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                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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                <text>&lt;strong&gt;Corporate Author: &lt;/strong&gt;Bureau of National Affairs, Inc.</text>
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                <text>1981</text>
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                <text>Agent Orange: Veterans Ask High Court to Review Ruling Barring Federal Common Law Suit</text>
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                    <text>Item D Number

05464

D

Author
Corporate Author

United States Environmental Protection Agency (EPA),

Report/Article Tltb Ambient Water Quality Criteria for 2,3,7,8Tetrachlorodibenzo-p-dioxin

Journal/Book Tttte
Year

1984

Month/Day

February

Color

°

Number of Images

239

Doscrljton Notes

EPA

Friday, March 15, 2002

440/5-34-007

Page 5464 of 5571

�United States
Environmental Protection
Agency

Office of Water
Regulations and Standards
Washington, DC 20460

EPA 440/5-84-007
February 1984

Water

Ambient
Water Quality
Criteria for
2, 3, 7,8 - Tetrachlorodibenzo - p - dioxin

�AMBIENT WATER QUALITY CRITERIA POR
2,3,7,8-TETRACHLORODIBENZO-P-DIOXIN

Prepared By
U.S. ENVIRONMENTAL PROTECTION AGENCY
Office of Water Regulations and Standards
Criteria and Standards Division
Washington, D.C.
Office of Research and Development
Environmental Criteria and Assessment Office
Cincinnati, Ohio
Carcinogen Assessment Group
Washington, D.C.
Reproductive Effects Assessment Group
Washington, D.C.
Environmental Research Laboratories
Corvallis, Oregon
Duluth, Minnesota
Gulf Breeze, Florida
Narragansett, Rhode Island

�DISCLAIMER

This report has been reviewed by the Environmental Criteria
and Assessment Office, U.S. Environmental Protection Agency, and
approved for publication. Mention of trade names or commercial
products does not consititute endorsement or recommendation for

use.

11

�FOREWORD

Section 304 (a)(l) of the Clean Water Act of 1977 (P.L. 95-217),
requires the Administrator of the Environmental Protection Agency to publish
criteria for water quality accurately reflecting the latest scientific
knowledge on the kind and extent of all Identifiable effects on health and
welfare which may be expected from the presence of pollutants 1n any body of
water, Including groundwater. Proposed water quality criteria for the 65
toxic pollutants listed under section 307 (a)(l) of the Clean Water Act were
developed and a notice of their availability was published for public
comment on March 15, 1979 (44 FR 15926), July 25, 1979 (44 FR 43660), and
October 1, 1979 (44 FR 56628). This document 1s a revision of those
proposed criteria based upon a consideration of comments received from other
Federal Agencies, State agencies, special Interest groups, and Individual
scientists. The criteria contained In this document replace any previously
published EPA criteria for the 65 pollutants. This criterion document 1s
also published 1n satisfaction of paragraph 11 of the Settlement Agreement
1n Natural Resources Defense Council, et al. vs. train. 8 ERC 2120 (D.D.C.
1976), modified, 12 ERC 1833 (D.D.C. 1979).
The term "water quality criteria" Is used In two sections of the Clean
Water Act, section 304 (a)(l) and section 303 (c)(2). The term has a
different program Impact In each section. In section 304, the term represents a non-regulatory, scientific assessment of ecological effects. The
criteria presented 1n this publication are such scientific assessments.
Such water quality criteria associated with specific stream uses when adopted as State water quality standards under section 303 become enforceable
maximum acceptable levels of a pollutant 1n ambient waters. The water
quality criteria adopted 1n the State water quality standards could have the
same numerical limits as the criteria developed under section 304. However,
In many situations States may want to adjust water quality criteria
developed under section 304 to reflect local environmental conditions and
human exposure patterns before Incorporation Into water quality standards.
It Is not until their adoption as part of the State water quality standards
that the criteria become regulatory.
Guidelines to assist the States In the modification of criteria presented In this document, 1n the development of water quality standards, and 1n
other water-related programs of this Agency, have been developed by EPA.

STEVEN SCHATZOW
Director
Office of Water Regulations and Standards

111

�ACKNOWLEDGEMENTS
Aquatic Toxicology:
David J. Hansen (reviewer)
Environmental Research Laboratory,
Narragansett
U.S. Environmental Protection Agency

Charles E. Stephan (author)
Environmental Research Laboratory,
Duluth
U.S. Environmental Protection Agency
Gary A. Chapman
Environmental Research Laboratory,
CorvalUs
U.S. Environmental Protection Agency

Mammalian Toxlclty and Human Health Effects*:
Debdas Mukerjee (document manager)
Environmental Criteria and Assessment
Office, Cincinnati
U.S. Environmental Protection Agency

K. Diane Courtney

Roy Albert
Institute of Environmental Medicine
New York University Medical Center

Frederick Coulston
Coulston International Corporation

Health and Effects Research
Laboratory, Research Triangle Park
U.S. Environmental Protection Agency

Michael L. Dourson
Environmental Criteria and Assessment
Office, Cincinnati
U.S. Environmental Protection Agency

Donald G. Barnes
Office of Pesticides and Toxic
Substances
U.S. Environmental Protection Agency

David Firestone
Food and Drug Administration

Steven P. Bayard
Carcinogen Assessment Group
U.S. Environmental Protection Agency

S. GaratUnl
Institute d1 Recerche
Farmacologlc "Mario Negrl"
Milan, Italy

David L. Bayllss
Carcinogen Assessment Group
U.S. Environmental Protection Agency

Richard Grelssmer
Oak Ridge National Laboratory

D1pak K. Basu
Syracuse Research Corporation

Bernard H. Haberman
Carcinogen Assessment Group
U.S. Environmental Protection Agency

Randall J.F. Bruins
Environmental Criteria and Assessment
Office, Cincinnati
U.S. Environmental Protection Agency

Lennart Hardell
University Hospital
Umea, Sweden

*An additional 60 participants from EPA's headquarters, Research Triangle
Park, Cincinnati, and regional offices and 135 observers from Industries,
academla, environmental groups and news media also attended the meeting at
which this chapter was reviewed.
1v

�Robert Hapless
Environmental Monitoring Systems
Laboratory
U.S. Environmental Protection Agency

Charles H. Nauman

Exposure Assessment Group
U.S. Environmental Protection Agency

Michael W. Neal
Syracuse Research Corporation

Rolf Hartung
University of Michigan
AUstalr W.M. Hay
University of Leeds, U.K.

James Olsen
School of Medicine
State University of New York

Charallnggayya Hlremath
Carcinogen Assessment Group
U.S. Environmental Protection Agency

F. Pocchlarl
Institute Superlore dl Sanlta
V1ale Reglna, Rome, Italy

Otto Hutzlnger
University of Amsterdam
The Netherlands

Shane Que Hee

R.D. Klmbrough
Centers for Disease Control

C. Rappe

Richard J. Koclba
Dow Chemical Company

Sheila L. Rosenthal
Reproductive Effects Assessment Group
U.S. Environmental Protection Agency

University of Cincinnati Medical
Center
University of Umea, Sweden

Marvin Legator
University of Texas Medical Branch

Steven H. Safe
Texas A&amp;M University -

Ruth L1l1s
Mt. Sinai School of Medicine

Marvin Schnelderman
Environmental Law Institute

Prab D. Lotllkar
Temple University School of Medicine

Ellen SUbergeld
Environmental Defense Fund

Fumlo Matsumura
Michigan State University
E. McConnell
National Institute of Environmental
Health Sciences
W.P. McNulty
Oregon Regional Primate Research
Center
Robert Miller
National Cancer Institute

David Stalling
Columbia National Fisheries Research
Laboratory
Jerry F. Stara
Environmental Criteria and Assessment
Office, Cincinnati
U.S. Environmental Protection Agency

Lewis Thlbodeaux
University of Arkansas
Thomas Tlernan
Wright State University

Ralph Nash

U.S. Department of Agriculture
Technical Support Services Staff:
Mann, E. Durden, C.A. Cooper
Clerical Staff:

J.A. Olsen, B.L. Zwayer, P.A. Daunt, K.S.

N.C. Bauer, S.J. Faehr, T. Highland, L.A. Schwaegerle

�TABLE OF CONTENTS

Page
INTRODUCTION

A-l

Physical Properties
Cocontamlnants of 2,3,7,8-TCDD In Chlorinated Products
Synthesis
Chemistry
Analytical Methods for TCOO
Summary of Health Effects
References
AQUATIC TOXICOLOGY

A-l
A-2
A-3
A-3
A-4
A-8
A-9
B-l

Introduction
Acute Toxlclty to Aquatic Animals
Chronic Toxldty to Aquatic Animals
Toxlclty to Aquatic Plants
B1oaccumulat1on
Other Data
Unused Data
Summary

B-l
B-l
B-2
B-3
B-3
B-6
B-6
B-9

National Criteria

B-10

References

B-ll

MAMMALIAN TOXICOLOGY AND HUMAN HEALTH EFFECTS

C-l

EXPOSURE

C-l

Water and Soil Related.
Ingestlon from Food
Inhalation
Dermal

C-l
C-6
C-15
C-17

PHARMACOKINETICS

C-18

Absorption
Distribution
Metabolism
Excretion

fc

EFFECTS

C-18
C-22
C-28
C-31
C-36

Acute, Subacute and Chronic Toxlclty
Synerglsm and/or Antagonism
Teratogen1c1ty
MutagenlcHy
Carclnogenldty

C-36
C-69
C-72
C-102
C-115

v1

�TABLE OF CONTENTS

Page
CRITERION FORMULATION

C-176

Existing Guidelines and Standards
Current Levels of Exposure
Special Groups at Risk
Basis and Derivation of Criterion

C-176
C-176
C-177
C-178

Estimates by Others of Carcinogenic Potency and Criteria

C-182

REFERENCES

C-185

APPENDIX

C-241

�LIST OF TABLES

No.
1.

Title
Predicted Bloconcentratlon Factors for 2,3,7,8-TCOO
Based on Estimated and Measured Values of the OctanolWater Partition Coefficient

Page

B-4

2.

Other Data on Effects of 2,3,7,8-TCDD on Aquatic Organisms. . B-7

1.

Levels of 2,3,7,8-TCDD 1n F1sh and Shellfish

C-10

2.

Percentage of 2,3,7,8-TCDD 1n the Liver 24 Hours After
Oral Administration of 0.5 ml of Various Formulations
Containing TCDD

C-20

3.

Tissue Distribution of 2,3,7,8-TCDO

C-23

4.

Elimination of 2,3,7,8-TCOO

C-33

5.

Lethality of 2,3,7,8-TCDO Following Acute Exposure

C-37

6.

Toxic Responses Following Exposure to 2,3,7,8-TCDD:
Species Differences

C-42

Hepatocellular Fatty Change Observed 1n Rats Following
Subchronlc Exposure to 2,3,7,8-TCDD

C-56

Effects of Chronic Exposure to 2,3,7,8-TCDD In
Laboratory Rodents

C-59

Studies on the Potential Teratogenlc Effects of
2,3,7,8-TCDD-Contamlnated 2,4,5-T

C-74

7.
8.
9.

10.

Studies on the Potential Teratogenlc Effect of
2,3,7,8-TCDO

11.
12.
13.
14.

15.

C-79

The Results of MutagenlcHy Assays for 2,3,7,8-TCOO 1n
Salmonella typhlmurlum

C-103

Distribution of Tumor Types In Two Case-Control Studies
of Soft-Tissue Sarcoma

C-122

Exposure Frequencies 1n Two Case-Control Studies of
Soft-Tissue Sarcoma

C-123

Relative Risks of Soft-Tissue Sarcoma 1n Relation to
Exposure to Phenoxyacetlc Adds and Chlorophenols In Two
Case-Control Studies

C-125

Distribution of Hlstologlcal Types of Soft-Tissue

Sarcomas

C-130

�LIST OF TABLES
No.

16.

TUIe

Page

Midland County Soft and Connective Tissue Cancer
Deaths 1960-1981

C-139

17.

Other Occupations (Minus Forestry/Agriculture)

C-145

18.

Other Occupations (Minus Forestry/Agriculture/
Woodworkers)

C-146

Analysis of Stomach Cancer Mortality In a Group of
West German Factory Workers Exposed to 2,3,7,8-TCDO

C-150

19.

20.

Reanalysls of Stomach Cancer Mortality 1n a Group of
West German Factory Workers Exposed to 2,3,7,8-TCDO

21.

Stomach Cancer Mortality In Three Studies of Workers
Exposed to Phenoxyacetlc Add Herbicides and/or
2,3,7,8-TCDD

22.

C-153

C-155

Incidence of Primary Tumors 1n Female Swiss-Webster
Mice by Dermal Application of 2,3,7,8-TCDD or
2,3,7,8-TCDD Following DMBA

23.

24.
25.

26.

27.

C-160

Incidence of Primary Tumors In Male Swiss-Webster
Mice by Dermal Application of 2,3,7,8-TCDD or
2,3,7,8-TCDD following DMBA

C-161

Summary of Neoplastlc Changes After 2,3,7,8-TCDO
1n Rats

C-163

Summary of Neoplastlc Lesions Produced by 2,3,7,8-TCDD
1n Sprague-Dawley Rats, Spartan Substraln, that are
Statistically Significant In at Least One Sex

C-166

2,3,7,8-TCDD Oral Rat Study by Dr. Kodba, with Dr.
Squire's Review (8/15/80) Female Sprague-Dawley Rats Spartan Substraln (2 years)

C-167

2,3,7,8-TCDD Oral Rat Study by Dr. Kodba, with Dr.
Squire's review (8/15/80) Male Sprague-Dawley Rats -

Spartan Substraln (2 years) . . .

C-168

28.

Incidence of Primary Tumors In Male Osborne-Mendel Rats . . . C-170

29.

Incidence of Primary Tumors In Female Osborne-Mendel Rats . . C-172

30.

Incidence of Primary Tumors 1n Female B6CF1 Mice

C-173

31.

Incidence of Primary Tumors 1n Male B6CF1 Mice

C-174

32.

Summary of Human Potency Estimates for 2,3,7,8-TCDD

C-242

1x

�CRITERIA DOCUMENT
2,3,7,8-TETRACHLORODIBENZO-P-DIOXIN
CRITERIA

Aquatic Life
Not enough data are available concerning the effects of 2,3,7,8-TCDD on
aquatic life and Its uses to allow derivation of national criteria.

The

available Information Indicates that acute values for some freshwater animal
species are &gt;1.0

pg/8,; some

chronic values are &lt;0.01 pg/8., and the

chronic value for rainbow trout 1s &lt;0.001 yg/S..

Because exposures

of

some species of fishes to 0.01 pg/a for &lt;6 days resulted In substantial
mortality several weeks later, derivation of aquatic life criteria for
2,3,7,8-TCDD may require special consideration.

Predicted bloconcentratlon

factors (BCFs) for 2,3,7,8-TCDD range from 3000-900,000, but the available
measured BCFs range from 390-13,000.

If the BCF Is 5000, concentrations

&gt;0.00001 pg/9, should result 1n concentrations in edible freshwater and
saltwater fish and shellfish that exceed levels Identified In a U.S. FOA
health advisory. If the BCF 1s &gt;5000 or 1f uptake In a field situation 1s
greater than that 1n laboratory tests, the value of 0.00001 pg/a, will be
too high.

Human Health
For the maximum protection of human health from the potential carcinogenic effects due to 2,3,7,8-TCDD exposure through 1ngest1on of contaminated
water and contaminated aquatic organisms, the ambient water concentration
should be zero. This criterion 1s based on the non-threshold assumption for
2,3,7,8-TCDD.

However, zero may not be an attainable level at this time.

�Therefore, the levels that may result 1n an Increase of cancer risk over the
lifetime

are

recommended

estimated
criteria

respectively.

at
are

10~5, 10~*
1.3xlO~7,

and

10~7.

1.3xlO~8

and

The

corresponding

1.3xlO~9

yg/l.

If the above estimates are made for consumption of aquatic

organisms only, excluding consumption of water, the levels are 1.4xlO~7,
1.4xl(Te and 1.4xlO~* yg/l, respectively.
for consumption

of water only, the levels

2.2xlO~9 pg/S., respectively.

xl

If these estimates are made
are 2.2x10"*, 2.2xl(T7 and

�INTRODUCTION

The major source of 2,3,7,8-tetrachlorod1benzo-p_-d1ox1n (2,3,7,8-TCDO)
(CAS Number 1746-01-6) appears to be as a contaminant formed during the production of 2,4,5-tMchlorophenol (2,4,5-TCP) from 1,2,4,5-tetrachlorobenzene
(Mllnes, 1971; K1mm1g and Schulz, 1957; Firestone et al.. 1972). 2,4,5-TCP
1s the major chemical feedstock 1n the production of several herbicides
Including 2,4,5-trlchlorophenoxyacetlc add
Sllvex.

(2,4,5-T), 2,4,5-T esters and

Each of these chemicals may contain 2,3,7,8-TCOD as a contaminant

(Buser and Bosshardt, 1974; Courtney et al., 1970; Edmunds et al., 1973;
ZHko and Choi, 1971).
formed

during

It has also been reported that 2,3,7,8-TCDO may be

the pyrolysls of chlorinated phenols

(Buu-Ho1

et al.,

1971a,b), chlorinated benzenes (Buser, 1979) and polychlorlnated dlphenyl
ethers (Llndahl et al., 1980), and thus can also be emitted by municipal
Incinerators (Rappe et al., 1983a; Lustenhouwer et al., 1980; Olle et al.,
1982, 1983). There 1s no clear evidence that 2,3,7,8-TCOD 1s a typical contaminant 1n the herbicide 2,4-d1chlorophenoxyacet1c add

(2,4-0) (Woolson et

al., 1972; Henshaw et al., 1975; Cochrane et al., 1981).
Physical Properties
2,3,7,8-TCDD 1s a symmetrical, nearly planar molecule with the empirical
formula

C,nH.C1.0_.
The four chlorine
12 4 4 2
from one another (Poland and Glover, 1973).

atoms

are

Indistinguishable

2,3,7,8-TCDD 1s a white crys-

talline solid with a melting point range of 302-305°C (Sparschu et al.,
1971; Elvldge, 1971) and has a molecular weight of 321.9. The vapor pressure of this compound Is estimated to be 10~6 mm of Hg (0.1 mPa) at 1
atmosphere and 25°C (Mabey et al., 1981).

The Henry's constant has been

estimated to be 2.1xlO"3 atmosphere m3 mol"1

(Mabey et al.,

1981).

2,3,7,8-TCDD 1s Upophlllc, exhibiting some solubility 1n fats, oils and

A-l

�other relatively nonpolar solvents, and Is only slightly soluble 1n water
(0.2 yg/l) (Grummet and Stehl, 1973; Morris, 1981).

The solubility of

2,3,7,8-TCOO 1n various organic solvents Is given below (Grummet and Stehl,
1973):
Solvent

Solubility (ppm)

lard oil
benzene
o-dlchlorobenzene
chloroform
acetone
n-octanol
methanol

44
570
1400
370
110
50
10

The partition coefficient of 2,3,7,8-TCDD 1n a water:hexane system has
been reported to be 1000 (Matsumura and Benezet, 1973). The octanol/water
partition coefficient (K

) has been calculated by the methods of Hansch

and Leo (1979) and has been experimentally measured. Calculated values for
log K

range from 6.84-7.28, and a measured value of 6.15 has been

reported (see Section B, B1oaccumulat1on).
Cocontamlnants of 2.3.7.8-TCDD 1n Chlorinated Products
2,3,7,8-TCDD Is only one of many trace contaminants found In some
chlorinated Industrial products Including a few chlorinated phenols, a few
chlorinated phenoxy adds (especially the herbicides 2,4,5-T and Sllvex) and
hexachlorophene. Among the other trace contaminants found 1n these products
are members of the polychloMnated d1benzo-p_-d1ox1ns (PCDOs), polychlorlnated dlbenzofurans (PCDFs), polychlorlnated dlphenylethers (PCDPEs), polychlorinated phenoxyphenols (PCPPs), polychlorlnated blphenyls (RGBs) and
polychlorlnated benzenes (PCBz).

Of these, some possess properties that

make them difficult to separate analytically from the 2,3,7,8-TCDD Isomer
(Klmbrough, 1974; U.S. EPA. 1980; Bumb et a!., 1980; Rappe et al., 1983b).

A-2

�Syntheses
2,3.7,8-TCDD has been synthesized by several methods In moderate yield
(e.g., reaction of dlchlorocatechol salts with o-chlorobenzene by refluxlng
In alkaline dlmethylsulfoxlde; chlorlnatlon of d1benzo-p_-d1ox1n In the presence of ferric chloride and Iodine; UV Irradiation of PCODs of high chlorine
content; Ullman reaction of chlorinated phenolates at 180-400°C; pyrolysls
of chlorinated phenolates and chlorinated phenols; heating 1,2,4-trlchloro5-n1trobenzene and 4,5-d1chlorocatechol In the presence of base).

These

processes have been reviewed 1n U.S. EPA (1980).
Chemistry
2,3,7,8-TCDD 1s considered to be relatively stable toward heat, acids
and alkalies.

It begins to decdmpose at 500°C, and at a temperature of

800°C, virtually complete degradation occurs within 21 seconds (Stehl et
al., 1973). From a theoretical equation for thermal dissociation constant
K = 1015'5 exp(-80,000/RT) sec"1
K = dissociation constant, R = universal gas constant, T = temperature
for tetrachlorod1benzo-p_-d1ox1ns formulated by Staub and Tsang (1983), the
99.99% gas phase dloxln dissociation at 727°C will require about 15.4
minutes.

The same equation predicts a 99.99% decomposition of tetrachloro•

d1benzo-p_-d1ox1ns 1n 0.3 seconds at 977°C.
molecule

(FanelU

et al., 1978).

Gamma radiation degrades the

2,3,7,8-TCDD

can be perchlorInated

(Hutzlnger et al., 1972).
2,3,7,8-TCDD 1s transformed very slowly 1n aquatic systems.

Of the four

transformation processes (photoreactlon, blotransformatlon, hydrolysis and
radical oxidation) that control the fate of a chemical In aquatic media only
the first two processes are throught to effect the transformation of
2,3,7,8-TCDD (Matsumura et al., 1983).

In organic solvents, 2,3,7,8-TCDO

undergoes reductive photodechlorlnatlon at wavelengths &lt;320 nm (Crosby et
A-3

�al., 1971; Libert! et al., 1978). In aqueous solution hydroxylatlve dechlorlnatlon probably occurs, although this has not been seen. L1bert1 et al.
(1978) showed that 2,3,7,8-TCDD spread over silica gel, aluminum, glass,
ceramic tile and marble 1n the absence of an organic solvent showed various
decomposition rates on UV Irradiation.

Little decomposition occurred on

glass or marble, but substantial degradation occurred on silica gel and
aluminum.

Also, 1:1 ethyl oleate/xylene was found to be a satisfactory H
*

donor.

PUmmer et al. (1973) reported that a 2,3,7,8-TCDO suspension 1n

distilled water remained unchanged when Irradiated with a sunlamp.

Simi-

larly, a thin dry film of 2,3,7,8-TCDD on a glass plate or 2,3,7,8-TCDD on
dry and wet soils showed negligible photodegradatlon after Irradiation with
sunlamps (Crosby et al., 1971). In contrast, 2,3,7,8-TCDD 1n methanol solution, or a benzene solution of 2,3,7,8TCDD In water 1n the presence of a
surfactant underwent substantial photodegradatlon under sun lamp or sunlight
Irradiation (PUmmer et al., 1973; Crosby et al., 1971). NestMck et al.
(1980) experimentally determined the photolytlc half-life of 2,3,7,8-TCOD 1n
n-hexa-decane under sunlamp Irradiation to be -57 minutes.

The surfactant,

l-hexyldecylpyr1o1n1um chloride, sensitized the photodecomposltlon In aqueous solution (Botre et al., 1978). The evolution of 2,3,7,8-TCDD from more
highly chlorinated PCDDs on UV Irradiation from sunlight Is unlikely since
dechlorlnatlon 1n organic solvents and In the presence of artificial UV
sources occurs preferentially at the 2,3,7,8-pos1t1ons (Buser and Rappe,
1978; Nestrlck et al., 1980).
Analytical Methods for TCDD
Host of the current analytical methods used for the Identification and
quantHatlon of 2,3,7,8-TCDD are based upon gas chromatography/mass spectrometry (GC/MS).

This method provides both high sensitivity (detection at

A-4

�low-ppt levels) and required selectivity (Crummett and Stehl, 1973; "Mernan
et al., 1975; Taylor et al., 1975; Buser and Bosshardt, 1976; Buser, 1977;
U.S. EPA, 1980; Tlernan, 1983).

Unfortunately, the GC/MS method Is expen-

sive, time consuming and difficult.

Elaborate quality control and quality

assurance of analytical methods are necessary.

Rad1o1mmunoassay and elec-

tron capture-GC have also been developed; both were essentially screening
techniques (Karasek and Onuska, 1982).
Sampling Method -- Two types of sampling methods can be used for collecting aqueous samples for TCDD.

In the first method, no preconcentratlon

of the samples during collection 1s made.

Grab samples are collected 1n

clean amber glass bottles of 1 8. or 1 quart capacity fitted with screw
caps lined with clean Teflon or aluminum foil (U.S. EPA, 1982). The sample
containers must be kept refrigerated at 4°C and protected from light during
collection and shipment of grab and composite samples.

All samples must be

extracted within 7 days and completely analyzed within 40 days of extraction
(U.S. EPA, 1982).
The second method 1s the preconcentratlve method of sample collection
(010omen1co et al., 1980).

In t.ils method, 2-20 8, of water are allowed to

pass through a 12 cm long x 1.5 cm Internal diameter XAD-2 column.

The

XAD-2 columns containing the polychlorlnated dloxlns should be protected
from light and kept at 4°C during transportation and storage.

Analysis — An appropriate volume of water (depending on the desired
detection

limit)

with

added

Internal

standard

of

either

13C^
2

or

37

C14 2,3,7,8-TCDD In the amount of 2.5-25 ng (Harless et al., 1980;

U.S. EPA, 1982) can be extracted with hexane (D1Domen1co et al., 1980),
dlchloromethane (U.S. EPA, 1982; Harless et al., 1980) or petroleum ether

A-5

�(Van Ness et al., 1980).

Judging from the recovery data (U.S. EPA, 1982;

DIDomenlco et al., 1980; Harless et al., 1980), dlchloromethane appears to
be a better solvent.
The extract containing TCDDs can be cleaned up by acid and base wash
(Harless et al., 1980; U.S. EPA, 1982; Van Ness et al., 1980) and by subsequent liquid chromatography with an alumina column (Harless et al., 1980;
Van Ness et al., 1980); however, U.S. EPA (1982) recommends another cleanup
step using silica gel liquid chromatography, which may be necessary for
wastewater but may be unnecessary for drinking water and clean surface water
samples.

The final separation and analysis Is performed by low resolution

GC-HRMS (Van Ness et al., 1980; Harless et al., 1980) or high resolution
GC-HRMS or LRMS (U.S. EPA, 1982). The U.S. EPA (1982) method derived from
the method of Buser and Rappe (1980) seems to be an appropriate one because
H recommends using a 50 m Sllar IOC capillary column that resolves 2,3,7.8TCl)0 from Us other Uomers. This same column can resolve 1,2,3,7,8-pentaCDO from other penta-CDDs, and 1,2,3,6,7,8-, 1,2,3,7,8,9- and 1,2,3,4,7,8hexa-CDDs from other hexa-CDDs (Rappe et al., 1983a).

Other suitable col-

umns Include SP-2330, SP-2340 and DB-5 (Tlornan, 1983).

Harless et al.

(1980) reported that TCDO 1n water can be accurately determined down to a
concentration of 0.03 ppt. However, for determination of &lt;1 ppt, rigorous
measures must be taken to avoid the possibility of sample contamination during collection, storage, transportation or analysis.
Gas Chromatography/Mass Spectrometry (GC/MS): The mass spectrometral
pattern of 2,3,7,8-TCDO Is very similar to the spectra of other tetrachlorod1benzo-p_-d1ox1ns.

Since other compounds

(e.g., certain polychlorlnated

blphenyls) present 1n the sample extract can also give rise to mass spectral

A-6

�Ions at the same nominal masses as TCOOs (m/e 320 and m/e 322), two
approaches are being used to Increase specificity (U.S. EPA, 1980).
The first approach of applying high resolution mass spectrometry (M/&amp;M
&gt;9000) to Increase the selectivity makes use of the small difference In the
"exact"

masses

of

TCDOs

(C H Cl 0

having

an

"exact"

321.8936) compared with compounds of similar molecular weight.

mass

of

Application

of the optimum chromatographlc conditions and columns to maximize the resolution of compounds 1s necessary before the MS step.
The second approach to avoid the problem of Interferences from closely
related compounds Is to make use of low-resolution mass spectrometry Incorporated with a more selective separation step such as capillary column GC
(Buser and Rappe, 1980; Rappe et al., 1983b) or high performance liquid
chromatography followed by GC (NestMck et al., 1979).

The former method

can be used for all PCCOs and PCDFs; the latter method Is selective In characterizing only the TCDDs (Bumb et al., 1980).
The following criteria have been outlined by Harless et al. (1980) for
confirmation of 2,3,7,8-TCDD residues:
1. Correct GC/MS retention time for 2,3,7,8-TCDD.
2. Correct Isotope ratio for the molecular Ions 320 and 322.
3. Correct simultaneous response for the jnolecular Ions 320, 322
and 328.
4. Correct responses for the co-Injection of sample fortified with
37
C1-TCDO and 2,3,7,8-TCDD standard.
5. Response of molecular Ions 320 and 322 must be &gt;2.5 times the
noise level.
Supplemental criteria that Harless et al. (1980) suggested for highly
contaminated extracts are:
1. COC1 loss Indicative of TCDD structure
2. GC/MS peak-matching analysis of molecular Ions 320 and 322 1n
real time to confirm the 2,3,7,8-TCDD elemental composition.
A-7

�Summary of Health Effects
2,3,7,8-TCDD 1s one of the most toxic substances known.

It exhibits a

delayed biological response 1n many species and 1s highly lethal at low
doses to aquatic organisms, birds and mammals.

It has been shown to be

acnegenlc, fetotoxlc, teratogenlc, mutagenlc (In a limited number of mutagenldty tests) and carcinogenic, and affects the Immune responses 1n
mammals.
These "findings, In conjunction with the wide distribution of contaminated products and Us

extreme stability In the environment, lead to the

conclusion that 2,3,7,8-TCDD represents a potential hazard to both aquatic
and terrestrial life, and makes 2,3,7,8-TCDD one of the major concerns for
public health.

A-8

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TCDD solubH1zat1on and photo-

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Bumb, R.R., W.B. Grummet, S.S. Cutle, et al.

1980.

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Buser, H.R.

1977.

Trace chemistries of
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Determination of 2,3,7,8-tetrachlorod1benzo-p_-d1ox1n 1n

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Buser, H.R.

1979.

Formation of polychlorlnated dlbenzofurans (PCDFs) and

d1benzo-p_-d1oxins (PCDOs) from the pyrolysls of chlorobenzenes.
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Chemos-

8: 415-424.

Buser, H.R. and H.P. Bosshardt.

1974.

Determination of 2,3,7,8-tetra-

chlorod1benzo-l,4-d1ox1n at parts per billion levels 1n technical grade
2,4,5-tr1chlorobenozyacet1c acid In 2,4,5-T alkyl ester and 2,4,5-T amlne
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herbicide

formulations

by

quadruple

mass

fragmentography.

J.

Chromatogr. 90: 71.

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1976.

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A-9

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1978. Identification of substitution patterns 1n

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Chemos-

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Buu-Ho1, N.P., et al.

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Buu-Ho1, N.P., et al.

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Mitchell. 1970. Teratogenlc evaluation of 2,4,5-T. Science.

Crosby, O.G., A.S. Wong, J.R. PUmmer and E.A. Woolson.
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Crummet, W.B. and R.H. Stehl.

1971.

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Photodecom-

173: 748-749.

1973. Determination of chlorinated dlbenzo-

p-dloxlns and dlbenzofurans 1n various materials.
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A-10

Environ. Health Perspect.

�D1Domen1co, A., V. Sllano, G. V1v1ano and G. Zapponl.

1980.

Accidental

release of 2,3,7,8-tetrachlorod1benzo-p_-d1ox1n (TCOD) at Seveso, Italy.

I.

Sensitivity and specificity of analytical procedures adopted for TCDD assay.
Ecotoxlcol. Environ. Safety. 4(3):

Edmunds, J.W., et al. 1973.

283-297.

Determination of 2,3,7,8-tetrachlorod1benzo-p-

dloxln In 2,4,5-trlchlorophenoxyacetlc add

and 2,4,5-T alkyl ester herbi-

cides. Pestle. Scl. 4: 101.

Elvldge, D.A.

1971.

The gas chromatographlc determination of 2,3,7,8-

tetrachlorod1benzo-p_-d1ox1n

1n

2,4,5-tr1chlorophenoxyacet1c

add

("2,4,5-T"), 2,4,5-T ethylhexyl ester, formulations of 2,4,5-T esters, and
2,4,5-tMchlorophenol. Analyst. 99: 721.

FanelH, R., C. Chlabrando, M. Salmona, S. Gratt1n1 and P.G. Caldera.

1978.

Degradation of 2,3,7,8-tetrachlorod1benzo-p_-d1ox1n 1n organic solvents by
gamma ray Irradiation. Experlentla. 34: 1126-1127.

Firestone, 0., J. Ress, N.L. Brown, R.P. Barron and J.N. Damlco.

1972.

Determination of polychlorod1benzo-p_-d1ox1ns and .related compounds In commercial chlorophenols. J. Assoc. Off. Anal. Chem. 55(1): 85-92.

Hansch, C. and A.L. Leo.

1979.

Analysis 1n Chemistry and Biology.

SubstHuent Constants

for Correlation

John Wiley and Sons, Inc., NY. p. 18-47.

A-ll

�Harless, R.L., E.G. Oswald, M.K. Wilkinson, et al.

1980. Sample prepara-

tion and gas chromatography-mass spectrometry determination of 2,3,7,8tetrachlorod1benzo-p_-d1ox1n. Anal. Chem. 52(8): 1239-1245.

Henshaw, B., et al.

1975. Gas-I1qu1d chromatography and gas-Hqu1d com-

bined with mass spectrometry of a butyl ester formulation of (2,4-d1chlorophenoxy) acetic add. J. Chromatogr. 106: 33.

Hutzlnger, 0., S. Safe and V. ZHko.

