequently observed dermatosis, PCT has been observed in as many as 10
percent of a group of occupationally exposed workers (Purkyne et al. 1974).
Chloracne—
Chloracne, which is characterized by comedones, keratin cysts,
pustules, papules, and abscesses, is a classical sign of 2,3,7,8-TCDD
exposure in humans (U.S. NIEHS IARC 1978). Chloracne can be caused by
ingestion, inhalation, or skin contact with chlorodibenzodioxins, and the
disease may clear in a few months or persist for as long as 15 years (Crow
1978). All chlorodibenzodioxins that are acnegenic are also systemic
toxins, but the external dose needed to produce chloracne is far lower than
that needed to cause systemic toxicity (Crow 1978). Chloracne, which can be
an extremely refractory form of occupational acne, was first described by
Von Bettman in 1897 (Taylor 1974). The symptoms may appear weeks or months
after the initial exposure to chlorodibenzodioxins. Rabbits can be used to
test the acnegenicity of a chlorodibenzodioxin, because these compounds are
active skin irritants and induce acneform lesions when applied to the skin
of rabbit ears (Kimmig and Schulz 1957).
Kimmig and Schulz (1957) provided a detailed description of the
clinical manifestations of chloracne that developed in 31 workers in a
German plant producing 2,4,5-T in 1954. In heavily exposed workers, dermatitis of the face accompanied by erythma and swelling was first observed.
As these symptoms faded, acneform lesions appeared on the face and later on
other parts of the body. In most workers, the initial manifestations of
chloracne were patches of open comedones (blackheads) followed by pustules
in the zygomatic region (cheeks) of the face. Upon initial examination, the
observed skin changes included many blackheads, pinhead to pea-size closed
comedones (whiteheads), associated follicular hyperkeratosis, inflamed
pimples, pustules, and large boils. The face, ears, throat, and neck were
affected in all cases; in severe cases, lesions were encountered on the
breast, back, epigastrium (skin of upper abdomen), genitals, and extensor
surfaces of the arms and thighs.
Porphyria Cutanea Tarda (PCT)-Porphyria cutanea tarda (PCT) is a skin condition that usually occurs
as a photosensitive dermatosis and is characterized by development of vesiculobullous (blistering) lesions over exposed areas (Benedetto and Taylor
1978). The dermatosis is precipitated by minor trauma, and may result in
areas of healed bullae, crusts, scars, and milia. Hyperpigmentation,
hypertrichosis (excessive growth of hair), and schlerodermoid (tightening of
skin over the fingers) changes can also occur, along with dark red urine
(Benedetto and Taylor 1978). Animal studies have shown that 2,3,7,8-TCDD is
the porphyrinogenic compound formed during the manufacture of 2,4,5-T.
Jones and Sweeney (1977) have shown that uroporphyrinogen decarboxylase (UD)
levels can be depressed in rats given 2,3,7,8-TCDD. Their results indicate
that the dioxin depresses UD levels sufficiently to produce the biochemical

174

�disturbance of PCT. Sweeney (1979) notes that iron-deficient mice are
protected from porphyria produced by 2,3,7,8-TCDD exposure.
Hepatic Effects
The hepatotoxicity of 2,3,7,8-TCDD appears to be dose-dependent, and
the severity of any changes produced varies among species (Gupta 1973). In
rats and rabbits, hepatic necrosis produced by this compound is probably a
contributing cause of death, whereas hepatic necrosis and liver insufficiency are less extensive in mice and are minimal relative to these
disorders observed in guinea pigs and monkeys (U.S. NIEHS IARC 1978). Van
Miller et al. (1977) noted liver necrosis and bile duct hyperplasia in a
group of rats fed 1.0, 0.6, and 0.05 ppm 2,3,7,8-TCDD for 65 weeks. In a
13-week toxicity study in which the dioxin was administered orally to rats,
doses of 1.0 ug/kg per day increased the levels of serum bilirubin and
alkaline phosphatase and caused pathologic changes in the liver; doses of
0.1 (jg/kg per day caused a slight degree of liver degeneration (Kociba et
al. 1976). The histopathologic changes in rat liver resulting from
2,3,7,8-TCDD exposure were described earlier.
Renal Effects
Several recent studies have examined the effects of 2,3,7,8-TCDD upon
renal function in the rat (Anaizi et al. 1978; Hook et al. 1978). Anaizi et
al. studied the steady-state secretion rate of phenosulfonphthalein (PSP) in
rats pretreated with 10 ug/kg of 2,3,7,8-TCDD 5 to 7 days prior to in vivo
measurements. The results were as follows:
A significant increase in the tubular secretion rate of PSP occurred at
low plasma levels of PCP.
There was no increase in the maximum secretory
(Tm-PSP).

capacity for PSP

A significant change in the glomerular filtration rate from 1.17 to
0.90 ml/min per gram of wet kidney weight was observed in treated rats
without a change in the mean arterial pressure.
Anaizi et al. inferred from this study that glomerular structures in rats
are highly sensitive to 2,3,7,8-TCDD.
Hook et al. (1978) examined renal accumulation of p-aminohippurate
(PAH) and N-methyl-nicotinamide (NMN) in rats given 10, 25, or 50 pg/kg
2,3,7,8-TCDD. In the 10 ug/kg dose group, only NMN accumulation was
slightly decreased at 7 days. At 25 ug/kg, the capacity of renal tissue to
transport both PAH and NMN was reduced 7 days after exposure. The GFR and
effective renal plasma flow were decreased in rats after doses of 25 or 50
ug/kg. Volume expansion did not alter this relationship in the study. Thus
these two independent studies confirmed the ability of 2,3,7,8-TCDD to
decrease renal function in the rat.

175

�Endocrine Effects
It has been known for some time that 2,3,7,8-TCDD exposure in man is
associated with hormonal imbalances that lead to acne, hirsutism, and loss
of libido. Recently it has been shown that 2,3,7,8-TCDD can also have a
dramatic effect upon hormones involved in reproduction. A recent study has
indicated a suppressive effect upon testicular microsomal cytochrome P-450
content in guinea pigs (Piper 1979). Another study has shown that 2,3,7,8TCDD increases serum thyroid stimulating hormone in humans 4- to 5-fold, and
preliminary observations indicate that serum levels of prolactin and
follicle stimulating hormone are affected in rats following treatment with
the dioxin (Gustafsson and Ingelman-Sundberg 1979). Testosterone hydroxylation in the 2p- and ISorpositions has been reduced by 50 percent in rats
receiving less than 1 M9/kg of 2,3,7,8-TCDD orally (Hook et al. 1975).
Similarly, exposures of female rats have shown 3- to 5-fold increases in the
following enzyme activities (Gustafsson and Ingelman-Sundberg 1979):
1.

7a and 6p-hydroxylases active on 4-androstene-3,17-dione;

2.

7ot and 2a hydroxylases active on 5orandrostane-3a, 17p-diol; and

3.

16a and 6p-hydroxylases active on 4-pregnene-3,10-dione.

One recent study examined hormonal alterations in female rhesus monkeys
fed a diet containing 500 ppt of 2,3,7,8-TCDD per day for 9 months
(Barsotti, Abrahamson, and Allen 1979). Steroid analysis at 6 months showed
alterations in five of seven animals treated. Progesterone levels in three
animals decreased to 72.4 percent, 51.9 percent, and 47.3 percent of their
pretreatment values. During the same interval, estradiol levels in two of
these animals also decreased to 50.4 percent and 43.2 percent of the control
values. The remaining two animals with abnormalities showed anovulatory
patterns for both steroids. Estradiol never rose above 30 pg/ml of serum
and progesterone remained below 400 pg/ml of- serum throughout the menstrual
cycles. After these analyses, all animals were bred. All of the control
animals conceived and gave birth to healthy infants. The two dioxin-treated
animals in which estradiol and progesterone levels had remained normal did
conceive, but one animal aborted the conceptus.
Several other treated
monkeys conceived, but all subsequently aborted. The one dioxin-treated
animal that carried a fetus to term delivered a normal, healthy infant.
After nine months, the only monkey that had showed hormonal alterations and
survived was placed back on the control diet and subsequently delivered a
normal, healthy infant.

Immunologic Effects
Exposure to 2,3,7,8-TCDD has caused thymus atrophy in all mammalian
species studied. As illustrated in Table 35, impairment of cellular
immunity has been a constant finding in studies of the effects of this
dioxin on the immune system of animals. Thymus (T-)-dependent lymphocytes
are most affected by the exposure; however, T-helper-cells are less
compromised than other types of T-cells (Faith and Luster 1977).

176

�TABLE 35. EFFECTS OF IN VIVO 2,3,7,8-TCDD EXPOSURE ON FUNCTIONAL IMMUNOLOGICAL PARAMETERS'

Species

Parameter

Guinea pig
Rat
Rat
Mouse
Rat, mouse
Rat

Delayed type hypersensitivity
Delayed type hypersensitivity
Graft versus host activity
Graft versus host activity
Rejection of skin allografts
Lymphocyte transformation by PHA
and Con A

Mouse
Guinea pig
Rat

Lymphocyte transformation by PHA
Antibody response to tetanus toxoid
Antibody response to bovine ^"

Effect

Reference
Vos et al. 1973
Moore and Faith 1976; Vos et al. 1973
Vos and Moore 1974
Vos and Moore 1974; Vos et al. 1973
Vos and Moore 1974
Vos and Moore 1974; Moore and Faith
1976

+C/-e
_c,f/+c,g
_d,f/_d,g

Vos and Moore 1974
Vos et al. 1973
Moore and Faith 1976

u Source: Vos et al. 1978.
Denotes the suppressive effect on immunological parameters +, slight; ++, moderate effect; -, no effect.
. Treatment of young animals.
Treatment during the perinatal period.
.- Treatment of adult animals.
Primary antibody response.
9
Secondary antibody response.

�Suppression of cell-mediated immunity appears to be age-related in the
mouse and rat; perinatal exposure causes the greatest effect (Luster et al.
1978). It is important to recognize that TCDD can produce immunosuppressive
effects at exposure levels too low to produce clinical or pathological
changes (Thigpen et al. 1975).
Many studies have examined the effects of exposure to 2,3,7,8-TCDD on
impairment of cell-mediated immunity. Several studies have examined the
effects of either postnatal or both pre- and postnatal exposure of rat pups
by maternal dosing (Faith and Luster 1977; Luster et al. 1978). Results
indicated that cell-mediated immune functions were depressed up to 133 days
of age in both groups but less severely in animals exposed only postnatally.
In addition, the ratio of thymus to body weight was depressed up to 145 days
of age in prenatal ly exposed rats, but the ratio was suppressed only up to
39 days of age in the postnatally exposed group. These studies established
that depression of T-cell function is selective in that helper T-cell function was spared. Vos and Moore (1974) demonstrated that cell-mediated
immunity in 1-month old rats was depressed only when toxic doses of
2,3,7,8-TCDD were administered. In vitro testing has demonstrated that DMA,
RNA, and protein synthesis in splenic lymphocytes is severely inhibited when
mouse spleens are only briefly exposed to 10 "7 millimolar solutions of
2,3,7,8-TCDD (Luster 1979a).
Multiple studies have examined the effects of 2,3,7,8-TCDD exposure
upon in vivo susceptibility to pathogenic organisms. Thigpen et al. (1975)
administered sublethal levels of the dioxin to mice and then subjected them
to challenges with Salmonella bern and Herpesvirus suis. At dose schedules
of 1 ug/kg weekly for 4 weeks, Salmonella infection led to significant
increases in mortality and reduction of time from infection to death. The
dioxin exposure had no apparent effect upon the outcome of infection with
Herpesvirus suis. Other researchers found that mouse pups from mothers fed
up to 5 ppb of 2,3,7,8-TCDD withstood a live Listen'a challenge as well as
did the controls; however, maternal feeding at 2,3,7,8-TCDD levels as low as
1 ppb rendered offspring more sensitive to challenge with endotoxin (cell
walls of gram negative bacteria) (Thomas and Hinsdill 1979). Nonspecific
killing and phagocytosis* of Listeria monocytogenes in mice were not
influenced by administration of 2,3,7,8-TCDD (Vos et al. 1978). In the same
study, treatment with the dioxin did not affect macrophage reduction of
nitro-bluetetrazoliurn, and the authors speculated that endotoxin sensitivity
in treated animals is not the result of altered phagocytic function of
macrophages. Similarly, challenge with pathogenic streptococcus in aerosol
form led to similar mortality rates among treated mice and controls
(Campbell 1979).
Humoral immunity and B-lymphocyte function are resistant to the toxic
effects of 2,3,7,8-TCDD. Faith and Luster (1977) found that humoral immune
responses to bovine gamma globulin were not suppressed in rats treated with
the dioxin. Luster (1979b) then demonstrated that T-lymphocytes are much
The process by which cells engulf and destroy foreign material.

178

�more susceptible to dioxin-induced immune-suppression than B-lymphocytes
with mitogens specific for lymphocyte subpopulations. By measuring the
antibody response against tetanus toxoid in guinea pigs, Vos et al. (1973)
showed only a slight decrease in humoral immunity in 2,3,7,8-TCDD-treated
animals. Thomas and Hindsill (1979) demonstrated normal primary and
secondary antibody responses in treated mice.
Hematologic Effects
One of the major target organs for TCDD toxicity is the hematopoietic
system. Although many species have been studied, anemia has been observed
only in rhesus monkeys (Allen 1967). This anemia was of an aplastic type
(characterized by lack of cells in bone marrow) and was accompanied by
atrophic bone marrow. The only abnormalities of the hematopoietic system
noted in 2,3,7,8-TCDD-treated rats have been thrombocytopenia (increased
numbers of platlets) and terminal elevated packed red cell volumes secondary
to hemoconcentration (Weissberg and Zinkl 1973). In this study, the
platelet counts of treated rats were significantly reduced and their bone
marrows contained normal numbers of megakaryocytes.
Zinkl et al. (1973)
studied the hematologic effects of exposing guinea pigs and mice to TCDD.
The leukocyte and lymphocyte counts in mice given a single oral dose of as
little as 1.0 ug/kg TCDD were significantly lower after 1 week. A similar
relationship was observed in guinea pigs treated with tetanus toxoid or
Mycobacterium tuberculosis. In mice, the lymphopenia (decreased numbers of
lymphocytes) was reversed 5 weeks after exposure to the dioxin.
Gastrointestinal Effects
Two studies have explored the effect of dibenzo-para-dioxins upon
intestinal absorption of nutrients. Ball and Chhabra (1977) used in vitro
everted sac and in situ closed loop techniques to study the effect of a
toxic dose of 2,3,7,8-TCDD (100 ug/kg po) on adult male rats. Glucose
uptake declined during the first few hours following dosage, rose above
controls between one and two weeks, and declined again after three weeks.
Leucine uptake was depressed throughout the study.
Madge (1977) studied the effects of 2,3,7,8-TCDD and OCDD on function
of the small intestine in mice. He found that absorption of D-glucose decreased following a single oral dose of each of the compounds. No effect
was noted on the absorption of D-galactose, L-arginine, or L-histidine.
Total fluid transfer was generally unaffected by treatment with either
compound, and D-mannose, an exogenous energy source, abolished the apparent
malabsorptive effects of D-glucose in treated animals.
Neuropsychiatric Effects
Two studies have examined the neuropsychological function of rats
exposed to 2,3,7,8-TCDD. Creso et al. (1978) found that exposure induced

179

�irritability, aggressiveness, and restlessness in rats, without acquisition
or loss of a conditioned avoidance reflex. In this study, the dioxin stimulated the activity of adenyl cyclase in the rat brain striatum and hypothalmus in vitro. It also enhanced the stimulatory effect of dopamine on
striatal adenyl cyclase; however, this action was blocked by haloperidol.
The study also showed that 2,3,7,8-TCDD acted synergistically with histamine
in stimulating the hypothalmic adenyl cyclase.
Elovaara et al. (1977) showed that treatment with 2,3,7,8-TCDD caused:
(1) an increase in acid proteinase activity in the brains of normal Wistar
rats, (2) reduction of RNA and protein contents in heterozygous Gunn rats,
and (3) no changes in homozygous Gunn rats.
Purkyne et al. (1974) found various psychiatric and neurological
complaints in a cohort of 55 workers occupationally exposed to 2,3,7,8-TCDD.
Seventeen subjects showed neurological abnormalities. The most common
disorder was polyneuropathy of the lower extremities (confirmed by electromyography). Most of these patients suffered from psychiatric disorders such
as severe neurasthenia syndromes with vegetative symptoms. These workers
complained of weakness and pain in the lower extremities, somnolence,
insomnia, excessive perspiration, headache, and various sexual disorders.
DEVELOPMENTAL EFFECTS

A brief review of the pertinent nomenclature is given here to characterize the several developmental effects discussed in this section. The
terms embryotoxicity and fetotoxicity denote all transient or permanent
toxic effects induced in an embryo or fetus, regardless of the mechanism of
action. These are the most comprehensive terms. A special fetotoxic effect
is teratogenicity, which is defined as an abnormality originating from
impairment of an event that is typical in embryonic or fetal development.
For example, fetal growth retardation is a fetotoxic but not a teratogenic
effect of 2,3,7,8-TCDD (Neubert et al. 1973).
The first clue to the teratogenic and fetotoxic potential of 2,3,7,8TCDD resulted from a National Cancer Institute study begun in 1964 to evaluate the carcinogenic and teratogenic potential of a number of herbicides
(Collins and Williams 1971). In this study, 2,4,5-T and 2,4-D were shown to
induce increased proportions of abnormal fetuses in hamsters.
Courtney
(1970) demonstrated the teratogenicity of 2,4,5-T containing approximately
30 ppm of 2,3,7,8-TCDD in two strains of mice. Subsequent investigations
studied the fetotoxicity and teratogenicity of both 2,4,5-T and 2,3,7,8-TCDD
in a number of species.

180

�Teratogenicity
Courtney (1970) showed that 2,4,5-T containing 2,3,7,8-TCDD increased
the incidence of cleft palate in both C57BC/6 and AKR mice. Neubert et al.
(1972), using the purest available sample of 2,4,5-T, showed that at doses
higher than 20 mg/kg given orally during days 6 to 15 of gestation, the
frequency of cleft palate was significantly increased in NMRI mice. The
maximal teratogenic effect was produced when the drug was administered on
days 12 or 13 of gestation. In the same study, doses exceeding 1 ug/kg of
2,3,7,8-TCDD produced an increased rate of cleft palate; maximal teratogenicity occurred with administration on days 8 and 11 of gestation. Although
Courtney and Moore (1971) found no potentiation of teratogenicity with
combinations of 2,4,5-T and 2,3,7,8-TCDD, Neubert and coworkers found that
1.5 ppm of 2,3,7,8-TCDD administered with 30 to 60 mg/kg 2,4,5-T potentiated
the increase in cleft palate frequency. Moore and coworkers (1973) found
that the mean average incidence of cleft palate was 55.4 percent in mice
exposed to 3 ug/kg 2,3,7,8-TCDD on days 10 to 13 of gestation. In 1976, the
threshold teratogenic dose of 2,3,7,8-TCDD in CF-1 mice was estimated to be
0.1 (jg/kg per day (Smith, Schwetz, and Nitchke 1976). In golden hamsters,
oral administration of 2,4,5-T containing dioxin on days 6 to 10 of gestation increased the incidence of absence of the eyelid (Collins and Williams
1971). Although 2,3,7,8-TCDD is fetotoxic in primates at doses as low as 50
ppt, it has not been shown to be teratogenic in this species (Schantz et al.
1979)'.
Fetotoxicity and Embryotoxicity
In general, 2,4,5-T and 2,3,7,8-TCDD produce fetotoxicity at doses that
do not produce teratogenic effects in a wide variety of species. Fetotoxic
effects of 2,4,5-T containing 2,3,7,8-TCDD were first noted in Courtney's
original work (1970). Both species of mice studied showed increased
incidences of cystic kidneys, while in rats, fetal gastrointestinal hemorrhages and increased ratios of liver to body weight were also noted.
Highman and Schumacher (1977) later demonstrated that cystic kidneys in mice
exposed to 2,4,5-T containing 2,3,7,8-TCDD were due to retardation in fetal
renal development and downgrowth of the renal papilla into the pelvis. The
results of this study demonstrated a retarded development of fetal renal
alkaline phosphatase, and thus support the hypothesis that cystic kidneys in
mice are a fetotoxic and not truly a teratogenic effect. Moore et al.
(1973) proved that prenatal and postnatal kidney anomalies had a common
etiology, and the incidence and degree of hydronephrosis* was a function of
dose and of the length of exposure of a target organ. Other fetotoxic
effects of 2,4,5-T and 2,3,7,8-TCDD include thymic atrophy, fatty infiltration of the liver, general edema, delayed head ossification, low birthweight, fetal resbrptions, and embryolethality.
Many studies have examined the fetotoxic effects of 2,4,5-T and
2,3,7,8-TCDD on various species. In a study of the effects of 2,3,7,8-TCDD
on the rat, no adverse effects were noted at the 0.03 ug/kg level; but fetal
mortality, early and late resorptions, and fetal intestinal hemorrhage were
* Dilation of renal pelvis usually associated with an obstructed ureter.
181

�observed in groups given 0.125 to 2.0 (JQ/kg, the incidence increasing as the
dose increased (Sparschu, Dunn, and Rowe 1971). In the CD rat, 2,4,5-T was
neither teratogenic nor fetotoxic; however, 2,3,7,8-TCDD produced kidney
anomalies (Courtney and Moore 1971). In golden hamsters, 2,4,5-T containing
2,3,7,8-TCDD caused delayed head ossification in a dose-dependent fashion
(Collins and Williams 1971). Neubert and Dillman (1972) determined that the
threshold dose of 2,4,5-T that produced an increase in embryo!ethality was
10 to 15 mg/kg, whereas 2,3,7,8-TCDD doses of 4.5 ug/kg produced marked
increases in embryo!ethality in NMRI mice. Cystic kidneys occurred
unilaterally in 58.9 percent and bilaterally in 36.3 percent of mice pups
exposed to 1 (JQ/kg 2,3,7,8-TCDD (Moore et al. 1973). Murray (1978) reports
a three-generation study of rats exposed to 0.001, 0.01, or 0.1 M9/kg of
2,3,7,8-TCDD.
Through three successive generations the reproductive
capacity of rats ingesting the dioxin was clearly affected at dose levels of
0.01 and 0.1 ug/kg per day, but not at 0.001 ug/kg per day.
In the most recent primate study, eight adult female rhesus monkeys
were fed a diet containing 50 ppt 2,3,7,8-TCDD for 20 months (Schantz et al.
1979). After 7 months attempts were made to breed the females. In this
group there were four abortions and one stillbirth. All eight control
animals reproduced successfully. In the dioxin-exposed group, two animals
were not able to conceive and two were able to carry their infants to term.
One study examined the fetotoxic potentials in mice of other members of
the dibenzo-para-dioxin class of compounds (Courtney 1976). None of the
dibenzo-para-dioxins studied were as toxic as 2,3,7,8-TCDD, and some of the
compounds could be considered relatively nontoxic. Although the mixture of
di-CDD and tri-CDD produced a slight increase in the number of abnormal
fetuses, it is doubtful that the malformations were produced by the mixture.
Most of the malformations (a mild form of hydronephrosis) were in mouse pups
from one litter, and no malformations were observed at a higher dose level.
The 1,2,3,4-TCDD compound did not increase the incidence of malformation at
any dose level. Oral administration of 5 or 20 mg/kg per day of OCDD to
pregnant mice did not alter fetal development.
In summary, related
dibenzo-para-dioxins were relatively nontoxic and were not teratogenic at
the doses studied.
CARCINOGENICITY

Several studies of rats and one study of Swiss mice demonstrated an
increased incidence of neoplasms in animals exposed to 2,3,7,8-TCDD (Van
Miller, Lalich, and Allen 1977; Kociba et al. 1978; Toth et al. 1979). Van
Miller and coworkers exposed rats to diets containing the dioxin at concentrations of 1, 5, 50, or 500, ppt, or 1, 5, 50, 500, or 1000 ppb. In this
study, the overall incidence of tumors in the experimental groups was 38
percent, with no neoplasms observed in the 1 ppt group. As indicated in
Table 36, among the 23 animals with tumors, 5 had two primary neoplastic
(cancerous) lesions. Ingestion by rats of 0.1 ug/kg per day 2,3,7,8-TCDD

182

�TABLE 36. SUMMARY OF NEOPLASTIC ALTERATIONS OBSERVED IN 3 RATS FED
SUBACUTE LEVELS OF 2,3,7,8-TCDD FOR 78 WEEKS
Level
No. of animals,
of 2,3,7,8-TCDD with neoplasms

0
1 pptc
5 ppt

0
0
5

Diagnosis

No. of neoplasms

0
0
6

1
1
1
1

ear duct carcinoma
lymphocytic leukemia
adenocarcinoma (kidney)
malignant histiocytoma
(peritoneal)
1 angiosarcoma (skin)
1 Leydig cell adenoma

(testes)
50 ppt

3

3

1 fibrosarcoma (muscle)
1 squamous cell tumor

(skin)
1 astrocytoma (brain)
500 ppt

4

4

1 fibroma (striated
muscle)
1 carcinoma (skin)
1 adenocarcinoma (kidney)

1 sclerosing semi noma
(testes)
1 ppb6

4

5

1 chol angi ocarci noma (liver)

1 angiosarcoma (skin)
1 glioblastoma (brain)
2 malignant histiocytomas
(peritoneal)
5 ppb

7

10

? Source: VanMiller, Lalich, and Allen 1977.
10 animals per group.
J 1 ppt = 10"12g 2,3,7,8-TCDD/g food.
Metastases 9
observed.
e
1 ppb = 10" g 2,3,7,8-TCDD/g food.

