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                    <text>Item D Number

0575

Author

Haber, Paul A. L.

°

D Not Scanned

Corporate Author
RODOrt/ArtlGlO Title Memorandum to Members, from Chairman, Subject: VA
Advisory Committee on Health-Related Effects of
Herbicides, July 9, 1979

Journal/Book Title
Year
Month/Day
Color

El

Number of Images

°

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Attachments missing.

Thursday, March 28, 2002

Page 5750 of 5780

�JUL9 m
DATE
TO:

UNITED STATES GOVERNMENT

Memorandum

Members

FROM

Chairman

SUBJ

VA Advisory Committee on Health-Related Effects of Herbicides
1. Thank you for your participation in our first Advisory Committee
meeting. Your individual contributions made it a very fruitful, productive and intellectually-stimulating experience. It is believed
this fine beginning was a most favorable forecast of our future efforts
together as we seek to find answers to questions concerning health-related
effects of exposure to herbicides used in Vietnam.
2. Enclosed is a copy of the verbatim transcript of the meeting minutes.
We would appreciate your looking them over and confirming the accuracy
of those portions pertaining to your participation. Any changes should
be sent to Mrs. Rennie Williams at the address shown on the attached
sheet, or you may call her on (202) 389-2450. Please key your corrections
to line and page number. If we do not hear from you before August 1, 1979,
we will assume you have no corrections.
3. During the course of the meeting, some of you indicated you have
documents, studies, etc., which you would be willing to share with the
full committee membership. If you have not already sent them, would
you please forward them to Mrs. Williams as soon as it is convenient.
4. You will recall the VA Central Office Ad Hoc Steering Committee on
the Toxic Effects of Herbicides referred eleven questions to the Advisory
Committee, and there were three unanswered questions received from the
audience. The Advisory Committee is responsible for preparing position
papers, limited to no more than three pages, double-spaced, addressing
each of these questions. In order to accomplish this task, each member
has been designated the Coordinator for preparation of a specific paper
(see attached list). In addition to your assigned question, please
review the entire list and choose other questions to which you would
like to respond, place a check mark beside them, and return the list
to Mrs. Williams. The respective Coordinator for that particular paper
will be notified of your interest and contact you for your input. We
would like to have your first draft mailed to Mrs. Williams by August 15.
5. Our next meeting will be in September. Please let us know which of
the following three dates would be most convenient for you by returning
your response in the envelope provided: (1) September 10; (2) September 17,
or (3) September 24, We will advise you of the final date selected.

Attachments

PAUL A. L. HABER, M. D.

Buy U,S. Savings Bonds Regularly on the Payroll Savings Plan

VA

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0542,

Author

Haile

' Clarence L

Corporate Author
Report/Article Tltlfl Comprehensive Assessment of the Specific
Compounds Present in Combustion Processes, Volume
I: Pilot Study of Combustion Emissions Variability

Journal/Book Title
Year
Month/Day
Color
Number of Images

°

DBSCriptOn Notes

Task 3 Final Re

'
P°rt, EPA Contract No. 68-01-5915, MRI
Project No. 4901-A(3)

Friday, March 08, 2002

Page 5421 of 5427

�United States
Environmental Protection
Agency

Office of
Toxic Substances
Washington DC 20460

EPA-560/5-83-004
June, 1983

Toxic Substances

xvEPA
Comprehensive Assessment of
the Specific Compounds Present
in Combustion Processes
Volume I
Pilot Study of Combustion
Emissions Variability

^^^^TIv~^rr'r- i 4

fr^

\\

^

1 L \ i t '

�PILOT STUDY OF INFORMATION OF SPECIFIC COMPOUNDS
FROM COMBUSTION SOURCES

by
Clarence L. Haile and John S. Stanley
Midwest Research Institute
Robert M. Lucas and Denise K. Melroy
Research Triangle Institute
Carter P. Nulton
Southwest Research Institute

and

William L. Yauger, Jr.
Gulf South Research Institute

TASK 3
FINAL REPORT
EPA Contract No. 68-01-5915
MRI Project No. 4901-A(3)

Prepared for
U.S. Environmental Protection Agency

Office of Pesticides and Toxic Substances
Field Studies Branch
401 M Street, S.W.
Washington, D.C. 20460
Attn:

Dr. Frederick Kutz, Project Officer
Mr. David Redford, Task Manager

�DISCLAIMER
This document has been reviewed and approved for publication by the
Office of Toxic Substances, Office of Pesticides and Toxic Substances, U.S.
Environmental Protection Agency. Approval does not signify that the contents
necessarily reflect the views and policies of the Environmental Protection
Agency, nor does the mention of trade names or commercial products constitute
endorsement or recommendation for use.

�PREFACE
This final report was prepared for the Environmental Protection Agency
under EPA Contract No. 68-01-5915, Task 3. The task was directed by
Dr. Clarence L. Haile. Substantial portions of the effort were subcontracted
to Southwest Research Institute under Dr. Carter P. Nulton and to Gulf South
Research Institute under Mr. William L. Yauger, Jr. This work was completed
in coordination with statistical design studies conducted by Research Triangle
Institute under Dr. Robert M. Lucas. This report was prepared by Dr. Clarence L.
Haile and Dr. John S. Stanley with substantial contributions from Dr. Robert M.
Lucas, Ms. Denise K. Melroy, Dr. Carter P. Nulton, and Mr. William L. Yauger, Jr.
MIDW5ST)RESEARCH,INSTITUTE

r
E. Going
Program Manager
Approved:

James L. Spigarelli, Director
Analytical Chemistry Department

June 1983

111

�CONTENTS
Preface
Figures
Tables
1.
2.
3.
4.
5.

6.
7.
8.
9.
10.
11.

iii
v
vi
Introduction
Summary
Recommendations
Plant Descriptions
Ames Municipal Power Plant, Unit No. 7
Chicago Northwest Incinerator, Unit No. 2
Sampling Methods
Flue Gas
Plant Background Air
Solid and Aqueous Media
Continuous Monitoring
Process Data Collection
Analysis Methods
Organics
Cadmium
Field Test Data
Ames Municipal Power Plant, Unit No. 7
Chicago Northwest Incinerator, Unit No. 2
Analytical Results
Ames Municipal Power Plant, Unit No. 7
Chicago Northwest Incinerator
Analytical Quality Assurance Results
Surrogate Compound Recoveries
Interlaboratory Comparison Studies
Emissions Results
Ames Municipal Power Plant, Unit No. 7
Chicago Northwest Incinerator, Unit No. 2
Statistical Summary of Pilot Study Data
Overview
First Tier Summary
Second Tier Summary

References

1
3
5
6
6
1
9
9
12
12
1?
15
16
16
31
34
34
42
52
52
83
107
107
107
112
112
112
129
129
129
137
147

Appendix A - TRW Field Test Report for the Ames Municipal Electric System,
Unit No. 7
148
Appendix B - TRW Field Test Report for the Chicago Northwest Incinerator,
Unit No. 2

242

�FIGURES
Number

Page

1

Modified Method 5 train for organics sampling

10

2

Locations of flue gas sampling ports on a typical combustion
unit

11

3

Sector schemes for sampling bottom ash

14

4

General analytical scheme

18

5

TOC1 chromatogram for Aroclor 1254

23

�TABLES
Number
1

PAH Compounds Selected

16

2

Recovery of Selected PAHs and 1,2,3,4-TCDD From Ames Fly Ash.

20

3

TOC1 Analysis Parameters

22

4

HRGC Screening Parameters

24

5

Extract Compositing Scheme for Tier 2 Analyses

25

6

HRGC/MS Parameters Used for Analyses of PCDDs and PCDFs in
Composite Chicago NW Flue Gas Outlet Extracts

26

HRGC/MS-SIM Parameters Used for Analysis of PCBs in Composite
Flue Gas Outlet Extracts

27

PCB Compounds Used for Determinations in Composite Flue Gas
Outlet Extracts

27

Ions Monitored During HRGC/HRMS Confirmatory Analysis of
PCDDs and PCDFs in Composite Chicago NW Flue Gas Outlet
Extracts

29

PCDD and PCDF Compounds Used for Determinations in Composite
Chicago NW Flue Gas Outlet Extracts

29

HRGC/HRMS Parameters Used for Analysis of 2,3,7,8-Tetrachlorodibenzo-£-dioxin in Composite Chicago NW Flue Gas Outlet
Extracts

30

Recovery of Cadmium From Fortified Samples of Fly Ash From
the Chicago NW Incinerator

33

Recovery of Cadmium From Fortified Samples From the Ames
Municipal Power Plant

33

Daily Data Summaries for Flue Gas Sampling, Ames Municipal
Power Plant, Unit No. 7

35

Average Process Data for the Ames Municipal Power Plant,
Unit No. 7

38

7
8
9

10
11

12
13
14
15

VI

�TABLES (continued)
Number

Page

16

Fuel Combustion During Flue Gas Sampling

40

17

Daily Production and Consumption at Ames Municipal Power
Plant, Unit No. 7

41

Heat Content of Fuels Used at the Ames Municipal Power Plant
During Sampling Period

43

Daily Data Summaries for Flue Gas Measurements, Chicago
Northwest Incinerator, Boiler No. 2

44

Means of the Means for Process Data, All Test Days, Chicago
NW Incinerator, Boiler No. 2

46

Weekly Inventories of Refuse and Residue at the Chicago NW
Incinerator (All Boilers)

48

Charges Fed to Boiler No. 2 on a Shift Basis Chicago Northwest Incineration Facility

49

TOC1 and Surrogate Recovery Results for the Ames Flue Gas
Inlet Samples

53

TOC1 Results and Surrogate Recoveries for the Ames Flue Gas
Outlet Samples.

55

TOC1 Results and Surrogate Recoveries for Ames Plant Background Air Particulate Samples

56

TOC1 Results and Surrogate Recoveries for Ames ESP Ash
Samples

57

TOC1 Results and Surrogate Recoveries for Ames Bottom Ash
Samples

60

28

TOC1 Results and Surrogate Recoveries for Ames Coal Samples .

63

29

TOC1 Results and Surrogate Recoveries for Ames Refuse Derived Fuel Samples

64

TOC1 Results and Surrogate Recoveries for Ames Bottom Ash
Hopper Quench Water Influent Samples

67

TOC1 Results and Surrogate Recoveries for Ames Bottom Ash
Hopper Quench Overflow Water Samples

68

TOC1 Results and Surrogate Recoveries for Ames Untreated Well
Water

71

18
19
20
21
22
23
24
25
26
27

30
31
32

vii

�TABLES (continued)
Number
33

Page
Compounds Quantitated in Samples From the Ames Municipal
Power Plant, Unit No. 7

72

Concentrations of Polychlorinated Biphenyl Isomers in Flue
Gas Outlet Samples From the Ames Municipal Power Plant,
Unit No. 7

77

35

Cadmium Results for Ames - ESP Ash Samples

78

36

Cadmium Results for Ames - Bottom Ash Samples

79

37

Cadmium Results for Ames - Coal Samples

80

38

Cadmium Results for Ames - Refuse-Derived Fuel Samples. . . .

81

39

Cadmium Results for Ames - Flue Gas Outlet Particulates . . .

82

40

TOC1 Results and Surrogate Recoveries for Chicago NW Flue
Gas Samples
.....

84

TOC1 Results and Surrogate Recoveries for Chicago NW Plant
Background Air Samples

85

TOC1 Results and Surrogate Recoveries for Chicago NW ESP Ash
Samples
•

86

TOC1 Results and Surrogate Recoveries for Chicago NW Combined
Bottom Ash Samples

89

TOC1 Results and Surrogate Recoveries for Chicago NW Refuse
Samples

92

TOC1 Results and Surrogate Recoveries for Chicago NW Tap
Water Samples

95

Compounds Quantitated in Samples From the Chicago NW
Incinerator, Unit No. 2

96

34

41
42
43
44
45
46
47

48

49

Comparison of TOC1 Results From Direct TOC1 Assays Versus
Calculated TOC1 From Specific Compounds Identified in
Composite Chicago NW Extracts

.

98

Concentrations of Polychlorinated Biphenyl Isomers in Flue
Gas Outlet Samples From the Chicago Northwest Incinerator
Unit No. 1

99

Concentrations of Polychlorodibenzo-o,-dioxins and Furans in
Flue Gas From the Chicago Northwest Incinerator and Corresponding Emission Rates

100

viii

�TABLES (continued)
Number
50

Page
Concentrations of 2,3,7,8-Tetrachlorodibenzo-pj-dioxin in
flue Gas From the Chicago NW Incinerator

102

Cadmium Concentrations in Fly Ash From Chicago Northwest
Incinerator, Unit No. 2

103

Cadmium Concentrations in Combined Bottom Ash From Chicago
Northwest Incinerator, Unit No. 2

104

Cadmium Concentrations in Refuse From Chicago Northwest
Incinerator

105

Cadmium Concentrations in the Flue Gas Outlet Particulates
From Chicago Northwest Incinerator, Unit No. 2

106

55

Summary of Surrogate Recovery Data. .

108

56

Results of Interlaboratory TOC1 Analyses

109

57

Interlaboratory Comparison of Analytical Results for the Extraction and Analysis of Specific Compounds in Four Sets
of Quality Assurance Samples

110

Interlaboratory Comparison of the Levels of PCDDs and PCDFs
in Composite extracts From the Chicago NW Incinerator . . .

Ill

Total Organic Chlorine Inputs and Emissions - Ames Municipal
Power Plant, Unit No. 7

113

Compounds Quantitated in the Primary Input and Emission Media
for the Ames Municipal Power Plant, Unit No. 7

114

Flue Gas Concentrations for PCBs and Emission Rates for the
Ames Municipal Power Plant, Unit No. 7.

118

Cadmium Inputs and Emissions - Ames Municipal Power Plant,
Unit No. 7

119

Total Organic Chlorine Inputs and Emissions - Chicago Northwest Incinerator, Unit No. 2

120

Compounds Quantitated in Input and Emission Media Chicago NW
Incinerator, Unit No. 2

122

Flue Gas Concentrations of PCBs and Emission Rates for the
Chicago Northwest Incinerator Unit No. 1

124

51
52
53
54

58
59
60
61
62
63
64
65

IX

�TABLES (continued)
Number
66

Page
Concentrations of Polychlorodibenzo-£-dioxins and Furans in
Flue Gas From the Chicago Northwest Incinerator and Corresponding Emission Rates

125

67

Concentrations of 2,3,7,8-Tetrachlorodibenzo-£-dioxin in
Flue Gas From the Chicago NW Incinerator and Corresponding
Emission Rates
127

68

Cadmium Input and Emissions From Chicago Northwest
Incinerator, Unit No. 2

128

Summary Statistics for Total Organic Chlorine Concentration
Data From Ames, Iowa

132

Summary Statistics for Total Organic Chlorine Concentration
Data From Chicago NW

133

Summary of Surrogate Compounds Percent Recovery for
Specimens From Ames, Iowa

134

69
70
71
72

Summary of Surrogate Compound Percent Recovery for Specimens
From Chicago, NW
135

73

Validity of Confidence Statements for Selected Levels of
Bias

136

74

Summary of Coefficient of Variation for the Pilot Study. . . 138

75

Summary of Statistics for Compounds Quantitated in Primary
Input Media at Ames, Iowa
. 140

76

Summary Statistics for Compounds Quantitated in Gaseous
Emissions at Ames, Iowa

141

Summary Statistics for Compounds Quantitated in Solid Emissions at Ames, Iowa

142

77
78

Summary of Total Input and Emissions From Ames, Iowa . . . . 143

79

Summary of Statistics for Compounds Quantitated in Gaseous
Emissions From Chicago

144

Summary of Flue Gas Emissions of Polychlorinated Biphenyl
Isomers from Ames, Iowa

145

80
81

Summary of Flue Gas Emissions of Polychlorinated Biphenyls,
Dibenzo-£-dioxins, and dibenzofurans from Chicago NW . . . 146

�SECTION 1
INTRODUCTION
This pilot study was conducted as a prelude to a nationwide survey of
organic emissions from major stationary combustion sources. The primary objectives of the pilot study were to obtain data on the variability of organic
emissions from two such sources and to evaluate the sampling and analysis
methods. These data are used to construct the survey design for the nationwide survey. The compounds of interest are polynuclear aromatic hydrocarbons
(PAHs) and chlorinated aromatic compounds, including polychlorinated biphenyls
(PCBs), polychlorinated dibenzo-p_-dioxins (PCDDs), and polychlorinated dibenzofurans (PCDFs). Of particular interest is 2,3,7,8-tetrachlorodibenzop_-dioxin (TCDD). In addition, total cadmium was also determined in special
samples from both plants to meet special Environmental Protection Agency
(EPA) needs.
Midwest Research Institute (MRI) was responsible for overall task management, specifying the sampling and analysis methods, assisting in the collection of samples, receiving samples at the plant sites, shipping the samples to the analysis laboratories, and conducting all sample analyses. MRI
was assisted in this effort by two subcontractors. Southwest Research Institute (SwRI) assisted in sampling, exercised sample control, and conducted
most of the analyses for samples from the first plant. Gas chromatographic/
mass spectrometric confirmation of PCBs, PCDDs, and PCDFs was conducted by
MRI. Gulf South Research Institute (GSRI) provided similar assistance for
the second plant.
The statistical design of the pilot study was constructed by Research
Triangle Institute (RTI). RTI also conducted statistical analysis of the resulting emissions data and constructed the design for the nationwide survey.
The results of the statistical analysis are summarized in Section 9 of this
report. The survey design is summarized in a report to the EPA Office of
Toxic Substances.*•
TRW, Inc. was responsible for conducting the field sampling and data
collection. The results of TRW's efforts are described in two reports to
EPA's Industrial Environmental Research Laboratory in Research Triangle
Park.2'3 The body of these reports are contained in Appendices A and B.
A summary of the results of this study is contained in Section 2 of this
report. Section 3 presents recommendations for future work. Brief descriptions of the two combustion sources are contained in Section 4. The sampling
and analysis methods are described in Sections 5 and 6. Sections 7 and 8
present the field test data and analytical results. The analytical quality

�assurance results are summarized in Section 9. Section 10 presents the emissions results and Section 11 is a statistical summary of the emissions results.

�SECTION 2
SUMMARY
Two major stationary combustion sources, a municipal incinerator and a
co-fired (refuse-derived fuel plus coal) power plant, were studied to determine the variability of organic emissions between sources and over a designated time period for each plant. The pilot study results served as a basis
for structuring the survey design for a nationwide survey1 for organic emissions from stationary combustion sources.
All inputs and outputs (including fuel, air, water, ash, and flue gas)
that were influenced by the combustion process at each facility were sampled
for a minimum of 11 days. Daily flue gas samples (20 m3) were collected concurrently at the inlet and outlet of the control devices using a modified
Method 5 sampling train. The solid and aqueous inputs and outputs from each
plant were collected six times per day (at roughly 4-hr intervals).
The samples were extracted and analyzed for total organic chlorine
(TOC1), PAHs, PCBs, PCDDs, and PCDFs. A limited number of samples were
analyzed for cadmium. The TOC1 procedure (more correctly, total extractable
organic halide) was developed for this study to provide a sensitive measure
of the variability of chlorinated organic emissions.
The TOC1 emissions from the municipal incinerator and the co-fired power
plant differed and were variable within the test duration for each plant.
The flue gas accounted for more than 80% of each plant's TOC1 emissions. The
TOC1 emissions averaged 322 mg/hr from the municipal incinerator and 246 mg/hr
from the co-fired power plant. The variability of the TOC1 results was the
key element in the construction of the nationwide survey design.1
A number of specific compounds including chlorinated benzenes and chlorinated phenols were detected in the flue gas from the municipal incinerator.
The sum of the organic chlorine concentrations attributable to these specific
compounds is comparable to the TOC1 results. Fewer chlorinated compounds were
identified in the flue gas extracts of the co-fired plant and were generally
present at lower concentrations than in extracts from the municipal incinerator.
Polycyclic organic compounds including PAHs, PCDDs and PCDFs were identified in the flue gas extracts from the municipal incinerator. Some PAHs
and PCBs were also identified and quantitated in the flue gas from the cofired power plant, but PCDDs and PCDFs were not detected.

�The mean concentration observed for total PCBs from the municipal incinerator was 42 ng/dscm (dscm = dry standard cubic meter), compared to an average of 19 ng/dscm from the co-fired power plant. However, the order of the
average emission rate is reversed because of the lower flue gas flow rate of
the refuse incinerator. The average PCB emission rates for the RDF/coal-fired
power plant and the refuse incinerator were 6 mg/hr and 3.6 mg/hr, respectively.
Because of the variability observed in the data, no significant differences
between concentrations or emission rates between the two plants can be determined. The PCB isomer distribution ranged from dichlorinated to pentachlorinated compounds for the municipal incinerator and trichlorinated to decachlorinated compounds for the co-fired power plant. PCDDs and PCDFs were not
identified in sample extracts from the co-fired power plant. However, several
PCDDs and PCDFs were identified in composited sample extracts from the municipal incinerator. Trichloro- and tetrachlorodibenzofurans were the most abundant
of the PCDDs and PCDFs in these extracts, averaging 300 ng/dscm and 90 ng/dscm,
respectively. The specific PCDD isomer 2,3,7,8-tetrachlorodibenzo-£-dioxin
(2,3,7,8-TCDD) was also identified in these extracts from the municipal incinerator and averaged 0.4 ng/dscm (average mass emission 34 (jg/hr). This isomer
was identified in these extracts using high resolution gas chromatography/high
resolution mass spectrometry. This identification was confirmed by an independent laboratory using similar instrumentation.
The level of cadmium was also measured in the inputs and outputs for a
limited number of sample days for each plant. The mass balance observed for
the inputs and emissions of the co-fired power plant was fairly good. However, the agreement for cadmium inputs and emissions for the municipal incinerator was poor. This was likely due to the difficulties encountered in obtaining representative samples of the refuse burned at this facility.

�SECTION 3
RECOMMENDATIONS
The nationwide
this report provide
analysis procedures
fired power plants,

combustion study should be conducted. The results in
the basis for a sound statistical design for sampling and
in future programs (i.e., municipal incinerators, coaletc.).

Extraction studies should be undertaken with fly ash samples that have
been shown to contain PCDDs and PCDFs. Analysis of such a material could provide a better measure of recovery efficiency of these compounds than from
other similar solid materials.
The modified Method 5 sampling procedure used in this study is based on
sound developments for particulate sampling coupled with adsorption of organic
vapors on a resin of known properties. However, this sampling procedure should
be rigorously evaluated for the collection efficiencies of PCDDs and PCDFs as
an additional quality assurance measure.
The preliminary data presented in this report
surement should be further evaluated for use as an
organic emissions. The development of a good TOC1
cantly reduce the costs of obtaining large amounts

suggest that the TOC1 meaindicator of chlorinated
measurement could signifiof combustion source data.

Additional work should be conducted to improve the selective separation
and detection of PCDDs and PCDFs. Current methods require labor-intensive
extractions and cleanup procedures.

�SECTION 4
PLANT DESCRIPTIONS
AMES MUNICIPAL POWER PLANT, UNIT NO. 7
The Ames Municipal Power Plant is owned and operated by the city of Ames,
Iowa, and is located within the city limits. The coal-fired utility boiler
tested at this plant was Unit No. 7, one of three units that have been modified to burn processed refuse as a supplemental fuel with coal. Unit No. 7,
a pulverized coal suspension fired boiler, is used under normal operating
condition. The other two units are operated under peak demand or when Unit
No. 7 is down. This unit was originally designed to burn either coal or
natural gas as the primary fuel. It was first brought into operation in 1968
and was modified to burn refuse-derived fuel (RDF) in 1975.
Unit No. 7 generally burns a mixture of Colorado coal, Iowa coal, and
RDF. Generally, the ratio of the two types of coal varies, although during
this particular testing period a 45 to 55% ratio of Colorado to Iowa coal was
maintained in the pulverized coal mixture. Approximately 20% (by weight) of
the total fuel prepared and fired at this facility was RDF and 80% was pulverized coal.
The RDF is produced at a separate Ames city facility located near the
power plant. Raw refuse is sorted to remove glass and metals for recycling.
The remaining material (largely papers and plastics) are milled and pneumatically conveyed to a storage bin. The RDF is fed from this bin to the boiler
at the required rate. The maximum RDF feed rate is 8.5 tons/hr (7.7 metric
tons/hr).
Pulverized coal is supplied to the furnace by tangentially orientated
nozzles so that combustion is accomplished in a suspension. Approximately
20% of the total ash produced during coal-only firing is bottom ash. RDF is
supplied to the furnace at a point just above the primary coal combustion zone.
Moveable grates hold the residual RDF at the bottom of the coal combustion
zone to enhance RDF combustion. The grates are lowered during bottom ash wasting and when RDF is not being fired.
The ash and slag deposited in the hopper are removed at least three times
per day. An average of 758,000 liters/day (200,000 gal./day) of well water
(sluice water) is used to remove the solid waste from the furnace bottom.
This waste is drained to a holding pond where the ash is dredged out and stock
piled. The water from the holding pond is allowed to percolate through the
soil and eventually into a nearby river.

�Electrostatic precipitators (ESPs) are used to remove particulates from
the stack gases. The ESPs require at least 61 kw of the maximum 35,000 kw
gross output of Unit No. 7. Fly ash collected in the ESP hoppers is pneumatically conveyed (3 times/day) to the bottom ash hopper drain system.
Additional information including schematics of the plant site, the flow
system, Unit No. 7 design, and the solid waste recovery system is presented
in the pilot test program engineering report provided by TRW (see Appendix A).
Other tables in the TRW report list the boiler design data, the pulverizer
specifications, the fan design performance parameters, performance characteristics of the ESP, and the predicted performance characteristics of Unit No. 7.
CHICAGO NORTHWEST INCINERATOR, UNIT NO. 2
The Chicago Northwest Incinerator is one of four municipal incinerators
owned and operated by the city of Chicago (Illinois) and located within the
city limits. This plant has four incinerators, each having a nominal burning
capacity of 400 ton/24 hr day (363 metric tons/24 hr day). Each incinerator
has a charging hopper, feed chute, hydraulic powered feeders and stoker,
boiler, economizer and fly ash hoppers. Draft through the furnace is provided by forced draft fans, overfire air fans, and induced draft fans.
Mixed refuse from domestic sources is brought to the incinerator in
trucks having a capacity of 5 tons (4,500 kg) or 25 cubic yards (19 m3). The
refuse varies considerably in consistency and moisture content seasonally and
from load to load. All refuse is collected in a storage pit of 9,700 cubic
yard (7,400 cubic yard) capacity. The refuse is not sorted prior to storage
in the pit except for large items (e.g., furniture and large appliances) which
are milled prior to storage in the pit. The refuse typically contains considerable quantities of automobile tires, small appliances, and similar discarded durable goods. The refuse is removed from the pit by one of three
transfer cranes and is dumped directly into the four furnace feed hoppers.
Refuse in the charging hopper of each incinerator flows by gravity from the
hopper to three stoker feeders through a feed chute. The stoker feeders at
the bottom of the feed chute push the refuse into the stoker by a reciprocating action.
Alternate lateral rows of grate steps have controlled continuous reciprocating action with the moving grate steps pushing in reverse direction to the
flow of refuse. This action moves a portion of the burning refuse under the
unignited material and thereby effects an agitation and blending of the whole
burning mass. Combustion air entering from below the grates cools the grates,
helps to agitate the burning refuse and supplies the oxygen which produces a
maximum burn-out in the shortest length of grate travel.
The combustion air combines with the burning refuse to generate heat and
raise the temperature of the flue gas to as high as 2000°F (1100°C). At rated
burning capacity and based on 50% excess air (dry) the flue gas flow rate at
550°F (290°C) is estimated to be 142,300 actual cubic feet per minute (acfm)
or 4,030 m3/min. The flue gas passes upward through the'furnace, through the
boiler passes and finally through the economizer to the electrostatic precipitator. As it passes through the boiler it transfers heat to the water.

�At the inlet to the electrostatic precipitator the temperature is reduced to
approximately 500°F (260°C) because of the above heat exchange. During the
passage of the flue gas through the boiler passes and economizer the heavier
fly ash particles drop out. Hoppers are provided below the boiler and economizer for the collection of the particulates.
In order to obtain maximum combustion efficiency, the depth of the refuse
bed is controlled by automatic discharge or clinker rollers located at the
end of the grate. As the residue reaches this point it is dumped into an ash
discharger and is quenched in water. The residue is pushed up an inclined
slope that permits draining and produces a residue of less than 15% moisture.
In addition to quenching, the ash discharger also serves as a water seal for
the furnace and prevents infiltration of air into the furnace. The furnace
operates under slight negative pressure.
The residue leaving each incinerator ash discharger passes through a
hydraulically operated chute to one of two residue conveyors. The residue is
screened to separate material larger than 2 in. (5 cm) in diameter. Hydraulic
powered chutes are used to direct the flow of the residue away from the rotary
screens and into a by-pass hopper.
The residue conveyors also receive and transport stoker grate sittings
and fly ash accumulations from the boiler hoppers, economizer hoppers, and
the electrostatic precipitators. Stoker grate siftings collect in six hoppers
under each of the three stoker grate sections. Residue from the hoppers is
removed from the plant by trucks. The weight of the residue leaving the plant
is measured and recorded at the weighing station.
The boiler fly ash is collected in four hoppers, two of which discharge
to the stoker grates. The other two hoppers are discharged directly through
a common pipe to the residue conveyor. The fly ash from the economizer hoppers passes through a common pipe connected to the-discharge end of a conveyor
handling fly ash from the two electrostatic precipitator hoppers. The fly
ash is deposited directly into the residue discharge chute.
The flue gas exiting the ESPs is vented to a 250-ft (76 m) high stack
via an induced draft fan. Flue gases from two identical units are discharged
from a single stack via a breaching.
A more detailed description of the plant operation and schematics of the
plant site, the flow system, and the flue gas and grab sampling locations is
presented in the TRW pilot test program engineering report (see Appendix B).

�SECTION 5
SAMPLING METHODS
FLUE GAS
Flue gas sampling for organic compounds was accomplished concurrently at
points both inlet and outlet to the electrostatic precipitators using two modified Method 5 sampling trains (shown in Figure 1) at each location. Figure 2
shows the locations of sampling ports on a typical unit. The sampling crew
collected 10 m3 (10 ± 1 m3) samples with each sampling train by extracting
the flue gas at rates approximating the flue gas velocity for each plant.
Cadmium was sampled at the ESP outlet using a single Method 5 sampling train.
The standard train was operated the same as depicted in Figure 1, but without
condenser and the XAD-2 sorbent trap. EPA Method 5 Procedures4 for particulate sampling were followed for both organic and inorganic sampling procedures,
except that 10 m3 was sampled with each organic train.
Detailed descriptions of the Method 5 calibration and actual sampling
procedures for specific ducts and stacks at the Ames Municipal Power Plant
and Chicago Northwest Incinerator have been presented in the respective field
data reports (Appendices A and B). Additional details on the pretest preparation and sample recovery procedures are described in a methods manual for the
nationwide combustion source survey.5 The flue gas sampling at the Ames facility was conducted both on the duct just before the electrostatic precipitator
and on the stack. Sampling for organics was to be performed for 14 consecutive
days with an additional 3 days sampling for particulate cadmium. However,
due to extreme weather conditions only 11 days of concurrent inlet and outlet
samples were collected. Eight additional inlet samples were also collected.
The flue gas sampling at the Chicago plant was conducted at the duct inlet to the electrostatic precipitator and at the duct leading from the precipitator to the stack. Despite boiler down time and equipment malfunction,
11 days of organic samples (including concurrent inlet and outlet flue gas)
were taken.
A complete sampling train, including resin trap filter and impinger solutions was set up as a train background (blank) at each plant. The train
was taken to normal operating temperature and allowed to remain at this temperature for 1 hr.
Upon completion of testing, the sampling equipment was brought to a clean
laboratory area for recovery. Each sampling train was kept in a separate area
to prevent sample mixup and cross contamination. The individual sample train
components were recovered as follows:

�Cyclone
(optional)

Condenser
&amp; Resin
Cartridge

Thermocouple
Reverie-Type
Pitot Tube

Console

Impingers 1,3 and 4 are of (he Modified Greenburg-Smllh Type
Impinger 2 is of I lie Greenburg-Smith Design
Impinger I and 2 Contain 100 ml Water
Impinger 3 Empty
Impinger 4 Contains 200-300 Grams Silica Gel

Figure 1. Modified Method 5 train for organics sampling.

10

�ESP Inlet Ports

Stack
Platform
and Ports

Figure 2.

Locations of flue gas sampling ports on a typical combustion unit.

11

�Dry particulate in cyclone - cyclone flasks were transferred to cyclone catch bottle.
• Probe was wiped to remove all external particulate matter near probe
ends.
Filters were removed from their housings and placed in proper containers.
• After recovering dry particulate from the nozzle, probe, cyclone, and
flask, these parts were rinsed with distilled water to remove remaining particulate. They were subsequently rinsed with glass distilled
acetone and cyclohexane and put into a separate container. All rinses
were retained in an amber glass container.
Sorbent traps were removed from the train, capped with glass plugs,
and given to an on-site MRI representative.
Condenser coil, if separate from the sorbent trap, and the connecting
glassware to the first impinger was rinsed into the condensate catch
(first impinger).
• First and second impingers were measured, volume recorded and retained
in an amber glass storage bottle. The impingers were then rinsed with
small amounts of distilled water, acetone and cyclohexane. These rinsings were combined with the condensate catch. Rinse volumes were also
recorded.
• The volumes of the third and fourth impingers were measured and recorded. Solutions were discarded.
Silica gel was weighed, weight gain recorded and regenerated for further use.
To maintain sample integrity, all containers were amber glass, with TFElined lids.
PLANT BACKGROUND AIR
A high volume air sampler was used to collect organic compounds and cadmium associated with particulates in the air used for combustion. The samples were collected on 8 in. x 10 in. (20 cm x 25 cm) glass fiber filters. A
high volume sampler was placed on the roof of each facility to obtain a representative background of outside ambient air, rather than sampling air inside
the building that could have been contaminated or influenced by the combustion
process.
SOLID AND AQUEOUS MEDIA
Solid and aqueous samples that directly contact the combustion process
were collected several times during each 24-hr period according to schedules
12

�provided by RTI. Four solid sample types were collected from the Ames plant,
coal, ESP hopper ash, bottom ash, and RDF. ESP ash, refuse, and combined ash
were sampled at the Chicago plant. Combined ash includes mixed ESP ash and
bottom ash since the design of the Chicago ash handling system did not allow
separate access to bottom ash. All solid samples were collected six times
per day at roughly 4-hr intervals.
Some solid samples were accessible from more than one nominally equivalent point in the plant. In these cases, samples were taken from specific
points according to a randomized scheme provided by RTI. Hence, coal was
sampled from two feed streams, RDF was sampled from four feed streams, and
ESP ash was sampled from two collection hoppers at the Ames plant based on
this scheme. Similarly, bottom ash from the Ames plant and bottom ash and
refuse from the Chicago plant were sampled from specific sectors of the exposed material according to the randomized scheme. Figure 3 shows the sector
systems used in sampling bottom ash from the Ames and Chicago plants. Raw
refuse was sampled at the Chicago incinerator from the two sides of the feed
hopper.
The aqueous streams sampled at Ames included cooling tower blowdown water,
well water, and bottom ash quench overflow. Only city tap water (plant intake
water) was sampled at the Chicago facility. Liquid streams that did not flow
continuously were allowed to purge for 3 min prior to obtaining samples. Sample containers were rinsed three times with sample liquid prior to being filled
with that liquid. The streams sampled and frequency of sampling were as follows :
• Bottom ash quench overflow water was sampled twice per shift, for a
total of six samples per 24-hr period.
Cooling tower blowdown feed for the bottom ash quench system was sampled once per day.
Three well water samples were collected over the testing period.
City tap water was sampled once per day.
CONTINUOUS MONITORING
The continuous monitoring data collected for the two different plants
included: (1) oxygen [03] concentrations, (2) carbon dioxide [C02] concentrations, (3) carbon monoxide [CO] concentrations, (4) hydrocarbon concentrations [THC] [GI through C6] and (5) ambient temperatures. On-line monitoring
was performed at the inlet of the electrostatic precipitators (ESP) at both
plants and in the duct leading from the exit side of the ESP to the induced
draft fan at the Chicago Northwest Incinerator and at the 100 ft (30 m) level
on the stack at the Ames Municipal Power Plant.
A stainless steel filter connected to a 3-ft (91-cm) probe was inserted
into the sample port for each sample location. Heat traced line was run from
the sample port to a gas conditioner. Vacuum pumps were used to draw the inlet and outlet sample gas from the sample ports through the gas conditioner
13

�'

/

E

F

C

D

A

B

North Hopper Door
Ames Municipal Electric System, Unit No. 7
Bottom Ash Hopper

A

B

C

D

F

Chicago Northwest Incinerator, Unit No. 2
Residue Discharge Chute

Figure 3.

Sector schemes for sampling bottom ash.

14

�and to the analytical instruments. An automatic timer switched the continuous
monitoring equipment from inlet to outlet every 15 rain.
The average values for 02, C02) CO and THC recorded during each test
period are presented in Section 8 of this report with a summary of the flue
gas testing parameters. A more detailed description of the continuous monitoring data is presented in Appendices A and B.
PROCESS DATA COLLECTION
In order to fully characterize the operation of the two different combustion facilities and to designate periods of dramatic changes in the performance of a particular unit, numerous operating parameters were recorded
throughout the flue gas sampling periods, as well as on a 24-hr basis. This
information included mass flow data for fuels (coal, fuel oil, and RDF), periods of soot blowing, unit downtime, steam flow rate, steam pressure, steam
temperature, feedwater flow rate, feedwater temperature, combustion air flow
rate, combustion air temperature, percent excess oxygen, induced and forced
fan pressures, furnace draft, furnace temperature, flue gas temperature, and
ambient temperature and ambient pressure.
The process data averages based on 24-hr periods and the flue gas test
durations are presented in Section 7 of this report. Data for these parameters taken on an hourly basis are presented in detail in the Appendices.

15

�SECTION 6
ANALYSIS METHODS
ORGANICS
The analysis methods for organics were designed to provide qualitative
and quantitative determinations of several specific analytes and to provide
semiquantitative information on any additional polychlorinated aromatic compounds identified. The specific analytes included eight PAH compounds (listed
in Table 1), PCBs, PCDDs, and PCDFs. Special emphasis was placed on highly
selective and sensitive procedures for determining 2,3,7,8-TCDD.
TABLE 1. PAH COMPOUNDS SELECTED
Benzo[a]pyrene
Pyrene
Fluoranthene
Phenanthrene
Chrysene
Indeno[l,2,3-cd]pyrene
Benzo[£,h,ijperylene
Anthracene

Samples were also assayed for total organic chlorine (TOC1) to provide a
general measure of the variability of chlorinated emissions. Since it was
anticipated that concentrations for many specific compounds would be near minimum detectable levels, the variabilities observed for specific compounds may
be more representative of measurement error than emission variabilities. The
sensitivity of the TOC1 procedure should allow more reliable detection of the
variability of emissions for chlorinated organics.

16

�A tiered scheme was used to economize on the total number of analyses
required. The tier 1 operations, schematically shown in Figure 4, included
sample extraction, TOC1 assays, capillary gas chromatographic (HRGC) screening for halogenated compounds and hydrocarbons, and PAH analysis by capillary
gas chromatography/mass spectrometry (HRGC/MS). Extract analysis by capillary gas chromatography with Hall electrolytic conductivity and flame ionization detectors (HRGC/Hall-FID) provided a sensitive screen for halogenated
compounds that was used to aid the identification of specific halogenated
compounds in the HRGC/MS data. Some of the individual grab samples were composited to form daily and shift composite samples prior to extraction for
tier 1 analysis. The sample compositing scheme was provided by RTI.
The tier 2 analyses, also shown in Figure 4, focused on very sensitive
and selective determinations of PCBs, PCDDs, and PCDFs. Extracts were analyzed by HRGC/MS operated in selected ion monitoring mode (HRGC/MS-SIM).
Suspected responses for PCDDs and PCDFs were confirmed by using high resolution mass spectrometry (HRGC/HRMS-SIM). In addition, three extracts were submitted to the EPA laboratory at Research Triangle Park for collaborative confirmation of PCDDs and PCDFs.
The analytical quality assurance program included analyses of method
spikes, method blanks, and field blanks in addition to the use of stable
isotope-labelled surrogate compounds spiked into all samples to provide some
analytical recovery data for all samples. Scanning HRGC/MS analyses were conducted using a stable isotope-labelled internal standard, dio~anthracene.
HRGC/HRMS-SIM analyses for TCDD employed 37Cl4-2,3,7,8-tetrachlorodibenzo-£dioxin. In addition, two sets of check samples, one set for TOC1 and one set
for specific chlorinated aromatic compounds, were sent to the two laboratories
conducting the tier 1 analyses.
The analytical methods used are described in detail in the subsections
that follow. Additional details of the analytical procedures are described
in methods manual for the nationwide combustion source survey.5
Tier 1 Methods
Sample Preparation and Compositing-Flue gas samples—The contents of the two modified Method 5 sampling
trains used at each sampling point on each day were analyzed as a single sample. That is, the four trains used each sampling day (except for several days
at the Ames site on which outlet flue gas was not sampled) comprised daily
samples for outlet and inlet flue gas. Hence, the corresponding sample components from both trains were extracted together, i.e., filters, cyclone catch,
train rinsings, and resin cartridges. All extracts resulting from the two
trains were then combined.
All filters and cyclone catches were weighed prior to extraction to allow estimation of particulate emissions. However, the filters were not desiccated to constant weight according to the Method 5 procedures in order to
maintain sample integrity for subsequent organic analyses. Hence, the particulate emissions estimates may not be valid.

17

�Sample Extract

Short Packed Column
GC/Hall (TOCI)

TIER 1
HRGC/Hall-FIDor
HRGC/FID Screen
Add Internal Standard
Anthracene - d]g
HRGC/MS
(Scanning) Surrogates +
Pol/cyclic Organic Compounds
Add Internal Standard
37,
2,3,7,8-Tetrachlorodibenzo-p-dioxinHRGC/MS-SIM
Chlorinated Polycyclic Organic
Compounds (Biphenyls, Dioxins, Furans)

••Hold

TIER 2
HRGC/HRMS-SIM
Confirmation

••Hold

Interlaboratory Verification
HRGC/HRMS-SIM

Figure 4. General analytical scheme.

18

�Grab samples--Portions of the ash, fuel, and aqueous samples were composited according to a schedule provided by RTI to form daily and shift composites for each sample type for selected sampling days. Fly ash, bottom ash,
and coal from the Ames site were prepared prior to compositing by pulverizing
in a ceramic ball mill with stainless steel balls.
Plant background air samples—The single combustion air sample collected
each day was extracted and analyzed individually. Prior to extraction, the
filters were weighed to allow estimation of the total particulate catch.
Sample Extraction—
Solid samples—In order to determine the most appropriate extraction
procedure, a number of solvent and extraction systems were evaluated using
samples of Ames fly ash spiked with selected PAH's and 1,2,3,4-TCDD. Chlorinated solvents were avoided in order to minimize the possibility of producing chlorinated species during the extraction. Preliminary evaluations of
simple sample-solvent contact techniques added by mechanical or ultrasonic
agitation produced low recoveries. Subsequent evaluations were focused on
Soxhlet and reflux procedures. Table 2 summarizes the results of evaluations
of seven sample pretreatment and solvent system combinations using Ames fly
ash spiked with selected PAHs and 1,2,3,4-TCDD. Pretreatment with water and
Soxhlet extraction with benzene provided the highest recovery for all spiked
compounds. The average recovery for the nine compounds was 81%. The range
of recoveries obtained with this procedure was 56 to 107%.
The influence of pretreatment with water on the extractability of the
target compounds is not clear. However, a general improvement in recoveries
was observed for extractions with acetone/cyclohexane azeotrope when water
was added to the ash prior to extraction. Similar effects have been reported
for soil and sediment extraction by many researchers. Possibly, the water
hydrates cations in the ash that tend to associate with the mobile n-cloud of
polynuclear species so that they are more easily extractable.
Some researchers have reported good recoveries with procedures involving
pretreatment with aqueous acid and extraction with aromatic solvents, e.g.,
pretreatment with 1 N HC1 and extraction with toluene.6 However, this procedure was determined to be unsatisfactory for several reasons. Acid pretreatment may encourage degradation of some compounds. Reflux or Soxhlet extraction
with toluene must be conducted at a higher temperature than for benzene (the
boiling points of toluene and benzene are 111 and 80°C, respectively) so that
thermally unstable and relatively volatile compounds may be lost. In addition,
toluene extracts cannot be conveniently concentrated using Kuderna-Danish
evaporation over a steam or hot water bath.
All solid samples were Soxhlet extracted with benzene for 8 to 16 hr.
The entire sample was extracted for the flue gas train components. Twentygram aliquots of coal, refuse, refuse-derived fuel (RDF), bottom ash, and fly
ash were extracted. The fly ash was mixed with 10 ml of prepurified water
just prior to analysis. All samples were spiked with the two surrogate spiking compounds, dg-naphthalene and d12-chrysene, just prior to extraction.
However, since the extracts for various flue gas components were later combined, only one component for each flue gas sample was selected for surrogate
19

�TABLE 2. RECOVERY OF SELECTED PAHs AND 1,2,3,4-TCDD FROM AMES FLY ASH
% Recovery
D
E

F

G

62

46

102

63

49

42

107

65

68

60

25

94

60

65

68

64

24

86

72

54

74

75

72

67

81

Chrysene

38

40

NSa

NS

38

15

73

Benzo [ a ] py rene

26

28

35

52

26

8

69

Indeno[l,2,3-c,d]pyrene

15

20

27

40

15

0

58

Benzo [ g , h , i ] pery lene

17

24

25

41

17

0

56

Average

45

48

50

59

44

25

81

Compound

A

B

C

Phenanthrene

62

76

60

63

Anthracene

49

67

48

Fluoranthene

60

61

Pyrene

64

1,2,3,4-TCDD

Note: A.
B.
C.
D.
E.

Soxhlet 16 hr, cyclohexane, dry fly ash (20 g).
Same as A except 5 ml H20 + 5 ml acetone added to fly ash.
Soxhlet 16 hr, acetone/cyclohexane azeotrope (67% acetone).
Same as C except 5 ml H20 added to fly ash (80% cyclohexane).
Soxhlet 16 hr, cyclohexane/ethanol azeotrope + 10 ml water
on fly ash (20 g).
F. Reflux 4 hr with 250 ml H20 + 50 ml toluene.
G. Soxhlet 16 hr with benzene + 10 ml H20 added to 20 g fly ash.

a NS = No chrysene in spike.

20

�spiking. The component selected was varied so as to provide some recovery
data for all components.
The extracts from coal, refuse, and RDF were washed with three 100-ml
portions of prepurified water to remove polar interferences. The extracts
from all solid samples were dried by passage through short columns of preextracted anhydrous sodium sulfate before concentration to 2 to 10 ml in
Kuderna-Danish evaporators. The extracts were further concentrated under a
gentle stream of dry nitrogen. The final extract volume was typically 1.0
ml. However, some extracts were analyzed at volumes ranging from 0.20 to
10.0 ml. All extracts were spiked with the internal standard for scanning
HRGC/MS, djo-anthracene, prior to analysis.
Aqueous samples—All aqueous samples, i.e., flue gas rinses, first impinger waters, overflow waters, raw waters, etc., were batch extracted in
separatory funnels with three 60-ml portions of cyclohexane. As in the case
of the solid samples, the aqueous samples were spiked with the surrogate spiking compounds just prior to analysis. The resulting extracts were dried and
concentrated to 0.20 to 1.0 ml according to the procedures described for solid
samples.
TOC1 Assay-The TOC1 contents of all extracts were determined using a simplified GC/
Hall procedure. A short packed column and a rapid temperature program were
used to elute all chromatographable compounds with volatilities equal to or
greater than dichlorobenzene as a single peak. The TOC1 contents of sample
extracts were determined by comparing the area response of the peak with that
obtained for chlorinated standards. TOC1 results were expressed as chloride.
The specific parameters used by SwRI and GSRI for TOC1 assays of the Ames and
Chicago samples, respectively, are shown in Table 3. A sample TOC1 chroraatogram for an Aroclor 1254 PCB standard (GSRI procedure) is shown in Figure 5.
HRGC/Hall-FID Screening-Sample extracts were screened by HRGC/Hall-FID prior to HRGC/MS analysis
to provide a preliminary indication of their halogenated and hydrocarbon contents. In addition, the Hall responses were used to help identify elution
times on which to focus examination of the subsequent mass spectral data for
halogenated compounds. The specific parameters used by SwRI and GSRI are
shown in Table 4. Fused silica capillary columns were used with Grob-type
capillary injection systems operated in the splitless mode. GSRI did not have
a fused silica column effluent splitter available; hence, extracts from the
Chicago plant were screened using FID detection only.
Scanning HRGC/MS-Sample extracts were analyzed by HRGC/MS to determine the target PAH compounds and to allow identification and quantitation of specific chlorinated
compounds. The primary determinations of surrogate spiking compound recoveries were made from the HRGC/MS data. The chromatographic parameters utilized
were essentially identical to those used for the HRGC/Hall-FID screening.

21

�TABLE 3. TOC1 ANALYSIS PARAMETERS

Parameter

SwRI
(Ames samples)

GSRI
(Chicago NW samples)

Column

0.9 m x 4 nun ID, glass

1.0 m x 2 mm ID, glass

Packing

2.5 cm of 10% SP-2100
UltraBond

3.8 cm of 2.5% SE-30 on
80/100 mesh Chromosorb G,
rest of column filled
with 80/100 mesh glass
beads

Carrier gas

He at 60 ml/min

He at 30 ml/min

Column temperature

60°C for 3 min, then
to 230°C at 40°C/min

60°C for 3 min, then to
250°C at 40°C/min

External standard
compound

chlorobiphenyl

Aroclor 1254

22

�25 ng Aroclor 1254
Attenuation - 500

V)

a&gt;
ID

V

ex.

Vent Valve
Closed

4

8

12

Time (Minutes)

Figure 5.

TOC1 chromatogram for Aroclor 1254.

23

16

�TABLE 4. HRGC SCREENING PARAMETERS

Parameter

GSRI
(Chicago NW samples)

SwRI
(Ames samples)

Column

30 m fused silica,
wall coated with SE-30

30 m fused silica,
wall coated with SE-30

Column temperature

100°C for 5 min, then
to 300°C at 10°C/min

60°C for 2 min, then
to 300°C at 10°C/min

Detectors

Hall-FID, 1:1 split

FID

During the runs, the spectrometer was repetitively scanned over the range m/e
35 to 550 at 1.0 sec/scan. The PAH compounds, including the surrogates, were
identified using three extracted ion current plots (EICPs). The criteria for
compound identification are coincident peaks in all EICPs at the appropriate
retention time with the characteristic response ratios. Compounds identified
were quantitated by comparing the EICP response for the most abundant ion with
that for the same compound in a mixed standard solution.
Tier 2 Methods
Following completion of the tier 1 chemical analyses, RTI conducted a
statistical analysis of the TOC1 results and constructed a preliminary design
for the nationwide survey based on the observed TOC1 variabilities. The preliminary survey design specified sampling programs of 5 and 3 days duration
for coal-fired and refuse-fired plants, respectively. Hence, in order to allow inclusion of the pilot study data in the survey data set, the extracts
were composited prior to further analysis to simulate a 5-day test at the Ames
plant and a 3-day test at the Chicago plant. The compositing scheme, provided
by RTI, is shown in Table 5. The composite extracts for each composite day
were prepared by combining equal volumes of daily composites from the designated sample days. This necessitated the preparation of daily composites from
shift composite extracts or individual sample extracts for many samples and
sample days.

24

�TABLE 5. EXTRACT COMPOSITING SCHEME FOR TIER 2 ANALYSES
Composite day

I
II
III
IV
V

Sample days combined
Ames samples
Chicago samples

3/2, 3/15
3/13, 3/22
3/14, 3/19
3/17, 3/20
3/3, 3/23

5/6, 5/9, 5/16
5/7, 5/10, 5/12
5/11, 5/13, 5/15

The composite extracts were screened by HRGC/Hall-FID or HRGC/FID prior
to analysis for PAH compounds by scanning HRGC/MS, and for PCBs, PCDDs, and
PCDFs by HRGC/MS-SIM. Only extracts for which positive responses were obtained for PCDDs and PCDFs were analyzed by HRGC/HRMS-SIM.
HRGC/Hall-FID and HRGC/FID Screening—
The composited extracts were screened by HRGC/Hall-FID (Ames samples) or
HRGC/FID (Chicago samples) by the procedures described for Tier 1 screening
except that fused silica capillary columns wall-coated with SE-54 were used.
Scanning HRGC/MS Analysis—
The HRGC/MS procedures employed for the composite extracts were essentially the same as was used for tier 1 analyses. The target PAH compounds
were determined and any other compounds observed were identified by manual
and computer-assisted spectral interpretation. Quantitative estimates for
all compounds identified were based on responses versus responses for the
same or similar compounds in standard solutions.
HRGC/MS-SIM AnalysisAll composite extracts were screened for the presence of PCDDs and PCDFs
by HRGC/MS-SIM. The chromatographic parameters used by SwRI and GSRI for the
Ames and Chicago extracts, respectively, were the same as were used for scanning HRGC/MS analyses. The ions selected for detection were the two most abundant ions in the molecular cluster for each compound. No positive responses
were detected in any of the Ames extracts. Positive responses were detected
in composite flue gas extracts from the Chicago plants. However, interfering
materials in the extracts hindered reliable identifications.
Three composite flue gas extracts from the Chicago plant were cleaned by
a vigorous base treatment, an acid treatment, and an alumina chromatographic
procedure specifically developed for PCDD and PCDF assays. The composited
extracts were split into two fractions each. One fraction was spiked with
l,2,3,4-tetrachlorodibenzo-£-dioxin and octachlorodibenzo-£-dioxin, and the
other fraction was not spiked. The extracts were stirred with 45% aqueous
KOH solution at ambient temperature for 3 hr. The mixture was extracted with
hexane and the extract was washed with concentrated sulfuric acid until the
washes remained colorless. The extract was concentrated and chromatographed
on an alumina column using dichloromethane as the eluting solvent.
25

�The cleaned extracts were analyzed at MRI by HRGC/MS-SIM. The instrumental parameters are listed in Table 6. These analyses were conducted using
a high resolution mass spectrometer operated at 1,000 resolution (10% valley).
Positive PCDD and PCDF responses were detected in all extracts. Since low
resolution mass spectrometric analysis of PCDDs and PCDFs in environmental
extracts may be obscured by the presence of similar chlorinated aromatic compounds (e.g., PCB's), these extracts were held for analysis by capillary gas
chromatograpy/high resolution mass spectrometry using selected ion monitoring
(HRGC/HRMS-SIM).
TABLE 6. HRGC/MS PARAMETERS USED FOR ANALYSES OF PCDDs AND PCDFs IN
COMPOSITE CHICAGO NW FLUE GAS OUTLET EXTRACTS
Column

18 m fused silica wall-coated with SE-54

Column temperature

110°C for 2 min, then to 325°C at 10°C/
min

Injector

J&amp;W on-column

Spectrometer resolution

1,000 (10% valley)

Scan rate

1-2 sec/scan (3-5 ions/scan)

Ions selected (m/e)
Trichlorodibenzo-£-dioxin
Tetrachlorodibenzo-£-dioxin
Pentachlorodibenzo-£-dioxin
Hexachlorodibenzo-£-dioxin
Heptachlorodibenzo-£-dioxin
Octachlorodibenzo-£-dioxin

285.9,
319.9,
353.9,
389.8,
423.8,
457.7,

287.9
321.9
355.9
391.8
425.8
459.7

Trichlorodibenzofuran
Tetrachlorodibenzofuran
Pentachlorodibenzofuran
Hexachlorodibenzofuran
Heptachlorodibenzofuran
Octachlorodibenzofuran

269.9,
303.9,
337.9,
373.8,
407.8,
441.7,

271.9
305.9
339.9
375.8
409.8
443.7

The Ames and Chicago composite flue gas outlet extracts were also analyzed
at MRI for PCBs by HRGC/MS-SIM. The instrumental parameters and ions selected
are shown in Table 7. The focused ions were switched several times during a
single HRGC/MS run so that all PCB compounds could be analyzed in two runs,
one for odd chlorine substitutions and a second for even chlorine substitutions. PCBs were quantitated by comparing the total area response for all

26

�TABLE 7. HRGC/MS-SIM PARAMETERS USED FOR ANALYSIS OF PCBs
IN COMPOSITE FLUE GAS OUTLET EXTRACTS
Column

15 m fused silica, wall-coated with DB-5
(a specially bonded SE-54 coating)

Column temperature

60°C for 2 min, then to 265°C at 8°C/min

Injector

Grob-type, splitless

Spectrometer resolution

1,000 (10% valley)

Scan rate

1-2 sec/scan (2-4 ions/scan)

Ions selected (m/e)
Dichlorobiphenyl
Trichlorobiphenyl
Tetrachlorobiphenyl
Pentachlorobiphenyl
Hexachlorobiphenyl
Heptachlorobiphenyl
Octachlorobiphenyl
Nonochlorobiphenyl

221.9,
255.9,
291.9,
323.9,
357.8,
393.8,
427.7,
461.7,

223.9
257.9
293.9
325.9
359.8
395.8
429.7
463.7

compounds identified for a specific chlorine substitution with the area response for a specific isomer of the same chlorine substitution number. For
example, total trichlorobiphenyls were quantitated against 2,5,2'-trichlorobiphenyl. The PCB isomers used for quantitation are listed in Table 8.
TABLE 8. PCB COMPOUNDS USED FOR DETERMINATIONS IN COMPOSITE
FLUE GAS OUTLET EXTRACTS
2,2'-Dichlorobiphenyl
4,4'-Dichlorobiphenyl
2,5,2'-Trichlorobiphenyl
2,4,2',4'-Tetrachlorobiphenyl
2,4,2',5'-Tetrachlorobiphenyl
2,3,4,5,6-Pentachlorobiphenyl
2,4,6,2',4',6'-Hexachlorobiphenyl
2,3,4,2',3',4'-Hexachlorobiphenyl
2,3,4,5,6,2',5'-Heptachlorobiphenyl
2,3,4,5,2',3',4',5'-Octachlorobiphenyl
Decachlorobiphenyl

27

�HRGC/HRMS-SIM Confirmatory Analysis of PCDDs and PCDFs-PCDDs and PCDFs were identified and quantitated in the composite Chicago
flue gas outlet extracts by HRGC/HRMS-SIM. The instrumental parameters employed were the same as for low resolution screening at MRI except that the
spectrometer was operated at 10,000 resolution (10% valley). The selected
ions monitored are listed in Table 9.
In order to achieve maximum sensitivity while minimizing the number of
HRGC/HRMS-SIM runs, ions for a specific chlorine substitution for both dioxins
and furans were monitored in a single run. For example, trichlorodibenzo-p_dioxins and trichlorodibenzofurans were analyzed in the same run. However,
the tetra-substituted compounds were analyzed in separate runs to provide even
better sensitivity for the most toxic PCDDs and PCDFs.
The PCDD and PCDF compounds identified were quantitated by comparing the
total area response for all compounds of a specific chlorine substitution with
the area response for a specific isomer of the same chlorine substitution
number. The specific PCDD and PCDF isomers used for quantitation are listed
in Table 10. Compounds for which no corresponding authentic compound was
available were quantitated against the most similar compound. Hence, hexachlorodibenzofurans were quantitated against hexachlorodibenzo-£-dioxin. The
response factor used for pentachlorodibenzodioxins was the average of responses
for tetra- and hexa-isomers. Tetrachlorodibenzo-p_-dioxins were quantitated
using 37Cl4-2,3,7,8-tetrachlorodibenzo-£-dioxin as an internal standard. Since
discrete isomers were not identified, only totals were determined for each
chlorine substitution.
A separate HRGC/HRMS-SIM analysis with a 60-m Carbowax column was used
to determine 2,3,7,8-tetrachlorodibenzo-g-dioxin. The instrumental parameters
are shown in Table 11. The Carbowax column, although providing good separation of specific tetra-isomers, required longer analysis times and caused
signficant peak broadening. Hence, it was not used for general PCDD and PCDF
analyses. The internal standard method employing 37Cl-labeled compound was
used for quantitation.
Quality Assurance Procedures
The analytical quality assurance program consisted of the use of surrogate
spiking compounds in all samples; the use of internal standards for most GC/MS
analyses; analyses of field blanks and method blanks; and interlaboratory comparison studies for selected determinations. Surrogate spiking compounds were
used as the primary analytical quality indicators. The two stable isotope
labeled surrogates, dg-naphthalene and dj2~chrysene, were spiked immediately
prior to extraction into all samples at 5 to 10 times the limits of detection.
The surrogate concentrations were determined using scanning HRGC/MS data.
The surrogate compound recoveries provide indications of overall quality of
the extraction and extract concentration procedures.
All scanning HRGC/MS analyses were conducted using dio~anthracene as the
internal standard. Tetrachlorodibenzo-£-dioxin analyses by HRGC/HRMS-SIM were
conducted using 37Cl4-2,3,7,8-tetrachlorodibenzo-D-dioxin.

28

�TABLE 9. IONS MONITORED DURING HRGC/HRMS CONFIRMATORY ANALYSIS
OF PCDDs AND PCDFs IN COMPOSITE CHICAGO NW FLUE
GAS OUTLET EXTRACTS
Compound

m/e

Trichlorodibenzo-£-dioxin
Tetrachlorodibenzo-£-dioxin
37
Cl4-2,3,7,8-Tetrachlorodibenzo-£-dioxin
(internal standard)
enacorenzo-£-oxn
Pentachlorodibenzo-£-dioxin
Hexachlorodibenzo-£-dioxin
-Heptachlorodibenzo-£-dioxin
Octachlorodibenzo-£-dioxin

285.9355, 287.9325
319.8965, 321.936
327.8847
joj.ooo/,
353.8887,
389.8157,
423.7688,
457.7377,

333.0020
355.8858
391.8127
425.7659
459.7347

Trichlorodibenzofuran
Tetrachloridibenzofuran
Pentachlorodibenzofuran
Hexachlorodibenzofuran
Heptachlorodibenzofuran
Octachlorodibenzofuran

269.9406,
303.9017,
337.8938,
373.8208,
407.7739,
441.7428,

271.9376
305.8987
339,8909
375.8178
409.7710
443.7398

TABLE 10. PCDD AND PCDF COMPOUNDS USED FOR DETERMINATIONS IN
COMPOSITE CHICAGO NW FLUE GAS OUTLET EXTRACTS
1,2,4-Trichlorodibenzo-£-dioxin
1,2,3,4-Tetrachlorodibenzo-£-dioxin
2,3,7,8-Tetrachlorodibenzo-£-dioxin
Hexachlorodibenzo-£-dioxin
(isomer unknown)
Octachlorodibenzo-£-dioxin
2,3,7,8-Tetrachlorodibenzofuran
Octachlorodibenzofuran

29

�TABLE 11. HRGC/HRMS PARAMETERS USED FOR ANALYSIS OF 2,3,7,8-TETRACHLORODIBENZO-R-DIOXIN IN COMPOSITE CHICAGO NW FLUE GAS OUTLET EXTRACTS

Column

60 m fused silica, wall-coated with
Carbowax 20M

Column temperature

110°C for 2 min, then to 220°C at
10°C/min

Injector

J&amp;W on-column (1 pi injection)

Spectrometer resolution

10,000 (10% valley)

Scan rate

1 sec/scan (3 ions)

Ions selected

319.8965, 321.8936

Tetrachlorodibenzo-g-dioxin
37
C142,3,7,8-Tetrachloro-£dioxin (internal standard)

327.8847

Analyses of field blanks and method blanks (i.e., laboratory blanks) provided indications of possible sample contamination due to contact with the
sampling and analysis equipment as well as general sample and extract handling.
Field blanks comprised 10 to 15% of the total samples and included unused components of the flue gas sampling train, a complete sampling train for each
plant (as described in Section 5), unused sample containers, and aliquots of
solvents used for sample recovery at the plant. Method blanks were extracts
prepared in the same manner as sample extracts although no samples were extracted.
Since the tier 1 analyses were conducted by two laboratories (SwRI and
GSRI), interlaboratory comparison studies were conducted to check the comparability of the resulting data. Three such studies were conducted. Comparability of TOC1 results was investigated by a set of TOC1 check extracts prepared by MRI and by an exchange of selected sample extracts between SwRI and
GSRI. Check samples of fly ash spiked with selected chlorinated compounds
were also prepared by MRI and analyzed by SwRI and GSRI using HRGC/Hall and
scanning HRGC/MS. In addition, extracts in which positive responses were observed for PCDDs and PCDFs by HRGC/HRMS-SIM were submitted to Robert Harless
at EPA's Environmental Monitoring and Support Laboratory in Research Triangle
Park for collaborative analysis. The results of these analyses are described
in Section 9.

30

�CADMIUM
Samples of fly ash weighing 0.1 g or samples of bottom ash weighing 0.1
to 1 g were placed in 150-ml beakers that had been precleaned with nitric
acid. Ten milliliters of aqua regia were initially added to each ash sample.
The samples were gently heated and allowed to reflux until the evolution of
yellow fumes subsided. An additional 5 ml of aqua regia was then added, and
the ash was allowed to continue digesting. Another 5 ml of aqua regia was
added to all samples, and the samples were allowed to digest for at least 20
more min.
The samples were permitted to cool, and all of the material was transferred to 50-ml plastic centrifuge tubes. Centrifugation was accomplished at
2,500 rpm for approximately 5 min. The supernatant liquid was transferred by
Pasteur pipets to the original beakers. Deionized water was added to the
residue in the centrifuge tubes, the mixtures were agitated, the tubes were
once again centrifuged, and the supernatant was added to that in the original
beakers. This washing procedure was repeated again. The residue remaining
in the centrifuge tube was then washed three times with a 5% (v/v) nitric acid
solution. For each washing, 5 ml of the acid solution was added to each sample, and the samples were centrifuged and processed as described above.
The final solutions in the beakers (approximately 85 ml) were returned
to the hot plate and heated gently until the volume of the solution was reduced to 20 ml. The solutions were allowed to cool, filtered through Whatman
No. 4 filter paper, and diluted to 50 ml with deionized water.
A modification of this procedure was used for the digestion of refuse
and filter samples. Fifteen milliliters of aqua regia and 10 ml of deionized
water were added to 1-g portions of refuse or to the entire air filter. Tap
water and probe-rinse water were digested by adding 3 ml of concentrated nitric
acid and 1 ml of concentrated hydrochloric acid to 200 ml of sample and heating
gently until the volume was reduced to less than 50 ml. The digested sample
was diluted to 50 ml with deionized water. Solutions prepared by digestion
of solid samples were analyzed by flame atomic absorption spectrophotometry
(AAS) using an air-acetylene flame. Water samples were analyzed by heatedgraphite atomization AAS.
A comprehensive QA/QC control program was conducted for cadmium analyses. The program included analysis of the National Bureau of Standards coal
fly ash standard reference material, aqueous solutions of cadmium prepared
in-house, fortified and duplicate samples, and reagent blanks. Samples were
usually digested and analyzed in groups of eight: four distinct samples, a
duplicate of one of the original four which had been fortified with 10 pg of
cadmium, a duplicate of another of the original four which was unaltered, a
quality-control sample, and a reagent blank. The fresh dilutions of a standard solution of cadmium were prepared on each day of analysis and were used
to calibrate the AAS.
The precision and accuracy of the analytical method used by GSRI were
determined by analysis of a coal fly ash standard reference material from the
National Bureau of Standards (NBS) and fortified fly ash from the Chicago
31

�Northwest Incinerator. The average and standard deviation of the percentage
of cadmium recovered by analysis of four replicate samples of the NBS coal
fly ash was 98 ± 11. Analysis of seven replicate samples of incinerator fly
ash showed the cadmium concentration to be 260 M8/8- The recovery of cadmium
from the incinerator fly ash was determined by analysis of samples fortified
with cadmium. The results of the recovery study are presented in Table 12.
An average of 95 ± 15% of the cadmium was recovered from the fortified samples. SwRI provided QA measures in terms of analysis of all sample types
spiked at the levels shown in Table 13.

32

�TABLE 12. RECOVERY OF CADMIUM FROM FORTIFIED SAMPLES OF
FLY ASH FROM THE CHICAGO NW INCINERATOR
Cadmium
determined
in fortified
sample (|Jg/g)

Cadmium
added to
sample
(Mg/g)

Percent
cadmium
recovered

Sample

Cadmium in
original
sample
(Hg/g)3

1

260

100

330

70

2

260

99

370

111

3

260

100

360

100

4

260

97

350

93

5

260

100

360

100

6

260

100

370

110

7

260

100

340

80

Mean recovery

95

Standard deviation

15

a Average of seven replicate analyses.

TABLE 13. RECOVERY OF CADMIUM FROM FORTIFIED SAMPLES
FROM THE AMES MUNICIPAL POWER PLANT
Sample type

Spike level

Fly ash

0.5 Mg/g

97

Bottom ash

0.5 Mg/g

93

Refuse

0.1 Mg/g

98

Coal

0.5 Mg/g

94

Aqueous

4 (Jg/100 ml

33

Recovery

110

�SECTION 7
FIELD TEST DATA
AMES MUNICIPAL POWER PLANT, UNIT NO. 7
The field test activity at the Ames Municipal Power Plant took place
from February 25, 1980 to March 28, 1980. All required tests were completed
and all recovered samples were sent to SwRI for analysis.
A summary of the reduced data for flue gas sampling on a daily basis as
calculated from the field data sheets is presented in Table 14. The following abbreviations are used throughout this report: DSCF = dry standard cubic
feet, DSCM = dry standard cubic meters, ACFM = actual cubic feet per minute,
DSCFM = dry standard cubic feet per minute, and DSCMM = dry standard cubic
meters per minute. The data listed are corrected to standard conditions, i.e.,
20°C (68°F) and a barometric pressure of 29.92 in. of mercury (1.0 atm). Percent isokinetic is the sampling velocity expressed as percent of the gas velocity in the stack or duct at the sampling points. Events that may have
created uncertainties as to the quality of the flue gas sampling procedures
are noted. Due to severe weather conditions, flue gas outlet samples were
not collected on test days 3 to 11.
Process data was monitored on an hourly basis during the entire testing
period. Table 15 presents a summary of the pertinent process data as averages
for daily 24-hr plant operation and operation during the flue gas sampling
durations. The process data gathered indicated that the operating conditions
fluctuated in patterns related to the amount of electricity generation demand
placed on the boiler, and on the type of fuel being burned to meet that demand. Overall fluctuation consisted of two components. The first component
was the daily variation. The load peaked in the afternoon and fell to a minimum before dawn. The second type of variation was caused by sudden operational changes, which was due to reduced power generation for various reasons
such as the buying of cheaper power from a private utility, or the reduction
in flow of RDF to the boiler.
Unit No. 7 was generally operated between a range of 16 to 35 MW. Production over 35 MW placed considerable wear on the unit, and was avoided whenever possible. Production under 16 MW introduced instability and the possibility of large transient swings in operating conditions. Usually the boiler
was operating close to one of these limits. It operated at 35 MW during peakloads because the load of the serviced community was over 35 MW. Production
was reduced to 16 MW when off-peak power could be bought more cheaply from
neighboring utilities.
34

�TABLE 14. DAILY DATA SUMMARIES FOR FLUE GAS SAMPLING, AMES MUNICIPAL POWER PLANT, UNIT HO. 7

Date
Test
(1980) no.

Sampling
location

Inlet

3-2

3-3

1

2

North0
Soutjh

Outlet

263d

4

3-6

5

3-7

6

3-8

7

3-9

8

3-10

9

3-11

10

3-12

11

Stack
THC temperature
pp.
°F

Molecular
weight

Moisture

Velocity
ft/sec

4.48
4.48
6.34
6.34

12.79
12.79
11.31
11.31

18.00
18.00
15.00
15.00

&lt;
&lt;
&lt;
&lt;

2
2
2
2

334.31
311.78
320.93
309.92

29.01
29.35
29.30
29.31

9.95
7.15
6.32
6.24

33.55
29.09
22.69
24.79

Northe 173.54
North* 126.93
South* 212.05
South
101.52
ISA
324.36
2&amp;3
307.31

4.92
3.60
6.01
2.88
9.19
8.70

4.38
4.33
4.33
4.33
5.87
5.87

13.80
13.80
13.80
13.80
12.44
12.44

.
12.00
12.00
11.00
11.00
11.00

&lt;
&lt;
&lt;
&lt;
&lt;
&lt;

2
2
2
2
2
2

351.55
373.36
234.83
369.90
342.38
336.94

29.34
29.32
29.41
29.39
29.31
29.31

8.39
8.59
7.81
7.97
7.45
7.48

37.78
42.94
46.61
37.15
26.00
26.10

North
South
14
&amp;8
2&amp;3*

184.21
252.78

5.22 4.43
7.16 4.43

14.41
14.41

17.00 &lt; 2
17.00 &lt; 2

370.46
352.55

29.56
29.30

7.43
9.48

North
South
1&amp;4I*
2S3h

256.88
246.73

7.28
6.99

4.41
4.41

14.56
14.56

18.00 &lt; 2
18.00 &lt; 2

361.09
349.23

29.49
29.38

Inlet

North
South

367.65
323.17

10.41
9.15

4.35
4.35

13.79
13.79

18.00
18.00

&lt; 2
&lt; 2

363.83
347.46

Inlet

North
South

368.68
365.42

10.44 4.59
10.35 4.59

13.92
13.92

16.00 &lt; 2
16.00 &lt; 2

Inlet

North
South

351.42
333.61

9.95
9.45

4.79
4.79

13.60
13.60

28.00
28.00

Inlet

North1
North1
South3.
Souttr"

74.03
294.81
121.92
140.22

2.10
8.35
3.45
3.97

7.1
7.1
7.1
7.1

11.6
11.6
11.6
11.6

Inlet

North!*
South

130.81
193.61

3.70
5.48

3.7
3.7

Inlet

North
South

394.09
383.01

11.16
10.85

4.7
4.7

Inlet

,
Gas flow
ACFM
DSCFM

DSCMM

North"
South

Inlet

Outlet
Inlet

3-5

Gas composition
C02
CO
ppm

5.80
7.43
6.06
6.88

Inlet

3

°2

204.62
262.52
214.10
243.02

Outlet

3-4

Sanple volume
DSCM
DSCF

Outlet

Isokinetic
rate
%

247,700

147,000

4,162

gg'oj

296,000

182,000

5,153

™m*°

_
650,300

376,000

10,650

gjj'^g
107.14

324,600

190,600

5,397

gg'^

45.10
43.72

346,200

193,100

5,467

*'^
||

8.14
9.03

43.20
41.09

333,300

189,800

5,375

,gj'jo

29.28
29.18

8.93
9.72

42.92
43.48

341,600

200,300

5,671

''4
^5

351.00
335.86

28.14
29.27

18.32
9.18

43.61
44.01

346,400

187,400

5,307

'gjj'gj

&lt; 2
&lt; 2

377.55
359.83

29.19
29.16

9.56
9.75

39.62
39.28

312,000

171,460

4,855

JQJ'J*

25.00
25.00
25.00
25.00

&lt;
&lt;
&lt;
&lt;

316.83
364.73
344.38
315.88

29.19
29.16
29.20
29.17

7.79
8.05
7.78
8.02

30.27
30.38
36.43
27.38

492,300

286,000

8,098

,gj
''j

13.9
13.9

25.00
25.00

&lt; 2
&lt; 2

352.09
330 . 65

29.31
28.25

8.59
17.13

45.23
43.77

351,900

196,200

5,555

gg'^g

13.5
13.5

22.0
22.00

&lt; 2
&lt; 2

374.75
356.59

29.49
29.30

6.98
8.48

45.68
44.20

355,400

201,000

5,692

jpj'jg

2
2
2
2

95.60

50.55

(continued)

�TABLE 14 (continued)

Date
Test
(1980) no.

Sampling
location

Inlet
3-13

12

Outlet
Inlet

3-14

13

Outlet
Inlet

3-15

14

Outlet
Inlet

3-17

15

Outlet
Inlet

3-18

16

Outlet
Inlet

3-19

17

Outlet
Inlet

3-20

18

Outlet
Inlet

3-22

19

Outlet
Inlet

3-23

20

Outlet

Sample volume
DSCM
DSCF

Gas composition
C02
CO
ppm
X
%

02

Stack
THC temperature
ppi.
°F

Molecular
weigl.t

Moisture
X

Velocity
ft/sec

North
South
1&amp;4"
2&amp;3

350.46
369.82
158.98
305 . 29

9.92 3.34
10.47 3.34
4.50 5.17
10.35 5.17

15.56
15.56
13.97
13.97

21.00
21.00
18.00
18.00

&lt;
&lt;
&lt;
&lt;

2
2
2
2

361.78
340.61
339.44
315.08

29.53
29.54
29.56
29.28

8.63
8.54
7.10
9.37

42.45
41.41
25.85
26.58

North
South
1&amp;4
2&amp;3

374.34
352.11
367.77
351.36

10.60 3.70 14.81
9.97 3.70 14.81
10.42 5.31 13.18
9.95 5.31 13.18

28.00
28.00
30.00
30.00

&lt;
&lt;
&lt;
&lt;

2
2
2
2

384.68
375.70
365.94
358.75

29.31
29.30
29.14
29.15

9.67
9.70
9.60
9.50

43.48
41.49
24.34
24.84

North
South
1&amp;4
2&amp;3

276.77
268.37
319.13
307 . 00

6.31 12.59 22.00
6.31 12.59 22.00
8.37 10.67 19.00
8.37 10.67 19.00

&lt;
&lt;
&lt;
&lt;

2
2
2
2

368.23
357.65
319.42
356.65

29.27
28.32
29.09
29.10

8.14
7.68
7.88
7.83

North
South
1&amp;4
2&amp;3

359.80
390.47
406.86
391.84

10.19
11.06
11.52
11.10

3.73
3.73
5.43
5.43

14.40
14.40
12.90
12.90

&lt;
&lt;
&lt;
&lt;

2
2
2
2

371.23
348.41
354.56
345.31

29.35
29.44
29.21
29.25

North
South
1&amp;4
2&amp;3

369.16
371.50
392.69
353.25

10.45
10.52
11.12
10.00

3.82 14.39
3.82 14.39
5.42 13.00
5.42 13.00

23.00 &lt; 2
23.00 &lt; 2
24.00 &lt; 2
24.00 &lt; 2

381.96
354.96
360.06
357.50

North
South
1&amp;4
2S3

349 . 7 1 9.90 3.60 14.40
368 . 75 10.44 3.60 14.40
374.30
10.60 5.30 13.00
360.58
10.21 5.30 13.00

2
2
2
2

North
South0
ISA
2&amp;3

347.89
368 . 08
356.20
388.52

9.85 3.80 13.80 22.00 &lt; 2
10.42 3.80 13.80 22.00 &lt; 2
10.09 6.00 12.50 17.00 &lt; 2
11.00 6.00 12.50 17.00 &lt; 2

North
South
1&amp;4
2&amp;3

363.46
348.60
402.14
401.16

10.29 3.60 14.20
9.87 3.00 14.20
11.39 5.30 12.70
11.36 5.30 12.70

North
South
1&amp;4
2&amp;3

336.53
330.73
301.61
358.98

9.53
9.37
8.54
10.17

7.83
7.60
9.04
8.69

6.00 12.60
6.00 12.60
9.70 10.00
9.70 10.00

22.00
22.00
22.00
22.00

24.00
24.00
26.00
26.00

38.00
38.00
38.00
38.00

&lt;
&lt;
&lt;
&lt;

Gas flowb
ACFM
DSCFH

Isokinetic
rate

Dscrm

332,100

187,100

5,298

326,700

193,600

5,481

336,000

185,400

5,250

306,506

170,300

4,822

30.85
29.96
20.00
21.31

240,400

135,400

3,834

257,500

152,100

4,307

8.83
8.17
8.71
8.43

41.89
42.84
26.01
27.27

335,000

189,000

5,351

332,100

191,500

5,423

29.29
29.37
29.24
29.18

9.36
8.73
8.62
9.09

43.06
41.89
27.12
25.60

335,900

186,300 - 5,274

328,600

187,800

5,319

380.28
361.59
373.12
365.94

29.29
29.37
29.03
29.24

9.68
8.68
10.28
8.59

41.87
43.42
26.75
26.92

337,300

184,300

5,218

334,500

185,300

5,246

350.96
342.65
338.12
342.81

29.33
29.39
29.29
29.21

8.31
7.86
7.79
8.44

42.13
42.11
24.63
26.91

333,100

191,000

5,408

321,200

188,400

5,334

&lt;
&lt;
&lt;
&lt;

2
2
2
2

348.64
342.09
340.00
330.60

29.36
29.41
29.19
29.24

8.54
8.07
8.61
8.23

41.65
39.63
26.26
26.81

321,400

185,000

5,239

330.700

195,500

5,537

&lt;
&lt;
&lt;
&lt;

2
2
2
2

364.41
355.41
354.13
338.13

29.26
28.69
28.82
29.28

8.16
12.74
9.73
5.87

28.65
27.26
16.63
19.70

221,100

121,500

3,440

226,400

132,800

3,761

X
102.35
102.23
77 .72
91.73
101.27
107.20
99.80
96.74
102.11
108.67
104.05
96.83

1 06 . 85
99.99
107.18
95.48
100.17
108.07
99.82
93.81
107.21
97.16
101.03
92.62

92.21
104.31
95.09
97.71
105.17
96.42
104.10
99.03
103.54
115.99
110.45
102.66

(continued)

�TABLE 14 (concluded)

Test
Date
(1980) no.
3-24

21

3-25

22

3-26

23

Sampling
location
Outlet

1,2,
3S4

North1"
Southp
Outlet 1,2,
3&amp;4

Sample volume
DSCF
DSCM

02
%

Gas composition
C02
CO
THC
%
ppm
ppm

130.42

3 6
. 9

5.4 13.2

122.79

3.48

5.4

Stack

Isokinetic

temperature

&lt; 2

Molecular

°F

Moisture

Velocity

%

ft/sec

weight

365.47

29.15

9.53

25.76

Gas flow

ACFM
160.500

DSCFM

rate

DSCMM

90,170

2,553

%
103.72

T ,
Inlet

North
South
Outlet 1,2
3S4

Inlet

326.82
344.98
138.67

13.2

9.26 6 0 12.60
. 0
9.77 6 0 12.60
. 0
3.93 4 8 13.70
. 0

&lt; 2

356.40

29.10

9.92

24.58

&lt; 2
&lt;2
&lt; 2

380.80
382.45
364.38

29.13
29.14
29.24

9.17
9 0
. 9
9.26

37.23
37.40
26.42

153,200

87,030

2,464

101.06

, fi 106.24
1 2 5 0
6
4 6 2
'
'0
' 0 118.43
164,700
93,240
2,640 106.64

2 5 1 0
9
0

a

Average values for duration of test.

b

Sun of flow through total inlet and total outlet.

c

Low volume collected due to high leak rate at end. Volume was corrected for leak rate. Test quality fair.

d

Low volume collected due to freezing of impingers.

e

At 250 rain, noted nozzle pointed in wrong direction. Switched nozzle from 0.312 to 0.250 in. diameter tip to maintain isokinetic flow.
Test quality was good for gas and fair for particulate.

f

Switched nozzle from 0.312 to 0.237 in. diameter tip to maintain isokinetic flow.

g

Due to snow and icy conditions, no sample was obtained.

h

Cancelled per instructions of EPA until 3/13/80.

i

Switched nozzle from 0.250 to 0.310 in. diameter tip to maintain isokinetic flow.

j

Switched nozzle from 0.310

k

Probe found broken at 140 min, no samples retained.
conditions. Test quality was fair.

1

No solutions retained due to backup of H202 into all impingers.

•

QA test cancelled after 240 min due to leak at one of the probe tips.

n

Test stopped at 296 min due to continual freezing of the train components.

o

Problems with the Batelle trap freezing and leaks in the Teflon line were encountered.
Test quality was fair to good.

p

QA test only.

Test quality was good.

to 0.240 with diameter tip to maintain isokinetic flow.
Test restarted with a new probe but only one half the duct was traversed due to freezing
The resin, cyclone and filters were retained. Test quality was fair.

Test quality was fair to poor.
The filter and traps were replaced to solve leak problems.

No samples were saved because nozzle was in the wrong direction nnd the test would not be duplicate.

�TABLE 15. AVERAGE PROCESS DATA FOR THE AMES MUNICIPAL
POWER PLANT, UNIT NO. 7
24-hr
Process data
Standard
deviation
Mean

Flue gas
test duration
process data
Standard
deviation
Mean

Steam flow rate
(1,000 Ib/hr)

255

35

289

50

Steam pressure (psig)

852

3

853

3

Steam temperature

892

3

896

5

Feedwater flow rate
(1,000 Ib/hr)

263

37

298

51

Feedwater temperature

366

16

377

19

(°F)

Fuel feed rate 1
(1,000's Ibs/hr) 2

30.4
30.6

3.2
3.4

33.1

Fuel oil (gal./hr)

10.7

11.2

-

-

I.D. fans amps

45

1

46

2

I.D. fans pressure (psig)
F.D. fans amps

5.5

0.7

1

29

5.9
30

4.2

1.0
1.1

F.D. fans pressure (psig)

4.0

0.6

4.5

0.9

Furnace draft (psig)

0.6

-

0.6

0.1

Flue gas temperature
Boiler exit3
ESP inlet3
Ambient temperature

(°F)
667
323

(°F)

Ambient pressure in. Hg

24
15

31

13

29.01

a Not total time means.

38

0.13

674
326
39a

29.01

31
18
20

0.13

�The daily mean of gross electrical output (24-hr basis) was typically
between 29 and 32 MW due to boiler operation at full output for a large portion of the day. In fact, the hourly readings indicated that output was
rarely below 35 MW between the hours of 8 AM and 10 PM or longer. During
non-peak hours the boiler operated between 16 and 25 MW, depending on load
and the amount of power being purchased from neighboring utilities.
Fuel consumption varied directly with the amount of electricity produced.
Of the three types of fuels used in Unit No. 7 (coal, RDF, and fuel oil), coal
was used in the largest quantity. The amount of RDF burned was limited to
approximately 17% in terms of the total heat produced. This was because RDF,
due to its lower heating value, cannot sustain sufficient temperatures to
maintain required boiler efficiency and steam quality. Also, RDF requires a
longer residence time in the boiler for complete combustion, and this places
another physical restriction on the amount of RDF in the fuel mixture. Fuel
oil is used sparingly, and only as an igniter to insure flame continuity during soot blowing. The large variations in fuel oil consumption noted in Table
15 were more related to operating practices than to the boiler requirements.
The means and standard deviations for coal consumption follow those of
the gross electrical output. This indicates that coal consumption is closely
related to electrical output, as expected. However, these daily averages mask
out one important effect. The amount of coal burned depends on whether there
is RDF in the mixture or not. All other things being equal, the flow of coal
will always go up or down, depending on whether RDF is being removed or introduced into the mixture, respectively.
Data for the steam cycle in the boiler are also listed in Table 15 on an
average basis. Examination of the data on a daily basis indicated that the
steam and feedwater flow rates fluctuate in a daily cycle, with means and
standard deviations following the gross electrical output. However, the
values for steam temperature and pressure remain fairly constant. The feedwater temperature also varied. It was higher on days of high electricity production, and lower on days of low production.
The induced and forced draft fan measurements listed in Table 15 are of
limited significance, since they did not respond to increases in production
with greater airflows and correspondingly greater current consumption. The
furnace draft data indicated little or no correspondence to any of the other
measured data. Most of the flue gas and ESP inlet temperature readings were
incomplete as they did not cover the entire 24-hr day. Most of this information was recorded during peak operation, and may therefore be considered representative for peak operation conditions. Both the flue gas and ESP inlet
temperatures decreased during off-peak periods.
The continuous supply of RDF to the boiler during the test was found to
be unreliable. The RDF conveyors which feed Unit No. 7 were prone to jamming
and required frequent maintenance. Often the RDF supply ran out because the
solid waste recovery plant was experiencing mechanical problems, or had run
out of refuse to process. The durations of RDF-firing during the flue gas
sampling periods are shown in Table 16 along with the mean coal feed rates.

39

�TABLE 16. FUEL COMBUSTION DURING FLUE GAS SAMPLING

Date

Test period

Mean coal
feed rate
(1,000 Ib/hr)

3/2/80
3/3/80
3/4/80
3/5/80
3/6/80
3/7/80
3/8/80
3/9/80
3/10/80
3/11/80
3/12/80
3/13/80
3/14/80
3/15/80
3/17/80

1120-2000
0920-1855
0900-1800
0900-1820
0840-2140
0850-2220
0840-2215
0830-2211
0810-1733
0825-2235
0910-1315
0835-2147
0840-2255
0905-2206
0849-2225
0900-2325
0843-2407

33.5
32.6

3/20/80
3/22/80
3/23/80
3/24/80
3/25/80
3/26/80

0905-1625
0947-1412
0927-1410
1110-1547
1120-1546
0922-1406

None
1100-1530
Entire run
1020-finish
0900-finish
1230-finish
0900-finish
None
1512-finish
Entire run
Entire run
1608-finish
Entire
None
1010-1105
1340-finish
Entire run
Start-1310
1610-finish
1100-1135
Start-1212
None
Entire run
Entire run
Start-1330

34.9
36.2
34.3
35.5
35.4
35.7
32.1
25.2
36.3
33.8
35.1
38.6
34.4
23.0
35.1

3/18/80
3/19/80

RDF feed period

33.3
33.2
21.4
33.1
33.8
35.1

Mean RDF
density
(lb/ftS)

.
5
4.7
5
4.3
4
3.7
4
4
4.3
4.3
4.5
NAa
3.7
4
3.5

4
3.8
3.3

a NA = not available.
Out of 23 days of sampling, RDF was burned during the entire test run for
only 7 days. On 12 days RDF was burned part of the time, and on 4 days it
was not burned during the flue gas sampling.
Routine activities such as ash removal and soot blowing were performed
at times designated in the test plan. RDF was observed to have a substantially higher ash content than coal, and this characteristic was reflected by
longer ash removal periods, and more periodic soot blowing. Both activities
decreased substantially when RDF was not being burned.
Table 17 contains information on daily production and consumption at the
Ames Municipal Power Plant, Unit No. 7 recorded by the power plant operators
40

�TABLE 17. DAILY PRODUCTION AND CONSUMPTION AT AMES MUNICIPAL POWER PLANT, UNIT NO. 7

Date
3/2/80
3/3/80
3/4/80
3/5/80
3/6/80
3/7/80
3/8/80
3/9/80
3/10/80
3/11/80
3/12/80
3/13/80
3/14/80
3/15/80
3/17/80
3/18/80
3/19/80
3/20/80
3/22/80
3/23/80
3/24/80
3/25/80
3/26/80

a

Power production
(kwh)
gross
net

Thermal energy
(Btu/kwh)
net
gross

681,000
709,000
761,000
759,000
7000
4,0
735,000
648,000
494,000
693,000
739,000
7000
5,0
742,000
729,000
5800
0,0
699,000
759,000
748,000
753,500
7600
0,0
426,000
710,000
700,000
726,000

11,186
11,296
11,396
11,697
11,693
11,652
11,602
11,524
10,955
11,440
11,348
11,544
11,537
11,434
11,170
10,855
10,794
11,368
11,077
11,311
10,841
11,080
10,949

623,902
648,682
700,072
698,461
679,858
674,470
590,057
443,496
635,037
678,629
6846
8,5
681,889
668,119
457,939
639,942
696,494
682,596
689,205
647,644
382,263
650,039
642,011
664,973

12,210
12,346
12,388
12,711
12,728
12,697
12,742
12,836
11,985
12,458
12,362
12,562
12,588
12,684
12,201
11,829
11,829
12,388
12,075
12,605
11,841
12,081
11,954

Steam
production
(Ib/kwh)

9.57
9.59
9.53
9.73
9.50
9.64
9.54
9.47
9.54
9.57
9.62
9.68
9.51
9.50
9.59
9.52
9.51

9.56
9-55
9.49
9.61
9.52
9.60

Iowa coal
(Ibs)
339,988
418,330
412,290
434.538
432,096
427,127
358,286
301,888
486,980
334,328
408,980
432,270
412,440
322,448
412,335
417,010
414,315
445.392
410,520
269,610
629,920
610,880
612,960

This value is derived from the average Btu content of each fuel,

b This is only a rough measure of RDF weight.

Fuel consumption L
RDF"
Colorado coal
(Ibs)
(Ibs)
432,712
342,270
351,210
370.162
339,504
378,773
317,720
267,712
262,220
392,472
334,620
368,230
324,060
253,352
337,365
341,190
338,985
379,408
335,880
220,590
157,480
152,720
153,240

0
113,000
226,800
192,375
213,200
130,800
168,460
26,000
81,200
229,600
229,075
144,075
230,400
22,050
97,650
154,874
134,816
63,700
92,000
0
51,600
93,000
134,970

Oil
(gal.)
60
160
70
60
90
100
130
150
100
270
290
50
90
910
70
60
100
490
640
800
490
680
40

Sluice water
for bottom
and fly ash
Removal
(gal.)
250,000
340,000
320,000
380,000
450,000
320,000
360,000
314,908
386,716
403,172
413,644
422,620
418,132
335,104
396,000
473,000
477,000
320,000
250,000
180,000
300,000
430,000
540,000

Water input
to evaporator
(gal.)
8,300
9,000
2,200
6,800
9,200
2,500
1,120
8,500
6,300
5,800
3,500
9,100
0
5,700
11,100
15,200
6,000
7,300
5,400
16,600
4,500
4,000
18,500

�on a daily basis. The total gross and net power production was recorded directly from meters inside the plant. The total steam produced divided by the
gross power production gave a good indication of boiler efficiency. Separate
meters were used for measuring the water used for ash removal and the total
input to the evaporators. The days of highest sluice water use corresponded
with days of prolonged use of RDF in the fuel mixture. The evaporators eventually feed into the working fluid cycle of the boiler, and gave a fair indication of make-up water required, except that there was a water reclamation
system attached to the boiler. Hence, these values indicated new input to
the system, but did not account for total make-up water requirements.
Most of the fuel types were very accurately measured. Coal was measured
through a weight integrating system, and fuel oil was similarly measured
through a volume integrating system. However, no accurate measurement of the
RDF was possible. The values listed were derived from volumetric readings
and a very rough measurement of the RDF density, taken once every shift. Although rough estimates of the RDF content were made, there was no effective
means for obtaining a representative sample of the refuse mixture. The variability of the RDF in the total pulverized mixture is reflected in the results
for TOC1 and inputs and emissions of cadmium from this plant.
The BTU contribution of each fuel was then calculated by doing calorimetric analyses. This was done periodically, and the values used for the
duration of this test program are given in Table 18. By summing the Btu contribution of each fuel, a value for total heat production was found. This
value was then divided by either the gross or net electricity production to
express thermal energy as it related to the power production of the day.
CHICAGO NORTHWEST INCINERATOR, UNIT NO. 2
The field test activity took place from April 30, 1980 to May 23, 1980.
All required tests were completed and all recovered samples were sent to GSRI
for analysis. A summary of the reduced flue gas data (inlet and outlet) on a
daily basis as calculated from the field data sheets is presented in Table 19.
Events that may influence the quality of the tests are also noted on this table.
The process parameters considered to be important to the operation of
Boiler No. 2 included the steam flow rate, steam pressure, feedwater flow rate,
feedwater temperature, combustion air flow rate, combustion air temperature,
% oxygen, I.D. fan pressure, F.D. fan pressure, furnace draft and furnace
temperature. Most of this data was available from instrumentation in the control room. Table 20 summarizes this plant process data in terms of the average
values of the typical sampling date operations. This data is presented in
terras of 24-hr plant operation and the flue gas test period durations. Although there are some slight variations, the values are readily comparable
for the two time intervals. A comparison of the daily process data with the
average of the data collected indicates that the Chicago Northwest Incineration facility operated in essentially the same mode 24 hr a day, 7 days a week.
Although major changes in steam production were noted to occur over short time
intervals (less than 1 hr) no significant variation in steam production occurred day to day indicating a rather consistent fuel feed rates during the
duration of the tests.
42

�TABLE 18. HEAT CONTENT OF FUELS USED AT THE AMES MUNICIPAL
POWER PLANT DURING SAMPLING PERIOD

Duration of test

Heat content for each fuel type
Colorado
Fuel oil
coal
RDF
Iowa coal
(Btu/gal.)
(Btu/lb)
(Btu/lb)
(Btu/lb)

3/2/80 thru 3/16/80

8,946

10,556

5,587

138,603

3/17/80 thru 3/26/80

9,035

10,298

6,128

138,603

�TABLE 19. DAILY DATA SUMMARIES FOR FLUE GAS MEASUREMENTS, CHICAGO NORTHWEST INCINERATOR, BOILER NO. 2

Date Test
(1980) No.

Sampling
location

Sample volume
DSCM
DSCF

North0 256.84
South6 135.20
Outlet North 317.86
South 324.14

Inlet
5-4

1

2

3

4

5

6

7

8

9

10

2
2
2
2

459.47
444.88
432.76
451.27

28.26
28.52
28.33
28.41

11.56
9.57
11.56
10.87

20.17
21.27
36.40
39.33

111,400

56,500

102,200

51,830

Isokinetic
rate
%

1,600
1,468

459.04
445.78
442.00
451.04

28.53
28.56
28.45
29.58

12.24
12.03
12.47
2.95

20.62
18.42
38.21
40.60

104,300

51,300

1,453

106,400

55,310

1,566

North
South
Outlet North
South

324.36
400.66
403.32
407.07

9.19
11.34
11.42
11.53

9.4
9.4
9.4
9.4

9.8
9.8
9.7
9.7

185
185
189
189

&lt;
&lt;
&lt;
&lt;

2
2
2
2

445.55
431.46
459.04
457.78

28.34
28.36
28.39
28.41

13.43
13.26
12.86
12.75

19.90
21.23
36.70
38.87

110,900

54,930

1,555

102,000

49,780

1,410

North
South,
Outlet North
South

331.52
370.83
427.50
457.50

9.39
10.50
12.11
12.96

9.9
9.9
10.4
10.4

9.5
9.5
8.9
8.9

142 &lt;
142 &lt;
169 &lt;
169 &lt;

2
2
2
2

445.36
460 . 60
454.20
464.32

28.57
28.50
28.82
28.47

11.27
11.85
8.60
11.60

19.34
19.96
38.39
41.69

105,600

52,770

1,494

108,100

54,430

1,541

North*
SouthJ
North
Outlet
South

342.70
367.81
371.55
383.75

9.77
10.42
10.52
10.87

7.9
7.9
8.1
8.1

10.5
10.5
10.7
10.7

61
61
59
59

&lt;
&lt;
&lt;
&lt;

2
2
2
2

423.77
460.80
449.64
437.76

28.30
28.20
28.17
28.24

14.14
14.94
15.46
14.89

17.71
17.31
32.99
32.48

93,900

45,870

1,299

88,400

42,770

1,211

North
South.
K
Outlet North
South

320.56
347.61
367.97
412.06

9.08
9.84
10.42
11.67

8.8 10.3
8.8 10.3
9.4 9.7
9.4 9.7

1
1
1
1

&lt;
&lt;
&lt;
&lt;

2
2
2
2

452.59
457.63
448.92
452.28

28.37
28.34
28.50
28.33

13.62
13.83
11.94
13.40

18.12
17.86
35.43
39.50

96,530

46,250

1,310

101,200

49,320

1,397

North
South
1
Outlet North "
South™

344.80
378.50
299.62
459.63

9.76
10.72
8.49
13.02

9.8
9.8
9.8
9.8

9.0
9.0
9.5
9.5

1
1
1
1

&lt;
&lt;
&lt;
&lt;

2
2
2
2

463.29
462.48
462.53
447.47

28.19
28.15
28.37
28.30

13.86
14.24
12.91
13.52

19.12
18.51
38.99
38.13

101.000

48,280

1,367

103,900

50,470

1,429

North
South
Outlet North
South

316.55
373.03
376.48
391.17

8.96
10.56
10.66
11.08

8.7
8.7
10.4
10.4

9.7
9.7
9.0
9.0

1
1
1
1

&lt;
&lt;
&lt;
&lt;

2
2
2
2

456.24
468.33
442.84
452.88

28.40
28.38
28.41
28.42

12.57
12.79
12.21
12.08

17.58
19.11
36.73
39.17

98,830

47,970

1,358

102,500

50,800

1,438

North
South
Outlet North
South

308.73
364.16
366.28
388.73

8.74
10.31
10.37
11.01

9.7
9.7
9.1
9.1

9.6
9.6
9.8
9.8

1
1
1
1

&lt;
&lt;
&lt;
&lt;

2
2
2
2

465.61
468.65
457.16
453.52

28.19
28.19
28.25
28.20

14.57
14.52
14.10
14.54

16.42
17.82
36.85
39.39

92,240

43,330

1,227

102,900

49,060

1,389

North
338.45
South
376.86
Outlet North" 377.44
South
396.28

9.59
10.67
10.69
11.22

10.2
10.2
9.6
9.6

9.4
9.4
9.7
9.7

111°
111
98
98

&lt;
&lt;
&lt;
&lt;

2
2
2
2

465.43
458.88
459.56
463.68

28.29
28.27
28.88
28.24

13.60
13.75
8.89
14.22

18.05
17.67
35.47
38.49

95,870

46,760

1,324

99,850

49,810

1,410

Inlet

5-15

&lt;
&lt;
&lt;
&lt;

2
2
2
2

Inlet
5-13

172d
172
156
156

&lt;
&lt;
&lt;
&lt;

Inlet
5-12

7.4
7.4
7.7
7.7

159
159
171
171

Inlet
5-11

11.2
11.2
11.3
11.3

10.1
10.1
9.5
9.5

Inlet
5-10

7.27
3.83
9.00
9.20

9.6
9.6
10.4
10.4

Inlet
5-9

DSCMM

11.57
10.74
11.85
12.97

Inlet
5-8

ACFM

Gas flowb
DSCFM

408.46
379.18
418.43
457.89

Inlet

5-7

Stack
temperature Molecular Moisture Velocity
weight
»F
ft/sec
%

North
South
Outlet North 8
South
Inlet

5-6

Gas composition
02
C02 CO THC
%
%
PP» ppm

(continued)

90.82
79.24
94.61
97.96
96.25
98.32
98.85
93.23

98.17
97.71
100.75
96.29
100.22
97.28
96.59
100.04
99.85
101.90
105.57
107.99
108.82
105.61
98.61
96.51
100.85
100.82
99.20
102.22
98.95
94.93
102.67
100.42
105.23
102.11
104.01
102.82
102.87
102.67
102.40
106.30

�TABLE 19 (continued)

Date Test
(1980) No.

Sampling
location
North
South
Outlet North
South

353.83
357.30
404.61
416.58

Inletp North
South
Outletp

324.92
331.75
218.81

Inlet

5-16

11

5-17

12

5-18

13

Inlet

North
South

Outlet
5-19

-PLn

,4

Sample volume
DSCF
DSCM

I-l=t
Outlet

ACFM

Gas flow
DSCFM

DSCMM

Isokinetic
rate
%

465.32
467.67
455.72
460.24

28.49
28.42
28.35
28.38

11.15
11.69
11.79
11.59

18.79
18.22

99,300

49,200

1,395

'93 'ol

40^83

117,500

58,310

1,651

{oi'&lt;;2

80 &lt; 2
80 &lt; 2
84 &lt; 2

474.80
475.00
451.00

28.27
28.37
28.16

13.47
13.70
14.38

17.25
16.85
39.27

91,430
106,000

43,540
51,350

1,233
1,454

*£•*£
103.01

r

463.00

28.25

13.91

44.37

119,800

57,360

1,624

92.45

r

465.60

28.36

11.65

44.53

120,200

59,140

1,675

98.36

8.5
8.5
7.9
7.9

9.20 10.3
9.40 10.3
6.20 10.7

10.0
10.0
9.0

6.20

10.7

9.2

102

6.81

12.7

7.2 304

88°
88
98
98

&lt;
&lt;
&lt;
&lt;

Velocity
ft/sec

2
2
2
2

11.1
11.1
11.8
11.8

10.02
10.12
11.46
11.80

,
Moisture

q
219.36

North
South

Gas composition3
Stack
02
C02 CO THC temperature Molecular
ppm ppoi
°F
weight

q
240.61

a
b
c
d
e
f
g
h
i
j
k
1
m
n

Average during test period.
Sum of the North and South train measurements.
Test was run for 350 nin. Test was discontinued because of unsuccessful leak checks after filter replacement.
High due to excessive instrument drift.
Test ran for only 193 nin due to plant shut down because of a boiler leak.
Only 21 of the required 24 points were traversed.
Test quality was poor due to crack in the probe.
Low moisture obtained because of cracked probe.
Sampling time increased from 20 to 25 min per point after 180 min. Test quality was good.
Sampling time increased from 20 to 25 min per point after 267 min. Test quality was good.
Test was halted one point from completion due to stormy water. Test quality was good.
Analyzer taken off line (see d).
Due to excessive leak rate in the north tracer, 60% of the sample was collected with the south tracer, 40% with the north.
Probe was found with a cracked tip. Based on 8.9% moisture versus 12% moisture for the other tests, it was determined that only the last 10 points
were traversed with the broken probe. Test quality was fair.
o Results ± 10% due to drift,
p Inlet QA test, outlet 1st day cadmium test,
q Inlet sample not required for cadmium test,
r THC data not required for cadmium test.

�TABLE 20.

MEANS OF THE MEANS FOR PROCESS DATA, ALL TEST DAYS,
CHICAGO NW INCINERATOR, BOILER NO. 2*

Parameter
Steam flow rate (Ibs/hr)
Disc recorder
Chart recorder
Digital integrator
Steam pressure (psig)
Feedwater flow rate (Ibs/hr)
Chart recorder
Digital integrator
Feedwater temperature (°F)
Combustion air flow rate (ft3/hr)
Chart recorder
Digital integrator
Combustion air temperature (°F)

24-hr process data
Standard
Mean
deviation

Flue gas test duration
process data
Standard
deviation

Mean

99,000
103,000
99,000

4,500
4,500
3,600

100,000
104,000
100,000

8,100
8,300
10,300

282

4

287

2

99,000
97,000

4,800
5,400

101,000
100,000

8,400
11,000

221

1

221

1

79,000
72,000

2,000
2,600

78,000
70,000

2,700
2,200

663

21

673

23

I.D. fans pressure (inches HgO)

2 .6

0.2

2.5

0.3

F.D. fans pressure (inches HgO)

14 .1

0.4

14.1

0.6

Furnace draft (inches ^ )
0
Furnace temperature (°F)

a

0.23
1,160

From Appendix B.

46

0.06
42

0.22
1,198

0.8
67

�Additional information collected for daily process tables included the
times of soot blowing, fuel input to Boiler No. 2, down time on Boiler No. 2,
daily barometric pressure and miscellaneous comments concerning the boiler
operation. Soot blowing was to follow a set schedule of three times per day,
although deviations from this schedule were observed. Barometric pressure
was obtained once per day from nearby Midway airport and deviations from
typical plant operation were noted from the operator's log book.
The measurement of fuel input posed a somewhat more difficult problem.
All refuse and residue hauling trucks entering and leaving the incinerator
plant were carefully weighed. This facilitated the accurate characterization
of overall inputs and outputs. However, there was no accurate way of proportioning these materials between specific boilers for a given period of time.
Attempts to determine the fuel burned or ash discharged from Boiler No. 2 were
approximations.
Chicago Northwest Incinerator maintains inventory sheets listing inputs
and outputs from the facility on a weekly basis. Relevant data from these
sheets are reproduced in Table 21. The weight of refuse received was measured
on scales before and after the refuse trucks released their loads. The volume
of refuse received was determined by multiplying the number of truck loads by
the volume of each truck (19.5 cubic yards). Density of the refuse was estimated using these two measurements, and is therefore the density of refuse
inside the trucks. In order to quantify the amount of refuse burned, the
number of loads, or charges, handled by the grab bucket cranes were noted for
each boiler. The total number of charges to Boiler No. 2 for daily operations
are given in Table 22.
To approximate the amount of refuse burned in Boiler No. 2, it was necessary to determine an average weight per charge. When refuse trucks enter the
plant, they discharge their contents into a large storage pit. Although the
weight of refuse added to the pit is well characterized for each weekly period,
the carry-over of material from week to week cannot be accurately measured.
Furthermore, this carry-over is quite variable over the length of time being
considered. It is necessary to quantify the carry-over in terms of weight,
so that the total weight of refuse burned, and hence, the average weight per
charge, can be approximated.
The calculation of the average weight per charge involves using visual
measurements of the pit volume taken at the end of each week. This "pit estimate" can then be used in association with the density of the incoming garbage
to approximate the weight of refuse in the pit. The average weight per charge
can be determined by the following equation:
Average wt
per charge

_ (pit estimate for previous week - pit estimate + refuse delivered)
total number of charges

All terms in parenthesis must be expressed as weights. This method, however,
has a drawback in that the density in the pit is probably not the same as the
density inside the refuse trucks, since the refuse inside the trucks is compacted and is liable to expand somewhat as the trucks are unloaded.

47

�TABLE 21. WEEKLY INVENTORIES OF REFUSE AND RESIDUE AT THE CHICAGO
NW INCINERATOR (ALL BOILERS)
4/28/80
to
5/4/80
Refuse received
By weight (tons)
By volume (cu yd)
Density (lbs/yd3)
Storage pit condition
At beginning of week
(% full)
At end of week ( full)
%
Refuse consumed
No. charges burned
Average weight per
charge (Ibs)
Total weight (tons)
Total volume (cu yd)
Residue
Fine ash fraction (tons)
Fine ash fraction (cu yd)
Metal fraction (tons)
Metal fraction (cu yd)
Total ash (tons)
Total ash (cu yd)

5/5/80
to
5/11/80

5/12/80
to
5/18/80

5/19/80
to
5/25/80

6,747
24,490
551

9,152
29,618
618

7,902
26,561
595

8,720
28,778
606

84

65

61

42

65

61

42

42

5,205
2,771

5,710
3,240

5,952
2,812

4,714
3,700

7,212
28,562

9,250
36,634

8,367
33,138

8,720
34,535

2,511
3,100
949
5,423
3,460
8,523

2,500
3,086
750
4,286
3,250
7,372

1,815
2,240
1,514
18,651
3,329
10,891

2,904
3,585
629
3,594
3,533
7,179

Volume reduction thru
incineration

70%

80%

67%

79%

Weight reduction thru
incineration

52%

65%

60%

60%

48

�TABLE 22. CHARGES FED TO BOILER NO. 2 ON A SHIFT BASIS
CHICAGO NORTHWEST INCINERATION FACILITY
No. of
Date, shift charges

No. of
Date, shift charges

No. of
Date, shift charges

No. of
Date, shift charges

4-28,

5-12, 2nd
3rd

99
99

5-19, 2nd
3rd

110
105

2nd
3rd

98
99

5-5,

4-29,

1st
2nd
3rd

100
94
101

5-6,

1st
2nd
3rd

68
112

5-13, 1st
2nd
3rd

100
100
60

5-20, 1st
2nd
3rd

104
118
110

4-30,

1st
2nd
3rd

90
94
101

5-7,

1st
2nd
3rd

99
84
100

5-14, 1st
2nd
3rd

96

5-21, 1st
2nd
3rd

100
106
90

5-1,

1st
2nd
3rd

94
49
98

5-8,

1st
2nd
3rd

81
101
100

5-15, 1st
2nd
3rd

104
106
108

5-22, 1st
2nd
3rd

80
105
100

5-2,

1st
2nd
3rd

100
98
101

5-9,

1st
2nd
3rd

100
98
100

5-16, 1st
2nd
3rd

106
97
110

5-23, 1st
2nd
3rd

107
107
102

5-3,

1st
2nd
3rd

100
102
99

5-10, 1st
2nd
3rd

99
101
100

5-17, 1st
2nd
3rd

112
97
114

5-24,

1st
2nd
3rd

98
105
94

5-4,

1st
2nd
3rd

97
96
12

5-11, 1st
2nd
3rd

102
101
105

5-18, 1st
2nd
3rd

108
104
118

5-25, 1st
2nd
3rd

101
105
107

5-5,

1st

5-12, 1st

103

5-19, 1st

105

5-26, 1st

105

Total
for week

1,823

2nd
3rd

-

1,754

1,943

49

2,159

�It seems likely that the level of compression would have a more pronounced
effect upon the refuse density than the actual characteristics of the refuse.
Since the compaction inside the pit is always similar, one would also expect
the density in the pit to be reasonably constant. The plant personnel indicated that the typical refuse density was 505 Ib/cu yd. Therefore, this
value can be used as an assumed density, and the pit estimates used in the
equation:
Volume of refuse in pit = P*t estimate ( of tota^volume) x total pit volume
%
total pit volume = 9,700 cu yd
Weight of refuse in pit = volume of refuse in pit x refuse density in pit
assumed refuse density = 505 Ib/cu yd
Weight of refuse incinerated per week = (weight of refuse in pit at beginning
of week - weight of refuse in pit at
end of week + weight of refuse
delivered)
. ,.
,
total weight of refuse incinerated
A
Average weight per charge =
total number of charges
Volume of refuse incinerated = weight of refuse incinerated
assumed refuse density
The amounts of fine ash and metal fractions produced by the incinerator
during the test period are listed in Table 21. It should be noted that these
are the amounts leaving the plant during this time period, and are not necessarily the same as the ash being produced during this period. Since no account has been taken of any carry-over from week to week, it can only be assumed the carry-over is similar each week. In order to obtain total ash, the
metal and fine ash fractions were summed together. The ash volumes were calculated using the following densities:
Density of fine ash fraction = 1,620 Ib/cu yd (960 kg/m3)
Density of metal fraction = 350 Ib/cu yd (210 kg/m3)
These values were based on previous analyses done by the plant, and have been
assumed to be typical. Since all of the combined ash was subjected to a water
quench, these weights incorporate a rather large moisture content. However,
no better characterization was available. The volume and weight reductions
achieved through incineration have been calculated as an indication of how
efficiently the boilers were operating.
Due to the heterogeneous nature of the refuse used to fuel this plant,
it was very difficult to obtain representative samples for laboratory analyses for organic compounds and cadmium. The previous discussion of the approximation of refuse burned in Unit No. 2 reflects an additional problem in
previding accurate information for the levels of the analytes introduced as
inputs to this combustion source. Both the variabilities of TOC1 and cadmium
50

�and the agreement of cadmium between the inputs and emissions from the plant
were highly affected by the difficulty of obtaining representative refuse samples.

51

�SECTION 8
ANALYTICAL RESULTS
AMES MUNICIPAL POWER PLANT, UNIT NO. 7
Organics
The results of TOC1 determinations in flue gas inlet and outlet samples
from the Ames plant are shown in Tables 23 and 24, respectively, along with
the recoveries observed for the surrogate spiking compounds. The results for
plant background air particulates, ESP ash, bottom ash, coal, RDF, bottom ash
quench influent water (cooling tower blowdown), bottom ash quench overflow
water, and untreated well water (plant intake water) are shown in Tables 25
to 32. These results, as well as all other results in this report, are shown
uncorrected for surrogate recoveries. The coal extracts apparently contained
very high levels of hydrocarbons. Hence, the Hall detector used for TOC1 assays required cleaning after only one to two analyses. Hence, TOC1 assays
were completed on only six coal extracts. Organic chlorine was not detected
by the TOC1 procedure in any of the field blanks, method blanks, or flue gas
first impinger extracts.
In general, the surrogate recoveries were good in all samples. The recoveries for dg-naphthalene (typically 50-80%) were generally lower than for
djg-chrysene (typically 70-100%). This is likely due to the much higher volatility of naphthalene compared to chrysene. Hence, naphthalene losses may
be partially attributed to volatility losses during extract concentration.
The results of determinations of PAH compounds and additional compounds
identified in the composite extracts are shown in Table 33. In addition to
PAH compounds, chlorinated benzenes and phenols were identified in some samples. Notably, phenol was detected at parts-per-million concentrations in
the coal extracts. Phthalate esters were also identified in RDF and ash samples. As anticipated, phthalate levels were high in the RDF extracts. Low
levels of phthalate esters were also identified in the composite flue gas extracts, although the levels were similar to those observed in the flue gas
train blanks. The levels of phthalate esters in the train blank ranged from
0.3 to 4 pg/dscm.
The results of HRGC/MS-SIM analysis of the composite Ames flue gas outlet extracts for PCBs are shown in Table 34. These results are similar to
those obtained by Richard and Junk7 for the Ames Unit No. 7. The primary
chlorobiphenyl compounds identified were tetra- through hexachloro-substituted.

52

�TABLE 23.

TOC1 AND SURROGATE RECOVERY RESULTS FOR THE AMES FLUE GAS INLET SAMPLES

TOC1
Sample volume
(dscm)

Mass
(ng)

Cone,
(ng/dscm)

Surrogate recovery
dl2~Chrysene
dg-Naphthalene
()
%
()
%

Test day

Date

1

3-2

13.23

3,210

243

2

3-3

17.41

20,000

1,150

63, 85

100, 100

3

3-4

12.38

9,480

766

61, 82

98, 79

4

3-5

14.27

6,480

454

31

33

5

3-6

19.56

18,600

951

57

58

6

3-7

20.79

8,560

412

51

82

7

3-8

19.40

7,110

367

43

60

8

3-9

17.87

7,350

411

44, 48

76, 74

9

3-10

9.18

7,650

833

55

81

10

3-11

22.01

12,400

562

42

63

11

3-12

12

3-13

20.39

11,600

568

59

76

13

3-14

20.57

11,500

559

54

81

14

3-15

15.43

6,320

410

49

87

u&gt;

0

85

Test scrubbed

(continued)

�TABLE 23 (concluded)
TOC1

Test day

Date

Sample volume
(dscm)

Mass
(n«)

Cone,
(ng/dscm)

Surrogate recovery
di2-Chrysene
dg -Naphthalene
(
W
()
%

15

8,170

394

120

86

3-18

20.97

22,600

1,080

45

39

17

3-19

20.34

6,390

314

63

60

18

3-20

20.27

13,100

647

54

52

19

3-22

20.16

6,330

314

103

87

20

.p-

21.25

16

Ul

3-17

3-23

18.90

4,780

253

50

55

�TABLE 24. TOC1 RESULTS AND SURROGATE RECOVERIES FOR THE AMES FLUE GAS OUTLET SAMPLES
TOC1

Sample volume
(dscm)

Mass
(ng)

Cone,
(ng/dscm)

Surrogate recovery
dg-Naphthalene
d^-Chrysene
()
%
()
%

Test day

Date

1

3-2

12.94

2,020

156

53

92

2

3-3

17.89

21,600

1,210

60

78

12

3-13

14.85

4,920

332

59

98

13

3-14

20.37

34,200

1,680

64

76

14

3-15

17.73

4,230

238

24

64

15

3-17

22.62

21,500

948

43

85

16

3-18

21.12

18,100

855

43

84

17

3-19

20.81

21,800

1,050

49

105

18

3-20

21.09

4,330

205

46

89

19

3-22

22.75

2,830

124

35

77

20

3-23

18.71

2,930

157

41

98

3-lla

U1
Ul

a No flue gas outlet samples collected due to severe weather.

�TABLE 25. TOC1 RESULTS AND SURROGATE RECOVERIES FOR AMES
PLANT BACKGROUND AIR PARTICULATE SAMPLES

Test Day

Date

Volume
On3)

TOC1
(ng)

TOC1
(ng/m3)

Surrogate Recovery
d8 -Naphthalene
d^-Chrysene
()
%
()
%

1
2
3
4
5

3-2
3-3
3-4
3-5
3-6

500
540
510
550
800

2,930
3,920
3,150
3,190
4,940

5.9
7.3
6.2
5.8
6.2

23
3
24
26
41

85
110
100
96
100

6
7
8
9
10

3-7
3-8
3-9
3-10
3-11

700
600
870
750
830

3,240
3,160
3,460
3,750
5,110

4.6
5.3
4.0
5.0
6.2

56
24
45
39
36

110
73
88
93
93

11
12
13
14
15

3-12
3-13
3-14
3-15
3-17

600
960
930
910
910

4,180
3,260
2,980
4,530
3,820

7.0
3.4
3.2
5.0
4.2

48
59
59
32
80

140
130
140
92
79

16
17
18
19
20

3-18
3-19
3-20
3-22
3-23

950
960
1,110
840
1,040

5,090
6,580
4,620
2,690
1,880

5.4
6.9
4.2
3.2
1.8

68
65
73
51
73

110
77
89
120
83

Filter Blank
Filter Blank

4,260
2,110

95
45

120
57

Calculated from the sampling time and the flowmeter reading
on the Hi-Vol sampler.

56

�TABLE 26. TOC1 RESULTS AND SURROGATE RECOVERIES
FOR AMES ESP ASH SAMPLES
Surrogate recovery
Test day

0

Date
3-1

Time

Hopper
code

0300
0430
0830
1230
1630

B
A
B
A
A
B

2030

1

2

3-2

3-3

0030
0430
0830
1230
1630
2030

TOC1
(ng/g)

dg-Naphthalene
()
%

d12-Chrysene
()
%

1.8

36

100

5.9
6.3
5.8
0.3
4.5
5.3

78
38
60
91
61
73

140
140
87
69
73
95

x

'

B
B
A
B
B
B

0030
0430

A

B

\
f

4.1

57

84

0830
1230

A
A

\
]

2.2

59

58

1630
2030

B

\
f

1.1

46

88

5.1
8.7
1.1
10.6
5.4
8.0

40
46
71
61
70
71

110
65
110
78
69
90

B

3

3-4

0030
0430
0830
1230
1630
2030

B
B
A
B
B
B

4

3-5

0030
0430

A
B

J
j

2.7

52

98

0830
1230

B

B

\
]

8.5

54

90

\
f

4.4

54

71

\
f

3.4

1

100

\
f

2.5

5

83

1630
2030

5

3-6

B

0030
0430

A

0830
1230

B

B
B

B

(continued)

57

�TABLE 26 (continued)

Test day

Date

Time

Hopper
code

5

3-6

1630
2030

B
A

6

3-7

0030
0430

A
A

0830
1230

A
A

1630
2030

TOC1
(ng/g)

Surrogate recovery
da-Naphthalene di2~Chrysene
()
%
()
%

9
3-10

10
3-11

2.4

0

90

3.0

60

98

B
B

I
}

4.0

65

89

2330
0330

B
B

I

210

9

90

A
A

3.7

41

100

A

I
}

5.2

59

99

2330
0330
0730
1130
1530
1930

A
A
B
B
A
B

8.1
2.5
1.9
3.2
3.6
6.4

47
53
33
20
34
56

53
83
69
69
66
90

2330
0330

B
B

}

9.8

52

110

A
B

}

5.7

57

110

1530
1930

3-9

100

0730
1130

8

28

1530
1930

3-8

2.2

0730
1130

7

I
}

A
A

I

2.1

35

110

2330
0330
0730
1130
1530
1930

A
A
B
A
A
B

3.0
3.8
1.9
0.9
2.9
3.7

54
1
45
1
59
8

120
140
110
110
110
73

B

(continued)

58

�TABLE 26 (concluded)
Surrogate recovery
dg-Naphthalene

12

3-13

13

3-14

22

3-25

A
B
A
B
B
B

3.2

2330
0330

B
B

2.6

60

A
A

2.1

103

B
B

2.1

100

2330
0330

A
A

2.1

130

B
B

4.4

38

120

1530
1930

3-12

2330
0330
0730
1130
1530
1915

0730
1130

11

Time

1530
1930

Date

TOC1
(ng/g)

0730
1130

Test day

Hopper
code

B
A

2.6

69

120

0001
0400
0800
1200
1600
2000

A
B
A
A
B
A

1.7

71

130

59

90

130

�TABLE 27. TOC1 RESULTS AND SURROGATE RECOVERIES
FOR AMES BOTTOM ASH SAMPLES

Test day

0

Date
3-1

TOC1
(ng/g)

Time

Sector
code

0105
0530
0930
1330

D
B
D
D
D

v

B

J

1730
2130

30.3

31
77
67
85
52
110

0.2

75

68

362

92

110

11.1

30

130

79.0

114
26.3
60.0
52.5

81
52
53
41
57
47

69
21
79
47
84
95

72.0

67

50

22.7

72

92

\
"

13.8

50

96

E
A

\
1

66.5

58

89

C
B

}
&gt;

55.0

68

110

0130
0530
0930
1300
1730
2130

D
E
C
C
D
C

2

3-3

0130
0530

C

j

A
F

!•
j

1730
2130

D
B

\
•
1

0130
0535
0930
1300
1730
2130

D
E
F
E
A
E

0130
0530

C

I

0930
1330

B

|

1730
2130

F

0130
0530
0930
1330

4

5

3-4

3-5

3-6

130

31
42
57
85
39
43

3-2

0930
1330

65

9.0
13.0
0.6
3.3
1.6
99.5

1

3

Surrogate recovery
d8-Naphthalene d12-Chrysene
()
%
()
%

F

251

J

(continued)

60

�TABLE 27 (continued)

Date

Time

5

3-6

1730
2130

C
E

6

3-7

0130
0530

C
A

0930
1300

TOC1
(ng/g)

Sector
code

Test day

Surrogate recovery
dg-Naphthalene di2~Chrysene
()
%
()
%

10

3-11

39

81

34.0

19

83

C
F

I

81.0

38

103

0030
0430

E
C

I

35.9

65

79

B
C

I

4.9

63

20

A
A

I

57.5

54

46

0030
0430
0830
1230
1630
2030

B
B
D
D
F
A

1.3
8.0
0.8
6.2

77
56
12
29
51
6

70
76
46
48
31
49

0030
0430

E
E

}

3.6

77

63

C
F

}

92.5

87

120

2030

3-10

51.0

E
F

I
}

1445
1630

9

3-9

90

1630
2030

8

55

0830
1230

3-8

11.6

1730
2130

7

I

B

16.4

11

120

0030
0430
0830
1230
1630
2030

D
A
A
D
D
A

5.7

86
53
77
44
79
66

97
87
160
130
130
120

127

5.8

38.6

136
85.5
97.0

316

(continued)

61

�TABLE 27 (concluded)
Surrogate recovery
d8-Naphlhalene d12-Chrysenc
()
%
()
%

Test day

Date

Time

Sector
code8

11

3-12

0030
0430
0830
1230
1630
2030

C
D
A
E
E
A

57.0

61

120

0030
0430

A
A

43.3

62

100

0830

D

76.0

54

110

1630
2030

A
F

59

100

0030
0430

F
C

32.3

59

80

0830
1230

B
B

15.8

51

96

1630
2030

A
B

64.5

62

110

0100
0500
0900
1300
1700
2100

A
D
B
F
B
E

14.8

68

70

12

13

22

3-13

3-14

3-25

TOC1
(ng/g)

349

a The accessible portion of the hopper was divided into six sectors which
were sampled according to a randomized selection scheme.

62

�TABLE 28. TOC1 RESULTS AND SURROGATE RECOVERIES FOR AMES COAL SAMPLES

Date

Time

3-1

Test day

Feed stream
code

0300
0700
1100
1500
1900
2300

A
A
A
B
B
B

0300
0700
1100
1500
2300

B
B
A
B
A

3-2

TOC1
(ng/g)

Surrogate recovery
d g-Naphthalene

92

4
7
4
5
4

97

97
110
87
92
61

110
96
83
97
59

a Two coal feed lines were sampled according to a randomized selection scheme.