1972. Analysis of chlorinated aro-

matic hydrocarbons by exhaustive chlorlnatlon: Qualitative and structural
aspects of the perchloro-derlvatlves of blphenyl naphthalene, terphenyl,
dlbenzofuran, dlbenzo-dloxln and DDE. Intern. J. Environ. Anal. Chem.
2: 95-106.

Karasek, F.W. and F.I. Onuska. 1982. Trace analysis of the dloxlns. Anal.
Chem. 54: 309A-326A.

Klmbrough, R.D. 1974. The to.:1c1ty of polychloMnated polycycllc chemicals
and related compounds.

Cr1t. Rev. Toxlcol. 2: 445.

K1mm1g, J. and K.H. Schulz.

1957. BerufUche akne (sog. chlorakne) durch

chlorlerte aromatlsche zykllsche ather.

Dermatologlca. 115: 540. (Ger.)

L1bert1, A., D. Brocco, I. Allegr1n1 and G. Bertonl.

1978. Field photo-

degradation of TCDD by ultraviolet radiations.

In: D1ox1n: Tox1colog1cal

and Chemical Aspects, F. Cattabenl et al., Ed.

SP Medical and Scientific

Books, NY. p. 195-200.

A-12

�Llndahl, R., C. Rappe and H.R. Buser.

1980.

Formation of polychlorlnated

d1benzo-p_-d1ox1ns (PCOOs) from the pyrolysls of polychlorlnated dlphenyl
ethers.

Chemosphere. 9: 351-361.

Lustenhouwer, J.W.A., K. OHe and 0. Hutzlnger. 1980. Chlorinated dlbenzop-dtoxlns and related compounds In Incinerator effluents: A review of measurements and mechanisms of formation.

Chemosphere.

Mabey, W.R., J.H. Smith, R.T. Podoll, et al.
data for organic priority pollutants.

9: 501-522.

1981. Aquatic fate processes

Monitoring and Data Support Dlv.,

OWRS, Washington, DC. EPA 440/4-81-014. p. 107-108.

Matsumura, F. and H.3. Benezet.
mlcroblal

degradation

of

1973. Studies on the bloaccumulatlon and

2,3,7,8-tetrachlorod1benzo-p_-d1ox1n.

Environ.

Health Perspect. 5: 253-258.

Matsumura, F., J. Quensen and G. Tsushlmoto.
of TCDD In a model ecosystem.

1983. Mlcroblal degradation

In: Human and Environmental Risks of Chlori-

nated D1ox1ns and Related Compounds. R.E. Tucker, A.L. Young and A.P. Gray,
Ed. Plenum Press, NY. p. 191-219.

Mllnes, M.H.

1971. Formation of 2,3,7,8-tetrachlorod1benzo-p_-d1ox1n by

thermal decomposition of sodium 2,4,5-trlchlorophenate. Nature.

Nestrlck, T., et al.

1979.

232: 395.

Synthesis and Identification of the 22 tetra-

chlorod1benzo-p_-d1ox1n Isomers by high performance liquid chromatography and
gas chromatography. Anal. Chem.

51: 2273.

A-13

�NestMck, T.J., L.L. Lamparskl and D.I. Townsend. 1980.

Identification of

tetrachlorod1benzo-2-d1ox1n Isomers at the 1 ng level by photolytlc degradation and pattern recognition techniques.

Morris, L.A.

1981.

The movement,

herbicides and TCDD In the forest.

Anal. Chem. 52: 1865-1875.

persistence and fate of the phenoxy

Res. Rev. 80: 66-135.

011e, K., J.W.A. Lustenhouwer and 0. Hutzlnger.
d1benzo-p_-d1ox1ns and related

compounds

1982.

PolychlorInated

1n Incinerator effluents.

In:

Chlorinated 01ox1ns and Related Compounds: Impact on the Environment, 0.
Hutzlnger et al., Ed. Pergamon Press, NY. p. 227-244.

OHe, K., H.V.O. Berg and 0. Hutzlnger.

1983. Formation and fate of PCDD

from combustion processes. Chemosphere. 12: 627-636.

PUmmer, J.R., U.I. KUngeblel, O.G.

Crosby and A.S. Wong.

Chlorod1ox1ns...Origin and Fate. Adv. Chem. Ser. 120.

Poland, A. and E. Glover.

1973.

Inducers of 4-am1nolevul1n1c add
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p. 44.

Chlorinated d1benzo-p_-d1ox1ns: Potent
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A-14

�Rappe, C., S. Marklund, P.-A. Bergqvlst and M. Hansson. 1983a. PolychloMnated dloxlns, dlbenzofurans and other polychlorlnated polynuclear aromatlcs
formed

during Incineration and PCB fires.

In: Chlorinated Dloxlns and

Olbenzofurans In the Total Environment, Vol. 1, L.H. Keith et al., Ed.
Butterworth Publishers.

Rappe, C., S. Marklund, M. Nygren and A. Gar1.

1983b.

Parameters for

Identification and confirmation In trace analyses of polychlorlnated dloxlns
and dlbenzofurans.

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Environment, Vol. 1, L.H. Keith et al., Ed. Butterworth Publishers.

Sparschu, G.L., Jr., F.L. Dunn, Jr., V.K. Rowe, Jr.

1971.

Study of the

teratcrgenlclty of 2,3,7,8-tetrachlorod1benzo-£-d1ox1n

1n the rat.

Food

Cosmet. Toxlcol. 9: 405-412.

Staub, W.M. and W. Tsang.

1983.

Physical and chemical properties of

dloxlns 1n relation to their disposal.

In: Human and Environmental Risks of

Chlorinated Dloxlns and Related Compounds.

R. Tucker, A.L. Young and A.P.

Gray, Ed. Plenum Publishing Corp., NY. p. 731-748.

Stehl, R.H., et al.

1973.

The stability of pentachlorophenol and chlori-

nated dloxlns to sunlight, heat, and combustion.

Adv. Chem. Ser. 120. Am.

Chem. Soc., Washington, DC.

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1975.

Determination of tetrachlorodlbenzop-dloxlns 1n

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A-15

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6th Ann. Symp. Environ.

Res., Edgewood Arsenal, MD.

Tiernan, 1.0.

1983.

Analytical chemistry of polychloMnated d1benzo-p-

dloxlns and dlbenzofurans: A review of the current status, in: Chlorinated
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EPA.

1980.

Dloxlns.

UKI ,

U.S.

H'A,

Cincinnati,

OH.

EPA

600/2-80-197.

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613. Storet No. 34675. Environ. Monitor. Support Lab., Cincinnati, OH.

Van Ness, G.F., 3.G. Solch, M.I. laylor and T.O. llernan.

l^RO.

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content

1972. Survey of polychlorodl-

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Chem.

20(2): 350-354.

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1971. PCB and other Industrial halogenated

hydrocarbons 1n the environment.

FRB Tech. Rep. 272: 25.

A-16

�Aquatic Toxicology*

Introduction
Most of the available data related to effects of 2,3,7,8-tetrachlorodlbenzo-p-d1ox1n (2,3,7,8-TCDD) on aquatic life have been generated by Norrls
and co-workers, Isensee and co-workers,

Hatsumura and co-workers,

and

Helder. Much of the available Information Is from studies Involving freshwater microcosms. Although such studies are Intended to provide Information
on fate of a test material, some data concerning effects on aquatic life are
also obtained.

No tests have been conducted using saltwater organisms.

The last literature search for Information that could be used 1n this
chapter was conducted In November, 1983.
Acute Toxldty to Aquatic Animals
Although the data available concerning 2,3,7,8-TCDD do not allow calculation of an acute value for any species, some useful Information does
exist.

Data published by Miller et al. (1973) and Norrls and MUler (1974)

Indicate that the 96-hour LC? s for a worm, Paranals sp., a snail, Physa
sp.,

and larvae of the mosquito, Aedes aeqyptl. would be &gt;0.2

whereas those for the coho salmon, Qncorhynchus klsutch. and the guppy,
PoeclHa retlculata. would be &gt;1 and &gt;10 vg/1. respectively.

Based on

microcosm studies In which concentrations 1n water were measured at 2-day
Intervals, the 96-hour LC,.

for flngerllng channel

punctatus. would be &gt;0.24 vg/a, whereas

catfish, Ictalurus

those for Daphnla magna and a

*An understanding of the Guidelines for Deriving Numerical National Water
Quality Criteria for the Protection of Aquatic Life and Its Uses (Stephan
et al., 1983) Is necessary 1n order to understand the following text and
tables.
B-l

�snail, Physa sp., would be &gt;1.3 pg/a {Isensee and Jones, 1975; Isensee,
1978). Yocklm et al. (1978) did not observe acute toxldty to D. maqna. a
snail, Helosoma sp., or the mosqultof 1sh, Gambusla af finis, exposed for over
96

hours

to a measured

concentration of 0.0024-0.0042 yg/fc.

Helder

(1980, 1981, 1982a) found that the 96-hour LC5()s for embryos of northern
pike, Esox ludus. and embryos and yolk-sac fry of rainbow trout, Sal mo
qalrdnerl. would be &gt;0.01 vg/8.; the 96-hour
trout would be &gt;0.1

vg/8..

LC?

for juvenile rainbow

Although no 48- or 96-hour

LC5Qs or EC5Qs

can be calculated, the available data Indicate that those for the coho salmon, guppy, 0. maqna. and a snail, Physa sp., are &gt;1.0 pg/i.
Chronic Toxldty to Aquatic Animals
No standard chronic toxldty tests have been conducted on 2,3,7,8-TCOD
with aquatic animals, but several exposures that have been conducted for
other purposes do provide some Information concerning chronic toxldty.
Because Miller et al. (1973) used static long-term exposures, no conclusions
can be drawn concerning chronic toxldty from their exposures of A. aeqyptl
or a snail, Physa sp., but It can be concluded that 0.2 yg/s. would cause
chronic toxldty to a worm, Paranals sp.

A 96-hour exposure to an Initial

concentration of 0.0056 yg/a, resulted 1n 55% mortality among coho salmon
within 60 days (Miller et al., 1973, 1979); thus 0.0056 yg/8. would cause
chronic

toxldty

to this

species.

S1m1lar1ly, 0.1 yg/8. would

cause

chronic toxldty to the guppy, because exposure to 0.1 yg/a, for 5 days
killed all Individuals within 40 days (Nords and Miller, 1974). In microcosms 1n which the concentrations of 2,3,7,8-TCDO were measured at 2-day
Intervals, both D. maqna and a snail, Physa sp., reproduced at 1.3 yg/a,
(Isensee and Jones, 1975; Isensee, 1978). Exposure to a measured concentration of 0.0024-0.0042 yg/J, killed all exposed mosqultoflsh and channel

B-2

�catfish within 20 days (Yocklm et al., 1978). Based on effects caused by
96-hour exposures,
trout
1980,
to

and 0.01

0.001 yg/S, would cause
yg/8, would

1981, 1982a).
0.1

yg/a.

vg

chronically affect

northern pike

(Helder,

Branson et al. (1983) reported that a 6-hour exposure

adversely

Apparently 0.001

chronic toxlclty to rainbow

affected

rainbow

trout

after

64-139

days.

of 2,3,7,8-TCDD/J. would cause unacceptable chronic

toxlclty to rainbow trout and 0.01

yg/a. would be chronically toxic to

coho salmon, mosquHoflsh, channel catfish and northern pike; 1.3 yg/a.
may not be chronically toxic to D_. magna or a snail, Physa sp.
Toxlclty to Aquatic Plants
The few data available on the toxlclty of 2,3,7,8-TCDO to aquatic plants
are also from microcosm studies.

The alga, Oedoqonlum cardlacum, and the

duckweed, Lemna minor, were not affected by 30-day exposures to 1.3 yg/S,
and 0.71

yg/t, respectively (Isensee

and Jones, 1975;

Isensee, 1978).

Yocklm et al. (1978) did not observe any adverse effects on 0. cardlacum
exposed to a measured concentration of 0.0024-0.0042 yg/1 for 32 days.
B1oaccumulat1on
Several equations have been developed for predicting the steady-state
bloconcentratlon factor (BCF) for an organic compound from Us octanol-water
partition coefficient (Kenaga and Goring, 1980; Velth et al., 1980; Velth
and Koslan, 1983). Several estimated values (Leo, 1979; Mabey et al., 1982;
Neely, 1983) and one measured value (Neely, 1979, 1983; Kenaga, 1980; Branson, 1983)

have been reported for the octanol-water partition coefficient

for 2,3,7,8-TCDO.

Use of various equations with four available values for

the partition coefficient, K

, results 1n the predicted BCFs shown 1n

Table 1. The predicted BCFs range from 3000-68,000 using the measured value
of the partition coefficient and from 7000-900,000 using the calculated
values.
B-3

�TABLE 1

Predicted Bloconcentratlon Factors for 2,3,7,8-TCOO Based on
Estimated and Measured Values of the Octanol-Water Partition Coefficient (Kow)

log Kow

Equation

Reference

6.15a
log BCF = 0.542 log Kow + 0.124
OD

*

e,f

log BCF = 0.76 log Kow - 0.23

Estimated

Measured
6.84b

7.14C

7.28d

2,870

6.780

9,860

11,700

f

27,800

93,000

157,000

201,000

log BCF 0.79 log Kow - 0.40
=

g

28,700

101,000

174,000

224.000

log BCF = 0.635 log Kow + 0.7285

e

43,000

118,000

183,000

225,000

log BCF = 0.85 log Kow - 0.70

f,g
g

33,700

130,000

234,000

308.000

67.800

332,000

663,000

915,000

BCF = 0 .048 Kow

Branson, 1983
Mabey et al., 1982
c
Neely, 1983
d
Leo, 1979
e
Kenaga and Goring, 1980
f
Ve1th et al., 1980
9
Ve1th and Koslan, 1983
b

�Several measured BCFs have been reported for 2,3,7,8-TCDD. Using microcosm studies In which the concentrations 1n water were measured at 2-day
Intervals for 30-33 days, Isensee and Jones (1975) and Isensee (1978) obtained BCFs of 390-13,000 for the alga, 0. cardlacum. a snail, Physa sp.,
and D_. magna.

In a separate 32-day microcosm study 1n which the measured

concentrations of 2,3,7,8-TCDD ranged from 0.0024-0.0042 ygA, BCFs for
0. cardlacum. Physa sp., and D_. maqna ranged from 660-7070 from the seventh
day to the end of the test.
In a different kind of test channel catfish were held 1n a cage In a
discharge plume 1n a river for 28 days.

Four 24-hour composite water sam-

ples were analyzed for 2,3,7,8-TCDD. A whole-body BCF of 2,000 was obtained
(U.S. EPA, 1983; Thomas, 1983). In a laboratory bloconcentratlon test rainbow trout were exposed
139-day

to 0.107

depuration period.

yg/a for 6 hours and followed through a

The resulting projected steady-state BCF was

5450 1f growth dilution was not taken Into account, and 9270 If growth
dilution was taken Into account.

These values are for the whole body; the

concentration of 2,3,7,8-TCDD 1n muscle was about one-half that 1n the whole
body (Branson et al., 1983).
Corbet et al. (1983) conducted bloconcentratlon tests on 1,3,6,8-TCDD
with the fathead minnow, Plmephales promelas. and rainbow trout, using a
4-day uptake phase and 48-day depuration phase.

All results were based on

radioactivity measurements, because no confirmatory analyses were performed.
The projected

steady-state BCFs were 1061 with the fathead minnow and 469

with the rainbow trout. The authors concluded the environmental behavior of
1,3,6,8-TCDD 1s quite different from that of 2,3,7,8-TCDD, based on a 10- to
15-fold difference 1n measured clearance rate constants and the fact that
the projected BCF for 1,3,6,8-TCDD was much less than a predicted BCF for
2,3,7,8-TCDO.
B-5

�Information on maximum permissible tissue concentrations Is available
from two sources. Hawkes and Morris (1977) found that feeding activity and
growth

decreased

and fin erosion and liver pathology Increased when a

portion of the diet fed to young rainbow trout for 105 days contained 2.3 mg
of 2,3,7,8-TCDDAg of food.

These effects were not observed when a portion

of the diet contained 0.0023 mg/kg.

A diet containing 2.3 mg of 2,3,7.8-

TCDO/kg 1s obviously unacceptable for rainbow trout, but It Is not known how
low the average concentration In the diet would have to be to prevent
unacceptable effects on survival, growth and reproduction.
The U.S. FDA Issued a human health advisory on fish containing 0.000050
mg of 2,3,7,8-TCOD/kg; the FOA believed there was little cause for concern
If the average concentration 1n fish was &lt;0.000025 mg/kg (Hayes, 1981).
Other Data
Because delayed effects had been observed 1n tests on 2,3,7,8-TCOO with
mammals, several studies were conducted to determine whether delayed effects
also occurred with fishes.
that

lasted &lt;6 days caused

In tests with a number of species, exposures
substantial mortality several weeks later

(Table 2).
The bullfrog wds less sensitive to Injected 2,3,7,8-TCOO than many
mammalian species (Beatty et al. 1976).
Unused Data
Publications, such as those by Lamparskl et al. (1979), Nlemann et al.
(1983) and Ryan et al. (1983), that only dealt with analytical methodology
for measuring 2,3,7,8-TCDD 1n aquatic life were not used.

Publications by

Baughman and Meselson (1973), Young et al. (1975), Harrison et al. (1979),
Harless and Lewis (1982), O'Keefe et al. (1983), Harrison and Crews (1983),

B-6

�TABLE 2
Other Data on Effects of 2,3,7,8-TCDD on Aquatic Organisms

Species

Duration

Effect

Result

Reference

(vg/D
Coho salmon,
Oncorhynchus klsutch

96 hours

50% dead 1n 56 more days

0.0056

Miller et al.,
1973, 1979

Rainbow trout (embryo),
Salmo galrdnerl

96 hours

Some mortality In 24 weeks

0.01

Helder, 1981

Rainbow trout (yolk-sac fry),
Salmo galrdnerl

96 hours

All dead 1n 24 weeks

0.01

Helder, 1981,
1982a

Rainbow trout (yolk-sac fry),
Salmo galrdnerl

96 hours

Growth retarded for 23 weeks

0.001

Helder, 1981,
1982a

Rainbow trout (juvenile),
Salmo galrdnerl

16 hours/day
for ,4 days

All dead 1n 27 days

0.1

Helder, 1981,
1982a

Rainbow trout (juvenile),
Salmo galrdnerl

16 hours/day
for 4 days

Growth reduced for 10 wc&gt;eks

0.01

Helder, 1981,
1982a

Rainbow trout,
Salmo galrdnerl

6 hours

F1n rot, hemorrhaglng and
death after 64 days

0.1

Branson
et al., 1983

Northern pike (embryo),
Esox lucius

96 hours

Nearly all dead 1n 23 days

0.01

Helder, 1980,
1982a

Northern pike (embryo),
Esox lucius

96 hours

Slight reduction 1n growth
up to 21 days

0.0001

Helder, 1980

CD
—I

�TABI £ 2 (cont.)

Species

Duration

Effect

Result

Reference

(pg/i)
Guppy,
PoeclHa retlculata

120 hours

Killed 18%

10

NorMs and
Miller, 1974

Guppy,
Poedlla retlculata

120 hours

All dead 1n 17 more days

0.1

NorMs and
Miller, 1974

Guppy.
PoeclHa retlculata

24 hours

10% dead 1n 41 more days

0.01

Miller et al.,
1979

Bullfrog (tadpole),
Rana catesbelana

50 days

No deaths

1000 vg/kg
d.p.)

Beatty et al.,
1976

Bullfrog (adult),
Rana catesbelana

35 days

No deaths

500 vg/kg
d.p.)

Beatty et al. ,
1976

00

l.p. = 1ntraper1toneal

�Harless et al. (1983) and Stalling et al. (1983) reported concentrations 1n
aquatic organisms but did not report enough data on the concentrations 1n
water to allow calculation of a BCF.

Botre et al. (1978) and Ward and

Matsumura (1978) only dealt with fate of 2,3,7,8-TCDD and presented no data
on effects on aquatic life.
The bloconcentratlon tests of Matsumura and Benezet (1973) and Matsumura
(1977) were static and usually lasted for only a few days.

The concentra-

tion of 2,3,7,8-TCDD 1n water was not measured adequately by Tsushlmoto et
al. (1982).

Isensee and Jones (1975) reported BCFs based on dry weight;

fortunately Isensee (1978) reported results of the same tests based on wet
weight.

Helder et al. (1982) exposed rainbow trout to fly ash and an

extract of fly ash and no conclusions can be drawn concerning effects of
2,3,7,8-TCDD on aquatic life.

The data of Zullel and Benecke (1978) were

not used because the test species was not Identified well enough to allow a
determination of whether It 1s resident 1n North America.

Young et al.

(1976, 1978), EsposHo et al. (1980), Helder (1982b), Kenaga and Norrls
(1983) and a report of the National Research Council of Canada (1981) only
contained data published elsewhere.
Summary
The data that are available concerning the effects of 2,3,7,8-TCDD on
aquatic organisms and their uses do not allow the calculation of an acute or
chronic toxldty value for any freshwater animal species.

Data available

from various studies do Indicate, however, that the acute values for several
freshwater

species

are

&gt;1.0 yg/i.

Similar

data

Indicate

that

the

chronic value for rainbow trout 1s &lt;0.001 yg/8. and that chronic values
for several other species are &lt;0.01 yg/a.
the two plant species exposed to 1.3

B-9

Effects were not observed on

�Estimates

of the bloconcentratlon factor for 2,3,7,8-TCDO range from

3000-900,000. Measured BCFs have been reported for a variety of species and
range from 390-13,000. The U.S. FDA Issued a health advisory for fish containing more than 0.000050 mg of 2,3,7,8-TCDD/kg. A concentration of 2.3 mg
of 2,3,7,8-TCDD/kg

1n a portion of the diet affected

rainbow

trout.

Exposures of &lt;6 days resulted 1n deaths among four species of fishes several
weeks later.
No tests have been conducted on 2,3,7,8-TCDD with saltwater species.
National Criteria
Not enough data are available concerning the effects of 2,3,7,8-TCDD on
aquatic life and Us uses to allow derivation of national criteria. The
available Information Indicates that acute values for some freshwater animal
species

are &gt;1.0

yg/S,; some chronic

values

are &lt;0.01 yg/l, and the

chronic value for rainbow trout Is &lt;0.001 yg/fc.

Because exposures of

some species of fishes to 0.01 vg/3, for &lt;&amp; days resulted In substantial
mortality several weeks later, derivation of aquatic life criteria for
2,3,7,8-TCDD may require special consideration.

Predicted bloconcentratlon

factors (BCFs) for 2,3,7,8-TCDO range from 3000-900,000, but the available
measured BCFs range from 390-13,000.

If the BCF Is 5000, concentrations

&gt;0.00001 yg/a. should result In concentrations

In edible freshwater and

saltwater fish and shellfish that exceed levels Identified 1n a U.S. FDA
health advisory.

If the BCF 1s &gt;5000 or 1f uptake In a field situation 1s

greater than that In laboratory tests, the value of 0.00001 yg/a. will be
too high.

B-10

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B-12

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B-16

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Ward, C.T. and F. Matsumura.
dloxln (TCDD) In a model

1978. Fate of 2,3,7,8-tetrachlorod1benzo-paquatic environment.

Arch. Environ. Contam.

Toxlcol. 7: 349-357.

Yocklm, R.S., A.R. Isensee and G.E. Jones. 1978. Distribution and tox1c1ty
of TCDD and 2,4,5-T In an aquatic model ecosystem. Chemosphere. 7: 215-220.

Young, A.L., C.E. Thalken and W.E. Ward.

1975. Studies of the ecological

Impact of repetitive aerial applications of herbicides on the ecosystem of
test area C-52A, Eglln AFB, Florida. AFATL-TR-75-142 or AD-A032773. NTIS,
Springfield, VA.

B-17

�Young, A.L., C.E. Thalken, E.L. Arnold, J.M. Cupello and L.G. Cockerham.
1976.

Fate of 2,3,7,8-tetrachlorod1benzo-p-d1ox1n (TCDD) In the environ-

ment:

Summary

and

decontamination recommendations.

USAFA-TR-76-18 or

ADA033491. NTIS, Springfield, VA.

Young, A.L., 3.A. Calcagnl, C.E. Thalken and J.W. Tremblay.

1978.

The

toxicology, environmental fate, and human risk of herbicide orange and Us
associated dloxln. OEHL-TR-78-92 or AD-A062143. NTIS, Springfield, VA.

Zullel, N. and G. Benecke.

1978.

the toxldty of polychlor Inated

Application of a new bloassay to screen
blphenyls on blue-green algae.

Environ. Contam. Toxlcol. 20: 786-792.

B-18

Bull.

�Mammalian Toxicology and Human Health Effects
EXPOSURE
Hater and Soil Related
The amount of human exposure of 2,3,7,8-TCDD attributable to drinking
water alone cannot be readily determined.

A National Academy of Sciences

(NAS) document states that 2,3,7,8-TCDO has never been detected 1n drinking
water using methods with limits of detection In the parts per trillion (ppt)
range {NAS, 1977). The two most likely sources of 2,3,7,8-TCDD contamination are discharge of contaminated Industrial effluents, and washouts from
contaminated disposal sites.

However, even after contamination 2,3,7,8-TCDO

should remain strongly sorbed to sediments and biota {Isensee and Jones,
1975).

In one study, &gt;90% of 2,3,7,8-TCDD In the aquatic media was present

In the sorbed state (Ward and Matsumura, 1978). The possibility of 2,3,7,8TCDD leaching Into the groundwater appears remote.

Helling (1971), Kearney

et al. (1972) and Helling et al. (1973) found that 2,3,7,8-TCDD tended to
remain on or near the surface of the soil. The mobility of 2,3,7,8-TCDD In
five different soil types was examined by Kearney et al. (1973). They found
that decreasing mobility of 2,3,7,8-TCDD was associated with Increasing
organic content of the soil.

Based on this observation, and the fact that

dloxlns were relatively Immobile In all soils tested, they concluded that
underground water supplies probably would not be contaminated with 2,3,7,8TCDD.

Similar conclusions were made by Matsumura and Benezet (1973) who

hypothesized that any movement In the soil environment would most likely
occur via horizontal transfer of soil and dust particles.
Nash and Beall (1980) conducted studies on the fate of 2,3,7,8-TCDD In a
mlcroagroecosystem and found that 80% of the applied 2,3,7,8-TCDD remained

C-l

�In the upper 2 cm of soil. Trace amounts of 2,3,7,8-TCDD detected at depths
of 8-15 cm suggested that some movement of dloxln Into the soil had
occurred.

Analysis

of water

leachate

samples

showed

no

detectable

2,3,7,8-TCOO following two applications (days 0 and 35) of SHvex containing
44 ppb 2,3,7,8-TCDD.

However, similar analyses of Teachable samples taken

42 days after a third application of Sllvex containing 7500 ppb 2,3,7,8-TCDD
Indicated a maximum concentration of 0.05-0.06 ppt of 2,3,7,8-TCDD.
The downward vertical migration of 2,3,7,8-TCDD Into the first 1.5 cm of
soil was reported around Seveso, Italy (DIDomenlco et al., 1980a,b). The
monitoring of Seveso soil 1 year after the accident showed that the highest
2,3,7,8-TCDD levels were not present In the topmost soil layer (0.5 cm), but
very often In the second (0.5-1.0 cm) or third (1.0-1.5 cm) layers. In view
of the low water solubility of 2,3,7,8-TCDD, probable explanations of this
vertical migration could be saturation of sorptlon sites 1n soil, solvatlon
of 2,3,7,8-TCDD by organic solvents (NRCC, 1981), or blotlc mixing by earthworms or other soil Invertebrates. Nevertheless, both studies support the
view that 2,3,7,8-TCDD does not migrate readily 1n soils.
The photodecomposltlon of 2,3,7,8-TCDD on wet or dry soil under artificial and natural sunlight was studied by Crosby et al. (1971). The photodecomposition was found to be negligible 1n soils.

Similarly, Pllmmer et

al. (1973a,b) determined that photodecomposltlon of 2,3,7,8-TCDD on soils
was too slow to be detected.

In a later experiment, Pllmmer (1978) found

that although 2,3,7,8-TCDD decomposed significantly on a precoated silica
plate (-22%) 1n 8 hours of sunlight Irradiation, practically no decomposition of 2,3,7,8-TCOD was observed from 2,3,7,8-TCDD sorbed on soil under
similar conditions.

C-2

�The photodegradatlon of 2,3,7,8-TCOO 1n combination with other pesticide
mixtures was studied by Crosby and Wong (1977). When Agent Orange containing 15 ppm of 2,3,7,8-TCDD was applied on the surface of glass plates (5
mg/cm2), rubber plant (Hevea brasH1ens1s) (6.7 mg/cma), and on the surface of sieved Sacramento loam soil (10 mg/cm2) and exposed to sunlight,
2,3,7,8-TCDD was found to photodecompose.

The loss of 2,3,7,8-TCDD 1n 6

hours was &gt;50% from the glass plates, -100% from the surface of leaves and
-10% from the surface of soil.

The rapid photolysis of 2,3,7,8-TCDD from

these surfaces Indicates that the herbicide formulation provided a hydrogen
donor which probably allowed the photolysis to occur. The authors attributed the slower photolysis of 2,3,7,8-TCDD In soil to a shading effect by the
soil particles.
The overall half-life of 2,3,7,8-TCDD In soil was first reported to be
1-3 years (Kearney et al., 1972). Studies performed by the U.S. A1r Force
suggested that the half-life of this chemical In soils under relatively dry
conditions (Utah test area) was -330 days.

In more moist soils and under

warm conditions (Florida test area), the half-life was -190 days.

This 1s

consistent with the blodegradatlon half-life of -0.5 year for 2,3,7,8-TCDD
determined from the soil In rural Missouri after the accidental spraying of
TCDD-contam1nated oil (IARC, 1977).
Important factor also.

However, physical removal may be an

More recent data (Young, 1983; Wlpf and Schmld,

1983) Indicate that the half-life Is closer to 10 years.
The half-life of 2,3,7,8-TCDD following an accidental 2,3,7,8-TCDD
release from a trlchlorophenol manufacturing plant at Seveso, Italy, was
studied by D1Domen1co et al. (1980a).

The disappearance of 2,3,7,8-TCDD

from the topmost soil layer after 1 year was speculated to be due to photodegradation, volatilization, or vertical movement through the soil. These

C-3

�Investigators estimated the first half-life of 2,3,7,8-TCDD In soil at the
time of Us release to be 5 months.

One month after release, the next

2,3,7,8-TCDO half-life was estimated to be 1 year, whereas 17 months later
It was estimated to be &gt;10 years.
labeled TCOO adsorbed

It has recently been shown that radio-

to soil becomes progressively more

resistant to

extraction (Phlllppl et al., 1981; Huetter and Phlllppl, 1982) and, therefore, the persistence of 2,3,7,8-TCDD residues In aged soil 1s probably
greater as well.
f

2,3,7,8-TCDD exhibits relatively strong resistance to mlcroblal biodegradation.

Only 5 of -100 mlcroblal strains that have the ability to

degrade persistent pesticides show slight ability to degrade 2,3,7,8-TCDD
(U.S. EPA, 1980d).- Ward and Matsumura (1977) reported that the half-life of
2,3,7,8-TCDD In sediment-containing Wisconsin lake waters was 550-590 days.
In lake water alone, -70% of the 2,3,7,8-TCDD remained after 589 days.
Using an outdoor pond as a model aquatic ecosystem, Tsushlmoto et al. (1982)
and Matsumura et al. (1983) estimated the apparent half-life of 2,3,7,8-TCOD
to be ~1 year.

Although blodegradatlon may have been responsible for part

of the degradation, other Investigators (Huetter and Phlllppl, 1982) have
reported the virtually complete lack of blodegradabUHy of 2,3,7,8-TCDD.
The blodegradatlon half-life of 2,3,7,8-TCDD can be estimated from the
theoretical rate constant values based on relative rates of transformation
reported In the literature or on structure-activity analogy values given by
Mabey et al. (1981).

Assuming the blotransformatlon rate constant of

IxlO"10 ms. cell"1 hr"1 (Mabey
microorganisms

et al., 1981)

and the concentration of

capable of degrading TCDD as 5xl05 cell ml"1 (Burns et

al., 1981), the half-life of blodegradatlon 1s estimated to be &gt;1 year.

C-4

�2,3,7,8-TCOD on dry and wet soils showed negligible photodegradatlon
after Irradiation with sunlamps (Crosby et a!., 1971).

In order to explain

the longer half-life of 2,3,7,8-TCDD 1n a model laboratory ecosystem than 1n
an outdoor pond, Matsumura et al. (1983) and Tsushlmoto et al. (1982) speculated photolysis as the most likely cause.

In the outdoor environment where

the Intensity of sunlight was higher compared to the laboratory experiments,
algae-mediated photosens1t1zat1on of 2,3,7,8-TCOD may cause some photodecomposltlon of this compound.

From the available Information, 1t Is difficult

to predict the fate of 2,3,7,8-TCDD 1n aquatic media under environmental
photolytlc conditions.

In the presence

of hydrogen atom donating sub-

strate(s) In surface waters, photolysis may be a significant fate process.
Although several Investigators Implicated volatilization as one of the
major reasons for the observed disappearance of 2,3,7,8-TCDD from aqueous
solution during mlcroblal studies, little quantitative Information regarding
the

volatilization

of

2,3,7,8-TCDD

from

2,3,7,8-TCDD may undergo some water-mediated

aquatic

media

Is

available.

evaporation 1n aquatic media

(Matsumura et al., 1983). A transport model to estimate TCDD volatilization
from a cooling pond on an Industrial site on the basis of measured

concen-

trations In the pond bottom sediment and pond surface area led to an estimated rate of 15-16 mg/year (Thlbodeaux, 1983). Using the formulas of Llss
and Slater (1974), a vapor pressure value of *~10~6 torr (0.1 m Pa) and a
solubility value of 6.2xlO~10 mole/1, NRCC

(1981) calculated the vola-

tilization half-life for 2,3,7,8-TCDD to be 6 minutes from water of 1 cm
depth and 10 hours from water of 1 m depth.

Evaporation half-life 1s

directly proportional to water depth and Inversely proportional to mass
transfer coefficient (Thlbodeaux, 1979). The limitations of the L1ss-Slater
theory to predict the rate of volatilization have been discussed In the NRCC

C-5

�(1981) document.

The Llss-Slater model

does not consider terrestrial

matrices (suspended solids, sediments, biota, etc.) normally encountered 1n
natural surface water.