183

4 squamous cell tumors (lung)
4 neoplastic nodules (liver)
2 cholangiocarcinomas (liver)

�for 2 years caused an increased incidence of hepatocellular carcinomas and
squamous cell carcinomas of the lung, hard palate/nasal turbi nates, or
tongue, and a reduced incidence of tumors of the pituitary, uterus, mammary
glands, pancreas, and adrenal glands (Kociba et al. 1978). Figures 26 and
27 illustrate the morphology of some of these lesions. In a recent study
with Swiss mice, Toth et al. (1979) showed that 2,4,5-trichlorophenoxyethanol and 2,3,7,8-TCDD enhanced liver tumors in male mice in a dosedependent fashion. In this study, the increase in liver tumors was
statistically significant only at 2,3,7,8-TCDD doses greater than 0.112
Multiple studies have examined the effects of 2,3,7,8-TCDD administered
in combination with other known carcinogens in experimental animal test systems. Two studies used the two- stage tumori genes is assay of mouse skin
(Digiovanni et al. 1977; Berry et al. 1978). Berry and coworkers noted that
a dose of 0.1 pg 2,3,7,8-TCDD twice weekly was not sufficient to promote
skin tumors in mice treated with 7,12-demethylbenz(a) anthracene (DMBA).
Digiovanni found that at doses of 2 (jg per mouse given concurrently with
DMBA, the number of tumors observed increased slightly. These data suggest
that 2,3,7,8-TCDD is a weak tumor initiator in the two-stage system of mouse
skin tumorigenesis. In a more recent study, Digiovanni et al. (1979) found
that 2,3,7,8-TCDD could strongly inhibit the initiation of skin tumors by
DMBA in female CD-I mice. In a study with mice that were genetically nonresponsive to the known carcinogen, 3-methy Ichol anthrene (MCA), exposure to
2,3,7,8-TCDD markedly increased the carcinogenic index of MCA when the
compounds were administered simultaneously (Kouri et al. 1978). These data
imply that the dioxin could act as a potent cocarcinogen.
GENOTOXICITY
Only four of the dibenzo-para-dioxins have been subjected to genotoxicity testing. These are unsubstituted dibenzo-para-dioxin, the 2,7dichloro-isomer, 2,3,7,8-TCDD, and OCDD (Wassom, Huff, and Loprieno 1978).
As expected, 2,3,7,8-TCDD has been the most extensively tested, but results
of these studies are inconclusive. Information implicating 2,3,7,8-TCDD as
a mutagen is scarce and conflicting. Mammalian studies with dibenzo-paradioxin derivatives have been infrequent. To date, 2,3,7,8-TCDD has shown
negative results when tested for dominant lethal effects in rats and weakly
positive results when tested for the ability to produce chromosomal abberations in bone marrow cells of rats (Khera and Ruddick 1973; Green,
Moreland, and Sheu 1977).
Mutagem'city
Table 37 summarizes the results of studies of the mutagenic effects of
dioxins. None of the Salmonella strains capable of detecting base-pair
substitutions were positive when tested with 2,3,7,8-TCDD. Some investigations have obtained positive responses in Strain TA 1532, which detects
frameshift mutations.
Hussain et al. (1972) report the following results of mutagenicity
studies with 2,3,7,8-TCDD (99 percent) on three bacterial systems:
184

�FAT
DROPLETS

CANCER
CELLS

Figure 26. Lesion classified morphologically as hepatocellular
carcinoma in liver of rat given 0.1 yg of 2,3,7,8-TCDD/kg
per day. Note adjacent fibrosis, inflammation, and fatty
infiltration on left. H&amp;E stain. X200.
(Source: Redrawn from Kociba et al. 1978)
185

�KERATINIZED
MATERIAL

Figure 27.

Lesion within lung of rat given 0.1 yg of 2,3,7,8-TCDD/kg

per day. Classified morphologically as squamous cell carcinoma.
Note accumulation of keratinized material within lesion.
H&amp;E stain. X100.
(Source: Redrawn from Kociba et al. 1978)
186

�TABLE 37. MUTAGENICITY OF DIOXIN COMPOUNDS IN SALMONELLA TYPHIMURIUMC

Strains detecting base-pair substitutions
Dioxin
isomer

G46

Strains detecting frameshifts

TA1530

TA1535

TA100

2,3,7,8-TCOD 0

0

-

0

0

-

0

0

-

0

0

0

-

0

0

0

co

TA1531

TA1537

TA1538

0

-

-

McCann 1975

0

0

0

-

Nebelt 1976

+

0

0

0

Hussain 1972

0

0

Seller 1973

TA1532

TA1534

Reference

-

-

0

0

?

+

?

OCDO

-

-

0

0

-

7

?

0

0

Seller 1973

Dibenzo-pdioxin

0

0

-

-

0

0

0

-

-

Commoner 1976

. Source: Wassom, Huff, and Loprieno 1978.
0, not tested; -, negative results; +, positive results; ?, doubtful mutagen.
protocols.

Results obtained with different experimental

�(1) 2,3,7,8-TCDD significantly increased the incidence of reverse
mutations
from
streptomycin-dependence
to
streptomycinindependence in the bacteria Escherichia coli SD-4 treated with 2
ug/ml 2,3,7,8-TCDD. This was the only concentration at which
mutations were clearly observed.
(2) Evaluation of reverse mutation from histidine-dependence to
histidine-independence in Salmonella typhimurium strains TA 1532
and TA 1530 indicated that 2,3,7,8-TCDD was positive in TA 1532
but negative in TA 1530. This finding indicates that the dioxin
may act as a frameshift mutagen. ICR-170 was used as a positive
control in the test with 1532, but no positive or negative
controls were tested with TA 1530.
(3) Slight prophage inductions in Escherichia coli K-39 were observed,
although data were difficult to evaluate because the DMSO solvent
used in this test caused cellular effects on its own.
Seiler (1973) studied the effects of 2,3,7,8-TCDD and OCDD in several
strains of Salmonella typhimurium. The 2,3,7,8-TCDD was strongly mutagenic
only in strain TA 1532, whereas the OCDD was questionably mutagenic in
strains TA 1532 and TA 1534. McCann (1976) obtained no positive mutagenic
responses in several Salmonella strains exposed to 2,3,7,8-TCDD, including
TA 1532. Commoner (1976) demonstrated that unsubstituted dibenzo-paradioxin was nonmutagenic in four strains of Salmonella typhimurium.
Khera and Ruddick (1973) performed dominant lethal studies with
2,3,7,8-TCDD. Groups of male Wistar rats were dosed orally with 4, 8, or 12
ug/kg per day for 7 days before they mated. Although the incidence of
pregnancies from all matings was reduced, there was no evidence of induction
of dominant lethal mutations during postmeiotic phases of spermatogenesis.
Cytotoxicity
Highly purified samples of 2,4,5-T and 2,3,7,8-TCDD were evaluated for
cytological effects in the African Blood Lily plant (Jackson 1972). The
tests included treatments involving both compounds in varying proportions.
In contrast to a no-effect result with a highly purified sample of 2,4,5-T,
dramatic inhibition of mitosis was observed in cells exposed either to a
10"4 molar solution of 2,4,5-T containing 0.2 to 1.0 H9 2,3,7,8-TCDD per
liter or to a 10~4 molar solution of 2,4,5-T containing an unknown level of
2,3,7,8-TCDD. Similar results were obtained when treatments were limited to
2,3,7,8-TCDD alone. These treatments also induced formation of dicentric
bridges and chromatin fusion, with formation of multi-nuclei or a single
large nucleus. Because these effects were not evident in the pure 2,4,5-T
sample, Jackson concluded that the cytological effects were due to the
2,3,7,8-TCDD contaminant.
Tests for cytological effects in a wild type Drosophila fly were conducted with 2,4,5-T containing less than 0.1 ppm 2,3,7,8-TCDD (Davring and
Summer 1971). Twenty-four hours after eclosion the adult flies were exposed

188

�to 250 ppm 2,4,5-T in their food. Results indicated that this formulation
affected early oogenesis and caused sterility.
It is not stated
unequivocally that the observed sterility was of genetic origin.
In an animal study (Greig et al. 1973), male Portion rats were treated
with single oral doses (50 to 400 MQ/kg) of 2,3,7,8-TCDD dissolved in either
dimethyl sulfoxide or arachis (peanut) oil. In the rat livers, parenchymal
cell structures were altered and many cells were multinucleated. No mitoses
were observed, and there were occasional pyknotic nuclei. The investigators
postulate that 2,3,7,8-TCDD interfered with the capacity of the liver cells
to maintain their correct morphology and thus led to death or structural
disorganization. Similar results have been obtained by others (Buu-Hoi et
al. 1971; Kimbrough et al. 1977). Vos et al. (1974) suggest that 2,3,7,8TCDD could be a hepatocarcinogen because of its specific cytological effects
on the proliferating cells of the liver.
Chromosomal abberations in bone marrow cells of 2,3,7,8-TCDD-treated
Osborne-Mendel rats have also been reported (Green, Morel and, and Sheu
1977). No chromosomal abberations or cytogenetic damage was found, however,
in bone marrow of male Osborne-Mendel rats treated with 2,7-di-CDD or
unsubstituted dibenzo-p-dioxin (Green and Morel and 1975).
2,3,7,8-TCDD may be mutagenic to humans. Chromosomal abnormalities
have been reported in 4 in vitro cytogenetic studies of human lymphocytes
exposed to 10"7 to 10" m«molar solutions of 2,4,5-T that contained 0.09 ppm
2,3,7,8-TCDD (U.S. EPA 1978h). Breaks, deletions, and rings were observed.
Chromatid breaks increased with increasing concentrations of 2,4,5-T. It
was not possible to distinguish whether this was a toxic effect or a
potential genetic effect.
Pathophysiology
Many investigators have tested apparently logical mechanisms of action
for 2,3,7,8-TCDD toxicity. For the most part, these investigations have
served only to disprove proposed mechanisms of action (Beatty et al. 1978;
Neal 1979). The following proposed mechanisms for toxicity induced by
2,3,7,8-TCDD have been disproved:
Inhibition of protein synthesis
Inhibition of DMA synthesis
Inhibition of mitosis
Inhibition of oxidative phosphorylation
Interference with the action of thyroxine
Interference with glucocorticoid metabolism

189

�Increased serum ammonia levels
Depletion of reduced pyridine nucleotides
Production of superoxide anion
Decreased hepatic ATP content
Impairment of hepatic mitochondria! respiration
The most promising explanations for at least the first step in the
mechanism of 2,3,7,8-TCDD toxicity result from studies of hepatic ATPase
activities (Jones 1975; Madhukar et al. 1979b). Jones administered 200
ug/kg of the dioxin to male albino rats, then sacrificed groups of animals
at 24 hours and at 3, 5, 6, 8, 34, and 42 days. Hematoxylin and eosin
stains of liver sections showed no abnormalities in the groups sacrificed in
the 24-hour to 8-day intervals; however, in the remaining two groups (34 and
42 days) the liver sections showed centrilobular zone necrosis. As early as
3 days after exposure, a significant change in the pattern of the ATPase
reaction was seen in all animals studied. In an area five to six cells deep
around the central vein, there was no reaction along the canalicular borders
of the parenchymal cells. Similar results were obtained by Madhukar, who
studied Na, K, and Mg -ATPase activities in hepatocyte surface membranes
isolated from male rats given 10 or 25 mg/kg 2,3,7,8-TCDD. As early as 2
days after administration of the dioxin, all of the ATPase activities were
depressed in treated animals. A dose-response relationship was observed
only for depression of Mg -ATPase activity. In further studies, Madhukar
demonstrated that ATPase depression was not produced by in vitro exposures
to 2,3,7,8-TCDD.
EPIDEMIOLOGICAL STUDIES AND CASE REPORTS

The most notable human exposures to 2,3,7,8 tetrachlorodibenzo-p-dioxin
have occurred through accidental releases in chemical factories, or by
exposure to contaminated materials or areas. Most of the studies reported
in the literature, such as those cited below, are investigations of the
effects of such exposures.
General Acute Toxicity
The immediate results of dioxin exposure are burning sensations in
eyes, nose, and throat; headache; dizziness; and nausea and vomiting (U.S.
NIEHS IARC 1978). Itching, swelling, and redness of the face may occur just
prior to chloracne. Chloracne, similar to acne vulgaris, is one of the most
consistent and prominent features of dioxin exposure, occurring within weeks
of initial exposure (May 1973; Oliver 1975; Poland et al. 1971). Mclnty
(1976) showed that as little as 20 pg of 2,3,7,8-TCDD on the skin can lead
to chloracne development. Chloracne may appear first on the face and then
spread to the arms, neck, and trunk (U.S. NIEHS IARC 1978; May 1973). Other
symptoms of exposure include arthralgias (pains in the joints without asso-

190

�dated arthritic changes), extreme fatigue, insomnia, loss of libido,
irritability, and nervousness (Ensign and Uhi 1978; U.S. NIEHS IARC 1978).
High levels of blood cholesterol and hyperlipoproteinaemia may also develop
(Oliver 1975).
Other effects, which may be delayed or immediate, are porphyria cutanea
tarda, hepatic dysfunction, hyperpigmentation, and hirsutism (U.S. NIEHS
IARC 1978). Disorders of the cardiovascular, urinary, respiratory, and
pancreatic systems (Goldman 1973), along with disorders of fat and carbohydrate metabolism also have been found (U.S. NIEHS IARC 1978). Emotional
disorders, difficulties with muscular and mental coordination, blurred
vision, and loss of taste and smell also may occur (Oliver 1975).
Several deaths related to 2,3,7,8-TCDD have been recorded, some due to
liver damage and others to chronic exposure to the chemical. Additionally,
symptoms such as chloracne can be passed by an exposed person to close
associates such as family members through clothing, hands, or other close
contact (Mclnty 1976).
General Chronic Toxicity
Poland et al. (1971) studied possible toxic effects on 73 male workers
in a factory producing the 2,3,7,8-TCDD-contaminated pesticide 2,4,5-T. The
workers were classified according to job location. The medical or toxicological symptoms were grouped into three categories: (1) chloracne and
mucous membrane irritation, (2) hepatotoxicity, neuromuscular symptoms,
psychological alterations, and other systemic symptoms, and (3) porphyria
cutanea tarda (PCT). Of the 73 subjects, 66 percent experienced some degree
of chloracne, 18 percent of which was classed as moderate to severe. The
presence of hyperpigmentation and hirsutism correlated with the severity of
the acne. Among maintenance men, who were subject to the greatest exposure,
the acne was more severe than that of administrative personnel, whose exposure was minimal. Urinary porphyrin values, although within normal limits,
were elevated in the maintenance men as compared with the other workers.
Although 2,3,7,8-TCDD and other chemicals produced in 2,4,5-T synthesis may
be hepatotoxic in humans, demonstrable chemical liver dysfunction among
workers in this plant was minimal.
The toxic effect of 2,3,7,8-TCDD on three young laboratory scientists
was reviewed in a case study by Oliver (1975). Two of the subjects worked
with the dioxin for approximately 6 to 8 weeks, and the third, for approximately 3 years before onset of symptoms. The latter scientist worked only
with a diluted sample of the material, whereas the other two worked on the
synthesis of dioxins. Chloracne was the first symptom experienced by two of
the scientists. Two of them also suffered from delayed reactions, experiencing abdominal pain, headache, excessive fatigue, uncharacteristic
episodes of anger, diminished concentration, other neurological disturbances, and hirsutism approximately 2.5 years after exposure. None of the
scientists showed liver damage or porphyrinuria; all three showed elevated
serum cholesterol levels, evidence of hypocholesterolemia, and hyperlipoproteinaemia. No other biochemical abnormalities were noted. Over a period

191

�of 6 months (after the onset of the delayed symptoms), the symptoms subsided. All three scientists were aware of the danger involved in the substance with which they were working; they wore protective clothing, gloves,
and masks, and worked under a vented hood. The author speculated that the
exposures must have been extremely low.
Accidental release of 2,3,7,8-TCDD occurred in an explosion at a
chemical plant in Derbyshire, England. This exposure of workers resulted in
79 cases of chloracne recorded approximately 3 weeks after the explosion
(May 1973). Young men with fair complexions were affected first, but the
symptoms persisted longer in sallow-skinned men ages 25 to 40. Chloracne
was present, in order of prevalence, on the face, extensor aspects of arms,
lateral aspects of thighs and calves, back, and sternum. Most workers
recovered in 4 to 6 months. Of 14 employees who were present during the
explosion, 13 showed abnormal liver function and 9 developed chloracne.
Those with chloracne had handled pipes, joints, and cables with bare hands
and thus may have absorbed the dioxin through the skin; this finding
suggests that excretion of absorbed dioxin or its products may occur through
facial pores.
Jirasek et al. (1973, 1974, 1976) cite many studies done on 80 industrial workers in Czechoslovakia who showed signs of intoxication from dioxin
formed as a byproduct in production of the sodium salts of 2,4,5-T and
pentachlorophenol. Symptoms included 76 cases of chloracne, ranging from
mild to so severe that it covered the entire body and left scars. Twelve
workers had hepatic lesions with symptoms of porphyria cutanea tarda.
Symptoms in 17 of the workers included polyneuropathy, psychic disorders,
weakness and pain in the lower extremities, somnolence or insomnia, excessive perspiration, headache, and disorders of the mental and sexual functions. One worker suffered and died from severe atherosclerosis, hypertension, and diabetes; two workers died from bronchogenic carcinoma (lung
cancer) (ages 47 and 59). Periods of latency differed; in some instances
severe dermatological and internal damage developed after brief exposure,
whereas in others apparently long-term and massive exposure caused only mild
symptoms.
Another study (Poland and Kende 1976) deals with 29 workers who were
accidentally exposed to 2,3,7,8-TCDD. Of the 29, all contracted chloracne,
11 developed porphyrinuria, and several developed porphyria cutanea tarda.
The workers also showed signs of mechanical fragility, hyperpigmentation,
hirsutism, and photosensitivity of the skin, in which sunlight exposure
caused blistering. Measures were taken at this plant to decrease 2,3,7,8TCDD production and worker exposure. Within 5 years there was no evidence
of porphyria or severe acne, and severity of the other symptoms was also
reduced. In all cases reviewed, an acute exposure to dioxins resulting in
chloracne and other acute symptoms and followed by a period of nonexposure
to the substance resulted in the disappearance or diminution of the
symptoms.
In early May of 1971, an accidental poisoning incident killed or intoxicated many horses and other animals that came in contact with the soil of
an arena sprayed with contaminated oil. Investigators identified 2,3,7,8192

�TCDD and polychlorinated byphenyls as the causitive agents (Carter et al.
1975; Kimbrough et al. 1977). A 6-year old girl who played in the arena
soil developed symptoms of headache, epistaxis (nosebleed), diarrhea, and
lethargy. In August 1971, she developed hemorrhagic cystitis (inflammation
of the urinary bladder). The patient's symptoms resolved in 3 to 4 days and
did not recur. Proteinuria and hematuria (protein and blood in the urine)
disappeared within 1 week of onset. A voiding cystogram obtained 3 months
later appeared normal; however, cystoscopy demonstrated numerous punctate
hemorrhagic areas, especially in the trigone region of the bladder. The
patient was reexamined 5.3 years after dioxin exposure. Physical examination was performed, as well as urinalysis, a voiding cystogram, an intravenous pyelogram, renal function chemistries, an electrocardiogram, stress
test, liver-function tests, uroporphyrin excretion, and thyroid-function
studies. Results of all tests were essentially within normal limits (Beale
et al. 1977). Three other individuals exposed to the arena developed
recurrent headaches, skin lesions, and polyarthralgia (Kimbrough et al.
1977).
In another sprayed arena, two 3-year-old boys developed small, pale,
nonpruritic, firm papules covered by blackheads on the exposed skin
surfaces.
These symptoms arose 1.5 months after the spraying. They
increased in severity and lasted more than a year before gradually subsiding
(Carter et al. 1975).
Perhaps the most publicized incident of dioxin poisoning was that in
Seveso, Italy. On July 10, 1976, at a plant where trichlorophenol was
manufactured, an accident created temperature conditions ideal for the
formation of 2,3,7,8-TCDD (Zedda, Circla, and Sala 1976). Trichlorophenol
crystals and 2,3,7,8-TCDD in the form of dust were spread over the area (Hay
1976a). In addition to 170 plant employees, approximately 5000 persons were
exposed (Zedda, Circla, and Sala 1976).
Shortly after the accident, cases of chloracne were reported. Over the
ensuing years more than 134 confirmed cases of chloracne have occurred in
children, some of whom had not been in the area during July and August 1976.
These latter cases indicate that enough dioxin persisted in the environment
several months after the accident to cause the chloracne (Zedda, Circla, and
Sala 1976). Reports of disorders among the 170 workers exposed include 12
cases of chloracne in directly contaminated workers, 29 cases of hepatic
insufficiency, 28 cases of chronic bronchitis, 17 cases of arterial hypertension, 9 cases of coronary insufficiency, 8 cases of muscular astenia
(weakness), and 3 cases of reduced libido (Zedda, Circla, and Sala 1976).
Reported symptoms occurring among the exposed residents include chloracne,
nervousness, changes of character and mood, irritability, and loss of
appetite. Legal and illegal abortions were estimated at 90, and there were
51 spontaneous abortions (U.S. EPA 1978h).
Several additional followup studies of the initially identified cohort
have been reported recently (Reggiani 1978, 1979a,b; Pocchiari, Silano and
Zampieri 1979). In 1978, Reggiani reported that chloracne had appeared
almost only in children and young people. These cases tended to be mild,

193

�and spontaneous healing occurred in most. Transient lymphocytopenia and
liver function abnormalities were detected. Reports at that time indicated
no overt pathology of the liver, kidney, blood, reproductive organs, central
and peripheral nervous systems, or metabolism of carbohydrate, fat, or
porphyrin. In 1979, Reggiani reported that the incidence of chloracne
remained between 0.6 and 1.5 percent in the surveyed population and other
toxic manifestations initially observed remained at subclinical levels.
Pocchiari, Silano, and Zampieri (1979) reported a somewhat more
detailed followup of the cohort. In the cohort with highest exposure,
chloracne was identified in approximately 13 percent of the screened population. About 4 percent of the workers from the plant (Pocchiari sets the
number at 200) showed signs and symptoms of polyneuropathy. Subclinical
peripheral nerve damage, confirmed by nerve conduction studies, was also
observed fairly frequently in nonoccupationally exposed groups, and the
incidence ranged from 1.2 to 4.9 percent in the screened population. Of
note, there were no documented immunologic alterations in the exposed population. Eight percent of the screened population showed hepatomegally of
undetermined etiology, and some of the screened population showed elevated
levels of liver transaminases.
The long-term effects of exposure to 2,3,7,8-TCDD in Seveso are not
clear at this time. An epidemiologic survey now in progress includes
general and specialized medical examinations, laboratory tests, and data on
the outcome of pregnancies. Data will be collected over a period of 5
years. Cancer registries, hospital discharge forms, notifications of infectious diseases, and birth and death certificates will be used to detect any
abnormalities of the health of the community (Fara 1977).
Fetotoxicity and Teratogenicity
Hexachlorophene (HCP) is a derivative of 2,4,5-TCP that has been used
as an antibacterial agent for the past 20 years. Although there are no
reports of 2,3,7,8-TCDD contamination in HCP, this drug has been shown to
cause fetal malformations, some of which are severe (U.S. NIEHS IARC 1978).
A study of mothers who were nurses exposed to hexachlorophene soap during
early pregnancy showed that of 65 children born, 5 had severe and 6 had
slight malformations. One slight malformation was observed in 68 children
of an unexposed control group. Five babies died who had been washed more
than three times with 3 percent hexachlorophene in a hospital. Autopsies
revealed considerable brain damage in each case. In 1972, many infant
fatalities were reported in France. The cause was cited as a new talc
powder called "Bebe," which contained 6 percent HCP (dioxin content, if any,
is unknown) (Mclnty 1976).
It is reported that the local spontaneous abortion rate has increased
to twice the national level in Italy since the chemical contamination of
Seveso in 1976, and that similar results have occurred in Vietnam since the
spraying of Herbicide Orange (Nature 1970). Unfortunately, doctors in
Vietnam are unable to document increased abortion and birth defects because
of inadequate medical records (U.S. EPA 1978a).

194

�In the sprayed areas of Vietnam, doctors have cited increased incidences of babies being born with extra fingers or without fingers, hands, or
feet (Lawrence Eagle Tribune 1978). Recently, a group of U.S. military
veterans who were in South Vietnam at the time of the spraying have reported
birth defects in their offspring similar to those reported in South Vietnam
(Ensign and Uhi 1978; Lawrence Eagle Tribune 1978; Peracchio 1979).
An EPA study has been done on the relationship of dioxin-containing
herbicides to miscarriages; specifically the study concerns the relationship
between spraying 2,4,5-T on forested areas of Oregon and miscarriages among
women living in Alsea, a town near a sprayed area. Scientists from Colorado
State University and the University of Miami medical school compared
miscarriages in the Alsea basin with those in a control area in rural
eastern Oregon. The miscarriage rate in the Alsea area was significantly
higher than in the control area, where 2,4,5-T was not sprayed. Miscarriage
rates peaked dramatically in June of each of the 6 years studied, occurring
2 or 3 months after the yearly spring applications. From 1972 through 1977
the spontaneous abortion indexes in June were 130 per 1000 births in Alsea
and 46 per 1000 in the control area. Although these data do not prove a
cause and effect relationship, they are highly suggestive (Cookson 1979).
A recent study deals with the relationship of neural-tube defects in
New South Wales and annual usage rates of 2,4,5-T in the whole of Australia
(Field and Kerr 1979). Table 38 gives data showing the annual New South
Wales combined birth rates of anencephaly (congenital absence of the cranial
vault), and meningo-myelocele (defect through which part of the spinal cord
communicates with the environment), together with data on the usage of
2,4,5-T in Australia in the previous year. The plot in Figure 28 indicates
linear correlation. Highest rates of neural-tube defects occurred for
conceptions during the summer months, and maximum spraying of 2,4,5-T in New
South Wales occurs during the summer months. Again, although these data are
suggestive, they do not prove a cause and effect relationship. The linear
correlation disappeared in 1975 and 1976; monitoring of 2,4,5-T herbicide
was established in Australia to ensure that concentrations of 2,3,7,8-TCDD
remain below 0.1 ppm.
Nelson et al. (1979) report a retrospective study of the relationship
between use of 2,4,5-T in Arkansas and the concurrent incidence of facial
clefts in children. Occurrences of facial cleft generally increased with
time; however, no significant differences were found in any of the study
groups. The authors conclude that the general increase in facial cleft
incidence in the high- and low-exposure groups resulted from better case
finding rather than from maternal exposure to 2,4,5-T.
Among 182 babies delivered in Seveso in the 2 months after the accident, only 16 birth anomalies were found. This level is not significantly
higher than the national level. Women in early stages of pregnancy when the
accident happened were not studied in this survey (U.S. EPA 1978a).

195

�TABLE 38. COMBINED RATE OF NEURAL-TUBE DEFECTS IN NEW SOUTH WALES
AND PREVIOUS-YEAR USAGE OF 2,4,5rT IN AUSTRALIA3
Usage of 2,4,5-T

Year

1965
1966
1967
1968
1969
1970
1971
1972
1973
1974
1975
1976

Neural -tube defects
in N.S.W. , cases
per 1000 births

1.72
1.77
1.93
1.83
2.13
2.37
1.88
2.15
2.19
2.27
2.03
2.30

Source: Field and Kerr 1979.
2,4,5-T acid in equivalent metriq tons.