�TABLE 29. TOC1 RESULTS AND SURROGATE RECOVERIES FOR
AMES REFUSE - DERIVED FUEL SAMPLES

Test day

0

Date

Time

Food
stream
code8

3-1

0225
0630
1030
1430

B
D
D
A

1430

TOC1
(ng/g)

)
(
(
&gt;

Surrogate recovery
d8-Naphthalene dxa'Chrysene
()
%
()
%

3-3

42

61

C

10,800

58

80

1830
2230

2

5,550

B )
B /

29,500

54

160

3

3-4

0230
0630
1030
1430
1830
2230

A
A
C
C
A
C

5,500
370
19,000
23,600
4,400
2,800

45
75
50
41
66
64

82
120
98
56
120
110

4

3-5

0230

B

480

61

140

1030
1440

D )
D f

5,100

76

150

1830
2250

D \
C J

5,000

71

120

0230
0630

B \
B f

9,500

80

140

1030
1430

A \

c f

13,300

62

110

1830
2230

C \
B f

1,900

55

110

0230
1430

A
B

4,250
18,500

77
50

100
110

1830
2230

B t
A J

7,050

63

5

6

3-6

3-7

64

170
(continued)

�TABLE 29 (continued)

Test day

Date

Time

Food
stream
code8

7

3-8

0130

B

0930
1330

TOC1
(ng/g)

Surrogate recovery
dg -Naphthalene di2~Chrysene
«)
«)

22,000

88

98

D\
D j

4,300

68

110

1730
2130

D ]
C J

9,900

55

120

8

3-9

0130

B

5,000

71

110

9

3-10

1730
2130

C
A

7,350
3,150

64
42

120
68

10

3-11

0130
0530
0930
1330
1730
2130

A
C
A
A
D
A

4,950
21,100
23,200
8,600
9,550
10,300

73
86
68
35
64
55

150
130
93
120
130
69

11

3-12

0130
0530
0900
1330
1730
2130

D ,
B
D
D
C
C *

19,900

88

130

0130
0530

D)
D ]

10,900

66

84

1730
2130

D)
C J

8,200

91

98

0130
0530

B\
C J

16,500

77

150

0930
1330

B)
C J

4,300

57

84

1730
2130

A)
C}

46,300

84

98
(continued)

12

13

3-13

3-14

65

�TABLE 29 (concluded)

Test day

Date

Time

Food
stream
code*

22

3-25

1000
1400
1800
2200

A
B
C
D

TOC1
(ng/g)

13,100

Surrogate recovery
dg -Naphthalene d12-Chrysene
()
%
()
%

83

130

a Four RDF feed lines were sampled according to a randomized selection scheme.

66

�TABLE 30. TOC1 RESULTS AND SURROGATE RECOVERIES FOR AMES
BOTTOM ASH HOPPER QUENCH WATER INFLUENT SAMPLES
Surrogate recovery
dg-Naphthalene
d12-Chrysene

Date

Time

TOC1
(ng/A)

1

3-2

2400

239

47

87

3

3-4

0400

271

51

120

5

3-6

1400

441

80

100

8

3-9

2100

339

82

100

10

3-11

0800

369

89

130

13

3-14

0300

576

64

130

Test day

67

�TABLE 31. TOC1 RESULTS AND SURROGATE RECOVERIES FOR AMES BOTTOM ASH HOPPER
QUENCH OVERFLOW WATER SAMPLES
Surrogate recovery
dg-Naphthalene
d^-Chrysene
()
%
()
%

TOC1
(ng/1)

Test day

Date

Time

0

3-1

0100 &gt;
0500
0900
1300
1700
2100 '

NDa'b

90

698
656
680
494
626
528

47
25
44
b
NDD
35
28

80
82
120
56
97
92

518

19b

79

50
524

89

1

3-2

0100
0500
0900
1300
1700
2100

2

3-3

0100
0500

\

0900
1300

|

1700
2100

} 706

3

4

3-4

72

76

488
558
274
294
678

0100
0500
0900
1255
1700
2100

64
30
57
51
37.
K
NDb
28

54
66
50
22
78
96

825

37

98

49

110

1,180

3-6

I

|

1700
2100

5

0100
0500

0900
1300

3-5

} 691

38

94

0100
0500

i

301

ND

24

0900
1300

1

427

ND

889

68

55
(continued)

�TABLE 31 (continued)
TOC1
(ng/1)

Surrogate recovery
dg -Naphtha lene
ffU \

Test day

Date

Time

5

3-6

1700
2100

I

947

87

100

6

3-7

0100
0500

J

819

2

80

0900
1300

}

866

80

55

1700
2100

|

81
852

98

2400
0400

|

94
863

120

0800
1200

|

74

94

1600
2000
2400

|
? 1,040
'

71

94

0400
0800
1200
1600
2000
2400

776
1,050
984
516
496
376

42
63
53
24,
D

NDb

120
110
87
140
130
120

0

85

80
605

120

7

8

3-8

3-9

3-10

0400

776C

\ fa/

1,100

Mil
Ni/i_

0800
1200
1600
2000

\ 795

46

100

2400
3-11

|

776C

0

85

0400
0800
1200
1600
2000
2400

870
806
778
864
880
728

c
130
110
90
17
57

120
120
86
88
83
(continued)

�TABLE 31 (concluded)
Surrogate recovery
dg-Naphthalene
d^-Chrysene

Date

Time

3-12

0400
0800
1200
1600
2000
2400

603

0400
0800

892

1200
1600

916

44

84

2000
2400

613

ND

57

0400
0800

458

34

78

1200
1600

770

42

97

2000

Test day

TOC1
(ng/1)

1,060

42

80

0030
0430
0830
1230
1630
2030

638

36

110

3-13

3-14

3-25

81

a ND = not detected.
b Extract was inadvertently evaporated to dryness.
c Samples collected at 0400 and 2400 on 3-10 were inadvertently composited.
d

This sample was not spiked with the surrogate compounds.

e This extract was lost prior to analysis for surrogate recoveries.

70

�TABLE 32. TOC1 RESULTS AND SURROGATE RECOVERIES
FOR AMES UNTREATED WELL WATER

TOC1
(ng/JK)

Surrogate recovery
di2~Chrysene
d8 -Naphthalene
()
%
()
%

Test day

Date

Time

0

3-1

0200

33

NDa

68

5

3-6

2200

65

65

99

23

3-26

1615

62

66

97

a Extract was inadvertently evaporated to dryness.

71

�TABLE 33.

COMPOUNDS QUANTITATED IN SAMPLES FROM THE AMES MUNICIPAL POWER PLANT, UNIT NO. 7
Concentration

Compound

Composite
day

Coal
(ng/g)

Refuse-derived
fuel
(ng/g)

Plant
background
air
(ng/dscn)

Flue gas
inlet
(ng/dsen)

Flue gas
outlet
(ng/dscn)

ESP ash
(ng/g)

Botton
ash
(ng/g)

Botton
ash hopper
quench water
overflow
(|Jg/«)

Bottoa
ash hopper
quench water
overflow
(Kg/*)

Well a
water
(Mg/»

Target PAH compounds
Phenanthrene

Anthracene

Fluoranthene

1
2
3
4
5

7,550
900
,9
15,400
8,500
18,600

1
2
3
4
5

1,570
1,840
1,260
2,120
4,110

1

1,190
1,640
3,320

2

0.29

1,400

940
948
828
296

5

3,210

Pyrene

1
2
3
4
5

1,340
1,960
3,810
1,070
400
,4

552
436
282
372

Chrysene

1
2

370
425

434

3
4
5
Benzofalpyrene

1

2
3
4
5
Indeno) 1 ,2,3-c,dJpyrene

J
2
3
4
5

90
0

1,060

238
1,300

0.32

0.17
0.16
0.19

0.36

984
271
306
198

3
4

0.6
0.8
0.8

0.7
0.7
1.0
0.5
0.36

0.7
0.7
1.1
0.5
0.29
04
.0
0.37
0.60
03
.8
0.07
0.17
0.11
0.09
0.07

270
420
660
640
200

390

59
57
77
89
100

49
77
78
46
77

70
240
140
87
94

40
97
28
130

220
8SO
480
230
330

320
37
480

21
64
120
19
63

0.2
0.2
0.2

32
250
140
43
500

24

130
10
52
30

46

450

110
96

9.0
64
29
6.0
420

250
66
330
0.3

3.5
28
9.6
2.8

0.3

320

2.7

170

13
28

0.02
(continued)

�TABLE 33 (continued)
Concentration

Compound

Composite
day

Benzo[g,h,i]perylene

Coal
(ng/g)

Refuse-derived
fuel
(ng/g)

1
2
3
4
5

Plant
background
air
(ng/dscn)

Flue gas
inlet
(ng/dscm)

Flue gas
outlet
(ng/dscm)

ESP ash
(ng/g)

Bottom
ash
(ng/g)

Bottom
ash hopper
quench water
overflow
((Jg/«)

Bottom
ash hopper
quench water
overflow
(Ug/«)

Well
water
(Mg/*)

3.3
22
4.6

0.09

Additional compounds identified
Dichlorobenzene

1,2,4-Trichlorobenzene

1
2
3
4
5

0.07

3.3

1,300
1,200
520
430

1
2
3
4
5

25
79

24

0.07

5
25

0.02
0.01

99
180

110

69

85

OJ
Hexachlorobutadiene

1
2
3
4
5

Tetrachlorobenzene

1
2
3
4
5

103

1
2
3
4
5

Pentachlorophenol

0.02

0.07

1,300
24

690

(continued)

�TABLE 33 (continued)
Concentration

Compound

Phenol

2,4-DiMthylphenol

Composite
day

1
2
3
4
5

Coal
(ng/g)

Fluorene

Benz I a ) anthracene

Benzofluoranthrene

Benzol ejpyrene

3.3
1.3
0.8
1.5
1.8

1,0
000
12,000
280
,0
23,000
2,0
900

Flue gas
inlet
(ng/dsn)

4,700
400
,0
1,0
300
5,100
9,500

1
2
3
4
5

6,400
7,700
300
,0
6,000
6,200

ESP ash
(ng/g)

220

190
380

Botton
ash
(ng/g)

980
1,600
1,800
360
730

Botton
ash hopper
quench water
overflow
(ug/t)

Bottom
ash hopper
quench water
overflow
(pg/4)

Well
water
(ug/£)

00
.6
0.06

27

8
2,100

1
2
3
4
5

1,400
1,100
1,800
1,800
2,700

1
2
3

3,500
3,100
560
,0

3,300
7,000

1
2
3
4
5
1
2
3
4
5

Flue gas
outlet
(ng/dsca)

1,000
1,200
1,300

4
5

Naphthalene

Refuse -de rived
fuel
(ng/g)

Plant
background
air
(ng/dso)

2,200
1,500
1,500

0.28
0.22
0.32
0.28
0.13

60
0
450
380
320

02
.2
0.32
02
.8
0.13

36,000

470

960
260
1,200

620
1,800

740

650
550
81
300
850

0.17

15

0.02

360
110
29
0.18

0.5

0.14
0.44
0.53
0.55
0.38

261

710
1,000

0.42
0.67
0.63
0.65
0.51

14

120

7.2

9.9

6.5
2.7
12
6.9

0.03

17

1
2
3
4
5

29

(continued)

0.02

�TABLE 33 (continued)
Concentration

Compound

Acenaphthene

Acenaphthylene

Composite
day

Coal
(ng/g)

1
2
3
A
5

650
970
1,600
1,400
1,500

1
2
3
4
5

220
240
560
400
450

Trichlorobenzene

Bottom
ash
(ng/g)

Well
water9
(fig/*)

0.7

1.0

120
75
10
100
130

20
26

1
2
3
4
5

Dimethylphthalate

ESP ash
(ng/g)

1
2
3
4
5

j&gt;-Chloro-n~cresol

Flue gas
outlet
(ng/dscm)

1,200

1
2
3
4
5

2 , 4-Dichlorophenol

Flue gas
inlet
(ng/dscn)

Bottom
ash hopper
quench water
overflow
(fig/I)

Bottom
ash hopper
quench water
overflow
(pg/Jt)

0.07

Refuse-derived
fuel
(ng/g)

Plant
background
air
(ng/dso.)

1
2
3

Ui

36
77
24

0.04

0.30

3.0

A

5
Diet hylphtha late

730

1
2
3
4
5

9,100
250
1,400
11,000

0.20

11
0.5
2.0

37
16
(continued)

�TABLE 33 (concluded)
Concentration

Composite
Compound
Di-n-butylphthalate

day

4
S

Flue gas
inlet
(ng/dscm)

18,000
14,000
640
,0
14,000

4
S

ESP ash
(ng/g)
15
3.0

40
.

Bottom
ash
(ng/g)
4.0
42
12
35
170
32
51

49,000
22,000

1
2
3

Flue gas
outlet
(ng/dscm)

6.0

1
2
3

4
5
Bii(2-ethylhexyl)phthalate

Refuse-derived
fuel
(ng/g)

1
2
3

Butylbenzylphtbalate

Coal
(ng/g)

Plant
background
air
(ng/dscm)

3000
5,0
4,0
400
35,000
22,000

»

All extracts fro* these samples were combined for a single composite extract,

b

Specific isomer not determined.

6.0
3.0
2.0
8.0

90
8
1,200
480
810

Bottom
asb hopper
quench water
overflow
(pg/t)

Bottom
ash hopper
quench water
overflow
(Mg/«)

Well
water9
(Mg/«)

�TABLE 34. CONCENTRATIONS OF POLYCHLORINATED BIPHENYL ISOMERS
IN FLUE GAS OUTLET SAMPLES FROM THE AMES MUNICIPAL
POWER PLANT, UNIT NO. 7

Compound identified

1

Composite day
(Concentration, ng/dscm)
2
3
4
6.4

Trichlorobiphenyl
Tetrachlorobiphenyl

2.2
3.0

6.4

1.1
4.1

Hexachlorobiphenyl

4.3

Heptachlorobiphenyl

9.8

3.6

10.1

25.0

17.0

2.9

Decachlorobiphenyl

22.0

3.8

11.0

4.5

Pentachlorobiphenyl

5

2.9

Total chlorobiphenyl

5.2

27.0

23.0

PCDDs and PCDFs were not detected in the Ames samples. The detection
limit for PCDD and PCDF compounds in the composite flue gas extracts was 0.1
to 0.25 ng/dscm.

Cadmium
The results for cadmium analysis of samples of fly ash, bottom ash, coal
and refuse-derived fuel for test days 11 to 14 and 21 to 23 are presented in
Tables 35 to 39. The fly ash samples contained the highest concentrations of
cadmium ranging from approximately 1.5 to 11 pg/g, while the cadmium concentration in bottom ash samples varied from approximately 0.5 to 4 |Jg/g. The
concentration of cadmium in the coal samples was generally less than 1 pg/g
while values of 1 to 5 pg/g were recorded for refuse-derived fuel. In general,
the cadmium concentration for all water samples was below the detection limit
(0.6 pg/liter) of the analysis method. Table 35 presents the cadmium concentrations for the flue gas outlet particulate samples for test days 21 to 23.
The concentrations of cadmium in flue gas particulates for the three test
days did not vary markedly. The mean concentration was 25.3 pg/dscm with a
standard deviation of 2.7 pg/dscm.

77

�TABLE 35. CADMIUM RESULTS FOR AMES - ESP ASH SAMPLES

Test day

Date

Time

Hopper
code3

11
12

3/12
3/13
3/13
3/13
3/13
3/13
3/13
3/14
3/14
3/14
3/14
3/14
3/14
3/15
3/15
3/15
3/15
3/15
3/16
3/16
3/16
3/16
3/16
3/16
3/24
3/24
3/24
3/24
3/24
3/24
3/25
3/25
3/25
3/25
3/25
3/25
3/26
3/26
3/26
3/26
3/26
3/26

2330
0330
0730
1130
1530
1930
2330
0330
0730
1130
1530
1930
2330
0330
0730
1130
1530
1930
2330
0330
0730
1130
1530
1930
0001
0400
0800
1200
1600
2000
0001
0400
0800
1200
1600
2000
0001
0400
0800
1200
1600
2000

B
B
A
A
B
A
A
A
B
B
B
A
B
A
B
B
A
B
A
B
A
B
B
B
B
A
A
B
B
A
A
B
A
A
B
A
A
A
B
A
A
B

13

14

21

22

23

Cadmium
(M8/g)
9.01
10.3
10.8
8.14
9.89
3.67
7.36
8.42
8.16
9.11
9.96
6.78
6.84
8.47
4.39
3.43
8.00
2.88
5.55
2.35
1.94
1.65
2.97
2.93
3.29
2.16
2.16
3.53
7.89
5.69
4.53
5.11
3.36
8.93
9.70
6.41
5.76
5.73
6.86
8.03
9.19
9.70

a Two hoppers were sampled according to a randomized selection scheme.

�TABLE 36. CADMIUM RESULTS FOR AMES

BOTTOM ASH SAMPLES

Test day

Date

Time

Sector
o
code

Cadmium
(M8/g)

12

3/13
3/13
3/13
3/13
3/13
3/14
3/14
3/14
3/14
3/14
3/14
3/15
3/15
3/15
3/15
3/15
3/15
3/16
3/16
3/16
3/16
3/16
3/16
3/24
3/24
3/24
3/24
3/24
3/24
3/25
3/25
3/25
3/25
3/25
3/25
3/26
3/26
3/26
3/26
3/26
3/26

0030
0430
0830
1630
2030
0030
0430
0830
1230
1630
2030
0130
0430
0830
1230
1630
2030
0030
0430
0830
1230
1630
2030
0100
0500
0900
1300
1700
2100
0100
0500
0900
1300
1700
2100
0100
0500
0900
1300
1700
1200

A
A
D
A
F
F
C
B
B
A
B
D
A
A
D
D
A
C
D
A
G
E
A
E
C
C
C
A
A
D
D
B
F
B
E
B
A
C
C
B
C

3.92
1.86
2.24
0.25
1.28
1.66
3.28
2.96
1.90
1.90
1.46
4.36
7.15
0.74
0.78
0.96
0.46
0.62
0.78
0.48
1.08
0.90
1.00
1.02
2.82
0.60
1.64
0.76
1.34
0.78
3.68
3.24
3.76
1.94
2.78
2.00
2.20
2.28
2.84
2.02
2.48

13

14

21

22

23

a The accessible portion of the hopper was divided into six sectors which
were sampled according to a randomized selection scheme.

�TABLE 37. CADMIUM RESULTS FOR AMES - COAL SAMPLES
Feed stream
code

Test day

Date

Time

12

3/13
3/13
3/13
3/13
3/13
3/14
3/14
3/14
3/14
3/14
3/14
3/15
3/15
3/15
3/15
3/15
3/15
3/16
3/16
3/16
3/16
3/16
3/16
3/24
3/24
3/24
3/24
3/24
3/24
3/25
3/25
3/25
3/25
3/25
3/25
3/26
3/26
3/26
3/26
3/26
3/26

0600
1000
1400
1800
1800
0200
00
60
1000
1400
1800
2200
0200
0600
1000
1400
1800
2200
0200
0600
1000
1400
1800
2200
0230
0630
1030
1430
1830
2230
0230
0630
1030
1430
1830
2230
0230
0630
1030
1430
1830
2230

13

14

21

22

23

A
8
A
B
B
B
B
B
B
A
B
A
A
A
A
A
B
B
B
A
B
A
B
A
B
A
B
B
B
B
A
B
A
A
A
B
A
B
B
A
B

Cadmium
(M8/g)
0.124
0.024
0.068
0.116
4.04
0.043
007
.8
0.219
0.159
0.128
0.176
0.210
0.293
000
.4
0.153
0.055
0.075
0.138
0.027
0.094
0.099
0.367
0.141
0.157
0.104
0.129
0.241
0.090
0.173
0.122
0.045
0.079
0.055
0.084
0.286
0.193
0.109
0.055
0.222
0.166
0.641

a Two coal feed lines were sampled according to a randomized selection scheme.

80

�TABLE 38. CADMIUM RESULTS FOR AMES - REFUSE-DERIVED FUEL SAMPLES

Test day

Date

Time

12

3/13
3/13
3/13
3/13
3/14
3/14
3/14
3/14
3/14
3/14
3/15
3/24
3/25
3/25
3/25
3/25
3/26
3/26
3/26
3/26
3/26

0130
0530
1730
2130
0130
0530
0930
1330
1730
2130
0130
1400
1000
1400
1800
2200
0200
0600
1000
1800
2200

13

14
21

22

a

Feed stream
code

D
D
D
C
B
C
B
C
A
C
A
C
A
B
C
D
B
B
B
A
A

Cadmium
(Mg/g)

2.84
1.99
2.41
1.14
2.31
2.96
4.85
2.79
2.37
3.68
5.30
2.63
3.71
3.72
2.37
1.73
1.59
1.69
6.26
3.60
0.94

Four RDF feed lines sampled according to a randomized selection scheme.

81

�TABLE 39. CADMIUM RESULTS FOR AMES - FLUE GAS
OUTLET PARTICULARS

Mass
(MS)

Cadmium
Concentration
(Mg/dscra)

Test day

Date

Volume
(dscm)

21

3/24

3.69

83.2

22.6

22

3/25

3.48

97.3

28.0

23

3/26

3.93

100.0

25.5

�CHICAGO NORTHWEST INCINERATOR
Organics
The results of TOC1 analyses of flue gas inlet and outlet samples from
the Chicago incinerator are shown in Table 40 along with the corresponding
surrogate recovery data. TOC1 and surrogate results for plant background,
air particulates, ESP ash, combined bottom ash (i.e., bottom ash plus ESP ash),
refuse, and tap water (plant intake water) are shown in Tables 41 to 45.
Organic chlorine was not detected by the TOC1 procedure in any of the field
blanks, method blanks, or flue gas first impinger extracts. These results,
as well as all other results in this report, are shown uncorrected for surrogate recoveries.
In general, the surrogate recoveries were poor. As with the Ames results,
dg-naphthalene recoveries (typically 10-50%) were lower than di2~chrysene recoveries (typically 30-60%). Although a portion of the apparent losses may
be attributed to difficult sample matrices, the cause of consistently lower
recoveries is not known.
The results of determinations of PAH compounds and additional compounds
identified in the composite Chicago extracts are shown in Table 46. Composite
refuse extracts were not analyzed due to extremely high levels of interfering
materials and the likely nonrepresentatative nature of the refuse sample collection. A large number of chlorinated benzene and phenolic compounds were
identified. Dibenzofuran was identified in the flue extracts. As noted for
the Ames samples, only very low levels of phthalate esters were identified in
the flue gas blank extracts.
Interestingly, the compound specific determinations compare very favorably with the TOC1 results for the same extracts. Table 47 shows a comparison
of the TOC1 results for selected composite extracts (i.e., those in which significant levels of chlorinated compounds were identified) calculated from the
TOC1 concentrations in the component extracts with those calculated from the
sums of chlorinted compounds identified. The percent deviation from the mean
for these pairs is 14%.
The results of analysis of the composite Chicago flue gas outlet extracts
for PCBs are shown in Table 48. In contrast to the results from the Ames extracts, the PCS contents of the Chicago flue gases were largely di- through
pentachloro-substituted.
The results of HRGC/HRMS analyses of the composite Chicago incinerator
extracts for PCDDs and PCDFs are shown in Table 49. The mean recoveries for
1,2,3,4-tetrachlorodibenzo-j&gt;-dioxin and octachlorodibenzo-|&gt;-dioxin through
the extract cleanup were 60 and 25%, respectively. Although a number of PCDD
and PCDF compounds were identified, trichlorodibenzofurans were found at the
highest concentrations. Table 50 shows the results of specific analyses for
2,3,7,8-tetrachlorodibenzo-£-dioxin. This compound was detected in all three
extracts, although the concentrations measured were substantially less than
1 ng/dscm. No PCDD or PCDF isomers were detected in any blank extracts.

83

�TABLE 40.

TOC1 RESULTS AMD SURROGATE RECOVERIES FOR CHICAGO NW FLUE GAS SAHPLES

TOC1
Test day

Date

Volume
(s.
dc)

Resin

Mass (ng)
Particulates

Total cone,
(ng/dscn)

Surrogate recovery
diz-Chrysene
dg-Naphthalene
()
I
Particulates
Resin
Particulates
Resin

(W

Flue Gas Inlet

1
2
3
4
5
6
7
8
9
10
11

5-4
5-6
5-7
5-8
5-9
5-10
5-11
5-12
5-13
5-15
5-16

11.10
22.31
20.53
19.89
20.19
18.92
2.8
04
19.52
19.05
20.26
20.22

17,500
33,900
12,300
13,900
22,600
10,700
11,900
11,700
11,000
12,100
33,200

14,400
5,0
220
26,700
21,330
19,700
23,900
1,0
090
36,300
3,0
040
17,400
22,500

Flue Gas
1
2
5
4
5
6
7
8
9
10
11

5-4

18.20

5-6
5-7
5-8
5-9

24.82
22.95

5-10
5-11
5-12

5-13
5-15
5-16

25.07
21.39
2.9
20

21.51
21.74
21.38
21.91
23.26

1,0
680
69,100
32,700
3900
0,0
3,0
220
6,0
320
4,0
790
3,0
940
19,100
4,0
450
3,0
060

37
80
49
54
38
9
17
30
22
25
92

280
,0
3,860
1,900
1,770
2,090
1,830
1,110
2,470
2,170
1,460
2,753

38
20
41
62
54
27
16
13
46
27
13

40
19
52
16
48
27
17
36
24
28
13

340
,6

1,100

7

3,140
1,760
13,500

19

7.720

2,0
400
7,070
590
,4
400
,6

200
,7
3,310
2,540
2,920
1.230
230
,0
1,490

62
58
45
100
47
56
68
25
41
77
29

Outlet

8,780
28,600
12,000
9,940
6,750

67
140
90
110
100
96
58
89
70
67
140

0

16
5
38
44

6
64
64
18

58
58
0

4
35
77
99
54
120
80
82

44
40
130
23
120
50
40
70
68
66
36

�TABLE 41. TOC1 RESULTS AND SURROGATE RECOVERIES FOR
CHICAGO NW PLANT BACKGROUND AIR SAMPLES
TOC1
(ng)

TOC1
(ng/m3)

Surrogate recovery
d8-Naphthalene djg-Chrysene
()
%
()
%

Test day

Date

Volume
(m3)

2

5-6

660

1,510

2.3

58

45

3

5-7

490

1,400

2.9

67

74

4

5-8

570

1,840

3.2

46

71

5

5-9

590

1,730

3.0

23

55

6

5-10

510

&lt; 30

&lt; 0.1

7

1

7

5-11

590

430

0.7

55

170

8

5-12

390

&lt; 30

&lt; 0.1

0

0

9

5-13

580

540

0.9

34

33

10

5-15

490

890

1.8

26

28

11

5-16

710

1,240

1.7

37

44

5-17

520

760

1.5

11

24

5-19

320

590

1.8

2

66

a Calculated from the sampling time and the flowmeter reading on the HiVol sampler.

85

�TABLE 42. TOC1 RESULTS AND SURROGATE RECOVERIES FOR
CHICAGO NW ESP ASH SAMPLES

Test Day

TOCI
(ng/g)

Date

Time

0

5-3

0200
0600
1000
1400
1800
2200

1

5-4

0200
0600

1

Surrogate Recovery
d8-Naphthalene
di2-Chrysene
fty \
V fb/

5-6

41
36
0
44
45
18

68
63
46
80
72
35

59

8

35

1000
1400

2

226
203
68
89
143
54

I «

28

52

1400

62

8

24

?6

7

39

1800
2200

} 192

58

97

}

49

20

15

1800
2200

5-7

0200
0600

1000
1400

3

}

/

95

0

0

4

5-8

0200
0600
1000
1400
1800
2200

370
150
15
14
23
49

60
28
0
18
5
44

83
24
12
7
18
31

5

5-9

0200
0600
1000
1400
1800
2200

130
340
41
210
160
38

40
56
44
37
28
26

28
14
32
21
20
30

6

5-10

0400
0800
1200

111
84
57

37
19
9

32
35
32
(continued)

86

�TABLE 42 (continued)
Surrogate Recovery
dj2~Chrysene
dg-Naphthalene

Time

TOC1
(ag/g)

5-10

1600
2000

59
65

39
8

40
76

0000

76

23

57

66

21

54

30

38

2000
0000

31

13

0

0400
0800

|

40

36

1200
1600

I «

36

21

2000
0000

|

30

32

0400
0800

\

65

40

35

1200
1600

6

Date

5-11

Test Day

\ 150

30

30

76

26

26

20

12

16

220
203
70
159
&lt; 1

0
52
28
23
0

48
49
25
0
(continued)

7

0400
0800

1200
1600
5-12
8

5-13
9

5-14

\ 108

}

1600
2000
0000

10

5-15

0400
0800
1200
1600
2000

I

132

38

37

�TABLE 42 (concluded)

Test Day

TOC1
(ng/g)

Date

Time

5-16

0000
0400
0800
1200
1600
2000

137
211
78
173
15
154

5-17

0100
0900
1300
1700
2100

12

11

12

88

Surrogate Recovery
rig-Naphthalene

22
24
39
50
9
0

14
49
59
57
17
39

26

�TABLE 43. TOC1 RESULTS AND SURROGATE RECOVERIES FOR
CHICAGO NW COMBINED BOTTOM ASH SAMPLES

TOC1

Surrogate Recovery
d12~Chrysene
d8-Naphthalene

&lt; 1

18

23

5-3

0300
0700
1100
1500
1900
2300

E
E
E
A

&lt;
&lt;
&lt;
&lt;
&lt;
&lt;

1
1
1
1
1
1

39
33
18
31
56
52

35
26
23
20
21
25

0300
0700

A
A

\
J

&lt; 1

12

0

D

1

&lt; 1

34

7

1500

A

&lt; 1

29

52

C
A

\
/

6

34

32

0300
0700

A
E

»
/

&lt; 1

0

26

B
E

)
J

6

38

58

1900
2300

3

A

1100
1500

2

2300

1900
2300

1

Time

1100
1500

0

Date

5-2

Test day

Sector
code

D
B

)
f

3

46

52

5-4

5-6

5-7

(ng/g)

B

4

5-8

0700
1100
1500
1900
1900
2300

B
B
D
E
C
B

&lt; 1
&lt; 1
&lt; 1
124
&lt; 1
&lt; 1

8
22
19
37
13
0

24
26
20
64
8
0

5

5-9

0300
0700
1100
1500
1900
2300

B
C
D
C
B
A

7
76
5
3
&lt; 1
38

11
75
48
72
47
85

5
9
11
78
13
10
(continued)

89

�TABLE 43 (continued)
Sector
code8

TOC1
(ng/g)
7
16

Test day

Date

Time

6

5-10

0100
0500
0900
1300
1700
2100

A

0100
0500

E

E

I

0900
1300

E
D

}

1700
2100

B
C

0100
0500

E
B

0900
1300

A
B

1700
2100

B
E

0100
0500

D
D

0900
1300

C
A

1700

E

5-14

1700
2100

A
A

5-15

0100
0500
0900
1300

7

8

9

10

5-11

5-12

5-13

Surrogate Recovery
dg-Naphthalene d12~Chrysene
()
%
13
42
34
41
34
33

11

43

34

&lt;l

31

25

}

&lt; l

36

36

}

&lt;&gt;

8

13

1

28

17

25

I »

37

26

I

57

100

I »

60

12

&lt; 1

28

7

&gt;

2

19

0

A
E

}

18

34

8

C
C

\

2

35

7

E
B
C
E
E

&lt; 1
&lt; 1
&lt; 1

49

•

3.8

7
8
8
11
12

(continued)

90

�TABLE 43 (concluded)

Test day

Sector
j
codea

TOC1
(ng/g)

Surrogate Recovery
dg-Naphthalene
d12-Chrysene
()
%
()
%

Time

5-15
11

Dae

1700
2100

E

c\
I

&lt; 1

21

5

5-16

0100
0500
0900
1300
1700
2100

E
C
C
E
B
D

&lt; 1

26
26
50
44
6
24

6
8
7
6
6
6

7
&lt;
&lt;
&lt;
&lt;

1
1
1
1

The accessible portion of the bottom ash discharge hopper was divided
into five sectors which were sampled according to a randomized
selection scheme.

91

�TABLE 44.

TOC1 RESULTS AND SURROGATE RECOVERIES FOR CHICAGO NW REFUSE SAMPLES

3

0100
0515
0900
1300
1700
2100

A
B
B
B
A
B

1,780
9,940

0100
0500

A
B

A

0900
1300

A
B
A
B

2110

1

5-3

1700
2100

0

Time

Sector
code

TOC1

Date

0900

Test day

5-4

5-7

Surrogate recovery
d -Naphthalene
d12~Chrysene
8

12,300

15
12
12
5
28
15

15
12
0
5
18
15

221

0

0

&lt; 1

0

0

\
f

14

0

0

\
f

1,350

0

0

A

&lt; 1

25

0

961
62
778
\
&gt;

4

5-8

0100
0500
0900
1300
1700
2100

A
B
A
B
A
B

84
165
38
583
27
567

8
12
19
9
0
9

4
15
32
26
0
9

5

5-9

0100
0500
0900
1300
1700
2100

B
A
A
B
B
A

1,550

36
5
0
14
2
0

120
5
0
10
0
0

246
41
607
1,670

273

(continued)

�TABLE 44 (continued)

Test day

6

Sector
code

Date

Time

5-10

0300
0700
1100
1500
1900
2300

B
A
B
A
B
A

0300
0700

TOC1
(ng/g)

Surrogate recovery
d8-Naphthalene
d12-Chrysene

9

5-13

0

0

B \
A|

599

2

0

B \
B J

95

0

0

0300
0700

B
A

\
I

&lt; 1

0

0

A

}
1

389

8

3

1900
2300

5-12

&lt; 1

1100
1500

8

B \
A (

1900
2300

5-11

0
1
0
6
38
0

1100
1500

7

167
11
54

0
9
0
6
46
0

B
B

\
f

&lt; 1

0

0

0300
0700

A

}
J

&lt; 1

0

0

1100
1500

B \
A I

&lt; i

o

o

B

A

108
467
&lt; 1

(continued)

�TABLE 44 (concluded)

TOC1
(ng/g)

Surrogate recovery
d12-Chrysene
d g -Naphtha lene
()
%
()
%

Test day

Date

Time

Sector
code

10

5-14

1500
1900

B
A

&lt; 1
2,700

0
5

50
10

5-15

0300
0700
1100
1500
1900
2300

A
A
B
B
A
B

22
8,070
&lt; 1
&lt; 1
&lt; 1
&lt; 1

68
30
0
0
0
4

68
32
0
0
0
5

5-16

0300
0700
1100
1500
1900

A
B
A
A
B

26
&lt; 1
45
&lt; 1
&lt; 1

16
0
0
17
6

15
0
0
1
6

5-17

0000

B

&lt; 1

6

0

11

The accessible portion of refuse was divided into two sectors which were sampled
according to a randomized selection scheme.

�TABLE 45. TOC1 RESULTS AND SURROGATE RECOVERIES
FOR CHICAGO NW TAP WATER SAMPLES
Surrogate recovery
di2~Chrysene
dg-Naphthalene
/O&gt; \
\ A&gt;/
()
%

Test day

Date

TOC1
(ng/£)

5

5-9

&lt; 30

14

16

6

5-10

&lt; 30

0

0

7

5-11
5-14

&lt; 30
&lt; 30

68
12

24
10

95

�TABLE 46.

Compound

COMPOUNDS QUANTITATED IN SAMPLES FROH THE CHICAGO NV INCINERATOR, UNIT HO. 2

Composite
day

Plant backbround
air particulates
concentration
(ng/dsca)

Flue gas inlet
concentration
(ng/dscn)

Flue gas outlet
concentration
(ng/dsoi)

Combined ash
concentration
(ng/g)

120
32
28

200
110
340

110
27
18

39
27
51

17

300
140
57

92
91
77

12

Target PAH Compounds
Phenanthrene

1
2
3

Fluoranthene

1
2
3

Pyrene

1
2
3

1.0

0.28
0.82
0.18

9.4

7.8

Additional Compound* Idendified
1 ,3-Dichlorobenzene

1
2
3

130
130
18

1 ,4-Dicblorobenzene

1
2
3

96
98
14

1 ,2-Dichlorobenzene

1
2
3

140
120
20

1,2, 3-Trichlorobenzene

1
2
3

140
81
27

48
57
150

1,2,4-Trichlorobenzene

1
2
3

550
380
160

200
220
560

1 ,3,5-Trichlorobenzene

1
2
3

490
280
120

190
180
460

Tetrachlorobenzene*

1
2
3

1,400
1,000
1,400

790
630

(continued)

ESP Ash
concentration
(ng/g)

�TABLE 46 (concluded)

Plant backbround
air particulates
concentration
(ng/dscm)

Flue gas inlet
concentration
(ng/dsm)

Flue gas outlet
concentration
(ng/dscn)

1
2
3

too
39
12

Dichlorophenol'

1
2
3

560
240
190

1
2
3

2,100

140
,0
1,200
1,900

1
2
3

2,200
1,100

1
2
3

130
64

190
160
430

Dibenzofuran

1
2
3

86
28
23

100
67
140

Dine thy Iphthalate

1
2
3

Hexachlorobenzene

Tetrachlorophenol"

Pentachlorophenol

Diethylphthalate

1
2
3

Butylbenzylphthalate

1
2
3

60
0

1,500
1,100
1,700

83

4.8
50

1
2
3

Bis(2-ethylhexyl)phthalate

970
600

1
2
3

Di-n-butylphthalate

a

ESP Ash
concentration
(ng/g)

240
280
630

Tri chloropheno 1a

Combined ash
concentration
(ng/g)

110
48
260

Compound

Composite
day

Specific isoner not determined.

15
6.1
32

130
47
370

170
230
89

�TABLE 47. COMPARISON OF TOC1 RESULTS FROM DIRECT TOC1 ASSAYS
VERSUS CALCULATED TOC1 FROM SPECIFIC COMPOUNDS
IDENTIFIED IN COMPOSITE CHICAGO NW EXTRACTS
Composite
day

TOCI assay

Sum of compounds
identified

Flue gas inlet

1
2
3

130 mg/hr
88 mg/hr
67 mg/hr

200 mg/hr
110 mg/hr
56 mg/hr

Flue gas outlet

1
2
3

97 mg/hr
110 mg/hr
86 mg/hr

120 mg/hr
96 mg/hr
190 mg/hr

98 ng/g

93 ng/g

Sample type

ESP Ash

98

�TABLE 48. CONCENTRATIONS OF POLYCHLORINATED BIPHENYL ISOMERS
IN FLUE GAS OUTLET SAMPLES FROM THE CHICAGO
NORTHWEST INCINERATOR UNIT NO. 2

Compound identified

Composite day
(Concentration, ng/dscm)
1
3
2

Dichlorobiphenyl

5.8

6.0

40

Trichlorobiphenyl

7.6

4.3

36

Tetrachlorobiphenyl

4.2

1.5

13

Pentachlorobiphenyl

2.3

1.0

4.5

Total chlorobiphenyl

19.9

12.8

93.5

99

�TABLE 49. CONCENTRATIONS OF POLYCHLORODIBENZO-P-DIOXINS AND FURANS
IN FLUE GAS FROM THE CHICAGO NORTHWEST INCINERATOR
Concentrations
(ng/dscm)
Total trichlorodibenzo-p-dioxins
Day 1
2
3
Mean
S.D.

15
12
11
13
2.1

Total trichlorodibenzofurans
Day 1
2
3
Mean
S.D.

350
280
270
300
44

Total tetrachlorodibenzo-p-dioxins
Day 1
2
3
Mean
S.D.

7.2
5.4
6.2
6.3
0.90

Total tetrachlorodibenzofurans
Day 1
2
3
Mean
S.D.

89
84
96
90
6.0

Total hexachlorodibenzo-p-dioxins
Day 1
2
3
Mean
S.D.

14
21
14
16
4.0

(continued)

100

�TABLE 49 (concluded)
Concentrations
(ng/dscm)
Total hexachlorodibenzofurans
Day 1
2
3
Mean
S.D.

43
84
59
62
21

Total heptachlorodibenzo-p-dioxins
Day 1
2
3
Mean
S.D.

7.2
7.8
7.7
7.6
0.32

Total heptachlorodibenzofurans
Day 1
2
3
Mean
S.D.

7.2
7.2
8.0
7.5
0.46

Octachlorodibeuzo-p-dioxin
Day 1
2
3
Mean
S.D.

2.6
2.2
2.8
2.5
0.39

Octachlorodibenzofuran
Day 1
2
3
Mean
S.D.

0.72
0.63
0.46
0.60
0.13

101

�TABLE 50. CONCENTRATIONS OF 2,3,7,8-TETRACHLORODIBENZO-P-DIOXIN
IN FLUE GAS FROM THE CHICAGO NW INCINERATOR
Concentration
(ng/dscm)
Day 1

0.35

2

0.36

3

0.52

Mean

0.41

S.D.

0.10

Cadmium
The results for cadmium analysis of samples of fly ash, bottom ash, and
refuse for test days 8 to 14 are presented in Tables 51 to 53. The fly ash
samples contained the highest concentrations of cadmium, ranging from 86 to
560 (Jg/8- The concentration of cadmium in bottom ash was approximately one
order of magnitude lower than that of the fly ash samples. The cadmium content of refuse samples ranged from less than 0.12 to 1.4 (Jg/8- Cadmium was
not detected in the tap water from this plant. The concentrations of cadmium
in the flue gas outlet samples are listed in Table 54. Also included in these
tables are results for the recoveries of spiked samples, which was part of
the QA program discussed in the analysis methods. The recovery of cadmium
averaged 91% from both the combined ash and the refuse and 114% from the fly
ash.

102

�TABLE 51. CADMIUM CONCENTRATIONS IN FLY ASH FROM CHICAGO
NORTHWEST INCINERATOR, UNIT NO. 2

Test day

Date

Time

9

5/13

0000
0400

5/14
10

5/15

0800
1200
1600
1700
2000
0400
0800
1200

Cadmium
(Mg/g)
283
201, 212
209, 217,
222
376
458
391
86.1, 82.3
250

1600
200

225
209, 218
380, 392
419, 425,
440
361
560

Spike
recovery
()
%a
139

109
124, 118,
114

11

5/16

0000
0400
0800
1200
1600

306
325, 325
237
250
216

135

12

5/17

0100
0500
0900
1300
1700
2100

230
279, 348
289
290
313
328, 323

94

0100
0500

309
326

13

5/18

97 ± 9°

Spiked distilled water
a

100

Spiked with 10 (Jg total cadmium.

b Spiked with 10 pg total cadmium and analyzed with the sample digests.
c Mean and standard deviation for eight determinations.

103

�TABLE 52. CADMIUM CONCENTRATIONS IN COMBINED BOTTOM ASH FROM
CHICAGO NORTHWEST INCINERATOR, UNIT NO. 2

Test day

Cadmium
(Mg/g)

Spike
recovery
()
%3

11

5/13

0100
0500
0900
1300
1700

8.20
23.4
8.30, 7.34
36.1, 31.2
15.1

95
61

1700
2100

5.40
30.8, 27.8

88

5/15

0100
0500
0900
1300
1700
2100

15.9, 9.20
31.7
48.8
7.3
17.1
18.5, 49.4
31.7, 60.5

81, 106

0100

0500
0900
1300
2000
2100

10

Time

5/14

9

Date

7.88, 28.7,
6.80
27.8
13.3
10.7, 8.64
12.1
7.5

5/16

12

5/17

0200
0600
1000
1400
1800
2200

5/18

0200
0600
1000
1400
1800
2200

5/19

0200
0600
1000
1400

120
105

6.35
8.00
21.7
4.60
71
3.60

14

67

14.5
10.4
6.00
14.3
13.1, 14.8
17.6

13

98

13.1
46.9
7.85
14.3
93 ± 6C

Spiked distilled water

a Spiked with 10 pg total cadmium.
b Spiked with 10 )Jg total cadmium and analyzed with the sample digests.
c Mean and standard deviation for six determinations.
104

�TABLE 53. CADMIUM CONCENTRATIONS IN REFUSE FROM CHICAGO
NORTHWEST INCINERATOR

Test day

8

10

11

12

13

14

Date

Time

5/12
5/13
5/13
5/13
5/13
5/14
5/14
5/14
5/15
5/15
5/15
5/15
5/15
5/15
5/16
5/16
5/16
5/16
5/16
5/17
5/17
5/17
5/17
5/17
5/17
5/18
5/18
5/18
5/18
5/19
5/19
5/19
5/19

2300
0300
0700
1100
1500
1500
1900
2300
0300
0700
1100
1500
1700
2300
0300
0700
1100
1500
1900
0000
0400
0800
1200
1600
2000
0000
1200
1600
2000
0000
0400
0800
1200

Cadmium
(Mg/K)

1.45
0.50, 1.25
0.85
0.28
0.45
0.63
1.07
0.95, 1.02
0.67
0.14
0.85
&lt; 0.12
0.20
1.10, 1.04
1.07
0.83, 0.80
&lt; 0.12
&lt; 0.12, &lt; 0.12
0.63
1.10
0.68
&lt; 0.12
0.18
0.16
0.60
0.57
0.25
1.04, 0.94
0.55
1.25
9.85, 8.44
0.79
8.13

Spike
recovery
()
%3

91
72

95
106

105

94

78 ± 22C

Spiked distilled water
a

Spiked with 10 (Jg total cadmium.

b

Spiked with 10 (Jg total cadmium and analyzed with the sample digests.

c Mean and standard deviation for seven determinations.

105

�TABLE 54. CADMIUM CONCENTRATIONS IN THE FLUE GAS OUTLET
PARTICULARS FROM CHICAGO NORTHWEST INCINERATOR,
UNIT NO. 2
Cadmium
Concentration
(ng/dscm)

Date

Volume
(dscm)

Mass
(pg)

12

5/17

6.20

520

84

13

5/18

6.20

1,490

240

14

5/19

6.81

1,850

272

Test day

106

�SECTION 9
ANALYTICAL QUALITY ASSURANCE RESULTS
The principal quality assurance indicators used for this study were the
recoveries for surrogate compounds spiked into all samples prior to extraction and the results of three interlaboratory comparison studies.
SURROGATE COMPOUND RECOVERIES
The surrogate recoveries determined for all samples from both plants are
summarized in Table 55. As indicated in the previous section, the recoveries
observed for naphthalene are generally lower than those for chrysene. Since
the compounds of primary interest in this study are less volatile than naphthalene, the naphthalene recoveries likely indicate the maximum losses attributable to volatilization. The chrysene recoveries likely provide a more accurate
indication of the recoveries of the principal analytes related to extraction
efficiency and general extraction handling.
The apparent analytical accuracy and precision as indicated by the recoveries and standard deviations of surrogates observed for each media was
likely influenced by the dilution of extracts prior to analysis. Many of the
more complex extracts required dilution such that the concentrations of the
surrogate compounds in the diluted extracts were near the analytical detection limits.
In general, the surrogate recoveries observed for the Ames samples were
higher than those observed for the Chicago samples. This is likely attributable, at least in part, to the complexity of the Chicago samples.
INTERLABORATORY COMPARISON STUDIES

TOC1
Two interlaboratory comparison studies were conducted to check the comparability of TOC1 assay as conducted by SwRI and GSRI. In the first study,
selected extracts from the two plants were submitted for TOC1 assay by the
other laboratory. A second set of TOC1 extracts was prepared at MRI by mixing several extracts of organic chemicals manufacturing wastewaters. The results of these two studies are shown in Table 56. Although some significant
discrepancies are apparent, the data from the two laboratories are generally
comparable.

107

�TABLE 55. SUMMARY OF SURROGATE RECOVERY DATA

Plant

Sample type

Determinations

Surrogate recovery
dg Naphthalene d12-Chrysene
()
%
()
%

Flue gas outlet

11

47 ± 12

86 ± 12

Flue gas inlet

22

57 ± 24

73 ± 19

Plant background air
particulates

21

48 ± 23

98 ± 22

ESP ash

51

44 ± 25

96 ± 22

Bottom ash

51

55 ± 20

85 ± 31

6

90 ± 16

90 ± 18

36

65 ± 15

110 ± 28

Bottom ash hopper
quench water influent

6

69 ± 17

110 ± 18

Bottom ash hopper
quench water overflow

Ames

50

42 ± 32

88 ± 25

44 ± 38

88 ± 17

Coal
RDF

Well water
Chicago

Flue gas outlet

11 (resin)
11 (filter)

26 ± 23
29 ± 13

61 ± 37
62 ± 34

Flue gas inlet

11 (resin)
11 (filter)

41 ± 26
32 ± 17

93 ± 28
55 ± 22

Plant background air
particulates

12

31 ± 23

51 ± 45

ESP ash

53

26 ± 18

35 ± 22

Bottom ash

51

33 ± 18

21 ± 20

Refuse

51

9 ± 13

10 ± 21

4

24 ± 30

13 ± 10

Tap water

a The resin and filter catch portions of the Chicago flue gas samples were
spiked, extracted, and analyzed separately for the surrogate compounds,
108

�TABLE 56.

RESULTS OF INTERLABORATORY TOC1 ANALYSES

TOC1 (ng/extract)
SwRI results
GSRI results

Sample
Chicago flue gas outlet (5/15) resin3
Chicago flue gas inlet (5/7) particulate

Ames
Ames
Ames
Ames
Ames
Ames

bottom ash (3/7,
bottom ash (3/9,
flue gas outlet
flue gas outlet
RDF (3/4, 0230)
RDF (3/3, 1430)

Synthetic Extract I
II
III
IV
a

Prepared by SwRI.

c

Resin and particulate combined.

d

11,300
10,900
13,800
12,400, 16,200

Prepared by GSRI.

b

1,020
124
4,230
18,100
109,000
215,000

7,300
10,700
7,600
10,400

0130 + 0530)b
2030)
(3/15)C
(3/18)°

23,000
19,200
39,300
42,800
10,020
31,400

227
91.8
702
443
78,800
181,000

Chicago flue gas outlet (5/12) resin

Chicago flue gas outlet (5/9) particulate
Chicago flue gas outlet (5/6) particulate
Chicago flue gas outlet (5/11) resin

44,500
26,700
39,400
12,000
8,780
47,900

Prepared by MRI.

Specific Compound Analysis
An interlaboratory study was also conducted using spiked fly ash aliquots spiked with specific compounds. Mixed fly ash from the Ames and Chicago
plants was divided into 20-g aliquots. The aliquots were spiked by MRI with
six chlorinated compounds and submitted to GSRI and SwRI for analysis by the
same extraction, HRGC and scanning HRGC/MS procedures used for the plant samples. Four pairs of duplicate fly ash aliquots were submitted to each laboratory. The results of these analyses are shown in Table 57 along with the
surrogate recoveries. Most compounds were identified in the spiked samples
by both laboratories. Exceptions were pentachlorophenol in most samples and
decachlorobiphenyl in one sample by SwRI.

109

�TABLE 57.

INTERLABORATORY COMPARISON OF ANALYTICAL RESULTS FOR THE EXTRACTION AND ANALYSIS
OF SPECIFIC COMPOUNDS IN FOUR SETS OF QUALITY ASSURANCE SAMPLES

I

Compound

Spike
level
(ng/g)

II

Concentration9
(ng/g)
GSRI
SwRI

Spike
level
(ng/g)

IV

III

a

Concentration
(ng/g)
SwRI
GSRI

Concentration
(ng/g)
GSRI
SwRI

Spike
level
(ng/g)

1 ,2-Dichlorobenzeoe

0

NDb

ND

585

90, 125

952 , 1,130

2,930

940 , 430

1 ,2,4-Trichlorobenzene

0

ND

ND

560

100, 170

1,170 , 1,220

4,200

1,660 , 865

Hexaehlorobenzene

0

ND

ND

550

45, 65

295 , 150

2,750

790 , 365

2,4,6-Trichlorophenol

0

ND

ND

2,850

ND, 45

1,040 , 748

570

75 , ND

" 112
,

ND, ND

C

tr, tr

535

ND , ND

tr , tr

1,230

6,050 , 2,890

Spike
level
(ng/g)

Concentration
(ng/g)
SwRI
GSRI
20,200, 4,410

7,420, 6,300

4,390

700, 1,010

11,700, 10,200

2,800

720, 855

7,660, 8,420

85, 75

170, 103

4,280

355, 840

3,690, 2,040

tr, tr

4,020

ND, ND

tr, tr

403, 566

2,450

8,650, 6,800

2,460, 1,280

1,630, 1,680

275

Pentarhlorophenol

0

ND

ND

2,680

Decachlorobiphenyl

0

ND

ND

490

Naphthalene-da

38, 2

88, 88

25, 40

89 , 88

59 ,30

98, 84

34, 42

101, 89

Chrysene-d,2

49, 23

73, 84

41, 40

88 , 76

50 , 38

75, 71

45, 45

111, 103

425, 970

Surrogate Compound Recovery ( )
*

a

Concentration values reported for two identical samples prepared by MRI.

b ND = not detected.
c

tr = trace.

�PCDD and PCDF Analysis
The results of the interlaboratory comparison of PCDD and PCDF analyses
conducted on Chicago flue gas outlet extracts by MRI and R. Harless at EPA's
Research Triangle Park laboratory are shown in Table 58. Both the qualitative and quantitative results from the two laboratories were quite comparable.
There were no qualitative discrepancies. The agreement in quantitation is
reasonable, particularly in view of the facts that: (1) the two laboratories
utilized different gas chromatographic systems and different selected ion
monitoring procedures (computer controlled ion selection by MRI and hardware
controlled ion selection by EPA) and (2) that the levels were near the limits
of detection.
TABLE 58. INTERLABORATORY COMPARISON OF THE LEVELS OF PCDDs AND PCDFs
IN COMPOSITE EXTRACTS FROM THE CHICAGO NW INCINERATOR

Composite

Total mass in sample (ng)
EPA3 results
MRI results

Parameter

14

1

24

2

2,3,7, 8-Tetrachlorodibenzo-p-dioxin

24

7.0

3

2,3,7, 8-Tetrachlorodibenzo-p-dioxin

34

9.4

4

Total tetrachlorodibenzo-p-dioxin

500

1,200

5

Total tetrachlorodibenzo-p-dioxin

360

740

6

Total tetrachlorodibenzo-p-dioxin

400

660

7

Total tetrachlorodibenzofuran

5,600

1,640

8
a

2,3,7, 8-Tetrachlorodibenzo-p-dioxin

Total hexachlorodibenzo-p-dioxin

1,400

280

Calculated from data in Reference 8.

111

�SECTION 10
EMISSIONS RESULTS
AMES MUNICIPAL POWER PLANT, UNIT NO. 7
The TOC1 input and emission rates determined for the Ames plant during
the test period are shown in Table 59. These results were calculated from
the daily mean levels of TOC1 in coal, RDF, and ash from Section 8 and the
mass and volume flow rates from the engineering and process data in Section
7.
Since TOC1 is not a conservative parameter, it
the mean TOC1 destruction rate is greater than 99%.
data indicate that flue gas was responsible for the
emissions, 83%. Bottom ash and fly ash contributed
tively, of the total emissions.

is not surprising that
Interestingly, these
largest fraction of TOC1
only 11 and 5%, respec-

Table 60 shows the input and emission rates for the target PAHs and other
compounds identified in the composited Ames extracts. The mass and volume
flow data used for the input and emission calculations are averages for the
sampling days comprising the composite days.
The emission rates for PCBs in
Table 61. Only the composited flue
PCBs by HRGC/MS-SIM. PCBs may have
sions media at concentrations below

the Ames flue gas samples are shown in
gas outlet extracts were analyzed for
been present in other inputs and emisthe limit of detection of scanning HRGC/MS.

A summary of the cadmium inputs and emissions for the test days investigated at the Ames Municipal Power Plant is presented in Table 62. The total
inputs and emissions represent a good mass balance.
CHICAGO NORTHWEST INCINERATOR, UNIT NO. 2
The calculated TOC1 inputs and emissions are shown in Table 63. The apparent mean TOC1 destruction rate (97%) is slightly lower than was observed
for the Ames plant. However, the difficulty experienced in taking representative samples of raw refuse hinders accurate destruction efficiency determinations. The contribution of flue gases to total TOC1 emissions is remarkably
similar, 87% for the Chicago incinerator relative to 83% for Ames power plant.

112

�TABLE 59.

TOTAL ORGANIC CHLORINE INPUTS AND EMISSIONS - AHES MUNICIPAL POWER PLAHT, UKIT Nn

Inputs
Coal
TOC1

RDF
Date

Load feed
Feed
()
1
( ) (kg/hr)
I

3/2
3/3
3/4
3/5
36
/
3/7
3/8
3/9
3/10
3/11
3/12
3/13
3/14
3/15
3/17
3/18
3/19
3/20
3/22
3/23

86
86
90
91
8
9
87
80
60
83
8*
89
89
87
62
84
91
89
87
84
52

0
13
23
19
2
2
14
20
4
10
24
21
16
24
4
12
17
15
7
11
0

14,600
14,400
1,0
440
15,200
1,0
460
15,200
12,800
1,0
080
14,200
13,700
1,0
600
14,100
13,900
1,0
090
1,0
420
1,0
430
1,0
420
1,0
560
14,100
9,250

Decemin•tions

20

20

20

Mean

83

14

13,800

Standard
11
deviation

7.7

1,700

(gg
n/)

TOC1
(t/r
».h)

Emissions

Refuse-derived fuel
tOCl
TOC1
(kg/hr)

(ng/g)

(gh)
./r

Total
TOC1
( / r
« h )

Botto* ash
TOC1

(gh)
k/r'

5

73

5
5
5
5
5
5
5
5
5
5
5
5

72
72
76
73
76
64
54
71
6.
85
8.
00
7.
05
6.
95

2.130
4,290
3,640
400
,3
2,470
3,180
491
1,530
430
,4
430
,2
2,720
4,350

5
5

5.
45
71

417
1,850

5
5

71.5
71

2,930
2,550

78
70.5
4.
63

1,200
1,740
0

(gh)
./r

500
400

5
5
5

(ng/g)

tOCl

200
350

250
350
100

20

5
HI)

20

6»
8.4

0

toil

20

100
20,100
9,300
350
,0
820
,0
9,900
12,100
500
,0
530
,0
1,0
300
1,0
990
960
,0
2,0
200

42,900
39,900
12,700
3,5
300
2,0
450
38,500
2,500
8,100
5,0
640
8,0
600
26,100
95,700

12

12

4,0
300
4,0
000
12,800
3,0
310
2,0
460
3,0
860
260
,0
820
,0
5,0
650
8,0
610
2,0
620
9,0
580

12

5.5

0.55

350
550
450
550
400
500
200
300
550
500
400
550

124
97
36
44
55
33
4.4
38
113
57
156
38

43
53
16
24
22
17
0.88
11.4
67
29
62
21

20

13

13

2,312

11,500

3,0
890

3,0
900

380

62

28

1,570

620
,0

2,0
880

28,800

150

47

21

Mass
(kg/hr)

ESP ash
TOC1

(dscn/hr)

Flue ga«"
TOC1

TOC1

Total
1UC1

Percent of
ttx.1 e«is»io»»

(ng/d.«)_

(«s/hr)

(a.g/hr)

4 7
2.5
6.5
5.2
2.7
3.1
56
3.5
5.2
2.6

5.6
3.0
7.8
6.2
3.2
3.7
67
4.2
6.2
3.1

3920
0,0
323,800
3800
2,0°
322,500C
3030
4.0°
318,400C
29I.300C
2290;
4,0)
3330
3,0°
341,500C

156
1,210
766
454
951
412
367
411
833
562

48.2
392
251
146
324
131
107
100
278
192

54.4
438
312
168
351
156
191
105
296
257

1
10
17
10
7
14
9
1
4
24

10
1
3
3
1
2
35
4
2
1

89
89
80
87
92
84
56
95
94
75

'20
,0
,0
20
,0
20
,0
20
,0
20
200
20
0
,0
20
200

2^3
3.0

3.8
3.6

3890
2,0
289,300
2840
5,0
3540
2,0
319,100
314,800
3000
2,0
332,200
225.700

332
1,680
238
90
5
855
1,050
25
0
124
157

109
486
61.5
39
0
273
331
6.
56
41.2
35.4

174
511

36
4

2
1

62
95

20

13

ND

(«/hr)

Mass

,0
20
,200
,0
20
,200
,0
20
,200
,0
20
,0
20
,0
20
,0
20

1,200

(«/«&gt;

TOC1

13

19

19

19

M_rA

g&gt;s_

_

12

12

_

12

12

7.7

9.2

308,700

616

194

246

11

5

83

14.6

17.4

32,900

425

134

138

10

10

13

a

Estimated from Mass Missions data collected during 1978. Douglas Fiscus, Midwest Research Institute, personal conminication.

b

Flue gas sampled at the outlet of the ESP except where indicated.

c

Flue gas outlet samples were not collected on this day. The mass emission* and TOCl concentration data are for flue gas inlet samples collected
on this day. Flue gas TOCl emissions are corrected for the TOCl to the ESP ash.

�TABLE 60.

COMPOUNDS QUANTITATED IN THE PRIMARY INPUT AND EMISSION MEDIA FOR THE AMES MUNICIPAL POWER PLANT, UNIT NO. 7

Inputs

Compound

Composite
day

Refuse-derived
Coal
fuel
Input
Input
Cone,
rate
Cone.
rate
( g h ) (ng/g) («ft/hr)
•/r
(ng/g)

Plant
background air
Input
rate
Cone,
(ng/dscn) (•R/hr)

Flue gas
inlet
Emission
Cone.
rate
(ng/dse.) («g/hr)

Emissions
Flue gas
outlet
ESP ash
Emission
Emission
Cone.
rate
Cone.
rate
(ng/dscn) (»g/hr) (ng/g) («g/hr)

Botton ash
Enission
Cone.
rate
(ng/g) («g/hr)

Target PAH compounds

Pyrene

110,000
1000
3,0
210,000
110,000
2000
7,0

1
2
3
4
5

1,570
1,840
1,260
2,120
4,110

2,0
300
2,0
600
1,0
800
2,0
800
59,000

1
2
3

1,190
1,640
3,320

900
3,210

17,000
2,0
300
4,0
600
1,0
200
4,0
600

984
271
306
198

1,300
1,200
580
420

1
2

1,340
1,960

3

Fluoranthene

7,550
900
,9
15,400
8,500
18,600

3,810

4

Anthracene

1
2
3
4
5

4
5

Phenantbreoe

1,070
400
,4

2,0
000
2,0
800
5,0
300
1,0
400
5,0
800

552
436
282
372

1,500
1,900
530
790

434

1,200

Chrysene

Benzo[a]pyrene

1
2
3
4
5

370

425
1,060

238
1,300

1
2
3
4
5

5,400
600
,0
15,000
3,200
19,000

76
140
200
200
54

390
320
320
37
480

0.17
0.16
0.19

008
.2
004
.2
0.030

59
57
77
89
100

16
18
22
28
28

49
77
78

3,100
4,100
1, 0
80
1,800

296

810

0.05
0.11
0.11
0.16
0.07

70
240
140
87
94

20
78
42
28
26

46

0.7
0.7
1.1
0.5

0.05
0.12
0.11
0.17
0.07

220
850
480
230
330

64
280
140
74
90

0.29
0.40
0.37
0.60
0.38

0.04
0.07
0.06
0.09
0.05
0.01
0.28
0.016
0.015
008
.0

0.02

0.4

14
26
24
14
22

0.07
0.17
0.11
0.09
0.07

5

270
420
660
640
200

110

0.32

0.04
0.09
0.11
0.13
0.044

0.003

0.29

140
,0
940
948
828

0.6
0.8
0.8

0.36

0.7
0.7
1.0
0.5
0.36

3.5
28

0.76

77
40

97
28
130
110

96
250
66
330

96
12
13

21
64
120
19
63

0.2
0.2
0.2

0.2
0.2
0.2

Benzo[g,h,i]perylene

1
2
3
4
5

46

10
52
30

1.0
21
17

36

450

160

32
32
74
22
90

9.0
64
29
6.0
420

26
16
1.9
150

0.3

0.90

0.4

3.2
6.0
22
38
6.2
17

2.7

170

0.76

13

3.8

28

6.0

3.3
0.015

13

130

'

0.09

140
43
500

3.2
99
78
14
180

24

Indeno [ 1 , 2 , 3-c , d Jpy rene 1

2
3
4
5

32

250

13
13
30
8.8

1.0
8.0

9.6
2.8

46

0.3

100

0.96

22
4.6

6.6
1.5
(continued)

58

�TABLE 60 (Continued)

Compound

Composite
day

Inputs
Refuse-derived
Plant
Coal
fuel
background air
Input
Input
Input
Cone.
rate
Cone.
rate
Cone.
rate
(ng/g) (mg/hr) (ng/g) (mg/hr) (ng/dscm) (mg/hr)

Flue gas
inlet
Emission
rate
Cone,
(ng/dscm] (mg/hr)
1

Emissions
Flue gas
ESP ash
Bottom ash
outlet
Emission
Emission
Emission
Cone.
rate
Cone.
rate
rate
Cone,
(ng/dscm) (mg/hr) (ng/R) (mg/hr) (ng/g) (mg/hr)

Additional compounds
identified
Dichlorobenzene

1,2,4-Trichlorobenzene

Hexachlorobutadiene

3.3

1
2
3
4
5

1,300
1,200
520
430

25
79

1
2
3
4
5

1.0
24

8.2
24

25

3,500
5,200
980
920

5

1
2
3

002
.08
0.0016

0.02

002
.04

0.07

0.08

1.5

99
180

32
52

110

34

69

0.02
0.01

9.6

6.8

0.07

19

85

24

103

30

6,400
7,700
3,000
6,000
6,200

1,800
2,600

1,000
1,200
1,300

300
400
400

2,100

580

0.010

4
5
Tetrachlorobenzene

1
2
3
5

Pentachlorophenol

Phenol

2 , 4-Dinethylphenol

1
2
3
4
5
1
2
3
4
5
1
2
3
4
5

1,300

3,500

24
690

10,000
12,000
2,800
23,000
29,000

150,000
170,000
39,000
310,000
420,000

7.2

1,500

3.3
1.3
0.8
1.5
1.8

0.46
0.21
0.11
0.23
0.25

4,700
4,000
13,000
5,100
9,500

1,300
1,300
4,000
1,600
2,600

220

260

190
380

230
460

98
640
990
110
260

27

920
1,900
1,700

980
1,600
1,800
360
730

11

8

(continued)

2.5

�TABLE 60 (Continued)

Inputs

Compound
Naphthalene

Fluorene

Benz [a ] anthracene

Benzofluoranthrene

Benzo[e Jpyrene

Acenaphthene

Acenaphthylene

Trichlorobenzene

Composite
day

Plant
Refuse-derived
background air
Coal
fuel
Input
Input
Input
Cone,
rite
Cone.
rate
Cone,
rate
(og/g) (•g/hr) (ng/g) («g/hr) (ng/dsca) (•g/hr)

1
2
3
4
5

1,400
1,100
1,800
1,800
2,700

1
2
3
4
5

3,500 50,000
43,000
3,100
5,600 78,000
3,300 45,000
7,000 100,000

710
1,000
620
1,800
740

200
340
190
560
200

0.22
0.32
0.28
0.13

0.037
0.048
0.045
0.017

120

34

0.020
0.073
0.079
0.089
0.052

0.42
0.67
0.63
0.65
0.51

1,600
1,900
712
677

0.040
0.037
0.048
0.045
0.017

0.53
0.55
0.38

600
450
380
320

0.28
0.22
0.32
0.28
0.13

0.14
0.44

20,000
16,000 3 , 0 9 , 0
600 800
25,000 2,200 9,600
24,000
1,500 2,800
39,000
1,500 3,200

1
2
3
4
S
1
2
3
4
5

Emissions
Flue gas
Flue gas
Bottoa ash
inlet
outlet
ESP ash
Emission
Emission
Emission
Emission
rate
Cone.
rate
Cone.
rate
Cone.
rate
Cone,
(ng/dsn) («g/hr) (ng/dscn) (•g/hr) (ng/g) (iig/hr) (ng/g) («g/hr)

000
.6
0.11
0.095
0.1
0.070

7.2

3.2

960
260
1,200

3,800
6,600
13,000
3,400
18,000

1
2
3
4
5

650
970
1,600
1,400
1,500

9,500
14,000
22,000
18,000
22,000

1
2
3
4
5

220
240
560
400
450

3,200
3,400
7,700
5,300
6,500

0.17

0.2

0.18

0.22

15
360
110
29

1.5
140
61
9.2

14

17

6.5
2.7
12
6.9

7.7

1.9
0.88
3.6
2.2

29

261
470

8.8

2.3

1
2
3
4
5

1
2
3
4
5

190
180
24
98
240

2.2

9.9

650
550
81
300
850

1,200 3,200
1.0

20
24

120
75
10
100
130

6.6
7.2

36
77
24

10.2
26
7.2

(continued)

0.55

12
30
5.5
32
47

�TABLE 60 (concluded)

Compound
Dime thy Ipht ha late

Diethylphthalate

Di-n-butylphthalate

Butylbenzylphthaalte

Composite
day

1
2
3
4
5

a

Specific isomer not

Emissions
Flue gas
Flue gas
Bottom ash
inlet
outlet
ESP ash
Emission
Emission
Emission
Emission
Cone.
rate
Cone.
rate
Cone.
rate
Cone.
rate
(ng/dscm) (mg/hr) (ng/dscm) (ng/hr) (ng/g) (mg/hr) (ng/g) (mg/hr)
3.0

0.20
730

1
2
3
4
5

11
0.5

9,100 25 ,000
290 1 ,300
1 ,400 2,700
11 , 0 23 , 0
00
00
18 ,000 49 ,000
14 ,000 61 ,000
6,400 12 ,000
14 ,000 28 ,000

1
2
3
4

determined.

2.0

0.48
26
1.20

37

48

16

5 .1

4.0
42
12
35
170

0.40
16 .8
6.6
11
58

32

3 .2

15
3.0

36
7.2

4.0

9.6

6.0

14

51
59 ,000 110 ,000
22 ,000 46 ,000

1
2
3
4
5

350 ,000
44 ,000
35 ,000
22 ,000

0.30

1 ,600

1
2
3
4
5

5
Bis(2-ethylhexyl)phthalate

Inputs
Refuse-derived
Plant
Coal
fuel
background air
Input
Input
Input
rate
Cone.
rate
Cone.
rate
Cone,
(ng/g) (mg/hr) (ng/g) (nig/hr) (ng/dscm) (mg/hr)

970 ,000
190 ,000
66 ,000
46 ,000

6.0

Ib

28

14

3.0
2.0
8.0

980
7.2
4.8 1,200
480
810
19

9.8
470
260
260

�TABLE 61. FLUE GAS CONCENTRATIONS OF PCBs AND EMISSION RATES
FOR THE AMES MUNICIPAL POWER PLANT, UNIT NO. 7
Total PCBs
Concentrations
Emission rate
(ng/dscm)
(mg/hr)
Ames composite day 1

5.2

1.4

2

27

9.0

3

23

6.8

4

25

8.2

5

17

4.8

Mean

19

6.0

S.D.

8.8

118

3.0

�TABU 62.

CADMIUM INPUTS AKD EMISSIONS - AHES MUNICIPAL POVtR PLANT, UNIT NO. 7

Input

Test
day

Date

Load
()
I

RDF
(I)

Mass
flow
(kt/hr)

RDF

Coal
Cd
cone.
(MK/I)

Cd
input
(mg/hr)

Mass
flow
(kg/hr)

Cd
cone.
(M8/8)

Cd
input
(mg/hr)

Total
Cd
input
(mg/hr)

Bottom ash (BA)
Mass
Cd
Cd
floo
cone. emissions
(kg/hr)
(mg/hr)

(MB/I)

Emissions
ESP ash (FA)
Voluse
Cd
Mass
Cd
flow
flow
cone. emissions
(dscm/hr)
&lt;m*/hr)
(kg/hr) (Ug/g)

Flue gas
Cd
Cd
cone.
emissions
(Uf/dscm)
(mg/hr)

Total
emissions
(mg/hr)

Percent of
total emissions
Flue
BA
FA
gas

11

3/12

89

23.5

1.0
390

1,200

9.01

10,800

12

3/13

89

15.3

15.010

0.736

11,050

2,700

2.10

5,670

16,700

400

1.91

760

1,200

8.36

10,030

164,000

13

3/14

87

23.8

13,800

0.135

1,860

4,300

3.16

13,600

15.500

550

2.19

1,200

1,200

8.21

9.850

145,000

14

3/15
3/16

62

3.69

10,800

0.138
0.144

1,490

410

5.30

2,170

360
.6

150

2.41
0.876

360

1,200
1,200

5.43
2.90

6,520
3,480

129,000

21

3/24

85

6.15

14,800

0.149

2,200

970

2.63

2,550

4,750

200

1.36

270

1,200

4.12

4,940

153.000

22.55

3,450

8,660

3

57

22

3/25

84

10.9

14,300

0.112

1,600

1.740

2.88

5,010

6,610

300

2.70

810

1,200

6.34

7,600

148.000

27.95

4,140

12.600

6.5

60 . 5 33

23

3/26

87

15.0

14,400

920

1,200

7.54

9.050

1800
4.0

25.46

3,770

13,700

7

66

27

8

8

6

3

3

3

3

3

3

1,200

6.48

7,780

148,000

61

33

2.2

2,630

11,400

Determinations
Mean
Standard
deviation

550

4,300

0.231

3.320

2.530

2.82

7.130

1.0
050

40
0

7

7

7

7

6

7

6

6

6

7

83

14

13,900

0.235

3,590

2,420

3.15

6,020

9,620

360

1.96

720

1,420

0.224

3.720

1,510

1.11

4,160

5,540

160

0.64

350

9.5

7.8

7

6

8

25.3
2.70

3,790

11,600

S.5

350

2,650

2.2

4.5

40

6.5

�TABLE 63.

Date
5/3
5/4
5/6
5/7
5/8
5/9
5/10
5/11
5/12
5/13
5/15
5/16
5/17

Refuse input
Feed
TOC1
TOC1
rate
cone,
input
(kg/hr)
(ng/g)
(8h)
•/r
15,800
15,200
20,300
17,300
17,300
18,200
18,400
18,900
16,000
15,800
16,900
16,600
17,200

Mass
emissions
(dsc»/hr)

&lt; 1
&lt; 1
3
2.9
21
21
12
2.2
15
10
6.6
&lt; 1

&lt; 5.5
&lt; 5.3
16
14
87
103
60
11
53
34
24
&lt; 3.6

12

12

.
88,080
93,960
84,600
92,460
72,600
83,820
85,740
86,280
83,340
84,600
99,060
-

1,100
3,140
1,760
13,500
2,070
3,310
2,540
2,920
1,230
2,300
1,490
-

11

11

11

11

Total
TOC1
emissions
(•g/hr)

Percent of TOC1enissions
Cooibined ash
Flue gas
(X)
U)

.
5
5
9
6
41
18
5
17
25
1.1
3
-

.
95
95
91
94
59
82
95
83
75
89
97
-

5,500
5,290
5,490
4,680
4,680
4,920
4,970
5,110
3,470
3,430
3,670
3,600
3,730

13

12

13

17,200

590

9,800

4,500

8.1

35

86,780

3,200

285

327

13

87

Standard 1,440
deviation

1,180

18,700

800

7.6

34

6,830

3,500

327

345

12

12

Mean

o

Emissions
Flue gasa
TOC1
TOC1
cone.
emissions
(ng/dsc«)
("g/hr)

Combined ash
TOC1
Mass
TOC1
emissions
flow
cone,
(8h)
./r
(kg/hr)
(ng/g)

67,900
1,670
0
8,100
4,500
13,300
2,390
4,350
2,100
&lt; 16
22,800
200
&lt; 17

Deterain- 13
ations

ro

4,300
110
0
470
260
730
130
230
130
&lt; 1
1,350
12
&lt; 1

TOTAL ORGANIC CHLORINE INPUTS AND EMISSIONS - CHICAGO NORTHWEST INCINERATOR, UNIT NO. 2

a

Flue gas collected at the outlet of the ESP.

97
295
149
1,250
150
277
218
252
103
195
148
-

102
311
163
1,337
253
337
229
305
137
219
152

11

11

�The input and emission rates for target PAHs and other compounds identified in the composited Chicago extracts are shown in Table 64. Since the
refuse extracts contained very high levels of extracted organics and were very
difficult to analyze, composite refuse extracts were not prepared. Hence,
the data were not available for the target PAHs and other compounds in the
primary input medium for these composite days.
The emission rates for PCBs in the Chicago flue gas samples are shown in
Table 65. As in the case of the Ames data, only flue gas data was available
although PCBs may have been present in other media at low concentrations.
The emission rates for PCDDs and PCDFs in the Chicago flue gas samples are shown in Table 66. The mean emission rates for total PCDDs and PCDFs
are 3,900 and 38,600 |Jg/hr, respectively. Table 67 shows the flue gas emission rates for 2,3,7,8-tetrachlorodibenzo-p_-dioxin. The mean emission rate
is 34 pg/hr.
A summary of the cadmium inputs and emissions for the test days investigated is presented in Table 68. The agreement between the total cadmium inputs and emissions is poor and reflects the problems encountered in obtaining
representative samples of the refuse materials and resulting ashes.

121

�TABLE 64.

Compound

Composite
day

COMPOUNDS QUANTITATED IN INPUT AND EMISSION MEDIA CHICAGO NV INCINERATOR, UNIT NO. 2
Plant
background air
Conr.
Input rate
(ng/dscn)
(ng/hr)

Flue gas inlet
Cone,
Emission rate
(ng/dscn)
(•g/hr)

Flue gas outlet
Cone.
Emission rate
(ng/dsc«)
(ing/hr)

Combined ash
Cone.
Emission rate
(ng/g)
(mg/hr)

Target PAH compounds
Phenanthrene

Fluoranthene

1
2
3
1

120
32
28
1.0

11
2.8
2.4

200
110
340

17
9.2
28

004
.4

no

9.8
2.4
1.6

39
27
51

2.2

0.012

27
18

2
3
Pyrene

1

0.28
0.82

0.035

2
3

0.18

008
.0

300
140
57

26
12
4.8

3.4
4.4
8.0

92
91
77

6.6

17

9.4
12

1 , 3-Dichlorobenzene

1
2
3

130
130
18

7.8

12
11
1.6

1,4-Dichlorobenzene

1
2
3

96
98
14

8.2
8.2
1.2

1 ,2-Dichlorobenzene

1
2
3

140
120
20

12
10
17

1,2, 3-Trichlorobenzene

1
2
3

140
81
27

12
7.0
2.2

48
57
150

4.0
4.8
12

1,2,4-Trichlo robenzene

1
2
3

550
380
160

46
32
13

200
220
560

17
19
48

1 ,3,5-Trichlorobenzene

1
2
3

490
280
120

44
24
10

190
180
460

16
15
40

Tetrachlorobenzene*

1
2
3

1,400
1,000

120
86
40

790
630

68
54
120

1
2
3

100
39
12

1
0
S3

Hexach lo robenzene

470

9.0
3.4
1.0

1,400

110
48
260

38
56

7.8

Additional compounds identified

,_.

78

9.0
4.0
22
(continued)

32

�TABLE 64 (Concluded)

Compound
Dichlorophenol

Trichlorophenol

Conposite
day

1
2
3
1
2
3

Plant
background air
Cone.
Input rate
(ng/dscn)
(ng/hr)

Flue gas inlet
Cone,
Emission rate
(ng/dscm)
(mg/hr)

560
240
190
2,100

970
600

Flue gas outlet
Cone,
Emission rate
(mg/hr)
(ng/dscni)

40
20
16
180
82
52

240
280
630

22
24

1,400
1,200
1,900

120
98
160

1,500
1,100
1,700

130
96
140
16
36

8.8
5.8
11

1
2
3

2,200
1,100

600

190
90
52

1
2
3

130

11

64

5.4

190
160
430

Dibenzofuran

1
2
3

86
28
23

7.4
2.4
2.0

100
67
140

DiMthylphthalate

1
2
3

Tetrachlorophenol

Pentachlorophenol

1*0

Diethylphthalate

1
2
3

Buty Ibenzy Iphtha late

1
2
3

14

4.8
50

42
400

15
6.1
32

144
54
260

1
2
3

Bis(2-ethylhexyl)-

54

1
2
3

Di-n-butylphthalate

a

Specific isomer not determined.

Combined ash
Cone.
Emission rate
(ng/g)
(ng/hr)

130
47
370

1,200

420
3,000

86

83

�TABLE 65. FLUE GAS CONCENTRATIONS OF PCBs AND EMISSION
RATES FOR THE CHICAGO NORTHWEST INCINERATOR
UNIT NO. 1
Concentrations
(ng/dscm)

Emission rate
(mg/hr)

Composite day 1

20

1.7

2

13

1.1

3

93

7.8

Mean

42

3.5

S.D.

45

3.7

124

�TABLE 66. CONCENTRATIONS OF POLYCHLORODIBENZO-P-DIOXINS AND FURANS
IN FLUE GAS FROM THE CHICAGO NORTHWEST INCINERATOR
AND CORRESPONDING EMISSION RATES
Concentrations
(ng/dscm)

Emission rate

15
12
11
13
2.1

1,300

Total trichlorodibenzo-p-dioxins
Day 1
2
3
Mean
S.D.

920
1,100
200

Total trichlorodibenzofurans
Day 1
2
3
Mean
S.D.

350
280
270
300
44

30,000
24,000
22,000
25,000
4,000

Total tetrachlorodibenzo-p-dioxins

Day 1
2
3
Mean
S.D.

7.2
5.4
6.2
6.3
0.90

620
460
520
530
81

89
84
96
90
6.0

7,600
7,200
8,000
7,600
400

14
21
14
16
4.0

1,200
1,800
1,200
1,400
350

Total tetrachlorodibenzofurans
Day 1
2
3
Mean
S.D.

Total hexachlorodibenzo-p-dioxins
Day 1
2
3
Mean
S.D.

(continued)

125

�TABLE 66 (concluded)
Concentrations
(ng/dscm)

Emission rate
(M8/hr)

Total hexachlorodibenzofurans
Day 1
2
3
Mean
S.D.

43
84
59
62
21

3,800
7,200
5,000
5,300
1,700

Total heptachlorodibenzo-p-dioxins
7.2
7.8
7.7
7.6
0.32

Total

620
660
660
650
23

7.2
7.2
8.0
7.5
0.46

620
620
680
640
34

2.6
2.2
2.8
2.5
0.39

220
190
240
220
25

0.72
0.63
0.46
0.60
0.13

Day 1
2
3
Mean
S.D.

62
54
40
52
11

heptachlorodibenzofurans
Day 1
2
3
Mean
S.D.

Octachlorodibenzo-p-dioxin
Day 1
2
3
Mean
S.D.

Octachlorodibenzofuran
Day 1
2
3
Mean
S.D.

126

�TABLE 67. CONCENTRATIONS OF 2,3,7,8-TETRACHLORODIBENZO-P-DIOXIN
IN FLUE GAS FROM THE CHICAGO NW INCINERATOR
AND CORRESPONDING EMISSION RATES
Concentration
(ng/dscm)
Day 1

0.35

Emission rate
(pg/hr)
3.0 .
*"~" i»

2

0^36

30

3

0.52

44

Mean

0.41

34

S.D.

0.10

127

8.0

^

�TABLE 68.

CADMIUM INPUT AND EMISSIONS FROM CHICAGO NORTHWEST INCINERATOR, UNIT NO. 2

Emissions

Date

Refuse input
Mass
Cd
feed
cone,
(kg/hr)
(pg/g)

8

5/12

16,000

1.45b

9

5/13

17,500

10

5/15

11

Test
day

Cd
input
(gh)
•/r

Combined ash
Mass
Cd
emissions
cone.
(kg/hr)
(Mg/g)

Cd
emissions
(8h)
•/r

Volume
emissions
(dscm/hr)

Flue gasa
Cd
cone.
(pg/dscm)

Cd
emissions
(mg/hr)

Total
Cd
emissions
(mg/hr)

Percent of
total emissions
•Flue
Combined
gas
ash
()
X

23,200b

3,470

0.54

9,450

3,800

17.6

66,900

16,900

0.47

7,940

3,670

26.6

97,600

5/16

16,600

0.52

8,630

3,600

14.5

52,200

12

5/17

17,200

0.48

8,260

3,730

12.8

47,700

87,200

285

24,900

72,600

66

34

13

5/18

17,500

0.59

10,300

380
,0

32,500

97,500

240

23,400

55,900

58

42

14

5/19

2,0
240

60b
.2

1500
3,0b

740
,6

1300
5,0

1050
0,0

273

2,0
740

1040
8,0

85

15

5

7

6

3

3

3

Determinations
Hean

I™4

ro
co

Standard
deviLation

7

5

8.55
2.
05

6

3

3

3

17,700

0.52

8,920

4,220

16.8

75,000

95,100

266

25,200

103,000

70

30

2,100

0.05

960

1,430

6.3

44,100

7,000

23

2,020

67,600

14

14

a

Flue gas collected at the outlet of the ESP.

b

Not included in determinations of mean and standard deviation.

�SECTION 11
STATISTICAL SUMMARY OF PILOT STUDY DATA
OVERVIEW
This section summarizes the data obtained from the chemical analysis of
specimens collected in the pilot study. The chemical analysis was performed
in two phases or tiers. In the first tier, the total organic chlorine (TOC1)
concentration was measured in nearly all of the specimens collected. Some
compositing of specimens was performed before chemical analysis to reduce cost.
In the second tier, many more specimens were composited because of the greater
expense at this level of analysis. Also, only specimens from selected media
were analyzed.
For the first tier chemical analysis data, the mean, coefficient of variation (CV) and nominal 95% confidence intervals for the TOC1 concentration
are calculated for each sampling location at both combustion sites. The mean
and CV are calculated for the concentrations of compounds quantified in the
second tier analysis. In addition, the total mass flow rate and its CV are
calculated. The mass flow rate is calculated by weighting the measured concentration of the compounds by the total mass flow rate associated with each measurement.
The summary statistics are presented below with brief descriptions of
the calculation methods.
FIRST TIER SUMMARY
Total Organic Chlorine
For the sampling locations where each specimen was chemically analyzed
independently (no compositing) the arithmetic mean (X) was calculated using
the equation

n
X = Z X./n

where X. is the TOC1 concentration of the i specimen and n is the number of
specimens. The CV is calculated by first calculating the sample variance (S2)

129

�S2 = I (X. - X)2/(n - 1)

The CV = S/X. The nominal 95% confidence intervals are calculated by

(X - t Q5(df) S/S/n" , X + t Q5(df)
where t 05(df) is obtained from tables of Student's t distribution9 and df
denotes 'tne appropriate number of degrees of freedom, which is equal to the
number of independent chemical analyses minus one.
For several media many specimens were collected. To minimize the cost
of chemical analysis for these media while retaining sufficient statistical
information, a complex compositing protocol was developed for the sample locations where more than one specimen per day was collected. The compositing
varied for the samples collected each day. On some days all were composited,
on others the two within a shift were composited, and on others none were composited. These locations were fly ash, bottom ash, coal, RDF and OW at Ames
and fly ash, combined ash and refuse at Chicago, NW. No compositing was done
for the specimens collected at the other sample locations.
To modify the calculations for X and S2 to compensate for the compositing,
each chemical determination was assigned a weight equal to the number of specimens composited. Then the weighted mean Y was calculated by

m
m
Y = 1 W. Y. / I W. ,
W
i=l x x 1=1 x
where Y. is the i chemical determination, W. is the number of specimens
composited for the i chemical determination^nd m is the number of chem

m
determinations. Because I W. = n and, on average,
m
n
I W. Y. = I X., then Y equals X, on average.
I
w
i=l *

130

�To estimate S2 from the composited data, calculate

m
m
2
Sw = ._- W1 (Y. - Yw )2 /I W.
I 2 1
._- i
m
where W., Y., Yw, and m are the same as above. Because I W? (Y. - Y )2
i i
i i
w
i=1
n
approximately equals £ (X. - X)2 on average, S2 approximately equals S2 on
average. Hence the CV (S/X) is estimated by S /Y .
The technique above gives a method to estimate X and S2 as if no compositing were done. A theoretical justification of these techniques is given in
Appendix C of Lucas et al.1
Tables 69 and 70 display the statistical summary of the TOC1 concentrations measured in the pilot study.
Chemical Analysis Measurement Errors
To assess the measurement errors in the chemical analysis, a method of
standard additions was employed. Known amounts of two surrogate compounds,
dg-naphthalene and di2~cnrysene, were added to the composited specimens
before the chemical analysis. The mean percent recoveries of the surrogate
compounds and their CVs are given in Tables 71 and 72.
If the percent recoveries in these tables are indicative of the recovery
rate for TOC1, then the concentrations of TOC1 are underestimated. This underestimation would be greater for the specimens from Chicago than those from
Ames. However, the summary statistics reported in Table 66 and 67 above are
not adjusted for the percent recovery. Biases of this type can affect the
true confidence of a nominal 95% confidence interval. For example, in Table
68 the mean percent recovery of the surrogate compounds of the flue gas inlet
is 59%. If this indicates a negative bias in estimating the true mean concentration of TOC1 of 41%, the true confidence of the nominal 95% confidence
interval can be estimated using Table 73. To calculate the ratio of the bias
(BIAS) and standard error (SE), use

BIAS/SE = 4l/(49/Vl9) = 3.7 ,
where 41 is the absolute percent bias, 49 is the CV in Table 69, and 19 is the
number of specimens analyzed. Table 73 indicates the true confidence of the
nominal 95% confidence interval in Table 66 is less than 6%. Table 73 also
includes the impact of other levels of bias (relative to the SE) on the true
confidence of a nominal 95% confidence interval.
131

�TABLE 69. SUMMARY STATISTICS FOR TOTAL ORGANIC CHLORINE
CONCENTRATION DATA FROM AMES, IOWA
a

Media (units)

Number of
specimens

Mean

Degrees
Coefficient
of
of
variation ( ) freedom
%

Nominal 95%b
confidence
interval

Gaseous (ng/dscm)
Flue gas inlet
Flue gas outlet
Ambient air

19
11
20

562
632
*

49
85

18
10

(426,
698)
(254, 1,010)

90
(89)
88
11
62

8.3
3.6
58.6
4.4
11,900

536
81
183
23
116

50
(49)
50
5
36

(-1.0, 17.6)
(2.9, 4.2)
(35.1, 82.1)
(3.5, 5.3)
(8,342, 15,470)

91
6

664
373

70
33

51
5

(570, 760)
(231, 514)

54

32

2

(1.4, 107)

Solid (ng/g)

Fly ash
(c)
Bottom ash
Coal
Refuse-derived
fuel
Liquid (ng/liter)

OWd
Quench water
influent
Well water

a Number of independent chemical analyses minus one.
b Nominal value based on normal probability distribution theory.
c Numbers in ( ) are estimates excluding the maximum value of 210 ng/g. This
value is 21 times larger than the next largest value. Both sets of summary statistics are included to illustrate the impact of the one extreme
value on the estimates.
d

Bottom ash hopper quench water overflow.

*

Measured values in field specimens not significantly different from blanks.

132

�Table 70. SUMMARY STATISTICS FOR TOTAL ORGANIC CHLORINE
CONCENTRATION DATA FROM CHICAGO NW
Q

Media (units)

Number of
specimens

Mean

11
11
(10)
12

2,200
3,220
(2,190)
1.67

72
67
61

93.6
9.9
902

4

30

Nominal 95%b
confidence
interval

Coefficient
Degrees
of
of
variation ( ) freedom
%

Gaseous (ng/dscm)
Flue gas inlet
Flue gas outlet
(c)
Ambient air

34
109
( 36)
64

10
(1,698, 2,702)
10
(862, 5,578)
( 9) (1,330, 3,040)
11
(-.68, 4.02)

Solid (ng/g)
Fly ash
Combined ash
Refuse

85
162
251

52
50
50

(71.7, 115.6)
(5.8, 13.9)
(283.8, 1,520)

Liquids (ng/liter)
City tap water

*

0

Not calculated because there was no variability in the data.

a Number of independent chemical analyses minus one.
b Nominal value based on normal probability distribution theory.
c Numbers in ( ) are estimates excluding the maximum value of 13,500 ng/dscm.
This value is 4 times larger than the next largest value. Both sets of
summary statistics are included to illustrate the impact of the one
extreme value on the summary statistics.

133

�TABLE 71. SUMMARY OF SURROGATE COMPOUNDS PERCENT RECOVERY FOR SPECIMENS FROM AMES, IOWA
di2~Chrysene

dft-Naphthalene
Media

No. of
analyses

Mean %
recovery

Coefficient
of
variation ( )
%

No. of
analyses

Mean %
recovery

Coefficient
of
variation ( )
%

18
11

56
47

45
25

19
11

71
86

26
14

51
42
6
37

44
55
90
65

56
36
18
22

51
49
6
37

96
85
90
111

24
37
19
25

40
6
2

51
69
66

54
25
1

48
6
3

88
111
88

29
16
20

Gaseous
Flue gas inlet
Flue gas outlet
Solid

u&gt;
•P-

Fly ash
Bottom ash
Coal
Refuse-derived fuel

Liquid

ow*
Quench water influent
Well water

a Bottom ash quench water overflow.
b Specimens that were inadvertently evaporated to dryness were excluded.

�TABLE 72. SUMMARY OF SURROGATE COMPOUND PERCENT RECOVERY
FOR SPECIMENS FROM CHICAGO, NW

Media

dg-Naphthalene
di2~Chrysene
Number
Mean Coefficient
Number
Mean Coefficient
of
percent
of
of
percent
of
analyses recovery variation ( ) analyses recovery variation ( )
%
%

Gaseous

Flue Gas Inlet
Flue Gas Outlet
Ambient Air

11
11
12

37
27
31

84
98
75

11
11
12

74
62
51

48
82
88

53
33
44

26
35
9

68
57
51

52
33
44

36
22
12

61
105
193

3

27

131

3

13

92

Solid
Fly Ash
Combined Ash
Refuse

Liquid
City Tap Water

135

�TABLE 73. VALIDITY OF CONFIDENCE STATEMENTS
FOR SELECTED LEVELS OF BIAS
True confidence level*
for the x ± 1.96 SE interval

a

BIAS/SE
0
0.5

0.92

1.0

0.83

1.5

0.68

2.0

0.48

2.5

0.29

3.0

0.15

3.5

0.06

4.0

*

0.95

0.02

Calculated according to the integral of the
1.96 + BIAS/SE

;V e"^ dx
-1.96 + BIAS/SE
a BIAS/SE is used because the true confidence depends on the relative magnitude of the bias with respect to the SE, not the absolute magnitude.
Here, BIAS denotes the absolute average deviation of the estimate from
the true value and SE denotes the standard error of the estimate and is
equal to the standard deviation (s) divided by the square root of the
sample size

136

�Table 74 summarizes the estimates of the CVs (S/X) for both the sampling
and measurement (as indicated by the surrogate recovery data) component. One
should note that the measurement CVs for Ames are uniformly less than those
for Chicago. In fact, for some sampling locations at Chicago NW, the measurement component dominates the total variability giving negative estimates of
the sampling component. This is not unexpected for the ambient air and city
tap water because at these two locations one would expect the media to be
rather homogeneous. However, this is unexpected at the flue gas inlet.
SECOND TIER SUMMARY
In the second tier of chemical analysis the concentrations of many compounds were measured. Because of the expense at this level of chemical analysis, much compositing of specimens was done before the analyses were performed.
At Ames, five pairs of days were randomly selected. For each sampling location,
all specimens collected during the pair of days were composited for one chemical
determination. This gave a total of five independent chemical determinations
in this tier for each sample location from Ames except RDF, where only four
chemical determinations were performed. At Chicago, three sets of three days
were randomly selected. For the selected sampling locations, all specimens
collected during the three days were composited for one chemical determination.
This gave a total of three independent chemical determinations in this tier
for the selected sample locations at Chicago.
To statistically summarize the second tier data, the arithmetic mean (X)
and CV (S/X) were calculated for the concentration measurements. Also, to
estimate the mass flow rates, the variable Y. was defined as
Y. = r. X. '
i
i i,

where X. is the concentration for the i .chemical determination and r. is
the mass flow rate associated with the i chemical determination. The
arithmetic mean Y and CV (S/Y) were calculated to summarize the flow rates.
In calculating the mean concentrations and flow rates, all trace values
were assumed to be zero. This will result in an underestimate of the true
values. The number of quantifiable values are also included in the summaries.
The magnitude of underestimation resulting from substituting zero for trace
values depends upon the number of traces and the levels of quantifiable values
compared to the minimum quantifiable level.
Because of the relatively few composites measured for each compound, the
presence of trace values, and the relative large variability in the data (large
CVs), no confidence intervals are included in the data summaries.

137

�Table 74. SUMMARY OF COEFFICIENT OF VARIATION
FOR THE PILOT STUDY

Media

Sampling

Ames
Measurement

Sampling

Chicago, NV
Measurement

Gaseous
Flue gas inlet
Flue gas outlet
Ambient air

25
13
a

c
85
c

68
68
87

535 (78)
179

24
38

56

64

143

76

12
114

19
18

194

159

42
84
a

Solid
Fly ash
Bottom ash
Combined ash
Coal
Refuse-derived
fuel
Refuse

Liquid
OW
Quench water
influent
City tap water

58
17

38
28

132

a Not calculated because specimen amounts were not significantly different
from blanks.
b Number in ( ) are estimates excluding the maximum value of 210 ng/g.
This value is 21 times larger than the next largest value. Both summary
statistics are included to illustrate the impact of the one extreme
value on the estimate.
c The estimates of these values were negative and were excluded because the
CV must be non-negative.
*

The measurement CVs presented above are a weighted average of the CVs in
Tables 68 and 69. They were calculated by CV = (S| + Sf2)^/(X8 + X12),
where the subscripts 8 and 12 denote dg-naphthalene and d12-chrysene,
respectively.

138

�The second tier chemical analysis data is summarized in Tables 75 through
81. These tables include summaries of the primary input and emissions media
at Ames. These are coal, refuse-derived fuel, combustion air, flue gas inlet,
flue gas outlet, fly ash and bottom ash. The secondary input and emission
media, bottom ash hopper quench water influent, well water, and bottom ash
water quench water overflow, were excluded because of the sparsity of the data.
These tables also include the summaries for the flue gas inlet and outlet from
Chicago. The combustion air, combined ash, and fly ash are excluded because
of the sparsity of the data. No second tier chemical analysis was done on
the refuse from Chicago.

139

�TABLE 75. SUMMARY STATISTICS FOR COMPOUNDS QUAUTITATED IN PRIMARY INPUT MEDIA AT AMES, IOWA

Compound

Coal
Concentration
Number olf
(ng/g)
detectioiis Mean
CV (X)

Input rate
(•g/hr)
Mean
CV (X)

Refuse-derived fuel
Input rate
Concentration
Number of
(ng/g)
(•g/hr)
detections Mean
Mean
cv (X)
CV (X)

Phenanthrene
Anthracene
Fluoranthene
Pyrene
Chrysene

5
5
5
5

Benzo[a]pyrene

0
0

4
1
4
4
1
0
0

0

Dichlorobenzene 0
1,2,4-Trichloro- 0

4
0

2b

41
52
56
57
69

1600
6,0
30,800
28,800
34,600
9,720

43
53
56
57
71

1,030
74
440
411
109

25
200
83
28
200

2,700
202
875
1,180
300

41
200
50
53
200

0.56
0.10
0.65
0.67
0.41
0.10
0.004

44
92
37
42
28
41
224

0.083
0.016
0.10
0.10
0.06
0.066
0.001

48
95
42
45
31
182
224

4C

0

IndenoT.1,2,3c.dj-pyrene
BenzoTg.h,!]-

5

11,830
2,180
2,050
2,440
679

Combustion air
Input rate
Concentration
(•g/hr)
Nunber of
(ng/g)
Mean
detections Mean
CV (X)
CV (X)

0.02

224

0.003

224

0.
3d

5
3
5
5
5

5.

perylene
863

52

2,650

79

0.006

149

0.0009

145

b

0.004

224

0.0005

224

b

0.01

224

0.002

224

5

1.7
0.25
0.19
0.41

54
30
67
40

0.25
0.037
0.029
0.063

51
33
69
44

5

0.58

19

0.087

24

benzene
Hexachlorobutadiene

0

0

2

Pentachlorophenol

0

2

498

Pentachlorobi-

0

2

a

0
4
4
0

10,300
438

126

1,250

133

2

0

phenyl
Phenol
Naphthalene
Flourene
Benzo(a] anthracene
Benzofluoranthrene

5
5
5
0

15,360
1,760
4,500

5

630

68

8,960

71

0

Acenaphthene

5
5

1,220
374

33
38

17,100
5,220

32
37

4
0

Acenaphthylene

68
34
38

217,800
24,800
63,200

68
35
39

300

166
28

200

28,400
1,220

80
0

164
51

200

5
5

4

0
0

* CV denotes the coefficient of variation and is calculated by dividing the standard deviation by the mean.
a

Only trace values were detected, hence no quantification was attempted.

b

One specimen contained a quantifiable level and one a trace. The trace is always asstned to be zero to calculate the wan

c

One specimen contained a quantifiable level and three were traces.

d

Two specimens contained a quantifiable level and one a trace.

and CV.

�TABLE 76. SUMMARY STATISTICS FOR COMPOUNDS QUANTITATED IN GASEOUS EMISSIONS AT AMES, IOWA

Compound

Flue gas inlet
Concentration
Number of
(ng/g)
detections Mean
CV ( )
%

Phenanthrene
Anthracene
Fluoranthene
Pyrene
Chrysene
Benzolajpyrene
Benzojg.h.i]perylene
Dichlorobenzene
1,2,4-Trichlorobenzene
Hexachlorobutadiene
Tetrachlorobenzene
Pentachlorophenol
Phenol
2,4-Dinethyphenol
Naphthalene
Fluorene
Benzf a] anthracene
Benzofluoranthrene
Benzo[e]pyrene
Acenaphthylene
Trichlorobenzene

Emission rate
(mg/hr)
CV ( )
%
Mean

Number of
detections

Flue gas outlet
Concentration
Emission rate
(mg/hr)
(ng/g)
CV ( )
%
Mean
CV ( )
%
Mean

5
5
5
5
5a
5
0

438
76.4
126
422
8.8
57.4

48
24
55
62
129
72

134
22
39
130
2.6
18

51
25
60
68
125
74

5
5
5
5
5^
3d
3

309
65.4
68.2
170
0.54
8.2
6.0

54
25
64
67
224
151
154

66
20
20
50
0.15
2.0
1.8

74
28
60
60
224
143
153

3
3

25.8
69.6

125
108

7.8
20

126
108

2
3

1.7
39

142
139

0.50
12

141
140

1

20.6

224

6.0

224

0

'

|
-

lb

0

1

4.8

224

5
0

7,260

53

5
1
1

974
24
1.4

50
224
224

2

5.4

0
2
0

8.8

224

0

54

5
4

5,860
1,120

30
67

1,780
336

33
63

298
6.8
0.44

53
224
224

5
0
0

486

62

146

58

145

1.1

140

5a

5.6

81

1.7

80

224

1.8

224

2.8

135

1
0
3

5.8

138

27

116

8.7

123

1.4

2,160

*

CV denotes the coefficient of variation and calculated by dividing the standard deviation by the mean.

a

Four specimens contained quantifiable levels and one a trace. All trace values are assumed to be zero when
calculating the mean and CV.

b One specimen contained a trace.
c

One specimen contained a quantifiable level and four contained traces.

d

Two specimens contained quantifiable levels and one a trace.

�TABLE 77. SUMMARY STATISTICS FOR COMPOUNDS QUANTITATED IN SOLID EMISSIONS AT AMES, IOWA

Compound

Fly ash
Concentration
Number of
(ng/g)
detections Mean
CV ( )
%

Phenanthrene
5a
0
Anthracene
0
Fluoranthrene
Pyrene
0
'1
Chrysene
Dichloro1
benzene
Phenol
3
0
2,4-Dimethylphenol
2
Naphthalene
Fluorene
0
0
Acenaphthene
0
Acenaphthylene

0.2

Emission rate
(mg/hr)
Mean
CV ( )
%

Bottom ash
Concentration
Number of
(ng/g)
CV ( )
%
detections Mean

5
2
4
5
lb
3b

193
31
108
106
34
4.8

102

5
4C

1,094
7.0

137

5a
1
1
5

103
3
0.2
87

61

0.2

71

0.1
0.01

224
224

0.1
0.02

224
224

158

102

190

0.07

137

0.08

Emission rate
(mg/hr)
Mean
CV ( )
%
75
12
40
39
12
1.9

96
169
170
162
224
224

55
167

420
2.7

92
176

146
224
224
55

42
1.5
0.11
25

142
224
224
66

100
183
177
168
224
224

*

-Pro

CV denotes the coefficient of variation and is calculated by dividing the standard deviation by the mean.

a

Four specimens contained quantifiable levels and one a trace.
calculating the mean and CV.

b One specimen contained a quantifiable level and two a trace,
c

Two specimens contained quantifiable levels and two a trace.

Trace values are always assumed to be zero when

�TABLE 78. SUMMARY OF TOTAL INPUT AND EMISSIONS
FROM AMES, IOWA

Compound
Phenanthrene
Anthracene
Fluoranthene
Pyrene
Chrysene
Benzo[a]pyrene
IndenoTl,2,3-c,d]pyrene
Benzo[g,h,i]perylene
Dichlorobenzene
1,2, 4-Trichlorobenzene
Hexachlorobutadiene
Tetrachlorobenzene
Penta chl o ropheno 1
Pentachlorobiphenyl
Phenol
2 , 4-Dimethylphenol
Naphthalene
Fluorene
Benz [ a ] anthracene
Benzofluoranthrene
Benzo[ejpyrene
Acenaphthene
Acenaphthylene
Trichlorobenzene

Total input rate
(mg/hr)
CV ( )
%
Mean
169,000
31,000
29,700
35,800
10,020
0.066
0.001
0.003
2,650
0.0009
0.0005
nd
1,250
tr
217,800
nd
53,200
64,400
.063
8,960
nd
17,900
5,220
nd

42
53
54
55
69
182
224
224
79
145
224

133
68
89
38
44
71
32
37

Total emission rate
(mg/hr)
cv (%)
Mean
141
32
60
89
12.2
2.0
nd
1.8
2.4
12
nd
nd
nd
nd
2,390
339
188
1.5
nd
1.7
1.8
0.11
25
8.7

nd denotes not detected,
tr denotes trace.
*

CV denotes coefficient of variation and is calculated by dividing
the standard deviation by the mean.

143

62
66
115
79
219
143

153
178
140

31
63
55
224
80
224
224
66
123

�TABLE 79. SUMMARY STATISTICS FOR COMPOUNDS QUANTITATED IN GASEOUS EMISSIONS FROM CHICAGO

Compound

Number of
detections

Phenanthrene
Fluoranthene
Pyrene
1,3-Dichlorobenzene
1 ,4-Dichlorobenzene
1,2-Dichlorobenzene
1,2,3-Trichlorobenzene
1,2,4-Trichlorobenzene
1,3,5-Trichlorobenzene
Tetrachlorobenzene
Hexachlorobenzene
Dichlorophenol
Trichlorophenol
Tetrachlorophenol
Pentachlorophenol
Dibenzofuran

*

Flue gas inlet
Emission rate
Concentration
(mg/hr)
(ng/g)
Mean
CV ( )
%
CV ( )
%
Mean

Number of
detections

3
3
3
3

60
52
166
93

87
98
75
70

5.4
4.6
14
8.4

90
98
76
71

3
3
3
0

3

69

69

5.9

69

Flue gas outlet
Emission rate
Concentration
(»g/hr)
(ng/g)
Mean
CV ( )
%
Mean
CV ( )
%
217
39
87

53
31
10

18
3.3
7.5

52
33
10

0

3

93

69

8.0

69

0

3

83

68

7.1

69

3

85

66

6.9

64

3

363

54

30

55

3

327

62

28

62

3

297

63

26

66

3

277

57

24

60

3

957

49

82

49

3

940

43

81

43

3

50

90

4.5

92

3

139

78

12

80

3
3

330
1,220

61
64

25
105

51
64

3
3

383
1,500

56
24

33
126

54
25

3

1,300

63

111

64

3

1,430

21

122

19

2

65

101

5.5

101

3

260

57

22

55

3

46

77

3.9

76

3

102

36

8.5

31

CV denotes the coefficient of variation and is calculated by dividing the standard deviation by the mean.

�TABLE 80. SUMMARY OF FLUE GAS EMISSIONS OF POLYCHLORINATED
BIPHENYL ISOMERS FROM AMES, IOWA
Emission rate
(mg/hr)
CV ( )
%
Mean

Compound

Concentration
(ng/dscm)
cv (%)
Mean

Dichlorobiphenyl

nd

Trichlorobiphenyl

1.5

185

0.48

189

Tetrachlorobiphenyl

2.9

63

0.94

64

Penta chlo rob ipheny 1

9.0

87

2.8

80

Hexachlorobiphenyl

5.1

104

1.7

104

Heptachlorobiphenyl

0.6

224

0.2

224

Decachlorobiphenyl

0.6

224

0.2

224

19.4

46

6.1

47

Total Chlorobiphenyl

CV denotes the coefficient of variation and is calculated by dividing
the standard deviation by the mean.

145

�TABLE 81. SUMMARY OF FLUE GAS EMISSIONS OF POLYCHLORINATED
BIPHENYLS, DIBENZO-£-DIOXINS, AND DIBENZOFURANS
FROM CHICAGO NW
Concentration
(ng/dscm)
cv (%)
Mean

Compound

Emission rate
(mg/hr)
cv (%)
Mean

Dichlorobiphenyl

17.3

114

4.4

113

Trichlorobiphenyl

16.0

109

4.1

108

Tetrachlorobiphenyl

6.2

96

1.6

95

Pentachlorobiphenyl

2.6

68

1.6

67

Total chlorobiphenyl

42.1

105

10.7

104

Total trichlorodibenzo-j&gt;-dioxins

13

16

1.1

19

300

15

Total trichlorodibenzofurans
Total tetrachlorodibenzo-p_-dioxins

6.3

27

11

14

0.53

15

Total tetrachlorodibenzofurans

90

7

7.6

5

Total hexachlorodibenzo-£-dioxins

16

25

1.4

25

Total hexachlorodibenzofurans

62

33

5.3

32

Total heptachlorodibenzo-£-dioxins

7.6

4

0.65

4

Total heptachlorodibenzofurans

7.5

6

0.64

5

Octachlorodibenzo-£-dioxin

2.5

12

0.22

12

Octachlorodibenzofuran

0.60

22

0.05

21

*

CV denotes the coefficient of variation and is calculated by dividing
the standard deviation by the mean.

146

�REFERENCES
1. Lucas, R. M., D. K. Melroy, "A Survey Design for Refuse and Coal Combustion Process," from Research Triangle Park to EPA/EED/OTS/Washington,
DC, EPA Contract No. 68-01-5848, June 1981.
2. TRW Environmental Engineering Division, RTW, Inc., "Pilot Test Program,
Ames Municipal Power Plant, Unit No. 7," from TRW, Inc., to EPA/IERL/
ORD, Research Triangle Park, NC, under EPA Contract No. 68-02-2197,
April 1980.
3. Bakshi, P. S., T. L. Sarro, D. R. Moore, W. F. Wright, W. P. Kendrick,
and B. L. Riley, "Pilot Test Program, Chicago Northwest Incinerator,
Boiler No. 2," from TRW Environmental Engineering Division to EPA/
IERL/ORD, Research Triangle Park, NC, under EPA Contract No. 68-022197, June 1980.
4. Federal Register. 41(111), 23060-23090, 1976.
5. Stanley, J. S., C. L. Haile, A. M. Small, and E. P. Olson, "Sampling and
Analysis Procedures for Assessing Organic Emissions from Stationary
Combustion Sources in Exposure Evaluation Division Studies," from
Midwest Research Institute to EPA/OPTS/Washington, DC, under Contract
No. 68-01-5915, Report No. EAP-560/5-82-014, August 1981.
6. Lustenhouwer, J. W. A., K. Olie, and 0. Hutzinger, "Chlorinated Dibenzo£-dioxins and Related Compounds in Incinerator Effluents: A Review of
Measurements and Mechanisms of Formation," Chemosphere, 9, 501, 1980.
7. Richard, J. J., and G. A. Junk, "Polychlorinated Biphenyls and Effluents
from Combustion of Coal/Refuse," Environmental Science and Technology,
15, 1095, 1981.
8. Memorandum from R. Harless, Analytical Chemistry Branch, ETD, IERL/RTP
to Dr. A. Dupuy, EPA/Toxicant Analysis Center, "Collaborative Analysis
for Chlorinated Dibenzo-p_-dioxins and Dibenzofurans in Combustion Source
Extracts," August 10, 1981.
9. Snedecor, G. W., and W. G. Cochran, Statistical Methods, The Iowa State
University Press, Ames, Iowa, 1980, 507 pp.

147

�APPENDIX A

TRW FIELD TEST REPORT FOR THE AMES MUNICIPAL
ELECTRIC SYSTEM. UNIT NO. 7

148

�PILOT TEST PROGRAM
AMES MUNICIPAL POWER PLANT
UNIT NO. 7

TRW ENVIRONMENTAL ENGINEERING DIVISION
TRW, INC.
28 April 1980

EPA Contract .68-02-2197
EPA Project Officer: Michael C. Osborne

Industrial Environmental Research Laboratory
Office of Research and Development
U.S. Environmental Protection Agency
Research Triangle Park, N.C. 27711
149

�CONTENTS
Figures
Tables

iv

1. Introduction
2. Summary
2.1 Sampling and Analysis
2.2 Process Data
2.3 Continuous Monitoring Data

1-1
2-1
2-1
2-1
2-23

3. System Description
3.1 Boiler Description .....
3.2 Electrostatic Precipitator

3-1
3-1
3-12

i

4. Sampling Locations. .

4-1

5. Sampling
5.1 Gas Sampling .
5.2 Solid Sampling
5.3 Liquid Sampling
-. .
5.4 Hi Volume Sampler
5.5 Quality Assurance
5.6 Sampling Train Background
5.7 Sample Recovery
5.8 Problems Encountered During Recovery

5-1
5-1
5-5
5-5
5-6
5-6
5-6
5-8
5-8

6. Calibration
6.1 Method Five Calibration Data
6.2 Instrument Calibration

6-1
6-1
6-3

7. Technical Problems and Recommendations
7.1 Problems
7.2 Recommendations

7-1
7-1
7-1

Appendices
A.
B.
C.
D.

Continuous Monitoring Data
Field Data Sheets
Solid and Liquid Sampling Schedule.
Process Data Sheets

It
150

,

•. A-l
B-l
C-l
D-l

�FIGURES
Number
2-1
3-1
3-2
3-3
3-4
4-1
4-2
4-3
4-4
5-1
5-2
5-3
5-4
6-1

Page
Oxygen in the gas before and after the air preheater. . . . 2-31
Layout of plant site
3-2
Flow diagram for unit #7 at Ames Municipal power(piant. . . 3-4
Schematic of Ames Municipal power plant boiler 17
3-7
Solid waste recovery system
3-11
Unit #7 flow diagram and measurement locations
4-2
Cross section of stack showing traverse point locations . . 4-3
Inlet duct - showing port locations
4-4
Inlet traverse point locations
4-5
ESP inlet sampling train
5-2
Stack sampling train
5-3
EPA Method 5 particulate sampling train
5-4
Ambient air sampler
,
5-7
Calibration equipment set-up procedures
6-4

iii
151

�TABLES
Number
2-1
2-2
2-3

2-7
2-8
2-9
3-1

Daily Organic Sampling Summary
Daily Data Summaries
24 Hour Process Data for the Ames Municipal Power Plant,
Unit No. 7
Test Duration Process Data for the Ames Municipal Power
Plant, Unit No. 7
Daily Production and Consumption at Ames Municipal Power
Plant, Unit No. 7
Heat Content of Fuels Used at the Ames Municipal Power
Plant During Sampling Period
Continuous Monitoring Data
Excess Air Readings
Air Preheater Continuous Monitoring Data
Boiler Design Data

3-2

Design Specification for Raymond Bowl Pulverizers

3-3
3-4

Fan Design Performance
3-8
Predicted Performance Characteristics of Unit #7 at Ames
Municipal Power Plant
3-9
Performance Characteristics of the American Standard ESP. . 3-13
Sampling Locations
4-1

2-4
2-5
2-6

3-5
4-1

1v
152

2-2
2-12
2-14
2-17
2-24
2-25
2-27
2-29
2-30
3-3
3-5

�1.

INTRODUCTION

This document describes the sampling and monitoring activities at the
Ames Municipal Power Plant, boiler unit No. 7. The sampling and field measurement work performed was part of an overall pilot scale test program
sponsored by the Office of Pesticides and Toxic Substances in cooperation
with the Office of Research and Development, of the U.S. Environmental Protection Agency.
The ultimate objective of the pilot scale test program is to develop
an optimum sampling and analysis protocol to characterize polychlorinated
organic compounds which may be emitted in trace quantities through conventional combustion of fossil fuels and refuse. The genesis of the program
is an industrial study by Dow Chemical Company and two groups of European
investigators reporting emissions of polychlorinated dibenzo-p-dioxins
(PCDD), dibenzofurans (PCDF) and biphenyls (PCB) from stationary conventional combustion sources.
The immediate objective of the sampling and field measurements program
(for a fossil-fuel 17% RDF-fired utility boiler) is the specification of
procedures and equipment to obtain sufficient multimedia samples for the
subsequent analytical protocol, and to satisfy the program statistical
design requirements. In this respect, the TRW Environmental Engineering
Division of TRW, Inc., was one of three contractors participating in the
overall EPA program. These contractors, their key individuals and respective roles are:
1. Research Triangle Institute
Research Triangle Park, North Carolina
Statistical design of the overall test program
Mr. R. M. Lucas, Task Manager
2. TRW Environmental Engineering Division, TRW, Inc.
Redondo Beach, California
Acquisition of samples and field measurements
Mr. B. J. Matthews, Project Manager
3. Midwest Research Institute
Kansas City, Missouri
Laboratory analysis of all field samples
Dr. C. L. Haile, Task Manager
1-1
153

�The sampling was oriented toward acquiring multimedia samples for
organic compound analysis by Midwest Research Institute (MRI). Compounds
of particular interest included:
i
Benzo [a] pyrene
Chrysene
Pyrene
Indeno [1,2,3-cd] pyrene
Fluoranthene
Benzo [g_5h.»l] perylene
Phenanthene
Anthracene
In addition, MRI is to make a determination of total organic chlorine
emissions from the acquired samples. Potentially, selected samples are to
be analyzed for dibenzo-p-dioxins, dibenzofurans and biphenyls.
Instrumentation for on-line combustion gas stream monitoring was part
of the test program. In addition, utility boiler process information (including RDF data) was also gathered. This information together with the
monitoring data were acquired to assist in evaluating and interpreting chemical analysis results.
This report contains all the field data for the Ames Municipal Power
Plant pilot test program conducted in March 1980. Data provided include
the following:
• Chlorinated hydrocarbon collection using a modified EPA Method
5 train and Method 5 sampling methodology,
• Gas velocities using EPA Method 2,
• Continuous monitoring for CO^, CL, and CO and THC,
• Particulate collection for inorganic analysis utilizing EPA Method
5.
• Process data.
The test program followed was described in the Pilot Test Program, Ames
Municipal Power Plant, Unit No. 7 site test plan. Deviations from this
program are documented and explained in their respective sections of this
report.

1-2
154

�2.

SUMMARY

2.1 Sampling and Analysis
The field test activity took place from February 25, 1980 to March 28,
1980. All required tests were completed and all recovered samples were
sent to Southwest Research Institute (SRI)'for analysis. MRI had subcontracted this part of their assignment to SRI.
A summary of tests conducted including any significant commentary is
presented in Table 2-1. A summary of the reduced data on a daily basis as
calculated from the field data sheets is presented in Table 2-2. Data listed
are corrected to standard conditions, i.e., 20°C and a barometric pressure
of 29.92 inches mercury.
Sampling and calibration procedures are described in Sections 4, 5 and
6. Hourly data is provided in the appendices. Appendix A contains continuous monitoring data; Appendix B contains field data; and Appendix C contains
the solid and liquid sampling schedule.
2.2 Process Data
Process data was monitored on an hourly basis. A summary of the averaged daily process data is provided in Table 2-3. The process data was also
averaged for the time duration of actual testing performed. This data is
presented in Table 2-4.
The process data gathered indicated that the operating conditions fluctuated in patterns related to the amount of electricity generation demand
placed on the boiler, and on the type of fuel being burned to meet that
demandT~ Overall fluctuation consisted of two components. The first component was the Daily variation - the load peaked in the afternoon and fell
a minimum before dawn. The second type of variation was caused by sudden
operational changes, which was due to reduced power generation for various
reasons such as the buying of cheaper power from a private utility, or the
reduction in flow of RDF to the boiler.

2-1
155

�TABLE 2-1. DAILY ORGANIC SAMPLING SUMMARY
Date Test
1980 No.

Sampling locations

3/2

Inlet North

Test started at 1120 and ran for 520 minutes. Low volume collected
due to high leak rate at end. Volumes corrected for leak rate. If leak
occurred over the entire test period then, at worst case, the results are
50% low. Test quality fair. (Port 13 to be dropped due to absence of flow).

Inlet South

Test started at 1125 and ran for 520 minutes. Low volume collected
trying to stay within 12 hour time limit. Test quality good. (Port 1 to
be dropped due to absence of flow.)

Outlet Ports 2
and 3

Loss of 3 hours start due to freezing of pumps. Stopped test 360 minutes
into test due to freezing of impingers. All of Port 3 traversed and only
1/2 of Port 2 - low volume collected but test quality is good due tp the
evenness of flow in stack.

Outlet - Ports 1
and 4

Started at 1200, ran for 390 minutes - stopped due to freezing of
impingers and equipment - low volume due to stoppage - impingers backed
up due to freezing of impinging solutions. Resin in Impingers 1 and 2
also due to freezing. Test quality fair.

Hi Volume Sampler

Test started at 1115 and off 1939.

Continuous
monitors

Started at 1300 hrs and off at 1930 - lost start time due to gas conditioner being frozen. Unable to maintain heat line temperature due to cold
weather and moisture condensing in heat line possibly scrubbing hydrocarbons, hydrocarbon results low. Test quality good. Hydrocarbon fair.

Inlet North

Dropped port 13 from test. Test started at 0925 and ran for 550 minutes.
At 250 minutes nozzle was found to be facing in the wrong direction, reversed nozzle direction continued test. Particulate catch and size distribution will be approximately 25% low. No effect on Battelle trap. Switched to
smaller diameter nozzle to maintain vsokinetic flow rate. Test quality for
participate fair, for gas good.

Inlet SOIR..

Test started at 0945 and ran for 550 minutes. Switched to smaller diameter
nozzle to maintain isokinetic flow rate. Test quality good. Dropped port 1
from test.

1

Ul

I\J

3/3

Test comments

Test quality good.

�TABLE 2^1.

(Continued)

Date Test
1980 No.

Sampling Locations

3/3

Outlet Ports 2
and 3

Test started at 0945 and ran for 480 minutes. Test quality good.

Outlet Ports 1
and 4

Test started at 0945 and ran for 480 minutes. Test quality good.

Hi Volume Sampler

Started at 1032 ended at 1915. Test quality good.

Test comnents

Continuous Monitors Started at 0930 ended at 1900. Test quality good except hydroCarbon values being low and hydrocarbon quality fair.
Test started at 0905 and ran 417 minutes. At 75 minutes Battelle trap
plugged and replaced with new one. At 250 minutes Battelle trap replaced
due to leak and points (total of 2) retested. Switched to 10 minutes a
point traverse rather than 25 minutes to complete test. All 3 Battelle
traps should be composited due to lower volume sampled during 10 minute/
point traverse. Test quality fair - total volume 50% of required.
Test started 0900 ran for 550 minutes. Test quality good.

Outlet
Ports 2 and 3
Ports 1 and 4

Test started 0938 ran for 15 minutes.
Cancelled due to snow and icy conditions.
No samples retained.

Hi Volume Sampler

ro
i
co

Inlet North

Inlet South

3/4

Started at 0930 ended at 1800. Filter covered with snow. Test quality
fair due to snow blanket.

\

Continuous Monitors Gas conditioner frozen until 1230. Started at 1230 ended at 1800. Test
quality good. Hydrocarbon results fair.
3/5

Inlet North

Test started 0900 and ran for 560 minutes. Test quality good.

Inlet South

Test started at 0900 and ran for 550 minutes. Test quality good.

�TABLE 2-1. (Continued)
Date Test
1980 No.

Sampling Locations

3/5

Outlet - All Points Cancelled per instructions of EPA until 3/13/80.
Hi Volume Sampler

Test Comments

Started at 1025 ended at 1940. Test quality good.

Continuous Monitors Started at 0945 ended at 1150 am. Stopped due to freeze up of lines:Test quality good for data collected.
Inlet North

Test started at 0850 and ran for 770 minutes. At 11 minutes Into test
Battelle trap plugged and was replaced. Test restarted from beginning.
Test quality good.

Inlet South

Test started at 0840 and ran for 770 minutes. Test quality good.

Hi Volume Sampler

3/6

Test started at 0852 and ended at 2220 Hrs, Test quality good,.

Continuous Monitors Only inlet tested due to outlet freeze up. Test started at 1230 and
ended 2045. Two hours late start and shut down 2 hours early to overlap
sampling time. Test quality good. Hydrocarbons still fair.

V3

3/7

Inlet North

Test started at 0930 and ran for 770 minutes. Due to increased amount
of water collected, impingers needed changing and during changeout resin
flowed into first impinger. Trap replaced and test resumed. Test
quality good.

Inlet South

Test started at 0850 and ran for 770 minutes. Test quality good.

Hi Volume Sampler

Test started at 1038 and ended at 2225. Construction welding going on
nearby. Test quality expected to be good.

Continuous Monitors Test started at 1315 hrs and shut down at 2100 hours. Overlap of Inlet
test. Test quality good. Hydrocarbons fair.

�TABLE 2-1.

(Continued)

Date Test
1980 No.

Sampling Locations

3/8

Inlet North

Test started at 0855 and ran for 770 minutes. 10 minute power failure no problems caused by this. Test quality good.

Inlet South

Test started 0840 and ran for 770 minutes. 30 minute power failure on
this side - no problems. Probe broken at end of test during removal from
port. Approximately 2% of probe catch lost. Test quality good.

HI Volume Sampler

Test started at 1335 and ended at 2330. Test quality good.

Test Comments

Continuous Monitors Test started at 1215 and ended 2030 hrs. Data not taken at inlet during
1300 hrs. to 1400 hours due to change out of probe filters. Test quality
good. Hydrocarbon data fair.
Test started at 0900 and ran for 770 minutes. Point 8D was run for
70 minutes to correct sampling time lost on point 11A not being sampled
after nozzle change. Test quality good.
Test started at 0830 and ran for 770 minutes. Changed to larger nozzle to
maintain 1sok1net1c flow rate. Due to severe leak, that occurred during
last portion of test, this test 1s questionable.

HI Volume Sampler

8

Inlet North

Inlet South

3/9

Test started at 0908 and ended at 2320 hrs. Test quality good.

IM

cn

Test started at 1245 and ended at 2320 hrs. Test quality good.
Hydrocarbon data fair.
3/10

Inlet North

Test started at 0825 and ran for 140 minutes. Probe found to be broken and
test restarted, no samples retained. Restarted at 1155 ran until 1745. Test
stopped, with only 1/2 the duct traversed, due to cold, freeze ups and power
failures. Resin, cyclone, filter, 1st impinger saved. Test quality fair.

Inlet South

Test started at 0810 ran for 515 minutes. Power failures and freeze ups
happening cancelled test with the North side. No solutions retained from
South due to H20z backup Into all impingers - resin, cyclone and filters retained. Test quality fair.

�TABLE 2^1, (Continued)
Date Test
1980 No.

Sampling Locations

3/10

Hi Volume Sampler

Test Comments
Test started at 1050 and ended at 2235 hrs. Test quality good.

Continuous Monitors Test started at 1130 am and ended at 1730 hours. Stopped with inlet.
Test quality good. Hydrocarbon fair.
Test started at 0825 and ran 770 minutes. Battelle trap replaced at
220 minutes. 2nd Battelle trap resin broke through and was replaced.
3 Battelle traps used. Test quality good.
Test started at 0830 and ran for 770 minutes. Filter clogged and replaced.
Test quality good.

Hi Volume Sampler

10

Inlet North

Inlet South

3/11

Test started at 0920 and ended at 2375 hrs. Test quality good.