A computerized EXAMS model, considering sorptlon of

TCDD on the suspended and bottom sediments and otherwise employing the
L1ss-Slater model, gave the result that may account for the 100% of the
fraction lost due to volatilization under the most favorable conditions
(NRCC, 1981).

The volatilization half-life for 2,3,7,8-TCDO has been

estimated to be 5.5 and 12 years from pond and lake water, respectively.
However, It should be remembered that these are estimated values and no
experimental confirmation of these values 1s yet available.
Ingestlon from Food
The occurrence of 2,3,7,8-TCDD 1n food could result from (1) contamination of plant crops with 2,3,7,8-TCDD as a result of using herbicides such
as SHvex and 2,4,5-T (for weed control); (2) consumption by livestock of
2,3,7,8-TCDD-contam1nated forage; or (3) magnification of residues through
the food chain. Conceivably, 2,3,7,8-TCDD could also be deposited on food
crops after being formed during certain combustion processes (NRCC, 1981).
Galston (1979) has speculated that under certain conditions 2,3,7,8-TCDD
might enter the human body from a 2,4,5-T-treated food chain and might
accumulate 1n the fat and be secreted 1n the milk. Studies with either the
seeds or the mature plants of soybeans or oats showed that 2,3,7,8-TCDD was
neither absorbed by the seeds after spraying nor taken up from the soil Into
the mature plants (Isensee and Jones, 1971; Matsumura and Benezet, 1973).
However, young plants accumulated up to 40 ppb of 2,3,7,8-TCDD (Isensee and
Jones, 1971).

From the analysis of several parts of fruit trees and

kitchen-garden plants such as carrots, onions, potatoes and narcissuses
collected from the contaminated

(400-1000 vq/m2 of 2,3,7,8-TCDD In soil)

C-6

�Seveso area In Italy, Cocuccl et al. (1979) concluded that 2,3,7,8-TCDD 1s
translocated from soil to the aerial parts of the plants, probably through
the conductive vessels.

This study further suggested that the plants may

eliminate 2,3,7,8-TCDD by an unknown mechanism within 4-10 months after
transplantation 1n unpolluted soils.

However, the study of Cocucd et al.

(1979) contradicts the Investigations of W1pf et al. (1982) In which vegetation samples analyzed from the Seveso area from 1976 through 1979 strongly
suggested that the contamination 1n vegetation was from local dust and not
from plant uptake.
Unlike the Seveso Incident where

release

of 2,3,7,8-TCDD Into the

environment took place, normal use of herbicides containing 2,3,7,8-TCDD
Impurity may not cause detectable 2,3,7,8-TCDD contamination of the crop.
Jensen et al. (1983) analyzed rice grain from fields 1n Arkansas, Louisiana
and Texas after application of 2,4,5-T (containing 0.4 ppm 2,3,7,8-TCDD) at
a maximum rate of 2.25 Ibs/acre. No 2,3,7,8-TCDD residues (detection limit
2-10 ppt) were found In these rice grains nor were any found In 30 samples
of rice purchased In retail stores throughout the United States.

Contamina-

tion of fruits, vegetables or grains In the United States with 2,3,7,8-TCDD
has never been Investigated.
The presence of polychlorlnated dloxlns In the fat of cattle that had
grazed on pasture treated with 2,4,5-T has been reported (U.S. EPA, 1980d).
The levels of 2,3,7,8-TCDD ranged from 4-70 ppt.

Other Investigators have

failed to detect 2,3,7,8-TCDD (detection limit 1 ppt) 1n fats of cattle
grazing on pasture or rangeland treated with normal applications of 2,4,5-T
(Kocher et al., 1978).

C-7

�Bovine milk collected after the accident In the Seveso area was analyzed
by FanelH et al. (1980).

The concentration of 2,3,7,8-TCDD was found to

vary from none detected (detection limit &lt;40 ppt) to as high as 7.9 ppb.
Other

Investigators have failed to detect 2,3,7,8-TCOO (detection limit

1 ppt) In surveillance samples of milk (after normal application of 2,4,5-T
on pasture) from the states of Oklahoma, Arkansas and Missouri, or quarantined milk In the state of Michigan (Lamparskl et al., 1978; Mahle et al.,
1977).

Firestone et al. (1979) fed pentachlorophenol containing several

dloxlns (not 2,3,7,8-TCDD) to lactatlng cows for 70 days. The concentration
factor

for 1,2,3,6,7,8-hexachlorod1benzo-p_-d1ox1n, the dloxln of highest

concentration, In milk fat was -2.4 times relative to Us concentration In
the diet.
The analysis of human milk and urine for 2,3,7,8-TCOD has been reported.
A study of 103 samples of breast milk from mothers living 1n sprayed areas
In the United States revealed no 2,3,7,8-TCDD at a detection limit of 1-4
ppt (U.S.

EPA, 1980d).

About 6 of the 9 human milk samples analyzed by

Langhorst and Shadoff (1980) may have contained 2,3,7,8-TCDD at levels
slightly higher than the detection limits (0.2-0.7 ppt).

Because of the

lack of validation of the precision and accuracy of data, however, It was
concluded that 2,3,7,8-TCDD was not present.
Bumb et al. (1980) analyzed charcoal-broiled steak In order to detect
any 2,3,7,8-TCDD formed as a result of the broiling process.
TCOO was detected (detection limit 1-10 ppt).

C-8

No 2,3,7,8-

�2,3,7,8-TCDD has been reported In several species of commercial and noncommercial fish In several rivers and lakes In the United States and Canada.
The levels of 2,3,7,8-TCDD In fish and shellfish as determined by various
authors are given 1n Table 1.

In some cases the values listed are means or

composites of more than one organism, species or location.

Values for

Individual analyses as high as 695 ppt In fish tissue have been reported
(Harless and Lewis, 1982). The efficiency of various extraction and cleanup
procedures for 2,3,7,8-TCDD analysis 1n fish has been discussed by Brumley
et al. (1981).
Results of analyses shown In Table 1 Indicate that the 2,3,7,8-TCDD
levels 1n fish and shellfish depend not only on the sites from which they
are collected, but also on the type of species collected. For example, fish
and shellfish collected from Bayon Meto/Arkansas River, THtabawassee/Sag1naw River, Saglnaw Bay, Lake Ontario, Lake Huron, and Cayuga Creek showed
higher levels of 2,3,7,8-TCDD than those collected from Lake Erie, Lake
Michigan, Lake Superior and the Atlantic Ocean.

In addition, certain types

of aquatic species that are bottom feeders, have high fat content or are
carnivorous, such as catfish, carp, trout and salmon, showed higher levels
of 2,3,7,8-TCDD than bass, bullhead or suckers.

The Influence of 2,3,7,8-

TCDD levels 1n surrounding water on the bloconcentratlon of fish species 1s
not known.
Cordle (1983) estimated the potential maximum human dally Intake of
2,3,7,8-TCDD for residents of the Great Lakes region who regularly consume
Great Lakes fish. WHhln the population subset consuming these species (-17
million Individuals), daily consumption of fish tissue was 15.7 g at the
90th percentlle, and 36.8 g at the 99th percentlle. Within the smaller subset consuming pike (number of individuals not specified), dally consumption
at the 99th percentlle was 83.95 g.
C-9

For hypothetical mean 2,3,7,8-TCOD

�TABLE 1
Levels of 2,3,7,8-TCDD 1n F1sh and Shellfish

Type/Section
of F1sh

Sampling Site

Concentration3
(PPt)

Reference

Edible fleshb

Bayou Heto/Arkansas River

480

HHchum et al., 1980

Catfish

Bayou Heto/Arkansas River

ND (7)-50

HUchum et al.. 1980

Buffalo

Bayou Heto/Arkansas River

ND (7-13)

HUchum et al., 1980

Predatorb

Bayou Heto/Arkansas River

15-230

HHchum et al.. 1980

Bottom feeder''

Bayou Heto/Arkansas River

77

HUchum et al., 1980

Lake Ontario/Lake Erie/
Wei land Canal

ND (&lt;2)

Josephson, 1983

Eel, Smelt and Catfish/muscle

Lake Ontario/Lake Erie/
Wei land Canal

2-39

Josephson, 1983

Crayfish

Bergholtz Creek, Love Canal

3.7

Smith et al., 1983b

Catfish, Bass and Walleyed pike

2,4,5-T contaminated watershed 1n Arkansas and Texas;
TUtabawassee and Saglnaw
Rivers

ND (5-10)

Shadoff et al., 1977;
U.S. EPA, 1980d;
Buser and Rappe, 1980

Lake trout/whole body

Lake Ontario

51-107

O'Keefe et al., 1983

Chinook salmon/skinless fillet

Lake Ontario

26-39

O'Keefe et al., 1983

Coho salmon/skinless fillet

Lake Ontario

20-26

O'Keefe et al., 1983

Rainbow trout/skinless fillet

Lake Ontario

17-32

O'Keefe et al., 1983

&lt;•&gt; Rock bass/muscle
w
j

o

�TABLE 1 (cont.)

Type/Section
of F1sh

Sampling Site

Concentration3
(ppt)

Reference

O'Keefe et al., 1983

Brown trout/skinless fillet
White perch/skinless fillet

Lake Ontario

White sucker/skinless fillet

Lake Ontario

Smallmouth bass/skinless fillet

Lake Ontario

5.9

O'Keefe et al.. 1983

Brown bullhead/skinless fillet
o

Lake Ontario

Lake Ontario

3.6

O'Keefe et al.. 1983

Carp, Goldfish/skinless fillet

Cayuga Creek

87

O'Keefe et al.. 1983

Northern pike/skinless fillet

Cayuga Creek

32

O'Keefe et al., 1983

Pumpkin seed/skinless fillet

Cayuga Creek

31

O'Keefe et al., 1983

Rock bass/skinless fillet

Cayuga Creek

12

O'Keefe et al., 1983

Coho salmon/skinless fillet

Lake Erie

1.4-O.5

O'Keefe et al., 1983

Walleye p1ke/sk1nless fillet

Lake Erie

2.6

O'Keefe et al.. 1983

Smallmouth bass/skinless fillet

Lake Erie

1.6-&lt;2.4

O'Keefe et al., 1983

Carp, Goldfish/skinless fillet

Lake Erie

ND (2.6)

O'Keefe et al., 1983

Lake trout/whole body

Lake Huron

21

O'Keefe et al., 1983

Carp/skinless fillet

Lake Huron

26

O'Keefe et al., 1983

Channel Catfish/skinless fillet

Lake Huron

20

O'Keefe et al., 1983

8-162
17-26
ND (3.2J-10

O'Keefe et al.. 1983
O'Keefe et al.. 1983

I

�TABLE 1 (cont.)

Type/Section
of F1sh

Sampling Site

Concentration 3
(ppt)

Reference

Sucker/skinless fillet

Lake Huron

Yellow Perch/skinless fillet

Lake Huron

ND (8.7)

O'Keefe et al., 1983

Coho salmon/skinless fillet

Lake Michigan

ND (3.8)

O'Keefe et al., 1983

Rainbow trout/skinless fillet

Lake Superior

1.0

O'Keefe et al., 1983

Perch, Sucker

Saglnaw Bay

Catfish

Saglnaw Bay

14-37

Nlemann et al., 1983C

Carp

Saglnaw Bay

23-47

Nlemann et al., 1983C

Catfish

Bayou Meto/Arkansas River

ND

(3.8)

Nlemann et al., 1983C

Bottom feeders*5

Bayou Meto/Arkansas River

ND (6.7)-12

Nlemann et al., 1983C

Lake trout

Lake Ontario

34-54

Nlemann et al., 1983C

Rainbow trout

Lake Ontario

43

Nlemann et al., 1983C

Ocean haddock

Atlantic Ocean

Carp

Lake Huron

Channel catfish

THtabawassee, Saglnaw and
Grand Rivers

28-695

Harless and Lewis,
1982

Carp

THtabawassee, Saglnaw and
Grand Rivers

ND (7)-153

Harless and Lewis,
1982

25

ND (3.8)-25

ND

(4.6)
3-28

O'Keefe et al., 1983

Nlemann et al., 1983C

Nlemann et al., 1983C
Stalling et al., 1983

�TABLE 1 (cont.)

Type/Section
of F1sh

Sampling SHe

Concentration 3
(ppt)

Reference

Yellow perch

THtabawassee and Saglnaw
Rivers

NO (5)-20

Harless and Lewis,
1982

Smallmouth bass

Grand River

7-8

Harless and Lewis,
1982

Sucker

THtabawassee River
and Saglnaw Bay

ND (4)-21

Harless and Lewis,
1982

Lake trout

Lake Michigan

NO (5)

Harless and Lewis,
1982

Lake trout/whole body

Lake Ontario at
Burlington, Canada

61.2

Ryan et al., 1983

Rainbow trout/whole body

Lake Ontario at Toronto
Harbor, Canada

32.3

Ryan et al., 1983

Lake trout/whole body

Lake Huron at
Burnt Island, Canada

30.4

Ryan et al., 1983

Ocean haddock/fillet

East Coast, Canada

NO (1-10)

Ryan et al., 1983

o
i

When not detected, the detection limit 1s Indicated within the parentheses.
Organisms not further Identified 1n the report.
C
0nly the GC/MS results of these authors are Included 1n tabulation
These are the mean concentrations 1n samples showing detectable levels of 2,3,7,8-TCDO.
ND = Not detected

�residue levels of 25-100 ppt, estimates of dally Intake would thus range
from 0.39-8.4 ng 2,3,7,8-TCDD/day. As shown 1n Table 1, tissue residues for
species 1n certain areas do fall within this range.
In order to derive an ambient water quality criterion for the protection
of human health fom the harmful effects of 2,3,7,8-TCDD, 1t 1s necessary to
estimate the average level of exposure of the U.S. population which would
result from a particular concentration of 2,3,7,8-TCDD In ambient fresh or
estuaMne waters (45 FR 79348).

Data from a recent survey on fish and

^

shellfish consumption 1n the United States were analyzed by SRI International (U.S. EPA, 1980a). The results were used to estimate that the per capita
consumption

of freshwater and estuarlne fish and shellfish In the United

States Is 6.5 g/day (Stephan, 1980).
A bloconcentratlon factor (BCF) relates the concentration of a chemical
In aquatic species to the concentration 1n water.

Several

regression

equations can be used to estimate a BCF value for 2,3,7,8-TCDD from Its
octanol-water partition coefficient (K ). Using three calculated values
ow
of K , the regression equations estimate the BCF 1n the range of
7000-900,000.

Using the only measured K

value, the regression equations

predict a BCF for 2,3,7,8-TCDD 1n the range of 3000-68,000. The available
measured BCFs, however, range from 390-13,000.

The sources of the theo-

retical and experimental BCF values cited here can be found 1n detail 1n
Section B.

Until further Information 1s available, the U.S. EPA's best

current estimate for the BCF of 2,3,7,8-TCDD In aquatic organisms 1s 5000.
Thus a BCF of 5000 will be used 1n the "Criterion Formulation" section to
estimate the human exposure to 2,3,7,8-TCDD which would result from consumption of aquatic organisms taken from 2,3,7,8-TCDD-contamlnated waters. If
the BCF Is actually &gt;5000 or 1f uptake In a field situation 1s greater than
1n laboratory tests, human exposure will be underestimated.

C-14

�Inhalation
No data pertaining to the Inhalation exposure of 2,3,7,8-TCDD were
found.

However, the spraying of older formulations of 2,4,5-T containing

2,3,7,8-TCOO Impurity may lead to a concomitant exposure to 2,3,7,8-TCDD.
Exposure could be through spray drift and through the vapor phase. From
mlcroagroecosystem chamber and field studies, Nash and Beall (1980) determined the atmospheric concentration of 2,3,7,8-TCDD at various times after
the application of emulsified and granular Sllvex (1.3-2.0 kg/ha Sllvex)
containing 44 ppb and 7.5 ppm 2,3,7,8-TCDD Impurity, respectively.

Using

trltlated 2,3,7,8-TCDD, these authors found that atmospheric concentrations
of 2,3,7,8-TCOD vary not only with the number of days elapsed after application (lower concentration at longer time period), but also with formulation
(granular form gave lower concentration than emulslflable concentrate), and
the 2,3,7,8-TCDD Impurity present 1n Sllvex (higher Impurity levels produced
higher atmospheric concentrations).

Depending on these variables, the atmo-

spheric concentration 1n mlcroagroecosystem
(10~1S

g/ma), was

found

to vary

from

chambers, expressed
0.09

fg/m3

(granular

1n fg/m3
Sllvex

applied at 1.3 kg/ha, concentration measured 35 days after application) to
79,800

fg/m3

(emulsified

Sllvex applied at

2.0 kg/ha, concentration

measured during application).
Air filter samples collected from Elizabeth, NJ, after an Industrial
fire on April 22, 1980, were analyzed for 2,3,7,8-TCDD by Harvan et al.
(1981).

Of the nine samples analyzed by coll1s1on-1nduced-d1ssodat1on

mass-analyzed 1on kinetic energy spectrometry

by these authors, one con-

tained 20 pg of 2,3,7,8-TCDD, four contained &lt;9 pg, and. four others probably
contained 5-12 pg of unspecified TCDD Isomer which was not the 2,3,7,8-TCDO
Isomer.

C-15

�The atmospheric concentrations of 2,3,7,8-TCDO near two hazardous waste
sites have been monitored.

In one study, U.S. EPA (1982) failed to detect

any 2,3,7,8-TCDD In the atmosphere (detection limit 1-20 ppt) at the Love
Canal, NY, area.

In another study of a waste disposal site near Jackson-

ville, AR, Thlbodeaux (1983) reported an average concentration of 1100 ppt
of 2,3,7,8-TCDO 1n two air partlculate samples collected near the disposal
site.
The levels of 2,3,7,8-TCDD 1n atmospheric dust was monitored 1n the
Seveso, Italy, area between 1977 and 1979.

The concentrations of 2,3,7,8-

TCDD were found to be In the range of 0.06-2.1 ppb of dust using dustfall
jars, and 0.17-0.50 ppb of dust by high volume sampling (D1Domen1co et al.,
1980c).
Another
Incineration.

source of atmospheric emission of polychlorlnated dloxlns Is
The concentrations

of TCDDs 1n fly ash from municipal Incin-

erators have been studied by several authors (Elceman et al., 1979, 1980;
NestMck et al., 1982; Karasek et al., 1982; Bumb et al., 1980; Buser and
Bosshardt, 1978; Tlernan et al., 1982; Taylor et al., 1983).
Isomer known

The TCDD

to be the most toxic (e.g., 2,3,7,8-TCDD) was either not

detected or detected at a low level. The quantities emitted In Incinerators
vary, probably because of differing efficiencies, and since few municipal
Incinerators have been reliably characterized for PCDD/PCDF emissions over
extended time Intervals, the data base 1s still Inadequate.

Whereas Bumb et

al. (1980) and Buser and Rappe (1980) detected 0.4 ng/g of 2,3,7,8-TCDD In
the fly ash from a United States municipal Incinerator, the U.S. EPA concluded that emissions from five municipal waste combustors did not present a
public health hazard for residents living In the Immediate vicinity (CEQ,
1981).

2,3,7,8-TCDD has been detected In the emissions of some municipal

C-16

�waste Incinerators 1n Europe (Glzzl et al., 1982; Benfenatl et al., 1983;
Taylor et al., 1983; OHe et al., 1982, 1983; Lustenhouwer et al., 1980;
Barnes, 1983).

For an Industrial boiler In the United States where penta-

chlorophenol (PCP) was known to have been burned, Rappe et al. (1983)
reported ~5 ppm PCDDs In the baghouse and bottom ash.

However, &gt;90% of the

PCDDs were lower chlorinated congeners than octa-CDD, the expected dlmeMzatlon product of PCP.

Among the large number of Isomers found, only a small

amount of 2,3,7,8-TCDD could be quantified.
Analyses of soot samples from a transformer fire 1n Blnghamton, NY, 1n
February 1981, revealed that 2,3,7,8-TCDD (0.6 ppm) and 1,2,3,7,8-penta-CDD
were the dominating Isomers of the PCDDs formed (Buser and Rappe, 1983;
Rappe et al., 1983). The origin of the polychlorlnated dloxlns was probably
the chlorobenzenes In the transformer oil (Buser, 1979).

Analyses of wipe

tests from a garage adjacent to this accident site did reveal the presence
of polychlorlnated d1benzo-p_-d1ox1ns prior to the cleaning of the garage.
Following the clean-up, no contamination was found (Tlernan et al., 1982;
Tlernan, 1983).
Dermal
Dermal exposure to 2,3,7,8-TCDD 1s likely to be most significant during
the spraying of 2,4,5-T. Lavy et al. (1980) determined the exposure levels
of applicators spraying 2,4,5-T (ESTERON 245) during typical applications 1n
a forest.

The average dermal exposure to 2,4,5-T was estimated to be 0.6

mg/kg bw.

If the 2,3,7,8-TCDD content 1n 2,4,5-T Is assumed to be &lt;0.1 ppm

and the absorption rate Is assumed to be the same, an exposure of 0.6 mg/kg
of 2,4,5-T will correspond to &lt;60 pg/kg bw of 2,3,7,8-TCDD for dermal
exposure.

Lavy et al. (1980) found a slightly lower level of 2,3,7,8-TCDD

concentration (-12.5% lower) than the predicted value. No 2,3,7,8-TCDD was
detected 1n any of the urine samples (detection limit 1.7 ng/i).

C-17

�PHARHACOKINETICS

The pharmacoklnetlcs of 2,3,7,8-TCOD has been Investigated 1n a number
of laboratory animals, and there are several recent reviews on this subject
(Neal et al., 1982;

Gas1ew1cz et al., 1983a; Olson et al., 1983).

This

section will examine our current understanding of the absorption, distribution, metabolism and excretion of 2,3,7,8-TCDD 1n various mammalian species.
Absorption
The dermal and gastrointestinal absorption of 2,3,7,8-TCDD have been
^

Investigated 1n several species.

No studies are available on the pharmaco-

klnetlcs of 2,3,7,8-TCDD through the Inhalation route of exposure.
Absorption From the Gastrointestinal Tract
Experimentally, 2,3,7,8-TCOD 1s generally administered In the diet or by
gavage 1n an oil vehicle.

In Sprague-Dawley rats given a single oral dose

of 1.0 wg [14C]2,3,7,8-TCDD/kg of bw, absorption from the Intestinal
tract was estimated at -83% (Rose et al., 1976). WHh repeated oral dosing
at 1.0 yg/kg/day (5 days/week x 7 weeks), absorption was observed to be
\

approximately that observed for the single oral dose.

With a much larger

single oral dose, 50 vg/kg bw, -7054 of the dose was absorbed by SpragueDawley rats (Piper et al., 1973). In these studies, the chemical was administered by gavage 1n acetone:corn oil (1:25 or 1:9).

One study 1n the

guinea pig reported that -50% of a single oral dose (quantity not mentioned)
of 2,3,7,8-TCDD 1n acetone:corn oil was absorbed (Nolan et al., 1979). The
gastrointestinal

absorption of 2,3,7,8-TCDD was also examined

1n the

hamster, the species most resistant to the acute toxldty of this toxin
(Olson et al., 1980a). Olson et al. (1980b) administered hamsters a single,
sublethal, oral dose of [1,6-9H]-2,3,7,8-TCDD 1n olive oil (650
and reported that 74% of the dose was absorbed.

C-18

yg/kg)

When 2,3,7,8-TCDD was

�administered to rats 1n the diet at 7 or 20 ppb (0.5 or 1.4 ^g/kg/day) for
42 days, 50-60% of the consumed dose was absorbed (Fries and Marrow, 1975).
These findings Indicate that over a wide range of doses and under these
experimental conditions, 2,3,7,8-TCDO 1s generally well absorbed from the
gastrointestinal tract of the three species that have been examined.
Contact with 2,3,7,8-TCDD 1n the environment would most often Involve
exposure to a complex mixture containing the toxin, as opposed to the above
experimental situation, where 2,3,7,8-TCDD was administered 1n the diet or
through an oil vehicle.
The Influence of dose and vehicle or adsorbent on gastrointestinal
absorption has been Investigated 1n rats by Polger and Schlatter (1980),
using hepatic concentrations 24 hours after dosing as an Indicator of the
amount absorbed.

They found a linear relationship between ng 2,3,7,8-TCDD

administered 1n 50% ethanol (for doses of 12-280 ng, equivalent to 0.06-1.4
vg/kg) and the percentage of the dose 1n hepatic tissues (36.7-51.5%). At
the next higher dose of 1070 ng, however, the percentage fell off to about
42%.

Their results regarding the Influence of vehicle or adsorbent on

gastrointestinal absorption have been summarized 1n Table 2. Administration
of 2,3,7,8-TCDD 1n an aqueous suspension of soil resulted In a decrease In
the hepatic levels of 2,3,7,8-TCDO as compared with hepatic levels resulting
from administration of 2,3,7,8-TCDD 1n 50% ethanol.

The extent of the

decrease was directly proportional to the length of time the 2,3,7,8-TCDD
had been In contact with the soil. When 2,3,7,8-TCDD was mixed In an aqueous suspension of activated carbon, absorption was almost totally eliminated
(&lt;0.07% of the dose 1n hepatic tissues).

C-19

�TABLE 2

Percentage of 2,3,7,8-TCDD 1n the Liver of Rats 24 Hours After Oral
Administration of 0.5 ml of Various Formulations Containing TCDD*

Formulation

5054 Ethanol

TCDD Dose
(ng)

No. of
Animals

Percentage of Dose
1n the Liver

7

36.7 ± 1.2

12.7, 22.9

17

24.1 ± 4.8

21.2, 22.7

10

16.0 ± 2.2

14.7

Aqueous suspension of soil
(37%, w/w) that had been
1n contact with TCDD for:
10-15 hours

8 days
Aqueous suspension of
activated carbon
(2554, w/w)

14.7

6

*Source: Polger and Schlatter, 1980

C-20

&lt;0.07

�Ph1l1pp1 et al. (1981) and Mutter and Ph1l1pp1 (1982) have shown that
radlolabeled 2,3,7,8-TCDD becomes progressively more resistant with time to
extraction from soil.

Similarly, the feeding of fly ash, which contains

PCDOs, to rats 1n the diet for 19 days resulted In considerably lower
hepatic levels of PCOOs than did the feeding of an extract of the fly ash at
comparable dietary concentrations of PCDDs (van den Berg et al., 1983). The
PCOOs

were

tentatively

Identified

as

2,3,7,8-TCDO,

1,2,3,7,8-PeCDO,

1,2,3,6,7,8-HxCDD and 1,2,3,7,8,9-HxCOO and the difference 1n hepatic levels
noted between fly ash-treated and extract-treated rats was greater for the
more highly chlorinated Isomers than H was for 2,3,7,8-TCDD. These results
Indicate the

Importance

of the formulation

or vehicle containing

the

tox1n(s) on the relative bloavallabllHy of 2,3,7,8-TCDO, PeCDD and HxCDDs
following oral exposure.
Information on the absorption of 2,3,7,8-TCDD through the skin 1s found
only 1n a study by Polger and Schlatter (1980). The authors administered 26
ng 2,3,7,8-TCDO In 50 y9. methanol to the skin of six rats.
hours, the liver contained 14.8^2.6% of the dose.

After 24

By comparing to the

hepatic levels obtained after oral administration 1n 50% ethanol (1n the
same study), the amount absorbed from a dermal application can be estimated
at -4054 of the amount absorbed from an equivalent oral dose. This comparison assumes that hepatic levels are valid estimates of the amount absorbed
from both oral and dermal routes and that absorption from methanol 1s equivalent to absorption from 50% ethanol.

As compared with dermal application

1n methanol, dermal application of 2,3,7,8-TCDD to rats In vaseline or polyethylene glycol reduced the percentage of the dose 1n hepatic tissue to 1.4
and 9.3%,

respectively, but had no observable effect on the dose of 2,3,7,8-

TCDO required to Induce skin lesions (~1 yg/ear) 1n the rabbit ear assay.

C-21

�Application of 2,3,7,8-TCDD 1n a soil/water paste decreased hepatic 2,3,7,8TCDD to -2% of the administered dose and Increased the amount required to
produce

skin

Application

lesions

to 2-3

vg

In rats and

In an activated carbon/water

rabbits, respectively.

paste essentially eliminated

absorption, as measured by percent of dose In the liver, and Increased the
amount of 2,3,7,8-TCDD required to produce skin lesions to -160 yg. These
results suggest that the dermal absorption and acnegenlc potency of 2,3,7,8TCDD are dependent on the formulation (vehicle or adsorbent) containing the
toxin.
Distribution
The tissue distribution of 2,3,7,8-TCDD In a number of species 1s summarized 1n Table 3.

From these data It 1s apparent that 2,3,7,8-TCOO dis-

tributes preferentially to the liver and adipose tissue of most species that
have been examined.

Piper et al. (1973) used a single oral dose of

[14C]2,3,7,8-TCDD to study distribution and excretion 1n male SpragueDawley rats. Most of the radioactivity (53.2%) was excreted via the feces,
but the urine and expired air accounted for 13.2 and 3.2%, respectively.
Analysis of the tissues after 3 days showed liver and adipose tissue to
contain the highest percent of the dose per gram of tissue, with 3.18 and
2.60%, respectively.
Rose et al. (1976) also examined the distribution of [1*C]2,3,7,8-TCDD
1n the rat. Twenty-two days after a single oral dose of 1.0 yg/kg, liver
and adipose tissue had retained most of the

14

C activity, with 1.26 and

1.25% of the label retained per gram of tissue, respectively.

With repeated

oral doses, the activity was again localized mainly 1n the liver and adipose
tissue, but the liver had five times as much radioactivity as did the fat.

C-22

�TABLE 3
Tissue Distribution of 2,3,7,8-TCDD

Species

Route of
Administration

Tissues with the Highest Concentration
of 2,3,7,8-TCDD

References

Rat

oral

liver

Fries and Marrow, 1975

Rat

oral

liver &gt; fat

Rose et al., 1976

Rat

oral

liver &gt; fat

Piper et al., 1973

Rat

oral

liver &gt; fat

Kodba et al., 1978

Rat

oral

liver &gt; fat

Allen et al., 1975

Rat

1.D.

liver &gt; fat

Van Miller et al., 1976

Mouse

oral

liver &gt; fat &gt; kidney &gt; lung

Manara et al., 1982

Mouse

1.p.

liver &gt; fat &gt; kidney &gt; lung &gt; spleen

Manara et al., 1982

Rhesus monkey

l.p.

fat &gt; skin &gt; liver &gt; adrenal = thymus

Van Miller et al., 1976

Golden Syrian
hamster

1.p. or oral

liver &gt; fat

Olson et al., 1980a

Guinea pig

oral

fat &gt; liver &gt; adrenals &gt; thymus &gt; skin

Nolan et al., 1979

fat &gt; liver &gt; skin &gt; adrenals

Gas1ew1cz and Neal, 1979

Guinea pig
NA = Not applicable

�With the single oral dose, no radioactivity was detected In either the urine
or expired air. Indicating that most 1f not all of the elimination of
2,3,7,8-TCDD and/or
oral doses,

the

a

Us metabolites was through the feces.

With repeated

*C activity was also excreted primarily through the

feces, but significant amounts were found In the urine, especially of the
female rats.

Male rats given 1.0 yg/kg/day of 2,3,7,8-TCDD for 7 weeks

excreted an average of 3.1% of the cumulative dose 1n the urine while the
female rats excreted an average of 12.554 In the urine (Rose et al., 1976).
Fries and Marrow (1975) have also reported evidence of sex differences 1n
tissue distribution 1n rats.

During 42 days of administration of 2,3,7,8-

TCDD, -85% of the total body residue of male rats was located 1n the liver,
while 70% of the total body residue of female rats was located In this organ.
Studies performed by Van Miller et al. (1976) on rhesus monkeys and rats
using single 1.p. doses of trltlated 2,3,7,8-TCDD (400

yg/kg bw) showed

that while rats had over 40% of the 2,3,7,8-TCDD 1n the liver 7 days after
dosing, the monkeys had only about 10% 1n the same organ at that time.

In

two strains of mice, the liver contained -35% of an administered dose of
2,3,7,8-TCDD 1 day after oral or 1.p. administration (Manara et al., 1982).
The liver was also found to be the major site of accumulation of 2,3,7,8TCDD In the hamster, with 20% of the dose localized 1n the liver (5.3% of
dose/g liver) at 3 days following a sublethal dose of 650 yg 3H-2,3,7,8TCDD/kg (Olson et al., 1980a).

In all three species, 1-22 days after

single-dose oral or 1.p. administration, levels of 2,3,7,8-TCDD 1n adipose
tissue were generally slightly lower than levels 1n the liver, and were considerably higher than concentrations 1n other tissues (Piper et al., 1973;
Rose et al., 1976; Van Miller et al., 1976; Olson et al., 1980a; Manara et
al., 1982), Including the thymus (Rose et al., 1976;
1976; Olson et al., 1980a).

C-24

Van Miller et al.,

�Koclba et al. (1978) found that female rats maintained on a dally dietary

2,3,7,8-TCDD Intake of 0.1

vg/kg/day

for 2 years had an average

2,3,7,8-TCDD content of 8100 ppt 1n fat and 24,000 ppt 1n the liver. Rats
given 0.01 yg/kg/day had an average of 1700 ppt of 2,3,7,8-TCDD 1n the fat
and 5100 ppt In the liver. For both of these dally dosages the 11ver:body
fat ratio of 2,3,7,8-TCOD was 3:1.

At the lowest dose level of 0.001

yg/kg/day, both fat and liver contained an average of 540 ppt 2,3,7,8TCDD.

Koclba et al. (1976) presented evidence that steady-state had been

reached after &lt;13 weeks of feeding of 2,3,7,8-TCDD.
McNulty et al. (1982) reported that 2 years after administration of a
single oral dose of 1 yg/kg of 2,3,7,8-TCDD to an adult rhesus macaque
monkey, tissue levels of the compound were 100 ppt 1n adipose tissue and 15
ppt 1n liver. These results Indicate that prolonged retention of 2,3,7,8TCDD may occur In this species.

The tissue distribution of 2,3,7,8-TCDD 1n

the guinea pig appears to be similar to the monkey, with the highest concentration of the toxin being found 1n adipose tissue (Gaslewlcz and Neal,
1979; Nolan et al., 1979).

The Interspecles difference 1n the tissue dis-

tribution of 2,3,7,8-TCDD may be related to the relative adipose tissue
content of a given species and/or

the affinity of 2,3,7,8-TCDD for the

hepatic mlcrosomal fraction; however, the significance of these differences
remains 1n doubt.