196

in Australia in
previous year,
metric tons
90
105
188
213
201
282
170
256
241
287
466
482

�3.0

2.5

2.0
o
o

? 1.5
vt

&lt;u
vt
03
O
IQ

0.5

50

100

150

200
250
300
2,4,5-T use, tonnes

350

400

450

Figure 28. Linear correlation of New South Wales rate
for neural-tube defects with previous year's usage of 2,4,5-T
in Australia. (Source: Field and Kerr 1979)

500

�Careinogenlcity
Ton That et al. (1973) report an increase in the proportion of prjmary
liver cancer among all cancer patients admitted to Hanoi hospitals during
the period 1962 to 1968; this increase is relative to the period 1955 to
1961, just before the spraying of Herbicide Orange began.
Theiss and Goldmann (1977) trace 4 cancer deaths out of 15 deaths
occurring in 53 workers exposed to 2,3,7,8-TCDD after a manufacturing
accident in a TCP plant in Ludwigshafer, Germany, in 1953. A followup study
is in progress.
Two studies show an increased incidence of malignant mesenchymal softtissue tumors in persons exposed to phenoxy acids or chlorophenols (Harden
and Sandstrom 1978; Hardell 1979). In the 1978 study, 52 patients with
soft-tissue sarcomas and 205 matched controls were investigated in a cohort
study. The incidence of exposure was 19/52 among the tumor patients and
19/206 in the tumor-free controls (p &lt;0.001). Relative risks were determined to be 5.3 for exposure to phenoxy acid and 6.6 for exposure to chlorophenols. In the 1979 study, Hardell prospectively studied patients with
histocytic, malignant lymphoma. In the first phase of the study, 14 of 17
patients reported occupations consistent with the possibility of exposure to
the chemicals under study, and 11 patients reported definite exposure to
phenoxy acetic acids or chlorophenols. The median latent period between
exposure and tumor detection in this group was 15 years.
Rappe (1979) has reported an increased incidence of primary liver
cancer in members of the Vietnamese population exposed to Herbicide Orange.
Mutagenicity
Chromosomal analyses in Seveso have shown an increase in chromosomal
lesions in males and females aged 2 to 28 years. These lesions consist of
chromosomal gaps, and chromatid and chromosomal breaks and rearrangements.
Cytogenetic studies indicate chromosomal damage to cells in maternal peripheral blood and in placental and fetal tissues studied following therapeutic
abortions (U.S. EPA 1978h).
In similar analyses, Tenchini et al. (1977) found a higher number of
structural aberrations in the fetal tissues than in the maternal blood
samples of fibroblast cells from adult tissues, but the frequency of these
aberrations did not appear to be greater than expected to occur spontaneously in cultures of comparable cell types. Tenchini et al. point out that
these preliminary findings do not indicate whether the higher frequencies of
chromosome aberrations in fetal tissues were due to chromosome damage caused
by 2,3,7,8-TCDD exposure.
In contrast, the chromosomes of peripheral blood cells from 90 workers
at the chemical plant at Seveso showed no abnormalities; the same results
were obtained in a sampling of the most severely exposed residents of the
area (Wassom 1978).

198

�Czeizel and Kiraly (1976) compared the frequency of chromosome aberrations in the peripheral lymphocytes of 76 workers employed at a herbicideproducing factory in Budapest with those of 33 controls. Among these
workers, 36 were exposed to 2,4,5-trichlorophenoxyethanol (TCPE) or Klorinol
and 26 to Buvinol. The remaining 14 workers had never been engaged in the
production or use of either herbicide. The 2,3,7,8-TCDD concentration in
the herbicide products is reported to be either less than 0.1 mg/kg or not
more than 0.05 mg/kg.
The frequency of chromatid-type and unstable
chromosome aberrations was higher (p &lt;0.01) in the factory workers than in
the controls, regardless of involvement in production of the herbicide.
Aberrations were more frequent in workers preparing TCPE and Buvinol than in
other factory workers, but the difference was significant only for the
chromatid-type effect.

199

�VOLUME I
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Vietnam Foliage Hit Hard by Herbicides.
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of Wisconsin, Madison.
Yang, G. C. , and A. E. Pohland. 1973. Cation Radicals of Chlorinated
Dibenzo-p-dioxins. In: Chlorodioxins--0rigin and Fate, E. Blair, ed.
American Chemical Society, Washington, D.C., pp. 33-43.
Yates, P. B. 1979. Written communication to D. Watkins, U.S. EPA, IERLCincinnati, from New South Wales State Pollution Control Commission,
Australia, January 18.
Yockim, R. S. , A. R. Isensee, and G. T. Jones. 1978. Distribution and
Toxicity of TCDD and 2,4,5-T in an Aquatic Model Ecosystem. Chemosphere,
7(3):215-220.

239

�Young, A. L. 1974. Ecological Studies on a Herbicide-Equipment Test Area.
(TA C-52A) Eglin AFB Reservation, Florida. Air Force Armament Lab, Technical Report AFATL-TR-74-12.
Young, A. L. 1978. Written communication to D. Watkins, U.S. EPA, IERL,
from USAF, August 23.
Young, A. L., E. Arnold, and A. M. Wachinsk. 1974. Field Studies on the
Soil Persistence and Movement of 2,4-D, 2,4,5-T and TCDD. Presentation to
the Weed Science Society of America, Las Vegas, Nevada, Abstract No. 226,
February 13.
Young, A. L., C. E. Thalken, and W. E. Ward. 1975. Studies of the Ecological Impact of Repetitive Aerial Applications of Herbicides on the Ecosystem
of Test Area C-52A, Eglin AFB, Florida. A.F. Armament Lab. AFATL-TR-75-142.
Young, A. L., et al. 1976. Fate of 2,3,7,8-Tetrachlorodibenzo-p-dioxin
(TCDD) in the Environment: Summary and Decontamination Recommendations.
USAFA-TR-76-18.
Young, A. L., et al. 1978. The Toxicology, Environmental Fate, and Human
Risk of Herbicide Orange and its Associated Dioxin. USAF, OEHL Technical
Report TR-78-92.
Zedda, S., A. M. Cirla, and C. Sala. 1976. Accidental Contamination by
TCDD, The ICMESA Incident. Medicina Del Lavoro, 67(5):371-378.
Zinkl, J. G., et al. 1973. Hematologic and Clinical Chemistry Effects of
2,3,7,8-Tetrachlorodibenzo-p-dioxin in Laboratory Animals. Environmental
Health Perspectives, 5:111-118.
Zitko, V., 0. Hutzinger, and P. M. Choi. 1972. Contamination of the Bay of
Fundy-Gulf of Maine Area With Polychlorinated Biphenyls, Polychlorinated
Terphenyls, Polychlorinated Dibenzodioxins, and Dibenzofurans. Environmental Health Perspectives, 1:47.

240

�INDEX

Accumulation in plants, 129, 130
Acute toxicity, 169-173, 190-191
Aminophenols, 70
Aquatic toxicity, 169, 173
Bioaccumulation, 119-129
Bioconcentration, see bioaccumulation
Biodegradation, 98-102
Biomagnification, see bioaccumulation
Biological methods of disposal:
.Soil conditioning, 144
Wastewater treatment systems, 144, 145
Micropit disposal, 145, 146
Biological transport in animals, 118-129
Bithionol, 53, 54
Brominated phenols, 66, 67
Carcinogenicity, 182-184, 198
Chemical methods of disposal:
Ozone treatment, 140, 141
Chloroiodide degradation, 140, 142
Wet air oxidation, 142
Chlorinolysis and chlorolysis, 142, 143
Catalytic dechlorination, 143
Chlorophenols, 14-63
Manufacture, 17-24
Production, 24-26, 60, 61-63
Wastes, 58-59, 97, 131-133
Chronic toxicity, 173-180, 191-194
Combustion residues, dioxins in, 70-74, 89, 118, 132-133

241

�Comparative lethal doses, 169-171
Contaminated industrial wastes, 80-83
Cytotoxicity, 188, 189
2,4-D, 33-38, 41, 85, 86, 108, 122, 126, 134, 139
2,4-DB, 33-38
2,4-DEP, 33, 34, 36
DMPA, 39
2,4-DP, 33

Dermatologic effects, 174, 175
Dicamba, 56, 57
Dioxins produced for research purposes, 75, 76
Disposal or destruction of dioxins
Biological treatment, 58, 143-145
Catalytic dechlorination, 143
Chlorinolysis and chlorolysis, 142
Chloroiodide degradation, 140, 142
Concentration, 136, 138
Incineration, 132-134
Landfill ing, 59, 131-132
Microwave plasma, 136, 137
Molten salt combustion, 134-136
Ozonolysis, 140, 141
Photolysis, 138-139

Radiolysis, 139-140
Storage, 131
Wet air oxidation, 142
Dowlap, 57, 58
Embrotoxicity, 180-182, 194-197
Endocrine effects, 176
Enzyme effects, 154-157
Epidemiology, 190-199
Erbon, 46-48
Exposure, 77-97, 190-199
From foods, 86-88

From herbicide applications, 84-86
242

�From industrial accidents, 77-80, 191-194
From transportation accidents, 84
From waste handling, 80-83, 97
From water supplies, 87
In chemical laboratories, 96, 97, 191
In other related industries, 94-96
Occupational, 90-97
Fetotoxicity, 180-182, 194-197
Foods, dioxins in, 86-88
Gastrointestinal effects, 179
Gross and histopathologies, 159-169
Hematologic effects, 179
Hepatic effects, 175
Herbicide applications, 84-86
Herbicide Orange, 33, 36, 41, 82, 85, 96, 99, 100, 108, 111-114, 119, 120,
122, 133, 194, 198

Hexachlorobenzene, 59, 64-66
Hexachlorophene, 50-53, 77, 89, 97
Hexachlorophene exposures, 89, 90
Immunologic effects, 176-179
Incineration disposal methods, 132-137

Industrial accidents, 77-80, 90-94
Irgasan B5200, 57
Irgasan DP300, 57
Isopredioxin, 8
Lipids, effects on, 157-159
Metabolism, 149-159
Miscellaneous pesticide uses, 89
Mutagenicity, 188, 189
Neuropsychiatric effects, 179, 180
0-Nitrophenol, 67, 68
Particulate air emissions, dioxins in, 70-74
Pathophysiology, 189, 190

243

�Pentachlorophenol, 11, 12, 16, 17, 24, 25, 94-96
Pharmacokinetlcs and tissue distribution, 151"154
Photodegradation, 103-110
Physical methods of disposal, 136-140
Concentration, 136, 138
Photolysis, 138, 139
Radiolysis, 139, 140
Physical transport in air, 118
Physical transport in soil, 110-115
Physical transport in water, 115-118
Plastic, dioxins in, 74
Precursors, 3, 6, 8, 11, 12, 19
Predioxin, 8, 10-12, 57, 64
Renal effects, 175
Ronnel, 48, 49
Salicylic acid, 68-70
Sesin, 54, 55
Sesone, 36-39
Seveso, 77-80
Silvex, 43, 45, 46, 84-86, 115, 126
Smiles rearrangement, 11
Soils, persistence in, 98-102, 110-115
2,4,5-T, 40, 41-44, 51, 81, 82, 84-87, 108, 111, 115, 117, 122, 123, 126,
127, 139, 195
2,4,5-Trichlorophenol, 27-33
Uses, 27
Manufacture, 28-31
Production, 31-33
Teratogenicity, 180, 181, 194-197
Transportation accidents, 84
Triclofenol piperazine, 55, 56
Tyrene, 58
Water supplies, dioxins in, 87

244

�TECHNICAL REPORT DATA
(Please read Instructions on the reverse before completing)
3. RECIPIENT'S ACCESSIOr+NO.

2.

1. REPORT NO.

EPA-600/2-80-156
4. TITLE A N D S U B T I T L E

5. REPORT DATE

June 1980
Dioxins: Volume I. Sources, Exposure, Transport 6. PERFORMING ORGANIZATION
and Control
7. A U T H O R ( S )

M. P. Esposito, H. M. Drake, J. A. Smith, and
T. W. Owens

CODE

8. P E R F O R M I N G O R G A N I Z A T I O N REPORT NO.

9. P E R F O R M I N G O R G A N I Z A T I O N NAME AND ADDRESS

10. PROGRAM ELEMENT NO.

1BB610

PEDCo Environmental, Inc.
11499 Chester Road
Cincinnati, Ohio 45246

11. CONTRACT/GRANT

NO.

Contract No. 68-03-2577

12. SPONSORING AGENCY NAME AND ADDRESS

13. TYPE OF REPORT AND PERIOD COVERED

Industrial Environmental Research Laboratory
Office of Research and Development
U.S. Environmental Protection Agency
Cincinnati, Ohio 45268
'

Final
14. SPONSORING AGENCY CODE

EPA/600/12

15. SUPPLEMENTARY NOTES

Volume I of a three-volume series on dioxins
16. ABSTRACT

Concern about the potential contamination of the environment by dibenzo-p-dioxins
through the use of certain chemicals and disposal of associated wastes prompted this
study. This volume reviews the extensive body of dioxin literature that has recently
become available. Although most published reports deal exclusively with the hiahly
toxic dioxin 2,3,7,8-TCDD, some include information on other dioxins. These latter
reports were sought out so that a document covering dioxins as a class of chemical
compounds could be prepared.
A brief description of what is known about the chemistry of dioxins is presented
first. This is followed by a detailed examination of the industrial sources of dioxi ns
Chemical manufacturing processes which are likely to give rise to 2,3,7,8-TCDD and
other dioxin contaminants are thoroughly discussed. Other sources are also addressed
including incineration processes. Incidents of human exposure to dioxins are reviewed
and summarized. Reports on possible routes of degradation and transport of dioxins in
air, water, and soil environments are characterized. Current methods of disposal of
dioxin-containing materials are described, and possible advanced techniques for ultimate disposal are outlined. Finally, an extensive review of the known health effects
of 2,3,7,8-TCDD and other dioxins is presented. This review emphasizes the results of
recent toxicological studies which examine the effects produced by chronic exposures
and also the various possible mechanisms of action for these toxicants.
KEY WORDS AND DOCUMENT ANALYSIS

17.

DESCRIPTORS

Organic chemicals
Pesticides; Herbicides
Btddeterioration
Toxicology
Waste disposal
18. D I S T R I B U T I O N STATEMENT

RELEASE TO PUBLIC
EPA Form 2220-1 (9-73)

b.lDENTIFIERS/OPEN ENDED TERMS

Dioxins
2,3,7,8-TCDD
Environmental biology
Chemistry
Health effects
Hazardous wastes
19. SECURITY CLASS (ThisReport)

Unclassified
20. SECURITY CLASS (Thispage)
Unclassified

c. COSATI Field/Group

07C
06F
11M
06T
13B
21. NO. OF PAGES
259
22. PRICE

ft U.S. GOVERNMENT PRINTING OFFICE: 1980 -657-146/5719

245

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°5312

Author

Finch, Edward B.

Not Scanned

. ^- Environmental Protection Agency (EPA)

Report/Article Title

United States Environmental Protection Agency Before
the Administrator, In re: The Dow Chemical Company,
et al. Petitioners., Docket Nos. 415, et al., Order
Granting in part and Denying in part Motion for
Compulsory Document Production Against Dr. James
Allen

Journal/Book Title
Year

1980

Month/Day

February 1

Color

D

Number of Images

3

Descrlpton Notes

Tuesday, March 05,2002

Page 5312 of 5363

�UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
u.-1" J • \ L

lilt

In re

nDi'i.u- J i : _•. i O'~v

)

The Dow Chemical Company et al.

80 FEB I

A|Q: 4 ?

Docket Mo. 415 et al.

Petitioners.
ORDER GRANTING IN PART AND DENYING IN PART MOTION
FOR COMPULSORY DOCUMENT PRODUCTION AGAINST DR. JAMES ALLEN
Motion filed by The Dow Chemical Company (Dow) in this proceeding
for compulsory document production against Dr. James Allen is granted
to the extent that it relates solely to the Schedule of Documents to
be produced for:
1. 500 ppt TCDD Monkey
2. 50 ppt TCDD Monkey
3. 25 ppt TCDD Monkey
4.
5 ppt TCDD Monkey

Study..
Study.;
Study.i
Study.'

To the extent that Mr. John Van Miller participated in and may
possess "documents" related to said studies, the Motion is also granted.
Duly executed subpoenas, under seal, are attached hereto and
directed to Dr. James R. Allen and also to Mr. John Van Miller.
These subpoenas are issued pursuant to 40 CFR 164.70 which states
that the Administrative Law-Judge shall be guided by the Federal Rules
of Civil Procedure. In the sprit of Rule 45 thereof, I will entertain a
motion to quash or modify the terms of either or both of said subpoenas if
such motion is filed within the time prescribed in that rule, and such motion
contains specific statements or declarations of Dr. Allen relating to:

�1

L

1. Specify which studies and "documents have been supplied to Dow
and the completeness thereof as relates to the Schedule of Documents
to be produced attached to the subpoenas.
2. The ownership of the subject "documents."
3. The availability of each of the studies in published literature.
4. What disposition will be made of the "documents" upon the
resignation of Dr. Allen? Will they be retained by Dr. Allen
or remain in the possession of an investigator or co-principal
employed by the University of Wisconsin?
5. Will Dr. Allen be available as a witness to these studies after
his resignation? ._.'.
6. Which of the studies in question and the raw data relating thereto
have not yet produced significant, reliable and accurate results
and why? Give stage of completeness.
The uncertainties which have arisen due to the fact that Dr. James R.
Allen plans to resign his position with the University of Wisconsin, and
to insure that all relevant material and probative evidence which may be
available is brought to light at the commencement of the hearing while
Dr. Allen is appearing as a witness, have had a large part in the decision
to issue these subpoenas.
I have considered the fact that some of the studies have been represented
as being incomplete and may or may not be considered discoverable at this
time, but without considering the issuance of the subpoenas as precedent
for such discovery, I have concluded that the uncertainties which have
arisen are an overriding factor.
The Motion for Compulsory Document Production Against Dr. James R,
Allen and Mr. John Van Miller as it relates to "Van filler — Allen
Carcinogenicity Study with TCDD in Rats," is denied.

—

�Based upon an analysis of arguments and documents relating to the
content and value of this study filed by the parties, it is concluded that
while this study was completed, any reference thereto in this proceeding
will not serve to assist the court in reaching a decision on the merits
of this case, since nothing in the study is of such a substantive nature
as to be probative in any way.

Edward B. Finch
Administrative Law Judge
February 1, 1980

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Fingerhut, Marilyn

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Corporate Author
Report/Article Title Report of the AOWG Science Subpanel, June 3,1986,
Appendix VII: Utilization of Biological Samples to
Assess Exposure to Agent Orange

Journal/Book Title
Year

000

°

Month/Day
Color

Number of Images

D

°

Descrlpton Notes

Tuesday, March 26, 2002

Page 5699 of 5743

�REPORT OF THE AOWG SCIENCE SUBPANEL
June 3, 1986

APPENDIX VII
UTILIZATION OF BIOLOGICAL SAMPLES TO ASSESS EXPOSURE TO AGENT ORANGE

Prepared by
Marilyn Fingerhut, Ph.D.

�Ultilization of Biological Samples to Assess Exposure to Agent Orange
Recent advancements In the analytic sensitivity of laboratory Instruments have
made it possible to analyze very low concentrations of 2,3,7,8-TCDD in samples
of human fat (1). The results of several independent efforts (2-4) indicate
that there is a background average level of 2,3,7,8-TCDD in human fat of
approximately 7 parts per trillion (ppt) (range 0-20 ppt) .
One study analyzed fat samples from volunteer Vietnam veterans (4). The
results indicated that two veterans classified by the Veterans Administration
as "heavily exposed" to Agent Orange had fat levels of 2,3,7,8-TCDD of 35 and
99 ppt. The remaining 10 veterans who were classified as "lightly exposed"
and "possibly exposed" had levels between 3 and 13 ppt. Four veterans who had
no service in Vietnam had levels between 4 and 8 ppt.
The results of this study indicate that it may be possible to distinguish high
exposure to Agent Orange by analysis of fat samples. The results also
indicate that veterans classified as "lightly exposed" to Agent Orange have
only background levels of 2,3,7,8-TCDD in their fat, the same levels as are
found in the U.S. population in general.
Analysis of fat is a difficult method for several reasons. A surgical or
suction procedure is necessary to obtain 20 grams of fat (about the size of an
egg) and the cost is about $1,000 per sample. Efforts are underway currently
to analyze a large volume of serum (200 ml) to detect low levels of
2,3,7,8-TCDD. Data are also being sought which would describe the
distribution of 2,3,7,8-TCDD between adipose tissue and serum in the human
body. Success with the serum method would provide a method to recognize
levels of exposure which were high enough to raise levels of 2,3,7,8-TCDD
above background levels in the population.
The recent advances in laboratory analytic techniques could be used to
ascertain whether veterans in the various exposure categories of the CDC Agent
Orange study have levels of 2,3,7,8-TCDD above the background levels in the
population. For example, a sample of veterans currently meeting criteria for
the CDC Agent Orange study category of "high likelihood of exposure" and a
sample of veterans from the non-exposed category could be asked to provide fat
(or possibly serum) specimens for analysis. An evaluation of the results
should provide insight into the adequacy of the military records to select
truly exposed and truly unexposed Individuals. Additionally, the results
should indicate whether the levels of 2,3,7,8-TCDD are significantly different
from the levels in the general U.S. population.
Analysis of fat (or serum) from other populations could also provide valuable
insights. Several studies are currently underway in which analysis of fat is
being conducted on Vietnam veterans, chemical workers, and persons with
residential and recreational exposures to 2,3,7,8-TCDD. Analysis of fat (or
serum) could also be conducted on selected individuals in the CDC Vietnam
Experience study who have known high or low levels of exposure. Samples of
fat already collected from Ranch Hand participants during elective surgery
could be analyzed and compared to the levels of exposure experienced by the
individuals.
-1-

�1. Patterson DG, et al. High resolution gas chromatography/high-resolution
mass spectrophotometric analysis of human adipose tissue for
2,3,7,8-TCDD. Anal. Chem 1986; 58:705-716.
2. Graham M, Hileman FD, Kirk D, et al.: Background human exposure to
2,3,7,8-TCDD. Fourth International Symposium on Chlorinated Dioxins and
Related Compounds, 1984; Ottawa, Canada; October 16-18.
3. Graham M, Hileman FD, Wendlong J, Wilson JD. Chlorocarbons in adipose
tissue samples. Fifth International Symposium on Chlorinated Dioxins and
Related Components, 1985. Bayreuth FRG, September 16-19.2508R
4. Gross ML, Lay JO, Lyon PA, et al.: 2,3,7,8-tetrachlorodibenzo-p-dioxin
levels in adipose tissue of Vietnam veterans. Environ Res 1984;
33:261-268.

—2—

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                    <text>Item D Number

osseo

Author

D NotScannBfl

Fox R

' °9er p-

Office of Air Force History, United States Air Force, Was

RBpOrt/ArtlClB Title

IV

JOUmal/BOOk TltlB

Air Base

Year

1979

- The Target Air Bases

Defense in the Republic of Vietnam, 1961 -197

Month/Day
Color

D

Number of Images

°

DeecrlptOlI NotOS

^'so included are two maps. One shows provinces and major
cities of South Vietnam, and the other is a 1974 National
Academy of Sciences Computer Printout of all defoliation
missions in South Vietnam, 1965-1971.

Tuesday, March 19, 2002

Page 5560 of 5611

�AIR BASE DEFENSE
^

IN THE

REPUBLIC OF VIETNAM

1961 -1973

Roger P. Fox

OFFICE OF AIR FORCE HISTORY
UNITED STATES AIR FORCE
WASHINGTON, D.C., 1979

�on maximum alert with particular attention to the defense of headquarters
complexes, logistical installations, airfields, population centers, and billets." •*

Sabotage

Of the four threats posed by the
VC/NVA to the local security of U.S.
The enemy unleashed his main air bases, sabotage was the least sigattack between 0300 and 0400 local nificant. Despite unlimited opportunitime on 31 January with about 84,000 ties for sabotage afforded by the thoutroops. In addition to Saigon they as- sands of Vietnamese civilians working
saulted 36 of the 44 provincial capi- on these installations, this classic
tals, 5 of the 6 autonomous cities, 64 weapon of insurgency warfare was a
of the 115 district capitals, and 50 curiosity rather than a commonplace.
242
hamlets. Responding to USMACV Records reveal but one notable case of
alerting orders, the Seventh Air Force sabotage at an American base during
Commander directed all bases to adopt the entire war. On 8 February 1967
Security Condition Red (Option 1), at Bien Hoa, Soviet-made explosive
a readiness posture in which all base devices, secretly planted, destroyed
defense forces were mobilized and about 2,600 napalm bombs valued at
ST
deployed to repel an impending at- $342,000. During 1968, a year of
tack. Hence at both Bien Hoa and intense enemy activity, not a single
Tan Son Nhut, the VC/NVA forces instance of actual or attempted sabofound themselves opposed at once by tage was reported at any Seventh Air
88
U.S. defenders.6* It was generally Force base. Why the VC/NVA all
but ignored this simple and potentially
agreed that this fact alone accounted
for the successful defense of the two highly rewarding tactic cannot be explained by available evidence.
bases.
Security check

The VC/NVA showed they could
do serious damage to air bases, notably by standoff attacks and sapper
raids. Much of their capability derived from a high degree of military
expertise that reflected sound doctrine, meticulous planning and preparation, deeply instilled discipline, and
an aptitude for fusing available manpower and weapons with proper tactics to produce a mission-effective
force. Such ingenuity and skill helped
surmount many of the inherent advantages of the defense and to retain
a broad initiative to strike at grounddeployed U.S. air power at times and
places of their choice. Accordingly,
it is perplexing that the VC/NVA
never sought to redress more vigorously the air power imbalance by
fully exploiting their notable counterair base capabilities to the extent permitted by the vulnerability of Allied
defense measures.

IV. THE TARGET AIR BASES
The majority of bases do not have a positive approach or
active planning program for the protection of their operational assets. . . . There are no criteria established for the
construction of air bases in a combat environment. New
construction and redesigning is [sic] based on peacetime
criteria.
Seventh Air Force Base Defense Study Group, 1967.
Major targets for Viet Cong/
North Vietnamese Army attacks embraced the 10 primary bases that supported USAF operations in Southeast
Asia. Da Nang, Phu Cat, Tuy Hoa,
Nha Trang, Cam Ranh Bay, and Phan
Rang are located in the narrow
coastal zone bordering the South
China Sea. (See page 56.) Pleiku is
situated in the Central Highlands less
than 70 kilometers from Cambodia.
Tan Son Nhut and Bien Hoa are in
the environs of Saigon. Binh Thuy,
the southernmost base, lies on the outskirts of Can Tho in the middle of the
Mekong Delta.