Continuous Monitors Test started at 1200 and ended at 2030 hrs. Test quality good.
Hydrocarbon fair.
o\ ro
o i
o&gt;

11

QA Test

Test cancelled after 240 minutes - a leak was found at one of the probe
tips-unable to repair and no sample had been drawn through the train.

Hi Volume Sampler

3/12

Test started at 0955 stopped at 1955. Test quality good.

Continuous Monitors Test started at 0830 stopped at 1430 hrs. Test quality good. Hydrocarbon
fair.
3/13

12

Inlet North

Test started at 0915 and ran for 770 minutes. Power failures occurredno effect on test. Filter changed due to clogging. Test quality good.

Inlet South

Test started at 0835 and ran for 770 minutes. Power failure occurred no
effect on test. Test quality good.

Outlet Ports 2 &amp; 3

Test started at 1210 and ran for 560 minutes. Lost startup due to freezing
of equipment and traps - thawing took 1-2 hours. Test quality good.

�TABLE 2-1. (Continued)
Date Test
1980 No.

Sampling Locations

3/13

Outlet Ports 1 &amp; 4

Test started at 1125 and ran for 296 minutes. Stopped due to continual
freezing of train components. One port completely traversed. Only 16
minutes of the second. Test quality - fair to poor.

H1 Volume Sampler

Test started at 0950 and ended 0130. Test quality good.

12

Test Comments

Continuous Monitors Test started at 1145 and ended at 1845 hours. Test quality good.
Hydrocarbons fair.
3/14

13

Inlet North

Test started 0845 and ran for 770 minutes. Filter clogged and was replaced.
Test quality good.

Inlet South

Test started at 0840 and ran for 770 minutes. Test quality good.

Outlet Ports 2 &amp; 3

Test started at 0945 and ran for 560 minutes. Test quality good.

Outlet Ports 1 &amp; 4

Test started at 1010 and ran for 560 minutes. Probe broken during port
change - replaced and test continued. Test quality good.

Hi Volume Sampler

Test started at 0905 and ended at 2355 hrs. Test quality good.

Continuous Monitors Test started at 0900 and ended at 2045 hrs. No data from 1330 to 1515 hrs
due to feeeze up. Test quality good. Hydrocarbon fair.
3/15

14

Inlet-North

Test started at 0909 and ran for 770 minutes. Test quality good.

Inlet South

Test started at 0905 and ran for 770 minutes. Test quality good.

Outlet Ports 2 &amp; 3

Test started at 0958 and ran for 560 minutes. Test quality good.

Outlet Ports 1 &amp; 4

Test started at 1025 and ran for 560 minutes. Test quality good.

HI Volume Sampler

Test started at 0850 and ended at 2341 hrs. Test quality good.

Continuous Monitors Test started at 0845 and ended at 2000 hrs. Test quality good.
Hydrocarbon data fair.

�TABLE 2-1. (Continued)
Date Test
1980 No.

Sampling Locations

3/17

Inlet North

Test started at 0849 and ran for 770 minutes. Test quality good.

Inlet South

Test started at 0900 and ran for 770 minutes. Test quality good.

Outlet Ports 2 &amp; 3

Test started at 1000 and ran for 560 minutes. Test quality good.

Outlet Ports 1 &amp; 4

Test started at 1010 and ran for 560 minutes. Test quality good.

HI Volume Sampler

Test started at 0926 and ended at 0020 hrs. Test quality good.

15

Test Comments

Continuous Monitors Test started at 1030 and ended 2015 hrs. Test quality good. Hydrocarbon
data fair.

Test started at 0900 and ran for 770 minutes. Test quality good.
Test started at 0930 and ran for 560 minutes. Test quality good.

Outlet Ports 1 &amp; 4

Test started at 0940 and ran for 560 minutes. Probe broke during port
change - switched to 5 ft glass probe to traverse first 6 points of
second part. After 10 ft probe of ports 2 and 3 had been recovered and
cleaned, it was sent to the stack to finish remaining 2 points of
ports 1 and 4. Test quality good.

HI Volume Sampler

ro
oo

Test started at 0939 and ran for 770 minutes. Test quality good.

Outlet Ports 2 &amp; 3

16

Inlet North
Inlet South

3/18

Test started at 1033 and ended 0200 hours. Test quality good.

Continuous Monitors Test started at 0845 and ended at 1945 hrs. Test quality good. Hydrocarbon data fair.
3/19

17

Inlet North

Test started at 0859 and ran for 770 minutes. Test quality good.

Inlet South

Test started at 0843 and ran for 770 minutes. Test quality good.

Outlet Ports 2 &amp; 3

Test started at 0945 and ran for 560 minutes. Test quality good.

�TABLE 2-1.
Date Test
1980 No.

Sampling Locations

3/19

Outlet Ports 1 &amp; 4

17

H1 Volume Sampler

(Continued)

Test Conments
Test started at 0940 and ran for 560 minutes. Test started with 5 foot
probe until new 10 ft arrived. Finished Test with 10 ft probe. Test
quality good.
Test started at 1006 and ended at 0120 hrs. Test quality good.

Continuous Monitors Test started at 0845 and ended at 1915. Test quality good. Hydrocarbon
data fair.
Test started at 0905 and ran for 770 minutes. Filter clogged and was
replaced. Test quality good.
Test started at 0914 and ran for 770 minutes. At 1850 hrs. Battelle trap
froze and was thawed with warm water. Leak developed in Teflon heat line •
retarded leak rate with Teflon tape but leak was still 0.11 cfm. At
2250 Battelle trap froze up and was replaced. It was later found that
the filter had separated from the housing and participate had gotten
down to the Battelle first. Both filter and trap were replaced and points
were retraversed. Test quality good.to fair.

Outlet Ports 2 &amp; 3

Test started at 1000 and ran for 560 minutes. Test quality good.

Outlet Ports 1 &amp; 4

Test started at 0930 and ran for 560 minutes. Test quality good.

HI Volume Sampler

18

Inlet-North
Inlet South

3/20

Test started at 1117 and ended at 0540 hrs. Test quality good.

ro
i
&lt;o

Continuous Monitors Test started at 1130 and ended at 2030 hrs. Test quality good.
Hydrocarbon data fair.
3/22

19

Inlet North

Test started at 0947 and ran for 770 minutes. Test quality is good.

Inlet South

Test started at 1001 and ran for 770 minutes.
replaced. Test quality is good.

Outlet Ports 2 &amp; 3

Test started at 1000 and ran for 560 minutes. Test quality is good.

Filter clogged and was

�TABLE 2-1.
Date Test
1980 No.

(Continued)

Test Comments

Sampling Locations

19

Outlet Ports 1 &amp; 4

Test started at 1030 and ran for 560 minutes. Test quality is good.

Hi Volume Sampler

3/22

Test started at 1422 and ended at 0415 hrs. Test quality is good.

Continuous Monitors Test started at 1145 and ended 2115 hrs. CO drift problems. CO taken
off line until 1445 hrs. Test quality good. Hydrocarbon data fair.
Test started at 0927 and ran for 990 minutes,
lower plant out put.

Increased time due to

Test started at 0935 and ran for 990 minutes
lower plant output. Test quality good.

Increased time due to

Outlet Ports 2 &amp; 3

Test started at 1005 and ran for 640 minutes, Increased time due to
lower plant output. Test quality good.

Outlet Ports 1 &amp; 4

Test started at 1027 and ran for 640 minutes. Increased time due to
lower plant output. Impinger 3 backed up into impinger 2 - not saved.
Test quality good.

Hi Volume Sampler

Test started at 1034 and ended at 0350. Test quality good.

Continuous Monitor

20

Inlet North
Inlet South

3/23

Test started at 1100 and ended at 0800 hrs. Electronic source balancing
problem on CO analyzer. Analyzer (CO) taken off line. No outlet data gas conditioner not in cycle mode. Test quality good for inlet, hydrocarbon
data fair.
. _.

Blank

Blank test started at 1200 and ran for 60 minutes at temperature.
quality good.

Outlet

Test started at 1110 and ran for 192 minutes. Test quality good.

Hi Volume Sampler

Off line

Continuous Monitors

Test started at 1030 and ended at 1530 hrs. Outlet only for inorganic
sampling. No CO on line. Test quality good hydrocarbon data fair.

ro

3/24

21

- QA Test

to outlet stream. Test quality good.

Test

�TABLE 2-1. (Continued)
Date Test
1980 No.

Sampling Locations

3/25

Inlet North and
South - QA Test

Test started. No solids or liquids taken for QA. QA test only.
Test scrubbed, no samples saved because nozzle was in wrong direction
and test would not be duplicate.

Outlet Ports 1,2,
3 and 4

Test started at 1120 and ran for 192 minutes. Test quality good.

22

Test Comments

Continuous Monitors Test started at 1115 and ended at 2106 hrs. Test quality good.
Hydrocarbon data fair.
Hi Volume Sampler
3/26

23

Test started at 1030 and ended at 2320 hrs. Filter covered with coal
dust. Test quality fair.

Inlet North

QA test started at 1510 and ran for 770 minutes. Test quality good.

Inlet South

QA test started at 1515 and ran for 770 minutes. Test quality good.

Outlet Ports 1,2,
3 and 4

Test started at 0922 and ran for 192 minutes. Test quality good.

Continuous Monitors Test started at 1100 and ended at 0830 hrs. No outlet data due to failure
of gas conditioner to switch to outlet stream. Test quality good.
Hydrocarbon data fair.

�TABLE 2-2.

DAILY DATA SUMMARIES
Gas Composition

Sample Volume
Data
(1930)
3-2

Test
No.

1

Sampling
Location

""« ES
ouu. £

3-3

2

North*
""«'
Out,e,

3-4

3

£$
SouthD
«g

'- ££
Ou,.e,

3-6

4

5

Inlet

North
South

0,,,,e,

CT&gt;

ro
i
ro

3-7

6

Ou,,e,
3-8

7

s^ln

Oullet

3-9

"&gt;"« South'
£$
feu..
3-10

9

10

11

9.95
7.15
6.32
624

29.01
2935
29.30
29.31

33.55
28.09
2? 59
2479

132673.22
116016.35
141428.G2
154523.14

7654988
70423.17
86285.62
95704.38

334.31
311.78
320.93
30992

4.4S
4.48
6.34
6.34

12.79
12.79
11.31
11.31

1800
13.00
1500
1500

-^2
&lt;2
&lt;2
&lt;2

6383
8901
8620
9399

173.544
126.934
212.049
101.519
324.358
307.313

4.92
3.60
6.01
288
9.19
870

839
8.59
781
7.97
7.45
7.48

29.34
29.32
2941
29.39
2931
29.31

37.78
4?.94
46.61
37.16
26.00
26.10

149381.62
169792.93
184280.23
146887.30
162012.17
162637.08

85761.77
95782.34
108410.17
86004.68
94569.98
90037.93

351.55
37336
234.83
369.90
3-12.38
33694

4.38
4.33
4.33
433
5.87
5.87

13.80
13.80
1380
13.80
12.44
12.44

12.00
12.00
11.00
11.00
11.00

&lt;2
&lt;2
&lt;2
&lt;2
&lt;2
&lt;2

9573
6098
107 14
9633
9033

184.208
252.780

5.22
7.16

7.43
9.48

2956
29.30

4S.10
43.72

173312.05
9C6B4.71
172866.82
96380.09
Test Scru 3bod
Test Scrut&gt;bed

370.46
352.55

4.43
4.43

14.41
14.41

17.00
17.00

&lt;2
&lt;2

95.59
92.25

256.375
246.727

7.28
6.99

8.14
9.03

29.49
29.38

43.20
41.09

97049.64
17080285
162455.25
92751.96
Test Scrul )bed
Test Scrutibed

361.09
349.23

4.41
441

14.56
14.5G

18.00
18.00

&lt;2
&lt;?

9143
104.10

367.648
323.174

10.41
9.15

893
9.72

29.28
29.18

42.92
43.48

169692 43 102970.06
9729597
171937.31
Mot Test cd
Not Test ed

363.83
347.46

4.35
4.35

13.79
13.79

1800
1800

&lt;2
&lt;2

9728
90.54

363.684
365.424

1044
10.35

18.32
9.18

28.14
29.27

43.61
44.01

17242559
8743205
173994.36
99965.91
Not Tesi ed
Not lest &gt;xl

351.00
335.86

4.59
4.59

13.92
13.92

16.00
16.00

&lt;2
&lt;2

10593
99.65

351.419
333.613

995
9.45

956
9.75

29.19
29.16

3962
3928

85266.27
156073.06
155327.60
86179.64
Not Tested
Not Test cd

377.55
359.83

4.79
4.79

1360
1360

2800
28.00

&lt;2
&lt;2

1C3M
105.53

74.033
234.807
121.924
140223

2.10
8.35
3.45
397

7.79
8.05
778
8.02

29.19
29.16
29.20
2917

3027
30.38
36.43
27.38

119C9800
7132576
120108.29
67223.13
144173.75
82977.48
108274.04
64436.72
Not Tcsi od
Not Tested

31683
364.73
344.23
315.88

7.1
7.1
7.1
7.1

11.6
11.6
11.6
11.6

2500
25.00
25.00
25.00

&lt;2
&lt;2
&lt;2
&lt;2

95.60
9851
106.23
B0.56J

130811
193613

3.70
548

859
17.13

2931
28.25

45.23
43.77

17885320 103205.95
17304512
92980.29
Not Tcsi ed
Not Test ed

352.C9
33065

3.7
3.7

139
13.9

25.00
2500

&lt;2
&lt;2

8884
£958

39-5091
3fa300C

11.16
1085

6.98
8.40

29.49
29.iO

45.63
44.20

18061964 01867.66
174783.47
99143.40
No! Tesi i:d
Not Test ed

37475
356.59

4.7
47

13.5
13.5

22.00
22.00

&lt;2
&lt;2

97 17
10529

•*•

361.78
340.61
339.44
315.08

3.34
3.34
5.17
5.17

1556
15.56
13.97
13.&amp;7

21 00
21.00
1800
1800

&lt;2
&lt;2
&lt;2
&lt;2

102 3S
10?.23
7? 72
91.73

«J

N
s :;f

Out*
3-13

5.80
7.43
606
688

£«

'-• ££
Out,e,

3 12

204.617
262.517
214098
243024

«*«

""" ££
Ou,,et

3-11

Velocity
«ps

2l3
NorthF

8

"""
Ouu,

S
i
£«"

Gas
Flow
dscfm

Isokinelics
X

Test Scrubbed
Test Scrubbed
Not Tested
Not 1 esled

JM

12

THC
ppm

Molecular
Weight

£\

"""

CO
ppm

Moisture
%

£«

""« s^ii;

CO?
X

M3

&gt;2&lt;

""*&lt; £S

$

SCF

»3!

Outlet

35

Stack
Temp
°F

Ga«
Flow
acfm

350.455
369 B24
158.9M
3.~,5 290

9.92
10.47
4.50
10.35

8.63
8.54
7.10
937

2953
2954
29.56
29.28

42.45
41.41
2585
2658

163079.96
164036 17
161102.3'J
165622.22

93473.48
93628.05
9514681
98426.04

�TABLE 2-2.

(Continued)
Gat Composition

Sample Volume
Dale
(19801

Tetl
No.

3-14

Sampling
Location

13

SCF

M3

374.335
352.110
367.772
351.364

10.60

""« i%
ou,,., ST.!:

276.767
268.37
31913
307.00

— 555
ou,,., s^

"""

£2

&lt;*«•• 2*3
3-15

3-17

3-18

14

15

16

— ££
o- ffi

3-19

17

Inlet
nlet
Outlet

3 20

18

3-22

19

to

North

Eoulh
«»»

— ££
*- %
«- £*
OutM

3-23

20

JM

,„, ,
'"'"

North
Scum

out* £«
3-24

21

Outlal
3-25

22

Intel

""*
South
1.2.38.4

—

££i

Outlet
3-26

23

"&gt;"• ££

Oiillrl
A
8
C
0
E
F
G
H
1
J
K
L

1.2.3&amp;4

1.2.3&amp;4

Moisture
%

Molecular
Weight

Gn

Velocity
Ipt

Gai
Flow
acini

Flow
dscfm

" 43.48
41.49
24.34
24.84

171904.76
164048.73
151720.16
154819.20

94404.58
91011.47
83869.92
86429.91

Stack
Temp

02
«

CO?
%

CO
ppm

THC
ppm

Isokineties
\

38468
375.70
365.94
358.75

3.70

14.81
14.81
13.18
13.18

2800
28.00
30.00
30.00

&lt;2
&lt;2
&lt;2
&lt;2

101.27
10720
9980
96.74

68088.12
67307.85
75394.82
76705.48

368.23
357.65
319.42
356.65

6.31
6.31

12.59
12.59
10.G7
10.67

2200
22.00
19.00
19.00

&lt;2
&lt;2
&lt;2
&lt;2

102.11
10867
10405
9683

14.40
14.40

2200
2200
22.00
2200

&lt;2
&lt;2
&lt;2
&lt;2

10685
9909
107.18
95.48

23.00
2300
2400
24.00

&lt;2
&lt;2
&lt;2
&lt;2

10017
10807
9982
93.81

&lt;2
&lt;2
&lt;2
&lt;2

10721
97.16
10103
9262

OF

9.67
9.70
9.60
9.50

2931

7.83
7.60
9.04
8.69

814
7.68
7.88
7.83

29.27
2832
2909
29.10

30.85
2996
20.00
2131

121975.44
118444.95
12466269
132801.77

359800
390.474
406855
391.B36

10.19
11.06
11.52
11.10

8.83
8.17
8.71
8.43

29.35
2944
29.21
29.25

41.89
42.84
26.01
2727

1G'j622.66
169381.86
162117.20
169966.05

91774.43
9721069
93334.49
98183.52

371.23
348.41
354.56
34531

3.73

373
543
543

1200

309.159
3/1 .197
392.686
353.252

10.45

9.36
8.73
8.62
9.09

29.29
29.37
29.24
29.18 !

43.06
41.89
27.12
2560

170259.70
165639.94
169022.81
159531.72

92573.11
93691.77
96719.62
91103.75

381.96
35496
360.06
357.50

3.82

14.39

382

1439

5.42
5.42

1300

41.87
4342
26.75
26.92

165560.57
171695.37
166699.92
167752.85

88914.41
95341.29
9108057
94194.67

36028
361.53
373.12
365.94

9.97

10.42
9.95

1052

11.12
1000

29.30
29.14
29. IS

12.90

13.00
14.40
1440

530
5.30

13.00
13.00

24.00
7400
26.00
2600

350.96
342.65
338.12
312.81

3.80
3.80
6.00
6.00

13.80
13.80
12.50
12.50

22.00
22.00
17.00
17.00

&lt;2
&lt;2
&lt;2
&lt;2

92.21
10431
9509
97.71

94207.94
90821.39
95997 17
9954908

348.64
34209
340.00
33060

360
300

14.70
14.20
12.70
12.70

38.00
38.00
3800
38.00

&lt;2
&lt;2
&lt;2
&lt;2

105.17
85.42
104 10
9903

C3470.17
58005.38
58763 10
74046.56

364.41
355.41
354.13
338.13

6.00
6.00
9.70
9.70

1260

L

12.60
10.00
10.00

&lt;2
&lt;2
&lt;2
&lt;2

10354
11599
11045
10266

365.47

5.4

132

&lt;2

10372

13.2

&lt;2

101.06

&lt;2
&lt;2
&lt;2

10524
11843
106.64

968

10.60
10.21

10.28
8.59

29.29
29.37
29.03
29.24

347.892
368079
356.204
388.522

985
10.42
10.09
11.00

8.31
7.86
7.79
8.44

29.33
2939
29.29
29.21

42.13
42.11
74.63
2G.91

1665/0.31
166487.56
153481.74
18772585

94786.10
96189.05
90622.79
97760.61

363.462
348597
402.144
401.160

10.29

29.36

4165

2941

11.39
11.36

B.54
8.07
8.61
8.23

29.19
29.24

33.63
26.26
26.81

164688.40
156677.09
163656.04
167077.26

33G.525
330.733
301.612
368.976

9.53
9.37
8.54

12.74
973

10.17

5.87

2926
28.69
28.82
2928

28.65
27.28
16.63
19.70

113282.76
107773.49
103679 07
122765.69

8.16

837
837

360

9.90
1044

9.B7

5.31
5.31

3.60

349.709
368.751
374.299
360578

8.68

370

5.30
5.30

130.420

3.69

9.53

29.15

25.76

Blank H un
Blank R llll
160547.70 90172.96

122.788

3.48

9.92

2910

24.58

153166.31

8/02b.45

356.40

5.4

326 820
344.976
138673

926
977

9.17
9.09

37.23
37.40
?6.42

1472C0.78
147872.05
16467985

81800.81
8073346
93244.39

380.80
382.45
364.38

6.00

1260

926

29.13
29.14
20,24

600

3.03

12.60
13.70

Test Scru •bed

With.312no»le
With .250 nozzle changed to maintain flow
With.312nozzle
With .237 nozzle changed In maintain (low
No sampl3 ietaim.il
XViih .no nozzle
Wuh .310 nozzle changed 10 maintain How
With .240 nozzle
With .309 nozzle changed to maintain flow
Hesulls questionable dlM&gt; lo l"dteak'ate
Teu. .miti'ied due to cold weather. Sample laved
Monitor not woiking

4.80

�TABLE 2-3. 24 HOUR PROCESS DATA FOR THE AMES MUNICIPAL POWER PLANT, UNIT NO. 7

3-2-80

Date

Mean

3-3-80

Mean

a

Mean

a

Mean

o

Mean

o

Mean

5.19
4.93

31.9
29.72

4.76
4.44

31.7
28.88

5.55
5.30

30.5
28.24

7.51
7.21

27.85
25.66

6.01
5.79

252.2

36.49

268.8

284.87 56.59

289.58 48.47

279.79 56.73

274.8

74.9

Steam pressure (psig)

857.7

4.16

852.71 4.66

850.63 5.95

848.54

5.61

847.33 7.22

Steam temperature (°F)

899.63 8.53

890.1

891.46 14.63

895.6

10.97

895.33 9.89

Feedwater flow rate
(1000's Ibs/hr)

261.17

37.94

278.38 71.65

290.79 52.98

300.42 46.6

291.7

54.23

Feedwater temperature
(OF)

366*

7.38*

380.81 2.14

389.7

7.63

382.8

17.36

377.5

Fuel feed rate 1
(1000's Ibs/hr) 2

31.7
32.2

7.07

31.93
31.69

31.03
31.81

5.37

32.45
33.53

6.09

35.38
32.15

Fuel oil (gallons/hr)

4.6

OO

Excess air X

22

3-9-80

o

31.58
29.25

Steam flow rate
(1000's Ibs/hr)

ro

a

3-8-80

30.1
7.31
32.04* 0.98*

Gross
Met

Mean

3-7-80

3-6-60

30.19* 2.8*
26.25* 1.51*

MU

o

3-5-80

3-4-80

71.48

24.01

7.32

2.1

22.08

8.28

20.33

2.35

20.17

3.92

22.21

o5.31
5.12

239.33 61.67

178

46.7

850.21 5.21

851.04 6.08

854

12.3

891.8

893

12.93

888

15.5

286.33 76.82

251.4

62.96

181

59.3

21.03

378.75 26.6

360.2

25.81

338

24.0

1.53

31.65
33.6

32.03*
28.17

1.17*

24.8
23.7

5.75

3.75

2.5

2.9

4.6

Mean

20.9
18.9

15.19

8.23

6.3

25.25

6.25

5.4

4.2

11.2

25.48

10.9

34

12.6

44

1.6

ID fans amps

46.42

1.1

45.75

2.15

46.04

1.76

46.75

1.11

46.2

1.6

46.46

2.41

45

1.72

ID fans pressure
(psig)

5.15

O.B9

5.67

1.40

6.17

1.14

6.09

1.04

6.08

0.89

6.06

1.4

5.21

1.07

4.2

0.76

FD fans amps

30.29

1.12

29.91

1.79

29.54

1.41

30.46

1.35

30.3

1.5

30.67

1.79

29.44

0.97

28

1.5

FO fans pressure
(psig)

4.26

0.77

3.94

1.13

4.32

0.78

4.32

1.06

4.5

1.3

4.54

1.41

3.54

1.03

3.1

1.05

Furnace draft (psig)

0.60

0.20

0.59

0.18

0.59

0.15

0.62

0.15

0.6

0.13

0.63

0.12

0.53

0.10

0.59

0.092

Flue gas temp (°F)
Boiler exit
ESP inlet

9.78*
647*
318.5* 6.69*

688*

17.51*

687*
341*

9.19*
3.16*

695*
6.67*
345.5* 1.58*

688*
340*

6.3*
0*

699*
342*

3.94*
4.22*

662*
327*

10.33*
8.23*

629*
305*

20.2*
21.2*

Ambient temperature
(OF)

16.06

7.58

27.39* 10.39*

24.08

6.81

7.63

5.22

19.79

9.19

24.58

4.29

28.17

4.99

37

7.5

Ambient pressure
Inches Hg

29.34

0.18

28.89* 0.11*

28.88* 0.06*

Z9.17

0.08

29.04

0.1

28.97

0.048

29.01

0.06

*

Hot basted on 24 hour readings

1
2

Based on tachometer type gauge
Based on weight type gauge

28.89 0.097
(Continued)

�TABLE 2-3.

3-10-80

Date

Mean

o

3-11-80
Hean .

o

(Continued)

3-13-BO

3-12-80
Hean

o

Hean

o

3-14-60
Mean

a

3-15-80
Mean

o

3-18-80

3-17-80
Mean

o

Mean

o

29.1
26.7

8.77
S.43

30.8
28.0

6.10
6.20

31.2
27.1

6.26
7.99

31.2
28.3

6.11
6.16

30.5
28.0

6.25
6.01

21.7
19.6

5.95
5.68

29.5
27.2

7.74
7.58

31.8
29.3

3.84
3. 65

Steaa flow rate
(1000's Ibs/hr)

254

80.2

277

62.8

255

94.0

268

82.2

270

62.8

186

55.06

259

76.1

283

40.0

Stead pressure (pslg)

853

9.1

ass

6.24

855

5.8

853

8.6

852

7.0

850

8.6

850

5.3

850

6.3 .

Stea« temperature (°f )

892

11.5

894

11.2

893

11.0

893

12.2

894

12.5

888

11.1

892

9.4

890

16.2

Feedwater flow rate
(1000's Ibs/hr)

266

83.1

277

78.5

279

80.2

286

71.0

281

61.3

194

54.0

268

74.5

295

38.1

Feedwater temperature
(OF)

362

34.9

372

23.6

370

25.2

371

23.4

371

21.8

330

69.4

367

26.3

375

11.7

Fuel feed rate 1
(1000's Ibs/hr) 2

28.8
31.2

9.03

29.1
30.3

7.08

30.5
31.0

7.13

31.9
33.4

9.81

30.4
30.7

6.64

24.2
24.0

6.6

30.9
31.2

7.23

32.0
31.6

3.84

Fuel oil (gallons/hr)

4.17

Excess air I

24

12.9

20

5.1

20

5.9

23

9.8

24

11.3

39

12.5

26

13.3

21

3.6

ID fans i«ps

45

2.5

46

3.1

46

1.8

46

1.5

45

1.5

42

4.0

46

1.6

46

0.98

5.8

0.77

MU

Gross
Net

11.25

2.08

12.08

37.9

3.75

2.92

2.50

ID fans pressure
(pslg)

5.4

1.32

6.0

1.18

6.2

1.20

6.0

0.91

5.9

1.01

4.3

0.81

5.0

1.00

FD fans amps

30

1.3

30

1.1

28

6.2

30

1.5

29

1.5

28

1.4

30

1.6

30

1.0

FD fans pressure

4.0

1.18

4.6

1.12

4.4

1.46

4.2

1.20

3.7

1.12

3.0

1.00

4.1

1.09

4.1

0.97

Furnace drift (pslg)

0.60

0.036

0.58

0.024

0.61

0.042

0.63

0.024

0?62

0.044

0.74

0.092

0.59

0.074

0.59

0.1

Flue gas te»p (°F)
Boiler exit
ESP Inlet

685*
340*

5.3*
0*

664*
323*

37.3*
27.1*

675*
327*

31.1*
14.6*

686*
324*

37.5*
20.1*

669*
326*

30.2*
16.0*

625*
295*

27.3*
20.2*

669*
319*

48.9*
21.3*

676*
326*

24.0*
9.5*

Ambient temperature

27

7.5

25

7.9

30

1.6

28

2.6

37

12.6

51

11.2

34

4.9

49

12.8

Ambient pressure
inches Hg

28.91

0.195

29.14

0.061

28.88

0.08

28.89

0.13

29.11

0.02

28.98

0.10

29.09

0.04
29.06
(Continued)

(psig)

0.07

�TABLE 2-3.

Date

3-19-80
Mean

a

3-20-80
Mean

o

(Continued)

3-22-80
Mean

a

3-23-80
Mean

o

3-25-BO

3-24.80
Mean

o

Mean

o

3-26-80
Mean

a

31.0
27.2

5.01
6.96

30.6
26.8

5.88
7.68

29.4
27.1

5.16
4.95

18.1
16.2

1.98
1.80

29.7
27.4

7.77
7.55

29.5
27.2

7.54
7.21

30.5*
27.7*

6.17*
6.29*

Steam flow rate
(1000's Ibs/hr)

277

52.1

273

59.8

260

51.3

153

16.2

264

73.5

262

71.9

258

79.1

Steam pressure (psig)

853

7.0

851

5.0

853

7.4

852

5.7

858

4.9

852

4.8

854

4.4

Steam temperature (°F)

888

12.1

891

12.3

891

11.8

884

10.0

891

11.2

892

10.7

890

16.6

Feed water flow rate
(1000's Ibs/hr)

287

50.6

222

US. 4

270

50.5

162

17.8

273

72.5

272

71.4

283

61.6

Feedwater temperature

375

16.5

372

16.8

365

18.9

325

7.1

367

25.4

364

27.6

369

20.9

Fuel feed rate 1
(1000's Ibs/hr) 2

31.1
31.4

5.74

33.6
34.4

7.06

31.3
31.1

8.32

20.8
20.4

1.71

32.3
32.8

8.26

31.8
31.8

7.66

29.6
31.9

7.16

Fuel oil (gallons/hr)

4.17

Excess air t

20

5.9

27

7.7

22

3.8

42

11.0

25

10.8

27

14.3

22

4.8

10 fans amps

45

1.3

46

1.8

45

1.7

42

0.7

46

2.2

46

1.6

45

1.3

ID fans pressure
(psig)

5.7

0.85

5.9

0.9

5.3

0.9

3.8

0.22

6.1*

0.27*

5.7

1.14

5.6

1.24

FO fans amps

29

1.5

29

6.4

29

1.5

27

0.6

29

1.7

30

1.3

29

1.5

3.9

1.37

HU

Gross
Net

33.33

26.67

20.4

1.67

28.33

20.4

FD fans pressure
(psig)

3.9

1.18

4.8

1.32

4.1

0.99

2.3

0.3

4.1

0.92

4.2

0.84

Furnace draft (psig)

0.6

0.10

0.6

0.09

0.59

0.1

0.59

0.057

0.53

0.07

0.57*

0.11*

0.53

0.09

Flue gas tenp (°F)
Boiler exit
ESP inlet

666*
328*

30.2*
15.9*

681*
324*

32.8*
12.7*

659*
320*

30.4*
12.2*

599*
280*

3.9*
0*

660*
322*

36.1*
23.1*

670*
323*

31.6*
2.03*

664
315

37.1
16.6

Anblent temperature
(OF)

56

9.3

44

9.2

04

5.9

37

1.6

36

1.0

38

6.3

40

4.1

Ambient pressure
inches Hg

28.81

0.09

28.92

0.085

29.04

0.134

28.97

0.04

29.04

0.08

29.17

0.024

29.17

0.05

�TABLE 2-4. TEST DURATION PROCESS DATA FOR THE AMES MUNICPAL POWER PLANT, UNIT NO. 7

Date

3-2-60
Hean

3-3-80
a

Hean

3-4-80
a

3-5-80
a

Mean

3-6-80
o

3-8-80

3-7-80
o

0800 to 2300

Hean

o

0800 to 2300

Hean

o

0800 to 2300

1100

MM

31
NS

2.31

34.8
32.3

0.3
0.3

35.2
32.7

0.3
0.2

35.0
32.6

0.2
0.2

34.6
32.2

0.8
0.8

35.3
32.8

1.0
1.0

31.3

NS

29

2.2
2.1

Steam flow rate
1000' s Ibs/hr

278.2

21.5

315.9

5.2

324

3.0

319.1

3.8

315.4

10.3

322.8

11.9

275.6

23.7

Steam pressure psig

859.5

3.5

852.1

4.0

850.5

3.5

850.5

3.5

848.8

6.2

852.2

4.5

851.9

7.3

Steam temperature F

903.6

6.4

902.5

6.2

900.5

3.5

902.3

6.8

897.8

10.2

895.1

12.1

895.3

12.2

288.5

24.1

Gross
Net

0900 to 1900

0900 to 1900

Hean

Duration of Test

to 2100

0900 to 2000

Hean

Feedwater flow rate
1000's Ibs/hr

24.6

321.8

5.8

325.5

9.1

328.1

6.0

325.4

11.7

336.5

Feeduater temperature °F
j__

287.5

13.6

NS

NS

381.3

2.3

390.5

6.1

394.1

3.0

388.8

3.4

390.1

6.9

375

7.3

Fuel feed rate (coal)

34.9

2.6

36.2

2.1

34.3

0.8

35.5

3.0

35.4

1.5

35.7

5.5

32.1

1.1

Excess air X

22.1

1.6

18.3

4.7

20.1

1.8

18.7

1.3

18.9

1.4

19.3

1.1

19.5

1.0

ID fans amps

47.3

0.5

46.9

0.8

47.2

0.4

47.2

0.4

47.1

0.6

47.9

0.9

46

0.8

ID fans pressure psig

5.6

0.8

6.6

0.4

7.0

0.2

6.7

0.2

6.5

0.6

6.9

0.3

5.84

0.5

0.6

30.0

0.3

Fuel oil gallons/hr

FD fans »nps

30.8

1.2

30.8

0.8

30.4

0.5

30.9

0.7

31.2

0.8

31.8

FD fans pressure psig

4.6

0.8

4.5

0.7

4.7

0.3

4.4

0.6

5.2

0.8

5.3

0.7

4.1

0.7

Furnace draft psig

0.7

0.1

0.6

0.1

0.6

0.07

0.62

0.11

0.57

0.1

0.65

0.07

0.5

0.07

Flue gas temp (°F)
Boiler exit
ESP inlet

NS
NS

HS
NS

NS
NS

NS
NS

NS
NS

NS
NS

NS
NS

NS
NS

NS
NS

NS
NS

NS
NS

NS
NS

NS
NS

NS
NS

Ambient temperature °F

23

3.1

NS

NS

24.2

3.6

10.9

4.1

25.3

5.4

26.9

3.2

30.1

4.9

0.04

29.05

0.02

Ambient pressure
Inches Hg

NS - Not Sufficient Data

29.22

0.09

NS

NS

28.85

0.03

29.23

0.01

28.98

0.05

28.94

(Continued)

�TABLE 2-4. (Continued)

Sampling Day

3-10-80

3.9.80
Hean

o

Hean

a

3-11-80
Hean

o

3.12-80
Hean

o

3.13.80
Hean

a

3.14.80
Hean

a

3.15.80
Hean

o

3-17-80
Hean

o

21.0
19.1

5.14
4.94

35.0
32.3

0
0.04

35.0
32.4

0
0.09

35.5
32.8

0.58
0.61

35.0
32.4

0
0.10

34.4
31.8

1.12
1.11

19.6
18.2

6.59
6.56

34.8
32.4

0.24
0.62

Steam flow rate

177

46.6

310

5.0

320

5.5

325

0

320

0

309

14.5

182

66.8

312

3.8

Steam pressure

849

2.3

858

5.6

857

4.7

855

0

855

3.2

855

5.7

851

3.7

853

3.8

Steam temperature

892

12.2

896

11.9

898

8.6

905

5.8

899

5.1

896

12.3

889

12.5

895

8.4

13.8

184

64.2

321

4.8

HH

Gross
Net

Feedwater flow

47.8

323

3.5

330

3.2

332

5.0

330

0

Feedwater temperature

340

21.9

390

0

388

2.6

390

0

385

1.4

384

3.1

336

24.9

383

2.5

Fuel feed rate (coal)
1000' s Ibs/hr

25.2

6.04

36.3

2.27

33.8

1.18

35.1

0.25

38.6

2.82

34.4

2.03

23.0

7.34

35.1

1.71

Fuel oil gallons/hr
CD

188

319

6.25f

NA

4.17f

NA

11.25t NA

12.08t NA

2.08t

NA

3.75t

NA

37.92f

HA

2.92f

HA

Excess air

34

12.1

16

0.8

18

18

18

1.1

17

1.5

41

14.1

18

1.6

41

4.8

46

0.6

ID fans amps

44

1.9

47

0.9

47

1.0
0.7

48

2.9
0.6

47

0.5

46

0.8

0.30

6.4

0.50

4.0

0.80

S.S

0.82

ID fans pressure

4.2

O.B1

6.2

0.25

6.8

0.29

7.4

0.48

6.4

FD fan amps

28

1.8

30

0

30

0.5

30

0

31

0.51

30

0.7

28

1.5

30

0.51

FD fan pressure

2.9

1.01

4.8

0.36

5.3

0.45

6.0

0.71

4.9

0.71

4.2

0.86

2.7

1.00

4.7

0.60

Furnace draft

0.59

0.078

0.61

0.033

0.58

0.024 0.60

0.071

0.63

0.015

0.62

0.047

0.70

0.035

0.58

0.071

Boiler flue gas temp

632*

18.6*

686

5.3

688*

13.7*

690

11.6

709

11.1

685

15.0

618

30.4

695*

35.6*

ESP Inlet temperature

309*

16.9*

340

0

340*

0*

335

0

335

1.4

334

1.8

289

21.3

331*

2.2*

4.2

37

4.7

0.048

29.12

0.030

Ambient temperature

42

4.4

22

1.6

31

4.0

30

0.5

30

1.5

46

5.8

10

•Ambient pressure

28.82

0.023

28.96

0.091

29.11

0.053

28.85

0.022

28.92

0.123

29.11

0.018

28.92

Sampling duration

8:30A-10:11P

8:10A-5 :33P

8:25A-10:35P

9:10A-1 :15P

8:35A-9 :47P

8:40A-10:55P

B:49A- 10:25P
9:05A- 10:06P
(rontlnued)

.

�TABLE 2-4.

Sampling Day

3-18-80
Mean

HU

Gross
Net

Steam flow rate

a

3-19-80
Mean

0

(Continued)

3-20-flO
Mean

3-22-80

a

Hean

0

3-23-80
Hean

34.0
31.4

1.90
1.91

33.0
30.4

4.30
4.15

31.8
28.8

5.45
5.42

29.4
26.9

6.93
6.66

18.5
16.6

307

19.5

297

44.1

281

57.6

260

66.3

155

o

1.51
1.36

3-24-80
Hean

3-26-80

3-25-80
0

o

Hean
34.6
32.2

0.48
0.57

2.5

311

5.8

851

34.8
32.7

0.29
0.76

11.9

311
855

Hean

o

35.0
32.5

0.6
0.6

3.0

310

0.9

4.8

852

2.7

Steam pressure

6.8

853

3.8

851

7.5

856

894

11.1

888

13.9

892

12.5

889

13.6

886

7.7

899

11.8

892

9.6

902

14. B

318

20.5

307

44.1

292

55.8

270

66.2

156

38.2

321

4.8

324

2.4

327

3.9

Feedwater temperature

383

4.2

382

12.7

372

19.8

365

25.7

328

7.9

384

2.5

384

2.5

380

0

Fuel feed rate
Coal (1000's Ibs/hr)

113

852

Feeduater flow

W

6.0

Steam temperature

to

851

4.8

33.3

33.2

7.92

21.4

1.28

33.1

1.03

33.8

0.50

35.1

2.84

2.26

32.6

6.16

8.20

33.5

Excess air

20

1.8

19

6.0

24

3.4

26

13.0

38

10.6

16

1.7

18

1.0

18

0.6

ID fans amps

46

0.5

45

0.9

46

2.4

45

1.3

42

0.6

48

1.0

48

0

46

0

ID fans pressure

6.2

0.46

4.5

0.99

5.8

1.09

5.4

1.02

3.8*

0.24*

6.2

0.17

4.8

1.82

6.6

0.34

FD fan amps

30

0.4

30

1.5

30

1.9

30

1.6

27

0.4

30

0

30

0

30

0

FD fan pressure

4.4

0.61

4.4

1.01

6.5

6.60

4.1

1.14

2.3

0.36

4.5

0.10

4.8

0.51

4.7

0.80

Furnace draft

0.60

0.107

0.60

0.109

0.81

1.019

0.61

0.056

0.58

0.057

0.52

0.093

0.59

0.075

0.53

0.065

Boiler flue gas temp

687*

7.8*

686*

8.6*

695*

15.9*

679*

9.8*

598*

4.6*

674

U.I

676

U.I

689

16.0

0

325

3.5

Fuel oil gallons/hr

ESP inlet temperature

330*

3.6*

338*

2.5*

330*

4.8*

328*

2.6*

280*

0*

335

0

335

4.2

37

1.5

37

1.5

44

0.8

43

2.6

0.078

28,98

0.024

29.05

0.012

29.16

0.018

29.17

0.041

Ambient temperature

58

6.8

62

6.3

42

6.2

42

Ambient pressure

29.02

0.056

28.75

0.042

29.03

0.106

28.95

Sampling duration

9:OOA-U:25P

*

Hot a total time man.

8:43A-12:07A

9:05A-4 :25A

9:47A-2 :12A

9:27A-2 :10A

11:10A-3:47P

11:20A-3:46P

9:22A-2 :06P

�Unit No. 7 generally operated between a range of 16 to 35 MW gross,
(refer to daily process data tables provided in Appendix D). Production
over 35 MW placed considerable wear on the unit, and was avoided whenever
possible. Production under 16 MW introduced instability and the possibility
of large transient swings in operating conditions. Usually the boiler was
operating close to one of these limits. It operated at 35 MW during peakloads because the load of the serviced community was over 35 MW. Production was reduced to 16 MW when off-peak power could be bought more cheaply
from neighboring utilities.
Examination of Table 2-3 indicates that the daily mean of gross electrical output (24 hour basis) is typically between 29 and 32 MW due to boiler operation at full output for a large portion of the day. In fact, the
hourly readings provided in Appendix D indicate that output is rarely below
35 MW between the hours of 8 AM and 10 PM or longer. During non-peak hours,
the boiler operated between 16 and 25 MW, depending on load and the amount
of power being purchased from neighboring utilities. Comparison of the
daily cycles of power production with the standard deviations (24 hour basis)
given in Table 2-3, indicates that the standard deviations range between 5
and 7 for days representative of typical operation. Values not lying in
this range are indicative of abnormalities such as the buying of cheaper
power through the peak hours, or unusually high off-peak loads. The standard deviations in Table 2-3 show that these abnormalities happen most often
on weekends, especially Sundays. Weekday operation is fairly consistent,
due to uniformly high loads and the resultant high cost of power. Net power
output follows identical trends, since the pov/er demand of the auxiliary
equipment associated with Unit No. 7 is fairly constant.
Fuel consumption varied directly with the amount of electricity produced.
Of the three types of fuels used in Unit No. 7 (coal, RDF, and fuel oil), coal
was used in the largest quantities. The amount of RDF burned was limited to
approximately 17% in terms of the total heat produced. This was because RDF,
due to its lower heating value, cannot sustain sufficient temperatures to
maintain required boiler efficiency and steam quality. Also, RDF requires
a longer residence time in the boiler for complete combustion, and this places
another physical restriction on the amount of RDF in the fuel mixture. Fuel
oil is used sparingly, and only as an igniter to insure flame continuity dur2-20
174

�ing soot blowing. Different firemen have different procedures for its
use, and the large variations in fuel oil consumption shown in Table 2-3
are more related to operating practices than to what was happening in the
boiler.
The continuous supply of RDF to the boiler during the test was found
to be unreliable. Practical experience during the test indicated that RDF
supply was very unreliable. The RDF conveyors which feed Unit No. 7 were
prone to jamming and required frequent maintenance. Often the RDF supply
ran out because the solid waste recovery plant was experiencing mechanical
problems, or had run out of refuse to process. Out of 23 days of sampling,
only on 6 was RDF burned continuously. On 15 days RDF was burned part of
the time, and on 2 days it was not burned at all (refer to Appendix D).
The means and standard deviations for coal consumption given in Table
2-3 follow those of the gross electrical output. This indicates that coal
consumption is closely related to electrical output, as expected. However,
these daily averages mask out one important effect. Referring to the tables
in Appendix D, one can see that the amount of coal burned depends on whether
there is RDF in the mixture or not. All other things being equal, the flow
of coal will always go up or down, depending on whether RDF is being removed
or introduced into the mixture, respectively.
2.2.1 Operating Parameters
Data for the steam cycle in the boiler are also listed in Table 2-3.
Examination of the data indicates that the steam and feedwater flow rates
fluctuate in a daily cycle, with means and standard deviations following
the gross electrical output. However, the values for steam temperature and
pressure remain fairly constant. The feedwater temperature also varied.
It was higher on days of high electricity production, and lower on days of
low production.
Excess air is one of the most important parameters for describing conditions inside the combustion chamber. Unit No. 7 is designed to operate
at about 20% excess air. Data in Table 2-3 indicates that on the average
this is true. However, the hourly data (refer to Appendix D) indicates wide
fluctuations. Excess air tended to increase as the boiler load decreased.

2-21
175

�This was possibly due to the operater not decreasing the intake air with the
reduction in fuel supply. On nearly each night the excess air reading was
greater than 50% (the maximum readable value on the meter). The standard
deviations of the mean excess air values indicate no direct relationshop to
the deviations of gross power output. Consequently, excess air is not a
function of power output alone. Unlike most other parameters, the excess
air setting was subject to the whim of the operator, and changes from work
shift to work shift could have introduced important variations.
The induced and forced draft fan measurements listed in Table 2-3 are
of limited significance , since they did not respond to increases in production with greater airflows and correspondingly greater current consumption. The furnace draft data indicated little or no correspondence to any
of the other measured data. Most of the flue gas and ESP inlet temperature
readings were incomplete as they did not cover the entire 24 hour day. Most
of this information was recorded during peak operation, and may therefore be
considered representative for peak operation conditions. Both the flue gas
and ESP inlet temperatures decreased during off-peak periods.
Routine activities such as ash removal and soot blowing was performed
at times designated in the test plan. RDF was observed to have a substantially higher ash content than coal, and this characteristic was reflected
by longer ash removal periods, and more periodic soot blowing. Both activities decreased substantially when RDF was not being burned.
2.2.2

Test Duration Data

Table 2-4 contains means and standard deviations for all of the parameters given in Table 2-3 on a test duration basis. They are derived from
the same hourly data given in Appendix D, but the averages are taken over
shorter periods of time than the 24 hour means discussed previously. These
values are included only to indicate what operating conditions existed during the hours of each test. They are not, however, indicative of overall
boiler performance. For instance, some tests were performed only over peak
hours. These means would be indicative only of peak conditions, and the
corresponding standard deviations would be very small, since the parameters
remained fairly constant during this period.

2-22
176

�2.2.3

Daily Production and Consumption Data

Table 2-5 contains information recorded by the power plant on a daily
basis. The total gross and net power production was recorded directly from
meters inside the plant. The total steam produced divided by the gross power
production gave a good indication of boiler efficiency. Separate meters are
used for measuring the water used for ash removal and the total input to the
evaporators. The days of highest sluice water use corresponded with days
of prolonged use of RDF in the fuel mixture. The evaporators eventually feed
into the working fluid cycle of the boiler, and gave a fair indication of
make-up water required, except that there was a water reclamation system
attached to the boiler. Hence, these values indicated new input to the system, but did not account for total make-up water requirements.
Most of the fuel types were very accurately measured. Coal was measured
through a weight integrating system, and fuel oil was similarly measured
through a volume integrating system. However, no accurate measurement of
the RDF was -possible. The values listed were derived from volumetric readings and a very rough measurement of the RDF density, taken once every shift.
The Btu contribution of each fuel was then calculated by doing calorimetric analyses. This was done periodically, and the values used for
the duration this test program are given in Table 2-6. By summing the
Btu contribution of each fuel, a value for total heat production can
be found. This value was then divided by either the gross or net electricity production to express thermal energy as it related to the power
production of the day.
2.3 Continuous Monitoring Data
Table 2-7 presents the daily averages of 02, C02, CO, and total hydrocarbon monitoring on approximate test duration basis. Occasionally the continuous monitors were allowed to run longer than the actual test, but the
data can still be considered to be representative of the test duration.
Hydrocarbon values were always found to be lower than 2 ppm, the sensitivity
limit of the instrumentation used.

2-23
177

�TABLE 2-5. DAILY PRODUCTION AND CONSUMPTION AT AMES MUNCIPAL POWER PLANT, UNIT NO. 7

Power Production
(kwh)

Thermal Energy*
(Btu/kwh)

Oil
(gallons)

Sluice Uater
for Bottoa
and Fly Ash
Removal
(gallons)

Uater Input
to Evaporator
(gallons)

Fuel Consunptlon
Steam
Production
(Ib/kwh)

Iowa Coal
(Ibs)

Colorado Coal
(Ibs)

RDF*
(Ibs)

Date

681 000

623 902

11 186

12 210

9.57

339 9 8
8

432 712

0

60

250 000

8 300

' 3-3-80

709 000

648 682

11 296

12 346

9.59

418 330

342 270

113 000

160

340 000

9 000

3-4-80

761 000

700 072

11 396

12 388

9.53

412 290

351 210

226 800

70

320 000

2 200

3-5-80

759 000

698 461

11 697

\2 711

9.73

434 538

370 162

192 375

60

380 000

6 800

3-6-80

740 000

679 858

11 693

12 728

9.50

432 0%

339 504

213 200

90

450 000

9 200

3-7-80

735 000

674 470

11 652

12 697

9.64

427 127

378 773

130 BOO

100

320 000

2 500

3-8-80

648 000

590 057

11 602

12 742

9.54

358 286

317 720

168 460

130

360 000

1 120

3-9-80

494 000

443 496

11 524

12 836

9.47

301 888

267 712

26 000

150

314 908

8 500

3-10-80

00

Net

3-2-80

ro
I
£

Gross

693 000

635 037

10 955

11 985

9.54

486 980

262 220

81 200

100

386 716

6 300

3-11-BO

739 000

678 629

11 440

12 458

9.57

334 328

392 472

229 600

270

403 172

5 800

3-12-80

750 000

688 456

11 348

12 362

9.62

408 980

334 620

229 075

290

413 644

3 500

3-13-80

742 000

681 889

11 S44

12 562

9.68

432 270

368 230

144 075

50

422 620

9 100

3-14-80

729 000

668 119

11 537

12 588

9.51

412 440

324 060

230 400

90

. 41B 132

0

3-15-80

508 000

457 939

11 434

12 684

9.50

322 448

253 352

22 050

910

335 104

5 700

3-17-80

699 000

639 942

11 170

12 201

9.59

412 335

337 365

97 650

70

396 000

11 100

3-18-80

759 000

696 494

10 855

11 829

9.52

417 010

341 190

154 874

60

473 000

15 200

3-19-80

748 000

682 596

10 794

11 829

9.51

414 315

338 985

134 816

100

477 000

6 000

3-20-80

753 500

689 205

11 368

12 388

9.56

445 392

379 408

63 700

490

320 000

7 300

3-22-80

706 000

647 644

11 077

12 075

9.55

410 520

335 880

92 000

640

250 000

5 400

3-23-80

426 000

382 263

11 311

12 605

9.49

269 610

220 590

0

800

180 000

16 600

490

300 000

4 500

Gross

Net

3-24-80

710 000

650 039

10 841

11 841

9.61

629 920

157 480

51 600

3-25-80

700 000

642 Oil

11 080

12 081

9.52

610 880

152 720

93 000

680

430 000

4 000

3-26-80

726 000

664 973

10 949

11 954

9.60

612 960

153 240

134 970

40

540 000

18 500

•This Is only a rough Measure of RDF weight.
This value is derived from the average Btu content of each fuel.

�TABLE 2.6, HEAT CONTENT OF FUELS USED AT THE AMES MUNICIPAL POWER PLANT
DURING SAMPLING PERIOD
Heat Content for each Fuel Type
niiM-nnn
Dur 1on
^
Test

Iowa

Coal
(Btu/lb)

Colorado
Coal
(Btu/lb)

RDF
(Btu/lb)

Fuel Oil
(Btu/gallon)

3-2-80
thru
3-16-80

8946

10,556

5587

138,603

3-17-80
thru
3-26-80

9035

10,298

6128

138,603

2-25
179

�Fluctuations in the 02, C02, and CO levels are usually indicative of
process conditions in the boiler. The means for these components at Ames
were fairly uniform, as can be seen from Table 2-7. The only unusual days
were March 9, 15, and 23, as evidenced by high 02 levels and low levels of C02
and CO. From Table 2-4, it can be seen that these were days of low electrical
output and correspondingly high levels of excess air. Furthermore, these were
the only days that were typical in this regard.
Although excess air was monitored in the plant's control room, it has
also Been calculated on a theoretical basis for comparison using the following expression
02 - CO/2
% excess air = 1QO x 1 4 N'2 - (02 - CO/2)]
^6

where the. gaseous components are expressed as percentages.
The results of these calculations are given in Table 2-8, along with
the values of excess air measured in the control room. The calculated values are consistently smaller, and the same anomalies appear (i.e., large
values on the 9.th, 15th, and 23rd). In this case, the measured values are
larger because these were taken after the air preheater to the boiler. Evidently, there is some air leakage in the preheater.
2.3.1 Air Preheater Leakage
Oxygen in the flue gas at the inlet and outlet to the preheater was
monitored on March 8, 1980 to determine air preheater leakage. Continuous
monitoring results are presented in Table 2-9. The oxygen readings were
also plotted and are shown in Figure 2-1.
Examination of the plots in Figure 2-1 indicates that the increases and
decreases in oxygen at the boiler exit are closely followed by similar increases and decreases in oxygen at the ESP inlet which is located downstream
of the boiler. Since the variable oxygen readings at the inlet and outlet
were taken on an intermittent basis, at 15 minute intervals, it was difficult
to relate the data points at the boiler exit and the ESP inlet on a same time
basis. However, from the graph the similar trends of the two curves can be
easily observed.

2-26
180

�TABLE 2-7. CONTINUOUS MONITORING DATA
Sampling
Location

Date
(1980)

°2 (*)
Mean
o

Mean

2

(t)
o

CO (ppm)
Mean
o

THC (PP«)
a
Mean

ESP Inlet
ESP Outlet

4.6
6.3

0.34
0.53

12.7
11.4

0.44
0.53

17.9
16.5

1.61
1.57

&lt;2
&lt;2

.

Inlet
Cutlet

3-3

4.4
5.8

0.55
0.65

13.7
12.5

0.63
0.67

12.4
10.7

1.54
1.16

&lt;2
&lt;2

-

Inlet
Outlet

3-4

4.4
6.1

0.35
0.17

14.4
13.0

0.36
.19

16.7
14.7

0.75
.89

&lt;2
&lt;2

-

Inlet

3-5

4.4
5.6

0.66
0.83

14.6
13.4

0.58
.36

18.3
27.8

1.22
10.14

&lt;2
&lt;2

.

Inlet
Outlet

ro

3-2

3-6

4.3
0.29
13.9
DATA TAttN FOR INLET ONLY

0.37

16.7

2.30

&lt;2

-

Inlet
Outlet

3-7

4.6
5.9

0.32
0.27

13.9
12.8

0.35
0.28

16.4
14.7

1.50
1.63

&lt;2
&lt;2

-

Inlet
Outlet

3-8

4.3
4.8

0.30
0.40

14.0
13.6

0.30
0.39

27.6
28.4

0.85
2.29

&lt;2
&lt;2

_

Inlet
Outlet

3-9

7.1
8.8

1.23
1.38

11.6
11.0

1.22
1.24

24.7
22.6

1.82
2.31

&lt;2
&lt;2

_

Inlet
Outlet

3-10

4.0
5.6

0.30
0.19

13.9
12.4

0.30
0.14

24.5
24.9

1.51
1.04

&lt;2
&lt;2

Inlet
Outlet

3-11

4.7
5.8

0.28
0.23

13.6
13.2

0.48
0.51

22.4
21.2

1.88
1.29

&lt;2
&lt;2

_

Inlet
Outlet

3-12

4.4
5.6

0.29
0.33

14.0
13.8

0.43
0.56

22.1
22.3

1.75
3.77

&lt;2
&lt;2

_

Inlet
Outlet

3-13

3.3
5.2

0.30
0.57

15.6
14.0

0.33
0.96

20.7
18.4

0.90
1.03

&lt;2
&lt;2

_

Inlet
Outlet

3-14

3.7
5.3

0.40
1.03

14.8
13.1

0.47
0.74

27.7
29.9

4.21
16.56

&lt;2
&lt;2

-

(Continued)

�TABLE 2-7. (Continued)
Sanpl 1 ng
Location

Date
(1980)

o2 (%)
Mean

o

co2
Mean

THC (ppm)

CO (ppm)

(X)

a

Mean

a

Mean

a

Inlet
Outlet

1.56
1.87

12.6
10.7

1.45
1.67

22.0
18.7

2.03
2.01

&lt;2
&lt;2

-

3-17

3.7
5.4

0.47
0.32

14.4
12.9

0.62
0.33

21.5
20.0

1.73
1.41

&lt;2
&lt;2

-

Inlet
Outlet

00

6.3
8.4

Inlet
Outlet

i-- ro

3-15

3-18

3.8
5.4

0.33
0.30

14.4
13.0

0.46
0.40

23.3
23.7

1.18
9.62

&lt;2
&lt;2

Inlet
Outlet

3-19

3.8
5.3

0.58
0.47

14.7
13.2

0.72
0.47

23.6
26.2

1.84
17.55

&lt;2
&lt;2

-

Inlet
Outlet

3-20

4.1
5.9

0.29
0.25

14.3
12.8

0.41
1.11

20.1
17.4

2.21
1.70

&lt;2
&lt;2

-

Inlet
Outlet

3-22

3.6
5.4

.34
.29

14.2
12.6

.35
.46

38.3
37.7

25.81
22.61

&lt;2
&lt;2

-

Inlet
Outlet

3-23

5.9
8.8

1.09
.75

12.7
10.1

1.08
.74

NOT OPERATING

&lt;2
&lt;2

_

Inlet

3-24

_

I

Inlet
Outlet

3-25

Inlet
Outlet

3-26

H

•

.24

H

H

&lt;2

_

13.8
13.1

.71
.26

H

H
M

&lt;2
&lt;2

-

M

.87
4.9
13.7
DATA TAKEN FOR INLET ONLY

.73

M

N

&lt;2

-

DATA TAKEN FOR OUTLET ONLY
5.4
.24
13.2
4.4
5.4

.83
.23

�TABLE 2-8. EXCESS AIR READINGS
Excess A1r %]

Excess Air %2

3-2-80
3-3-80

26.7

22.1

25.5

18.3

3-4-80

25.8

20.1

3-5-80

25.9

18.7

3-6-80
3-7-80
3-8-80
3-9-80
3-10-80

24.9
27.2
24.9
49.4
22.6

18.9
19.3
19.5
34
16

3-11-80
3-12-80
3-13-80
3-14-80
3-15-80
3-17-80
3-18-80
3-19-80
3-20-80
3-22-80
3-23-80
3-24-80
3-25-80
3-26-80

27.9
25.7

18
18
18
17
41
18
20
19
24
26
38
16
18
18

Date

o

18.2
20.8
41.7
20.6
21.4
21.4
23.5
19.9
37.8
NA
25.6
29.5

Based on continuous monitoring data from the ESP inlet
Control room readings

2-29
183

�TABLE 2-9. AIR PREHEATER CONTINUOUS MONITORING DATA
Boiler Ex1t/Preheater Inlet
Time

%o2

% co2

CO
ppm

THC
ppm

1430

4.237

13.926

28

ESP Inlet/Preheater Outlet

0.42

% rn
% LU2

CO
ppm

THC
ppm

4.593

13.784

29

0.1

4.975

13.542

28

0.22

4.544

13.668

29

0.20

4.901

13.520

27

0.19

5.207

12.43

26

0.21

4.879

13,538

26

0.15

4.153

14.246

28

0.18

5.141

13.574

26

0.18

4.359

13.902

28

0.04

4.959

13.564

27

0.25

4.397

13.946

28

0.11

4.401

13.558

36

0.18

27.58 0.304

4.71

13.61

28. 1

0.168

0.114

0.34

0.43

2. 7

0.059

1445

4.094

1500

14.222

27

0.49

1515

3.741

1530

14.414

28

0.45

1545

4.637

1600

13.678

28

0.37

1615

4.083

1630

14.304

28

0.41

1645

4.089

1700

13.972

26

0.22

1715
1730

v

4.198

14.154

27

0.18

1745
1800

4.192

13.740

26

0.23

1815
1830

4.295

13.976

28

0.19

1845
1900

3.937

14.154

29

0.22

1915
1930

4.742

13.492

28

0.26

1945

2000

4.632

13.566

28

0.21

2015

Mean

4.24

13.97

0.30

0.30

0.9

%o2

2-30
184

�Figure 2-1. Oxygen 1n the gas before and after the air
preheater

2-31
185

�Air preheater leakage is defined as the ratio of the difference between
the amount of flue gas out of the preheater and the amount of flue gas into
the preheater to the amount of flue gas into the preheater. In order to estimate this leakage average values for oxygen for the inlet and outlet from the
monitored data were used. Based on an average oxygen reading of 4.24 percent
at the preheater inlet and 4.71 percent at the outlet an air preheater leakage of 2.9 percent was calculated. It must however be noted that during this
period the boiler load averaged approximately 88% and the RDF heat input to
the boiler was approximately 20 percent. Air preheater leakage will vary
with the steam load and type of fuel fired.

2-32
186

�3.0 SYSTEM DESCRIPTION
The coal-fired utility boiler tested was the No. 7 unit at the Ames
Municipal power plant. The power plant is owned and operated by the city of
Ames. Three boiler units, 5, 6, and 7, at the power plant have been modified to burn solid waste as a supplemental fuel with coal. Boilers 5 and 6
are Stoker-fired boilers and boiler No. 7 is a pulverized coal suspension
fired boiler. Under normal operating conditions only unit No. 7 is used.
Units Nos. 5 and 6 are operated only under peak demand conditions or when
unit No. 7 is down.
The power plant is located within the city limits of Ames, Iowa. Ames
is approximately 54 Km (34 miles) north of Des Moines. The Ames Municipal
power plant layout is shown in Figure 3-1.
3.1 Boiler Description
Boiler No. 7 was designed to burn coal or natural gas as the primary
fuel. It is a tangentially fired, pulverized coval, balanced draft, Combustion Engineering unit, rated at 175000 kg/hr (385,000 Ib/hr) of steam. The
generator is rated at 35,000 KW, gross. Unit No. 7 has been operating since
June 1968. However, modification to burn refuse derived fuel (RDF) was made
in 1975. Boiler No. 7 specification data is provided in Table 3-1 and a flow
diagram of unit No. 7 is given in Figure 3-2.
As shown in Figure 3-2, coal from the plant stockpile is fed to two
Raymond Bowl Mill pulverizers. Air preheated to about 340°C (650°F) by the
combustion gases is supplied to the pulverizers to dry the coal, and to convey the pulverized coal to the burners. Pulverizer air preheat is necessary
to prevent pulverizer to burner blockage which can be caused by wet fuel.
Design specifications of the Raymond Bowl Mill pulverizer are provided in
Table 3-2.
Pulverized coal entrained in 15 to 20 percent of the total combustion
air is conveyed to the individual burner nozzles which direct the coal and
primary air into the combustion chamber. Combustion air is supplied to the
boiler unit by a Westinghouse forced draft fan. The combustion air drawn
3-1
187

�1

BAND
5i!FT 1.

CUD

1

HOUSE

I

STREET

IS METERING
STATION

Q

COOLING

CZ3

FUEL Oil
STOXACE
POWER PLANT NO. 2

TOWER

CLEAR
WELL
ASH

COOLING

'SILO
O

I
TOWER

r

ELECTROSTATIC
1'RKCIPITATOR

UNIT NO. 7 ADDITION

jn] n
LJ; -I

ID
co
co

cEj

UATF.R
PLANT I

nro
COVERED
ENTRY

I TRANSFORMER
STACK

DWELL
NO. 3

CO

C O A L

S T 0 R A C I

Figure 3-1. Layout of plant site

A R E A

�TABLE 3-1. BOILER DESIGN DATA
Description

Slzt

Dtslgn pressure, psl

108S

Total effective heating surface sq ft
Boiler

16550

Furnace EPRs

6200

Superheater - Convection zone

5200

Radiant zont

1800

Economizer

None

Regenerative A1r Heater

67200

A1r Preheating Coll

5070

Furnace Volume, cubic feet

27300

Furnace width and depth

by 19'-ir

C to C of tubes, ft
Furnace design pressure, in H^o positive

8" KG

Total weight complete. Ib

2,340,000

Water required to fill boiler and water
walls to operating level, gal

Appro*, 17,900 U.S Gallons

Inside diameter and thickness of steel drum

66" DIA - 4 | " x 2 | •
|
|

Overall length of steam drum

Appro*. 27' - 0*

Drum head thickness, In lifting weight
of drum safety valves

2 1/4" 66" 0 Drum • 85000 LBS

Manufacturers, type, number and sizeof drum safety valves

Consolidated
Two (2) 3" I1757A

Manufacturer, type, number and stze
of blowdown valves

Two C21 sets 2- Yarwey
6968-81

Tubes 1n furnace
Size and thickness
Water well tube spring, In
C to C
Furnace exit first row
tube spring. In C to C

2 1/2" 0,D, x .180
3" all wells
9* (finishing superheater}
NO
SA
26
9"

Are tubes staggered?
Material
Number

Tube spring In C to C
Tubes 1n Boiler
Size and thickness
Material
Tube spring C to C (1n)
Number

- IN LINE
- 192
Assemblies
(Finishing superheater)

2 1/2- O.D. x ,12
SA -192
3 3/4" Transverse
1472
Water walls - 10 to 1

Circulation ratio, minimum

3-3
189

�BOILER
FEED
PUMP

SPRAY WATER
DESUPERHEATER
FEEDWATER

FIRST
STAGE
PRESSURE

INTEGRATOR

STEAM JET
AIR EJECTOR
COAL

TEMPERATURE
FEED WATER IN
BLEED
STEAM'

&lt;A&gt;

I

|

FEED
WATER
HEATER

FEED
WATER
HEATER
UNTREATED
-WELL WATER

a

COMBUSTION
ENGINEERING
PULVERIZER
STEAM
GENERATOR

REFUSE
DERIVED
FUEL

AIR HEATER

'LEAKAGE

ATI.AS BIN

T

TEMPERATURE
FLUE GAS IN

NDUC-D
RAFT
AN

VOLUMETRIC
FLOW
DENSITY
COOLING TOWER
SLOWDOWN

AMBIENT AIR
OVERGRATE
(RDF ONLY)

UNIT NO

7

ELECTROSTATIC
PRECIPITATOR

TEMPERATURE
AIR IN

FORCED
DRAFT
FAM

UNDERCRATE
AIR
(RDF ONLY)
SEAL _
WATER

TEMPERATURE
AIR OUT

FLY ASH

PRIMARY AIR
TO PULVERIZER
BOTTOM ASH

COMBUSTION
AIR

Figure 3-2. Flow diagram for unit #7 at Ames Municipal power plant

�TABLE 3-2. DESIGN SPECIFICATION FOR RAYMOND BOWL PULVERIZERS
DESCRIPTION

SIZE

Pulverizers
Manufacturer's Model No.

C. E. Raymond No. 613

No. of pulverizers

Two (2)

Type and size

Bowl Mill

Weight including driver

Approx. 98500 LBS each journal

assembly

Weight and dimensions of largest piece
requiring removal for maintenance

3 x 4 x 4 ft 3900 LBS.

Minimum stable firing rate, Ib per hr
each of specified coal

8000 LBS/HR

Maximum firing rate, Ib per hr of
specified coal each

32000 LBS/HR @ 60 GR 17.1235 M

Maximum turndown ratio

Pul. - Burner Combination 4 to 1

Maximum horsepower input required

265 each Shaft Incl. Exhauster

Primary air temperature, F.
For the specified coal

651

Max. allowable

750

Maximum boiler load with one pulverizer in operation with specified
coal, no gas firing, Ib per hr

250,000

3-5
191

�by the forced draft fan is obtained from the 9th floor of the power plant
building (refer to Figure 3-3). Design specifications for the forced draft
fan are provided in Table 3-3. The burners are designed to admit controlled
quantities of additional air through separate air ports surrounding or built
into the fuel nozzle.
In the combustion chamber, the combustible matter reacts with oxygen
of the air to release thermal energy at temperatures exceeding 1100°C
(2000°F). The walls of the combustion chamber are lined with water-filled
tubes which absorb thermal energy and generate steam. The water tubes are
filled with liquid or vapor, depending on pressure and temperature conditions.
Heat transfer in the combustion chamber cools the combustion gases.
The cooler combustion gases flow from the combustion chamber to the superheater where further heat transfer and gas cooling occurs. The superheater
is a combination Radiant-Convection type with 13 tube rows and 26 steam
passes on the primary side and 26 tube rows and 52 steam passes on the
secondary side. The maximum design temperatures in the superheater are:
steam side - 350°C (primary), 485°C (secondary); gas side - 1150°C (primary),
1050°C (secondary); and outside metal surface - 470°C (primary), 545°C
(secondary). Steam superheat is necessary for thermodynamic efficiency and
also to prevent steam condensation which would damage the blades of the
steam turbine.
Combustion gases from the superheater normally flow to the economizer
section where heat is transferred to the boiler feed water. However, the
No. 7 unit has no economizer and flue gases from the superheater flow to
the air preheater,, then to a cold-side electrostatic precipitator via an induced draft fan (refer to Table 3-3) out through the stack. The regenerative
air heater has an effective heat exchange surface area of 67200 sq ft. Combustion gases enter the air heater at texperatures of 370° to 400°C (700 to
750°F) and exit at temperatures of 135° to 150°C (280 to 300°F). Air temperature entering the air heater ranges from 35° to 50°C (100 to 120°F) and
exit temperatures range from 315° to 335aC (600 to 640°F). Performance
characteristics for unit No. 7 provided by the manufacturer are given in
Table 3-4.
3-6
192

�GAS
OUTLET

OJ

^

Figure 3-3. Schematic of Ames Municipal power plant boiler No. 7.

�TABLE 3-3. FAN DESIGN PERFORMANCE

Forced Draft Fan
Manufacturers name
Model No.

Westinghouse
#4054

Blade type

Air foil

Operating speed, rpm
Air inlet temperature, °F
Air flow (100% load), Ib/hr
Air flow (100% load), ft3/min
Fan static pressure, psi
Static efficiency (100% load), %

1180
80°

422,696
99,934
0.28
54.6
167.1

Power required, Kw

Induced Draft Fan
Manufacturers name
Model No.
Blade type
Operating speed, rpm
Air inlet temperature, °F

Westinghouse
#4073
Air fovil
885
279

482,653
153,900
0.26
52.3
249.9

Air flow (100% load), Ib/hr
3

Air flow (100% load), ft /min
Fan static pressure, psi
Static efficiency (100% load), %
Power to fan shaft, Kw

3-8
194

�TABLE 3-4. PREDICTED PERFORMANCE CHARACTERISTICS OF UNIT #7
AT AMES MUNICIPAL POWER PLANT.
FUEL

COAL

Evaporation
Feedwater Temperature
Superheater Outlet Temperature
Superheater Outlet Pressure
Superheater Pressure Drop
Gas Drop, Furnace to Econ. Outlet

Ib/hr
F

Gas Drop, Econ. Outlet to A.H. Outlet

"wg
F
F
F
F
F
"wg
F
%

Gas Temp. Entering Air Heater
Gas Temp. Leaving Air Heater, Uncorr.
Gas Temp, Leaving Air Heater, Corr.
I-1 t»&gt;
10 I

Ul to

Air Temp. Entering Air Heater
Air Temp. Leaving Air Heater
Air Press, at F.D. Fan
Ambient Air Temperature
Excess Air Leaving Economizer

F

psig
psi
"wg

Ib/hr
%

Fuel Fired - Coal 0 9506 BTU/J

Efficiency

216,000
375
905
900
30
0:85
2.00
705
281
265
119
598
5.10
80
22
28,600
87.99

COAL
360,000
428
905
900
75
1.85
4.35
732
296
279
101
633
7.75
80
22
45,600
87.28

COAL
385,000
433
905
900
85
2.15
4.90
743
297
280
99
635
8.70
80
22
48,500
87.21

Superheat steam temperature control range is from 216,000 to 385,000 Ib/hr.
The fuel specifications on which the above are based are as follows:
F.C.
V.M.
Ash
Moist.

37.10
32.27
13.51
17.12
100.00%

HHV (as fired) 9506 BTU/#

�Unit No. 7 generally burns a mixture of Iowa coal, Colorado coal, and
refuse derived fuel (RDF). The ratio of the two types of coal in the mixture
varies. However, during the test program a 55 to 45 percent ratio of Iowa
and Colorado coal was maintained in the pulverized coal mixture. Approximately 20 percent of the total fuel fired is RDF and 80 percent pulverized
coal.
Coal is stored in the coal yard in two separate piles. Front-end loaders are used to move the coal to the transport conveyor feeding the storage
bunker. Coal is alternately moved to the conveyor and is overlayed in the
bunker prior to the coal dropping into the pulverizer. This mixing of coal
is done on a weight basis and has proven satisfactory to the plant in maintaining the proper blend.
RDF is produced at a separate Ames city facility located approximately
two blocks away. All of the RDF produced is pneumatically conveyed to a
storage bin (Atlas bin) 25 m (85 ft) in diameter with a holding capacity of
454 Mg (500 tons). The RDF is fed from the Atlas bin at the required rate
(8.5 tons/hr maximum) and pneumatically conveyed to the RDF burners. There
are two RDF burners located approximately 61 cm (24 inches) below the coal
burners at opposite corners of the firebox. The location of the RDF burners
is shown in Figure 3-4.
The by-products of combustion are stack gases and ash. With pulverizedcoal firing, all of the burning is accomplished in suspension with the result that about 80 percent of the ash remains in the flue gases. Due to the
utilization of REF to supplement coal as fuel, modifications were made to
the boiler. Grates were installed in April 1978 to assist in the combustion
of RDF. Prior to the installation of the grates, RDF burning in suspension
was not very effective, and substantial portions of the RDF dropped unburnt
into the bottom ash hopper.
Deposited ash and slag in the boiler furnace bottom are removed at least
3 times per day. An average of 758,000 liters/day (200,000 gallons/day) of
sluice water (raw well water) is used to remove the solid waste from the furnace bottom. This waste is then drained to a holding pond where the ash is
dredged out. The water from the holding pond percolates through the soil
eventually into the nearby Skunk river. Any overflow from the holding pond
3-10
196

�BOILER NO. 5

BOILER NO. 6

VO
CO

. Section CC

From Atlas Bin
South

Figure 3-4. Solid waste recovery system

�is also absorbed by the river. Also deposited in the holding pond is the
electrostatic precipitator (ESP) fly ash. The fly ash from the ESP hoppers
is pneumatically conveyed (3 times per day) to the bottom ash hopper drain
system which transports it to the holding pond. The dredged ash is stored
on site in piles.
Make up water for the boiler is obtained from the city water supply.
Boiler feedwater is processed by water softeners and deaerators and treated
with caustic soda, phosphates and hydrazlne to prevent scaling and corrosion.
Tannin is also added to maintain particles in suspension.
Normal operation of the boiler is 24 hours per day, 7 days per week.
The boiler is scheduled to be offline once per year for 10 to 14 days for
various types of maintenance.
3.2 Electrostatic Precipitator
Flue gases from the air heater are treated in an electrostatic precipitator (ESP) for the removal of particulate matter. The ESP in unit No. 7
is an American Standard Model 371. It is a wire/plate type with rappers
and is designed to handle 4900 m /min (175000 cfm) of gas at an average inlet dust loading of approximately 9.27 gm/m (4 gr/scf). The ESP has 4
cell units with 2 fields and 8 insulator compartments. Performance characteristics for the ESP are given in Table 3-5,
The collection system of the ESP has an effective surface area of 2030
m (21840 sq ft) with 28 gas passages having a space of 23 cm (9 inches)
each. The collecting surface area rappers are of the electric vibrator type
2
and the maximum collecting surface area rapped at one instant is 113 m
(1215 sq ft). Total hopper capacity is 48 m (1700 cubic feet) with overall dimensions of 5.2 m x 6.8 m x 18.1 m (17' x 22.5' x 59.5').

2

The electrical system of the ESP requires a maximum operating voltage
of 45 KV. Power requirement at maximum demand is 83 KVA and the total connected load is 61 KW. There are 8 electric vibrator type high voltage rappers and two rectifiers. The two rectifiers are rated at 45 KV each.
The primary voltage is approximately 260 volts at the inlet field and
200 at the outlet field. The primary current is approximately 52.0 amps at
the inlet field and 34 amps at the outlet field. The secondary voltage and

3-12
198

�currents average 34.0 KV, 35 ma and 29.0 KV, 80 ma at the Inlet and outlet
fields respectively. The spark rate averages around 120 per minute at the
inlet field and 145 per minute at the outlet field.

TABLE 3-5. PERFORMANCE CHARACTERISTICS OF THE
AMERICAN STANDARD ESP
Performance at 385,000 Ib/hr load, coal fuel
Gas to ESP cfm
Gas to ESP, Ib/hr
Gas Temp °F

167,000
510,000
300

Inlet dust loading, gr/cf
Outlet dust loading,
gr/cf
Efficiency, %
Gas velocity, fpm
Pressure drop, in, H20
Time of gas contact, sec.

3-13
199

3.7
0.074
98
266
0.5
2.94

�4. SAMPLING LOCATIONS

All sampling locations are identified in Table 4-1
Figure 4-2 is a cross sectional schematic depicting the
tions at the stack. Figure 4-3 is a horizontal view of
ing port locations, and Figure 4-4 is a cross sectional
let depicting the traverse point locations.

and Figure 4-1.
traverse point locathe ESP inlet showview of the ESP in-

The continuous monitoring probe was located on the North side of the
ESP inlet duct prior to the gas sampling ports and at a depth of approximately 4 feet. At the stack,the monitoring probe was alternated between
ports 2 and 3 and at a depth of 4 feet. These two ports were also used for
the gas sampling trains.
TABLE 4-1. SAMPLING LOCATIONS

Solid Sample Locations
1 - Blended Coal
2 - Refuse Derived Fuel
3 - Bottom Ash
4 - Fly Ash

Gaseous Sampling Locations
5 - ESP Inlet
6 - Stack
10

-

Hi Volume Ambient Air Sampler

Liquid Sample Locations
7 - Untreated Well Water
8 - Seal Uater
9 - Cooling Tower Water

4-1
200

�BOILER
FEED
PUMP

SPRAY WATER
DESUPERHEATER
FBIiUWATKK

FIRST
STAGE
PRESSURE

1LNTEGRATOR

STEAM JET
AIR EJECTOR
COAL

TEMPERATURE
[FEED WATER IN
GRAVIMETRIC
SCALE

BLEED
STEAM-

FEED
WATER
HEATER

FEED
WATER
HEATER

O

COMBUSTION
ENGINEERING
STEAM
GENERATOR

.£&gt;
I

i- ro

TEMPERATURE
FLUE GAS IN

INDUCED
DRAFT
FAN

AIR HEATER

LEAKAGE

AT1JVS BIN

REFUSE
DERIVED
FUEL

STACK (6
SAMPLI

&gt;

UNTREATED
-WELL WATER

PULVERIZER
N&gt;
O1

__J

VOLUMETRIC
FLOW
DENSITY
COOLING TOWER
BIX)WDO«JN

AMBIENT AIR
OVERGRATE
(RDF ONLY)

Unit NO. 7

ELECTROSTATIC
PRECIPITATOR

TEMPERATURE
AIR IN

FLY ASH

FORCED
DRAFT
FAM

UNDERGRATE
AIR
(
(RDF ONLY)
SEAL
WATER

TEMPERATURE
AIR OUT

PRIMARY AIR
TO PULVERIZER
BOTTOM ASH

COMBUSTION
AIR

HI VOLUME
SAMPLER

Source: Compliance test report data prepared by Iowa State University Engineering Research Institute
personnel under the direction of Dr. J. L. Hall, et al. from tests conducted during Sept. 1978.
Figure 4-1. Unit 7 flow diagran and measurement locations.

�SAMPLING
PLATFORM

T

* 't' •

4.0 ft

1

i

f i t ' "

I ,,

A in. PORT
•CAPPED WHEN
NOT SAMPLING

'',&lt;,&gt;!,&gt;' ,'&gt;;

r '

, &gt;,

"&gt;

|66
—.0

CONCRETE WALL

NOT TO SCALE

SAMPLING POINTS
TRAVERSE DISTANCE FROM
POINT OUTSIDE EDGE OF STACK
NUMBER
CM
IN

POINT

DISTANCE FROM
OUTSIDE EDGE OF STACK
CM
IN

1

38.2

97.03

5

59.4

150.88

2

42.8

108.71

6

66.4

168.66

3

47.8

121.41

7

75.

190.75

4

53.2

135.13

8

87.8

223.01

Figure 4-2. Cross Section of stack showing traverse point locations,

202 4-3

�Figure 4-3. Inl«t Duct - Showing Port Locations

4-4
203

�CONTINUOUS MONITORING
PROBES

Traverse Point Number

Traverse Point Location From
Outside of Nipple
Centimeters
Inches

1

22

53.9

2

34

83.3

46

112.7

58

142.1

Figure 4-4. Inlet Traverse Point Locations

4-5
204

�5,0 SAMPLING
This section includes information on the sampling program conducted
at the Ames facility. Any changes or pertinent comments are included in
this section.
5.1 Gas Sampling
The flue gas sampling at the Ames facility was performed at the electrostatic precipitator inlet and at the stack.
Sampling for organics was to be performed for fourteen consecutive
days with an additional three days sampling for particulate cadmium. However, due to extreme weather conditions the program was modified to collect
nine inlet and outlet gas samples. Sampling for organics was accomplished
concurrently at the inlet and outlet utilizing two modified method 5 trains
(Figures 5-1 and 5-2) at both sampling locations. Inorganic cadmium was only
sampled at the stack and utilized one standard Method 5 train, Figure 5-3.
The sampling crew collected a ten m (10 + 1 m ) sample by extracting
the flue gas at a rate approximating the flue gas velocity. The particulate
matter was collected in a cyclone and on the filter media. The gas stream
was passed through an XAD-2 resin trap to absorb the organic constituents,
and through an impinger system to condense any moisture present in the gas.
Parameters such as temperatures, pressures, and gas volumes were monitored
throughout the sampling period. The sample fractions were recovered from
the sampling trains and turned over to an MRI representative. The outlet
(stack) sampling position was sampled with no change to the sampling plan
while the ESP inlet sampling was modified.
• ESP Inlet
During the initial tests, it was found that the outermost ports
exhibited little or no flow. At one point of the traverse, the velocity head (AP) was negative while the next point indicated positive
AP, thereby cancelling each other. It was therefore recommended that
these two outer ports be dropped from the test. The recommendation
was accepted and implemented as part of the test program.

5-1
205

�FILTER HOUSING

HEATED LINE
THERMDncTER

CYCLONE
FLASK

t-o
O
o&gt;

cn
i
ro

OVEN BOX
STAND

BY-PASS
VAL\€
ORIFICE

THERMOMETERS

VACULM
GAUGE

R9
NAIN
VALVE

D.RY TtST
Figure 5-1.

\.

AIR TIGHT
PU1P

ESP inlet sampling train

VACUUM
LINE

�xX"'FILTER HOUSING

THERH3T€TER

CYCLONE
FLASK

OVEN BOX
STAND

BY-PASS
VALVE
ORIFICE

THERMDMETERS

VACUUM
GAUGE

\

DRY TEST
• fHTER

AIR TIGHT
PIMP

Figure 5-2. Stack sampling train

5-3
207

VACULM
LINE

�12

Figure 5-3. EPA Method 5 particulate sampling train
1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
11)
12)

Calibrated nozzle
Glass lined probe
Flexible teflon sample line
Cyclone
Filter holder
"
Heated box
Ice bath
Impinger (water)
Impinger (water)
Impinger (empty)
Impinger (silica gel)
Thermometer

5-4
208

13)
14)
15)
16)
17)
18)
19)
20)
21)
22)
23)
24)

Check value
Vacuum line
Vacuum gauge
Main value
Air tight pump
Bypass value .
Dry test meter
Orifice
Pitot manometer
Potentiometer
Orifice manometer
S type pi tot tube

�5.2 Solid Sampling
During each test day, four solid streams: coal, precipitator ash,
bottom ash, and refuse derived fuel (RDF) were sampled six times per day
following a schedule set up by Research Triangle Institute (RTI). The
sampling was coordinated between RTI, the sampling crew and power plant
personnel. The schedule provided the basis for collection of unbiased
samples by obtaining a random selection from the multiple sources available for sampling. This approach was taken to avoid any cyclic biases
which might have been present in the daily operation of the power plant.
The samples and their sampling frequencies were:
• The coal samples were taken from the feed line leading from the
storage bunkers into the gravimetric feeders supplying the coal
pulverizers. A metal scoop was used to remove the sample from
the feed line and transfer it to the sample containers.
• The precipitator ash was removed and collected from the bottom
of the precipitator hoppers. A metal scoop was used to remove
the sample from the access pipe and transfer it to the sample
container. The hoppers were pneumatically evacuated after each
sample was taken. A visual inspection was made to insure complete
evacuation of ash from the hoppers.
• The bottom ash samples were collected from the base of the furnace. These samples were collected wet with a high solids content from the furnace floor prior to sluicing out the ash by
plant personnel. The ash doors were open during the washing
procedure and the ash sample was scooped up in a teflon line pan
and transferred to the sample container with teflon lined forceps
before the furnace floor was washed with water to remove the ash.
To provide representative samples of ash, as distributed over the
entire rectangular base of the furnace, the area of the furnace
floor was divided into an equal-area grid system. The samples
were scooped from a specific grid area as provided by Research
Triangle Institute each time a sample was taken.
• The RDF samples were taken from the feeders in the Atlas bin prior
to being pneumatically conveyed to the boiler furnace for firing.
The material was placed into sample containers from a specific
feeder and returned to the recovery area for labeling. Protective
clothing was worn within the feeder area and plant personnel were
notified when entering and leaving the area.
5.3

Liquid Sampling

Three liquid streams were sampled during the course of the test program: cooling tower blowdown, well water, and bottom ash seal water (overflow water). Liquid streams which did not have continuous flows, were
5-5
209

�allowed to purge for three minutes prior to obtaining samples. Sample containers were rinsed three times with sample liquid prior to being filled
with that liquid. The streams sampled and frequency of sampling were as
follows:
• Seal water was sampled twice per shift, for a total of six samples
per 24 hour period.
• Cooling tower blowdown was sampled once per day.
• Three well water samples were collected over the testing period.
Appendix C contains the time frequency schedule utilized by members
of the solid and liquid sampling team.
5.4 Hi Volume Sampler
To monitor the ambient air background, a high volume ambient air sampler (Figure 5-4) was used. It was placed on the roof of the Ames facility
to obtain a representative background utilizing outside ambient air rather
than sampling air inside the building that could have been contaminated or
influenced by the combustion process.
5.5 Quality Assurance
A quality assurance sample was also taken of the final test day. To
collect the quality assurance sample, two sampling trains were placed at
the same point in the same port at the inlet of the ESP. No traversing was
performed. Both trains were run at the same isokinetic rate for the same
duration as a normal test day. Also during the Q/A day, solids and liquids
were collected as in a normal test day.
5.6 Sampling Train Background
To obtain the train background (blank) an entire sampling train, including resin trap filter and impinger solutions was set up at the ESP inlet. The train was taken to normal operating temperatures and allowed to
remain at these temperatures for one (1) hour. All train components were
recovered as a normal run and all sample blanks were given to an MRI representative.

5-6
210

�HIGH VOLUME AIR SAMPLER

FLOW
PROBE

\MODEL 230 HIGH
VOLUME CASCADE
IMPACTOR - OPTIONAL

MANOMETER OR
ROTAMETE:

MODEL 310/310A/310B
CONSTANT FLOW CONTROLLEF

\

FLOW
[ADJUSTMENT

LINE CORD

Figure 5-4. Ambient air sampler

5-7
211

�5.7 Sample Recovery
Upon completion of the ESP and stack sampling, the sampling equipment
was brought to the laboratory area for recovery. Each sample train was kept
in a separate area to prevent sample mixup and cross contamination.
The dry powder in the cyclone, probe, and heated flexline was collected
in the cyclone catch bottle. After this collection procedure, the individual sample train components were recovered per the following:
• Probe was wiped to remove all external particulate matter
near probe ends.
• Filters were removed from their housings and placed in proper
container.
• After recovering dry particulate from the nozzle, probe, heated
teflon line, cyclone, and flask, these parts were rinsed
with distilled water to remove remaining particulate. They
were subsequently rinsed with B &amp; J acetone and cyclohexane
and put into a separate container. All rinses were retained
in an amber glass container.
• Sorbent traps were removed from the train, capped with glass plugs,
and given to an on-site Midwest Research Institute (MRI) representative.
• Condensing coil, if separate from the sorbent trap, and the connecting glassware to the first impinger was rinsed into the condensate catch (first impinger).
t First and second impingers were measured, volume recorded and
retained in an amber glass storage bottle. The impingers were
then rinsed with small amounts of distilled water, acetone and
cyclohexane. These rinsings were combined with the condensate
catch. Rinse volumes were also recorded .
• Third and fourth impingers were measured, volume recorded and
solutions discarded.
• Silica gel was weighed, weight gain recorded and regenerated for
further use.
To preserve sample integrity, all glass containers were amber glass, with
Teflon-lined lids.
5.8 Problems Encountered During Recovery
t If the temperature of the probe, flexline, or oven box was not
sufficient (4 250°F) to prevent moisture from condensing, the
particulate would cake on the inner walls and become very difficult to remove.

5-8
212

�• Due to the cyclohexane not readily evaporating and adhering to
the inner walls, the flex lines and probe liners gave the appearance of being clean when in reality they were still wet and masked
any particulate that remained on the walls. Therefore, all components must be thoroughly dry before a visual inspection can be
made. If the initial rinses do not remove all the particulate,
then brushing with additional water rinses is required to clean
the walls. This is then followed with acetone and cyclohexane
rinses.

5-9
213

�6,0

CALIBRATION

This section describes the calibration procedures used prior to conducting the field test at Ames Municipal Power.
tion equipment and how it was set up.
6.1

Figure 6-1 shows the calibra-

Method Five Calibration Data

6.1.1 Orifice meter calibration. The orifice meter calibration is performed using a pump and metering system as illustrated in Figure
6-1(a). The dry gas meter with attached critical orifice is run at various
orifice flows for a known time. After each run the volume of the dry gas
meter, meter inlet/outlet temperatures, time, and orifice setting is recorded. The orifice meter calibration factor is derived by solving the equation.
Aura

Am?

"

0.317 A H
Pb (T d + 460)

r (Tw
L

+ 460) 6n2
V w ~ ^ J

where

AH = Average pressure drop across the orifice meter, inches
Pb = Barometric pressure, inches Mercury
Tj = Temperature of the dry gas meter, °F
Tw - Temperature of the wet test meter, °F
0 = Times, minutes
Vw s Volume of wet test meter, cubic feet
The AH@ yielded is utilized to adjust the sampling train flow rate by regulating the orifice flow.
6.1.2 Dry gas meter calibration. Meter box calibration consists of checking the dry gas meter for accuracy. The dry gas meter with attached critical orifice is connected to a wet test meter (see Figure 6-1 (b) below) and
run at various orifice flows for a known time. After each run wet and dry
gas meter volumes, temperatures, time, and orifice readings are recorded.
Utilizing the equation
v

_ Vw Pb (Td+460)

" Vd (Pb+AH) (TW + 460)

6-1
214

�where
V = Volume correction factor
Vw a Volume of wet test meter, cubic feet
Pb * Barometric pressure, inches Mercury
Td s Temperature dry gas meter, °F
Vd = Volume of dry gas meter, cubic feet
AH a Average pressure drop across the orifice meter,
inches H20
T. = Temperature of wet test meter, °F
w
a volume factor which compares the dry gas meter with the wet test meter
is obtained.
*
6.1.3 P1tot tube calibration. Pi tot tubes are calibrated on a routine
basis utilizing two methods.
The type S pi tot tube specifications are illustrated and outlined in
the Federal Register, Standards of Performance for New Stationary Sources,
[40 CFR Part 60], Reference Method 2 (refer to Figure 6-1(c)). When measurment of pitot openings and alignment verify proper configuration, a coefficient value of 0.84 is assigned to the pitot tube.
If the measurements do not meet the requirements as outlined in the
Federal Register, a calibration is then performed by comparing the S type
pitot tube with a standard pitot tube (known coefficient of 1.0). Under
identical conditions, values of AP, for both S type and standard pitot tube
are recorded using various velocity flows (14 fps to 60 fps). The pitot
tube calibration coefficient is determined utilizing the following equation,
Pitot Tube Calibration = (Standard Pitot Tube XrAP reading of std. pitot j 1/2
-,
L
Factor (CP)
Coefficient)
AP reading of S type pitot
The coefficient assigned to the pitot tube is the average of calculated
values over the various velocity ranges.

6-2
215

�6.1.4 Nozzle diameters. The nozzle diameters were calibrated with the
use of a vernier caliper if the nozzle showed excessive wear or was considered not fit for use, it was discarded.
6.2 Instrument Calibration
Manufacturers recommended calibration procedures were used with the
following gases which had an analytical accuracy of +_ 1%:
SCOTT CO 812 ppm
C02 11.94%
02
4.98%
Propane 34.4 ppm
in Nitrogen Balance
Zero and Calibration adjustment were made prior to the start of the test
day. Zero drift checks were made at the end of each test period. Data was
recorded every fifteen minutes thus providing two data points per hour for
each sampling position.

6-3
216

�r,r* Central Vi*t»
\remeftiurt 7.

flnf Control Vat**
Come Coni'fi Vj vi\

lunptnlun T,
I

Tt.Tpcniv't T.

OfUe* in

'•?• '.H

WMTtalMdff

Figure 6-1(a)
Orifice meter calibration

XiV-r;.;-!f
Pump

CXi C*
Uc«r
Uignchstie
Gtuft

Figure 6-1(b)
Dry gas meter calibration.

X*

TopYtiw

Figure 6-1(c)
Equipment used to calibrate pi tot
tubes
Figure 6-1. Calibration equipment set-up procedures

6-4
217

�7,0 TECHNICAL PROBLEMS AND RECOMMENDATIONS

This section describes some of the problems encountered during the Ames
test program and recommends a solution to these problems,
7.1 Problems
• Construction of weather shelters was not completed on schedule
causing a one day delay,
• Because of extreme cold weather additional heaters had to be
supplied to both the stack and monitoring truck. This resulted
rn additional power requirements and caused approximately a half
day down time for installation of power switches.
• Cpld weather also effected the following:
11 heat lines did not maintain temperature causing moisture to
condense and possibly act as a scrubber for hydrocarbons.
Therefore, hydrocarbon data are considered only fair.
21 The gas conditioner would freeze restricting sample gas flow
to the monitoring equipment. This created data gaps during
the test period,
31 Solutions in the sampling trains would freeze causing the
test to be shortened or scrubbed.
4). Cyclohexane would freeze at the temperatures encountered at
the sampling locations because it has a freezing point higher
than water,
• Three instruments malfunctioned due to electronics failure or change.
These instruments were:
11. Infrared Industries C0/C02 analyzer. The CO section would not
maintain calibration and was removed from the system. It was
replaced with the Beckman CO analyzer.
2} Beckman 0« analyzer. Detector malfunctioned and was replaced
with backup Og analyzer.
3). Beckman CO.Analyzer. Energy source went out of adjustment and
could not maintain calibration. No other replacement was_available, as a result, 2 days of CO data were not recorded.
7.2 Recommendations
The only significant problems that occurred at the Ames facility were
caused by severe weather conditions. In the future, the testing should preferably take place in a warmer environment, during the warmer time of the
year or heated constant temperature shelters should be provided.
7-1
218

�MUCCSS OATA

«JKS MUIIICIPAI pout* PLAIIT
uUlT mfl. 7
•Not based on 24 hr daU

Oat* 3-2-80
Tin*
W

IA

I2N

2*

3A

4A

SA

6A

7A

25

Srois
Net

9A

IOA

2t
24

28

23.1

11A

12N

IP

29

30

30

4P

2P

3P

SP

29.S
27.2

29 ' 29
26. » 26.6

6P

7P

8P

23S

21S

210

208

Siena pressure pslg

8SS

•SO

858

Steam temperature F

900

B9S

895

FeedMter flM rate
1000 's Ibs/hr

250

232

lOf

IIP

34

33

30

38.19* 2.«*
26.25*

310

310

312

270

2S2.2

36.49

860

4.16

26.1

26.6

27.6

27.6

220

240

2SO

260

26S

270

27S

260

260

260

280

310

ISS

860

8SS

860

860

860

860

860

860

850

860

860

860

860

860

890

89S

89S

910

910

900

890

910

90S

910

910

910

90S

900

900

-900

22S

220

220

205

230

240

250

270

27S

280

270

26S

26S

275

290

320

322

360

360

370

370

370

37S

36S

370

370

28

27. S

27. S

26

27

29

33. S

33

34

34

32

33

33

33. S

36

38. S

38.6

8SS

850

900

860

220

20S

28. S

27. S

9

34

I9S

208

Mean

35

201

222

Feedwater temp F
19.6
Fuel feed rate (coal)
32
1000's Ibs/hr
37831.4
76454.1
Fuel gauge readings
5788.7
gals/hr Fuel oil
•Of

9P

32

29.5
27.1

350

Steam (loo rate
1000' s Ibs/hr

VO

8A

•60

860

•57.7

900

882

899

899.63 8. S3

330

320

289

261.17

37.94

366*

86S

7.38*

37. S

33.6

38.8

Coal
Oil

7.07

4 '6

bcess air 1

18

20

22

22

25

21

21

28

22. S

20

21

22

22

24

24

22. S

22

21

23

20

19

24

23

'21

22

2.1

I.D. Fans amps

45

45

45

46

46

45

45

46

45

4S

46

47

47

47

47

47

47

47

47

48

48

48

48

47

46.42

1.1

29

30

30

29

30

29

29

29

30

30

30

30

30

30

30

30

30

30

32

32

32

33

32

31

30.29

psig
FO Fans amps

1.12
0.77

Furnace draft pslg

0.4

0.4

0.3

0.15

0.8

0.65

O.M

Ambient temp °F

8

8

Ambient pressure
inches Hg

29.54

29.52 29.SI

Comments

8

1

7

29.87 29.47

7

7

29.46 29.44

S

0.7

0.7

O.S

0.8

O.S

0.7

0.8

0.6

0.6

0.7

63S
300

0.3

Flue MS boiler e»lt
Temp *F ESP Inlet

640
320

640
320

640
320

645
320

660
320

660
320

660
320

640
32S

12

18

19

22

23. S

26

29.36

29.31 29 25

9

29.41 29.4

29.39 29.38 29.38
Soot Blog

•attorn Ash Removal and FU Ash Removal
Start Finish - 2.30A, 6.00A. 9.48*. 2.12P. 6.0SP. 10. ISP

0.7

0.6

O.S

0.7

650
320

.ISP

26

27

26

23

22

19

29.24

29.2

29.19

29.1S

29.14

29. IS 29.13

RDF Density
Mo «OF Fired

19

O.SS

0.60

8.20

647*
318. S*

0.98

9.78*
6.69*

1
1

18

It .06

7.S8

29.12

29.11 29.34

0.18

�PROCESS DATA
AMES MUNICIPAL POhO P1ANT
Mill NO. 7
•Not based M 24 kr data

Oate 3-3-80
Tlae
MM

Gross
Met

12N

1A

2A

3A

4A

SA

6A

7A

IA

M

IDA

' 14.75
12.15

IS
12.5

15
12.4

34.25
31.65

11A

IP

2P

3P

4P

5P

34.5
12.0

IS
12.5

35
12.4

35
12.6

34.5
12.0

34.5
32.0

12N

7P

BP

»

10P

UP

Mean

35
32.5

15
12.6

15
32 .«

15
12.6

M
11.5

31
28.6

30.1
12.04*

o.«*

100

271

268.8

71.48

6P

a
7.11

29

12

1
1

18

18.5

18.5

27

29

Steaa flew rate
1000* s Ibs/hr

240

95

ISO

155

155

155

240

265

120

10
1

315

315

116

10
1

11
1

120

118

310

15
1

115

US

115

Steaa pressure pslg

860

850

ISO

ISO

850

ISO

860

850

850

855

855

860

855

850

850

ISO

145

ISO

BSD

855

850

855

865

850

852.71 4.66

Steaa teaperaUre °f

195

820

820

900

89S

890

885

900

900

910

900

910

900

900

900

910

910

900

900

900

890

882

880

865

890.1

24.01

FeedMter MOD rate
1000' s Ibs/hr

255

160

240

270

335

130

330

325

320

320

310

320

315

120

320

325

126

325

328

114

278.18

71.65

180

380

180

310

180

380

IBS

US

185

380

380

180

180

HO

180

378

180.81 2.14

21. S

32.7

33.0

39

39

38.5

40

36

16.5 34.0

13.0

3S.O

35.0

16.1 36.9
1

34.7

34.5

11.6

12.0
Coal
Oil

31.93
31.69
4.6

7.32

14

16

20

16

22.08

1.21

45

45.75

2.15
1.40

108

16S

160

160

Fuel feed rate (coal)
1000' s Ibs/kr
Fuel gauge reading
RDF

10.5
10.5
18215.9
76M2.1
5716.1

21.6

21.1

21.5

Excess air t

21

33

Feedxater teap °F

39

36

36

1
1

18

SysUa 1 dm 3. 24P
m
Systea 1 on 1.,47P

Systea A started 10.S1A
System 1 started11.10P

No RDF
IB

19

24

22

18

17.5

20

17.5

20

27

15

IS

10

I.D. fans aaps

46

39

43

41

43

43

46

47

48

48

47

47

47

47

47

48

48

46

46

46

46

46

46

1.0. fans pressure
pslg

5.5

2.5

3.0

3.6

3.6

3.6

5.0

5.0

6.7

7.0

6.5

7.0

6.5

7.0

7.0

7.0

7.0

6.0

6.0

6.2

6.4

6.3

6.5

6.9

5.67

27

30

30

32

32

31

32

30

10

10

31

32

30

31

30

31

11

10

30

29.91

F.O.

fans aaps

31

26

27

27

27

F.O,

fans pressure

4

II
.

2.1

2.2

2.5

0.7

0.6

0.61

0.55

0.6

Furnace draft psl9

0.6

0.9

0.51

O.S

0.55

0.4

0.7

0.6

0.65

0.3

O.S

0.65

0.6

700

0.59

0.11

700

688*

17. SI*

0.5

0.65

0.7

0.55

0.5

0.7

700

Flue gas teaperature

OF

700

710

660

660

680

680

690

24

31

36

37

31

39

41

42

42

27.19*

10.39*

28.85

28.81

28.8

28.8

21.76

28.75

28.75

28.76

28.8**

0.11*

Aablent teaperature

17

17

17

1
1

18

1
1

19

19

20

Aabtent pressure
inckes Hg

29.09

29.05

29.01

29.00

28.98

28.95

28.91

28.91

28.91 28.86

Coaaents

1.79
1.13

nt?

wWP-

tatl
Start - 1
WYlOP
Flnlsk - 2.2SA. 6.0SA, 10.0OA. 2.4SP. 6.05P. 10.40P

*

Start - 12.5M. 10*05A. 9.SSP

RDF Density - 5 Ibs/cu ft

�PMCESS MTA
AMES MMICIPAl POMM HJUH

UN IT «0. 7_
•tot ktsed ea f 4 kr dlti

Oete 3-4-M

12H

TbM

1A

2A

M

4A

5A

6A

7A

8A

9A

15.5

1S.S

35.5

27
25

21

23

23

23

23

26

21.2

21.1

21.1

21.2

21.2

24.1 26.7

31

31

Steia flow rite
1000' s Iks/kr

235

190

190

190

190

190

235

ZIZ

125

Steui pressure psij

850

840

•40

•SO

•45

855

MS

845

Steia t overture °f

MO

MS

•80

IBS

865

880

MS

900

feedwtter flow rite
1000'i los/kr

250

202

201

201

205

205

238

280

26.6

22.6

23.0

22.0

21.0

20.2

27.5 33.5

M

10

FeedMter Uap °F

NJ

11A

12»

IP

2P

IP

Fuel feed rite (coil)
1000 's Iks/kr
Fuel gtuge readings
fillons/kr fuel all

RBF

35.5
11.0

35.0
12.5

35.5
32.9

IS

1
1

35.0
12.5

320

125

120

125

120

860

850

855

845

•55

910

900

90S

900

900

130

305

325

380

Gross

Net

o

10A

380

34.5

36.0

4P

SP .

6P

7P

•P

9P

35.0

35.0
12.6

1S.O
12.6

15.0
12.6

35.0
32.5

12

10P

IIP

Hem

29.7

5.19
4.93

320

280

2M.U

S6.S9

•SS

ISS

865

150.63

5.95

•90

900

MS

191.46

14.63

340

332

330

285

290.79

52.98

400

400

400

390

380

389.7

7.63

35. 2 34.6

34.3

35.3

35. 1 30.5
Coil

31.03
31. H
2.9

5.37

15.0

12.5

325

325

330

125

325

325

130

125

850

850

845

•SS

•SO

850

ISO

•55

900

90S

900

90S

900'

895

895

945

140

32S

325

330

330

325

115

330

330

385

390

390

380

390

385

390

395

400

34.0

34.0

34.0

34.0

34.5

34.5

33.0

14.0

32. SS 12. S

11590.7
77221.1
$7(7.9

on

On

Excess llr S

19

25

22

20

26

22

20

IS

20

18

23

22

19

20

10

18

20

23

19

1.0. fin taps

45

43

43

41

43

43

45

46

47

47

48

47

47

47

47

47

47

47

47

1.0. fins pressure

a
4 .9 .

29

28

FO fins pressure psfo,

«

• 1C

Furnice drift pslg

0.5

0.4

27

27

27

31

4*

31

19

20

19

20

20.11

2.35

48

47

46

46.04

1.76

t.•«
ij

1

28

28

temper Jture

0.2

0.1

0.8

0.9

0.6

O.S

30

30

10

30

30

30

31

31

31

30

30

30

29

28

28

lotto• Ask ind Fly Ask »anvil
i
Stirt - 1.30A. 5.30A. 9.30A. 1.30P. 5.30P. 9.30P
Flnisk - 2.0SA. 6.10A. 10.00*. 2.10P. 6.OOP. 10.2SP

0.6

0.7

0.65

O.S

0.6

0.6

0.5

0.6

0.6

680
340

700
340

670
340

680
340

680
340

690
140

690
340

695
340

31

30

29.54

11
1
. 11
*

1.41

28

27

27

26

26

26

26

26

25

22

28.84

28.85

28.86

28.86

28.83

28.83

28.11 28.82 28.83

0.6

Soot

«««•

18

17

0.72

IS

28.89 21.91 28.94

0.60

12

0.67

0.7

10

9

0.515

0.15

617*
341*

0.7

695
340

28.84

32

O.S
690
350

Aaklent pressure
tnckes Hj
Coanents

30

31

.3

0 .7ft
/•

Flue gis teap
„
taller °F
ESP Inlet °F
feblent

30

31

C

3 .£
•&gt;

f|

28

19

47

«

FO fins laps

Of

.

31.51
21.25

3S.S
33.0

9.19*
1.16*

24.08

6.81

21.96 ». 91 28.99 28.88-

1

0.06*

�PROCESS MTA
AJCS MUNICIPAL mat PUNT

UNIT NO. 7

.

Dite 3-5-80

•Not Used an 24 kr d&gt;u

Tl«e

12H

M

2A

29
26.8

26.5
24.6

26
23.9

22
20

21. S 22
19.S 22.1

Stean fl&lt;M r«te
1000' t Ibs/hr

260

245

225

185

186

Steui pressure pstg

85S

840

850

840

850

MM

Gross
Net

3A

4A

SA

6A

11*

12N

IP

2P

3P

4P

SP

&lt;P

7P

8P

9P

Keen

a

35
32.7

35
32.5

36
32. &lt;

35
32.7

36
32.7

34.6
32.0

35 .
32. T

35
32.7

36
32.7

35
32.6

36
32.7

36
32.5

35
32.6

36
32.7

32
29.7

31.9
29.72

4.76
4.44

320

315

320

315

315

320

315

325

325

320

320

320

322

325

320

300

289.58

48.47

850

850

850

850

845

850

845

855

855

850

850

855

850

850

850

830

848.54

6.61 '

885

885

900

880

895.6

10.97

340

336

330

307

300.42

46.6

8A

30
28

32
29.7

35
32.6

188

280

29S

850

850

845

9A

5teu tenpertture °F

'

890

890

885

870

900

895

900

910

910

905

900

890

900

906

910

905 •

910

895

265

245

250

200

205

200

290

298

330

330

330

340

330

315

325

330

330

325

330

330

Feedwter to* °F

ISJ

880

895

FeedMter flan rite
1000' s Ibs/hr

O

10P

IOA

7A

390

36S

UP

3*0

348

345

345

380

380

400

400

395

395

390

395

395

395

395

395

390

390

390

385

390

375

382.8

17.36

Fuel feed rite (ciul) 29. S
28.9
HMO's Ibs/br
38982.6
Fuel 9tuge readings
775*9.7
(9&gt;no«s/kr) fuel oil 5788.6
RDF

22.5

19.1

23.4

19.5

36.1

37.4

41

40. S

40.5

37

37.8

34

35

33

32

33

33.6

33.9

32.6

33.2

33.2

32.0
Coil

6.09

on

32.46
33.53
2.5

Eicess ilr S

20

20

20

30

28

31

20

16

17

It

18

19

19

21

19

18

18

20

19

19

18

18

19

21

20.17

3.92

10 f«*s ops

46

46

45

45

45

44

48

48

48

48

47

48

47

47

47

47

47

47

47

47

48

47

47

46

46.75

1.11

10 fans press pslg

S.S

7

6.7

fO f«HS MpS

29

FD fins press pslg

4.0

Furuce draft pslg

0.5

S.20A

•10.20A RDF Destined

28

28

28

28

32

31

32

32

31

32

31

31

31

30

30

30

31

31

32

31

31

31

30.46

1.36

0.7

0.8

0.3

0.8

1.0

0.7

0.45

0.6

0.6

0.65

0.65

0.8

0.7

0.4

0.45

0.6

0.7

0.6

0.7

0.5

0.6

0.45

0.6

0.62

0.164

695
345

700
345

700
345

680
345

690
346

690
345

695
350

700
345

700
345

700
345

695*
345.5*

6.67*
1.58*

1

4

6

7

8

10

12

14

15

15

7.63

5.22

1.06

Flue *»» teaperiture
toiler exit
ESP Inlet
tabieat

ta*p DF

Acbtent press
Inches Hg
Coflttnts

1.04

30

2

4

4

2

29.00

29.03

29.04

29.07 29.08 29.10 29.11 29.13

2

2

1

lotto. Ash fnd Fl» As h RoM»il
Surt - rioA. 5.30*. 9 30*. 1 JOP. S 30P. 9.30P '
Finis* - 2. ISA. 6.10A. 10.00A. 2. OOP. 6. OOP . 9.S6P

1

15

14

13

12

10

9

29.13 29.22 29.24 29.24 29.24 29.24 29.24 29.22 29.23 29.22 29.22 29.22 29.23 29.23 29.23 29.23 29.17
Soot tlo.il
SUrt -

, 10A, 7P

RDF density - 5 Ibs/cu ft. 5 Ibs/cu ft, 5 Ibs/cu ft

0.08

�PHC£SS MIA

AMES nmncipAi POME* PUWT
mi IT to. 7
on
•lot tased 24 kr diti

tote 1-6-80
Ttw

NU

trass
Net

1A

12N

2A

1A

4A

SA

6A
24.5

28

22

22

21. S

21. S

7A

8A

1
1

9A
1 .S
1

10A

11A

35

35
1 .
1 1 12.6 32. S

12K

IP

35

35

Hal*

•

11.5

12.6

12.5

21.6

120

120

120

110

282

279.71 S6.73

850

MS

845

850

850

850

650

855

850

810

836

847.13

7.22

900

890

910

905 •

90S

890

895

•85

BBS

wo

880

895.33

11
.
1

130

130

330

130

130

325

130

330

140

10
1

312

290

211.7

54.23

390

395

390

390

310

185

385

190

190

390

180

377.46

21.03

1
1

36.5

38

36

16

16.4

35.6

36.5

15.1

34.0

1.
18

15.18*
12.15

1.53*

305

325

320

120

120

840

•SO

840

840

BIO

848

850

858

855

840

855

855

855

aao

aao

890

900

•90

891

890

900

920

900

900

900

900

FeedMtw f lew rite
1000's Ibs/hr

271

200

196

198

204

15
1

230

292

120

315

330

335

Feeduiter tea? °F

'

UP
32

12.6

310

SteM t taper* ture °F

LO cn

35

120

285

Steu pressure psil

rO

IS
12.5

12.6

215

171

338

18
1

338

16
1

340

390

380

185
15.5

35

10P

320

12.6

182

390

15

If

32.6

22. S 30.6

180

16

35

M&gt;

120

11.6

181

390

7P

12.5

11.7

IBS

35

6P

12.6

20.1

185

390

SP

115

20.2

255

36.5

4P

120

25.7

14.5
12.1

Fuel feed rite (out) 28.8
19406.3
1000's Ibs/hr
77980.7
Fuel iiy|t re*dl*fi
tillMS/hr fuel oil
Srti.2
MF

3P

11.17
28.88

21.5
11.7

SUU flou r«te
1000's Ibs/hr

NJ o

2r
35
12.5

390

34

14

IS

IS

Ul
i
Oil

S.5S
$.30

1.75

S.40A System 8 off 8 .00AM only 1 conveyor
6.00A SysUB 1 on 9
.flOAN both conveyors on

Excess itr X

21

36

30

34

34

12

28

15

17

20

21

18

20

16

19

21

18

20

18

11

20

18

19

19

22.21

10 fins ops

45

44

44

43

44

44

44

46

47

47

47

47

47

47

47

47

48

47

48

47

48

48

46

46

46.17

1.55

* IM

A ••
U.ta&gt;9

10 fins press psl9

S

C

.B
I

.V

FurMce drift psil

29

28

28

28

29

28

28

30

30

30

32

30

31

31

31

32

31

•J

C

0.5

32

32

32

31

11

10.29

1.41
ta
I.K

0.4S

0.8

0.9

0.65

0.8

0.8

0.7

tafcieot tMp "f

9

7

6

Aabtent press
Inchts Hg

29.22

21.21 29.17

6

a

10

12

29.14

29.14

29.12

29.11 29.09

|
8otUB Ash iM1 FIvAsI• «e*»v&lt;,
t Mf
Stirt I.Jo*. !
Finish - 2. ISA. 6.30A. I0.12A. 2.05P. 6. ISP . I1.21P

12

0.6

0.6

0.45

0.45 0.45

0.6

0.4

0.7

690
340

700
340

680
340

680
340

690
340

690
340

690
140

690
340

690
140

13

0.5

0.7

680
140

0.7

Flue 9is tecnp °F
toiler eiit
ESP inlet

CoBiMts

32

31
C

FO fins mfi

6.30

16

20

22

25

26

26

29

32

12

30

30

28

27

25

24

11.79

1.19

28.18

28.95 28.94

28.93

28.95

28.95

28.97

28.97

28.97

28.97

21.04

0.015

29.08 29.06 29.06 29.03

At 10.10* ESP hoppers

duxn for repilrs

28.91 28.93

Soot 810M
Stirt - LISA. 10 O?». 7. IIP

0.51

0.61

0.60

0.62

0.60

5.0 Ibs/cu ft . 4.0
Ibs/cu ft. 4 Ibs/cu ft

0.13

688*
340

•OF density -

0.61

6.32*
0

�PROCESS DATA
AMES MUNICIPAL POUEt PLANT
UNIT NO. 7
•Not Used on 24 hr diu

Dite 3-7-80

I2H

Tine
Sross

20

Net

HU

1A

2A

3A

4A

5A

20. S

IS
15
13.2 13.3

6A

9A

7A

8A

26
24

30
27.7

36
33.5

36

10A

36

11A

UP

X
32.6

3$
32.5

32
29.6

30.5
7.51
28.24 7.21

IP

2P

3P

4P

5P

6P

7P

8P

9P

3S.S
33.6 33.0

36
31.6

36
33.4

36
33.4

35
32.6

35.5
33.1

35
32.$

35
32. S

35
32.5

36

Hun

a

IOP

12N

18.2

20
11.2

18.6

21
19.2

Ste&gt; flow rite
1000's Ibs/hr

170

169

170

177

128

128

210

280

325

330

330

326

330

326

325

325

328

325

325

327

325

320

318

280

274.8 74.1

Steu pressure psls

945

845

850

840

840

850

850

855

855

8S5

860

855

BS5

855

855

850

850

850

840

850

850

850

855

850

850.21 5.21

Stein tanperiture "f

878

890

896

900

910

912

905

885

890

875

880

895

900

891.8

15.19

Feedwater flow rite
1000' s Ibs/hr

178

175

175

336

322

288

286.33

76.82

Feeduiter leap °f

MO

340

Fuel feed rate (out)
1000' s Ibs/hr
Fuel gauge readings
91! Ions/tor fuel oil

19.0
20
3 9801. S
78357.1
5790.1

Excess lir 1

40

ID fins Mps

43

90S

843

885

885

900

33.5

33.5

340

340

390

395

870

895

900

185

145

135

225

280

335

340

340

340

320

315

355

378

400

400

20

25.5

17. 6 18.8

32.5

35.0

42

42.5

17

47

37

50

50

21

16

20

21

19

18

20

20

20

42

43

44

42

42

46

47

49

49

48

48

48

48

48

7

7

7

42.5 41.5

RDF

905

900

900

340

345

340

340

350

338

340

335

345

395

395

395

390

390

395

385

385

382

385

385

375

373.75 26.6

41.5

37

36

35.5

35.5

35

25.3

25.7

31. 6

34.9

33.6

31.2
Coil
Oil

31.65 8.23
33.6
4.2

20

16

20

19

19

19

19

19

19

25.25 11.2

48

48

48

48

48

48

48

47

45

46.46 2.41

7.5

7

7

7.2

7.0

7.2

7.1

6.6

6.0

6.06

32

32

32

31

32

32

32

32

31

30

30.67 1.79

0.71

0.64

0.51

0.70

0.53

0.66

0.63

-12. SOP RDF Restirted

ID fins press pstg
FD fins mips

28

FD fins press pslg

2.0

Furnlce drift pslg

0.55

1.4

28

28

28

27

28

30

31

32

32

32

32

32

32

5

5

5

5

5

0.6

0.8

0.85

0.6

0.6

0.25

0.55

0.6

0.7

0.7

0.6

0.6

0.7

0.7

0.8

0.6

0.65

700
350

705
350

700
340

705
340

69S
340

695
340

695
340

695
340

700
340

700
340

26

28

28

28

28

30

30

30

29

29

28

28

24.58 4.2*

28.97

28.95

28.91

28.92

28.92

28.92

28.92

28.92

28.91

28.88

28.92

28.97

Flue 915 two °F
toiler Kit
ESP Inlet
Ambient te*f °F

21

21

19

19

19

20

20

20

20

21

22

26

Anbient press
Inches Hg

29.02

29.02

29.02

2».02

29.03

29.02

29.01

29.00

29.00

28.99

28.99

29.00 28.99

COMMItS

kottOB Ash ind Fly Ash tauvil
Stirt - I.JOA, 5.30A. 9.30A. 1.16P. 5. SOP. 9. IOC

Stirt - 3:20*. ll"2A. 7,.20P

699*
342«

ROf density . 4 IbS/cu ft, 4 Ibs/cu ft

0.12

3.94*
4.22*

0.04*

�PROCESS MU
AMES MUNICIPAL fOHUL PLANT
UNIT W. 1

•Nut based « 24 kr dtu

D»U 3-8-80

12*

Tine

1A

2A

3A

4A

$A

6A

20
18.2

23
21.2

1$
13.1

1$
13.1

2P

3P

4P

$P

6P

7P

8f

9P

IIP

Mean

30.$
28.0

29.$
27.2

28
2S.7

31
26.7

32
29.5

32.$
30.2

3$
32.6

3$
32.6

33
30.*

32
21.7

31
28.6

27.8$
25.66

6.01
$.79

124

23$

260

27$

28$

280

27$

250

240

26$

280

290

31$

317

303

278

262

239.33

61.67

850

650

850

83$

8$$

8$$

8$$

850

850

84$

850

850

850

8$0

860

8$$

•SO

870

851.05

6.08

8W

890

900

900

90$

910

870

88$

89$

900

910

900

89$

89$

900

870

88$

90$

893

12.93

13$

134

130

24$

270

280

290

29$

290

270

2$$

280

29$

300

328

33$

318

28$

280

251.4

62.96

310

30$

30$

18.2

2*5

170

16$

16$

19$

12$

12$

860

850

84$

850

850

850

89$

900

882

900

»00

860

FeedHiter flew rate
1000' s Ibs/hr

2?$

ISO

17$

17$

203

Feedmter twp °F

ro i

IP

121

31.$
29.2

Steia teMpenture F

Ln -vl

11*

32.$
30.1

Steia pressure pstg

O

10A

29.$
31.$
27.1 29.2

20
18.2

Stem flOH rite
1000's Ibs/hr

N&gt;

9A

27
2$

20

37$

340

330

32$

34$

Sross
Net

8A

23.$
21.7

30.$
28.3

W

7A

•

10P

o

•
1

17

3*

10 fins MPS

4$

44

10 fins press pslg

$.6

30

21

370

370

370

370

370

380

37$

380

38$

38$

38$

380

380

370

360.2

25.81

33.0

33.$

31.0

31.$

31.$

30.$

31.$

31.0

31.6

33.4

33.2

33.$

31.3

31.0
CM!

32.03*

1.17*

28.17
$.4

-No KOF 4 AM 01

-9

AM ROF an

3.$

FO fins net

370

34.0

on

Excess llr 1

360

32.$

Fuel feed rite (coil) 30.5
40212.$
1000's Ibs/kr
78752.0
Fuel gauge readings
(Ullons/nr fuel all
$7*1.1
Mtf

0.56

30

33

$0

$0

$0

21

20

20

19

19

20

21.$

21

19

18

19

19

19

19

19

19

2$. 48

10.9

42

43

44

42

42

42

47

47

47

47

46

46

46

4$

46

4$

46

46

47

4$

4$

4$

4$

1.72

28

28

28

28

28

28

30

30

30

30

30

30

30

29.$

30

30

30

30

31

30

30

30

29.44

0.97

$

FurMCe drift pslg

30

4

3

3

3

4.$

$

$.0

4.3

4.$

4.2

3.7

3.0

3. $4

1.03

0.51

0.$

0.$$

0.$

0.62

0.61

O.S3

0.10

662*
327«

10.33*
8.23*

1.07

0.$

0.3$

0.32

0.6

0.6$

0.64

Flue «as imp °F
laller exit
ESP Ulet

0.6

0.$

0.6

0.$

0.3$

0.6

O.t$

0.$

0.6

0.$

MO
320

0.3

660
330

660
330

670
330

670
340

660
320

660
320

660
320

660
320

680
340

JUbient ten* °F

27

26

26

26

24

24

21

21

20

21

24

26

28

29

31

34

34

3$

3$

34

33

33

32

32

28.17

4.99

tafcieat press
Inches Hg

28.92

28.92

28.92

28.93

28.93

28.94

28.97

28.96

28.98

29.03

29.04

29.06

29.0$

29.04

29. 06

29.05

29.07

29.0$

29.07

29.07

29.0$

29.0$

29.07

29.0$

29.01

0.06

fnnMfnlT

Kft
finlsk SUrt -

Ash Md Fly Ask teaov.l

4.30*. B.JO*. 12.30P. 4.30P. 8.30P
12.$$*. S.IOA. 9.00A, LOOP. 5. OOP. 9. SOP

SUrt - S.20*.°ll.30A. 8P

RDF density
per shift

4 Ibs/cu ft. 3 Ibs/cu ft.
4 Ibs/cu ft

�PROCESS MTA
/WSMMICIPALPMER PLANT
UNIT NO. 7
DatE 3-9-80

•Not based on 24 hr data

Tlae
tU

1A

2A

3A

4A

5A

6A

7A

8A

9A

28.0
25.4

26.5
24.2

26.0
24.0

25.0
23.1

25.0
23.1

15.0
13.1

15.0
13.2

15.0
13.3

15.0
13.2

25.0
23.0

25.0
23.1

26.0
24.6

247

225

220

215

212

170

122

121

130

212

210

225

12M

Gross
Net

Steaa flan rate
1000's Ibs/hr

10A

HA

UP

Mean

a

IP

2P

3P

4P

5P

6P

7P

8P

9r

26.5
24.3

27.0
24.7

26.5
24.3

25.5
23.4

16.5
14.5

16.0
IS.O

16.0
14.2

16.0
14.2

16.0
14.2

16.0
14.2

16.0
14.2

16.0
14.2

20.9
18.)

5.31
S.12

230

230

225

220

135

130

131

131

131

135

135

135

178

46.7

12.3

12N

10P

Steaa pressure pslg

860

885

890

855

870

865

845

850

850

850

845

850

650

850

845

850

845

845

650

850

850

850

854

895

900

880

885

835

880

690

900

895

900

905

860

895

900

900

900.