For example, the hepatotoxldty of 2,3,7,8-TCDD In a

given species does not appear to be related to the hepatic concentration of
the toxin (Neal et al., 1982).
2,3,7,8-TCDD has been demonstrated

to be teratogenlc and fetotoxlc 1n

the rat (see Teratogenldty section); the ability of 2,3,7,8-TCDD to gain
access to the developing fetus of Fischer 344 rats following a single oral
dose of [14C]2,3,7,8-TCDD was Investigated by Moore et al. (1976).

C-25

They

�found low concentrations of 2,3,7,8-TCDD 1n the fetus at gestation days 14,
18 and 21. The radioactivity appeared to be evenly distributed throughout
the fetus on days 14 and 18; however, Increased levels of radioactivity were
detected In fetal liver on day 21.

Nau and Bass (1981) (more recently

reported by Nau et al., 1982) Investigated the fetal uptake of 2,3,7,8-TCDD
In NMRI mice following oral, l.p. or s.c. administration of the compound at
dose levels of 5, 12.5 or 25 vg/kg 1n dlmethylsulfoxlde (DMSO):corn oil or
acetone-.corn oil. The chemical was usually administered as a single dose 2
days prior to sacrifice. All three modes of administration produced similar
maternal and embryonic or fetal levels of 2,3,7,8-TCDO at 5 and 12.5
vg/kg.

At

25 vg/kg,

higher maternal and

fetal tissue

levels

were

obtained with s.c. administration, and much higher levels were obtained with
1.p. administration, than were obtained with oral administration. Embryonic
2,3,7,8-TCDD concentrations were maximal on gestatlonal days 9 and 10;
however, low levels were found 1n the embryo and fetus between gestatlonal
days 11 and 18. This sharp decrease In 2,3,7,8-TCDD concentration coincides
with placentatlon.

2,3,7,8-TCDD concentrations In the placenta were an

order of magnitude greater than In the fetus 'Itself. The affinity of fetal
liver for 2,3,7,8-TCDD was relatively low, as compared to maternal liver;
however, 2,3,7,8-TCDD levels 1n fetal livers were 2-4 times higher than the
levels 1n other fetal organs. An attempt was made to correlate 2,3,7,8-TCDO
levels 1n the fetuses with the observed Incidence of cleft palate, but no
clear relationship was observed.
Autorad1ograph1c studies of tissue localization following 1.v. administration of [i«C]2,3,7,8-TCDO In DMSO to three strains of mice Indicated
that the liver had the highest concentration and longest retention of radioactivity 1n the body, followed by the nasal mucosa (Appelgren et al., 1983).

C-26

�In pregnant mice, the concentration of radioactivity 1n the fetuses was
lower than In the dams, but a similar, selective labelling of the liver and
the nasal mucosa was seen In the fetuses at day 17 of gestation.

In the

adult animals, labelling of the adrenal cortex was about equal to that of
the liver at 1 hour after dosing, but thereafter was much lower than In the
liver. Labelling of the thymus, lymph nodes, bone marrow and prostate were
low at all observation times (I.e., 5 minutes to 61 days after Injection).
Very few data are available on the tissue distribution of 2,3,7,8-TCDO
1n humans.

Facchettl et al. (1980) reported tissue concentration of

2,3,7,8-TCDD at levels of 1-2 ng/g In liver and &lt;0.1 ng/g 1n thyroid, brain,
lung, kidney and blood 1n a woman who died 7 months after potential exposure
to 2,3,7,8-TCDD from the Seveso accident.

This pattern of 2,3,7,8-TCDD

distribution, however, may not be representative for humans since the woman
at the time of death had an adenocarclnoma (which was not considered related
to the accident) Involving the pancreas, liver and lung.
In addition Young et al. (1983) reported preliminary results of the
analysis of adipose tissue from soldiers exposed to Agent Orange.

Two

analyses were performed, one using the exact mass of 321.8936 and the other
the signal profile at masses 321.8936 and 319.8965.

Three groups were

studied consisting of 20 veterans claiming health problems related to Agent
Orange exposure, 3 A1r Force officers with known heavy exposure to Agent
Orange during disposal operations, and 10 control veterans with no known
herbicide exposure.

In the first group, 10 of the 20 had measurable levels

of 2,3,7,8-TCDD (5 with 5-7 ppt, 3 with 9-13 ppt and 1 with 23 and 35 ppt
and another with 63 and 99 ppt).

In the second group only two officers had

measurable 2,3,7,8-TCDD levels and these did not exceed 3 ppt.

In the 10

control veterans, 4 had 2,3,7,8-TCDD levels between 7 and 14 ppt. Levels of

C-27

�2,3,7,8-TCDD 1n adipose tissue did not appear to be associated In this study
with 111 health or any particular symptom. However, H was considered that
Information on background levels of 2,3,7,8-TCDD In adipose tissue was too
limited to draw any firm conclusions.
Metabolism
Vlnopal and Caslda (1973) found no evidence of water soluble metabolites
of 2,3,7,8-TCDD following Incubation with mammalian liver mlcrosomes or l.p.
Injection Into mice.

In the same experiment, only unmetabollzed 2,3,7,8-

TCDD was extractable from mouse liver 11-20 days after treatment.

Van

Miller et al. (1976) claimed that the slow elimination of 2,3,7,8-TCDD they
observed

In both rats and monkeys after l.p. Injections suggested that

2,3,7,8-TCDD was not readily metabolized.

Metabolites of 2,3,7,8-TCDD have

been detected In the bile and urine of Syrian Golden hamsters after single
oral or 1.p. doses (Olson et al., 1980a) and 1n the bile of dogs following
repeated direct Introduction of the chemical Into the duodenal lumen (Polger
et al., 1982a).
Polger and Schlatter (1979), Ramsey et al. (1979) and Ramsey et al.
(1982)

demonstrated

biliary

excretion

of

several

[14C]2,3,7,8-TCDD by rats after repeated oral dosing.

metabolites

of

The metabolites

were tentatively Identified as glucuronldes of hydroxylated 2,3,7,8-TCDD.
The amounts of metabolites found were small, Indicating that 2,3,7,8-TCDD 1s
only slowly metabolized In the liver. Previous work by Piper et al. (1973)
using single oral doses of 2,3,7,8-TCDD concluded that, since small amounts
of radioactivity were found 1n the urine and expired air of male rats during
the first 10 days, metabolic alteration or breakdown must occur.
by Rose et al. (1976) using oral doses stated that while the

The study

14

C activity

In the rat livers appeared to be present as unchanged 2,3,7,8-TCDD, a

C-28

�significant amount of radioactivity found 1n the feces appeared to come from
substances other than 2,3,7,8-TCOO; the excretion of

14

C 1n the urine also

Indicated that metabolism had occurred.
Polger et al. (1982b) Investigated the toxlclty of 2,3,7,8-TCDD metabolites by administering extracts of bile from 2,3,7,8-TCDO-treated dogs to
male guinea pigs In single oral doses equivalent to 0.6, 6.0 and 60 yg/kg
of parent compound.

Other groups of guinea pigs received bile extract from

untreated dogs or 2,3,7,8-TCDD Itself.

A comparison of the mortality data

at 5 weeks after dosing Indicated that the acute toxldty of 2,3,7,8-TCDD to
guinea pigs was at least 100 times higher than was the acute toxlclty of Us
metabolites.
More recently, Olson et al. (1983) reported that all of the radioactivity 1n urine and bile from

14

C-2,3,7,8-TCDD-treated rats, hamsters and

guinea pigs corresponded to metabolites of 2,3,7,8-TCDD.

The enzymatic

hydrolysis of the 2,3,7,8-TCDD metabolites from the rat and hamster altered
the chromatographlc profile of the metabolites, Indicating the presence of
glucuronlde conjugates In bile and sulfate conjugates
Blttner, 1983).

1n urine (Olson and

The apparent absence of these metabolites In extracts of

hamster and rat liver suggest that once formed, the metabolites of 2,3,7,8TCOD are readily excreted (Olson et al., 1980a; Rose et al., 1976). These
results also Indicate that urinary and biliary elimination of 2,3,7,8-TCDD
1s dependent upon metabolism of the toxin.

Although urine and bile appear

to be free of unmetabollzed TCDD, data from the hamster and rat Indicate
that from 10 to 40% of the 2,3,7,8-TCDD-deMved radioactivity 1n feces
represents unchanged 2,3,7,8-TCDD (Olson et al., 1983; Olson and BHtner,
1983).

The dally presence

of unchanged 2,3,7,8-TCDD 1n feces and

absence

In bile suggests that direct Intestinal elimination may be the

C-29

Us

�source for the fecal excretion of 2,3,7,8-TCDD. This finding demonstrates
that the half-life for elimination of 2,3,7,8-TCDO may not directly reflect
the in vivo rate of 2,3,7,8-TCOD metabolism 1n a given animal. Nevertheless, the metabolism of 2,3,7,8-TCDO does 1n part regulate Us elimination
or relative persistence 1n a given animal.
Several metabolites of 2,3,7,8-TCDD have recently been Identified.
Sawahata et al. (1982) Investigated the in vitro metabolism of 2,3,7,8-TCDD
1n Isolated

rat hepatocytes.

The major product was deconjugated

with

B-g1ucur«n1dase, deMvatlzed with dlazomethane, and separated Into two compounds by high performance liquid chromatography (HPLC). These metabolites
were subsequently Identified as l-hydroxy-2,3,7,8-TCDO and 8-hydroxy-2,3,7tr1chlorod1benzo-p_-d1ox1n. Polger et al. (1982b) Identified six metabolites
In the bile of dogs that were given a lethal dose of [3H]2,3,7,8-TCDD. The
major metabolite was 1,3,7,8-tetrachloro-2-hydroxyd1benzo-p_-d1ox1n; 2,3,7,8tr1chlor-3-hydroxyd1benzo-p_-d1ox1n and 1,2-d1chloro-4,5-hydroxybenzene were
also Identified as minor metabolites. The structures of the three remaining
metabolites were not determined; however, two appeared to be trlchlorohydroxyd1benzo-£-d1ox1ns

and

the

third was

apparently

a chlorinated

2-hydroxyd1phenyl ether.
Data on the metabolism of 2,3,7,8-TCDO suggests that reactive epoxlde
Intermediates may be formed.

Poland and Glover (1979) have Investigated the

i§ vivo binding of [1,6-3H]-2,3,7,8-TCDD derived radioactivity to rat
hepatic macromolecules.

They found maximum levels equivalent to 60 pmol

2,3,7,8-TCDO/mole of amlno adds 1n protein, 12 pmol 2,3,7,8-TCOD/mole of
nucleotlde In rRNA, and 6 pmol of 2,3,7,8-TCDD/mole of nucleotlde In DNA.
This corresponds to one 2,3,7,8-TCOD-DNA adduct/35 cells. Poland and Glover
(1979) suggest that 1t 1s unlikely that 2,3,7,8-TCDD-1nduced oncogenesls 1s
through a mechanism of covalent binding to DNA and somatic mutation.

C-30

�Further studies

In other species, possibly with [14C]-2,3,7,8-TCOD, are

needed to confirm these results and assess the relationship between covalent
binding and the short and long-term toxldty of 2,3,7,8-TCDD.
Isolated rat hepatocytes In suspension have been used as an \n vitro
system for assessing 2,3,7,8-TCDD metabolism under various conditions (Olson
et al., 1981). Data Indicate that the rate of 2,3,7,8-TCDD metabolism In
rat hepatocytes correlates directly with drug Induced changes 1n hepatic
cytochrome P-450 monooxygenase activity, suggesting that 2,3,7,8-TCDD 1s
metabolized by this enzyme (Neal et al., 1982).

Pretreatment of rats with

2,3,7,8-TCDD has been shown to enhance the rate of 2,3,7,8-TCDD metabolism
1n Isolated hepatocytes, demonstrating that 2,3,7,8-TCDD can Induce Us own
rate of metabolism.

Beatty et al (1978) also found a correlation between

hepatic mixed-function oxldase (MFO) activity and the toxldty of 2,3,7,8TCDD 1n rats.

In both naturally occurring age and sex-related differences

In MFO activity, and following administration of Inducers and Inhibitors of
MFO enzyme systems, hepatic MFO activity was directly correlated with the
20-day LD5Q.
Olson and BHtner (1983) reported that the rate of 2,3,7,8-TCDO metabolite formation Jjn vitro was higher In hepatocytes from the hamster than In
hepatocytes from the rat. Qualitative evaluation of J_n vivo and 1_n vitro
metabolites by HPLC also suggested significant Interspedes variability.
The authors suggested that such differences 1n metabolism may partially
explain the differences 1n toxldty among spedes.
Excretion
The following discussion assumes
process.

that elimination Is a first order

WHh the exception of the guinea pig, which may follow zero order

kinetics (Gaslewlcz and Neal, 1979), elimination data yield a straight line

C-31

�on a semi logarithmic plot. Indicating that elimination Is a single, first
order process. H1les and Bruce (1976) have pointed out that the studies of
Allen et al. (1975) and Piper et al. (1973) can be Interpreted equally well
by either zero or first order kinetics. The majority of the data, however,
seem to support the assumption of a first order elimination process.
The excretion of 2,3,7,8-TCDD and Us metabolites has been Investigated
1n a number of species.

Table 4 summarizes results on the elimination of

2,3,7,8-TCDO-deMved radioactivity, following a single exposure to 3H- or
[14C]-2,3,7,8-TCDD.

These

studies

show

that

2,3,7,8-TCDD

was

slowly

excreted from the bodies of all species tested, with a half-life In the body
of 10-43 days.

In the Syrian Golden hamster, the least sensitive mammalian

species to the acute toxldty of 2,3,7,8-TCDD, excretion occurred readily
through both the urine (3554 of administered dose, 41% of total excreted
radioactivity) and feces (50% of the administered dose, 59% of total excreted radioactivity) (Olson et al., 1980b; Gaslewlcz et al., 1983a). The high
levels found 1n the urine of Infant monkeys were probably due to the Incomplete separation of urine and feces (Van HUler et al., 1976).

In all the

other species tested so far, excretion occurred mainly through the feces
(80-100% of total urinary and fecal radioactivity) with only minor amounts
of 2,3,7,8-TCDD metabolites found 1n the urine (Piper et al., 1973; Allen et
al., 1975; Rose et al., 1976; Gaslewlcz and Neal, 1979).

Only Piper et al.

(1973) reported the excretion of metabolites In the expired air. During 21
days following administration of a single oral dose of [14C]2,3,7,8-TCOD
to rats, 3.2% of the administered radioactivity (4.6% of the excreted radioactivity) was recovered 1n the expired air.

C-32

�TABLE 4
Elimination of 2,3,7,8-TCDD

Species

Single Treatment
vg/kg (route)

Half-Life for
Elimination
(days)

Relative % of TCOO-Oer1ved
Radioactivity
Reference
Feces

Urine
6.0

Gas1ew1cz and Neal, 1979

Guinea pig

94.0

1.45 (oral)

22 - 43

NT

NT

Nolan et al., 1979

Rat
03

30.2 + 5.8

Guinea pig

c-&gt;

2 (1.p.)

1.0 (oral)

31+6

&gt;99

&lt;1

Rose et al., 1976

20.0

Piper et al., 1973

Rat

50 (oral)

17.4 + 5.6

80.0

Rat

50 (oral)

21.3 + 2.9

95.5

4.5

Allen et al., 1975

Rat

400 (i.p.)

NT

91.0

9.0

Van Miller et al., 1976

Monkey
(adult)

400 (I.p.)

NT

78.0

22.0

Van Miller et al., 1976

Monkey
(Infant)

400 (1.p.)

NT

39.0

61.0

Van Miller et al., 1976

Mouse
C57BL/65
DBA/2J
B6D2F-,/J*

10 (1.p.)
10 (I.p.)
10 (1.p.)

11.0 + 1.2
24.4 f 1.0
12.6 + 0.8

72.0
54.0
72.0

28.0
46.0
28.0

Gas1ew1cz et al., 1983a,b
Gas1ew1cz et al., 1983a,b
Gas1ew1cz et al., 1983a,b

Hamster

650 (1.p.)

10.8 + 2.4

59.0

41.0

Olson et al., 1980a

Hamster

650 (oral)

15.0 + 2.5

NT

NT

Olson et al., 1980a

*OffspMng of C57BL/6J and DBA/2J which are heterozygous at the Ah locus
NT = Not tested

�Rose et al. (1976) Investigated the elimination of [1*C]2,3,7,8-TCDD
In rats given repeated oral doses of 0.01,

0.1 or 1.0 yg/kg/day Monday

through Friday for 7 weeks, or a single dose of 1.0 v9/kg. In the singledose study, no **C was excreted

1n the urine or expired air; 1n the

repeated-dose study, however, 3-18X of the cumulative dose was excreted 1n
the urine by 7 weeks. This study Indicated that steady-state concentrations
will be reached In the bodies of rats 1n -13 weeks.

The rate constant

defining the approach to steady-state concentrations was Independent of the
dosage of 2,3,7,8-TCOO over the range studied. This Is consistent with the
observations of Fries and Marrow (1975) who found that the total retention
In the bodies of rats was proportional to total Intake.

When rats were

maintained on a diet containing either 7 or 20 ppb 2,3,7,8-TCOO, the amount
of 2,3,7,8-TCDD retained In the body was 5.5 times the dally Intake of
2,3,7,8-TCDD at 14 days, 7.5 times the dally Intake at 28 days, and 10.0
times the dally Intake at 42 days.
The data 1n Table 4 suggest some Interspedes differences 1n the halflife for elimination (t 1/2) of 2,3,7,8-TCOO.

In the hamster, the least

sensitive species to the acute toxldty of 2,3,7,8-TCDD, a mean t 1/2 of
10.8 days was observed (Olson et al., 1980a,b), and 1n the guinea pig, the
most sensitive species to the acute toxldty of 2,3,7,8-TCDD, the mean t 1/2
was 30.2 days (Gas1ew1cz and Neal, 1979). The observed Interspedes differences 1n the t 1/2 of 2,3,7,8-TCDD may 1n part be related to the relative
sensitivity of a given species to the acute toxldty of 2,3,7,8-TCOD.
The Intraspedes differences 1n the t 1/2 of 2,3,7,8-TCOO 1n three mouse
strains may be due to the finding that the DBA/2J strain possesses
greater

adipose

tissue stores

(Gaslewlcz et al., 1983b).

than

~2-fold

the C57BL/6J and B6D2F1/J strains

The sequestering of the UpophlUc toxin In

C-34

�adipose tissue stores of the DBA/20 mouse may contribute to the greater
persistence of 2,3,7,8-TCDD 1n this strain.
In all of the rat studies shown In Table 4, urinary and fecal elimination were monitored for a period of only 20-22 days, and from these data H
was assumed

that elimination followed a single component, first order

kinetic model.

Recently, Olson and BHtner (1983) examined the elimination

of 2,3,7,8-TCOD-derlved radioactivity 1n rats over a 35-day period following
a single l.p. exposure at 1 wg aH-2,3,7,8-TCOO/kg.

They observed first

order kinetics for elimination, with a fast component having a t 1/2 of 7
days (representing 13% of total elimination) and a slow component having a
t 1/2 of 75 days (87% of total). The second, slow component for elimination
was evident only when urinary and fecal elimination were monitored for &gt;30
days.

This study suggests that 2,3,7,8-TCDD may be more persistent than

earlier studies suggested.

A preliminary study In the rhesus monkey Indi-

cates that 2,3,7,8-TCDD may be exceptionally persistent 1n adipose tissue.
McNulty et al. (1982) estimated the apparent half-life of 2,3,7,8-TCDD 1n
the fat of a monkey to be ~1 year.
Studies 1n the rat, guinea pig, hamster and mouse have found that all of
the 2,3,7,8-TCDD derived radioactivity excreted In the urine and bile corresponds to metabolites of 2,3,7,8-TCDD (Olson et al., 1983).

The apparent

absence of 2,3,7,8-TCDD metabolites In liver and fat suggests that, once
formed, the metabolites of 2,3,7,8-TCDD are readily excreted.

Thus, urinary

and biliary elimination of 2,3,7,8-TCDD Is dependent upon metabolism of the
toxin. Although urine and bile appear to be free of unmetabollzed 2,3,7,8TCDD, data from the hamster and rat Indicate that a significant amount
(10-40%) of unchanged 2,3,7,8-TCDD may be excreted Into the feces (Olson et
al., 1983).

Unmetabollzed 2,3,7,8-TCDD thus appears to enter the Intestinal

C-35

�lumen by some route other than bile (direct Intestinal elimination) for a
number of days following treatment.

Studies In lactatlng rats have also

found that unchanged 2,3,7,8-TCOD may be excreted 1n the milk of lactatlng
animals (Moore et al., 1976; Luder et al., 1975). Lactation, direct Intestinal elimination, and perhaps sebum may serve as routes for excretion of
2,3,7,8-TCDO, which are not dependent upon metabolism of the toxin.

These

data suggest that the in vivo half-life for elimination of 2,3,7,8-TCOD may
not directly reflect the rate of 2,3,7,8-TCDD metabolism 1n a given animal
(Neal et al., 1982).
EFFECTS
Acute. Subacute and Chronic Toxldty
The acute LD5Q for 2,3,7,8-TCDO
Table 5.

The oral LD

1n several

species 1s shown 1n

values range from 0.6 yg/kg bw for guinea pigs

to 5051 yg/kg bw for hamsters (Schwetz et al., 1973; Vos et al., 1974;
McConnell et al., 1978a,b; Henck et al., 1981; Olson et al., 1980b). The
dermal LD

for rabbits was 275 yg/kg of body weight (Schwetz et al.,

1973); death was sometimes delayed as long as 40 days following acute
exposure.

Of the laboratory animals studied, the guinea pig was the most

susceptible to the toxic effects of 2,3,/,8-TCDO (Schwetz et al., 1973;
Gupta et al., 1973; Grelg et al., 1973).
The acute toxldty has also been found to vary with the sex, age and
strain of the test animal.

Schwetz et al. (1973) found male Sherman rats

more sensitive to 2,3,7,8-TCDD than females, while Beatty et al. (1978)
found female Sprague-Dawley rats more sensitive than adult male rats.

Thus,

no general sex difference 1s apparent 1n the rat, perhaps due to strain differences 1n sensitivity to 2,3,7,8-TCDD. A significant sex difference was
observed 1n the C57BL/10 mouse, with the oral LD5

C-36

In females being 3-fold

�TABLE 5
Lethalltjr of 2,3.7,8-TCDD Following Acute Exposure

Duration of
Observation

(yg/kg)

NR

2 -8 weeks

0.6
(0.4-0.9)*

time to death was 5-34 days, the
2,3,7.8-TCDD was 91X pure

Schwetz et al.. 1973

gavage/corn o1lacetone (9:1)

NR

2-8 weeks

2.1
(1.5-3)*

time to death was 9-42 days, the
2,3,7,8-TCDD was 99X pure

Schwetz et al., 1973

H/9

gavage/corn oil

NR

30 days

2

median time to death was 17-20 days,
marked weight loss, thymus atrophy.
Intestinal hemorrhage, no porphyMa
and only mild liver Injury

HcConnell et al..
1978a

Rats/Sherman

M/5-10

gavage/corn ollacetone (9:1 )

B
16
32
63

2-8 weeks

22

time to death was 9-27 days, the
2,3.7,8-TCDD was 91X pure

Schwetz et al.. 1973

Rats/Sherman

F/NR

gavage/corn oilacetone (9:1)

NR

2-8 weeks

time to death was 13-43 days, the
2,3.7.8-TCOD was 91X pure

Schwetz et al.. 1973

Rats/SpragueOawley

M/6

1. p. /olive oil

NR

20 days

60

t-Dso (yg/kg, mean +_ S£) adult male.
60.2 *. 7.8; weanling male, 25.2 + 1.4

Beatty et al., 1978

Rats/SpragueDawley

F/6

1 .p. /olive oil

NR

20 days

25

LDso (yg/kg, mean * SE) adult
female, 24.6 + 2.0

Beatty et al., 1978

Monkey/rhesus

F/3

gavage/corn oil

0
70
350

&gt;35 days

&lt;70

weight loss, edema, severe thymus
atrophy, loss of hair, mild liver
damage

McConnell et al..
1978b

H1ce/C57Bl

M/14

gavage/corn oilacetone (9:1)

0
100
150
200

60 days

114

time to death In the high dose group
was 15-20 days, body weight loss,
edema 1n 25X of treated animals.
severe thymlc and spleen atrophy.
hemorrhage In the region of the eye
and small Intestine, liver necrosis
1n the centrllobular region

Vos et al. , 1974

Species/Strain

Sex/No./
Group

Guinea pigs/
Hartley

M/NR

gavage/corn oilacetone (9:1)

Guinea pigs/
Hartley

H/NR

Guinea pigs/
Hartley

Route/Vehicle

i
03

Dose
Tested
(yg/kg)

LD50

45
(30-66)*

Comments

Reference

�TABLE 5 (cont.)

Species/Strain

Sex/Mo./
Group

M1ce/C57Bl

H/9

Route/Vehicle

gavage/corn oil

Dose
Tested
(Mg/kg)
NR

Duration of
Observation

30 days

1050
(yg/kg)

283.7

Comments

median tine to death was 22-25 days.
dose-related body weight loss, thynlc
atrophy. Increased liver weight and

Reference
NcConnell et al..
1978a

porphyrla. gross and historic liver

alterations, subcutaneous edema,
Intestinal hemorrhage
HUC/C57BL/10

M/5

gavage/arachls oil

H1ce/C57BL/10

F/S

gavage/arachls oil

N1ce/CS7BL/6J

H/NR

1. p. /olive oil

c~&gt;
i
CO

00

85
107
135
170
213

45 days

146

85
107
135
170
213
269
330
426
536

45 days

&gt;450

NR

30 days

95X confidence Units of 111-211

132

Smith et al.. 1981

ug/kg. Host deaths occurred from

22-26 days after dosing. Signs of
porphyrla, edema, hemorrhage.
1 of 4 animals died at dose of
426 ug/kg

Smith et al.. 1981

Gaslewlcz et al. ,
1983a.b

Mlce/OBA/2J

M/NR

1. p. /olive oil

NR

30 days

620

M1ce/B6D2F1/J

N/NR

1 .p. /olive oil

NR

30 days

300

Rabbits/

MfcF/NR

gavage/corn oil-

NR

2-8 weeks

New Zealand
Rabbits/
New Zealand

acetone (9:1)
H&amp;F/S

1 .p. /corn oil

32
63
126
252
500

4 weeks

115
(38-345)*
NR

Gaslewlcz et al..
1983a.b
BGD2Fj/J mice are the offspring of
C57BL/6J and DBA/2J and are heterozygous at the Ah locus.

Gaslewlcz et al. ,
1983a.b

time to death was 6-39 days, the

Schwetz et al.. 1973

2,3,7.8-TCOD was 91X pure
time to death was 6-23 days.

2-3 animals/group died In all but
the low exposure group

Schwetz et al.. 1973

�TABLE 5 (cont.)

Species/Strain

Sex/No./
Group

Rabbits/
New Zealand

H&amp;F/NR

dermal/acetone

Hamster/
golden Syrian

M/6

gavage/corn oilacetone (9:1)

Hamster/
golden Syrian

M&amp;F/S-6

Hamster/
golden Syrian

Route/Vehicle

Dose
Tested
(vg/kg)
31.6
63
126
252
500

Duration of
Observation

1.050
(vg/kg)

Comments

Reference

3 weeks

275
(H2-531)

time to death was 12-22 days

Schwetz et al., 1973

0
300
600
1000
3000
6000

55 days

5051 (387618,487; 95X
confidence)

time to death was 26-43 days, the
liver and thymus appeared to be the
primary target organs, only 1 death
occurred 1n the 300 and 3000 tig/kg
group

Henck et al., 1981

1. p. /olive oil

0
500
1000
2000
3000

50 days

&gt;3000

significant dose-related decrease 1n
thymus weight starting at 500 t&gt;g/kg.
only 2 deaths occurred out of 11
hamsters In the 3000 vg/kg group.

Olson et al.. 1980b

M/5

gavage/ollve oil

500
1000
2000
3000

50 days

1157

death generally occurred between 24
and 45 days, decrease 1n body weight
above 2000 gg/kg, prollferatlve
11e1t1s with mild to severe Inflammation

Olson et al.. 1980b

Dogs/beagle

M/2

gavage/corn oilacetone (9:1)

3000

2-8 weeks

NA

all animals died

Schwetz et al.. 1973

Dogs/beagle

f/2

gavage/corn oilacetone (9:1)

30
100

2-8 weeks

NA

all animals survived

Schwetz et al., 1973

c~&gt;
i
CO
1
0

*The number 1n parentheses appears to Indicate the range of lethal doses; however, the studies did not specify what these numbers represented.
NA = Not applicable; NR = not reported

�greater than that In males (Smith et al., 1981). In a study of age-related
differences, Beatty et al. (1978) reported weanling male rats to have an
acute ID

of 25 pg/kg 1n contrast to the value of 60 pg/kg 1n adult

males. Vos et al. (1974) found 0, 17 and 44% mortality 1n mice of 4, 2 and
1 months of age, respectively, following 4 weekly doses of 25 pg 2,3,7,8TCDD/kg.

These limited studies suggest that young animals may be more

susceptible to the acute toxlclty of 2,3,7,8-TCOO.

Various strains of mice

have been used to study the mechanism of action of 2,3,7,8-TCDD, based on
the ability of the toxin to Induce enzymes that have been shown to segregate
with a single genetic locus, the Ah locus (Poland et al., 1974, 1976a,b).
The "non-responsive" strains (e.g., DBA/2J) appear to be less responsive to
enzyme

1nduct1en due

to an altered

receptor with

lower affinity for

2,3,7,8-TCOO, 1n comparison to the "responsive" strains (e.g., C57BL/6J).
Gaslewlcz et al. (1983b) reported that the "responsive" C57BL/6J mice have
an acute LD

for 2,3,7,8-TCDD of 132 ^g/kg, compared with an LD

620 pg/kg In the "non-responsive" DBA/2J mice.

An Intermediate LD

of
of

300 pg/kg was also reported for B6D2F./J mice, which are offspring of
C578L/6J and DBA/2J

(B6D2F,/J mice are heterozygous

These results suggest that the acute LDg

at the Ah locus).

for 2,3,7,8-TCDD varies with the

strain of mouse and the relative activity "responsiveness" at the Ah locus.
The hepatotoxldty of 2,3,7,8-TCDD 1s well established, especially 1n
rats, mice and rabbits where the hepatic lesions are particularly severe
(Mllnes, 1971).

Sublethal doses of 2,3,7,8-TCDD 1n rats produced signifi-

cant Hver damage, characterized

by fatty changes, centMlobular necrosis

(Cunningham and Williams, 1972), megalocytosls, and unusual numbers of
multlnucleated giant hepatocytes (Gupta et al., 1973). A single dose of 0.1
pg/kg In rats produced Increased liver weights (Harris et al., 1973).

C-40

�In rats given single doses of 5 and 25 yg/kg 2,3,7,8-TCOO, Fowler et al.
(1973) reported extensive proliferation of the smooth and rough endoplasmlc
retlculum, especially near the bile ducts.

Twenty-eight days after dosing,

the electron micrographs of the livers were Indistinguishable from controls.
Similar results were observed by Jones and Butler (1974) and Jones and Grelg
(1975).

In mice, exposure to 1-10 vg/kg 2,3,7,8-TCDD/day produced liver

damage as Indicated by elevated SGOT, SGPT, serum LDH, alkaline phosphatase
and blllrubln levels (Z1nkl et al., 1973).
A number of toxic responses have been observed following exposure to
2,3,7,8-TCDO and these have been summarized for a number of species 1n
Table 6.

2,3,7,8-TCOO tox1c1ty exhibits marked Interspecles variability,

with some responses being highly species specific and confined to one or a
few species.

Loss of body weight or reduced weight gain and thymlc atrophy

are the most consistent toxic responses of 2,3,7,8-TCDD exposure 1n various
species, with the latter being one of the most sensitive Indicators of
toxldty.

In general, the toxlcologlc pattern observed with 2,3,7,8-TCOO Is

not unique; It also occurs with certain halogenated dlbenzofurans, chlorinated blphenyls, naphthalenes, and bromlnated dloxins (McConnell, 1980).
An extended period was observed between treatment and death.

During

this period the animals had poor weight gain or loss of weight and appeared
to be "wasting away". At death, loss 1n body weight was reported to be as
great as 50% for some species (McConnell, 1980).

In female Wlstar rats

Intubated with 2,3,7,8-TCDO at a dose of 100 yg/kg, the weight loss was
blphaslc (Courtney et al., 1978). The Initial weight loss occurred rapidly
during the first 7-10 days after treatment and was associated with decreased
food and water consumption.

This Initial phase of weight loss was reversed

with the resumption of normal food Intake for 4 or 5 days, only to be

C-41

�TABLE 6
Toxic Responses Following Exposure to 2,3,7,8-TCDD: Species Differences3

Monkey

Guinea
P1g

Cowb

Rat

Mouse

RabMt b

Ch1ckenb

Hamster

Hyperplasla and/or metaplasia
Gastric mucus
Intestinal mucosa
Urinary tract
B1le duct and/or
gall bladder
Lung: focal alveolar
Skin
rs
i

Hypoplasla, Atrophy, or Necrosis
Thymus
Bone marrow
Testicle
Other
Liver lesions
PorphyMa
Edema

0

0

0

0

0
0

0
+

0
0

0
0

0
ft

+

References: Monkey (McConnell et al., 1978a; Norback and Allen, 1973; Allen et al. t 1977); Guinea pig
(McConnell et al., 1978a; McConnell, 1980; Moore et al., 1979; Turner and Collins, 1983); Cow (McConnell,
1980); Rat (McConnell, 1980; Kodba et al., 1978, 1979); Mouse (Schwetz et al., 1973; McConnell et al.,
1978a; Vos et al., 1973); Rabbit (K1mm1g and Schultz, 1957; Schwetz et al., 1973; Vos and Beems, 1971);
Chicken (Schwetz et al., 1973; Norback and Allen, 1973; Allen and Lallch, 1962; Vos and Koeman, 1970);
Hamster (Olson et al., 1980b; Henck et al., 1981)
Responses followed exposure to 2,3,7,8-TCDD or structurally related chlorinated aromatic hydrocarbons.
c
Symbols: 0, lesion not observed; +, lesion observed (number of H +" denote severity); i, lesion observed
to a very limited extent; blank, no evidence reported 1n literature.
Skin lesions 1n cattle are observed, but they differ from the skin lesions observed In other species.
Source: Adapted from Poland and Knutson, 1982

�followed by a second, more gradual, decline 1n food and water Intake and
weight until death.