Florida, the country extends more
than 1,300 kilometers from north
to south, while its width from east to
west varies from 50 to 200 kilometers.
Saigon, usually considered an east
coast city, lies less than 60 kilometers
from the Cambodian frontier to the
west.

The Republic of Vietnam is a
classic example of exposed territory.
So lengthy are its boundaries in relation to its size, that points for infiltration by land and sea are almost
unlimited—a circumstance fully exploited by the VC/NVA. The Ho Chi
Minh Trail, stretching the whole
The Geographic Impact
length of the western boundary with
branches extending into most interior
Geography had a vital bearing areas, was their main route for inon all facets of the war. Its impact on filtration of men and materiel throughlocal ground defense of these bases
came chiefly from the conformation, out the war. Secondary but much more
topography, climate, and vegetation of limited infiltration occurred along the
1,300-kilometer sea frontier. Hence,
the Republic of Vietnam.
due in part to the physical conformaA geopolitical principle holds that tion of RVN, logistic support for VC/
a compact country is much easier to NVA operations against USAF bases
defend than a large sprawling one. was available along well-established
Clearly, the Republic of Vietnam fits lines of communication reaching from
the latter category. Slightly larger than North Vietnam to within tactical
M

�striking distance of the target installations.
Topography also favored the insurgency forces. Nearly 60 percent of
RVN consists of relatively high mountains and plateaus rising to 2,500
meters. These mountains, the Annamite Chain, extend southeastward

from China forming the border between RVN and Laos and, further
south, between RVN and Cambodia.
They terminate at a point in the
Mekong Delta about 80 kilometers
north of Saigon. Numerous spurs extending to the east insure broken and
rugged terrain in close proximity to all
USAF bases but Binh Thuy. Low-

NORTH VIETNAM

\

INFILTRATION ROUTES
1968
DEMARCATION LINE
102

1

'

Primary USAF Operating Bases

NORTH VIETNAM

DMZ

TUYHOA AB

NHA TRANG AB
CAM RANH BAY
AB

.

SIHANOUKVILLE
LEGEND
PERSONNEL ROUTES.
LOGISTICAL ROUTES.
BASE AREAS
SEA INFILTRATION
AREAS BY PRIORITY

NOTE: CORPS TACTICAL ZONES WERE REDESIGNATED MILITARY REGIONS IN 1970.
56

57

�lands with little or no relief comprise
the remaining 40 percent of the country and are located chiefly in the Mekong Delta where the land is seldom
more than 4 to 5 meters above sea
level and is intersected by numerous
waterways. Consequently, almost the
whole countryside offered cover and
concealment to the VC/NVA while
presenting obstacles to observation,
penetration, and movement by RVN
and Allied ground forces. Each of the
10 USAF primary bases was accessible by land and/or water to insurgency forces.
Except in the mountains and plateaus of the Annamite Chain—for example the Pleiku AB area—high temperatures prevail throughout the year,
the average annual range varying only
from 77°F in the north to 81 °F in the
south. There high temperatures accompanied by high humidity create a
climate that saps human energy and
enormously increases maintenance requirements for all equipment. As in
other countries with similar climates,
the afternoon siesta is an institution
observed, except for U.S. forces, by
friend and foe alike. It appeared that
by tacit agreement mutual hostilities
were suspended during the early afternoon hours. Except for about six
standoff attacks during the Tet and
May offensives of 1968, air bases were
rarely threatened during siesta.*
Annual average rainfall is heavy
in all regions of RVN and torrential
in many. It is heaviest in the Da
Nang-Hue area with 128 inches. At
Saigon it amounts to 80 inches. For
most of Southeast Asia the rainy season occurs in the summer (JuneNovember), when an average of 10
typhoons off the South China Sea
bring yet more rain. In the Da Nang
* Siesta, it appeared, was the preferred time for launching a coup d'etat.

58

area the wettest period lasts from
December through January. This
heavy rainy season crippled Allied and
VC/NVA operations alike and
marked the yearly low point in attack
on U.S. air bases.*
Abundant rainfall joins the yearround high temperatures to give much
of RVN a 12-month growing season
that results in luxuriant vegetation.
More than 80 percent of the country
has a natural cover of rain forests,
monsoon forests, and savanna lands,
which provide extensive concealment
for insurgents.
Around and within the U.S. air
bases, plant life flourished in overwhelming and unwanted profusion.
Several varieties of grasses and weeds
created a critical problem for base
defense. Especially widespread is tranh
grass which reaches a height of 1 to
2 meters, easily tall enough to hide a
man or even to imperil a helicopter
landing. Yen-bach, another common
weed and a serious countrywide pest,
grows from 1.25 to 1.60 meters. Lau,
cane of frequent occurrence grows
in clumps 2 to 3 meters tall. Also
widespread are the bamboos, the most
common of which, mai pha, occurs
throughout Southeast Asia to form
dense, almost impenetrable brakes
that ascend 12 to 16 meters in height.
Obviously, the height and density of
such vegetation afforded ideal concealment for ambush and infiltration, f 1
* John F. Fuller, historian of the
Air Weather Service, gives a good account of the impact of weather on military operations in his monograph, Weather and War (Hist Ofc, MAC, December
1974).
t The botanical designations for
these plans are: tranh grass (Imperta
cylindrical, yen-bach (Eupatorium odoratum), lau (Saccharum spontaneum),
and mai pha (Bambusa arundinacea).

Vietnamese fishing village engulfed by dense tropical vegetation

Effective vegetation control was
made vastly more urgent and onerous
by the year-long growing season and
the exceptional growth rate. The latter was a truly incredible phenomenon
and one on which information is surprisingly incomplete.2 Security Police
at Tan Son Nhut recorded that vegetation grew 1V4 to 2V2 inches per day
during the rainy season,3 an observation consistent with the findings of
plant life specialists. A botanical study
of one giant bamboo (Dendrocalmus
giganteus) established that growth
could occur as rapidly as 46 centimeters within 24 hours.4
Vegetation was probably least
troublesome at Tuy Hoa where the entire eastern perimeter fronted directly
on the South China Sea and where
ground cover around the remainder
of the circumference was the lighter
variety common to savannas. The
most extreme vegetation problem existed at Binh Thuy, the smallest USAF
operating base. Situated in the center
of the waterlogged Mekong Delta near
Can Tho, it had an elevation of only
.75 to 1.5 meters above mean sea

level. The base was ringed by exceptionally dense tropical vegetation 3-4
meters high. This growth engulfed the
perimeter fences constructed on the
outer face of the levee that enclosed
the installation. Likewise concealed
were navigable canals, used occasionally by the VC/NVA to float munitions and weapons to the base perimeter. In the interior of Binh Thuy the
same vegetation flourished.
At other bases vegetation growth
fell somewhere between the extremes
represented by Tuy Hoa and Binh
Thuy. At all bases, however, it was a
permanent security threat that varied
only hi the urgency of its impact.*
So on the whole, the geography
of RVN greatly favored the VC/NVA
either directly by facilitating their
military operations or indirectly by
restricting activities of Allied forces. In
the case of air base defense, the tactical unbalance was perpetuated and
* The combination of dank vegetation and abundant rainfall created a
breeding ground for mosquitoes and other
disease-bearing insects.

59

�accentuated by other factors, notably
decisions on location and layout of
USAF operating bases.
Location and Layout of Air Bases
Among the most critical decisions
affecting air base defense was the determination to make maximum use of
existing airfields, however inadequate,
in order to speed the introduction of
USAF combat elements. The six bases
in question were Da Nang, Pleiku,
Nha Trang, Bien Hoa, Tan Son Nhut,
and Binh Thuy. All dated from the
French regime and all were located
in or near population centers.
Tan Son Nhut with its southern
and eastern perimeters abutting
metropolitan Saigon and with numerous villages and hamlets situated to
the north and west was literally engulfed in a sea of humanity. Da Nang
AB joined and shared the name of
the second largest city in RVN. At
Nha Trang the perimeter fence bordered upon civilian dwellings and
often served as a clothesline. Nor were
conditions radically improved at Phu
Cat, Tuy Hoa, Cam Ranh Bay, and
Phan Rang—bases expressly built for
the USAF. All four were close to settlements of varying size. In the spring
of 1969 a study compared an old and
a new base in this regard. It found
that clearing a 1-mile security zone
around Bien Hoa would displace

13,998 people, 2,478 homes, and 555
shops. A like strip circling Tuy Hoa
would expel 16,180 persons and Dong
Tac, a refugee village newly erected
by the Agency for International Development (AID)."
Relocation of all people inhabiting air base approaches was probably
the ideal technical solution to the defense problem. But politically it was
out of the question, even though many
of those concerned were squatters
without legal title to the land they
occupied. There was the unacceptable
risk that those relocated would be
alienated from the Government of
Vietnam and converted to the VC/
NVA cause. Such an outcome would
have simply aggravated an already
unsatisfactory situation.
As it was, problems of this nature
faced the Air Force at Phu Cat, Tuy
Hoa, and Phan Rang where construction had forced small landowners
from their property. Many did not
desire to sell in the first place, or
feared that family graves might be
disturbed or the land gods displeased.
Some owners were underpaid or not
paid at all. After waiting 2 years,
former residents of Phu Cat petitioned
the GVN to compensate them for
their property. Such grievances created a receptive audience for VC/
NVA propaganda and bred a distinct
antipathy toward U.S. forces.6

Tan Son Nhut
Air Base

Vietnamese so displaced posed
fresh security problems. Former residents frequently desired to return to
the base to worship at pagodas .left
standing, to care for graves, to harvest
tree or garden crops, or to tend to
other affairs. Security personnel had
to accompany the returnees and to
search for boobytraps after their departure. At one USAF base under
VNAF control, the faithful regularly
came on the base without clearance
or escort to visit a pagoda located
near unguarded VNAF napalm stocks
and ordnance-loaded aircraft.7 This
episode will illustrate the exasperating
and hazardous idiosyncrasies encountered in security operations at
the six old airfields where VNAF had
primary responsibility for base defense
and exercised control over base access.
Concentrations of civilian dwellings adjacent to the 10 USAF operating bases afforded the enemy an abso-

lute tactical advantage since they provided cover and concealment to the
threshold of the target base. These
same conditions seriously restricted
defense forces by prohibiting or limiting use of boobytraps, tripflares, sensors, freifire zones, and exclusion
areas around, base perimeters. Also
totally or critically curtailed was the
delivery of artillery, aircraft, or helicopter counterfire. Thus, like the Allied conduct of the overall war, base
defense operations were profoundly
influenced by the necessity to enlist
the widespread active support of the
population.
The USAF and VNAF buildup
soon saturated the six older air bases
to a point that invited enemy attack.
Near the peak of the war, 76 percent
of the total aircraft and 60 percent
of all USAF aircraft operated from
these more vulnerable airfields, whose
target value was further heightened

Aircraft Assigned To Primary RVN Bases
3 January 1969

RAAF VNAF USAF
*Bien Hoa
*Binh Thuy
Cam Ranh Bay
*Da Nang
*Nha Trang
Phan Rang
Phu Cat
*Pleiku
*Tan Son Nhut
Tuy Hoa
Total

220
52
117
59
158
47
110
141
90
48
77
105
97
301 1,138
75
43

8

USA

USN

USMC Total
515

220

59
89

22
2

69

24

69

48

416

* Older bases.
SOURCE: USAF Management Summary Southeast Asia, 3 Jan 69, p 39.

�by large stores of munitions and aviation fuel. At many of them, conditions
were further aggravated by the presence of major military headquarters
and/or key political facilities. The
ARVN II Corps was at Pleiku and the
USMACV I Field Force Vietnam
(FFV) at Nha Trang. Da Nang hosted
the ARVN I Corps and the III Marine
Amphibious Force. ,
But in this respect Tan Son Nhut
was unique. It not only supported an
aerial combat mission but housed the
headquarters of the Vietnamese Air
Force, Seventh Air Force, and United
States Military Assistance Command,
Vietnam.* The base was also Saigon
International Airport and in 1965
became the VNAF induction center.
For much of the time, it served as
the residence for the RVN premier or
vice president. Location at the seat of
government gave Tan Son Nhut a farreaching political and psychological
importance as a military target. Population saturation was noted as early
as August 1965 in an Air Staff report
which stated that the base was designed for 3,000 people but had
25.000.7 An April 1968 estimate
placed the permanent population at
* USARV Headquarters was housed
at Tan Son Nhut until it moved to Long
Binh in July 1967. At that time,
USMACV Headquarters relocated most
of its activities from various points in
Saigon to the newly built "Pentagon
East," situated on Tan Son Nhut near
the Saigon International Air Terminal.

25,000 but that the influx of daily
workers and military members living
off base raised this number to 55,000
during duty hours.8
Overcrowding .seriously degraded
security at the older bases. As congestion mounted, new combat-support
facilities for the expanding aerial mission had to be sited solely on the
basis of unoccupied real estate without
regard to security factors. Dispersal
to protect parked aircraft was impossible due to lack of space to enlarge or decentralize the ramps. At Tan
Son Nhut, Da Nang, and Pleiku aviation fuel tanks and bladders were sited
within 10-30 meters of the base perimeter. On every older base except Da
Nang, munitions were stored in equally exposed locations.8
The USAF tenant status greatly
complicated these troubles. As host,
the VNAF insisted on exercising approval authority over all new construction. Thus a command change like that
at Tan Son Nhut in early 1966 often
necessitated renegotiation of many
planning actions previously approved
by the former commander. Agreements were also subject to cancellation
for routine reasons. As one USAF
base civil engineer plaintively observed,
"Boy it's discouraging to get a project
all set to go and then have the host
say 'Sorry about that, you'll have to
put it some place else.'" Usually no
alternative site was offered or, if one
were proposed, it was invariably in the
rice paddies and required extensive fill
before use.10 The task of unsnarling

•&lt;•*•%. v
View of the
crowded flight line
at Tan Son Nhut

Vulnerable fuel storage bladders adjacent to the Pleiku
Air Base perimeter
these tangles fell to the base engineer,
one of the much-abused heroes of
USAF deployment to RVN.
Because there were no USAF criteria for constructing air bases in a
combat area, peacetime standards governed the design of Tuy Hoa, Cam
Ranh Bay, Phan Rang, and Phu Cat.11
Some of the more glaring drawbacks
of this approach showed up in the
siting and configuration of these bases.
Perhaps from a location standpoint, Phan Rang was the most vulnerable because it received its water
and aviation fuel from offbase sources
through pipelines exposed to enemy
interdiction.* In contrast, a peninsular
site made Cam Ranh Bay the most
defensible base in the Republic of
Vietnam.
Critics, however, leveled their
sharpest barbs at the internal layout
of the four new installations. Security
police officials, themselves partly to
blame for the lack of proper planning
guidance, pointed out that although the
bases had "ample real estate to permit
* Of the older bases, Pleiku and
Binh Thuy also relied on vulnerable offbase sources for water. [Final Report, 7th
AF Base Def Study Gp, 17 Aug 67.]

the locations of critical resources consistent with optimum security/ defense
criteria . . . this was not done." As a
consequence, they asserted, vital resources and facilities were without
exception sited at vulnerable locations
or were so positioned that excessive
manpower were required for their
protection.18
Munitions were stored in the northwest and aviation fuel in the southeast
corner of Phan Rang, both within
easy small-arms range from the base
perimeter. At Cam Ranh Bay combat
essential facilities were so scattered
that additional multiple guardposts
were created. The security police
claimed that a little forethought in
planning could have incorporated dispersal into the general scheme while
grouping resources in a tighter-knit
layout that would have reduced manpower, increased security, and simplified defense operations.19
The siting of noncritical facilities
also impaired base defense. For example, at Tuy Hoa a raised railroad
bed along the south and west perimeters afforded excellent cover and concealment to enemy forces approaching
from the rice paddies in these areas.
And base defense forces launching a

63

�counterattack were placed at a disadvantage, since the flat terrain from
the track inward provided no cover
against an enemy operating from the
shelter of the embankment.14 As these
and other incongruities reveal, new
bases were located and laid out with
scant concern for security.
Active Defense Facilities, 1961-1972
After siting and layout, the most
critical physical element in base defense operations was the status of
security facilities—fences, barriers,
lighting, sensors, minefields, towers,
bunkers, and roads. But, from 1961
to 1965 USMACV viewed base defense as a primary responsibility of
the overextended and hard-pressed
RVNAF. Therefore the USAF did
little more than post a few interior
guards around parked aircraft and/ or
base billets, and file periodic reports
on the unsatisfactory status of security
safeguards.
As early as November 1961, the
Farm Gate Commander at Bien Hoa
informed CINCPACAF of security
problems posed by uncontrolled vegetation and the need to lay "adequate
concertina wire and mines throughout
the perimeter."" During 1962 a
USMACV survey rated Da Nang's
perimeter fence as inadequate.16 In

anticipation of VC/NVA reprisals for
U.S. air raids on the DRV, USMACV
and 2d Air Division in late 1964
jointly inspected the physical defenses
at Tan Son Nhut.
This inspection revealed that the
base perimeter fence—none too sturdy
when new—was in an advance state
of deterioration. There were improvised gates and numerous holes which
permitted uncontrolled access by civilians and military dependents. Threequarters of its length was overgrown
by foliage so dense that a companysize unit could have infiltrated undetected. Minefields laid in 1957 along
some sections were not chartered or
maintained, and livestock grazed in
allegedly mined areas. No perimeter
lighting system existed, and from 40
to 50 percent of the 18-kilometer
perimeter was neither under surveillance nor covered by fire, due to the
distance between observation posts and
bunkers.17 As Tan Son Nhut was the
most prestigious air base in RVN, its
defenses were likely the best to be
found.
USAF assumption of responsibility for base defense facilities dated
from December 1965 when COMUSMACV directed 2d Air Division and
all other Service components to initiate measures for the local defense
of their RVN bases.18

Southern perimeter of Tan Son Nhut Air Base. In May 1968 the VC/NVA
attacked the base through this area, abetted by the overgrowth on the
fences and the close proximity of private dwellings

Progress was halting and meager.
After 18 months, a detailed survey by
a Seventh Air Force Base Defense
Study Group in the summer of 1967
reported widespread defects in physical security safeguards.18 Of the 10
primary air bases, Da Nang alone
boasted both permanent perimeter
fencing and lighting systems installed
by the USMC in early 1966. This
double cyclone-type fence was the
only one of its kind at RVN air
bases.* At Tan Son Nhut a new but
* The French considered the best
obstacle a vertical fence, 2 meters high,
imbedded 40 centimeters into the ground
to prevent tunneling, made of barbed wire
with a maximum mesh of 20 cm, and
equipped with a conventional doubleapron fence at its base. [V. J. Croizat,
trans, A Translation from the French:
Lessons of the War in Indochina (RM5271-PR, The RAND Corp, May 1967),
11 138-39.]

Mine field on the perimeter
of Phu Cat Air Base

less durable perimeter barrier complex
had been installed at the direction of
COMUSMACV, after the 4 December
1966 sapper raid. It consisted of from
one to three lines of triple-tier concertina wire, minefields, and permanent lighting.20 Both Da Nang and
Tan Sori Nhut possessed good observation' towers And fighting bunkers.
Elsewhere the ' picture was bleak.
Perimeter sighting was unsatisfactory
at six bases; fencing was inadequate
at 2; minefields were not utilized at 4;
and bunkers were inadequate or unsafe at 5.
By February 1969 Phu Cat and
Tuy Hoa were still "aggressively pursuing" fencing programs. Phu Cat had
constructed a single line of triple-tier
concertina wire along 16 kilometers
of its main line of resistance (MLR),*
but its perimeter fence remained in the
programming stage. Tuy Hoa's perimeter was 68 percent fenced, but the
beach area was still unenclosed. Plans
for a perimeter fence at Cam Ranh
Bay were abandoned due to scope,
configuration, and soil conditions, and
an approved fencing project was confined to the MLR alone.21 Perimeter
* A line at the forward edge of a
battle position, designated for the purpose of coordinating the fire of all units
and supporting weapons. It defines the
forward limits of a series of mutually
supporting defensive areas.

�Base control tower and "big light"
used in defense of Phu Cat Air Base

$1,090, and a requirement of 100 for
a single base was not unreasonable.
But the initial outlay was only the
beginning. Not designed for continuous 8- to 12-hour daily operation,
these units required daily maintenance
service, a task which at a large base
employed two airmen full time. The
NF-2s were also vulnerable to smallarms fire, and the loss of a single unit
darkened that segment of the perimeter it serviced.22
lighting continued to lag at five bases.
Thirty-two percent of Tuy Hoa's
perimeter was unlighted. As with fencing, the lights programmed for Cam
Ranh Bay were limited to the MLR.
Procurement delayed Phan Rang's
permanent lighting system, and the
one planned for Bien Hoa in July
1969 was never installed.
A basic obstacle to adequate security lighting was a chronic shortage of
electricity from sources both on and
off base. In most cases, therefore, installation of a permanent perimeter
lighting system included an organic
power source. Field expedients were
widely used as substitutes. These
makeshifts ranged from mobile
Fresnel units to jury-rigged flares that
had been condemned for aerial use.
However, the most common interim answer was the NF-2 Light-All
unit. One generator fed up to 10
floodlights spaced along 100 meters
of perimeter. Each NF-2 unit cost

66

Hand-held slapflares* and 81-mm
mortar illumination rounds supplemented lighting at all bases and constituted the primary source at some.
Air-dropped flares routinely enhanced
these ground efforts. In April 1969,
Seventh Air Force reported to PACAF
a monthly cost of $81,000 for slapflares and $100,000 for mortar
shells.t M
At best, none of these interim
solutions, even coupled with sophisticated night observation devices, provided more than a bare minimum level
of lighting. It was asserted that "the
cost of aircraft destroyed by sappers
at one base [Tuy Hoa] in July 1968
would have been sufficient to ade* A slapflare looked like a paper
towel cylinder with a cap on the bottom.
The steps for igniting were to remove
the cap, hold the flare in the left hand,
and slap the bottom with the right hand.

t Cost data on the air-dropped flares
was not available.

Sandbag bunker
at Cam Ranh Bay
Air Base

quately fence and light all our bases
in RVN.* 24
Construction of fighting bunkers
was equally troublesome. Experience
and experimentation led to the use of
a wide assortment of materials and
designs. Initially bunkers of sandbags
were nearly universal. But deterioration
due to weather and hard usage normally necessitated replacement of the
bags every 90 days and created a
monumental work load. Waterproofing
was not feasible and all timbers were
vulnerable to rot and termites. Accordingly, the trend was to replace sandbags with more durable materials.
By 1968 each base had for the
most part produced a bunker best
adapted to local conditions. The
French had found the ideal to be a
facility of permanent construction and
low silhouette. At Cam Ranh Bay,
however, the shifting sands rendered
this type undesirable. And at Binh
Thuy, because of the high water table
of the delta, bunkers had to be built
above ground. Accordingly, building
materials adapted to varying conditions and terrain, but most bunkers
* This sapper raid on Tuy Hoa on
29 July 1968 resulted in 2 C-30s destroyed, and 5 C-130s, 1 C-47 and 1
F-100 damaged. Four USAF personnel
were wounded. (7AF/IGS WEINTSUM,
No. 68-13, 27 Jul-2 Aug 68, p 23)

were designed to withstand a direct
hit by a B-40 rocket. Most but not
all bunkers at the bases had some type
of overhead protection. All enjoyed
a standoff weaponry screen, usually
cyclone or other heavy fencing. Placed
3-4 meters forward of the bunker, the
screen predetonated rocket propelled
grenades.25
In the spring of 1969, bunker
construction was least advanced at Phu
Cat and Cam Ranh Bay. At the former
limited fire necessitated shifting bunkers from perimeter sites to the MLR,
where in conjunction with the planned
fencing and lighting, they would contribute to a sound defense complex.
At Cam Ranh Bay bunker construction was deferred pending action on
programmed MLR fencing and lighting.
After 4 years of massive USAF
involvement, physical safeguards in
1969 were still judged inadequate by
the Director of Security Police,
Seventh Air Force. This was attributed
to profound USAF disinterest as reflected by the lack of an active planning program and the absence of any
criteria for air base construction in a
combat area. General apathy and indifference were only intermittently dispelled by a near-disaster such as the
1968 Tet Offensive, or by a destructive sapper raid like that on Tuy Hoa

(57

�in July 1968. Contributing to the
problem was the continuous turnover
of commanders at all echelons. New
commanders not exposed to enemy
attack usually stressed more spectacular but less vital construction. Highly
visible recreation facilities received top
priority while defense works at obscure
or remote locations were ignored. For
example, at the time of the Tuy Hoa
sapper raid the perimeter was only
partially fenced and totally unlighted.
Yet, a year before, the base had been
equipped with air-conditioned recreation facilities that included a base
exchange, open messes for officers and
noncommissioned officers, a library,
and a recreation center. The latter
offered a poolroom, reading room, and
complete snackbar. Under these conditions which prevailed at all bases,
security police undertook the construction of security safeguards as a selfhelp project with a corresponding degrading of their primary security mission capability."
By 1970 construction projects in
support of base defense had been
overtaken by events. Shortly after assuming office in January 1969, President Richard M. Nixon decided to
Vietnamize the war and to begin the
phased withdrawal of U.S. forces from
RVN. His decision was swiftly reflected in such actions as the Nha
Trang Project which, begun in 1969,
aimed at early USAF relinquishment
of that air base to VNAF.27 Consistent with this policy, the Secretary of
Defense refused Military Construction
Program (MCP) funds for the perimeter fence at Phu Cat. Because concertina wire was an expendable item,
he recommended that construction be
accomplished with Operation , and
Maintenance (O&amp;M) funds.28 This
policy was soon extended by USMACV to other security fence projects.
Seventh Air Force instructed base
commanders to draw fencing material

68

through base supply and install it by
self-help.20 At the same time security
lighting requests were also deleted
from the MCP with the recommendation that they be resubmitted in the
O&amp;M Program, "selecting the most
critical area for accomplishment within
the $25,000.00 limitation." 80 Clearly,
for all practical purposes, USAF construction of physical safeguards at
RVN air bases was at an end.
Passive Defense Facilities, 1961-1972
Passive defense facilities directly
complemented the physical security
safeguards of active defense operations. Their purpose was to reduce the
probability of and to minimize the
damage from enemy action without
taking the initiative. In RVN such
facilities consisted chiefly of shelters,
revetments, and hardened structures
installed to protect USAF personnel
and resources not engaged in a base
defense mission.
From 1961 through 1965 the only
USAF passive defense construction to
speak of was the erection of aircraft
revetments. The stimulus for this program came initially from the necessity
to reduce explosive safety hazards
arising from wingtip-to-wingtip parking a bomb-laden aircraft. On 16 May
1965 at Bien Hoa, an accidental explosion aboard a B-57 triggered a
series of blasts that killed 28 and
injured 77 people. The aircraft toll
reached 10 B-57s, 2 A-2Hs, 1 A-1E,
and 1 F-8U destroyed, plus 30 A-lHs
and 1 H-43 damaged. Also demolished
were 12 pieces of aerospace ground
equipment (AGE), 10 vehicles, and
the JP-4 fuel dump. This one incident
was more destructive than any single
VC/NVA attack on any air base during the entire war.81 It resulted in a
USAF directed emergency program
for revetment construction.