900

885

890

895

675

885

885

888

15.5

260

240

235

228

22S

205

125

130

130

220

230

235

240

245

235

230

140

140

142

142

142

146

142

144

181

59.3

Feeduater teap °F
O
1
OO

850

880

Feednater flow rate
1000's Ibs/hr

rO
to
O*

840

Steaa teaperature °F

375

360

360

353

350

335

300

300

310

360

360

360

355

360

370

360

320

325

320

320

320

320

310

315

338

24.0

fuel feed rate (coal)
1000's Ibs/hr
Fuel gauge readings
Fuel oil

33. S

29.5

29.2

24.0

27.5

25. 0

19.1

18.3

17.5

31.0

31.5

31.0

30.7

32.0

30.5

30.5

19.5

19.0

19.3

19.3

19.0

19.8

20.0

19.3

24.8
23.7
6.25

NA
NA

Oil

405 590

S.75

790815
579 240

4.4SA-

RDF

-NO RDF

Excess air S

20

17

20

25

27

40

&gt;50

&gt;50

&gt;50

26

20

22

28

20

22

22

47

47

46

46

46

43

45

45

34

12.6

ID fans aaps

45

44

44

44

44

42

42

42

43

46

46

46

46

46

45

44

42

42

42

42

42

42

42

42

44

1.6

FD fan aaps

30

28

30

28

28

28

28

28

28

30

30

30

30

30

30

30

25

27

27

27

27

27

27

27

28

1.5

FD fan pressure

4.2

Furnace draft pslg

0.50

0.70

0.70

0.40

0.42

0.65

0.63

0.58

0.70

0.60

0.50

0.60

0.60

0.50

0.40

0.70

0.65

0.65

0.61

0.61

0.60

0.67

0.61

0.62

0.59

0.092

600

640

640

640

650

640

640

640

600

600

629*

20.2*

265

310

320

320

310

320

320

320

280

280

29

30

38

40

43

44

45

45

46

46

46

43

42

26.85

28.84

28.83

28.80 28.80 28.79 28.82

26.81

28.82

28.62

28.82 28.82

teller

1.05

flue gat

ESP Inlet teap °F
Aabtent teap °F

31

31

30

28

27

26

26

Aablent pressure
Inches Kg

29.07

29.05

29.04

29.02

29.01

29.00

28.96 28.94

Comments

lot tea and Fli&gt; Ash

Re•oval

27

28.69 28.88

SOOt BlOMI
SUrt 4.30A. 11.SO*. 8.03P

ROF density - 4.0 tbs/cu ft

305-

40

21.1*

3)

38

37

7.5

28.81

28.78

28.69 O.D97

�PROCESS MIA
AMES MMICtMl POME* PLANT
UNIT NO. 7
Date 3-10-4)0

•mil based M 24 ar data

Tlae
MM

I2M

Sross

1A

lf.0
14.0

135

Net
Steaa flow rate
1000- « Ibs/fcr

U.O

2A '

3A

14.0

li.O
14.1

U.O

135

137

4A

15.0

16.0
14.1

134

134

5A

6A

7A

8A

9A

10A

IP

2P

3&gt;

4P

16.0
14.1

U.O
14.2

2».0
26.6

33.5
30.*

35.0
32.3

35.0
32.1

35.0
32.3

15.0
12.4

35.0
12.4

35.0
32.3

35.0
32.3

15.0
32.1

li.O
32.1

35.0
32.1

130

130

250

310

320

310

310

310

310

310

310

300

310

11A

12N

5P

6P

8I&gt;

9P

35.0
12.1

35.0
32.4

15.0
32.2

35.0
12.1

35.0
12.4

29.1

a.;

8.77
8.43

305

305

311

11
1

307

270

254

80.2

9.1

7P

10P

UP

Mean

•

Steaa pressure psli

850

850

ISO

850

850

850

860

835

860

860

860

860

865

860

860

845

855

855

850

855

862

845

825

853

•93

880

891

888

IBS

880

882

900

898

902

90S

904

870

885

902

900

890

904

890

900

895

895

900

860

892

11.5

Feeduater flow rate
1000' i Ibs/kr

144

14S

14S

134

140

146

140

235

320

320

325

325

330

325

320

320

325

320

320

320

320

325

330

300

266

83.1

Feeduater teap °F
rO
N&gt;

•SO

Steaa teaperatura °F

315

315

315

310

308

305

340

380

390

3*0

390

390

390

390

390

390

390

380

380

380

380

380

380

M2

34.9

Fuel feet rate (CM!)
1000' s Ibs/kr
Fuel gauoe readings

19.5

20.0

20.0

17.1

14.5

25.7

37.0

38.0

38.0

38.5

36.5

37.0

37.0

36.5

32.0

33.0

33.6

34.1

34.0

33.0

35.8

31.9

9.03

Coal

on

28.8
11.2
4.17

Fuel oil

310
19.6

17.0

40* 538
713 541
S7»l§0

ao RDF

RDF-

M
M

-Start ROF at 3.I2P

Excess air I

44

4*

42

46

44

42

43

16

18

16

16

It

16

16

17

14

16

16

17

17

17

17

17

17

24

12.9

10 fans aaps

42

42

42

42

42

41

41

46

47

47

48

48

47

47

48

46

46

46

46

47

47

47

47

45

45

2.5

t.O

6.0

6.5

6.0

6.0

6.0

6.5

6.5

6.0

6.1

6.2

6.7

7.6

5.9

5.4

1.32

28

28

28

28

27

27

30

30

30

30

30

30

30

30

30

30

30

30

31

31

30

32

30

30

1.3

0.40

0.65

O.S7

0.60

0.65

0.65

0.55

0.60

0.65

0.60

0.60

0.60

0.65

0.60

0.55

0.55

0.61

0.55

0.55

0.65

680

690

690

690

680

680

680

680

690

690

10 fans pressure pslg

3.6

FO fins aaps

28

FO fan pressure psti

2.3

Furnace draft psig

0.60

1.18
0.43

0.58

•0.60

•oiler flue (as teap

340

340

340

340

340

340

340

340

340

36

36

36

38

38

38

38

33

26

23

22

21

21

21

22

22

22

22

22

Aabient pressure
Inckes Hg

2S.74

28.72

28.70

28.6)

28.68

28.69

28.69

28.67

28.74

28.79

28.87

28.94

28.97

29.02

28.90

29.02 29.05

29.06

29.13

29.15 29.16 29.17

Cnaaentt

aottoa an* Flf Ask Reao»al
Start - 12. MA, 4.30A. I.30P. 4.27P. 8.10P
FUtsk - 12.50A. 5.00A. 4.1W. 5.42P. lO.JOf

Soat How*
Surt • 4^6A. 11. lo»- i OOP

ROF density • 4.0 Ibs/cu ft

21

20

5.3«

340*

340

35

0.036

685*

Aafctent leap °F

ESP Inlet taw *F

0.60

0.0*

27

20

19

29.18

29.19 28.91

7.5

0.195

�PROCESS DATA
AMES NMICIPAL POME»PUU(T

UNIT NO. 7

ant 3-ii-ao

•Not based on 24 hr data

lime

12H

1A

2A

3A

4A

Gross
Net

30.0
27.5

22.0
19.8

21.0
19.0

20.6
18.5

20.5
18.5

Stew flow rtte
1000' s Ibs/hr

260

200

170

171

Stet* pressure pslg

845

855

850

Stew temperature °F

900

870

880

Feedwtter flow rtte
1000' s Ibs/hr

276

230

Feeduater te»p "f

370

360

Fuel feed rtte (cotl)
1000' s Ibs/hr
Fuel gauge retdlngs

29.1

21.5

HI

o
1
«J
0

Fuel oil

ROT

5A

6A

7A

8A

9A

10A

20.5
18.4

20.5
18.5

30.0
27.5

34.0
31.4

35.0
32.2

35.0
32.4

171

170

170

260

305

310

315

320

850

860

840

855

865

850

850

855

885

893

aao

aao

900

910

900

910

185

185

185

194

185

272

315

330

325

330

330

330

330

330

360

380

390

390

15.6

16.5

18.0

17.0

25.0

34.5

35.0

36.5

18.5

IP

2P

3P

4P

5P

6P

7P

8P

9P

10P

UP

35.0
32.3

35.0
32.4

35.0
32.4

35.0
32.6

35.0
32.5

35.0
32.4

35.0
32.4

35.0
32.4

35.0
32.3

35.0
32.4

31.0
18.4

30.8
28.0

6.10
6.20

320

320

315

315

320

320

320

328

325

330

325

290

277

62.8

855

855

855

855

855

855

855

860

860

860

870

860

860

855

6.24

905

890

885

906

900

900

895

905

900

900

890

880

880

894

11.2

330

330

338

325

330

330

330

330

330

330

330

325

300

277

78.5

390

390

385

390

390

390

390

385

385

385

385

385

380

372

23.6

35.0

34.0

33.0

33.0

32.5

32.8

33.0

33.0

33.0

33.0

30.8
Coal

21.1
30.3

7.08

11A

12N

35.0 35.0
32.3 32.4

35.0 34.0

on

412 375
797 281
579 490

Net*

o

NA
11.25 NA

Excess tlr t

20

26

30

22

25

35

30

20

19

19

17

16

17

18

20

17

18 •

17

17

17

18

17

17

17

20

5.1

ID hns wps

46

44

42

44

44

44

33

46

46

48

48

48

48

48

47

47

46

46

47

47

47

47

47

47

46

3.1

6.0

1.18

28

28

28

28

30

30

30

30

30

30

31

30

30

30

30

31

31

31

31

31

30

30

1.1

0.58

0.60

0.58

0.60

0.56

0.54

0.58

0.024

664*

37.3*

10 ftns pressure pslg 6*0

3.8

4.6

FO ftn taps

30

28

28

Furiuce drtft pslg

0.60

0.55

0.58

0.55

0.60

0.63

660

680

686

680

690

700

340

340

340

340

340

340

340

340

323*

27.1*

24

28

30

32

32

33

33

33

34

33

32

32

32

32

25

7.9

29.11

29.08

29.06

29.05

29.08

29.08

29.08

29.08

27.06

29.06

29.14 0.061

0.60

0.60

0.57

0.58

0.60

0.60

0.55

620

600

600

660

670

700

700

280

ESP Inlet tt»f "f

280

280

280

320

340

340

16

15

15

15

15

17

20

Aibient imp °F

17

17

Agilent pressure
Inches Hg

29.19

29.19 29.19 29.20 29.21 29.21 29.20 29.20 29.17

Cownts

0.60

700

0.54

615

0.58

taller flue aas
te-pOF

16

Button and Fly Ash Removal
Start - 12.30*. 4.30*. 8.29A. 12.30P . 4.30P. 8.23P
Finish - 1.10A. 5.30A. 9.15A. 1.39P. 5.15P. 9.5SP

0.60 0.55

29.21 29.18 29.15

29.14
29.19

Soot Blow
Start - 4. 30A.~11.AOA. 8.10P. 11 .OOP

ROF density - 4 ,0 Ibs/cu ft. 4.0 Ibs/cu ft. 4.0 Ibs/cu ft

�PROCESS PATA
AMES MUNICIPAL MUCH PLANT
UNIT NO. 7
Date 3-12-80

•Not based «« 24 kr data

1A

2A

3A

4A

5A

«A

7A

6A

9A

21.0
19.0

21.0
19.0

21.0
19.0

20.5
11.4

21.0
19.0

21.0
18. »

29.0
26.6

32.5
10.0

34.5
31.8

35.0
12.1

16.0
11.1

36.0
1 .
11

Steam flo« rate
1000'i Ibs/kr

165

180

180

170

175

175

250

291

310

325

325

Steam pressure psig

850

850

850

640

850

650

860

860

850

855

Steam temperature °F

880

890

880

880

690

880

900-890

885

910

Feeduater flan rate
1000' s Ibs/kr

190

190

190

190

190

195

270

290

320

FeedMiter temp °F

340

320

320

320

340

340

160

380

Fuel feed rate (coal)
1000's Ibs/kr
Fuel gauge readings

19.0

17.2

20.1

19.3

17.5

19.0

10.0

32.8

Tim*
HU

O
'

12N

Cross
Net

Fuel oil

IP

2P

3P

4P

SP

6P

7P

8P

9P

15.0
12.1

35.0
32.2

35.5
12.9

35.5
32.9

15.5
32.9

36.0
31.5

16.0
11.4

3S.O
12.4

15.0
12.1

15.0
12.4

15.0
12.4

32.0
19.5

11.2
27.1

6.26
7.99

325

325

325

325

325

325

130

325

125

320

10
1

120

260

255

94.0

655

855

855

855

865

855

855

855

860

660

660

660

870

650

655

5.1

900

910

900

910

900

900

895

900

890

890

870

680

905

890

691

11.0

335

335

135

335

325

330

330

335

335

338

15
1

350

10
1

126

290

279

80.2

380

380

390

390

390

390

390

390

390

390

365

385

185

380

380

360

370

25.2

35.6

38.0

35.0

35.0

15.6

35.0

35.0

34.5

34.5

33.5

34.0

15.2

36.3

11.5

33.4

32.8
Coal
Oil

30.5
7.11
31.0
NA
12.01 NA

10A

11*

I2N

10P

416 106
(00 7SS
579 760

•OF

UP

Nean

a

7.45A only 1 conveyor
9. 00* botn conveyors on

Excess air S

30

30

30

30

29

27

20

19

19

16

19

15

18

22

15

14

16

14

15

15

16

20

14

24

20

10 fans amps

44

41

43

43

42

43

45

45

46

47

47

47

46

48

47

46

46

46

47

47

48

46

47

45

46

1.1

IP fans pressure

4.1

4.8

4.«

3.8

5.3

4.0

5.6

6.4

6.0

6.0

7.0

7.0

7.5

8.0

7.0

7.0

7.0

7.0

6.8

6.8

7.4

7.2

6.5

6.0

6.2

1.20

27

27

27

27

27

29

30

30

30

30

30

30

30

30

30

30

30

31

11

32

11

31

30

26

6.2

0.64

0.64

0.60

0.60

0.54

0.60

0.58

0.59

0.58

0.58

0.55

0.55

0.70

0.60

0.60

0.60

0.60

0.60

0.62

0.70

0.68

0.64

0.61

0.61

0.042

toller flue gas
temp °F

620

605

640

675

680

700

700

700

680

680

680

690

700

700

675*

H.I-

ESP Inlet temp °F

295

300

320

320

324

325

335

335

335

335

340

140

340

340

127-

14.6*

FD fan amps

27

FD fan pressure psig

1.6

Furnace draft psig

0.64

1.46

Ambient temp °F

31

30

Ambient pressure
Inches Hg

29.03

29.00 28.48

Comments

5.9

30

30

30

30

26.96 28.94 28.94

31

31

26.97 28.96

lottom and Flv Ask « emoval

Start - 12.30*. 4.20A. 8.30*. 12.3SP . 4. SOP. 7.0UP
flnlsk - I2.55A. 5.03A. MSA. 1.4SP . S.20P. I.20P

31

31

31

30

30

30

1
0

12

31

29

29

26.92

28.89

28.88

28.85

28.84

28.83

28.60

28.79

28.78

26.76

28.62

Soot 8IOM
Start - 4.20*. It. 00*. ,7.25P

29

28

27

26

26

1
0

1.6

28.82

28.82

26.82

28.62

28.82

28.66

0.079

RDF density - 4 .5 Ibs/cu ft. 4.0 Ibs/cu ft

�PROCESS MIA
AMES MUNICIPAL KMCR PLANT
UNIT NO. 7
Date 3-13-80

•Not baud on 24 hr data

1A

2A

27.0
24.6

20.0
17.9

20.0

Stea* flax rate
1000' s Ibs/hr

240

165

12N

Tine
1*1

Cross

Net

3A

4A

5A

6A

7A

8A

9A

20.0
18.0

21.0

18. 0

20.0
18.0

IB. 9

29.0
26.6

32.0
19.5

16.0 35.0
13.4 32.2

15.0
32.4

165

165

162

170

260

295

330

320

IP

2P

IP

4P

5P

6P

7P

8P

9P

35.0
32.3

15.0 35.0
32.3 3 2 . 4

15.0
12.5

35.0
32.6

35.0
32.5

15.0
12.4

15.0
32.4

15.0
32.4

15.0
32.4

15.0
32.3

15.0
32.4

13.0
30.4

11.2
28.1

6.11
6.16

320

120

120

120

120

320

320

320

320

320

320

320

320

290

268

82.2

IDA

11A

12N

10P

UP

Mean

o

Steaai pressure pstg

850

830

850

850

835

835

865

850

860

855

855

855

855

855

855

855

855

850

860

860

860

850

860

660

851

8.6

Steu temperature °F

885

860

895

895

885

865

895

890

915

895

900

905

900

905

900

905

900

900

900

895

890

890

880

890

891

12.2

Feednater flon rate
1000' s Ibs/hr

250

120

125

180

182

190

263

300

110

330

10
1

330

110

310

330

310

130

310

310

10
1

330

10
1

10
1

100

286

71.0

Feeduater teap °F

180

330

325

325

325

330

365

370

380

380

385

385

IBS

385

385

385

385

385

185

185

185

185

385

180

171 23.4

Fuel feed rate (coal)
1000' s Ibs/hr
Fuel gauge readings

26.1

16.7

20.1

19.6

21.0

20.5

30.1

33.4

41.5

40.5

40.0

40.0

40. S

40.5

41.0

15.6

14.8

14.0

16.8

15.4

11.2

11.9 9.81
33.4
NA
2.08 NA

Fuel oil

16.5 41.5

15.4

Coal

Oil

419 922
804 395
580 050

7.15A only 1 conveyor
7.40A both conveyors
8.3SA-

RDf

9.05P Syste* •A" off
9.25P System "A" on
-Start RDF at4.0BP

Excess air f

20

&gt;50

18

39

18

38

18

17

14

16

17

18

18

18

18

18

16

17

19

18

18

20

17

23

23

9.8

ID fans amps

45

42

44

43

44

44

45

46

48

46

47

47

47

47

47

47

46

46

47

46

46

47

46

46

46

1.5

FD fan aups

29

27

28

27

28

28

29

30

31

10

11

JO

10

11

11

31

11

10

31

10

31

31

11

10

10

1.5

FO fan pressure psig

3.1
0.62

0.61

0.62

0.63

0.61

0.62 0.65

0.60

0.62

0.62 0.62

0.64

0.65

0.64 0.62

0.61

0.65

0.64

0.64

0.68

0.63

0.024

620

620

605

640

660

680

700

700

700

695

700

700

705

710

720

725

720

720

725

675

686*

37.5*

280

280

280

310

320

130

330

335

335

335

335

335

335

335

335

135

335

315

135

335

26

25

25

24

24

25

26

29

30

31

31

31

31

31

11

31

31

29

29

29

28.79

28.78

28.79

28.79

28.79

28.77

28.76

28.76

28.80

28.80

28.86

28.88

28.87

28.91

28.97

29.03

29.07

29.08

29.10 29.11 29.11 28.89 0.127

0.66

0.70

0.60

frailer flue gas
teap °f
ESP Inlet ump "f
Anbient temf "t

26

26

Avbient pressure
Inches Kg

28.82

28.81 28.80

Cowents

26

Bottoa and fly Ash Removal
SUrt - 12.30A. 4.28A. B.10A , 3. OOP. 4.35P. 8.30P , 10.30P
Finish - l.OSA. 5.12A. 9.26A. 3.50P. 5.20P. 9.35P. 10.44P

Soot Blown
Start - 4.07A

RDf density - 4.5 Ibs/cu ft, 4 .0 Ibs/cu ft

0.66

324-

27

28

20.12.6

�PMCtSS DAI*
MKS NMIC1ML NUEt PLANT
UNIT NO. 7
Date 3-14-80

•Nat •tied on 24 hir dltl
12H

Tie»

1A

2A

1A

6A

7A

8A

9A

35.0
12.7

US

165

165

177

300

315

320

840

850

MS

MS

860

855

900

900

890

860

895

900

90S

180

180

180

176

185

180

300

370

315

335

335

335

330

335

380

30.7

20.8

18.8

18.2

19.3 19.9

20.3

31.3 35.0 35.0 35. 0

269

165

166

Steu pressure pslg

MS

MS

MS

Stem temperature °F

885

MS

Feedmter flow rite
1000' s Ibs/hr

275

FeedMter teap °F
Fuel feed rite (coil)
1000' t Ibs/hr
Fuel 9«H9e railings
Fuel ell

«DF
Excess ilr X

424 007
808 295
590 100

18

12N

IP

2P

3P

4P

5*

6P

7P

8P

»P

10P

IIP

Neu

a

35.0
32.4

35.0
32.4

35.0
32.2

3S.O
32.3

35.0
12.4

35. 0

31.8
32\4 29.2

34.0
31.4

15.0
32.1

1S.O
32.4

14.0
11.2

32.0
29.4

10.0
27.4

10.5
28.0

6.25
6.01

310

315

115

315

315

115

310

283

300

305

317

305

280

260

270

62.8

860

850

860

ass

ass

855

ass

850

850

850

ass

850

850

870

840

852

7.0

905

900

900

900

910

900

900

895

895

880

900

900

900

860

900

894

12.5

330

325

325

325

125

320

320

120

120

290

310

330

345

315

295

280

281

61.3

380

385

385

385

385

385

385

385

3M

380

380

380

390

385

180

180

171

21.8

34.0

36.5

36.0

36.5

34. S

33.0

32.0

31.0

38.0

32.6

35.0

30.S

32.4

Coil
Oil

20.0 20.0
18.0 It.O

Cross
Net

HA

10A

21.0 33.0
19.8 30.5

20.0
17.8

Ste*a f low r&lt;te
1000' s Ibs/hr

rO
CO

5A

20.0 20.0
18.0
17.9

31.0
28.4

MM

4A

30.4
30.7
1.75

NA
NA

15.0 35.0
12.1
32.4

6.64

7.35A only 1 conveyor
7.4SA both coiweyors on
43

&gt;50

43

42

39

36

IB

13

15

15

18

16

16

18

18

17

19

18

17

20

16

IS

24

24

11.3

48

47

47

45

45

45

1.5

ID fens ups

45

43

43

43

43

43

43

45

46

46

46

46

46

46

46

46

46

45

45

FD f» ups

30

27

27

27

27

27

27

30

30

30

311

30

30

30

30

30

30

29

30

32

31

30

29

30

29

1.5

FO fin pressure pslg

4.0

2.9

2.0

1.8

FurMce drift pslj

0.59

0.61

0.7) 0.68

0.61 0.60

0.65

0.61

0.60

0.59

0.7S

0.60

0.65

0.60

0.60

0.62

0.60

0.60

0.62

0.70

0.60

0.62

0.044

615

620

600

630

660

680

685

685

690

665

680

680

685

690

680

690

715

700

690

650

660

669*

30.2*

290

290

290

315

330

335

335

335

335

335

135

15
1

335

335

130

335

335

335

315

130

320

326*

16.9*

21

21

21

21

21

26

34

40

42

49

48

50

52

54

53

51

49

46

42

41

40

37

29.13

29.13

29.11

29.11

29.16 29.11

1.01

taller flue «is
te-p&lt;&gt;F
EiP Inlet leap

21

1.12

Aablent teap °F

23

27

Anblent pressure
Incus Mi

29.11

29.11 29.11 29.12 29.12

Convents

29.13 29.13 29.13 29.12

Bottom end fit Ash Neaonil
SUrt - I2.27A. 4.28*. I.82A. 12.30P, 4.30P . 8.30P
FUlsh - l.OOA. 5.10A. 9.25A. I.52P. S.OOP . 9.5SP

0.60 0.58

29.11

29.10
29.10 29.10

0.«2

29.09 29.09 29.08 29.09 29.10 29.13

SOOt 8 0 I
1 M

SUrt - 4.10A, 11.20*. 8.481'

RDF density - 4 .5 Ibs/cu ft.
4 .5 Ibs/cu ft

12.6

0.019

�PROCESS DATA
AXES MUNICIPAL POWER PLANT
UNIT NO. ?
Date 3-15-80

•Hot based aa 24 hr data

1A

2A

3A

4A

5A

6A

7A

8A

9A

29.0
2C.6

19.0
17.0

24.5
22.4

24.0
22.0

24.0
21.9

24.0
22.0

24.0
22.0

24.0
21.6

28,0
25.8

30.0
27.2

31.5
28.9

31.0
28,4

Steaa flov rate
1000's Ibs/hr

245

159

212

201

201

205

205

207

240

260

280

Steaa pressure pslg

835

830

835

850

850

875

855

850

850

855

Steaa teaperature °F

890

880

890

880

905

885

885

885

905

900

Feedwter f low rate
1000's Ibs/hr

256

170

220

210

208

215

215

215

245

FeedMter teap °F

370

335

355

3SS

355

155

355

155

Fuel feed rate (coal)
1000's Ibs/hr
Fuel gauge readings

29.6

19.0

24.8

30.1

29.4

10.4

Tlae
HU

12N

Cross

Net

CO
N3

Fuel on

27.3 19.5

IP

2P

3P

11.0
28,4

16.5
14.4

17.0
15.0

16.0
14.0

282

278

135

118

855

858

855

845

905

860

895

895

265

285

291

281

155

365

375

378

11.5

31.5

35.0

34.4

10A

5P

6P

7P

8P

9P

10P

UP

16.0
14.0

16.0
14.0

16.0
14.3

16.0
14.2

16.0
14.3

16.0
14.2

16.0
14.2

16.0
14.2

21.7
19.6

135

135

135

135

135

135

U5

115

135

186

850

850

850

845

850

850

850

850

850

850

850

8.6,

900

895

895

885

880

890

890

870

880

880

888

11.1

145

145

145

145

145

145

145

145

140

145

145

194

54.0

375

330

325

325

315

315

120

320

320

320

320

120

330

69.4

11.5

19.5

19.0

19.0

17.0

18.0

18.2

18.1

18.5

19.0

18.8

18.1

24.2
24.0

6.60

UN

11A

4P

Coal

on

427 756 430 705
811 911 814 720
580 190 581 100

Mean

o
5.95
5.68

55.06

37.92

HA
HA

Midnight readings, 3-15-80

No ROF

RDF
Encess air I

24

50

30

29

39

38

36

30

24

19

20

20

21

&gt;50

&gt;50

&gt;50

&gt;50

&gt;SO

&gt;SO

»50

&gt;50

»50

&gt;50

&gt;50

39

12.5

10 fans aaps

45

41

44

43

44

45

44

45

45

46

46

46

46

42

42

41

31

31

41

41

41

41

41

41

42

4.0

10 fans pressure pstj

5.7

28

28

27

28

29

29

29

30

30

30

10

30

27

27

27

27

27

27

27

27

27

27

27

28

1.4

0.80

0.90

0.90

0.81

0.82

0.90

0.78

0.81

0.72

0.73

0.70

0.70

0.68

0.72

0.68

0.68

0.70

0.69

0.70

0.74

0.60

0.60

0.74

0.092

660

600

600

600

600

625*

27.3*

FD fan aaps

30

FO fan pressure psl9

4.3

Furnace draft pslg

0.61

Holler flue gas
teap OF

0.88

630

640

640

615

645

650

680

670

600

605

610

610

600

595

305

ESP Inlet teap °F
Aablent teap °F

40

40

19

Aablent pressure
Inches Hg

29.16

29. M

29.1229.11

38

305

305

110

310

120

325

325

325

290

285

285

275

270

275

275

275

275

275

38

38

35

14

40

48

55

60

62

64

64

65

65

64

61

59

56

54

54

51

51

29.08

29.05

29.07

29.44

29.04

29.03

29.00

29.02

28.96

28.92

28.88

28.87

28.89

27.89

28.90

28.90 28.90

28.90

28.87

28.87

28.48

8ottoa and Fly Ash Reao»al
Start - l.OOA. 4.28A. 8.30A. 12.39P. 4.37P. 8.30P
Finish • I.27A. 5.00*, 9.03*, 1.15P. 5.OOP. 9.0SP

Soot BlQMi
Start - 3.58*. 10.30*. 8.40P

RDF density - 1.5 Ibs/cu ft

295*

20.211.2

0.098

�PROCESS MIA
IS MUNICIPAL POME*. flMT
UNIT JO.. 7
•Not based on 24 nr data

Bate 3-17-80

12M

Tie*

1A

2A

3A

4A

SA

6A

7A

8A

9A

16.0
14.0

16.0
14.0

16.0
14.0

16.0
13.9

16.0
14.0

28.0

25. 9

32.5
29.8

34.8
32.3

35.0
32.3

3S.O
33.2

130

130

130

130

IX

265

270

310

310

315

10A

11A

4f

SP

6P

7f

8P

9f

34.5
33.8

34.5
31.9

34.5
31.9

35.0
32.4

35.0
32.4

35.0
32.3

35.0
32.3

35.0
32.3

30.5
27.» '

29.5
27.2

7.74
7.S8

310

310

310

310

310

310

310

320

320

260

259

76.1

IP

2P

35.0
33.2

34.5
31.7

34.5
31.6

315

310

12N

10P

UP

Mean

a

*
NU

Gross

28.0

Net
Steam flan rate
1000' s Ibs/br

243

160

Steaa pressure pslg

845

840

850

850

•SO

850

•SO

850

835

855

855

855

855

850

850

850

•SO

•SO

860

860

850

•SO

850

850

•50

5.3

Steam teeperature °F

890

•80

890

880

870

900

890

885

900

900

900

910

900

880

895

900

900

900

890

900

890

890

880

890

•92

9.4

FeeAuter flon rate
1000' s Ibs/kr

255

188

140

140

141

140

140

265

2S6

320

315

320

320

326

320

320

320

315

320

315

330

330

320

270

268

74.5

Feedueter teap °F

N)

25. S

22.0
20.0

365

340

320

320

320

320

320

375

380

380

380

380

380

380

385

385

385

385

385

385

385

385

385

380

367

26.3

Fuel feed rate (coal)
1000' s Ibs/kr
Fuel gauge readings
Fuel oil

32.4

22.0

18.6

19.4

17.6

18.9

18.9

34.5

39.6

36.5

36.6

37.5

38.0

35.0

34.5

33.5

34.0

33.0

33.4

36.8

35.2

33.5

29.6

on

Coal

30.9
31.2
2.92

7.23
HA
NA

434 476
818 349
581 370

tIO:10A7

No «OF-

MFEicess air X

22

35

&gt;50

1.0. fans aaps

46

1.0. fans pressure
F.O. fan aaps

30

27

27

F.O. fan pressure
pslg

3.8

3.1

0.42

0.64

0.59

&gt;50

44

44

No Ulf

11:05A

19

&gt;50

46

21

42

48

17
47

18
48

17

20

46

47

-Start WF at 1 :40P

21

17

47

46

18
46

16
46

16

18

16

46

46

20

18

16

24

26

13.3

47

47

46

45

46

1.6

2.1

Furnace draft pslg

43

&gt;SO

4.8

44

43

&gt;50

33.5

46

1.00

27

27

27

30

27

32

30

31

30

31

31

30

30

30

30

30

31

31

31

30

30

0.65

0.55

0.60

0.60

0.69

0.58

0.55

0.60

0.63

0.60

0.55

0.60

0.60

0.60

0.70

600

600

600

645

670

680

785

695

700

695

665

675

675

0.50

280

280

280

320

320

330

330

330

330

330

330

330

335

32

31

31

31

30

29

29

29

29

29

32

36

36

41

41

42

42

42

41

Aablent pressure
Inches Ng

29.04

29.04

29.03

29.03

29.05

29.05

29.05

29.06

29.12

29.10

29.14

29.11 29.10 29.10 29.08

29.09

29.08

29.08

29.13

29.16 29.16

0.52

0.70

335

32

0.70

lotto* and Fly Ask la•oval
1:3SP. 10:OOP

Soot llOMi

39

0.074
48.9*

319«

0.54

0.59

669*

0.44

685

Aabient teap °F

ESP Inlet leap °F

Finis* - 6:OOA,

1.6
1.09

toller flue gas teap

Coaaents

30

21.3-

34

4.9

36

34

34

29.15

29.14

29.14 29.09

0.043

�PROCESS DATA
AMES tUIICIPAl POHE* PIAIIT

UH1T HO. 7

•Not b»ed on 24 kr diU

Dite 3-18-80
1A

2A

3A

4A

SA

6A

JA

BA

9A

IDA

I1A

12M

IP

2P

3P

4P

SP

6P

7P

8P

9P

10P

HP

29.0
Z6.6

27.0
24.9

26.5
24.4

25.5
23.4

25.5
23.4

25.5
23.5

27.0
24.8

31.0
28.6

35.5
32.8

36.0
33.4

35.5
33.1

35.0
32.4

35.0
32.5

35.0
32.5

35.0
32.4

35.0
32.5

33.0
30.6

32.5
30.1

32.0
29.4

35.0
32.2

35.0
32.4

35.0
32.4

32.0
29.3

29.0
26.4

31. « 3.84
29.3 3.65

Stew flo« rate
1000* s Ibs/kr

240

230

230

222

220

220

240

275

31S

325

320

320

320

320

31S

315

300

295

295

319

315

310

285

251

283

40.0

Steal pressure pslg

845

835

850

855

840

850

850

850

855

860

855

855

855

850

850

850

850

845

B45

855

850

855

835

855

850

6.3

835

880

870

885

685

90S

910

900

875

900

900

910

900

900

880

BBS

BBS

880

895

900

BBS

890

16.2

251

295

324

335

330

338

330

330

330

330

305

310

300

330

325

311

300

260

295

38.1
11.7

Tim
Ml

Gross
Net

12M

Nun

o

SteM teaperiture °F

895

90S

885

FeedMter flow rile
1000' s Ibs/kr

250

245

241

240

235

240

FeedMter teap °F

365

360

360

355

355

355

360

370

380

385

385

385

385

385

385

385

380

380

380

385

385

385

380

370

375

Fuel feed rite (coil)
1 0 ' s Ibs/kr
00
Fuel Muoe reidlngs
Fuel olT
«OF

30.1
31.1
438297
822 025
581 440

27.0

24. S 28.4

23.9

28.2

32.5

39.5

38.0

36.0

34.5

35.5

35.5

33.5

35.0

33.0

32.0

31.1

32.6

32.7

32.5

31.2

29.3
Coil

on

32.0
3.84
31.6 HA
2.50 NA

Excess ilr

25

33

23

18

26

25

20

19

18

20

20

17

22

19

23

20

20

19

20

IB

16

IB

20

21

21

3.6

1.0. fins ops

45

45

44

44

44

44

44

45

47

46

46

46

46

47

46

46

46

45

46

46

46

46

47

45

46

0.98

1.0. fins pressure
pslg

5.3

F.O. IMS UPS

29

30

29

27

28

28

28

30

32

30

30

30

30

30

30

30

30

29

30

30

30

30

30

29

30

1.0

2.3

2.5

3.0

3.0

5.0

6.0

4.8

4.8

4.8

4.1

0.97

0.65

0.57

0.45

0.61

0.60

0.60

0.70

0.60

0.70

0.60

0.50

0.75

0.53

0.55

0.50

0.40

0.60

0.80

0.65

O.SI

0.59

0.098

625

625

635

650

695

695

695

68S

680

680

695

700

690

690

690

680

680

680

675

676*

24.0*

305

305

310

320

330

330

330

330

330

330

330

335

330

330

330

335

335

330

320

326"

9.5-

34

34

34

34

37

44

51

56

62

61

64

65

66

64

62

59

55

54

50

49

12.8

29.13

29.13

29.12

29.12 29.13 29.10

F.D. fin pressure
pslg

3.6

4.4

2.6

Furnice drift pslg

0.6S

0.45

0.69

teller flue gis teap
°F
ESP Inlet teap °f
Aablent teaperiture

33

33

33

Aabtent pressure
Inckes Hg

29.14

29.14

29.14 29.14

fnearnts

1:50 P both connectors on

7:15 A only 1 connector

33

ppttoa tek Mid fly tefc jeaovil
SUrt - 2:10A. 5:40A. 10:30A. 2:OOP. C:17P. 9:52P
Finis. 6:OOA. 11:20*. 2:32P. 7:3SP. 10:1SP

0.60

49

29.09 29.09 29.09 29.08 29.02 29.02 28.99 28.98 29.00 2 . 0 28.96 28.96 28.96 28.95 2 . 6 0.071
90
90

Soot iloxn
Stirt - 2:35A. 10:25A, 6:30A

RDF density - 3.5 Ibs/cu ft. 4.0 Ibs/cu ft. 3.5 Ibs/ cu ft

�PROCESS DATA

MKS MMicirAi taut nun
UNIT * 0. 7
•Not btud M 24 r deU
1

DtU 3-19-80

I2M

Ttae
Ml

Cross

U

2A

3*

4A

SA

M

2P

3*

4P

5P

&lt;P

7P

8P

»

31.0
28.3

35.0
32.2

35.0 34.5
32.4 32.0

35.0
32.4

35.0
32.S

35.0
32.0

35.0
32.6

35.0
32.6

35.0
32.6

31.0
28.6

33.0
30.1

36.0
33.1

35.5
32.6

35.5
32.7

32.0
29.2

23.0
20.8

31.0
27.2

t.K

2O8

243

292

314

315

310

310

315

320

320

320

320

280

292

340

320

319

290

190

277

52.1

170

845

ISO

860

860

85S

850

845

855

855

855

855

855

845

845

845

865

860

860

850

853

7.0

8M

885

895

900

895

910

900

885

894

900

900

902

900

860

880

870

875

BBS

880

875

888

12.1

225

220

250

295

322

31S

325

325

325

326

325

328

325

295

305

349

345

325

295

200

287

50.6

355

350

360

395

380

385

385

38S

385

385

385

385

385

385

380

395

390

390

385

350

375

16.5

22.4 30.4

30.4

33.6

34.5 34.0

34.0

33.0

33. 5

39.5

39.0

39.0

31.0

33.5

35.0

33.3

33.9

31.6

19.5

31.1
31.4
4.17

5.74

M
M

20

5.9

45

1.3

5.7

0.65

29

1.5

7*

M

9A

1
M

11A

27.0
24.1

12N

IP

10P

UP

21. 0
U.O

2S.S
23.4

Stt» flo* r«U
WOO1 s Ibs/br

175

220

215

212

Steal pressure pstg

MS

855

850

845

Stetei temperature °F

875

885

8»5

885

Feeduiter flow r&lt;U
1000' • Ibs/hr

IBS

232

225

235

FeedMter leap °F

340

3M

360

355

Fuel feed rile (CM|)
1000's Ibs/kr
fuel 9*uge reeding*
Fuel oil

18.3

23.4

442 234
«2S i
»
S81 SOO

Encess «lr I

40

24

1»

20

24

22

20

16

15

17

IS

18

16

18

19

17

17

22

18

18

12

15

18

32

I.D. fus «ps

43

43

43

44

43

43

44

45

46

46

45

46

46

46

46

46

46

45

46

46

45

46

45

43

I .0. fMis pressure

pi 19

4

F.D. fUS UPS

27

Net

hO O
OJ I

(Jl —•

25.0 2S.O 24.0
2S.O
22. « 22.f 21.8 22.8

205

29.S 30.2

24.2

Coal

Oil
1-.10P'a

28

28

28

28

28

30

30

.

29

30

30

31

30

32

•

31

32

30

30

30

29

30

29

26

2 8

1. 18

psl«
FUTMCC dreft pslg

0.70

O.tO

0.50 0.5*

0.52

ilS

taller flue g*s teap

620

0.72

0.67

0.69

0.5S

0.54 0.70

0.80

0.62

0.61

0.64

0.63

0.50

0.68

t20

630

650

680

685

690

675

675

680

690

685

700

695

305

300

300

310

320

335

335

340

335

335

340

340

340

340 '

48

45

45

45

43

43

43

44

SO

59

62

62

66

68

68

69

68

Aefclent pressure
Inches Hg

28. »S

28.95

28.93

28.93

28.93 28.88

28.87

28.88

28.88

28.05

28.83

28.79

28.77

28.76

28.73

28.72

28.71 28.71 28.73

0.50

0.61

0.65

0.30

340

48

0.59

lotto Md Fly Asli «e«ovil
SUrt - 1:SOA. S:0SA. l6:JOA. 1:10P. t:30P. 9:25P
flalU - 3:2SA. 5:SM. 11:0&amp;A. I-.3SP, 7:54P. 10:00f&gt;

SUrt - 3:iU. IDilSA . 6:45 P

0.60

0.101

66«*

0.61

tafclent te«p °F

ESP Inlet °F

Coaeents

o
S.Ol

•'SUrt •Of .t 4:10P

No WF

e
.•

28

Neui

30.2-

328*

68

15.9*

65

61

58

59

55

56

9.3

28.73

28.73

28.73

28.73

28.73

28.81 0.088

KDf dtensity - 4.0 Ibs/cu ft. 4.0 Ibs/cu ft

�PROCESS MIA
AMES MUNICIPAL MUt« PLANT
UNIT NO. 7
•Not based M 24 hr data

Oat* 3-20-80

Tlw
NU

Cross
Nit

Stea&gt; HIM rat*
1000's Ibs/hr

12H

22.0

I9.a
190

1A
22.0

19. a
190

2A
22.0
19.6

190

3A

4A

SA

6A

21. S

21. S

19.2

19.3

22.0
19.7

24.0
21.8

175

180

188

200

7A

IP

2P

V

4P

Sf&gt;

V

7P

8f&gt;

9P

10P

UP

35.0
32.5

35.0
32.4

35.0
32. S

35.0
32.6

35.0
32.0

36.0
32.2

3S.O
32.3

35.0
32.3

35.0
32.2

33.5
31.1

29.$
27.1

30.6
26.1

S.88
7.68

320

11A

320

320

120

315

315

319

319

319

319

300

260

273

59.8

12N

M

9A

27.0
24.2

34.5
31.7

35.0
32.4

35.0
32.5

35.0
32.0

35.0
32.5

240

315

315

320

320

10A

0

MM*

Staa&gt; pressure psig

O
1

—•
00

850

840

850

850

850

850

850

855

855

860

855

855

850

ass

ass

850

855

8SO

855

850

850

860

851

6.0

880

900

880

860

880

890

890

895

90S

910

870

880

900

905

910

900

895

895

895

885

885

890

900

891

12.3

200

200

200

195

210

200

210

250

320

325

330

335

330

325

328

325

325

330

325

325

340

330

305

275

222

115.4

Feed»eter tup °F

cr&gt;

840

ago

Feeduater flow r»te
1000's Ibs/hr

(0
CO

840

Uu&gt; teiperaturt °f

350

350

350

350

340

340

360

360

380

385

385

382

382

385

385

385

385

385

385

385

385

385

380

370

372

16.8

20.0
24. S
29.8
Fuel feed rite (coal) 16.9
24.0
24.6
32.4
26.0
1000-s Ibs/hr
444 122 450 244 I
Futl eauoe readings
829 315 833 406 1 Mdnlgkt readings . 3-20-80
Fuel oil
sai 600 582 090 |
IDF
2:3M-No RDF

38.1

38. 0

39.0

37.2

37.0

37.0

36.6

37.0

37.0

39.6

39.6

40.1

41.6

39.0

36.5

Coal

33.6
34.4

NA

Oil

20.42 HA

Excess air I

35

40

42

40

40

36

25

24

22

22

20

19

23

21

22

21

23

21

21

21

20

26

24

32

27

7.7

1.0. fans anps

44

43

43

43

44

44

44

45

47

47

46

46

47

47

47

47

47

48

48

48

48

48

48

48

46

1.8

1 .0. fans pressure
psll

5.0

F.D. fans aups

28

F.D. fans pressure
psig

0.54

toller
•F

V)
0 .w

28

28

27

28

28

29

29

32

31

31

30

30

31

31

31

31

32

32

32

32

32

31

30

29
4.S

0.80

O.M

0.40

flue gas IMP

0.60

615

0.78

620

0.70

625

0.68

630

0.53

695

6.4
1

. 19
J*

0.55

0.60

0.70

0.62

0.68

0.62

0.60

0.55

0.65

0.60

0.50

0.50

0.60

0.62

0.60

0.60

0.093

705

710

670

680

690

700

700

705

710

715

720

680

685

680

680

681*

32.8-

295

ESP Inlet °F

295

300

320

325

325

330

330

330

330

335

335

335

330

330

330

330

330

330

315

324«

12.7«

46

47

44

43

43

42

42

42

44

46

51

52

51

50

45

44

44

42

42

39

44

9.2

28.95

28.93

28.92 28.93 28.97

28.92

0.086

M&gt;«ent teap °F

50

50

46

taktent pressure
Inches Hg

20.72

28.72

28.82 28.82 28.83 28.86 28.90 28.90 28.94 28.96

Counts

7.06

No ROF

3.5

Furnace draft psig

11:OOA
11:35*

34.0

46

!»"?• ft"* Ash «« '
«

5S&gt;t HoMn

28.96 28.96 28.97

Start - 3:MA.'10:lSA, 7:10P

KOF density - 3.5 Ibs/cu ft

28. 98 28.97

28.99 29.01 29.03 29.03

�MOCESS DATA
AlCS HJHIClrAl fOMt» M.AOT

UNIT • . 7
0
•hot kased M 24fcrdata

Date 3-22-80

1A

2A

1A

4A

SA

6A

7A

•A

9A

10A

11*

12*

If

2P

»

V

SP

6P

7P

sp

gp

10P

UP

22.0
19.9

22.0
19.1

22.0
19.S

22.5
20.4

21.0
20.9

21.0
21.0

21.0
20.8

23.0
20.8

29.0
26.1

32.0
29.7

34.0
31.6

34.0
31.4

34.5
12.0

34.0
11.4

32.5
30.1

12.0
29.6

12.0
29.6

11.0
10.6

13.0
10.1

15.0
12.1

14.5
11.1

14.5
11.7

32.0
29.3

30.0
27.4

29.4
27.1

5.16
4.9S

Stew flan rate
1000's Ibt/hr

188

188

188

190

195

200

195

195

255

288

110

320

110

107

285

280

285

290

295

312

110

110

285

265

260

Sl.l

Stew pressure pslg

850

850

860

860

850

850

860

850

868

850

850

880

850

850

850

850

850

850

850

050

850

850

850

850

851

7.4

12M

Tin.

m

Gross
Net

MM*

.

Stew twperature °F

890

900

890

870

870

870

880

900

90S

900

900

910

890

890

900

905

900

900

890

890

900

880

880

880

891

11.8

FeedMter flOH rate
lOOO's Us/nr

200

200

200

210

210

200

205

200

263

293

110

115

320

115

300

295

295

300

102

322

110

325

295

265

270

50.5

Feedwter twp °F

340

340

340

340

340

340

340

340

365

175

380

385

176

380

380

380

380

180

380

185

380

380

180

365

365

18.9

Fuel feed rate (coal)
1 0 ' s Iks/nr
00
Fuel gaimi readings
Fuel ill
•OF

19.3
453 901
•36 954
582 768

21.2

19.4

20.8

20.3

18.0

25.0

2B.O

32.0

35.5

36.1

16.0

38.5

35.5

37.0

38.0

19.0

18.5

40.2

4.
05

40.1

38.6

31.5
Coal

11.1 8.12
11.1 M
26.67 NA

Excess air I

27

27

27

25

27

27

26

25

17

22

21

1.0. fws aaps

42

42

42

42

43

43

43

43

44

45

46

1.0. fans pressure
pslg

4.6

F.O. fans aups

27

28

27

27

27

28

27

27

29

30

30

20.2

on
12: UP

F.O. fans pressure
pslg

3.0

06
.8

0.44

30

15

30

18

30

19

30

18

20

20

20

20

20

19

" 22

1.1

46

46

46

46

46

46

45

45

I.I

30

30

30

31

31

31

30

30

29

1.5

4.1

31

21

18
46

19

0.99

0.59

0.101

659*

30.4-

1.0

Furnace draft pslg

• No ROF

0.40

ESr Inlet °F
Ambient tenp °F

16

34

Ambient pressure
Inches Hg

29.21

29.21 29.21 29.17

34

31

31

Finish

0.70

0.47

0.45

0.65

0.60

0.70

0.68

0.68

0.65

0.50

0.58

610

615

640

660

685

700

680

675

670

675

670

680

300

300

315

320

330

310

130

330

330

125

325

325

33

34

33

35

16

38

40

44

45

46

50

50

50

29.18

29.18

29.15

29.14

29.11

90
29.08 29.05 29.02 29.00 2 . 8 28.97 28.96 2 . 6 28.87 28.87 28.87 28.87 28.87 2 . 4 0.134
88
89

29.18 29.18

lotto* and Fly Ask Kenoval

Comments

0.60

300

0.74

0.68
610

0.40

•oiler flue gas leap
•F

Soot lloun

0.55

0.56

0.65

0.58

0.62

0.65

120*
46

•OF density - 3.5 Iks/cu ft, 4.5 Iks/cu ft

41

41

41

39

19

12.2*

40

5.9

�PROCESS DATA
AMES MUNICIPAl POWER PLANT
uHIT NO. 7
•mot based on 24 kr data

Date 3-23-80

12*

10P

IIP

a

Men

IP

2P

3P

4P

5P

6P

7P

17.0
15.4

17.0
15.2

17.0
15.3

17.0
15.4

17.0
15.4

17.0
15.4

20.0
18.3

20.0
1S.O

20.0
18.0

20.0
18.0

20.0
17.9

20.0
18.0

18.1
16.2

1.98
1.80

144

144

144

144

142

144

144

168

168

168

168

168

168

153

16.2

845

850

850

855

850

855

855

855

860

860

860

860

860

860

852

5.7

885

895

890

890

880

890

890

895

eao

890

870

880

880

880

884

10.0

150

150

165

150

151

150

150

150

180

180

180

180

180

180

162

17.8

320

325

320

320

320

320

320

320

325

330

340

330

330

330

340

325

7.1

19.8

19.6

21.0

21.0

21.0

20.0

20.0

20.5

19.5

22.0

22.6

22.9

23.0

22.6

22.2
Coal
Oil

20.8 1.71
20.4 M
33.33 M

&gt;50

&gt;50

&gt;50

&gt;50

&gt;50

&gt;50

&gt;50

&gt;50

41

40

29

29

26

26

26

28

'42

11.0

43

43

43

42

42

42

43

42

41

41

42

42

42

42

42

42

42

0.7

1A

2A

3A

4A

5A

6A

7A

8A

9A

25.0
22.4

17.0
15.0

17.0
15.0

17.0
15.2

17.0
15.2

17.0
15.2

17.0
15.1

17.0
15.2

17.0
15.2

17.0
15.2

17.0
15.2

17.0
15.4

SUM flax rate
1000' s Ib/kr

210

145

144

144

144

144

145

145

142

142

143

Steam pressure pslg

850

840

850

850

845

850

850

850

845

850

Steam temperature °F

880

880

890

850

880

890

880

880

890

900

Feeduatcr flow rate
1000 's Ibs/kr

220

162

155

155

152

150

150

150

150

150

FeediMter teap °F

340

320

320

320

320

320

320

320

320

Fuel feed rate (coal)
1000' s Ibs/kr
Fuel gauge readings
Fuel oil
RDF

26.2
19.5
457 717
840 602
583 406

19.6

19.5

19.5

19.6

19.0

20.2

19.4

Excess air X

19

&gt;60

&gt;50

&gt;50

&gt;50

&gt;50

&gt;50

&gt;5fl

1.0. fans aaps

44

43

43

43

43

43

43

43

1.0. fans pressure
pslg

4.0

4.0

4.0

F.O. fan aaps

29

28

28

27

27

F.O. fan pressure
f&gt;sl|

2.0

2.7

2.7

2.7

2.2

Furnace draft pslg

0.54

0.60

0.64

0.58

0.54

TIM

NU

w •
oo g

»

ftp

Gross
Net

IDA

11A

12N

No RDF

0.22
27

28

27

27

27

27

27

28

27

27

27

26

26

27

27

27

27

27

27

27

0.6

0.67

0.60

0.64

0.58

0.51

0.56

0.60

0.40

0.63

0.60

0.58

0.64

0.64

0.62

0.65

0.57

0.60

0.55

0.56

0.59

0.057

600

600

600

600

605

590

600

600

600

595

595

599*

3.9«

280

280

280

280

280

280

280

280

280

280

280

280*

0*

37

3)

40

38

37

1.6

Boiler flue gas teap
ESP Inlet °F
Ambient teap °F

40

39

41

Ambient pressure
inches Mg

28.87

28.96 28.95 28.94 28.93 28.92 28.92 28.99 28.98 28.98 29.01

Comments

_•&lt;""• and Fly Ask Removal

39

37

36

36

36

$S't»!9-?

36

36

Start - 2:30A. 11:15*. 7:OOP

36

38

38

40

37

36

36

36

36

36

28.99 28.97 28.97 28.96 28.95 28.96 28.96 29.00 29.00 29.01 29.01 29.01 29.01 28.97 0.036

RDF density - No ROF

�PMCESS DATA
UK HJMIClfM KMtR PtANT
UNIT NO. 7
Date 3-24-80

•Not based on 24 hr data

Time

12M

1A

2A

3A

5A

4*

6A

•7A

8A

9A

10A

11A

3S.O
32.4

35.0
32.6

35.0
32.4

310

310

305

4P

SP

if

M.S
33.8

3S.O
32.S

3S.O
32.4

3S.O
32.5

3S.O
32.$

35.0
32.S

15.0
32.S

310

310

310

US

320

320

IP

2P

3P

M.5
32.0

35.0
32.6

310

315

12N

7P

10P

UP

3S.O
32. S

15.0
32.4

32. S
30.0

29.7
27.4

7.77
7.55

318

318

318

290

264

73. S
4.9

8P

9P

Moan

a

20.0
18.0

20.0
18.0

18.0
16.0

17.0
1S.O

17.0
1S.2

17.8
IS. 2

17.0
15.2

30.0
27.3

3S.O
32.3

Steam flox rate
1000' s Ibs/hr

16S

165

ISO

148

148

148

148

260

3IS

Steam pressure pslg

860

860

860

ato

860

860

860

860

860

855

855

840

850

860

850

860

860

ass

860

860

860

860

860

860

868

Steam temperature °F

880

900

880

880

900

890

880

890

890

9W

904

900

890

890

900

91S

880

890

890

900

860

890

890

aw

891

11.2

FeedtMter flon rat*
1000's Ibs/hr

180

180

160

160

164

15S

155

270

323

320

320

312

315

32S

320

325

320

320

328

328

332

330

328

290

273

72. S

Feednater temp °F

340

340

330

330

330

320

320

3 0

3 0

380

380

380

380

385

385

385

385

385

38$

390

390

385

390

380

367

25.4

Fuel feed rate (coal
1000's Ibs/hr
Fuel gauge readings
Fuel oil

22.8

22.8

20.2

19.4

20.3

19.0

20.1

33.7

37.5

37.0

37.0

M.5

32.0

33.0

33.0

M.5

33.4

39.5

41.1

42.8

42. S

41.7

40.6

37.0
Oil

32.3
8.26
32.8
NA
20.42 NA

Ml

Cross
Net

460 266
842 955
S84 200

Coal

to

ROF at 10:27A

NO ROF

RDF-

4:10P-

No ROF

Encess air I

28

29

45

45

41

46

45

24

19

20

18

19

17

18

17

14

1
8

19

18

19

19

19

17

19

25

10.8

1.0. fans amps

42

43

43

43

42

42

43

46

47

47

47

46

48

48

48

46

46

46

47

47

47

47

47

43

46

2.2

1.0. fans pressure
pstg

6.1

27

F.O. fans amps

27

27

F.O. fan pressure

2.3

3.0

O.SS

0.57

0.27*

27

27

27

27

29

31

30

30

31

30

30

30

30

30

30

31

31

31

31

31

31

29

1.7

0.92

ps1«

Furnace draft psig

0.60

0.50

0.60

0.58

0.58

0.50

0.68

670

685

700

685

600

toiler fuel gas temp

59S

595

655

680

0.38

0.62

0.47

0.62

0.50

0.40

O.SS

0.5$

660

670

680

680

685

0.55

0.50

0.50

O.SS

0.48

0.073
36.1*

322*

0.40

O.S3

660*

O.S2

23.1*

•f
280

280

280

335

330

330

33S

335

335

335

335

335

33$

33S

Ambient temp °F

36

35

35

36

36

36

36

36

36

36

36

35

35

36

38

38

38

38

37

37

37

36

36

35

36

1.0

Ambient pressure
Inches Kg

28.96

28.96

28.96

28.96

28.96

28.96

28.96

28.96

28.99

26.98 29.01 29.02

29.04

29.01 29.06

29.06

29.06

29.08

29.13

29.13

29.13

29.18

29.18

29.18

29.04

0.079

ESP Inlet temp °F

tottM andFly Ash Remove 1

Comments

Start
finis. -

Soot 81lMl

*OF density - 4.0 Ibs/cu ft

&gt;:3SA. 2:06P.

�PROCESS DATA
*KS HUHICIPM. POMER It All I
UNIT NO. 7

Date 3-25-80

•Hot based on 24 hr data
1*

2A

3A

4*

5*

6*

7*

8*

9*

22.0
19. S

18.0
16.2

18.0
16.2

18.0
16.2

18.0
16.2

18.0
16.2

18.0
16.1

28.0
25.8

35.0
32.3

35.0
32.2

180

148

148

150

155

155

155

250

317

12H

TIM

Ml

Gross
Net

Steaei flow rate
1000' s Ibs/hr

7P

8P

9P

10P

IIP

35.0 36.0
32.3 32.5

35.0
32.3

35.0
32.5

35.0
32.S

35.0
32.5

25.5
23.7

312

312

312

311

312

312

313

252

12N

IP

2P

3P

4P

35.0
32.5

35.0 35.0
32.5 32.6

35.0
32.6

34.0
31.4

34.5
32.1

35.0
32.3

315

318

315

315

310

308

312

10*

11*

5P

6P

Mean

0

29.57.54
27.27.21
262

71.9

Stean pressure pslg

860

850

850

850

850

850

860

840

860

855

855

855

855

855

845

850

850

850

850

850

810

850

853

850

852

4.8

Steaei temperature °F

870

890

880

880

880

880

880

890

900

905

900

900

880

890

900

900

900

900

900

905

882

900

900

880

892

10.7

Feedwater flow rate
1000's Ibs/hr

210

158

160

160

160

325

324

320

280

272

71.4

Feeduater te«p °F

340

320

382

382

382

380

364

27.6

160

165

250

325

320

325

325

325

320

325

324

320

320

320

318

385

380

385

385

383

383

383

383

34.0

34.0

34.0

35.7

48.3 38.7

320

320

320

320

320

360

380

380

380

380

Fuel feed rate (coal) 21.9
21.0
1000's Ibs/hr
464 277
Fuel tauge readings
846 818
Fuel oil
584 690
RDF

21.0

21.4

21.5

21.5

21.5

33.9

34.7

35.3

33.0

33.0 33.0

Excess air S

38

&gt;50

&gt;50

&gt;50

&gt;50

&gt;50

&gt;SO

22

22

19

20

18

IB

19

19

17

16

17

15

IB

17

15

18

18

. 27

I.D. fans aups

43

45

43

44

45

45

45

46

48

47

48

48

48

48

48

48

46

46

46

46

46

46

46

45

46

1.0. fans pressure
ps'9

3.8

5.0

F.O. fans taps

28

28

F.D. fan pressure
PSl9

3.0

Furnace draft pslg

0.53

•Start RDF at 7:40*

do RDF

37.5

39.0 30.0 31.8 7.66
Coal 31.8
Oil
28.33 N*
M
10:OOP system ••" OFF
8:00* . 3-26-80 10:22P Systea T ON
4:OSP reduced RDF flow until
14.3
1.6

1.14
28

28

28

28

28

30

31

31

30

30

30

30

30

30

30

30

31

31

32

31

31

29

30

1.3

0.84
0.90

0.52

0.55 0.60

0.49

0.67

0.61

0.55

0.63 0.63

690

685

690

700

690

665

670

680

685

35

32

Aefclent pressure
Inches Hg

29.18

29.18 29.18 29.18

31

31

280

310

330

330

330

330

335

335

335

335

335

29

33

34

36

42

44

43

44

45

46

46

29.18

29.18

29.18

29.22

29.21

29.18

29.19 29. IB

29.17

29.15

29.14

29.14 29.12 29.15 29.14

31
29.18

lotto* and Fir*sh Removal
Start - 1:OUA . 5:00*. 9:00*. 1:01P, 5:OOP.
Finish 9:45*. MSP. 5l43P.

0.50

O.SO

0.40 0.57* 0.108*

335

31

610

280

ESP Inlet teap °F
Actlent te*p °F

0.57

695

605

31

0.60

0.57
640

0.43

toiler flue gas teem

Co**ents

39.939.5

7:OOP. 9:05P
7:40P. 9: SOP

Start - 275SA. "11:35*. 7:OOP

RDF

670*

31.6*

323"

46

density - 3.5 Ibs/cu ft.
4.0 Ibs/cu ft

45

2.03'

38

6.3

45

43

41

40

29.15

29.15

29.15

29.15 29.17 0.024

�o

PROCESS OATA
AMES MUNICIPAL POHER P1ANT
1 1 NO. I
*!

•Hot based o» 24 br data

Date 3-26-80

1A

2A

3A

4A

5A

6A

7A

8A

9A

10A

11A

12N

IP

2P

3f

4P

21.5
19.5

21.5
19.5

21.5
19.S

21.$
19.5

21.5
19.5

21.5
19.5

30.0
17.5

34.5
31.8

34.5
31.S

36.0
33.4

34.5
32.0

35.0
32.5

34.5
32.0

35.0
32.4

35.0
32.5

35.0
32.5

-180

180

1M

180

180

180

178

270

317

316

310

310

310

310

312

310

310

Stew pressure pslg

850

850

850

850

850

850

850

860

860

855

850

850

855

850

855

855

Stew teaperatur* °F

880

860

890

880

890

890

890

900

900

900

910

900

900

880

920

902

Feedxater flox rate
1000- s Ibs/kr

190

190

190

195

190

190

190

270

327

323

328

328

320

330

328

324

322

FeedHiter teap °F

340

340

340

340

340

340

340

340

3BO

385

380

380

380

380

380

385

385

385

385

385

Fuel feed rate (coal)
1000* s Ibs/hr
Coal gauge readings
Fuel otl (gallons/hr)
ROF

19.0
19.0 18.5
468 170
850561
585 370
Reduced ROF flau

21.0

18.7

19.4

19.4

25.2

34.4

35.1

35.0

33.5

33.0

34.0

40.0

34.0

34.5

33.6

33.5

34.2

Eicess air s

34

28

30

27

27

28

27

20

19

18

18

19

18

18

19

19

19

17

20

20

19

20

1.0. fans aaps

44

44

44

44

44

44

42

45

47

47

46

46

46

46

46

48

46

46

46

46

46

46

l.D. fans pressure
pslg

3.8

F.D. fans aaps

27

27

27

27

28

27

27

30

31

31

30

30

30

30

30

30

30

30

31

31

30

F.D. fan pressure
pslg

2.0

1.9

Furnace draft psig

0.34

0.50

0.40

0.50

0.60

0.70

0.72

0.60

0.49

0.43

0.60

0.45

04
.8

0.55

0.58

0.52

0.49

0.60

0.52

0.65

toller flue gas top

620

630

620

600

600

600

605

665

690

695

700

700

700

665

680

690

690

690

700

700

ESP Inlet teap °F

290

290

290

290

290

290

290

320

330

325

320

325

325

325

330

330

330

325

325

/tab t Mt teap °F

38

36

36

35

35

35

35

34

34

36

40

40

45

44

45

45

45

45

43

Aabient pressure
inches Hg

29.21

29.21

29.21

29.20 29.20 29.20 29.23 29.23 29.23 29.23 29.23 29.19 29.17 23.15 29.12 29.11 29.12 29.11 29.12

29.10

12N

Tlae
M

Gross
Net

Stew flau rat*
1000* s Ibs/kr

ro

U*

22.0
20.0

tottoaand

Coaaents
Start Finish -

i Reaova1
.10P.

7P

8P

9P

10P

IIP

35.0
32.3

35.0
32.4

35.0
32.2

35.0
32.3

35.0
32.3

32.0
29.3

30.$* 6.17*
27.7* ».»*

31t

312

312

315

312

312

290

258

79.1

855

860

860

860

860

860

850

850

864

4.4 -

910

880

890

890

840

880

890

880

890

16.6

327

325

325

330

322

322

305

283

61.6

385

385

385

385

369

20.9

33.5

34.0

34.9

33.4
Coal

on

29.6
31.*
1.67

7.16
NA
NA

20

20

22

4.8

46

45

45

1.3

30

30

30

29

1.5

0.60

0.44

0.50

0.55

0.53

0.092

665

675

680

670

664

37.1

325

325

325

325

320

315

16.6

43

42

40

39

38

40

4.1

29.14

29.14 29.14

29.14

29.17

006
.4

No ROF
1:30»——- Start RDF at 2:12P

8 0 * resuae noraal RDF fl ow
:0

9:5SA. 2.48P.

6P

SP

Soot Rloun
Start - 27fO». 11.-45A. 7:05P

RDF density - 3.5 Iks/cu ft.
3.0 Ibs/cu ft

Moan

•

�APPENDIX B

TRW FIELD TEST REPORT FOR THE CHICAGO
NORTHWEST INCINERATOR. UNIT NO. 2

242

�PILOT TEST PROGRAM
CHICAGO NORTHWEST INCINERATOR
BOILER NO. 2
P, S. Bakshi, T. L. Sarro, D, R. Moore,
W. F. Wright, W. P. Kendrick, B. L. Riley

TRW ENVIRONMENTAL ENGINEERING DIVISION

TRW, INC.

EPA Contract 68-02-2197
EPA Project Officer: Michael Osborne

Industrial Environmental Research Laboratory
Office of Research and Development
U.S. Environmental Protection Agency
Research Triangle Park, N.C. 27711

243

�CONTENTS

Figures

iii

Tables
Acknowledgment

iv
v

1, Introduction
2, Summary . , , . ,
,
2.1 Sampling and Analysis. , , . ,
2.2 Process Data
,
2.3 Continuous Monitoring Data ,
,
3, Riant Description
.,,
3.1 General Description. , . , ,
3.2 Detailed Descriptions, . . , , , . . , , , , ,
4, Sampling Locations. , , . , , , , , . , , , , ,
5, Sampling, , , , „ , . , , . . , , , , , , , . , . ,
5.1 Gas Sampling , . . . , , , , , , , , , , , , . . , , .
5.2 Solid Sampling , , , . , , . , , , , , . , , , , . . .
5.3 Liquid Sampling. , . , , , , , . , , , . , , , , . . .

5.4 Hi Volume Sampler. . , . , . . , , . , ,
5.5 Quality Assurance
,
5.6 Sampling Train Background, . , , , ,
, ,..
5.7 Sample Recovery
, ,.,
5.8 Observations During Recovery , , , , , . t , , , , . .
6, Calibration
,
,
6.1 Method Five Calibration Data
,....
6.2 Instrument Calibration
7, Technical Problems and Recommendations,
7.1 Problems . . . , ,
,

7.2 Recommendations,

,

1-1
2-1
2-1
2-1
2-25
3-1
3-1
3-3
4-1
5-1
5-1
5-1
5-4

5-4
5-4
5-4
5-6
5-7
6-1
6-1
6-4
7-1
7-1

7-1

Appendices
A.
B.
C.
D.

Continuous Monitoring Data, . , . , , , . . . , , , , . . .
Field Data Sheets
,
Sample Inventory Sheets
,,.,.,,.,,...
Process Data
,,.,.,

n
244

A-l
B-l
Crl
D-l

�FIGURES
Number

Page

3-1
3-2

Layout of plant site
Flow diagram of Chicago Northwest Incinerator

3-2
3-4

3-3

Combustion air and flue gas system

3-11

4-1
4-2
4-3
4-4

Flow diagram and measurement locations
Outlet sampling position
Top view of ESP inlet showing port locations
Cross sectional of ESP inlet showing traverse point
locations
Sampling train
EPA Method 5 particulate sampling train
Ambient air sampler
Calibration equipment set-up procedures

4-2
4-3
4-4

5-1
5-2
5-3
6-1

m
245

4-5
5-2
5-3
5-5
6-3

�TABLES
Number
2-1
2-2
2-3
2-4

Daily Sampling Summary
Daily Data Summary
24 Hour Process Data for the Chicago Northwest Municipal
Incinerator, Unit No. 2
Means of the Means for 24-Hour Process Data, All Test Days,

Chicago Northwest Municipal Incinerator
2-5
2-6
2-7
2-8

Test Duration Process Data for the Chicago Northwest
Municipal Incinerator, Unit No. 2
Weekly Inventories of Refuse and Residue at the Chicago
Northwest Municipal Incinerator (All Boilers)
Charges Fed to Each Boiler on a Shift Basis Chicago
Northwest Incineration Facility
Down Time Expressed as Lost Furnace Hours for the Entire

Chicago Northwest Incineration Facility
2-9
2-10
3-1
4-1

page
2-2
2-9
2-13

2-15
2-16
2-18
2-19

2-26

Continuous Monitoring Data
Means of Percent Oxygen Taken by Control Room Gauge and
02 Analyzer for Test Duration

2-27

Characteristics of Chicago Northwest Incinerator
Sampling Locations

3-3
4-1

iv
246

2-28

�ACKNOWLEDGEMENTS
This sampling and field measurement work was performed for the U.S.
Environmental Protection Agency (EPA) under Contract No. 68-02-2197. The
program was sponsored jointly by the Office of Pesticides and Toxic Substances in cooperation with the Office of Research and Development (ORD) of
the EPA.
The ORD-sponsored portion of the program was directed by Mr. Michael
C. Osborne, Industrial Environmental Research Laboratory, Research Triangle
Park, North Carolina. The Office of Pesticides and Toxic Substances sponsored portion of this study was directed by Mr. Martin Hal per,
Washington, D.C.
Three contractors participated in the overall test program, namely, TRW
Inc., Midwest Research Institute (MRI) and Research Triangle Institute
(RTI). TRW Inc. was responsible for the field testing; MRI had responsibility for the sampling analysis;and RTI had overall responsibility for the
statistical design of the test program.
Many individuals contributed to the sampling, testing, data reduction
and report preparation for this study. Mr. Birch Matthews had overall responsibility for this program at TRW Inc. He was assisted in his management
activities by Dr. Chris Shin and Mr. Don Price. The Field Team Leader was
Mr. Dave Moore and the field sampling team members were Mr. J. Berger,
Mr. M. Drehsen , Mr. 0. Gordon, Mr. W. Kendrick, Mr. J. McReynolds,
Ms B. Riley, Mr. T. Rooney, Mr. D. Savia, Mr. B. Wessel and Mr. W. Wright.
The Process Engineers were Mr. P. Bakshi and Mr. T. Sarro.
The Chicago Northwest Incinerator personnel who provided significant
assistance in completing the study were: Mr. Emil Nigro, the Supervising
Engineer of the city of Chicago, Bureau of Sanitation; Mr. Stanley Oenning,
the Chief Operations Engineer at the plant; and Mr. Gerry Golubski, Plant
Chemist. In addition, there were numerous other plant personnel who provided assistance during the field testing. Their efforts are greatly appreciated and their contribution is hereby acknowledged.

v
247

�1.0 INTRODUCTION

This document describes the sampling and monitoring activities performed at the Chicago Northwest Incinerator, Boiler No. 2. The sampling
and field measurement work was part of an overall pilot scale test program
sponsored by the Office of Pesticides and Toxic Substances in cooperation
with the Office of Research and Development, of the U.S. Environmental Protection Agency.
The ultimate objective of the pilot scale test program is to develop
an optimum sampling and analysis protocol to characterize polychlorinated
organic compounds which may be emitted in trace quantities through conventional combustion of fossil fuels and refuse. The genesis of the program
is an industrial study by Dow Chemical Company and two groups of European
investigators reporting emissions of polychlorincted dibenzo-p-dioxins
(PCDD), dibenzofurans (PCDF) and biphenyls (PCB) from stationary conventional combustion sources.
The immediate objective of the sampling and field measurements program
is the specification of procedures and equipment to obtain sufficient multimedia samples for the subsequent analytical protocol, and to satisfy the
program statistical design requirements. In this respect, the TRW Environmental Engineering Division of TRW, Inc., was one of three contractors participating in the overall EPA program and was responsible for the acquisition of samples and measurements in the field.
The sampling was oriented toward acquiring multimedia samples for
organic compound analysis by Midwest Research Institute (MRI). Compounds
of particular interest included:
Benzo [a] pyrene
Pyrene
Fluoranthene
Phenanthene

Chrysene
Indeno [1,2,3-cd] pyrene
Benzo [g,h,i] perylene
Anthracene

In addition, MRI is to make a determination of total organic chlorine
emissions from the acquired samples. Potentially, selected samples are to
be analyzed for polychlorinated dibenzo-p-dioxins, dibenzofurans and
biphenyls.
248

�Instrumentation for on-line combustion gas stream monitoring was part
of the test program. In addition, Incinerator process Information was also
gathered. This Information together with the monitoring data were acquired
to assist In evaluating and Interpreting chemical analysis results.
This report contains all the field data for the Chicago Northwest
Incinerator pilot test program conducted in May 1980. Data provided Include the following:
t Chlorinated hydrocarbon collection using a modified EPA Method
5 train and Method 5 sampling methodology.
• Gas velocities using EPA Method 2,
• Continuous monitoring for C02, 02, and CO and THC,
• Part1culate collection for inorganic analysis utilizing EPA
Method 5.
• Process data.
The test program followed was described in the Pilot Test Program,
Chicago Northwest Incinerator, Boiler No. 2, site test plan. Deviations
from this program are documented and explained in their respective sections
of this report.

1-2
249

�2.0 SUMMARY
2.1 SAMPLING AND ANALYSIS
The field test activity took place from April 30, 1980 to May 23, 1980.
All required tests were completed and all recovered samples were sent to
Gulf South Research Institute (GSRI) for analysis,. MRI had subcontracted
this part of their assignment to GSRI.
A summary of tests conducted including any significant commentary is
presented in Table 2-1. A summary of the reduced data on a daily basis as
calculated from the field data sheets is presented in Table 2-2. Data listed
are corrected to standard conditions, i.e., 20°C and a barometric pressure
of 29.92 inches mercury.
Sampling and calibration procedures are described in Sections 4, 5 and
6. Hourly data is provided in the appendices. Appendix A contains continuous monitoring data; Appendix B contains field data; and Appendix C contains sample inventory sheets supplied by GSRI.
2.2 PROCESS DATA
For every day of inlet or outlet testing, a 24 hour record of process
data was obtained. This information is provided in the daily process data
sheets in Appendix D. Most of this data was obtained from instrumentation
in the control room. The parameters considered important to the operation
of Boiler No. 2, and for which instrumentation was available include steam
flow rate, steam pressure, feedwater flow rate, feedwater temperature, combustion air flow rate, combustion air temperature, % oxygen, I.D. fan pressure, F.D. fan pressure, furnace draft, and furnace temperature. No data
were available for steam temperature, excess air, or the power consumption
of the fans.
A chart recording instrument located in the control room provided
continuous instantaneous readings for steam flow rate, feedwater flow rate,
and combustion air flow rate. These were read directly from the instrument
in 1000's of pounds per hour, 1000's of pounds per hour, and 1000's of cubic
feet per hour, respectively. These are given in Appendix D under the heading "chart recorder" for each of the three parameters.
2-1
250

�TABLE 2-1. DAILY SAMPLING SUMMARY
Date
(1980)

1

Inlet-North

Test started at 0835 hours and ran for 350 minutes. Low volume
was obtained. Test was discontinued because of unsuccessful leak
checks after filter replacement.
Test started at 0835 hours and ran for 193 minutes. Low volume
was obtained. Battelle trap also appeared to plug up and was
therefore changed. However, this did not occur during remaining
tests. Filter blockage also occurred probably due to filter oven
temperature not being hot enough (250°F). At 1600 hours the plant
had to shut down due to boiler leaks. Test quality was fair.

Outlet-North
i
ro

Sampling locations

Inlet-South

5/4

Test
No.

Test started at 0825 hours and ran for 404 minutes. No significant problems occurred. Test quality was good.
Test started at 0820 hours and ran for 375 minutes. No new
leak rate was obtained at filter change. New filter housing
was found to be warped which caused the leak problem. Test
quality was good.
Sample was lost due to the wind blowing the filter out of the
filter holder.
No problems were encountered. Test quality was good.

Outlet-South

to

Hi Volume Sampler

5/6

Continuous
monitors
Inlet-North
Inlet-South

Outlet-North

Test comments

Test
were
Test
were
with
both
Test
Test
were

started at 1230 hours and ran for 525 minutes. There
no significant problems. Test quality was good.
started at 1230 hours and ran for 525 minutes. There
no significant problems. Test was inadvertently stopped
only 21 of the required 24 points traversed. However,
gas volume and particulate collections were sufficient.
quality was good.
started at 1235 hours and ran for 500 minutes. There
no significant problems. Test quality was good.

�TABLE 2-1.
Date
(1980)

5/6

Test
No.

Sampling locations

Outlet-South

Hi Volume Sampler

5/7
ro ro
m i
ro co

Continuous
monitors
Inlet-North
Inlet-South
Outlet-North
Outlet-South
Hi Volume Sampler

5/8

Continuous
monitors
Inlet-North
Inlet-South
Outlet-North
Outlet-South

(Continued)
Test comments

Test started at 1230 hours and ran for 500 minutes. Probe was
found to be cracked at the end of test. However, based on a
moisture calculation of only Z% (vs. 12% in other test), it
appears that the probe cracked during the first 280 minutes.
The probe was switched and the test continued an additional
200 minutes. Test quality was poor as only air was sampled
for 50% of the test.
Test started at 1311 hours and was stopped at 2325 hours, Test
quality was good.
Test quality was good.
Test started at 0835 hours and ran for 420 minutes, No problems
were encountered. Test quality was good.
Test started at 0837 hours and ran for 480 minutes, No problems
were encountered. Test quality was good.
Test started at 0930 hours and ran for 500 minutes, No problems
were encountered. Test quality was good.
Test started at 0955 hours and ran for 500 minutes, No problems
were encountered. Test quality was good.
Test started at 1215 hours and was stopped at 2000 hours. Test
quality was good.
No problems were encountered. Test quality was good.
Test started at 0845 hours and ran for 420 minutes. No problems
were encountered. Test quality was good.
Test started at 0832 hours and ran for 480 minutes. No problems
were encountered. Test quality was good.
Test started at 0930 hours and ran for 500 minutes. Low moisture
obtained because of cracked probe.
Test started at 0925 hours and ran for 500 minutes, No problems
were encountered. Test quality was good.

�TABLE 2-1.
Date
(1980)

5/8

Test

No.

Sampling locations

HI Volume Sampler
Continuous
monitors

5/9

Inlet-North

Inlet-South
ro
ro
Ul

u&gt;

Outlet-North
Outlet-South
HI Volume Sampler

Continuous
monitors
5/10

(Continued)

Inlet-North
Inlet-South

Test comments

Test started at 1015 hours and was stopped at 1910. Test
quality was good.
No problems were encountered. Test quality was good. CO
readings were suspect, refer to 5/9/80 continuous monitoring
data.
Test started at 0820 hours and ran for 480 minutes. After
180 minutes the sampling time was increased from 20 to 25
minutes per point to collect sufficient sample volume.
Boiler was operating at lower load conditions during this
period. Test quality was good.
Test started at 0805 hours and ran for 542 minutes. After
267 minutes the sampling time was increased from 20 to 25
minutes per point. (See Inlet-North above). Test quality
was good.
Test started at 0905 hours and ran for 500 minutes. Test
quality was good.
Test started at 0920 hours and ran for 500 minutes. Test
quality was good.
Test started at 0915 hours and was stopped at 1850 hours.
Test quality was good.
CO was exhibiting drift problems due to exhausted dessicant.
Dessicant was therefore replaced. Previous days (5/8/80)
data were suspect as CO dropped to lower level after
dessicant changeout. Test quality was good.
Test started at 0815 hours and ran for 420 minutes. No
problems were encountered. Test quality was good.
Test started at 0810 hours and ran for 480 minutes. No
problems were encountered. Test quality was good.

�TABLE 2-1.
Date
(1980)

5/10

Test
No.

Sampling location
Outlet-North

Outlet-South
Hi Volume Sampler

N&gt;

5/11

Continuous
monitors
Inlet-North

Inlet-South

Outlet-North

Outlet-South

(Continued)
Test comments

Test started at 0915 hours and ran for 480 minutes. No
problems were encountered. However, test was halted one
point from completion due to stormy weather. There was
little effect on test data. Test quality was good.
Test started at 0840 hours and ran for 550 minutes. No
problems were encountered. Test quality was good.
Test started at 1100 hours and was stopped at 1900 hours.
(Problems due to wind were encountered but the sample was
not destroyed). Results were fair to good*
CO was taken off line due to span and balance problems.
Remaining data were good.
Test started at 0828 hours and ran for 462 minutes. No
problems were encountered. Test quality was good (changed
sampling time to 22 minutes per point for inlet trains prior
to starting test).
Test started at 0934 hours and ran for 528 minutes. No
problems were encountered. Test quality was good. Excessive
number of filters were used during this test day for both
inlet trains.
Test started at 0900 hours and ran for 360 minutes. Due to
excessive amount of time needed to correct malfunctioning
equipment, the north train was utilized for only 20 points
instead of the normal 25 points. Total volume sampled for
north and south trains was 20 nr. Test quality was good.
(Changed sampling time to 18 minutes per point prior to start
of test).
Test started at 0915 hours and ran for 540 minutes. South
train traversed 30 points (see comments for Outlet-North
train for 5/11/80). No problems were encountered and test
quality was good.

�TABLE 2-1. (Continued)
Date
(1980)
5/11

5/12

Test
No.

Sampling locations

7

Hi Volume Sampler

8

Continuous
monitors
Inlet-North
Inlet-South
Outlet-North
Outlet-South

ro
i

Hi Volume Sampler

Ul
t_n

5/13

9

Continuous
monitors
Inlet-North
Inlet-South
Outlet-North
Outlet-South
Hi Volume Sampler

Test conments
Test started at 1014 hours and was stopped at 1930 hours.
Test quality was good.
CO was still off line. Backup unit was ordered but had
not arrived. Remaining data quality was good.
Test started at 0840 hours and ran for 462 minutes. No
problems were encountered. Test quality was good.
Test started at 0837 hours and ran for 528 minutes. No
problems were encountered. Test quality was good.
Test started at 1040 hours and ran for 450 minutes. No
problems were encountered. Test quality was good.
Test started at 0854 hours and ran for 450 minutes. No
problems were encountered. Test quality was good.
Test started at 1243 hours and was stopped at 1840 hours.
Test quality was good.
No CO data was being monitored. Remaining data was good.
Test started at 0833 hours and
was down at conclusion of test
quality was good.
Test started at 0815 hours and
quality was good.
Test started at 0832 hours and
quality was good.
Test started at 0818 hours and
quality was good.
Test started at 0912 hours and
Test quality was good.

ran for 472 minutes. Boiler
for grate cleaning. Test
ran for 528 minutes. Test
ran for 450 minutes. Test
ran for 450 minutes. Test
was stopped at 1820 hours.

�TABLE 2-1. (Continued)
Date
(1980)

Test
No.

Sampling locations

5/13

9

Continuous
monitors

CO was still off line, however remaining data was good.

5/15

10

Inlet-North

Test started at 0805 hours and ran for 464 minutes. Test
quality was good.
Test started at 0803 hours and ran for 528 minutes. Test
quality was good.
Test started at 0840 hours and ran for 450 minutes. Probe
was found with a cracked tip. Based on 8.9% moisture vs.
12% moisture for the other tests, it seems only the last
10 pts. were traversed with broken probe. Test quality was
fair.
Test started at 0820 hours and ran for 450 minutes. Test
quality was good.
Test started at 1110 hours and was stopped at 1840 hours.
Test quality was good.
New CO analyzer came on line. Test quality was good.

Inlet-South
Outlet-North

Outlet-South

ro
i

HI Volume Sampler

5/16

11

Continuous
monitors
Inlet-North
Inlet-South

Outlet-North
Outlet-South

Test comments

Test started at 0830 hours and ran for 462 minutes. No
problems were encountered. Test quality was good.
Test started at 0924 hours and ran for 528 minutes. Final
leak rate was not obtained, however the data was corrected
by subtracting out the last two unknown points (35 cu. ft.).
This caused little effect on the final outcome of the test.
Test quality was good.
Test started at 0808 hours and ran for 450 minutes. No
problems were encountered. Test quality was good.
Test started at 0828 hours and ran for 450 minutes. No
problems were encountered. Test quality was good.

�TABLE 2-1.
Date
(1980)
5/16

5/17

Test
No.

Sampling locations

11

Hi Volume Sampler

12

Continuous
monitors
Inlet-North
and South
Outlet-North
and South
Blank

Hi Volume Sampler

ro

i

CO
1-0
Ul

Continuous
monitors

-J

5/18

13

Outlet-North

Hi Volume Sampler
Continuous
monitors
5/19

14

Outlet-North
and South

Hi Volume Sampler
Continuous
monitors

(Continued)
Test comments

Test started at 0306 hours and was stopped at 1910 hours.
Test quality was good.
THC data reading was high (300 ppm) between 1000 hours and
1030 hours due to temporary shortage of garbage in chute.
Test started at 0928 hours and ran for 500 minutes. QA test
was performed simultaneously at Inlets on the north and the
south. Test quality was good.
Test started at 0815 hours and ran for 250 minutes. This was
the first day for the cadmium test. Test quality was good.
Test started at 0820 hours and ran for one hour at 250°F.
Test quality was good.
Test started at 1028 hours and was stopped at 1835 hours.
Test quality was good.
No problems were encountered. Test quality was good.
Test started at 0820 hours and ran for 250 minutes. For
the cadmium test the outlet was only tested. No problems
were encountered. Test quality was good.
Test started at 0800 hours and was stopped at 1305 hours.
Test quality was good.
The outlet was only tested and no THC data was recorded
since it was not required for the cadmium test. Test
quality was good.
Test started at 0810 hours and ran for 250 minutes. No
problems were encountered. Test quality was good.
Test started at 0800 hours and was stopped at 1300. Test
quality was good.
No problems were encountered. Test quality was good.

�TABLE 2-2. DAILY DATA SUWWRY

Gas Composition^'

Samplt Volume
Dm
(1980)

Tert
No.

Sampling
Location

1

5-6

2

5-7

3

00
5-8

5-9

4

5

5-10

6

5-11

7

5-12

8

""«
o"'*'
""«&lt;
Ou
"«
""«
Ou
&lt;"&lt;
°«««&lt;
""«

£2
£2
22
22
S3
22
*2S
22
22

O"""

5-4

£2

'•"«&lt;
°—
'"•«
*""•&lt;
°"&lt;"'

£2
£2
2SL
rf
22
£2

"?

THC
ppm

Stock
Temperature
*F

Molecular
Weight

Moisture

177®
172
156
156

&lt;2
&lt;2
&lt;2
&lt;2

459.47
444.88
432.76
451.27

28.26
26.52
28.33
28.41

11.66
9.S7
11.56
10.87

ACFM

DSCFM

IMMCH wtlc
Raw
• %

20.17
21.27
36.40-39.33

50332.218
61074.783
49138.650
53102.715

24952.931
31543.243
25074.591
26754.698

90.82
79.24
94.61
97.96

12.24
12.03
12.47
2.95

20.62
18.42
38.21
40.60

51452.853
52895.304
51588.415
54822.866

25077.734
26217.875
25528.869
29782.359

96.25
98.32
98.85
93.23

28.34
28.36
28.39
28.41

13.43
13.26
12.88
12.75

19.90
21.23
38.70
38.87

49665.946 24406.919
61306.230 '30511360
49556.634 24144.057
52477.069 25634.970

98.17
97.71
100.75
96.29

445.36
460.60
454.20
464.32

28.57
28.50
28.82
28.47

11.27
11.85
8.60
11.60

19.34
19.96
38.39
41.69

48268.522
57305.160
51835.952
56292.592

24418.162
28349.017
26693.503
2773X316

100.22
97.28
96.59
100.04

&lt;2
&lt;2
&lt;2
&lt;2

423.77
460.80
449.64
437.76

28.30
28.20
28.17
28.24

14.14
14.94
15.46
14.89

17.71 V
17.31
32.99
32.48

44193.534
49705.623
44544.600
43856.604

22187.466
23679.562
21337.899
21431.687

99.85
101.90
105.57
107.99

.

&lt;2
&lt;2
&lt;2
&lt;2

452.59
457.63
448.92
452.28

28.37
28.34
28.50
28.33

13.62
13.83
11.94
13.40

18.12
17.86
35.43
39.50

45257.690
51267.447
47837.327
53339.650

21770.430
24476.323
2357X100
25751.431

108.82
105.61
98.61
96.51

.

&lt;2
&lt;2
&lt;2
&lt;2

463.29
462.48
462.53
447.47

28.19
28.15
28.37
28.30

13.86
14.24
12.91
13.52

19.12
18.51
38.99
38.13

47760.487
53212.640
42103.978
61760.300

22877.439
25400.444
20345.095
30126.657

100.85
100.82
99.20
102.22

&lt;2
&lt;2
&lt;2
&lt;2

456.24
468.33
44X84
452.88

28.40
28.38
28.41
28.42

12.57
12.79
12.21
12.08

17.58
19.11
36.73
39.17

43898.069
54933.801
49586.850
52884.900

21492.745
26479.880
24703.730
26093.924

98.95
94.93
102.67
100.42

CO
ppm

GMFlow

SDCF

Nm?

256.837
135.203
317.860
324.144

7.27
3.83
9.00
9.20

11.2
11.2
11.3
11 J

7.4
7.4
7.7
7.7

408.462
379.181
418.430
457.890

11.57
10.74
11.85
12.97

9.6
9.6
10.4
10.4

10.1
10.1
9.5
9.5

159
159
171
171

&lt;2
&lt;2
&lt;2
&lt;2

459.04
445.78
442.00
451.04

28.53
28.56
28.45
29.58

324.361
400.656
403.319
407.071

9.19
11.34
11.42
11.53

9.4
9.4
9.4
9.4

9.8
9.8
9.7
9.7

IBS
185
189
189

&lt;2
&lt;2
&lt;2
&lt;2

445.55
431.46
459.04
457.78

331.522
370.826
427.497
457.496

9.39
10.50
12.11
12.96

9.9
9.9
10.4
10.4

9.6
9.5
8.9
8.9

142
142
169
169

&lt;2
&lt;2
&lt;2
&lt;2

342.697
367.809
371.551
383.750

9.77
10.42
10.52
10.87

7.9
7.9
8.1
8.1

10.5
10.5
10.7
10.7

61
61
59
59

320.564
347.607
367.971
412.061

9.08
9.84
10.42
11.87

8.8
8.8
9.4
9.4

10.3
10.3
9.7
9.7

344.803
378.495
299.617
459.634

9.76
10.72
8.49
13.02

9.8
9.8
9.8
9.8

9.0
9.0
9.5
9.5

316.551
373.034
376.483
391.172

8.96
10.56
10.66
11.06

8.7
8.7
10.4
10.4

9.7.
9.7
9.0
9.0

*

r

%

Velocity
ft/sec

�TABLE 2-2. (Continued)

G n ixMnpoiilion^1

9
Outlet
Inlet

5-15

10
Outlet

Inlet

5-16

11

ro

rwiti«t
i i-jfi)
Inler*'

5-17

12

5-18

13

5-19

14
Outlet

.

Moisture

•F

&lt;2
&lt;2
&lt;2
&lt;2

466.61
468.65
457.16
453.52

28.19
28.19
28.25
28.20

14.57
14.52
14.10
14.54

&lt;2
&lt;2
&lt;2
&lt;2

465.43
458.88
459.56
463.68

28.29
28.27
28.88
28.24

13.60
13.75
8.89
14.22

&lt;2

466.32
467.67
466.72

28.49
28.42

North
South
North
South

306.728
364.161
366.284
388.729

8.74
10.31
10.37
11.01

9.7
9.7
9.1
9.1

9.6
9.6
9.8
9.8

North
South
North
South

338.450
376.856
377.441
396.275

9.59
10.67
10.69
11.22

9.4
9.4
9.7
9.7

Il
l
98
98

North
South
North
South

353.833
357.302
404.610
416.675

10.02
10.12
11.46
11.60

11.1
11.1
11.8
11 J

8.6
8.6
7.0
7.9

88
98
M

&lt;a

North
South

324.920
331.750

9.20
9.40

10.3
10.3

10.0
10.0

80
80

&lt;2
&lt;2

218.810

6.20

10.7

9.0

84

&lt;2 .

North
South

Velocity
ft/sec

Isokinetic
Rale

ACFM

OSCFM

16.42
17.82
36.85
39.39

41015.923
51223.782
49744.800

19294.229
24032.783
23723.700

105.23
107.11
104.01

iaos
17.67
35.47
3&amp;49

45076.682
50795.373
47889.900
51958.800

21919.803
24835.199
24697.316
25113.412

102.87
102.67
102.40

11.15
11.69

ia79

46930.228

-23389.304
2S8Z3.208

101.23
93.06

MM

ii'-9

2*27
28.37

13.47
13.70

*7lf
17.25
16.85

n!ilJi?nfi nifwum

474.80
476.00
461.00

28.16

14.38

39.27

Iff8297
43045.650
48387.834

20524.938
23013.917

l?i"?
97.56
102.20

106035.080

51352.600

103.01

\

©
219.36

North
South

GaaFlow
Molecular
Weight

Nm3

Outlet

Inlet

THC
ppm

SOCF

Outlet®
Inlet

"P

CO
ppm

OtOlNM

Inlet

Stack

02

I

5-13

Sampling
Location

"-

Test
No.

wjopp

Date
(19801

Sample Volume

6.20

10.7

9.2

102

©

463,00

28.25

13.91

44.37

119798.300

57360.170

92.45

6.81

12.7

7.2

304

(!)

465.60

28.36

11.66

44.53

120233.700

69137.720

98.36

©
240.61

Test period average
High due to excessive instrument drift
Analyzer taken off line (see© )
Due to excessive leak rate in the north train. 60% of sample was collected with south train, 40% with the north
Results t 10 ppm due to drift
Inlet QA Test, Outlet 1st day Cadmium Test
Inlet sample not required for Cadmium Test
THC data not required for Cadmium Test

�These three parameters were also monitored by means of integrating
counters. Each numerical reading multipled by 150 yielded the amount of
steam in pounds, the amount of feedwater in pounds, or the amount of combustion air in cubic feet. These numbers have been included in the tables in
Appendix D in terms of 1000's of pounds or 1000's of cubic feet. The differences of these numbers were also calculated on an hourly basis to determine flow rates from these quantities and are listed under "digital integrator"
in Appendix D.
Each integrator reading is assumed to have been taken at the end of
the hour in question. For instance, the 5 PM reading represents the hour
ending at 5 PM, as opposed to the hour beginning at 5 PM. This was necessary
in order to maintain consistency, especially in the case of the integrator
differences. The difference between the 5 PM integrator reading and the
4 PM integrator reading represents the flow occuring between 4 PM and 5 PM,
and therefore is a 5 PM flow measurement, according to this end-of-the-hour
convention. Further, the digital counters recycle occasionally. Since the
counters have six digits, the largest possible number is 999,999 x 150 *
1000 or 150,000. It must also be noted that even a 5 minute delay in taking
a reading introduces a substantial error in the hourly value. Finally, these
integrator values were the only readings not routinely taken by plant personnel on a 24 hour basis. As a result, large gaps exist in this data. Averages were taken over these periods whenever possible.
The steam flow rate was also recorded on a continuous basis. This
was done by an ink pen recorder located outside the control room. The recorder plotted instantaneous steam flow values on graph paper. Hourly values
were recorded from these sheets, and are presented in Appendix D under the
heading "disc recorder". Although this instrument may have been very accurate, the operators were not always careful at aligning the paper discs.
The erratic nature of steam production at the plant was easily observable
from these plots. Oscillations of an amplitude of 30,000 Ibs/hr and a frequency of 6-10 cycles per hour seemed typical. A sample plot is provided in
Appendix D.

2-11
260

�Steam pressure, combustion air temperature, % oxygen, I.D. fan pressure,
F.D. fan pressure, furnace draft, and furnace temperature were all noted from
pointer gauges in the control room. The combustion air temperature was actually a measurement of the flue gas leaving the boiler and entering the economizer. The sensor for % oxygen was located on the ESP side of the economizer.
It must also be noted that the furnace draft and I.D. fan meters were actually
measuring a vacuum.
Other information contained in the daily process data tables includes
times of soot blowing, fuel input to Boiler No. 2, down time on Boiler No.
2, a daily barometric pressure and miscellaneous comments concerning the
boiler operation. According to plant procedure, soot blowing should have
always occurred at 3 AM, 11 AM, and 7 PM every day, but deviations from this
schedule were often observed. Fuel input is usually expressed as crane loads,
or charges of refuse. In only one instance was natural gas burned to start up
the boiler. The amount of gas burned is reported in cubic feet, but the
actual measurement involved reading a numeric counter and multiplying by
3.5. Down time is expressed as lost burning time, and was available by consulting plant records. The barometric pressure was obtained once a day from
nearby Midway airport. Comments listed on the process sheets (refer to
Appendix D) were derived from the operator's log book or by discussing plant
conditions first-hand with the operators and firemen on duty.
2.2.1 24-Hour Data
The means and standard deviations of the parameters included in the
daily process sheets were calculated on a 24-hour basis for every day of
testing. This information has been presented in Table 2-3. On some days
Boiler No. 2 did not operate for the entire 24 hour period. For these days,
data was not available on a 24 hour basis, consequently values have been calculated based on available information. Also, since the integrator differences were often averaged over long periods of time, it did not seem appropriate to provide standard deviations in these instances.
A qualitative observation from Table 2-3 indicates that the plant operation is very uniform over a time average of one day. According to the
daily process sheets, no strong diurnal variations occurred. This is not
to say that large variations did not exist. Shorter averaging times (less
2-12
261

�i ;-3. a to* "Bctss »i« rw TH cmmo mimsi micim WI«««TI».I»IT •». z
D»t«

5-4-80

5-6-8D

5-J-SU

5-8-80

5-9-80

5 M&gt;-*0

5- 11-80

5-12-89

5-13-80

5-15-80

5-16-80

5-17-80
N«M

" DUc Reorder (Ibt/hr)
Chart Recorder (ll»/hr)
Digital Integrator (tfas/hr)
SteMrrttttire (pitg)

KMOOO*
108000*
100000*

11389.3
9358.6
M

91000*
102000*
91000*

30891.2
11827.8
M

FeedMter le^er*t«r« 1&gt;F)
Cn*«tfo« Mr Flo- 3
late
Chart Recorder (ft /hr)
Digital Integrator (ftVhr)
Conbustlofi Atr Tei^erature (*F)
Veneni 0&gt;ygen

103000
»JOO»
99000

13078.3
11804.8
R»

102000
106000
103000

1T545.0
8801.8
M

HMOOO
104000
WJOOO

10309.1
M9S7.8
M

100000
WOOD
102000

11262.9
14320.8
M

94000
104000
98000

10490.6
I42D5.S
Rft

95000*
tOtOBO*
100000*

14826.7
13869.7
RM

9COOQ
102000*
97000

97000
98000
47000

97N.9
1255.0
M

M3000*
102000
100000

9330.3
94C5.0
M

V2000*
•HOW
99088

I395O.9
I3S76.9
m

92000
90000
93800

18800.6
19195.7
M

t.O

270*

4.9

284

6.8

784

7.6

2H

6.'

7R5

«J8

783

4.4

282*

7.S

6.1

782

7.0

285*

4.9

284

4.7

277

5.3

9486.8
M

104080*
86000*

793S.6
M

103000
99000*

17740.4
Rft

96000
98000

16606.7
M

M3000
102000

10908.6
M

101000
102000

12171.4
A*

102000
180000

13«68.4
Rft

102000
97000

13660.4
M

96000*
99000*

K224.4
Nt

96000*
IOODDD

9785.0
M

93000
95000

98)6.3
UK

99000
W2OOD*

17032.)
»

103800

14676 .0

87000

13947 .9

277*

3.0

?22*

3.2

220

1.0

720

0.6

220

0.8

271

1.4

270

f.l

221

2.1

270*

8.6

221

0.9

220

O.C

221

771

0.9

770

0.76

87000*
75000*

3010.4
M

79000*
74000*

S369.7
M

77000
70000

4505.8
M

8 MHO
73000

S070.5
M

77008
70080

7494.8
M

79000
77000

7979.9
R*

17000
71000

4iB5.l
«

77000
69000

46B5.C
RA

78000*
70000*

4486.0
«

78000*
72000

5348.0
RH

87000
74000

S7S3.4
W

82000
73080

5«93.7
M

80000
72000

43K.9
m

BIOOB
79000

9279.8
M

6S8*

126.3

681

642

26. t

662

27.3

67D

615

38.9

653

651*

71.5

660

66C

73.0

«51

25.8

67S

31.2

V*.I*

21.7
ln
.

tt.B*

5.0

10.5

306.0

1209

39.4
1.5C

\ZA

1.6

U.I

t.55

(t.O

20.1
\A\

U.I

t.JB

11.1

77.4
1.M

66S*

49.7

M.7*

2.M

1168*

108.7

283

983'.B
9367.3
m

5-19-80
o

98000*
97000*

m*

284

8868.5
99*9.8
M

PteM

283*

Fec«Wt«r F!M flat*
Chart Recorder (Ita/hr)
Digital Integrator (Ibi/hr)

59.4

»3000
W8000
107000

5-M-80
•

11.1

1.35

13.5

3S.4
2.13

MM

8.93

1. 12

•MOO

M.I

m

1.50

nooo

12.6

*

1.20

MjO
»?0

Fwnace Te^wrater* (f)

1178*

* Does not raprtimt fall 24-hB«r period

NJ
ON

ro

*1.2

1096*

RK • Rot JlpproyrUtt

71.0

IH?

72.7

1189

107.8

1164

77.3

1203

186.4

1)60

«8.l

1170

65.S

1112

60.8

1204

78.«

1207

«.6

1081

99.0

2-13

�than an hour) would indicate large swings, and this is reflected in the
large standard deviations for steam production in Table 2-3. This was due
to the intermittent nature of fuel feed to the boiler. However, these production swings did not depend on time of day or day of week. Consequently,
it was possible to calculate means and standard deviations over a large
number of test days. This has been done for all of the test days (refer to
Table 2-4). An examination of data in Table 2-4 indicates that the standard
deviations are smaller than most of the standard deviations in Table 2-3.
Although variations may be expected to decrease over longer averaging times,
this would not be true if certain days had significantly different modes of
operation. The aforementioned therefore indicates that the Chicago Northwest Incineration facility operates in essentially the same mode 24 hours a
day, 7 days a week, although instantaneous swings in steam production do
occur continuously over short time intervals (less than one hour).
2.2.2

Test Duration Data

Means and standard deviations have been calculated on a test duration
basis for all of the test days. This information has been provided in Table
2-5. The discussion on diurnal variations pertaining to the 24-hour data
also pertains here, although the standard deviations should, in general,
be smaller due to the shorter period of time being considered. An examination of the data in Table 2-5 bears this out.
None of the data in Table 2-5 appears particularly anomalous. No significant variation in steam production occurred from day to day indicating
a rather consistent fuel feed rate during the duration of the tests. Some
days exhibited wider variations as reflected by higher standard deviations,
particularly on the 19th of May, The variation of feed water flow does not
corelate well with the variation in steam production. The operating parameters seemed to fluctuate rather independently, without any pronounced impact on other aspects of plant operation.

2-14
263

�TABLE 2-4. MEANS OF THE MEANS FOR 24-HOUR PROCESS DATA, ALL TEST DAYS,
CHICAGO NORTHWEST MUNICIPAL INCINERATOR.

Parameter
Steam Flow Rate (Ibs/hr)
Disc Recorder
Chart Recorder
Digital Integrator
Steam Pressure (psig)
Feedwater Flow Rate (Ibs/hr)
Chart Recorder
Digital Integrator

Mean

a

99,000
103,000
99,000
282

4,516.8
3,577.0
4.02

99,000
97,000

4,822.7
5,445.5

221

0.7

79,000
72,000

2,016.4
2,593.3

663

21.2

Feedwater Temperature (°F)
Combustion Air Flow Rate (ft /hr)
Chart Recorder

Digital Integrator
Combustion Air Temperature (°F)
% Oxygen

11.8

1.23

I.D. Fans Pressure (inches H20)

2.6

0.22

F.D. Fans Pressure (inches H20)

14.1

0.38

Furnace Draft (inches H20)

0.23

Furnace Temperature (°F)

1,160

2-15
264

.061
41.5

�UBXE 2.-, . UST DUMIHBI mass D*U rot rat CHICAGO miMCSi mnicirni
Date

5-4-80

5-6-80

S-7-M

5-8-80

5-9-80

5-10-80
"*an

StewFlw **t*
Disc R«cor4er (Ita/hr)
Chart *«C«ntor (lb»/hr)
Dljltal InteyHOr (Ibt/hr)
StM«Pr«wrc (Bilg)
F

*ctjrt*»«iXV(IH/hO
Bt.ltll iHtefritor (m/V)

FertMtcr tv-twratw-c (T)
CvtwsttM Air Flo. lite
Chart Recorfer (rtVhr)
Olfltal Integrator (ftVhr)
Cnatasttwi Air Te-veratwe (T)
Percent 0*rf*«

FBTMCC TtJV«ratvrc (*F)
• SOME data points tr* mi**l*i

96000
103000
91000

HH46.3
11319.2
W

98000
104000
104000

17676.4
7H6.1
M

W7000
1IB8O
108006

286

7.4

286

7.0

288

95000
90000

7SS9.3
M

104000
100000

7146.1
M

M8000
183000*

22J

3.6

221

2.1

87000
7MMO

3770.1
M

79000
74000
701

724
K

-*

1M9

26.2
'-*'

45.8

»•'

T20S

Ne«n

17509.6
12878.7
*

110000
11)000
113000

8165.6
3500.0
IN

103000
112000
MKOBO

12202.5
16465.8
M

99000
109008
WWOO

11121.8
12)01.8
M

4.1

284

6.1

290

8.0

288

6.)

284

S.S

285

5.0

8738.6
M

9SOOO
H2000

24494.9
M

114000
I MOOT

4I8S.6
M

tMOOO
WS008

18C09.6
M

107000
KKOOO

1)64 JJ
M

103000
H3000

KH43.5
M

220

1.5

220

0

271

1.7

221

14

222

3.1

4743.4
M

77000
690OD

4101.0
M

80000
73000

3503.2
M

77000
67000

3492.1
Hft

79000
70008

8350.6
M

76000
69000

MM.*
M

76000
7 1000

5186.5
M

31.4

6TB

33.2

646

29-*

676

28.5

611

27.1

G92

653

18.9

S9.9

»•*

1275

'•"

52.4

"•*

1189

'-u

71.8

220

*•'

1290

9

'•**

67.9

tt

-°

12(75

2 n

-

100.6

94

1264

21.6
1.64

M.S

97000*
tOSOOO
105000

5- 1?-BO
•

110000
111000
104000

'-14

63S6.1
9)42.8
«

S- 1 1-80
•

M.S

I19S

11BB6.0
MH22.0
HA

1.83

121.2

ttun

S- 11-80
«

96000
10 WOO
KXDOO*
284

102000
WOOOO*
220

77000*
68000*
672

11.1

UN

Ncln

1)785.7
N319.4
M

95000
94000*
100000

6.8

287

6687.5
IN

98000*
104000

0.*

220

5669.5
IN

77000*
70000

38.8

S- IS 80
•

657

1.42

48.1

11.2

1188

II2'6.)
3*11.1
M
3.5

8292.6
M

0
U74.7
M
23.1
1.32

73.8

HCM

5- 16-80
•

95000
99000
92000
287

93000
9)000
220

88000
72000
647

14.0

1129

10 MB. 8
7153.6
M
3.3

10972. &gt;
M

0
H43.4
M
28.7
1.01

64.7

5- 17-80
•

NCM

10)000
106000
94000
289

104000
84000222

81000
67000
671
9.8

12)8

Plean

8533.4
879S.2
IW

5-18-80
a

HTOOO
106000
104000

Mean

11604.6
33M.6
M

79000
82000
7 NOD

23741.7
3Q7H.J
HI

2.9

288

2.4

281

2.5

8266.4
M

108000
117000

5000.0
M

80000
7 WOO

1789S.S
M

0.9

221

1.2

222

1.0

SHOO
69000

2500.0
M

4313.S
-ft
75.8
l.ZS

62.6

80000
73000
690
D.9

1269

0
M
8.2

37.5

68.1

645

1.64

13.1

T019

W • MH Appropriate

hJ

Ul

5- 19-80
•

2-16

1.11

134.1

�2.2,3

Meekly Refuse and Residue Inventory

All refuse and residue hauling trucks entering and leaving the incinerator plant were carefully weighed. This facilitates the accurate characterization of overall inputs and outputs. However, there is no accurate way of
proportioning these materials between specific boilers for a given period of
time. Any attempt to determine the fuel burned or ash discharged from Boiler
No. 2 can only be an approximation.
Chicago Northwest Incinerator maintains inventory sheets listing inputs
and outputs from the facility on a weekly basis. Relevant data from these
sheets have been reproduced in Table 2-6. The weight of refuse received was
measured on scales before and after the refuse trucks released their loads.
The volume of refuse received was determined by multiplying the number of
truck loads by the volume of each truck (19.5 cubic yards). Density of the
refuse was estimated using these two measurements, and is therefore the density of refuse inside the trucks. In order to quantify the amount of refuse
burned, the number of loads, or charges, handled by the grab bucket cranes
were noted for each boiler. A total number of charges are listed in Table
2-7. The charges delivered to Boiler No. 2 are given in the daily process
data sheets on a shift basis. These are provided in Appendix D,
To approximate the amount of refuse burned in Boiler No. 2, it is necessary to determine an average weight per charge, since the number of charges
fed into this boiler are known (Appendix D). The method for doing this,
however, is not entirely obvious. When refuse trucks enter the plant, they
discharge their contents into a large storage pit. Although the weight of
refuse added to the pit is well characterized for each weekly period, the
carry-over of material from week to week cannot be accurately measured.
Furthermore, this carry-over is quite variable over the length of time being
considered. It is also significant, as the pit is sometimes over half full,
corresponding to roughly 5000 cubic yards of refuse. It is necessary to
quantify the carry-over in terms of weight, so that the total weight of
refuse burned, and hence, the average weight per charge, can be approximated.
This can be done by 3 different methods.

2-17
266

�TABLE 2-6.

WEEKLY INVENTORIES OF REFUSE AND RESIDUE AT THE CHICAGO
NORTHWEST MUNICIPAL INCINERATOR (ALL BOILERS).
4/28/80
to
5/4/80

5/5/80
to
5/11/80

5/12/80
to
5/18/80

5/19/80
to
5/25/80

6,746.65
24,490
551

9,152.34
29,618
618

7,902.34
26,561
595

8,720.21
28,778
606

84

65

61

42

65

61

42

42

5,205

5,710

5,952

4,714

2,771
7,212
28,562

3,240
9,250
36,634

2,812
8,367
33,138

3,700
8,720
34,535

2,511
3,100

2,500
3,086

1,815
2,240

2,904
3,585

Metal fraction (tons)
Metal fraction (cubic
yards)

949
5,423

750
4,286

1,514
18,651

629
3,594

Total ash (tons)
Total ash (cubic yards)

3,460
8,523

3,250
7,372

3,329
10,891

3,533
7,179

70%

80%

67%

79%

52%

65%

60%

60%

Refuse Received
By weight (tons)
By volume (cubic yards)
Density (lbs/yd3)
Storage Pit Condition
At beginning of week
(% full)
At end of week (% full)
Refuse Consumed
# charges burned
Average weight per
charge (Ibs)
Total weight (tons)
Total volume (cubic
yards)
Residue
Fine ash fraction (tons)
Fine ash fraction (cubic
yards)

Volume Reduction
thru incineration
Weight Reduction
thru incineration

2-18
267

�TABLE 2-7.

CHARGES FED TO EACH BOILER ON A SHIFT BASIS CHICAGO
NORTHWEST INCINERATION FACILITY
Unit
No. 1

Unit
No. 2

Unit
No. 3

88
101
101
27
89
35
-78
75
38
94
101
101
97
33
27
62
20
94
36
101

98
99
100
94
101
90
94
101
94
49
98
100
98
101
100
102
99
97
96
12
--

101
100
101
89
97
94
99
94
95
45
93
98
95
96
102
96
97
98
93
101
100

Total for week 1398

1823

1984

Date, Shift

4-28,
4-29,
4-30,
5-1,
5-2,
5-3,
5-4,
5-5,

2nd
3rd
1st
2nd
3rd
1st
2nd
3rd
1st
2nd
3rd
1st
2nd
3rd
1st
2nd
3rd
1st
2nd
3rd
1st

2-19
268

Unit
No. 4

Total
287
300
302
210
287
219
193
273
264
132
285
299
294
294
235
225
258
215
283
149
201

0

5205

�TABLE 2-7.

Date, Shift

5-5, 2nd
3rd
5-6, 1st
2nd
3rd
5-7, 1st
2nd
3rd
5-8, 1st
2nd
3rd
5-9, 1st
2nd
3rd
5-10, 1st
2nd
3rd
5-11, 1st
2nd
3rd
5-12, 1st
Total for week

Unit
No. 1

Unit

106
83
102
104
70
37
14 .
101

(Continued)

• •
•

No. 2

Unit
No. 3

-._
68
112
99

101
86
103
107
111
98

77
102
102
101
101
101
98
52
101
103
102
99
104

84
100
81
101
100
100
98
100
99
101
100
102
101
105
103

83
97
101
101
98
100
100
101
101
100
102
103
101
102
100

1860

1754

2096

Unit
No. 4

2-20
269

Total
207
169
205
279
293
234
181
298
259
304
300
301
299
302

298
253
303
308
304
306
307

0

5710

�TABLE 2-7. (Continued)

Date, Shift

5-12, 2nd
3rd
5-13, 1st
2nd
3rd
5-14, 1st
2nd
3rd
5-15, 1st
2nd
3rd
5-16, 1st
2nd
3rd
5-17, 1st
2nd
3rd
5-18, 1st
2nd
3rd
5-19, 1st
Total for week

Unit
No. 1

Unit
No. 2

Unit
No. 3

39
97
102
104
98
100
98
94

99
99
100
100
60
--96

98
99
100
104
103

236
295
302
308
261

100
96
102

200
194
292

106
105
107

104
106
108
106
97

110
107
106

no

85
108

320
318
321
324
220
330

98
118

112
97
114

112
98
108

334
293
340

106
75
--

108
104
118

109
105
124

--

105

110

323
284
242
215

1943

2194

108
38
112

no

1815

Unit
No. 4

no

2-21
270

0

Total

5952

�TABLE 2-7.

(Continued

Unit
No. 1

Unit
No. 2

Unit
No. 3

5-19, 2nd
3rd
5-20, 1st
2nd
3rd
5-21, 1st
2nd
3rd
5-22, 1st
2nd
3rd
5-23, 1st
2nd
3rd
5-24, 1st
2nd
3rd
5-25, 1st
2nd
3rd
5-26, 1st

„
103

110
105
104
118
110
100
106
90
80
105
100

114
105
106
100
108
103
104

Total for week

416

Date, Shift

104
120
__
—
-68

21
-__
—
-__
—

—
__
—
—
-—

107
105

2139

107
107
102
98

105
94
101

105

2-22
271

Total

224
313
314
338
218
203
210
246
183

88
82
107
100
104
104
100
92
107
101
104
108
102
100

2159

Unit
No. 4

212
200
211
211
202
190
212
195
205
213
209
205

0

4714

�The first method involves using visual measurements of the pit volume
taken at the end of each week. This "pit estimate" can then be used in association with the density of the incoming garbage to approximate the weight
of refuse in the pit. Then the average weight per charge can be determined
by the following equation:
Average wt
per charge

(pit estimate for previous week - pit estimate
~ + refuse delivered) * total number of charges

All terms in parenthesis must be expressed as weights. This method however
has a drawback in that the density in the pit is probably not the same as
the density inside the refuse trucks, since the refuse inside the trucks is
compacted and is liable to expand somewhat as the trucks are unloaded.
The second method is essentially the same as the first, but a different
assumption is made for pit density. It seems likely that the level of compression would have a more pronounced effect upon the refuse density than
the actual characteristics of the refuse. Since the compaction inside the
pit is always similar, one would also expect the density in the pit to be
reasonably constant. In principle, this is the method applied by the plant
personnel, but in practice it is not consistently used by them. It has been
found from plant operational experience that a density of 505 Ibs/yd is
typical of the pit contents. Therefore, this value can be used as an assumed
density, and the pit estimates used in the equation as before.
The third method circumvents the problem of pit estimation entirely.
Assuming that every charge constitutes a full load of the crane grab bucket,
the weight of the charge can then be estimated by multiplying the maximum
volume of the bucket by an assumed density. The maximum volume of the bucket
is five cubic yards. The primary disadvantage of this method is that any inaccuracy in the density is directly reflected in the average weight per charge.
In this report the second method was chosen as the most appropriate,
and the values for total refuse consumed and average weight per charge were
tabulated (refer to Table 2-6 ). A constant, assumed pit density (assumed
in method 2) was preferred to a variable "measured" density of method 1.

2-23
272

�Furthermore, a "bad" density assumption will cause smaller errors in the
first and second cases than in the third case. The second method can be
summarized as follows:
Volume of refuse in pit = pit estimate (% of total volume) X total pit volume
100
total pit volume = 9700 yd3
Weight of refuse in pit = volume of refuse in pit X refuse density in pit
assumed refuse density = 505 Ib/yd
Weight of refuse
incinerated per week = (weight of refuse in pit at beginning of week
- weight of refuse in pit at end of week +
weight of refuse delivered)
Average weight per
charge
= total weight of refuse incinerated
total number of charges
Volume of refuse
weight of refuse incinerated
incinerated
- assumed refuse density
The amount of fine ash and metal fractions produced by the incinerator
during the test period are listed in Table 2-6 . It should be noted that
these are the amounts leaving the plant during this time period, and are
not necessarily the same as the ash being produced during this period.
Since no account has been taken of any carry-over from week to week, it can
only be assumed the carry-over is similar each week. In order to obtain
total ash, the metal and fine ash fractions were summed together. The ash
volumes were calculated using the following densities:
Density of fine ash fraction = 1620 Ibs/yd
Density of metal fraction
= 350 Ib/yd3
These values are based on previous analyses done by the plant, and have been
assumed to be typical. Since all of the combined ash was subjected to a
water quench, these weights incorporate a rather large moisture content.
However, no better characterization was available. The volume and weight
reductions achieved through incineration have been calculated as an indication of how efficiently the boilers were operating.

2-24
273

�The ash produced by each boiler can be estimated by either of two ways.
First, by estimating the number of hours each boiler was down, the total number of operating hours can be found, and an approximate ash production rate
per boiler operating hour can be calculated. All necessary information concerning boiler down hours is presented in Table 2-8. Alternatively, by knowing the number of charges fed to the boilers in a weeks time, an approximate
ash production rate per charge of refuse can be calculated. A distribution
of charges fed to each boiler on a shift basis is presented in Table 2-7.
2.3 CONTINUOUS MONITORING DATA

Table 2-9 presents daily averages of 02, C02, CO, total hydrocarbons,
and ambient temperature as monitored by continuous data logging instrumentation over test duration periods. Hydrocarbon values were consistently lower
than the instrument sensitivity of 2 ppm. Most of the data indicates very
little variation except for the CO values. The rapid change between May 8,
1980 and May 9, 1980 was due to instrument drift, which places doubt on the
validity of the previous data also. The CO analyzer was taken off line, and
a new one replaced on May 15, 1980. The high CO value on May 19, was due
to unusally high moisture in the fuel on this day. Moreover, the operators
did not compensate for the wet feed by changing boiler condition. They were
reluctant to change conditions because a new supply of dry feed was anticir
pated. The high moisture content in the fuel probably inhibited combustion
and made burning less efficient. This is reflected in higher 02, lower C02,
and higher CO concentration as compared to those on normal operating days.
In Table 2-10, values of percent oxygen measured in the control room
and by TRW continuous monitoring instrumentation are compared. The control
room readings were observed to be higher than the 02 analyzer readings on
all days except one. This is unusual since the readings should be identical.
In any event, the 02 analyzer should either yield identical or higher readings, because the sample was obtained further downstream and any leakage in
the duct would tend to increase the 02 level of the gas stream. This discrepancy could be due to offset instrument calibrations. It must be noted
that the 02 analyzer indicating lower readings was calibrated (for zero and
span) prior to the start of testing and also after the testing concluded for
each test day. The control room oxygen analyzer was calibrated once a week.

2-25
274

�TABLE 2-8. DOWN TIME EXPRESSED AS LOST FURNACE HOURS FOR THE ENTIRE
CHICAGO NORTHWEST INCINERATION FACILITY

Unit

Unit
No. 2

Unit
No. 3

Unit
No. 4

Total

16

0
0
1

8
0
15
9

5
0
0
7

0
0
0
6
0
0
0

24
24
24
24
24
24
24

25
32
41
43
24
39
40

~57~

^T3~

T-

T5S~

2~4T~

0
5
13
2
0
5
0

24
12
0
2
0
0
0

0
0
0
0
0

24
24
24
24

48
41
37
28

0
0

24
24
24

24
29
24

25

38

0

168

231

5
0
0
0
6
0
11

0
5
16
0
1
0
0

0
0
0

29
29
40

0
0

24
24
24
24
24
24
24

~22~

"22"

^r

T58~

2l3~

10

0

8
18
23
24
24
24

0

0
0

24
24

0
0
0

0
0

24
24

0

0
0

1

0

24
24
24

34
32
42
47
48
49
48

Total for week

131

0

1

168

300

Total

235

73

8

672

988

Date
4-28-80
4-29-80
4-30-80
5-1-80
5-2-80
5-3-80
5-4-80
Total for week
5-5-80
5-6-80
5-7-80
5-8-80
5-9-80
5-10-80
5-11-80

Total for week
5-12-80
5-13-80
5-14-80
5-15-80
5-16-80
5-17-80
5-18-80

Total for week
5-19-80
5-20-80
5-21-80
5-22-80
5-23-80
5-24-80
5-25-80

No. 1

1
8

0

1

Total possible hours • 2688
Hours lost » 36.8%
2-26
275

24
32
24
35

�TABLE 2-9 .

Sampling
Location

oz (»)

Date
(1980)

CONTINUOUS MONITORING DATA

co2

Mean

a

Mean

CO (pom)

(*)
a

THC (ppm)

Mean

o

Mean

a

*nb1ent
Temperature (°C)
Mean
o

ESP Inlet
ESP Outlet

7.4
7.7

1.07
0.82

172
156

32.76
25.38

&lt;2
&lt;2

24.7

2.36

5-6

9.6
10.4

1.43
1.37

10.1
9.5

1.34
1.20

163
171

20.92
25.04

&lt;2
&lt;2

15.5

5.45

5-7

9.4
9.4

1.06
1.78

9.8
9.7

0.96
1.51

185
198

17.28
44.88

&lt;2
&lt;2

11.6

1.10

Inlet
Outlet

I

1.38
0.90

Inlet
Outlet

N&gt;

11.2
11.3

Inlet
Outlet

ro

5-4

5-8

9.9
10.4

1.98
1.81

9.5
8.7

1.B1
1.43

142
169

51.32
90.54

&lt;2
&lt;2

10.0

1.21

Inlet
Outlet

5-9

7.9
8.1

1.09
1.62

11.0
10.7

0.96
1.37

78
71

38.76
38.66

&lt;2
&lt;2

14.1

1.98

Inlet
Outlet

5-10

8.8

1.36

&lt;2

18.4

3.56

1.74

10.3
9.7

1.38

9.4

Inlet
Outlet

5-11

9.8
9.8

1.18
1.58

9.5
9.5

1.06
1.05

&lt;2
&lt;2

16.7

1.77

Inlet
Outlet

5-12

9.6
10.4

1.11
1.69

9.7
9.0

0.89
1.42

&lt;2
&lt;2

12.4

0.66

Inlet
Outlet

5-13

9.7
9.6

1.67
1.42

9.6
9.8

Inlet
Outlet

5-15

10.2
9.6

1.51
1.47

Inlet
Outlet

5-16

11.1
11.8

Inlet
Outlet

5-17

Inlet
Outlet

5-18

Inlet
Outlet

5-19

1.54

Instrument Malfunc. tion .,

&lt;2

H

n

N

M

.38
.14

"

"

&lt;2
&lt;2

11.6

5.60

9.4
9.7

.38
.18

112
98

36.01
25.70

&lt;2
&lt;2

15.6

2.71

1.39
1.32

8.5
7.9

.18
.16

88
98

61.92
75.58

&lt;2
&lt;2

16.3

1.19

10.3
10.7

0.90
1.36

10.0
9.0

0.75
1.17

80
84

29.61
27.26

&lt;2
&lt;2

12.8

1.23

Kl_«.

12.0

1.34

0.93

not Required

10.7

u_a.
HOt Required

13.0

0.96

12.7

1.86

n^+ .

n-.*- -.

taken for outlet only
0.35
102
9.2

—•
18.71

taken for outlet on 1 y
304
1.69
7.2

184.86

�TABLE 2-10.

Testing
Date

5-4
5-6
5-7
5-8
5-9
5-10
5-11
5-12
5-13
5-15
5-16
5-17
5-18
5-19

MEANS OF PERCENT OXYGEN TAKEN BY CONTROL ROOM
GAUGE AND 0« ANALYZER FOR TEST DURATION
Control
Room (%)

16.4
10.1
10.3
11.5
9.2
12.0
9.8
10.3
11.1
11.2
14.0
9.8
10.9
13.1

2 Analyzer
Difference
(ESP inlet) (%) (Control Room Analyzer)

11.2
9.6
9.4
9.9
7.9
8.8
9.8
9.6
9.7
10.2
11.1
10.3
10.7
12.7

2-28
277

5.2
0.5
0.9
1.6
1.3
3.2
0.0
0.7
1.4
1.0
2.9
-0.5
0.2
0.9

�3.0 PLANT DESCRIPTION
Chicago Northwest Incinerator is located south of W. Chicago Avenue
between the tracks of the Chicago and North-western Railway on the west and
Kilbourn Avenue on the east. The principal building of the complex is the
Incinerator, a multi-storied structure of reinforced concrete with dimensions of 330 feet by 180 feet and with a maximum height of 79 feet from
grade to the main floor. The lowest part of the structure is the floor of
the refuse storage pit, approximately 37 feet below grade. To the south of
the Incinerator Building and connected to it by the residue conveyors enclosure is the Ash Discharge Building. To the north is the Incinerator
Office Building which also houses the maintenance shops. Two stacks each
250 feet in height are located east of the Incinerator Building. The electrostatic precipitators and the induced draft fans are situated between the
Incinerator Building and the stacks. The Chicago Northwest Incinerator layout is shown in Figure 3-1. The general characteristics of the Chicago
Northwest Incinerator are listed in Table 3-1.
3.1 General Description
Refuse is delivered to the dumping pit of the plant by trucks which
back into position above the refuse pit. From the refuse storage pit, crane
grapple buckets pick up the refuse and dump it directly into the four furnace
feed hoppers. The furnace feed hoppers open into feed chutes which feed automatically onto the stoker grates of the four furnaces.
The grates operate with a reverse-reciprocating action producing an
initial downward movement of the refuse and then an upward movement. This
combined movement results in a tumbling action. The motion of the grates,
an underfire grate jet action, and overfire air jets above the grates all
combine to promote highly effective burn-out and complete oxidation of the
furnace gases.
The hot furnace gases travel through five boiler passes enroute to the
electrostatic precipitator (ESP). Approximately 110,000 pounds of steam is
generated by each of the four boilers. In passing through the boiler, the
3-1
278 '

�WEIGF
STATION

^STACKS

CHICAGO NORTHWEST INCINERATOR

ELECTROSTATIC
PRECIPITATOR

ASH REMOVAE
EQUIPMENT
INCINERATOR
286
REFUSE STORAGE PIT

I
IN)

330' TIPPING FLOOR AREA

VO

SERVICE
STATION

PARKING AREA

Figure 3-1. Layout of plant site

�TABLE 3-1. CHARACTERISTICS OF CHICAGO NORTHWEST
INCINERATOR
Number of incinerator units
Number of refuse cranes
Number of chimneys

Refuse pit capacity
Capacity of each crane bucket
Average heating value range of refuse
Capacity: Refuse
Steam Generation
Furnace temperature
Stack gas temperature
Gas cleaning equipment
Precipitator efficiency
Precipitator outlet grain loading

4
3
2, each 250 feet high
9,700 cubic yards
5 cubic yards
5,000 BTU/lb
1,600 tons/days
440,000 Ibs/hour
1,500° - 2,000°F
450°F
4 electrostatic precipitators
972
0.05 grains/std. cu. ft.

gases are reduced in temperature to approximately 450°F.
The residue from the grates and the fly ash collected by the ESPs are
dumped into the ash discharger. The discharger which is partly filled with
water quenches the ashes and via residue conveyors transferred to the ash
building. The ashes are then screened. Salvageable metals are sold for
reuse. The remaining ashes are taken from the ash building by trucks and
used in construction projects or places as sanitary landfill.
A line diagram of the Incinerator is presented in Figure 3-2.
3.2 DETAILED DESCRIPTIONS
3.2.1

Refuse Handling

Mixed refuse from domestic sources 1s brought to the incinerator
plant in collection trucks, each truck has a capacity of 5 tons or 25 cubic
yards. The refuse averages 400 pounds per cubic yard. The refuse varies
considerably in consistency and moisture content over a period of time and

3-3
280

�r
TRUCKED
REFUSE

FEED MATER

AIR COOLED
CONDENSERS

UPSCALE

REFUSE
DELIVERY

PIT

EH
i

REFUSE
FEED
HOPPER

I
BOILER
OVERFIRE

•&gt;

COft€RCIAL
STEAM

STEAM
DRUMS

INTAKE
FAN

i.