Providing animals with an adequately nutritious liquid

diet by Intubation did not appreciably alter the pattern of weight loss nor
affect survival. In contrast, Gaslewlcz et al. (1980) observed that providing rats with total parenteral nutrition would prevent some of the weight
loss Induced by 2,3,7,8-TCDD; however, there was no protection from the
lethal effects of 2,3,7,8-TCDD.

Also, severe thymlc atrophy has been

universally observed 1n all species given lethal doses of 2,3,7,8-TCDD, and
since weight loss and thymlc atrophy are both associated with malnutrition,
van Logten et al. (1981) Investigated the effects of dietary protein on the
toxldty of 2,3,7,8-TCDD.

Groups of female Fischer 344 rats administered

2,3,7,8-TCDD (20 wg/kg) and maintained on low (3.5%). normal (26%) or high
(55%) protein diets maintained approximately the same body weight

(gains

were -0.2^3, 7_f6 and 7^3 g for each dietary group, respectively) during the
subsequent 10-day period.

The weight gain 1n treated animals was 10-18 g

less than that In the respective control rats. Dietary protein also had no
effect on preventing or enhancing the 2,3,7,8-TCDD Induced thymlc atrophy.
In yet another study, Seefeld and Peterson (1983) suggest that a reduction 1n food Intake caused by 2,3,7,8-TCDD Is primarily responsible for the
loss of body weight or depressed growth rate of rats. Pair-fed control rats
lost weight at the same rate and to the same extent as their weight matched
2,3,7,8-TCDD-treated partners (25 or 50 vg/kg) until day 10 after treatment.

At 20-35 days after treatment, the body weight of the two groups

began to diverge, with the pair-fed control group having body weights that
were 20-30 g higher than the corresponding 2,3,7,8-TCDD groups.

They pro-

pose a hypothesis that 2,3,7,8-TCDD lowers a regulated level of "set-point"
for body weight control 1n the rat. The ensuing change 1n food Intake Is

C-43

�thought to occur secondarily to the change 1n "set-point".

Thus, the pre-

cise mechanism for the 2,3,7,8-TCDD Induced weight loss remains uncertain;
however. It 1s evident that weight loss

Is a contributing factor

to

2,3,7,8-TCOO Induced mortality and morbidity.
Feeding a diet containing 7 ppb of 2,3,7,8-TCDD to rats caused an
Increase of liver weight while unexpectedly, 20 ppb caused less of a liver
weight gain.

After the feeding of 2,3,7,8-TCDD was discontinued, recovery

was greater 1n the 7 ppb groups (Fries and Marow, 1975). The hepatotoxlclty
of 2,3,7,8-TCDD was most severe In rats, mice and rabbits (Vos and Beems,
1971; Gupta et al., 1973; Schwetz et al., 1973; Vos et al., 1974). 2,3,7,8TCDD-1nduced liver alterations 1n the guinea pig and hamster were generally
limited to the responses accompanying liver hypertrophy (Turner and Collins,
1983; Olson et al., 1980b).

Limited steatosls, focal necrosis, and cyto-

plasmic hyalln-Uke bodies were also observed 1n the guinea pig (Turner and
Collins, 1983).

Comparative studies Indicate that the guinea pig and

hamster were the least sensitive to 2,3,7,8-TCDD-1nduced hepatotoxlclty,
which 1s In contrast to the 5000-fold difference in the acute LD

for

2,3,7,8-TCDD 1n these species.
2,3,7,8-TCDD

affects

porphyMn

metabolism

and causes significantly

elevated excretion of porphyrlns and i-am1nolevu!1n1c add
section).

Goldstein

et al. (1978) showed

synthetase, a rate-limiting enzyme

(see Metabolism

that a-am1nolevu!1n1c

add

In porphyrln synthesis, was slightly

Increased (2-fold) In male C57B1 mice given 4 weekly doses of 2,3,7,8-TCDD
at 25 yg/kg.
2000-fold.

This dose of 2,3,7,8-TCDD Increased liver prophyrln levels

Catabollsm of porphyrln by uroporphyrlnogen decarboxylase

also appeared to be decreased 1n 2,3,7,8-TCDD-treated mice.

(UD)

Smith et al.

(1981) reported a decrease 1n UD activity from -25 to 7 nmoles/hr/g liver In

C-44

�male and female C57B1 mice 3 weeks after a single oral exposure to 2,3,7,8TCDD at a dose of 75 yg/kg.

No effect of 2,3,7,8-TCOD on UD activity was

observed In DBA/2 mice, which were Insensitive to the Induction of prophyrla.

A time course of changes In UO activity with length of time after

exposure to 2,3,7,8-TCDD Indicated a steady decline In activity starting 3
days after exposure to 2,3,7,8-TCOD, which continued until day 21 when the
study was terminated.

Sweeney and Jones (1978) reported similar results

after 5 weekly doses of 2,3,7,8-TCDD at 25 ug/kg.

In this study, the UD

activity declined -48% 1n C58B1 mice and only 4% In DBA/2 mice.
factors besides the Increase 1n a-am1nolevul1nlc add
decrease

Other

synthetase and the

In UD activity may also participate In the dramatic Increase In

liver porphyrln In mice, associated with exposure to near lethal doses of
2,3,7,8-TCDD.
A number of biochemical studies have resulted from the observation that
2,3,7,8-TCDD produces fatty livers and a resulting Increase In total hepatic
Upld content In several species.
rat produced

an Increase

A sublethal dose of 2,3,7,8-TCDD In the

In trlglycerldes and free fatty adds and a

decrease 1n sterol esters, while a lethal dose Increased cholesterol esters
and free fatty adds (Albro et al., 1978). Poll et al. (1980) treated rats
with a single 1.p. Injection of 2,3,7,8-TCDD at doses of 2.5, 5, 10 and 20
vg/kg.

At day 21 after treatment there was a dose-related Increase 1n

total plasma cholesterol and high density Upoproteln cholesterol, while no
change was observed 1n trlglycerldes or very low and low density Upoprotelns (VLDL and LDL, respectively).

At a dose of 20 yg/kg the maximum

Increase In HDL cholesterol and total cholesterol occurred 30 days after
treatment, and a significant elevation was still present at 60 days after
treatment when the study was terminated.

C-45

Slight changes In the apoprotelns

�of HDL From 2,3,7,8-TCDD rats and control rats were Indicative of new apoproteln synthesis.

Although the Increase In HDL cholesterol may be 1n

response to eliminating excess llplds, the exact function has not been
clearly shown.
In contrast to rats, male Hartley strain guinea pigs given a single 1.p.
Injection of 2,3,7,8-TCDD at a dose of 2 v9/kg had Increased hyperl1p1dema
characterized by Increases 1n VLDL and LDL (Swift et al., 1981). In animals
sacrificed 7 days after exposure to 2,3,7,8-TCDD, there was an Increase In
total serum Upld, cholesterol esters, tMglycerldes and phosphollplds when
comparison was made to pair-fed, weight-paired or ad_ libitum fed control
groups.

Serum-free fatty acids were not changed quantitatively; however,

some qualitative changes occurred, reflecting an Increase 1n the types of
fatty acids which were abundant 1n the adipose tissue of guinea pigs.
Analysis of Upoprotelns revealed a 19-fold Increase In VLOL and a 4-fold
Increase 1n LDL, with no change observed 1n the levels of HDL. The VLDL was
also qualitatively different 1n the 2,3,7,8-TCDD treated animals, containing
less cholesterol ester and an altered C apoproteln. The Importance of these
qualitative changes 1s unclear.

The hyper!1p1dem1a may result from the

2,3,7,8-TCDD Induced mobilization of free fatty adds, which are then used
1n the synthesis of VLDL and are subsequently formed Into LDL. The relationship of the changes In serum Upld levels to the mechanism of 2,3,7,8TCDD toxlclty needs further study.
Gupta et al. (1973) reported slight to moderate thymlc atrophy 1n guinea
pigs after 8 weekly oral doses of 0.2 vg/kg.

The thymlc atrophy was

characterized by a decrease 1n the number of cortical thymocytes, reduction
In size of the thymlc lobules, and the absence of a demarcation between
cortex and medulla.

There was a relative depletion of lymphold cells 1n the

C-46

�spleen and the lymph nodes.
observed

In addition, moderate

thymlc atrophy was

In rats after 31 dally oral doses of 1 yg/kg 2,3,7,8-TCDD.

Thymlc atrophy has also been noted In monkeys (Norback and Allen, 1973). In
later studies 2,3,7,8-TCDD was found to suppress cell-mediated Immune function 1n young rats without affecting humoral Immune function.

Suppression

of T-cell function was selective In that "helper" cell function was not
suppressed (Faith and Moore, 1977).

Recently, the effects of 2,3,7,8-TCDD

on thymus Involution In rats were found not to Involve the adrenal or pituitary glands and were not prevented by treatment with growth hormone (van
Logten et al., 1980).
Increased

susceptibility to Salmonella Infection was found In mice

treated Intragastrlcally with 2,3,7,8-TCDD at doses between 1 and 20 yg/kg
bw once weekly for 4 weeks.

Such Increased susceptibility after 2,3,7,8-

TCDD administration was not seen with Herpes virus Infection (Thlgpen et
al., 1975).

Thymus atrophy with consequent suppression 1n cell-mediated

Immunity as measured by several parameters was found by Vos et al. (1978) 1n
mice after various doses of 2,3,7,8-TCDD up to 50 vg/kg bw.
were dose related.

The effects

Juvenile and adult mice treated with 2,3,7,8-TCDD 1n

their feed at 10 and 100 ppm displayed several dose related changes, Including depression In total serum protein, gamma globulin and albumin. Primary
and secondary antibody responses to both tetanus toxold and sheep erythrocytes were also reduced, as well as resistance to challenge with either
Salmonella typhlmurlum or Usterla monocytogenes

(H1nsd1ll et al., 1980).

Neonatal B6C3F, mice, exposed to prenatal (maternal dosing on day 14 of
gestation) and postnatal (days 1, 7 and 14 after birth) doses of 0, 1.0, 5.0
or 15.0 v9/kg 2,3,7,8-TCDD were studied for Immunotoxlc effects and host
susceptibility (Luster et al., 1980).

C-47

In the bone marrow, hypocellularlty

�and depressed macrophages-granulocyte progenitor cells and plurlpotent stem
cells were associated with 2,3,7,8-TCDD exposure at the 5.0 and 15.0 pg/kg
dose levels.

Host susceptibility to L. monocytogenes

was tested 1n the 2,3,7,8-TCDD-exposed neonates.

and PYB6-tumor cells

Death occurred 1n 73% and

40% of the L.. monocytoqenes Inoculated (1.2xl06 viable organisms) mice 1n
the

5.0 and 1.0 yg/kg dose groups, respectively, compared

controls.

to 28% of

Tumor development occurred In 44, 60 and 22% of the neonates

Inoculated with 5x10* tumor cells from the 5.0 vg 2,3,7,8-TCDO/kg, 1.0
vg 2,3,7,8-TCDO/kg and control groups, respectively.

While thymlc atrophy

may be one of the most sensitive Indicators of experimental exposure to
2,3,7,8-TCDD, animals given a lethal dose of 2,3,7,8-TCDD do not appear to
die from Infections, nor does a germ-free environment protect them from
death (Grelg et al., 1973).
In the Gupta et al. (1973) study, rats also showed degenerative changes
In the renal collecting tubules, degenerative changes of the thyroid follicles, necrosis and ulceratlon of the glandular stomach and hemorrhage Into
the adrenals.

This latter set of findings generally occurred at higher dose

levels than the minimum dose needed to provide thymlc atrophy or liver
enlargement.

More recent studies on the effects of 2,3,7,8-TCDD on renal

functions have been carried out.

Analzl and Cohen (1978) reported an In-

crease 1n the renal secretion of phenolsulfonphthaleln (PCP) and a significant decrease 1n glomerular filtration rate (GFR) compared with controls 1n
rats treated with 10 yg/kg (l.p.) of 2,3,7,8-TCDO.

These authors attrib-

uted these effects to the toxldty of 2,3,7,8-TCDD on glomerular structures.
However, other reports concluded that 2,3,7,8-TCDD causes no specific functional lesions In the kidney, rather that the effects on renal functions
reflect a general toxicosis (Pegg et al., 1976).

C-48

�Pronounced dermal effects with 2,3,7,8-TCDD treatment have been reported
for rabbits by Schwetz et al. (1973). Mllnes (1971) observed chloracne 1n
rabbits after a single oral dose of 1 yg/kg.
sensitive

Dogs, though apparently less

to 2,3,7,8-TCDD than rabbits (lethal effects) following oral

administration, have exhibited hair loss (Schwetz et al., 1973).

PcConnell

et al. (1978b) found facial alopecia with acne-Uke eruptions, blepharitis,
weight loss and anemia In rhesus monkeys after single oral doses of 70 or
350 yg/kg 2,3,7,8-TCDD.

Allen et al. (1977) observed loss of facial hair

and eyelashes, accentuated hair follicles, dry scaly skin and gastric
mucosal dysplasla 1n eight female rhesus monkeys fed a diet containing 500
ppt 2,3,7,8-TCDO for up to 9 months.
from severe pancytopenla.

Eventually 5 of the 8 monkeys died

In humans, the most characteristic and frequently

observed lesion produced by 2,3,7,8-TCDD and other chlorinated aromatic
hydrocarbons Is chloracne (Crow, 1981; Taylor, 1979). This lesion consists
of hyperplasla and hyperkeratosls of the InterfolUcular epidermis, hyperkeratosls of the hair follicle, especially at the Infundlbulum, and squamous
metaplasia of the sebaceous glands which form keratlnaceous comedones and
cysts (Klmbrough, 1974).
A number of studies have been directed toward evaluating the mechanlsm(s) for the toxldty of 2,3,7,8-TCDD.

Such studies will ultimately

provide a better estimate of man's relative sensitivity to 2,3,7,8-TCDD and
other

compounds

having a similar mode of action.

studies may be able to explain the marked

Specifically, these

Interspedes differences 1n

relative sensitivity to 2,3,7,8-TCDO, and thus help establish man's relative
sensitivity. These studies may also some day provide for the better treatment of human exposure to these toxins.

C-49

�Pharmacogenetlc studies have played an Important role In understanding
the biologic and toxic effects of drugs and xenoblotlcs.

Nebert and co-

workers have shown that carcinogenic polycycllc aromatic hydrocarbons (PAHs)
Induce

the

cytochrome

P-450-dependent

monooxygenase,

aryl

hydrocarbon

hydroxylase (AHH), In certain responsive strains of mice (e.g., C57BL/6J,
BALBc, C3HF/He), whereas this PAH Induction activity Is minimal or nonexistent 1n non-responsive strains (DBA/2J) (Nebert, 1979, 1982; Nebert and
Jensen, 1979; Nebert et al., 1981, 1983). The gene complex responsible for
the Induction of AHH and several other enzymes has been designated the Ah
locus, which comprises regulatory, structural and possible temporal genes.
Extensive studies on genetically Inbred responsive and non-responsive mice
(and their backcrosses) Indicate that these differences a-re related to the
Ah regulatory gene and Us gene product, the Ah. cytosollc receptor protein.
This receptor protein Interacts with PAH Ugands and the resultant PAH:Ah
receptor complex translocates Into the nucleus and presumably Initiates the
Induction of AHH via a process comparable to that proposed for the steroid
hormones.
Since the carcinogenic and toxic effects of PAHs are dependent on their
oxldatlve metabolism to reactive electrophlUc forms, 1t 1s not surprising
that the A|i receptor plays an Important role 1n mediating their toxldty and
cardnogenlclty (KouM, 1976; Kourl et al., 1974;

Benedict et al., 1973;

Shum et al., 1979; Thomas et al., 1973; Legraverend et al., 1980; Robinson
et al., 1975; Mattlson and Thorgelrsson, 1979).

Responsive mice are more

susceptible to the toxic (Inflammation, fetotoxldty, primordial oocyte
depletion)

and carcinogenic effects of PAH at organs/tissues In direct

contact with the applied chemical; In contrast, non-responsive mice are more
susceptible to the tumorlgenlc effects of PAHs at tissue/organ sites remote

C-50

�from the Initial site of exposure to the PAHs. These differences 1n susceptibility are due to several factors Including AHH-med1ated toxlcatlon and
detoxlcatlon.
Genetic studies also support the role of the Ah_ receptor In mediating
the toxic and biologic effects of 2,3,7,8-TCDD.

Initial studies by Poland

and coworkers (Poland et al., 1974, 1983; Poland and Glover, 1975; Nebert et
al., 1975; Poland and Knutson, 1982) demonstrated that the mlcrosomal AHHIndudng activity of 2,3,7,8-TCOO and 3-methylcholanthrene (HC) In several
genetically Inbred mice strains were similar.
2,3,7,8-TCOD

Induced

AHH

In

several

Like MC and related PAHs,

responsive mouse

strains (e.g.,

C57BL/6J); In contrast to MC, 2,3,7,8-TCOO Induced mlcrosomal AHH In the
DBA/2J non-responsive mice; however, the ED

for this biologic response

was significantly higher than values reported for the responsive mice.

In

genetic crosses between responsive C57BL/6 and non-responsive DBA/2 mice H
was also shown for both MC and 2,3,7,8-TCDO that the trait of responsiveness
Is Inherited In a simple autosomal dominant mode (Poland and Knutson, 1982).
It has been suggested that the observed differences 1n the activities of MC
and 2,3,7,8-TCDD are related

to their relative Ah receptor affinities

(Poland and Knutson, 1982) and pharamcoklnetlc and metabolic factors, which
would more rapidly diminish the "available" concentrations of MC due to
metabolism and excretion.
Several studies with 2,3,7,8-TCDD 1n genetically Inbred mice support the
receptor mediated hypothesis.
ase,

The Induction of UDP-glucuranosyl transfer-

DT dlaphorase, a-am1nolevu!1n1c add,

T-aldehyde dehydrogenase

glutath1one-S-transferase 8,

and chollne klnase by 2,3,7,8-TCDD or MC 1n

genetically Inbred mice has also been shown to segregate with the Ah_ locus
(Beatty and Neal, 1976a; Owens, 1977; Klrsch et al., 1975; OletMch et al.,

C-51

�1978;

Ishldate et al., 1980;

Poland and Glover, 1973). Toxicology studies

with genetically Inbred mice confirm the role of the Ah locus 1n mediating
several toxic effects Including porphyrla, Immunotoxlclty, a wasting syndrome, thymlc atrophy and cleft palate formation (Jones and Sweeney, 1980;
Poland and Glover, 1980; Courtney and Moore, 1971; Vecchl et al., 1983).
Poland et al. (1982) have also linked the tumor-promoting activity of
2,3,7,8-TCDD 1n hairless mice to the cytosollc receptor.

ln_ vitro studies

with XB cells 1n culture also support the role of receptor 1n mediating a
dose-related cell keratlnlzatlon by 2,3,7,8-TCDD which resembles some of the
characteristics of chloracne (Knutson and Poland, 1980). This cell line Is
also responsive to AHH Induction and contains a cytosollc receptor binding
protein.
Although the murlne Ah_ receptor has not been characterized, several
studies confirm that a protein with high affinity for MC and 2,3,7,8-TCDD 1s
present 1n low concentrations In the hepatic (-30-50 fmolar) and extrahepatic tissues of responsive C57BL/6J mice (Greenlce and Poland, 1979; Okey
et al., 1979,

1980;

Poland et al., 1976b; Mason and Okey, 1982; GaslewUz

and Neal, 1982; Okey and Vella, 1982; Okey, 1983; Nebert et al., 1983).
Although the Ah receptor has not been detected 1n the cytosol of DBA/2J
mice, after the administration of radlolabeled 2,3,7,8-TCDD to these mice,
some of the radlolabel 1s detected 1n the nuclei of the non-responsive mice.
Moreover,

the

sedimentation

characteristics of

the [3H]-2,3,7,8-TCOD:

nuclear protein complex 1n D8A/2J mice are similar to those observed with
the bound Ah cytosollc receptor protein In C57BL/6J mice using a sucrose
density gradient centrlfugatlon separation technique (Okey, 1983). Several
reports have also demonstrated

that the cytosollc Ah receptor protein

migrates Into the nucleus of the cell only after binding with 2,3,7,8-TCDD

C-52

�(Greenlee and Poland, 1979; Okey et al.. 1979, 1980) and this parallels the
observations noted for the Interactions between steroids and their receptor
proteins.
It should be noted, however, that the binding affinity and concentration
of the cytosol receptor for 2,3,7,8-TCDD In liver from guinea pig, rat,
C57BL/6 mouse, rabbit and hamster are very similar despite a 5000-fold
difference In LDou for 2,3,7,8-TCDD between the guinea pig and hamster
rn
(Poland and Knutson, 1982; Gaslewlcz et al., 1983a). Thus the affinity and
concentration

of hepatic cytosol receptors does not alone explain the

profound Interspedes variability In sensitivity to TCDD.
In a subchronlc study, Koclba et al. (1976) fed rats 0, 0.001, 0.01, 0.1
or 1.0 yg 2,3,7,8-TCDO/kg of body weight by gavage for 5 days/week for 13
weeks.

The dosing at 1.0 yg/kg/day caused

decreased body weights,
damage,

thymlc

some mortality, lethargy,

liver pathology, biochemical

atrophy,

decreased

evidence of liver

lymphatic tissues, disturbances of

porphyrln metabolism and slight alterations 1n the hematopoletlc system.
There was also evidence of mild adverse effects on the male and female
reproductive systems.

The effects on the reproductive system Included

decreased size of the testls and secondary sex organs 1n 2 of 5 males and
uteri In 4 of 5 females.

The 0.01 yg/kg/day level was considered by the

authors to be the no-observed-adverse-effect
yg/kg/day level was the no-observed-effect

level (NOAEL) and the 0.001

level (NOEL) for this treatment

regimen.
The dietary administration of 2,3,7,8-TCDO to rats at dose levels equivalent to 0, 0.001, 0.01 or 0.1 yg/kg/day for three generations (Murray et
al., 1979) produced effects on liver, thymus and reproduction (discussed In

C-53

�the Teratogenlclty section) at 0.01 and 0.1 yg/kg/day.
authors,

the 0.001

According to the

yg/kg/day exposure was a NOAEL (however, equivocal

effects were noted In some generations at this dose).
Liver toxldty was the only effect of treatment observed by hlstologlc
examination of Osborne-Hendel rats and B6C3F

mice administered 2,3,7,8-

TCDO for 13 weeks In a preliminary subchronlc toxlclty study designed to
define an acceptable dose for a chronic toxldty study (U.S. DHHS, 1980b).
The anMals 1n groups of 10 males and 10 females were administered the compound 1n corn olV.acetone (9:1) twice a week at doses for rats of 0.0, 0.5,
1, 2, 4 and 8 yg/kg/week, and for mice at doses of 0.0, 1, 2, 5, 10 and 20
yg/kg/week.

Deaths occurred at the two high dose levels In rats, with 4

females 1n the 8 yg/kg/week and 1 1n the 4 yg/kg/week group dying, while
only 2 male rats 1n the 4 yg/kg/week group died.

Deaths were accompanied

by severe toxic hepatitis. Hepatic lesions were observed In all other rats
examined 1n groups administered 1-8 yg/kg/week; however, not all animals
1n each group were submitted to necropsy.

Normal liver histology was

observed In the two male rats examined from the low dose groups and only
threshold toxic effects occurred In the low dose female rats.
Similar effects of treatment were observed In mice, with a single death
occurring In each sex at the high exposure level along with reports of
hepatic lesions on hlstologlc examination.

In contrast to rats, female mice

were less sensitive to the hepatotoxlc effect of 2,3,7,8-TCDD than were the
male mice. Hepatic lesions were observed 1n all dose groups of male mice,
while the 1 and 2 yg/kg/week dose groups of female mice had normal livers.
Although the group sizes were small, making conclusions tenuous, 1t appeared
that sex differences 1n the sensitivity to the toxic effects of 2,3,7,8-TCDD
occurred, and that the more sensitive sex may vary with species tested.

C-54

�In a more extensive subchronlc study In rats, King and Roesler (1974)
followed the development of toxldty by a series of Interim sacrifices
during 28 weeks of exposure to 2,3,7,8-TCOD and a 12-week, post-treatment
recovery period.

Groups of 35 male and 35 female Sprague-Dawley rats were

Intubated twice weekly with 2,3,7,8-TCDD 1n corn o1l:acetone (9:1) at doses
of 0.0,

0.1 and 1.0 yg/kg/week.

No treatment-related deaths occurred;

however, 3 animals from each group of each sex were killed after 2, 4, 8 and
16 weeks, and 10 animals of each sex were killed after 28 weeks of treatment.

In addition, 3 rats of each sex were killed 4 and 12 weeks after

termination of exposure.

Animals were monitored for gross changes during

the study and were examined for gross and hlstologlc changes at necropsy.
Besides a dose-related decrease In body weight gain 1n male rats and a
decrease In body weight gain In the high dose female rats, the only effect
of exposure to 2,3,7,8-TCDD was hlstologlc changes

In the liver.

Liver

pathology was normal 1n all treated groups up through the Interim kill at 10
weeks. Fatty changes 1n the liver were considered the most Important observation and the data Is summarized In Table 7. The fatty changes ranged from
single large I1p1d droplets In a few centMlobular heptocytes to I1p1d droplets 1n all centrllobular hepatocytes with extension Into the mldzonal
hepatocytes.

No clear dose-response pattern was observed In this study;

however, 1t did appear that the severity of fatty changes was greater 1n
female rats.

During the recovery period fatty changes progressively de-

creased In severity, but were still present In some treated animals 12 weeks
after cessation of exposure. Other hlstologlc changes observed 1n the liver
of a small number of animals, predominantly In the animals killed at 28
weeks, Included single cell or very small areas of necrosis, Increased
nuclear size, subtle distortion of liver architecture, and hyperchromatlc

C-55

�TABLE 7

Hepatocellular Fatty Change Observed 1n Rats a Following Subchronlc
Exposure to 2,3,7,8-TCOD

28 Weeks

4-Weeks Recovery

12-Weeks Recovery

Treatment Groupb
Ho

Ha

N

NS

NS

2/3

1/3

NS

NS NS

3/3

NS NS

NS NS

2/3

1/3

NS

NS NS

2/3

NS NS

1/3 NS

1/3 1/3

1/3 NS

2/3

NS NS

1/3 NS

N

S

Male Control

7/10

3/10

Males at 0.1 yg/kg

2/10

1/10 1/10 5/10 1/10

Males at 1.0 yg/kg

0/10

1/10 2/10

NS

5/10

2/10

NS

H1

Ho

Ha

N

H1 Ho

Ma

o
I

en
en

Female Control

10/10

NS

NS

NS

NS

3/3

NS

NS

NS NS

3/3

NS NS

NS NS

Females at 0.1 yg/kg

4/9

4/9

1/9

NS

NS

3/3

NS

NS

NS NS

3/3

NS NS

NS NS

Females at 1.0 yg/kg

1/10 4/10

4/10

1/10

NS

1/3 1/3

NS

1/3 NS

1/4 3/4 NS

NS NS

a

Source: King, and Roesler, 1974

''Animals were treated twice weekly by gavage with 2,3,7,8-TCDD dissolved 1n corn o1l:acetone (9:1)
N
S
M1
Mo
Ma
NS

=
=
=
=
=

None
Slight: random hepatocyte containing a solitary, large I1p1d droplet-equivocal
Mild: several centrllobular hepatocytes contain I1p1d
Moderate: most centrllobular hepatocytes contain I1p1d
Marked: all centrllobular and some midzonal hepatocytes contain I1p1d
Not specified

�nuclei. All of these lesions were considered to be slight or mild, and less
toxlcologlcally relevant than the fatty changes.

The data

on hepatic

steatosls Indicated that the liver was a sensitive organ to the toxic effect
of 2,3,7,8-TCDD, and although some recovery occurred after termination of
treatment, the recovery process was slow and not complete by the time the
study was terminated.
The recovery time was also demonstrated to be long In a subchronlc study
by Goldstein et al. (1982) of 2,3,7,8-TCDD-1nduced porphyrla.

Groups of

eight female Sprague-Oawley rats were given 2,3,7,8-TCDD 1n corn oil'.acetone
(7:1) weekly by gavage for 16 weeks at doses of 0.0, 0.01, 0.1 or 10.0
yg/kg/week and killed 1 week after the last treatment.

Additional groups

of rats received doses of 0.0 or 1.0 yg/kg/week for 16 weeks and were
allowed to recover for 6 months.

The high dose level was lethal to all

animals within 12 weeks, while the only other gross sign of toxldty was a
decrease In body weight gain In the group receiver;&gt; 1.0 yg/kg/week. After
16 weeks of exposure

to 2,3,7,8-TCDD, liver porphyrlns were elevated

-1000-fold In 7 of 8 animals receiving 1.0 yg/kg/week, but only 1 of 8
animals In the 0.1 yg/kg/week

group had elevated porphyrln levels.

effect was observed 1n the low dose animals.

No

After a 6-month recovery

period the porphyrln level 1n animals exposed to 1 yg/kg/week was still
100-fold higher than values 1n the control group.

A similar pattern was

observed for urinary excretion of uroporphyrln. The rate limiting enzyme 1n
heme synthesis, d-amlnolevullnlc add

synthetase, was also elevated at

both the time of termination of treatment and at the end of the recovery
period; however, other enzymes that were Increased after 10 weeks of treatment, cytochrome P-450, aryl hydrocarbon hydroxylase, and glucuronyl transferase, returned to near normal levels by 6 months.

C-57

It was clear that a

�6-month recovery period from subchronlc exposure to 2,3,7,8-TCOD at a dose
of 1.0 yg/kg/week was not sufficient for complete reversal of 2,3,7,8TCOD-1nduced porphyrla.
In rats. Increased urinary porphyMn was also observed after subchronlc
exposure to 2,3,7,8-TCOD (Cantonl et al., 1981). Female CO rats were orally
administered weekly doses of 2,3,7,8-TCDO at levels of 0.01, 0.1 and 1.0
wg/kg/for 45 weeks.

The Initial Increase was observed 1n the high dose

group at 3 months, and 1n the other two groups at 4 months, after the start
^

of exposure.

Not only did the absolute amount of porphyMn Increase, but

the relative distribution also changed to compounds containing more carboxyl
groups.

Only 1n the high dose group did the livers, at the terminal

necropsy, show signs of excess prophyrln under examination by ultraviolet
light.
The toxic effects, other than neoplasla, of long-term exposure to
2,3,7,8-TCDO have been studied 1n rats, mice and monkeys.

The primary

purpose of many of the studies In rodents was to assess the cardnogenlclty
of 2,3,7,8-TCDD. (These effects are discussed In detail 1n the Carclnogenesls section.)

The observation of non-neoplast1c systemic toxic effects 1n

these studies was often limited, and observations were made near the end of
the natural Hfespan when conditions associated with aging may have obscured
some effects produced by 2,3,7,8-TCDD. Table 8 summarizes the toxic effects
of chronic exposure to 2,3,7,8-TCDD and provides Information on the exposure
levels which result 1n the observed effects.
Human health effects related to excessive exposures to 2,3,7,8-TCDD have
been noted 1n several Instances.

However, 1n many of these cases H Is

difficult to quantify the exposure to 2,3,7,8-TCDD leading to the observed
symptoms. Most of the exposures occurred 1n relation to the manufacture of

C-58

�TABLE 8
Effects of Chronic Exposure to 2.3.7.8-TCDD In Laboratory Rodents

Species/
Strain '

Dose

Sex/No.

Rat/Sprague- H/10
Daw ley

Treatment Schedule

Duration of
Study

Parameters
Honltored

Effects of Treatment

Reference

0.0 ppt

NA

95 weeks

survival

40* survived until 95 weeks, the
first death occurred at week 68

Van Killer
et al.. 1977a

H/10

1 ppt

continuous In diet
for 78 weeks

95 weeks

survival

BOX survived until 95 weeks, the
first death occurred at week 86

Same as above

H/10

5 ppt

continuous In diet
for 78 weeks

95 weeks

survival

60% survived until 95 weeks, the
first death occurred at week 33

Same as above

H/10

50 ppt

continuous In diet
for 78 weeks

95 weeks

survival

60X survived until 95 weeks, the
first death occurred at week 69

Same as above

H/10

500 ppt

continuous In diet
for 78 weeks

95 weeks

survival

SOX survived until 95 weeks, the
first death occurred at week 17

Same as above

H/10

1000 and 5000 ppt

continuous In diet
for 78 weeks

95 weeks

survival

No animals survived until 95 weeks,
the first death occurred at week 31

Same as above

H/10

50,000. 500.000 and

continuous In diet

95 weeks

survival

No animals survived until 95 weeks.
the first deaths occurred at weeks
2 and 3

Same as above

-2193 ppt
(0.1 vg/kg/day)

continuous In diet
for 2 years

2 years

extensive hlstopathology, heroatology, urine
analyses, and
clinical chemistry

Cumulative mortality Increased (F); Koclba et al..
Body weight gain decreased (H.F);
1978. 1979
Red blood cell count decreased
(H.F); Packed cell volume decreased
(H.F); Hemoglobin decreased (H,F);
Retlculocytes Increased (H.F);
White blood cell count decreased (F);
SGPT Increased (F); 6-Glutarayl transferase Increased (F); Alkaline phosphatase Increased (F); Urinary coproporphyrln Increased (F); Urinary uroporphyrln Increased (F); Urinary 4amlnolevullnlc acid Increased hepatic
degeneration Increased (H.F)

en
10

Rat/Sprague- H8J750&amp;50
Dawley

�TABLE B (cont.)

Species/
Strain

Sex/No.