F-100 Super Sabres parked in aircraft revetments at Tan Son Nhut Air Base

For revetment construction the
Air Force chose a prefabricated facility, developed by the Air Force
Logistics Command (AFLC) and produced by the American Rolling Mill
Company (ARMCO). It consisted of
earth-filled corrugated steel bins 12
feet high and 5.5 feet wide. Built up
on three sides of an aircraft hardstand, the bins afforded considerable
protection against such dangers as
near-miss blasts, secondary explosions,
fragmentation effects, surface ordnance, and secondary damage and proliferation. Three 28-man Prime Beef*
teams were deployed to RVN to do
the work, the first one arriving in
August 1965. Aided by troop and
* Prime Beef (Base Engineer Emergency Forces) are worldwide base civil
engineer forces. They are organized to
provide trained military elements, used
in direct combat support or emergency
recovery from natural disaster.

local-hire labor, they erected 12,040
linear feet of revetments at these bases
by the end of the year.82
Tan Son Nhut
Bien Hoa
Da Nang

4,700
3,800
3,540

During 1966 through 1969,
USAF interest in passive defense facilities continued to center chiefly on
aircraft revetments which totalled 506
at all bases by 30 June 1967.83 However, the Seventh Air Force Base
Defense Study Group reported on 17
August the improper siting of many
revetments. Explosives-laden aircraft
stood face to face, their forward-firing
weapons pointed toward maintenance
facilities or other planes. The study
group asserted that this arrangement
severely curtailed protection against
blast or fragment damage, and could
not prevent an explosive chain reaction from aircraft to aircraft. Of the

�then owned about 1,000 revetments
and 373 shelters for a total 1,373
protective structures. This number
compared favorably with the 1,164
USAF aircraft permanently assigned
at that time to RVN air bases.88

Damaged revetments at Bien Hoa Air Base following an attack In June 1969
10 primary bases, Bien Hoa alone had
positioned its revetments so that the
bay opening of one faced the rear
wall of another.84 The corrective action action recommended by the study
group was rejected by Gen. William
W. Momyer, Seventh Air Force
Commander, because "we are too far
committed to change now. Cost in
time and manpower is prohibitive."8B
Static aircraft protection embarked on a new phase in 1968 as the
Air Force launched a crash shelter
construction program. The switch
from revetments to shelters stemmed
from the VC/NVA spring offensive
when standoff attacks had destroyed
25 (valued at $94 million) and damaged 251 USAF aircraft. These strikes
bared the weaknesses of revetments,
mainly the absence of overhead
cover. The adopted shelter design
called for a double corrugated' steel
arch with a poured-in-place concrete
cover 18 inches thick. An added freestanding backwall extended protection
equal to the cover's and included an
opening to let out jet exhaust. A small
70

number of the shelters were also fitted
with a front closure device. Production of materials began in CONUS in
mid-1968, and the first concrete cover
was poured in RVN in October 1968.
Civilian contractors such as RaymondMorrison-Knudson and Brown-RootJames (RMK-BRJ) erected a few of
these shelters. But USAF civil engineer Red Horse* squadrons augmented
by troop labor built the majority.86 In
contrast to revetments, siting of shelters received careful consideration.
Wherever possible they were placed
nose to tail with the front ends oriented away from the most likely direction of a ground attack.87
The capping of the last shelter at
Tuy Hoa on 13 lanuary 1970 completed the program. Seventh Air Force
* Red Horse (Rapid Engineer Deployment, Heavy Operational Repair
Squadrons, Engineering) are controlled
by Headquarters USAF. They give the
Air Force a highly mobile, self-sufficient,
rapidly deployable civil engineer capability required in a potential theater of
operations.

and no one had come up with a way
to exit quickly from the unprotected
upper floors. Quarters of key personnel
were equally unsafe, and working
areas were unsheltered.40 Popular response to these exposed conditions
were echoed in these earnest lines:

The protection afforded aircraft
by hardened shelters confirmed the
soundness of the program. Responding
to a PACAF query, Seventh Air Force
on 3 June 1969 cited two cases in
which aircraft parked in shelters
escaped destruction by direct rocket
hits. On another occasion shelters
saved several aircraft from damage or
destruction when a nearby munitions
storage area exploded. In spring 1970
a USN EC-121 crashed and burned at
Da Nang, but adjacent hardened shelters saved three USAF F-4Ds from
destruction and two others from major
damage. The estimated dollar savings
attributed to shelters in these incidents more than paid for the $15.7
million program in RVN.89

I arrited at i Da, Nang and my heart
felt a pang '
As I viewed my new home for the
year
For the sheetmetal top, I was told
would not stop
The rockets intended for here.

Men, like aircraft, were for much
of the war without safe shelter. Inspection by the 1967 Seventh Air
Force Base Defense Study Group
found personnel bunkers unroofed
and in disrepair. They were often too
dispersed to give real protection.
Revetment construction to safeguard
the lower floors of barracks was slow,

Brick revetments
constructed about
billets at Pleiku
Air Base to protect against shell
fragments. Such
revetments were useless against direct
hits

When the sirens go off, or the rocket
tubes cough
"Get under your bed!" reads Directive
But try (and I strive), I can't stop
the drive
To seek shelter a bit more protective."
The steps to a final solution of
the barrack-revetment problem were
drawn-out and wasteful. Initially revetments consisted of earth-filled sandbags, stacked to a height and thickness
necessary for protection and stability.
These bags as a rule deteriorated within 90 days and were replaced with
new earth-filled ones. As local conditions stabilized and further replacement was required, plywood shells
packed with earth took the place of the
sandbags. These wood revetments also

�rotted, and the substitute became brick
or concrete materials that lasted for
the useful life of the facility protected.
By 1968 precast concrete slabs were
adopted as the least expensive revetments for both personnel and equipment. A forklift operator and a welder
were the only skilled labor required
to erect them.42
Concrete slab revetments promised impressive savings. At Da Hang,
for example, more than 40,000 linear
feet of sandbag revetments shielded
barracks and operational facilities. An
estimate showed that replacement of
sandbag revetments by concrete slabs
around the barracks alone would save
$521,340 in 1 year.43
The delay in protecting essential
facilities and services matched that in
sheltering personnel. Again, in the
absence of combat construction criteria, most bases made no plans for
such protection. For example, in 1967
all bases were constructing centralized
electric powerplants, but only Cam
Ranh Bay had a protection plan for
this facility. Even at that base, less
than 25 percent of all mobile and alternate generators—those used chiefly
for ground controlled approach (GCA)
and other navigational aids—were
protected. Disregarding the principle
of dispersion, alternate generators were
frequently located next to primary
power sources.44
USAF munitions storage areas—
priority enemy targets—were adequate
at all bases except Pleiku and Binh
Thuy. However, those of the VNAF
were substandard at each base, save
Bien Hoa. Large unprotected quantities of munitions cluttered every
VNAF parking ramp, a serious hazard
to USAF personnel and resources.
Barring the bases of Tan Son Nhut,
Phan Rang, and Cam Ranh Bay,
munitions at aerial ports awaiting shipment had little or no protection.

72

Storage was either on or immediately
adjacent to aircraft parking areas.48
Security of petroleum storage
tanks—also priority enemy targets—
needed upgrading. Other than at Tan
Son Nhut, the protection of these
storage tanks was after the fact. It
relied on earthen dikes to contain
escaping fuel and head off a holocaust.
When rockets struck Da Nang on 27
April 1971 and Cam Ranh Bay on
25 May, the dikes let firemen limit the
blaze to tanks taking direct hits.46 On
Tan Son Nhut the tanks belonged to
commercial petroleum companies who
encased them in costly masonry shells.
The wisdom of this move was doubtful, due to the high silhouette of the
tanks and the deep penetration of
rocket propelled grenades. Fuel storage in rubber bladders became widespread in South Vietnam. Often set
adjacent to aircraft hydrant fueling
systems, the bladders posed a grave
fire hazard.
No shielding from blast or fragmentation existed for most aircraft
maintenance and civil engineering control centers, supply control systems
using UNI VAC 1050 computers, and
base command posts and communications centers.
Fire and crash vehicles crucial to
damage control were normally parked
in rows at one central open area on
each base. Few bases had any plans
to disperse this critical recovery equipment. None provided a hardened parking area.

Dikes constructed to protect petroleum supplies at Tuy Hoa Air Base

storage points at Cam Ranh Bay were
situated in the fighter aircraft area,
a choice target for enemy attack.47
•The stimulus given passive defense by the 1968 Tet Offensive
carried over into 1969. But this momentum focused almost exclusively on
protection of aircraft with only limited
attention to personnel and facilities.
As the year wore on, the program
began a gradual phaseout, owing to
the decision to begin withdrawal of
American forces and the cutback in
funds for RVN operations.
With the completion of the last
hardened aircraft shelter on 13 January 1970, significant USAF passive
defense construction in RVN came to
an end. Thereafter, general policy was
to perform minimum maintenance on
the minimum number of existing
facilities needed to protect the diminishing USAF forces.
Vegetation Control

Water sources, purification equipment, and storage points were unprotected at all bases. Pleiku, Phan Rang,
and Binh Thuy depended on water
from vulnerable offbase sources.
Several bases put in fire hydrant systems, but only Bien Hoa had dispersed
emergency water storage. Two water

No element of the Vietnamese
environment was more detrimental
to base defense than the invincible
ground cover described earlier. This
rampant vegetation hid the enemy,
shut off friendly observation and fields
of fire, neutralized fencing and other

defense barriers, slowed security
forces, and nullified detection by
sentry dog teams. The need to control
this jungle was evident and urgent—
how to do it was the sticking point.
Clearing approaches to the base
was the first order of business. This
meant defoliating a zone around the
outside circumference of the installation, an area outside the Air Force's
accepted defense responsibility. Hence
it became the task of the Allied ground
commander whose TAOR was confined to the base. Actually internal
and external security overlapped in
this zone, creating a joint and at
times unequal interest in common defensive measures. This diffusion of
military responsibility and the necessity for political clearance vastly diminished the prospects of winning approval for any defoliation program.
Another critical area calling for
the most complete defoliation was the
air base perimeter. Here physical factors crippled or canceled out progress.
From the outset the six old bases took
security steps, and the four new bases
followed. These safeguards embodied
fencing, tactical wire, minefields, and
tripflares set in divers numbers and
mixes along the perimeter. The skill
of the VC/NVA sapper in clearing
manmade obstacles and in disarming
73

�explosives devices dictated that this
complex be kept free of concealing
vegetation. Ignoring the French experience, the USAF discovered anew the
problems associated with defoliation
of the perimeter barrier system.48
Rarely if ever charted, the minefields of the perimeter barrier prohibited use of manual labor to cut and
remove the vegetation. The mines,
fencing, and wiring prevented mowing or scraping by mechanized equipment. Burning was unsatisfactory on
several counts. Vegetation was highly
fire resistant, particularly during the
rainy season when growth was most
rapid. It ignited slowly, even if
sprayed with a flammable such as
contaminated jet fuel. Because fire
hardly ever consumed the vegetation,
the residue went on obscuring the barrier system and offering cover to penetrators. Burning also detonated or
destroyed mines and flares within the
complex.
Next in importance was defoliation of the base interior. Here too, the
ideal was to clear the ground cover
that concealed penetrators and reduced
surveillance by defense forces. For
example, the defense vegetation ne-

gated sentry dog detection—the base's
most reliable alarm. And the exertion
in plowing through this thicket sapped
dog and handler. Because the interior
was without the perimeter's hazards
or obstructions, it seemed that the
clearing methods mentioned earlier
could be given full play. In practice
this was not the case. Safety factors
forbade burning in or near fuel and
munitions storage areas. The immense
labor entailed in clearing a sizable
area in a reasonable time curtailed
manual cutting. Cutting by hand
nonetheless left the root system intact,
and so was well-suited to Cam Ranh
Bay's very unstable soil. Elsewhere,
however, an undisturbed root system
meant rapid regrowth of vegetation.
Even though scraping served well in
the base interior, the conventional
USAF civil engineer squadron usually
lacked the needed mechanized equipment. In light of these facts, the
answer to vegetation control in the
interior as on the perimeter appeared
to be herbicides.

By the time the Air Force turned
to herbicides for base vegetation control, they were in full-scale military
use in support of other ground operations. The dispensing of defoliants
centered on foliage along thoroughfares to deny the enemy ambush cover.
Spraying also focused over VC/NVA
camps and assembly areas, as well as
over crops intended for feeding the
foe. The acreage treated with agents
from the 1,000-gallon tanks of USAF
UC-123 (Ranch Hand) aircraft rose
from 17,119 in 1962 to 608,106 in
1966.«
None of these herbicides was believed to endanger humans or animals.
All had been widely used in the United
States for more than 20 years on foods
and other crops, rangeland, and forests. None persisted in the soil and
periodic respraying was required to
kill regrowth. All were liquids. Those
dispensed in RVN were designated
Orange, White, and Blue. Appendix 5
gives general data on their composition, application, effect, and safety
precautions.

The use of these herbicides was
a GVN program supported by the
United States. The U.S. Ambassador
and COMUSMACV acted jointly on
GVN requests for herbicide operations on the basis of policy formed
by State and Defense Departments
and approved by the President.60
Senior U.S. Army advisors at ARVN
corps and' division level were delegated authority to approve requests
in which dispersal of the herbicides
was limited to hand or ground-based
power-spray methods.
A herbicidal defoliation request
from a USAF air base was prepared
and documented by the base civil
engineer, using a set checklist. (See
page 77.) It was then processed
through U.S. military channels to the
senior U.S. Army headquarters in the
corps tactical zone. If approved there,
it was sent on to the ARVN commanding general of the same CTZ for
military approval and political clearance. It was at this point that delay
most frequently occurred, due to opposition from the district and/or
province chief. These officials were
influenced by such things as superstition, concern for local crop damage, and possible propaganda value to
the VC/NVA. Final action on requests
for ground-delivered herbicides was
taken at this level. If aerial delivery
was desired, the request could only
be approved at USMACV/JCS level.

A C-123 sprays defoliation chemicals
over South Vietnamese jungles

�Technical factors also entered
into the dispensing of herbicides. Dry
weather was essential, because rain
quickly washed chemicals from the
target vegetation to nearby crops and
other desirable growth. Ideally, spraying was done between dawn and
1000, at ambient temperatures under
30° C (86° F), and in calm or very
low wind conditions to minimize drift.
Storage and mixing points had to be
kept to a minimum, isolated from cultivated areas. Empty herbicide drums
required close control to avoid accidental contamination."1
Approval and execution of herbicidal defoliation projects were time-

consuming and uncertain. In February
1968 Phan Rang requested defoliation
of a 200-meter strip both inside and
outside the perimeter, around the entire circumference of the base. The
approving authority reduced the scope
of the project to one-half the perimeter. In addition, problems in obtaining herbicide and other obstacles delayed 'completion of the project for
1 year." '
Excessive vegetation at Tan Son
Nhut and Bien Hoa hindered the base
defenders throughout the 1968 Tet
attacks.53 At Bien Hoa the approval
process for aerial defoliation was
termed "hopelessly complicated," one

Checklist for Defoliation Requests
1. Overlays or annotated photographs depicting the exact area.
2. Target list:
a. Area—province and district.
b. UTM coordinates.
c. Length and width.
d. Number of hectares.
e. Type of vegetation.
3. Justification:
a. Objectives and military worth.
b. Summary of incidents.
4. Psychological warfare annex (prepared by sector):
a. Leaflets.
b. Loudspeaker texts.
5. Civil affairs annex (prepared by sector):
a. No crops within 1 kilometer.
b. Contingency plan to provide food or money to families whose crops
are accidentally damaged by the defoliation operation.
6. Certification by province chief:
a. Province chief approval.
b. Indemnification will be made by the Republic of Vietnam for accidental damage to crops.
SOURCE: Lib of Cong Rprt, 8 Aug 69, to the House Subcommittee on Science and
Astronautics, 91st Cong, 1st sess, A Technological Assessment of the Vietnam Defoliant Matter: A Case History, p 19.

77

�that might take two or more months.
Plant growth meanwhile continued
unabated. Even when authorized, a
project was apt to be fettered with
restrictions. Thus aerial delivery of
Orange was denied at Bien Hoa, and
only parts of its perimeter were approved for chemical defoliation. Accordingly, because Blue and White
were not suited to local conditions,
Orange had to be 'dispensed from a
tank truck by a power spray that did
not reach beyond the second fences.
Local terrain made it impossible to go
outside the third and fourth fence and
spray inward.84
As noted earlier, Binh Thuy faced
the most extreme defoliation problem.
Here the one herbicide approved for
use was Blue, which killed only those
portions of plants with which it came
in contact. With the root systems left
intact, regrowth was rapid. In 1 month,
2,420 gallons of Blue valued at
$22,000 were sprayed over limited
areas of the interior and a narrow
zone around the perimeter of the 550acre installation without making any
significant inroads against the teeming
vegetation.85
Herbicides for air base defense
seldom if ever improved the horizontal
view at installations by the desired
40 to 60 percent.56 Defoliation needs
of the 10 primary bases were specific,
permanent, and known in advance.
Still no ongoing long-term program to
satisfy them was ever set up. Instead
the job was done piecemeal, with each
base handling defoliation requests.
Despite administrative and technical
controls, chemical agents remained the
single sure way to control vegetation
in places where other means could
not—notably in the critical perimeter
complexes. As the war drew t6 a close,
however, curbs on the use of herbicides
grew more and more rigid. The last
herbicide mission by fixed-wing aircraft was flown on 7 January 1971.

78

On 1 May, a presidential directive
ended all U.S. herbicide operations.57
In the ensuing months, mines killed
eight and injured seven Army personnel who were trying to clear vegetation by hand from wire entanglements and fields of fire.58 With the
Ambassador's full backing, COMUSMACV urged Washington to alter at
once the ban on chemical herbicides
because immediate defoliation was
"essential to security of bases." 5e
On 18 August the President permitted the resumption of chemical
defoliation until 1 December 1971.
He authorized the use of Blue and
White but not Orange. Approved
herbicide operations were restricted to
the perimeters of firebases and installations, with delivery limited to
solely helicopter or ground-based
spraying equipment, under the same
regulations applied in the United
States.60 As the expiration date for
this authority neared, COMUSMACV
asked for an extension. On 26 November 1971 the President authorized
continued use of herbicides and set
no termination date. At the same
time, he stipulated that U.S. defoliation assistance to the Government of
Vietnam be confined to "base and
installation perimeter operations and
limited operations for important lines
of communications." This policy prevailed until the last U.S. forces departed RVN in 1973."
No defoliant method tried for air
base defense purposes in South Vietnam proved to be at once efficient,
economical, and politically acceptable.
The practical value of herbicides was
much impaired by technical, administrative, and political constraints. For
chiefly technical reasons, the same
could be said for techniques such as
burning and scraping. For the United
States—as it had for France—vegetation remained a major unresolved
problem.

V. USAF GROUND DEFENSE FORCES

The enormous mass of non-combatant personnel who look
after the very few heroic pilots, who alone in ordinary
circumstances do all the fighting, is an inherent difficulty
in the organization of the air force. Here is the chance for
this great mass to add a fighting quality to the necessary
services they perform. Every airfield should be a stronghold of fighting air-groundmen, and not the abode of uniformed civilians in the prime of life protected by detachments of soldiers.
Sir Winston Churchill, 1941.

By late 196S it became certain
that U.S. ground combat forces would
take part in offensive operations, and
that the Air Force would be expected
to protect its own installations. The
USAF reaction to this unwelcome task
was alien to the U.S. armed forces.1
It was to ship the basic means of air
base defense to South Vietnam—man
by man and item by item. Then in the
combat zone the Air Force assembled,
organized, and trained these troops.
More than 8 months passed before
this process began to turn out forces
that showed elementary skill in executing their unit mission.2 Security
police squadrons were formed in this
manner at the 10 major bases in RVN.
These units became the focal point of
USAF ground defense during the entire war.

Tactical versus Nontactical
Organization

The governing USAF directives*
were silent on how to organize and
employ security police in a hot war.
Hence USAF ground defense forces
in RVN were structured to cope with
CONUS contingencies in a cold war.
A security police squadron in RVN
* Air Force Manual (AFM) 207-1,
Doctrine, and Requirements for Security
of Air Force Weapons Systems, 10 June
1964 (superseded by AFM 207-1, 10 Jun
68, and in turn by AFM 207-1, 10 Apr
70); AFM 205-3, Air Police Security
Operations, 15 February 1963 (replaced
by AFM 207-2, Handbook for Security
Forces, 15 Jul 66, which was supplanted
by AFM 207-2, 15 June 69).

79

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Sea

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South Vietnam
International boundary
..__ Province boundary
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National capital

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Province capital

Da Lat

Autonomous municipality
Railroad

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Base 500876 5-72

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�SOUTH VIETNAM

DEFOLIATION MISSIONS
ALL MISSIONS
Mission Trocb

&lt; Woe = Defofint
I Greei = Uikiowi

fruf*

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                    <text>Item D Number

05224

D NotSMnnBfl

Author

Fullerton, Raymond W.

Corporate Author

United States Department of Agriculture (USDA), Office

Report/Article Title Memorandum with attachment: From USDA, Office of
the General Counsel with enclosed final report on the
2,4,5 -T scientific workshop, March 8-9, 1974,
Washington, D.C.

Journal/Book Title
Year

1974

Month/Day
Color
Number of Images

D

47

Dascripton Notes

Friday, March 01, 2002

Page 5224 of 5263

�DEPARTMENT OF AGRICULTURE

OFFICE OF THE GENERAL COUNSEL
W A S H I N G T O N , D.C. 20250

TO: Administrative Law Judge Frederick Denniston
Workshop Participants
Parties to 2, 4, 5-Trichlorophenoxyacetic Acid Hearing
FROM: USDA, Office of the General Counsel
"\c(W '

Enclosed you will find the final report onjAe 2, 4, 5-T
scientific workshog &amp;@ld in Washington, D.. C. on March ,8 and
9, 1974. The report is broken down into the following headings.
I.

Toxicology
1.

Teratology

2.

Human Toxicology

3.

Other Toxicology

4.

Carcinogenicity/Mutagenicity

II. Chemistry
1.

Environmental Impact

2.

Analytical Methods

3.

Residues

4.

Sources of Dioxin

5.

Statistics

I.II. Rule of Reason

Raymond W. Fullerton
Margaret Bresnahan Carlson
Alfred R. Nolting

�1.

Toxicology

1.

Teratology

The workshop was opened by Dr. Gehring stating the objectives of
the conference. These objectives were to answer a series of questions
which had been posed to Che participants prior to the meeting, to test
the validity of the data, and to discuss and hopefully elucidate the
meaningfulness of the data for assessing the risk of using 2,4,5-T for
currently registered purposes. A list of individuals attending the
conference is attached.
In order to initiate the conference discussion, Dr. Gehring presented
the essence of his testimony on the pharmacokinetics of 2,4,5-T and
TCDD. Immediately followingj Dr. Schwetz presented the essence of his
testimony on the teratology of 2,4,5-T and TCDD.
Pertinent points alluded to in a short dicussion following these
presentations were more thoroughly discussed when the participants
addressed themselves to the questions posed prior to the workshop.
The questions and the subsequent significant discussion were as
follows:

1. Has an adequate no-effect level for teratogenicity been
determined in experiments for 2.4.5-T and TCDD?
The consensus of the group was that a no-effect level cannot be
established statistically. No-effect is an absolute term and it cannot
be rigorously demonstrated experimentally. Dr. Gaylor pointed out that
an experimental no-effect level may be established but that the large
confidence limits for even an experimental no-effect preclude utilization
of the terminology in the absolute sense it implies. Thus it is necessary
to use the judgment of the experimentalists and other qualified people
to assess the hazard of any material.
There was some discussion about the pertinence of the pharmacokinetic
studies in the projection of a dose-response curve. As indicated in his
proposed testimony, Gehring asserted that it is scientifically unsound
to estimate the incidence of an untoward effect of a trace dose of an
agent from studies in which does superseding excretory and/or degradation
thresholds have been administered, Drs. Gaylor and Holson from the NCTR
took some issue with the assertion, indicating that the mechanism for
such effects, whatever they may be, may be the same at smaller doses.
Dr. Gehring agreed that the mechanism, that is the molecular interaction

�between 2,4,5-T and various receptors, may not change qualitatively with
ihe dose. However, the a priori assumption of dose-response methodology
assumes that the kinetics for the clearance of a chemical from tissues
of the body do not change. Otherwise, one is in essence comparing two
different populations. It would be invalid to compare the dose-response
for animals excreting or clearing the material from the body with a
half-life of 48 hours with the dose-response curve for animals excreting
the material from the body in 24 hours.
Drs. Young and Holson indicated that they are initiating pharmacokinetic
studies.in mice and relating the results to teratogenicity.

2. What are the quantative and qualitative teratogenic
characteristics of 2,4.5-T and TCDD?
This subject was covered very adequately by Dr. Schwetz and thus
there was little additional information presented during the discussion.
Dr. Moore stated that 2,4,5-T and TCDD have very little teratogenic
potential in rats. In mice, 2,4,5-T and TCDD produce terata—cleft
palates and abnormal kidneys.
The question was raised as to whether the mouse may be a false lead
in assessing the teratogenic hazard of either 2,4,5-T or TCDD by
Dr. Gehring. The mouse is very susceptible to stress of various types
including airplane rides and it has been demonstrated that such stress
may cause terata (cleft palates). Dr. Holson from the NCTR pointed out
that although this was the case perhaps humans are also susceptible to
such stress and we 'must, therefore, use the mouse to assess the hazard
of 2,4,5-T and TCDD. Dr. Gehring asked Dr. Holson if they had measured
water consumption and urinary output in the teratogenic studies of
2,4,5-T in mice. He indicated that this was not done, however, it was
being considered. Urinary output appears important because 2,4,5-T does
cause diuresis.