•

BOILER
HOPPER

FLY ASH

(ECONOMIZER]
1 HOPPER 1

AIR

hO
00

S
T
A
C
K

1

HOPPER

i

f
f
ASH
DISCHARGE
HOPPER

STOKER
GRATES

COMBINED

ASH
SIFTING
GRATES

I

FORCED
DRAFT
FAN

HEAVY
METALS

Figure 3-2. Flow diagram of Chicago Northwest Incinerator

FINE

ASH

�this condition is reflected in the changeable calorific (heat) content of
the refuse.
Trucks are weighed over scale platforms. After weighing these trucks
are directed to eleven stalls in front of the refuse storage pit. After
depositing their load the trucks leave the building through doors in the
south end. Refuse items that are too large to be handled through the charging hopper and feed chute (such as mattresses, upholstered furniture, etc.)
are removed. Bulky metal objects from the storage area are removed by trucks.
The refuse storage pit has a storage capacity of 9,700 cubic yards or
1,940 tons or sufficient "fuel" to last 29 hours when the four incinerators
are operating normally. This necessitates refuse collection on six days of
the week. However this is not always possible due to various reasons such
as unfavorable weather etc. At such times auxiliary gas firing is utilized
to meet steam demand and to keep the furnaces from cooling down.
The refuse is removed from the pit by one of three transfer cranes.
These cranes are overhead, high speed, two-girder, single trolley, travelling, grab bucket cranes each of 8.5 tons capacity handling mixed refuse
from the storage pit to the furnace charging hoppers. An auxiliary hoist
of 2.5 tons capacity is provided on each of the end cranes and mounted on
crane trolleys. Each crane bucket has a 5 cubic yard capacity and is a fourline, line-type grapple. All crane components are electric motor driven
under control of an operator in a cab suspended from the bridge and located
so as to permit the operator to see the bottom of the refuse storage pit as
well as the charging hoppers. The cranes are capable of performing a maximum of 29 cycles per hour per crane including an allowance of approximately
20 percent for rehandling refuse and other interruptions. The cranes span
44' - 8" center to center of rails and the crane runaway is 286' - 0" in
length.
Crane operations are manually controlled from within each respective
crane cab. Each refuse transfer crane was initially equipped with solidstate computerized weighing systems to record the amount of material charged
into the hoppers by each crane and also record into which hopper the material
is charged. Due to various problems the use of the solid state systems was
abandoned and now the number of times the refuse is charged into the hopper
3-5
282

�is monitored manually by the crane operator.
of 5 cubic yards capacity.
3.2.2

Each charge is assumed to be

Refuse Burning

The plant has four incinerators each having a nominal burning capacity
of 400 tons per 24 hour day. Each incinerator has a charging hopper, feed
chute, hydraulic powered feeders and stoker (manufactured by Josef Martin,
Germany), boiler, economizer and fly ash hoppers. Draft throught the furnace (boiler) is provided by forced draft fans, overfire air fans and induced
draft fans.
Refuse in the charging hopper of each incinerator flows by gravity
from the hopper to three stoker feeders through a feed chute, the lower
portion of which is water cooled. Near the bottom of each charging hopper
is a hydraulic powered pivoted type gate normally open but closed when the
feed chute is empty of refuse. The charging hopper gates are manually controlled through operation of a four-way valve on the charging floor. The
stoker feeders at the bottom of the feed chute push the refuse into the
stoker by the reciprocating action of their hydraulic powered rams. The
stokers of each incinerator are assembled with three runs or sections and
have a sloping activated surface consisting of 17 rows of grate steps.
The grate sections incline from the hortizontal at an angle of 26°, the
lower end being at the rear. The stoker is of the reverse acting, reciprocating grate type. Alternate lateral rows of grate steps have controlled continuous reciprocating action with the moving grate steps pushing
in reverse direction to the flow of refuse. This action moves a portion of
the burning refuse under the unignited material and thereby effects an agitation and blending of the whole burning mass. Combustion air entering
from below the grates cools the grates, helps to agitate the burning refuse
and supplies the oxygen which produces a maximum burn-out in the shortest
length of grate travel.
Although the spacing between the grate bars comprises less than two
percent of the total grate area, it is still possible for small siftings
or ashes to find their way through the grate. These ashes are handled by
the automatic sifting discharge which extends underneath the air plenum
chambers serving the stoker. At regular intervals high pressure air is
3-6
283

�directed through the siftings channel, driving the siftings into the ash
discharges.
In order to obtain maximum burn-out, the depth of the refuse bed is
controlled by automatic discharge or clinker rollers located at the end of
the grate. As the residue reaches this point it is dumped into the Martin
ash discharger where it is immediately quenched in water. The residue,
following quenching by means of a hydraulic powered ram is pushed up an
inclined slope which permits draining. This produces a residue of less
than 15 percent moisture, and permits dry type conveying. In addition to
quenching, the ash discharger also serves as a water seal for the furnace.
This seal prevents infiltration of air into the furnace which is under negative pressure.
Each refuse burning boiler is provided with two gas burners suitable
for use with natural gas. They are automatically controlled and have an
electric ignition.
3.2.3

Residue Handling

The residue leaving each incinerator ash discharger passes through
a hydraulically operated bifurcated chute to one or the other of two residue conveyors. These apron type conveyors travel at a rate of 17 feet per
minute and have a capacity of 35 tons per hour. Only one conveyor operates
at a time and extends horizontally past the four incinerators. It discharges
its load onto rotary screens and storage hoppers in the Ash Discharge building. The electric motor driven rotary screens separate material larger than
2 inches in diameter from smaller sized material. Hydraulic power operated
diverting chutes are provided to direct the flow of residue away from the
rotary screens and into a bypass hopper.
Material from the hoppers is removed from the plant by motor trucks.
The weight of the residue leaving the plant is measured and recorded at the
weighing station.
The residue conveyors also receive and transport stoker grate siftings
and fly ash accumulations from the boiler hoppers, economizer hoppers, and
the electrostatic precipitators. Stoker grate siftings collect in six hoppers under each of three stoker grate sections. The siftings are conveyed
3-7
284

�to the residue conveyors through automatically controlled, pneumatic cylinder actuated ash dampers to ducts connected to the residue discharge (drop)
chute. Boiler fly ash is collected in four hoppers and the front two hoppers
discharge to the stoker grates through ducts equipped with pneumatic cylinder
actuated pendulum dampers. The rear two hoppers discharge to the residue
discharge chute through a common connecting pipe equipped with slide gate
and an electric motor driven rotary valve. Fly ash from the economizer
hoppers passes through a common pipe connected to the discharge end of the
conveyor handling fly ash from the electrostatic precipitator. The two fly
ash hoppers located under each precipitator discharge ash onto a drag conveyor which transmits the fly ash into the incinerator building onto a conditioning conveyor. This conveyor discharges into the residue discharge
chute. Water is mixed with the fly ash in the conditioning conveyor.
The fly ash handling system is designed for continuous operation and
the various devices are actuated from controls on the stoker panel. The
control of residue handling equipment is manual.
3.2.4

Steam Supply

Refuse with a calorific value of approximately 5,000 BTU per pound at
the rate of 400 tons per day is used to generate 110,000 pounds per hour of
steam at 250 psig. Each boiler has the capacity to produce up to 135,000
pounds/hour of steam. The stokers and boiler heating surfaces are designed
to receive refuse of up to 6,500 BTU/lb. The allowable design of the stoker
grate loading is 65 Ibs/sq.ft. per hour and thus the average stoker heat
release is 325,000 BTU per hour/sq.ft. of projected grate area.
The boilers are convection, water well, natural circulation types with
economizers. Each boiler has 19,776 sq.ft. of heating surface and is designed for a 300 psig working pressure.
Steam produced in the boiler accumulates above the water surface in
the steam drum and leaves the drum through double row of tubes connected to
the saturated steam header outside of and supported on the boiler steam drum.
From the saturated steam header the steam flows to the main header and then
through branch lines to turbines driving fans and pumps, export lines and

3-8
285

�high pressure condensers. Steam at reduced pressure is also used for heating various systems such as water chiller absorption units, office buildings,
low pressure condensers, etc.
When the steam produced in the plant is more than that required for
operating the steam turbine equipment, heating purposes or export, the excess quantity "spills over" to the high pressure condensers located on the
roof of the incinerator building. From the condensers the condensate flows
to the deaerating feed water heater, the rate of flow being automatically
controlled and modulated to equal the rate of condensation. The requirements for make-up to replace steam condensate lost or wasted are met by
using softened water. The water softening unit includes duplex softening
units containing synthetic type zeolite resin, a salt storage tank, a brine
measuring tank, electric motor driven brine pumps and interconnecting piping.
It has a nominal flow rate of 260 gpm and a maximum rate of 480 gpm.
From the feedwater heater, water flows by gravity to the inlets of the
boiler feed pumps. There are four pumps, each having a nominal capacity of
400 gpm. The pumps are multi-stage, horizontal, centrifugal type. These
pumps transmit the water to the boilers.
Each boiler has a continuous blowdown system with water drawn from the
steam drums. The blowdown pipe lines from the four boilers extend to a
single flash tank. Fla&gt;sh steam is returned to the deaerating feedwater
heater at 5 psig. From the heat exchanger the blowdown water flows to an
underground concrete blowdown tank where the water cools before overflowing
to a sewer.
3.2.5

Combustion Air and Flue Gas

The incinerator stokers are designed to utilize 67,200 scfm of primary
air (introduced under the stoker grates) at 18 inches w.c. and an overfire
air (secondary) flow of 16,800 scfm at 15 inches w.c. Overfire air is introduced into the furnace to reduce stratification of gas and thus provide
more complete combustion of the gases. The air enters through the front
and rear water walls. The underfire air is discharged into several compartments under the stoker grate. The compartments are provided with dampers
which are individually adjustable by manual operation of regulating stands

3-9
286

�located on the stoker operating floor. During the burning of refuse a constant air pressure is maintained under the stoker grates by means of automatic pneumatic controls.
Combustion air combines with the burning refuse to generate heat and
raise the temperature of the flue gas to as high as 2000°F. At rated burning capacity and based on 50 percent excess air (dry) the flue gas flow rate
at
550°F is estimated to be 142,300 acfm. The flue gas passes upward
through the furnace, through the boiler passes and finally through the economizer to the electrostatic precipitator. As it passes through the boiler
it transfers heat to the water. At the inlet to the electrostatic precipitator the temperature is reduced to approximately 500°F because of the above
heat exchange. During the passage of the flue gas through the boiler passes
and economizer the heavier fly ash particles drop out. Hoppers are provided
below the boiler and economizer for the collection of the drop out material.
The plate type electrostatic precipitators (ESP) (one for each incinerator) have a series of vertical collector plates between which are suspended
the charging electrodes. The ESP's are designed for an inlet grain loading
of 1.6 gr/scf (70°F and 29.92 in Hg) and an outlet grain loading of 0.05
gr/scf with a collection efficiency of 97 percent. The gas velocity through
the ESP is around 3 ft/sec.
From the precipitator the flue gas passes through a breaching continuation to the inlets of the induced draft fans and then through the 250 ft.
stacks to the atmosphere.
A line diagram of the combustion air and flue gas system is provided
in Figure 3-3.

3-10
287

�FRESH AIR

BOILER

INTAKE

A
I
i
FURNACE

STORAGE

ro

go
00

to

i

—i

FURNACE
ROOM

"pTf

A
I
I

FORCED
DRAFT
FANS

OVERFIRE
AIR FAN

STOKER

Figure 3*-3. Combustion air and flue gas system

�4.0 SAMPLING LOCATIONS
All sampling locations are identified in Table 4-1 and Figure 4-1.
Figure 4-2 is a schematic depicting the traverse point locations at the
stack. Figure 4-3 is a top view of the ESP inlet showing port locations,
and Figure 4-4 is a cross sectional view of the ESP inlet depicting the
traverse point locations.
The continuous monitoring probe was located on the South side of the
ESP inlet duct utilizing one of the gas sampling ports and at a depth of
approximately 4 feet. At the outlet, the monitoring probe was alternated
between ports 2 and 3 and at a depth of 4 feet. These two ports were also
used for the gas sampling trains.
TABLE 4-1. SAMPLING LOCATIONS
Solid Sample Locations
1 - Refuse derived fuel
2 - Fly ash
3 - Combined ash
Gaseous Sampling Locations
4 - Hi volume ambient air sampler
5 - ESP inlet
6 - ESP outlet
Liquid Sample Locations
7 - City tap water

4-1
289

�TRUCKED
REFUSE

BOILER
FEED WATER

AIR COOLED
CONDENSERS

REFUSE
DELIVERY
PIT

LECTROSTATld
PRECIPITATOR

BOILER
OVERFIRE
AIR

ASH

STOKER
GRATES

DISCHARGE
HOPPER

COMBINED

ASH
SIFTING
GRATES
FORCED
DRAFT
FAN

HEAVY
METALS

Figure 4-1. Flow diagram and measurement locations

�OUTLET - FRONT V I E W

(CONTINUOUS M O N I T O R I N G PORTS)

•

•

•

•

•

(PARTICULATE SAMPLING PORTS)

OUTLET - TOP V I E W

60"

u.
1

1=1
2

K-

U
3

U
4
•H

•108"
SAMPLING POINTS -

Traverse Point

OUTLET

Distance from Outside Edge of Nipple

No.

In.

Cm.

1

11.5

29.21

2

17.5

44.45

3

23.5

59.69

4

29.5

74.93

5

35.5

90.17

6

41.5

105.41

7

47.5

120.65

7

53.5

135.89

9

59.5

151.13

10

65.5

166.37

Figure 4-2.

Outlet sampling position

4-3
291

�Figure 4-3. Top view of ESP inlet showing port locations

�71"

60"

EL

60"

DUSTCAKE

SAMPLING POINTS - INLET

Traverse Point No.

Distance from Outside Edge Nipple

No.

In.

Cm.

1

11.5

2

15.375

29.21
39.05

3

19.625

49.35

4

23.875
28.125
32.375
36.625
40.875
45.125
49.375

60.64
71.44
82.23
93.03
103.32
114.62

53.625
57.375

136,21
145.73

5

6
7
8
9
10
11
12

Figure 4-4.

125.41

Cross sectional of ESP inlet showing
traverse point locations.
293

4-5

�5.0 SAMPLING
This section provides information on the sampling program conducted
at the Chicago Northwest Incinerator (CNI).
5.1

GAS SAMPLING

The original test plan called for sampling to be performed on Boiler
No. 1. However, upon arriving at the test site, this unit had been taken
off line for repairs. As all four (4) units at the Chicago Northwest facility are identical, the sampling effort was switched from unit 1 to unit 2.
The flue gas sampling was performed at the electrostatic precipitator (ESP)
inlet and at the duct leading from the precipitator to the stack. The
stack was common to two boiler units and for this reason, no testing was
performed at the stack level.
Sampling for organics was to be performed for fourteen consecutive
days with three additional days for sampling of inorganic cadmium. Due to
boiler down time and equipment malfunction, only eleven organic samples
were taken. Sampling for organics was accomplished concurrently at the inlet and outlet utilizing two modified Method 5 trains (refer to Figure 5-1)
at both sampling locations. Inorganic cadmium was only sampled at the stack
and utilized one standard Method 5 train, Figure 5-2.
The sampling crew collected a ten m 3 (10 +_ 1 m 3) sample by extracting
the flue gas at a rate approximating the flue gas velocity. The particulate
matter was collected in a cyclone and on the filter media. The gas stream
was passed through an XAD-2 resin trap to absorb the organic constituents
and through an impinger system to condense any moisture present in the gas.
Parameters such as temperatures, pressures, and gas volumes were monitored
throughout the sampling period. The sample fractions were recovered from
the sampling trains and turned over to an MRI representative.
5.2 SOLID SAMPLING

During each test day, 3 solid streams: precipitator ash, combined ash,
and refuse derived fuel (RDF) were sampled six times per day following a
schedule set up by Research Triangle Institute (RTI). The sampling was coordinated between RTI, the sampling crew and plant personnel. The
5-1
294

�XX

X

FILTER HOUSING

THERMOf-ETER

DRY TEST
• fKTER

AIR TIGHT
PUMP

Figure 5-1. Sampling train

5-2
295

�figure 5-2. EPA Method 5 particulate sampling train

1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
11)
12)

Calibrated nozzle
Glass lined probe
Flexible teflon sample line
Cyclone
Filter holder
Heated box
Ice bath
Impinger (water)
Impinger (water)
Impinger (empty)
Impinger (silica gel)
Thermometer

5-3
296

13)
14)
15)
16)
17)
18)
19)
20)
21)
22)
23)
24)

Check value
Vacuum line
Vacuum gauge
Main value
Air tight pump
Bypass value .
Dry test meter
Orifice
Pitot manometer
Potentiometer
Orifice manometer
S type pi tot tube

�schedule provided the basis for collection of unbiased samples by obtaining a random selection from the multiple sources available for sampling.
This approach was taken to avoid any cyclic biases which might have been
present in the daily operation of the power plant.
The CNI sampling plan did not call out specific sampling protocol for
the RDF. At a meeting prior to the start of testing, it was decided that
the RDF would be sampled 6 times during the course of the day. The sample
was taken directly from the charge hopper, utilizing a post-hole digger
and alternating grab spots across the hopper. At the conclusion of RDF
sampling, one days collection (6 samples) was shredded, mixed and stored
in an amber glass jar. MRI had purchased a large leaf mulcher to do the
shredding. TRW performed the shredding of the sample provided by GSRI
5.3 LIQUID SAMPLING

Only one liquid stream (city water) was sampled at the incinerator
facility. The sampling was performed by GSRI. The sampling protocol and
frequency of sampling will be supplied by GSRI in their report.
5.4 HI VOLUME SAMPLER

To monitor the ambient air background, a high volume ambient air sampler (Figure 5-3) was used. It was placed on the roof of the Chicago Northwest Incinerator facility to obtain a representative background utilizing
outside ambient air rather than sampling air inside the building that could
have been contaminated or influenced by the combustion process.
5.5 QUALITY ASSURANCE

A quality assurance sample was also taken of the final test day. To
collect the quality assurance sample, two sampling trains were placed at
the same point in the same port at the inlet of the ESP. No traversing
was performed. Both trains were run at the same isokinetic rate for the
same duration as a normal test day. Also during the Q/A day, solids and
liquids were collected as in a normal test day.
5.6 SAMPLING TRAIN BACKGROUND
To obtain the train background (blank) an entire sampling train, including resin trap filter and impinger solutions was set up at the ESP inlet. The train was taken to normal operating temperatures and allowed to
5-4
297

�HIGH VOLUME AIR SAMPLER

FLOW
PROBE

\MODEL 230 HIGH
VOLUME CASCADE
IMPACTOR - OPTIONAL

MANOMETER OR
ROTAMETE:

MODEL 310/310A/310B

CONSTANT FLOW CONTROLLEF
FLOW
iJUSTMENT

LINE CORD

Figure 5-3. Ambient air sampler.

5-5
298

�remain at these temperatures for one (1) hour. All train components were
recovered as a normal run and all sample blanks were given to an MRI representative,
5J SAMPLE RECOVERY
Upon completion of testing, the sampling equipment was brought to the
cleaned laboratory area for recovery. Each sampling train was kept in a
separate area to prevent sample mixup and cross contamination. The individual sample train components were recovered per the following:
• Dry particulate in cyclone r cyclone flasks were transferred to
cyclone catch bottle.
t Probe was wiped to remove all external particulate matter near
probe ends,
• Filters were removed from their housings and placed in proper
container,
• After recovering dry particulate from the nozzle, probe, cyclone,
and flask, these parts were rinsed with distilled water to remove
remaining particulate, They were subsequently rinsed with B &amp; 0
acetone and cyclohexane and put into a separate container. All
rinses were retained in an amber glass container,
t Sorbent traps were removed from the trainl capped with glass plugs,
and given to an on-site Midwest Research Institute (MRI; representative,
• Condensing coil \ if separate from the sorbent trap, and the connecting glassware to the first impinger was rinsed into the condensate
catch (ftrst impinger).
• First and second impingers were measured, volume recorded and
retained in an amber glass storage bottle. The impingers were
then rinsed with small amounts of distilled water, acetone and
cyclohexane. These rinsings were combined with the condensate
catch. Rinse volumes were also recorded.
• Third and fourth impingers were measured, volume recorded and
solutions discarded.
• Silica gel was weighed, weight gain recorded and regenerated for
further use.
To maintain sample integrity, all glass containers were amber glass,
with Teflon-lined lids.

5-6
299

�5.8 OBSERVATIONS DURING RECOVERY

0 The first day setup of impingers did not include ^Og, as the
shipment had not been delivered from the manufacturer.
• Many filters that were supplied for the particulate catch, had
the identification number stamped in blue ink on the top; or,
particle gathering side.
• Some Battelle Traps were packed with too much glass wool. (As
a result, flow rate was somewhat restricted.) The probe and
oven box did not remain hot enough to keep the cyclone and flask
dry. For the first few days of testing, the cyclone had moisture
on the inside walls, so no dry particulate could be collected.
• On 5/10/80, the wind blew the Hi Volume Air sampler cabinet over.
The cabinet had to be moved to a less exposed area nearer the
building.
• On 5/5/80, 5/8/80, and 5/9/80 yellow residue was noted in the
teflon line connecting the back of the filter housing to the
front of the Battelle cooling coil. When the teflon line was
rinsed with acetone, the rinse turned to reddish-brown.
• When the filters were not kept completely dry throughout the
particulate test period, the filter paper would stick to the
rubber gasket and was very difficult to completely remove.
t A reddish color remained on the inlet filter backing plates on
5/8/80 and 5/15/80. The color washed off with water, and the
rinse was discarded.
§ The inlet glass transition tubes connecting the probe to the
cyclone, had to be wrapped in an attempt to keep moisture and
particulate from dropping out and depositing on the walls.
• All parts were inspected for cleanliness after the water and
acetone rinses, but before the cyclohexane rinse. Cyclohexane
does not rapidly evaporate and gives any part rinsed with it
the appearance of being clean. In reality the parts were still
wet and masked any particulate that remained on the walls.

5-7
300

�6.0 CALIBRATION

This section describes the calibration procedures used prior to conducting the field test at Chicago Northwest Incinerator facility. Figure 6-1
shows the calibration equipment and how it was set up.
6.1 METHOD FIVE CALIBRATION DATA

6.1.1 Orifice Meter Calibration
The orifice meter calibration is performed using a pump and metering
system as illustrated in Figure 6-1 (a). The dry gas meter with attached
critical orifice is run at various orifice flows for a known time. After
each run the volume of the dry gas meter, meter inlet/outlet temperatures,
time, and orifice setting is recorded. The orifice meter calibration factor
is derived by solving the equation.
AHia - 0.317 A H
- Pb (Td + 460)

AH@

+ 460) e n 2
—TO- ]

r (Tw
C

where

AH = Average pressure drop across the orifice meter, inches
H20
Pb
Td
Tw
e
Vw

=
=
=
=
=

Barometric pressure, inches Mercury
Temperature of the dry gas meter, °F
Temperature of the wet -test meter, °F
Times, minutes
Volume of wet test meter, cubic feet

The AH@ yielded is utilized to adjust the sampling train flow rate by regulating the orifice flow.
6.1.2 Dry Gas Meter Calibration
Meter box calibration consists of checking the dry gas meter for accuracy.
The dry gas meter with attached critical orifice is connected to a wet test
meter (see Figure 6-1 (b) below) and run at various orifice flows for a known
time. After each run wet and dry gas meter volumes, temperatures, time, and
orifice readings are recorded. Utilizing the equation:

301

�v

. Vw Pb (Td +460)
Vd (Pb + AH)(t + 460)
TT.6 w

where
V = Volume correction factor

Vw = Volume of wet test meter, cubic feet
Pb = Barometric pressure, inches mercury
Td = Temperature dry gas meter, °F
Vd = Volume of dry gas meter, cubic feet
AH = Average pressure drop across the orifice meter,
inches H20
TW = Temperature of wet test meter, °F

a volume factor which compares the dry gas meter with the wet test meter
is obtained.
6.1.3 Pi tot Tube Calibration
Pitot tubes are calibrated on a routine basis utilizing two methods.
The type S pitot tube specifications are illustrated and outlined in
the Federal Register, Standards of Performance for New Stationary Sources,
[40 CFR Part 60], Reference Method 2 (refer to Figure 6-1(c)). When measurement of pitot openings and alignment verify proper configuration, a coefficient value of 0.84 is assigned to the pitot tube.
If the measurements do not meet the requirements as outlined in the
Federal Register, a calibration is then performed by comparing the S type
pitot tube with a standard pitot tube (known coefficient of 1.0). Under
identical conditions, values of AP, for both S type and standard pitot tube
are recorded using various velocity flows (14 fps to 60 fps). The pitot
tube calibration coefficient is determined utilizing the following equation,
Pitot Tube Calibration = (Standard Pitot Tube X rAP reading of std. pitot J
-il/2
L
Factor (CP)
Coefficient)
AP reading of S type pi tot
The coefficient assigned to the pitot tube is the average of calculated
values over the various velocity ranges.

6-2
302

�tttgnchstic
Gtupe

Figure 6-1(a)
Orifice meter calibration

Figure 6-1(b)
Dry gas meter calibratipn

fcunf Wftcrc 7m or filer
Ti/t* Wou/tf £f WAen

Too View

Figure 6-1(c)
Equipment used to calibrate pi tot
tubes
Figure 6-1. Calibration equipment set-up procedures

6-3
303

�6.1.4

Nozzle Diameters

The nozzle diameters were calibrated with the use of a vernier caliper.
If the nozzle showed excessive wear or was considered not fit for use, it
was discarded.
6.2 INSTRUMENT CALIBRATION
The manufacturer's recommended calibration procedures were used with
the following gases:
Zero gas: Nitrogen, high purity dry grade (99.997%)
Union Carbide Co., Linde Division
Calibration gas: Carbon monoxide 798.5 +_ 0.8 ppm
Carbon dioxide 11.93 ±0.01%
Propane
39.6 + 0.04 ppm
Oxygen
5.03 ± 0.005%
Nitrogen
Balance
(all gases contained in one cylinder)
Scott Environmental Technology Inc.
Specialty Gas Division
Zero and Calibration adjustment were made prior to the start of the
test day. Zero drift checks were made at the end of each test period.
Data was recorded every fifteen minutes thus providing two data points
per hour for each sampling position, or four data points per hour for
a single sampling position

6.4
304

�7.0 TECHNICAL PROBLEMS AND RECOMMENDATIONS

This section describes some of the problems encountered during the
Chicago Northwest Incinerator test program and recommends a solution to
these problems.
7.1

PROBLEMS
• Electrical outlets were not installed on schedule (lost time 1 day).
• One of the tubes in Boiler No. 2 developed a leak. The boiler
had to be shutdown for repairs. This caused a delay of one day.
• The boiler grates malfunctioned and required cleaning. This
resulted in down time of one day.

• Sampling equipment malfunctions caused further delays. This was
due to:
1) Difficulty in containing leaks during equipment operation.
2) Failure of oven box heaters.
3) Drift problems of the Beckman 865 CO analyzer. The analyzer
had to be taken off line and subsequent inspection by manufacturer indicated that the stationary shutters were knocked
out of alignment. This resulted in the loss of 4 days of CO
data before a replacement was obtained.
7.2 RECOMMENDATIONS

Most of the above problems frequently occur in the field and should be
considered normal during the course of a major field effort. The instrument
problem may have been caused during shipment. Perhaps, stronger shipping
containers should be used in the future.

7-1
305

�REPORT DOCUMENTATION
PAGE

4. T,tie and subntie

.

'•- Rtno-n NO.

| 3. ''L-r.iptent's Arc;e*3'un No

2.

i 560/5-83-004

i

•' '

:

Comprehensive Assessment of Specific Compounds

Present in Combustion Processes. Vol. 1.-Pilot study of
Combustion Emissions Variability.
7 Au-hcriM Clarence" Ha lie and JoTfn Stanley (MRI)
Carter Nulton (SWRI)
William Yauger, Jr. (GSRI)
0. Performing O-,;.iniz,ition Name and Acdress

5, Report Date

June 19_83__
6.

! a. Performing OrRanizanori Rept. No

I

I 10. Proiect/TaskAVork Unit No.

! -

Midwest Research Institute
425 Volker Blvd.
Kansas City, MO 64110

Task 3

; 11. Conlract(C) or C r a r . t ( G ) No.

i'c&gt;

- .

68-01-5915

! (G)
1C*. Spon c ,orrii? Or^ani* .itii'n Namf and Address

13. Type of Report &amp; Period C o w e r e d

Field Studies Branch, EED.TS-798
US EPA
401 M St. SW

Final
_ .

1

i

_

_ _

14.

Washington, DC 20460
IS. Supolcrrent.iry N c t e s

F.W. Kutz, Project Officer
D.P. Redford, Task Manager
is. Abstract (urn,:-200 words)
xhis pilot study was conducted as a prelude to a nation wide survey of
organic emissions from major stationary combustion sources. The primary objectives of
the pilot study were to obtain data on the variability of organic emissions from two such
sources and to evaluate the sampling and analysis methods. These data are used to
construct the survey design for the nationwide survey. The compounds of interest are
polynuclear aromatic hydrocarbons (PAHs) and chlorinated aromatic compounds, including
polychlorinated biphenyls (PCBs), polychlorinated dibenzo-p-dioxins (PCDDs), and
polychlorinated di-benzofurans (PCDFs). Of particular interest is 2,3,7,8tetrachlorodibenzo-p-dioxin (TCDD). In addition total cadmium was also determined
in special samples from both plants to meet special Environmental Protection Agency
(EPA) needs.
A summary of the results of this study is contained in Section 2 of this report.
Section 3 presents recommendations for future work. Brief descriptions of the two
combustion sources are contained in Section 4. The sampling and analysis methods are
described in Sections 5 and 6. Sections 7 and 8 present the field test data
and analytical results. The analytical quality assurance results are summarized in
Section 9. Section 10 presents the emissions results and Section 11 is a statistical
summary of the emissions results.
17. Document Analysis

a. Descriptors

Combustion, Emissions, Sampling and Analysis

b. Identifiers/Open-Ended Terms

PAH,PCDD,PCDF,POM

c. C O S A T I f i e l d / G r o u p
18. A v a i l a b i l i t y Statement

19. Security Class (This Report)

Unclassified
Release to public
(Sr-v A N S I - / 3 9 13)

20. Security Cln$,s(T,his, PaRe)

Unc

See Instructions on Reverse

1 21. No. of Pages

i

305
22. Price

OPTIONAL FORM 2 7 2 ( 4 - 7 7 r m m e r l y NTIS-3S)
r&gt;v-~^rlrnent of Commerce

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                <text>Haile, Clarence L</text>
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05350

Author

Hansen, Warren G.

Corporate Author

United States Environmental Protection Agency (EPA),

D

Report/Article TitlB Pr°Ject Summary: Cost Comparisons of Treatment and
Disposal Alternatives for Hazardous Materials, Volumes
I and II

Journal/Book Title
Year
Month/Day

Color

February

D

Number of Images

°

DosGripton Notes

EPA-eoo/S2-8o-i 88

Tuesday, March 05, 2002

Page 5350 of 5363

�United States
Environmental Protection
Agency
Research and Development

oEPA

Municipal Environmental Research
Laboratory
Cincinnati OH 45268
EPA-600/S2-80-188

Feb. 1981

Project Summary
Cost Comparisons of
Treatment and Disposal
Alternatives for
Hazardous Materials
Volumes I and II
Warren G. Hansen and Howard L. Rishel

Life cycle cost information is an
important element in selecting hazardous waste treatment and disposal
technologies. This project evaluates
the technologies and costs of wastes
from the organic/inorganic chemicals,
and the electroplating and metal finishing industries for 16 alternative
treatment and 5 alternative disposal
methods. Capital and operation/
maintenance costs were calculated
for each process by using computer
models. Final cost comparisons of
treatment/disposal technologies for
similar waste streams were then made.
Risks associated with each technology were qualitatively assessed in
terms of susceptibility to catastrophic
events, unexpected downtime, and
adverse environmental impacts.
This Project Summary was developed by EPA's Municipal Environmental Research Laboratory, Cincinnati. OH, to announce key findings of
the research project that is fully
documented in a separate report of the
same title (see Project Report ordering information at back).

Introduction
This study details hazardous waste
treatment and disposal technologies

and costs. Guidance is provided for
making conceptual cost estimates for
selected technologies and making
comparisons among a l t e r n a t i v e
processes when more then one option is
available. Specific project objectives
were to:
• Assemble available data on the
costs of technologies for treatment
and disposal of hazardous wastes.
• Upgrade existing information from
literature sources and equipment
manufacturers.
• Rank treatment and disposal
processes according to their cost
effectiveness for environmental
protection.
• Provide assessments and comparisons of the risk for adverse environmental impacts and complexity
of implementing each technological process.
Comparisons of effectiveness are
based on criteria developed by the U.S.
Environmental Protection Agency, Office
of Solid Waste, for controlling hazardous
wastes as promulgated under Subtitle C
of RCRA (P.L 94-580).

�Treatment and Disposal
Technologies
The treatment and disposal of aqueous hazardous wastes produced by
organic and inorganic chemicals in the
electroplating and metal finishing
industries are addressed. The types of
chemicals contained in the waste
streams of these three industries are
listed in Table 1. Considerable attention
must be given to selecting treatment
and disposal technologies compatible
with the chemical constituents of various waste streams.
Initial work on the cost-effectiveness
models involved identifying the technologies and waste streams. Each treatment and disposal process was rated
according to these criteria:
• Applicability within industry categories.
• Presence in typical off-site or municipal treatment processes.
• Availability of cost and performance data.
• Determination of whether the
technique is destructive or involves indefinite fixation/storage.
Sixteen treatment and five disposal
technologies were selected for study
(Table 2). Detailed analyses of each of
these technologies yielded descriptions
and process flow schematics. In Table 2,
the 21 treatment and disposal technologies are related to the equipment/process
needed to achieve treatment/disposal.

Costs
Additional data collections and
assessments produced (1) a compilation
of comprehensive cost files for each
technology and individual component,
and (2) cost and performance equations
that relate the cost of components to
scaling factors and system variables.
This information along with the executive programs (described in full in the
report) were then coded and entered in a
modified Fortran IV format for analysis.
Cost data are sufficiently detailed so
that equipment and size of the operation
can be modified, and a specific cost estimate can be derived. Table 3 summarizes the life cycle costs for the 16 treatment and the 5 disposal technologies
addressed in this study. These cost estimates consider:

Table 1.

Chemicals Contained in Waste Streams of Three Industries
Industry

Hazardous
Waste
Category

Organic
Chemicals

Phenols and cresols,
ethers, halogenated
aliphatics, polycyclic
aromatic hydrocarbons, monocyclic
aromatics, nitrosamines, PCBs,
phthalate esters
Metals, Metal
Misc. (used in
Salts, Complexes, catalysts)
etc.

Inorganic
Chemicals

Electroplating/
Metal
Finishing

Organic
Chemicals

Chlorinated
hydrocarbons

Non-Metal
Inorganics

Various

Acids
Caustics

Misc. acids
Misc. caustics (used
in production
reactions)
Certain halogenated
aliphatics

Hg, HgC1, HgS. Pb, Pb, Cr, Cu, Ni,
Cr, Cu, Ni, Sb.
An, Cd, Pd
chromates, sodiumcalcium, calciumfluoride, ferric
ferrocyanide, ferric
arsenate, arsenic
chlorides, nickel
hydroxide, lead salts,
arsenic trisulfide
Asbestos
Cyanides
Phosphorus sulfide Fluorides
Phosphorus
trichloride
Hydrofluoric acid
Sulfuric acid
Sulfuric acid
Hydrochloric
Hydrochloric acid
acid Caustics
Caustics
Inorganic pesticide Chlorinated
manufacture
hydrocarbons
(mainly metals; Cu,
Pb, Zn)

Pesticides

Capital Costs:
• Costs of purchased equipment
required for the processes,
including contingencies and contractor's profit.
• Cost of equipment delivery, field
erection, installation, piping, concrete, steel, instrumentation,
electrical insulation, and all appurtenances required for proper
operation of the processes.
• Prime contractor engineering for
the technology.
Licenses and fees.
Construction overhead.
Costs of buildings when required
for proper process function or
protection from weather.
Land costs.
Working capital.
Allowance for funds during construction.

Degreasing
solvents,
chlorinated
hydrocarbons

Operating and Maintenance
Costs:
• Utility costs.
• Labor.
• Chemical costs (transported to
site and prepared for use).
• Maintenance.
• Product or residuals (salable
commodities as well as further
disposal costs).
• Administrative overhead.
• Debt service and amortization.
• Real estate taxes and insurance.
The risk assessment process considers
the probability of catastrophic events
occuring (this can be related to geographical location); downtime risks associated
with system reliability, unexpected equipment damage, and in some cases, problems independent of the technology
selected (e.g., chemical supply or labor
problems); and adverse environmental

�Table 2.

Unit Process Modules Comprising the Hazardous Waste Treatment and Disposal Technologies

.2
to

^
Q)

Precipitation
Coagulation/Flocculation/
Sedimentation
Filtration
Evaporation
Distillation
Flotation
Oil/Water Separator
Reverse Osmosis
Ultrafiltration
Chemical Oxidation/ Reduction
Hydrolysis
Aerated Lagoon
Trickling Filter
Waste Stab. Pond
Anaerobic Digestion
Carbon Adsorption
Activated Sludge
Evaporation Pond
Incineration
Land Disposal
Chemical Fixation
Encapsulation

X X

factors (emphasizing the existence or
absence of potential causes of such
impacts).
Evaluations of each of the 21 treatment/disposal technologies included the
following engineering/design information:
• Technology description processes, flow diagram, design detail.
• Changes in technology configuration with scale.
• Application (hazardous waste
streams treated and/or disposed
of according to industry
and
waste type).
• Cost:
Summary of capital cost.
Changes in capital costs with
scale.
Summary of first year operating
costs.

X

X

X
X

Chemical Storage: Gas
Chemical Storage: Liqu,
Chemical Storage: Solic
Sludge Equalization
Haz. Waste Land Dispo:
Encapsulation
Deaerator
Evaporation Pond
Steam Generator
Sludge Digestor

i?5

Multi-media Filter
Distillation
Evaporator
Reverse Osmosis
Ultrafiltration
Carbon Adsorption
Decanter

1

Flocculator
Flash Mixer
Jacketed Flash Mixer
Aerated Lagoon
Aerated Basin
Sludge Digestor
Trickling Filter
Waste Stab. Pond
Chemical Fixation
Incinerator
Sedimentation Basin
Clarifier
Rotary Drum Vacuum F,
Air Flotation
Oil/Water Separator

8

en

^

X X
X
X
X

X
X
X

X

X X
X
X
X
XXX
X
X
X
X

X
X
X
X
X
X

X X X
X XX
X

X
X

X

X

X

X

X
X

X
X

X X X

X
X

X

X
X

X
X
Changes in operation and
maintenance costs with scale.
Life cycle average costs.
Life cycle average costs according to scale.
Computed costs were typical of waste
discharge rates from the three industries
studied. Costs given are for mid-1978
and are based on unit costs as they apply
in Chicago, Illinois.

Example
An example evaluation procedure for
one of the selected treatment technologies (reverse osmosis) follows; the report
includes similar assessments for the remaining 20 alternative treatment and
disposal technologies.

Technology Description
The basic unit for an industrial waste
treatment process that uses a reverse
osmosis plant is the reverse osmosis
process. The modules are assembled in
a racklike configuration to accommodate
the desired waste flow rate. Theoretically,
reverse osmosis is induced by applying
high pressure to a suitable membrane
that, at the same time, rejects the salt
molecules and produces a relatively
salt-free water stream. The remaining
salt solution is concentrated and removed from the system.
Care must be exercised with reverse
osmosis systems to ensure that waste
does not contain certain colloidal substances or heterogeneous matter;
otherwise, these may, in time, reduce
the permeability of the membrane and
subsequently reduce the quantity of
effluent produced.

�Table 3.

Cost Comparisons Among Treatment and Disposal Technologies: Standard Units
Life Simple Average Cost ($ per 1,000galJa Life Cycle Average Cost ($ per 1,000 gal.f
at gpm
at gpm
7,000 2,000 3,000 4,000 5,000 7,000 2,000 3,000 4,000 5,000

Technology

Precipitation/'Flocculation/
Sedimentation
Filtration
Evaporation
Distillation
Flotation
Oil/Water Separator
Reverse Osmosis
Ultrafiltration
Chemical Oxidation/Reduction
Hydrolysis
Aerated Lagoon
Trickling Filter
Waste Stab. Pond
Anaerobic Digestion
Carbon Adsorption
Activated Sludge
Evaporation Pond

10
10
5
5
10
10
7
7
5
5
15
15
5
10
7
10
20

• Incineration

5

Land Disposal
Chemical Fixation With Solids
Chemical Fixation Without Solids
Encapsulation
a

20
NA
NA
7

2.65 2.16 1.94 1.85 1.79
1.72
1.40
3.66 3.12 2.75 2.54 2.43
2.31
1.97
10.33 9.43 9.12 8.98 8.89
8.48
7.74
15.86 16.36 16.37 16.36 16.40 13.02 13.39
1.98 1.62 1.43 1.33 1.27
1.26
1.04
0.76 0.51 0.44 0.44 0.48
0.48
0.32
9.05 9.40 9.61 9.62 9.79 6.97
6.71
4.04 3.36 3.61 3.61 3,76
3.02
2.51
5.31 4.56 4.52 5.23 6.22
4.36
3.74
0.99 0.83 0.75 0.74 0.76
0.82
0.69
5.30 3.81 3.31 3.89 4.35
2.62
1.89
4.70 3.82 3.63 3.30 3.19
2.37
1.93
4.45 3.94 3.71 3.63 3.54
3.70
3.28
7.88 6.91 6.53 6.41 6.28
5.14
4.53
27.43 16.43 12.69 10.96 9.89
4.84 3.54 3.11 4.02 4.84
8.99 8.20 7.90 7.75 7.75
Simple Average Cost ($ per 1,000 Ibs.f
at Ibs/hr
1,000 2,000 3,000 4,000 5,000

1.26 1.20 1.16
1.74 1.61 1.54
7.49 7.37 7.30
13.41 13.40 13.43
0.92 0.85 0.81
0.28 0.28 0.30
7.12 7.13 7.25
2.70 2.70 2.81
3.71 4.29 5.10
0.62 0.62 0.63
1.64 1.93 2.15
1.84 1.68 1.63
3.09 3.02 2.95
4.29 4.21 4.13
20.26 12.14 9.38 8.10 7.31
3.08
2.28 2.00 2.57 3.10
4.01
3.71 3.60 3.54 3.54
Life Cycle Average Cost ($ per 1,000 Ibs.f
at Ibs/hr
1,000 2,000 3,000 4,000 5,000

305.30 2SS.23 235.10293.34 293.64 256.55 246.91 244.34 242.88 243.15
389.94235.14178.08149.40132.36154.34 91.26 68.37 56.86 50.01
90.00 90.00 90.00 90.00 90.00 90.00 90.00 90.00 90.00 90.00

24.00 24.00 24.00 24.00 24.00 24.00 24.00 24.00 24.00 24.00
61.99 56.90

46.62

42.87

3

$/1,000 gal. = $/m
"S/7,000 Ibs. = $/t x 0.453

Changes in Configuration
with Scale
Additional banks of modules are used
to accommodate increased flow rates.

Applications
The following applications are documented for reverse osmosis:
• Separation of plating salts.
• Reclamation of rinse waters for
reuse.
• Reclamation of metals from
plating.
• Removal of residual total dissolved solids.
• Removal of certain trace organic
compounds (e.g., pesticides).

Costs
The capital and first-year operating
costs for the example facility are calculated with the use of the capital and

operating/maintenance cost files and
the computer model cost equations. First
year operating costs for a 1,000 gpm
Chicago-based facility (including administrative overhead, debt service and
amortization, real estate taxes, and
insurance) are approximately $871,000.
The life cycle average costs for the
example facility (assuming a life cycle of
7 years) are calculated to be $6.71 per
1,000 gallons of waste treated. No economy of scale was observed over the range
of design flows that were studied. In
fact, for reverse osmosis treatment, the
average life cycle cost increases. This
increase is attributed to the need for
larger and more complex module arrangements, support facilities, and increased
chemical costs.
Volume II
Volume II contains the following:
Appendix A, Section 250.45 of the Resource Conservation Act; Appendix B,
Capital Unit Cost File; Appendix C, Operation and Maintenance Unit Cost File;

Appendix D, Curve Fitting for Cost Files;
Appendix E, Module Descriptions; and
Appendix F, System Variable Equations.

Risk Assessment
The risk assessment concludes that
some potential loss may occur from (1)
catastrophic events (e.g., earthquakes,
floods, tornadoes, or fires), and (2) unexpected downtime (e.g., membrane clogging). Potential adverse environmental
impacts are assessed, and, in most instances, it is determined that only minimal impacts are likely.

�Warren G. Hansen and Howard L. Rishell are with SCS Engineers, Redmond,
WA 98052 and Long Beach, CA 90807, respectively.
Oscar W. Albrecht is the EPA Project Officer (see below).
The complete reports, entitled "Cost Comparisons of Treatment and Disposal
Alternatives for Hazardous Wastes: Volume I and Volume II," (Order Nos.
PB 81-125 814; Cost: $20.00 and PB 81-128 522; Cost: $9.50, subject to
change) will be available only from:
National Technical Information Service
5285 Port Royal Road
Springfield, VA 22161
Telephone: 703-487-4650
The EPA Project Officer can be contacted at:
Industrial Environmental Research Laboratory
U.S. Environmental Protection Agency
Cincinnati, OH 45268

* U.8. OOVEHNMENT PRINTINO OFFICE: 1961-757-012/7001

�United States
Environmental Protection
Agency

Center for Environmental Research
Information
Cincinnati OH 45268

Official Business
Penalty for Private Use $300

r
L

"i

Postage and
Fees Paid
Environmental
Protection
Agency
EPA 335

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                    <text>Item D Number

°5207

Author

Marker, Timothy L.

Corporate Author

Environmental Protection Agency, Office of the General

D (jot Scanned

Report/Article TitiB United States Environmental Protection Agency (EPA)
Before the Administrator, In re: 2,4,5 -T, FIFRA
Consolidated Docket No. 295, Respondent's First
Pretrial Brief and Second Pretrial Brief

Journal/Book Title
Year

1974

Month/Day

March n

Color
Number of Images

D

82

Descriptor! Notes

Friday, March 01, 2002

Page 5207 of 5263

�UNITED STATES OF AMERICA
ENVIRONMENTAL PROTECTION AGENCY
BEFORE THE ADMINISTRATOR

IN RE:

2,4,5-T

}
)

FIFPA CONSOLIDATED DOCKET
NO. 295

RESPONDENT'S FIRST PRETRIAL BRIEF

Timothy L, Harker
Attorney for Respondent
Office oi' the £c ; iterel Counsel
401 !-i Street., S. W,
tJarsirinoton, D. C.

(202) 75-.-0725

�This case is the c u l m i n a t i o n of a prolonged effort to test in a
p u b l i c forum the response of the pesticide Registrants herein to
serious questions as to the risk to p u b l i c safety raised by the use
of 2,4,5-Trichlorophenoxyacetic Acid (2,4,5-T).
Initial public concern over the use of 2,4,5-T was motivated by
reports in the summer and fall of 1969 of an alleged increased incidence
of birth defects in South Vietnam, potentially l i n k e d to a m i l i t a r y
I/
defoliation campaign utilizing this phenoxy herbicide.
A broad
screening of pesticide and industrial chemicals, thereafter, by the
Bionetics Research Laboratory confirmed that 2,4,5-T fed to laboratory
mice and rats induced the birth of deformed

offspring.

Federal agencies made the initial regulatory response in the
spring of 1970 after the Secretary of Health, Education and Welfare
speaking on behalf of the Surgeon General informed the Secretary of
Agriculture that, " . . . a prudent course of action must be based on
the decision that exposure to this herbicide may present an imminent
hazard to women of child-bearing age."

y

On April 15, 1970 the Secretary

of Agriculture announced the immediate suspension of the registrations for all

V
Report of the Advisory Committee On 2,4,5-T to the Administrator
of the Environmental Protection Agency, May 1971, p. 3.
2f

Ibid, at p. 4.

�2,4,5-T products used In lakes, ponds and ditch banks, and for 2,4,5-T
liquid formulations used around homes, recreation areas and similar
I/
sites involving direct human exposure.
Shortly thereafter USDA
cancelled the registrations of all granular 2,4,5-T formulations for
use around the home and similar places of potential human exposure and
cancelled all registered uses of 2,4,5-T on food crops intended for
I/
human consumption.
Pursuant to the provisions of the Federal Insecticide, Fungicide and
Rodenticide Act (FIFRA)

5/

four registrants challenged the order of

cancel!ation, two requesting a hearing and two moving that the matter
be referred to an Advisory Committee of the National Academy of Science.
Public hearing was deferred, pending issuance of the Advisory Committee
Report, accomplished on May 7, 1971.
The Advisory Committee concluded that based on current patterns
of usage of 2,4,5-T and what was known about its fate in the environment,
it was unlikely that accumulation could occur so as to constitute a
hazard to human health. The majority opinion was, however, accompanied
by a warning — that there was an absence of environmental information
about a particularly poisonous contaminant of 2,4S5-T formulations, 2,3,7,8Tetrachlorodibenzoparadioxin (TCDD or tetra-dioxin), and that this toxicant
could pose a problem for human health, although a level of .1 ppm
(parts per million) may be acceptable.

3/

USDA-PRD, PR 70-1, 20 Apr. 1970.

4/

USDA-PRD, PR 70-13

1 May 1970,

5/
7 USC 135 et. seq; amended, 1972, 7 USC 136 et. seq. (Supp.
T973).

- 2-

�A minority report was filed, which reasoned that the Committee
in its optimism had neglected to consider fully the consequences of
the dearth of data on the fate of TCDD in the food chain and in
tissue.
After due consideration of these 'contrasting opinions the
Administrator of the Environmental Protection Agency
effect the order of cancellation.

Z/

y continued in

In subsequent orders

£/

the

Administrator elaborated upon the reasons for continuing the cancellation,
as follows:
1. A contaminant of 2,4,5-T—tetrachlorodibenzoparadioxin (TCDD, or dioxin)-~is one of the most teratogenic
chemicals known. The registrants have not established
that 1 part per million of this contaminant—or even
0.1 ppm--in 2,4,5-T does not pose a danger to the
public health and safety.
2. There is a substantial possibility that even "pure"
2,4,5-T is itself a hazard to man and the environment.
3. The dose-response curves for 2,4,5-T and dioxin have
not been determined, and the possibility of "no effect"
levels for these chemicals is only a matter of conjecture at this time.
4. As with another well-known teratogen, thalidomide,
the possibility exists that dioxin may be many times
more potent in humans than in test animals.
6/
EPA under the Reorganization Plan Mo. 3 of 1970 (December 2, 1970,
35 Fed. Reg. 15G23) was entrusted with the administration of the FIFRA.
7/
Determination and Order of the Administrator, August G '(971
"(36 Fed. Reg. 14777).
a/
Orders of the Administrator of November 4, 1971 and April 13,
"1972 (FIFKA Docket ,\'os. 42 and 44).

- 3-

�5. The registrants have not established that the dioxin
and 2,4,5-f do not accumulate'in body tissues. If one
or both does accumulate, even small doses could build
up to dangerous levels within man and animals, and
possibly in the food chain as well.
6. The question of whether there are other sources of
dioxin in the environment has not been fully explored.
Such other sources, when added to the amount of dioxin
from 2,4,5-T, could result in a substantial total body
burden for certain segments of the population.
7. The registrants have not established that there is
no danger from dioxins other than TCDD, such as the
hexa- and heptadioxin isomers, which also .can be present
in 2,4,5-T, and which are known to be teratogem'c.
8. There is evidence that the polychlorophnols in
2,4,5-T may decompose into dioxin when exposed to high
temperatures, such as might occur with incineration or
even in the cooking of food.
.9. Studies of medical records in Vietnam hospitals,
and clinics below the district capital level suggest a
correlation between the spraying of 2,4,5-T defoliant
and the incidence of birth defects.
10. The registrants have not established the need for
2,4,5-T in light of the above-mentioned risks. Benefits
from 2,4,5-T should be determined at a public hearing,
but tentative studies by this agency have shown little
necessity for those uses of 2,4,5-T which are now at
issue.
These expressions of doubt as to the safety of and necessity for
using 2,4,5-T on human food crops are now among the issues for adjudication
in this Consolidated Proceeding.
Registrant Dow Chemical Company then obtained an injunction against
£/
further administrative action on ^,4,5-T.
After almost two years
1Q/
of " i n t e r l o c u t o r y j u d i c i a l j o u s t i n g "

the legal impediments to a

__9/

Unreported; Memorandum and Order; E. D. A r k . , June 22, 1972.

1P7

Dow Chemical Co. v. Rud^ljshous,, 477 F. 2d 1317, 1326 (8 Cir. 1973).
. .4 &gt;

�public hearing ware removed when the U. S. Court of Appeals overturned
the lov;er court injunction.
At this time significant new information was revealed which altered
the course of this controversy.

Residues of 2,4,5-T related TCDD were

reported in Vietnamese fish and crustaceans, and the development of the
refined instrument sensitivity (parts per trillion) necessary for
determining whether TCDD is penetrating into the United States environment
il/
was disclosed.
In response to the greatly increased analytical sensitivity,
Respondent initiated an extensive environmental and human monitoring
project for TCDD. The finding of TCDD in Vietnamese fish disclosed
a potential threat to public health and to the environment from even
the non-food uses of 2,4,5-T (rangeland, rights of way, forestry),
and in response, pursuant to section 6(b)(2) of the FIFRA as amended,
EPA issued a Notice of Intent to Hold a Hearing to determine whether
Ji/
all remaining registered uses of 2,4,5-T should be cancelled.
The issues therein designated for hearing, in addition to those already
set for hearing on the cancelled food uses of 2,4,5-T, are as follows:

ll/ Baughman and fleselson. An Analytical Method for Detecting
TCDD (Dicxin): Levels of TCDD in Samples from Vietnam; Environ.
Health Persp., L'xper. Issue f!o. 5, pp. 27-35, 1973.
12/

33 Fed. Reg. 19860, July 24, 1973.

�A, The health hazards to n:an and to other animals
which may be caused by 2,4,5-T and/or its extren^ly toxic
conta.iiir.nnt, 2,3 ,7 ,8-tetrachlorcdibert20-p~dioxin (TCDD), with
emphasis on the foil owing:
1. Is 2,4,5-T or TCDD a teratogen?
2. Does 2,4,5-T or TCDD induce other adverse
reproductive effects?
3. Is 2,4,5-T or TCDD a mutagen?
4. Is 2,4,5-T or TCDD a carcinogen?
5. Can exposure to 2,4,5-T or TCDD induce sublethal chronic health effects?
6. Can chronic, low-level exposure to 2,4,5-T
and/or TCDD cause delayed lethality?
B. The extent of the health risk for man and other animals
posed by 2,4,5~T and TCDD, with emphasis on the following
conditions:
1. Can additional TCDD be generated in the environment
.by the thermal stress of 2,4,5-T or its metabolites?
2. Can 2,4,5-T or TCDD persist and bioaccumulate in the
environment?
3. What are the avenues of human and animal exposure to
2,4,5-T and TCDD? For example, can aerial drift or
water transport of 2,4,5~T or TCDD cause movement of
these compounds away from the site of application?
4. Are 2,4,5-T or TCDD residues being stored and
accumulated in the human food supply and in human
and animal tissue, including humans and wildlife
directly exposed to 2,4,5-T?
5. Are other dioxins and similar contaminants, besides
TCDD, present in 2,4,5-T and, if so s what risk to
health do they constitute?
G. What are other environmental sources of dioxins
particularly TCDD, and do these sources enhance the
total dioxin body burden and exacerbate the health
risks raised by 2,4,5-T and related TCDD?

- 6-

�7. What are the current levels of dioxins in
registered 2,4,5-T products and in technical
material used to formulate these products?
8. Do the current methods of manufacture of 2,4,5~T
provide for consistently lev/ levels of dioxins
in the final technical product and what are the
quality control measures used to minimize dioxin
levels?
C. The necessity for the continuation of the registered uses
of 2,4,5-T, with enphasis on the following:
1. What are the pests which each registered use is
intended to control and the degree of control
achieved by each use?
2. What is the cost, timing, and rate of application
of 2,4,5-T for each use?
3. What alternative controls exist for each registered
use and what is the cost and effectiveness of each
alternative.
4. Do alternative pesticide products cause adverse
environmental effects?
5. What are the economic implications of these
alternatives, including that of no control?
By motion of Respondent on October 2, 1973 and order of the Chief
Administrative Law Judge on November 12, 1973 these hearings on all
registered uses of 2,4,5-T have been consolidated into the proceeding
herein.
y?.-&lt;LL Forney/ork of the _Proceedinq
From this Consolidated Proceeding a final determination will be derived
as to whether the registrations xrf 2.,4,5-T should be cancelled. This decision
by the Administrative Law Judge and ultimately by the Administrator is
shaped significantly by certain principles.

- 7

�The registrations at issue must fall unless it can be
convincingly demonstrated that these uses of 2,4,5-T do not cause
unreasonable adverse effects on the environment,

!§/

In reaching the

determination as to unreasonable adverse environmental effects, the
risk to public health and to. wildlife must be balanced against any
*
benefit to the public's welfare from continued use of 2,4,5-T.

Constit-

uents of the overall balance are the answers to scientific and technical
questions posed as issues for this hearing, supra.

It is the burden

of Registrants and of the Intervenors in behalf of continued registration
to answer these questions and to persuade the Administrative Law Judge
and the Administrator by clear and convincing evidence that each
contested use of 2,4,5-T does not present an unacceptable risk of
J!/
adverse environmental effects„

13/
7 USC 136. The term 'unreasonable adverse effects on the
environment' means any unreasonable risk to man or the environment,
taking into account the economic, social,' and environmental costs
and benefits of the use of any pesticide.
14/
Seejleodane Company, Inc.v. Environmental^rotection Agency,
"470 F. 2cf T9TT8'cTrY"WfJ;*lii ReJSt^ei^lnHusfneJTsr F^R. 13369
(1972); a f f ' d EpF v. Envinjnmqnt¥j_ j£roTectTo7Q''Ao'fincy7 No. 72-1548
(CADC, 1973); EOF" v, Ruckelsliaus, 43FF7"2cT58TlCADC, '1971); Stearns
Eiectn^^astcfCpmnanf^rY!^'^! F. 2d 293, 304, 306 (7 Cir.~, T9T2)";
and Reasons linearly inn the Rcynstfation Deci_si_pns Concerning Products
P^-'r^J.''ill10-i::!.b-£^;L?^"t-l^i^JLOlJlsLill^l^Vll1 &gt;~ ^'n^'''^oiiinentaTTJ"rotec'Ti^n
'/uje'ncy ReleVse, iSarcFTs, 1*97f,"al" p. 4VwneVe the Administrator
stated: "It is clear from the statute, the legislative history, and
judicial construction that the burden of establishing the safety and
effectiveness of a product remain$ with the registrant from the time
of initial application through continued registration of the product."

- 8 -

�That Respondent must go forv/ard with an' affirmative exposition
of those facts which indicate why the food uses of 2,4,5-T should be
cancelled and which address the questions raised as to all 2,4,5-T
uses does not obviate Registrants' burden of ultimate persuasion on
each issue of this proceeding,

Information available to Respondent will work considerably to
resolve the issues in the 2,4,5-T controversy. In its First Pre-Hearing
Brief, Respondent sets forth that information which is now developed.
Respondent's current data, however, docs not thoroughly illuminate
certain areas of inquiry. In this regard, it is anticipated that
Registrants, in attempting to demonstrate the safety of and social
necessity for their pesticide product, will adduce significant new
data, derived from thorough research and field monitoring, particularly
on the crucial questions involving the toxicity of low-levels of TCDD.
The Advisory Cownittee requested such data in May, 1971. Surely the
intervening 2 1/2 years has been sufficient for Registrants to undertake meaningful research on these questions.
]_5/

Ji/

The Advisory Committee's recommendations included:
"That existing deficiencies in information relative to
possible accumulation in the soil and possible magnification
in the food chain of the dioxin TCDD be rectified by specific
research directed to this end, with these questions to be
subjected to scientific review within three years of the
present date and yearly thereafter until these questions
are resolved.
That additional post-registration monitoring for adverse
effects of agricultural chemicals be established, to
include both surveillance for such effects in man and
domestic and wild animals, as well as consideration of the
applicability of new methodology that may be evolved for
specialized testing, e.g., for carcinogenesis , mutagenesis
or teratogenesis." op. cit. Note 1 at p. 67.

- 9-

�Many of the issues presented in the Administrate:" 's 2,4,5~T
Orders of November 4, 1971 and April 13, 1972 are sub?i',;ied under
issues contained in the Statement of Issues of July ID, 1973. Where
appropriate herein, Respondent has grouped these related issues. The
numerous subsidiary questions are discussed first; ultimate questions
are then discussed where Respondent is prepared to adopt a regulatory
position.
A. The health hazards to man and to other animals which
may be caused by 2,4,5-T and/or its extremely toxic
contaminant, 2,3,758-tetrachlorodibenzo-p-dioxin
(TCDD), with emphasis on the following:
Teratogenicity
1. Is 2,4,5-T or TCDD a teratogen?
A contaminant of 2,4,5-T — tetrachlorodibenzoparadioxin (TCDD, or dioxin) -- is one of
the most teratogenic chemicals known. The
registrants have not established that 1 part
per million of this contaminant — or even 0.1
ppm -- in 2,4,5-T does not pose a danger to the
public health and safety.
There is a substantial possibility that even
"pure" 2,4,5-T is itself a hazard to man and
the environment.
The dose-response curves for 2,4,5-T and dioxin
have not been determined, and the possibility
of "no effect" levels for these chemicals is
only a matter of conjecture at this time.
As with another well-known teratogen, thalidomide,
the possibility exists that dioxin may be many
timer, more potent, in humans than in test animals.
Studies of medical records in Vietnam hospitals and
clinics below the district capital level suggest a
correlation between the spraying of 2,4,5-T defoliant
and the incidence of birth defects.

- 10 -

�Teratology is concerned with the origin and development of
congenital malformations, which are abnormalities in the structural
or functional development of the embryo or fetus.

Embryotoxicity is

a more general term which describes fetal toxicity, growth retardation
and teratology.

It is clear that 2,4,5-T and TCDD constitute a

potential teratogenic and embryotox'ic hazard to man.
Ascertaining the effect of 2,4,5-T on the fetus has been complicated
by the presence of various amounts of TCDD in the tested 2,4,5-T.
However, tests with 2,4,5-T in which the content of TCDD was 1 ppm
or less indicate that even so-called "pure" 2,4,5-T is teratogenic.
Terata including kidney abnormalities and deformed eyes and. tails
has been induced by 2,4,5-T in different strains of rats at levels of
100 mg/kg/day. Embryotoxicity has been induced in rats at doses as
!§/
low as 50 nig/kg.
Fetal deformities, including exencephaly, missing eyelids,
delayed head ossification and cleft palate were produced in hamsters
tested with 2,4,5-T at doses from 40 to 80 mg/kg, containing less than
.1 ppm TCDD

m

The dosage of 80 mg/kg caused a significant decrease

in the percentage of viable fetuses per litter. A dosage of 40 mg/kg
with nn detectable TCDD caused decreases both in the percentage of
viable fetuses and in the average fetal weight. Increasing the amount
of TCDD in the 2,4,5-T generally increased the incidence of adverse
effects in the hamster.

W

Op.cit., Note 1.

MJ
C o l l i n s , T. F. X . , and W i l l i a m s , C. H. Environ. Contain. Toxicol.
f{: 559 -567, 1971.
- 11 -

�Courtney and Moore

using 2,4,5-T at 100 nig/kg, containing

less than .05 ppm TCDD produced cleft palate and kidney malformations
IE./
in three strains of mice. Roll
demonstrated that 2,4,5-T can
:
20/
produce cleft palate in mice at 35 mg/kg. Neubert and Dillman
induced cleft palate in mice with 45 rug/kg 2,4,5-T, containing less than
.02 ppm TCDD. As little as 15 mg/kg of purified 2,4,5-T and 12 mg/kg of
2,4,5-T butyl ester caused a decrease in fetal weight (fetotoxicity).
TCDD has been demonstrated to be a potent teratogen and
embryotoxicant inducing adverse effects in the microgram per kilogram
(ug/kg) range in all species tested. Two teratogenic effects have
been clearly related to TCDD, cleft palate and kidney abnormalities.
Other effects include involution of lymphatic tissues, predominately a
drastic reduction in the size of the thymus, the spleen and the lymph
nodes. Because this impairment of the lymphatic organs causes a postnatal impairment of a basic defense system and thereby causes a
pronounced reduction in postnatal survival the effect may be considered
teratogenic, even though they may also occur in young or adult animals
treated with TCDD.
Other TCDD effects are embryotoxic, not teratogenic, and are also
induced in adult and young animals under the toxic influence of TCDD.
Theso are intestinal hemorrhage, the infiltration of fat into the
18/ Courtney, K. D. , and Moore, J. A., Toxicol. Appl. Phannacol,,
20:396-403, 1971.
19/

Roll, R.» Fd. Cosmet. Toxicol., 9:671- 579, 1971.

20/ Neubert, D. and Dillman, I., Naunym-Scimiedebcrg's Arch. Pharmacol.,
272j 24 3-264, 1972.
2J/ Ncubert, D., et. aj_., Environ. Health P 2 r s p . s Exper. Issue No. 5,
pp. 67-79, 1973.
- 12 -

�22/

liver, subcutaneous edema and delayed ossification.,

237

Sparschu, et al.

found increased fetal mortality, early and late fetal resorption and
intestinal hemorrhage of the fetus of rats at a dietary dose of .125 .2 ug/kg. In this study no enibryotoxic effects .were noticed at
.03 ug/kg; a dose approximating 600 ppt in the rats' diet during
2AJ
the critical period of pregnancy. Courtney and Moore
produced
kidney abnormalities in rat fetuses with .5 ug/kg TCDD. They reported
cleft palate and kidney abnormalities in three strains of mice after
dams were injected with 1 to 3 ug/kg during days 6 - 15 of pregnancy.
Neubert

IS/

reported a clear-cut potentiating teratogem'c effect between

2,4,5-T and TCDD.
Available knowledge makes demonstrating the presence of a public risk
of 2,4,5-T, TCDD-induced birth defects less difficult than assessing the
magnitude of, that risk. One gap in the state of the medical art is
precise knowledge of the predictive value for man of terata testing in
animals. Imprecision is inherent in extrapolating from test animals to
22/

Ibid.

23_/

Sparschu, et. _aJL_s Food Cosmet. Toxicol. 9_:405-412, 1971.

24/

Courtney and Moore, Toxicol. Appl. Pharmacol. £0:396-403, 1971.

25/

Op. cit., Note 21.
- 13 -

�man, but the application of certain guidelines demonstrates the
importance of such testing in predicting risk to man:
i

1. Society should not knowling'iy permit its members to be
used as divining rods for discerning hidden destructive forces.
Laboratory animals are, therefore, not a convenience but a necessity
if public agencies are not to await the noticeable occurence of human
birth defects which can be traced directly to a specific source before
taking protective measures.
Even a significant increase in human birth defects which might be
related to 2,4,5-T, TCDD would likely be inapparent from normal
observation of the incidence of birth defects. There is no national
registry of teratogenic effects. Nor has any major human teratogen
been detected by prospective monitoring of the population at large.
The teratogenicity of X-ray, German measles, thalidomide and methyl
mercury were recognized not by epidemio'logical survey but rather by
individual medical practitioners who observed small "clusters" of
deformities and traced them to the source.

2§/

The terata induced in

laboratory animals by 2,4,5-1", TCDD, primarily cleft palate and kidney
abnormalities, are not so egregious (as contrasted, for example,
with the absence of 'limbs, caused by thalidomide) as to make an
increase in the human incidence of such deformities readily noticeable.

26/ Report of the Secretary's Commission on Pesticides and Their
Relationship to Environmental Health, Parts I and II, U. S. Department
of Health Education and Welfare, December 1969, pp. 661-662.

- 14 -

�The fact that public exposure to TCDD would likely come through residues
in the food supply, would prohibit even the "cluster" approach to
detecting human terata, such as was pursued in the cases of thalidomide
and other major teratogens, rendering a very real effect from 2,4,5-T,
TCDD all the more hidden from detection by observation of the population.
These informational voids compel reliance upon test animals.
2. Physiological variations existing between test animals
and man do not necessarily indicate that man will be unresponsive or
less responsive to 2,4,5-T and TCDD. They may be such as to render
man more susceptible. Variations may exist between man and test animal
in the distribution and release of TCDD during vital periods in organogenesis, in the time and degree of association of TCDD with the embryo
or fetus, and in the elimination of TCDD from the maternal and fetal
receptors. Little is understood about the etiology of birth defects.
Even less is known about the long-term behavior of tetra-dioxin in the
body of mammals. Nothing is known about the retention, distribution
and elimination of TCDD in the human organism, Man may thus respond
more readily than test animals to this teratogen.
The thalidomide experience is demonstrative. The lowest observed
effective dose for human terata was .5 mg/ky/day. The hamster, dog,
rat and mouse exhibited effects at 350, 100, 50 and 30 mg/kg/day,
respectively,

27/ ((alter, H., Teratology of the Central Nervous System: Induced
and Spontaneous Malformations of Laboratory, Agricultural and Domestic
Animals. Chicago, University of Chicago Press, 1968.
- 15 -

�Thus, laboratory tests on mammalian species showing that 2,4,5-T
and TCDD are teratogenic present real grounds for concern. But these
animal tests permit no more refined a practical conclusion, particularly
as to TCDD, than that a risk of unknown magnitude exists of causing
human birth defects by using 2,4,5,-T so as to contaminate the public
food supply. There is no accepted procedure for setting safe levels for
man based on no-effect levels for terata produced in the laboratory.
The potential greater sensitivity of man to this teratogen renders
highly tenuous any effort to extrapolate "no effect" levels for man.
In addition, there is no widely accepted scientific procedure for
establishing a safe level for teratogens in the food supply.

Further,

reliable no-effect levels for tetra-dioxin, in the laboratory species
tested, which take into account a proportionality between the number
of animals tested and the resultant teratogenic effect, may not have
been ascertained.

For example, in the case of thalidomide, a teratogen

much more potent in man than in the tested animals, laboratory tests
28/

may have failed to designate a threshold level even for the test animals.
In this regard, the fact that laboratory testing on TCDD (carried out on
very small numbers of animals) demonstrates its teratogenic action
at extremely low levels casts even greater doubt on the wisdom of
attempting to set an acceptable "safe level" for the millions of
people at presumptive risk.

23/ Jusko, William J., Pharmacodynamic Principles in Chemical Teratology:
Dose-Effect Relationships. Journ. Phannac. and Exper, Therap., Vol. 183,
No. 3, 1972, pp. 469-480.
- 16 -

�Other difficulties make impossible at present predicting an
acceptable no effect level for this teratogen. Just as man may be
much more susceptible than test animals, some persons in the exposed,
at-risk population will be more susceptible to teratogenic effects
than others. The genetics of cleft palate, for example, indicate

29/
varying susceptibilities to the inheritance of this birth defect.
Further, only a fraction of the women who took thalidomide gave birth
30/
to deformed children.
With varying individual susceptibilities,
establishing one level for the protection of all women would be
speculation.
There is also lacking any clear indication that human exposure
to 2,4,5-T, TCDD has not caused significant increases in birth defects.
Past surveys of human exposure have not arrived at statistically
significant conclusions. However the report to the American Association
for the Advancement of Science

si/

™ does indicate higher stillbirths

and malformations In certain areas and during periods of the heaviest
2,455~T defoliation campaign in Vietnam. That a spurious effect may
have been produced in this survey by incomplete data does nots however,
_29/ Personal Communication, Matthew Meselson, Harvard University,
January 11, 19/4.
30 /

Op, Cit., Note 26, at p. 659.

3]/ Meselson, isi. A., A. H. Westing and J. D. Constable, 1970.
Backfjround Material Relevant to Presentations at the 1970 Annual
Meeting of tho AAAS, Herbicide Assessment Commission of the American
Association for the Advancement of Science. Revised January 14, 1971. •
- 17 -

�necessarily indicate that the effect was to exaggerate the incidence
of stillbirths and terata. Rather, the importance of this effect may
32/
as wall have been to disguise a higher level of birth defects.
Available information, then, depicts a hazard of birth defects
from 2,4,5-T and related TCDD. The magnitude of the risk cannot be
reliably quantified. The extent, therefore, of the hazard to man must
depend on the risk of human exposure, particularly to tetra-diox'in.
Where the risk of such exposure is direct, Respondent will seek the
final cancellation of the related 2,4,5-T use. Where information as
to the risk of human exposure is less clear, Registrants must bear the
burden of demonstrating that the risk is de minimis or that the
particular pesticide use in question has compelling public importance,
so as to outweigh even a minor threat of human exposure.

327

Op. cit., Note 1, at pp. 71-72.

. - 18 -

�A•2• Does 2,4,5-T or TCDD Induce Other Adverse Reproductive Effects?
Substantial questions have been raised as to whether adverse
30 /
reproductive effects are induced by 2,4,5-T and TCDD. Moore, et al.—'
have reported adverse postnatal effects on the kidneys of mice whose
dams were treated with TCDD. The importance of TCDD in mother's
milk is suggested by the fact that the highest incidence of kidney
abnormality occurred in those progeny whose mothers had been treated
with TCDD during the nursing period.
2,4,5-T administered during pregnancy has been demonstrated to cause
increased resportion and decreased fetal and maternal weight.—7 Thomas
and Lloyd^/ found that 2,4,5-T behaved similarly to other organochlorines,
e.g., dieldrin and DDT, in decreasing the ability of the mouse prostrate
gland to accumulate aridrogen, probably the consequence of reducing the
actual uptake of androgen.

The research with "toxic fat", infra, p. 24,

showed a marked decrease in spermatogenesis linked to TCDD. It is known
that decreased sexual drive is among the reported chronic symptoms of persons
oc /

who have been occupationally exposed to 2,4,5-T, TCDD.—-7

33/ op. cit., Note 18.
347 Dougherty, W.H., et_al_., Alst 9 p. 7 5 12th Annual Meeting
Soc. Toxicol., 1973.
35/ Thomas, O.A. and Lloyd, J.W., Pesjticides and__the Enyjrpjiment_,
Intercontinental Medical Book Corp., N.Y. pp. 43-51, 1973.
36/ Bauer, II., Schulz, K.H., Spiegelberg, U., Arch. Gewcrbepath,
Vol. 18, 538-555, 1961.
- 19 -

'

�The significance of these indicators for human or wildlife
reproduction is unclear. While Registrants must attempt to demonstrate
the unimportance of such facts, it is unfortunate that there has been
a failure to complete necessary multi-generation reproductive
studies with 2,4,5-T, TCDD.
A.3. Is2.4,5-T or TCDD a Mutagen?
As with the various reproductive effects noted, there are
indications that TCDD is mutagenic. One in vitro study—/ with bacteria
exposed to 2,4,5-T noted no mutagenic effects. However, a practical
negative conclusion cannot be reached from this study.

Here, also,

Registrants' laboratory research and occupational hygiene information
should be adduced to speak more clearly to the question of the
importance for man of these risks.
Hussain, £LjlL_—/ using three distinct bacterial systems reported
TCDD to be mutagenic. Jackson^./ demonstrated a dramatic inhibition
of mitosis and the production of cytologies! abnormalities in the
African blood lilly at levels of .2 to 1 ug/1 TCDD.
37/ Anderson, K.J., ejt_al_._, J. Agric. Food Chem. 20:649-656, 1972.
3jy Hussain, S., et al.» Arnbio., 1(1 ):32-33, 1972.
39/ Jackson, W.T., J. Cell. Sci. 10:15-25, 1972.

- 20 -

�A

•4• Is 2,4,5-T or TCDD a Carcinogen?

The carcinogenic potential of 2,4,5-T related TCDD exists.
The available information conveys no discernible indication that 2,4,5-T
itself, is a carcinogen.
The carcinogenic potential of TCDD is determined from the following
work. Buu-Hoi, et_a]_.^ reported that intraperitoneal doses of TCDD
(1 and 10 nig/kg) induced liver lesions in rats.

These lesions were

characterized by amisokaryosis, frequent binucleation, and focal
hyperplas ia of Kuffer cells. They also reported a similarity between
TCDD and known heptacarcinogenic compounds in the effects on microsomal
hydroxylases and in reducing liver arginase.-—
427
Gupta, eJLJLl-— reported degenerative liver lesions and large
mu.ltinuclea.ted giant heptatocytes, produced by 10 ug/kg/day TCDD in
rats for 13 days.

The researchers conclude that the presence of

these cells, the increased number of mitotic figures, and the
i

pleomorphism of cord cells point to the need for assessing the
possibility that TCDD induces hyperplastic nodules or neoplasms.

40/ Buu-Hoi, N.P., et_a_rs."Naturwiss. 59_(4): 174-175, 1972.
41_/ Buu-Hoi, N.P., et_ai-, C.R. Acad. Sci. (Paris) D273(3)-.708-711, 1971.
4_2/ Gupta, B.N., Environ. Health Persp. Exper. Issue No. 5.,
pp. 127-140, 1973.

�A • 5. CanJExpj)sure to 2,4,5-T or TCDD Induce Sub-lethal Chronic
Health Effects?
.
6'

Can Chronic, Low-1 eve1_ Exposu/e to '2,4,5-T and/or TCDD
Cause PeTayed Lethality?

Except for the potential reproductive and mutagenic damage
previously discussed, available information does not indicate that exposure
to low levels of 2,4,5-T, itself, induces chronic effects. The apparent
rapid human excretion of 2,4,5-T tends to support a tentative conclusion that
chronic ill health would not be expected from long-term low-level

4V
exposure.—
The same cannot be said for 2,4,5-T related TCDD or other possible
toxic contaminants of 2,4,5-T. The facts on TCDD's chronic health effects
are of major evidentiary concern.

These facts describe a pernicious, little

understood toxicant, capable in minute quantities of inducing a variety of
chronic illness and, perhaps, of causing death as a delayed response to
exposure.

The burden of mitigating this concern must be particularly heavy

for Registrants in that the risk is clearly raised by every available
research effort and the lifetime feeding studies in mammalian
species, necessary to effectively lay to rest these strong signals, have
not been conducted.
Of major concern is the effect of TCDD on lymphoid tissue, previously
discussed.—/ Related to such impairment of an organism's basic defense
system is the conclusion of Vos, et__a]_.---' that TCDD at sublethal doses
43/ G e h r i n g , P . O . , e_t__aj_. , T o x i c o l . App. P h a r m a c o l . 26:352-361, 1973.
p. 1_3_.

45/ V o s , O . G . , et nl . , E n v i r . Health Pcrsp., Exper. Issue No. 5,
pp. 149-162VT973.

- 22 -

�suppresses the cell-mediated immunity in both mice and guinea pigs.
The authors suggest that, in the absence of major pathologic effects
except in the lymphoid system, the death caused by sub-lethal doses
was due to impairment of the organism defense mechanism. Zinkl, et al . '
—
observed TCDD related lymphophenia in mice and guinea pigs, a result
which is consistent with its noted immuno-suppresive effects.
Allen and Carstens— ^ fed monkeys various percentages of "toxic
fat", reported to contain 35 ppm of TCDD and other dioxions.
There was an inverse relationship between the percent toxic fat in
the diets and the number of days the monkeys survived. Monkeys fed
5 or 10% began dying around the third month.

At the lowest dose, the

total dioxin intake which produced a mean survival time of 445 days
was 2.15 mg/1.— / In all test groups, the TCDD induced
a -variety of chronic illness one or two months before death,
including alopecia and subcutaneous edema, focal neurosis
of the liver, gastric ulcers, reduced hematopoiesis and spermatogenesis.
These test data suggest that TCDD poisoning may be cumulative.---'
Daily doses of 10 ug/kg/TCDD killed 15 of 1C rats, on days 15
through 31.--/ Rats receiving 1 ug/kg for 31 days suffered
h Persp., Issue No. 5, pp. 111-123, 1973.
47;/ Allen and Carstens, Amer. J. Vet. Res., 28: 1513-1526, 1967.
4S/ Flick, ejt. aK , Poultry Sci., _52: 1637-1641, 1973.
49 / Baughrnan and Meselson, Environ. Health Persp., Exper. Issue No. 5,
pp. 27-35, 1973.
50/ Gupta, ct_al_. , Environ. Health Persp. Issue No. 5, pp. 125-140, 1973.

- 23 -

�decreased weight gain which was reversed after cessation of dosing.
A no effect level was not found and whether withdrawal after chronic
exposure may reverse more serious ill-effects is unclear. Dosing
guinea pigs with 1 ug/kg a week killed all animals, on the average
within four weeks.--'
pries52/ added TCDD (C~^ labelled) in the diet of rats at 7 and
20 ppb. The rats were placed on the feed for 6 weeks and withdrawn for
4 weeks. After 6 weeks of feeding a plateau in the body residues had
apparently not been attained in either sex. Decreased feed consumption and
weight gain were observed. The liver/body weight ratio was also increased.
This effect was reversed by withdrawal but only as to the lower
dose.
Poland and Glover™'1' using the chick embryo conclude that TCDD is
approximately' 3 orders of magnitude more potent than other known porphyrogenic
compounds. Goldstein, et^ al.—' also conclude that TCDD is the most potent
porphyrogenic chemical known. A single doss of 150 ug/kg TCDD caused a
4s000 fold increase in the uroporphyrin content of the mice livers
within 3 weeks and increased induction of ALA synthetase. Similar
effects were induced by weekly doses of 25 ug/kg for one month.
Jn addition to porphyria, extensive liver damage, atrophy of the thymus,

5_iy i b i d , at p. 127.
52/ USDA - Beltsville; unpublished.
53/ Poland, A. and Glover, E., Science, 170., 476-477 (1973).
Goldstein, et al., Fed. Proc., 32 702 (Abstr. 1973)

-24 -

�edema and terminal hemorrhages were observed. The authors suggest
effects may be seen at lower levels after longer periods of exposure.
Because the effects of long-term exposure to low levels of TCDD
remain undetermined, an acceptable level for man cannot be set.

If

TCDD exposure causes delayed lethality or, if continuous impingement of
TCDD on human organs otherwise causes cumulative effects, or if
TCDD concentrates in human tissue, a level of exposure which would be
safe for the general population may not exist. Even residues below
the current level of detection may be unsafe.

A• The Risk to___the_ Environment (Non-Human)
Of the twenty or so different chemical compounds commonly
called 2,4,5-T, each contains impurities or inert ingredients
in the technical pesticide product. Among these impurities is such
"inert" material as TCDD. The total published wildlife toxicological
information for these compounds and their impurities is slightly more
than zero.
An abundance of data on other toxicants—/ hss permitted Respondent
in its regulatory posture to parse with relative precision. With little
environmental data now available, Respondent will adhere to certain
guidelines, derived from existing knowledge, in its effort to illuminate
the sphere of ecological hazard. Hopefully, Registrants and their
intervenors by proffering reliable field and laboratory data on the
Industries, 37 F.R. 13369.

- 25 -

�degree of environmental risk, will also avoid parsing with a cleaver.
Surely Registrants cannot insist that "body counts" are necessary before
the trier of fact herein can reasonably conclude that unacceptable
risk to the non-human environment exists. Respondents environmental
guidelines for this proceeding are as follows:
(1) The "indirect" ecological effects on wildlife from using 2,4,5-T
are a subject for discussion in this hearing. Many wild species are
dependent for their very survival upon the availability of specific
habitats. Some must have even specific plants to exist. For example,
"range management," the widespread, indiscriminate removal of sagebrush
by 2,4,5-T (or by other means), will eliminate the sage grouse which
depends upon sagebrush for 99% of its food.^L/ Similarly, the Montana
Fish and Game Commission showed that 2,4,5-T used for total brush control
in one area had caused an 86% reduction in mule deer.—/ The Registrants
and appropriate Intervenors must discuss the extent of such range
management, and the environmental as well as the economical acceptability
of more restricted brush control or strip spraying, by which areas
of brush necessary for wildlife habitat are left standing.
(2) There is no reason to assume that the demonstrated low-level
toxicity of tetra-dioxiri is not exerting its effect, in the environment.
Ranyeland application of 2,4,5-T may amount to 4 pounds acid equivalent
per acre, resulting in 120-960 ppni on grasses.

The dioxin content

of the grasses therefore could reach .96 ppb assuming an initial TCDD
level of 1 ppm in the 2,4,5-T. Grass-eating wildlife species with an
acute oral LDr)0 of .6 ug/kg (that of the most sensitive
5_6/ 8th Western States Sage Grouse Workshop Proceedings, Lewiston, Montana,
August 7-8, 1973, p. 19.
57/ Personal CoiVniiunication, State of Montana Department of Fish
and Game, Helena, Montana.
- 26 -

�non-wildlife species tested so far, the guinea pig) would consume a
median lethal dosage by the time of ingesting one-half their body
weight in grasses, a feat which would require one to three days for
small species.

Less TCDD could produce teratogenic effects. Given

the extremely rapid environmental scavenging of dead or deformed small
speciesj the detection of such field mortalities would be extremely
difficult.
(3) Information discussed, infra, indicates the capacity of TCDD to
penetrate, persist, to move and to bio-concentrate in the aquatic and terrestrial
environment.

Given the incomparable toxicity of this small molecular

compound, and given the practical nonexistence of facts about its
ecological effects, the Respondent suggests that it cannot make a
reliable conclusion that TCDD is not causing serious environmental
injury. Demonstrating a socially acceptable risk is the
obligation of Registrants.

B. The Extent of the Health Risk For Man and Other Animals
Posed by 2,4,5-T and TCDD, with Emphasis on the Following:
1. Can Additional TCDD be Generated in the Environment
by the Thermal Stress of 2,4,5-T or its Metabolites?
There is Evidence that the Polychlorophenol in
2,4,5-T May Decompose into Dioxin when Exposed to
High Temperatures, Such as Might Occur with
Incinceration or Even Cookinn of Food.

- 27 -

�TCDD can be generated by the thermal stress of 2,4,5-T and some of
its metabolites.

This raises the potential for the generation of

additional dioxin under environmental conditions. The widespread use
of 2,4,5-T, coupled with the persistency of TCDD and Us extreme
toxicity, therefore, raise the possibility that people may be exposed
to a latent destructive force -- the accidental or unknown triggering
of the thermal release mechanism by which "harmless" amounts of 2,4,5-T,
its esters or salts, convert to lethal tetra-dioxin.
Tests-—/ demonstrate the thermal conversion of alkaline salts of
2,4,5-T into TCDD. Sodium 2,4,5-Trichlorophenate held at the melting
point produced measureable quantities of TCDD. Baughman and Meselsonri/
report they have repeatedly formed TCDD at the 1000 to 2000 ppm level
by. heating the sodium salt of 2,4,5-T, a form most likely to persist
on wood.
Recent work by Thomas-—' corroborates the observations of
Baughman and Meselson. A summary of these findings is as follows:
1. When the sodium salt fo 2,4,5-T + Cu -I- NaOH are
heated in a closed tube (entire tube heated) at
450°C for 6 hours, ca 10 pprn of TCDD are produced.
2. When the sodium salt of 2,4,5-T and 2,4,5-trichlorophenol are heated in an open tube (only the bottom of
the tube is heated) in a sand bath at 350° for 7-1/2
hours, between 250 and 500 ppm of TCDD are produced.
3. When the sodium salt of 244,5-T and 2,4,5-trichlorophcnol are heated in a closed tube (entire tube heated)
at 350° for 7 hours, ca 1500-3000 pprn of TCDD are formed.
58/ Lancjur, H.G., cjtjaJL» Environ. Health Persp., No. 5 5 pp. 259-266 (1973).
59/ Communication with the Office of Pesticide Programs (OPP), U.S. EPA.,
July 30, 1973.

60/ Private communication with Mr. Carroll Collier, OPP, EPA; Beltsville, Md,

- 28 -

�Thus three independent groups have demonstrated this thermal
conversion into TCDD.—'
Pyrolysis has also been shown to form dioxins from chlorophenates,
under presumably anhydrous conditions.—' Five chlorophenates, from
2.4 dichlorophenate to pentachlorophenate were tested, each formed a
corresponding dioxin.
Crosby—/ reports the formation of octachlorodioxin from the burning
of wood treated with pentachlorophenol.
Buu~Hoi—^ reported the formation of tetra-dioxin from burning
vegetation. No details are available on the procedures followed in
burning the foliage or in collecting the samples. Analyses of the mass
cr I

spectra asserted to be that of TCDD do not appear completely valid.—7
Most existing tests on the burning or the heating of 2,4,5-T
treated products (vegetation, meat, fat) have not produced detectable
tetra-dioxin.—'/ But the level of analytical sensitivity in these
experiments was .05 to .1 ppm. Current sensitivity for such analyses

is down to about 5 parts per trillion. The generation of TCDD at levels much
lower than .05 ppni would be 'Lexicologically significant. In addition, the
multitude of environmental conditions under which 2,4,5-T, its salts and esters,
can be exposed to thermal stress makes complete laboratory replication
impossible and prohibits reliance on only a few negative laboratory tests.
FIT" o'pTTTtV', ~l"lotis~58 - 60.
62/ op. cit., Note 58.
63 Crosby, et_al,., Environ. Health Persp. , No. 5, pp. 259-266 (1973).
64/ Buu-Hoi, et_aJL, Comptes Rendus Acad. Sci., Paris', 273 Series D, 708 (1971).
65/ op. cit. , Note 62.

C6/ Watts, R.R. and R. Storher, JAOAC, 56^(4)1026 (1973).

- 29 -

�B 2

•

CAN

2.4,5-T or TCDJD PERSIST AMD BIOACCUMULATE.

THE RER.I STRAHTS.. J !AVF. JiQTMISTAnL IS! I ED TII'YT THE
'
TISSUES. ir'Oiir'OR'
.
SHALL DOSE S_ CpJLD^ BLHL DJ/l£" T^OTIuUS_ L E VE" L S HI THIN MAT] AND
ANIMALS, AMP POSSIBLY 1'QH'E FOOD CHAIN AS UELl.
•

• B.4. ARE 2,4,5-T_or_TCDD RESJOUES BEING STORED AMD ACCUMULATED
IN THE KgWTtJOL) SUPPLY A! IT) Hi HUTJATTA'TlY Alj IjffiTY ISSUE,, I
HUMAllS A;']i) VyTTDllFL 'DIRECTLY EXPOSED TO" 2 5 4 , 5-T

2,4,5-T does not appear to be a persistent compound, but not
enough is known about its metabolic products or pathways and about
the presence of conjugated including "bound" products, and therefore
undetected residues in foods resulting from the use of 2,4,5-T.
Unfortunately, methods for the determination of "bound"
residues will only detect those conjugated products to the extent
to which they are subject to the technique in use. For example, the
§2J
method of Chow, et al can lead to signicantly higher results for
"bound" residues of 2,4,5-T in rice straw than the method of Yip and
68/
Ney or the current method of the Food and Drug Administration.
There remains however, the possibility of the presence of other
conjugated products not so cleaved which would not be detected,, Much
of this area has not been clarified by the Registrant.
697
Many species matabolize 2,4,5-T. ~ Also, 2,4,5,T can be rapidly
degraded by soil organisms, usually not persisting into the next growing
season.

The degradation rate in soil is influenced by climatic conditions
Zl/
and microbial action.
Because definitive soil metabolism studies are
unavailable the buildup of persistent matabolites, however, cannot be
discounted. Nor can movement of 2,4,5-T metabolites into rotational crops
be discounted since current analytical techniques may be unresponsive to
residues of bound 2,4,5-T or its metabolites.
^
c . ,6 576 (1971).
687 Yip and Ney, V'eods J4 167 (196G);and FlJA Pesticide Analytical Manual
V o l . 1 . , Sections 222. T'3c&gt;222. 14,222. 15, &amp;222.1G(b) (1963 r e v ' d cd.)
69/ Loos. M.A. "Degradation of Herbicides", pp. 1-49, Ed. P.C. Kearney, Marco!
Dekker Inc. N . Y . (1969)

7p_/ Bauer, et a]. Wood Sci., 1_7 567 (1969); Alexander &amp; Aleen, J.Agr. Food
Cheni. 9 45 (1961)
- 30 -

�Storage of 2,4,5-T metabolites in the tissues of certain aquatic
organisms may also occur. Exposure of fish to degraded 2,4,-D

Zi/

residues results in tissue accumulation of metabolites.

It is

reasonable to conclude, based on the similarity of many of the
degradation products of 2,4,-D and 2,4,5-T, that acquatic organisms would
also store 2,4,5-T metabolites.
Ill

Considerable data exists on the persistence of 2,4,5-T in grasses.

Rapid decline of 2,4,5-T residue is observed, starting immediately after treatment
and reaching "neglible" levels in about 6 months. This decline must
be the combined result of dilution, plant metabolism, surface
erosion, volatilization and photodegradation. Residues of 2,4,5-T
and of the 2,4,5-Trichlorophenol moiety in milk and meat resulting
from the use of 2,4,5,-T in pastures and on rangeland have been
737
reviewed.
While the author concludes that residues in milk,
meat, fat or meat by-products are not likely to be significant
if 2,4,5-T is used according to label direction, more recent
research shows that "bound" residues of 2,,4,5-T in sheep and
cattle livers may be measurable (&gt;.05 pprn)even after withdrawal
from a diet containing 2!&gt;4.15~T.74/ No data are available on the
fate of metabolic products from forest or right-of way applications
nf ? J /i 5r^ I «
i~T
U I
&lt;*"!

Monitoring of human food supply appears to cooroborate these
conclusions on-the persistency of 2,4,5-T, although nothing is
known about potential metabolites of 2,4,5-T in human food or
the presence of bound residues which are not subject to detection
by existing 2,4,5-1 analytical methods.
TV "SchGTtz, ETF.iC. ~Agr ToocfcTiGin. ,2_1, 186 (1973)
"72/ op.cit,, Hotc 70; and Bovory,R."Bauer, Bull Env. Cont. Toxic
8 (4) 229 (1972)
737 Lcruj. M . L . , Down to E a r t h , 2 8 ( 1 )12(1972)
7£/ Pesticide P e t i t i o n , 2,4,5-tT the Dow Chemical Company, No. 1 F 1102.
- 31 -

�Since 1969 the Food and Drug Administration (FDA) has monitored
for chlorophenoxy acetic acids in the following commodities:
(1) Whole grains for human use, such as wheat, corn, rice, oats, etc,
(2) Animal by-products including slaughtered mammals and fowl.
(3) Milk
(4) Other dairy products.
From 1969-1971, 19 of 1226 samples contained 2,4,5,-T
or 2,4,-D derivatives, ranging from a trace to .02 ppm. All
but one sample was milk.
Earlier FDA results are summarized reliably in the May 7,
1971 Advisory Committee Report, "From about 10,000 food and
feed samples examined from 1964 through 1969 only 25 contained
trace amounts of 2,4,5-T (less than 0.1 ppm) and only two
contained measurable amounts, 0.19 ppm in a sample of milk in
1965 and 0.29 ppm-in a sample of sugar beets in 1966.

Furthermore,

of the 134 total diet samples involving 1600 food composites
(Market Basket Survey) analyzed from 1964 through April 1969,
only 3 contained 2,4,5-T. Tv/o were dairy products containing
8 to 13^ fat with .008 and 0.19 ppm in the fat. A single moat,
fish and poultry composit from Boston consisting of 17 to 23% of

Zi/

fat was found to contain .003 ppm 2,4,5-T on a fat basis."

75/ op. cit., Note 1

�Tetra-dioxin, on the other hand, is clearly both persistent
and bioaccuinulative. It resists microbial deterioration.7_6_/
Out of 100 microbial strains which degrade most persistent
pesticides, only 5 showed any ability to degrade TCDD. Soil
studies indicate that tetra-clioxin has a half-life of greater
ILJ
than one year.
That no metabolites were found in this research
also indicates the absence of microbial degradation.

Herbicide

test plots sprayed with Agent Orange (2,4,D and 2,4,5-T) have
78/

shown measurable amounts of TCDD several years after final treatment.
Model ecosystem studies suggest that TCDD bioconcentrates more
than DDT.

A two trophic level, model ecosystem with mosquito larvae

and brook silverside minnows demonstrated a bioaccumulation factor
of TCDD in minnows 540 times that of the TCDD in the water. DDT's
111
accumulation factor by comparison was 306.
A similar acquatic ecosystem showed catfish to accumulate tetra-

8Q/

d i o x i n in only three days by a factor of 14..000. "" A direct
r e l a t i o n s h i p was observed between concentrations in ambient water
and in the tissues of several acquatic species, when tetra-dioxin
was introduced into the a q u a t i c system in the form of treated sediment.
The f o l l o w i n g i l l u s t r a t e s the observed r e l a t i o n s h i p between
TCDD concentration in soil and in the water:

767 TiaTsairfura . ,'F*. and Ti7 PJenezet, Eny. Health Persp.No.5^53(1973)
77 / Kearney, P.C.ejt a j . , " C h l o r o d i o x i n s - O r i a i n and Fate," E . B l a i r , e t
pp. 105-111, Amer." Chem Soc. , Adv. ChenTsin 120,1973.
7F./ P r i v a t e C o m m u n i c a t i o n with OPP, Major Mabson, USAF, Wash. D.C.
79/ Op. c i t . , Note 76
807 Private Communication,USDA, Isensee

•30
\JO

�TCDD Concentration jn Soil (PPM) TCDD Concentration in K'ater (PPT )
0.1

7ol3

0.01

0.66

0.001

0.26

0.0001

Oo05

When the soil content was .1 ppm TCDD, various acquatic organisms
accumulated the following levels of tetrs-dioxin:
i-ini

TCDD Level (PPM)

Time of Exposure

Algae

.08

28 ~ 29 days

Duckweek

.03

28 - 29 days

Snails

.12

28 - 29 days

Daphnia

.16

28-29 days

Gambusia

.44

3 days

Catfish

.10

3 days

Thereforej rice flood. waters and sediment containing 2,4,5-T
related TCDD may well transport tetra-dioxin from the ricefields.
to fish and crayfish, components of the human food supply. For
example, a one pound per acre treatment of rice with 2,4,5-T
containing .1 ppm TCDD will generate a tetra-dioxin level of
approximately 12 ppt in the upper 1/4 inch of soil. A graphical
extrapolation of the soil-water data discussed, s_up_rn^ indicates that
this could lead to a water concentration of .01 ppt« A direct
correlation between water and fish concentrations would result
in a tetra-dioxin level of 140 ppt in fish within 3 days of exposure
to rice flood water.
Residue data corroborate these conclusions as to the persistency
and bioaccumulation of 2,4,5-T related TCDD.

- 34 -

�Analysis of residues in Vietnamese shrimp and crustaceans
detected significant levels of tetra-dioxin following
defoliation treatments with 2,4,5-T in regions draining into
8/
]
the areas from which the shrimp were collected. It appears
that these residues have not declined appreciably between 1970 and
1973, although the defoliation ceased in 1969.
Wildlife in the vicinity of areas of Agent Orange application at
Eglin Air Force Base retained measurable levels of TCDD several years
82/
after use of the herbicide was stopped.
Beef calves fed for 28 days .on diets containig 100 and 1800 ppm
2,4,5-T with .5 ppm TCDD, retained substantial amounts of tetra-dioxin in the
83/
fat and in the liver. It therefore appears that at least 25% of the
dietary intake of tetra-dioxin may be stored in body tissues.

Fries

feeding rats 7 and 20 ppb TCDD suggests that 75% of the total retained
residues may be stored in the liver.8_4_/
Table I infra suggests that the withdrawal of cattle from
a diet contaminated with dioxin for as long as one week may have
little effect in decreasing TCDD residues. Therefore, current label
provisions requiring "feed off" periods on dioxin free food in order
to assure the absence of dioxin residues in the meat are not likely to
be effective in reducing tetra-dioxin residues if present in any significant
amounts.
8J7 Baughman and Meselson, op.cit, Note _49
82/ Op. Cit, Note 78

837 EPA, OPP TCDD Monitoring Project
847 Private Communication, Fries. G. USDA Beltsville, Md.

- 35 -

�Cattle, sheep and goats fed immediately after application of
2,4,5-T to rancjsland accumulated residues of tetra-dioxin in
their fat from 6 to 41 ppt and in the liver from 1 to 5 ppt.85/
The totra-dioxin content of the commercial 2,4,5-T used was .04 ppm.
Using a factor of fat/TCDD diet of 2.1 (See Table I) one can calculate
a value of 10.08 ppt, which could be expected in the fat of a young
calf exposed to similar residues.
Monitoring of wildlife collected along rights of way in the U.S.
demonstrates, as does the Vietnamese aquatic residue data, that
2,4,5-T related TCDD can enter the food chain from "non-food" uses.
Shrews sampled accumulated tetra-dioxin residues up to 397 ppt,
averaging 202 ppt.86/
Thus, 2,4,5,-T related tetra-dioxin is persistent, and it
bioconcentrates.

It is quite capable of penetrating into the

environment and contaminating the human food supply. While
Respondent is in the midst of extensive residue monitoring in order
to define this hazard more precisely, it is now the obligation of
those who profess the safety of this pesticide to prove their
position in the face of these facts.

85/ Op" cit Note 83
86/ "I bTd ~~~

- 36 -

�TABLE 7."

DOW CHEM
CO.
CALF NO.
r-

- TCDO LEVEL IN LLT CALF FAT AND LIVER RESULTING FROM CONTROLLED EXPOSURE (28 DAYS) TO DIETS CONTAINING VARIOUS LEVELS OF CONTAMINATED M.5-T

TOTAL
' CALF
• WEIGHT
(kg)
-

TOTAL
AMOUNT
OF FORTIFIED
DIET FED OVER
28 DAY PERIOD

0

Control

PPM
2,4,5-T
IN FORTIFIED
DIET

PPT
TCDD IN
FORTIFIED
DIET

0

PPT TCDD
FOUND
IN CALF
FAT

N.D.

0

PPT TCDD
FOUND
IN CALF
LIVER

N.D.

TCDD
PPT FAT
PPT DIET

PPT TCDD EXPECTED
IN FAT IF 100/i OF
TCDD ABSORBED ***

%
TCDD
UPTAKE
FROM DIET

362

242

231

100

50

103

28

2.1

365

28

3G3

251

255

300

150

300

61

2.0

1171

26

372

213

173

900

450

505

168

1.1

2918

17

378

222

172

1800

900

1120

406

1.2

5440

21

969

215

114

1800**

900

1077

240

1.2

3585

30

*TCDD Conte.it of 2,4,5-"-" -^^ 0.5 ppm

•

**Feeding Period followed by 7 day withdrawal from TCDD containing feed.
***Based on a fat content of 13% for a 500$ steer (See Morrison, J. B.» "Feeds and Feeding'Sp.. 202, Morrison Publishing Co., Ithaca, N.Y., (1954).

�B. 3. WHAT ARE THE AVENUES OF HUMAN AND ANIMAL EXPOSURE TO
2,4,5-T AND TCDD? FOR EXAMPLE CAN AERIAL DRIFT OR WATER TRANSPORT OF
2,4,5-T OR TCDD CAUSE MOVEMENT OF THESE COMPOUNDS AWAY FROM THE SITE
OF APPLICATION?

Besides the contamination of the sites of 2,4,5-T application
with the uptake of pesticide residues by plants and animals in those
areas and the resulting bio-concentration, there are indications that
2,4,5-T and related tetra-dioxin will be transported aerially and by
water beyond the sites of application.
Aerial application of 2,4,5-T cannot be made without aerial
drift. The magnitude of such dispersal depends on the droplet size,
wind velocity, humidity, type of formulation used, air temperature
and altitude of the aircraft.
Elaborate precautions taken with the aerial use of Tordon 225
(USEPA Reg. No. 464-407) exemplfy this problem of drift on rangeland.
Tordon 225, a formulation of 2,4,5-T and picloram used to control
mesquite, cannot be aerially applied unless a buffer zone between food
crops of up to 1/2 mile is maintained. Aerial applicators are given
special training. Similarly the aerial use of 2,4,D - a phenoxy herbicide,
on Louisiana rice fields must not be applied closer than 1/2 mile to
susceptible crops, and only under the supervision of a state inspector.

EJ

87/ Gerlow, A. R., "The Economic Impact of Cancelling the Use of 2,4,5-T
in Rice Production", p. 7, ERS-510, USDA, Washington, D. C., 1973.

37

�In addition, drought conditions on the. range and the persistency of
tetra-dioxin in soil suggest the probability that TCDD contained in
tops oil is transported by wind erosion. Thus, in any area of 2,4,5-T
application, aerial distribution of 2,4,5-T and TCDD beyond the immediate
site of application, uptake from there and further transport, are distinct
probabilities. The absence of air monitoring samples of TCDD prevents a
determination of whether TCDD persists and is transported long distances in
the atmosphere.
Similarly, while Respondent has not yet completed field monitoring,
it is probable that water transport of TCDD occurs. Given the
demonstrated persistency of TCDD in the soil, gulley and sheet erosion
would be expected to carry silt particles from the upper layers of soil into bodies
of water for transport.

This would be especially true as to poorer quality,

over-grazed rangelands, where the ratio of grass tuft to bare ground is
low. In poor-condition, short-grass ranges bare spaces of 1 to 4 feet
can predominate. ™

It is probable that 2,4,5-T is also directly applied

to range!and water holes. Livestock and wildlife drinking such water
are likely exposed to TCDD via the sediment suspended in such waters
or as TCDD which has dissolved in tho water.
80/ The Yearbook of Agriculture — "Grass", p. 525, USDA, Washington,
ETC., 1948.

38

�Suspended sediment containing TCDD in rice fields and rights of way
would also be transported by run-off from such sites.

Once the tetra-

dioxin (as sorbed on silt particles) reaches water a new sorption/desorption
equilibrium is established, with discrete amounts of tetra-dioxin dissolving

directly into the water.

89/

Estimates by Miller, et. al.

are that forest applications of

2,4,5-T can be expected to cause residues of about .01 ppt of TCDD in
streamwater, if a tetra-dioxin level of .1 ppm exists in the original
formulation.

Direct application of 2,4,5-T to streamwater would cause

most of this residue.

Therefore, based on the solubility of tetra-dioxin

in water and provided no adsorption occurs on benthic surfaces or suspended
solids, all such tetra-dioxin would be expected to remain in solution.
Using considerations discussed, sj-ysra^ for graphically projecting
acquatic residue bio-accuniulation, tetra-dioxin could be expected to
build up to at least 140 ppt in fish from such forest applications.
Contamination of water supplies with'tetra-dioxin is further
suggested by recent monitoring data on streams in the Western United
90/
States, *
The Canadian River near l/hitefield, Oklahoma, and the Arkansas
River belo;.1 Van Buren, Arkansas showed the greatest contamination of 2,4,5-T
with levels ranging from .03 ppb - .04 ppb and .01 - .04 ppb, respectively.

897

Miller, R., et. aj^, Envir. Health Persp,,, No. 5, 177 (1973).

907

Mnnigold, D. B. and J. Schulze, Pest. Kon. J., 3(2)2 (1969).

39

Other

�streams with detectable levels were the Brazos River at Rich-man, Texas
(.01 ppb - .06 ppb), the Pecos River near Artesia, N.M. (.05 ppb) and
the Green River at Green River, Utah (.07 ppb). Since the analytical
methodologies utilized were sensitive only to 2,4,5-T and its esters,
TCDD or degraded 2,4,5-T in terms of trichlorophenol moiety metabolites
would not be identified,, Therefore, the levels of 2,4,5-T detected are
indicative of substantially higher inputs of 2,4,5-T followed by.
microbiol degradation.
In addition, the fact that residues of tetra-dioxin are detected in
Vietnamese shrimp caught 30 kilometers from the shore also suggests that this
9J/
contaminant is quite mobile.
B. 5. ARE OTHER DIOXINS AND SIMILAR CONTAMINANTS BESIDES TCDD
PRESENT IN 2,4,5-T AND, IF SO, WHAT RISKS TO HEALTH DO THEY CONSTITUTE?
B. 6. -WHAT ARE OTHER ENVIRONMENTAL SOURCES OF DIOXINS PARTICULARLY
TCDD, AMD DO THESE SOURCES ENHANCE THE TOTAL DIOXIN BODY BURDEN AND
EXACERBATE THE HEALTH RISKS RAISED BY 2,4,5-T AMD RELATED TCDD?

What are the current levels of dioxins in registered
2,4,5-T products and in technical material used to
formulate these products?
The absence of other chlorodioxins, chlorodibenzofurans and chlorinated
hydroxy diphenyl ethers has not been carefully established for any
92/
currently registered technical 2,4,5-T products. In 1972, Firestone ™~

9)J Personal Communication, Matthew l-^selson, Harvard University. These
shrimp as juveniles may have ingested the TCDD while in estuaries near
the shore.
92/

Firestone, D. et^ £L.» JOAOC, 55(1)85 (1972).

40

�conducted a survey of dioxins In trichlorophenol samples collected in
1970 using a gc/ms (gas chromatograph, mass spectrometry) method. Other
dioxins including 2,7 dichloro, 1,3,6,8-tetrachloro and a pentachlorodioxin were found. Chlorofurans and chloroethers were also found. A
hexachlorodiophenyl ether was found in one sample and trichlorotetrachloro- and pentachloro furans were found in some of the other
samples. No information is available on the presence or absence of
2,3,7 trichloro dibenzo-p-dioxin although bioassays by the method of
93/
Poland ' suggest that this compound may have a potent biological
activity in the same order of magnitude as TCDD. The recent findings
of additional, unknown "neutral" contaminants in production grade
94/
2,4,5-T "
clearly demonstrates how little is known about various
impurities in 2,4S5~T. Similar impurities in the "neutral" fraction
95/
of 2,4,5-T have also been noted in our own laboratories.
In any event, all chemicals made by manufacturing processes
having the capability of forming impurities with the degree of
|

toxicity of TCDD should be supported with quality contrcjl procedures
capable of detecting and quantifying such materials.

Furthermore,

once the Registrants have identified all of the impurities, these should
be toxicological'ly evaluated.

The so-called "pre-dioxitk", hydroxy

93/

Poland, A. and E. Glover, Science 179,476 (1972).

9_4/

Huston, B., J. Agr. Food Chern., 30J3) 724 (1972).

95/

Op. cit. , Note 60.

41

�967

chlorodiphenyl ethers

should also be evaluated in terms of their

possible presence in 2,4,5-T formulations. If present, these materials
are potential sources for 2,4,5-T related dioxin formation under
environmental conditions.
Table II gives a list of registered pesticide products in addition
to 2,4,5-T which are expected to be potential sources of dioxins. Of
these, five utilize 2,4,5-trichlorophenol as a manufacturing intermediate,
and therefore can be expected to add to the overall environmental burden of
dioxin. Since some of these compounds have established tolerances on food
or feeds, any dioxins residues entering the food supply from these sources
would be directly additive to any similar residues resulting from the
2Z/
use of 2,4,5-T.
A special and unique situation is encountered with the currently
registered use of ronnel [0,0-dimethyl 0"(2,4j,5~trichlorophenyl)
98/
phosphorothioate]. When used as a supplement to cattle food * this
compound is a potential source of TCDD in beef and dairy cattle.
the currently registered dosage of .002 Ibs.

At

active ronnel (in food) per

TOO Ibs of body weight per day for 7 consecutive days, a 500 Ib. beef
containing 13.7% fat could accumulate up to 5 parts per trillion TCDD
in its body fat.

This is based on a retention factor of 25% (see

96_/ Nilsson, C. and L. Renberg, "Further Studies on Impurities in
Chlorophenol." Unpublished manuscript.
97/
98/

EPA Compensiuni of Registered Uses; Section III--R-1. 2.
ibid.

42

�Table II), and a TCDD content of .05 ppin in the ronnel.

Another

potential source of TCDD could be from the photochemical reductive
dechlorination of higher dioxins, especially hexachloro, heptachloro
99/
and octachloro dioxin found in pentachlorophenol.
A.lso, the additive toxic effect of other chlorodioxins,
including the octa, hexa, hepta, penta, tri and di isomers, all of
which can be found in one or more of the products listed in Table II,
cannot be discounted.

For example, 2,3,7 trichloro-ciioxin demonstrates a .

high degree of biological activity in the enzyme screening process of
TOO/
Poland."
To date all compounds showing high activity with-the Poland
enzyme assay have also been found to be patent acnegens and/or are
highly ernbryotoxic. Formation of 2,3,7-trichloro dioxin from TCDD by
reductive dechlorination caused by photochemical effects is a distinct
possibility. If these residues accumulate as readily as TCDD, their
biological effect would, indeed, be additive in nature.

_JJ9/ Plimrner, J. et,._ aj^, Science U3 748 (1971).
TOO/ Op. cit., Note 93.

43

�TABLE II
2,4,5-trichlorophenol and salts
2,4,6-trichlorophenol
2,3,4,6-tetrachlorophenol and salts
Pentachlorophenol ( a n d sodium salt)
2,4-dichlorophenyl benzenesulfonate
p-chlorophenyl 2,4,5-trichlorophenyl sulfone (Tetradifon)
2,4-dichlorophenoxy acetic acid (2,4-D) and its derivatives
2,(2,4,5-trich1orQplienoxy)propionic acid and derivatives (2,4-DP)
0-2,4-dichlorophenyl 0,0-dicthyl phosphorothioate (VC-13)
0-2,4-dichlorophenyl p-nitrophenyl ether (TDK)
2-(2,4,5-trich1orophenoxy)ethyl 2,2-dichloropropionate (Erbon)
0,0-dirnethyl 0-(2,4 s 5-trichlorophenyl) phosphorothioate (rcmnol)
3,6-dichloro-o-anisic acid (Dicamba)
3,5,6~trichloro-0"anisic acid (Tricamba)
TrisI(2,4-dichlorophenoxy)ethy1 phosphite
Hexachloropiiene

0-(4-bro;no-2 &gt; 5-dichloropheny1) 0,0-dimethyl phosphorothioate (Bron;ophos)

�B 7

-

!'!1/\T AR^THEJURRKNT LEVI1S OF DTOXIIIS II! REGI$TE_RFD_2,4,5-T
5

MP^'L l£Jll CTft'ircAl !'•. -. n- iiTAi 'uslin p FORMULATE THESE
PRODUCTS'"

B 8

"

DO Tr!E CURRENT _MEJI 10DSJJ.F. ! WIU FATUR£_ OF _2 ,£, 5-T provide
FOR CUiiSIST'ErrfLY' LOU LEVEL 5~OF~Dl6XINS'"l if THE' FINAL
.
CT"APD :Jl/\? ARTTlii: OU/fl.nt CONTROlv
MEASUkYs"D"SED T O " 7 ' J l a " "

Transvaal, Inc., states that the TCDD content of its 2,4,5-T
acid, from which their products are derived, is less than 2 pptn and
TOT/
averages less than 1 ppm.
Registrant Thompsbn-Hayward
Chemical states that their product contains less than 0.1 ppm
J02/
TCDD. ~ Dow Chemical Co. has repeatedly stated that technical

J03/
2,4,5-T produced since 1970 in their plant contains less than 0.1 ppm. "
C.H. Boehringer Sohn, Ingleheirn, Germany, states that since 1970,
the TCDD content.of their technical 2,4,5-T has been held at less
than 0,1 ppm.

Recent, analyses by EPA of technical products from the three U.S.
TiBriufactur-Ts are shown in Table III. The representativeness of these
"levels arid the tetyv-r'ioxin levels in formulated products remains to be
dei;ionstri&gt; vod by Registrants.

JOT/ LeUcrfrom Dr. /"..G. Sidv/ell, Transvaal, Inc, 3/30/73.
10JY LoLt.c-r from Kr. Edwin Upton, Thompson Hayward Chemical Co.,
3/29/73
1H3/
TOsV

Pr, .;r.r,al Coimv.iiiication, OPP, EPA
Lei;,or from fir. Donald Yoder, BASE Hyandotte Corp, May 14, 1973

44

�- RECENT ANALYSES* OF TECHNICAL 2,4,5-T PRODUCTS MANUFACTURED IN THE UNITED STATES

TABLE.

EPA Reg. No.

Company

Date of Collection
and Lot Size

I.D. #

TCDD
Level (PPM)

4W-205

Dow

'"•""

DOW

Dew

Description

"

T- -.

;

Dow 2, 4, 5-T Propylene glycol
butyl ether ester 69.2%

7/13/73
Lot #675233 1 gal. can

102526

^ .1

405-205

Dow 2, 4, 5-T Propylene glycol
butyl ether ester 69.2%

7/13/73
Lot #675293 1 gal. can

102527

^ .1

4H--205

Dow 2, 4, 5-T Propylene glycol
butyl ether ester 69.2%

7/13/73
Lot #675423 55 gal . drum

102530

^ .1

I
\

,

Transvaal

'l '587-30

2,4, 5-T Acid, 100%

7/13/73
Bin #90 (3500#)

104593

, &lt;.!

Transvaal

11687-30

2 ,4, 5-T Acid, 100%

9/21/73
Bin #121 (3500#)

104593

^.1

:

Transvaal

11687-30

2, 4, 5-T Acid, 100%

9/21/73
Bin #100-16 (3500#)

104593i.:

&lt; .1

}

Transvaal

11687-30

2, 4, 5-T Acid, 100%

9/21/73
Bin #70 (3500#)

104593

^.1

:

Transvaal.

•1687-30

2,4,5-T Acid, 100%

9/21/73
Bin #100-10 (3500#)

104593

&lt;.l

Transvaal

11687-30

2, 4, 5-T Acid, 100%

9/21/73
Bin #119 (3500#)

104593

&lt;l

•

Thompson Hayward

143-924

2,4,5-T Isooctyl Ester

7/12/73

102206

^..1

\

Tech, 97%

From 10,000 gal. bulk tank

*Analyses conducted at EPA/OPP/7SD Laboratory, Beltsville, Maryland,

�C. THE REGISTRANTS HAVE NOT ESTABLISHED fTME NEED FOR 2,4,5-T in
LIGHT OF THE ABQVE_ - [•iEHTIONED RISKS.j
THE NECESSITY FOR THE CONTINUATION OFJ THE REGISTERED USES
OF2 7 4 ^ 1 7 " " i
~

1. What are the pests which each registered use is intended
to control and the degree of contjro! achieved by each use?
2. What is the cost, timing and rate! of application of 2,4,5-T
for each use?
3. What alternative controls exist for each registered use
and what is the cost and effectiveness of each alternative?
The registered uses of 2,4,5-T are intended to control a
105/ i
multitude of weed and plant pests.
Over 1.8 million
acres of rice are harvested annually in tjhe United States.
j

100,000 of these acres are treated with 2,4,5-T, virtually
all within the States of Arkansas and Mississippi. In Arkansas,
10 percent of the crop (44,000 acres) is treated with 2,4,5-T,
while in Mississippi, 85 percent (44,000 of 51,000 acres)
receives treatment.
For rice weeds the herbicide is applied in one foliar application
of .75 to 1.25 Ib/acre at a cost of a pproxirna t e 1 y $4 to $5 acre, for
the control of arrowhead, coffeebean, curly indigo, gooseweecl, ducksalad,
Mexican weed, redstem, smartweed, spikerush and umbrellaplant.
However, the major agricultural use of 2,4,5-T is for the control
of brush on rangeland. There is some use for brush control on pastures
but it is much less extensive. Texas, Oklahoma and New Mexico are the
primary users of 2,4,5-T for rangeland control. Within these 3 states

See Table IV for General Estimates of the Rate, Timing and Costs
of Application of 2,4,5-T
45

�approximately 1.4 of 177 million acres of rangoland receives 2,4,5-T
treatr;)2nt each year. Because treatment lasts for several years,
about 8.4 million acres of range are currently benefiting in
varying degrees i roni chemical brush control.
2,4,5-T is used on pastures and rangland to control woody species; blackjack
oak, inesquite, post oak, sand shinnery oak and yucca. One foliar
application of 1/2 to 2 Ibs/acre, depending on the rate of regrowth
is made every 5-6 years at a cost of approximately 4-6 dollars per
acre. In heavily infested areas a second application may be
necessary the following year. The application is made during the period
of rapid growth or while leaves are expanding.
The USDA has estimated that 430,000 acres of forest land are
treated annually with 2,4,5~T, exclusive of its use by the United
States Forest Service. It is used for site preparation, conifer release,
and pine release., to control alder, bigleaf maple, blackjack oak&gt;
California black oak, Ceanothus, chinquapin, gum, .Oregon white oak,
sumac,, vine maple, white oak, e.nd wild cherry and other species. Application rates
for eo.ch !i:ajor forestry use are:
SJjte_J;r,:p-3i\;?ti_oi; - One foliar1 application at a rate of 2-4 Ibs acre after
leaves of-undesirable hardwocds have fully expanded, but before planting
of seedlings.
s"

Convfj::i^ rc.'l_0r!s_e -

one- foliar application 2-4 years after seedlings

have ix'ui planted (depending on rate of regrowth of undesirable hardwoods).
• Application should be macb prior to buclbreak of the conifers to prevent
injury at a rate of 2-4 Ibs. acre.

46

�JNelease

- one foliar application 2-4 years after seedlings

have been planted (depending on rate of regrowth of undesirable
hardwoods) after spring growth of pines has hardened, at a rate
of 2-4 Ibs acre.
Specific data on the remaining registered uses (Rights of ways,
Roadv/ays, Fencerows and wasteland) is unavailable, although an
estimated 2.2 million acres of rights of way is treated annually.
It is used to control ailanthus, alder, ash brambles, basswood,
ceanothus, chinquapin, elm, ground cherry, gum, hickory, horsenettle,
maple rnesquite, poison ivy, locust, oak, persimmon, sassafras,
shinnery oak, sumac, Virginia creeper, wild cherry, and other species.
2,4,5-T for these uses is applied as follows.
(a) one foliar application every 5-6 years (depending on
rate of regrowth) to brush 6-8 ft tall during the period
of most active growth, at a rate of 2-12 Ibs acre depending
on species to be controlled and density of population
(b) one basal bark treatment anytime of the year gives
satisfactory control to susceptible species less than
6 inches in diameter at. breast height, at a rate of 12-16
Ibs acre/100 gals of solution,
(c) frilling can be employed during anytime of the year on any
size tree at a rate of 8-16 Ibs. acre/100 gals solution.
(d) injections can be made during anytime of the year on any size
tree at a rate of 4 Ibs acre 10-20 gals of solution with
satisfactory results.
(e) stump treatment are utilized on freshly cut trees more than
2 inches in diameter at the base, at a rate of 12-16 Ibs
acre/100 gals of solution.

There are available generally effective alternatives for the great
majority of these 2,4,6-T uses. 2,4,5-TP, "silvex", appears to be
the most broadly effective substitute for all registered uses. Table
IV coni.ains a list of registered alternatives to 2,4,5-T.
47

�Silvex, MCPA, and 2,4-D all provide varying degrees of control
for the rice weeds that are controlled by 2,4,5-T. The following chart
lists these weeds and the herbicide(s) providing the best control:-^-'
Arrowhead
Dayflower
Smartweed
Coffeebean
Curly indigo
Ducksalad
Gooseweed
Mexicanweed
Redstem
Spikerush
Umbrellaplant

-

all provide a similar degree of control
"
"
2,4,5-T; Silvex; 2,4-D
2,4,5-T; Silvex
2,4-D
2,4,5-T; Silvex
2,4,5-T; Silvex
Silvex; 2,4-D
Silvex; 2,4-D
2,4-D

For every weed listed, that is controlled by 2,4,5-T, there is at least
one alternative that is either equal to or superior to the control achieved
with 2,4,5-T. In most cases there are 2 or more.
The major concern over the use of these alternative herbicides is
the phytotoxic hazard to nearby susceptible crops as a result of drift,
and volatility. All four phenoxy herbicides .{including 2,4,5-T) will adversely
\

effect highly susceptible crops, such as cotton and soybeans, if allowed to
driit onto them during application. However, they do differ as to the
degree of injury. Injury to cotton caused by these four herbicides, in
order of greatest to least injury, is 2,4-D; HCPA; Silvex; and 2,4,5-T.
For-soybeans the order is Silvex; 2,455~T; 2,4-D; and MCPA.
It would appear that the most satisfactory alternative to 2,4,5~T
(regarding drift hazard) would be Silvcx when applied adjacent to cotton.
In areas whore soybeans are grown both 2,4-D and 1-iCPA would produce even
less damage than 2,4,5-T.
IJW USDA Handbook 289 and 292, and State Herbicide Recommendations.
48

�An important point in considering drift is that most injury problems
2 the direct result of misapplication, and if care is not taken in applying
Jiese herbicides, as indicated on the registered labels, even 2,4,5-T is
a hazard to nearby susceptible crops.
Concerning volatility, all 3 of the alternative herbicides can be
formulated as the salt. Since the hazard from the use of a salt formulation
is negligible, their application near susceptible crops poses no greater
volatility problem than that of 2,4,5-T.
c

• 4 • Dp_A Iter nat i v e_Pe stjknd e_ ftodhjcts__ Cd ujse_
Adverse En'vi ronmeptal" Effects?

With the possible exception of one herbicide and on the basis of
available information, Respondent believes the registered alternatives
are environmentally acceptable. 2,4,5-TP (Silvex), apparently the most
broadly subst'itutable herbicide for 2,4,5-T uses, is suspected of containing
tetradioxin.

It is anticipated that this question will be resolved,

particularly by reliable facts from Si 1 vox registrants, before the close of
this proceeding. Should 2,4,5-TP prove to be free of dioxins arid of other
inordinately toxic, persistent contaminants, it too, would be considered
environmentally acceptable.
C. 5 l\h;;.t _A re__t!ie Er.onomi c J.i-,r • 1 i c? Li ons o-r_ T]ies_e
/\IterriaJ._n/es \Jncl_ud_Uij! tji^t^Oj7 j\'p Con__trp_1_?
Should si 1 vex prove to be a safe alternative, the economic impact of
cancelling all registered 2,4,5-T uses v/ould not be significant.
Respondent is in the process of developing specific cost-effectiveness
information on the remaining substitutes and on the economic impact,
if any, of cancelling the remaining registrations of 2,4,5-T.

49

�Table IV
Reg i s to r;ed _A1 1 c r native 1terb 1 c i d e s f or ?. , 4 , 5—T
Rice - 2,4,5; 2,4,5-TP, (Silvex); MCPA: Propanil; Molinate.
Pasture and
R,amiejand
foliar

-2,4, D; 2,4,-D + 2,4, 5-T; 2,4-D + Dicamba; .2, 4-TP, (Silvex);
MCPA; Ammonium sulfamate.

basal bark - 2,4-D + 2,4, 5~T; 2,4-D -I- 2,4-DP; 2,4-D + Dicamba;
Dicamba; Bromacil.
Frill

- 2,4-D; 2,4»D + 2,4, 5-T; 2,4-D + 2,4-DP; 2,4-D + Picloram;
Ammonium sulfamate; Dicamba.

stump

- 2,4-D; 2,4-D + 2,4,5-Tj 2,4-D -:- 2,4-DP; 2,4-D +
2,4,5-TP; 2,4,5-TP; Ammonium sulfamate.

Ri girts -of; Way
"
_ . ._
R o a a wv "s_"s F e'n c e rb\\fs ,
ay
Waste iaridn[?oTi ar) "- 2,4-D; 2 , 4 - D •!- 2 5 4 5 5 - T ; 2 , 4 - D + P i c l o r a m ; 2 , 4 - D
Dicamba; 2,4-D -i- 2,4-DP; 2,4,5-TP; K a r b u t i l a t e ; A m i t r o l e ; Ammonium s u l f a m a t e ; Maleic hydrazide
(growth retardant); 'Cacodylic acid; MSMA.