Rat/SpragueDawley

M8.F/50&amp;50

Dose

-208 ppt
(0.01 pg/kg/day)

Treatment Schedule

Duration of
Study

Parameters
Monitored

Effects of Treatment

Reference

continuous In diet
for 2 years

2 years

extensive hlstopathology, hematology, urine
analyses and
clinical chemistry

Urinary coproporphyMn Increased (F); Koclba et al.,
Urinary uroprophyrln Increased (F);
1978. 1979
Hepatic degeneration Increased (H.F)

extensive hlstopathology, urine
analyses and
clinical chemistry

No differences from values obtained
from control animals

Same as above

(0.001 yg/kg/day)

continuous 1n diet
for 2 years

2 years

Dawley

Rat/Osborne- M&amp;F/75S.75
Hendel

0.0 Pg/kg/week

NA

106 weeks

extensive hlstopathology

Toxic hepatitis; 0/74 (M). 0/75 (F)

U.S. DHHS.
1980b

Rat/Osborne- H&amp;F/50&amp;50
Mendel

0.5 pg/kg/week

administered by
gavage biweekly
for 104 weeks

107 weeks

extensive Mstopathology

Toxic hepatitis; 14/50 (M). 32/50
(F)

Same as above

Rat/Osborne- M8.F/50J.50
Mendel

0.05 ng/kg/week

administered by
gavage biweekly
for 104 weeks

107 weeks

extensive hlstopathology

The Incidence of toxic hepatitis
was not elevated 0/5C (M). I/SO (F)

Same as above

Rat/Osborne- H&amp;F/50&amp;50
Mendel

0.01

administered by
gavage biweekly
for 104 weeks

107 weeks

extensive hlstopathology

The Incidence of toxic hepatitis
was not elevated 1/50 (M). 0/50 (F)

Same as above

M1ce/B6C3Fl

M&amp;F/75&amp;75

0.0 wg/kg/week

NA

105-106 weeks extensive hlstopathology

Toxic hepatitis; 1/73 (M), 0/73 (F)

Same as above

M1ce/B6C3Fl

M&amp;F/50&amp;50

0.5 vg/kg/week (M)
2.0 yg/kg/week (F)

administered by
gavage biweekly
for 104 weeks

107 weeks

extensive hlstopathology

Toxic hepatitis; 44/50 (M), 34/47
(F)

Same as above

M1ce/B6C3Fl

M&amp;F/50&amp;50

0.05 Pg/kg/week (M)
0.2 pg/kg/week (F)

administered by
gavage biweekly
for 104 weeks

107 weeks

extensive hlstopathology

The Incidence of toxic hepatitis
was not elevated 3/49 (M), 2/48 (F)

Same as above

M1ce/B6C3Fl

M&amp;F/50&amp;50

0.01 ng/kg/week (M)
0.04 yg/kg/week (F)

administered by
gavage biweekly
for 104 weeks

107 weeks

extensive hlstopathology

The Incidence of toxic hepatitis
was not elevated 5/44 (M). 1/50 (F)

Same as above

Rat/Sprague- H&amp;F/SO&amp;SO

-22 ppt

o
o

Mg/kg/week

�TABLE 8 ( c o n t . )

Species/
Strain

Sex/No.

Dose

Treatment Schedule

Duration of
Study

Parameters
Monitored

Effects of Treatment

Reference

Mice/Swiss

N/38

0.0 yg/kg/week

NA

S88 days

histology on all
organs

Dermatitis and amyloldosls; 0/38

Toth et al..
1978. 1979

Mice/Swiss

M/44

0.007 yg/kg/week

administered by
gavage weekly for
1 year

649 days

histology on all
organs

Dermatitis and amyloldosls; 5/44

Same as above

Mice/Swiss

M/44

0.7 yg/kg/week

administered by
gavage weekly for
1 year

633 days

histology on all
organs

Oermatltls-and amyloldosls; 10/44

Same as above

Mice/Swiss

N/43

7.0 yg/kg/week

administered by
gavage weekly for
1 year

424 days

histology on all
organs

Early mortality, dermatitis and
amyloldosls; 17/43

Same as above

NA » Not applicable

o
i

�2,4,5-trlchlorophenol or 2,4,5-tr1chlorophenoxyacet1c add.

The best known

among these may be the release of 2,3,7,8-TCDD due to the 1976 explosion of
a malfunctioning 2,4,5-trlchlorophenol reactor
1978).

In Seveso, Italy (Carrerl,

The area closest to the plant received exposures of up to 5000

vg/m2 of

soil; more remote areas

received

1-75

vg/m2, and within

these areas 12 cases of chloracne developed (Regglanl, 1980). Other symptoms Included acute dermatitis. All but the most severe cases of chloracne
recovered within 26 months.

No neurological, visceral or Immune effects

were noted 1n these reports.
Pocchlarl et al. (1979) reported a more extensive study of the Seveso
Incident.

These authors showed 75 cases of chloracne due to 2,3,7,8-TCDD

exposure; 15 of those cases were severe or very severe. After 18-24 months,
19 cases had fully recovered while 1 case was still listed as severe.

A

subsequent survey 1n children by these authors uncovered an additional 137
cases of mild to serious chloracne. As Indicated In the Pocchlarl et al.
(1979) report, signs of liver damage were also found after the Seveso Incident

1n Italy.

Raised serum transamlnase and f-glutamyl

transferase

levels were found 1n -20% of the people living 1n or near the area of greatest deposition of 2,3,7,8-TCDD (Bert et al., 1976; Hay, 1976). In addition,
some neurological effects were also noted among the exposed people.

Immuno-

loglcal and cytogenetlc Investigations yielded normal results.
The most commonly reported symptom related to 2,3,7,8-TCDD exposure 1n
man has been chloracne (Bauer et al., 1961; Klmmlg and Schulz, 1957; Schulz,
1957; Firestone, 1977; Ougols and Colomb, 1956, 1957; Dugols et al., 1958;
Blelberg et al., 1964; Oliver, 1975; Poland et al., 1971; Klmbrough, 1980).
The acneform lesions of the skin may develop a few weeks after the exposure
and may persist for over 1 year following the cessation of exposure. Other

C-62

�skin problems which have been reported Include hyperplgmentatlon, hlrsutlsm,
Increased skin Fragility and veslcobullar eruptions on exposed areas of the
skin.
Host cases of chloracne have been reported for Industrial workers.
Bauer et al. (1961) reported that 31 cases of chloracne occurred within a
few months after a factory manufacturing 2,4,5-T near Hamburg, Germany,
Instituted a change 1n Us Industrial process.

On this occasion, the Inves-

tigators were able to show that the chloracne was not caused by purified
2,4,5-T, but that 1t was attributable to 2,3,7,8-TCDO which was a contaminant 1n the technical grade 2,4,5-T.

A similar outbreak of chloracne

affected 60 workers at a 2,4,5-T plant 1n Michigan 1n 1964 (Firestone, 1977).
In addition to chloracne, some, occupational exposures to 2,3,7,8-TCOD
have provided evidence for liver damage and for neurological effects.
Hyperllpemla and hypercholesterolemla were reported (1n addition to chloracne) for 17 workers at a plant producing trlchlorophenol 1n France (Ougols
and Colomb, 1956, 1957; Dugols et al., 1958). Among 29 subjects who exhibited chloracne after working 1n a plant which produced 2,4-D and 2,4,5-T 1n
Newark, New Jersey, 11 had Increased excretion of uroporphyrlns. Three of
these were diagnosed as porphyMa cutanea tarda, and two of these also
exhibited elevated serum glutamlc-oxalacetlc transamlnase levels (Blelberg
et al., 1964; Firestone, 1977).
Pazderova-Vejlupkova et al. (1981) reported that 80 workers developed
chloracne, nausea, fatigue and weakness
engaged

1n the lower extremities while

1n the production of 2,4,5-sodlum trlchlorophenoxyacetate and

trlchlorophenoxyacetate butylester 1n a plant located In Prague, Czechoslovakia.

Prominent clinical symptoms among 55 of the 80 workers Included

hypercholesterolemla, hyperl1pem1a and hyperphosphoHpemla, Increased plasma

C-63

�alpha and gamma globulins, and decreased plasma albumin. Porphyrla cutanea
tarda was observed In 11 of the 55 workers tested. In some cases. Illness
subsided while other cases became more severe during a 3 to 4-year Follow-up
period.

Long-term pathological symptoms (remaining evident 5 years after

exposure) Include deviations 1n Upld metabolism, abnormal glucose tolerance, and high urinary excretion of uroporphyrlns. Polyneuropathy, usually
of the lower extremities, occurred during the period of Illness and the
symptoms remained after 4 years.

Singer et al. (1982) also Indicated a

decrease In nerve conduction velocities of sura! nerves 1n workers exposed
to phenoxy acid herbicides (average exposure, 7 years) when compared to a
similar group of non-exposed workers (40.3 m/sec 1n exposed vs. 42.8 m/sec
1n non-exposed, p=0.02). Although the causative agent was not known, dloxln
contaminants are suggested.
Poland et al. (1971) re-examined all of the employees of the Newark
factory 1n 1969, after the level of 2,3,7,8-TCDD 1n the trlchlorophenol had
been reduced from 10-25 mg/kg to &lt;1 mg/kg. Chloracne was still found In 13
of 73 workers.

A number of employees exhibited hyperplgmentatlon or facial

hypertrlchosls. No definite diagnoses of porphyrla were made, and only one
worker had a mild case of uroporphyrlnurla.

The authors suggested that

chloracne and porphyrla cutanea tarda are essentially Independent syndromes.
In the Newark workers, Poland et al. (1971) noted that serum cholesterol
was elevated 1n 10% of the cases and serum lactic dehydrogenase was elevated
In 29% of the cases.

Seven persons (10% of the workers) had a white blood

cell count of &lt;5000/mm3.

In addition, -30% of the workers reported suf-

fering from gastrointestinal symptoms (nausea, vomiting, diarrhea, abdominal
pains, blood In the stools); -10% of the workers had other symptoms, such as
weakness of the lower extremities, headaches and decreased auditory acuity.

C-64

�Some hypomanla was observed, with the degree of hypomanla (as measured on
the Minnesota Multlphaslc Personality Inventory Hypomanlc Scale) showing an
association with the severity of chloracne.
Among the workers exposed 1n Hamburg, many also showed clinical signs of
systemic toxldty, mainly muscular weakness, loss of appetite and weight,
sleep

disturbances, orthostatlc

Impairment.

hypotension, abdominal

pain and

liver

Most of the workers presented psychopathologlcal changes that

were Interpreted to be a specific syndrome (Bauer et al., 1961; K1mm1g and
Schulz, 1957; Schulz, 1957).
Teleglna and Blkbulatova (1970) reported that the production of 2,4,5-T
1n the USSR began In 1964.

At a specific site, 128 workers showed skin

lesions, and among 83 examined, 69 had chloracne. Many, especially those
with severe skin lesions, also presented evidence of liver Impairment. In
addition, 18 workers had a neurasthenic syndrome.
Similar findings were described by Jlrasek et al. (1973, 1974), who
reported 76 cases of chloracne following exposure to 2,3,7,8-TCOD between
1965 and 1968 In a plant 1n Czechoslovakia which produced 2,4,5-T and pentachlorophenol.

Fifty-five of these cases were followed medically for over 5

years; some had symptoms of porphyrla cutanea tarda, uroporphyrlnurla,
abnormal liver tests (elevated blllrubln levels, Increased SGOT or SGPT
activities,
enlargement.

and

elevated

bromsulphthaleln

clearance

times)

and

liver

The majority of the patients also suffered from neurasthenia

and a depressive syndrome.

In 17 persons, signs of a peripheral neuropathy,

especially 1n the lower extremities, were confirmed by electromyographlc
examinations.

More than half of the patients showed raised blood levels of

cholesterol and total I1p1ds.

C-65

�Three scientists were poisoned In the course of an experimental preparation of 2,3,7,8-TCDD made by heating potassium trlchlorophenate (Oliver,
1975). Two scientists developed typical chloracne 6 and 8 weeks after the
exposure.

Delayed symptoms, possibly due to 2,3,7,8-TCDD, developed ~2

years after the Initial exposure 1n two of the scientists. These symptoms
were personality changes, Including loss of energy and drive, Impairment of
vision, taste and muscular coordination, disturbance of sleep, gastrointestinal symptoms and hlrsutlsm. Hypercholesterolemla (1n excess of 300 mg/100
ma,) occurred In all three patients.
In November 1953, an accident occurred at a factory In Ludwlgshafen,
Federal Republic of Germany, during the manufacture of trlchlorophenol
(Goldman, 1972; Hofmann, 1957). As a consequence, 53 workers were affected
by chloracne, 42 1n a severe form. The son of one of the workers developed
chloracne following contact with his father's clothes. Twenty-one of the 42
workers with severe chloracne showed signs of damage to Internal organs or
disturbances of the nervous system.

The most relevant features were poly-

neuritis, sensory Impairment and liver damage.
In a follow-up study of these workers, Thelss and Goldmann (1977) reported that of the 53 workers exposed to 2,3,7,8-TCDD In the 1953 accident,
22 were still working at the factory, 16 had retired and 15 had died (6
while still employed at the factory and 9 while 1n retirement). Of the 22
workers still employed, 2 still had acne of the face and scrotum, 1 had
paralysis of the left leg and 1 had permanent loss of hearing. The remainIng workers were well, except for scars left by the chloracne.

Of the 15

deaths, 7 were from cardiovascular disease, 2 of which were myocardlal
Infarcts, 1 due to mitral stenosis, 4 from cancer, 2 from suicide, 1 from
necrotlc pancreatitis and 1 from esophageal hemorrhage.

C-66

The 16 men who had

�retired and were still alive were well.

No abortions or miscarriages were

reported 1n the wives of exposed workers still employed at the factory.
2,3,7,8-TCDD has also been Identified as the cause of an outbreak of
poisoning In humans, horses and other animals In 1971 (Carter et al., 1975;
Klmbrough et al., 1977). Exposure was related to the spraying of waste oil
contaminated with 2,3,7,8-TCDD on riding arenas for dust control. The most
severe effects occurred 1n a 6-year-old girl who played In the arena soil.
Her symptoms Included headache, nosebleedlng, diarrhea, lethargy, hemorrhag1c cystitis and focal pyelonephritis.

Three other children and one adult

who were frequently In the arena complained of skin lesions. In two of the
children, the described lesions were similar to chloracne.
Exposure to 2,3,7,8-TCDD and other dloxlns occurring as contaminants In
•
Agent Orange have been associated with many health effects reported 1n
veterans and residents of Vietnam.

Symptoms Include numbness of extremi-

ties, skin rashes and Irritation, liver dysfunction, weakness, loss of sex
drive, and psychological changes (Holden, 1979).
The toxic effects attributed to 2,3,7,8-TCDD exposure were studied over
a 10-month period In a group of 78 Vietnam veterans who claimed to have been
exposed to Agent Orange (Bogen, 1979). Symptoms reported by the veterans
Included gastrointestinal complaints (anorexia, nausea, diarrhea, constipation, abdominal pain), joint pain and stiffness, and neurological complaints
(numbness, dizziness, headaches, depression and bouts of violent rage). It
Is mentioned that these patients had previously been chronically 111 and had
frequent Infections and allergies.

This study was apparently based on

personal evaluations of health 1n a survey-type format.

No control group

was used for comparison and no clinical or medical evaluations of health
were made. Most of these complaints were non-specific, Judgmental and occur
commonly 1n the general public.
C-67

�In an effort to evaluate the toxic effects attributed to 2,3,7,8-TCDD as
a contaminant of Agent Orange, Stevens (1981) established a minimum toxic
dose of 2,3,7,8-TCDD and determined the amount of this contaminant to which
veterans may have been exposed during Agent Orange spraying. Based on studies 1n which rhesus monkeys were fed small amounts of dietary 2,3,7,8-TCDD
and analogy with human data on the minimum toxic dose of 2,3,7,8-tetrachlorod1benzo-p_-furan (TCDF), the cumulative minimum toxic dose of 2,3,7,8TCDD In man was calculated to be 0.1 yg/kg.

Based on application rates

(4.1 g Agent Orange/m2) and 2,3,7,8-TCDD concentration In the herbicide
(2 ppm), the average concentration of TCDD on sprayed surfaces of Vietnam
was ~8 yg/m2.

Based on a comparison of the development of toxic systems

1n humans exposed to 2,3,7,8-TCDD 1n the Seveso accident and a child exposed
In an Eastern Missouri horse arena, the measured environmental levels of
2,3,7,8-TCDD, and estimates of the absorbed dose necessary to produce these
symptoms, the author calculated an average Intake transfer factor (ratio of
absorbed compound to
2,3,7,8-TCDD.

environmentally available compound) of 1:2050 for

Assuming this absorption-to-exposure ratio and even assuming

that a soldier was directly sprayed (exposed to 8 yg/m2) for each day of
his 1 year service 1n Vietnam, his cumulative Intake would be only 1.4 yg
or 0.02

yg/kg

of 2,3,7,8-TCDD.

Based on these calculations, Stevens

(1981) reports that 5 years of direct dally contact with Agent Orange would
be necessary to reach a toxic level of 2,3,7,8-TCDD and feels that claims of
Illness caused by 2,3,7,8-TCDD 1n Agent Orange are without merit. Exception
Is made, however, for certain workers

(forest

exposed to 2,4,5-T and 2,3,7,8-TCDD for many years.

C-68

Industries) who could be

�Synerglsm and/or Antagonism
2,3,7,8-TCDD elicits diverse toxic and biologic effects and therefore
can be expected to alter the activities of other chemicals.
many

compounds, Including

2,3,7,8-TCDO, which

Induce

For example,

drug-metabolizing

enzymes or act as cancer promoters, can greatly Influence the activity of
other carcinogens and toxins. This type of Interaction can result In nonadditive effects which could be called synerglsm or antagonism.

However,

when the mechanism of action of the Interacting chemical Is different (such
as Initiators and promoters of carclnogenesls), the Interaction effects
should be called modulation.
of a carcinogen.

Thus a cancer promoter modulates the effects

An example of a synerglstlc or antagonistic effect would

occur when two chemicals that elicit the same toxic effect are coadmlnlstered and the resultant magnitude of the toxic response 1s non-additive. It
1s clear

that 2,3,7,8-TCOD Interacts with chemicals via modulation and

synerglsm/ antagonism as Indicated below.
Results from several cocardnogenlclty studies appear to give only
limited support to the modulating effect of 2,3,7,8-TCDO. The DBA/2N mouse
strain, which responds only weakly to the sarcomatogenlc action of MC,
becomes susceptible after treatment with 2,3,7,8-TCDD {Kourl, 1976; Kourl
and Nebert, 1977).

As an extension of this % study, Kourl et al. (1978)

demonstrated 1n two Inbred strains of mice, C57BL/6Cum and DBA/2Cum, that
administration of 2,3,7,8-TCDD simultaneously with MC appears to enhance the
carcinogenic response.

The authors concluded that their results suggest

that 2,3,7,8-TCDD acts as a cocarclnogen, possibly as an Inducer of AHH at
the site of Inoculation.

In contrast, when mice were painted with 1 pg

2,3,7,8-TCDD prior to 7,l2-d1methylbenz(a)anthracene (OMBA) Initiation and
12-0-tetradecanoylphorbol-13-acetate (TPA) promotion, tumor formation was

C-69

�inhibited (Berry et al.t 1979). The greatest degree of Inhibition (94%) was
seen when the 2,3,7,8-TCDD was applied 5 days prior to Initiation by DMBA;
when pretreatment was at 3 days and 1 day, the Inhibition was 86 and 3X,
respectively.
2,3,7,8-TCDD did not promote the cardnogenlcHy of DMBA In a two-stage
skin tumor 1 genes 1s assay with GDI

female mice (Berry

et al., 1979).

2,3,7,8-TCDD was applied twice weekly for 30 weeks at 0.1 wg 1n acetone to
both DMBA treated and untreated control rats.

No paplllomas were observed

In either group.
The recent results from the NCI cardnogenesls testing program

(U.S.

DHHS, 1980a) Indicate that In female Swiss-Webster mice the Incidence of
flbrosarcoma In the Integumentary system 1s higher when 2,3,7,8-TCDD 1s
applied alone or following DMBA application than In the control. The Incidence between the two experimental groups 1s comparable.

This report has

been discussed 1n detail In the carclnogenlclty section of this document.
In order to test the potential of 2,3,7,8-TCOO as a promoter of hepatocarclnogenesls, rats which had received a single 10 mg/kg dose of dlethylnltrosamlne (DEN) following partial hepatectomy were given 2,3,7,8-TCDD
(0.14 and 1.4 pg/kg s.c. once every 2 weeks) for 7 months.

Animals which

received (a) only a single Initiating dose of DEN after partial hepatectomy
and no further treatment, or (b) 2,3,7,8-TCDD alone with no Initiating dose
of DEN exhibited relatively few enzyme-altered fod and no hepatocellular
carcinomas.

However, animals Initiated with DEN and then given 2,3,7,8-TCDD

had a marked Increase 1n enzyme-altered

foci.

At the higher dose of

2,3,7,8-TCDD, hepatocellular carcinomas were present In 5 of 7 rats.

By

means of three different enzyme markers used to evaluate the phenotypes of
the enzyme-altered foci, a distinct phenotype heterogeneity of the fod was

C-70

�noted with a shift towards phenotypes exhibiting a greater deviation from
normal liver when 2,3,7,8-TCDD was given following DEN-partlal hepatectomy.
QuantHatlon of the numbers of enzyme-altered fod was performed by relating
measurements made from two-dimensional tissue sections to the number of foci
per unit volume of liver using relationships established In the field of
stereology.

The total volume of the liver occupied by the enzyme-altered

foci, but not their number, Increased with the dose of 2,3,7,8-TCDD administered

following DEN-partlal hepatectomy.

These studies demonstrate that

2,3,7,8-TCDD Is a potent promoting agent for hepatocardnogenesls (PHot et
al., 1980).
D1G1ovann1 et al. (1979) noted an Inhibitory effect of 2,3,7,8-TCDD on
mice Initiated with benzo(a)pyrene [B(a)P] and promoted with TPA.

Again,

the greatest Inhibition of skin tumor formation (65%) was seen when 2,3,7,8TCDD was applied 5 days prior to B(a)P Initiation. Inhibition was 57 and
13% at 3 and 1 days pretreatment, respectively. D1G1ovann1 et al. (1979)
and Berry et al. (1979) suggested that this antlcardnogenlc effect was
related to the ability of 2,3,7,8-TCDD to Induce monooxygenase systems of
the skin.
2,3,7,8-TCDD pretreatment has been observed to modify the effects of
barbltuates and other xenoblotlcs (Grelg, 1972).

Adult male Porten rats

were given a single oral dose of 200 yg 2,3,7,8-TCDD/kg bw 1-3 days
preceding treatment with 100 mg/kg zoxazolamlne hydrochlorlde or 150 mg/kg
hexabarbltone sodium.

2,3,7,8-TCDD pretreatment resulted In a 54% decrease

In the duration of the paralysis Induced by zoxazolamlne and a 2-fold
Increase In the sleeping time produced by hexabarbltone.

C-71

�The synerglstlc or antagonistic
not been well documented.

effects of chemical combinations

have

A recent report compares the Immunotoxlclty of

2,3,7,8-TCDD, 2,3,7,8-TCDF, and 2,3,7,8-TCDF plus 2,3,7,8-TCOO (coadmlnlstered) (Rlzzardlnl et al., 1983).

Seven days after administration of 1.2

vg/kg of 2,3,7,8-TCDD to C578L/6J mice, sheep red blood cells were Injected by l.p. administration and plaque-forming cells (RFC) 1n the spleen were
counted 5 days later.

2,3,7,8-TCDD Inhibited antibody production by

80%.

In a parallel study, a dose of 2,3,7,8-TCDF was administered (10 yg/kg)
and no significant Immunotoxlc effects were observed.
2,3,7,8-TCDO (1.2 yg/kg) plus 2,3,7,8-TCDF

Coadmlnlstratlon of

(10 yg/kg) resulted 1n 5054

reduction 1n antibody production and demonstrates a significant antagonistic
effect by 2,3,7,8-TCDF. Coadmlnlstratlon of these two Isostereomers resulted In antagonistic effects with respect to the Induction of hepatic mlcrosomal cytochrome P-450 and 7-ethoxycoumar1n 0-deethylase.

Sweeney et al.

(1979) found that Iron deficiency protected mice against the development of
hepatocellular damage (Including porphyrla) normally caused by 2,3,7,8-TCDD
exposure.

In contrast, the teratogenlc and fetoxlc data reported by Neubert

and Dlllmann (1972) and Courtney and coworkers (see Teratogen'cHy section)
suggests that Coadmlnlstratlon of phenoxy herbicides and 2,3,7,8-TCDD may
also result 1n synerglstlc effects.
Teratogenlclty
Courtney et al. (1970a,b) were the first to report that 2,4,5-T was
capable of causing teratogenlc effects 1n rats and mice.

In these studies,

rats and two strains of mice were exposed s.c. or orally to 2,4,5-T containing 30 ppm 2,3,7,8-TCDD. The mixture was teratogenlc and fetotoxlc to mice
at &gt;46.4 mg/kg. Rats were more sensitive, exhibiting fetotoxlc responses at
10 mg/kg for this 2,4,5-T/2,3,7,8-TCDD mixture.

C-72

Since this Initial report,

�research has focused on determining the role of 2,3,7,8-TCOD contamination
1n eliciting the teratogenlc response.

These studies are summarized 1n

Table 9.
Neubert and Dlllmann (1972) conducted a detailed study to determine the
significance of 2,3,7,8-TCOD contamination.
three 2,4,5-T samples:

These Investigators assayed

a highly purified sample containing &lt;0.02 ppm

2,3,7,8-TCOD (referred to as Sample A), a purified sample Identical to that
used by Roll (1971) that contained 0.05+0.02 ppm 2,3,7,8-TCDO (Sample 8),
and a commercial sample containing an undetermined quantity of 2,3,7,8-TCDD
(Sample C). All three samples Induced cleft palates 1n NMRI mice at sufficiently high doses. In terms of the number of fetuses with cleft palate/the
total number of fetuses, the dose/response pattern observed by Neubert and
Dnimann (1972) was similar to that observed by Roll (1971) using a similar
grade of 2,4,5-T.

In addition to the three 2,4,5-T samples, Neubert and

Dlllmann (1972) also assayed a sample of 2,3,7,8-TCDD alone and 1n various
combinations with the highly purified sample of 2,4,5-T.

This approach

allows at least partial quantification of the significance of 2,3,7,8-TCDD
contamination 1n 2,4,5-T-1nduced cleft palates.

When the Utter 1s used as

the basic experimental unit, the Incidences of cleft palate (number of
Utters with cleft palate/total numbers of litters) versus the dose can be
plotted on log dose/problt response paper, correcting for central response
using Abbott's equation.

According to this method, the ED

for cleft palate Induction are:
2,3,7,8-TCDO:
2,4,5-T (Sample A):
2,4,5-T (Sample B):

C-73

4.6 vg/kg bw
115 mg/kg bw
46 mg/kg bw

(by eye-fH)

�TABLE 9
Studies on the Potential Teratogenlc Effects of 2.3.7.8-TCDD-Contamlnated 2,4.5-T

Species/Strain

HIce/NMRI

HIce/NHRI

Vehicle

Rape-seed oil

Rape-seed oil

Form of
2.4.5-T

acid

acid

TCDO Level

&lt;0.02 ppm
(Sample A)

0.05+0.02 ppn

Dally Dose

Treat- Obserment vation Maternal Response
Day
Days

8, 15. 30. 45. 6-15

Fetal Response

Reference

18

No toxic effects;
decreased maternal
weight at doses of
90 mg/kg and
greater

Significant Increases In the Neubert and
Incidence of cleft palates
Dlllmann, 1972
at doses above 30 mg/kg
(see text for additional
details). Significantly
decreased (p&lt;0.005) fetal
weight at all dose levels.

60. 90
and 120 mg,Ag

30. 60 and
90 mg/kg

6-15

18

No toxic effects;
decreased maternal
weight at 90 mg/kg

Increases In the Incidence
Same as above
of cleft palate at 60 and 90
mg/kg; significantly decreased
(p&lt;0.005) fetal weight at all
dose levels

(Sample 8)

HIce/NHRI

Rape-seed oil

acid

NR
(Sample C)

90 mg/kg

6-15

18

No toxic effects
but decreased
maternal weight

Increase In the Incidence
Same as above
of cleft palate; significant
(p&lt;0.005) decrease In fetal
weight

HIce/NMRI

Rape-seed oil

butyl
ester

NR

12 and 17
mg/kg

6-15

18

No toxic effects

Significant decrease In
fetal weight but no effect
on mortality; Increase In
the frequency of cleft
palate similar to that seen
with acid (see text)

H1ce/NHRI

NR

acid

0.05*0.02 ppm

20. 35. 60,
90 and 130
mg/kg

6-15

NR

Toxic effects
observed at 90
and 130 mg/kg

Increases In the percentage Roll. 1971
of resorptlons and/or dead
fetuses at 90 and 130 mg/kg;
Increases In the Incidence
of cleft palate and retardation of skeletal development
at 35 mg/kg and above

Mice/CD-I

Corn o1l:acetone
(9:1)

acid

&lt;0.05 ppm

115 mg/kg

10-15

18

No significant
effect on weight
gain or I1ver-tobody weight ratios

No effect on fetal mortality Courtney. 1977
or fetal weight but an Increase In the Incidence of
cleft palate

Same as above

�TABLE 9 (cont.)

Species/Strain

Vehicle

Form of
2.4.S-T

TCOD Level

Dally Dose

Treat- Obserment vation Maternal Response
Days
Day

Fetal Response

Reference

M1ce/C57BL/6

add

30 ppm

46.4 and 113
rag/kg

6-14

18

NR

Significant (p&lt;0.01) InCourtney
creases In the Incidence of et al., 1970a.b
cleft palate In the high dose
group and cystic kidney In
both dose groups; Increased
fetal mortality also observed
In the high dose group

MIce/AKR

o
i

Honey: water
(1:1)

Honey:water
(1:1)

acid

30 ppm

113 mg/kg

6-15

19

Increase 1n llverto-body weight
ratio

Significant (p&lt;0.05) Increases In the Incidence of
cleft palate and fetal
mortality

Same as above

Rat/SpragueGavage/hydroxyDawley (groups propyl-methylof 25 rats)
cellulose

acid

0.5 ppm

1. 3, 6, 12
or 24 mg/kg/
day

6-15

20

No effect on body
weight and no
observable signs
of toxlclty

A slight but statistically
significant (p&lt;0.05)
decrease In Implantations
and litter size In lowest
dose group only; no frank
teratogenlc effects based
on a detailed examination
of the control and 24 mg/kg
dose group; the only effect
noted was an Increase In
the Incidence of 5th partially ossified sternebrae

Emerson et al..
1970. 1971
This appears to
be a full publication of the
abstract
summary by
Thompson et
al.. 1971

Rat/Wlstar

Gavage/aqueous
gelatin or corn
oil

acid

&lt;0.5 mg/kg

25. 50, 100
or 150 mg/kg/
day

6-15

22

Some maternal mortality and decreased body weight
gain at 150 mg/kg;
no signs of toxlclty at 100 mg/kg
or below

At 100 or 150 mg/kg decreased fetal weight. Increased fetal mortality and
an Increase 1n the Incidence
of skeletal anomalies; no
significant effect at the
two lower dose levels

Khera and
McKlnley, 1972;
Khera et al..
1971

Rat/Ulstar

Gavage/aqueous
gelatin or corn
oil

butyl
ester

&lt;0.5 mg/kg

50 or ISO
mg/kg/day

6-15

22

NR

No significant effect on
fetal mortality, fetal
weight, or the Incidence
of anomalies

Khera and
McKlnley. 1971;
Khera et al..
1971

�TABLE 9 (cont.)

Species/Strain

Vehicle

Form of
2.4.5-T

TCOO Level

Dally Dose

Treat- Obserment vatlon Maternal Response
Days
Day

Fetal Response

Reference

Rat/Hoitzman

Gavage/1:! solu- add
tlon of honey and
water

30 ppm

4.6. 10.0 and 10-15
46.4 mg/kg/day

20

NR

Significant (p&lt;0.01) InCourtney
creases 1n fetal mortality
et al.. 1970a.b
at the two higher dose
levels; dose related Increases In the percent of
abnormal fetuses per litter;
a high Incidence of cystic
kidneys In treated groups

Rat/CD

Gavage/15X
sucrose solution

add

0.5 ppm

10.0, 21.5.
46.4 and 80.0
mg/kg/day

6-15

20

Reduced maternal
weight gain at the
two higher dose
levels (p&lt;0.05)
and Increased
I1ver-to-body
weight ratio at
the highest dose
level (p&lt;0.05)

Increase 1n the Incidence of Courtney and
ktdney anomalies, but no
Moore, 1971
Increase In cleft palate

Rat/Strain
not specified

Gavage/cnethocel

acid

0.5 ppm

50 mg/kg

6-15

NS

No effect on mortality or body
weight gain

No significant effect on
fetal mortality or fetal
weight; a significant
(p&lt;0.05) Increase In the
Incidence of delayed
ossification

Sparschu

Rat/Strain
not specified

Gavage/methocel

Same as above

o
i

acid

Syrian hamster/ Gavage/acetone.
add
Hesocrlcetus
corn oil and careuratus
boxymethyl cellulose In ratio of
1:5.8:10

NS = Not specified; NR = not reported

et al.. 1971a

0.5 ppm

100 mg/kg

6-10

NS

Increased mortality and
decreased body
weight gain

Increase 1n the Incidence
of delayed ossification and
poorly ossified or malallgned sternabrae (p&lt;0.05)

&lt;0.1-4.5 ppm

20. 40, 80
and 100 mg/kg

6-10

14

NS

Collins et al.,
Dose-related Increases 1n
1971
fetal mortality, gastrointestinal hemorrhages and
fetal abnormalities; see
text for discussion of effect
of TCDD level on development

�If the assumption were made that all teratogenlc activity 1n the 2,4,5-T
samples were attributable to 2,3,7,8-TCDO contamination, the expected ED™
for Samples A and B would be 230,000 mg/kg (0.0046 mg/kg x 0.02 ppnT1) and
92,000

mg/kg

observed ED

(0.0046

mg/kg x 0.05

ppnf1),

respectively.

Since

the

was lower by a factor of over 1000, 2,3,7,8-TCDD appears not

to be the sole factor 1n 2,4,5-T-1nduced cleft palate.
The nature of possible Interaction between 2,4,5-T and 2,3,7,8-TCDD 1s
more difficult to define.

Based on assays of five mixtures of 2,3,7,8-TCDD

and the highly purified 2,4,5-T, Neubert and DUlmann (1972) noted a greater
than additive effect on the Induction of cleft palates.

A similar conclu-

sion can be reached If one assumes that Sample A was a "totally pure" sample
of 2,4,5-T.

According to the assumption simple similar action (Finney,

1971) and by treating Sample B as a mixture of 2,3,7,8-TCDD and 2,4,5-T, the
expected ED

for Sample B would be 119.8 mg/kg. The observed value of 46

mg/kg again suggests a greater than additive effect.

A more detailed

statistical analysis of these data, however, would be required to support
the assumptions of simple similar action or Independent joint action that
are

Implicit

In these analyses.