3. To What extent are results of extreme dosage tests relative
to the evaluation of teratological potential at anticipated exposures?
This question was alluded to in Question 1 above. The consensus ,
was that when regimens supersede thresholds for excretion and/or degradation,
the data have very limited value for assessing what effects may be
incurred with regimens which do not supersede the thresholds.

�Ur. Moore indicated that it was important to ascertain whether
retarded kidney development may continue with continued postnatal
exposure of mice to 2,4,5-T or TCDD.. This is important because kidney
development is not complete at birth.
Dr. Gaylor raised the point of whether all defects in teratology
studies should be combined and evaluated in toto or should specific
defects bo evaluated. Dr. Schwetz stated both should be done. Dr. Holson
agreed saying rodents are polytocious species and embryos in the same
uterus may be in different stages of development. Therefore, the same
agent may produce multiple effects in the same litter; the specific
effect seen in each individual will depend on its stage of development
when exposure to the agent occurs.
Ur. Golberg stated that metabolic data are essential for assessing
the teratogenic potential of different species. In man, imipramlne is
rapidly demethylated to desmethylimipramine. Rabbits are unable to
demethylate imipramine as readily and in rabbits the compound is a
tcratogen. Teratogenicity in man given recommended regimens would not
be expected.
Dr. Poland indicated that thus far experiments have demonstrated
that TCDD is not degraded to a polar compound and is not very reactive.
Therefore, one is hard pressed to conclude that TCDD reacts irreversibly
with genetic material to induce teratogenesis.

4.

What is the statistical reliability of teratology tests?

Since projections of dose-response curves to guesstimate what may
occur at lower doses is stochastic, such procedures are useful only to
guesstimate the extreme of the potential risk. Dr. Holson asked if
effects discerned at doses below those superseding thresholds be used to
predict responses to lower doses. Dr. Gehring agreed that this is
valid. However, it must be pointed out such projections are stochastic.
The tailing of a normal distribution curve for dose-response to either
lower or higher doses is ficticious but useful representation of data.

5.

What is the teratogenic impact of other dioxins?

This question was, for the most part, skipped over because very
little information is available. That which is available was presented
in Dr. Schwetz's summary.

�6. "What are the factors to be considered in extrapolating
i'rum the teratogenicity animal testing to humans?
The consensus was that the factors are many and many are unknown.
Basically, it boils down to a matter of judgment. Dr. Golberg indicated
that dilantin may be a human teratogen. He suggested epidemiological
studies should be conducted to ascertain whether 2,4,5-T is a teratogen
in man. Ur. Holson asked if an epidemiological study had been conducted.
Gehring said no and suggested that such a study may be impossible because
lie doubts whether many women have been exposed in a manner which would
allow characterization of the degree of exposure even if it had occurred.
Dr. Schwetz added that for the most part such studies are only feasible
for prescribed drugs.

7. What is the significance of the thalidomide instance to
tlic current .teratologies.! prognosis?
This was only briefly discussed. Dr. Gehring indicated in a
reference by B. B. Brody it was stated "that there was a-very good
correlation between the blood levels of thalidomide and its teratogenic
effect in various species". Dr. Holson from the NCTR, pointed out,
however, that the determination of thalidomide is a very difficult one
and thus any such correlation may be meaningless. Thalidomide is too
labile to allow gathering of data that could meaningfully be interpreted
scientifically.

8.

What is the significance of the chick embryo tests?

This question was discussed for a very short time, because the
group quickly reached the concensus that chick embryo is a very poor
test system for teratogens as well as toxic effects of chemicals.
Dr. Golberg indicated that in work supported by the FDA the chick
embryo test system was clearly shown to be inadequate. The chick
embryo is in a captive environment with no possibility of eliminating
the chemical from its environment. In addition, the chick's metabolic
capabilities to degrade and detoxify chemicals are minimal at best.

9.

By definition, what is a teratogen?

�Although tliis question wasn't in the set of questions supplied to
I ho. participants, it was alluded to in Dr. Schwetz's presentation. In
Uf.neral, there was a consensus agreement with the definitions proposed
l&gt;y Dr. Schwetz. . However, again judgment must be used to differentiate
between the fine lines in these definitions. For example, delay in
ossification may not constitute a teratogenic response if ossification
iollowing birtli is sufficient to quickly catch up. If ossification was
so lacking that it would result in physical deformities or abnormal
mobilization, this would, of course, have to be termed teratogenic.
Dr. Uolson pointed out that it is important to consider not only physical
deformities, terata, but also functional deformities. For example, the
effects of a chemical on the central nervous system function. It was
concurred that such assessment is indeed in order. Also pointed out by
Dr. Sciiwetz was that teratologists are now beginning to involve themselves
in such evaluations.
An additional point which was not alluded to above is that an
experimental no-effect level for TCDD has not been established in the
mouse. Evidence of embryo and fetotoxicity has been shown at 1 ug/kg
when given from the day 6 through 15 of pregnancy. Dr. Moore indicated
that essentially equivalent results were obtained in a study in which
0.1 g/kg/day was given to mice. Another point which was not presented
above was a short discussion of the approach of Jusko for evaluation of
teratogenic effects. The consensus was that Jusko's approach is appropriate only for irreversible teratogens. That is to say for materials
which react irreversibly with biological material such as protein and
DNA.
finally, Dr. Dougherty discussed briefly his data collected from
teratology studies of 2,4,5-T in monkeys. His studies confirm the
previously observed negative results reported by Wilson. Dr. Holson
pointed out that in Wilson's studies a higher incidence of abortions
occurred in monkeys given the higher dose levels. Dr. Golberg responded
that in Wilson's studies the high incidence of spontaneous abortion in
monkeys precludes interpreting this as being related to treatment. The
normal incidence of spontaneous abortion in monkeys is 15-20%. Dr. Dougherty
added that in his studies the incidence of spontaneous abortion in
monkeys was 20%. In monkeys receiving the highest dose of 2,4,5-T (10
rag/kg) the incidence was lower.

�2,

Human Toxicology

,

6

Dr. Kramer reported on the medical surveillance of the Dow 2,4,5-T
worker population with exposures dating back to 1940. There was no
statistically significant increase in morbidity of disease processes
monitored or mortality when compared to standard male population in the
United States.
The Chairman, V. K. Rowe called for information regarding medical
surveillance of any Vietnamese population and none was presented.
Dr. Morgan discussed some of the symptoms relayed by applicators
such as headache, dizziness or not feeling well; and Dr. Kramer related
that this was not a pattern heard from 2,4,5-T workmen.
The report of finding prophyria in 2,4,5-T exposed workmen by
Dr. Jacob Bleiberg was discussed at some length. This finding has not
been duplicated by other investigators in the field. It was the consensus
ol. the group that investigation of this parameter would not be productive
of." success in developing a monitoring technique for 2,4,5-T exposure.
Dr. Kramer reported on the study of 61 workers exposed to dioxins
iu a chlorinated phenol process. Forty-nine workers developed some
degree oi" chloracne and medical surveillance of this group is continuing.
The present epidemiological survey revealed no increase in mortality or
change iu the morbidity rate except for the skin disease itself. Dr. Kramer
will have a detailed report of this study at a later date. He emphasized
that no case of chloracne has been seen in any of the 2,4,5-T workmen.
The question of immunological significance of 2,4,5-T exposure was
raised and no one had any data to answer this question. It was suggested
that following the human exposed population for infectious disease
incidence or absenteeism rate could provide meaningful data in this
area.
Dr. Kilian reported on the cytogenetic studies done on 2,4,5-T
workers. A group of 49 workmen were evaluated approximately two years
ago and recently a follow-up reevaluation of 40 employees was done.
Neither group revealed cytogenetic evidence of an effect from 2,4,5-T
exposure. He pointed out that groups of humans had been identified who
had had exposures to uranium dust, radium and benzene and studies had
shown a correlation between and an increased incidence of cancer. The
negative cytogenetic data and the normal epidemiological findings are
mutually supportive of the conclusion that 2,4,5-T exposure to this
group of workmen had no effect on their health. If 2,4,5-T had rautagenic
significance, then one should see a change in the disease patterns of
this group, and also see some significant chromosomal abnormalities in
their serial chromosomal analysis.

�Dr. Golberg raised the question of what realistic human exposures
exist with the use of 2,4,5-T in our society. Data has been developed
but was not available at this meeting showing that a several thousandfold safety factor exists if one were to directly extrapolate animal
data to man.
Considerable interest was expressed by the group in population
monitoring to determine the distribution and concentration of 2,4,5-T
and dioxin in humans. Dr. Kilian pointed out that it had been a relatively
simple matter to enlist the aid of lactating mothers to cooperate with
this type of study. Dr. Jack Moore related that he was familiar with
animal work which indicated that TCDD was readily excreted in milk. It
was the consensus of the group that fat biopsies of a large population
group would not be practical since a considerable amount of tissue would
be required for a part per trillion assay. However, a smaller human
study group involving surgical biopsies or autopsy material would be
possible.
The workshop recommended that:
1. Dr. Bleiberg be contacted to see if he has any additional
information on porphyria since writing this paper;
«&gt;
2. Be looked at closely in order absenteeism and infectious
disease patterns to evaluate evidence of possible effect on immune
systems;
3. A larger study on distribution and concentration of 2,4,5-T
and TCDD utilizing human milk as the sample tissue be considered;
4. A study utilizing adipose tissue from postmortem and surgical
specimens be undertaken to determine if they contain 2,4,5-T and TCDD.

3.

Other Toxicology

This workshop discussed acute and repeated dose toxicity, and
absorption, excretion and tissue distribution of 2,4,5-T and TCDD. This
was drawn from information presented in the Dow pre-hearing memorandum
No. 2 and in two drafts of testimony (P. Gehring and J. Morris) in which
studies conducted by The Dow Chemical Company as well as literature
reports were discussed, including, for example, those of relevance from
the 1971 American Chemical Society "Chlorodioxin" Symposium and work
reported at the NIEHS Meeting in April, 1973,

�8
Specifically referenced information was as follows:
Dow ['re-hearing Memorandum No. 2, corrected copy February 8f 1974 for 2,4,5-T;
Single dose toxicology: pages 9-10, pages 15-16.
Repeated dose toxicology:

pages 16-19, pages 108-111.

Metabolism: pages 20-22, pages 32-37.
Metabolism from P. J. Gehring draft testimony:

pages 3-20.

For 2,3,7?8-tetrachlorodibenzoparadioxin:
*

Single dose toxicology, draft testimony J. M. Norris: pages 3-11.
Repeated dose toxicology: page 22
Metabolism, P. J. Gehring draft testimony: beginning page 20 and
from Dow pre-hearing No. 2, pages 111-113.
The acute and repeated dose toxicity information of 2,4,5-T was
substantially that which is widely available. Much of the information
on TCDD, however, is of recent date. In fact, Dr. George Fries, USDA;
Dr. -Joliu Moore, NIEHS; and Dr. Alan Poland, University of Rochester
presented data from current, ongoing investigations. Dr. Fries reported
on a rat feeding study Involving TCDD at dietary concentrations of 7 or
20 ppb (parts per billion) given over a period of over 42 days. He will
present tills paper at the National Meeting of the American Chemical
Society beginning March 31, 1974 in Los Angeles, California.
OC particular importance to the workshop was the presentation by
Dr. R. J. Kociba (Dow) of the results currently available from a 90 day
study in which rats were given repeated oral dose daily by gavage of 1,
0.1, 0.01, or 0.001 micrograms TCDD per kilogram per day. Light and
electron microscopic examination of the tissues is in the final stages.
The most important findings were from the pathological examination in
which there appears to be definite liver changes and minimal changes in
the thymus seen in those animals maintained on the 0.1 micrograms/kilogram/
day dose. Very minimal to minimal cloudy swelling in liver tissues
(male rats only) was seen at the two lower levels, 0.01 and 0.001
microgratns/kilogram/day by light microscopy. Preliminary examination by
electron microscropy indicate normal appearance of the liver cells, but
with dispersion and a possible increase of the smooth endoplasmic reticulum

�seen in both male and female rats. These hepatic alterations are similar
to those reported with many other compounds and indicate a physiological
adaptation on behalf of the liver to metabolizing foreign compounds.
The results of the metabolism studies for 2,4,5-T and TCDD (P. Gehring
draft testimony) were reviewed by James Rose. It was emphasized that a
"steady state" was indicated as having been achieved in the C-TCDD work
in rats. Therefore, it is suggested that a steady state would have also
been achieved during the 90-day study period reported by Dr. Kociba.
Steady state in this instance is believed to mean that the body burden
had been established at a maximum level and that the additional input of
TCDD into the animal was matched by the rate of excretion.
There was a considerable amount of discussion about all the aspects
of the single dose, repeated dose, and metabolism of both 2,4,5-T and
TCDD. Insofar as possible, this discussion was directed toward evaluating
the adequacy of the "other toxicology" irrespective of the other workshops
on metabolism, teratogeniclty, carcinogenicity, or mutagenicity.
The general concensus of the scientists in this workshop was that
adequate data on 2,4,5-T was available on which conclusions for the
safety evaluation of levels of exposure to residues which might be
ingested due to their occurrence under practical conditions of use of
the herbicide could be based. In the government regulatory sense, it
was pointed out that negligible residues (less than 0.1 ppm) were indicated
for any food crop use. Actually, results of "market basket" studies
reported from the U.S. Department of Agriculture would indicate nil
residues of 2,4,5-T occurring in the human food supply. Even so, the
90-day dietary feeding studies done in rats and dogs show a "no illeffect" level of 10 mg/kg/day. Should the total diet of humans contain
as much as 0.1 ppm of 2,4,5-T (a highly unlikely assumption), a safety
factor of 5,000-fold exists for human consumption over that which caused
no ill-effect in the total diet of rats and dogs.
One or two of the participants indicate that the results of longterm feeding and multi-generation studies of 2,4,5-T in rats would be
desirable.
The workshop did not have sufficient qualitative and quantitiative
data on the amount of TCDD that are occurring in the human food supply.
This must be further defined by the analytical and residue chemists.
Finalization of these analytical studies and those of the repeated dose
toxicity studies on TCDD (90-daysj are necessary before it will be
possible to judge adequate margins for TCDD. These may well prove to be

�10

sufficient. However, due to the very intricate toxicological and biological
manifestations of this extremely toxic material, the workshop recommended
that serious consideration be given to conducting longer term studies,
i.e. 2 year dietary feeding studies and multi-generation studies in
rats. It was reported that a 2 year study on TCDD may be in progress at
the Illinois Institute of Technology. However, information relative to
thia study was not forthcoming in this workshop. It was recognized that
much of the preliminary toxicological and pharmacological data essential
for the proper planning of such studies has become only recently available.
However, it is now believed that these essential data are in the hands
of the toxicologists who should now be in a position to plan the protocols
and proceed to organize the accomplishment of such long-term studies.

4.

Carcinogencity/Mutagenicity

Dr. Legator gave a brief discussion on the relevancy of current
mutagenic test systems. He pointed out that the relevancy of these
tests were similar to other animal tests. Dr. Legator classified the
current tests based on relevancy to man and ease of performing the test.
Ease of
Performing*

Test

Relevancy*

Iri vitro bacterial test

10

1

I lost-media ted

3

3

Specific locus

2

10

In vivo cytogenetics

2

3

Dominant lethal

2

4

Human cytogenetics

1

3-4

Body fluid analysis (blood, urine)/
bacterial system
* 1 = relevant or easy
10 = not relevant or difficult

Preferred Test

�11
Dr. Legator emphasized the necessity of using test systems employing
metabolic activation and mentioned that the body fluid analysis technique
could be used in the human.
Dr. Kalian agreed with Dr. Legator and referred to the old proposed
FDA protocols on mutagenesis. Dr. Kilian briefly discussed the collaborative
work with various laboratories to evaluate some of the current mutagenic
test systems. Also some of these tests are being used to evaluate GRA.S
list compounds. Each test has its specific advantages and disadvantages
and the investigator must select the most appropriate test for the
specific purpose.
Dr. John Moore reported that NIEHS had conducted a dominant lethal
test in rats with TCDD and it was negative. His group of workers does
not consider TCDD to be a mutagen.
Dr. Robiuson mentioned the dominant lethal test conducted with TCDD
by Dr. Khera which was also negative. Also the host mediated and dominant
.LeLital tests conducted with 2,4,5-T by Buselmaier which were also negative.
Dr. Alan Poland also reported sending TCDD samples to Dr. Bruce
Ames Cor testing, using his tester strains of S. typhimurium; these test
results were also negative.
Dr. Kilian reported that human cytogenetic and epidemiological
Htudics had not revealed adverse effects in humans working in the
production of 2,4,5-T. Dr. Kramer further defined the human cytogenetics
studies as one study being conducted while the individuals were actively
involved in the manufacture of 2,4,5-T and the second study was a followup on the original group two years later when they were not involved in
Llie production of 2,4,5-T.
A brief discussion followed on the human exposure dose of TCDD.
Dr. Geliring briefly summarized the comparative pharmacokiuetics data on
2,4,5-T in man, rat and dog. Dr. Kilian pointed out that most carcinogens
require metabolic activation and if TCDD is not metabolized there would
be less potential for carcinogenesis. Dr. Gehring stated there would be
no reason to suspect TCDD as a-mutagen based on the rat data as the
material is removable and there is no permanent association. Dr. Legator
mentioned ±n vivo cytogenetics studies in man: dominant lethal, host
mediated, and body fluid analysis if population is available. Dr. Robinson
reiterated the tests and results that have been reported in the literature.
Drs. Robinson and Emerson stated that there was a correlation
between mutagenicity and carcinogenicity. Many scientists feel that
carcinogenicity is the result of several mutational events within a

�12

cell. Dr. Kramer mentioned "Down's Syndrome" and the abnormal karyotypes
associated with it; also the Philadelphia chromosome. Dr. Legator
pointed out that about three-fourths of the carcinogens require metabolic
activation.
Dr. Kociba briefly discussed and showed slides of the multinucleated
and enlarged hepatocytes of the rats which were treated with 1 g
TCDD/kg for 13 weeks. These changes were similar to those of Buu Hoi
and others. Dr. Kramer asked iffeta protein determinations were made
and Dr. Kociba said no. Dr. Gehring briefly discussed what Dr. Golberg
had said in reference to the hepatocytes - "that multinucleated cells
are observed normally in aging rats". Dr. Emerson stated that the
lesion was different from those induced by AAF and that multinucleated
cells could be found in aging rats and in vitamin deficiencies of primates,
Ur. Kramer suggested that the lesion may be reversible.
Dr. Moore read several sentences from Gupta's paper - "Besides
these degenerative lesions, large multinucleated giant hepatocytes were
also seen in liver of TCDD treated rats. The presence of these cells,
increased numbers of mitotic figures and pleomorphism of cord cells
suggest that a long term study should be done to assess the possibility
of the development of hyperplastic nodules and/or neoplasm".
yi^
Dr. Gehring mentioned that in the Bionetics study the mice were
ft
treated with an estimated ,7^g/kg/week for 7 - 2 8 days of age and then
.2*/g/kg of TCDD/week as a contaminant of 2,4,5-T for 17 months.
Dr. Moore referred to an article in press (Tox. App. Pharm.) that
reported the U&gt;5g of TCDD in C57BL mice as 114 ug/kg. The authors also
reported similar hepatic lesions, as described by Gupta, et ad, in a
subacute study, and stated there was a need for long term studies to
evaluate these changes. Dr. Gehring pointed out that the.Bionetics
study has done that.
Dr. Robinson mentioned the work of IIT on TCDD oral rat and mice
.studies. Dr. Emerson elaborated on the IIT studies by saying that the
objectives of this program were to determine the chronic toxicity and
carcinogenicity of chlorinated dibenzodioxins (including TCDD and
hexachlorodioxin) and related compounds by skin application to mice and
by oral administration to mice and rats. Dr. Emerson mentioned the 3
mouse carcinogenic studies in Europe on 2,4,5-T that were reported by
the International Agency for Research on Cancer, 1973. Dr. Kramer asked
if we needed inhalation studies on TCDD. Dr. Gehring said there was no
evidence that TCDD was metabolized and that it was not volatile.

�13

Ur. Legator stated that data now available is negative on the
question of mutagenicity and carcinogenicity of 2,4,5-T and TCDD but
additional tests can be added. There is not enough information available
at this time.
In summary, it was generally agreed that data presently available
do not suggest that 2,4,5-T is a mutagen or a carcinogen. Additional
studies might possibly lend more confidence. The Bionetics study in
mice was long-term. The TCDD contained in the 2,4,5-T amounted to
approximately 0.7 micrograms/week for 1 month and 0.2 tnicrograms/week
for 17 months without an increase in incidence of tumors. Long-term
studies on TCDD in rats now in progress at IIT Laboratories should help
clarify the hepatic lesions seen at high dose levels in subacute studies
in mice and rats.
II. Chemistry
1.

Environmental Impact

Several participants presented data from laboratory and field
studies with TCDD, alone or in conjunction with 2,4,5-T and 2,4-D. The
information presented herein was developed from notes taken during the
workshop supplemented by published and unpublished reports of the individual
studies as listed under references. Proposed answers to the assigned
questions are outlined briefly at the end of this report on Workshop B.
Discussions during the workshop included attempts to define terms
used to describe the relationship between concentrations of TCDD reported
to be associated with different components of the ecosystems studied.
Although agreement was not reached among all participants, the following
definitions are hereby proposed for further consideration:
(a) liioconcentration - the concentration of a chemical in or on an
organism compared to its environment, due at least in part to
physical adsorption on the organism.
(b) bioaccumulation - the accumulation of a chemical in an organism
from its environment.
(c) biomagnification - the increase in concentration of a chemical in
successive organisms in ascending the trophic food chain.
The terms used in the following reports are the terms used by those
making the presentations and-do not necessarily conform to the above
proposed definitions.

�14

Studies by Isensee and Matsumura were done quite differently but
the data obtained were similar and generally supportive of each other.
The general conclusion from Isensee's work with
C-TCDD was that the
distribution ratio for the radioactivity in water/soil was about 1/10,000
and the ratio for organisms/water was,about 10,000/1. The bioaccuraulation
ratio calculated for TCDD (based on C count) was about 10 times less
than for DDT in Isensee's experiments and about 10 to 100 times less
than for DDT in Matsumura's studies. According to Matsumura, no evidence
was obtained to indicate biomagnification of TCDD in the food chain.
Isensee's data were reported in part on page 34 of the EPA January 18
prehearing brief. , His studies were conducted in a glass aquarium containing
4 liters of water and various amounts of Matapeake silt loam or Lakeland
sandy loam in three distinct experiments. The soil was pretreated with
^C-TCDD at nine levels ranging from 7.45 parts per million to 0.0001
ppm. The amount of TCDD per tank was 149 g in 20 g of soil in the first
experiment, 63 g in various amounts of soil in the second experiment,
and ranged from 10 to 0.01 g in 100 g of soil in the third experiment.
The organisms were introduced into the tank in sequence as follows:
Algae, duckweed, snails and daphnids for 28-29 days, then Gambusia
(mosquito fish) for 3 days, then catfish for 6 days. .
The following table taken from Isensee1s manuscript represents the
distribution of apparent TCDD in the various componetns, all based on
•'•^C-countlng. Almost all the recovered radioactivity was associated
with the soil, regardless of level added, indicating that solid would
be the main reservoir for TCDD in the environment. The amount recovered
in the water ranged from 0.05 to 3.61% of the amount added, with no
apparent relation1 to the amount added.
The TCDD levels reported were all based on 14C-counting. The
nature of the radioactivity was examined by thin-layer-chromatography
(tic). About 86 to 94% of the recovered activity was found in a single
mobile spot for each extract, with up to 6% at the origin and up to 10%
as a streak between the origin and the mobile spot. The major spot for
tissue and water extracts had a somewhat lower mobility compared to the
standard TCDD (Rf 0.71), attributed by Isensee to the presence of soluble
organic material. (However, it is possible that the 1% radioactivity
found in the organisms and water compared to the soil represented soluble
impurities or photodegradation products of TCDD rather than TCDD itself.)
The levels reported for soil and water are shown on the following page
of text, giving an average distributon ratio of 1/11,350 for water/soil.

�15

Table III. Recovery of

14
C in Ecosystem Components.
14

Expt.
no.

Soil
cone,
ppm

Soil

H

Algae

I

7.45

84.90

3.61

1.90

na

II

3.17

97.79

1.51

0.67

II

0.53

9.9
50

0.30

II

0.29

88.45

II

0.15

III

2°

Percent of
C-TCDD originally added
Daphnids
Duckweed
Snails

a

Gambusia

Catfish

Total

0.44

0.16

0.06

na

91.07

na

0.23

00
.2

0.04

0.20

104
0.6

0.12

na

0.04

ndb

0.02

0.04

95.61

0.11

0.06

na

0.02

nd

0.01

0.04

88.69

87.57

0.05

0.04

na.

0.02

nd

0.01

0.02

87.70

0.10

85.44

0.31

0.26

0.03

0.21

0.01

0.11

0.47

86.83

III

0.01

86.73

0.32

0.28

0.04

0.15

0.01

0.07

0.53

88.13

III

001
.0

87.59

1.32

0.55

0.04

0.18

0.01

0.06

0.47

90.22

III

0.0001

98.56

0.79

0.28

0.26

0.68

0.02

0.15

0.43

101.17

a

not analyzed.

b

not detectable.

�16

Experiment

ppm in soil

ppt in water

water/soil

I

7.45

1330

il

3.17

239

1/13,260

II

0.53

48

1/11,000

II

0.29

18

1/16,000

II

0.15

7

1/21,400

III

0.10

7.13

1/14,000

III

0,01

0.66

1/15,000

III

0.001

0.26

1/3,850

III

0.0001

0.05

1/2,000

1/5,600

average

1/11,350

In experiment I at 7.45 ppm TCDD in soil, the apparent 1330 parts
Pcr trillion (ppt) TCDD in the water exceeded the solubility of TCDD in
pure water (0.2 ppb or 200 ppt). This discrepancy may be due to increased
solubility of TCDD in water containing dissolved organic matter from
components in the ecosystem, or to adsorption of TCDD on colloidal
particles in the sample of water which was counted, or because part or
all of the dissolved ^C-activity was not TCDD. A concentration of 3.17
ppm in soil gave 239 ppt TCDD equivalent in water (close to the solubility
of TCDD in water). Experiment III was conducted using higher specific
activity -^C-TCDD than in Experiment I and II, and the lowest levels
studied approached levels which might be encountered in soil treated
with 2,4,5-T containing measurable levels of TCDD.
Apparent TCDD levels in the organisms reached as high as 2 ppm in
daphnids in Experiment I at 7.45 ppm in soil vs. 1330 ppt in water. The
organisms survived these very high concentrations, possibly because the
I4C-activity was not TCDD or was TCDD adsorbed on the surface rather
than absorbed into the organisms. This view is supported by the fact
that the organism/water ratio of C-activity was lower for catfish than
Cor the smaller Cambusia (mosquito fish). This is the opposite to DDT
in fish in natural systems where larger fish have higher residues;
however, the exposure may not have been long enough in this study to

�17

draw firm conclusions. At lower concentrations the relative amount in
various species changed, indicating that there is a difference between
bioconcentration and bioaccumulation. Raising the concentration in
water two-fold resulted in a decrease in the apparent bioaccumulation
ratio by half. (In all cases, the bioaccumulation ratios were calculated from the C-activity in tissue on a dry weight basis compared
to the C-activity in water, emphasizing differences for tiny aquatic
organisms which consist of up to 90% water.) (See Table II from Isensee,
which follows.)