R i q i rl:s_- of;- Vis y

Read's/ays, Foiicojc'./s,- See herbicides listed in Pasture and Rnngeland.
r_r i l l , "LnJcc: io u arid
i^jilPF

.

ifer_ - 2 , 4 - D ; 2 , 4 - D + 2, 4, 5-T; 2 , 4 , 5 - T P .
c:n_(i j pine re i t ' c s e

�SUMMARY OF RESPONDENT'S POSITION
The use of 2,4,5-T on rice, in accordance with label directions
and widely recognized and accepted practice, causes unreasonable
adverse effects on the environment and must be cancelled.
The rice use constitutes a direct application (the only remaining
one) of 2,4,5-T and 2,4,5-T related tetra-dioxin to human food. 'By its
potential contamination of rice and its associated contamination of
water and aquatic species, also a part of the human food supply, this
use creates a direct route for the ingestiori by man of tetra-dioxin,
a teratogenic and inmcomparably poisonous compound.
Testing on tetra-dioxin demonstrates the extreme potency of
minute quantities, a fact which cannot be obfuscated by specious
comparisons between the "small" amounts of this toxicant available
for environmental contamination and greater amounts of other infinitely
less toxic and non-teratogenic contaminants. Besides the gross
qualitative and quantitative difference's in toxicity, tetra-dioxin
has demonstrated persistency and a propensity for bionic.cirri f ication.
It has not been demonstrated Ihzrt the rir,!'. to man from this
compound is insignificant. Any such assertion is speculative, founded
not on reliable research, but on the mere hope that man is less not.
more sensitive than the mammalian species tested in the "laboratory.

50

�In theory, perhaps, Registrants, in fulfilling their burden of
ultimate persuasion, cannot "prove a negative", that the use of
2,4,5-T presents absolutely no risk. In fact existing information
compels the conclusion that a direct food use of 2,4,5-T presents a
clear hazard to public health. Nothing derived from'scientific
research, field experimentation or experienced observation of widespread human exposure to 2,4,5-T demonstrates, to the contrary, that
this risk is of insignificant proportions. Respondent's best scientific
judgment, compatible with the conclusion in 1970 of the Surgeon General
and the Secretary of Health, Educations and Welfare, is that while the
magnitude of this hazard cannot be quantified, it constitutes a direct
risk to man. It is untenable that society should unknowingly and
involuntarily be subjected to this hazard in light of an absence of
substantial benefit from the use of 2,4.,5-T on rice and the availability
Of substitutes for this use. Such risk is, indeed, socially unacceptable.
For the moment, Respondent reserves its judgment on the remaining
registered uses of 2,4,5-T, Whether the health hazard raised by the
food uses of 2,4,5-T is also presented by the other uses, depends
principally upon the risk of human exposure to tetra-dioxin from these
uses. In this regard a so-called "non-food" use, on rangel'and and
pastures raises serious questions of safety because of its rather
obvious link to human ingestion of tetra- dioxin. Respondent believes,
the relationship must be established somewhat more firmly.

51

�In addition, while data do not clearly demonstrate its mobility,
the patterns of 2,4,5-T application (all uses), TCDD's apparent persistence in soil and its vapor pressure (similar tc that of DDT) all
suggest that tetra-dioxin, like DDT, can be expected to penetrate
readily in the environment, ferreting out human food sources unrelated
to and beyond the areas of 2,4,5-T use. Whether widespread environmental
distribution is occurring from these "non-food" uses and the ecological
and human health impact of such broadcasting of tetra-dioxin are not
yet obvious. Clearly the potential for risk exists.
Respondent anticipates that it will develop more information
on I these remaining substantial questions of safety. Further, those who
wo il Id favor the continued distribution of this extraordinary toxicant
mujst illuminate their optimistic conclusions of safety with convincing
i
evidence. Respondent would prefer that a decision, herein, rest on
thorough scientific information, reasoned inference and reliable
prediction, rather than on the sheer force of lav/. But the hazard to
public safety is clearly raised. The Congress has seen fit to protect
the public health in such cases by coin pel ling cancellation of these
pesticides,, unless Registrants can convincingly demonstrate the
acceptability of the public risk. There is no overv.'helrning social
benefit from 2,4,5-T. Registrants can, therefore, meet their burden
only by reliable negative long-term toxicity testing on tetra-dioxin.,

�by thorough environmental monitoring for TCDD' and by adequate human
i
survey of the chronic effects of exposure.
Con_cjjjs_i_pji
Respondent's evidence will prove that the risk to public health
from the use of 2S4,5-T on rice is unequivocally greater than any
social value derived from such use. -Th-is pesticide use causes
unreasonable adverse effects on the environment and should be
cancelled.
Respectfully submitteds
Timothy L. Hafker
Office of the General Counsel
Counsel for Respondent
Office of Hazardous Materials Control
Environmental Protection Agency

53

�ENVIRONMENTAL PROTECTION AGENCY
BEFORE THE CHIEF ADMINISTRATIVE LAW JUDGE

)

IN RE

THE DOW CHEMICAL COMPANY, et al., )I.F. &amp; R. Consolidated
("2,4,5-T")
) Docket No. 295
Registrants

)

RESPONDENT'S INITIAL SUBMISSION OF PROPOSED EXHIBITS- 2,4,5-T

1.

Environmental Health Perspectives; Experimental Issue
No. 5, Department of Health, Education and Welfare;
U. S. Public Health Service; National Institute of
Health; September, 1973, - A l l reports of research
therein.

2.

Buu-Hoi, et. al., Comptes Rendus Acad. Sci., Paris,
273, Series D, 708 (1971).

3.

Johnson, J., "The Public' Health I m p l i c a t i o n of the Use
*•

of Phenoxy H e r b i c i d e s and Picloram"; B i o s c i e n c e , 2J_
(17), 899 (1971).
4.

Watts, R. R. and R. Storherr, " N e g a t i v e F i n d i n g of
2,3,7,8 - T e t r a c h l o r o d i b e n z o - p - d i o x i n in Cooked Fat
. C o n t a i n i n g Actual and Fortified R e s i d u e s of Ronnel and/
or 2,4,5-Trichlorophenol ," JAOAC, 56 (4) 1026 (1973).

5.

Chow* et. al., Methodology and Analysis for Residues of
MCP and 2,4,5-T in Wheat.
576 (1971).

B u l l , E n v . Cont. Tox., 6.

�6.

Bauer, J., Bovey» R. arid J. Smith, Herbicide Concentrations in Live Oak Treated with Mixtures of Picloram
and 2,4,5-T, Weed Sci, 1?, 567 (1969).

7.

Alexander, M. and M. Aleem, Effect of Chemical Structure
on Microbial Decomposition of Aromatic Herbicides,
Food Chem., g, 45 (1961).

8.

Schultz, 0. P., Dynamics of a Salt of (2,4-Dichlorophenoxy)
Acetic Acid in Fish Water, and Hydrosol, J. Agr. Food Chem.,

9.

21 (2) 186 (1973).
.
.
•
t
Bovey, R. and J. Bauer., Persistence of 2,4,5-T in
Grasslands of Texas, B u l l . Env. Cont. Tox., £ (4) 229
(1972).

10.

Manigold, D. B. and J. Schulze, Pesticides in Water.
Pest. Mon. J., 3 (2) 23 (1969).

11.

Firestone, D., et. a!., Determination of Polychlorodibenzo/
p-dioxins and Related Compounds in Commercial Chlorophenols
JAOAC, 55. (1) 85 (1972) .

12.

Poland, A. and E. Glover, 2,3,7,8 - Tetrachlorodibenzo-p•

dioxin:

A Potent Inducer of A m i n o l e v u l i n e r Acid Synthetase.

Science 111,476 (1972).
13.

Huston, B., Identification of Three Neutral Contaminants
in Production Grade 2,4-D., J. Food Chem., 3_0 (3) 724 (1972)

14.

N i l s s o n , C. and L. Renberg, "Further Studies on Impurities
in Chlorophenol", u n p u b l i s h e d manuscript.

- 2 -

�15.

Plimmer, J. et. a l . » Photodecompositon of Chlorinated
Dibenzo-p-Dioxins, Science 173, Science 173 748 (1971)

16.

Emerson, G. L., jet aJK , Teratogenic Studies on Trichlorophenoxyacetic Acid 'in the Rat and Rabbit, Fd, Cosmet,
Toxlcol., 1:395-404, 1971.

17.

Courtney, K. D., and Moore, J. A. - Teratology Studies
with 2,4,5-Trichlorophenoxyacetic Acid and 2,3,7,8 - Tetrachlorophenoxyacetic Acid and 2,3,7,8 - Tetrachlorodibenzo-p-dioxin,
Toxicol. Appl. Pharmacol., 20:396-403, 1971.

18.

Roll, R., Investigations Concerning tfoe Teratogenic Effect
of 2,4,5-T in Mice, Fd. Cosmet. ToxicoT., 9.:671-679, 1971

19.

Neubert, D., and Dillman, I., Embryotoxic Effects in Mice
Treated with 2,4,5-T and TC.DD, Naunym-Schmiedeberg' s Arch.
Pharmacol., 272:243-264, 1972.

20.

Thomas, J. A., and Lloyd, J. W. Organochl oride Pesticides
and Sex Accessory Organs of Reproduction," Pes t i cides an d the
/

jE.nyironment, Intercontinental Medical Book Corp., N.Y. pp. 43-51,

1973.
21.

F l i c k , et a!.., Toxicity of Chick Ederma Factors in the C h i c k ,
«

Chick Embryo and Monkey, Poultry Sci., .52:1637-1641, 1973.
22.

A l l e n and Carstens, L i g h t and Electron Microscopic Observations in Macaca Mulatta Monkeys Fed Toxic Fat, Amer. J. Vet.
Res., 28:1513-1526, 1967.

- 3 -

�23.

Buu-Hoi, N. P., j^t a_K, Cancerominetic Properties of TCDD,
("Dioxin"), C. R. Acad. Sci (Paris) D273 (3):708-711, 1971.

24.

Buu-Hoi, N. P., e_t -aj_., Organs as Targets of Dioxin Intoxication.

25.

Naturwiss. ^9 (4): 174-175, 1972.

Jackson, W. T., Cytological Effects of 2,4,5-T and of Dioxin
Contaminants in 2,4,5-T Formulations, J. Cell Sci. 10:15-25,

1972.
26.

Hussain, S., et aj_., Mutagenic Effects of TCDD on Bacterial
Systems, Ambio., l(l):32-33, 1972.

27.

Sparschu, ejt aj_., Study of the teratogenici ty of TCDD in the
Rat.

28.

Food Cosmet. Toxicol. 9:405-412 (1971).

Goldstein, J. A.m et aV. , Hepatic Porphyria Induced by TCDD
in the Mouse.

Res. Comm. Path. Pharm. 6_(3) 919 (1973).

- 4 -

�E N V I R O N M E N T A L PROTECTION

AGENCY

B E F O R E THE C H I E F A D M I N I S T R A T I V E LAW JUDGE
IN RE

THE DOW CHEMICAL COMPANY, et a l . f ) I.F. &amp; R. Consolidated
("2,4,5-T")
) Docket No. 295
Registrants

)
OPPOSITION TO FIELD H E A R I N G

Respondent opposes the convening of field hearings in
this proceeding, for the following reasons:
1.

The issues for adjudication can be- resolved

only by adducing scientific and technical evidence generally
beyond the purview of "lay"witnesses.

Consequently, convening

field hearings, traditionally scheduled in order to permit
the convenient testimony of such persons, would not serve
a v a l u a b l e purpose.
2.

In those r e l a t i v e l y few instances where non-

expert testimony may be r e l e v a n t , convenience is better served
by requiring such i n d i v i d u a l s to appear in W a s h i n g t o n , D. C.,
than by r e q u i r i n g a l l parties to travel to a "field location".
Respectfully submitted,

_

Tinfbthy L. 'ttarker
Counsel for Respondent

�UNITED STATES OF AMERICA
ENVIRONMENTAL PROTECTION AGENCY
BEFORE THE ADMINISTRATOR

IN RE:

2,4,5,-T

)
)

)

FIFRA CONSOLIDATED DOCKET

NO. 295

*

RESPONDENT'S SECOND PRETRIAL BRIEF

Timothy L. Marker
Attorney for Respondent
Office of the General Counsel
401 M Street, S. W.
Washington, D. C.
(202) 755-0796

�Point I
The Scientific Data to Which Dow Chemical Company
Subscribes in its First Prehearing Memorandum, If
Accurate, Does Not Sustain Registrant's Burden of
Ultimate Persuasion.
Registrant, Dow Chemical Company, in its First Prehearing Memorandum
has failed to reckon adequately with numerous important issues in this
proceeding. Confronting its burden of proof on substantial questions of
public health and safety, Registrant would seek to persuade with demonstrably
incomplete scientific information and unreasonable inference.
Particularly as to the hazards birth defects, chronic illness and
delayed lethality from long-term exposure to minute quantities of tetradioxin (TCDD), associated with the use of 2,4,5-T, Registrant has engaged
merely in a recitation of insufficient data and conclusory optimism.
Despite the fact that more than 2 1/2 years has elapsed since the 2,4,5-T
Advisory Committee expressed concern over the deficiency of information
on the environmental presence and risks to health from tetra-dioxin,
Registrant has neglected to undertake reliable life-time toxicity testing
on, thorough environmental monitoring for and adequate, statistically
reliable human survey of the effects of chronic exposure to TCDD.
Such a failing legal stance must not be lent undue credence trom the
construction of a false issue by Dow Chemical Company and the U. S.
Department of Agriculture (USDA) — the assertion that in meeting their
•* '
;

burden of proof the proponents of registration are asked to but cannot

�"prove a negative"; i.e. that there is no risk from the use of 2,4,5-T.

*/

As Respondent stated in its First Pretrial Brief, nothing derived from
scientific and field research with 2,4,5-T or from reliable observation
of widespread human exposure to 2,4,5-T demonstrates that the threat to
public health from 2,'",5-T, TCDD contamination of the food supply is anything less than significant.
Reliable, thorough research which demonstrates such risks to be deminimis
is legally necessary in order to permit a reasoned inference to the contrary.
This the proponents of 2,4,5-T have failed to undertake or to adduce.
A.

Dow Chemical has not presented statistically significant, reasonably
reliable survey of human exposure to 2,4,5-T, TCDD which would tend to
*
support its conclusion that 2,4,5-T, TCDD do not adversely affect fetal
**/
/
.
—: f •&gt;
development and the well-being of human offspring.
* / I n d e e d , the statutory obligation of Registrants is to demonstrate by
clear and convincing evidence that continued use of 2,4,5-T does not
constitute an unacceptable risk of adverse environmental affects. Respondent's
Brief, page 8, Note 8. .This is logically as well as legally inconsistent
with the rhetorical straw man of Dow Chemical and USDA — that Respondent
would have them "prove a negative".
**/ Dow does discuss a survey of 126 employees, exposed allegedly to
Inhalation of 2,4,5-T, TCDD for 60 to 960 days. (Dow Brief, p. 100). Not
only is the route of ingestion inapposite to the health concern over the
use of 2,4,5-T -- oral ingestion through the food supply — but the sample
size is far too small, the amount and length of exposure unclear to permit
statistically reliable conclusions. Of course the study did not even attempt
to answer the questions of teratology in women and chronic illness from
life-time exposure.• However, Respondent would be interested in investigating
the records, of this'health survey and, perhaps, of utilizing some of these
employees to determine the extent of TCDD residue in their fat. Perhaps
Dow Chemical would be willing to cooperate in such an effort.
- 2-

�B.

Dow Chemical would opine that human offspring are not jeopardized
despite the demonstrated teratogenicity of 2,4,5-T, TCDD in laboratory
animals, at very low levels, and the potential greater sensitivity of man
to teratogenic effects than of tested laboratory species, and in the face
of the demonstrated exceptional toxic potency and biological activity of
tetra-dioxin. As Respondent verified in its First Pretrial Brief (p. 15),
little is known about the nature of teratogenic effects and even less is
understood about the nature and source of TCDD's toxic influence. Registrants
and USDA have deposited no additional information in these lacunae in
medical knowledge.

Reasonable prudence focused on what is not known, in

the light of what is known about the destructive influence of tetra-dioxin
on normal birth, compels the conclusion that 2,4,5-T containing TCDD must
not be permitted to contaminate the human food supply.

'
«»• f

c.
Dow Chemical, in addition, concludes that the general public faces
no danger of chronic ill-health from tetra-dioxin. Yet, the Registrants
and USDA have produced no monitoring data which would demonstrate that
TCDD is not contaminating the American food supply or the American public.
The Registrants and USDA have ignored or overlooked the disturbing presence
of tetra-dioxin in the Vietnamese food supply and have failed, even, to
discuss in reasoned and specific fashion the significance for man of
*J
known or potential TCDD residue in certain foods.
V

See pp. 35-36 and Table I of Respondent's First Pretrial Brief.

- 3-

�It is known that 2,4,5-T related TCDD is environmentally persistent
and bioaccumulative, that it has entered food supplies in as well as away
from areas of 2,4,5-T uses, that it is extremely poisonous in minute
quantities and that its toxic consequences can be incremental and delayed
as well as acute. In light of what is known, what is not known and what
Registrants have neglected to investigate leaves no rational cause for
optimism over the use of 2,4,5-T on or near human food.

Point II
That Scientific Information to Which Registrant
Subscribes to Sustain its Burden of Proof is at Times
Inadequately Discussed Or Combined With Casual
Assumptions in Order to Support Otherwise Unfounded
Conclusions.
In addition to the major omissions discussed, supra, the detailed
shortcomings in Dow Chemical's scientific analysis, discussed in part,
**.,-&gt;
infra, demonstrate that the evidence as developed in Registrant's First

Prehearing Memorandum, assuming it to be competent, is wholly inadequate
to persuade by clear and convincing evidence that the use of 2,4,5-T on
or related to food does not cause unreasonable adverse effects on man.
A. Teratology
Without discussion of the etiology of birth defects or of the
relationship between birth defects in laboratory animals and in man,
Registrant concludes that TCDD is not a potent teratogen, although
concession is made that "TCDD has embryotoxic tendencies."
pp. 31, 52, emphasis added.)

- 4-

(Dow Brief,

�Oow's observation apparently rests on two grounds. The first is
the contention that TCDD does not cause deformities over a wide range
of dose levels. Although it does clearly induce birth defects at extremely
low dosages, over the broad range of doses tested, Dow argues, TCDD "tends to
cause death of the embryo or fetus." (Dow Brief, pp. 5 and 31.) The
second ground consists of Dow's argument that TCDD does not produce
birth defects as serious as those induced by some other teratogens.

(Dow

Brief, p. 5.)
Assuming airguendo that its conclusion is technically proper, Registrant
misses the practical point for man. Death of the human embryo or fetus
must be considered the ultimate malformation. TCDD is, indeed, a very
potent toxin. Respondent is, therefore, concerned with the total adverse
fetal or embryonic effect of this persistent poison. This concern is well
founded, as TCDD, clearly a teratogen at'minute levels, also exerts in""
extremely small doses (albeit, perhaps, across a broader range of doses)
general toxic effects (including death) on the fetus which can occur during
the entire development in utero and which can as well retard postnatal
development. The total toxic effect on embryonic and fetal development
and postnatal growth can be exacerbated by the potential for the excretion
I/
of low levels of TCDD in mother's milk.
Thus the toxic effect of
tetra-dioxin on the development, survival and growth of mammalian offspring is not necessarily limited to a specific period of gestation.
V R e s p o n d e n t ' s First PretriaT Brief, p. 19.

- 5-

�Registrant's argument as to the dose range of TCDD's teratogenic effects
is, therefore, as incomplete as it is unnecessary quibbling.
Of the second ground for Dow's conclusion, its argument that TCDD
is not a potent teratogen because to date it has primarily caused cleft
palate in the species tested, Registrant has again introduced an inadequate analysis. It has failed to suggest why the teratogenic expression
of TCDD in man is necessarily similar to its expression in some lab
species (cleft palate). Certainly there is no reason to assume a parallel
manifestation of defects. Rather, absent more reliable information on
human exposure one can as well assume varying expressions, more or less
serious in man.
But of far more importance to demonstrating the failings of Dow's
analysis is its conclusion that cleft palate is not a major deformity.
One may conclude that cleft palate is far less serious to a given individual
than deformed or missing limbs. However, a proper judgment as to the "'
'"
relative pub1ic importance of cleft palate and other birth defects would
require an assessment of the comparative frequency with which they occur.
Dow Chemical has not proffered such analysis.
As a matter of public regulatory policy, Dow's medical distinction
between major and minor teratogens is irrelevant. 2,4,5-T related TCDD
in food presents a serious risk of birth defects and other toxic effects
in the human embryo and fetus. That the most common and obvious consequence
of that risk may be cleft palate rather than some other, more horrible
defect should be a matter of no legal significance whatsoever.
- 6-

�Registrant also finds "that 2,4,5-T as now manufactured (&lt;0.1 ppm
TCDD) does not present a teratogenic hazard to women when used in
accordance with presently registered uses." (Dow Brief, p. 53.)

Certain

shortcomings, additional to those discussed, supra, render the statement
conclusory.
Dow has not demonstrated that reasonably reliable "no effect" levels
have been ascertained even in the species tested, which take into account
a proportionality between the number of animals tested and the resultant
embryotoxic effect, and which utilized sufficiently large samples.
In addition, Registrant's discussion of the gamut of 2,4,5-T toxicity
testing (including but not limited to teratology) consistently and improperly
resorts to extrapolating a "no-effect" level for TCDD based on laboratory
testing with 2,4,5-T in which the TCDD content was known. (For one example,
see p. 8.) Dow Chemical takes for granted that sample sizes and the
distribution of toxic responses were sufficient even to permit reasonably
safe extrapolation to man. (Dow Brief, %pp. 8 and 28.)

Such assumption

must be clearly proven as a prerequisite to Dow's further assumption that
a laboratory "no-effect" level is a reliable predictor of a safe level
for man.

Furthermore, the use of 2,4,5-T testing as a source of toxicological
predictions for TCDD simplistically fails to account for potential effects
of the 2,4,5-T itself on the storage of TCDD, and on the quality and degree
of TCDD association with the embryo and fetus (or body organs), and on the
excretion of TCDD. The extrapolation also fails to give a "real world"
- 7-

�picture because it fails to account for the bioaccumulative impact of
TCDD in the environment. Such conclusions are unreliable.
Registrant also obfuscates the importance for regulatory policy of
the thalidomide experience. Dow Chemical concludes that had the ratios
between the teratogenic dose and the maternal toxic dose of thalidomide
been considered, and "all of the available data utilized", the dose level
at which thalidomide caused teratogenic effects in humans could have been
predicted. (Dow Brief, p. 30.) The argument of "prediction aside"
(especially in view of the fact that Dow fails to mention in what manner
"all of the available" thalidomide data should have been "utilized"),
Registrant's conclusion as stated in no way indicates that man is not
potentially more sensitive than laboratory species to embryotoxic
(including teratogenic) effects, as the thalidomide case indicates.
Dow Chemical also apparently seeks to exonerate 2,4,5-T of'teratogenic
implications by spurious analogy to certain environmental circumstances'/
such as fasting and stress, which may, arguably, produce adverse effects
on embryonic or fetal development. (Dow Brief, p. 48.) The fact is that
of the 50 pesticide chemicals evaluated in the original Bionetics
II
Laboratory research, only a few induced teratogenic effects.
course, this does not mean that others are not also teratogenic.)
V R"e"p'ort"bf~the Secretary's Coniniission on Pesticides and their Relationships
To Environmental Health, U. S. Department of Health, Education and Welfare.
December, 1969. pp. 665-669.

- 8-

�B. Chronic Toxicity and Delayed Lethality
With no lifetime feeding studies in mammalian species from which to
derive reasonably safe negative toxicological conclusions and with no
reliable environmental or human residue monitoring information on TCDD, '
Dow Chemical opines:
Exposure to 2,4,5-T as presently used,
and to TCD!) resulting from its presence
in 2,4,5-T at &lt;'0.1 ppm as now produced,
causes no chronic sublethal health effects
in man or other animals. (Dow Brief, p. 100.)
Present uses of 2,4,5-T as currently
manufactured will not cause delayed lethality
in man or other animals because exposure to
both 2,4,5-T or TCDD\ is many times less than
that which could cause such an effect.
(Dow Brief, p. 114.)
No thorough research effort even suggests that tetra-dioxin will not
readily accumulate and be stored in the liver and adipose tissue or other
human organs after long-term, low-level exposure through the food supply,,
Nor is there adequate toxicology testing from which to conclude with even
reasonable safety that serious health effects are not caused by chronic
exposure to minute quantities of TCDD.
It is known that TCDD can bioaccumulate and can be stored in animal
organs and tissue. It is known that TCDD is extremely toxic, both
acutely and incrementally. Current data suggests that it may well exert
delayed lethal effects. Chronic exposure of the general population to
TCDD at any level cannot be permitted.

- 9-

�C. Persistence and Bioconcentration
Registrant contends that a "steady-state" level of TCDD will be
attained in man in approximately 90 days.

(Dow Brief, p. 178),

Dow

Chemical then concludes that TCDD does not accumulate in body tissue.
(Dow Brief, summary at p. 32'and p. 161.) The manner in which those
161-165, 177-178
conclusions are derived from the analysis (Dow Brief, p./ ) is totally
unclear. The statements appear conclusory and unfounded.
Accepting arguendo the 90 day "steady state" conclusion would of
course indicate clear bioaccumulation from exposure, thus refuting Dow's
ultimate conclusion as to no accumulation of TCDD. Existing data strongly
suggest the presence of TCDD in the food supply t (Respondent's First
Pretrial Brief, pp. 35-36) and therefore the potential for such accumulation.
But Dow's steady-state analysis is a mere projection without even
minimally supporting analysis or theoretical reasons as to why such a
• f
"

projection is reliable. The one research effort cited (without clear analysis
by Dow) to support the conclusory statement (Dow Brief, p. 177), utilized
a single, near lethal do.se of TCDD. Such extrapolation to the repetitive
dose, low-level exposure of the real world is arguably sufficient for limited
purposes with an ordinary compound, but is to risky with TCDD because of its exceptional potency and potential for delayed lethality.
The.conclusion of a.90 day steady-state should be based on, at
least, chronic feeding studies over a considerable portion of the lifetime
of the tested species. The cited research takes no account of and Dow
fails even to discuss the demonstrated toxic influence of TCDD on the
- 10 -

�liver and kidneys which could diminish over the span of long term
exposure man's capacity to excrete or to detoxify TCDD — a vital
assumption in Dow's convenient "steady-state" speculation. Similarly,
the newborn and the ill, may have less efficient kidneys than those by which &gt;
Dow predicts a steady state. Nor does Dow discuss the potential significant
variation in the detoxification and excretion of TCDD when administered
in high single doses versus when administered in continuous, small
doses. Also lacking is discussion of the toxicological importance
of very small amounts of TCDD which bind to the liver to remain beyond the
"steady-state" projection, i.e., why is the accumulation of TCDD as projected
by Dow, assuming it ceases at 90 days, not of great significance to man's
health? Similarly, the cited study clearly indicates that TCDD has a
half-life in the male rat of 17 days. This fact, in itself contradicts
Dow's contention and suggest that TCDD can accumulate in mammalian species
•**:r-&gt;
because it is not readily excreted.
Also Dow Chemical overlooks the serious potential for harm caused
by the continuous assault of low levels of TCDD, even if, as Registrant
assumes, bioaccumulation does not occur. Existing information suggests
that tetra-dioxin is cumulative and/or delayed in its toxic influence.
(Respondent's First Pretrial Brief, p. 23. Dow Brief, p. 114.) There
is no long-term, reliable research to the contrary.
Finally, several additional facts undermine various bases of Dow's
"steady-state", "no-accumulation" conclusion:

- 11 -

�1. Existing residue data (Respondent's Brief, pp. 35-36)
indicate the contamination of food by TCDD. Dow in its analysis expressed
the erroneous view that TCDD was not in food. (Dow Brief, p.161).

*J
2. TCDD is apparently not metabolized by mammalian systems,
contrary to Registrant's opinion. (Dow Brief, p. 35.)
3. The authors of the research paper cited by Dow to buttress
its "steady state" contention emphasize that the TCDD recovered within
48 hours of administration is probably"unabsorbed TCDD, contrary to Dow's
opinion that absorbed TCDD is eliminated via the feces. (Dow Brief, p.

35.)
4. The clearance rate of TCDD from body fat would be expected
to be considerably different than from the liver, contrary to Dow's
opinion that clearance of TCDD would be the same for all tissues.

(Dow

Brief, pp. 124, 178.) Respondent's cattle feeding study data indicate
this variation in clearance.

(Respondent's Brief, Table I.) Clearance""

from different organs in different species would be expected to differ.
C. General Observations of Registrant's
Inadequate Analysis and Unfounded Conclusions.
Indicative of Dow Chemical Company's incomplete scientific analysis
is a number of errors and self-serving or misleading definitions. Some
of these are discussed.
Dow defines "Teratogenic" as, "causing a toxic effect on the embryo
which seriously interferes with normal development or survival of the
offspring."

(Dow Brief, p. 54. Emphasis added.) The use of the modifier

J7 Vinopal, J. H. and Caseida, J. E. Arch. Environ. Contamination and
Toxicol. 1: 122-132 (1973).

�"seriously" is a scientifically unacceptable, subjective judgment supported
by little, if any, research.

As with Dow's subjective judgment that

TCDD is not a "potent teratogen" because it induces inter alia, cleft
palate, this subjective stance is also of misleading convenience, and may
be used in partial support of such false statements as, "TGDD has teratogenic
tendencies." (Dow Brief, p. 52. Emphasis added.)
Dow concludes that 2,4,5-T at currently registered "environmental
use levels" of TCDD poses no threat to public health. (Dow Brief, p. 47
for example.) Registrant neglects even to define "environmental use levels"
of TCDD. Apparently, Dow intends thereby to mean less than .01 ppm in
the technical material.
Besides the fact that Dow has not even adequately discussed what
levels of TCDD may be dangerous for man, it has also failed to adduce .

t

refined residue monitoring data on the extent to which TCDD has/penetrated
the U. S. environment and the food supply. Dow's use of the word "(environmental"
to define levels of TCDD, thus, has absolutely no bearing on reality.
Conclusions derived therefrom as to the absence of a public health risk
should be disregarded.
Dow resorts to definitional looseness in concluding that residues of
TCDD in human food would be of such "ultra low level as to provide an
adequate margin of safety" for the public. (Dow Brief, p. 103.) Since
reliable no-effect levels in a variety of laboratory species have not been
established for the great majority of TCDD's known toxic effects (e.g.
embryotoxicity, fetotoxicity, teratogenicity, chloracne, skin lesions,
gastrointestinal hemorrhages, immunosuppression, liver function impact,

- 13 -

�including induction of microsomal enzmes and the increase of uroporphyrin,
and induction of ALA synthetase) Dow's opinion as to the safety of "ultra
low" levels of tetra-dibxin is clearly unfounded, even if it had adduced
the environmental monitoring data necessary to define the phrase "ultra

low."
Dow reports that the research of Courtney and Moore demonstrates a
"low incidence" of TCDD induced cleft palate. (Dow Brief, p. 84.) Yet
the data from that terata testing (as reported in Dow Brief, p. 85) reflect
a significant number of affected litters.
Registrant makes a number of conclusions as to the persistence and
and bioaccumulation of tetra-dioxin that are incomplete or inaccurate!
Dow's conclusion that TCDD has to date not been found in the U. S.
environment is now inoperative (Respondent's First Pretrial Brief, pp. 35*
36). But of more importance is Dow's rationale for this conclusion ~^r,
"(t)his (the alleged absence of TCDD residues) is in accord with
theoretical knowledge of the behavior of these compounds ..." (Dow
Brief, p.150). Registrant's "theoretical knpwledge" is equally erroneous.
Laboratory data suggest that TCDD is both unusually persistent, resisting
normal environmental degradation, and has bioaccumulative potential.
(Respondent's Brief, pp. 33-34.) Respondent's initially reported
monitoring data (ibid. p. 35-36) tends to confirm its "theoretical"
conclusions that TCDD is persistent and bioconcentrates.

- 14 -

�Dow's conclusions as to TCDD's persistence and bioaccumulation also
relate to its opinion that TCDD readily degrades in soil, that it will
readily photodegrade in the environment, and that environmental dilution
of the available TCDD would dissipate its toxic impact.
Dow's conclusions as to soil and microbial degradation of TCDD are
incomplete.

(Dow Brief pp. 150 and 159, Respondent's Brief, p. 33.)

Its

opinion as to photodegradation is misleading. Under environmental conditions
of 2,4,5-T uses TCDD can as well be protected by screening. The reliance on
dilution to dissipate the effect of any persistent widely used poison is
unsound. This is even more so in regard to an extremely potent, persistent
compound such as TCDD.
Registrant's report of no TCDD residues in the U.S. environment is due
i

not only to its faulty "theoretical knowledge", but also to the fact that
t
it relies upon a number of monitoring studies which utilized analytical^
methods of insufficient sensitivity to ascertain levels of TCDD which could
well be of importance to human health.

- 15 -

(Dow Brief, pp. 124, 140-141, 179.)

�Finally, Dow adduces significant new information on the extent of
environmental distribution of several dioxins, in addition to TCDD, from
2,4,5-T. Apparently, also present in 2,4,5-T are the contaminants pentadioxin, hexa-dioxin, and octa-dioxin, each in quantities of less than .1
pptn in the technical material,

(p. 194.)

Particularly as to hexa-dioxin,

there must be concern for public health. Respondent will present additional
toxicology information on this risk.
Registrant's conclusion as to the toxicity of this contaminant in
2,4,5-T as well as the risk to man from TCDD and hexa-dioxin in other
pesticides (Dow Brief, p. 187) is again mere speculation, resting on Dow's
major defense — that these toxicants are present in "extremely small"
quantities (Dow Brief, p. 193). Based on Dow's own reports (id. p. 187)
it is d i f f i c u l t to conclude that these levels are "extremely small."
'
Furthermore, it is Dow's opinion that cumulative toxic effect canop;t
be expected from TCDD and hexa-dioxin in 2,4,5-T and in other pesticides.
From the total absence of reasoned discussion and underlying fact,
Dow's conclusion that the "uses of such products are sufficiently remote
in time and space so that the cumulative impact is negligible . . . "
«r

(Dow Brief, p. 193) can be considered, unfounded rhetoric.
Registrant, Dow Chemical Company, must persuade the trier of fact
on this and numerous other issues by reliable environmental monitoring,
adequate negative toxicity testing and sound inference. Dow Chemical
- 16 -

�in its First Prehearing Memorandum has failed to develop and to
explicate such convincing proof.
Respectfully submitted,

Timothy L. Marker
Counsel for Respondent
Office of Hazardous Materials Control
Environmental Protection Agency
Office of General Counsel
401 M Street, S. W.
Washington, D. C. 20460

- 17 -

�CERTIFICATE .OF SERVICE
I hereby certify that I have this llth day of March, 1974,
served by mail one copy of the Respondents Second Pretrial Brief
(FIFRA Consolidated Docket No. 295) upon every other party to the
2,4,5-T proceeding and have served by hand delivery one copy of said
Brief on the Administrative Law Judge and 5 copies on the Office of
Hearing Clerk of EPA.

--£&gt;

Ti rnb'tVTy I. Harker '"
Dated: March 11, 1974.

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                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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                <text>Harvey, R. G.</text>
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                <text>December 11 1974</text>
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                <text>Typescript: Benefits and Hazards of Herbicides</text>
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                    <text>Item D Number

°5171

Author

Ha s Harr w

v'

D
v -

United States Department of Agriculture, Agricultural Re

RBDOrt/ArtlClB HUB Notice to Manufacturers, Formulators, Distributors and
Registrants of Economic Poisons: Suspension of 2,4,5T Products Bearing Certain Directions for Use

Journal/Book Title
Year

197

Month/Day

April 20

Color

D

Number of Images

°

°

Descrtyton Notes

Friday, March 01, 2002

Page 5171 of 5263

�.

UNITED STATES DEPARTMENT OF AGRICULTURE
AGRICULTURAL RESEARCH SERVICE
PESTICIDES REGULATION DIVISION
WASHINGTON, D. C. 202SO

ft/Uv

. NOTICE TO MANUFACTURERS, FORMULATORS, DISTRIBUTORS
AND REGISTRANTS OF ECONOMIC-'POISONS
Attention:

Person Responsible for Federal Registration of
Economic Poisons
'
•

•
.

Suspension of 2,4,5-T Products Bearing Certain Directions for .Use
Recent studies by the'National Environmental Health Service of the
Department of Health, Education, and Welfare have shown that the syh._cu£aneous administration of hjyjji concentrations, of the purest samples
of 2,4*;"31^T"that are practical to manufacture at the present time
produce a significant number of fetal abnormalities in mice.
In accordance with the Interdepartmental 'Agreement for Protection of
the Public Health and the Quality of the Environment in Relation to
Pesticides, the Secretary of Health, Education, and Welfare has
advised the Secretary of Agriculture that exposure to this herbicide
may present an imminent health hazard to women of child-bearing age
and has recommended suspension of certain registered uses of 2,4,5-T.
On the basis of the above and in accordance with Section 4.c. of the
statute, it is hereby found that in order to prevent an imminent hazard
to the public it is necessary to'suspend the registration for products
containing 2,4,5-T and bearing directions for use as follows-:
I.

All uses in lakes, ponds or on ditch banks.

II. Liquid formulations for use around the home, recreation
areas, and similar sites.
Therefore, such registrations are hereby suspended and such products may
not be lawfully distributed in interstate commerce.
Labeling for products containing 2,4,5-T that can be modified by deleting
the above claims may be amended. Revocation, of these suspension orders
will be considered if 5 copies of acceptable labeling are submitted with
PR Form 9-198.

Harry«. Hays
Director ' . '

�UMT2i&gt; SVAT2S U2PARTi''-iNT Or Y,~ «.;.«~,
UNITED STATES D2PART?.2IiT OP HEALTH, EDUCATION. AND KELFAB2
Washington, April 15, 1970
^e Use of 2, 4, 5-T Suspended:
Secretary of Agriculture Clifford M. Hardin, Secretary of tho Interior.
V/alter J. Kickol, and Socrotary of Health, Education, end Kolfaro Robert H.
Finch today announced tho iezzodiate suspension by tho Department of
Agriculture o£ tho rogistrationa of liquid formulations of tho wood killer
2,4,S-T, for uses affcasd tho ho=» end on Ickes, ponds, and ditch banks.
Thoso actions ara boing taken pursuant to the "Interagoncy Agrocr.ont
*
for Protection of the Public Health and the Quality of the Environment in
Relation to Posticidop" Ezong tho three DopartnentS.
The throo Socrotaries also announced that the Departccnt of Agricultura
intends to cancel registered uses of non-liquid formulations of 2, 4, 5-T
the hoco mid CTI all food crops intended for huaan consumption (applos,
blueberries, barley, com, oats, rice, rye and sugar cane).

:

.

The suspension actions were based on the opinion of the Dopartcont of
Health, Education, and Welfare that contamination resulting frca uses of
2, 4, 5-T around tho hccie and in water areas could constitute a hazard to
huaan health.

.

New information reported to DHEW on Monday, April 13, 1970, indicates
that 2, 4, 5-T, as well as its contaminant, dioxins, may produce abnormal
development in unborn animals. Nearly pure 2, 4, 5-T was reported to cause
birth defects when injected at high doses into experimental t&gt;regnant mice
but not in jyats. No data on humans are available.
;

7197

'

.

(more ) . • ' . .
USDA 1176-70

�These actions do not eliminate registered use of 2,4,5-T for control
•
of weeds and brush on range, pasture, and forests or on rights of way
and other non-agricultural land. Users are cautioned that 2,4,5-T should
not be used near homes or recreation areas.

Registered uses are being

reviewed by the three Departments to make certain that they include adequate
precautions against grazing treated areas long enough after treatment by
2,4.,5-T so that no contaminated meat or milk results from animals grazing
the treated area.

.

While residues of. 2,4,5-T in meat and milk are very rare, such residues .
are illegal and render contaminated products subject to seizure.

There is

*

no tolerance for 2,4,5-T on meat, milk or any other"feed or food.
USDA will issue guidelines for disposal of household products containing
2,4,5-T. The chemical is biologically decomposed in a moist environment.
Background Information
Secretary Finch's Coccaission on Pesticides, which reported its findings
in November and December 1969, expressed concern that research conducted
at Bionetics Research Laboratories, under the Direction of the National
Cancer Institute, indicated that 2,4,5-T had produced a number of birth
defects when fed or injected into certain strains of mice and rats.

Because

the test material contained substantial concentrations of chemical impurities
(dioxins), the birth abnormalities could not be attributed with certainty
either to 2,4,5-T, or to the impurities known to be present.

Representatives

of the chemical industry pointed to evidence of extreme potency of the
impurities as toxic agents.

They demonstrated that 2,4,5-T now being

•marketed is of #. 'greater purity than that which had been tested in the
Bionetics experiments and urged that further testing be undertaken to clarify
the questions raised.
.

(more)

�- 3 -.

:

.',*•;.

' • ''. •'!
''
Responding to this suggestion and utilizing materials supplied by
.'•£
• • ,-;•
one of the major producers of 2,4,5-T, scientists at the National Institute .;/;
of Environmental Health Sciences promptly initiated studies to determine
whether 2,4,5-T itself, its impurities or a combination of both, had caused

:'.''&lt;

.-I.
.-' o
'*'•£

the earlier findings, and whether the 2,4,5-T now being marketed produces

.•

birth abnormalities in mice'and rats.

On Monday

j
•I
.'

and Tuesday of this week the analyses of the data were presented to the

~y

regulatory agencies of the Federal Government and to the members of the

;,;

Cabinet.

••'.

The experiments were completed last

week aid the statistical analyses performed over the weekend.

:
^

'
•

.

'. *

The dioxin impurities and the 2,4,5-T as it is now manufactured,
separately produced birth abnormalities in the experimental mice.

Because

!

absolutely pure 2,4,5-T was not available for testing, it is possible only
to infer from certain of the observations that the pure 2,4,5-T probably
would be found to be teratogenic if it were tested.

But, since pure

•

2,4,5-T is, not marketed and could not be produced in commercial quantities,
this is not a practical issue for consideration.
Believing that prudence must dictate action in these circumstances,
the regulatory agencies of the Federal, government are moving to minimize
human exposure to 2,4,5-T and its impurities. .The measures being taken
are designed to provide maximum protection to women in the childbaaring
years by eliminating formulation of 2,4,5-T from use in household, aquatic,
and recreational areas.

Its use on food crops will be cancelled, and use

on range Aind pastureland will be controlled. Maximum surveillance of water
(more)

.

:

�. - 4 •

•

.

.

supplies and marketed foods will be maintained as a measure of the

..-. % J
• 't .•
• • ' • " •:'f
:

-.•••in-

effectiveness of these controls. These measures will be announced more

'•.';.;:-;'
• • '.
r

' ' . :~!:.

specifically in the Federal Register shortly.

.j
.|

While the restriction to be imposed upon the use of this herbicide

• ,£

may cause some economic hardship, the Secretaries urged full cooperation

••/

to protect human health from potential hazards of 2,4,5-T, other pesticides

'•'•

and the dioxins.

)

The three Secretaries coircnended the chemical industry for its prompt
and willing cooperation with the NIEHS in the studies to clarify questions

:•••£

raised by the initial studies of this herbicide and for working closely with ^
'/i
the FDA in the other studies still underway. They urged the full.support
/
i
•
.
- • &gt;.
of industry, agriculture and the home gardner in insuring the safe use of
2,4,5-T and other pesticides which contribute in important ways to the
welfare of the Nation.

.

.

•

USDA 1176-70

."&gt;

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                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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                <text>Notice to Manufacturers, Formulators, Distributors and Registrants of Economic Poisons: Suspension of 2,4,5-T Products Bearing Certain Directions for Use</text>
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05172

Author

° Not Scanned

Hays, Harry W.

United States Department of Agriculture, Agricultural Re

RGport/APtiClB TltlO Notice to Manufacturers, Formulators, Distributors and
Registrants of Economic Poisons: Cancellation of 2,4,5T Products Bearing Certain Directions for Use

Journal/Book Title

Year

197

Month/Day

Ma 1

Color

°

v

D

o

Friday, March 01, 2002

Page 5172 of 5263

�PR Notice 70-13
UNITED STATES, DEPARTMENT OF AGRICULTURE ..
•
AGRICULTURAL RESEARCH SERVICE
PESTICIDES REGULATION DIVISION
".
' . •
WASHINGTON, D.C. 20250
May 1, 1970
;

' NOTICE TO MANUFACTURERS, FORMULATORS, DISTRIBUTORS, AND
REGISTRANTS .OF ECONOMIC POISONS •. . • ...,, ,:-, ..

'Attention: Person Responsible "for Federal Registration of
Economic Poisons
Cancellation of 2,4,5-T Products Bearing Certain Directions
for Use
'
"
'
"•• •
Recent studies by the. National Environmental Health Service of the ,•••.'
Department of Health, Education, and Welfare have shown that the subcutaneous administration of high concentrations of the purest samples of
2,4,5-T that are practical to manufacture at the present time produced
a significant number of fetal abnormalities in mice. On April 15, 1970,
.Secretary of Agriculture Clifford M. Hardin, Secretary of the Interior
Walter J. Hic'kel, and Secretary of Health, Education, and Welfare
Robert J. Finch announced the suspension of certain uses of 2,4,5-T.
The President's Science Advisory Committee Report in 1963 on "use of
pesticides" recommended continuing review of pesticide uses and, after
hazard evaluation, .restriction or disapproval on a basis of "reasonable
doubt" of safety. The Eleventh Report by the Committee on Government
Operations (House Report No. 91-637) stated "The Committee recommends
that the United States Department of Agriculture take appropriate steps
to insure that cancellation proceedings are promptly initiated whenever
a reasonable question as to the safety of a registered product becomes
apparent."
Since there are no finite tolerances established for the use of 2,4,5-T
on food crops intended for human consumption and since women of child
bearing age may be exposed to granular material for use around the
home, a reasonable doubt exists as to the safety of certain uses of this
material and, therefore, whether products registered for these uses are
in compliance with the Federal Insecticide, Fungicide, and Rodenticide
Act (7 U.S.C. 135 et seq.). In accordance with the provisions of
Section 4.c. of the Act, you are, hereby notified that the registration
of all products with directions for use as listed below are hereby
cancelled effective 30 days following receipt of this notice, unless
within such time all directions for such uses are deleted from the
labeling of such products or other procedures provided for under Section
4.c. of the Act are invoked:
•.

�I.

All granular 2,4,5-T formulations for use around the home,
recreation areas and similar sites.
.'
"

II. All 2,4,5-T uses on food crops intended for human consumption.
•
Labeling for products containing 2,4,5-T that can be modified by deleting the above claims should be amended. Five copies.of the revised
label must be submitted to the Registration Branch, Pesticides Regulation Division, Agricultural Research Service, U.S. Department of Agriculture, Washington, D.C. 20250, for amended registration (PR Form
9-198).
• '
•'•
•
•
'•'•'• '• '• ' " ' ;"
.
. . .

Harry W/ /Hays
wf Has
Director :

''

�</text>
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                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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              <elementText elementTextId="44078">
                <text>Notice to Manufacturers, Formulators, Distributors and Registrants of Economic Poisons: Cancellation of 2,4,5-T Products Bearing Certain Directions for Use</text>
              </elementText>
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                    <text>Item D Number

0^255

D

Author

Heath, Robert G.

CorpOratB Author

Human Effects Monitoring Branch, Environmental protec

RBUOrt/ArtiClO TitlO Typescript: Interlaboratory Method Validation Study for
Dioxin

Journal/Book Title
Year

1979

Month/Day

January 5

Color
Number of Images

D

54

Descripton Notes

Friday, March 01, 2002

Page 5255 of 5263

�INTERLABORATORY METHOD VALIDATION STUDY FOR DIOXIN

AN INTERIM REPORT
by Robert G. Heath
Human Effects Monitoring Branch
OPP, OTS, EPA
January 5, 1979

�Interlaboratory Method Validation Study for Dioxin

A.

Introduction and Scope

B.

Study Design

C.

Results: Tables and Graphs
Standards
. Beef Fat
Human Milk
Types and Frequencies of Errors

D.

Statistical Analysis of Lab C Beef Fat Reports.
The regression equation and confidence limits.
Confidence limits'for'a predicted report value
for a given spiking level.
Spiking and extraction precision vs. quantitation
(GC-MS) precision
Detection limit characteristics

E.

Estimation of a "true" TCDD level, with statistical
confidence limits, from spiking study results (Lab C
Beef Fat example)

F.

Discussion

�Acknowledgements page to be prepared.

ii

�A.

Introduction and Scope

The Interlaboratory Method Validation Study for Dioxin
was undertaken to measure the accuracy and precision with
which 2,3,7,8-tetrachlorodiobenzo-p-dioxin (TCDD)&gt; when
added to beef fat and human milk at low parts-per-trillion
concentrations, can be extracted and quantified by methods
of gas chromatography-mass spectrometry (GC-MS).

Method

validation also included quantitation of equivalent amounts
*

of TCDD standards.

'

r

'f

In particular, the studj was undertaken

to develop regression statistics for converting reported
TCDD concentrations to "best estimates" of actual (but
unknown) concentrations and for expressing the reliability
of such estimates in terms of statistical confidence limits.
The study was also intended to determine the lowest concentration of TCDD that was identified with practicable consistency and the frequency of "false positive" and "false
negative" reports.
All samples were prepared and extracted at the EPA Pesticide
Monitoring Laboratory, Bay St. Louis, Mississippi.

Analyti-

cal laboratories participating in all or part of the GC-MS
quantitation were those of Dow Chemical Company, Harvard
University, University of Nebraska, Wright State University
and the EPA Health Effects Research Laboratory (HERL),

-1-

�Research Triangle Park, North Carolina. Analytical laboratories are identified only as laboratory A,B&gt;C,D, or E'
throughout the report; alphabetical order is independent
• of the above laboratory order.

The number of samples, by

type, quantified by each laboratory is shown in Table A-l.

-2-

�TABLE A-l.
Number of Samples, by Type, Quantified by Participants

Sample Description
Acid/base cleanup
Human milk
Beef fat

Neutral Extraction

Laboratory

Standard

A
B
C

26
25
26 + 3
0
1

26
26
26
6
0

26
26
0
0
11

0
0
16
16
0

78
77
71
22
12

81

84

63

32

260

D
E

Type totals

Beef fat

Lab
Totals

�B.

Study Design

Beef fat and human milk samples were "spiked" with
TCDD at levels ranging from 0 to 81 ppt.

Cl

Standards were

prepared so as to contain equivalent amounts of the chemical,
Samples were prepared from one of two pools of rendered
beef fat (pools F and G) and one of two pools of human milk
(pools M and N).

Pat was from cattle without potential

exposure to dioxin; the milk had been collected in regions
where use of pesticides potentially contaminated with TCDD
was incidental. Pools were constructed using equal amounts
of fat or milk from each animal or donor/ using a separate
set of animals or donors for construction of each pool.
;'

Eleven samples each were prepared from fat pool F and milk
pool M—the major pools. The samples from each pool were
spiked individually at 0, 0.5, I, 4, 9, 16, 25, 36, 49, 64
or 81 ppt.

The samples were then extracted by procedures

developed/refined at PML, and the extract was divided
into the required numbers of equal aliquots for shipment
to the analytical laboratories.

Spiking levels, excepting

0.5 ppt, were systematically incremented as the squares of
the digits 0 through 9 to provide close spacing at low
levels and a moderate, systematic increase in spacing with
increasing levels.

-4-

�To test the precision of the extraction methodology, five
samples each were prepared from the minoc pools (fat pool G
and milk pool N).

These samples were spiked individually at

0, 9, 25, 49, and 81 ppt, extracted by the same procedures
used for samples from pools F and M, and divided into
the required number of equal aliquots for shipment to the
analytical laboratories.

Thus, fat pools F and G and milk

pools M and N provide replicate samples at the above levels
of spiking for testing extraction precision.
V

I

To test the precision of GC-MS quantitation for comparison
with that of extraction, laboratories were provided two
aliquots of the G- and N-pool extracts, along with two
aliquots from each of the matching extracts from pools F
and N, so as to obtain duplicate analyses of the s'ame
extract.

Labs also received four standards at each

equivalent of 0, 9, 25, 49, and 81 ppt, as well as single
standards at 0.5, 1, 4, 16, 36, and 64 ppt.

Standards are

denoted as S.
All samples—fat, milk and standards—were required to be
prepared and shipped in random order, and laboratories were
to analyze the samples in the order in which they were
received.

Samples were identified only by shipment number,

so that laboratories knew neither the type of sample
nor the TCDD level at the time of analysis.
-5-

�A variation in the above procedure was developed for a
set of beef fat samples analyzed at Lab D.

The fat

samples in that set were spiked at PMLput were extracted
at Lab D using a^^neutral extractionyprocedure rather than
the acid/base procedure utilized throughout the study.
Accuracy (the degree of constant tendency to either underreport or over-report the true level) and precision (variation among repeated measurements of the same extract) have
been measured by methods of regression analysis; comparisons
of extraction vs quantitation precision are by analysis of
variance based on those spiking levels for which there were
duplicate analyses of replicate extractions.
schedule is presented in Table B-l.

-6-

The analytical

�Table B-l.
Design Diagram for Phase II Dioxin Study
TCDD
Level
(ppt)

Beef Pat
Measuranents

Human Milk
Measuranents

Pool
Code Lab A Lab B etc.

0
0
1/2
1
4
9
9
16
25
25
36
49
49
64
81
81

Pool
Code Lab A Lab B etc.

P

M

G
F
P
P
P
G
P
F
G
F
F

2
2
1
1
1
2
2
1
2
2
1

G
P

2
2
1

F
G

2
2

2
2
1
1
1

2
2
1
2
2
1
2
2
1

2
2

N
M
M
M
M
N
M
M
N
M
M
N
M
M
N

2
2
1
1
1
2
2
1
2
2
1
2
2
1
2
2

-7-

2
2
1
1
1
2
2
1
2
2
1
2
2
1
2
2

Standard
Measurements
Pool
Code Lab A Lab B etc.

S

4

4

S
S
S
S

1
1
1
4

1 .
1
1

S
S

1
4

1
4

S
S

1
4

4

S
S

1
4

1
4

4

1

�C.

General Results

Analytical results for the quantitation of standards are
presented in Tables C-l through C-3.

Figures C-l through

C-3 (each figure follows its respective table) show the
plotted results and the least squares regression lines and
equations for reported values on spiked values.

The theore-

tical line y=x,. for perfect extraction and quantitation is
also shown for comparison.

*

Equivalent results for beef fat samples are presented in
Tables and Figures C-4 through C-9, and those for human milk
appear in Tables and Figures C-10 through C-12.
An explanation of the types of reporting errors and an
enumeration of those errors are presented in Tables C-13
through C-16.

In this report, the reporting of a positive

value in an unspiked sample is identifed as a "False Positive"
(FP), and a positive report given when the detection limit
exceeds the level of spiking is.identified as a "false
positive" (fp).

A "false not detected" (fnd) is defined as

a report of "nd" when, in fact, the level of detection is
less than the level of spiking.
As might have been expected, the highest frequency of errors.
occurred at spiking levels below 9 ppt.
-8-

�Table C-l.
Dioxin Phase II:

Interlaboratory Quantitation Study

Type of Sarcple:
Standard (5g equivalent)
Preparation Lab: PML
Quantitation Lab: Lab A
5

Sample ID
Study

FML

S-0.5

ST--Q
ST-0
ST-0
ST-0
ST-.5

S-l '

ST-1

.3-4

ST-4

S

-°l

s-o2
s-o3
s-o4

S 9

~1

S-92
S-93
S-94
S-16
S-25,
S-252
S-253
S-254
S-36
S 4
9

" 1
S-492
S-493
S-494
.3-64
O &lt;*••*
S OT

S-8
S-813
S-814

ST-9
ST-9
ST-9
ST-9
ST-16
ST-25
ST-25
ST-25
ST-25
ST-36
ST-49
ST-49
ST-49
ST-49
ST-64
ST-81
ST-81
ST-81
ST-81

Shipment

2
40
45

Recov.
•37
7

cr (%)
88

101

TCDD Levels (ppt)
Reported
Added .320 322 Avg.

0
0
0
0
0.5
1

32
44

83
94
95
'141
77
68
93
113
69
86
93
90
64
131
81
67
109
98

4
9
9
9
9
16
25
25
25
25
36
49
49
49

50
17
12
29
43
51

98
107
46
98
102
106

49
64
81
81
81
81

49
15
19
10
21
28
46
47
22
16
42
48
52

5
13

nd

nd
2
nd
1
nd
2
7
.4
7
10
6

nd
19
8
18
16
23
26
18
68
rri
44
40
44
56

-9-

Detection
Limit
320

322
0.3
6
2
2
1
2
2
2
2
7
3
2
0.7
3
2
2
4
2
2
1

4
0.5
2
2
2
3

�Figure C-l

Standards
Lab A .(322 m/e)

120
•
110

100

QO
. \J
f
j
*

80

j

•

*

•

./
*^

4
*
.4

r ^

70

•i ^
*1 -'

-JV&lt;^j
O?"

*~

XV

c*

^

*

t

+

&gt;

y.

ts 6r
&lt;u

j
*

4J

o

S

C-

0)

S

c 50
5 c.n

c
£-:

——x*^-*

'

|
|
i

&amp;»

40

O^i

'm^s^
fj**

_4£-

^^^

'

j

j

}-f^^

\x

•
s

30

^~

/

,

f
.j

^^^

'

20
A A

___

jzatL

10

-^L

10

20

*'

0 if •'
BEE 10X10

'

60
50
a TCDD ad ded (ppt)

/tO

30
X

J

70

8'D
-10-

�Table C-2.
Dioxin Phase II:

Interlaboratory Quantitation study

of Sample:
Standard (5g equivalent)
Preparation Lab: PML
/]
Quantitation Lab: Lab B
k/
Sample ID

Study
S

"°l
s
~°2

s-o3
s-o4

S-0.5
S-l
S-4
S-9, .
S-92
S-93
S 9

~4
S-16
S-25]_
S-252
S-253
S-254
S-36

ShipPML

ST-0
ST-0
ST-0
ST-0
ST-.5
ST-1
ST-4
ST-9
ST-9
ST-9
ST-9
ST-16
ST-25
ST-25
ST-25

ST-25
ST-36
ST-49
S 49
~ 1
S-492 . ST-49
ST-49
S-493
ST-49
S-494
ST-64
S-64
ST-81
S-81,
ST-81
S-8
ST-81
S-813
ST-81
S-81,

ment

Recov.
-..

Cl

(%)

added

Reported
320 322 Avg.

0

2
40
45
49
15
19
10
21
28
46
47
22
16
42
48

•
.

nd

0
0
0
0.5
1
4
9
9
9
9

nd
3
nd
nd
nd

16.
25
25
25

—

4
9
4
10
10
16
17
7

2
nd
nd
5
6
6
7
10
22
13
19

nd
nd
nd
nd
4.5
7.5
5
8.5
10
19
15
13

Limit
322

4
2
2
3
3
4
-

3
3
2
1
4
5
-

3
4
2
3
2
4
2
1

2
1
2
1
1
4
1
2

3

1

59
21
77

12
22
29
18
25
33
50
23
47

4
5
5
1
2
3
5
1
6

5
3
1
1
1
2
2
1

83

43

63

3

2

29
6
13
52
40
8
28

29
43
51

81

-11-

nd
nd
nd

320

25
9
17.5
40.5
29
16.5
30.5
54.5
22
62

25
36
49
49
49
49
64
81
81
81

52
5
13
32
44
50
17
22

Detection

TCDD Levels (ppt)

21

2

�TCDD reported (ppt)
M

H«

o
s

s

l

-

-

,s s

D

r

o

O

S - '• -

'

'

O

l^ '
\ ^

v

.

..A .
\
1S

-

U

O

l

O

\

*»4

C

O

0

.

O

O

&lt;O

O

O

O

M

»-J
N

J

O

O

.

,

S1

Q

:..
' sk

' "

\k

w

i

-

'\

.°

.t

"

i\

k

a.

!
.

1

&gt;

.

S

i
j .

*

^
-

S
O

i
.

y

•

a
a.

P

0

&gt;

'\

P&gt;

-

v

V

o

J

-

y

to

j

0

'

S

o

»

s

R
g

•

«

•

-

•

^ '

^

L

y

(0
(X

i

•S*

(

r» O
^

&gt;

".JS..!

. . ' . ; . '

\

S

s

--

. &gt;•

"'

•

•

^

OPv - , - -

i

O

'' s
&gt;

S' * '' -

'

1 ••
\

i

^* 1

o

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1

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'1

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i

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j

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'

_ _ _ - - - . . _ _ - _ . _ - - _ _ _ . „ . . . - _ . . .

- - . - ~ - . . . . _ _ - . _ _ &gt; - ^ . _

'

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&lt;

st

1

Ai

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Vti

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i

i

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•

.._—-.

..

- _

i

_ _ _ *_ L—^

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^—

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�; '
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Ml

I!!

•..i ;

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(3dd)

�Table O3.
Dioxin Phase II:

.Interlaboratory Quantitation Study

Hype of Sample:
Standard (5g equivalent)
Preparation Lab: PML
Quantitation Lab: Lab C
Sample ID

Study

PML

s-ox
s-o 2 .
s-o3
s-*o4

ST-0
ST-0
ST-0
ST-0

S-0.5
S-l
S-4
S-9,
S-92

ST-.5
ST-1
ST-4
ST-9
ST-9
ST-9
ST-9
ST-16
ST-25
ST-25
ST-25

s 9

"3
S-9,
S-16
S-25,
S-252
S-253
S-254
S-36
S-49.
S-492
S-493
S-494
S-64
S-81,
S-8
S-813
S-81,

ST-25
ST-36
ST-49
ST-49
ST-49
ST-49

Recov.

Shipment

2
48
57
62
15
19
10
21
56
60
64
22
16
55
63
69
5
13
51
52
70
17
12

.
3?
C1 J '(%)

TCDD Levels (ppt)
Reported
Added 320 322 Avg.
0
0
0
0
0.5
1
4
9
9
9
9
16
25
25
25
25
36
49
49
49
49
64
81

nd
nd
nd
nd
nd
nd
nd
nd
1
1
9
6
16
21
17
25
24
34
41
51
47
47

• 81

ST-81

49
59

81

65
76
77
80

ST-81

67

81

80

ST-64
ST-81
ST-81

'-14-

Detection
Limit
322
320

•

10
4
4
4
6
12
6
10
5
4
4
10
4
4
4
4
16
12
3
9
5
6
6

3
3
5

�Standards

Figure C-3

/w^^-*

Lab C (3 22 m/e)

1

;

120

1

„,

-

110
0

, |

I

n
100
1
. ' 1 . •

.
»

**f
X

j^
JX

IT
_r

"x
.*

y

.x^

y

- -T y

_ v^ y
T
* ^r
^ ,y

r)

&gt;

&gt;
y

it

*

X

X

*

X

y

^" •

y^

y^

X^
_/", *

"

x

. .y
ff *
•** x

r *"—

C
1
o ' ' /^^
^j** _r^
rf &gt;
(/"

f —.

" _^

^^
X •

i^*^*

J '
X T
*
X
X '

x

t ^^
.

n
a

.

-

y
V

yx
X

X1

•^

r
X^

__ _.

"

y

X"

x^

X -/X ,X
_r

O
u

X X
y

1

x^

,,

X1 X"

^ V

n

* ••

•

-

,

y y^1
*

4

^

X

*

rr

.

-^ X
X

n

x
^x
• '

'

———

.X X
"X w

• • . x" x

0

BEE 10X10

10

2o

30

4'3
'50
T CDD added &lt;PPt)

60

70

8D
*-!5-

j-

�Table C-4.
Dioxin Phase II:

Interlaboratory Quantitation Study

Type of Sample:

Beef Fat (5g sample)

Extraction Lab:

EML; Method: Acid/base

Quantitation Lab: Lab A
Sample ID
Study

F-01
F-02
Gr01
G

"°2
F-0.5
F-l
F-4

^9i
F~9
2

G-9,
G-92
F-16
F-25-L
F-252
G-25,
G-252
F-36
F-49-L
F-492
^* a A Q

\J m *g •* T

G-492
F-64

F-8^
F-812
G 8
1

" 1
G-812

EML
PE
FE
GB
GB

FG
FC
PI
FK
FK
GC

GC
FL
FD
FD
GE
GE
FA
FH
FH

GA
GA
FB
FJ
FJ
GD
GD

Recov.
Shipment

11
31
24
39
1
7
6
25
41
20
30
26
3
34
18
38
8
27
33
14
35
9
23
31
4
36

Cl37 { 9t)

71
72
73
53
69
72
70
64
75
93
68
72
71
77
73
68
80
73
99
87
68
101
53
89
69
71

TCDD Levels (ppt)

Added

0
0
0
0
0.5
1
4
9

9
9
9

Reported
320 322 Avg.
103

nd
nd
2
12
3
28
4
9
2

nd

Detection
Limit
320
322

7
5
4
2
0.4
2
5
2
1
1
1
4
1

49
49
49
49
64
81
81
81

8
110
22
5
8
34
18
7
6
32
86
25
22
110

81

40

2

16

25
25
25
25
36

-16-

6
5
1

3
2
2

0.8
5

3
2
4
1

�Figure C-&lt;!

Beef Fat- Samples
Lab A .( 322 in/e)

^3

1

120

1 t rt

10
1

•

100
"

•-

-

!

, 90

y
X

/ ,. „
*

•

j

•

O f\

80

X
,

&gt;

" " _ . ' . . ' *-/
r
^

?*

*T?

&gt;* y
9,"
** *

7n

o.

v^

—W J
•^rZ?
*L*U x

1

•o

4]
jj
tj
o

jX

x

X"

X"

AD

i
f

)4

A

O
O

CJ
H

&gt;

^_^*

w
f

^^^^
^r~^ -

50
Jf
.
J

rt*~

jf
f

40
f

i i

. i j

p
,

—

i^xC
'^r^

X

.

^
j

r^'

r\"^ ^^fA P•
.-^"^
y V*JX^
^P**^ ..

..

^

+.

Jr

\r\

————— —

jf
^

-

•

'

—

^^

-x^

"&gt;^ ' • : .

2n

0 -. - — — —

,

•

-

' " — —— «

j

_ _____

jf
-^*~

"'

—-

*

_._ -.
'

—— -

.

,_
«

1

r™ ^

[
.

10

j

r

f
• • •

9

0*

1

x

•

'

'

f

f1 •

»
LO

BEE 10X10

20

3n

Ij

4

50

fbO

7 o.

a0

�Table c-5.
Dioxin Phase II:

Interlaboratory Quantitation Study

Type of Sample:
Beef Fat (5g sample)
Extraction Lab: EML; Method: Acid/base
Quantitation Lab: Lab B
/"\
,,
Sample ID
Study
F-Oj^
F-O,

oro1
G

~°2
F-O. 5
F-l
P-4
F-9X
F-92
G 9

~1
G-92
F-16
E-251
F-252
G-25,

G-252
F-36
F-49,
F-492
G-491
G-492
F-64
F-811
F-812
G-81]_
G-8L,

EML
FE
FE
GB
GB
FG
FC
FI
FK
FK
GC
' GC

FL
FD
FD
GE
GE
FA
FH
Ffl
GA
GA
FB
FJ
FJ
GD
GD

Recov.
,Cl (%)

Shipment

TCDD Levels'(ppt)
Reported
Added 320 322 Avg.
4
13

27
33
14
35
9
23
31
4

9
16
25
25
25
25
36
49
49
49
49
64
81
81
81

8
7
13
12
12
18
12
27
21
35
38
15
54
42
27
60

7
6
10
5
12
nd
20
13
13
21
11
18
10
17
27
8
29
22
26
43
28
25
34
32
64

36

81

39

32

11
37

24
39

1
7
6
25
41
20
30
26
3
34''
18

38
8

' v
\ '

0
0
0
0
0.5
1

4
9
9

9'

-13-

nd
9
7

nd
7
7
6

5.5

Detection
Limit
320
322

13.5
10
9.5
14.5
9
15.5
11
14.5
22.5
10
28
21.5
30.5
40.5
21.5
39.5
38
29.5
62

4 •
2 .
4
2
4
4
5
5
2
7
2
7
4
2
6
3
5
3
3
7
2
8
5
2
9

2
3
4
2
3
4
5
3
2
5
2
2
2
3
6
2
7
2
2
3
2
2
1
3
5

35.5

2

2

9.5

7
9.5

nd

�1 rt

~

\

•
-»

.. j. .

. ..i !.
1

1

.

&gt; •v

H

r'

i

• v,

"

"

—

*

..__.-

!i ' i ' ' v
i :t i
i

I
"

-*

r TI i' M •1
T
i

._.

• .
1—»-+-i— —r " "

u --

||

• \
..,.:-,_!&gt;.

.{ .

i

l
.^

.

'

'N
;

.- .

"•

;

!

1

t :

1

t

j

1

1 •

•'

; 1

; !-r- i i : ,
1

; ! !

•

:

\

I

1 !••

I

1

' CP

1

l'

i

i •

'' ('

^V .
i

\j i

1

;

I

' ' ' '

• 1

1 !'

^

' 1 1

j '

1 • i ' ! '

;i

!i•

i

i •I

!

'

!

•

i 1 ,! :

. . ; ; | , , ,: , . • , , , , , ;

!

-' \

k

•

1

1

i i

Q

. .. «

I

'

' i\
js|
~~t— t — • —

*• X

0

\

V
&lt;A

1
L

&lt;

*

o

L^

\,
\

w /-^
a) Q)

''

'••..

r

.

-

..

*

:

'i

. , . , - , ,
•
.

rt

pf

ff^

&lt;H

Ji

i'

'

: '

. - -

.i

'

.

\

T

. " " . . . "

.

T

"*" T

"«:

*O '

"rt

\

,O

&lt;J&gt;

^'

)
"

' '.

P.

m P-

&gt;

^

^

".

-,- o

\
*

»

.

_.-

&lt; ; i i i .

(

0'

4J »— '

1

..j-.^-.. . . - , - . - _ , - . - - . -

"P. ~B
m CO
C4

*"

&gt;

.

'

i

,

,i

.- O

-* 0

i

8
H

ctf

« ^

I

V\

II

1

\
\

1

•
1

•

CO

)
',

.

'

.

k

»

' 1

S

' 1

)
J

I

°

'S
\

rt

in
1
o

N
i

•

A

M

' '

*
'V

\

I'

.

__j
•||

r*

O
tS
r^

.^

!

1
C
rH
rH

:

•

.-

-

-

::

O
O\

C
OO

O
f^

(qdd)

r+

H

»

S

N

B

's

-

' '

O
O
iH

.

V

i

01

*
O

O
VD

O
i
n

C
&lt;f

O
CO

C
C4

'

4

O
rH

&lt;

"

" S

O

'
'

'

�TCDD reported (ppt)
o

N&gt;
o

o

GO
O

Ov

o

o
o

VO

O

H
O

o •

A

OQ

•6
ID
O
I
Ul

o*

r1 w
B&gt;

&lt;D

cr ID

Mt

fU

rt
1
0
O

(D
(0
CO

:j
*tZ

\
111
1
'•

':

l

Tl

�Table C-6.
Dioxin Phase II:

Interlaboratory Quantitation Study

Type of Sample:
Extraction Lab:

Beef Fat (5g sample)
EML; Method: Acid/base

Quantitation Lab: Lab C
Sample ID
ShipStudy
F-0-j^

M-,
G-0,
• X
G

~°2

F-0.5
P-l
F-4
F-9-L
F-92
G 9

"1
G-92
F-16
F 25

~ 1
F-252
G-251
G-252
F-36
F 49

~ 1

F-492

G-49,
j.
G-492

F-64
F 8
1

" 1

F-812
G-811
G-81-

-!ML

11

FE
FE

FG

PC
PI
FK
GC

GC
FL
FD
FD
GE
GE
FA
FH
FH
GA
GA
FB
FJ
FJ
GD

GD

'

7
6
25
68
20
50
26
3
47
18
71
8
27
58
14
66
9
23
61

Cl (%)

TCDD Levels (ppt)
Reported
Added

0
0

54
24
65
1

GB
GB

FK

ment

Recov.
--

0

.

0
0.5
1
4

9
9
9
9
16
25

320 322 Avg.

•

nd

nd
nd
nd
nd .
nd
nd

4

25
25
25
36
49
49
49
49
6-4
81
81
81

9
11
nd
12
19
(63)*
24
26
27.
31
50
48
39
48
58
76
74
76

53

.81

77

*Aberrant value both included and excluded in calculations.
-21-

Detection
Limit
320

322

8
5
6
6
14
10
18
4
5
14
5
10
10
2
12
4
6
6
' 4
10
6
4
6
4
14

3

�•

;

i

5

i

f.

'&gt; \' i IT
i
'• k \ u
* *ju
S

i i

*v

S

N

f-1,

^

^

— ~&gt;^* *eZ^
—•&gt;

•'

\

,

r

S
^

^

IN

:

' '

-

|
-

^

y

\

\K

§»'«

,

.

,

.

,

,

'

-

r

,

-

'(

,-

•

' ; ^
s &gt;

C6S
1 1
^

4_l CN| g
tfl CO'

i

TT ^

\

•

X-N

i

j

t^M

\ « VS

T
i

"i

T ~f
||
• i • i•

"

^

»

.

S
&gt;

'

•
N

S, s

tn^FJ

fll .O
M

. - . . _ .

i3

'

. . . . . . . . _

:

.^

.

(

ii

w

' . " ' ' .

. . . .

^ .

S

' : ; : . '

'

ri
i

.

.

.

t "-

.

L!

'
t

-

.

.

.

(C

. .

. . .

.

t

S s
S

\o

-

i

1
U

'

[

.

" • ._

'

.

.-

-.

-

r

_, -

..

^

.,

! s]

.

3

• 60

.

•H

.. .

&lt;t&gt;

•

tH
tH

cb

O
rH

O.
°* -.

L

-f
I

\

1

1

s s

s

.

&lt;f&gt;

IS
iH

-

^

(

V

o»

I

s ^&gt;
w

&lt;3
»~s.

O
CO

(qdd)

O

\o

O

in

O

&lt;j~

O

n

O

t&gt;i

C3

r

^

sS&gt;

'j.

O

�TCDD reported (ppt)
H1
O

o
vk

IO
O

UJ
O

*O

L

s

k

.

.

1»
s

CD

S

s

'»
n

i'
r

.

.

S'
r

§
T

''
H. .
*g
n»

.

.

.

' ' . . ' .
S

. '.

ss
^

*

"

'

fy - - • -

.

s

&gt;

C )

s
S

.
t

'.

-

- -

S

.

.

.

-

S

.
•

S

o
1

.'

."

a4

'

,

..

-

.

.

N ^ .
'^
.

- i

.

.' . ' .

•

• -

•

-

•

. . . .

•

'•

:

...

-

- - -

' ' :.

- - . . . . .

.. • . •

'. •

••;..::'

fk S
J -

-

*\

v Vy

.:

•-

*

-.'..-'

. . .

. y

" '"

JX

•

• . • . . .. • .: : . . .. .

• -

s

B.

'

. - IT

^"*

-

-'

•

i

• V \

•

*

•

.

: . - " . &lt; • ", . s s .
io
o

.

i

b

Old

g

\

\ ,&lt;

8
a

Cf&gt;
O

L

'

1

Ul
O

j

L...|i

j

T

0, (0
O* 10

' " . : ' '

T^

*tr**

U rt

t T^ TV

CO hi /-&gt;.
^ 0

•a
•CJ

n&gt; 0

y ' ,'

rt

•*~f *~s

s —•
\
^-

1

'

1

'

j

:

i •
'!

' r

a&gt;
I

i

i

! !

,

,

. . .

, P
to

• f

LJ
1

I

1

-J. L_

_L

I

I

"

\ '1

_j

^Vj
V
&lt;~
\

•
\

s .* I » N &gt;
x^

,

fVfo

*«.

^^

i

o
\

X

ss

1

1

'

V ' '

j
|

oi

^r
&gt;^ "*«^.
*O

\» * k ^

M

o

\
y

^

^

•

.

a
" i

*'
~

�Table C-7.
Dioxin Phase II:

Interlaboratory Quant i tat ion Study

Type of Sample:
Beef Fat (2.5g sample)
Extraction Lab:
Lab Dy Method: Neutral extraction
Quantitation Lab: Lab C
. / J,
Sample

ID

Recov.
Ship„
ment
ClJ/(%)

1CDD Levels (ppt)

Reported
320 322 Avg.

Detection
Limit
320
322

Study

PML

F'-0L

S-12

41

0

nd

6

S-l

28

0

nd

6 '

F

S-4
S-9
S-2
S-10

31
37
29
38

0.5
1
4
9

nd
nd
17
nd

6
6
6
8

G--9,

S-13

42

9

10

5

F'-16

S-3
S-6

30
34

16
25

12
24

6
5

S-ll

40

25

25

10

F'-36
F._49i

S-16.
S-15

45
44

36
49

31
45

6

G'-491

S-8

36

49

70

5

P'-64
F'-81

S-14
S-5

43
33

64
81

52
76

5
8

S-7

35

81

70

G-0,

P'-0.5 '
F'-l
P'-4

'-91

P

'~251

Added

G
^

-24-

9

�figure C- 7

Be&lt;it Fat Saniples
Laij C (322 n i/e)
Neutral Extracticm, 2.5 go

,

•i

^

10
2.

110

—

100
i.

•

:

;

r

• !

90

jf •
s
,

80

n

«..

70

^&lt;
^f
*

f

"/
*

t

•

S

,s

A

, . , ,

S

_i•f
-X

^ ' *

o

•

j,

,r

jT

f/

j» V '

1

a..
e.

a
§

t

.... - .N J*'^ J
'"V J*

f

t~. S

S

I'M rr .^
- »^

^ y^

x JC5 &gt;r
_/ X. . ,
%',
* j^

*** _r

j ^ i j^"
—±^—i
y

60
^^
A

jT

f

' ' f
-.

J^
^^

,.
y'
* y
fc^ s

50

s

^

^
~ S

A

XVX"
. V"^
*&gt;^
y*yr

40

/^
-X"^
*^f

_,£
,

30

j,

y
»•

-. .
'' •

'

^r
J* ^
J

ni™

,-

^x£t
V—

-X"

20

f

f

^
:f

^

-X"

—•

1
V ^

X
JX^

S

^

y

X'

1 .. ,r

-_^—*—

;—

10
—7*

•+
:

— 7«
f

BEE 10110

u

20

30

4(

&gt;0

TCDD addesd (ppt)

du

/o

a0

-25-

/

�Table C-8.
Dioxin Phase II:

Interlaboratory Quantitation Study

Type of Sample:
Extraction Lab:

Beef Fat
Lab D; Method: NeutraJ. extraction

Quantitation Lab: Lab D

Sample ID
Study

PML

Reccv. '
Ship3
?
raent ClJ/(%)

TCDD Levels (ppt)
Aided

nd

nd

nd

23

7.7

0

nd

23

(23)

35

6.9

nd
2.3

24
.

45
17

44
18

16
0.8
13
0.4
16
15

92
.
0.5

4
9

nd
2.5
nd
0.9
42
19

9
9

nd
11

nd
8.5

11

16

46

16
25

25
29

19
26

22
28

9.2
12

15
12

62

10

41

G

'°
"l

S-l

28

P'-O.S

S-4

31-1
31-2

05
.

S-9

37-1
37-2
29
38

1
57

81

»

P'-l
F'-4"

Detection
Limit
320
322

0

S-12

P1-^

Reported
320 322 Avg.

53

nd
nd

2.2
15
15

P

'-91

S-2
S-10

G'-9X

S-13

42-1
42-2

F'-16 .
F--25,

S-3
S-6

30
34

G

'"251

S-ll

40

25

nd

25

(25)

Fl-36
P'-491

S-16
S-15

45
44

36
49

32
62

41
73

37
, 68

8.5
22

25
33

S-8

36

49

49

49

49

25

10

F'-64

S-14

54

155

52
(155)

34

S-5

64
81

50

F'-SL,

43
33

8.5
70

S-7

35

81

89

86

88

24

38

'

G1^

-26-

-

-

.15

�Figui e C-8

.

*j

]Seef Fat £Samples
Lai3 D (Avg. of 320, 2 22 m/e)
]Neutral EJctraction

*

(

rt.

V

20

tw— ^M

^

10
&gt;r

~r—:—~~

yt

1

00

—^

• ' V
^_y
-y
A, •jy

90

"/

.
J

-r~

V* X^

f

^/_
^

x
x
x

»

80

|/

./r

,

-7-

X
X

/.

/
X
jT
f •

*

.,

jf

70

X
X

.X

X

.f

-

^

X

x^
;

1 :

•

*ty
r? '
*v ^
t?"s/i'
**"

j
X

i

' '

60

*

_r

x^

.

. ^ffc1.

/
jf

v VX

jf
,

f

/^

f
X

'

'

X

f

50

j
jf
jf

^

•^
V

y

/

J

.f

X

J'

^u,

J

• 1

f

r

40

f
jf

f

/
f

1

f
f
f

—T^*-1"

~J

r
*

jr

jf

jr .

tr

.

30

X
X

--. / ^r jX

jT

/

20

—
V

^

y

X"
X

• X

10

/
•

X

•

x

*

S

X

J

'
'

' \

........

X" •

_X
X
"/
X
/"

:

—^—

jf
ft

./r

^

J*

*

f

• ft

*y*_
X"

. 0

ass loiio-LO

i.0

30

4

TCDD add ed

(ppt)

50

v0

~S 0
-27-

/:

�Table C-9.
Dioxin Phase II:

Interlaboratory Quantisation Study

Beef Fat
Type of Sample:
EML; Method: Acid/base
Extraction Lab:
Quantitation Lab: Lab D

Pecov.

Sample ID
Study
F-0,
1
F-02
G-O-L
G-02.
F-tD.5
P-l
F-4

EML
FE

Shipment

3-

Cl (%)

SO-5

FC

SO-4

P-9,
1
F-92
G-9.
1
G-92
F-16
F-25,
1
F-2S2
G-25,
1
G-252
F-36
F-49,
1
F-492
G-49,
1
G-492
F-64

FK
FK
GC

SO-1

FB

SO-6

F-811
F-812
G-81,
1
G-81.

FJ
FJ

SO-2

GC
PL
FD
FD
GS
GE

SO-3

FA
FH
FH
GA

GA

Added

0
0
0
0
0.5
1
4

FE
GB
GB
FG
FI

TCDD Levels (ppt)

83

9
9
9
9
16
25
25
25
25
36
49
49
49
49
64

GD

10
nd
(nd) (nd)
nd
nd
nd

nd

3
(11)

nd
13 nd,nd nd
(8.3) nd,36
29
16
24
35 (14)

44
(37)

37

68
(73)
143
(154)

74

4
8.3
10
9.8

3.0
(8.0)

10
(14)

107

(17)
10

(100)

(17)

(145)

-28-

66
(15)
6
14

71
(83)
114

81

Detection
Limit
320
322

6

32
(34)

81
81
81

GD

Reported
320 322 Avg.

127

10
6.1 (3.1)
5.0 (7.0)
4.4
(8)

5.0
(7.0)
12
4
6

10
(13)
6

�Ileaf Fat S amples
Lab D
AcJ.d/Base Cl eanup ( .5 gm) W&lt;,rvW*
2

Figure C-9

j'

120

110

X

i
!

X

-/

hA

X

'

x
x

-

100

!

\
X
S
J f
' *f
%
_r
&gt;^ /"
X

90

»^
.r ^

«* X

*

x
X

*-. "

X

ac

x
x^
x

*

'

^r

. ^»

x

x
x

x

f

X"

/

1

©,

/

1

X^

^1
^ *
&lt;^»
i W X^

X^

^ 'V

•
' t
1

c/'

T
r

r

•'—/••^

.

J

/
f

i

t?j" '

/

*

, v'
M.JT,

X"

'f
f

40

i

S

/
X^

50

V

^
'

x
X
x
x

60

, •
i

X

^n

y
x
x

p

J&gt;
^

jf
X

*
'^
^
*

^

/

7C

.

A

f ..

:

i
•
'

y
/

'
^

'

30

x
f

*
&lt;*

-•

v

&gt;
,

X

'

'

7_—

fy j^O m/e

f
X

—

s-

20
. yf
X

o 322 m/e
^ Avg. 320, 322 m/e;

Regression based on averages

jft

J*L_r

y

10
if

1*1 '

x
X*

X

X

t.

f
X

i

r^

J* •

0

BEE 10X1^-

0

20

33

^^0
50
60
TCDD adde d Cppt)

70

80

-29-

/

�Table C-10.
Dioxin Phase II:

Interlaboratory Quantitation Study

Type of Sample:
Human Milk (10 g sample)
Extraction Lab: EML; Method: Acid/base
Quantitation Lab: Lab A
t 1 &lt;Recov.

Sample ID
Study

EML

M-Oj^

AB

M

AB
BB
BB
AD
AE
AF
AC
AC

~°2
N
"°l
N
"°2
M-0.5
*
M-l
M-4
M-9X
M-92
N-9]L

BC

N-92

BC

M-16

PG
AH
AH
BD
BD
AI
AA
AA
BA
BA
AJ
' AK
AK
BE
BE

M-25X
M-252
N-251
N-252
M-36
M-49
M-49
N-49
N-49
M-64
M-81
M-81

N-81
N-81

Shipment
71
77
58
60
54
59
63
53
55
61
64
56
70
76
66 '
74
69
72
78
57
62
68
67
75
73
79

3?

ClJ/(%)
103
92
80
103
99
91
92
93
89
69
107
79
99
90
81
104
96"
110
119
100
98
85
89
104
136
121

TCDD Levels (ppt)
Reported
Added 320 322 Avg.

0
0
0
0
0.5
1
4
9
9

9
9
16
25
25
25
25
36
49
49
49
49
64
81
81
81
81

-30-

1
4

Detection
Limit
320 322

5

1
2
2
2
1
11
1
1

5

4

^
2

nd
nd
1
•3

4
5
15
11
15
7
28
29
29
36
39
36
31
21
114
24

—! —
1
2.
2
1
1
1
1
3
1
'1
2
1
2
2
1

�TCDD reported (ppt)

K&gt;
o

Ul

o

o

oo
o

vo

o

o
o

OQ

fl&gt;
o

ET

W

l-o

ID

\
'
!l

'

'

vr

v

N

�Table Oil;
Dioxin Phase II:

Interlaboratory Quantitation Study

!Iype of Sample:
Extraction Lab:

Human Milk (10 g sample)
EML; Method: Acid/base

Quantitation Lab: Lab B
Sample ID
Study

PML

M-OI

AB
AB
BB
BB
AD
AE

M

"°2

N-OI

N-02
M-»0.5
M-l
M-4

M-9X
M-92
N-9,

N-92
M-16
M 2
5

" 1

M-252
N-25-L
N-252
M-36
M-49
M-49
N-49
N-49
M-64
M-81
M-81
N-81
N-81 .

AF
AC
AC
EC
BC
AG
AH
AH
BD
BD
AI
AA
AA
BA
BA
AJ
AK
AK
BE
BE

G\

Recov.
Shipment

CLJ/(%)

71
77
58
60
54
59
63
53
55
61
64
56
70
76
66
74
69
72
78
57
62
68
67
75
73
79

'

•

s
TCDD Levels (ppt)
Reported
Added 320 322 Avg.
0
0
0
0
0.5
1
4
9
9
9
9
16
25
25
25
25
36
49
49
49
49
64
81
81
81
81
-32-

2
2
-

nd
3
3

2
7

7
24
29
23
45
49
17
-

10 (10)
8 (8)
17 9.5
15 8.5
3 (3)
7 (7) •
4 (4)
7
5
7
5
10
6
9 (9)
9
a
26 16.5
35 29.5
34 31.5
32 (32)
38 30.5
69 57
53 51
21 19
10 (10)
82 (82)
110 (110)
97 (97)
110 (110)
96 (96)

Detection
320

Limit
322

-

2
2
2
3
2
3
1
3
2 '1
2
2
2
2
2
2
2
2
2
1
2
4
2
1
2
2
1
2
3
2
4
2
1
2
1
3
3
2
-

2

2

�Figure C-lla

Human Milk Samples
- Lab B (322 m/3)

20

1U

i !

00
jT

&gt;

t-7^-—H
x

• • • •

X

r

x
rt »

^^*
^&gt;

•

80

^.j* /

V

x"^

X"

1

•x ^

.

/

x^
'

X^
"V""

X^

4

V*

_r
X1^

_j?C

&lt;•

x

x^

1 l
'
If,

^

x

•o
(U

4J

x
x

7n
™

h

x^

x

x, . . ..._.

X
X'

0

a.
0)
k
§
8

X

^

x
.y,
r1

JT

:

fin

i

i

'

X
X

X

V"

•^

x
X

• „

so

*

•

_
A

x

x

• • •x

X

J*
....

r

40

s /
•

f

X
&gt;

•

x

-

,

! /
. » _
.

-,,r.i

•

O rt

jU
Jr

s

f

9s

t^r— ^
/
f

"&gt;0

AU

—y£.

,f

10

0.

1—

—

. —

£.—

_

7

x

»
=
7*

0

BEE 10110-

0

2.0

3b

4b

50

11

TCDD ad ied (PP )

f0

'

56

d0

-33-

I •

/.

�TCDD reported (ppt)
ui

to

o

O

o

O
O

CO

o

M
O

NJ
o
HS
(D

O

£
ta 0
w P

10 H«
|

O JT*

^B
fl&gt;

I
11
I

:

!'!

i

Tt

!l!

�Table C-12.
Dioxin Phase II:

Interlaboratory Quant itat ion Study

Type of Sample:
Human Milk + 1 standard
Extraction Lab:
JML; Method: 'Acid/base
Quantitation Lab: Lab E
Sample ID
Study
M-0.

M-4

M-l
M-4
M-9X
\£«&gt;Q
rn*"*^j

M-16
M-25
S-l

PML

Recov.
Shipment

AB HMT-3
AB
-10
A2
-6
AD
-4
AI • -9
AE
-11
AF
-2
AC
-1AC
-7
AG
-5
AH
-8
STD-1
-12

ci37(%)
100+
66
95
64
100
100
77
100+
100+
100+
100+
100

TCDD Levels (ppt)
Detection
Reported Limit Avg
Added 320 322 Avg. 320 322
0
0
0.2
0.5
0.8
1
4
9
.9
16
25
1

-35-

1.5
. 0.6
9
0
0.9
1.4
6
145.5
29
34
1.9

0.3
0.1
1
0.2
0.3
0.4
0.-6
3
1
2.1
2
0.2

�Figure C-12

.•

Human Milk Samples
Lab E (Avg. of 320, 322 m/e)

O/ftf
_.

f.

120

/

-/
Jr
/—

110

f

100
f
/

. '.

•

i • . .

\

f

IA.

"1 _r

"** f
f

90

A

/

/

*/

/

f

\\

f
,

80

»

1

\ f

.

J
f
/

/

/

f

/ &gt;

/
r
V

f

u
0
a.
&lt;u
s-l

§

/

70

,.

A

/

a.
a.

s
&gt;

_x

/

/

x

/

^

*•

f
/

/

f

/

/
/

60

. f"

A

&gt;

/

f

f

/

f

'

J

jf

./

/
/
f

50

9^

f
+

,

/ •

/

1
.^

40

*
r'

X

'

"fT

_r
y

30

J
^
r

./^
,/
^

~MI
™

:

*

y^

X'

.

/

/

_
£ .
A

20

..,

X

/

. ._

/.
f
/

^
«*"

_

— —^
10

.

^

1 : :/ /
Z*=

^ aauiiolO

20

30

40
30
TCDD added (ppt)

bU

/u

ou
-36-

/

�TRBLE C-13.

Types of "Valid" and "Erroneous" Values
Reported for Spiked Samples
Spiking Category
Laboratory
Report

Sanrole
Not Spiked

S &lt; DL I/

S &gt;. DL 2/

not detected (nd)

valid

valid

false nd (fnd)

positive value

False Positive (FP)

false positive (fp)

valid

Sample Spiked

I/ Spiking level less than the detection limit.
2/ Spiking level greater than or equal to the detection limit.

-37-

�TABLE C-14.

Incidence of Reporting Errors—' for Standards
Number of Measurements (n) and Errors, by Types

Lab m/e
A
B
B
C
D

E

ft

322

320
322
322
Avg:
320, 322

Totals:

I/

Sample
Not Spiked
(n) FP
(4)
(4) 1 ll
(4) \jj
0
(4)
(0)
(0)
(16) 3

Sample Spiked
Spike &gt; 9 ppt
Spike &lt; 9 ppt
(n) 1-P fnd.
(n) fp fnd
(3)
(2)
(2)
' (3)
(0)

0
0
0
0
-

(19)
(19)
(19)
(19)
(0)

0

0
0
0
0
0

(1)

-(11)

0

0

(76)

See Table C-13 for error definitions

-38-

(0)

0
0
0
0

0
0
0
-

�TABLE C-15.
I/
2/
Incidence of Reporting Errors-' for Beef Fat Samples-^'

Number of Measurements (n) and Errors, by Type

Lab m/e
A
B

322
320

322
C 322, .
C (NE)-' 322
D (NE) 320
D (NE) 322
D 320
D 322
E

Sample
Not Spiked
(n) FP

Sample Spiked
Spike &lt; 9 ppt
Spike _&gt; 9 ppt
(n) fp fnd
(n) fp fnd

(4)
(4)
(4)
(4)
(2)
(2)
(2)
(2)
(2)
(0)

2
3
4
0
0
1
1
1
0
-

(3)
(3)
(3)

(7)
(2)
(4)
(0)

2
2
2
0
1
2
3
1
0
-

(20)
(6)

10
1

(18)
(18)

7
6

(3)
(3)
(8)

0
0
0
0
0
0
0

• o

0
-

(19)
(19)
(19)
(19)
(11)
(14-)
(13)
(10)
(8)
(0)

0
0
0
0
0
1
1
2
0
-

as
0
0

/2^
&amp;
0
0
0
0

—

Totals:

Acid/base
NE

0
0

:94;
;38;

2
2

I/ See Table C-13 for error definitions
2/ NE denotes neutral extraction; otherwise, acid/base
cleanup utilized

-39-

1
1

�TABLE C-16.

Incidence of Reporting Errors^ for Human Milk Samples—'
Number of Measurements (n) and Errors, by Types

Lab m/e

A

322

B

320
322

C
D
E

Avg:
320, 322

Totals:

Sample
Not Spiked
(n) FP

Sample Spiked
Spike &lt; 9 PPt
Spike &gt; 9 PPt
(n) fp fnd
(n) fp fnd
(3)
(1)
(3)
(0)
(0)

(2)

3
2'
4
2

(12)

11

(4)
(2)
(4)
(0)
(0)

1
1

(5)

0
0
2
0

1

(12)

2

3

I/ See Table C-13 for error definitions
2/ All extractions utilized acid/base cleanup

-40-

(19)
(11)

(4)

0
0
0
0

(53)

0

(19)
(0)
(0)

@
(}
0
0
0

�D.

Statistical Analysis of Laboratory C Beef Fat and
Standard Reports

. For practicality, a detailed statistical analysis of analytical results is presented only for Laboratory C in order to
determine the optimum known accuracy and precision that can
currently be achieved in quantifying low ppt levels of TCDD
in samples of the types analysed.

(Complete statistical

analyses of the results of other laboratories can be conducted
if determined advisable.)

Laboratory C quantified only stan-

dards and beef fat samples; therefore, the exact reliability
of the analytical method for human milk is currently
speculative.
Two types of upper and lower 95% confidence limits have
been calculated for the regressions of reported values (Y)
on spiking levels (X), as shown for standards iri"~Figure D-l
and for beef fat in Figures D-2 and D-3.

First are the 95%

confidence limits for the line itself, as are graphed by the
pairs of lines closest to the regression line in the above
Figures.

These limits are interpreted as follows:

The true

regression line (as would be determined if the experiment
were repeated a countless number of times under the same
conditions) lies within the confidence limits unless the
test results are sufficiently unusual to be among those
expected to occur less than 5% of the time.

-41-

�The second set of confidence limits, depicted by the pair of lines furthest from the regression line, predict the 95%
confidence limits for the result of a single analysis at a
particular spiking level.

Interpretation is as follows:

The result (reported value) of a single analysis of a
standard or beef fat sample spiked at a given level can be
predicted to fail between the 95% confidence lines unless
the analytical result (which includes extraction as well as
GC-MS quantitation) is one sufficiently unusual to be expected
to occur approximately 5% of the time.
In calculating the regression lines and confidence limits,
values of "nd" have been excluded.

For Lab C all spiking

levels below 9 ppt were reported as nd, and therefore, the
lower limit of quantitation in this study must be considered
to fall somewhere between 5 and 9 ppt.

Lab C gave no

erroneous reports (i.e., no reports classified as FP, fp or
fnd) for standards or for 5g beef fat samples when extraction
utilized acid/base cleanup.
The calculated regression line for standards lies very close
to the theoretical line, the slope of 0.983 being essentially
equal to the theoretical slope of 1 and any point on the line
being from 1 to 2 ppt less than the spiking level (Figure
D-l). The 95% confidence limits for a predicted result of a
single analysis fall only 6 to 7 ppt above and below the regression line.

Thus, accuracy can be expressed as a negative
-42-

�bias averaging about 2 ppt over the range of levels tested,
and precision in terms of the confidence limits for the line
and for predicted results of individual standards.

There

was no apparent tendency for increased variability among
reported values at higher (or lower) spiking levels, i.e.,
variance about regression was apparently independent of the
spiking level (See Table C-3 to compare values).
The results of the beef fat analyses were slightly more
variable than those for standards, as might be expected. In
particular, one value was an apparent outlier (reported value
63 ppt; spiking level 25 ppt) and has been both excluded
(Figure D-2) and included (Figure D-3) in calculations.

The

rationale for excluding the value is based on a discussion
with the principal investigator at Lab C; he was reasonably
certain that on-the-spot calculation of separate measurements
of the same GC-MS run would have revealed a discrepancy and
the sample would have been- rerun.

Thus, exclusion of the

value assumes a laboratory procedural modification to
eliminate the possibility of reoccurance.
value of the sample's duplicate was 24 ppt.

The reported
(A second

sample—that spiked at 64 ppt—was originally reported as 32
ppt.

Recalculation without'knowledge of the spiking level

revealed an arithmetic error, resulting in a revised value
of 58 ppt, which has been used in calculations.)

-A3-

�Figure D-l

Standards
Lab C (322 m/e)

130

ICO

=i;

Theoretical line, y»X
Regression line:
y * .98x - 1.30

3=

SvEzS
/

\-f-—f

95% conf. limits for regression line^
95% conf. limits for individual analyses

0.

c.

"3
4J

10

M

o
p.
(U

a,
Q

so

•h
_r

ffSj
_sjrs

-H-

ss • • -,*w/
s
/* •* £' '•

T*

10

0

U£ 10X1010

7o

3o
TCDD added '(ppt)

,
-44-

,(

i

�Figure D— 2

Beef Fat Samples, Lab C (n- - 17): 5g, acid/base, .322 m/e

*

r

1

110

f

1_

Uheoretical line, Y » X •*•"""

—^9r
. Degression line, Y » 0.89X + 2.7
i—
^^s

_____
100 1

35% confidence limits:

'"\
.; *

•••

\
\

1

a

70

2

\

\
\ •
\
V
\
\
\
\

•

60

g
o

\
.
\\
st
•••\
—•
/*
\
1
-^
X/'
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individual samples

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regression line «*' """"•"••^
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-46-

i

�E.

Estimation of Actual TCDD Levels, with Confidence
Limits, from Spiking Results:

Lab C

.Using regression statistics developed from spiking study
data, a "best estimate" of the "true" level of TCDD in an
unspiked sample can be derived from the reported level, as
well as statistical confidence limits for that estimate.
The. procedure is that of estimating the value of the
independent variable (X) for a measurement of the dependent
. variable (Y), in this case the reported TCDD level in a
sample.

(The basic approach is used, for example, in

estimating LD-Q'S in dose-response studies.) Confidence
limits for such estimates tend to be broad relative to these
for the regression line per se.
Figures E-l and E-2 present estimated "true" values of TCDD
A

(X) for reported values (Y) ranging from approximately 9 to
80 ppt.

In- both figures the reported values (Y) now appear

on the horizontal axis and the estimated "true" values (X)
on the vertical axis.

The slope of the new line is the .

reciprocal of the slope of the regression of Y on X.

The

new regression equations appear on the graphs.
The 95% confidence limits for estimates of actual values
range from 6 to 7 ppt above and below the predicted value
- when the aberrant value of 63 ppt is eliminated from the
-47-

�calculations (Figure E-l) (see part D).~ When that value-is
included, the confidence limits are about four times as wide
(Figure E-2).

For example, the estimated actual value for a

reported value of 40 ppt is 42 ppt with 95% confidence
limits of 35 to 49 ppt when the aberrant 63 ppt has been
excluded from regression calculations. When included, the
estimated true level for the same reported value (40 ppt) is
39 ppt with confidence limits of- 12 to 66 ppt.

Again/ the

essentiality of.developing procedures to detect and correct
aberrant results at the onset is emphasized.
The confidence limits presented in the above graph are for a
single extraction and GC-MS quantitation of a sample.

Confi-

dence limits can be narrowed if 2 or more independent extractions and quantitations of the cause sample are performed and
the reported values averaged.

This approach may be of value

in applied TCDD residue evaluations.

-48-

�Eigure E-l
Estimated True TCDD Level in Beef Fat: Lab C.
(From regression analysis of 17 spiked samples)
120

110

100^-

—I
90
Q.
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Estimated true level:

«

80

^=t

$ = (Y - 2 7 / . 9
,.)08
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95% confidence limits for _
true level in 5g sample

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-49-

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Discussion '

This study has demonstrated that for standards and spiked
samples o£ beef fat, the extraction and quantitation methodology exist to quantify TCDD at levels as low as 9 ppt with
practicable accuracy and precision.

This conclusion assumes

that extraction methods are exactly those used at PML and
quantitation utilizes procedures and instrumentation indentical or equivalent to that of Lab C.

Otherwise, practicable

precision has not been fully demonstrated.
The reliability of the above methodology for quantifying TCDD
in human milk is yet to be determined.

However, based on

the fact that milk results are essentially as precise as
those for beef fat among laboratories that performed both
sets of analyses, a quantitation problem is not anticipated.
None-the-less, the procedure needs to be verified with
further testing.
Lab C has indicated that their instrumentation may be
capable of quantifying TCDD levels below 9 ppt in samples of
the type used in the study.

Reports of False Positives

(positive TCDD values 'reported for unspiked samples) by
laboratories other than Lab C may present a basic problem
when attempting to quantify in the range of 0 to possibly 8
ppt.

Additional analyses of spiked samples are necessary to

determine if a quantification level below 9 ppt can be
achieved.
-51-

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                    <text>Item D Number

°5179

Author

Holstun, J. T.

D ^scanned

Corporate Author
ROpOrt/ArtiClB Title Typescript: Answers to "Statements of Issues"

Journal/Book Title
Year

000

°

Month/Day
Color

D

Descripton Notes

Friday, March 01, 2002

Page 5179 of 5263

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D

NotSBannBn-

Houk, Vernon N.

Corporate Author
RODOrt/ArtlGlOTItlO Memorandum from Chair, Science Panel, Agent
Orange Working Group, to Members, Science Panel,
Agent Orange Working Group, Subject: Minutes of
December 14 Meeting and Draft Memorandum to Chair,
AOWG, dated December 17, 1981

Journal/Book Title
Year

1981

Month/Day
Color

Number of Images

D

°

Descrlptoo Notes

Tuesday, March 19, 2002

Page 5581 of 5611

�DEPARTMENT OF HEALTH &amp; HUMAN SERVICES

Date

Public Health Service
Centers for Disease Control

.December 17, 1981

(404) 452-4111
FTS 236-4111

From

Chair, Science Panel
Agent Orange Working Group

Subject

Minutes of December 14 Meeting and Draft Memorandum to Chair, AOWG

To

Members, Science Panel
Agent Orange Working Group
Attached are the minutes, of the last meeting and a memorandum to the Chair,
Agent Orange Working Group concerning the Wisconsin Mapping proposal.
Please provide your feedback by January 14.
The next meeting will be January 14, 1982, 9 a.m., in Room 729G of the Hubert
Humphrey Building, Washington, DC.

ernon N. Houk, M.D.
2 Attachments

�DRAFT

MINUTES OF THE SCIENCE PANEL
AGENT ORANGE WORKING GROUP

The Science Panel met on December 14.
appended.

A list of the attendees (Tab A) is

The Science Panel notes with pleasure that Dr. Peter Greenwald, Director,
Division of Resource Centers and Community Activities, National Cancer
Institute, has been invited to membership on the Science Panel.
Documents Distributed.to the Members;
Texas State Veterans Agent Orange Act, H. B. No. 2129 (Tab B).
Associated Press release on the State of Wisconsin veterans populations with
alleged health effects of Agent Orange (Tab C).
Jennifer A, Hanify, et al, "Aerial Spraying of 2,4,5-T and Human Birth
Malformations: An Epidemiological Investigation," Science, Vol. 212, 17 April
1981 (Tab D).
Kingsley M. Stevens, "Agent Orange Toxicity:
Human Toxicology (1981), Vol. 1 (Tab E).

A Quantitative Perspective,"

"The Public Health Conference on Records and Statistics, The People's Health:
Facts, Figures, and the Future," DHEW Publication No. (PHS) 79-1214 (Tab F).
Protocols Received
Dr. Shelia K. Hoar, Environmental Epidemiology Branch, National Cancer
Institute, submitted a research protocol, "A Case-Control Study of Lymphoma
and Soft-Tissue Sarcoma: Association with Herbicide Exposures," to the
Science Panel for review (Tab G). The Chair asked for individual comments by
January 15, 1982. These comments will be consolidated and returned to
Dr. Hoar.
Agent Orange Troop Exposure and Non-Exposure Cohort Selection Concept Paper
The Department of Defense transmitted on December 4, 1981, a proposed Agent
Orange troop exposure and nonexposure cohort selection concept paper (Tab H).
From this concept, DOD indicated that it would be possible to identify groups
of personnel down to the platoon level who have had certain characteristics
of exposure to Agent Orange. These would include being within a kilometer
within 7 days of fixed wing herbicide spraying, stationed in base camps with
perimeter spraying, being associated with the so-called "aborted missions,"
etc. Other groups could be identified who would not have any of the above
characteristics. An additional group could be identified from serving in the
same time frame in southern continental United States bases where no herbicides were used.
These groups could then be the basis of the VA Morbidity
Study. The DOD was aksed to provide and report more specific details in the
next meeting on January 14, 1982,

�Wisconsin Proposal for HERBS Tapes Data for Mapping
At a previous meeting the proposal from Wisconsin to the Veterans Administration
to develop detailed, accurate, and reliable map series or atlas based on the
HERBS tape data depicting the dates and locations of herbicide spraying
missions conducted in the Republic of South Vietnam had been distributed
and comments requested. In general, it was felt that to be useful, the maps
should be accurate and reliable. Because they would not include information
on base perimeter spraying and the so called "aborted missions," it was felt
they would not be scientifically useful since they would be incomplete. Using
the data on the HERBS tapes alone would require mapping on a 1:50,000 scale
and would require approximately 1500 maps. The Chair will develop recommendations to the Agent Orange Working Group that contains the consensus of the
entire Science Panel to be delivered to the Agent Orange Working Group at its
next meeting in January.
Veterans Administration MortalityJ5tudy_
The preliminary protocol for the Vietnam veterans study was again discussed.
Serious concerns were raised the accuracy of the DOD computerized records that
are being proposed for this study. The Science Panel members had divergent
views on whether the study should be of the total Vietnam veterans death
records or whether sample techniques could be used. A subcommittee was formed
to review this matter and make recommendations to the Science Panel at the
next meeting on January 14. The subcommittee to be chaired by Dr. Kimbrough
also includes Drs. Greenwald, Keller, Brown, and Shepard. Dr. Greenwald also
discussed the Upstate New York Mortality Study.

Vernon N. Houk, M.D.
Chair, Science Panel
Agent Orange Working Group

�DRAFT 12/17/81

FROM:

Chair, Science Panel
Agent Orange Working Group

SUBJECT:

TO:

Wisconsin Proposal for HERBS Tapes Data for Mapping

Mr. James Stockdale
Chair, Agent Orange Working Group

At a previous meeting the proposal from Wisconsin to the Veterans
Administration to develop a detailed, accurate, and reliable map series or
atlas based on the HERBS tape data depicting the dates and locations of
herbicide spraying missions conducted in the Republic of South Vietnam had
been distributed and comments requested (Tab A).

The following is a consensus recommendation to you from the Science Panel.
If you concur, we recommend it be forwarded to the Veterans Administration.

While the Science Panel agrees in principle that detailed maps could be
made available to others for the purpose of determining exposure to Agent
Orange in Vietnam, we have serious reservation because it is unlikely that
they would be sufficiently accurate to determine proximity to exposure in
all instances.

A mapping of only the HERBS tapes locations would require from 1,200 to
2,000 maps on a minimum scale of 1:50,000.

There are sufficient errors on

the HERBS tapes that would not allow exact locations of all fixed wing
spraying missions.

In addition, very few of probably hundreds of

helicopter spraying missions around fire bases, along roads, lines of
communications, and along rivers are documented in the HERBS tapes.

�Similarly, perimeter spraying from trucks and by backpack sprayers could
not be adequately documented.

While we agree in principle that we should

make everything available, it is our consensus that if. the maps are
inaccurate and so voluminous as not to be useable that they in fact will do
a disservice.

One can argue that detailing the limitations of the maps is

an approach to being able to provide them.

It is our experience that those

caveats are not always recognized and the maps are used as "gospel" without
full understanding of their limitations.

This would also be costly and

would not successfully compete for the scarce resource dollars available
for health studies.

Thus, there are public relations reasons for approving this proposal but
scientific reasons for not doing so.
and usefulness.

Those scientific reasons are accuracy

The Science Panel would recommend at this time that the

Veterans Administration be advised not: to financially support such a project.

Vernon N. Houk, M.D.

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G Not Scanned

Houk, Vernon N.

Corporate Author
Report/Article Tltlfl Memorandum from Chair, Science Panel, Agent
Orange Working Group, to Members, Science Panel,
Agent Orange Working Group, Subject: Minutes of
January 27 Meeting, dated February 2, 1982

Journal/Book Title
Year

1982

Month/Day
Color
Number of Images

D

3

Tuesday, March 19, 2002

Page 5584 of 5611

�DEPARTMENT OF HEALTH &amp; HUMAN SERVICES

Public Health Service
Centers for Disease Control

Memorandum
Date
From

February 2, 1982
Chair, Science Panel

Agent Orange Working Group
Subject Science Panel Meeting Minutes
To

Members, Science Panel
Attached are the minutes of the last Science Panel meeting. Please return
your comments to me by February 16 so that I may finalize the comments.

Vernon N. Houk, M.D.
Attachment

�MINUTES OF THE SCIENCE PANEL
AGENT ORANGE WORKING GROUP

The Science Panel met on January 27, 1982.
is appended. '

A list of the attendees (Tab A)
'

Status of Fat Biopsies

i
The Chairman of the Fat Biopsy Subcommittee reported that the Subcommittee is
developing a report to the Science Panel on fat biopsies for dioxins that will
include information on (a) what is currently known and the current status,
(b) when we would recommend it be done and under what circumstances, and
(c) its limitations. It is anticipated that this report will be available
within 6 weeks.
Protocol Review
The Science Panel completed its review of the National Cancer Institute (NCI)
"A Case-Control Study of Lymphoma and Soft-Tissue Sarcoma: Association with
Herbicide Exposures." It was agreed that the individual reviews will be
returned to NCI. In general, the Science Panel was supportive of the
proposal, and several agencies offered to help provide specific information.
We further noted that this study should be complementary to the NIOSH proposed
case control study on soft tissue sarcoma. The two studies are not exclusive
of one another.
Veterans Administration Mortality Study
The Chairman of the Subcommittee reviewing the VA Mortality Study reported to
the Science Panel. There was "considerable discussion about the proposed
study's ability to answer the question. Most but not all members feel that a
proportional mortality study of all of the death certificates may be desired.
Though the BIRLS tapes data are generally considered to be accurate and
complete, there is question about the accuracy and completeness of the proposed
Department of Defense (DOD) tapes that are going to be used for matching data.
The Science Panel requested the subcommittee continue its work and report
within 6 weeks on various options and resource requirements for each option to
address this issue. The VA provided information (Tab B) on the numbers of
individuals involved for the proposal as it was submitted.
Agent Orange Troop Exposure and Non-Exposure Cohort Selection Concept Paper
The DOD'provided further details (Tab C). It is agreed that it is possible to
develop cohorts of exposed and nonexposed units. It is anticipated that the
Science Panel will recommend to the Agent Orange Working Group that a letter
detailing the proposal and requesting that it be completed be sent from Secretary
Schweiker to Secretary Weinberger.
In addition, a review of the disposal of herbicide waste and a trip report by
the DOD assessing the herbicide usage in Vietnam were made available to the
Science Panel (Tab D).

�Assessment of Agent Orange Health Hazards Among the Vietnam Population
Recent press reports of a group returning from Vietnam indicated that the
Government of Vietnam would welcome assessment of the health risks in the
Vietnam population by American scientists. There is concern about the status
:
of the records and the availability of those records in Vietnam.
Dr. T. E. Woodward, VA distinguished physician, reported that he found the
records to be useful. There was general agreement that a study would be
difficult to do and difficult to interpret. The members of the Science Panel
were asked to provide written comments to the Chair within 2 weeks. A concensus document will then be developed for transmission to the Agent Orange
Working Group.
Health Problems of U.S. Military Veterans and Possible Exposure to Phenoxy
Acid Herbicides in Vietnam: Partial Coding and Statistical Analysis of the
Citizen Soldier Health Questionnaire (CSHQ)
Dr. John Moore made available to the Science Panel the final report to the
National Toxicology Program of the statistical analysis by Dr. James H. Dwyer
and Mr. Robert Smith of the New York State University at Stony Brook (Tab E).
Public Information
A member of the Science Panel expressed concern that the public does not have
information available to counter some of the claims of adverse health effects
which are not yet proven. There was general discussion of this topic. Most
members feel that there is insufficient data to make firm statements on these
issues at the moment. It was* noted that the Scientific Panel under the
direction of Dr. John Moore prepared such a document that was released at the
public meeting of the Agent Orange Working Group held in September 1980. A
copy of that document will be reviewed to determine if any additional information is available. The members of the Science Panel were asked to communicate
their thoughts in writing to the Chair, and this will be discussed further.

Vernon N. Houk, M.D.
Chair, Science Panel
Agent Orange Working Group

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Houk, Vernon N.

Corporate Author
Roport/Artldo TitlB RePort of Science Panel to the Agent Orange Working
Group with Science Panel Review of Proposed Protocol
Design for Veterans Administration Epidemiology
Study, dated March 5, 1982

Journal/Book Title
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1982

Month/Day
Color
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D

6

Doscripton Notes

Tuesday, March 19, 2002

Page 5588 of 5611

�REPORT OF SCIENCE PANEL
TO THE

AGENT ORANGE WORKING GROUP

There have been several meetings of the Science Panel since my last report.
Protocol Review
The Science Panel completed its review of the National Cancer Institute
(NCI) "A Case-Control Study of Lymphoma and Soft-Tissue Sarcoma:
Association with Herbicide Exposures." It was agreed that the individual
reviews will be returned to NCI. In general, the Science Panel was
supportive of the proposal, and several agencies offered to help provide
specific information. We further noted that this study should be complementary to the NIOSH proposed case control study on soft tissue sarcoma.
The two studies are not exclusive of one another.
Status of Fat Biopsies
The Chairman of the Fat Biopsy Subcommittee reported that the Subcommittee
is developing a report to the Science Panel on fat biopsies for dioxins
that will include information on (a) what is currently known and the current
status, (b) when we would recommend it be done and under what circumstances,
and (c) its limitations. It is anticipated that this report will be available
in the near future.
Assessment of Agent Orange Health Hazards in the Population in Vietnam
Recent press reports of a group returning from Vietnam indicated that the
Government of Vietnam would welcome assessment of the health risks in the
Vietnam population by American scientists. There is concern about the
status of the records and the availability of those records in Vietnam.
Dr. T. E. Woodward, VA distinguished physician, reported that he found the
records to be useful. There was general agreement that a study would be
difficult to do and difficult to interpret. We believe that assessing
exposure would be virtually impossible.
Public Information
A member of the Science Panel expressed concern that the public does not
have information available to counter some of the claims of adverse health
effects which are not yet proven. There was general discussion of this
topic. Most members feel that there is insufficient data to make firm
statements on these issues at the moment.
The Veterans Administration Mortality Study
The Subcommittee reviewing the proposed Veterans Administration Mortality
Study has reached consensus on recommendations to be made to the Veterans
Administration. These will be forthcoming to the Chair, Agent Orange
Working Group within the next 2 weeks.

�Review of the Veterans Administration Epidemiology Study
The Science Panel concluded its review of the Veterans Administration
Epidemiology Study proposed protocol from the University of California at
Los Angeles. A detailed review has been submitted to the Chair, Agent
Orange Working Group for transmittal to the Veterans Administration. In
summary, on the basis of the present document, the panel believes it is
possible to begin the pilot phase of the study. The selection of the
cohort for the Pilot Study should immediately proceed as well as the quality
control and quality assurance procedures, the redesign of the questionnaire,
and the determination of comparability and interpretation of some of the
proposed instruments, such as nerve conduction studies, spirometry, etc.,
between examining centers.
Finally, we believe that major progress has been made in the past several
months and that it is now possible to do the Veterans Administration
Epidemiology Study, looking not only at Vietnam exposure but exposure to
Agent Orange. We view as the only remaining factors that will prevent the
successful completion of this study to be the degree of participation among
the selected veterans and the nonavailability of necessary resources.

Vernon N. Houk, M.D.
Chair, Science Panel
Agent Orange Working Group
3/5/82

�AGENT ORANGE WORKING GROUP
SCIENCE PANEL REVIEW OF PROPOSED PROTOCOL DESIGN
FOR VETERANS ADMINISTRATION EPIDEMIOLOGY STUDY

By School of Public Health
University of California at Los Angeles
The following represents a consensus of the reviewers of the proposed
protocol design. All reviewers were present except one and his detailed
comments were made available to the other members. The individual comments
are enclosed (Tab B).
Overall Design
We agree that the historical cohort approach is the appropriate one. One
member suggested more consideration be given to a case control approach but
all other reviewers felt this is not possible because there is no clear cut
definition of a "case." We also agree with the approach to try to make it
as compatible as possible with other large studies such as the Ranch Hand
and the Australian Study.
COHORT
Selection
The panel unanimously agrees that the Department of Defense (DOD) should
select the cohorts in accordance with Dr. Bricker's cohort selection paper
(Tab A). This will provide, we believe, for elimination of as much misclassification as is possible from the existing or potentially reconstructable
records. We believe it is absolutely essential that the identification and
assignment of these individuals to the different cohorts not be available
to the participants or to the investigators until initial analysis of the
data is completed. The Science Panel will oversee this cohort selection
process. The study investigators must be aware of the method used to
select the cohorts but must not be aware of the individuals placed in each
group.
Criteria For Each Group
We recommend that groups be composed of high probability of exposed Vietnam
veterans, high probability of nonexposed Vietnam veterans, and a non-Southeast
Asia veterans group. Some felt that it would be desirable to include a
Vietnam veterans group exposed midway between the first and second groups
in order to make an assessment of dose response. The consensus is that
though this may be desirable, the inclusion of the fourth group is not
essential nor critical to the study.
Sample Size
We agree that 6,000 in each cohort group is a reasonable figure. As the
study progresses and as more information becomes available from other
studies, this issue may need to be reexamined. DOD anticipates being able
to provide 12,000 in each of the study groups for selection.

�Proposed Exclusions from the Cohort Group
We believe it is unreasonable to exclude officers and multi-tour Vietnam
veterans. These may be separately identified so that appropriate analysis
can take place but they should not be excluded from the study.
QUESTIONNAIRE
Questionnaire to Personal Health Providers of the Individual Veterans
Some of the selected veterans may have had multiple health care providers
since returning from Vietnam. The panel doubts that many private physicians
will fill out detailed questionnaires on their patients and thus wonder
about the usefulness of this part of the study. The needed information may
have to be obtained in other ways.
Individual Veteran Questionnaire
The questionnaire as it now exists is unacceptable. It is overly long and
uses highly technical terminology which many people including many physicians
will not understand. We recommend that careful thought be given to the
information that is needed to be gathered, who will administer and where
the questionnaire will be administered (telephone, home visits, etc.), and
that the questionnaire be redesigned to meet those criteria. The questionnaire should be limited to information that is critical to the study and
that will be used in the analysis of the results.
Other Instruments
The psychological and neuropsychological instruments, all of which were not
available for review, should be evaluated and should include only information
that will be used in the analysis of the results and presented in a way
that would not be offensive to the participants.
Physical Examination
Data collected from the physical examination should be limited to those
items that will be used in the analysis of the study. This does not mean
that the physcial examination should not be comprehensive as determined by
the examining physician for the particular individual, although items to be
used for analysis of results must be collected according to a standard
protocol.
Laboratory
The final decision for the inclusion of laboratory tests for this study
should be made after consultation with laboratory scientists to ensure that
the best tests for that particular purpose are being used. There are other
tests such as chest x-ray, spirometry, nerve conduction tests, etc., that
probably have limited usefulness because of the inability to standardize
and to intrepret between multiple examining centers.

�It is critical that the standardization of laboratory procedures proceed
with quality control and quality assurance for collection, transportation,
handling, and analysis and that this process be begun immediately in the
participating laboratories.
Other Areas of Concern
For all participants, the panel believes that information should be
collected only on those items that are critical to the study, can be
standardized, and are such to appropriately interpret between multiple
examining centers and laboratories. If the practising physician feels that
additional information is necessary for a particular patient to evaluate
the health status, it obviously should be done but should not be part of
the overall data collection and analysis for the purposes of this study.
It is not clear from the proposed protocol the duration of the overall
study or time estimates for each individual participant. These should be
determined. A possibility that should be considered in regard to future
duration is that after completion of the initial examination and analysis,
the cohorts names be matched against the National Center for Health Statistics
(NCHS) Annual Mortality Index. This would provide nearly all of the
necessary followup information and would be more efficient than a mail
survey or a hands-on followup of each individual.
It should be explicitly stated in the final design that when an abnormality
for an individual is found, how that abnormality will be followed, who will
follow and treat it, and what system will be set in place to ensure that
each individual will receive the necessary medical care.
After the initial analysis has been completed and depending upon the results,
additional well focused, smaller studies, such as specific case control
studies, may be necessary to further define the extent of possible uncovered
problems.
After the initial analysis has been completed, the method of cohort selection
should be made public. While still ensuring individual confidentiality,
each participating veteran should be informed of his or her status in the
cohort selection process.
The panel assumes that the final protocol will address the usual concerns
of patient confidentiality, freedom to withdraw from the study, and methods
of providing the individual veteran specific medical information of which
he or she or his or her physician should be aware for the proper care of
the individual veteran.
Pilot Study
We believe the Pilot Study should include 5 percent of the anticipated
study population. We recognize it may not be possible that this be a
random sample of the population but that it be clearly stated and understood
what that 5 percent represents. The panel unanimously disagrees that the
Pilot Study should take place in only one study site but recommends strongly
that it be conducted in all examination centers and study sites that will

�be used in the overall study. The Pilot Study should be used to determine
participation rates and to further refine the instruments to be used in
this study. An analysis of the results of the pilot study can be used to
make a determination of the possibility of success of the larger study.
The results should in no way be interpreted as to effects but only whether
it is possible to conduct a scientifically valid overall study.
Summary
On the basis of the present document, the panel believes it is possible to
begin the pilot phase of the study. The selection of the cohort for the
Pilot Study should immediately proceed as well as the quality control and
quality assurance procedures, the redesign of the questionnaire, and the
determination of comparability and interpretation of some of the proposed
instruments, such as nerve conduction studies, spirometry, etc., between
examining centers. Finally, we believe that major progress has been made
in the past several months and that it is now possible to do the Veterans
Administration Epidemiology Study, looking not only at Vietnam exposure but
exposure to Agent Orange. We view as the only remaining factors that will
prevent the successful completion of this study to be the degree of
participation among the selected veterans and the nonavailability of
necessary resources.

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NotScaniwd

Author

Huddle, F. P.

Corporate Author

Science Policy Research Division, Legislative Referenc

RODOPt/ArtiClB TltlO A Technology Assessment of the Vietnam Defoliant
Matter, A Case History: Report to the Subcommittee on
Science, Research, and Development of the Committee
on Science and Astronautics, U. S. House of
Representatives, Ninety-First Congress, First Session

Journal/Book Title
Year
Month/Day
Color
Number of Images

Augusts
D

o

Friday, March 01, 2002

Page 5167 of 5263

�ALV1N L. YOUNG, Major, USAF
'Consultant, Environmental Sciences
V'"

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[COMMITTEE PKIHT]

- A .'TECHNOLOGY ASSESSMENT

oi' run

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VIETNAM 'DEFOLIANT MATTER
A CASE HISTORY..

REPORT
~

TO THK

.'.SUBCOMMITTEE ON'SCIENCE, RESEARCH, AND
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'
•
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COMMITTEE QN SCIENCE AND ASTRONAUTICS
"^ U.S. HOUSE OF REPRESENTATIVES
NINETY-FIRST CONGRESS
FIRST SESSION
/

•

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PREPARED BV THF, '

SCIENCE POLICY EBSEA-RCH DIVISION
&gt;.---v/:i?- •"*-" " LEGISLATIVE REFERENCE SERVICE
--j.-'cV"--""-!-?-.- - • 'LIBRARY OF CONGRESS]
'* -- *:

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AUGUST 8, iSGO

• Printed for thetise of the Committee on Science arid Astronautics
•"''* :\ ~-l:-l-*."l- *-:. "".'- XT.S-.GOVERNMENT PRINTING OFFICE

&gt;!Q

�n5B; &lt;
COMMITTEE OX SCIENCE AND ASTRONAUTICS

LETTER OF TRANSMITTAL

OEOUOE P. MILLE U, California. Chairman
X K. TEAGUK, Tcias
JAMES O. FULTON,
Kl'H K. KAIiTJI, J.£l»nesota
CHARLEij A. MOSHKR, Ohio
&lt; JIKCHLEK, West Virginia
RICHARD I/. ROUDEBUSII. Indiana
;r.ro Q. DAUOAIUO. Connecticut
ALPIION/,0 BELL, California
!&gt;• W. DAVIS. Geort-la
THOMAS M. PELLY, Washington
,'MAS N. DOWNING, Virginia
JOHN W. WYDLKK, New York
: I). WAGGONNEK. JB., Louisiana
GUY VANUEK JAGT, Michigan
.' 1'L'QUA. Kiori-Ja
LAIUtY WINN, JR., Kansas
&gt;i'.GE K. BROWN, JR., California
' JKRKY L. PETTI3, Cnllfornla
:I.E CABELL. Texas
D. K. (BUZ) LUKENS, Ohio
:TI;AM L. PODELL, NCT York
ROBERT PRICE!, Texas
I'NE N. ASP1NALL, Colorado
LOWELL P. WEICKEK, JR., Connecticut
' A. TAYLOn, North Carolina
LOUIS KKEY, JR., Florida
;i(Y HULSTOSKI, New Jersey
BARRY M. GOLDWATER, Jr.., CaUfonaSa
lIOBIAGGI. New Tor!:
ivS W. SYMINGTON, Missouri
, - ARD I. KOCU, New York
. CHAELICS F. DUCANDER, £zpcutive D tree tor and Chief Counsel
JOHN A. CARSTAUPUKN, Jr., CA'e/ Clcrft and Counsel
PHJLIPB. TEAQEE, Counsel
FKA.NK R. HAMMIW,, Jr., Counsel
Vf. H. BOONE, rec/micol Cons«!!ant
JAMES E. WILSON, Technical Connultant
RICIIABDP. HI.NES, Staff Consultant'
\ '
HAROI-D A. Gour.n, Technical Consultant
-.
PHILIP P. DICKINSON, Technical Consultant " '"
WILLIASI G, WELLS, Jr., Technical Consultant
JOSEPH M. FELTO.V, Counsel
.
K. GCILD NICHOLS, Jr., Staff Consultant
ELIZABKTU S. KEKNAN, Scientific Research Aseittant
FRANK J. GIROOX, Clerk
DE.VJS C. QOIOLET, Publication} Clerk
'
.
K. SHCLLAW, Aeslslant Publications Clerk
JAM EH A. Ross, Jr., Minority

Staff

SUBCOMMITTEE ON SCIENCE, RESEARCH, AND DEVELOPMENT
EMILIO Q. DADDARIO, Connecticut, Chairman
"• W. DAVIS, Georgia
ALPIIONZO BELL, California
3. WAGGONNEU, JR., Louisiana
CIIARLKS A. MOSIIEK, Olilo
iVR K. BKOWN, Jd.. California '
D. E. ( B U Z ) LUKENS, Ohio

,K CAHKLL. TPIUS
:KAM L. POL-ELL, New York

..&gt;W, SYMINGTON, Missouri

.