Furthermore, the Inability to define

precisely the levels of 2,3,7,8-TCDD 1n the 2,4,5-T samples and the possible
«
significance of other contaminants would preclude an unequivocal Interpretation of the results of the analysis.
Nevertheless, three of the studies summarized 1n Table 6 {Neubert and
DUlmann, 1972; Roll, 1971; Courtney, 1977) have demonstrated the Induction
of cleft palate In mice by using 2,4,5-T samples containing 2,3,7,8-TCDD
levels of 0.05^0.02 ppm or less.

Although 2,3,7,8-TCDD contamination Is un-

doubtedly a factor In the teratogenlc activity of 2,3,7,8-TCDD contaminated
2,4,5-T, the above analysis suggests that 2,3,7,8-TCDD contamination 1s not

C-77

�the sole factor, and that some teratogenlc activity must be attributed to
2,4,5-T Itself or other contaminants 1n 2,4,5-T.
Effects on reproductive success and fertility have also been studied 1n
four groups of C57BL/6 male mice (25 animals/group) following oral Ingestlon
of mixtures of 2,4-D, 2,4,5-T and 2,3,7,8-TCOD.

Dally doses of -40 mg/kg

2,4-D, 40 mg/kg 2,4,5-T and 2.4 wg/kg 2,3,7,8-TCDD 1n Group II; 20 mg/kg
2,4-0, 20 mg/kg 2,4,5-T and 1.2 vg/kg 2,3,7,8-TCDD 1n Group III; and 40
mg/kg 2,4-0, 40 mg/kg 2,4,5-T and 0.16
animals were given.

vg/kg

2,3,7,8-TCDD 1n Group IV

Vehicle control animals 1n Group I had corn oil added

to the feed. At the conclusion of an 8-week dosing period, treated animals
were mated to untreated virgin females. No significant decrease In fertility, reproduction and germ cell toxldty were noted.

Survival of offspring

and the development of the newborns apparently were not affected (Lamb et
al., 1980).
Courtney and Moore (1971) tested a purified sample of 2,3,7,8-TCDD for
teratogenlc potential. A summary of this study and

others assessing the

teratogenlc potential of purified 2,3,7,8-TCDD are presented 1n Table 10.
CD-I, DBA/20 and C57B1/6J mice were given s.c. Injections of 2,3,7,8-TCDD at
1 or 3 vg/kg/day on days 6-15 of gestation 1n the study by Courtney and
Moore

(1971).

This dose regime did not result 1n maternal toxldty,

although an Increase 1n the maternal I1ver/bw ratio was observed In DBA/2J
and C57B1/6J mice. 2,3,7,8-TCDD had no measurable effect on fetal mortality; however, anatomical abnormalities were observed 1n all strains and at
all dose levels, with C57B1/6J being the most sensitive strain. The abnormalities observed were cleft palate and unspecified kidney anomalies.

C-78

�TABLE 10
Studies on the Potential Teratogenlc Effect of 2,3.7.8-TCDD

Dally Dose

Treatment Days

Observation
Day

Maternal Response

Fetal Response

19a

Increased liver/body
weight ratio

fetoddal. cleft
palate, cystic kidney

Courtney et al..
1970b

Increased liver/body
weight ratio

cleft palate, kidney
anomalies

Courtney and Moore,

18a

none reported

cleft palate, kidney
anomalies

Moore et al., 1973

7-16

18°

Increased liver/
body weight ratio

cleft palate, hydronephrotlc kidneys,
hydrocephalus, open
eyes, edema, petechlae

Courtney. 1976

0.001. 0.01.
0.1. 1.0.
3.0 v9/kg

6-15

18a

none reported

cleft palate, dilated
renal pelvis

Smith et al., 1976

0.3. 3.0. 4.5.

6-15

18

no effect observed

fetoddal at the high
dose, cleft palate at
doses at or above
5 vg/kg

Neubert and Dlllmann,

Species/Strain

Vehicle

House/C57BL/6
Mouse/AKR

DMSO or
honey : water
(1:1)

21.5, 46.4.

Mouse/CD-I
Nouse/OBA/2J
Mouse/C57Bl/6J

DMSO

0.5. 1. 3 vg/kg

Mouse/C57Bl/6

Acetone:
corn oil
(1:9)

1, 3 vg/kg

10-13 or 10

Mouse/CD-I

DMSO or
corn oil

25. 50. 100.

Mouse/CF-1

corn oil:
acetone
(98:2)

House/NHRI

rape-seed
oil

9.0 vg/kg

6-14 or 9-17

113.0 mg/kg

200. 400 vg/kg

6-15

17a or 18

o
I
ID

Rat/CD

Rat/SpragueDawley

DMSO

corn oil/
acetone

0, 0.5,
2.0 v9/kg

6-15. 9 and 10,
I3 an(l 1*

corn oil/
anlsole

0.0, 0.125.
0.25. 1. 2, 4.

8, 16 vg/kg

6-15

1972

none reported

kidney malformations
at both dose levels

Courtney and Moore,
1971

20a

vaginal hemorrhage at
2.0 and 8.0 vg/kg

Intestinal hemorrhage
at 0.125 and 0.5 vg/kg.
fetal death at higher
doses, subcutaneous
edema

Sparschu et al..
1971b

22

maternal toxlclty observed at or above
1 ng/kg

Increased fetal death
observed at or above
1 ng/kg. subcutaneous
edema and hemorrhages
In the 0.25-2
groups

Khera and Ruddlck.
1973

and 8.0 vg/kg

Rat/Ulstar

1971

20a

or

0. 0.03.
6-15
0.125. 0.5, 2.0

Reference

�TABLE 10 (cont.)

Species/Strain

Vehicle

Dally Dose

Rat/Sprague-

corn oil/

0.1. 0.5.

Dawley

acetone

Treatment Days

Observation
Day

2.0 vg/kg

1-3

21

diet

decrease 1n body

weight gain In the
high dose group

(9:1)
Rat/SpragueDawley

Maternal Response

0.001. 0.01
and 0.1 pg/kgc

throughout
gestation

postparturition

low fertility at 0.01
and 0.1 iig/kg decreased
body weight at 0.01

and 0.1 v9/kg dilated
renal pelvis

Fetal Response

Reference

decreased fetal weight
In the 0.5 and 2 ng/kg
group

Glavlnl et al.. 1982a

low survival at 0.01
and 0.1 tig/kg, decreased body weight at
0.01. slight dilated
renal pelvis at 0.001

Murray et al.. 1979

pg/kg 1n the F] but not
succeeding generations

Rabbit/
New Zealand

corn oil/
acetone
(9:1)

0.0. 0.1, 0.25.
0.5 and 1 yg/kg

o
i

28

maternal toxlclty at
doses of 0.25 pg/kg

and above

'First day of gestation designated day zero

o

6-15

''First day of gestation designated day one

CD

c

The high dose level (0.1 pg/kg/day) was discontinued due to very low fertility 1n adults

Increases In extra
Mbs and total soft
tissue anomalies

Glavlnl et al.. 1982b

�Moore et al. (1973) treated pregnant C57B1/6 mice with an oral dose of
2,3,7,8-TCOD at 1 or 3 ng/kg/day on days 10-13 of gestation, or 1 yg/kg
on day 10 of gestation.

At the high dose level, the average Incidence of

cleft palate was 55.4%. Kidney anomalies (hydronephrosls) were observed on
an average of 95.154 of the fetuses/Utter, with 83.1% having bilateral
kidney anomalies.

When the dose was decreased to 1 yg/kg/day, the average

Incidence of cleft palate dropped to 1.9%; however, the Incidence of kidney
anomalies remained relatively high, with an average Incidence of 58.9%.

On

the average, bilateral kidney anomalies occurred 1n 36.3% of the fetuses/
Utter.

A single dose of 1 vg/kg on day 10 of gestation produced kidney

anomalies 1n 34.3% of the fetuses; however, no cleft palates were observed.
When C57B1/6 mice were treated with 1 vg/kg on day 10 of gestation and
were then allowed to Utter, the detection of kidney lesions on postnatal
day 14 was found to depend
2,3,7,8-TCDD-treated mother.

largely on whether

the pups nursed on a

When pups from a 2,3,7,8-TCOO-treated mother

nursed on control mice, kidney anomalies were found In only 1/14 Utters.
In contrast, when pups from control mothers nursed on 2,3,7,8-TCDD-treated
mice, kidney anomalies were observed In 4/14 litters.

In the pups exposed

to 2,3,7,8-TCDO both jji utero and during the postnatal period, kidney
anomalies were observed 1n 5/7 litters. Kidney anomalies observed following
Ui utero exposure or exposure through the milk were similar, and these
kidney anomalies may not be considered a purely teratogenlc response.
Neubert et al. (1973) reviewed what was known of the embryotoxlc effects
of 2,3,7,8-TCDD 1n mammalian species.

Also reported were their own studies

and previous work (Neubert and Dlllmann, 1972) using NMRI mice, 1n which
cleft palate was observed to be a common abnormality; however, no kidney

C-81

�anomalies were reported. Neubert and Dlllmann (1972) administered 2,3,7,8TCDD by gavage to 20 female mice on days 6 through 15 of gestation at doses
of 0.3,

3.0,

4.5 and 9.0 vg/kg.

At day 18 of gestation, extensive

reabsorptlon was observed 1n the high dose group with 6/9 Utters totally
resorbed.

In the few surviving fetuses, there was an 81% Incidence of cleft

palate.

At lower doses, there were 9 and 3% Incidences at doses of 4.5 and

3.0 vg/kg, respectively, and no cleft palates were observed In 138 fetuses
examined In the 0.3 vg/kg group.

Fetal mortality was Increased at the 9.0

vg/kg dose If animals were treated only on days 9 through 13; however, the
Incidence of cleft palate remained high at a frequency of 60%.

In a series

of experiments to determine the time of gestation at which 2,3,7,8-TCDD was
effective 1n Inducing cleft palate, mice were treated for a single day
between days 7 and 13 of gestation with 2,3,7,8-TCDD at a dose of 45
vg/kg.

A maximum number of Inducted cleft palates occurred when animals

were treated on either day 8 or 11 of gestation, while exposure to 2,3,7,8TCOD after day 13 of gestation produced no cleft palates In the fetuses.
Courtney (1976) compared

the teratogenlc potential of 2,3,7,8-TCDD

administered orally with 2,3,7,8-TCDD administered s.c.

CD-I mice were

dosed with 2,3,7,8-TCDD on days 7 through 16 of gestation at levels of 25,
50, 100,

200 or 400 vg/kg/day; the 400 vg/kg dose was not used 1n

animals treated by s.c. Injection.

Doses of 200 or 400 vg/kg/day produced

vaginal bleeding and high rates of abortion. A dose of 100 vg/kg/day was
fetotoxlc, resulting 1n decreased

fetal weight and survival.

Anatomic

abnormalities were observed at all dose levels, with cleft palate and hydronephrotlc kidneys being most common. Other abnormalities observed Included
hydrocephalus, open eye, edema and petechlae.

Subcutaneous administration

of 2,3,7,8-TCDD produced a greater teratogenlc response at a lower dose than

C-82

�oral administration, with abnormalities observed

1n 87% of the fetuses

following s.c. administration and 42% after oral administration of a dose of
25 yg/kg/day.
The effects of 2,3,7,8-TCDD on the Incidence of fetal anomalies were
also studied by Smith et al. (1976) In CF-1 mice.

The mice were given

0.001-3.0 yg 2,3,7,8-TCDD/kg/day by gavage from day 6 through 15 of gestation. The Incidence of cleft palate was found to be significantly Increased
In

1.0 and

3.0 yg/kg/day dose groups, and

the Incidence of kidney

anomalies was significantly Increased at 3.0 yg/kg/day.

There were no

observable teratogenlc effects In the study at 0.1 yg/kg/day;

however,

some were noted at lower dose levels, although not statistically significantly elevated.
Poland and Glover (1980) compared cleft palate formation by 2,3,7,8-TCDD
1n the responsive

C57BL/6J, the non-responsive

B6D2F /J strains of mice.

DBA/2J

and the hybrid

Female mice were mated with male mice of the

same genetic strain and on day 10 of pregnancy the pregnant mice were given
a single s.c. dose of 3.0, 10.0 or 30.0 yg/kg of 2,3,7,8-TCDD dissolved 1n
p-dloxane or the solvent (control) alone (0.4 ma/kg).

On day 18 the

animals were killed and the number of cleft palates and resorbed fetuses was
determined.

At doses of 3.0 and 10.0 yg/kg of 2,3,7,8-TCDD, cleft palates

(3% Incidence among live fetuses) were only observed 1n the C57BL/60 mice at
the higher dose level.

At a dose of 30 yg/kg, the Incidence of cleft

palates among live fetuses for the C57BL/6J, B6D2F../J and DBA/23 mice was
54, 13 and 2%, respectively.

This study also reported that cleft palate

formation was significantly higher 1n several other responsive mouse strains
compared

with non-responsive mice.

At a dose level of 30 yg/kg of

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�2,3,7,8-TCDD, the Incidence of cleft palates among live fetuses for the
responsive C57BL/6J, A/J, BALB/cByJ and SEC/1REJ mice was 54, 73, 65 and
9554, respectively.

The only responsive mouse (CBA/J) strain that was

resistant to 2,3,7,8-TCOO-med1ated cleft palate was also resistant to the
teratogenlc effects of cortisone.

In contrast, the Incidence of cleft

palates 1n the non-responsive DBA/2J, RF/J, AKR/J, SWR/J and 129/J mice was
between 0-354 at the 30 vg/kg dose level.

Thus

the responsive mice,

containing high levels of the Ah receptor, are highly susceptible to the
effects

of 2,3,7,8-TCOD

1n producing cleft palate, whereas

the non-

responsive mice, which contain low (or 0) levels of the Ah receptor protein,
are resistant to this teratogenlc effect of 2,3,7,8-TCOO.

These data and

other results (Hassoun and Dencker, 1982) suggest that cleft palate formation elicited by 2,3,7,8-TCOD segregates with the Ah locus.
In an early study, Courtney and Moore (1971) tested the teratogenlc
potential of 2,3,7,8-TCDD 1n pregnant rats (CD) Injected s.c. on a dally
basis with 2,3,7,8-TCDD (0.5 or 2 vg/kg) 1n dimethyl sulfoxlde on days 6
through 15, days 9 and 10, or days 13 and 14 of gestation. The only remarkable anomaly was kidney malformations In fetuses exposed to 2,3,7,8-TCDD.
In the group exposed transplacentally at a dose of 0.5 yg/kg, 4/6 Utters
had fetuses with kidney malformations (average number of kidney defects/
Utter was 1.8).

An 11 and 3454 Incidence of kidney anomalies occurred 1n

groups exposed to 2,3,7,8-TCDD on days 9 and 10, and 13 and 14, respectively.

In addition, six hemorrhaglc gastrointestinal tracts were observed 1n

the treated group (these data were not enumerated with respect to dose);
however, this was considered a primary fetotoxlc effect of 2,3,7,8-TCDD and
not a malformation.

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�2,3,7,8-TCDD was administered by gavage to groups (10-14 animals/group)
of pregnant Sprague-Oawley rats at dose levels of 0, 0.03, 0.125, 0.5, 2.0
and 8.0 yg/kg/day on days 6 through 15 of gestation (Sparschu et a!.,
1971b).

No adverse teratogenlc effects were reported 1n fetuses exposed

transplacentally at the 0.03

yg/kg level.

At the 0.125

yg/kg level,

three dead fetuses were reported, fetal weights were slightly depressed, and
intestinal hemorrhage was noted In 18 of 127 examined fetuses.
given doses

of 0.5 vg/kg,

In the group

the number of viable fetuses was reduced,

resorptlons were Increased, 6 dead fetuses were reported, and 36 of 99
fetuses suffered an Intestinal hemorrhage.

In the 2.0 yg/kg group, only 7

live fetuses were reported (occurring In only 4/11
Intestinal hemorrhage.

litters), 4 having

Early and late resor-ptlons were prevalent. No live

fetuses, but many early resorptlons, were reported 1n the group exposed to
8.0 yg

2,3,7,8-TCDD/kg/day.

Subcutaneous

edema appeared

dose-related,

occurring In a considerable number of fetuses from the higher dose groups.
Male fetuses appeared to be more susceptible to 2,3,7,8-TCDD exposure; however, there was no significant difference In the sex ratio of live fetuses.
Khera and Ruddlck (1973) tested a wide range of doses of 2,3,7,8-TCDD
for teratogenlc and fetotoxlc potential.

Groups of 7-15 Wlstar rats were

Intubated with 2,3,7,8-TCDD at doses of 0.125, 0.25, 1, 2, 4, 8 and 16
*
vg/kg on days 6 through 15 of gestation. At day 22 of gestation, there
were no live fetuses 1n groups exposed to &gt;4 vg/kg, and reduced Utter
size was observed 1n the 1 and 2 yg/kg group.

Unspecified maternal toxlc-

1ty was reported In all groups where there was fetal mortality.
exposed

In groups

to 0.25-2 yg/kg, there were fetal anomalies observed as either

gross or microscopic lesions consisting of subcutaneous edema of the head
and neck, and hemorrhages 1n the Intestine, brain and subcutaneous tissue.

C-85

�The Incidences of grossly observed lesions were 0/18, 2/11, 7/12 and 11/14
In the control, 1, 1 and 2 yg/kg dose groups, respectively (the study was
conducted In two parts, and the 1 yg/kg dose was repeated).

WHh regard

to the other dose levels tested, the table enumerating the results had an
entry of "not done". The Incidence of microscopically observed lesions for
the control, 0.25,

0.5, 1, 1 and 2 yg/kg groups was 0/10,

3/10, 3/6 and 3/7,

respectively.

1/33, 3/31,

There were no effects of treatment

observed 1n the 0.125 yg/kg group.
Khera and Ruddlck (1973) also exposed dams to 2,3,7,8-TCDD at doses of
0.125, 0.25, 0.5 and 1 yg/kg on days 6 through 15 of gestation and allowed
the dams to Utter and wean the pups.

In this experiment, maternal toxlclty

was reported 1n the 0.5 and 1 yg/kg group.

At birth, there were fewer

viable pups, and the pups had lower body weights In all but the 0.125
yg/kg group.

At weaning on day 21 after birth, there were no surviving

pups In the 1 yg/kg group, and 40% of the pups 1n the 0.5 yg/kg group
did not survive.

Fostering pups from dams exposed to 2,3,7,8-TCDD at 1

yg/kg onto control dams did not appreciably

Increase

survival, while

fostering control pups onto dams exposed to 2,3,7,8-TCDD, did not Increase
pup mortality. These data suggest that poor pup survival was a result from
delayed toxlclty from in utero exposure to 2,3,7,8-TCDD.
G1av1n1 et al. (1982a) assessed the effect of small doses of 2,3,7,8TCDD administered during the prelmplantatlon period 1n Sprague-Dawley rats.
The animals. In groups of 20, were treated by gavage with 2,3,7,8-TCDD at
doses of 0.0, 0.1, 0.5 and 2 yg/kg on days 1-3 of gestation.

(The legends

to the tables In this paper Indicated that the low dose was 0.125 yg/kg.)

C-86

�At day 21 of gestation, no toxic effects were observed In the dams except
for a decrease from 19.3-12.9 g In average maternal weight gain 1n the high
dose animals as compared to controls.

In the fetuses, weight was signifi-

cantly reduced (p&lt;0.05) In the 0.5 and 2 yg/kg groups.

Malformed Utters

and malformation/fetuses examined were 2, 5, 5 and 6, and 2/270, 8/260,
5/255 and 8/253, respectively, In the control 0, 0.1, 0.5 and 2 yg/kg
groups; however, these Increases In the treated animals were not statistically significant. The anomalies observed were restricted to cystic kidney.
This exposure to 2,3,7,8-TCDD early 1n pregnancy did not affect Implantation
frequency, and the decrease 1n fetal weight was considered a result of
2,3,7,8-TCDD delayed Implantation.
In a second study, Glavlnl et al. (1983) administered the same doses of
2,3,7,8-TCDD (0.0,

0.125, 0.5 and 2 yg/kg) dally to 15 female CRCD rats

per group by gavage 1n corn o1l:acetone (9:1) for 2 consecutive weeks prior
to mating. Females that did not become pregnant during three estrous cycles
were necropsled to determine signs of toxlclty, while pregnant animals were
allowed to proceed to day 21 of gestation at which time necropsies were
performed with particular emphasis on reproductive organs and reproductive
success.

At the lowest dose tested (0.125 vg/kg), there were no overt

clinical signs of toxlclty In the dams or adverse effects In any of the
fetal parameters

examined.

maternal weight was decreased.

At the 0.5 and 2 yg/kg

levels, average

Also, one animal 1n each of these groups did

not become pregnant, although necropsy did not reveal any obvious dysfunctions.

The only other overt sign of toxlclty was Ustlessness during the

treatment period 1n the animals of the high-dose group. The only significant (p&lt;0.01) fetal effect observed 1n the 0.5 yg/kg group was an Increase
1n postlmplantatlon losses from 2.9% 1n the control group to 10.2%. In the

C-87

�high-dose group, there were decreases

In corpora lutea and Implantations

(averages of 17.654 1n control and 14.9% 1n treated animals, and 15.5% In
control and 12.0% In treated animals, respectively), and Increases 1n both
pre- and postlmplantatlon losses of 11.7% for controls and 19.5% (p&lt;0.05) 1n
treated animals, and 2.9% 1n control and 30.3% (p&lt;0.001) 1n treated animals,
respectively. In addition to these signs of fetal toxlclty, 9 of 10 litters
1n the high-dose group contained at least one malformed fetus as compared
with 1/13, 2/13 and 2/13 1n the control, 0.125 and 0.5 yg/kg groups.

The

predominant fetal malformations were cystic kidney and dilated renal pelvis,
which have been observed 1n other studies In which 2,3,7,8-TCOO was administered during gestation.
The reproductive effects of 2,3,7,8-TCOO were also examined 1n a 3-generatlon study using Sprague-Dawley

rats (Murray et al., 1979).

Throughout

the study, animals were continuously maintained on diets providing doses of
0, 0.001, 0.01 or 0.1 yg 2,3,7,8-TCDO/kg/day.

The parental group (f )

was maintained for 90 days on the test diets prior to mating. The f rats
were

mated

twice,

producing

the

filial generations

(f

and

f-ig)-

Selected f,D and f_ rats were mated at -130 days of age to produce the
ID

f

and f
£

f.

Utters, respectively.

In later generations, the high dose

O

group (0.1 vg 2,3,7,8-TCDO/kg/day) was discontinued because few offspring
were produced 1n this group.

At the Intermediate dose (0.01 yg/kg/day),

2,3,7,8-TCOD caused lower body weights In exposed rats of both sexes (f
and fp). At the low dose, no toxic effects were discerned.
Fertility was greatly reduced 1n the fQ generation exposed to 0.1 yg
2,3,7,8-TCDD/kg/day.

At

0.01

yg

2,3,7,8-TCDO/kg/day,

was

significantly (p&lt;0.05) reduced In the f

and f

(of any generation)

yg 2,3,7,8-TCDD/kg/day was not

exposed

to 0.001

C-88

rats.

fertility

Fertility In rats

�different from that of control rats. Decreases In Utter size were noted 1n
the f IA group exposed to 0.1 yg/kg/day and the f. and fJ litters
t
exposed at 0.01 yg/kg/day.

Statistically significant decreases 1n fetal

survival throughout gestation were noted in fC. and fsJ Utters of the
0.01

yg 2,3,7,8-TCDO/kg/day exposed

dams.

At 0.001

yg 2,3,7,8-TCOO/kg/

day, a decreased gestatlonal survival was reported for the f» Utters, but
not for other generations.
f

and f
I t\

pups exposed to 0.01

neonatal

survival was noted

among

yg 2,3,7,8-TCDD/kg/day, but not among

t

f,R or f3 pups.
0.01

Decreased

vg

(0.001

Postnatal body weights of the f~ and f3 Utters at

2,3,7,8-TCDD/kg/day were significantly depressed.
vg 2,3,7,8-TCDD/kg/day) necropsy

At the low dose

of 21-day-old pups revealed a

statistically significant (p&lt;0.05) Increase In dilated renal pelvis In the
f

generation.

Subsequent generations at this dose level or any at the

Intermediate dose (0.01

yg 2,3,7,8-TCDD/kg/day) did not have a significant

Increase In this abnormality.

Significantly decreased thymus weight and

Increased liver weight were reported In the f O generation, but not In the
f, generation (f,, generation data not obtained) of the Intermediate dose
group.

Murray et al. (1979) concluded that 2,3,7,8-TCDD Ingested at 0.01 or

0.1 yg/kg/day Impaired reproduction among rats, and NOAELs were associated
with 0.001 yg 2,3,7,8-TCDD/kg/day.

Nlsbet and Paxton (1982) reevaluated

the primary data of Murray et al. (1979) using different statistical
methods.

From this revaluation It was concluded that 2,3,7,8-TCDD signifi-

cantly reduced the gestatlonal Index, decreased fetal weight, and Increased
I1ver-to-body weight ratios and the Incidence of dilated renal pelvis In
both lower dose groups.

Nlsbet and Paxton (1982) concluded that the dose of

0.001 yg/kg/day was not a NOAEL 1n this study.

C-89

�A single report by Glavlnl et al. (1982b) describes the effects of
exposure to 2,3,7,8-TCOD on fetal development 1n rabbits.

Groups of 10-15

New Zealand rabbits were administered 2,3,7,8-TCDD by gavage at doses of
0.0, 0.1, 0.25,

0.5 and 1 wg/kg on days 6 through 15 of gestation. The

dams were examined for Implantation sites, resorptlons, and live fetuses,
and the fetuses were examined

for malformations

on day 28 of gestation.

Decreased maternal weight gain and unspecified signs of maternal toxlclty
occurred^ 1n dams exposed to 2,3,7,8-TCOD at doses of &gt;0.25 yg/kg.

At

doses of 0.5 and 1 yg/kg, there were 2 and 4 deaths, respectively, among
the dams.

There were Increases 1n abortions and resorptlons at a dose of

&gt;0.25 yg/kg with no live fetuses detected 1n the high dose group.

In the

fetuses, the most common observation was a significant Increase In extra
ribs from 33.3% 1n the controls to 82, 66.6 and 82% 1n the 0.1. 0.25 and 0.5
vg/kg dose groups.

Although there was no significant Increase 1n specific

soft tissue anomalies, there was an Increase from 0/87

to 3/78,

2/33

(p&lt;0.05) and 2/28 (p&lt;0.05) 1n total soft tissue anomalies 1n the control,
0.1, 0.25

and 0.5 yg/kg groups.

The most prevalent soft tissue anomaly

was hydronephrosls, which the authors point out was a common finding In rat
fetuses exposed to 2,3,7,8-TCDD \n_ utero.

These effects were considered to

be signs of embryotoxldty rather than a teratogenlc effect.
In addition to the fetotoxlc effects of prenatal exposure to 2,3,7,8TCDD, Norman et al. (1978) demonstrated that 2,3,7,8-TCDD could Induce liver
mlcrosomal enzymes

following in utero exposure.

Pregnant New Zealand

rabbits were given s.c. Injections of 2,3,7,8-TCOD at a dose of 30 nmol/kg
(9.6

yg/kg) on day 24 of gestation, and the livers of newborns were exam-

ined for enzyme activity within 12 hours after birth. While this treatment
Increased the liver cytochrome P-450 levels In the adults ~2-fold,

C-90

from

�1.8-3.7 nmol/mg protein, the Increase In the newborns was ~5-fold, from
0.3-1.6 nmol/mg protein.

SDS-polyacrylam1de gel electrophoresls revealed

that 2,3,7,8-TCDD Induced a single form (form 6) of cytochrome P-450, and
that this form was one of the two that were also Induced by 2,3,7,8-TCDD In
the adult liver. The Identity of form 6 was confirmed by Immunologlc reaction and Us peptlde fingerprint. It was shown that Induction of cytochrome
P-450 In newborns resulted In levels of benzo(a)pyrene

hydroxylase and

7-ethoxyresoruf1n-0-deethylase activity similar to adult levels. The consequence to the newborn of these changes In the development of liver mlcrosomal enzymes has not been established.
Dougherty et al. (1975) failed to find evidence for teratogenlclty or
embryotoxldty In rhesus monkeys which were given on days 22-38 of gestation
dally oral doses (1n gelatin capsules) of up to 10 mg/kg/day of 2,4,5-T
containing 0.05 ppm 2,3,7,8-TCDD. The 2,3,7,8-TCDD dose at the highest dose
level of 2,4,5-T administered (10 mg/kg/day) would correspond to 0.5 vg
2,3,7,8-TCDD/kg/day. However, 1t should be noted that palate closure In the
monkey occurs on gestatlonal days 42-44 and the kidney 1s also a late
developing organ.
Adverse effects of exposure to 2,3,7,8-TCDD on reproductive success 1n
monkeys have also been described. Schantz et al. (1979) fed a diet containing 50 ppt 2,3,7,8-TCDD to rhesus monkeys for 20 months.
the study the female monkeys were bred to control males.

Seven months Into
There were four

abortions and one stillbirth, two monkeys did not conceive even though they
were mated repeatedly, and two monkeys carried their young to term.

The

total 2,3,7,8-TCDD Intake over the seven months was estimated by the authors
to be 0.35 yg/kg, corresponding to a calculated dally dose of 0.0015 yg
2,3,7,8-TCDD/kg/day.

C-91

�Allen et al. (1979) fed adult female rhesus monkeys on diets containing
50 or 500 ppt of 2,3,7,8-TCDD for 7 months. These exposure levels correspond to total doses per animal at the end of 7 months of 1.8 and 11.7 yg
2,3,7,8-TCDD, respectively.

Although menstrual cycles were not affected 1n

either treatment group, 5/8 animals 1n the high dose group had decreased
serum estradlol and progesterone levels.
low dose animals.

Hormone levels were normal In the

At 7 months, the females were bred to non-exposed males,

and 6/8 and 3/8 females 1n the low and high dose groups, respectively, were
Impregnated.

Of the Impregnated

animals, 4/6 and 2/3 had

spontaneous

abortions, while the remaining Impregnated animals had normal births.
McNulty (U.S. EPA, 1980b) treated pregnant rhesus monkeys by gastric
gavage to 2,3,7,8-TCDD 1n a vehicle of corn o1l:acetone solution.

Grogp I

animals were administered a total dosage of 5 yg/kg bw (two animals), 1
yg/kg bw (four animals) and 0.2 yg/kg bw (four animals) In nine divided
doses, 3 times/week during weeks 4, 5 and 6 (days 20 through 40) after
conception.

Group II, consisting of 12 animals, received single doses of 1

vg/kg bw of 2,3,7,8-TCDD on days 25, 39, 35 and 40 after conception.
Three animals were exposed In each of these 4 days.

The vehicle control

group, consisting of 11 animals, was treated with corn o1l:acetone only, on
the same schedule as Group I animals.

Both the females, who received the

highest dose (5 yg/kg), had fetal losses.

In the next lower dosed animals

(1 yg/kg 1n both groups) 12 of 16 females had fetal losses; and 1n the
lowest dosed animals (0.2 yg/kg 1n Group I) one abortion occurred 1n four
pregnancies.
females.

Maternal

toxIcHy was observed

In many of these treated

The difference 1n frequency of fetal loss between all pregnant

animals given 1 yg/kg and the rate of historical abortion In the author's
breeding colony was found to be significant.

C-92

The author concluded

that

�short

exposure

to 1 yg/kg bw of 2,3,7,8-TCDD during early

pregnancy

results 1n fetal loss 1n rhesus monkeys and the results appear to be related
to the adverse effects of 2,3,7,8-TCDD on the fetus (U.S. EPA, 1980b).
A positive association between 2,4,5-T exposures and Increases 1n birth
defects or abortions has been reported 1n human populations In Oregon (U.S.
EPA, 1979), New Zealand (Hanlfy et al., 1981) and Australia (Field and Kerr,
1979).

A lack of any such association has been reported In human popula-

tions 1n Arkansas (Nelson et al., 1979), Hungary (Thomas, 1980), New Zealand
(Dept. of Health, New Zealand, 1980; McQueen et al., 1977) and Australia
(Aldred, 1978). Almost all of the reports are geographic correlation studies, and because of the uncertainties Inherent In this type of epidemlologic
Investigation, as well as the difficulties 1n distinguishing the effects of
2,4,5-T from those of 2,3,7,8-TCDD contamination, none of the reportedly
positive associations unequivocally Identify either 2,4,5-T or 2,3,7,8-TCDD
as the causative agent.

Similarly, the reportedly negative associations do

not rule out 2,4,5-T or 2,3,7,8-TCDD as potential teratogens or abortlfadents 1n humans.
Based on a report of a high Incidence of abortions In a small group of
women living around Alsea, Oregon, who may have been exposed to the herbicide 2,4,5-T from aerial spraying (Smith, 1979), the U.S. EPA (1979) Initiated a study, often referred to as the "Alsea II study", to determine 1f
spontaneous abortion rates differed between the exposed and unexposed population, If spontaneous abortion rates evidenced seasonal variation In these
two groups, and 1f such seasonal variations were associated with 2,4,5-T
spray application.
Spontaneous

Abortion Rate

Index, as defined

by the U.S. EPA, Is

"basically the ratio of the number of hospitalized spontaneous abortions to

C-93

�the number of births corresponding to the spontaneous abortions, based on
the residence zip code of the women contributing to each event." Upon completion of the study, the EPA concluded that (1) the 1972-1977 Spontaneous
Abortion Rate Index for the study area was significantly higher than In the
Rural Control Area or the Urban area; (2) there was a statistically significant seasonal cycle In the abortion Index In each of the areas with a period
of about 4 months. In particular there was an outstanding peak 1n the study
area In June; and (3) there was a statistically significant correlation
between-the Spontaneous Abortion Rate Index and spray patterns 1n the study
area when a lag-time of 2 or 3 months was Included.

The EPA concluded

however, "This analysis Is a correlational analysis, and correlation does
not necessarily mean causation."
M1lby et al. (1980), citing three critiques of the Alsea II study that
were not published 1n the open literature, state that the statistical method
and basic design of the Alsea II study were sufficiently flawed to make this
study of no use 1n human risk assessment. The Alsea II study has also been
reviewed by a panel of epidemiologists who, In a published report of their
meeting, also concluded that the basic design of the study was Inadequate to
demonstrate either an effect or absence of an effect of exposure to 2,4,5-T
(Coulston and Olajos, 1980). The major Inadequacies of the study were that
the data collection methods were biased and would likely result In the
underestimation of abortions, particularly 1n the urban area (the Incidence
of abortions 1n all three groups was within the expected background rate of
8-15%); only a small portion of the area from which the exposed subjects
were selected was actually sprayed with 2,4,5-T; and the study was not controlled for other factors such as age, smoking habits and alcohol consumption, which may affect the spontaneous abortion rate. Based on a new report

C-94

�by SmHh (1979), the U.S. EPA Is attempting or has attempted to correlate
2,3,7,8-TCDD levels 1n the affected areas with the observed rate of abortion.