�Table II.

Bioaccunulation of

Expt.
no.

Soil
cone.
f\T\ff\
ppm

I
II
II
II
II
III
III
III
III

7.45
3.17
0.53
0.29
0.15
0.10
0.01
0.001
0 . 0001

H20
Cone.

14
C-TCDD by Several Aquatic Organisms as Affected by Soil and Water Concentration

Algae

Duckweed

Snails

nn t"
ppc

1330
239
48
18
7
7.13
0.66
0.26
0.05

*

Daphnids

Gambusia

Catfish

ppD

6,690 + 960b
2,500 + 120
390 + 20
230 + 20
130 + 50
79.3 + 12.5
5.0 + 1.0
1.4 + 0.2
0.1 + 0.0

nac
"na
na
na
na
30.7 + 1.3
3.3 + 0.5
0.3 + 0.0
0.2 + 0.1

1,820 + 170
2,780 + 400
1,970 + 690
290 + 30
330 + 80
125 + 23
9.7 + 1.4
1.4 + 0.2
1.2 -t- 0.6

10,400 + 480
7,450 + 30
70 +
70 +
70'+
163 + 10
17.7 + 5.9
4.7 + 2.2
2.4 + 1.1

na
1,380 + 220
2,200 + 680
720 + 130
. 540 + 250 110 + 90
120 + 5
420 + 190
90 + 20
80 + 50
439 + 76
103 + 49
41.8 + 4.5 18.4 + 5.3
5.9 + 2.7
1.2 + 0.3
1.2 + 0.6
0.1 + 0.0

Bioaccujnulation Ratio

I
II
II
II
II
III
III
III
III

1330
239
48
18
7
7.13
0.66
0.26
0.05

5,000
10,500
8,100
12,800
18,600
11,100
7,600
5,400
2,000

a

na
na
na
na
na
4,300
5,000
1,200
4,000

1,400
11,600
41,000
16,100
47,100
17,500
14,700
5,400
24,000

7,800
31,200
na
na
na
22,900
26,800
18,100
48,000

1,000
9,200
11,300
23,300
. 12,900
61,600
63,300
22,700
24,000

TCDD of 2.8 uCi/mg specific activity used in experiments I and II; 460 uCi/mg specific activity used in
experiment III.
Standard error of the mean for 3 replications (experiment I) and 2 replications
(experiments II and III). cna - Not analyzed. Concentration of TCDD in tissue (dry wt.) divided by
concentration of TCDD in water.
* Solubility of TCDD in water to 200 ppt

na
3,000

2,300
6,700
11,400
14,400
27,900
4,600
2,000

�19

The January 1974 prehearing brief submitted by EPA contained data
derived from Isensee's study. Values cited were 0.08 to 0.44 ppm TCDD
in various aquatic organisms exposed for 28-29 days or 3 days to water
in contact with soil containing 0.1 ppm (100,000 ppt) TCDD. They calculated that treatment of rice with 2,4,5-T containing 0.1 ppm TCDD
would result in 12 ppt TCDD in the top 1/4 inch of soil and 0.01 ppt in
the water in contact with it. They extrapolated this to result in 140
ppt in fish within 3 days exposure to rice flood water. (This was based
on the 1/14,000 concentration factor for water/soil at the 0.1 ppm level
in soil rather than for the lower 1/2000 factor found at the more reasonable level of 100 ppt in soil.
Matsumura measured the uptake of radioactivity by a variety of
organisms in a 200 ml mini-ecosystem to which he added the same CTCDD used by Isensee in Experiments I and II above. In one series of
experiments the TCDD was added directly to water as a solvent solution
along with the primary food organism such as algae and yeast. In a
second series the solvent solution was evaporated as a thin film on the
inner surface of a glass container in which the food organisms were
grown prior to transferring them to the aquarium. .In a third series the
•^c-TCDD solution was added to sand, the solvent evaporated, and the
sand added to the aquarium. All studies were conducted for only 4 to 7
days under static conditions with single and mixed populations of
organisms to compare the bioaccumulation ratios for TCDD, DDT, Y-BHC and
mexacarbate (the active ingredient in ZECTRAN(R) insecticide).
In the first study, concentration factors for TCDD in organisms
compared to water were 49 for daphnia in the presence of algae, 218 for
ostracods in the presence of algae, and 121 for brine shrimp in the
presence of yeast. However, the theoretical water concentrations of
32.4 and 16.2 ppb TCDD equivalent far exceeded the solubility of 0.2 ppb
for TCDD in water so absorption of the TCDD on the food organisms must
liave occurred. In the second experiment with algae containg 162 ppb
TCDD, the concentration factors were 2198 for Daphnia compared to water
containing 0.4 ppb TCDD equivalent, and 107 for Ostracod in water containing 2.6 ppb TCDD equivalent.
In the third series of experiments using 1.62 ppm (ug/g) C-TCDD
on sand, he found 157 ppb TCDD equivalent in brine shrimp vs. 0.1 ppb in
water, and 4,150 ppb in mosquito larvae vs. 0.45 ppb in water. Under
the same conditions only 2 ppb was found in fish (silverside) and none
was detected in water. In a two-step study with mosquito larvae followed
by fish, the level in fish was 708 ppb TCDD equivalent compared to 3700
ppb in the mosquito larvae and 1.3 ppb in the water. This gave a
concentration factor of 54 as compared to 306 for DDT (not 540 as cited

�20

In the January 1974 prehearing brief submitted by EPA). Based on these
experiments, TCDD has a bioaccumulation factor about 1/10 to 1/100 that
oi" DDT for the organisms studied or about 1/10 of that found in Isensee's
studies.
Matsumura stated during the workshop that we have no proof that
TCUD is biomagnified, i.e. that its concentration increases as it goes
up the food-chain. However, he did find bioconcentration of the ^Cactlvity in or on organisms compared to water under the conditions of
the studies. He also found that the bioconcentration factor was 10
Limes less when he used lake sediment rather than sand in his miniecosystem. He also found 1-2% degradation of the TCDD in the presence
of. lake sediment and a variety of organisms. He plans to do more work
on microbial degradation using higher specific activity TCDD and lower
concentrations in the soil reservoir of his system.
Baughman and Meselson of Harvard reported finding 18 to 810 ppt
TCDD in crustaceans and fish caught in rivers and near the coast of
Vietnam not far from Saigon. The samples were collected in August and
September 1970 and were kept frozen under liquid nitrogen until analyzed
2-1/2 years later using Baughman1s repeat scan mass spectrometry technique.
Dow has requested samples of the fish and/or shrimp for confirmatory
analysis using combined gas chromatography-mass spectrometry (GC/MS),
but these requests have not yet been honored. Dow is interested in
performing confirmatory analysis because it is possible that the TCDD
reported to have been found in these samples may represent inadequate
separation from high levels of interfering PCB's.or DDE, or to the
presence of tetrachlorodioxins other than the toxic 2i3,7,8-isomer
referred to as TCDD. Such "dioxins" could originate from pentachlorophenol
used in that region for treatment of aquatic areas. Analyses of Asiatic
pentaclilorophenol revealed high levels of "dioxin" compounds including
TCDD whereas no TCDD has been detected in Dow pentachlorophenol.
Use ot" Herbicide Orange (Agent Orange) for defoliation in Vietnam
was at 3 gal/A (approx. 13 Ib 2,4,5-T acid equivalent per acre plus
13 Ib 2,4-D ae/A, both as butyl esters). Captain Young stated that
herbicides were applied as a spray released at 150 ft elevation at 130
(Knots Indicated Air Speed) with average particle size 250 microns and
98% of all particles greater than 50 microns in diameter. Thus most of
the material was intercepted by foliage of the target forest area.
Since TCDD is considerably more soluble in Herbicide Orange than in
water, and esters of 2,4-D and 2,4,5-T are readily taken up by the waxy
surface of leaves, most of the TCDD in the herbicide remained on the
foliage where it was subject to photodegradation without ever reaching

�21

tlic water. Young added that some areas may have received four or five
applications over the years and a few spots may have been grossly contaminated when defoliant loads were dumped by pilots to escape enemy
attack.
Leng has calculated that direct application of Herbicide Orange to
a pond one foot deep would result in initial levels of 5 ppm 2,4,5-T
plus 5 ppm 2,4-D as butyl esters. Such levels would be lethal to fish.
If the 2,4,5-T contained 1 ppm TCDD (the specification level for Dow
2,4,5-T in the 1960's) the water would contain 5 ppt TCDD at the time of
application. However, the dissolved TCDD could undergo photodegradation
in the presence of dissolved organic hydrogen donors and could also be
largely absorbed on the pond sediment resulting in much less than the
calculated 5 ppt TCDD in the water. The chances seem slim that contaminated sediment from treated aquatic sites could end up in any one
location to provide levels of TCDD sufficiently high to cause residues
up to 810 ppt in fish or shrimp caught up to 30 kilometers from shore,
as Implied in reports on the work by Baughman and Meselson.
The general concensus of opinion among participants in the workshop
was that it was unlikely that the residues-found in Vietnamese fish and
shrimp collected in 1970 were due to TCDD in the 2,4,5-T used for
defoliation in that area during the 1960's. Further information should
be obtained as to how the analyses were conducted, i.e. whole fish
including heads, fins and viscera', and whether most of the alleged
residue is associated with 'Scales and skin or with fat of the fish, or
with heads and tails of the shrimp as has been rumored recently. The
samples should be made available for analysis in other laboratories,
using slightly different methods, to confirm the nature and level of the
residues claimed to have been found by Baughman.
Crummett reported on analyses for TCDD in samples collected by Dow
in a rangeland area in Texas and in a rice growing area in Arkansas. No
TCDD was found in catfish caught in a pound draining an area of about a
million acres of rangeland. According to Bovey (USDA, Texas), the area
had been treated with about a million pounds of 2,4,5-T since 1949. The
GC/MS methods had a sensitivity of 1 to 2 ppt TCDD and a detection limit
of 6 ppt in these fish.
Similarly, no TCDD was found in catfish and bass collected in a 200
acre pond adjacent to a 6000 acre rice field where 2,4,5-T had been used
for many years and where the water had been recycled over the field each
year. The lower limit of detection for TCDD was 8 ppt in these fish due
to background interference from high levels of DDE and PCB's. No TCDD
was detected in sediment from the pond (detection limit 1 ppt) nor in
water from the pond (detection limit 250 parts per quadrillion).

�22

Samples of human milk from women in the% rice growing area in
Arkansas were also analyzed. No TCDD was detected with a sensitivity of
i to 2 ppt based on recovery studies on cow's milk with much interference
due to high levels of DDE and PCB's..
Page 36 of the EPA prehearing brief reported finding 6 to 41 ppt
TCDU in £at and 1 to 5 ppt in liver of calves, goats and sheep fed
immediately after application of 2,4,5-T to rangeland. According to
information obtained from EPA, the animals grazed for 38 days prior to
slaughter in an area treated with 2,4,5-T at 0.5 Ib/A. The 2,4,5-T
contained 0.05 ppm TCDD. Leng calculated that measurable residues of
TCDD are not likely to occur in fat and still less in liver of these
animals. As shown below, the maximum theoretical residue of TCDD would
be 117 ppt in fat if all the grass eaten contained the maximum calculated residue of 4 ppt TCDD for the entire 38 days, and all the
ingested TCDD reamined in the fat on the animals.
in reality, most grass would contain less than the maximum residue,
the TCDD content of the grass would decrease with time after application,
much of the TCDD ingested would be excreted during the 38 days, and only
part of the retained TCDD would be in the fat. This view is supported
by data from independent analyses by Dow and EPA of fat and liver from
cattle fed 50 to 900 ppt TCDD with 100 to 1800 ppm 2,4,5-T continuously
in the total diet for 28 days. According to the EPA data (table following p. 36 of the January 1974 EPA prehearing brief) the levels of
TCDD found in fat were about 2.1 times the level in the diet and were
lower in liver. Therefore, ingestion of less than 4 ppt TCDD in the
grass (12 ppt on a dry weight basis) would result in less than 25 ppt in
the fat of the animals. Dow values for TCDD in fat were considerably
less than those found by EPA at levels of 50 or 150 ppt TCDD in the diet '
and were much higher than EPA values at 450 and 900 ppt TCDD in the
diet, indicating that EPA had more background interference and poorer
recoveries than Dow.
EPA also reported finding up to 397 ppt TCDD in shrews trapped in
rights-of-way treated with 2,4,5-T. Additional information obtained
recently from EPA indicated that residues found in four samples of
shrews ranged from 54 ppt to 397 ppt (average 202 ppt) from areas
treated with 2,4,5-T at 10, 16 or 8 Ib/A. No information was provided
as to how the material was applied, nor the dates of treatment and
sampling, nor the nature of samples analyzed. Further inquiries will be
made to obtain full details of how the animals were exposed and how the
analyses were conducted.
Dow will pursue obtaining monitoring samples from EPA for confirmatory
analyses by the combined GC/MS procedure.

�23

C.-jptain Young reported on studies conducted in a U.S. Air Force
site (Tost Area C-52A, Eglin Air Force Base Reservation, Florida).
Massive amounts of herbicide were applied undiluted by air during 196270 to an area of approximately one square mile. In 1962-64, Herbicide
I'urple (Agent Purple) was used. It contained n-butyl ester of 2,4-D and
mixed butyl and isobutyl esters of 2,4,5-1, and is estimated to have
contained as much as 40 ppm TCDD. It was applied along the flight path
on a 92 acre area at a total rate of 1894 pounds 2,4-D plus 2,4,5-T per
acre. Another flight path in the 92 acre area was treated in 1964-66
with Herbicide Orange (Agent Orange) at a total rate of 1168 pounds 2,4D plus 2,4,5-T per acre. Another 240 acre area received lower rates of
Herbicide Orange and Herbicide White (picloram plus 2,4-D) in 1966-70.
The test site was very sandy (92% sand, 4% silt, 4% clay). SpringTod ponds originated on the test grid and drained across the flight path
into the adjacent plant and animal community. In 1970-71 samples of
soil were analyzed for TCDD and none was detected by the methods available
at that time (sensitivity 1 ppb rather than 1 ppm as given in a USDA
summary report). Recent analyses of samples taken in June and October
1973 indicate levels of 10, 11, 30, and 710 ppt TCDD in the top 6 inches
of soil from various locations in the site. Residues found at lower
depths were probably due to contamination from the upper level during
the sampling procedure. The highest level (710 ppt) was in a sample
from the area that received 947 Ib 2,4,5-T/A during 1962-64. Young
estimated that initial residues may have been as high as 1 ppm TCDD in
soil on one of the oldest flight paths treated at these high rates with
Herbicide Purple in 1962-64. The 30 ppt level was at the intersection
of flight paths receiving-Herbicide Orange in 1964-66 and 1966-68.
Analysis of sediment from a bayhead near the test area revealed
levels of 13 ppt near the 1962-64 flight path and 11 ppt in a pond
adjacent to the intersection of the 1966-68 flight paths. The soil
around the ponds also contained low levels of TCDD (10 and 11 ppt) but
none was detected in aquatic organisms collected from ponds, bayheads,
or streams draining the test area (limit of detection 10 ppt).
Livers of beach mice trapped in 1973 were reported to contain 300
to 540 ppt TCDD after an estimated 30 generations of exposure time in
this area. Cotton rats trapped near ponds on the 1966-68 test area were
reported to contain 210 ppt TCDD in the liver. Analyses of livers from
mice and rats trapped about a mile from Test Area C-.52A were reported as
20 ppt.
Photographs of the test areas in 1969 clearly showed the effects of
the massive herbicide treatment but photgraphs in 1970-71 and in 1973
showed relatively complete recovery of the vegetation cover within a few

�24

yuarH. Samples of seed from panicum grass in the treated area are
available for TCDD analysis to confirm the belief that this chemical is
not taken up by plants from soil residues.
Young also reported on mass degradation studies where Herbicide
Orange was incorporated below the soil surface at rates of 1000, 2000 or
4000 Ib/A. The intitial TCDD level was about 148 ppb in sites receiving
4000 Ib/A. The half life found for TCDD was only 88 days in the presence
of massive amounts of 2,4-D and 2,4,5-T under the alkaline desert conditions of this study in Utah. This is considerably faster than the
one-year half life found by Kearney et al. when only TCDD was added to
soil at levels of 1, 10 and 100 ppm. It is likely that the TCDD was
more evenly dispersed in the soil when added as a ppm solution in
.Herbicide Orange (butyl esters of 2,4-D and 2,4,5-T) and was cometabolized
with these massive amounts of 2,4-D and 2,4,5-T in the soil. The soil
was initially at a pH of about 8 but rapidly became acid when the esters
were hydrolyzed to 2,4-D and 2,4,5-T by soil microorganisms. The degradation of TCDD is believed to occur via bacterial action.
Norris commented briefly on his work with TCDD in three species of
fish (guppies, coho or silver salmon, and trout) and three aquatic
invertebrates (a snail, a worm and mosquito larvae). The levels studied
ranged from 0.056 to 10,000 ppt TCDD in water for 24 to 96 hours and
observations were made for up to 80 days. The TCDD level in water with
yo.ung salmon declined significantly with time. A 50 ppt solution
decreased to 50% in 24 hr. and to 20% in 96 hr. The initial rapid loss
is probably due to adsorption since.a similar test without fish declined
to 60% in 4 lir. Some volatilization may also have occurred.
The toxic response to TCDD in fish is delayed as it is in other
animals. Initial response to the chemical did not occur for 5 to 10
days after the beginning of the exposure period and mortality often
extended over the next 2 months. The levels of exposure were expressed
in nanograms per gram of total body weight (ng/g) of the organism based
on the amount of material in the container relative to fish biomass at
Lhe beginning of the experiment; this is not equivalent to total body
burden in tlie fish.
Norris ejt al. concluded that TCDD in water or food is toxic to fish
and duration of exposure is less important than level of exposure.
Irreversible effects were produced in young salmon exposed to TCDD in
water al levels greater than 23 ng/g of fish and death resulted in 10-80
days. The critical exposure period may be somewhat less than 24 hours
in static water toxicity tests in which TCDD concentrations may change

�25

markedly witli time. Small fish are more sensitive than large fish on an
equivalent exposure level basis indicating adsorption on the surface may
be the major route of uptake from water. Levels of 2.3 ppm TCDD in food
markedly reduced growth of young rainbow trout in tests where 10 fish
were exposed to 6.3 ug per tank per week for 6 weeks. However, no effect
was noted in fish when the food contained 2.3 ppb (2300 ppt) TCDD.
Pupation of mosquito larvae was not affected at 0.2 ppb TCDD in
water (its solubility) but this level reduced the reproductive success
of the species of snail and worm studied.
As noted previously, all these studies were conducted at TCDD
levels lor in excess of what might be encountered in the environment
from the use of 2,4,5-T containing 0.1 ppm TCDD. Norris estimated that
levels o£ 0.0001 to 0.001 ppt TCDD might occur in streams shortly after
aerial application of 2,4,5-T at 2 to 4 Ib/A in Western forests.
Based on the above information, the following answers to questions
presented to the workshop were suggested:
1.

The reported finding of up to 800 ppt TCDD in Vietnamese
Qsh and shrimp has little or no significance to current
U.S. manufacture and use. Data reported by Young
indicate that the residues found in 1973 are not
derived 1'rom use of 2,4,5-T for defoliation in Vietnam
during the 1960's.

2.

The. results of laboratory studies on "bioaccumulation"
ol: TCDD indicate that TCDD is preferentially associated
with soil in the natural environment, but that the very
small quantities in water in contact with the soil may
become bioconcentrated in/on aquatic organisms. However,
the studies also indicated that the levels in/on the
organisms would not exceed the levels in the soil
source. Current U.S. manufacture and use is not likely
to result in detectable residues of TCDD at the ppt
level in water, fish, soil, crops, meat or milk. Care
must be taken in interpreting analyses for TCDD in the
presence of much larger amounts of DDE and PCB's in the
samples.

•

3.

There is little significant hazard to the non-human
environment resulting from current U.S. 2,4,5-T manufacture
and use. This conclusion is based on the lack of
pathological effect noted in animals exposed to high

�26

levels- in the environment at Eglin Air Force Base as
well as in the diet in exaggerated feeding studies
along with 2,4,5-T in livestock. . Calculations indicate
that levels of TCDD which might occur in the environment
L:rom use of 2,4,5-T are far below those which might
cause an untoward effect in animals, birds, fish, or
other living organisms.

2.

Analytical Methods

The workshop briefly discussed the following analytical methods;
(1) analysis of 2,4,5-trichlorophenol, (2) analysis of 2,4,5-T acids and
esters, (3) determination of 2,4,5-T acid in plant tissues and products,
(4) determination of 2,4,5-T acid in animal tissues, (5) determination
oi: 2,4,5-trichlorophenal in animal tissues, (6) TCDD in 2,4,5-trichlorophenol,
2,4,5-T. acid, and 2,4,5-T esters, (7) TCDD in environmental samples and
(H) other dioxins in 2,4,5-T acid and esters.
Participants in the workshop saw no problems with methods 1 and 2.
A question was raised concerning methods 3, 4 and 5 as to whether these
methods determine total 2,4,5-T acid and total 2,4, 5-trichlorophenol or
if bound residues of these materials remained unextracted by the method.
No problem was found with method 6. Considerable problems remained in
the interpretation of the meaning of low part per trillion results in
method 7, however. It was also generally agreed that method 8 was not
completely developed due to lack of analytical standard of certain
dioxinu.
The: workshop thus agreed that the two questions proposed by those
wiio set up the work shop were the correct ones to which it should
address itself. These were: (1) what is the ability of current methods
used to determine bound residues of 2,4,5-T and 2,4,5-trichlorophenol?
Those iu attendance were in agreement that these methods determine total
residues including "bound" residues in animal and plant tissues, (2)
what are the criteria to be used in arriving at a determination of the
valid level of detection for TCDD? This question was considered by a
group of Analytical Scientists, December 13, 1973 in a meeting at the
Environmental Protection Agency. The results of that meeting were
summarized by Carrol Collier in a letter to the participants on January 25,
1974. lie summarized the conclusions in seven points. The first five of
these points were in agreement with the notes and recollection of the
workshop participants who also participated in the December 13 meeting.
However, points six and seven were not and Dow Chemical was instructed
to respond to points six and seven in a letter to Collier.

�27

Present methods for determination of TCDD at low levels in environmental
samples include: (1) gas chromatography/low resolution mass spectroscopy,
(2) high resolution mass spectroscopy, and, (3) gas chromatography/high
rcHolution mass spectroscopy. These methods are the most specific and
sensitive methods known. But in spite of this, the exact meaning of
small signals produced on the mass spectrometer is not clear. The
reasons J:or this are: (1) control samples are not available, (2) ions
having the same mass have been shown to arise from other materials
present in the environment and, (3) interferences are easily picked up
due to contamination. These reasons make interpretation of results at
low parts per trillion levels very uncertain.
One way to increase the certainty of an analytical procedure is to
liavu an alterntitive equally specific and sensitive technique. The
participants in the analytical workshop had no such technique, although
radio immunological assay was suggested as a possible solution into the
problem. A second suggestion proposed to add more credibility to the
analytical results was to have an exchange of samples between participating laboratories. In particular, the group suggested the Dow Chemical
and Environmental Protection Agency exchange samples from the environment where the TCDD level was expected to be in the range of 0-20
parts per trillion.
A suggestioia was made by Phil Kearney that TCDD levels in environmental
samples be reported in groups or levels of data; for example, 0-10 parts
per trillion, 10-50 parts per trillion, etc. This, it was thought,
would be all that would be necessary to make judgements as to the meaning
ol levels in the environment.
In general, however, the group felt that it was in no position to
resolve this question at the level of 10 parts per trillion TCDD during
Llie workshop. It suggested that we encourage the Environmental ProLection Agency to ask the American Chemical Society to select a peer
group to review the methods and determine the true level of detection
for these methods.
Finally the workshop acknowledged that more work would need to be
done to determine dioxins other than TCDD in 2,4,5-T acids and esters.
Although estimates of these materials can be made, standards are not
available and the precise structure of the material being measured is
still in doubt. Efforts are being made by all participants to obtain
standards and have them examined by Dow Chemical in relation to its
products.

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�28

3.

Residues
In this session, we were primarily concerned with two questions:
•

^

1.

What is the significance of low-level residue
findings in fat?

2.

What residues of 2,4,5-T and TCDD are likely to occur
in human food as a result of registered uses of current
2,4,5-T manufacture?

A summary of the uses permitted by the label was given by the
chairman. ' Data were then summarized by the chairman on residues of
2,4,5-T which have previously been reported, starting with sugarcane.
On growing sugarcane, two applications of 2,4,5-T at the rate of
one pound/A gave an average of 10 ppm of 2,4,5-T immediately after
die second application. This decreased to 0.05 ppm by harvest time, 24
weeks later. When sugarcane containing a residue was processed, the
residue was distributed as follows: Stalks contained more than tops,
the concentration in bagasse was greater than that in juice, syrup and
molasses contained 5 and 12 times the concentration of the juice they
were uuule from, and raw sugar contained less than the juice.
Next a summary of data of 2,4,5-T residues on grass was discussed
(Getzendaner, M. E., "Fate of Herbicides in Forage Crops", Joint Session Agronomy, Animal Science and Dairy Science, Southern Agricultural Workers,
Atlanta, Georgia 2/6/73, slide 3). Specific residues averaged 100 ppm
per pound.per acre at time of application, and decreased with a halflife of 1-2 weeks. In the Texas experiment which comprised one of the
experiments cited, grass was also analyzed for TCDD. This treatment was
made in 1969 before the specification for TCDD in 2,4,5-T was lowered
from 1 ppm to 0.1 ppm maximum TCDD. It is estimated that there was
approximately 0.5 ppm of TCDD, in the 2,4,5-T used in the formulation.
Preliminary data were given showing that one- day after application of 12
pounds of 2,4,5-T per acre about 600 ppt of TCDD was on the grass. This
decreased to about 200 ppt of TCDD one week after application, compared
to 700 ppm of 2,4,5-T. Sixteen weeks after application there were
residues of 10 ppm of 2,4,5-T and about 15 ppt of TCDD. It was emphasized
that these are preliminary figures, and that the TCDD in the 2,4,5-T
applied was much greater than the present maximum allowed. More samples
need to be analyzed to get more precise data for this, but these data
show the TCDD as well as 2,4,5-T disappears at a very rapid rate from
grass after application.