LARKY WINX, JK., KHIIMM
JERRY L. PUTT-IS, California

'

',

• .

•

' . • •

'

•

HOUSE OF KEI'RK?EN'TATI\XS.

Coanirrm: ox SCIF.XCKAXD ASTRONAUTICS,
" .
' . . • ' • . . , «
Washington, D.C., Augusts, 1969.
Hon. GEORGE P. MILLER,
- .
.
t
Chairman, Committee on Science and Astronautics,
House of Refn^esentatvues, "Washington, D.C.
DEAR MR. CHABOIAX: The Subcommittee on Science, Research, and
Development is carrying on a continuous study of technology assessment—seeking the best means of providing for the Congress an early,
warning of the unanticipated hazards or benefits from applications
of science.
» .
'
Tho process of technology assessment can best be seen -with reference
- to historical episodes, but the record of such episodes is often incomplete! If we are to&amp;ecure a. useful working knowledge of the elements
oif the process, it is expedient for us to take opportunities to observe
.closely those episodes which chance makes accessible. It was for this
reason that the subcommittee commissioned the study "Technical Information for Congress" by the"Science Policy Research .Division—A
-documentation-of 14 important case histories'which-had attracted, con-gressional attention since World War II.
This report is a 15th case history. It has special significance for
Congress in. the technology assessment context, since it represents a
conflict which is current but which has developed a sufficient history
.to give it perspective and meaning. It is distinguished from the other
case histories in that the assessment was performed by the scientific
community itself, and outside of the Halls of Congress.
We are'dealing here with the controversy over the military uso of
chemical defoliants and herbicides in Vietnam. The issue contains all
. the elements that complicate such assessments: a difficult problem of
ecological impact, clouded by the political controversy surrounding
the Vietnamese conflict it.«e-l f."

The report transmitted herewith does not address itself to the merits
of the issue; .it does not judge the propriety or impropriety of the
military use of herbicides. Instead, it centers upon the- process by
.which tho American Association for tho Advancement, of Science
undertook to assess tho ecological effects of the military use of chemical
defoliants -and herbicides in a zone, of activity. The cooperation of the
.participants in tho assessment was, of course, indispensable to the
study, and wo were most fortunate that they fully appreciated the
professional nature of tho proposed inquiry and were unstinting in
providing the documentation for it.
At my dmv( ion, the Legislat i ve- Reference Service secured the status
of observer to tho prom'ilings..Frwu this vantage, point tho study is
• '

.

-

'

•

'

'

.

i tin

�ssessment in a ^^HFuit can guide similar projects in the future. It
,-ill aid tho variora^roups who are developing'teclmology assessment
apabilities for the legislative branch, and in other institutions.
Sincerely yours,
,
.
. . ' ' • •
EMIUO Q. DADDARIO\,
• kairrnan, Subcommittee on Science, Research, awl Development.

LETTER OP SUBMITTAL
''•-.-.

.

'

T H E LIBRAKY o r CONORKSS,
•LEGISLATIVE EEI-TREKCE SERVICE,
'
' Washington, D.C., July 30,19G3.

'
•'
Hon. EMILIO Q. DADDAIUO,
Chairman, Subcommittee 'on Science, Research, and Development,
Committee on Science and Astronautics, House of Rcprcsenta-'
fives, Washington, D.C.
. •
•DEAR MR. DADOAIUO: The report submitted with this letter results
from arrangements made at your direction to follow the prepress of
the American Association for the Advancement of Science in its investigation of'the environmental effects of defoliation in Vietnam. Mr.
Richard A. Carpenter, Assistant Chief of our Science Policy ll^carch
Division, sought permission from the major participating organizations in early 19G7,for LRS to act as an observer of the a^'.-^ment
process as it took f^lace. In this way, the problems and successes of
assessment methodology could be more accurately ascertained than by
the usual ex post facto examination. Wo, of course, made it clear to all
parties that the LRS had no interest in the defoliation-ecology question itself but only in how the assessment was.car.ricd out.
'." 'The cooperation of-the following persons and their associates made
.the report possible:
.
. ' Don K. Price, dean, John Fitzgerald Kennedy School .of Government, Harvard University.
' • .
Dr. Dael Wolfle, American" Association for the Advancement- of
Science.'
'
..- • •.
Rodney W.. Nichols, Office of the Director of Defense, Ucsearcli
and Engineering.
Dr. William B. House, Midwest Research Institute.
John S. Coloman, Xntiona'l Academy of Sciences.
Tin1, report was written by Franklin P". Huddle, of the. Science Policy
Research Division. Tn view of Dr. Huddle's earlier authorship of tho
study, "Technical Information for Congress," the present report can Ixs
regarded as in a sense supplementary to that longer work, dealing
with a similar kind of problem but in the hands of a distinctly different group.
Tho Legislative- Reference Service is gratified to have the opportunity to participate in this illuminating series of analyses of tlie complex
problem of accommodating our society to the changes wrought by modern science.
.
' . . " . • . .
-...:.._ - .-•-"Sincerely yours,
." •
'
LESTMI S. JAYSOX,
Director, Legislative Reference Service.

�CONTENTS
Letter of tr/insmittal
'Letter of submittal
»
:
I. Introduction
'
.1
• ;••
Development of potent new organic herbicides
'.
.—
Second thoughts about the virtues of herbicides and other pcstioi des
'
.
II. Evolution of the military herbicide program.,..
-..
Development of herbicide warfare in Vietnam
Full-scale military use of herbicides, 1900-60
Decisionmaking arrangements for military, uses of herbicides in
Vietnam
.
L
'
III. Criticism of herbicide warfare
';
IV. Role of the AAAS in iwsedsing war use of herbicides
Organizational structure of the AAAS
L'
•'
r
AAAS council's action on Pfeiffer resolutiori
. Implementation of the 1906 AAAS resolution on herbicides
Implementation of recommendations of thci AAAS ad. hoc committee
J,
Implementation of recommendation for ecological field investi••'/
.
gations..:
•
L...
The Midwest Research Institute study of Ideological effects of
, '•
herbicides
j.
• .". Cross-pressures within AAAS, December-January, 19G7-6S
National Academy of Sciences review of MRI report
., , ' . • ! . ' Review of MRI report by National Academy of Sciences....,.-- .
•'•'' ... ' '•"&gt; 'Press reception of the'MRI report..1.-....IL,'1
'..".J.'._•.•-. ".
i .Assessment of MRI report by AAAS board of directors....
'.'-• ' • • • ; • Exchanges of AAAS correspondence with State, Defense, and
' ' ' j • United Nations
i
'• • State Department attempt at herbicide assessment
.
. . • U.N. actions after appeal from AAAS
1
• ...
:
. Renewed AAAS appeal for field ecological investigation
—
.-• . ' Apparent reduction in AAAS concern over herbicides in 1069
D.r. Pfeiffer's volunteer .herbicide assessment expedition
V. Conclusions and observations
».
\—L
.
. • .'
TABLES
\
. •
• ..
,
.
•
•
. ." i •
Estimated extent and cost of chemical weed control in the United States,
.• . 19G2.1
:..i
Composition and characteristics of inilitary lierbicides
*—
Estimated area herbicidally truated in South Vietnam through 196S
i

APPENDIX

III
V
1
2
4
7
9
15

17
22
28
29.
29
31
• 32'
33
34
35
38
. .35)..
°40~
4446
4S
S3
53
56
58
61

4
10
15

.:

Appendix A:
' '•
•
' '
• Draft of pending section of manual on use of herbicides for military
.. purposes
,
..
..
.

67

�I.; INTRODUCTION

\ •'

A new military technology of defoliation by aerial spraying of herbicidal chemicals was introduced in 19C2 into the Vietnam conflict.
The teelmology was called into play as a means of saving lives—pro.tecting troops, shipping, and aircraft from ambush from the- jungle
cover; it was also used to complicate the adversary's logistics—to
deny guerrillas their sources of food from remote garden plots by the
spraying of these crops from the air with crop-destroying chemicals.
These uses of technology were condemned as immoral by virtue of
their nonspecificity; as contravening tacit international policy against •
chemical and biological warfare, as crossing a threshold beyond which
lay the threat of mass destruction by chemical and biological weapons;
they were also challenged .on the more technical grounds that the
generous tise of these potent Chemicals over wide areas by insufficiently
trained military personnel might wreak serious and lasting injury to
a region's ecology.
I
"
• The role of U.S. scientists' and their professional organizations in
calling for technological assessment of military uses of herbicides, and
in participating in such anj assessment, was determined by Representative Emilio Q. Daddario' as being a suitable subject ior this study.
Its purpose, accordingly, was not intended as a judgment of the merits
. of the decision -respecting military use-of herbicicUv,-but to illuminate
"the complicated process within a large, interdisciplinary organiza• tion of scientists by which a political issue with a scientific content
was passed in review. Many (such issues come before the American
Association for the Advancement of Science. Activist groups continually strive to compel the association to take a stand on other political
issues they care deeply about.! The effectiveness of the association as
.a policy-supporting organization, and the question as to the proper
role of scientists in pursuing political .issues, are central elements of
the study.
!
The relevance of the study as a subject of interest to the Congress
derives from a number of related considerations. In it. the Congress
can find its function of technology assessment being attempted by a
group of concerned citizens, mostly with scientific qualifications. The
problems encountered by this group in performing its assessment can
be regarded as "the other side-of the coin." The pressures and thought
processes of the group mirror those, of the Congress, and provide a
convincing demonstration of the difficulties of the task, even when it is
not accompanied bv the larger responsibility of the Congress for lawmaking in the public interest, and when, on the other hand, the participants enjoy some extent of.special training in the subject matter
in question.
Another relevant, aspect is the preoccupation of the Congress in 1%9
with environmental quality. Much pending legislation, and many
(1)
32-405— CO- — 2

�ini uniL-t m^^^^Hu mans iragiju environment, me uunc'sMnes
[^countered by a pBrcssional group in ordering and resolvingcriTEs'onlental issues related to the massive and repeated application of ferbiides in Vietnam serve ,1 useful warning: and object lesson as to the
cod for systematic,, objective, nnd deliberate approaches on the part,
f the Congress in dealing with legislation aimed at tho prcscrraltaon
r restoration of environmental quality in the United JStates.
In the study ''Technical Information for Congress," it. vras ptKiatod
nt. that "In the 'management of a. political issue, with substantial sciitifie or technological content, the political issue is always larpstr in
'•ope than the scientific question within it." The study suggested tiiat
In principle, the scientific question needs to be dealt with first." Sfore\"er, it was important that, the .scientific question be. "carefully fctsned
&gt; that the answer to it p rondos a useful and significant piece ofevicnco. for guidance, in the consideration of the broader political issue.*'.
';;-3 present study enlarges indirectly on this point by revealing" sthe
;;:vme difficulty encountered by a, technically oriented group in sep: icing out the technical issue, and defining it in manageable terms. It •
rves notive, by inference, that a politically oriented group -\uwnld
uwrience even greater difficulty in separating tho technical from tthe
&gt;Htical issue for analysis and decision.
of Potent New Organic Herbicides
Agricultural research in the 1930's had identified a roup of plant.
••rnones that regulated plant growth. By 1939, 54 differentsubsteaices
•.•;•:: listed that had this effect. The most, powerful of these was ttlie..
.epical 2,4-dichlorophenoxyacetic acid, later nicknamed "2,4-D."
he chemical synthesis of this compound was describee) in the Isteraire in June 1941. Experimenters often observed that in overdose of
•;e of these plant hormones injured and even killed plants. OSK re.1 rcher, E. J. Kraus, head of the botany department of the University
;
Chicago, suggested in a letter to two of his co-workers, in Angusf
'41, that the^o compounds might be useful as weed killers.
Karly results in his researches led Kraus to bring this promising mew
t-haoiogy to the affonf ion of n committee of the National A en demy of
•it-TWS-National Kese:uv,h Council under tho direct ion of
&lt;stvk, established at. the rc&lt;|uest of Socivtary of War Henry L.
:; to provide advice on all aspects of biological warfare. Kraus wrote
.•if "il&gt;c toxic properties of growth-regulating substances for t3ie«3c:u.'fion of crops or tho limitation of crop production'' nu^ht Iws of
f«&gt;:vst to ih(&gt; eommilt&lt;x\ K x p o r i m o n t n l rosoaivh in (!) is field
It
formally l»r&lt;&gt;u&gt;;ht under an A n u v oo
oontrni't
s-'tty of Chion^*, in I:1!,'*, In cvnijunction with tins worSt, a
•• u--U p!,v:r,u&gt;\ \\;
muJoi-wav rtf tho Kvvasvh station of

was intensified as of possible use in the "island-hopping"' car
Gen. Douglas MacArthur. The method of clearing landing urca.-s of
foliage at that time,j\vas by saturating them with high explosive shell
bombardment by naval artillery- Kraus reported verbally on his research progress'to tho "ABC" Committee of the Academy of Sciences
in February 1943, and .submitted a preliminary written report to the
committee March .8, describing his experiments. Camp De trick, Md.,
had been establish as a research center for biological warfare research
in November 1042; in January 1944, the Army decided to make her- bicido research a major program at this center. Nearly 1.100 substances
were tested there, under the, direction of Kraus with A. Q. Nonnan.
However, "The chemicals were never used abroad, and the war terminated before we could get the materials in the field."z
At the conclusion of World War II, Secretary of War Robert P. Patterson released a letter report from Merck, describing biological warfare research conducted by the United States. Merck cited as an important accomplishment of this program, the testing of "the effects of
more than 1,000 different chemical agents 'on living plants." Later
Merck was quoted^ as stating that "only the rapid ending of the war
prevented field trials in an.active theater of synthetic agents that
would, without injury to human or animal life, affect the growing
crops and make them useless."
In April, 1944, the emphasis.of the research at Beltsville shifted.
Detrick had a vigorous, war-oriented program underway. So the Belts-;
..'ville group'returned to their earlier interest in 2',4-D as a weed killer.
In June 1944, in'an article in the Botannical Gazette, Mitchell, in association with Charles L. Hamner (another former student of Kraus),
suggested publicly for tho first time that 2,4-D had "some importance
in connection with the differential killing of weeds." 3 Another report
in this journal in December 1944 elaborated on this work. The chemical was found highly toxic to bindweed, dandelion, and other broadleafed plants, while-leaving lawns (bluegrass) unharmed. The public
interest in the. new herbicide was intense. In 104 "&gt;, the American Chemical Paint, Co. marketed the first systemic herbicide under the brand
name "Weedone." Other companies were soon licensed to produce- the
• material. Tests that year revealed that the new chemical was indeed
a revolutionary discovery. The toxicity level of tho new chemical, for
man and animals was i n vest i era tod, and determined to bo low enough
to make the chemical acceptable for general use as a wocd killer. Lists
of weeds killed by 2,4-D lenirfhenod. Costs dropped from !?12.."&gt;0 a
pound in 10 14 to SO'.'iO a pound in Ifl.'O, The material was easy to handle.
noncorrosivo, and effective in uso. Production went up fast: 017,000
«C. &gt;:. MlimrU-. "Crop nirtvMn rvrii!i«!tv&gt;n Prosrnm." PnwMlncs &lt;&gt;f tho Third rvMi.-u
Hon rmif-ivmv. Atic. in j j . Tl'ii.V p. II. Tlu&gt; ro&lt;t of th!&lt; luwnnf t.- li;&gt;«ist on an .'irtlclrp,v (ialo K, iVtorHon. "Ttio Dlsi-owry niul IVvplopnn'nt of ",4-n", Affrioaihiral lil*t&lt;&lt;rr
(vnj, -!t, No. ,X Jnl,v 10c!T&gt;,

s*
• ft ^v..»f

i

&gt;

Substnnws."

�o.ur.ds in 10-15, 5,460,000 in 10-1G, -and'more than 14 million by .1050.
'he author of .thj^^fcipr concluded:'
Ironically, 20 yc.^^^Kr Knius had suggested it to the National AcacEemy of
clonces, 2,4-D becjSiWi too! of chemical warfare, * * * Developed t'&lt;»x war,
;t vi^sijtiod for agriculture, the U.S. military at last found application ifor its
•snrributlou to the development and testing of 2,4-D.4

A survey of the domestic use of herbicides in the United States, conucteJ by the Department of Agriculture, reported in August. 1005,
•;U in tl'ie year 1062 a total of TO million acres was treated (see table
), at a cost of more than $270 million. The report note that by 19G2,
bout 100 herbicides in G,00 formulations were available. The rate of
creased use was such that acreages treated would continue to clkmble
i 10 years. (Actually, they leveled off at about 120 million acnes by
C35.)'
. .
'
. - . - • • . . • . ' .
BLE l.-ESTIMATED EXTENT AND COST OF CHEMICAL WEED CONTROL IN THE UNITED STAGES, 1962

Crap or area

•

r-,

"

t;.i
.
V] -s
••; s-:..-.s

'

. 4 5

25,302
5,433
2, 827
' 18,931
940
8
• •
310
15
• .
362
25
2,665
- 20 •
439
29 .
S51
-'.
*
.'
171
-. 2 .
16• ' • ' - - 30
.1
26
21
.267

.

. .

-• •!
:---.--..tS

. .,«
- - • :e-is
• •.-iisi
r:;;
- t-jrs

...

_

:-,
; f.-.;ts and nuts

'

;~!crnls

15 28 '.
45

15

.-;

-

.,
!;r~s
;:!».-!&lt;}

V:jj.'jii;f...V.~IIIIIir"
Tc^a!

Total acreage Harvested acretrealed
aja trealed
(thousands).
• (percent)

States reporting
(number)

•

-

33
' ••
-

'

45
20

31
JO

'

:
38. 8 • . 557,600
16,805
34.9
10,835
' 10.2
,• '29,579
23.5
••
6,250
' •
53.0
' 2,565
22.0
' . 2,237
.. . 32.8
5, 258
.' 23.1
• ,-.
2.416
: .. •. 16.1
35.5 : -' . 8,634
' . - • ' . 12.4
•
•:•• 1.1
:
'
:
187
V. ' ' 4 . 6 ' •'.'
650
: - . - . - • 27.0
• 2,397
9.7

'

51
672
.. - 412
4,714
2,262
'
274 ..
3,612 ..
'

23

70,6£7

Total cost, all
herbicides and Averajprast per
applications
:K'i. all
(thousands)
treatments

'

J2.28
3.09
•3.83
1. 56
6.65
8.27
'
6.18
1.97.
-5. 50
.•
9. 09
. •5.95
, • -••• 7. 12 .'6.23
' '
. •••• ,25.00
.8. 93
' . ; !'

•:-,:• .-'w - •'&gt;

..
.

•

. '
969
.15,368
• 1.794
' ' 13,340
6,265 . •
' '.3- •. .
••*' ' 2,752
83,714

24.8
8. 4

5

. -

41

270,746

..

'19. 00
22. 86
8.69.
2. 83
2.77
10.04
.23. 18
3.86

£j:luc&gt;s (ores! planlinjs a n d noncrojland.
• ' : . ' , • • • ; •
Kry.: U.S. Department of Agriculture. Aiiricultural Rosearch Servics and Federal Extension Service. "Crops Rraeirch;
t?i of Etient and Cost of Vsced Control and Specific Weed Problem}." (Aug. 1955, ARS 34-23-1), p. 3.

'."on&lt;ZT~ftf&gt;ughfs About the Virtue* of Ilerliicidfifs and Other Pestwldes
The explosive rate of acceptance of the new technology eventually
ve rise to apprehensions as to its possible adverse side cllects. A. techlogical assessment of the domestic use- of herbicides— and of jwjsti!e,s in general — *ivas triggered by tlio appearance in 1002 of an am fluHal popular bo;1; by Kachel Cai-son, titled "Silent Spring." This
u&gt;k described disadvantageous consequences of pesticides, incliudingf
a possibility of tho toxicity of somo of thorn to man or animals, ftheir
long-term biological (e.g., pathogenic, carcinogen icr and
c) efTects, and the ways in which postic-ides reached beyond
"The Dl-scovery and Development of 2,4-D." Op. clt., p. 253.

their intended target organisms to strike down others m&lt;a
sometimes insufficiently appreciated. This last type of e&lt;'"
logical damage caused by pesticides—was emphasized .
book. Although Miss Carson reserved her most severe criticisms for
insecticides, she did not spare the weedkillers:
The legend that the herbicides are toxic only to plants and so pose no threat
to animal li£e has been widely disseminated, 'but unfortunately it is iios
true (p. 41).
[Arninotriazole] is rated as having relatively low toslcity. But in the long run
its tendency to cause malignant tumors 01" the thyroid taay lie far more significant * * * (p. -13).
Among the herbicides are some that are classified as 'mutagens," or agents
capable of modifying the genes, the materials of heredity. We are rightly.appalled
by the genetic effects of radiation; how, then, can we be indifferent to the saiae
effect 5u chemicals that we dis.senunatwl widely in our environment? (p. -13.)
• * * * The whole elo.sely knit fabric of life has been ripped apart (p. C7&gt;.
[By this "shotgun approach to nature"] the spraying also eliminates a great
many plants that were.not its intended target (p. 67).
* * * The wholesale broadcasting of chemicals would be .seen to be more
costly in dollars as well as infinitely damaging to the long-range health of the
landscape and to all the varied interests that depend on it (p. 09).
The most widely used herbicides are 2,4-1), 2,4,5-T, and related compounds.
Whether or not these are actually toxic is a matter of controversy. People spraying their lawns with 2,4-D and becoming wet with spray have occasionally developed severe neuritis and even paralysis * * *. It has. been shown experi• mentally to disturb liie basic physiological process of respiration, in the cell, and
to imitate X-rays in damaging the chromosomes (p. 75).
•[Fruit flies] developed mutations so damaging as to be fatal oa exposure to oae
of the common herbicides * * * (pp. 100-191).
The full maturing of whatever seeds of malignancy have been sown by these
chemicals Is yet to come (p. 201).5

-.• • Various-technological-assessments -were serin' motion'by the Carson
book, or took place concurrently with it. A series of reports were
issued by a committee on pest control and wildlife relationships of
the National Academy of Sciences-National Research Council.6 The

lengthy investigation was conducted by the Government Operations
Committee'of the Senate, culminating in a final report, July 21, l!H'&gt;t&gt;.
Tho conclusion of this report otiers perhaps .the best consensus available^ on the broad question of whether or not herbicides (and other
pesticides) should bo used, and if so under what circumstance;;. It
recommended that the present regulatory system should !« strengthened to prevent unintentional contamination of-thc environment, That
• Knclit'l Carson. Silent Spring. (Greenwich, Conn. Kiuvcstt Publications. Inc 10S2
100(1.) -'ill p. phut Index.
.
• N a t i o n a l Academy of Sciences. Committee on t'cxt Control nnt! Wildlife Uclatlotichlps.
"A Symposium on IV-t Control anil Wlltlllfv Kvlntlunxlilpn." By Committee on Pent Control and \ V I I &lt; t l l f i &gt; ili'latlonslilpK. Mar. 10, lOfil. 2,1 pp. (Piinl. SOT) : "I'est Control antl
Wildlife Ki-lalluiiNliljis." Pt. 1 : "Evaluation of Pesticlili-Wlltlllfe l'robl«-m«." (li)(i!J), 2S pn
( P u h l . ftl'O-A) ; I't. 2: "1'ullcy anil I'twilimiH for 1'tint Control" (IOC,:;), 5.'! pp. (J'ubl,
02(»~I1) ; and I't. 3: "HMi-aroli Needs" (iuii:&lt;), 2S pp. (I'nbl. Iti'u-C). (Wanhiiigtun, H.C..
JNntlwial Academy of Si'lerit/i'H.)
7
U.S. I'ri'Hldi-tit'a Hdviivc Advisory Committee. "Cue of I'estlclilen." Tho WJiltc House
May tn. it»«:i.
""KfTeetH, 1,'tn'H, Control, anil Itefearcli of .\irrli'ul(\tr«l IV
'«&lt;•«." (A report tty mirVi&gt;y« mid I t i v t ' H t l p i t l n i i K HtnlT.l April 1H, lliiin. Hi'pr"&gt;hici'&lt;l i n . ' •.. t'&gt;&lt;i.i;rt'ss. IIiMis«'. Comnilttri; tin ApiiroprlritloiiH, Jd'iiartmi'at of .Vv'rii'iiltiifi' Aj&gt;!'?&lt;ii4..'»i&lt;t!i&lt;» f«r H»ilti. H"'iiriiif."M
before a Hiitifoinmllti'tf of tlnr • • * pt. 1, bUlh Cuiig,, Snt »«•»«. (W&lt;t»lil»jitua, U.S. Uuveruiut'iit t'rliitlin; Office, 1000).

'

' '

.

.

"
•

'

•

.

&amp;
V,

�Fcck'rai programs of jh'.-t control should be coordinated more closely,
timr, lieulth WCJM^IS relevant to pesticide's should ho expanded, and
that scientific ^^B'h into the effects of pesticides should he stepped
up to provide ^H^0 adequate. basis for future national policy.9
As a result, tiffin, of the apprehensions rinsed by the Carson hook,
the need vras recognized for more closely controlled use of herbicides,
and for more penetrating research into the ecological consequences of
their u?e. At the same time, it became more fully appreciated that thebenefits conferred by this use, and the extent of reliance on it for icgrieulturejn a technologically oriented society, could not easily bc»:'f oregone. Use would continue, but under measured control that would be
further refined as knowledge of adverse effects became more precise.
It was during this same period of technological assessment of the
domestic u?e of pesticides general!}', that the military use of herbicides
L-egan and expanded in Vietnam. This &gt;vas perhaps not the first time
that defoliant, chemicals were used in counter-guerrilla warfare. 10 However, their use in Vietnam certainly appears to have been n
unprecedentr-d in terms of its extensiyeness, scope, and systematic nsi
nature of
appl i cation for military objectives.
As the military use of defoliants in Vietnam intensified, various
_
questions were ra'ised_by groups, and individuals in the United States
concerning the. morality, the legality, and the possibly adverse longr &gt;nge consequences, of the program. The rest of this study describes, in

governing body and with the Department of Defense, (d) the efforts
of the Department of Defense to perform its. own assessment of the
technology, (e) the subsequent efforts of scientists to perfect their as-sessment, and (/) the present status of the defoliation assessment. The
study .concludes with a statement summarizing the observations to be
drawn from this case as an example of technological assessment moti-'
rated by a large professional society, relative to national science policy.

II. EVOLUTION OF THE MiLITAKY HERBICIDE
PKOGI1AM
The close of World War II was the signal for a varis^^f small
insurgent uprisings throughout the world, usually characterized by
informal .or guerrilla forces in challenge- of existing governmental
authority. These occurred in Greece, Malaya, Cliina, Cuba, Tndoncsia|.j
the Philippines, the Congo, Cyprus, Algeria, and elsewhere.
In some- respects, the- British camgaign against the guerrillas in
Malaya served -as a prototype of the later conflict in Vietnam, in that
.it was to combat a Communist-inspired uprising in a jungle area of
Southeast Asia, with an essentially colonial economy, employing weapons of terror against a technologically sophisticated adversary. An important difference was that in Malaya the guerrillas were not in contact with an outside source of logistic support .and had no sanctuary.
Tactics of counter-guerrilla warfare in Malaya, accordingly, were
concentrated on: (a) keeping the guerrillas separated from the civilian
noncombatant population by fortifying and protecting villages, (I)
keeping military pressure on guerrillas to wear them down, and_(&lt;?)
denying the guerrillas sources of food.11 Despite a vigorous campaign,
. however, thejMalayan guerrilla war cost the British heavily in wealth,
and dragged,on for a decade..
Early in his administration, President Kennedy was motivated by
the first Cuban crisis and other manifestations of political instabilitv
in developing countries to increase the U.S. capability in dealing with
"guerrilla forces, insurrections, and subversion." Such-a. capability
would entail a general strengthening of military resources of anthropological, cultural, -and other social .science data.in relevant areas of,,
the -world. In Shis March 28, 19G1, message on the Defence'budget, the
- President said that the U.S. interests were threatened by limited guerrilla warfare such as had brought Castro to power in Cuba. To counter
the threat of being "nibbled to death,1' as the President expressed it,
the United States needed to strengthen the capability for lower levels
of intensity of Conflict. ". •
;
.
. .
To meet oxir own extensive commitments and needed Improvements in conventional forces, 1 re'commend the following: A strengthened capacity to meet limited
and Kuerrillii warfare » * * V/e need a greater ability to deal with guerrilla
forces, insurrections, and subversion."

Within limits, the British experience served as a guide to the
'.Government forces in South Vietnam, and to their U.S. military
» Several references stress the I m p o r t a n c e of denying (,*iierrill:i* sources of fivxi. Ynt
example, Lt. Col. Unwliind S. N. Mans w r o t e : "The most !&gt;ui.'i.'essfiil operations in Mnla.vn
"were those aimed itt d e n y i n g liny form of food supplies to t h y (RiierrilUis J," (flNoj "As
'{heir fooil caches were reduced, the [(jm'rrlllasl crew more and more dcspentte. They took
risks that exposed them to SKurlty Force retaliation . . , Lack of food often forced .1
( S i K i r r l l l n ) to surrender." ("Victory 111 Mnlaya," I n : I.t. Co!. T. X. Creoiie ( e d . &gt; . The
Guerrilla — Anil How To Fk'ht Him.. .Selections from the M:ir!ne Corps G;ui'lte. (Frederick
*
'
A. Praeprer, New York. ItillS, I*riie&gt;:er I'uperhnckg), pp. lU-t-325. Joseph P. Kut^er also
The
stresses t h i s theme : "The tftierrllins started to t&gt;'?\ the pressure of th?
• dlMlenlty of u m l n t f t l i i t n K local Kiipp'y lines n f t e r the relocation of the junplo f r l n i n ireilu&lt;:0'l them to depemlin^' upou crops ralseil In Jungle elertrin^s. The i.i^t presented the
British nlr linn with suitable targets. The HAP w u u l i l ohserve' the urea Hiut nt 'he propitious moment dampen the spirits of tht; helea&gt;?uerej t,'»err!ll«s by s p r n y l n ^ the fn.iil
plots with polmui or stttlnt; nllre a llelil ntmnt to be hiirve«fe«l." ( I n : "Irr«'K&gt;i!'ir Wart'arc
iu 15
Transition." M i l i t a r y A f f a l r x . (Vol. X X I V . No. ;t Fall, lldio), p, 121.)
I'resldiMit John F. KiMinedy. Special inessn^-e to the CVnt;r&gt;:xs on thi; it»fen«e bu'ltret.
'In I'ubllc I'lipers of the t'ri'KlriVnlK — John F. Kennedy, 1001. (Washlngtoa, U.S. Oor- eminent i'rliitlni; Oltlce, ll)(&gt;2), p. 236.

�supubrtcrrtf,"iiT the "cleVv'. "nicnl of strategy and tactics in the Vietnamese war, Ai^ng the important differences wore the fact that the
guerrillas in U^^tter war were able to concentrate in larger force
unit?, to ovei^^Billage redoubts, and then retreat to sanctuaries
in the jungle, ^Rh Laos, Cambodia, or north of the demilitarized
zone (DM2). The rice growing areas in the delta country, south and
east of Saigon, were abundant sources of food on which the whole
country depended;_ these sources could bo denied to the guerrillas only
by physically holding the area and taking custody of the crops as they

cHu-ed areas to supplement their supplies of food from above the
jDMZ.^These plantings were similar to the slash-and-burn agriculture
'.••: 'irionally practiced by the indigenous Montagnard population in
' • '.-ria.
• ..-ties of the guerrilla forces in South Vietnam in general involved
r-,_ • ' . ; ; ' f u l use of jungle cover and the merging with the local pxopular.~ -:i, as iu Malaya. There were roadblocks, with systematic taxing of
:;-yre.lers; retreats to elaborate underground strongholds in tine fore-^s; ambushes along roads; sniping at river traffic from the bush;
kidnappings, assassinations, and terrorist demonstrations. Logistic
transport took place.at night, or under the forest cover; use was made
a&gt; sanctuary of neighboring territory formally denied to defending
troops of the.Republic of Vietnam.
V . , . -*.

_\-'J i I V

i^j^ivVlV^

» J » . l J^y-Wi. V .

.1 A ' / » * ^ V &amp;1. i

\J±1

JLXtl^tlllJJtJI.

I J

O.V/VJ J..

JL J. U^3i.U.tMJ V

IX *:rn advised President Kennedy that "the forces of International
Communists now arrayed a a i n s t us are more than we can meek with
t:-.-;_ resources at hand. We must have further assistance from the .
I .:fcd States if we are to win the war now being waged against us."
(.'.. December S, the U.S. State Department issued a report describing
i '....• pattern of guerrilla activity in South Vie.tna.rn, the increased use
o: rerror tactics, the support received from North 'Vietnam, and the
V:-:- of Laos as a base and logistic supply route. Shortly afterward, on
I-r!&gt;ruary 3, 1%2, the. American Military Assistance Command (Vietn i i a ) was established to supervise American military personnel and
coordinate joint planning; by mid- 1962, U.S. military forces In the
ait-a reached the number of "12.000.
Popular disaffection with the Diem regime, during IOCS, culminated in its overthrow by a military coup, November l; sfoortly
before the assassination in the United States of President Kennedy.
At the end of the year, President Johnson after consultations, with
Defense Secretary McXarnara and CIA Director McCone, assured the
new government of continued U.S. -support. Tins position was confi.-inod by jointjresolution of Congress, signed August 10, 19G4, asserting that the United States was "* * * prepared, as the President
determine.", to take all necessary steps, including the use of armed
force. to assist any member or protocol state of the Southeast Asia
Collective Defense Treaty requesting assistance in defense of its freedom," (Public Law 88-108). This resolution became law 8 days after

"~tnu 'lonkiu liuii incident iii winch the; U.h.S.
attacked by three North Vietnamese torpedo boat--. BonibL^ .strikes
against North Vietnamese objectives by U.S. planes bcgj^BbPe-bru-,
ary 1965, and a U.S. Marine battalion landed in Vietm^^HLrch 9.
Thereafter, the war escalated in intensity, with progre^^ely increased U.S. participation. U.S. forces in Vietnam grew from about
23,000 on January 1, 1965, to about 181,000 at the end of that year;
by the end of 1967, they numbered 480,000.
' The essential failure of the village redoubt approach to pacification
in 'South Vietnam meant that increased emphasis would new! to be'placed on other aspects of strategy found effective in the Malayan
counterinsurgency campaign (the closest prototype), and that additional new techniques would also be needed. Use of herbicides _ to
remove foliage along thoroughfares as cover for ambushes, which
may have been used in a small way in Malaya, become an important
part of U.S. practice in Vietnam. The harrying of guerrilla forces,
and" attempts to encircle guerrilla strongholds,_ required both aeriul
reconnaissance and close ground support of military forces; removal
of protective cover of foliage was helpful in both cases. Finally, the
denial of food, which had definitely played such an important role
iii the British Malayan campaigns, was extremely difficult in the
Mekong Delta region, which was generally a food-surplus area. However, in the areas west and north of Saigon, the population was more
sparse and food production much less abundant: in these areas, it
seemed feasible to develop the strategy of destroying subsi5teri.ee crops
of the guerrillas, thereby increasing the burden on the logistic supply
coming .from North Vietnam.^Beginning in 19G1_, herbicides grew to be
- a n important element in Vietnamese counterinsurgency,
Development of Herbicide Warfare in Vietnam
Experiments with defoliant and desiccant chemicals as herbicides
had continued at Fort Detrick, after World War II. Some 1-2,000
chemicals had been tested and the most promising 700 screened in
greenhouse and field tests. Some of them had been tried out on tropical
vegetation in Puerto Rico. An extensive test, over an area of 4 square
mileSj had been conducted at Camp Drum, N.Y. Finally, "a variety_of
chemical agents were shipped to the Vietnamese military authorities,
and from July 1961 to April 19C2, a preliminary series of defoliation
trials were conducted under the guidance of J. W. Brown." The program was then halted, pending an assessment of its military eU'ectiveness. These tests showed that -2,4-D and 2,4,5-T (see table '2) were
effective defoliants when .applied during a period of active growth; in
addition, cacodylic acid sprayed from aircraft showed promise for use
against riceficlds, While further tests were being conducted bv U.S.
military forces and under contract, in Thailand, Texas, and Puerto
Rico, Vietnamese military forces and U.S. planes spraved jmhgrove
and nipa palm vegetation along canals and roads east or Saigon, with
considerable improvement reported .'in overhead visibility of the
ground." •
.
|.| n

,

nl

'i

' '

•

"Mill report, op. Clt, pp. 113-115.

fla-IOB—00-

•

•'

•

�ana or limited potential effectiveness.

.
Exeerpts:

TABLE 2.-COMPOSITION AND CHARACTERISTICS OF MILITARY HERBICIDES

Agent

Composition

Pounds per
jallon AE Purpose

n-Butyl ester 2.4-D, 50 percent(vveiglit)....
n-Butyf ester 2,4,5-T, 50 percent (weiaht).

4.2
3.7

n-Eutyl eslsr 2.4-D 50 percent (weight)...
ti-Butylestef 2 1,5-1,30 percent(woigM)..
Isobuty! sster 2,4,5-T, 20 percent (weight)..

Oran£*

4.2
2.2

Total.
While
CTsrdon 101)
Total.
S'u;
(f-ii/tar 5SM)

forfeit,

brush.

8.9_

Tout.
Purr's

General defoliation;
broad-leafed crops.

General defoliation; interim- agent used
' interchangeably with oranse.

8.9
Trf-isoprapanalamiiie 531(2,4-0
Tri-isopropanateminesJltpicIoram-

2.0
Forest defoliation; long-term jangle
. 54 . control, brush suppression!.

2.54
Sodi'jm cscodylate, 27.7 percent
Ffee c.3cod&gt;iic acid, 4 8 percent
Water; soii.'um chloride, bol

3.1

Rapid defoliation (short durctiion); Jrassy
plant control, rice destruction.
-

Source: MidAcst Research Institute. "Assessment of Ecological Effects of Extensive or Repeated Use of Hterbicides."
3) W. 3. House «t 2!. Final report, Aug. IS-Dec. 1, 1967. (Hereinafter called "MRI Report".) Sponsored fc# Advanced
?-jifvcMPisiKtsAsi.-iiy of the Department of Defense, ARPA Order No. JOSS. MRI Project No. 3103-8 (Midv/esit Research
'

There is no riuestion but what you can have nn effective defoliate. The
is £5 n&lt;! in i; one ihitt is fait enough acting to make it militarily worthwhile.
(Qiv/siion: [Its use in guerrilla warfare) would not appear to have to&gt;o 'great
- • &gt;:ai&lt;:a or b-5 of too great importance . . . ; is that correct?) (Answer: Xes sir;
• .&lt;..•&gt;• er tlu'.rc are methods of doiiiic this with chemical compound*. 'Amfl •oh" an "
-•• &gt;.-rir: sen trt! basis, we have demonstrated that wooded areas can be stripped of
': iU.i^e. This work was done as part of our antic-fop program.)
- •
. * * * "'lie quantity of matt-rial to cover an area —well, you cnn sec that they
';.,-'- rf -rilly .small —but when it comes to a number ot square miles, the nuanber of
i-'i r-""£ aiik-s that can iojri.stically bo covered here, as far as our researcih work
i&lt;i&lt; uncovered, a re vtry few.
•
'
itr. J'LI/OD. As a strategic weapon, this has no value?
•-.
, . . ,. " •
One-nil STUUBS. Xo, sir.
' •
.
'
.
Mr. FLOOD. But, I could particularly V.AO that to advantage in jungle warfare,

o&gt;::aiiii&gt;t?

Ofiicr.il STCMS. Whf-n it comes to ,a very limited operations, sir, we baive the
chwjii'-a! today that can do that kind of work.
i Question : How long does it take after it is applied to have effect?) ( Ajnswtr :
L'n.'ortiinately, it takes too Ion;;, This requires some 2 or 3 days.) "

Not long after the above exchange took place, preliminary tests
were underway in Vietnam. According to one account—
AmPritti'H defoliation effort in Vietnam bcptn modestly in late IfXJl. Six'C-123
transport planes, traditionally wed for tarrying soldiers, flew into South Vietnam
,'.-.'•;:» Clark Kit-Id in the Philippines and were outfitted with special tanksKicarry:.\_;' JO.iXK; pounds of defuliarit, enough to cover 300 acres.
. - ..... —
The planes flt-vv CO flights in IfXJl and 107 in l'M2 HH oxi&gt;crlinent.s continued.
1
A toral of ] 7,000 acres were sprayed in 10C2."
.
,".
,
'•U.K. Conerffs, House. Committee on ,Appr«i&gt;rlnt!on« for 10(12, Itonrltij;a bi'C»re the
S'.ibcommltt'1!' nt tho . . . f'nrt 4, Iti-m'iirrh. Ifi'VchiptiK-nt, Test, urn] ICvnlnutlmi, H7(lli Cong.
!.•&lt;£ B-SS. &lt;WnKlilni;ton, U.S. ()»vfrnini&gt;nt I'rintlni: Ollli'c, l i K J l ) , p. 2:11.
" A r t n r o P. (ionznlfi!. Jr. " I x - f o l l i i t l u n — A Cootrovcrnlnl it. H. Mission In Virttniim."
Data (Vol. 13, Oct. 1!M!8), p. 1,1. Acc-orilliii,' t» ri&lt;ronlH of tlio Dfiinrtrni'iit of R)!ie Air
Korce, no operational nitufing -wna diint' In 1U01 nltnoiixh BOIIIC ti-Kt nt'tlvlllrn wnre con1uct&gt;*il &lt;iIo»K ranal.s anil roml* nt-ar riulK-on. Ojicrittlonal eprayliiR of C(IH1 cccnm wux
carried O B t l u 1UG2.
'

bell, stated that among the new techniques employed agaT^Pne Yietcong was defoliation from the air-—"* * * a chemical means of stripping leaves from the foliage that hides Vietcong movements in thickly
wooded areas." The report continued: "Known Vietcong bases will be
surrounded by bare stretches where the guerrillas will find it difficult
to move undetected from their hideouts, which are often underground.""
.'
' Further explanation of the program appeared in a story datelinea
January 11, 1902. It indicated that the implementation of defoliation
efforts had been delayed pending resolution of "the question of how
to publicize this form of chemical warfare * * *."
The spraying now is expected to bojdn soon, following a formal announcvmpnt
approved by high official* of both countries. The announcement declares that the
chemical operation is intended to "improve the country's economy by permitting
freer communication as well as to fuciiitate the Vietnamese Army's task of ket.'i^
ing these avenues free of Vietcong- harassments." 1T

A.week later, it was announced by "a high South Vietnamese
official" that the' program had begun. A 70-mile road from Saigon
to the sea had been sprayed "to remove foliage hiding Communist
.guerrillas" and "defoliant chemicals would also be sprayed on^Yictcorig plantations of manioc and sweet potatoes in the highlands." The
. account said that "The exact locations of these plantations have already
been plotted by aerial surveys" and tests had been made that showed
that "* * * Manoic and sweet potatoes die 4 days after having been

Saigon, under the bvline of Homer Bigart, reported that. ''The United
States has shied away from plans to starve out Communi.-n guerrillas
by spraying chemicals on .rebel-controlled manioc and riceiields."
The roluctanee to join the'crop-killinj,' program urged by the South Vietnamese
is believed b.'isi-d on American sensitivity to the possibility that accusations
would be made that Americans took part in chemical warfare."

A story appearing in the Bankok World, Februaiy 24, 1%2. attrib' uted to a "spokesman'' for the "U.S. Defense Department" stated that:
"Commercial weed killer has been sent to-South Yietnam in an amount
adequate to accomplish the purpose of clearing Jungle growth along
highways and trails." The "spokesman" was further quoted as saying,
in answer to a question: "Xo, the chemical has not been u.-ed for crop
destruction."
Apparently, after these first experiments with herbicides, there was
a lull in the program, while military assessment was made, of their
effectiveness. One indication that tlie experiment had not been au
ITN,.\V York Tim.'* (.Ian. \'2. I H H 2 » . p. .1. (Thi- IVp.irtmfnt of I&gt;ff.-n*n tukos K-M;" w i t h
the Now York flmi-H Intorpri-lntluii that ni&gt;ra?ln£ prfsf"'"" »'*&gt;•« Uclsyttl by cousldmItoiiH of piilillcri'latloiiK.)
'• New York Tlicu'M. (J»n. 10, 10&lt;12), (). 4.
» New York Tlm»&gt;», (.Inn. -tf, 1!")-), J&gt;. 1.

�presented in a study by the Agi
cultural Research Service of the U.S. Department of Agriculture,
under contract to Advanced Research Projects Agency of the Department of Defense, February IOCS. This study reported:
Some forested areas in Vietnam, wore sprayed with 'herbicides in the early
lOiW's in riu effort to reduce the amount of obscuration by vegetation. The results
were particularly good on mangrove in coastal areas and along canals. Results on
evorgrc-en. rain forests and upland semideciduous forests left much to be desired.
Consequently, a team of military and civilian experts reviewed the operational
si-ray program and made recommendations for improvement. Since there -was a
c'-.-.zrth ot information available about the response of tropical woody plants to
2:-rMc:O.Ds, a research program was recommended that would answer soiaeioif the
c.-: r'.-.-al problems Involving the defoliation of tropical forests.21

•'."Hiring March 1062, Roger Hilsman, a-senior adviser in the State
.: xu'tment, visited Vietnam and on his return prepared'a. number
f-.i :uemorandums on current issues, one of which was the use of de:'. •'.''Silts—a device that, he said, "had political disadvantages" and was
of doubtful benefit. Excerpts from a later statement by Hilsman on
this period are as follows: .
'
•
rv-foliants * * * were new. They were chemical weed killers, which had been
ht-rbly developed in the United States and were widely used, for example, to kill
7...urotation along the rights of way of power lines. The military headquarter* in
Saigon thought that these defoliants would bo idoal for clearing the undwlurusti
along the sides of road- where the Vietcong laid their ambushes and for diss.troyLv.; crops in areas ui&gt;: •:• Vietcong domination, and General Taylor and the Joint
Chiffs of Staff agrec-d. The State Department view, on the other hand, was that..
the political repercu^ions would outweigh any possible gains. Defoliation was ..
just too reminiscent of gas warfare. It would cost us international political
support, and the Vietcong would use it to good propaganda advantage as an
fcsampie of the American making war on the peasants. My own-feeling was that
at a much, much later stage, when the Vietcong had been isolated frona the
population and were attempting to grow their own food in the mountainss, the
advantages might be significant.
•
'
[HUsrnan questioned the advantage of defoliants either- to deny food, to sruerri'liis or to rernovfc cover for ambushes at the time in Question.] * * * As for
removing the cover for ambushes while in Vietnam I had flown down a stretch
o' r-'iad than had been used fur a test and found that the results wore not very ,
;::.[Ti'.-sivc. * • • Later, the senior Australian military representative In Salion,
Colonel Sr-rong, also pointed out that defoliation actually aided the anilmwhi-rs— "
if the vegi'tation was close to the road those who were ambushed could take cover
cni'-kly; wbc-ti it was removed the guerrillas had a bettor field of fire. But the
&gt;'utif&gt;n.il Security Council spent tense sessions debating the matter."

Military assessment of defoliants a-ppears to have involved such
questions as the feasibility of developing techniques by which large,
slow-moving and low-flying aircraft could traverse cnemy-occajpiod
jungle terrain without being shot down: *,he selection of else appro-.
prio-to chemicals for particular kinds of foliage to be stripped of
leaves; tho timing of the spray missions in relation to the local rain- .

fall pattern, and local wind conditions, in addition to military tactical
requirements; and the survey of the urea to be sprayed^•jyermine
tho risk and extent of inadvertent damage to crops and t^^^Bplantations. This learning process coincided with internal in?ta1«PPR within
tho Saigon government, and the gradual enlargement of U.S. military
personnel serving as advisers to the field foives of the (/ovtnmiCT.t.
Mesmwhile, separate experiments in U.S. territoiy, and in Tliailand.
helped toward perfecting the. techniques of application. In. particular,
the. military authorities,!/! the United States wore concerned over tho
various timelags in defoliation evidenced by the different species of
. plants to which the sprays were appj ied.
Evaluation of the proposed military uses of defoliant Chemicals
.by the Department of State, judging by the Hilsman discussion, involved the impact of world opinion on U.S. foreign relations. The
various work orders by the Advanced Ke?earch Projects Agency
'(ARPA) of the Department of Defense to the Department.of Agriculture had to do initially with the military effectiveness of the chemicals. Later on, questions were explored as to residues in plants and
in the soil (March 5, 1063); however, in these initial stages no significant emphasis appears to' have boon placed on the need for .research
concerning the long-range effects of herbicides on the ecology;
The. Department of Agriculture studies for ARPA inclulied («)
vegetation of Southeast Asia: Studies of forest types, December IT'O."*;
(Z&gt;) forests of Southeast Asia, Puerto Ilico, and Texas, published September 10GT: and (c) response of tropical and subtropical woodr plains
to chemical treatments, February IOCS. •
'
]
To prepare the first report, Fred H. Tschirley. Crops Research Divi'sion, Agricultural Research Service, USDA, visited Thailandjdunng
December 1063 to January 106-i, and December 1064 to February IDf;:,.
In Tliailand he was assisted by Thai forestry experts, and particularly
Mr. Tern Smitinand, taxonqmist in the Royal Forest Department
'of Thailand. The purpose of this first reconnaissance was to identify
• tho characteristic types of foliage growing in wooded areas of ^oatheast Asia. ,.
' ' ' '•&amp;'•...-':
•• ••
- -.
• !
Tho second report fronf'USDA-to AliPA was a comparative study
of forests in Soutluvist As|a in .comparison with forests in Puerto
Rico and Texas. The to re wo'Fd to this study states:
. !
* * * Information on the floristic coin]&gt;ositton and structure of a particular
forest type, occurring under tropical, subtropical, or temperate C"ndi!i&lt;&gt;:is, is
essential for comparative purpose, nnd is of value to tho ecolo^'i&gt;tt fur»sfcr,
KCOKrnjihor an&lt;l others. In brief, vegetation is the suinination of climate, coil
tyjK'S, and general conditions in a particular onvironnu-tit.
Throughout tho report, emphasis is placed on analogous and nnotnalous
features of the forests of Southeast Asia. Puerto Rico, and Texas. This comparison is based principally on investigations conducted by the author [l.iowMyn
Williams] throughout-Thailand at Intervals during 1SXJ3 to i;xk*&gt;: in 1 Tnorto
Bieo In April 11K13 and June liKIO; and in eastern Texas in September 10«',«&gt;. Other
studios, osiKH'ially on sctMlling.s apivaring in succcssional growth, wore con.lui'tcd
in I'uorfo Kico hy J. A. Duke- during llKiS to ISKiO.

Tiie third report, eoinpilod hy Tschirley, described the results of
experiments with herbicides in Puerto IJico and Texas, and interpreted
tho effects in relation to military objectives in Vietnam.
An indication of tho development of the scientific aspects of tho
program is provided by .tho summary of successive work orders ami

�-AUI-.-V urucr i^^^m LISSUOU j.in. ;ju, i:x&gt;;ij was established for a 2-year
orl. The objecfl^^Pl ttic work in College Stntion. Tex., were to: "Discover
d evaluate new herbicides and principles for killing trees, brush and other
leration; develop methods of evaluating herbicides on different species of
ody vegetation; develop methods and principles for improved application
chniques; ami dotcrmiue effects of promising- herbicides." The. objectives of
research in Puerto llieo were to: "Conduct advanced evaluation of pronnlslns;
decides for killing tropical and subtropical vegetation ; and determine optimum
::\f&gt;s and rates of application, distribution patterns, formula Lions and im.xihircs
-r :no&gt;n effective use of herbicides." The objectives of the taxonomie investijjai'fj-z were to: "Obtain sufHcieut botanical information so that correlations can
l^ ta:ide .lietween vegetation indigenous to COXUS ami Puerto Rico, and Southf:-st.\.*ia. "
•
AIlPA Order Xo. 424 was extended for an additional year by amemlionent
Xo. :! dated March 5. IOC,". Additional objectives of the research were to:
(1) K;uph:}«ize effects of environment on behavior and effectiveness of tierE&gt;ieiues a nil persistence of control including residues in soils and plants. {2)
study secondary succession of vegetation -following different herbicidal treatment.' as related to "visibility," (3) correlate the results of defoliation in. Texas
an.j Puerto Rico, (4)-investigate methods for improving absorption, translocate:, and a-ctivity of herbicides and defoliants, and (5) compare the penetration
: s-.-raj-!» through a forest canopy that is obtained from a cableway system with
1
. - • ( obtained from aircraft.
A st-cond extension was granted by amendment Xo. 3, dated March 29, lOdC.
.'urins: the final year of the project, increased emphasis was given to the effects
••" vavironment on herbicidal effectiveness, the composition and frequency of
'.'.c-Tessional species following herbicidal treatment, the effect of defoliation and
:u:;-;-i-ient regeneration on -the degree of obscuration, and herbicidal residues.
r. !&lt;•&gt;• h plants and soiN.
The interrelation &lt;••' data from the fields of taxonomy, ecology, weed science.
UK! engineering have been extremely valuable during the course of this project.
Ft is axiomatic- that the breadth of a study determines the.extent to'which
i.ifa developed from that study can be extrapolated. For example, a great deal
&gt;" research han rn-ea done on the control and defoliation of woody plants in
eapvT-nte zones. Information was available regarding which herbicides were
nost effective, what rates should be used, and when treatments should bo
r:adir, Hut no one could extrapolate that information to a tropical evergreen
ores': with any degree of. as.si;rnnce. In like manner, penetration of a spray sola*
;
on through a forest canopy wviild be expected to be different for a desert s=3mib .
ormntion, a coniferous fore it, a temperate deciduous forest, arid a tropical •
•ri-rgrecn forest. Once the effective herbicides, the penetration of spray solu-.
;&lt;&gt;!;.-•. and the taxonomtf affinities of several diverse vegetative types are known,
xtr.ij^iation of that inforiiiar.ion to entirely new areas win he made with much
r;&lt;&gt;rv assurance. Thus, the correlated efforts of taxonomists,.engineers, and iveed
'•&gt;r.ti.sts in the AIU'A project has provided information that can be allied
••;th reasonable assurance 0on a worldwide basis, rather than being restricted
••• UK.- area of investigation.

By July lDo'5, flic main emphasis in military research in horbieidos
v;is on shortening the reaction time, of plants treated. However, the
'-c!nif»!oj/v was so new—for military purposes—that precise perform';.-*• -'Kvifif-.-ifions had not bwn developed. As ono civilian scientist
xpn-.-^ed it:
'
.'
• • . ' . .
It iroos without saying that the materials must he applicable by grimiul and
Jr fpray. Miat they mi'^t be logisticaily feasibk;, anil tliat they must be- uou** U.S. Pi-p.-irtmi-nt of A i f f l c u l t ' i r c . A e r l f i i l l u r n l Ki'itcnrch Sorvlci'. KcHcnrch Ki-port . .
......in-c "f Trn|iji-i)l nfi'l S t i l i l r i i j i l n i l Wdnil.v I'Jiuif.s ti&gt; Clii'inli'iil Tri'iitnirntH. Ciinii't'i'it tiy
f'-'l If. T"&lt;-h!rl"v. Crojrn H'"&lt;ouri-li Division. ISHKCM] on Iti'scnrrli C'miliicti'it tiv I,. V. JHOIIHI-.
( al. IJniliT AUI'A Onlcr No. 101. A d v i i n c p i l Hi^carcli I'riiJ'-i'tH Aci-ncy, U.S. I&gt;i'|uir««iout
[ r)cfrii«i', CJC-W-C7. I-'i-tiruury JOfiS (U.S. I&gt;i!{iitrtniCiit &lt;&gt;f AKrlcnltiirc, 1(I«S), pji. 4-5.

irt-'i;i, LU me usuai luiniary-nuiusinai couaiioratioa * * *. in t
do not have rigidly specified characteristics. I have stated t-oinu o r o broad
requirements that a successful defoliating chemical should have but. within th«
general framework wo will accept and use materials that will do a job for u&gt;.
In a few years it may be that we will come up with more definite .specifications* * *.«
. .

During the first 5 years of defoliant use, the rato of increase was slow.
In 1901, only.GO missions were flown; 107 occurred in 1002. However,
by the latter part of 19C5 the rate of use began to increase sharply. (See
tableS.) .
. '
'
j
.

TABLE 3.—ESTIMATED AREA HERBICIOALLY TREATEO IN SOUTH VIETNAM, THROUGH 1053 &lt;
.

"

' •

•

(Figures in square mils:!

. Year
1962
1903 .,
1964 ...^
196S
1966
1967
1968

Defoliation
„.,'

...:

&gt;.

.-....•

Total!'......

.'.
...

.,

. ,.

'

I

J.,

„
..

8
39

130

240
1,160
2,320
• 1,980

.-.

• ' •

5.877

Crop attic'*

Total itti
sprayel

I

' •

(!)

U

9
33
Ui
343

103
158
343
100

1.3iS
2.6G3
2,083

726.

6.603

1
Source: Letter to Representative McCarthy from Legislative Liaison, Department ol the Air Force, Mi-/15,13S3.
'Less than 1.
&gt; These figures do.not represent total acreaje soray
figures calculated from missions flown, tank capacity,
is estimated at about 60 percentof the indicated total. t 1 seres
,
; about 2,540,000 acres anj tiic tolal amount of trsalment applied is aSout 4,226 ,BOO acres.

Full-Scale Military Usa of IlerWaidcs^ 19G6-G9
•
• • By 1967, herbicide usage in Vietnam began to level off. However,
military procurement of "defoliant chemicals continued to climb, to
build a stockpile of reserves for the future.- 3 According to au oflU'ial
statement about the program, released in Saigon:
Jiy December,' 10G2, Kan'ch Hand [code name of the aerial defoliation program
unit] had completed two iiew project*. These were the defoliation of canals and
rivers In the south and a pass south of Qni Nhon.
In IOCS lines of communications targets included a powerline from Daliit to
Saigon, the railroad from Saigon to I'han Thict, and other highways and canals.
Bcx.-au.se ground tire and hits to aircraft were increasing, the Ranch Hand unit
experimented with spraying at night with lighting provided by llaro ships and
by moonlight alone. These operations were dj.seonthnied mainly iKK'nust- of the
small chance of rescue in the dark.
DofoUatiou derations increased in 10G-I, and hits on aircraft became more frequent until on April 30, one aircraft was hit 14 times, and the copilot was
*• 17.S. Anrij-. Itlo!o»rl''ril T.nhonttnrli-s. CY&lt;&gt;[« Hivlslon. rrdr.'ptHncn of the First Defoliation Coiifcn-ni'i'. .Ttilj- 2U-IIO. ltir,:l. Itioliiulcil I/ihoriitorlvn. i-'cirt Dotrk-k. Marylivtul. Compllod hy Vi'Mtn /.. Miittle. M n n i l n r y l i n i t . AD SML'TXT 1). pp. 1.1. til.
»lii'clnnliii; A p r i l 1. 11IU7, lullltar.v rnti'il onlrrn pri&gt;-i'ni|it'Mi priiituetinn of 2.4.5-T f.ir
use w l f t i 2,4 -I&gt; t» proiliicc "(^riLri^n" ticrtiU'ldo, t h e most r&gt;xti'iiHli-r'ly ijii'd cli^mlciil &lt; i i ' f o l i n n t
In V l i ' t n n i n , AH p r o i l i U ' t i o n liu'r^M^ciI :nul tnUHai'.v rt'qiilri'nionrs slacktriU'it. ;1i&lt;* cotitrolx wort*
lifted d u r i n g A p r l l - M i i y , IDfiS. They WITP t h &gt; ' » rt'xtureil, and n i l Jinn 1 production wi-i.t to
i n l l l t i i r y piiri'linsiTs. TlHTi-iifti'i-, n i l o c i i i l u n w n s p n r t l n l . and hy mld-I'i-C'-mhcr, Ifti! 1 *, t h n
controls wcro t e r m i n a t e d . Slnro ttn-n. tin* i n l l U u r y H« i rvtrt^ havi* p t i r f h i i ^ t - d no hi'rt'!&lt;*M«?
nt nil. A c t u a l t&gt;xt&gt;i'ndiluri'!&lt; fur m i l i t a r y h&lt;&gt;rl&gt;!r!d&lt;&gt; rose from .flu,.") n i U l l n i i In the (lii'jil
101)(I to $45,2 million In l''.Y. 07, and rcnuiliicd ntiuut nt that Irvi't fur nnother

�\v(.&gt;..:nde-I. At this t^e operations \vere discontinued for mililarj" reassessment,
tbcr vivtv ri'siiiri'^^^^ly with increased sorties prosr.'imed.
A srii'liial iuci^^^H sorties continued during 19C-"&gt;. and in nud-Xovertiber the
Kaneh Hand uu^^Hr almost doubled as three additional aircraft and crews
arrived from the UfiHed States."

In the spring of 19G5 the first systematic program of aerial spraying
to destroy food crops was begun in Vietnam. A story datolined 'December 20 from Saigon, under the byline of Charles Molir, in ilio New '
York Times described this program as having begun "last spring." It
was ':a politically delicate subject." According to the story, "officials
say that no herbicide [i.e.; crop destroying] missions have beers, flown
or will bo flown in heavily populated areas"' (such as the Mekong
I.'olta). The missions were "aimed only at relatively small areas of
major military importance where the guerrillas grow their o«rn 2r
food
or wheiv the population is willingly committed to their cause-/' By
early March 19G6, crop destruction had become an important pliase of
counterguerrilla. activity. A statement was made, public by the Department of State, March, £), reporting that some 20,000.acres of crops had
Been ctascroyed to deny food to guerrillas. The areas involved were
dexribed as remote and thinly populated, and "known from Intelli70nee sources to be occupied by Vietcong military units." The .state:-.fc also described precautions being taken in the crop-defoliation
..'mm to avoid adverse effects on noncotnbatants:
."..•* herbicides used are rr'-.'ifoivic and not dangerous to man or onieanl life.
".': !:;:ul is not affected for fi:r ir« use.
~';-e Yiotcong and n.-iy innocent persons in the area are warned of the gd.iimed
a't.oa. Tney arc; asla-sl to leave the area. They are promised food and Eocv.3 treatii'. nt v.'hen they move out Tlio.se who have moved from Yietcons territory for
uiJ.s reason havo b&lt;?&lt;;n fed and eared for.25
'
''
""'•". .
..

By Sfptember I960, the defoliation spraying program by aircraft,
again?t forest cover had been extended near the DMZ.-'J By the end of
rl:-it month, the possibility of defoliating jungle growth withLn the
j/M% itself was reported to be under consideration by the ..Joint Chiefs
or Staff'. It was also reported that Gen. William. C. Westrnors-1 and,
C-mrnander of U.S.'.Forces in South Vietnam, had asked for Presi-:&gt;,'.","!a! approval to'u.se herbicides to 30
defoliate 50 square miles of the
;ii?:_r!e-covered mountains of tluiDMZ.
By early IOCS, the program had been well established for botli reno •,-;•.! of jungle cover and crop destruction. The31Department of DerVr,.-e released statistics covering the year 19G2-G7. At about thi.* same
ti.'iif-, it was announced that the Air Force was "preparing to slump
10 million gallons of vegetation and crop-killing poison over South
Vicrnam in the year beginning in July" of 19GS~f&gt;f). The chemicals required would cost $70.8 million. The report concluded: "FHgfots of
'-* At rcp"'t''&lt;l !D: T«k««M Oka. "Tight Controls Pinpoint DffoHntlon." CtrlBtlais ^So-lcnco
Sf-oif.r. ur.ir. 2S, J O C ' l i . p. 4.
^O'hari"* .Mohr, "U..S. Spray PJaacs Dcstfoy KIce In Vietcong Territory." Sew i'orfc
r:-'..--. (J)'-c. 21. l!n;3). p. 1.
" 'V.H. TcllH of C'rop Dctitructlon In South Vietnam." N'ow York Times. (Starch 1&lt;S. IflfiO),
&gt;. (&gt;.
" T.R. In ncfnllatlon NVnr nnffer Zone." (Story fiatellncd Silicon, Scptembnr-sa.) Ni'W
lork TliiiPd. CSi-pt. 24. l!)(5&lt;J).j&gt;. 2.
kv
'Krnnt-I,!i&gt;(&gt; T;n!t« Hnck I)i-f»!Iiitlon." New York Times (Story DatcllawJ DaruuEK, Sept.
!S) ! New York Tlmps. {O.'t. 2, 1!HIO). p. 7.
* "(;.H. To KxiiunU I&gt;cfulltition la South Vietnam." \Va»hln«ton Post. &lt;May 13. IOCS).
&gt;. A-17.

Air Force C-123's equipped with 1,000-gullou &lt;
tanks began in 1962 with a modest 107 missions. Chemical OL
have continued to escalate, however, and by 1%G, U.S. pfl
flying more than 3,000 spray sort ics a year." '•' ^^^
In actuality, the military use of herbicides in Vietnam^Tached
its peak in the fiscal year 19G7, and declined somewhat in each of the
following 2 years. Whether or not in response to the cautions expressed
by Dr. Tschirley of the U.S. Department of Agriculture (see pp. f&gt;051) and Dr. Pfpvft'er of the University of Montana (see p. GO) there
was evidence of an increased military restraint in herbicide usage.
The complex mechanism of defoliation target selection that had
evolved to apply the expanding criteria of suitability (?f-e p. IS sq.)'
provided opportunity to bring these cautions to bear on military herbicide operations. Moreover, with increasing experience, the military
services themselves had become better able to judge both the values and
the limitations of herbicide application. By May ipC9, the Department of the Army was preparing to issue a new manual of instruction
on herbicides for troop use. (See app. A for text of the draft.) In addition, the Department of the Air Force was soliciting a contractor to
perform work looking toward the "ultimate goal" of a "handbook for
Air Force base civil engineers with worldwide recommendations for
effecting vegetation control."33
DecinoMnaking Arrangements for Military 'Uses of Herbicides in
Vietnam
The complex political situation in Vietnam has resulted in numerous difficulties in U.S. support of .the Republic- of Vietnam (RVX).
Military and political decisions are complicated by three Pels of cir:
cumstances: (l)'by the informal nature of the undeclared war. wir.ii
its mixture of regular and irregular troops confronting RVX and
•supporting U.S. forces; (2) by the mixture of economic motives in
•which the progress of the KVJS" toward economic and political 'Sovereignty by replacing a colonial economv •..with... self-controlled . 3 ~ * ^ ,"
a i i i'
economy
»'
»
f •» I* i
i -j
, .*, •
_„• n
t

quiring coordination with U.S. military
against.guerrilla and North Vietnamese forces.
The use of herbicides in support of military objectives is similarly
complicated by these sots of circumstances. Although extensive U.S.
military forces have l&gt;een brought into the territory over which IJVX
asserts "sovereignty, the role of these forces is as invited assistance in
support of a friendly nation. Accordingly, the use of herbicides, a
novel form of military technology, has required two-sets of formal
military approval. In addition, since U.S. objectives in the area encompass not only military but also'economic and sociopolitical goals,
the actual field plans for usage of herbicides for military purposes
has required review for military, economic, and sociopolitical eti'ects.
""U.S. To Increase War Use of Crop-Killing Chemically." Washington IVst (Mai 10,
lOilK), pt),
" "KMiOiirch and Development Sources Sought." Commerce Business Daily. (Mar. 2$,
1000), p. 0.
32-405—-OU--

�Insofar asU.S^HJlitary forces are concerned, the All-Service, Mannal of Armed I^^A Doctrine for Chemical and Biological Weapons
Employment a^^^pefenso34 specifies that "The President &lt;rf • the
United States nmKes the decision to.employ CB weapon?." Also, "'The
ileeision for U.S. forces to use chemical and biological weapons rests
with the President of the United States." It adds35
that "commanders urecurrently authorized to use .* ,* * defoliants." Defoliant is defined
in this manual as "a chemical used to remove prematurely the loaves :
from plants." "
'
.
'
• • . - . . '
. '
Although the President, of the United States received, an it acceded
to, :i request from the. IIVX for the uset&gt;f herbicides, the policy was
?.~t- Mished at'the outset that proposals for defoliation actions would
[•-; initiated, by the Vietnamese people, locally, and would be reviewed
!-y l.-oth military and economic group?, and by both United States and
Republic of Vietnam authorities. A statement issued by the Depart-,
:•: ' 'if Defense, late, in 1%7, describes in general terms the naodus.
\.--^ ••• rii involved in. this program, as follows:
U i* the jK&gt;!icy of the Government of Vietnam to take every possible s'tep to
r.Lif-:- the prod'^-tinn of fowl for its people. It is the policy of the United Suites
to assist tue Vietnamese in this effort. Many steps have been tak»-« in tlae past
in thi.s direction—through the import of fertilizer, the introduction of new strains
• &gt;! livestock, improved growing teehiuques, and other methods. As a result of the.
r •••.-r.t Honolulu conference and the visit to Vietnam of Secretary Freeman arid
:;m of agricultural experts, new and. more intensive efforts are lieing" mndcr• ; •:: in this direction.
&lt;;•• question has been asked how can we and the Vietnamese fry to increase
-.-•! production, on. the one hand, while defoliating trees and destroying:-crops,
j.i the other. First, these, two matter.-* should he separated.
Defoliation has been used to deprive Communist guerrillas wlipw? poss-uhle- of
r-*»vf-r and concealment. It is used along roads, railroads, and canals wh&lt;we the
V'lefi.-ong. have regularly taken advantage of thick foliage to set up amRnishes
.-.jninst both military and civilian traffic. It is used against remote Vic.teotss hase
i ?-,:.-: where, the Communists have used thick natural cover to conceal! their
f-.--av.My fortified training and recoupment centers. It is used against laiowiu trail
rni]r--s winch the Communists have used as supply channels for men and weapons
in South Vietnam.
.
.
In some cases, herbicides have been used to destroy crops in remote- areas
!•••::;: occupied by the 'Victeong. Tlie areas affected are known to be nsscd to
;•.- .cliir-e fix&gt;d for Vietcong m i l i t a r y units in the area. In war, food is as &lt;essen::al to the effectiveness of u military u n i t as its weapons and flmuimiUiora.
Several things should be noted in this connection. The areas nfleeted Biy this
::.:!r(-'l crop destruction program are remote and thinly populated. Tlwey fire
:.:"-.v;i from intelligence soun-es to be occupied by Vietcong military iiuifts. The
• ••••'. -ifli-x used are no-itoxic am! not dangerous to man or animal Jjfe. Th«- land
- •'.'•it :i fleeted in terms of f u t u r e u.se. The Vietcong and any innocent pcrwons in
- .- ari-ri arc warned of planned action. They- are asked to leave the urt&gt;;*v. 'They
:•• promised f&lt;cid and good treatment when they move out. T!in«&lt;&gt; wl«» have
- .;v.'d f n u n Vietv-.-jng territory for this reason have been fed and '('anil ifor.
A scfoml j K i i a t — a l l defoliation nnd crop destruction actions ane initialed liy
:.i- Vietn:i:;n'.-f themselves, lisually a district or province chief who has located
iri nr.-ii f.f's;i&lt;nvn Vietcong oc'-npation. .
Tie- run-raff and te&lt;-iiri(&lt;-,il capnbiiity for this program are IiiwJy Ani&lt;e.ri&lt;-aii
•i.-nj.ly tK-&lt;-:Mj&gt;(; the Vietnamese do not yet. have the personnel arsil oquFifluneiit
•-rivwiry. I'.nt tlien- is Vietnnmese participation at every stage anil tlm iiiiil.ijitive
'••r all sueh programs Is entirely Vietnamese.1"
« F M 101- (O/NPW SflfrWAFMaRB-S/I-KMO 3, DnimrtmontH of (lie Artny,
in&lt;l Ilio Air Kon'p, April, 10(14, p. 3.
" l!.i&lt;l.. p. 4.
M
l w - [ i t i r i n i e n t f&gt;f DcfpnNc. "TJifi U«&gt; «f Dffollunti in Vietnam." (Oi
act hln-ft. No ilntc.)

Navy,

. A. news account, of this program of target selection
early in 19GG, described it as follows:
Setting up targets is a ticklish diplomatic business. Xo
eitljer United States or Vietnamese'army commandi-r.s, but if an Aai»rieai;
wants a target sprayed, he-has to pass the recommendation on to a Vietname-e
officer, wliO goes over I he target with the province chi&gt;-f. TiK-n tlif- refommenil.-ttion goes to the Vietnamese Army's general staff in Saigon and, if approved, the
request is sent on to the intelligence section of t h e U.S. Military •Assistance
Command—Vietnam in Saigon.1"
•
•
t

In pnu.'tiee, requests for approval of herbicide targets'.proved up
fr\vo parallel chains of command. Specific approval or disapproval actions are required at each level of both chains. One is the Army of
HVX chain which requires approval of the district and province chief,
and three other levels, before being, submitted to the U.S. 'Military
Assistance Command—Vietnam (MAC-V). The other is the U.S.
chain, which runs through district adviser, sector adviser, divisional
senior adviser, and corps senior adviser, before going to MAC-V. Approval by these officials carries with it the assurance of approval by
local civilian U.S. technical authorities (AID, etc.) at These levels. At
headquarters, MAC-V,. the target requests, countersigned up both
chains, are coordinated, with Joint Staff intelligence, Joint Staff operations, the Chief of Stall, the Embassy, U.S. AID, and two civil affairs
groups—the civil 1 operations revolutionary • development support
(COUDS)_ and the psychological warfare'directorate (MAC-PD).
Coordination is managed by MAC-V ofiice 20:&gt;. Only when approval
lias been completed may the proposed target be scheduled."
• An" indication of the scope of information needed to accompany a
target-request.is the following "Checklist, for Defoliation Requests"
prepared f o r u s e i n this process:
• ' • . . .
CHECKLIST FOR DEFOLIATION REQUESTS*

;

1. Overlays or annotated photographs depicting the exact area.
2. Target list:
.
,
.
. .
'
(a) Area—Province and district.
. - . ( &amp; ) UTM Coordinates.
.. ' .
:' .
(17) Length and width.
• , (il) Number o f hectares.
. - •
" . ' . - •
(c) Type of vegetation.
.
3. Just ideation:
'.
•
.. ,
' .. •
{«) Objectives and military worth.
'
-. '
(6) Summary of incidents.
• \
4. Psywar annex (prepared by sector) :
'•
:
. • ( &lt; / ) U-allets. •
.\ • •
(fc) Loudspeaker tex.ts.
,.
1
C, Civil aft'uirs annex (prejiared by sector) :
••
(a) No crops within one km.
(l&gt;) Contingency plan to provide food or money to families whose crops
ure. accidentally damaged by the defoliation Deration.
0. Certification by province chief:
,.
•
(&lt;/) I'i'oviiXT chief nppi'ovul.
. . .
(l&gt;) Indomnltieatiou will he made [by IIVX] for accidental damage to
.crops, • • • '- •.; .•'
.
..

A major consideration in decisions to approve u proposed target for
^rbicido application is whether it accomplishes a military objecfivo
In V l i ' l n n i n , " N n l t n n n ) OliMTViT, vol. 5. no. 0,
i-me
« W Pi-mien " l i i --d i H u M n iir ti
I'N'liriMiry '.'«, l!&gt;iirt. &lt;.iimti'il In M l i t lti-|»&gt;rt. Oi&gt;. clt.. p. 12(1.
liifoniiiitlon pruvliltnl liy Dr. M l n n r t k , May 5, i'.KKl.
"Source : Mlineotjriipli »hcct HU[&gt;i&gt;llcil l&gt;y Pr. Mlniirlk.

.,
3-1-.

�for its adverse_eiu-ets on the economy of the .country. There appeal's
tci be no question but that the program has injured the economy—
'-.' rough iiitidvertent damage to rubber plantations, injury to tiinber
.';--:\~. and'tlrift onto food crops, for example. Inadvertent damage is
r : ; .'.rently inescapable. However, it is reported that complaints of
'-,'. .i vet-tent damn go, collected and reported by U.S. AID, which
;.-.r"icr -were numbering some 30 a month, had'been reduced to 3 a
r&lt;cv!-th by early 1D09.SO
Constraints on the program are imposed by physical circumstances.
[\-foliation is most effective during the growing season, and is much
• •- effective and slower at other times. The type of foliage to be at-'

•'• ;-iilons (32.25 pounds) per acre. It is delivered by 10
aircraft flying at
.-r altitude of 150 feet, at an airspeed of 130 knots.- To avoid drift
-.:"!' for spraying during early morning hours "while inversion tem•••--M ture. gradient, 1prevails and the wind speed is still low (does not
:: c-dSknots).'"
'
As to the rate of application of herbicide, Dr. Minarik has said:
T; is potent herbicidnl mixture [i.e., ORANGE] is being applied without
';••.-. •• -Q ; but this is necessary to reduce the number of sorties required to. •
--.: .in area, of a. given size or to state it conversely, to maximize the area
• -.-.:•;.: jt-r mission. '
. . . . . .
Ti:n.v- gallons per acre deposit is employed. We-would prefer to u.se less i f • could get uniform deposition, but in these dense jungle areas where there :
. !j be 300 tons of veg'/tatlon per acre, this is the minimal effective volume.
".;» Z gallons contains 2-t pounds of herbicide on an acid equivalent basis. This''"
i-rii dosage rate is also a requirement since much of the vegetation consists '
r tr«c-.-3 100 to 1ZQ feet tall.'- .
-

Military assessment of the program lias been sustained throughout,
nd has received the participation.of both scientific staff people in •
lie. Pentagon, and military, and civilian personnel in Saigon. An .
coount of the course of this assessment was recently reported in
lie following terms:
-'
.• •
Prior to operations in Vietnam the DOD sponsored research by tlie Departi-ijt of Agriculture in Southeast Asia, I'uerto Rico, and Texas, to ascertain
;t- effects of massive herbicide use on analog vegetated areas. This research.
. suited in two rather lonjrthy rei&gt;ort.s [which wen?] :
.
"Foiv.sts or Southeast Asia, Iii&lt;-rto Itlco, and Texas." U&amp;DA Report
CK-32-trr, September 1007, AD-W-IOTO.
"Research Kfport—Kesi&gt;onso of Troplnil and Sub-Tropical Woody Plants
to Cheinic-al Treatments." US DA Report CR-1S-07, February, IOCS,
'
' • "

Based on those studies, and nr...-it the knowledge, t h a t the use of
of millioiin of pounds of lurrbield-- in the United States over 20
stiirtliiiK adverse effects, the l.'nited States proceeded with the
gram for the purpose of increasing visibility in heavily forested
nmbTish along roads and canals and to increase ground and aerl:iWP^veilUiii'.-e
of Victcong hideouts.
The use is restricted to South Vietnam, -always with the approval ami
usually at the request of South Vietnamese authorities. ISeqm-sts for approval
are considered at s(fveral levels of military and civilian authority, both Vic-rnainese and United States. In all cases approval of the province ehi.-f, and
the central government is required.
Realizing that the area of I'niK-term ecological effects of massive u.«e of
herbicides was not very well known, the DOI&gt; siwn^ored a study in 1007 to
collect the available information. This study is * * * as follows:
"Assessment of Kcologicsil Effects of Extensive or Repeated Use of Herbicides", Midwest Kesearch Institute, Kansas City, Mo., December l'J&lt;J~,
AD-S24314.
. The study dealt largely with the effects of herbicides in the United States,
whore massive, repeated use has been carried out for the i&gt;iu'i&gt;o&gt;es of crop, rang*-,
and pasture management, right-of-way maintenance, and 'control of weeds in
. waterways and miscellaneous areas. * * *
We requested the National 'Academy of Sciences to review this report for
accuracy and completeness, which they did. The report and the review were then
sent to the American Association for the Advancement of Sciences for consideration by the Board df Directors . * * *
Subsequent. to this effort, Ambassador Bunker of the U.S. mission in Saison
convened a group to consider all aspects of the herbicide operation. * * » The
technical study contributory to [the release of data by the mission] was informed by Dr. Frerf Tschirley of USDA, who published his findings in Science,
yoluine 103, February 21, 1000. He has recommended that ecologic research be
conducted in Vietnam after cessation of hostilities, that continuing assessment
be made in Vietnam, and that defoliation be conducted in strips or checkerboard
' patterns to leave undefoliated areas for seed source and wildlife habitat. His
.'recommendations were endorsed in principle by Ambassador.Bunker. * * * "

. Indications are available, that the"sereeninc:.T&gt;roee?s for a'-^'-'u-ul
of herbicide targets is more than pro forma. There arc many assertions that no aerial herbicide spraying has been conducted in the large
. delta area south and east of .Saijron. and no evidence has l«en i»und to
the contrary. Also, according: to Dr. Minarik. a number of province
chiefs have given a general disapproval to spraying within their jurisdictions. Crop spraying has been sharply reduced in IOCS-GO. Reports
of complaints or damage claims are also at a lower level than formerly.
Tlie.se circumstances seem to suggest that military use of herbicides has
become, increasingly selective and t h a t controls are in etl'ect, subject to
many different sets of criteria at. different levels of review.
Tho extent to which m i l i t a r y control in the field of the use of herbicides is responsive to policy direction from the Oflioe of the Secretary
of Defense, and the, exlent- to which this policy direction has been responsive to technical studies undertaken under the. stimulus of criti•cisms of tiie program by outside scientists, are matters of pure- speculation. However, it is evident that the. program has received a great
deal of oflicial review at many levels, and also that it has been the subject of a wide rango of expressions of concern by many scientists. Tho
record of these expressions of concern' is surveyed in tho two chapters
tO follow.

« C. i-:. Ml.inrlk. "The C«c of [lerblrldfs in VIMrinui." Paper delivered hofore N'ortbi'astcrn
ff-'l (.1-111 ru! Conference, New Ynrk City, Jim. IttiiH
" I &gt; n i f t Imuniir.l nn uno of clivintral nh'vnM, rliaptor on "Antlpliiat Aifitnt OncriiUonu.
I'-i'I" ',, ' 1 '&lt;- |lIll 'V'l Aspt-clK" MS slimmed by Dc[in.rtr.ifut ot UeCcuge. N'o Uate.
*• ilin.irlk. Op. clt., p. 4.

n

u
t.'.'ttf'f frcitis It. I,, Iliirrls. TVptity APsNI'ntit Dln-cfor (Clicmlcnl Ti-i'liniiln«y).
to 1'MlVssor CimrlON Tuwin% Dcjiixnmrnt uf 1'lu'slcn, University ot California, at
Apt. 23, HHJ!J.

�IJL CIUTICIBM'OF HERBICIDE WAKFAKE
| Various gi
•j^^^were found for expressions of disapproval of the
I use of defoliail^^HSnicals in Vietnam, when directed against guerrilla
i crops, or jungh^Wver. The earliest criticisms questioned the military
1 effectiveness of the technology, and the risk of inadvertent injury t&lt;
1 Vietnamese crops and plantations. For example:
a » ^ ^ - - -

* * Our chemical warfare people have been very unhappy for the last 4 or
I "&gt; years about the whole operation. * * * Defoliation is no new gimmir3£ with
.
...
„,„.....,....
j./1-iuiiiuKm is
Kinimir
a tin- Army Chemical Corps. They have come here ami shmvn no t,i..(n~,^ rtiad toij
1 the Army
Corps. They
here and shown us pictures ~-..i
us that in some areas it was not effective. It was not tactically successful."
I
An early protest by scientists against military uses of herbicides was
| contained as an addendum to a statement on biological and chemical
jl weapons-adopted by the Federation of American Scientists, at a spring
| 100-i meeting of the FAS Council. After urging "nofirstitae.?' of
| chemical and biological weapons, and discussing these at some length,
I the statement concluded:
'

.
,
r
a e o a n g aigents
h.:ve t'OL-a used to destroy protective cover have boon continued by reprawentaI tivt-s of the Department of Defense. These charges give rise to the broader fmpli|e,iriou that the United States is using the Vietnamese battlefield as a psrovlng
I fi'-.iurifl for chemical and biological warfare. * * * We are * * * opposed to
je.':;vr:nientatlon on foreign soil, and also feel that such experimen-tation laivoly-|:r'~ citizens of other countries compounds the moral liability of such actions.'* - •
I Later, when anticrop K.-.--J of defoliants had been adopted as a policy
| in Vietnam, a prou;.-:t was addressed specifically against this practice .
I by a group'of 29 scientists from the Boston area, under the, 'leadership' '" "••
| of John Kdsall, professor of biochemistry at Harvard University, in '
;
January 1966. However, the remedy sought by the protesters was the
,
e proesers was te

abolition of the use of defoliants. The group appealed to the
President "* * * to proclaim publicly that the use of such cheaiical
1 weapons by our Armed Forces is forbidden, and to oppose their use
I'.'y the South Vietnamese or any of our allies."' According to thcr
|-*V.-:raent—
•
.
'
.*•,'
3 Kr.-n if it can bo shown that the chemicals are not toxic to man, such tactics
•.I;.-- barbarous bccausi? they are indiscriminate; they represent an attack OTI the
I 1 :. riff population of the region where the crops are destroyed, combatants and
if i •:,,T&gt;jjib.itnnts alike. [Moreover, such attacks would serve as a] precedent for
I !.•• «:.•?(; of .-cir.-iilnr but even more dungcroti.s chemical agents against our allies
fJTj-i our.xdves. Chemical warfare is cheap; small countries can practice it &lt;cffeeI'ivp.'j- against us and will probably do so if wo lead the way. In the long raw .the
|;-.- ,it .•.-iK-h weapons by United .States is thus a threat, not an asset, to ouar na|i'.f;.-il security ,**

| During the latter half of 19fiG, a move was initiated within tho
;,.-. •i.-iber.-Jiip of the American Association for the Advancement of
?-'• ii-iiro (AAAS) to formulaic and adopt a policy concerning rnuliI ;;ry use of herbicides. The lengthy process of assessment by the AAAS
I
-J " I'.S. CII.'I^T '•(•». Ilnnxe. Coti»iillti&gt;c on Appropfjjitlnris, Drjinrtuii'nt of IVIVn.so Apffiritj.'l.-ifl'ii.i) f...-- I'.n/ii. IIcnrlniTH brtotf u Kiiticniiiinlttfc of tlin . . Tnrt 5, l!«\sp;tr«:li. IVuu-liip.?•:?:.-.•. To«t. .in 1 1 3«s-».
! &gt;:,!, iti'i.o) :&lt;{&gt;. Hrniiiallon. Svith CuiiK,, lut KPH*. ( Wunhhitttou, U.S. Oovi.Tuuu-Ht 1'riaitlni;
•1 -!--(. (OirtolH-i- I l i C j ) . on Itlolodcal and Clirmlcnt Warfare." Ilutlclln of the Atomic Stdcn•"•K.'.H Stati'iiif-nt. |. [i. 4C--1T.
ij
I « "Mcieri(!.Nt* i'rot.'st Viet Cruji Diwtruotloii," Science (Jan, 21, J!)0(i), |), 300,

is the subject of the following section of this study. The remainder of
the present section will give illustrative examples of ^Ife protest,
movements, during 1967. and after, that lent prominemj^^HiH is.sne.
A more broadly based protest of scientists against "ai^B^akt-ning
of the worldwide prohibitions and restraints on the use of chemical
and biological (CB) weapons" was expressed in a letter to Pn-sirlcnt
Johnson, September 19, I960, by 22 scientists from 12 diil'erent edu'-ational institutions (seven Xobcl laureates). This group related to ' ; CIJ
weapons" the "large-scale use of anticrop and 'nonletlwl' antipersonnel chemical weapons in Vietnam." Tliis activity was seen as a "dangerous precedent" because "no lasting distinction seems feasible between
incapacitating and lethal weapons or between chemical and biological
warfare." These chemical and biological agents formed a "continuous
spectrum" such that "if the restraints on the use of one kind of CB
weapon are. broken down, the use of others will be encouraged." Ac-.
cordingly, the group urged the President to—
"Institute a White House study of overall government policy, regard i:ig CB
weapons and the possibility of arms control measures * * *."
.
"Order an end to the employment of antipi-rsomiel and anticrop chemical
weapons in Vietnam."
"Reestablish and categorically declare the intention of the United States to
refrain from initiating tho use of chemical and biological weapons." */

Both lists contained the names of four members of the faculty of
the Harvard University biological laboratories. These were: .£oim
E&lt;lsidL Matthew ^ S. ^fcsolson Keith..
Po'ter .
were -'crecTTfecl, late Tr7 10GG, with^collecting tiie
signatures of more than 5,000 scientists as cospo'nsors of the

' Adviser. "The originators sent out 50 to 100 letters and the Federation of American Scientists sent letters asking' its 2.500 mombers to
get signatures, tho men explained." 40 Among the signatories of the
petition were IT Xobcl laureates and 120 members of the .National
Academy of Sciences. Those prosontiny tlm petition were Meselson,
Edsall, and Paul lJ&gt;oty of Harvard, and Irwin C. Gnn?alus of the
University of Illinois. 50
_ I n midsummer 10(17, Kdsall again attacked ant'uTop clieniii-iils. His
views appeared in Scientist and Cili/cn, a* journal ptiblislu-d by tho
committee for environmental information, St. T.ouis. Mo., in a special1
issue addressed to the subject of chemical and biological wurfaiv. II*
asserted that "fateful p^ol'u'V dec|sioiys,iregar(liii'ig .X.l.!g-(.to-yj.'io|)-UiciiLaiiil
l^^L.o.I_fxliCmL^AiiindJmib4d^4-^^^

n mv

.

confront us and olhi-r

peoples throughout tho world/' The immediacy of such doi'isions, li«»
went on, "largely arises from tho use, by our own Armed Forces in
""SclcntUtrt Speak Out On CK Woupons," H u l l . -tin of tin- Atomic Scientist*
. p.. .'!!&gt;..
" "C»--Knt&lt;-rln« Wcilue," Th« Nntlnn. (.Tan. 1rt. inr,r&gt;, p. (IS.
•
'
-• :
•"".1000 Scl'-iitlsts Asl&lt; Hun (in (ins) In Vli-tiiiim." WiiHlilinrton Post. (Feb. 1.1, tOi'.T).
. A-'l.
1
*&gt; "Chemical u»J I!lolo«lcnl Wiirfaro IVtltlon." Science. (Fc-b, 17, 11)0"), p. SIS.

�Vietnam, of ^
' gases in military operations, and of defoliants
.and herbicic"*
destroy crops in areas under control of the Viet.
lu the
of the journal, Jean Mayer, professor of nutrition
at Harvard University, attacked the use ofmh^ii)icj^l£|_jtfi^d.ejitrj
cro
l;£Ji!L!k!L!l?J£^^
?'c.ili£U£. °J 4Lll^X^'an^211lllilii2i1':; IJ-e contended that military services, TiiclutlTiTg even~"\ lefnamesIT'guerrinas, had better medical care
than civilians, and-also "Vieteong soldiers may * * * be expected to
fret the fighter's share of whatever food there is." He drew parallels.
from instances of military blockade in history, and asserted that "food
denial in war affects the fighting men least and last, if at all, and is,
therefore, unsuccessful unless accompanied by military victories by
the blockaders. It is hardest on civilians, particularly children and
the elderly; -where economic class divisions are sharp, it is particularly hard on the poor." "
Another article in the same special issue of Scientist and Citizen, by.
* When we intervene in the ecology of a region on a massive scale, we
&gt;et in motion an irreversible chain of events which could continue to affect.
;;.'_&gt; agriculture and the wildlife of the 'area—and, therefore, the people,
-!..•-. 5 after t h e war Is over.
•'
.•
. - .
.

Gali'ton referred in his article to a letter which he as one of 12 plant
hysiologists had written to President Johnson (and that had been
c--produccfl .1in the ii._
January 19G7? • ,.f -i Bioscience, •p. -.10): this letter
issue of • 1 1 i •
_•&lt;
j.!,_j.
...:.... . . .
11

concentration of toxic herbicides, or of toxic reaction products with
the- soil, in food chains; soil erosion from contatnin.it^Hfcdl bared
of foliage; wide-scale self-poisoning of plants by toxic P'j^^H' stimulated by the herbicide; injury to fish and wild iiiaimnalsjcjprdeliiyed
toxicity. .
In summary, the Galston-article concluded:
' We fire too ignorant of the interplay of fonvs in efolo^icnl i&gt;rolil'. p rns to know
ho\v far-rc;ic)iiiiK and how lasting will be tin; (•h.-inyc's'in tc-ol'Cfy brouxlic about
by the wi'd'-spreitd sprayijis of herbicides in Vietnam. Tlio-c clia)is&lt;".&lt; jn.;y include immediate harm to people i t i - t h u sprayed areas and limy extend to .-ftri'/us
and lasting damage to soil and ngriculture, rendering more dillicult Kouth
Vietnam's recovery from war, regardless of who is the "victor.":l
. The association of herbicides with chemical or biological warfare,
germ warfare, poison gas, and other "inhumane" weapons was p^n.'erally characteristic of the numerous letters to the editor and as.-om15on protests during this period, attacking the use of defoliant
chemicals in the counierguerrilla program in Vietnam. To an indeterminate extent, of course, these protests reflected a generalized dis-'••*
• • - IP -...i T T C «
..*.t~'.~.^t.'&lt;

in "arms control and disarmament" as a new uueiieciutu uiscipune.
and the development of criteria to limit the kinds of weaponry used
in .war or used a^ "deterrents"; difficulties "were encountered in distinguishing between the military use of herbicides to gain military
advantage and the use. of various chemicals having direct physiologica"!
effects on nvnvrplevant to warfare, and particularly those frum-mr
within the scope, of the Geneva Protocol of 102.V?
•

'•. tbitants, according to Galston, were the alleged toxicity of cacodylic
:;.[: " injury to crops from drifting spray or volatility (there ifave
•'••! about 500 complaints or requests for compensation filed with
.ifjik-t chiefs for transmission to the- province chief in one urea alone);
"John T. K&lt;!*a!t. "Introduction." Scientist and Citizen. (Vol. 9, No. 7, 1067), AugustS'-rt-ml.vr. p. 113.
"Jean Mayer. "Starvation as a Weapon." Scientist and Citl/en. Op. cit., pp. 110, 121.
"Throughout the course of the technolog!&lt;;al assessment of military use of herliiddes
In V i e t n a m , one element at Issue was the toxicity of these chemicals to tnan and animals.
Czro'lyllc acM was hlnKlKl out because it contains the element, arsenic, within Its complex
E:'-:ecuhir structure. Since most itrsenlc-containing compounds are highly tosle to man
&amp;i.d anin:.il^. the a-^urnptlon WUH made that caeodyllc aeid had this characteristic. However,
t';^ i f K I Ki'i-irt, a f t e r snrveylnff tl.e l i t e r a t u r e on this point, ohservcd (p. 1C-I) : "In the
&lt;••!,.'ninatinr. of th« potc-ntlnl toxicity hazard for this compound, \ve are jmrtlcularly
l~. ; , r ..,,.-.,j (,y the ]v,w oral tuxlr-lty." Dr. Tsehlrley, In his report at SalK"ii (see pp. SO-'U'),
g i : t-- c'-inparittlvtt lethal dosage rates of "ARent Blue" (coDtiilnitii; &lt;ir&gt; percent cacodylic •
aci'li and "asiilrin." The terms he used were "I-D")!)" or nveniKC lethal dose In mllllKrnmx
t.f chemleiil p*-r kllngram of bo&lt;Iy wi-lfht. The Hfruro for "Itluu" IK 2000; the figure for
" A « p l r i n " M 177.".. In his report nt .Siil«mi fin "Toxlclly of Ilerlilclile.H in f'se in ICV.N."
I'r. Min.-crlif asserted t h a t it wa.s "currently helnj; em|ilciye&lt;l nt a rate no higher than !»..T
[and thi-rcfnre]. It i» safe"to assunif'thttt there, w i l l hi; no harm to nmu
or anlRi.-cU nt tin
rat. •*."

/ . . • ! • ,

f

1 .

, .

• -I

.
.-&lt;, sum mi- 1^.1 m.n. , .,t v^. t&lt;&gt;n..&gt;i^
employed were in common use in th.c United States. (The rationale
was similar to that used to justify the employment of tear gas (CS)
against guerrilla forces; this kind of agent was, in fact, in general
use by civilian police forces throughout the world as an antiriot agent.)
.Some confusion was contributed, however, by the imprecision of
military usage of terms. Thus, the Joint Chiefs of Staff Dictionary 8 *
defmes'herbicidc as "a chemical oomnouud which will kill or
include? "omplants." Chemical warfare is extended, by definition, to incl
* *''
7&gt;lovment of chemicals * * * to create a military advantag
.
Biological war faro is defined as "employment of living organisms,
toxic biological products, and plant growth regulators to product- death
or casualties in man, animals, or plants or defense against such action."
&lt;" Arthur W. Galstnn. "rhnnjrinir the T.nvlrontuent." Scientist nnd Citizen, op. cit..
i. 12.'t-120. Pr. Gcilxhm wns* professur of biolocy at Yole tlulvvrslty. imst presiitent of
e American Society of I'lnnt I'hyMologlsts, ami pri-shlent-olect of the Botanical Siieiety

. illspi-rxm] In nature, rind oceurs n a t u r a l l y in the Koli nt rnteu milistiintlnlly higher
thnn thnt cnntriiiuteil hy thf- siiriiyinj,' of areas at the rate of !&gt;.;) pounds per iicre, the
additional nrnenlc from caeodyllc: uciU can apparently be regarded an trivial.
lilclrth - J oiv.n t Chief* of R t a f f . Dlctlonarv of T'nited Ktatea M i l i t a r y Term* for Joint
w
U.S.
i
(Short Title: J O ) . (\VanhlnRton, D.C., U.S. Government PrlnttiiK Oillue, August 1,
JC'S 1'ub. 1.
'

�Clearly, by th&amp;?e definitions, herbicides arc, both chemical and biological \vaVf:n"e &amp;£«.^|fcj[Iowever, the same definitions would also esncom- .
pass the use of^^Bcieidcs to control typhus epidemics in relocated
refugee camps.^d^
On the other hand, it can be plausibly asserted that the use of .tear
gas to flush guerrillas from tunnels to face hostile bullets; or ifee denuding of foliage that conceals guerrillas from hostile fire, are both
forms of chemical warfare with ultimately lethal consequences. In
tluvo two cases, the chemicals are not the, direct cause of defttla, but,
:-:ui l&gt;e regarded as an accessory before the fact. Acceptance or-condemnation of chemical defoliants on legal or moral grounds therefore
ap;x?ars to hinge on whether those judging the action find the conflict;
iu-i-lf acceptable on legal or moral grounds.
Evaluation of the anticrop program appeal's to have followed somewhat the same rationale. The "scorched earth" policy in warfare tends
:o l&gt;e praised when conducted by one's allies—for example, the
[J.S.S.K. in World War II—and condemned when practiced by/one's
i-iversary—for example, the pollution of wells and waterholes daring
: i
:&gt; withdrawal of the Turks from Arabia in World War I.
The introduction of the concept that belligerents share a responsi".'••: for preserving the ecology of the area of conflict is a very
' -.--; development. Presumably it is an outgrowth of several con••;iry trends: (a) the concept of limited war for limited cJbjec'. ,•- . generally regarded as made necessary by the development of
;•••• uiously destructive nuclear weapons that enable nations possess-.
r.g them and their means of delivery to inflict "unacceptable" &lt;da-in-'
.ge on other nations in a general war for unlimited objectives; (&amp;'| the
nonr.ous potency of modern chemicals, whether used in military cam- " "."':
iaign.s or for civilian pursuits; (c) the increased concern .of scientists . ,
•&gt;r the protection of the total world environment-to preserve its bsafeit- ' :.'
h&gt;ijity for mankind at largo, and (d) the recognition that the human
•opulufion of the earth is expanding at a rapid rate, and is now ffore. ••;• n to IJQ approaching the limits of the capacity of the earth to sustain . • .
In.-re.isingly, the-criticism_ of the military herbicide program in
"u-tiiiuii by some U.S. scientists has focused on the ecological issue,
f was .-tressed by Galston in his article for Science and Citizen. Tt -vvas
;&lt;j main question considered by the AA AS (as discussed in the auction
f _tins study to follow). A strongly worded, forensic stutemerai in
'•ientisf. and Citizen in mSd-1%8 elaborated on this theme with
:.~rv.-_t to piclorain, a newly developed herbicide- being iutrotlmcetl
t military use iu Vietnam. The article stressed the unmatched potency
f the herbicide, its longevity and uncertain fate in the soil, the d:taiger
* its migration either along food chains or watorl&gt;orne, the possibility
uit if.s extensive application to tropical soils would expose therm so
; to cause luterization (i.e., a process by which some kinds of soils in
iC Tropics when exposed to the sun become infertile and too Shard
&gt; plo\v)j ami tl i;it. death of trees would cause t!ie death of many ami-.
;tl species. Concluded the article: "The military upped for [i.e^-of]

!-n for
this herbicide is obvious; pilots-spraying it don't have to
reapplication. Bub the Vietnamese farmer wants to re^
Also ill 19G8, Professor.Galston took his case against
r y use
ngdom.
of' herbicides to the scientific community of the United
In an article in the British journal, Xew Scientist, he declared that
"The United States, which was the first arid so far the only nation, to
use nuclear energy 1'or military purposes, has recently become the first
and so far the only nation to use m war chemicals directed against
rowing plants." The eiiects of this action, lie said, were unknown and
gro
possibly disastrous:
-One must conclude [he wrote] that the ecological consequences of the widespread use of herbicides Iri Vietnam are unpredictable. We are certainly. rtoina
some damage to the ecology of Vietnam; just how much and how long lastin
will bo discovered only after the "experiment" has .boon completed."

Earlier, Galston, had denounced U.S. plans to "prison the_son'^so
as to denude completely the vegetation from a strTp~^r7ancr"goTTig
entirely across Vietnam from east to west.
This mamnade desert [he wrote] separating Xorth from South Vietnam, ami
presumably serving to prevent infiltration, could have ecologically cata-strophical
consequences which cannot at present be envisioned.
In summary, we'are too ignorant of the interplay of forces in ecological
problems to know how far reaching and how lasting will be the changes in ecology brought about by, the widespread spraying of herbicides in Vietnam. These
changes may include ^immediate harm to people in the sprayed areas and may
extend to serious and lasting damage to soil and agriculture, rendering more
difiicnlt'South Vietnam's recovery from war, regardless of who is the "victor.""
K
George J{. Ilnrvey nnd Jay D. Mann. "Plcloram la Vii-tnum." .Si'lftiti.-'t ami Citiztn
. (September, 10CS1. pp. 165-171. Tills article ivas subsequently an.ilyyod Ui tletnil !&gt;y *'::£.
• incmbi'in of Dow Chemical Coniiiany. producers of filcl-iram'. ThVy t-luir^iHl that the a u t h o r s
hull been guilty of "inference, misquotation, uml m i s i n t t r p r e t a t i o n of ptibli.-h.tj scifniltlc
dutii." For example, the article dcclnrvil that "A vbccp was killeil by a dive of tliirty-six
milligrams of plcloram mixeo! with 2,-1-D.: However, the reference cited as a u t h o r i t y f'»r
•this statement reported tlint 11 sheep h.-ul bec-a treated with Ji'j mllllirrnins of plclor.\m
' mixed w i t h l.'!-J milllKmins of 2,4-1). per kilogram of bo.ly weight, with 5 daily treatmeut.-i.
The results of tills experiment were that of tbe 11 sheep so treated, all became sick and
4 died. Assuming t h n t tlie average bndy weight of a slieep n*as 2S kiloL-nims, t h i s would
amount to a totnl ingestlon of 5,000 milligrams o£ plcloram and SH.iiiH) niniifrrams of
2,4-D «V('r n 5 day period. (Source of the tinnlvslH : J!. C. Byrd. Marguerlt.- I.euc, J. II.
Davidxon, E. E. Kenaga and J. C. Hansen. "Critique of Ficloram in Vletuaru." {DowChemical Com pan v.) September, 10i!.&lt;. p. 11-12.
" A r t h u r W. Gal.ston. "Military Uses of Herbicides In Vietnam," Xcw Scientist (June IS,
.10(58). pp.
flRft-SS-J.
•
•
"Arthur W. Galston. "Herbicides In Vietnam." The New Republic. (Nov. 20, 3907), p. 21.

�' IV. BOLE OMHE AAAS IX ASSESSING WAR USE OF
.' ; ^A
HERBICIDES
. •
The AmericamKsociation for the Advancement of Science was
organized in Philadelphia, Se.ptembei"20, 18-18, by a group consisting
mainly of ideologists and natural scientists. Its objects were initially
to promote scientific intercourse, stimulate and direct scientific research, and "procuro for tho labours of scientific men, increased facilities and a wider usefulness." In 1000, Science magazine became tho
official publication of the association. As American science expanded,
specialized societies proliferated in new fields of research, and many '
of these became affiliated with AAAS: indeed, most had been organized at annual meetings of the parent institution. By 19G9, the total
membership of AAAS was put at 120,277 and the total membership
of the affiliated societies and academies of science exceeded 7 million.
In 1046, the association adopted a new (fifth) constitution that »edefined its objectives as:
.
* * * to further the work of scientists, to facilitate cooperation among; tliem,
to improve the effectiveness of science in the promotion of human welfare, and to
increase public understanding and appreciation of the importance and pciomise
of the methods of science in human progress.

Regional divisions of AAAS were established including one for
the Pacific i-egion in 1915. It was at a meeting of the Council of the
Pacific Division, June 15, 1966, that the issue of war use of. fcerbi-'
cicles first entered the formal policy deliberations of the AAAS. AJ;
^

It proposedli resolution 'fwTcoiisiderauolTBy:"fnTcouncil} wKicli. read':'
Whereas xinits of tho U.S. Department of Defense have used both chemical and
Inolojricnl warfare agents (as defined by U.S. Department of the Army, TMS-216)
In nj.--r;if.!ons against enemy forces in Vietnam; and
Vi'terL-as, tba effect of these agents upon biological systems in warfare- 5s not
AW.va to the scientific community; and
'
•
\\1iereas. the scientific community has a responsibility to be fully informed
•at these asent-s arid their use in warfare because they are a result of senentilic'
rest-arch: Therefore b e i t
.
. ' . . ' .
- -

1. The Pacific division of the AAAS establish a committee of expert* in
the field of biological and chemical warfare to study the u.se of CW HVU&amp; BW
agents In Vietnam with tho purjwse of determining what agents ha we bcn»n •
used, the exti-nt of their use, and the effects on all biologic-ill systemts that
might have been affected.
2. That the above committee make n public report of their findings Jit the
next meeting of the Pacific division of the AAAS.
'

The minutes of the meeting reveal that the Pfeiffer resolution Iliad a
mixed reception, Eventually, the council decided to refer if—without
recommendation—to the national office of AAAS. Even this decision .
was controversial—being carried by a 9-to-5 vote with several abstentions. During debate on the resolution, members of the council &lt;ques- ;•
t.ioned the propriety of having the action taken at a regional meeting,
viewed tho issue as more properly one for treatment by the National
Academy of_Sciences, and rejected the proposition in the, resolution
that the Pacific division had tho means to conduct field iuvestigaitions
in Vietnam. .
.
• •

Orrjaniaatitinal Structure of the AAAS ' '
The AAAS is a complex federation of scientists u!
societies, designed primarily to facilitate the exchange
information. It has six classes of members, general arid administrative
officers, a council, 21 sections (organised by scientific discipline). 245
aflil iated scientific organizations, 4h associated academies of science, and
nine committees.
A difficulty in appraising the effect of an action "taken by theAAAS". is that there are many'levels at which views can !x&gt;, expn;s~&lt;;d,
but no ready means to obtain ft consensus of the entire mernl&gt;ership.
The large membership of AAAS exists mainly to receive the organization's periodical, Science. Only "fellows," who constitute some
18 percent of the total membership', are eligible to become'officers.
The council of tho AAAS, consisting of some 530 memtais, is not
elected from tho AAAS membership at large. It includes officers of the
AAAS (elected by the council);''officers of the sections; two representatives each, named from those affiliated societies with more than
100 members; one representative, from each affiliated academy of
science; and a number of others. Although the members of the council
may in general terms be regarded as spokesmen for the disciplines.
or groups they represent, ihev are not literally "elected representa'.tives'.'of the AAAJrJ membership;
.
.
The board of directors of AAAS, which is the "legal representative^
of the association, consists of the president-elect, the president, and the
past president; eight other fellows; and (ex-oi'icio) the executive officerand tho trensmtr of AAAS. Tho px-ofllno of!ii--(&gt;iM pre ii-inxiinted by
-the board; the regular' members of the board-are elected by the council.
•'_• Positions on issues can be taken by the board, the council, one-of the
•nine committees, by requesting affiliated societies and academic to
express their views, or conceivably by, referring an issue to a vote of
the entire AAAS membership. The board meets four times a year, and
can adopt actions at these meetings. The council meets annually (between Christmas and Xew .Year's), and takes up issues at these
meetings. '
' '
•
The president of AAAS is chairman of the council. Quo of the nine
committees deals with council affairs: its chairman is the presidentelect of AAAS, who serves in this capacity for a year before becoming
president. Among the duties of this committee are to "rtveive or iniiiate, coordinate, and advise on reports of council committees, resolutions, or actions submitted for consideration by the council."
AAAS Councils Action on Pfciffcr Resolution
As president-elect of AAAS, Mr. Don 1C. Price, dean of tho Kennedy School of Government, Harvard University, wti.s chairman of
tho connnittoo on council affairs in the fall of 10GC. In this capacity,
he received Professor Pfein'or's resolution. During tho yearend meetings of AAAS, in Washington. D.C., the committee on council affairs held a public meeting, at "syhich PfeiiTer and others spoke on tho
subject of tho proposed resolution. A f t e r this open session, the committee in an executive session decided to modify tho resolution before

�IV. RCXT,E £E THE AAAS IX ASSESSING WAR USE OF
;
^A
HERBICIDES
The AmeriSKVssociation for the Advancement of Science wasorganized in Philadelphia, September 20, 18-18, by a group consisting
mainly ofi.ceologists and natural scientists. Its objects were initially
to promot't- scientific intercourse, stimulate and direct scientific research, and "procure for tho labours of scientific men, increased facilities and a wider usefulness." In 1000, Science magazine becurae the
official publication of tho association. As American science expaiaded,
specialized societies proliferated in new fields of research, and many '
of these became affiliated with AAAS: indeed, most had been organized at annual meetings of the parent institution. By 19G9, the total
membership of AAAS was put at 120,277 and tho total membership
of the affiliated societies and academies of science exceeded 7 million.
In 1!HC, the association adopted a new (fifth) constitution that nedeiine-d its objectives as:
* * * to further the work of scientists, to facilitate cooperation among tliein,
to improve the effectiveness of science in the promotion of human welfare, and to
increase public understanding: and appreciation of the importance and pwomise
of the methods of science in human progress.

Regional divisions of AAAS were established including orae for
the Pacific region in 1915. It was at a meeting of the Council of the
Pacific Division, June 15, 1900, that the issue of war use of laerbi-'
cides first entered the formal policy deliberations'of the AAAS. AJ; ^
th5s_jn£^.jiig, the, secretary presented a communication froniELJJV. *
proTessor orlsooloifvTfTlicrCniversity oOlontaiia.
iFproposedTa resolutioiTfor coiisTcIe"rauoirf&gt;yTIie couiicT17'\viricli read:
i*"*"?"^' -——-••-p •--— "i"

•• ••&gt;'•**«..-..-*—^Wg—&lt;»«-.•-.."—.-&lt;-!•*•-»• • •i—i-^-.i.».....'.^^.»—~.y^...»i..».-.•&lt;•»..—.. ^ , ,

Whereas units of the U.S. Department of Defense 'have used both chemical and
Moiogical warfare agents (as defined hy U.S. Department of the Army, TM3-21G)
i" operations against enemy forces in Vietnam; and
"Whereas, the effect of these agents upon biological systems in warfare is not
known to the scientific community; and
•
•
.
Whereas, the scientific community has a responsibility to 'be fully informed
ft these agents and their use in warfare because they are a result of-scientific'
restart-h: Therefore be it
'
.
Rcsolccd, That—
'
.
1. The 1'acific division of the AAAS establish a committee of experts 5n
the field of biological and chemical warfare to study the use of CW awd BYV
a grunts in Vietnam with the purjxwe of determining what agents havw been used, the extent of their use, and the effects on all biological systems that
might have been affected.'
2. That the above committee make a public report of their findings ;at the
next meeting of the Pacific division of the AAAS.

The minutes of the meeting reveal that the Pfeilter resolution liad a
•mixed reception. Eventually, tho council decided to refer it—without
recommendation—to the national office of AAAS. Even this derision
was controversial—being carried by a 9-to-5 vote with several abstentions. During debate on the resolution, members of tho council: ques-

Organizaticinal Structure of the AAAS
The AAAS is a complex federation of scientists
societies, designed primarily to facilitate the exchang _
information. It has six classes of member*, general and adinini.-frutive
officers, a council, 21 sections {organised by scientific discipline). 24.".
affiliated scientific organizations, 4S associated academies of science, and
' nine committees.
A difficulty in appraising the. effect of an action "taken by tho
AAAS". is that there are manylevels at which views can l&gt;e expressed,
but no ready means to obtain a consensus of the entire'membership.
The large membership of AAAS exists mainly to receive the organization's periodical, Science. Only ''fellows," who constitute some
18 percent of the total membership', are eligible to become'officers.
. Tho council of the AAAS. consisting of some 530 memlxjrs, is not
elected from the AAAS meimVrshi'p at large. It includes officers of the
. . AAAS (elected by the council); ofTicei-s of the sections; two rc-pre. seuttitives each, named from those affiliated societies with more than
100 members; one representative from each affiliated academy of
science; and a number of others. Although the members of the council
may in general terms be .regarded as spokesmen for the disciplines
/vrtL or groups they represent, they are not literally "elected repre.-enta3^6 . . • tives" of the AAAirJ membership.
The board of directors of AAAS, which is the "legal representative"
of the association, consists of the president-elect, the president, and the
past president; eight other fellows; and Cex-oHicio) the executive o.Ticer
and the treasurer of A A A S . Thf px-nfllcin officers nre u-nrx&gt;intt'd by
'••the board; thfe regular members of the- board- nre elected by the eounril.
•' ' Positions on 'issues can be taken by the board, the 'council, one. of the
•nine committees, by requesting affiliated societies and academies to
express their views, or conceivably by referring an is^ue to a vote of
tho entire AAAS membership. The board meets four times a year, and
can adopt actions at these meetings. The council meets annually (between Christmas and Xew '.Year's), and takes up issues at these
meetings. '
'
•
The. president of AAAS is chairman of the council. One of the nine
committees deals with council affairs: its chairman is the presidentelect of AAAS, who serves in this capacity for a year before becoming
president. Among the duties of this committee, are to "receive or initiate, coordinate, and advise on reports of council committees, resolutions, or actions submitted for consideration by the council."
A A AS Council's Act fan on Pf differ Resolution
As president-elect of AAAS. Mr. Don K. Price, dean of the Kenairman of
ne dy School of Government, 1 larva rd University, was cha
tho committee on council affairs in the fall of 10GO. In this capacity,
ho received Professor Pfeill'or's resolution. During tho yearoml meetings of AAAS, in Washington, D.C.. Jtlu&gt; committee, on council affairs held a public mooting, at which Pfeiil'or and others spoke on the
subject of 'tho proposed resolution. After thi.s open sessi
'
the committee in an executive session decidod to modify tho resolution before

in Vietnam.

•r.

�introducing; i t a s new business before the council. 60 The resolution as
redrafted' by^fc^committee had received PfeifTer's approval.151 Its
text at that
&gt;ad as follows:
Whereas mo&lt;f?Hr"seier!ce and technology now give men unprecedented power
to niter his environment and affect the ecological balance of this planet; smd
Whereas the full impact of the uses of biological and chemical agents- te&gt; modify
the environment, whether for peaceful or military purposes, is not fully known;
and
Whotviis the major users of these agents on ft scale sufficiently large to modify
the ecological balance are now the governments of this and other countries: Be
it
Rcxolrctl. That the American Association for the Advancement of Science—
(1) Expresses its concern regarding the long-range consequences of the
use of biological and chemical agents which modify the environment; and
(2) Establishes a committee to study all aspects of such use, starting with
the effects of chemical nnd biological warfare agents, and periodically to .
report its findings through appropriate channels of tho association ; and
(3) Volunteers its cooperation with public agencies nnd offices of ffovernn:ent for the task of ascertaining scientifically and objectively the full implications of major programs and activities which modify the environment
and affect the ecological balance on a large scale.*J

Tlie. resnon.-e of the council to the amended resolution was. later
described by Mr. Price, as follows:
' • •'
After I Introduced the resolution on behalf of the Committee on Council Affairs,
and told of our discussions^vith you and your approval of the text which we had .
;&gt; iopted. there followed a long nnd rather.vigorous debate. The key points an that
•:'. -Sate were as follows :
On motion of Bentley Glass two amendments were voted in the next to tlie last
I'-irLigraph of the resolution: the first deleted the words "all aspects of" and the
nd siiiintitutrd "including" fur "starting with." Oa the- former point IJentley
that no committee could study all aspects of so tremendous a problem, n n d -$-*
• particularly urged that such a committee not undertake to deal with the politi- -.
'1 aspects of, for example,.biological and chemical warfare. Dr. Rapoport and I •
•-!: .•irgu^l against this interpretation, holding that it should be possible to study
'••••i'ifically the political aspects as well as—although perhaps not as objectively
•.. •; rigorously as—any other. Thnt particular amendment I bc-lieve carried more
..:-.-;i- others thought that the whole field was an impossibly broad one rather
.-:. br-cjiu&gt;-(! anyone wl.shed to exclude any particular aspect of tho ppohlcrn.
.- &lt;-.t!:er revision (the substituting of "including") wds defended on tlie argu• • thar fhf commit tee's hands should not. be tied with respect to its owra judg- • .-. r.f priorities and that the council itself should not prejudge the f.^siie of
.-;:ii-s. Both of these amendments were carried by a vote that was so over• !::ilng tli.'it no one demanded a specific count.
i'•,'.•!&gt;. a cotiiii-il member whose name I do not know, objected to the identifying
' "t!,f» crovernments of this nnd other countries" as tho principal offender*,, fin tho
•-•MMt-nt that industrial corporations and, indeed, private citizens and private
.."::-r.bi!(..i were responsibl" for much of the pollution of the environme-ait. He
.•••—.I,to .strike out t!if&gt; third "whereas."
Ar:,l again this motion was carried by a very heavy majority.
Thrt-o, Ted Byerly of the Department of Agriculture then moved to tuMc the
:?:re resolution, denouncing it as watered down nnd weasel worded, but adding
.f—-If I remember his language accurately—ho did riot like the original resolui f referring to your own) any better. The vote on this was close enough KO that
• :-ouM not make a suf!i&lt;-ir&gt;ntly accurate count from the platform on a sKaow of
:-•'•; but had to appoint toilers to walk down the aisles to be certain. But tho.
• :!»jr '.it table lost and the amended resolution was then carried although by a
• v tli.sr seemed to me re:: ",'i;U'ly close.
l
YiiiJf T fim sure you v.v.ubl him- preferred not to have these several amu'iid- '
i-cf* uiii'i;.t&lt;-d, I am Inclim-,1 to think that—judging from the close vote- which
«"rx-(f.T Inm rrire- In t'ti-llTrr. Jnn. S. 10(17. It in IVnri Price's rcoullcrtlon Mint he
!;.&lt;'i]sM-i| tli.- m i i t l f - r w l i l i I'r(&gt;f''«snr I'Mffi-r nfti&gt;r fhft opr-n hcarlnu nn&lt;l li'forc ttw Com,;U.-P nii-i'tin^. nn.i dint PMffT l«-ft (own (»&gt;fnrc tlic Council inPctlnff.
" Ix'ttr-r fn.m I'fclffor. to I'rl'-&lt;&gt;. Di'C. 27, tOC.n.
"iflniHrs &lt;i£ the Mectlre of lhc AAAS Council, VTnshlngtoQ, D.C., Dec. 30, 11)00, (&gt;p. 7-8.

prevented the tabling of the amended resolution—the nmendimg^^-ere necessary to the passage of the final vote. I am sure that a number 0j^^Hl' !ik&lt;; Hrtitley Glass would liave voted against the unarnendcd resolution,^^•Kreut many
more against the resolution in your original form. There is sf^ffi a. question
whether compromises are worth it in order to get something pas.st.'d, but I hope
that you will feel that something useful may yet come out of this effort."

In reply, Professor Pfoiffcr professed himself "pleased" with the
final product." The closeness of the division on final adoption of the
twice-amended resolution by the council is indicated by the vote: li"&gt; to
approve and 95 opposed. In its final form, as approved, the resolution .
read:
Whereas modern science and technology now give'inan unprecedented power to
alter his environment and affect the ecological balance of this phuiot; and
Whereas the full impact of the uses of biological and chemical agent-; t&lt;i modify
• th'e environment, whether for peaceful or military purposes, is not fully known:
Be it
'
Jffevolved, That the American Association for the-Advancement of Science—•
•'..' • (1) Expresses its concern regarding the long-range consuluences of the
' u s e of biological and chemical' agwiw which modify the environment; and
(2) Establishes a committee to study such use, including the effects o£
'' chemical and biological warfare airents, and periodically to report its findings
through appropriate channels of th-- association ; and
(3) Volunteers Its cooperation w i t h public agencies and offices of government for- the task of ascertaining wifntifieally and objectively the full implications of majon programs and activities which modify the environment and
affect the ecologfcal balance on a large scale."1

Implementation of the 19GG AAAS Resolution on Ilerliciths
In its final form, the resolution dealt primarily with the issue _of
environmental impairment oa a prloV.al b;i:i::,;-.::;! only very icor/r.darily
with military -use- of herbicides-. Also, while Pfcifi'er had ?ou&lt;rhi'ajy ..
actual scientific field investigation by qualified ecologies under AAAS
sponsorship in Vietnam, the AAAS Council had lx?en content to_e.\pre.ss concern over the lon&lt;r-riui[re consequeni.-es of the use of chemical
and biological agents (whether public or private) that modify the
environment, to establish a committee to study the jreneral question,
.-and to volunteer AAAS's cooperation with the Federal Government
to identify implications of major programs that "modify the environment and sv fleet'the ecological balance on a large scale." °'3
The council action on the amended PfeitVer resolution wa-? re|&gt;orted
tothe AAAS membership without any particular emphasis."7 The first -.
implementing; action in response to the, resolut ion was the formation by ;
the AAAS board of directors of an ad hoc committee on environmental :.
alteration, during; its nuTtiag March. 11-1*2, 10t&gt;7. The committee was
M
Letter from Price to Pfelffer, Jim. 3. liW. Op. clt.
' &lt;« Letter from Pfclffor to Price, Jitn. i). ISMiT.
"Minutes of the Mcotlng of the AAAS Council, Washington, D.C., Dec. 30, 1000, Op.
clt. p. 1).
.
*&gt; In comment on tlie foreeiilnc: ncctlon, hy letter of July 7, IfldO, to Mr. R. A. Carpenter.
Dt'iin Price. KiiKgcHtH ttint the forek'olni; ncconnt of AAAS (lelilicrnfhiiis. wlillc "accurate
«« f u r ns It KOCH," Is "mlsleadlni; In tliiit It tells the xtor.v only from the point &lt;&gt;f view
of V l o t n n m nnd Dr. Pfelffer." Hn olmiTtvs tlint rniuiy nienitiers of the AAAS K&gt;:iril hel&lt;l
the view Hint the Association for nevi;ral yenrs liinl lieeii concerned &amp;* to tli» rel-iHon of
deletion tn e n v i r o n m e n t a l |&gt;rnt&gt;IcniM unit K«W the I'fc'llTer resolution &lt;u fnllini; Into tlilsi
context. In retrospect, Peiiu Trice continues, •" * • I'crHiinitlly, I t h i n k It w.1.i i inl^tiiiir&gt;
to combine- the two lH«ue» (puiern! coitivrn for envli-oinneritnl iiolllitlon ninl 'th' *(."i'lal
jiroblem of V i e t n a m ) . " Moreover, tin; new'swortliy nspect of the I n t t e r t&lt;«ni» c.-iu-'e.l n
d l d p r i i p o r t l o n n t e uiiioun.t of n t t e n t i o u to he R i v e n It. AH Denn Trice snyn: ••• • • The
iicwnpiiper covernp- Iprnoreil (he Hear I n t e n t of tho Council am! portrayed the re«»Iiitli&gt;n
(is If It hud hoen nlmeil nt the V l e t n n m war."
*&gt; Duel.\Vollle ( A A A S executive olllcer). "AAAS Connc-lt Meeting, 10«0," Science. (Feb.
1007), |&gt;l&gt;. HRS-HflO.

�chaired by Dr. Rene Pnbos, Rockefeller University. Its members
included Pfjjjj^r and Mayer, who had been active in the herljicido
issue. Whe^^Hid hoc committee reported, in Alay, it recommended
e.scablishmc^^Hr a continuing AAAS "Commission on the Consequences of Environmental Alteration," and discussed three examples of.
problems with which the commission should be concerned. These were
chemical agents, chemical fertilizers, and waste recycling. The com-'
mission should have as its objectives the. improved management of information and education on environmental factors, and the design of
large-scale controls and emergency measures relative to major aspects
of environmental impairment.
.
'.
"With respect to "chemical agents" the Dubos committee identified
four of importance: pesticides (to control hicppf.^ Imi-KJnM,^ /+« ~—
_
^^.i.nnnju u^vma {iv iacmuue Harvesting and to improve visibility). The committee recommended that studies of the use of these
agents be made "in selected areas where massive programs ar« ia
progress." In particular: "In Vietnam such agents are being introduced
most intensive!v; therefore this is a region where the ecological eU'ectsniay be expected to be most marked."
- ' . r

&gt;3

Tho recommended studies [said the report] would involve continuing review,
collection, and analysis of information and reporting of findings of the ecofojdeal
c&lt;&gt;!is=equfnces of such massive intervention (for example, effects on nutritioa and
h'.-ukli, decree of aceutmilaticfn of the chemical agents in various links of the food
chuia. shifts in distribution of animal and vegetable species, patterns of recovery
0. trees and other organisms). The short-term consequences should not be ne•-•; ••.!•.•&lt;! ia uK-su studies, Lut sj»xi.-il attention should be given to lohjj-turm &lt;ow~. :'.:,:l changes, for altogether too little attention has so far been given to thelojig-':.,
'.-•:• f-CV'cts of massive intervention in tho environment.- • ; ." ' - - " : '
•• -""•

The committee offered a number of suggestions as to ways in which
tae proposed Commission should conduct its affairs..In particular, it. •
.-aid:
'
-'
'• •
Oa occasion, it may be desirable for the Commission -to make arrangementsr.&lt; have studies conducted by others. We recommend that the board of diwtorsf&lt;&gt;: AAAS] consider requesting the National Academy of Science to arrange acoririiiuin^ study and scientific record of the effects of chemical and biological warf:;rf n^'.;;its on soil, biota, and human health.
.
'

However, one member of the committee, E. W. Pfeiffer, took e.wep- '•
I ~-'.i to tliis suggestion. In a separate, "minority" statement, he said he'
;: i not believe that the National Academy of Sciences was "a truly
^:.i!i-pi-iv!'.:nt organization of scientists" Iwcanso it liad been identified' .
[ I.-i Si-it'.':ce. Jan. 13,11)071 as a "source of advice for the biological warf ifv tii'ort * * * and !iud also been involved in a postdoctoral research
••.•Hou-ship program sjKjnsoivd by Fort Detrick" ['!)iological warfare
•• ^&gt;arcli center], for which candidates were "screened by the. Academy''' .
.:•.'[ "permitted to describe themselves as having received a, NAS-XJJC
V'iowsljip."
. ,
-•' . : • . '•'
'ir-pfemrntalion of Recommendations', of the AAAS Aff Hoc
nuttr.c
•
•
receipt of the ad hoc commiltoc's report, tho AAAS board! of
•s at its meeting in June 1007- decided to divide tho general
t into two parts; one was tho general question of tho cotisef

qucnces of environmental alteration, and the other the specific question
of the use of chemical and biological^warfare agents jjjjjjetnam. The
Board, voted to ask the AAAS Committee on Science J^^HjPromotion
of Human Welfare to "assume continuing responsibi^pRr tidvishig
tho board concerning developments, actions, or proposals for action
that appear likely to result in major alterations of the environment,
and from time to time, as tho committee considers appropriate, to
recommend-that the board appoint special commissions for the study
of particular actions or proposals." The, board would then "appoint
groups of persons especially qualified .in each such urea selected for
• study and report."68 The board itself agreed to^accept responsibility
for the next stage of action on the specific question ol military herbicide use in Vietnam.
Implementation of Recommendation for Ecological Field Investigations
With respect to "the more specific question of the use of chemical
and biological warfare agents in Vietnam," the board recognized
that "no effective study of the effects of such agents could be carried
out in an active theater of war without military or other official per. mission and sponsorship." It therefore instructed the AAAS president
(Don Price) and the executive officer (Dael Wolfle) to urge appropri. ate officers of the federal Government to arrange for a thorough study
under official auspices. Accordingly—
•
• Conferences on this proposal were held' with Frederick Belts, who is Chairman of the Defense Science Board as well as President of the National Academy
of Sciences; Donald Hornig', Director of the Office of. Science and Technology;
and Donald MacArthur and Rodney W. Nichols of the staff of Robert S. ilcNamara, Secretary of Defense.-Following-these conferences, the AAAS pi'e*i-" dent wrote to Secretary McXamara, urging that a study by an independent sci.. eutific institution or committee of both the short- and, long-range effects of the
military use of chemical agents, which modify the environment be authorized and
undertaken.*

The letter to Secretary McXamara recognized that "decisions regarding the use of [chemical agents which modify the environment]
in various circumstances must'be made in-the light of tactical and
strategic considerations: but. that nevertheless, tile "consequences of
.their use may have such long-range social, economic, and political consequences,, both in Vietnam and on the world scene, that the problem
warrants study under tho highest responsible political auspice?." The
letter suggested that the National Academy of Sciences-National Research Council would be an appropriate institution for this purjxw;
an independent commission responsible to the Secretary of Defense or
to the President's Science Advisory Committee would be an acceptable
alternative. Tho letter concluded by offering "any assistance it "could
in such an undertaking, either bv sharing in its formal sponsorship, or
'• by advising in the selection of tFiose who are to carry out the studv." ro
. The AAAS letter of September 13, 10G7, was answered by Dr. John
S. Foster, Jr., Director of Defense Research and Engineering, Se'p.'" Circular Ictfir from Dncl Wollle, executive officer, AAAS, to members of tlic AAAS
Coiinr-ll, Xov. 1, 1VX17.
•* Idem.
*" Letter from I'rtco to Secretary McN'amurn, Sept. 13, 10C7.

32-405—00-

�;j ember '20. First, he. dealt with the present state of knowledge convi'tTning tile Jj^fe^- or long-term ecological impacts" of the use of
?&gt;J'ierbicidc5 oi^^^liant chemicals in Vietnam: Whether such impacts
/Jrxisted, and ^Bmer they were detrimental or advantageous, he said,
"j-vas not definitively known. Then he went on—

ment of herbicides for military rise; and (c) a generally sound reputation for. technically reliable work in chemically on^j^kl research.
According to the report, the contract ran from Augus^^HjDecember
. 1,19G7.'1
' ^^
Tho work statement for the MRI contract read as follows:

Qualified scapntists, both inside and outside our Government, and in the governments of othnr nations, have judged that seriously adverse consequences will
:»t oi-our. I'nless we li:ul confidence in those judgments, we would not continue'
these materials.
'
•

The contractor .shall review available data nnd information cori'-eniing the
ecological consequences of extensive and/or repeated me of lif.'i-bi&lt;-id(.v. Primary attention will be Riven to ^,-l-di&lt;-hloroj&gt;!icrioxyafetif arid, 2,-!-.~&gt;-trk-h!o:-ophenoxyacetir: iifid (including their various forms .such as tlic Jj'ityli-.stur.-)),
cncodyllo acid, and Tordon (trade; niiinu of Dow Chemical Co.). TJ:tta to b&lt;; v&gt;.:'viewed includes published literuUi're, but other source* Mjr-h a.s Federal dcjiartnients and industries must be used to the fullest extent.

- 'A

In view of the uncertainties remaining, Dr. Foster said ho had
iht&gt;a two steps. One was to commission a ''leading nonprofit research
'.&gt;titufi&gt; to thoroughly review and assess all current data in this
old." The other was to request the National Academy of Sciences';\tional Research Council to assemble a group of professionally qual;
:-.l experts to "review the results of the study and to make np:-.v|;r;.-:.v recommendations concerning it." Dr. Foster made clear
•••••! :-e expected no definitive answers from these actions. Instead,
.oy should be considered the first of a number of necessary steps.
:.0 itudy he hud commissioned should provide—
(1) A comprehensive compilation of available information;
(2) An assessment of the current information gaps;
(3) Inferences concerning any possible ecological impacts; and
(4) A ba=is for planning.
•'•
.' • .
Upon completion of this effort, Dr. Foster suggested, there should
'. a consultation concerning its findings between the Department of
•._-fr:;?e. and the AAAS leadership., in order to define next steps to
- t-ikc-n. The report was scheduled to be completed by mid-Deeernber,
.• t-.-iable i^.-i--examination-by the AAAS-Council and board-of di: rors in advance'of the association's annual meeting. - .
Dean Price responded for the AAAS board, October 2fi. He expressed
."vificution that the contractor's report and the National Academy of..
•''•jioes review would both Ixi available before the AAAS Council
'.- ting in New York City, "between Christmas and New Year's."
-• also asked Dr. Foster to elaborate on the"sources of informed
•inion that hud led to the conclusion by the, Government "that
:-in;i~Iy adverse consequences would not occur from the current use
' herbiHde.s and defoliants." In reply, November 10, Dr. Foster said
e conclusion derived from a "consensus of informed opinion" of
rue 50-70 individuals, in the absence of "hard data." Nevertheless,
; .-aid, "we remain convinced that our judgments were, and arc. reanable and take account of all significant data."
' •-* Midwext liezeMf'-.h Institute Ktudy of Ecological Effects of Ile.rlricidcs
Tlie selection of u contractor to perform (he function envisioned
• Dr. "Foster in his letter of September 20 had already been eoincfod at that time. The contractor was tho Midwest Research Insti.te, located in Kansas City, Mo. The qualifications of the. con tract or
*:.i-luded: (a) general familiarity of its personnel with tho chemistry
•f&gt;f herbicides, as u result of earlier work for the Food and Drug Ad|!iinistration on tho establishment of standards for pesticide residues
7m foodstuffs; (b) absence of any past participation in tho develop-

Simultaneously with the research project underway at Midwest I!e• search Institute, the staff of the AAAS were undertaking a bibliographic research program of their own, in response to instructions
from the board of directors at the fall meeting. Letters were sent to
about 100 organizations and individuals requesting bibliographic lists
on the subjects of herbicides and defoliants. This action was in connection with the 19GG council resolution "that the association undertake
a study of the long-range consequences of the use of biological and
chemical agents which modify the environment, [.and that if.] report
periodically its findings, and volunteer its cooperation with public
' agencies and ofiices of government for the task of ascertaining scientif• ically and objectively the full implications of major programs and activities which modify the environment and afi'ect the ecological balance on'a large scale."" Although the A A A S oflire in Y\*a.-iiiugTon,
D.C., accumulated considerable bibliographic information in response
to this request,'no further action was taken with specific reference to
'; these 'data;.' One of the respondents.-in fact, observed that "Your re•'.quest for information simply duplicates the eil'orts of the Midwest
• -Research Institute." ™
.
Cross-Pressures Within AAAS, Decembci^-Janunry. 19G7-GS
. The MRI report had not been available to the board by the time the
AAAS convened in New York City for its annual meeting. At the
AAAS Boa'rd meeting, Docembor 29, it became known that the committee on science in the promotion of human welfare, under the chairmanship of Dr. Margaret Mead, had concluded that it had more than
enough work already before it, and that the importance of the environ• mental issues identified by tho Dubos committee warranted the establishment by AAAS of a now permanent committee. Accordingly, the
board at this same meeting decided to establish a new permanent committee. on environmental alteration "and proceeded on the spot to name
ii few members (sonic at least of whom were in the room.") 74 The now

work on tli" roiiuostcil ns^
" Kxtniet from HAniplc Irttcr, nmoni? ft roup sfnf out NOV. 7. l!&gt;ft(, rfpro&lt;1uci&gt;il In Mr&gt;mo&gt;
r n n i l u m to A A A S Jtiinnl of Director*, I&gt; . 21, 11)07. by WilHnm T. Knbixeh.
" "-'•' p. ;t.

: from rrlcc to Cnrpenter, July 7, 1009. Op. clt

�committee, was instructed to "cany on a continuing evaluation of the
iinplicatj-on^^echnolo^ical intrusion oh environmental processes and
their inten^^Bp with human population ; and, in view of the previously exi*HM&amp; concern of council regarding the use of chemical
and blologicaOigents in Vietnam and elsewhere, to request the com-'
mitteo
committee
Barry Commoner of "Washington University, and Dr. Athelstan F.
Spilhaus, president of the Franklin Institute, initially named as members, with others to be appointed later. The board action \yas reported
:
to the council a day or two later.
Since the MRI report had been delayed, the council and the board of
directors would be unable to participate in a review of it at the time
of their convention in New York, at the end of 19G7. It was apparently,
understood that tho two issues, which the board had sought to separate,
could be brought together onco more within the purvue of the new
Committee on Environmental Alteration, if the committee desired this;
however, the committee had the option of dealing only with broader
and le?s controversial issues of environmental degradation.7? Apparently there was a good deal of pressure on the new committee not
only to'deal with Vietnamese herbicide usage, but to make it priority
business. Before the MKI report was made available to AAAS, the
new committee ran into a snag. Several week's-after its formation, the
chairman, Dr. Goddard, resigned, as did Dr. Spilhaus. As reported in
Science:
•
.
_
.
'
.
.
Both cited extensive professional commitments as' the reason for their resig-'
nation,--though Goddard, in a--telephone-interview with Science, added, • "no fwmT was my appointment announced tiian I started getting pressures from all
directions. The emotional overtones were terrific.""
. '
;• ' ,

Criticism was aldo expressed over the selection of members of tho .
committee."
'
' - ' . . •
•
'
Dr. Goddard sent his letter of resignation, as chairman and rnemJx&gt;r of the Committee on Environmental Alteration, to President Price'
of_AAAS, January 24, IOCS. The letter illustrates'the need for firm,
objective leadership in the face of the cross-currents, pressures, and
c-L'kulties confronting a science-oriented committee handed a heated
~ T!io precise rolo eipectod of Urn new committee wltli respect to the Vlctnnmcsc
-•;*•. nr. i ."a t&lt;* whf.-thf-r or not It wn* a part of the broader onvironnient.il Issue, Is a "mutter
" :i; ^--.-; : '.';it!'&gt;ri." In coinment on this s i t u a t i o n , D:ifl Woltlo h;iH oxpl.'tlnod that j* t tlte
..--.i-.-r:!/-,-. K)i",8, niWtlnff, the Board oC the A A A S "certainly intended ti&gt; combine th&lt;* lirrhl•:•• I.-.-.-.- nml the more Ee.'iornl nmttvra u n d e r tho sumo committee." lie adds : "TScis do-!-. p. wns, I t h i n k , a ivronj; one. It d e p n r t e i l f r n m the earlier decision of t h e It.i.ird to
'
.i-m Sf[&gt;;irate, ft po.-dllon to wMi:h the U&lt;\'ird returned at ittf March IOCS mp^Un^."
l l f . a l &lt; - t r r r to .Mr. R. A. Caroenter, Science Policy Kcserch Division, LecUHUive Iti-'fcrcnce
iw, J i i l v jo. irn;;&gt;.)
D. S.. Gei-enhftg. "D'.foll.-itton : A A A S Study Delayed by Rcalgniitions from ComiriUtee."
, (Vol. jr.O, L'.'i Feb. liHiS), p. S57.
'
"Thus, Cfcarl'- &lt;;. Wilt/or, Colorado State TTnlverslty, cornplnlued t h u t "It Rooms that
T n ,
Jr.fil.'idii.-iis were cho.--i-n p r l i n r i r i l v on the han[n of tlu-lr active political Involveira.i'nt In
ere
A A S riff-sirs." lie K»;;i:'-sted t h a t "tlie fact t h a t an i n d i v i d u a l la concerned about t» civen
In no way ' i i u i l l M i M him to n.ake j u i l t r m e n t K on that problem." He uls&lt;&gt; rxproiwii the
i,&lt;* "''.hit the jjowi* s t r n c i u r u in the A A A S will take a second look at this rornmiUcti ftml
.ii:r«: t h a t »t least one i n d i v i d u a l w!:o \n competent In the scientific nspects of ciM'inleftl
.irf.in; -will he lnrMiided us a votinj; uioinbcr * * *." (Letter to tho editor. Scientific He!xrch (Mar. IS, l O O S J . p . B.)

political issue. Because of the bearing of the letter oni tL^vliola probtern of technological assessment in a political envirom ^Hbc bour of
ie b
the letter is reproduced in its entirety, as follows:
DKAB Dox: This is to inform you that I am resigning as a m^iahfr'and chair• man of tho AAAS Committee on the Alteration of the Knvironruwjc. It i.s with
great rehietanco that I hiive cwue to this conclu.sion. TJie decision was not an
easy one to make and was based on two factors. Out- i.s that of severely limited
tijae: 1 .should iiavo realisii'd earlier that the enormous dwuanils rcijuin.-il of tin;
chairman of the committee would conflict witli my heavy m-iuZeniii; jidmijji.'-tra. tive duties at the university. The other i.s t h a t o f - t h e VSetnain issuer already
this issue is creating treinendous pres.surt'.s f»r tlie committee, not only more
time consuming and diflieult but wiiieh will also endanger U.s v»-ry purj'o.-e.
' iWhen we set up the committee we were concerned with intellfC'tual and practical problems of environmental alteration, whether they resulted from the i»&gt;i&gt;ulation explosion, from modern industry, from automobiles, from thy overuse of
jtpsticldes and herbicides, or from the excessive use of agricultural fertilizers.
The AAAS was concerned that it should not become directly involve*! in itoUtir-s
arid that it had a role to play in pointing 1 out to the public and the Government
' ways in which scientific .knowledge should be the liii.si»- for governmental action.
It also recognized that we were going to have to deal with tin; i»rohl"in which
has arisen in Vietnam due to the use of chemical agents, particularly lierbict(I"&lt;,
by the Department of Defense. However, we did not wane the basic life of the
' committee to be OTerwhelmed by this particular problem.
• '•
It appears that I was naive concerning the political pre-s^nrf* In relation, to
the Vietnam problem. Someone, probably someone connected with rh« Depart"
inent of Defense, leaked the report of the JJid'.vest Rr-'-'enreli I n - i t i t u t i - to fin 1
New York Times evtn though the report has been denied to the AAAS until the
National Academy of Sciences evaluates it. It is clear tli.it it is going to be
extremely difficult to obtain an impartial view of the report.
One might think chat professional scientists would not expect the ci-mmtrtee
to reach conclusions before it has received scientific evidence, but this i« clearly
not the case. The correspondence reaching my desk, and t.lie telephone'Crti!-• —
• niany of them from very "distinguished .scientists—iiidie.T'e"'that "many poodle
nave prejudged the issue before-any commiitfe can be formed. Ouj&lt;: t !vr.-? are
. trying to determine the composition of the committee arid the concliwir&gt;n&lt; tiian
it will reach. If this seems exaggerated, I would refer one to Luther Carter's
• article in Science, January 12, IMS.
Anyone who knows me knows that I would be unwilling to chair a committee
that would either whitewash tiie Department of Defense or would reach conclusions before scientific evidence was presented to i t ; I would also be unwillins
to servo on a committee that j 'was organized in advance to condemn the De-'
partment of Defense without adequate data. Though I have serious doubts of
the military necessity, or the morality of the American participation in Vietnam.
if I am to serve on a AAAS committee I must do so as a five agent. The r«&gt;!itical
climate within the membership of the AAAS is such that I do nut believe that
nn Impartial study can be made. I am al&lt;o afraid t h a t tin; Vietnam war and
the emotions that it creates makes dilHenlt any attempt to really evaluate tho
other important problems of tho alteration of the environment.
I reali/.e that my delay In reaching these conclusions has caused difficulties
for the AAAS. I can only wish it every success and IIOJH' thut a committee can
•be set up that can be of value not only to the AAAS but to American society.
With my best wishes to the officers and directors of the association,
Sincerely yours,
.'•
' ..
.
DAVID R. GoDb.uio.

Tho article by Luther «T. Carter to which Dr. Gmldard referred in
his letter was an attempt to specify tho task of the n.o\v Committee,
on Environmental Alteration, and to indicate tho nature of the challenges that faced it. It opened by stating that the- first order of business of tho committee would bo "the ecological impact of chemical

�agents U'-ecl^BK"ietnam and elsewhere.'* Factors in this consideration
would be t^^Bl! study and the NAS-NRC review of it. The_j&gt;ositions of th^Ppartment of Defense and leading critics of herbicides
in war were identified. One item of criticism of the cpmmittee «cited
by the article was tlvat of Dr. Pfeiffer. According to Carter: .
Pfoiffor fi-cls that, \\-hilo the new committee is chaired by David R. Gtoddard
mvost of tlio University of Pennsylvania) rather than by Dubos, it is essentially
fc;:tUu!ation of the iul hoc comiuittoo under a new name. His confidem:« in it
l'.'i be greater, he said, if among (lie members to bo added are people wach as.
i'^on ;it&gt;it two Harvard contributors to Scientist and Citizen's issue on ctuemicnl
ril warfare—John T. Kdsall, a biological chemist, aud Jean Maj'er, a
and specialist on the history of public health.
.
' '•

in his article, observed that among the members of the
'wore Barry Commoner, who had been a leader in the
information movement, in which Pfeifl'er also had been
Two other members—Dubos and Athelstan Spillmis—were
of the science advisory board of Scientist and Citizen, official
public-lit ion of the Scientists' institute for Public Information- Also
in the article. Carter had volunteered the editorial comment that not

confine Tthemselves to recommending further studies or action by
others." «
Xational Academy of Sciences Review of .MRI Report
The haste with which the MRT report was pressed to completion' is
.-Mrgested by the method of its delivery. On November 7,1967, the jSTAS .
P.sriel met. with personnel from MRI and the Oflice of the Dissector
f'! De-fense Research and Engineering, at which time copie's of chapters
1. 2. ?,. and 5 were turned over for analysis by the Panel. Then, on
D*'''V!i:ber 1. MRI mailed directly to the NAS Panel members complete
'••i-.Mu-s of the report. However, according to the later recollection of
V-'iliiam B. House, director of the Biological -Sciences Division, Mid•\.--~i Research Institute, the institute was dissatisfied with the appear;•&gt;.::•&gt;•• of the document, which had been typed on one side of the- page
only, making it voluminous in size. Copies of the revised report were
r.'i-cived by O.D.D.R. &amp; K. on December 20. These were sent, to the'.NAS
J Panel to replace the earlier copies. On January 31, IOCS, the NAS Panel
; Import was rer-eived by O.D.D.R. &amp; E., and on February 15, th? MRI
| report was made available for distribution by the Defense Docunawnta:
:| t;on Centora.s a method of public release.
| The review of the MRI report by the National Academy of Sciences
j (NAS) apparently beer*in Novemlmr 7 and was completed by Jatuwary
-i : '|, lOHS. In the mi-untune, however, as Dr. Goddiml had indicated in
| his letter of resignation, &lt;i discussion of the MRI report's findings had
: uppenred in the New York Times :' weeks earlier, and had apparently
|
;.f stimulated further excitement over the issue.'Treatment of the report
port
-,'oy the NAS was some what noncommittal.
I TGI*" I'D ''jr S\n~'nri*r'

r&gt;Vw A A A S

"Commlttco to Study Cliemicul Dcfiillnntfi.-

The report itself was a substantial volume, 3C9
referencing 147 persons as_ information sources, — :
1,500 items of bibliographical references. The re
ing findings: 79

aultilithed,
iges listing
the follow-

(1) Direct ecological conscrjuence of herbicide use in Vietnam wns tb£ destruction oC vefe'etation, setting a region back to an earlier stage 'of development,
from which the process of restoration would then occur.
. (2) Food chains of fauna mid heterotrophic; plants would be altered. 1
(3) I'hytotoxicity of herbicides in the soil wa:s not a con.-udrration. nor were
letluil toxicity to humans or wildlife, or concentration of deleterious chemical*
in food chains.
(4) Data on chronic toxicity were incomplete.
(5) Data on aquatic environmental effects of herbicides were inconclusive
:and niixed — some favorable and some unfavorable.

The report then identified four important areas of uncertainty that
. remained:
(1) The effect of . 2,4-1) and 2,4,.&gt;-T on water quality.
'(2) The possible threat to mammals and birds already approaching extinction.
(3) Micrometeorological effects of forest denudation.
!
(4) Possibility &lt;jf exposing lateritic soils, such as to result in tlif-ir hard&gt;nins
-•and infertility. .
•

Reoicw of MRI Report by National Academy of Sciences
In accordance &gt;vith the understanding between the O.D.D.Tv. &amp; E.
staff and the board of directors of AA'AS, the NAS Review Panel
was to comment, on "the thoroughness ;i:.d accuracy with which the
scientific literature relating to herbicides and their ecological e:"
. had been examined and evaluated.''
•
•;.-' The NA.S assessment (presumably drafted by .the Gluiirinau o!: the
Review Panel)'1" noted that the Panel had not functioned as a committee "in the usual sense'' because they "did not have an opportunity to
meet as a group after the final report was made available." They had,
however, provided specific comments and advice on early drafis of
•chapters in the report and, after completion of the first full dhift,
.submitted corrections, suggestions for deletions and additions, laud
general comments." The consensus of the Panel was as follows:
(1) Midwest Hosearch Institute Iws done a creditable job of culUrtin^ corrt&gt;t-tly abstracting, and citing much of the relevant published InfiTiiintitin, although, under the cifi-unistiuuvs, tin- report could not In- expected to covi-r in
u truly &lt;-ompreluM&gt;sive way so vast a literature. '
(2) Of necessity, the preponderance of the matt-rial deals with herbicides as
tUi&gt;y are used in vegetation matia^i'iuent in a diversity of situations and environments. On this general topic, abundant data are available. However, the M.-U-Utitic literature provides markedly less factual information on the ecological cmisenuciuvs of. herbicide use and particularly of repeated or heavy herbicide
applications. The Midwest Kesrurch Institute report correctly iviUrts this
disparity.

In transmitting the. report to Dr. Foster, January 31, IOCS, the
Pivflident of the National Academy of Sciences, Frederick Seitz,
' TnrnphrftMi'd from MRI report, Op c l t . , pp. 2nO-2!&gt;2.
"Tin- iviuiol WIIH Hinlri'd hy l&gt;r. A. S. Crjirtu, ViilvrTstty of Cullfornln at tinvli. Mem1v&gt;r« wrc : Or. K c l t l i C, HiirroiH. illrcctur. I'lunt Science Ilowiirrh rind IVvi-lupmcDt,
I)&lt;iw CliiTiilrul C&lt;». : l&gt;r, lUfiiiint Kfliri'iiH, ili-tuirtiiK'ni »C *ite«tiatny nn,\ pliint irftu'tlfs.
« l n l v . of M l n i i . : l &gt; r . W l l l l u i n S. lti&lt;iuiliiKlii)ir. i l i ' i m r t i H i - i i t of tx'tany, Unlv. of Mii.-!i. ; Dr.
W l l l l n m K. Kurtlfk, {tcpiirtinnat of farm rni|'«, ()n-i;»n Htuti- i'nlv. ; nnj Dr. Wiirr.in C.
Sluiw, crop roxi'iircll illvlnton, A c r l c u l t i i r n l IteMcnrcli Scri-liv. U.S. IVpt. of Agrlcu'tute.
Th«.M!&lt;I ri-port w«n Hiihmtttitl to the 1'rcnlUctX ot.tlie N'.VS. Jun. 29, IOCS.

�expressed the view that "it is clear that the compilation of this report
is onl
-'ep in investigating furl her fc3ie ecological effects of
^^^ herbicides. Some research in this area is now under
but WiK more 'needs to be clone." Dr. S«*itz indicated that "the .
Academy will be glad to participate in any useful way in the planning
and promotion of such research."
Attached to the Panel report were 16 excerpted comments by mem| bers, not individually identified, that the chairman judged tp be
"informative and illuminating." These are briefly summarised as, •
follows:
•
• • . , . - ,
A good job, particularly considering the short time in which they had to- .
conduct the- study and prepare the manuscript.
There is a need for short-form [ecological] studies [including determination
of residues in
fish].
•
.
.
* * * A substantial report in the restricted time available * * *. However,
the re]x&gt;rt cannot be considered a complete compilation of the available scientific
literature on herbicides or the ecological consequences of herbicide tisasc .
Unfortunately in ecological evaluations quantitative conclusions must in
c:fi-t instances ?:ve way to qualitative judgments Erased on past experience.
'Questioned the "areas of uncertainty" cited by tlie MUI report.)
.'T'ifferencc'in biomass betwen Vietnam and temperate regions exaggerated.)
"; l:e entire section evaluating the major ecological 'Questions and making a
j, :,'ment on each one is sound in all respects. It is conservative, yet not ex^ x-'ively so. * *.* The problem of soil laterixation [rsiay not be real].
I am very favorably impressed by this entire section of evaluation.
* * * Reasonably accurate and fairly comprehensive Teview of the literature.
(Ho-wovor, noted that there was a dearth of literature directly pertinent to- th? title of the MIU report.)
Kcological consequences of herbicide use, which is the main theme for the
nianu&lt;=cript, suffers most from the inadequacy of the Jtuforiuation available to- , .
actually present an assessment.
.
„
..
-•• . . ' : " .
* * -* A more adequate job could have'been done in reviewing current researchuii'lr-r way to strengthen infonnation on ecological nspt'-cts eff herbicide use.
I
(Tlie report did not consider a wide array of ;';:'-&gt;j-?efs !by the Department of '
I ---. -,-r;-:ulturi! bearing directly on the relationship oH ii'-rlijcMcs to the environment.) _ '*
'- ' *" An enormous number of hours researching the literature, and developing' .
| ; -.i.k^round understanding of tlie field of herbicides. * * * Put together as a .
j r- :•. :li entirely of knowledge gained -through literature review without a working-.
I J-.-i'.-kground in the field involved. (Frequent oversitaplsffications but.reasonably.
I thorough and authentic.)
'
-^ (Evaluation by XAS is based on currently used fceirlncides.)
'I (Ic.suflkient knowledge available about movement antS persistence of picloram
S : M S'.-ils and water.)
.
'.";•.
ii {Concern for lateralization is exaggerated;'soils aze not laid bare.by her*
H-iddes.)
.
'
- ' •
••• -

rf the MRI Report
'
'
\
. ;\'. .
\ Ta the professional press, the if RI report had a&gt;. smixed reception. Dr..
11'red IT. T.-;cliirley, an authority on herbicides with the U.S. Depart- .
'if! -\';i of Agriculture (Assistant Chief, Crops Protection Branch, Agri.if::.]rund Kc.-'oarch Service, USDA), called it a we33-done literature re- '
fvlew but "disappointing localise its direct applicability to Vietnam
.|i.-i so tenuous."S1 Ecologjst JFnuik E. Egler, who Iiad pioneered in the
.}u-e of herbicides in Connecticut, comp In ined of the study'that "NcitJier • .
•the published literature, nor the scientific knowledge allow us to make,
~-y,\ afif^-ssment of long-term ecological effects of extensive or repeated
i:..-« of herbicides."" Howard T. Odum, of the University of North
j—
.
'"litvlewH," Kcotogy (Vol. ^f•, No. 6), p. 1212.

'

. .-

'

Carolina,83
observed that "Data on Vietnam ecosystems are not in this
volume." Science News titled a description of th^H^I study "The
Nondefinitivelleport." 8l
^^H
'
deception by the general press was also diffusecl^BFinconclusJve.
' i

-i r

J.I.- -.,...,...* 4-1.,,f *!-.„,

Vietnam." 0 " INCWSWCCK wits jnun; »A^U^.II&gt;. jji^u. ,. t ^.. v..^ ......^..v.v-voluminous report in hand, neither the. Pentagon nor the AAAS is
• likely to be satisfied entirely." in fact, the article continued, "Thy real
evaluation—in the field—must await a quieter and safer time for scientists in Vietnam." 80
Thomas O'Toole, in the Washington Post, had his story headlined
"Defoliation Threatening Viet Wildlife." 87 William Hhies r story in
'the Washington Evening Star, was headlined "Defoliation Study a'Bit
Hazy—Vietnam effects unclear."ss
A succession of headlines- in the Xew York Times illustrates the
equivocal effecti of the ^Mill study. _ Thus, on January*^T./\a preliminaryY*4. -»
i i
»j. 1 . 1 t. , „
.i',.,,-.^,/] ,.-^_. 1
T ii,, .,/] J»T
?

ew Victim or me n ar, xuaiuiue/ -; It is possible that much of the news comment about j:he report was
j prepared on the basis of a short summary of its contents prepared by
'Dr. llaywai'd of the oflice of the Director of Defense Ittseuivh and
, jEnghveerhur find released' arpun'd"February .1', ls"&gt;GS. The full 'Mill •
I report and'jt.he accompanying XA-S analysis were hot releaied' until
'February la.
- •
" : . '
In the .opinion, of Dr. House, "* * * The, press, at least to my knowledge, [were] addressing themselves to a release before the report itself
was available. Although it mentions in the release that it was a 3t59•'.pago "state-of-the-knowledge.'! survey, 1 feel that some of the comments conun'g from the press might, have been slanted in a diu'erent
way if they-;had been reporting directly from the report itself. The
report carried a considerable amount of factual data and our pliilos. ophy in approaching this problem could not be adequately expressed in
a 41/j-pago summary." 03
.
By the latter part of February'IOCS, there was a good deal of confusion as to the status of the "technological assessment'' that the AAAS
had undertaken in response to Dr. Pfeiil'er's communication, Thisstato
"Idcm.
« vol. n:i. 24 TVb. inn&lt;». p. iss.
» (Kch. 2.'(, 1110S), p. 70.

.

» (Fob. so, i n n &lt; 5 , |&gt;. no.
« h-'ch, 11, inns), p. A-l. .
* (Jan. SI, 11)08), p. A-7.
» (Jim. 7. 10OS), p. 3.

*&gt; (I'Vb. 1.1, lunsi, p. 4.
•1 (Fi'h, IS. I'.H'.Sl. II. 5.
« (Vc-ti, an, uxts&gt;. p. o.

*» Jitter to Mr. Cnriicntcr, op. clt.

�.

,v
•|
•jf
.'4
.f
$
4
.'-'
$
•'3
:Jj

formexl to inviSJ^Po us&lt;\s of cli'omlcal and biological agents. I'feiffer haw offered'
to servo and is now planning to bring pressure on the association, to spoEwor an
extensive symposium on the subject. The Scientists' Institute for Public Inferjjujtian in Xcu' York will be eulistod by I'fciiTer, nltlioug'i another group—Thysiciiitis for Six-ial Hfsjvnisiliility—has already offered to help. This group tos had'
exivrieuro of firsthand Held research in Viotnam, having visited hospitals there.
If the AAAS won't, sensor the symposium, said I'feifl'er, another organMationlike the International Red Cross or the World Health Organization will be-'
approached. ''The symiwiinm would hopefully stimulate people to go iflito the''
fit?Id and get data on the effects of herbicides. This should include Vietnam in1
areas which are not continually under fire," Pfeiffer said."

I Thus, by the. first, half of 1968, the problems of conducting a teehno$ logical assessment by a large association of scientists had been identi3 fled as complex and formidable.
3 There, was the importance attached by many leaders of the scientific
| community to the preservation, of the canons of scientific objectivity,
.5 which meant avoiding resolution by scientists of technical issues into•I which a considerable element of political controversy had entered.
: | There was the problem of screening out of the controversy the bias
4|of those who were opposed to all forms of participation by the United'
t|8tates in the Vietnamese conflict, and who rejected out of hand the•"^defoliation program as merely one- more Manifestation of a program
Jfto which they objected on broader, political'grounds.
:•* There was the tendency of some scientists to recrard the orgainiza:

'•-i'

•

.. . 1

. . - 1_ . •

IT-..

f

: 1

• •&gt;

.

.

/.

-r^

»

^

. .

'; a conspiracy to defend and justify programs simply on grounds'
•r&gt;; ;hort-tenn military expedience. .:^ There was the fundamental difficulty that the sciences "contributing: Jo- -ecology u'cre insufficiently developed to permjt definitive findings
|i- to the long-range impact of herbicides even. in the United States
Js-.-here they had beeji used for more than two'Vlecades; so that an
"|i -:&gt;--?ment of repeated and possibly heavier application of herbicide
in an altogether different ecology, under the hazardous coiidi•\i\--:\&lt; of a diffused guerrilla warfare, posed insuperable problems of
•J/^nitive assessment.
I An assessment of the use of herbicides in Vietnam required (ft)
•"'Vrvincial resources to mount an expedition, (I) military support for
,,|' t f » gain entry to the combat area and receive protec
protection wliilo
' j r n ' j f - t n g its onsite examination, and (f&gt;) stafling by recognised
'-'-iontists unconnected with any aspect of the defoliation program to
-tablish objectivity and maintain credibility. It. had l)ecome apparent
|i:rit tho-MRI report was only the first step toward such an assessJi''nt. Wljilti it had eliminated- a number of questions it 'had raised
•'|r underlined others. Hut there ii[)peared to be a growing consensus.
" ' . further investigation w a s needwl.
.-

J

" SclenUDc Research (Feb. 19, 1008), p. 12.

,.J _l^n r r —

^^^^

There have been outright attempts to kill the project couiplete^^^ v,-&lt;-nt on].
Are American scientists capable of making an inderxmdent study or not? So
far the situation has been up in the air. You cannot get the AAAS board of dire-ctors to commit themselves to'such a study, am] I don't think the average AAAS
member knows that the study was ever being considered.
. He regarded the use of defoliant chemicals in Vietnam as a "burning '
issue" and said: "I hope the new committee can send a. group to Vietnam, and that it will include people who are concerned with this
. issue."K
•
, '
•
-.
Dean Price saw the role o£ AAAS somewhat differently:
' .
Our role is far from finished [he said]. This i» a slow process. My own opinion
is that we had the choice between the kind of operation that would call for
n. large staff and large sums of money to do firsthand field research. The AAAS
has never done this. We operate by committees and review field work done by
others. To do Held work In the combat zone is even more difficult.
We could have mounted a protest movement which would have achieved
little and which would have been opposed violently by the overwhelming majority
of our member*. The other way was to get the best scientific study done, and
then have a committee of hard scientific competence to review it1*

When tho MRI report, and the accompanying assessment by XAS,
reached the oflices^f AAAS, early in February, the association was
unable to take any immediate action because there was no continuing
group in session. However, in March, the board of directors met
and voted to accept directly the responsibility to review the Mill
• report. Arrangements were made to have copies of both th« report
and the NAS assessment, provided'to all members; in addition, the'
AAAS staff, was asked to send copies to a number of consultants to
secure their comments and advice.97
•
The precises function of the AAAS in relation to the MM report
is not clear. From the point of view of most board members, the- important question was^the broad, long-range condition of tlu&gt; human
environment. The military use of herbicides in Vietnam was decidedly
secondary. Tho latter issue was also so inflammatory that any AAAS
committee asked to study both the general environmental condition
.and the specific issue of Vietnamese herbi.cide usage, would be under
great pressure topical primarily with the- secondary issue. Experience'
had shown tho diflieulty of organizing u committee willing to accept
both.issues.
'
Onco tho Mill report had been received, the board decided- to
accept direc.t responsibility itself for the assessment of the report and
of the Vietnamese herbicide issue. It was not accidental that a number
of board memlxjrs were qualified as biologists or ecologists, specifically
""'Chemical War: a hot potato for AAAS," Scientific Research (Jan. 22, lOOS), p. H.
. •i Theno wore Bent t«» members of the DiiUos Committee, ami of tho Committee on Science
" Idem.
In tin- I'romutliin of Human W e l f a r e ; they iiNo WITH Kent to nine presumed authorities in
tho Ili'M. of whom only three rrttirttnl tliclr comments before the June nwtiui; of (be
Board, Ho.wever, at the .Tune/ meotliiR the Hoard received the benefits of extciuU-il com. Ou;niH from llnrnlit Coolldno, executive director of tin- 1'acillc Science Hoard, whu had hrcn
In Vietnam a few motitlm earlier, and hud met with Vk'tnamcHe HClcntletM IntcrcstvU In
tin; ecological cffcctH of the m l l i t i i r y Mac of hfrblcltlcH.

�( f u - v . Giiiiiiionc'r, Huagland, Steinbach, and T h i m a n n ; the biologic
soien.v.-; h^e always been strongly represented in AAAS membership
and Kv^flwp, although nol necessarily the particular sulxfeciplines
(tropid^^Blogy, plant metabolism, weed chemistry, an&lt;I control
proeesse^Wc.) most precisely germane to the MRI report and the
related Vietnamese issue. On the other hand, the board members '
reasoned that the board itself could not escape ultimate responsibility for any.report generated by the committee of the AAAS, because the public, release of any such report would require board review
and approval in any case. Moreover, the issue was regnrdetl ..as less
technical than of a'general scientific-political-organizational nature.
' The issue was what AAAS should do about the MRI report, rather
than the scientific task of designing a field study of the consequences
of the use. of herbicides in Vietnam. Finally, the board could, If necessary, obtain the advice of a technical. committee or of individual
consultants, in handling the matter. Distribution, of the MRI report,
as described above, would facilitate this.
•
Assessment of MR f Report by AAAS Board of Directors
In mid-July IOCS, the Board of Directors of the AAAS issued its
own policy statement on the use of herbicides in war. The statement
took the form of a review of the MRI report, together with'tlse XAS
commentary on it. The board almost unanimously issued a basic statement, accompanied by three supplementary-statements by "some members of the board of directors," and a separate dissenf by a single board
member who preferred an entirely different analytical approach.
In the basic statement, the board expressed t-h'e conviction that
"many questions concerning the long-range, ecological influences'/of y "
chemical herbicides remain unanswered.;" One of these was the extent :
of long-term deleterious-effects of the forest defoliation in Vietnam.''- : '
They also questioned the use of arsenicals on crops and the "ultimate
route taken by arsenical compounds in plants, soil, aiWl animaJs.w Accordingly, (hey did not '"'share the confidence expresses! by the TVj-wutment of Defense * * * that seriously adverse consequences win not
occur as a result of the use of herbicidal chemicals in Vietnam, insofar
as arsenical compounds are concerned.'' They also took account of the
"serious concern expressed by scientists in Vietnam 'over long-term
environmental consequences of the military use of herbicides." Be- '
cause of the uncertainties in available, evidence of these consequences,
said the board, "such charges cannot now be answered unequivocally."
Accordingly, the board recommended—
\
That a field study he undertaken under tho auspices nnd direction of the
T'nited Xntions, with the participation of Vietmtmpse scientists arwl scientists
ir'/m other countries, find with cooperation, support, nnd protection prorhtwl !&gt;y
I-he contending forces In the area. This study, which could well ho supplcHsr.-jited
&gt;.'&gt;• pxi*'rim&lt;-;if;il work els"when&gt;, should provide n detailed environmental tin- • .
.'jjys-is of the lonff-njiijre effects of the agents used and of tho steps necessary to
.-; r-ure optimum future prodinMrltf of tho environment for the welfare of its ., '•
i.-.h.ii'itarirs.
-. .
•
•
•...._....
- ."". .
Further, we nrjre that the maximum possihle, nmourit of relevant data be .
released from military security, so that the scieritistw conducting the studf anay
kiioyv the
r-mjiloyed. arcnn affected, the ngent.s used, the dates applied, nnd the dwiages

We express especial concern about tho nsc of arsenical hprbl^kg! in Vietnam,
and urge that their use be suspended, if it has not already U^^HJopiff'd. mull
the ultimate fate of the degraded arsenical compounds cai^^^Kre reliably
determined.
•
^^J
We recognize the difficulties involved in the proposed field study: however, it
.is our hope that the feasibility of such a study may be increased as a re-ult of
the current peace talks ijj| 1'aris.
Finally, we hope the' recommended study can bo initiated promptly and we
proffer the good offices of the association in helping to plan it and to publicize
its findings.1"
'

One.' supplementary statement, by Messrs. Commoner, ITolton, and
• ' Steinbach, declared that the herbicide program, should be stopped because (a) U.S. experience was not relevant, in view of the higher do=ajre
levels in military use; (&amp;) the chemicals inhibited the formation of
nitrogen-fixing nodules in leguminous plants; and (c) might cause
widespread chromosomal, damage among plants. Moreover, the use of
herbicides raised serious moral and political questions whiHi "Ought
to bo carefully considered in the present national debate on the morality and political wisdow of the war i n Viet nain. 90
A second supplementary statement, by Messrs. Roberts and Tliimann, took specific exception to the first supplementary statement, and
held that "the use of 2,4-1) and 2,4,5-T for defoliation of forest cover
probably represents a military device for saving lives that has an tui• precedented degrefc of harmlessness to the environment." in!'
A ^ third supplementary statement^ by Messrs. Glass, Hoagland,
ilolton, Klopsteg, Price, Kees, Rieser, Roberts, Steinbach, and "\Volile,
agreed that United Nations sponsorship of. the recommended study
• would be desirable, but insisted that "iix case such a course of action .
•'is not politically feasible for the United Xations,'theU.S. Govm-maent
should reserve the option of initiating and supporting such a study
..through some private institution or special panel of independent
observers." m
A fourth supplementaiy statement', by John A. YTheeler, a juiclear
physicist, expressed the view that 20 years of ecological research would
not produce "an order-of-nmgnitude increase in the available iuformat ion," and that enough was already known for the immediate jwlicy
decision. He recommended greater effort in disseminating herbicide
information, issuance by tho United Nations of limits on arsenical
herbicides, U.S. research on herbicides in the. United States, and ac• ceptance of tho existing situnf ion in Vietnam in which the local people
had tho responsibility for deciding tho military use or nouttse of
herbicides.10;
A clarifying exchange regarding this action by the AAAS board
appeared subsequently in the pages of BioSciencc, the journal of the
. American Institute of Biological Sciences. Prof. A. Carl Leopold, of

»» 11)1(1., p. 2.Vi.
Iil.'tn.

�ti:o Department of Horticulture at Purdue University, in an editorial
stareme-m aj^^^ t h a t t!ie cil'oets ot' military herbicide use should be
studied; bi^^Bacted strongly airuinst the position taken by Messrs.
Commoner JpPFon, and Steinbach: "* * * With 500,000 American
men in a killing war in Vietnam, to assert that this herbicide cannot
Iv used in protecting them, when we use f&gt;7 million pounds of it per
year in our own country, is fantastic.'' 103 The three AAAS board.
nu v mlK&gt;rs whoso, position Leopold questioned, replied in a joint statement in the December issue of the same, journal. They referred to Dr.
Fu-tcr's assurance to the AAAS board, by letter of September 29,19GT,
(1) Qualified scientists, both inside and outside our ^Government, and in the
governments of other nations, have judged that seriously adverse consequences
will not occur [from the military use of herbicides].
(~2) Unless we had confidence in these judgments, vwe would not continue to
employ these materials.
•
'
.
.

The respondents insisted that what was involved was scientific judgment : whether the use of herbicides by the military services would in
fact, have serious long-term ecological consequences. They went on
to suggest that the Leopold editorial "* * * reflects confusion re-.
garding the role of scientific judgment in the social issues which
involve substantive questions of a technical nature."
Kvery technology [their statement continued] involves benefits and hazards;
scientific evidence is required to evaluate the extent of (fee hazard associated with
a given benefit. However, a judgment which determines whether the estimated
hazards outweigh the estimated benefits is not a scientific matter. Such a judgment
must be made by an individual on ethical grounds, and Ivy a society on the basis
•:&lt;f political decisions, which it i.s to be hoped, reflect ilic moral views of that
society. It i.s i/erhn]« useful to point out that the Ooveniisaent of the United States,
has already forsworn the use of certain weapons in Vietnam that might con- .
'•civably, in the short run, save the lives of some U.S. soldiers: nuclear weapons.
The present question i.s whether the chemical weapons now in use in Vietnam
ought to fall under a .simi'.ur proscription. Leopold is, o€ course, free to express
his own view &lt;in the moral Judgment, but he, and other responsible members of
•In- scientific commur;ity, also have an obligation to refra.it] from confusing their
own moral judgment with scientific fact.10'
,.
• • • -

of AAAS Correxpowhncp, with Stale. Defoitsc, and United
• Nations .
'
. • - •
Following the AAAS board meeting, lot tors were sent out "July 19,
|]Oi;,S, over the .signature of Dr. Dael WoHle, e.woutive ofiicer of the
f AAAS, to the Secretaries of State and Defense, and to the Secretary
:]' (t-iH-ral of t!ie United Xations. The letter io list- Secretary General
rransmifU'd a cojjy of the statcmont by the Ixwrd of directors, and
fn-k-ed that consideration be given to the, proim^n] that (he Uniled
Xah'ons assume responsibility for a study of the long-term effects of
jthf 1 . u-c of flii'inii'iil hei'bicides on the ecology of Vietnam, This, said
it : ic Ictft-r, would be a ''means of insuring objectivity and iutjTnatiniiiil
|;&gt;artiri|iafinn "' * V The response, August 5, signed by .lost' KolxiF'f-nnoft. fixU-r Secretiiry fieneral for Special Political All'airs, indi•atcd that, the Socivlury Cioiu'rul oll'ered assunmcos " * * * that the
|.iatt4T of Hicmiral and bacteriological weapons 5s receiving his very.
i-ioHc attention."
•
8, vol. IS. No. !)), p. «53.
i," KiuSclmrv, (Ijrcrmbnr, JfKJS), p. 1007.

The response of the Department of State, dated Septea^er 3, signed
by Charles E. Bohlen, .Deputy Under Secretary, to^BLte of the
fact that "there are differences of opinion on the use o^^Kn chemicals even among the members of this distinguished grou^r l^ivcalled
'that limited studies, already made by Government • agencies, had
"failed to reveal serious ecological disturbance.-;/"- It. acknowledged,
however, that "the ultimate ell'ect, of these herbicides c"in_ be determined definitively only by-long-term studies." Accordingly it favored
• such a long-term study in Vietnam. However— ' .
Such studies in combat areaH are.'obviously difficult at present. The United
States will be happy to cooperate in responsible long-term investigations of thi.s
• type as soon as practicable. The participants should be selected on the basis of
their scientific competence to insure acceptance by tbe .scientific community.

, The AA AS letter to the Secretary of Defense expressed "ratification
at the MR I survey. .But it noted "that "* * * on .a number of points
information is lacking or insufficient."
• .
The [AAAS] board has concluded that a study should be conducted of the
long-term effects of the use of chemical defoliants on the ecology of Vietnam, and
• has proposed that that study bo carried out under the U.X. auspices. A majority of
the members of the board have added a supplementary recommendation that th««
United States assume responsibility for such a study if the United Xations is
unable to do so.

gn
t eip
the AAA|S board,1 and repeated the earlier assurance that herbicides
..would not be used if competent opinion found them to have scriou.slv
seri
adverse-consequences. The.letter continued— • ' • •-.-- - - -. •
•* * * Vife.have continued to gather data and to repvaUiate-aU available data
and technical judgments. While th^re are a number of scientific. i|Uc&gt;tii&gt;:i&gt; left
unanswered by available studios. I those fiuestions apparently \\uiiiil ;n&gt;f be
answered Iff additional, short-term investigations. On balance, wo continue to be
• confident tjiat the controlled use of jherbicUU-s will have no long-term tvola^u-ul
• impacts inimical to the ix&gt;ople and interests of South Vietnam.
Before we started the herbicide program in Vietnam, we siwnt a year studying
the effects I of. herbicides on experimental plots in South Vietnam. \\V hud ai.-&gt;
compiled n botanical survey of South Vietnam, a copy of which is attached. On
several occasions we have sent scientists, both from DOO and the IVi&gt;:ir;tiient
of Agriculture, to South Vietnam, to search for evidence of adverse ecological
change. 'Tlie Department of State and AID hnve also made evaluative surveys
utilizing consultants from universities, the Department of Ai:ricuUiin&gt;, and
the U.S. Forest Service. To date, ail of the reports of these surveys indicate no
evidence of serious adverse ecological effects.
. Systematic scientific investigation in combat zones is virtually imixis-ible.
Substantial military protection I i required to secure an area for meaningful study.
Therefore we have devoted effort to studies' of analogous areas. \\V .-upporfed the
Department of Agriculture in a fi-year study of herbicides in areas nf Puerto llieo
and Texas which are similar to areas of South Vietnam; a copy of the ivixn-t on
those Investigations is also attached.
Wo have boneliltod from the-experience of others. For example, ur.-onica!
herbicides have been used extensively in nibbor and oil-palm plantations In
Malaysia for over 20 years nt application rates 5 to i&gt; time* in i«xivs.s of timse
used In South Vietnam, apparently without adverse eil'ects. The ar.-enical we
'have used,(dimethyl ursinio acid) I.s one of tin- least t«xic of herbicides to
mammals.
Wo are, -of course, continuing our Investigations and Mirvcyn. 1 believe we
have consistently taken n responsible and o|M'timinded approach to the herbieido program of the Department of !&gt;efenve. As SMMUI i\* iwaceful condition's
return to Vietnam, niul M.v.stomati'.' scientific Investigation becomes feasible, we
will support additional stud ION in nil ways that im« legal and proper.
'

�t Attempt at Herbicide Assessment
ion that seems relevant to the calls for an immediate
ly of the effects of repeated use of herbicides on the
logy was an assessment under State Department
Vietnamese
auspices in Saigon during'September IOCS. Apparently no single
vector was responsible for motivating this assessment; rather, it was . '
the culmination of a number of unrelated developments:
The request, by the, AAAS board of directors that brought in
the United Nations, as well as the Department of State;
The. fact that Dr. Fred IT. Tschirley of Oae U.S. Department of
Agriculture, at the request of the Department of State, had niado
ecological observations earlier in the year In some areas of Viet-..'
na?n where herbicides had been used;
_
_. • '
The fact that the AAAS board of directors was still in c'om" munication with the Department of Defense on the herbicide
issue;
•
'
. ' . •
The apparent concern of officials of tine Agency for Inter- '. national Development. (AID) over occasional instances of inadvertent damage to crops from military herbicide spraying.
operations;
. .
The drumfire of propaganda from Hanoi and Peking, charging
1
the use of "poisonous ' herbicides (which tiae Yietcong guerrillas
apparently accepted at face value) ; .
The possibility that "world public opinion" had been influenced
by Communist allegations that required contradiction from well- •
. documented sources:
• ••
•' "1
The possibility that South Vietnamese officials and public.re-. ;
""'qtiired some degree of formal reassurance.
.
. . •'.•';"•.."'""•','.!
Apparently, the herbicide program in Vietnam had been. subj
jected to repeated reviews and assessments within the official U.S. '..
ini-sion to Vietnam. A report by Elizabeth Pond .in the Christian
S'"'-'-nce Monitor, in late 1067, noted that in the spring of that year,
" Fallowing damage to rubber trees and to fruit trees, the military command reportedly ran a reassessment of its program and banned some • ' .
of the more volatile herbicides it had been iisuig and extended the .
radius of prohibited operation? around plantations." A more extensive
a.-.--:--^ment was in progress in December 19G7. According to the story .
from Miss Pond, "no one. in the mission questions the use of defoliants .
where military gains are clear cut and accompanying agricultural
looses are, minimal." However, there was nneasJmess "about the actual
practice of defoliation, about the. doctrine and guidelines under which
it i.s carried out." A subjective .indicator cited \Va.s t h a t "One American
••ifTiciul i;i II i Corps, the hardest hit of any of the corps by unintended
fallout, {rave the -judgment that virtually every Farmer in that, corps
knows of the defoliation program and disapproves of it." Accordingly,
there was an apparent need for "some workable rule, of thumb for
measuring potential military gain against potential economic, and . '
political loss." The economic officials, sho said, '"have asked recently '."•'"
for a technical study on tho potency and duration of effectiveness of
some of the chemicals used." In addition, the mission oflicials—
* * • would likf&gt; to run « cheek on the guidelines ttfvf In use on defoliation
operations. They would like to reconsider the permillcij margin of error, the ad-

ju«tmpnt to changed conditions due to time lags between conceptio:
of operations, and duration of authorization—-currently 1 year.
They would like to find out how much the danger of low-alti
the other delicate controls needed in mixed forest-cropland a

execution
»
ug affects

The more extensive.'assessment by the Department of State that
took place during, 1968, under the sponsorship of Ambassador ELs.worth Bunker, was reported in Saigon by the U.S. niiikion, September
J18; the text of the basic press release was as follows;
.

In keeping with tho U.S. mission's policy of continually monitoring the U.S.
jrole In Allied herbicide operations iix South Vietnam, Ambassador Ellsworth
Bunker established a special interagency committee earlier 'this year to make a
comprehensive review of the program. The herbicide program, which is under
the overall direction, of the GVX and supportf.-d by U.S. military and civilian elements, has been an integral part of the allied military effort. The committee's
tusk was to asses.s'the military benefits of the program in relation to its economic
costs arid to shidy its effects upon tho ecology of the country. The review indicated that in. general herbicide operations in Vietnam have been accomplished
without significant damage to the ecology of the country and that the military .
benefits in terms of lives saved and other factors have far outweighed certain
known adverse economic effects. The committee, however, recommended certain
steps to reduce some of the economic costs as noted below.
Assisting the committee were a number of scientific and technical experts,
pome of whom were brought from the United States for this study. Among them
was Dr. Fred H. Tschirley, an authority on tropical ecology who is with the U.S.
Department of Agriculture. He conducted a separate investigation of the ecological consequences (Jf the defoliation in Vietnam. The full.text of this study
is attached to this press release.
• '
According to the findings of the committee, the use of herbicides around base
perimeters, along lines of communication, and against enemy infiltration routes,
staging and base areas has, both in terms of offensive and defensive action., reduced the number of men and amount Of equipment required for combat mission.*.
•.secured..material and facilities, and, most.importantly, helped .to save.the,lives.
.of many Vietnamese and Allied personnel.
. • .
-- '
.
' •
The military benefits of the use of herbicides against enemy food sources ia
food-scarce highland areas.in I, II. Ill corps, tho only areas where such o;&gt;er::tions are conducted, was more difficult to assess. There was, however, considerable evidence that food shortages for which herbicide operations were partly
responsible, have created logistical problems for the enemy by causing him" to
divert h u m n n and other resources to noncombat activities.
Kfonomic costs were found to be sizable. The principal cost was in lost or
j damaged timber reserves and merchantable timber, particularly in war s-.nno P
[ where security conditions have not permitted salvage efforts. There were other,
'. minor economic losses for accideutal damage to various crops due to spray or
! vapor drift, equipment failure, and emergency jettisoning of herbicides. "The
.committee cutisideivd it within the capability of the GV\ and tho USd, however.
; to reduce and eliminate some of the economic costs of the program, prin«.-ii&lt;aliy
'through salvage operations and reforestation.
i Tims, In weighing the overall costs, problems, and unknowns of the herbicide
'programs against the benefits, the committee concluded that the latter outweigh
the former and that the programs should be continued,
(Also available for information to interested correspondent* are copies of
wveral other papers prepared for the committee on a mimlier of technical subjects, including spray drift, the toxieity of herlUeliles used In Vietnam, urn! the
persistence of herbicides In soil and water.)' -

Query Response

.

.

....If asked about implementation of Tachirley's recommendations and/or other
information concerning program controls and execution, we would respond, as Is
necessary and appropriate t h a t : (a) Yes, controls and methods of execution of
herbicide programs were reviewed ; (6) Xo repeat no deficiencies were found that
.
&lt;Dec. 27,

rnnil. "V.S, Oillelals Review Vlut Defoliation." Christian Science Monitor.
'

�.(rf) Details
involve seeuri

ng controls and tlie implementation of herbicide, programs
rmution mill tantiot be discussed.

Accompanying tlie ofiicial 'press release at the Saigon briefing were a
• number of papers that liad been prepared earlier. Three of jt|he.ge were
unclassified. One. was a detailed report by Dr. Tschirley—"An Assessment of Ecological Consequences of tlie Defoliation Program in Vietnam," duted'April 12. l!)GS.10li The other two, both by T&gt;r..C. E. Minn,rik, director of the plant science laboratory and Dr. K. A. I&gt;;irrow,
Chief of the Plant Physiology Division, Department of the Arinv,
Fort Detrick, Mel., -\verc: "Toxicity of Herbicides in Use'in IIVX,"
dated April 3, and "persistence of Herbicides in Soil and Water,"
dated April C.
The, Tschirley paper enumerated the scope of his investigation as
follows:
'
'.
. .
•'
.
The mangrove vocational complex was viewed from a helicopter overflight of
the-Rung Sat Special /.one fRSSZ) on March 18, IOCS. Defoliation of-the mangrove in the B.SSX was started in IMG, but most of the defoliation flights were
iii.ido after June 1007. A mangrove area on the Ong Doc River that hsul boon
sprayed in 1002 was viewed from a C-123 overflight on April 7, 100S.
Scmidfciduous forest in war zones C and D were surveyed from a C-123 on
Marcli 23, 100S. A more detailed aerial survey was made on March 27, 10«J8 from
a high-wing Porter aircraft. Helicopter flights were also made over many of the
same arc-as, and some now areas, in the course of being transported to and from
specific areas that were surveyed on the ground.
Ground surveys weru made from Special Forces camps located at Thien Xgon,
Kamni, Tong Is Chom, and Bn L&gt;op from March 2f) to April 1. IOCS, inclusive.
Several hours were spent in the fore,&lt;;t at each local ion, to assess &lt;ie foliation,.
ivfoliiition, sueccssionril patterns, and to get a feel for the possible effect.-; of the •
defoliation on wildlife. In addition to the personal observations, nien at the camps
•were, questioned regarding the effect of defoliation on their operation, their irnpri-ssions about the. relative difficulty of human movement in the forest (a roughmeasure of the density and composition of the ground story vegetation), and
M.shlinss tlioy had mitdo of wildlife.
.
•
Aerial and ground surveys were concentrated in war zones C and D twcause
l.irgn' areas have been sprayed with defoliant in those- zones. Portions of C and
P zones have been sprayed 2 and 3 times. There are no,other areas in Vietnam
where such large, blocks have been treated or that have been treated so intensively
'an exception to that statement: would be the DM/). Thus, tho ecological eonsequences of the defoliation program would bo expected to he most evident and
!i:'»st easily defined in those areas. War zones O and D were also acco.islhle for
neris&lt;i survey.* and tho location of Special Forces camps afforded the opportunity
nt elose observation from t h o ground.
'
- . A concluding introductory remark is necessary, This report can in no sense lie
considered a complete, authoritative assessment of tho ecologio effects resulting
from defoliation of forest canopy. The conclusions readied are judgments based
*~,n prior experience and the 7iecessari!y few observations that were poss'lile. in
an area of war activity within the time frame demanded.
'"• Substantial)? fills unint- par&gt;«T npponrnil umlcr tin- tltlo "nofnllntlon In VMnnm," '
SH»nri« (vol. lO.'J. Fcii. 21, Ififi!)). pp. 770-TSO. ,\n I m p o r t n n t a i l i l l l l d n to (.lie Science'
nrtii-le, not Inclinlc'l with tlif pnpi-r r"lf;iK«'il In .Siil^'nn, WIIH a &lt;;ondu&lt;1inj* Kcolinn of
M &gt;
r» o*&gt;innji'n(Jji11f&gt;n'*" -whlrli rnnil:
.
- " ( 1 ) Tli" (Ic.-irnMlity nt &lt;"-&lt;i)n«lc rcscnrch In V l f t n n m n f t c r tlio wnr cndu' onnnot hn
ovr'f(»inj&gt;hrt i -iroij. Tiin r*"&lt;cnr«'li vhoiiM IM- iKlmlulHtnr/ 1 '! t l i r n t i1y h nn i t w t l h i t l o n t h ^ t t will
futivMr r n n t t i i i i l l y ntiil briMiltli for the r^^'virch prnKrnm. Tin oppordinlty of p H t n M l x h l n j :
ocolnclo. ri-nrnn li iui'li&gt;r f l i p f n t p r n n t l ' i i i n l Ill'ilnclcnl I'mtstnm K l u m l i l lif&gt; i&gt;xplor&lt;'&lt;!.
"(2) Ci.ritlnnitiit nssi'HMni'iit «f (!»• ili-fnllntlmi program nt It nffi'i'lH fori'Htry nrul wntcr'h'-tl v.iliirK vlioiilil do mnili: Cirnuwt oKxi-mitlmiH nri&gt; lin«f (Ic.ilril!&gt;]'', h u t ncrlnl "llrvcyn
during various nfusnua ol the ycur will c n i i t r l b u t o much Knod l i t f u r i n n l l o u " (p, 7Kri).

A. Climatic cffcctx

.

.

^^^V

Alleged effects of defoliation on climate assessed as follows: preeipituiiun. no
effect; ground twiU'Orature. increa.-cd ; wind .-•[let.-d at ground level, higher. Swttinary : no great effect on higher plants and animals; "might temporarily ai'ft-cv
lower life forms more dependent on specific microcliuiatic niche.s for growth iitn!
.survival" (pp. -11-42).
'Ji. KffcrtH

mi x&amp;lU

Kxpresscd fears of laterization (conver.sion of soli to hardened,- infertile form)
assessed as follows: only about 30 percent of Vietnamese soils satisfy the condition forlaterization. "I'nrter natural conditions Jaterix.ation is a long-UTii; pro-os.
The process is speeded up when soil is exposed to direct solar radiation and wind.
• I do not find it, reasonable that the. defoliation program in Vietnam would hastenthe laterization process significantly because bare soil docs not result from
defoliation" (p. 44).
Possibility of soil erosion : information insufficient for assessment (p. 44).
• Possibility of destruction of soil microorganisms: "* * * should have no detrimental effect" (p. 45). ' •
•
•.
•
C, Effects on plant and animal populations
(1) Mangrove forcat '
Trees wore killed: "20 years is a conservative estimate of the time 'needed for
this forest to return to its original condition" (pp. 40—17).
."There has been a steadily incnvasing fish catch." [This .-•ncrge.sf.s that in mangrove areas] the acjujtic food chain has not been. seriously disturbed'' (p. 4S&gt;.
"It is reasonable to assume that there has been some reduction in bird nvj.ulation" [but proportionately loss than tho ratio of area treated to total area]
(p. 40).
"Kffects on other forms of animal life are unlaiown. but surely the popi Ration
of invertebrates jn particular has been reduced." [Hut wot 'to the ' point of
'
'
"• -

(2), Semidccl'iluoua forest
.
'
- •
'
'
Actual area treated is S.140 square kilometers, plus 4€rt square kilometers of
mangrove forest: this is 10.2 percent of total forest area. Of this, about 10 percent
'was treated 2 or 3 times. Area studied had been retreated mn-it intensively.
[However, this was the dry season, and "there could not have been :\ wor*e time
to assess the ecologic impact" on semideciduous forests.] For single treatir.cnr.
no "great or lasting effect" was found, but multiple treatment would liavo •'.•» far
'greater effect," '[There is little knowledge about relative susceptibility &lt;-l' tf&gt;rvfi
species in Vietnam to herbicides, or about natural regeneration in tropical
.forests.] (Pp. -10-.-.3.)
:
"The greatest danger resulting from repeated defoliation treatments in Vietnam
is that such areas \viil be invaded by bamboo" (p. rifi).
"Tho greater the number of lierbicid.'il treatments the greater the harm to
animal populations" (p. &amp;S).

Tho report on herbicide toxirity repeated the fitulitip* rollcvted by.
the Mill report respect in&lt;r 2,4-1) and 2. t,'&gt;-T. It found "no syneririi-tic
toxicities" in animals as a result of iisim;- these- mixtures. However, tineffect of "orange" (a combination of these two herbicides) nii«rht be
fatal to fish under some conditions, although."there have l&gt;ven no ivports of fish k i l l attributed to herbicides." With respect to
acid, it was "currently boiiiff employed at a vute no hifjhor than O.."/
pounds per acre, [and accordingly] it is safe to assume that there will
bo no harm to man or animals at tlie.-e use rates. Tlie hijrh tolerance of
rats, other laboratory animals nnd tish to this herbicide pla&lt;'«» it in a
safer category than h'erbicideoran^e. With respect to pu'lonuu "white"

�4 was not to b^Mhssidered toxic or hazarctous to luunans, animals or .
&gt;f--h at the use ^^^ieing employed in Vietnam."
-;| The- report c^PR-bicide persistence in soils and water identified
jleloram as the most persistent. However; "In Puerto Rico tests, the
|iKmnt of chemical remaining 6 to 12 months after direct application
--.'•vji the soil of picloram in amounts four to six times greater thantlsat
* VD L.UHUI iiii. vi ui uciui t&gt;uv;ui m^ icoio uii r&gt;uno AI VMII ^» v AW » ii

jjrovinccs taken from'1966 to 19G7 defoliation targets, no persistence
;:|f herbicide, was found 11 to 17 months after single and double applications of white." Agent orange was not persistent in soil, and the
-.;-J!t-'mk"\ls "disappear in 1 -to 3 months at the rates of application
"fj.-ed in I?VX." Agent blue was "rapidly absorbed and inactivated in
'I'ils" so that "susceptible crops can be planted directly in soils witliin
' fevr days after application of eacotlylic acid at rates greater than the
gallons per acre, used in 11VX."
The. reception among '''concerned" U.S. scientists of the data released
t Saigon by Ambassador Ellsworth Bunker's interagency committee
•as not well documented. Dr. Barry Commoner called it "pretty bad."
. The conclusion I reach [Commoner is quoted P.S saying] Ss that the people
.isho distribute the defoliants don't know what they are doing. If the. evidence
s
;'.s gathorc-d from, the air the damage must he-pretty had.107
The interagency study received comparatively little mention at tlic
&gt; A AS meeting in Dallas, toward the end of the year. In particulai*,
':l|&gt;-. PfeifYer, who had been insistently calling-for a field study in
•|'ietnam of ecological effects of herbicide use, appeared not to regard
ft';---; Bunker assessment as meeting Ms requirements.
' •. •
yj ~f&gt; tied Nation* A ctiorm After A ppeal from A A AS
- ' '.
| Two actions with possible relevance to the AAA.S request did occur
. | . thf. United Nations in the fall of 19G8. One was the adoption \vith:
'I'.it objection by the General Assembly of a resolution that proposed
Jo convene in 197-2 a United Nations Conference"on Human Environ,;|;ent. In advance of the conference, the Secretary General was called
4.-1 to submit, a report concerning—

I1

.-1
(a) The nature, scope, and progress of work at present being done In the
if field of h n r n n u environment;
,;i
( f t ) The main probU-ms facing developed and developing oountrios it* this
»|
area, which mi^ht with particular advantage be considered at such n con•j|
ferewcc, Including the possibilities for inerwxsetl intornational cooperation,
,ls
especially as they relate to economic andjsQcial development, in particular
-j
of the developing countries;
' •J|
(c) rosslble methods of preparing for the Conference and the time ueces•'-| fiary for such preparations;
(rf) A possible time ntul piuce for the Conference;
(n) The range of financial Implications for the United Nations of the
holding of the Conference.""
M
"It's still 'no* on AAAS ttfortu to luunfih Vietnam ecological murvny;"'Scientific
&gt;*ffireh (Oct. H. lOHSl. p. 10.
'•'" Gcnornl A«»"'mlily Hi-Kulutlnno, Z.'tn! ri'vrulnr sdsHlon. Resolution niloptfxl 2.W.S (XXltl),
''"•r. ?,, 1IK1S. n.'i.lnl plenary mi'^tlni*. In coinmcnt nn tliU nrtlon, Sciuttor Milsklo, Apr. 3,
:• i-!nrc.-l Hint "Thi&gt; nntloiiK »f tin- worlil must. ilvv^Iop coolrmlrul t'onscli-ni'i'a, nn nw«r»-npsa
:i:tf WP KTf nil n part of ,1 tiltiKlt ooosyntcm iltsvclopcil OVi-r con« of tlmi&gt;. Our nltcmllon
f lliat tfiroHystcm [iiitti n lu-nvy rcsponslltltlty on »n:i» to nuinn^fr f h c n n u l l t y of tin* environ*
in-lit to nsstiro his own unrvlvivl nml tlio survival of tlioso otlii-r spocliiH cKHoattul to lEfc on
.irth." II- oSiTi-iJ n ri'xolutloh (S. Iloa, 170) t h u t the United K t n t c B Blionlil artlvi-ly Hut&gt;l&lt;ort
ni! pftrtlM|iiit« In Kiich n ronfeti'licc-aiKl assist in HH formation. (ConBrcKKlonnl Itrcord.
'.pr. 3. lOHa, pp. S:«30-S3531.)'

Tlio other TJ.N. action was an Assembly resolution that, •onion'.; other
things, called upon the Secretary General to "prepar^B^icise. Report * * * based on accessible material and' prepared v^^^Bu £i.-?istarid'
anco of qualified consultant experts" concerning "vari
"pects of
position _ „ ____ ____ . . ..
warfare, including herbicides, hud been de=-;ci-i)K;d to -the U.X.
Assembly, December 5, l%f&gt;, by.San'iuel M.. Xubrit.'U.S. A nibaHHador to
the United Nations. He said"the U.S. dclugsition would support, the
U.N. endorsement "of the Geneva protocol of 102"). As uncler.-.rood by
the United States, the Geneva protocol of 1025, he said, "prohibits
the use in war of asphyxiating and poisonous gas and other similar
gases and liquids with equally -deadly eil'ects." However, "* * * the
protocol does not apply to herbicides,' which involve the same chemicals and have the same eil'ects as those used domostica'lly in the United
States, the Soviet Union and many other countries to control weeds
.and other unwanted vegetation." uo
The AAAS Board of Directors invited to its October meeting, for
the discussion of the herbicide issue a number of persons involved in
this issue in or for the Department of 'Defense.111 At this meeting, a
public symposium &gt;vas planned for the annual meeting of the a.^ociation, to air views on the MRI report, the Tschirlev report in Saigon,
and other aspects. Dr. Pfeiil'er, who had apparently not been. ~ati&gt;f;t-d
with either the MKI report or the. subsequent Tseh'irley nvestigatinn.
a few days after the board meeting, oll'cred to the Committee on Coun'
cil Affairs a resolution that- the. council ask the committee ou.i'nvh-oii,mental alteration to appoint a subcommittee to conduct the. field study
called for in the board resolution adopted the previous J une.
Renewed AAAS Appeal for Field Ecological In-i-e tf
When the AAAS membership convened at Dallas, at the close of
' IOCS, the status of the controversy over military use of herbicide.-? in
Vietnam was as follows :
Tho Department of Defense had released considerable technical information assertedly relevant to its conclusion that no "seriouslv adverse consequences" resulted from military herbicide usage; and had
given assurance that the assessment program was continuing.
The AAAS board of directors had urged specific reductions in the
program, and had not revised this recommendation upon receipt of
DOD information.
.
i" Gfiifnil 'ASKomlilv HcsoluUons. 2.1r&lt;) rcpilar session, Resolution Adopted
24. r i-t-.\(XXlin. t&gt;cc. ^0&gt;, lOC.S, 1750th plenary inc-etinjr.
no Representative Robert Kn&amp;tenwi'li'r, Sept. It, IP.V.*, liail pruposeil n rc-xolutlnn (U.Cnn.
Res. -lail) that wmilil renlllrm the "lon^stiHiilhii: pulley of the Vnitisl stnt«.s Uiat In th»
event of wnr the United Ktiitex Hhull under no rlrrunistwnecu resort to the u-"- of h'.nlc'glcal
-weapons or the nse of poisonous or (noxious) t'lt-^'-'s unities they are I'r^t usisl by" our
pnemleK," Both the Department* of Ktute nml ivfense opp«»i'd pnnRnw nf this renoluttoti.
However, 8tnte'» opposition was based on tlie propusltUm t h a t It was r m l u n d n n t h'H^iu-'e
the U n i t e d StiHon WUH already romtitlttol to n-fnilu from t hi e use of fonv of any kind
In a niniiner contrary to the charter of the fnlti-d Rations. I)i parti«fiit of ivfi'ti".- oppi&gt;&gt;l*
tlon WIIB Also bused on (he f u r t h e r conslderiilion tlmt other coimtrli-s were nctlvely smrmilii); programs In thin Held, nnd the propo-od ri-solnilon would posslhly "lutnxliji-e uncertainty Into the neeessitry tiliinnlnt; of tin* Dejiurtrneiit of iN-fen^e In freparliij; to meet
ponslhle luiHtlle uetloti of all kinds."
"'Them' WiTe: Mi'SHrs. Rodnry NldiolR nnd A. K. Hnywnrd ttf the Office of the Piroetor
of Defenne ReseureU and Kngluecrlni; • find Dr». Mlnarlk and Tuelilrley.

�0-i

I AAAS liadJJ^unable to find a way to enlist the. resources of the
T'.X. iti the cd^^Bof an on-the-spot study; the study performed by
1i &gt;OD at the inlHIce. of the AAAS had been limited to the open litcra-| uro, and had'not involved the collection of onsite data; the State I)eJ v.u-tinc&gt;nt,'ri release of data in Saigon had not,quieted those who sought
l|f
jf'i'.sUo data.
.
. '
I Accordingly, in the annual meeting of the. AAAS Council, m Dc$v-.VH-r lOr.S.tho board of directors announced that the AAAS "would
|; .-..-* icipate in a study of the use of herbicides in Vietnam." An account
•'*;&gt;: t';! t « council's msponse to this announcement. carried in Science, was
s follows:"
. '
In a. heated meeting in an overheated room on Monday, the hoard's inclusion
;" Vii tnam in its original resolution was challenged by cotuieil members. TLe
stack was oix'iied by .Tunics U. Ross, representing the Xatun; Con.sorvancy, who
.\u that tin- hoard should concern itself with other environmental hazards and
$='..&gt;;;'.d not single out Vietnam. A resolution expressing the agreement of the
|e..-;r;.'-i! w i t h the sense of the board resolution to conduct a study of the use of
}!';•. •.•-!• ifides in Vietnam, but advising changes in the language of the board's orig..-Jir.:;! resolution so as to delete mention of Vietnam, was passed overwhelmingly.
$!:&gt; pussinij such a resolution, the council was taking' a iwsition similar' to that
.;|;^ .;.ted at rhelOCG AAAS meeting in Washington, D.C.
;-?| 'in accordance with this advice from the council, the board revised its resolu:
?.i i\&lt;--n to read as follows :
1 •it is the sense of the board tbat the association, looking not only to tlje effects
r.hc wartime use of herbicides, but also to tho .opportunities for the peacetime
&lt;&gt;::struetion of the agriculture and economy of Effected areas :
'(1) Determines that 1 1 .-•!• ill be1 a purpose of the association to bring into
';•• field study of the potential long- and short-tomn
rig the mo-t effective p '
•
• "' .
•'•.•jfical risks nnrllionefir.- • . ' h " areas affected;
" i 2 i . Sjvcilically directs t i •• AAAS staff to convene, as soon as possible, an-SMl1'
•• pv.u;&gt; involving rf-pre .-creation of interested national and •international
organization.-! to prr-pure specific plans for conduct of such a field study
r.d with t!ic exiK-&lt;;tuHon that the AAAS would participate in such 'a study within
.-.• rvjsoiiabU- limits o f i t s resources." "2 •
.
. • . . ' • .

The article went on to note that "At the Dallas meeting of the AAAS,
.. V,'. Pfcifi'or of the University of Montana introduced, before the

Yhv-re were also papers on tho possible ecological consequences of the
;:-&lt;i of herbicides in Vietnam presented at si meeting sponsored
i'Miitly by the AAAS Committee on Science in tho Promotion of
FFmntin Welfare and the Scientists' Institute for Public Information.
• The technical papers before the joint meeting were presented by
Dr. Tschirlcy, "Dr. P.ovsie K. Day, professor of plant physiology and
:iH.-.ociato director of the experiment station, University of California
f Riverside), Professor Galston, and a panel discussion with questions
from i\-.f: Hoor.
.
'
.
Dr. T.-&lt;-h iriey, in his prepared statement, covered essentially the
:-:i7ne. matt-rial a:-; in his Saigon report. T)r. Day stressed TT.S. domestic'
experience, with herbicides—noting that some 100,000 ^rganic comlounds were synthesized and tested annually as herbicides, 125 were'
bicing marketed, and about 50 we.ro in quite "extensive use. There was
I'T.rycp Ni'l-ion. "ITorhlrl.Ji-a -In Vietnam : AAAS Board Seeks VIM
(Vol. lfi:i,.Jfon. ,1, 1000), p. K.H.
'
.
,

Study," Science

..•,.:.:, A.^

no relation between herbicidal effect and mammalian t^^ity. The
hazards to vegetation included "failure of selectivity/i^^^nges rh
climate, soil, rainfall," and "migration of the herbicfdcJBHprikT.site."
In the United States, he said, tiie use of herbicides was •unduly regulated." _The primary discoverer of a herbicide develops toxicity information, develops use information, and supplies this i n f o r m a t i o n to,
an agency of the Government in support of a request; for registration.
Tho label, in this trade, he said, was "a sort of a holy document/' To
obtain the label involved some'$:&gt; million of laboratory and Jit-Id research and up to $G, -$8, $10 million i n ' f u r t h e r development. (The.
implication of this presentation was that before herbicides found
their way into military service, they had received an abundance of
testing so that their properties were rather precisely known.)
The presentation-.by Professor Galston took tlie opposite position.
He acknowledged that 'plant regulating chemicals 1md been a "really
brilliant' contribution." However, the "use of any chemical additive
carries with it certain dangers." While peacetime society "has safeguards of such use," he warned that "Under military and especially
under wartime conditions these restraints can he an autocatalyti'c
process leading to still further transgressions and that it is in this area
in which a signal lack of restraints currently bedevils us. and alarms
some of us.".He wjis critical of the "bland reassurances" of Defense
scientists as to the nontoxicity of military herbicides, and declared that
in view 'of the "great stability*' of picloram, its use presented a real
hazard of long-term damage to the ecology. "I suspect that great
•damage will have been done," he said. lie voiced again his earlier
apprehensions concerning danger to microorganisms in the foil, latent*
scat ion, and massive erosion from monsoonal rains. Then he warned:
"We are continually investigating new chemicals for military use.***"
Moreover, "The restraints in this area and the rules governing the
introduction of new weapons into warfare constitute a very great
danger for all of us." The initiating action, under combnt conditions,
is taken by a military oflicer. There is a clearance procedure, he conceded, but it was not as'precise and absolute as with the "big bang
weapons." Then he concluded:
I believe that, we have restraints built into our warfare situation n
the bifj bang weapons. We know that, nobody may use any nuclear device in warfare unless the President of the t'nited States authorizes the pressing of that
button. With regard to the chemical agents, the restraints seem much looser and
it seems to me that . practices that are being conducted in the name of thf
American people in Vietnam in the way of killing vegetation at the moment
have not been subjected to the same kind of searching and restrainiuir curiosity
that r personally would like to see. What about the new wcai&gt;ons that are under
development now? Who is going to exert control over the use of those? If. for
example, a decision Is made to kill rice, which feeds [validations, as a weai«&gt;n of
war, why, then, report to the use of chemicals which have to be sprayed by airplane time after time with the (lunger to the pilots » * ». Why not use an
organism to do thisV
•
'

- Tho panel discussion highlighted some of the dillicuitie.-; the
entists were encountering in achieving a coiir-viisus in tho «*-i»«"&lt;mont
of herbicides in Vietnam. A condensed sampling of the- dii-vussion is
us follows:
Dr. Commoner: Expnwod concern over u n a n t i c m n t o ' t biological
hazards. Were there anv? Were they anticipated? What steps, were

�taken to sco t!
were anticipated? What was the relation between
this report p
port) and their military use ?
Dr. Day:
ow a great deal about, herbicides. Piclorant &lt;does
break down
soil. There-i_ - been some 10.000 pupcrs p t 1 •
have
dealing
n * ir\ ___!.:
c.
AI - LL.,
.
.
with the, effects of 2,4-D, which comes from the "stone age of faerbicides." •
•
• ' I'll''
'
'
Dr. Margaret Mead: "We are, talk-ing about a variant of the "scorched
earth policy." Today, there is a "new ethics"—it is a now thfrag to
worry about the weliarc of an enemy. We arc beginning to realize that
we are living on a planet—"a total system." Yet, we. have a'tendency:
to-worry about smii-1 i?sues.
"'
'
• .
Dr. Day: ';I admit that the world is run on incomplete knowledge.'*
The MKI report gave little coverage of much of the practical literature. "The thing was prepared in GO days by people who know not/lung
about herbicides."
Dr. Commoner: "The public revelations about this problem havebeen characterized by * * * quick and poorly conceived responses
to jabs of criticism made by concerned scientists." He referred to
Dr. Tschirley's survey as a "30 day quickie look in the dry season/''
What was needed, he said, was a "long-term continued investigation."'
Dr. Tsehirle.y: Was in agreement, but who would pay for it? Could
it be made a part- of the activity under the international biological
program: Jrie com l:.-ined that the "ecosystem approach" had fit* been
clone; there was •&gt;' much communication between ecologists and
other scientists. T; re was a need to get together with tho people- who
work with pest!••• •-. There was a great deal known about these, in the
United States. W '.ould admit we need.more ecological information,-.,
But vre can mak:/ ;ter use of what we already know. We know, very
lir;.!--about ecosyst. us in any sense.
•
-.
'• •
Dr. Galstori:*]*: ;-:«! a question about the metabolism of cacodylic .
i:c:d. and the availability of information about it.
Dr. Day: There was "so much arsenic lying around in nature that
r',3 very difficult to sort out the little bit that Ave're putting into the
s-.'.-.tem." The effect-of arsenic deriving from cucodylic acid applications, he said, was "trivial." Agricultural applications of arsewicals
amount to as much as 400 to 800 pounds per acre, whereas cacodylic
cieid provided only something like 1 or 2 pounds per acre.
Dr. Hoi ton: Expressed concern over the use of an incomplete body
of scientific knowledge as the basis for action. He stressed the limitations of the scientific support for policymaking. Nevertheless, he roc••v_rni2e.'l, policymakers have to act. Their decisions, though, should not'
v
--i made dependent on limited scientific knowledge—scientists should
::i-/fc bo made- responsible for political decisions taken on the basis of
such insufficient knowledge.
Apparent Reduction in AAA8 G'oncarn Over IIfMidden in JOG-9
One action in response to the, new council resolution was tnloen bv
Walter Orr Rolxirts, who had retired us AAAS president, to Ixeoomc
Hiuirman of the board of directors at the close of IOCS. Ho \vrot«&gt; tho
^vwtary of State, January 10,^1900, on behalf of tho Assonatum ''to
request your assisianco in making certain that, as soon as conditions
permit there will be undertaken a comprehensive study of the eco-

logical effects of th&amp; use of herbicides in Vietnam." Dr. Roberts expressed the Board's gratification that the State Deps^Bfclat/hac}
"adopted the recommendations of your consultant, J|^Mchirley
regarding the need for ecological research to be ctirrisWPat," and
said: "We also understand that there_is, from your Department.
a recommendation for the adoption, prior to the cessation of combat, of a policy of defoliation in strips as opposed to big area defoliation." Finally, he ofl'ered the support and assistance- of AAAS in
preparing for the recommended postwar assessment:
I am sure [ho concluded1] that our board and'our council will enthusiastically
support those stops to control the use of defoliants in Vietnam, and to assess the
long-term ecological consequences of. the defoliant usage of the past. Thy AAAS
will be very Imppy to help in any way that we can. As scientists and citiz'.-rw, v.-n
sincerely hope that the steps approved by your Department and our Embassy in
- Vietnam will be put promptly Into effect. We will be very pleased to help to plan
or to organize an appropriate ecological study that can be conducted in the field .
after, very hopefully, tho hostilities cease.10

By the end of June 1909, it appeared that the AAAS had virtually
exhausted its initiatives. The association had'obtained assurances from
the Department of Defense that herbicide usage would be continually
assessed. A general policy had also been established that there should
be no long-range and seriously adverse consequences of such usage.
.Both tho Departments of State'and Defense had promised support for
a postwar ecological investigation of long-range consequences of the
military use of Herbicides in Vietnam. The United Nations had agreed
'to sponsor a full-scale international meeting of world scientists on
•environmental quality. The issue of chemical and biological warfare
had been referred by the General Assembly to the iSth National Dis-:
armament Conference in Geneva for consideration as a part of irs per-"
manent. agenda. Technical cautions had been expressed by the AAAS
board concerning the treatment of large areas or blocks of territory;
.the issues of bibdegradability, toxidty, heavy application, and repeated application had been made publicly visible.
On tho other hand, the operational role of the AAAS in making
-ready for long-sought postwar assessment had not yet been defined.
Although pledging its support and assistance, the board and council
had taken no steps to mobilize AAAS resources for this purpose. A
substantial membership roster had been recruited for the new AAAS
Committee on Environmental Alteration, but the staff of AAAS
Jiavo made, clear that it was not expected to spearhead the Ouort. 1 '- 4
« 5 l n oommntit on tlic olrcumstancoa loaillnp up to the pnn&gt;.irat!f&gt;n of Wnltf-r Roberts
letter, DMO! Wfilfte notM that "Uls&lt;'.\i*»lon« Hobi'ctH had with I"''1!'1"-' in ODDK.'iT: in tl:«
Itiiinciliutcly followlne [the I(i):&gt;rtl nif'tliitf of Doci'mher 1V01*! IM! him to

Thcoiiorp"C. &gt; "ltyoriy", Ailiiiliilstriit'or.'Oooiu'riitivi? Stnh&gt; U'^caroh Scrvii*, I'.S. IVoi_i.iftmi'nt
of Acrli'iiltiiri-:. Dr. John K. &lt;. 1 untl.&gt;n, I'rof.-ssor of Kc««lnK.v. &gt;Ii(rhl ; rau Suite

fiinrmncoiuKy. t;onii'il umvi'ruiiy i-inii'co or -Mcuiruic; IT. ^nuiii .•;. ...i....&lt;..., ..•,.
of Chi'iiili-nl Ki)«ln(MTlii(f, City ColU-fie of the City. Uolvcrulty of &gt;ew iotk ; Or.

'{

�"here was available no indication that its future program would
hide the. d^ign^B^fcologieal survey of herbicide efleets in Viets'l, or eveii'the d^^^Htnent of criteria that such a survey would need
jarisfy. It reniaimiKo be seen whether its membership could pre.•ehoth stability of leadership and forward momentum.
n comment on the status of the'AAAS action on postwar exaralnai of the ebnsequeiu'es of herbicides use in Vietnam, Dael Wolfle has
Gained that at the board meeting in April 1009, there- had been no
ly to the letter from Dr. Roberts to the Secretary of State, but the .
ird chose, to wain a little longer. The State Department still had Jiot
lied by the rime of the June meeting, so the board felt it necessary to
irn to its December IOCS statement. Accordingly, the AAAS bourd,
lint time, began organizing a meeting of representatives of national
t international .-•.- ; entific organizations to begin planning the iwomnded field scudy. De. Wollie noted that both the State, Department
1 the Cilice of Defense Research, and Engineering were on record as
irnving the idea ol' a substantial field study. lie expressed the la ope
t the proposed AAAS sponsored meeting would get this study
ler way.115
.
'
Pfcijfer's Volunteer llcrliicide Asscsxm-eiit Expedition
l;e originator of the motion that had involved the AAAS ira the
bteide. controversy. Prof. _E. W. Pfeiffer, of the University of"
ntana.had persistently called, throughout subsequent developments,
an objective, authoritative, on-the-spot examination and analysis
;he ecological impacts of repeated application of herbicides milif purposes. lie had been frequently quoted with reference to the
vious attempts at assessment. The 'MRI study was a "snow job'5-; •
S:ugon assessment too general. In October 19GS, he still sougM a
:! study:
.
'here there's a will there's probably a way [lie was quoted as saying], !&lt;-anbi'licve t h a t there is that much fighting going on in the areas affectc.'-d by
)if:iflf.«. Sonic things could be learned and some knowledge is better tlutu no
ivledge, which is our situation now. Simply from conversations with South
n.'uaese biologists and French plantation owners on the scene, valuable Juforion could be obtained * * *. Already, some European scientists have liteeu,
North Vietnam, into the battle zones and have pictures of defoliation
:t^'-s

'he AAAS resolution in December lOfiS, calling for a "field sfauly
'lie potential long- and short-term ecological risks and benefits of
bio'idf- use r ' was attributed "to the dogged persistence of; A A A S
;ib»'T.s such as PfeilTer and of some, members of the boanU'" 7
Pfeiti'or had also been active, during 1908, in attempting io arouse
:ivst. in having a survey organized under the sponsorship of the
k-ty for Social Responsibility in Science (SSRS). In this effort
v;is supported by Franklin Miller, Jr., of Kenyon College, GamJbier,
:o, and vice president of the, society. Miller was reported as saying:
hen the war ends it will be of the utmost importance to restore (ho
d t i c t i v i f y of the land areas in the combat zones. It is an urgent task
r.-'ttf-r from Hr. r&gt;:ifl Wr.lfl* to U. A. Carpenter, July 10, SflflO. Op. fit,
"It's f t l ' t *n&lt;"&gt;' f-n A ^ A S «-lTortR (o Inuiu-Ji Vli'tn.ijrt f^olo^'l^jtl f»urvf.v." &lt;&gt;J&gt;. clt., p. 10.
»ry&lt;-c Nrlhori, "HiTblrlrti-H in Vietnam : A A A S l««ninl Sfi.'k.H Klclil Htndy," i&gt;v. clt.. g&gt;. f&gt;8.

gather the necessary information as a basis for sensible and prompt
;tion." Accordingly, his group was "* * * * seeking ways utfMLrlcli;
l revive interest,, in such an investigation." 1 " 1 Even before tl'^^^Bv.S
.
n
in December 19GS, Dr. Pfeiil'er had annotmced his
'
of conducting a reconnaissance survey in Vietnam under the auspices
of the SSIvS. According to a statement in the newsletter of the society.
"the trip should produce valuable information and may serve, as a pilot
project for a much larger investigation into this field long overdue
for scientifically trained observation." The plan' for the survey was
described as follows:
. ' '
.•'...
I. PUIU'OSKS

.

(a) To stimulate awareness nmons scientists of the need for :ui intensive and long-term study of the effects of military usi's of chemical agents in Vietnam.
(ti) To demonstrate the possibility of obtaining meaningful information even
with limited funds and personnel.
(c) To obtain from Vietnamese .scientists information related to the military
uses of chemicals in Vietnam.
(il) To obtain samples of foil, water, plant, and animal tissues from treated
areas for analyses to determine levels of contamination by different chemicals.
(c) To determine effects of defoliants and herbicides on anininl populations.
(/) To make a eijiematogrnphic record of areas in Vietnam that hiive been
treated by defoliants and herbicides..
• .
• •'
n. JLEIHODS
(a) Interviews with Vietnamese scientists and officials of such organizations
as the- National Committee for the Conservation of Xatnre in Vietnam,
(It) Examine hospital records vitli ix-ference to patients .suffering from exposure to war fjfises.
(&lt;;) Collect samples of soil, water, plant, and animal tissues frouj areas exposed
to chemicals... Analyze, these samples, at .'laboratories in the United States to
"
.......
'' '
.
; 'determine concentrations of chemicals.
- (&lt;?) Estimate' population of different mammalian species in chemically treated
areas and in ecological similar areas not treated b;* chemicals. Use standard
small mammal or bird population sampling technicuies.
(c) Make 3(i millimeter motion picture records of the areas in Vietnam that
have been treated with chemicals.1"

It was not evident that this ambitious plan of investigation was
feasible in ''a 15-day incursion into a region of actual combat, by
two zoologists, one specializing in the evolution of vertebrate social
systems and the, other interested mainly in the renal physiology of
mammals. lOven w i t h the assistance of the Department of Defense,
which enabled the two scientists to fly defoliation missions, hispoet
defoliated areas from gunboat and helicopter, and converse with
biologists in Saigon, their findings were necessarily largely based
on qualitative information and hearsay. Much of it was economic
information about damage being claimed by managers of rubber plantations.
Professor Pfeill'er, accompanied by Prof. G. II. Orians, o f _ t h e
department of zoolology, University of Washington, Seattle, visited
the Republic, of Vietnam, from March 17 to April 1, l!X'&gt;i&gt;. pursuant to
this plan. They flew defoliation missions, and observed the effects
lit "Ciiomtonl Hiirvcv !u V i e t n a m plumiuil by milvrrslty nnil i n d u s t r y scientists," Scientific
cwiiroli, A U K . r&gt;. lOHs., i&gt;. in.
"" .S.SKS Ni'W.sk'Uer, No. 1!)4, NovomhiT-lVci-mbcr IOCS, p. 1.

�.'in n

by river patrol boat in the Mekong Delta.

jj£ report, April G, they noted:

Crop
n programs had been reduced to about one-third ©f 10G7
level;
Defolint'
protective cover was being maintained at about its 10G7-CS level:
Agent white (pidoram and 2,-1-D) was being used much more, extensively
in the central highland than previously, because of its low volatility*;
Bird life in the ''Saigon Kiver Delta" had apparently been greatly rotduced ;
2\o adverse etTeet from toxioity against mammals was noted frouu agent
blue (caeodylie acid) ;
:f
Accidental, defoliation ''bad been very costly, and is a factor in the greatly
| reduced rubber production in Vietnam:"
.),
"We determined from conversations with U.S. AID experts that tlhe de;-3
foliation program is a potential threat to the forest industry of Soutlh Viet^
naia" such that multiple applications "may kill approximately 00 {percent
»i
of commercially valuable timber in defoliated'forests."
•JJ
'•* * * A great deal of accidental defoliation of fruit trees and vegetable
,-t,
gardens has occurred as the result of drifting of defoliant and from jeifctison»j
ing entire loads of defoliant because of aircraft engine failure;"
•i
The peculiarity of a guerrilla war, without battle lines.or secure territory
a
and fixed military targets, inherently results in an effort to increase ffiatali-|
ties, deny resources, and deprive cover to the adversary, which is destructive
1
of lives and ecological communities.""

\| In the press interview in Isew York upon his return, Professor
'pfeiffcr expanded somewhat on this report. He observed that lit was
;j'cornplctely unrealistic" to expect military commanders to abstain
Jirom defoliation actions. "There is no question about it," he' sa:id.
j-'fhey save American lives." On a 65-rmle journey by armed! iboat
Ji rom Saigon to the sea, he said, "We scarcely saw a living" plant." Mow|,:ver, he added that had the vegetation not been destroyed, he arad his
-'companion would probably not have returned alive,"-121.' • .-'
-.;

:. v;. Ffeiffer and G. H. Orlans. "The Ecological Ejects of the Vietnam \T,"ar: A
-;aciry lie-port." (Society for Social ItcsponsIbiUty lu Science, mimeo, Apr. 3. 3.000),
' -ii;*r Sullivan. "Zoologist, Back From Vietnam, Notes Defoliants' Value and; 'Toll."
/--.rk Times (Apr. 4, 1909), p. 5.
•
.
,
.. .'
. ..'.
:-

V. CONCLUSIONS AXD OB^.RVATIOXS
Initial, development of herbicides had been quickly r^^Bzcd in the
United States, after World War II, as having enoil^HJfavorable
consequences for agriculture. Although their developnWit had been
hastened as a part of the scientific effort supporting the war efforts,
and a number of new chemicals of unprecedented potency as herbicides resulted from this wartime program, herbicide.s had long l^en
used commercially in the United Si ates. The rapid adoption of the new
• chemicals into agricultural practice as weed killers was facilitated by
the. highly technological diameter of .U.S. 'agriculture generally.
Chemically defoliants were closelj*"compatible with farm practice nrul
yielded important economic gains through increased farm productivity.
Reassessment of the complex secondary and long range consequences
of wide-spread usage of commercial herbicides was intensified after
19G2, when the Carson book, "Silent Spring," dramatized the possibly
adverse effects of pesticide usage. As more information was accumulated about desirable and undesirable effects of the new chemicals,
tho initial-emotional response stimulated by the book was tempered
by a more objective realization that herbicides were both potentially
dangerous to the environment and important for human survival. It
became evident thijt active programs of scientific research were essential to discover as much as.possible about the "ecosystem'*' and the
effects of pesticides upon it. Only by this effort would it be possible
to maximize the benefits, and reduce the. injurious consequences of
the new potent agricultural chemicals. It also became evident that the
•science of 'ecology-was in-its infancy, that-an -interdisciplinary ap- .
.groach'was needed, and that the. various disciplines contributing to an'
. understanding of environmental factors were encountering difficultyin exchanging knowledge across disciplinary boundaries.
The initial decision to use herbicides in Vietnam was made by the
.-President of the United States at the request of the Republic of Vietnam. Development of the program took place concurrently with an
'enlargement of U.S. participation in the conflict. The program was
•dictated by military'advantage. Its primary purpose was to maintain
• road and canal trallic with a minimum expenditure of lives and manpower. Its undoubted effectiveness for this purpose lias motivated its
• continuation. The program was initiated despite early warnings that
adverse public opinion could be expected in response to such a new
military application of chemical technology. A positive effort has been
maintained by the military services, in cooperation with Republic of
Vietnam and United States civil authorities in Saigon and in the
.field, to counteract the adverse public reaction by the careful screen-ing of targets, restraint in the use of herbicide chemicals, arrangements to reimburse victims of inadvertent damage, and final approval
•of each proposed application at tho highest available level?. Tho. research emphasis in the initial stages of the program was on the development of herbicides that would 1m effective against the. kinds of
flora actually encountered in Vietnam. Kmphasis was «1so plaml on
tho nchie.vement of tin- speediest possible response—the swift defoliation of tho jungle after the application of a herbicide. However, alien-

�tioii was also given to the technology of application to luininuze inadverfentfspi^jug: of unintended targets and to 'assure that sprays
could be dii^^H|efliciently against their intended objectives, with
least waste. '•Hrghout the program, the question of toxicity &lt;of the
chemicals to man and animals was an important concern. Toxicity is
important because of tho implications for "chemical warfare" ;und the
claims of the, Vietcong that many persons had been noisoroed by
aerially sprayed herbicides. Although toxicity has always been difficult
to characterize, or measure with absolute precision, and particularly
with respect to long range effects of repeated exposures, there hasbeen much experience, in the United States with the measurement of
h-:-rbicidc toxicity for practical purposes of home and farm usts.
Assessment of the use of herbicides in Vietnam has proved more
complex and difficult than the assessment of the use of these same
materials in the United csates. One important complicating factor is
the 1 controversial nature of U.S. participation'in the hostilities. Anor! •:- is the question as to the propriety of chemicals as a part of the
t&lt;-•••:. P. ology employed in conflict—the possible, escalation that anight
result from it, and the general desirability of preserving'thresholds
f.-&gt; si;..-h escalation. A third complicating factor is the informal arad limited nature of the conflict itself: (1) a number of nations are giving
;••_;:•'•= ."t to the Republic of Vietnam, and a number of other natiorns are
..'.'. ", : '-ipport to the guerrillas and the organized forces of the Xorth
;•' : v.=e: (2) specific restraints have been decided upon arad dc.-_:.::\•-' 1 &gt;. effect, in the conduct of the hostilities; (3) a large psart of
t::e ;..•-;"ilities are conducted within the jurisdietional .limits, iif not
control, of the Republic of .Vietnam; (4) a very large part w&gt;'f the
r -•.-;. of herbicides,, along transportation, arteries, has both military.
:.avar.trigo to reduce the likelihood of ambush and the same gcp.neral
convenience that, motivates its use along right-of-way .in the TUnited
Stares.
' •
•
A fourth complicating factor'is the imposition of the restraints of
j :iitary security over thei flow of information about various aspects
o:" tho conflict, including the use and the cffects-of herbicides.
A series of protests arose among scientists in the United Stages as
r::-_herbicide, program in V i e t n a m expanded after 1902. The general
r i t i o n a l e for protests from this source was that since scientists had
&lt;•• n r r i b u f e d to the development of tho new technology of herbicides,
:! -y had a right to exercise some extent of moral or technical sassess!-;--.'-.i of tlu-ir use.
Ic. is indeterminate as to the. extent that this anxiety to assess was
'..•ucnsified by the disapproval of U.S. participation 'in the com diet.
However, the fact that annual spraying of herbicides in the, United
traces, since 1905, has maintained a level of some 120 million. ;acres
:-• ••_"_'p.sts t h a t the greater concvni over the more, intensive. UPC of siknilar
- • •h.u-iilosjigiiiri.st. 5 million acres in'Vietnam is motivated in part by
&lt; ••.-ilk-rations 1-f.yond that for ecological consequences.
*
A long aiTiiy of specific issues has been raised as questions associated
v.-irh military herbicide usage,:_ toxicity to man and animals;, synf-rgistic toxicity of several herbicides in combination, or in coidJmiatfori with oilier^environmental factors, or in interaction with tluc soil,
o:- oilier chemical compounds resulting from decomposition; con-

centration of herbicides along food chains, in surface'water, in
ground reservoirs, in water plants or organisms, in grojlh.'aU'r,
m the soil; effects of herbicides on timber crop, and rubl
or on food supply generally; losses of domesticated and
fish and birds; threatened extinction of rare species; genetic impairments of animals or plants; encroachment of unwanted species on
bared areas; mass destruction of sensitivo_ vegetation (e.g., mangrove)
requiring decades to recover ; and possibility of hiteri/atiou of exposed
jungle soils.
.
'
In an effort to distinguish military from civilian use. of herbicides
attention was drawn to .the asserted greater intensity and more frequent application of defoliants to achieve military objectives, the
moral issue of crop destruction, and the question as to the propriety of
using chemicals to expose enemy personnel to attack by conventional
weapons. The question was also raised as to the military ability to
exorcise due restraint in the type, amount, and 'frequency of herbicide
applications.
The annual meetings of the American Association for the Advancement of Science provided an opportunity for the scientific politicization of the issue. Once the council of the AAAS had adopted a resolution bearing somewhat on the relationship of herbicides to the human
environment, those concerned with the use of herbicides in Vietnam
continued to keep Jho question of this war use alive among the. membership and the leadership of the association. An attempt wn-&gt; made
to separate the thorny political question of military heroic-ides from
tho broader but less inflammatory technical issue of "environmental
alteration." However, when the board of directors of AAAS attempted
to develop a position on the military, herbicide is.sue, it- was able t o agreo substantially on only the one. proposition that the long-range
ecological eil'ects needed, study.1-- However, the board of directors
did not speak with a single voice, but with five. The e fleet of its dilVused
expression of views was doubtful. All parties were agreed as to the
desirability of learning more about the long-range ecological ollVcts of
intensive military use of herbicides. But the AAAS board of directors
had not assumed leadership in defining what form this assessment
should take. By June 19G'«), neither those who favored nor those who
opposed defoliants in Vietnam had given a clear indication as to what
'tho ecological questions were nor how the}' should be answered.
A number of observations can be made on the record of this assessment. process. One. is that a large federation of scientific soeiecies like
tho AAAS can provide a valuable forum in which to discuss issues of
great public moment. Tho annual meetings of tho AAAS bring together from nil over the United States scientific specialists from many
disciplines. An opportunity is provided for those in each individual
discipline to exchange knowledge, and also for the valuable crossfertilization of interdisciplinary discussions. Issues that rife_ out of
this intellectual ferment, and become recognized by a substantial part
of the membership present at these meetings us important concerns,
'"To bo mm-, It was nlno fmmcu-tint oonn-rniMl nhmit HIP »."e of cnccxlyllc nelil. find »r;.-H
thnt l t n lino bo "miHprniltMl" u n t i l moiv wits known ntuxit HH "f.-itc." lint In .Snlj,"&gt;n, two
montliti l n l c r , l&gt;r. M l m i r l k ohurnclcrl/.cil IIH t r i v i nlls u tlio qimotttk's of products of d o u b t f u l
t o x l c l t v tluit wore l e f t on llni Krouiul frnm 1 1"' &gt; o' *" ls difmlcnl. Tlii; game 'Juclyincut
WUH offered In A A A S UlseusHlonH tliv fulluwlHf DvvumLicr by Dr. I&gt;ny.

�u-.;-e; \ e u&gt; Oo uu-.vh jvriou.sty by the public at large. With (he effective—
if some-times imprecise—aid of the public press, the AAAS is able to
identify'anj^^kractfrizo scientific issues in which tho genera:! public
has a legitii^^^B)ncern.
By the &amp;fflWroken, the AAAS board of directors in its nvore frequent' meetings, and the_ AAAS Council in its formal annual assemblies, are able to crystallize these, issues in a form that can'be cocrnminicated to responsible political dccisionmakers. Hoard actions ami (council
resolutions can serve usefully as challenges to existing policy* and as
' demands for policy reviews. Sometimes, the need for specific actions or
' changes can even be made apparent. In the herbicide case, tMs combination of organizational forces gave undoubted emphasis ta&gt; :tho ef-'
forts of the- Department of Defense to keep its own house irl order,
and to anticipate the need for information about its program. Military
reassessment might have gone on in any event, but the persistent ex; •••••ssioiis of concern from the governing'bodies of the AAAS maiy have
• ''-ed to make these, reassessments more frequent and more searching.
Another observation is that any'issuc on which there are bofth dif:~ -.ilt scientific questions and intense political feeling is unlikelV to be
r-/olved in the great forum of discussion that the annual meetrings of
I'.Q AAAS produces. Even the more formal and structured sessions of
thet AAAS Council appear to be an inappropriate mechanism for the
revolving of such political/scientificjis-sues. And, indeed, tlie relaitively
small and select group that comprises the "legal entity" of theJLAAS
:-; not effective as an instrument for technology assessment.
Tlie question might be asked as to wheiher, indeed, the AAAS or
: •'.-•• of its component parts should be expected to function as a decisionr. --"ring body on technological assessment matters with a.substantial
;
i I ' ricul content. Can scientist's, any more than other people, connpart':. • iralize their judgment regarding'issues they feel strongly sabout?
I •"
they ignore tlie political content'and address themselves im pure '
j .' -.-to the technical?
• |
I : . r/e history of the herbicide controversy illustrates once more the
I i.• r.-rent difficulty of demonstrating a negative scientifically. Questions
!; - to acute toxicity and ecological effects of herbicides used in. "Vict• i- -..'-I were answered for immediate practical purposes. However, clcfinijit! •••• answers as to chronic long-term toxicity, genetic impairment, and
.•.'ig-term ecological consequences wore not. available relative to&gt; Viot|r \ :n any more than they wore for tho United States.
It can probably bo concluded with justice that the herbicide iques-.
:-.."—militan' or civilian—is a part of the larger question of ecological
; 1 environmental consequences of and for man. Apart from tho
;,;cal or normative issues of tho Vietnamese war, tho question w&gt;f tho
•::-orim-nws of herbicide use on the environment is a serious and
.'loiiit on«, but one that needs to bo answered. The moans by wShich
•-. provide the answers are not yet at hand. The fact that all parties
• •••Ived in the assessment have agreed-to look long and hard sat tho
• twar Vietnanip.^', ecology is reassuring. However, tho state «sf tho
•t of the, ecological^ disciplines, and the ability of professional
••oplc in those disciplines to exchange knowledge and under.stan«:ling,
• ill be tested to tho limit in.tho performance of such an assessment.

tary expedience—irrelevant to tho purposes of science—and whore the
results would bo likely to bo clouded by emotional dissonance.

�APPENDIX A
DRAFT or PENDING SECTION OF M.AXUAL ox Usn OF HKKUJCIDKS FOR
'

.

'
MILITARY PtTM'OSKS
'
.
. ' '
'
'
MS SCITLIED BY; DKFAKTMENT OF THE AlllIY

'

•
•
Section I.: TECHNICAL ASPECTS
51. General
;
Antiplant agents arc chemical agents which possess a high offensive
potential for destroying or seriously limiting the production of food
and defoliating vegetation. These compounds include herbicides that
kill or inhibit the growth of plants; plant growth regulators that
either regulate o r . inhibit plant growth, sometimes causing plant
death; desiccants that dry up: plant foliage; and soil sterilants that
prevent or inhibit the growth; of %-egetation by action with the soil.
Military applications for antiplant agents are based on denying the
enemy food and concealment. •
52. Antiplant agents in use
a. ORANGE. .
(1) Description. Agent ORANGE is the Standard A agent. IT
is composed of a 50:50 -mixture -of the n-butyl esters • of 2.4- D and
2,4,5-T (app_D_a.ncl Cl, TM_ 3-1-215). ORANGE appears as a dark. brown oily liquid which is insoluble in water but misoible in oils
such as diescl fuel. It weighs about 10.75 pounds per gallon and becomes quite viscous as the temperature drops, solidifying at. 4~&gt;° F.
It is noncorrosivc, of low volatility, and nonexplosive, but deteriorates
rubber. . .
'
i I
• '
- (2) Rate of application. The recommended rate of application
of ORANGE is 3 gallons per acre. This may vary depending on the
. typo of vegetation (app C). In some situations b'etter coverage may
bo obtained by diluting ORANGE with diesel fuel oil, which results
in a less viscous solution that is dispersed in smaller droplets. Dilution
may also be required when using dispersion equipment which dot\s not
permit the flow rate to be conveniently adjusted to 3 gallons per acre.
See discussion of application methods in paragraphs "&gt;" and 58.
•(3) Effect on foliage. ORANGE penetrates the waxy covering of
leaves and is absorbed' info the, plant system. Tt a fleets" the crowing
points of the plant, resulting in its death. Rains occurring within the
First hour after spraying will not reduce the effectiveness of ORANGE
to the extent that they reduce the effectiveness of aqueous solutions. Bmulleaf plants arc highly susceptible to ORANGE. Some
grasses ca.n IKS controlled but require a much higher dose rate than
broadleaf plants. Susceptible, plum's exhibit varying degrees of susceptibility to ORANGE. TVa tli of a given plant may occur within a
week or less, or may require up to several months depending on the .
(07)

�plant's age. stage of growth, susceptibility, and the dose rate. See employment? co^flhtatious in paragraphs 53 through 55.
' (4) Saj^^B'ccautt'onJi and decontamination. ORANGE is relatively nontoSBw man or animals. No injuries have been reported to
personnel exposed to aircraft spray. Personnel subject to splashes
from handling the agent need not be alarmed, but should shower and
change clothes at a convenient, opportunity. ORANGE is noncorrosive
to metals but will remove aircraft paint and .walkway coatings. Contaminated aircraft should be washed with soapy water to remove the
agent. Rubber hoses and other rubber parts of transfer and dissemination equipment will deteriorate and require replacement, since ORANGE softens rubber.
•
J. BLUE (Phi/tar 560G). '
•
'.'• .
(1) Description. Agent BLUE is an aqueous solution containing
about 3 pounds per gallon of the sodium salt of cacodylic acid, the
proper amount of surfactant (a substance which increases the effec! t-veuess of the solution), and a neutralize.!' to prevent corrosion of
I r.ii-' ;! spray apparatus. BLUE is the agent normally used for crop
: ik'o:ruction.
,
.
•(2) Rate of o-pplication. BLUE may be sprayed as received! from
the manufacturer without dilution, if desired. The recommended .application rate for crop destruction is about 1 to 2 gallons per acre (app .C). However, much higher use rates of BLUE are required to kail tall •
grasses, such as elephant grass or sugarcane, because of the large
i:lasses of vegetation. For hand-spray operations, two gallons of l
BLUE diluted with water to'make 50 gallons will give a solution that
can bo dispersed by hand at a rate equivalent to approximately 1-to'
3 gallons o f pure agent p e r acre.
. ' ' • " . ' •
..-•-.•-••
(3) Effect on. foliage. Enough BLUE applied to any kind «f foil- .
age will cause it to dry and shrivel, but the agent-is more effective
;:L'ain.-;f grassy plants than broadleaf varieties. Best results are obxtaincd
when the plant, is thoroughly covered, since the agent, kills by al/sorp- .
\ tion of moisture from the leaves. The plants will die within 2 to- 4 days .
\ or less and can then bo burned if porinitte.fl to dry sufficiently. Blue in
| low do«e rates can also prevent grain formation in rice without any
apparent external effect. The plant develops normally but does not
yield a crop. Spray rates higher than about one-half gallon per aero
usually kill the crop. Although BLUE can produce relatively rapid
defoliation, regrowth may occur again in about 30 days. Repeated
spraying is ncce.ssary to provide a high degree of continuous plant .
^» 11 *• *

(4.) Safety precautions and decontamination. Normal sanitary
precautions should be followed when handling BLUE. Although it
contains a form of arsenic, BLUE is relatively nontqxic. It should not
bo taken, internally, however. Any material' that get on the Lands,
face, or other parts of iho body should be washed off at the. first opportunity. Clothes that became, wet with a solution of BLUE should
f&gt;e. changed. Aircraft used for spraying this solution .should be, washed
well afterward. When WHITE is added to BLUE, u precipitate forms
that will clog the system. I f the same, spray apparatus is to !s« used
; for spraying agents WHITE and BLUE, llio system must bo flushed
to assure that u.11 residue of the previous ngunt is removed.

_-.c. WHITE (TordonJOJ}.
'
' ' . . . '
(1) Description. The active ingredients of agent
percent picloram and 80 percent isopropylamine salt c ^ ^ ^ - Active
ingredients constitute about 25 percent of the solution.^P^factant is
also present. WHITE is soluble in water, noncorrosive, nonflammable,
nonvolatile, immiscible in oils, and more viscous .than ORANGE at
the same temperature.
(2) Rate of application. WHITE usually should be applied at a
rate of 3 to 5 gallons per acre on broadleaf vegetation. However, the
rate may vary depending on the type of flora. Quantities required to
• control jungle vegetation may varv from 5 to 12 gallons per acre. This
quantity exceeds the spray capability of most, aircraft spray systems
for a single pass. It is usually unfeasible in large-scale military opcra' tions to apply such large volumes. For ground-based spray operations,
however, high volumes are necessary. Hand-spray operations cannot
evenly cover a whole acre with only 3 gallons of solution. Three gallons of WHITE diluted to a 30-gallon solution can be more easily
sprayed over an area of one acre. The manufacturer recommends
'diluting WHITE with sufficient water to make a 10-gallon solution
for each gallon of''agent.
(3) Effect on foliage. WHITE kills foliage in the same manner
as ORANGE, sirjco 80 percent of the active ingredient is 2,4-D.
' PICLORAM is irfore effective than 2,4-D, but acts slower. WHITE is
• effective on many plant species, and equal to or more effective than
ORANGE on the more woody species. The material must be absorbed
through the leaves. The water solution does not penetrate-the waxy
• covering of leaves as well as oily mixtures, and is more easily washed
• off by rain.""
•" "
-' • .•
.
' '
•-...,
• . -•• =
(4) Safety precaution* anrl decontamination-. WHITE exhibits'
a low hazard from accidental ingest ion. However, it may cause some
irritation if splashed into the eyes. Should eye contact' occur. f!u-=h
with 'plenty of water. Splashes on the skin should be thoroughly
washed with soap and water at the first opportuniiv. Contaminated
clothing should be washed before reuse. When WHITE is used in the
same equipment as BLUE, all of the WHITE should be i-emoved !•&lt;&gt;fore using BLUE. The two agents produce a white precipitate that
will clog spray systems.
' •
d. Soil Stcrilants.
'
,
( 1 ) BROMACIL. .
- ' ' • ' .
(a) Drxrr!pf!f&gt;n. BROMACTL is an odorless. nonriMT«~;ve,
vliito crystalline solid, slijifhtlv soluble in water or die.-cl fuel oil. Three
dip'orent forms are produced: HYVAR-X, a wettable powder containing 80-percent active ineredient; HVVAR-N-WS, a fiO-penvnt
active ingredient water-soluble powder; and URON 'B', a liquid containing 4 pounds of active ingredient per gallon (app I)).
(5) Rate of application. HYVAR-X is applied at a rate of
15 to 30 pounds per aero; TIYVAR-X-WS, 2-1- to 4S pounds per acre;
and UROX 'B', 3 to 0 gallons per acre, Sprav concentrations of the
agent as high as 50 to 150 pounds per 100 gallons' of wafer or oil can
bo handled by aircraft-mounted spray systems. Tim 80-percent wet-

�V-/ '

. (a) JJ&amp;fiption. IIRO'X 22 is'a granular substance containing
122 percent monuron trichloroacetftte.
'
'
(i) $nte of application. Tlie manufacturer suggests using 150
I to 200 pounds per acre.
(:?) Effect on foliage. Soil sterilants act by absorption through, the
jroot system and therefore aro most effective under conditions of good •
;lsoil moisture. They are relatively stable once absorbed into the soil.
' : iS(&gt;il sterilants kill vegetation and may prevent regrowth for periods
;-'of a few months to a year, depending on the quantity and soil concli-

coils or
a. In some plants, leaves and growing stems form
develop marked curvature.
I. Growing stems may remain green, but may swell, develop cracks,
and form callous tissue.
G. Watery, translucent buds often appear at the crowns of some
. plants.
d. Spongy, enlarged roots may appear, turn black or gray, and rot.
e. Dead 'areas will form on the leaves wherever the spray droplets
have settled on'the leaf surface. A yellow ring may appear around the
'dead area, and gradually the entire leaf will develop yellow, brown,
.or red autumnal coloration and fall.
SECTION* III. DISSEMIXATION* METHODS

:

|
(4) Safety pre can f ions and handling. Soil sterilants are only'slightly corrosive to metals, but dispersion equipment should be thor;
;pug!i!y flushed after use. They are relatively nontoxic to humans, but
;1 re-pi rat or masks should be worn to prevent inhalation of dust during
'"handling.
.
.
•
..1

; SECTION" TI. COXCErrS OF EMl'LOVMEXT

'•

'

y&gt;'-\. General
•' .
•;j c. The employment of antiplant agents must be carefully controlled'
|!&lt;y technically qualified personnel to avoid many undesirable nftcr'•?(&lt;•• :i''~ts. FM :-MO discusses the employment concepts, analysis of opera- .
'us, and limitations of antiplant agents-.

a was is ideal for elusive hit-and-run tactics of the guerrilla.'.
L.*-::ioval or reduction of this concealment limits the guerrilla's ca-.
. {r I'-.ility to operate in the defoliated area.
. '
P-;. KiMploymcnt considerations
'
.
'
-&lt;S l.-i addition to the. concepts discussed in FM 3-10, tho following
.v/oiiits should be considered when planning the use of antiplant agents.
J ft. Type of Poling4. ORAXGK is a wide-range, general-purpose agent
iVhirh is effective on the many types of foliage found in jungle areas.
I'.VHITK is also considered a general-purposo herbicide, but it is geu'i Tilly slower than O'KAXGK. BLUE is most effective on the narrow
.iip.if .species: the grasses, sugarcane, rice, and other cereal grains.
| f&gt;. When to Ai'pty. Tise best time to apply antiplunt agents is during
~~?l:-'. i:i'~t active growing season. This corresponds roughly tot-he pc-riocl
;;" ' • ::;f. appearaticB of new buds until 3 or -t weeks before onset of
.^
. •;. =eii.^on. Wh'iIt; spraying during the. dry season does produce
-'.:.'ifi», vegetation is not killed as quickly as it is during the. most
:'f:
"h• &lt;.'.\-&lt;:, growing season. An exception would be in certain tropical
j f i w l a n d areas where water is plentiful and c-onfinuous growth exists;
;"1 iiu.s antiplant agents are effective, throughout the. year.

56. Genera]
Antiplant agents may be disseminated by various methods depending
on tho sizes of the area to be defoliated and whether.the agent- is in
liquid, slurry, or solid form.
57. Ground-based application
Ground-based, gpray or dispersion methods are suited to small-scale
operations such as defoliation around base camps or installations or
clearing along routes of communication. These methods depend on
•easy access to the area on foot or by spray vehicle.
; 'a. Hand broadcast ing is the simplest way to disperse dry agents. .
• such as soil.sterilants,.but-is a rather time-consuming method.
. b. A 3-galloti- hand-pump sprayer is easy to xise in areas accessible
•by foot but where vehicles cannot, enter. It- is a slow method, however,
and areas out of arm's reach arc still inaccessible.
(1) UTI-1 series aircraft.
(a) .A simple expedient ppray system for a 1*11-1 type aircraft
.might consist of a 55-gallon drum fitted with a rubber hose which delivers the solution to a spray bar temporarily mounted ae.iw? the skids.
Slight, pre-ssumat.ion of the drum will usually help empty the. drum at
a steady rate. A portable* flamethrower pressure, bottle or an A.X-M4
compressor can lx* used for pressurizing, but a gage should be in the.
system to warn of excess pressure, (no more than S to 12 psi should be
used). The six.e and numlxn- of holes in the spray bar may be determined by trial and error; however, %-inch holes spaced G inches apart
will provide, good results.
(ft) Another field expedient system uses the, tank and Ill-foot
boom of the HI DAL. A 2"&gt;-gpm personnel carrier bilge pump delivers
the agent, allowing 30 to 40 meters coverage in width.
(2) CH-Jfl fth'craff. An expedient spray system for a OH—it
aircraft might consist of a oOO-gallon collapsible fuel bladder or a
400-gallon metal, skid-mounted tank. A power-driven fuel transfer
pump (50 to 100 gpm) can be used to deliver tho antiplant agent
to a spray bar attached to the ramp at the rear of tho aircraft.

�j •. The M100 Mity ?&gt;f!te (para 26) may be used $0 disperse liquid or
v- .TntipIfui1*^jBts. Foot, access to the ai'ea i,; i-e&lt;quired, but inaccess\i&gt; areas mt^^^Kovcred to some extent, since the Mity Mite will
ray a distnQjHsf about 50 feet,
d. A ptnccr-Srivcn dccohtfiminating appamtifJi (PDDA) may 1)0
pd when the area is accessible to wheeled vehicles. It is especially
1 mod for spraying soil sterilant in slurry form. The PDDA may
j,l-o be used to spray liquid antiplant agents. WHITE and BLU,E
, e.scnt no corrosion problems, but the apparatus must be well cleaned
rii changing between the two agents. OIJAXGK will soften'the
I &gt;'&gt;er parts, such as hoses and valve diaphragms, requiring their
I placement after a while. Spraying OEAXGE'lsy PDDA also pro4\ :os a hre hazard. .
. •.
•
I c. Comm-crcial orchard-sprayers, if available, may be used for
1 ..aying liquid solutions where ground access to vehicles is possible.
Aerial spray methods
'
.
•
j Aerial spray methods are suited for large-scale operations, since a
1 icer area can be covered and ground access is not necessary. Aerial
Y jlieation methods are much more subject to weather conditions, such
&gt; wind direction and spc-od and temperature .gradient, than are
juuuii-b;'!&gt;od methods. Therefore, particular atteniion 'must be paid
\ the possibility of agent drift onto any nearby friendly crops. The
jrht of attack, airspeed, and area coverage depend on'weather and
rain conditions and pilot experience.
a. UC-12-3B Aircraft. UC-123B cargo aircraft fitted with internal
Irs and external ?pniy booms are used tor largo-scale defoliation
?pray booms
for lar^e-scalc
1 crop c
destruction operations. Using the present systems at an al;do of 150 feet as id aii-spced of 130 knots rcsulss in a spray rate of
1.50
i :lions per aera,
&gt;-•. FIDAL (Fi:/:cd-v:iny Insecticide Dispersal A ppamfm. Liquid}'.
:
: FIDAL YA a Xavy developed and tested systom. It has not been
udardized by the AVmy. When available, it can bo used to supplant the spray capability of the C-123 systems.'The FIDAL is
ig on the AIE or All! aircraft without "modification. Each tank
Ms about 275 gallons and has its own ram air turbine to provide
ver for pumping this spray through a spray boom. Cosi, is much less
n that of C-12:&gt; inboard systems, and spray missions do not tie up
aircraft since the tanks can be hung or removed iu'minutes.• •
t-. IleJieoptcr-Mowntfid Spray Systems.
' ••
\(1) HI DAL (Helicopter Insecticide Dtsspental
Appnrafi./s,
"p;id)i The IJTIDAL system is a 1%-gallon spcay system suitable
',. us/s in a UH—1 scries helicopter. Helicoptei's are useful in spray' areas around installations that arc; not acce-siblo to wheeled vc'-.-•: minefields, barbed wire barrieiii, etc. The IIIDAL is sclf• •••'], has an adjustable spray rate, and can. l&gt;e installed'and re, -I ;,-. a matter of minutes. It is a Xavy developed system and has
]/:•";'! standardized by tho Army.
•
. •
•
..'•'.-•
. f-2) AGAVENCO xpm/&lt;'r, Tho AGAVEXCO system has capaj i l tics similar to those of tlie IIIDAL and is presently being pro,red in a limited quantity. It has not lx&gt;cn stantliirdixod.
1

(~*

t

1

ft

^

d. Field Expedient Spray Systems. When systems such OM tu, ;
HIDAL are unavailable, field expedient spray systenuj^fct'wiy yrform adequately might be constructed.
^^^B
G. Effect on Nearby^ Crops. If the application of a^|^_nt agents
is on target to begin with, the main clanger to nearby susceptible crops
will be from drift. The main factors affecting agent drift are vandij
direction and speed, dissemination method (para 56 through 58), tern-1'
perature gradient (TAI 3-240), and the agent used. Conditions for
dissemination of antiplant agents are usually most -favorable during
early morning hours (before OSOO) while inversion temperature
gradient prevails and the wind speed is still low (doc:s_not exceed 8
. knots). A volatile antiplant agent may also produce drift effect even
after the spray has settled on target. For example, the slight vaporization of OllAXGE may produce drift damage, especially if nearby
iiponzn
subjc
Thus they can be more safely used near susceptible crops provided
. cautions such as wind direction are heeded, and a dissemination method
that tends to. produce the least amount o£ drift is used. Although
'soil sterilants do not drift, they should not be used closer than 1UO
meters to crops or cropland in a friendly area onto which drainage from
treated areas flows.*'
d. Duration of Effect. Neither OR AXGE, BLUE, nor WHITE can
be consideredi"permano.nt" type antiplant agents. They act by direct
contact with the plant. Defoliation result ing from aerial application of
BLUE may lie. effective only until new growth appears. Defoliation
resulting froin'aerial'application'.'of OR AXGE or WHITE will'
usually bo effective for one growing season, but may be effective for
periods of approximately 0 months to 1 year. Soil sterilants. on the
other hand, ma^y be effective for period.- • • f up to a year or more, because
they are desigi ed to be slowly dissolved by rainfall and remain active
in the soil.

o

.13

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                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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              <text>176</text>
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              <text>5167</text>
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              <text>Series VIII Subseries I</text>
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                <text>Huddle, F. P.</text>
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            <name>Description</name>
            <description>An account of the resource</description>
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                <text>&lt;strong&gt;Corporate Author: &lt;/strong&gt;Science Policy Research Division, Legislative Reference Service, Library of Congress</text>
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                <text>August 8 1969</text>
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                <text>A Technology Assessment of the Vietnam Defoliant Matter, A Case History: Report to the Subcommittee on Science, Research, and Development of the Committee on Science and Astronautics, U. S. House of Representatives, Ninety-First Congress, First Session</text>
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