�29

A discussion of a milk residue study followed. (Bjerke, E. L., e£
ol "Residue Study of Phenoxy Herbicides in Milk and Cream", J. Agr. Food
Cliem. , 20, 963-967 (1972)). Three cows were given diets which contained
2,4,5-T at successive levels of 10, 30, 100, 300 and 1000 ppm, based on
total feed weight, for two week periods. The 1000 ppm level was given
Cor 3 weeks, then feed without 2,4,5-T for several weeks. The 2,4,5-T
used in this study was found to contain about 0.5 ppm of TCDD, or about
five times the maximum level permitted in 2,4,5-T manufactured today.
Average residues found in milk were 0.1 ppm of 2,4,5-T and 0.1 ppm
trichlorophcnol at the 300 p'pm 2,4,5-T feeding level, and 0.4 ppm of
2,4,5-T and 0.2 ppm trichlorophenol from the 1000 ppm 2,4,5-T feeding
level. These decreased in 3 days after withdrawal of 2,4,5-T from the
feed to levels below the level of sensitivity of the method, 0.05 ppm.
Preliminary results on analysis of milk from the 1000 ppm 2,4,5-T
L'eediug level, show about 50 ppt of TCDD. It was emphasized that these
are preliminary data. These same animals had received increments of
2,4,5-T containing TCDD in the diet before the start of the 1000 ppm
2,4,5-T feeding adding up to 22% of the amount consumed during the 21day feeding of 1000 ppm which would have made a contribution to this.
Also, it must be remembered that the 2,4,5-T used contained about five
times the concentration of TCDD as current production. Further, very
limited numbers of samples have been analyzed.
Seven days after withdrawal of the chemicals from the feed, a level
of 40 ppt of TCDD was recorded, while about 15 ppt of TCDD was found in
n .sample 60 days after withdrawal.
Discussion of these data, method of analysis and possibility of
contamination in the laboratory followed. Dr. Kearney pointed out the
critical nature of the data. Lynn stated the need to analyze samples at
lower feeding levels which would more nearly reflect the levels of TCDD
on gratis sprayed in a pasture at rates actually used and with milk
animals kept off for 6 weeks, as stated on the label, which would allow
dissipation oE the residue.
Dr. Bovey.stated that on pastures for dairy animals, 2,4-D was
usually used instead of 2,4,5-T.
Discussion of these data and consideration of the probability of
TCDD being a residue in meat and/or milk from actual use patterns, led
Lo the recommendation that we draw together information from the field
people who know how 2,4,5-T is used and put that together with the data
we have on residues to come up with a complete picture as to what the

�30

potential is for TCDD residue in human food. Further, it was recommended
that we try to find areas where 2,4,5-T is used in conjunction with
dairy herds and get milk .from the market there. Also recommended is
that we try to get milk samples from EPA from a study they have conducted
(Dr. Bovey) grazing cattle on rangeland sprayed with 2,4,5-T.
Dr. Bovey described a study of movement of 2,4,5-T in water which
he had conducted on a 3 acre plot given multiple treatments with 2,4,5T. 2,4,5-T was detected at only very low levels, the highest being 26
ppb. lie concluded that the possibility of contamination of ground water
was unrealistic. Even wash-off from a treated area would be very slight.
Discussion next centered on "residue data in tissues of
animals and sheep given 2,4,5-T" in the diet (Jensen, D. J.,
"Investigation for Bound Residues on Tissues from Cattle Fed
presented at the 165th National Meeting of American Chemical
April, 1973.

beef
Et al
2,4,5-T"
Society,

Animals were fed for 28 days with a constant level of 2,4,5-T in
the diet. This was the same chemical which was used for the milk study,
containing about 0.5 ppm of TCDD, roughly 5 times the amount permitted
by the present specification on 2,4,5-^T.
2,4,5-T data were reviewed briefly. At the maximum feeding level
2,4,5-T residues in muscle and fat were around 2 ppm, and about 8 ppm in
liver. Levels were roughly proportional to the amount in the diet.
Dr. Jensen discussed the trichlorophenol data results. After 7-day
withdrawals of 2,4,5-T from the diet the phenol did not disappear. A
new totit has been started feeding sheep the more realistic level of 300
ppm 2,4,5-T for 4 weeks followed by withdrawal for periods up to 56
days. The tissues are in hand and an analysis for 2,4,5-T and
Lr.Lchlorophcnol, as well as TCDD is planned.
On analysis of liver from the cattle experiment, TCDD levels
(single animal anaylses) were 13, 61, 150 and 360 ppt from feeding of
100, .300, 900 and 1800 ppm of 2,4,5-T in the diet. Half of the TCDD
disappeared from the liver in 7 days. Fat from cattle on the 1800 ppm
feeding level contained around 2000 ppt of TCDD. There is a big dropoff ol" TCDD level in fat in the first 7 days to about half of the level
aL 0-day withdrawal.
In the sheep experiment, composite samples of fat and liver from 3
animals after various periods of withdrawal of 2,4,5-T have been analyzed.
Again a rapid drop-off of 7 days after withdrawal of 300 ppm 2,4,5-T
containing 0.5 ppm of TCDD was seen - from about 170 ppt to 40 ppt.
Little decrease has been observed from 7 days to 28 days withdrawal. In

�31

livers at 0-days, a level of around 200 ppt was found, decreasing to
about 70 ppt with 7 days withdrawal and to about 40 ppt with 28 days
withdrawal.
Samples from a group of sheep slaughtered 56 days after withdrawal
ol the chemical from the feed are yet to be analyzed, and some values on
Individual animals as well as other tissues have yet to be completed.
Dr. Crummett reported that in fat heated to 160° C 3-15 hours, containing 1000 pptn of trichlorophenol, no TCDD was found with a limit of
sensitivity of 50 ppb.
This concept was discussed at length with the final general agreement
Lliat formation of TCDD as a result of cooking fat containing 2,4,5-T or
trichlorophenol does not pose a potential problem. With the experiment
wliich has been done, it has been shown that there is a very low potential
for TCDD to be formed in this way, especially in view of the low level
of. trichlorophenol in fat of cattle consuming 2,4,5-T.
Residue data on rice was reported. The rice had been given two
applications of 2,4,5-T of 1.5 lb-/A. Rice grain at harvest time had no
detectable residue of 2,4,5-T with a method sensitive to 0.025 ppm,
while the straw contained about 12 ppm of 2,4,5-T. These samples will
be analyzed Eor TCDD. Rice samples from an area in which 2,4,5-T is
used are being procured for analysis for TCDD, to determine if this crop
can be a source of TCDD in human food.
Another residue study reported was on wheat treated with 1 Ib.
2,4,5-T per acre, in which no residue was found in grain 56 days after
application.
Dr. Dutton reported on the fate of radioactive TCDD which had been
added to soybean oil during the processing of the oil. About 50% of the
radioactivity followed the oil through the processing. It can be removed
down to the order of 3/10% by adding norite carbon black to the bleach
step in the process. It is also removed by increasing the temperature
oL the deodorization process to 260°C.
A discussion followed on the question of whether TCDD might be
found in food in the market. It was proposed we collect beef fat, as
well as milk, from areas where 2,4,5-T is used, and analyze them for
TCDD.

�32

Dr. Youny described some seed he has collected from areas in which
TCDU is 25-30 ppt in the soil—no TCDD was found in the seed. He still
has sued from plants growing in soil containing 710 ppt of TCDD, which
an- being analyzed now. This will give a good fix on the translocation
of TCDD from soil to the seeds. He indicated that he has some sorghum
samples collected from areas where 2,4,5-T had been placed at a 6" depth
in the aoil, at the rate of 1000 Ib/A.
Further discussion on a market surveillance followed with ideas
expressed as to how to proceed. It was concluded that a protocol should
bf developed at Dow after giving some thought to what we can expect to
accomplish.

cs_ oi Dioxin
The workshop first considered to what extent TCDD is formed from
the thermal stress of 2,4,5-T under environmental conditions. As has
been previously reported (EPA, Dow-Langer), the apparent maximum amount
of conversion of 2,4,5-trichlorophenol (or salts) to form 2,3,7,8-dioxin
(TCDD) is between 0.1% and 0.3%, certainly less than 1% when heated
under laboratory conditions.
The work of Buu-Hoi is not sufficiently described to be repeated
and present indications are that 1% represents a maximum amount of
eoavers Lon.
The apparent clioxins content of a material called "Toxic Fat" has
boon attributed to gross contamination by /'bad" pentachlorophenol and
Lelrachlorophenol. Work by USDA and others has shown that pentachlorophenol
Ls also a source of "dioxions". "The use pattern determines whether any
ol these contaminants will be as bad as 2,4,5-T".
Tlu: possibility of 2,3,7,8-dioxin formation from combustion of
materials coated with various 2,4,5-trichlorophenoxy-containing compounds
has been investigated. Recent work at Dow indicates that less than
0.0001% oi. any 2,4,5-T species is converted to 2,3,7,8-dioxin on combustion (i.e. less than 1 ppt 2,3,7,8-dioxin formed from each ppm 2,4,5T burned).
Work at 1'TJA and Dow which has subjected fat containing 1000 ppm of
various 2,4,5-trichlorophenolics to "deep-fat frying" conditions found
that after 14 hours, no 2,3,7,8-dioxin was detected, with a detection
limit of 0.05 ppm.

�33

We i. It en considered to what extent other compounds bearing the
2,4,5-lrichlorophenol moiety contribute to dioxins in the environment.
USUA Imu investigated the photolysis of di- and trichlorophenols, both
with and without a "photoactivator", riboflavin. They have identified
both chlorinated phenoxyphenols and dihydroxybiphenyls, but have not
detected "dioxins". This appears to suggest that the photolysis to form
"dtoxins" is slower than the photolytic decomposition of dioxins,
usipec.Lally in alcohol or water. Similar experiments which subjected
2,4-D and 2,4,5-T to metabolic conditions in soils (incubation) showed
no detectable "dioxins".
Examination of 40 fish (107 determinations) from 2,4,5-T use areas
allowed no 2,3,7,8-dioxin detectable in 38 of these and "slight" positive
response-;-; from 2 samples which could not be repeated on resampling.
Examination of current Dow ronnel production showed no 2,3,7,8dioxin with a detection limit of 0.01 ppm.
Examination of Dow pentachlorophenol showed no detectable 2,3,7,8dioxin (0.05 ppm limit of detection). All current production 2,4,5-T
materials (2,4,5-TCP, 2,4,5-T esters, Silvex esters) have less than 0.1
ppm. 2,3,7,8-Dioxin is detected (0.02 to 0.099 ppm) most often.in
2,4,5-T esters. Different chemical conditions exist at several different
steps for the different products and some processing conditions can lead
to 2,3,7,8-dioxin but these condtions can be controlled. Dow employs
&gt;;ood tight process quality control to keep'2,3,7,8-dioxin content in any
products to less than 0.1 ppm.
The workshop then turned its attention to the question of contribution
by other chlorophenbls to "dioxins" in the environment. There appears
to be uo significant problem from pentachlorophenol, except for some
uncertainty about the toxicity of hexachlorodibenzo-p-dioxins. Dow is
currently investigating the identity of various "hexachloro~dioxins".
Although there is no detectable 2,3,7,8-dioxin in Dow pentachlorophenol,
it has been detected in several Asian pentachlorophenol samples. Similarly,
heating pentachlorophenol with hydrocarbon oils and metal appears not to
produce 2,3,7,8-dioxin, although some work is still in prbgress. (Crummett,
L.-mger)
There is some possibility that anaerobic reductive dechlorination
of. liexa- or octachlorodibenzo-p-dioxin may give rise to "tetrachlorodipxins". This should be investigated.
The following experiments were suggested.

�34

1. Combustion of wood or grass which has been treated with 2,4,5T should be done. Norris reported 100 ppm 2,4,5-T on "twigs" after
spraying at 2 Ibs/acre. One month later, this had declined to about 3
ppm. One should, therefore, burn.wood which contains these residual
amounts of 2,4,5-T. Kearney suggested that one should also examine
whether any 2,3,7,8-dioxin so formed is primarily in the vapors or in
the ashes.
2. Examination of "heating" products of pentachlorophenol should
be done to determine extent of dechlorination. (Langer has some work in
progress.)
3. Examination of various hexa-dioxins to determine identity.
Dow has work in progress.

5.

.S tat istics

The purpose of this workshop was to evaluate the statistical
questions raised in the 2,4,5-T Advisory Committee dissenting opinion
report and later expanded in Science, 174, 1971, pp. 1358-1359.
Specifically, two main criticisms were discussed:
1.

The authors of the major 2,4,5-T studies did not
"milk" the data by attempting to extrapolate the
dose-response curves to "very low dose" levels in
an effort to learn about expected teratogenic
frequencies at these low levels.

2.

Multiple t-tests and chi square tests were used
in place of their nonparametric equivalents or
one way analyses of variance.

Regarding the first criticism it was stated that to carry out this
extrapolation required the assumption that the dose-response function is
the same for lower doses as it is in the experimental region. This is
not a reasonable assumption unless we know the mechanism by which the
teratogenic responses occur. The probit, logit and one hit model all
fit equally as well for most experimental data but give dose estimates
orders of magnitudes apart when extrapolated to risks as low as 10
Lower additional dose levels could perhaps have been used in some of the
studies but we then get into the mega-mouse argument. Even if 100,000
animals show no difference from control this does not demonstrate a
"safe" dose, it only shows 99% certainty that the true risk is less than
4.6/100,000.

�35

The question was raised as to which is worse, extrapolating dose
response functions assuming linearity, or applying somewhat arbitrary
factors to the highest no-observed-effect levels in animals? No real
answer was given (see recommendations).
Some concern was expressed about the size of the type II error when
estimating no observed effect levels. It was felt that perhaps type II
error should be considered when planning the experiments if no observed
effect levels are important.
Regarding the second criticism, that the most appropriate statistical
tests were not used to evaluate the data, it was pointed out that the
criticism was somewhat self-contradictory. The author recommended that
more "sophisticated" statistical methods such as multivariate analysis
should have been used, but he also pointed out that the data is nonnormal and generally discrete (-frequency of teratogenic occurrences).
With the present state of statistical methodology multivariate analysis
of discrete data is not practical. Multivariate analyses are generally
less robust against non-normality than their equivalent univariate
methods.
Part of this second criticism is technically correct, however.
Chi-square tests and t-tests were used when their nonparametric
counterparts, Fisher's exact probability test and the Mann-Whitney U
test (or Wilcoxon's test), would have been more appropriate. Multiple
t-tests were used when a one way analysis of variance should have been
done. However, when the data were reanalyzed using the other methods,
the results were no different. In fact, the more appropriate tests will
tend to show fewer statistical differences than the tests that were
used.
The experimental design of the studies was discussed. It was felt
that log or geometric spacing of the doses was the best choice of scale.
It was suggested that sample sizes inversely proportional to expected
response would enhance the power of the statistical testing for the
small doses where it is most needed. From an intuitive point of view we
would be learning more about the lower doses than the higher.doses,
which aeems reasonable.
To summarize the workshop's feelings about: the criticism, it was
felt that the first criticism about extrapolation to lower dose levels
was questionable, with our present knowledge of teratogenic mechanisms.
The second criticism was felt to be technically justified but different
methods would not affect the conclusions.

�36

The workshop recommends that we obtain better estimates of
baseline levels of anomalies both by pooling data when appropriate and through inter-laboratory data sharing; consider
sample sizes inversely proportional to expected responses; and
routinely perform dose response analyses, using for instance
probit or logit models, in an effort to build up enough background information to consider establishing conservative
"safe" levels using procedures such as Mantel-Bryan.
111

Rule of: Reason

At the Rule oC Reason seminar on Friday March 8, 1974, the
participants engaged in a general discussion of risks versus
benefits. The following points were made:
1. Risks and benefits may be divided into the following
categories:
(a) Voluntary vs. involuntary. For example, smoking vs.
environmental impact of DDT.
(b) Controlled vs. Non-controlled.
(c) Public vs. private.
(d) informed vs. uninformed.
(e) Vital vs. non-vital.
Primarily, one must ask when is individual risk justified for
public benefit. Example: the public risk of smallpox is now
so low that the-risk of individual inoculation is not justified. Applying this theory to the case, if rice cannot be
grown without herbicides, as the Rice Institute contends, then
the public benefit as well as the private benefit in using
herbicides is great and the individual risk is low. Generally
in speaking of risks, it is the involuntary risks which must
be evaluated by decision makers since the individual cannot
make that decision on his own. Voluntary risks are usually
definable and assuming that the hazard can be understood by
the user are not often the source of major controversy in
technology assessment.
2. Alternatives must be evaluated in terms of benefits vs
risks. From that evaluation, society can make value judgements. One method by which to do this is to consider the
possible worst outcome of all alternatives and then to select
the one alternative whose worst outcome is better than the

�37

worst outcome of any other alternative. In making this evaluation, the public must be made aware of the nonexistence of
absolute safety. The alternative of absolute safety in many
Instances would be worse than the risks•of a certain alternative. Example: in the minds of many persons, the alternative of absolute safety would be worse than the risk of
using chemical substances to produce food even with their
implied risks. The public wants to know what the worst outcome
could be and then it will make its judgements. Example: the
worst that could'happen to a truck going through town filled
with gas is that it will crash and burn. If a circumferential
highway is available, the truck should go around the town. If
the truck is carrying vital provisions, and no route is available except through the center of town, the public must make
its decision based on the worst outcome vs the benefit.
'J. It was proposed that the upper limit of risk that should
be accepted in any situation should be no greater than the
risk of natural disease. But, 40 percent of the population is
killed by heart attacks from too much fat in their diet. Yet
a 40 percent figure as an upper limit of risk is too high.
Query: what standard should we use as the tool to measure the
upper limit of risk.
4. Risks and benefits were defined. A benefit confers an
improvement in status. A risk confers a derogation in status
in an area essential to life. Nonvital risks and benefits can
be valued in the market place. It is easy to make judgements
with skilled advice in vital risk areas. For instance, a
doctor can decide when to give penicillin and when the patient
should accept the risk of the side benefits of penicillin.
The difficult question is the acceptance of vital risks for
nonvital benefits. However, the public on an individual basis
makes such judgements every day. For example, the nonvital
benefits of driving are so great to the individual that he is
willing to take vital risks. This is partly due to the fact
that the risks can be easily visualized and the feeling on the
part of the individual driver that such risks are controllable. r.n an area such as pesticides, the risks are not so
easily visualized and the individual fears them more because
he cannot control them. Morever, food is a nonvital benefit
for the most part. It is only wften an individual is starving
that he would take a vital risk to eat; for example, eating
food from a swollen can.

�38

5. The DDT ban was partly based on a judgement that the risks
of DDT were not as well known as risks of other substances and
not as controllable by the Individual.
6. Cn some instances, were functional alternatives available
there would be no question but that the alternative would be
used. Example: .if there were an alternative to nitrate, it
would be used without hesitation since the risks of nitrate
are well known. The same applies to cyclamates. The only
question which remains is cost benefit.
7. After weighing the risks and benefits, the decision maker
is ultimately left with the prospect of making a value judgement. Society and its values are diverse. The judgement
depends on where you stand: in rural society, weeds are bad,
pulling them takes time, 2, 4, 5-T gets rid of them, and all
of this increases beef production. The fact that it may
decrease wildlijfe habitats is peripheral to this segment of
society. A value judgement then become a question of trade
offs among special interest groups- Consequently, it becomes
much more difficult for the regulator to decide.
8. It is the obligation of a socially responsible agency to
interpret the judgements of society as to what risk is acceptable for what benefit and then to respond to that interpretation. For instance, presently, the public will accept more
air pollution when there is a gasoline shortage.
9. Coming up with the criteria to make judgements based on a
rule of. reason is difficult. Several approaches have been
advanced:
A. Quality of life review—send proposed decision to
interested agencies who will thrash out the impact given
the interests they represent.
B. The market place—to the extent it is safe, leave the
decision to the market place. This results in a personal
translation of risk: how does this affect me.
C. Environmental dose commitment—the prediction of the
probability of radiation getting into the environment and
then the use of the Pier report, to translate that into

�39

the probability of causing cancer. In this way the
regulator sets the magnitude of risk acceptable: the •
long term risk of cancer versus the immediate benefit of
more nuclear power for man.
D. The probability approach—we can have cheaper rice
with the use of herbicide which carries with it one
chance in a million of a birth defect. Compared to the
risks of birth defects from other substances, this fades
into the background of importance. Although the probability of botulism from eating home canned food is 70
times greater than in eating processed food, much of the
public is willing to assume that risk because of perceived benefits. They see the probability of botulism
from eating home-canned food as very low, even though it
is not, because the perceived benefits are high.
10. Unknown risks enter into decisions. First, quantify the
Tacts you do know and then give that, along with the uncertainties involved, to the decision maker. Then the decision
maker uses his judgement.
11. It is well known that the public makes conscious choices
among varying hazards and nonvital benefits. If we could
quantify the differences in risk the public is willing to
take, we could make socially acceptable decisions based on
this quantification. For example, the hazards of smoking
during pregancy are better documented and more immediate than
the hazards of smoking generally. If statistics on how many
women give up smoking during pregnancy and then return to it
after birth were available, we might be able to make one
judgement on how individuals quantify differences in risk. If
such information were available on a variety of issues, it
would be possible to quantify acceptable risk and therefore
make socially acceptable decisions for the public.
12. We could also quantify the benefit: how much death is a
certain benefit worth? The examples are not widely applicable
since those decisions which we know will result in death are
not widespread. The public is willing to support the building
of Golden Gate Bridge though they know at least 5 lives are
likely to be sacrificed. However, the perceived benefit to
millions of people is great and the immediacy of the risk is

�40

more distant. Each individual feels that the lives sacrificed
are not likely to be theirs or their family. The public is
willing to take much greater risk when the risk is not perceived as a personal one.
Risks &amp; Benefits of 2. 4, 5-T
A. Risks of 2, 4. 5-T
I

Risks to Human Health
1.

Toxicity factor (300 to 500 mg/kg acute oral 10 mg/kg
chronic 90 day).

2.

Chronic toxicity

3.

residues in food

4.
5.

teratogenicity

6.

population at risk

7.

metabolites

8.
'

anxiety

9.
II

extra-sensitivity

economic cost

Risks to the Environment
1.

toxicity to fauna (acute and chronic)

2.

phytotoxicity

3.

habitat modification

4.

increased erosion &amp; runoff

�41
5.

mobility

6.

aesthetics

7.

alternative products

8.

fire hazard

(oak)

B. Benefits of 2. 4, 5-T

T

Range Weed Control
1.
2.

aesthetics

3.

wildlife habitats

4.

elemination of harmful plants

5.

secondary tsetse fly control

6.

reduced evapotranspiration

7.

water erosion

8.

economic well-being of ranchers

9.

TT

increased food supply

reduced manpower requirements

Rice Weed Control
1.

increased food supply

2.

reduced manpower requirement

3.

economic advantage to growers

4.

increased bird populations

�42

T I I Utility &amp; Rights-of-Way
1.

lower cost vegetation management

2.

cheaper, more dependable power and communication

3.

lower personnel hazard

4.

reduced erosion

5.

habitat diversity
a. faunal diversity

6.

reduced fire hazard

i

lv

Forestry Uses
1.

increased commercial timber growth

2.

lower production cost

3.

[altered habitat]

4

increased personnel safety
&gt;
fire protection

5.
V

Roadside Uses including Rail
1.

less traffic hazard to man &amp; deer

2.

aesthetics

3.

cheaper maintenance

4.

reduced fire hazard

5.

water erosion reduced

6.

personnel safety

�43

V I!

Miscellaneous Uses
1.

general fire control

2.

general flood control

3.

general industrial vegetation control

Risks &amp; Benefits of TCDD

T

Risks to Man
1.

acute toxicity 0.6 ug/kg
a.
dermal-chloracne

2.

chronic toxicity (1 x 10-10 gm)
a.
enzyme inhibition?
b.
intracellular (endoplasmic vitriculura)
c.
liver

3.

teratology
a.
b.

4.

IT

(LD-50)

potential - not proven
rat [no effect level 3 x 10-8 gm]
oral dose of 30 mg/kg
1.25 x 10-7 pos.
in other labs: no effect at 1 x 10-6 (various
species &amp; strains)

residues in food (fish)

Environmental Risks
1.

toxicity to fauna (inter &amp; intra - specific variation,

including teratogenicity)
i
2.

bioccumulation

3.

persistence (ingestion and retention within an
organism)

�44
4.

.pllytoreproductive effects

•5.

mobility

6.

conversion through fire

7.

uncertainty due to limited scope of testing

Order of Benefits
1.

Economic
Food
Timber
Industrial factors

Alternatives
;i.
b.
c.

mechanics
other chemical combinations
nothing

Order of Risks
1.

health
a.
b.

2.

occupational (mfg., trade, application)
teratogenicity
women of child bearing age.

Hazard to wildlife

Noted Reference Material:
i

Committee on Public Engineering Policy 1972 Perspectives
on Benefit-Risk Decision Making.
(Washington:
National Academy of Engineering) viii + 157 pp.

�45

Birkhoff, George D.,
A Mathematical Approach to Ethics, Volume 4, Newman,
The world of Mathematics, Simon &amp; Schuster
Darby, William J., 1973 Acceptable Risk and Practical Safety:
Philosophy in the Decision-Making Process. J. Am.
Med. Assoc., 224; 1165-1168.
Environmental Studies Division 1973 The Quality of Life
Concept: A Potential New Tool for Decision-Makers.
(Washington: Environmental Protection Agency)
xv + 397pp.
Environmental Studies Division 1972 Quality of Life Indicators. (Washington: Environmental Protection Agency)
ii .+ 83 pp.
Panel on Chemicals and Health 1973 Democratic Representation
(Washington: National Science Foundation) xi + 211 pp.

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