No published reports have been encountered on the outcome of this

effort.
In the only other report encountered on a population 1n the United
States, Nelson et al. (1979) noted a general Increase 1n the reported
Incidence of facial cleft 1n both high and low exposure groups In Arkansas
from 1948 to 1974.

In this study, exposure estimates were based on average

rice production In different areas of Arkansas, and the Incidence of cleft
palate was determined by screening birth certificates and checking records
of the Crippled Children's Services.

No consistent exposure/effect

correla-

tions were noted, and the general Increase with time 1n the Incidence of
facial clefts was attributed to better reporting procedures; however, there
does not have to be a direct correspondence of malformations In human beings
and experimental animals.
Of the four reports available from New Zealand (Dept. of Health, New
Zealand, 1980; McQueen et al., 1977; Hanlfy et al., 1981; Smith et al.,
1982a), the report by the Dept. of Health 1s essentially anecdotal, Involving two women who gave birth to malformed children (one with an atrlal
septal defect and a malformation of the trlcuspld valve of the heart and the
other with biliary atresla).

In both cases, exposure to 2,4,5-T could not

be ruled out. Based on an analysis of spraying records, the time course of
the pregnancies and plant damage near the women's homes, however, the
Department of Health, New Zealand (1980) concluded that there was Insufficient evidence to Implicate 2,4,5-T spraying as a causative factor.

Even 1f

the spraying had been Implicated, a lack of Information on 2,3,7,8-TCDD
levels In the spray and the absence of any monitoring data on 2,4,5-T or
2,3,7,8-TCDD would limit the usefulness of this report.
C-95

�The study by McQueen et al. (1977) 1s not published 1n the open literature but Is summarized by M1lby et al. (1980). According to the summary,
McQueen et al. (1977) "...examined the epidemiology of neural-tube defects
In three areas In New Zealand and concluded 'there Is no evidence to Implicate 2,4,5-T as a causal factor 1n human birth defects."1

No additional

details are provided.
Hanlfy et al. (1981) performed an epldemlologlc study 1n Northland, New
Zealand, 1n areas where spraying of 2,4,5-T was carried out by various
companies for a number of years. The rate of birth defects was obtained
from an examination of hospital records In seven mutually exclusive areas on
a monthly basis over a period extending from 1959-1977. The rate of birth
defects from 1959-1965 represented the rate for a non-exposed population
since this was prior to the use of 2,4,5-T, while the Incidence of birth
defects from 1972-1976 represented the rate for the exposed population.
During the time of the survey there were 37,751 births, 436 stillbirths, 264
deaths shortly after birth, and 510 congenital anomalies. Three categories
of birth defects, heart abnormalities, hypospadlas and eplspadlas, and
talipes, had elevated rate ratios of &gt;1 (p=0.05) In comparisons between the
exposed (1972-1976) and control (1959-1965) populations. Exposure estimates
were made for the seven areas and for different years using company records
of aerial spraying and a model that factored 1n assumed fractional removal
rates/month (this factor was assumed to be either 1.0 or 0.25).

Comparisons

of the rate of specific malformations with exposure demonstrated a statistically significant association between the occurrence of talipes and exposure when the fractional removal rate was assumed to be 0.25.

There was,

however, no statistically significant association where 1.0 was used as the
fractional removal rate.

C-96

�Smith et al. (1982a) Investigated the outcome of pregnancy 1n families
of professional 2,4,5-T applicators and agricultural contractors
Zealand.

1n New

Agricultural contractors were chosen as the control population

since both sprayers and contractors were of the same economic group with
similar outdoor occupations.

The survey was conducted by mall with 8954 of

the chemical applicators responding and 83% of the agricultural contractors
responding to questions asking whether they used 2,4,5-T and Us temporal
relationship to reproductive histories regarding birth, miscarriages, stillbirths and congenital defects.

The relative risks of congenital defects and

miscarriages were 1.19 (0.58-2.4554 confidence limits) and 0.89

(0.61-1.30%

confidence limits) for the wives of chemical sprayers as compared to the
wives of agricultural contractors.

These data Indicate that exposure of

fathers and mothers (e.g., while cleaning clothes) had no effect on the outcome of pregnancy.

Biases that may have affected the results, such as the

age of the mother at childbirth, smoking habits and birth to Maori parents
were Investigated and eliminated as possible confounders.
The two reports from Australia (Aldred, 1978; Field and Kerr, 1979) also
present apparently conflicting results. The report by Aldred (1978) Is not
published In the open literature, but the following summary Is taken from
MUby et al. (1980): "The report concluded that birth defects 1n a group of
babies born 1n the [Yarram] district In 1974 and 1976 could not be attributed to exposure to 2,4,5-T or 2,4-D."

Additional details that might be

useful In assessing the rationale for this statement are not provided In the
summary.

The report by Field and Kerr (1979) plotted the Incidence of

neural-tube defects (anencephaly and menlngomyelocele) 1n New South Wales,
Australia, over the years 1965-1975, and the previous years usage of 2,4,5-T
In all of Australia.

The authors noted a decrease

C-97

In the Incidence of

�neural-tube defects expected on the basis of the plotted line

In 1975 and

1976, when Australia Instituted monitoring of 2,4,5-T to ensure a 2,3,7,8TCOD level &lt;0.1 ppm.

The data were not tested for significance, although

Field and Kerr (1979) Indicate that they consider the epldemlologlcal data
on neural-tube defects to be "relatively complete," they do not comment on
the Increasing Incidence of neural-tube defects with time and whether or not
an Increase In the thoroughness of reporting neural-tube defects could have
contributed to the apparent correlation of 2,4,5-T exposure with these
defects.

A visual replottlng of the data suggests that the Incidence of

cleft palate correlates better wHh 2,4,5-T usage than with time.

Nonethe-

less, the appropriateness of correlating 2,4,5-T usage In all of Australia
with the Incidence of -defects In one area of Australia 1s questionable.
Thomas (1980) used an approach similar to that of Field and Kerr (1979)
on data from Hungary.
compared

One major difference, however, 1s that Thomas (1980)

the Incidence of stillbirths, cleft Up,

cleft palate, splna

blflda, anencephalus and cystic kidney disease In all of Hungary between
1976 and 1980 with 2,4,5-T use In 1975 1n all of Hungary.

Because Hungary

requires compulsory notification of malformations diagnosed from birth to
age 1 year, because a relatively large percentage (55%)

of the Hungarian

population lives 1n rural areas where 2,4,5-T exposure may be expected to be
greatest, and because annual use of 2,4,5-T 1n Hungary had risen from 46,000
kg In 1969 to 1,2000,000 kg 1n 1975, Thomas (1980) considered Hungary to be
"...probably the best country 1n which to examine possible health effects of
this herbicide." In any event, all Indices of birth defect rates decreased
or remained stable over the period of study.
In addition to contamination of 2,4,5-T being a potential source of
2,3,7,8-TCOD exposure, 2,3,7,8-TCOO 1s also an Inadvertant contaminant of

C-98

�2,4,5-tMchlorophenol (TCP).

Chronic exposure to 2,3,7,8-TCDO may occur

during the manufacture of TCP and high level acute exposure to 2,3,7,8-TCDD
has occurred after an accident 1n July, 1976 at the ICHESA TCP chemical
factory In Seveso, Italy (Bonaccors! et a!., 1978).
reaction used

In this accident, the

to produce TCP became uncontrolled, producing conditions

favorable for 2,3,7,8-TCDD formation prior to venting the contents of the
chemical reactor Into the atmosphere.

The resulting cloud of chemicals

settled over a heavily populated area.

Although the amount of 2,3,7,8-TCDD

released was not known, the reported cases of chloracne, a symptom of acute
exposure to 2,3,7,8-TCDD, Indicated that exposure to 2,3,7,8-TCDD had
occurred.

Some preliminary results are available from epldemlologlc studies

of reproductive events 1n the Inhabitants of Seveso, and recently a study
has become available on the reproductive history of men employed In the
chemical

manufacturing

Industry

with

possible

chronic

exposure

to

2,3,7,8-TCDD (Townsend et al., 1982).
Epldemlologlc studies to determine the reproductive effects In Individuals exposed to 2,3,7,8-TCDD and TCP following the accidental contamination
of a populated area around Seveso, Italy, are not completed. The Incidence
of spontaneous abortions occurring between March 1976 and January 1978 have
been reported for Inhabitants 1n the area around Seveso by Bonaccorsl et al.
(1978), Regglanl (1980) and B1sant1 et al. (1980). The spontaneous abortion
rate 1n the contaminated area for the three trimesters following the accident was 13.1, 11.0 and 13.05%, which was similar to the worldwide 15-20%
frequency of spontaneous abortion.

Subdividing the contaminated area Into

highly, moderately, and least contaminated, and examining the rates for each
area Individually, also failed to demonstrate any change 1n the spontaneous
abortion rate.

The Incidence rates of malformations also were examined;

C-99

�however, the numbers were too small for meaningful assessment.

There are

several reasons why these studies would not Indicate that the effect of
2,3,7,8-TCDO exposure 1n this accident had no effect on human reproduction.
The authors note that there are many difficulties In Interpreting these
data.

The Incidence rates of spontaneous abortions and birth defects were

not adequately available for the region prior to the accident as a result of
suspected under-reporting.

There was Inadequate reporting even after the

accident due to political turmoil with regard to the management of health
services.

Also, an unknown number of pregnancies were surgically aborted

for fear of 2,3,7,8-TCDO Induced birth defects.

In a recent review of the

progress of ep1dem1olog1c Investigations of the Seveso accident, Tognon! and
Bonaccorsl (1982) Indicated that the data on spontaneous abortions and
malformation rates still needed verification, and that these data were too
preliminary to allow for conclusions.
Townsend et al. (1982) Investigated the reproductive history of wives of
employees potentially exposed to 2,3,7,8-TCOO during chlorophenol production.

A total of 930 potentially exposed males were Identified who had

worked for &gt;1 month between January 1939 and December 1975 1n a job with
potential 2,3,7,8-TCDD exposure.

Exposure estimates of low, moderate and

high were made by an Industrial hyglenlst primarily from job description and
surface contamination data; however, the high potential exposure group was
reserved

for process workers during 1963-1964 when changes 1n operations

resulted In a number of cases of chloracne.

The control population was an

equal number of male employees not Involved 1n any process that might cause
exposure to 2,3,7,8-TCOO and matched for date of hire. In these groups, 586
wives were Identified and 370 agreed to participate as the exposed group,

C-100

�while 345 wives In the control group agreed to participate. After Identification of the participants, a personal
wives to determine pregnancy outcome.

Interview was conducted with the
Of the total of 737 conceptions 1n

the exposed category and 1785 conceptions 1n the control category (conception which occurred 1n the exposed group prior to work records Indicating
potential exposure to 2,3,7,8-TCOD were placed 1n the control group), there
was no statistically significant Increase 1n spontaneous abortions, stillbirths, Infant deaths or selected congenital malformations.

Sample sizes

were too small to provide meaningful data 1f the populations were subdivided
by extent of exposure.

It was suggested that many confounding factors could

account for these negative results, such as the Inappropriate selection of
the populations, unidentified covarlables and Insufficient power; however,
1t was maintained that these results were consistent with animal data, which
report that paternal exposure to 2,3,7,8-TCDO does not affect the conceptus.
Poole (1983), 1n testimony before the House Committee on Science and
Technology, described a re-analysis of the primary data used by Towsend et
al. (1982).

In this re-analysis, the rate of cleft palate and cleft

Up

were reported to be elevated by 1.9 (90% confidence Intervals of 1.0-3.6) In
the years 1971-1974 for both the control and exposed groups (the comparison
population was not described).

At the same House Committee hearing, Houk

(1983) presented data from the Birth Defect Monitoring Program of the Center
for Disease Control on the yearly rate of cleft palate alone or cleft

Up

with or without cleft palate for births In Midland County, Michigan (the
site of a chlorophenol production facility) during the years 1970-1981. The
data Indicated an Increased rate for these defects of between 50 and 100% 1n
the years 1971-1975, with the rate returning to expected from 1976-1981.

C-101

�The observed Increase was only statistically significant 1f the rates for
cleft palate alone and cleft Up with or without cleft palate were combined;
however, It was the opinion of Houk (1983) that these defects should not be
combined since the causal mechanism may be different. The Michigan Department of Public Health (1983a) also reported these results and, 1n addition,
demonstrated that the same results occurred 1f the comparison was made with
other counties In Michigan as well as with the general population of the
United States. It was noted 1n this report that "runs" of Increases 1n oral
^

cleft for successive years have occurred In six other counties with no
obvious potential for chemical exposure described. The Michigan Department
of Public Health

(1983a) Interpreted the data to Indicate that a more

detailed case control study was necessary to determine 1f any common factors
may exist, such as exposure to chemicals contaminated with 2,3,7,8-TCDD.
Mutagenldty
Short-term ^n vitro test systems have been developed to assess the biologic, toxic and genotoxlc effects of chemicals.

These assays have proven

to be useful Indicators of potential activity of diverse Industrial chemicals, a broad range of drugs and xenoblotlcs, carcinogens and crude environmental extracts. The most widely used short-term test system, the Ames test
for bacterial mutagenesls, employs several strains of Salmonella typhlmurlum
which are highly susceptible to the effects of mutagenlc chemicals. Despite
the obvious utility of the Ames test and related short-term assays, their
predictive capabilities (I.e., the correlation between bacterial mutagenlcIty and cardnogenlcHy) have not been fully assessed (Bartsch et al., 1982).
Mutagenldty assays 1n microorganisms have been used to assess the genotoxlc effects of 2,3,7,8-TCDD; however, the results of most of these assays
have Indicated little potential for mutagenlc effects (Table 11).

C-102

�TABLE 11
The Results of MutagenlcUy Assays for 2.3.7,8-TCDO 1n Salmonella typhlmurlum

Strains of Salmonella typhlmurlum
Type of Assay

Reference
S-9

TA1535

TA1537

TA1538

TA1532

TA1950

TA1975

TA1978

G46

TA100

TA1531

TA1534

+/-

NT

NT

0

0

0

0

NT

NT

NT

NT

NT

NT

NT

McCann. 1978

Plate
Incorporation

+/-

NT

NT

0

0

0

0

NT

NT

NT

NT

NT

NT

NT

McCann. 1978

Plate
Incorporation*

+/-

0

0

0

0

0

0

0

0

0

0

0

NT

NT

Gilbert et al., 1980

Fluctuation
test
CO

TA1S30

Spot test

i
o

TA98

+/-

0

0

0

0

0

0

0

0

0

0

0

NT

NT

Gilbert et al., 1980

NT

0

NT

NT

NT

t

NT

NT

NT

0

NT

QR

QR

Seller, 1973

0

NT

0

0

0

NT

NT

NT

NT

NT

0

NT

NT

Gelger and Neal , 1981

Plate
Incorporation

NT

NT

NT

0

NT

NT

NT

NT

NT

NT

NT

NT

NT

Gelger and Neal , 1981

Suspension
assay

NT

0

NT

NT

NT

*

NT

NT

NT

NT

NT

NT

NT

Hussaln et al.. 1972

0

NT

0

0

NT

NT

NT

NT

NT

NT

0

NT

NT

Zelger. 1983

Spot test
Plate
Incorporation

Suspension
assay

+

+/-

*The assay was performed under both aerobic and anaerobic conditions.
NT = Not tested; QR * Questionable response

�Hussaln et al. (1972) exposed Salmonella typhlmuMum histldene-dependent
strains TA1530 and TA1532 1n liquid suspension to
plating Into selective medium

to observe

2,3,7,8-TCDD followed by

reversion to prototypes.

No

Increase In the reversion rate was observed with strain TA1530 at exposure
levels of 1 and 10 yg/ml.

These exposures resulted 1n cell survivals of

90 and &lt;1%, respectively.

In strain TA1532 Increased reversion frequency

was

not

observed

resulted 1n a 0-50%

at 2,3,7,8-TCDD concentrations

of 2-3 yg/mJ., which

decrease In survival; however, at 2,3,7,8-TCDD levels

which resulted In a 9954 decrease In survival, there was an Increased number
of revertant colonies/surviving cells.

The dose levels were not specified.

The source of the 2,3,7,8-TCDD sample studied 1n this paper was the Food and
Drug Administration, and Its reported purity was 99%.

Also, Seller (1973)

observed a positive mutagenlc response In a spot test of 2,3,7,8-TCDD performed 1n the absence of a metabolic activation system.
of the sample studied was not provided.

However, the purity

In tester strains G46 and TA1530,

the ratio of revertants/108 cells In the treated plates divided by spontaneous revertants/108 cells was &lt;1.

In strains TA1531 and TA1534, the

ratio was between 1 and 2, which was considered a "doubtful" mutagenlc
response, while In strain TA1532, the ratio was &gt;10.
of the 2,3,7,8-TCDD levels tested In this assay.

There was no mention
The positive controls,

dlethylsulfate, 2-am1nopur1ne and 2-amlnofluorene, produced ratios of 2 to
5, &lt;1 and 5 to 10, respectively, 1n strain TA1532.

In both the study by

Hussaln et al. (1972) and the study by Seller (1973), 2,3,7,8-TCDD produced
a positive mutagenlc response only 1n the S. typh1mur1um strain TA1532,
which Is sensitive to framesnlft mutagens.
Hussaln et al. (1972) also performed a mutagenldty test of 2,3,7,8-TCDD
In two other m1crob1al test systems.

A positive response was observed In

C-104

�Escherlchla coll Sd-4 as Indicated by a reversion to streptomycin Independence.

In this assay, cells were treated 1n suspension for 1 hour with

2,3,7,8-TCOD

at

0.5-4

yg/msi.

mutants x 10~8, as compared
10~B) occurred

The

greatest

mutation

frequency

(256

to the control frequency of 2.2 mutants x

at a dose level of 2 yg/mj..

The absolute number of

colonies/plate was 7 for the control and 46 for the treated plate. The dose
of 2 vg/mSl caused an 89X decrease In cell survival.

In the second test

system, the ability of 2,3,7,8-TCOD to Increase prophage Induction 1n E_.
coll K-39 cells was examined.

The vehicle control, DMSO, Inhibited prophage

Induction as compared to the untreated controls, while the most effective
dose level of 2,3,7,8-TCOD (0.5 yg/ma) resulted In an Increased prophage
Induction as compared to vehicle control but not as compared to the untreated controls.

Hussaln et al. (1972) concluded that 2,3,7,8-TCDD was capable

of causing Increases 1n the reverse mutation rate In E_. coll Sd-4 and that
2,3,7,8-TCDO had a weak ability to Induce prophage In E_. coll K-39 cells.
The studies which followed these two early reports of Hussaln et al.
(1972) and Seller (1973) failed to detect mutagenlc activity of 2,3,7,8-TCDD
In S. typhlmurlum.

Wasson et al. (1978) reported on a personal communica-

tion rrom McCann (1978) that 2,3,7,8-TCDD was Inactive In both the spot test
and plate Incorporation assay with S. typhlmurlum strains TA1532, TA1535,
TA1537 and TA1538.

Doses and other experimental protocols were not men-

tioned except that the tests were performed both with and without metabolic
activation.

Gilbert et al. (1980) reported that 2,3,7,8-TCDD gave "substan-

tially negative results" with S. typhlmurlum strains TA98, TA100, TA1530,
TA1535, TA1537, TA1538, G46, TA1532, TA1950, TA1975 and TA1978.

Both the

standard plate Incorporation assay and the bacterial fluctuation test were
used, and both were performed with and without S-9 prepared from the livers

C-105

�of Aroclor 1254 pretreated rats. In the plate Incorporation assay the test
compound was tested at 1-2000 yg/plate under both aerobic and anaerobic
conditions.

Details were not provided for the fluctuation assay.

It 1s

difficult to assess possible reasons for the conflicting results between the
earlier studies and these later mutagenldty assays, since Information on
experimental conditions was limited 1n the negative studies.
In an attempt to resolve the conflicting results and observe a mutagenlc
response, Gelger and Neal (1981) tested 2,3,7,8-TCDD 1n the standard plate
Incorporation assay using S-9 prepared from different sources.
maximize the amount of compound

tested, dloxane, a better solvent for

2,3,7,8-TCDD than the commonly employed DMSO, was used.
of

dloxane,

the

limited

In order to

solubility

Even with the use

of 2,3,7,8-TCDD allowed

only

20

yg/plate to be tested, a dose which was shown to be non-toxic to the
cells. The S-9 used 1n these assays was prepared from the livers of Aroclor
1254 pretreated male Sprague-Dawley rats and male Golden Syrian hamsters,
and from 2,3,7,8-TCDD Induced male hamsters.

In all assays at 2,3,7,8-TCDD

concentrations of 0.2, 2, 5 or 20 yg/plate, and regardless of the source
of the S-9, there was no observed mutagenlc response.

In further attempts

to duplicate the previous positive results, Gelger and Neal (1981) tested
the same concentrations of 2,3,7,8-TCDD 1n strain TA1537, a more sensitive
direct descendent of strain TA1532, for mutagenlc activity 1n the absence of
S-9.
assays

Again, no Increase In the number of revertants was observed.
either with or without S-9,

In

positive controls had predictable

Increases In the number of revertant colonies.

The authors concluded that

2,3,7,8-TCDD was not active under the conditions of this assay; however,
testing at higher concentrations may elicit a positive response.

C-106

It was

�also noted that many other polychlorlnated aromatic compounds are not mutagenlc 1n the Ames test, even though there 1s positive evidence of cardnogenldty.
Mutagenlc effects of 2,3,7,8-TCDD 1n yeast were observed by Bronzett! et
al. (1983).

Positive results for reversion and gene conversion

obtained jm vitro and 1n the host-mediated assay.
yielded

small

revertants.

dose-related

Increases

1n

trp

were

The in vitro experiments
convertants

and

1lv

An S10 metabolic activation system was required. Exposure of

the yeast to 2,3,7,8-TCDD at the highest level tested {10 yg/msi) resulted In 16% survival and yielded 4-fold Increases In reversion and gene
conversion.
In the host-mediated

assay, male mice were exposed

to 25 pg of

2,3,7,8-TCDD/kg (Bronzettl et al., 1983). After 5, 10, 20 or 30 days, 0.2
mi of a yeast culture (4xl08 cells) was Instilled retroorbltally.

Four

hours later, the liver and kidneys were removed and the yeast cells 1n these
organs were assayed for mutagenlc responses.

Increases (4- to 6-fold) In

reversion and gene conversion were observed 1n yeast cells obtained from the
livers and kidneys.

The toxic response of the animals to an exposure of 25

yg/kg was not described 1n this report.
this high dose.

Toxlclty should be expected at

The positive results described 1n this paper may suggest

that 2,3,7,8-TCDD 1s mutagenlc 1n yeast, but more definitive studies are
needed before a firm conclusion can be drawn.
Hay (1982) has found that 2,3,7,8-TCDD dissolved 1n DMSO transformed
baby hamster kidney cells (BHK) In vitro. The dloxln Isomers 2,8-d1chloroand 1,3,7-tr1chlorod1benzo-2-d1ox1n also

transformed

BHK cells but the

response was weak. The unchlorlnated d1benzo-2-d1ox1n and the fully chlorinated octachlorod1benzo-p_-d1ox1n were both negative In the BHK assay (I.e.,

C-107

�there was no cell transformation).

More recently, Rogers et al. (1982)

reported that 2,3,7,8-TCDD Induced mutations In the excess thymldlne, thloguanlne and methotrexate selective systems 1n L5178Y mouse lymphoma cells 1n
culture.
The National Toxicology Program
from four assay systems:

(Zleger, 1983)

provided data on TCOO

the S. typhlmurlum (strain TA98, TA100, TA1535 and

TA1537) h1st1d1ne reversion assay, the sex-linked recessive lethal test In
DrosophHa. and cytogenetlc studies (sister chromatld exchange and chromosome aberrations) 1n Chinese hamster ovary cells.
obtained In all these assays.

Negative results were

However, these studies cannot be evaluated

because the procedures used to obtain the data were not described.
The solubility of 2,3,7,8-TCDD 1n water

1s only 0.2 yg/a "(Grummett

and Stehl, 1973). Therefore, negative In vitro results must be viewed with
caution unless precise descriptions of the preparation of each test sample
are supplied

(e.g., were the samples predlssolved and, If so, In what

solvent).
in vitro reactions of 2,3,7,8-TCDD with bacterlophage QB RNA were evaluated by Kondorosl et al. (1973). Active RNA was purified from QB phage followed by Incubation for 1 hour at 37°C with 0.0,
of 2,3,7,8-TCDD.

0.2,

2.0 or 4.0 pg/ms.

At all concentrations tested, 2,3,7,8-TCDD had no effect

on the transfect1v1ty of QB RNA. Other compounds tested Included the alkylatlng agents methyl, ethyl and Isopropyl methanesulfonate, and dlethyl pyrocarbonate, all of which Inactivated QB RNA under the same experimental conditions.

The authors suggested that 2,3,7,8-TCDD Inactivity In this assay

Indicated that 2,3,7,8-TCDD was an Intercalating agent, and hence would
require double stranded DNA 1n order to Interact.

The data presented 1n

this study, however, were Insufficient to support this conjecture.

C-108

�In. vivo binding of radlolabeled 2,3,7,8-TCDD to liver macromolecules was
studied 1n Sprague-Dawley rats by Poland and Glover (1979). Both male and
female animals were administered [1,6-3H]2,3,7,8-TCDD by 1.p. Injection at
a dose of 7.5 yg/kg.
mCl/kg.

This dose corresponded

to a tritium level of

0.87

The animals were killed either 12, 48 and 168 hours after treat-

ment, or 24 hours after treatment when the animals were pretreated with the
enzyme Inducers phenobarbltal or unlabeled 2,3,7,8-TCDD.

Following sacri-

fice, Isolation of macromolecules, and removal of free labeled 2,3,7,8-TCDD,
the amount of label bound to protein, RNA and DNA was determined.
greatest

non-extractable

binding of

labeled

2,3,7,8-TCDD

occurred

The
to

protein; however, the amount of label bound was small and only amounted to
0.03-0.IX of the total radioactivity administered.

The total amount of

label associated with RNA and DNA was, respectively, only 50 and 4 cpm above
background.

Time after exposure, sex, or prior enzyme Induction had no

significant effect on 2,3,7,8-TCDD binding.

As a result of the extremely

low levels of radioactivity associated with RNA and DNA, H 1s uncertain
whether 2,3,7,8-TCDD truly binds covalently to these macromolecules and 1f
so, whether

there 1s any biological significance to this low level of

apparent binding.
The effects

of 2,3,7,8-TCDD exposure on the extent of chromosomal

aberrations In the bone marrow of male rats were reported In an abstract by
Green and Moreland (1975).

In the Initial experiment, no Increase 1n

chromosomal aberration was observed after 5 dally gavage treatments at a
2,3,7,8-TCDD dose of 10 yg/kg.

In the second portion of this study, rats

were exposed by a single 1.p. Injection of 2,3,7,8-TCDD at 5, 10 or 15
yg/kg or a single gavage treatment at 20 yg/kg.

The animals at the two

highest exposure levels were killed 24 hours post-treatment,

C-109

while the

�remaining animals were killed 29 days post-treatment. Again, no Increase 1n
chromosomal aberrations was observed, except 1n the positive control group
exposed to trlethylenemelamlne.
In a later report, a small but significant Increase In chromosomal aberrations was observed 1n the bone marrow cells of male and female OsborneMendel rats (Green et al., 1977). Bone marrow cells for cytogenetlc analysis were obtained from Osborne-Mendel rats used In a range-finding study
preliminary to a chronic bloassay (Green et al., 1977).

The animals 1n

groups of 8 males and 8 females received twice weekly

Intubations of

2,3,7,8-TCDD at respective doses of 0.25,
2.0 and 4.0 pg/kg for 13 weeks.

1.0, 2.0 and 4.0, or 0.25,

0.5,

Because It was not required for the

range-finding study, a control group was not Included. Bone marrow cells
were analysed for abnormalities and cells 1n mitosis In the animals which
survived to the end of the study (4-8 animals/group).
Increases In chromosomal

The only significant

aberrations In comparison to the low dose group

were In males at 2 and 4 yg/kg and females at 4 yg/kg.

The greatest

Incidence observed was 4.65% of the cells with chromosomal breaks 1n the
high-dose males, and this was considered only weakly positive. The weak
response, as well as the lack of data from control animals and the reported
difficulty of obtaining cells from the high-dose animals as a result of
2,3,7,8-TCDD toxldty, makes the conclusion from this study that 2,3,7,8TCDD produced chromosomal breaks tenuous.
Czelzel and Klraly (1976) reported an Increased Incidence (p&lt;0.001) of
chromatld-type and unstable chromosome aberrations 1n the peripheral lymphocytes of workers exposed

to the herbicides 2,4,5-trlchlorophenoxyethanol

(2,4,5-TCPE) and Bumlnol. The 2,3,7,8-TCDO levels In the final product were
&lt;0.1 mg/kg; however, the exposure levels for Individual workers were not
available.

C-110

�Hulcahy (1980) reported In a letter no Increased Incidences of chromosomal aberrations 1n lymphocytes of 15 soldiers exposed to "Agent Orange".
The exposure was for 6-15 months and all subjects complained of symptoms,
Including skin eruptions, which they associated with "Agent Orange".

The

analyses were performed with lymphocytes obtained -10 years after the last
exposure, and comparisons were made with eight subjects who had no history
of exposure to 2,3,7,8-TCOD. Neither sister chromatld exchange nor structural aberrations Including both gaps and breaks were Increased.

The

authors note that the long time between exposure and analysis may have
accounted for the negative results.
Also, both Regg1an1 (1980) and Mottura et al. (1981) have studied
Inhabitants In Seveso, Italy, exposed to 2,3,7,8-TCOO from an accident 1n a
trlchlorophenol manufacturing plant.

Regglanl (1980) examined 4 adults and

13 children (3-13 years) for chromosomal aberrations within 2 weeks of the
accident.

These 17 Individuals were examined to support claims of, and

determine extent of, Injury before an Inquest Judge. Although burnllke skin
lesions 1n these 17 Individuals Indicated chemical exposure, no Increase 1n
chromosomal

aberrations was detected.

The methods

of performing the

analyses and the actual number of aberrations detected were not described.
Similar negative results were reported In an abstract by Mottura et al.
(1981). In this study, subjects were chosen from the area of heavy contamination following the accident (acute high level exposure), from the working
population of the plant (chronic low level exposure) and a non-exposed control population.

The number of subjects 1n each group was not enumerated.

The specimens were examined by three Independent laboratories and no laboratory reported an Increase 1n chromosomal aberrations, although there was a
significant difference In the reported scores between laboratories.

C-lll

There

�was no Information In this abstract on the extent of Individual exposure or
the length of time that elapsed between the accident and obtaining samples
for analyses of chromosomal aberrations.
DILernla et al. (1982) conducted additional studies on lymphocytes
prepared 1n 1976 and 1979 from 8 persons considered acutely exposed to
2,3,7,8-TCDD 1n the Seveso accident, 8 ICMESA factory workers (considered
chronically exposed), and 14 control subjects (8 had chromosomes prepared In
1976 and 6 1n 1979). Cells were examined for average number of satellite
associations (SAs) (evidence for functional Mbosomal genes), both on a cell
basis and for the large acrocentrlc chromosomes

(D group chromosomes).

There was no change In the frequency of SAs on a per cell basis In any of
the groups as compared to control values, nor 1n D group chromosomes from
acutely exposed subjects examined Immediately after the accident.

There

was, however, a decrease 1n the average frequency of SAs 1n group D chromosomes of acutely exposed subjects examined 1n 1977 and In ICMESA workers at
both the 1976 and 1979 examinations. Although the biologic relevance of
these observations has not yet been confirmed, Dllernla et al. (1982) observed a similar decrease 1n SAs after exposure of lymphocytes to x-1rrad1atlon.

It was concluded that the decrease In SAs may have resulted from

mutagenlc damage to functional nucleolar organizing regions.
The potential of exposure to 2,3,7,8-TCDD to result In chromosomal
damage has been studied In experimental animals and humans.

Most of the

studies 1n experimental animals gave no evidence that 2,3,7,8-TCDD may
result 1n chromosomal aberrations; however, there 1s a report of a single
positive response which was weak and little detail was provided In the
report to assess the quality of the results.

In the studies of humans,

exposure occurred to chemicals which contain 2,3,7,8-TCDD as a contaminant.

C-112

�In two of these studies Involving Individuals exposed 1n the Seveso accident, there was no observed Increase In the Incidence of chromosomal aberrations.

In a third report of Individuals exposed at Seveso, there were

changes observed 1n lymphocyte chromosomes from exposed workers which were
suggested to have risen from mutation 1n functional nucleolar organizing
regions; however, this bloassay has yet to be validated. In the only positive study, workers 1n a chemical plant were exposed to the herbicides,
2,4,5-TCPE and Bumlnol, as well as 2,3,7,8-TCOO.

The participation of the

herbicides 1n the resulting Increase In the workers of chromosomal aberrations cannot be excluded.

At present, the data from experimental animals

and humans are too limited to designate 2,3,7,8-TCOD as a clastogenlc agent.
In summary, a limited number of Initial studies of the mutagenlclty of
2,3,7,8-TCDO In bacteria reported positive results 1n S. typhlmurlum strain
TA1532 In the absence of a mammalian metabolic activation system (Hussaln et
a!., 1972; Seller, 1973). More recent attempts to repeat these results with
strain TA1532 or related strains have failed (Gelger and Neal, 1981; Gilbert
et a!., 1980; HcCann, 1978). These authors have also reported no Increase
In mutation rate when 2,3,7,8-TCDD was tested 1n the presence of a mammalian
metabolic activation system.

In other 1_n vitro assays, 2,3,7,8-TCDD has

produced a positive response 1n reversion to streptomycin Independence 1n £.
coll Sd-4 cells and questionable positive response with prophage Induction
In £. coll K-39 cells (Hussaln et al., 1972). Also, 2,3,7,8-TCDD has been
reported to be mutagenlc 1n the yeast S_. cerevlslae 1n both the In vitro
assay with S-10 and the host-mediated

assay

(Bronzettl et al., 1983).

Rogers et al. (1982) have also reported positive mutagenlclty results 1n the
mouse lymphoma assay.

In the E_. coll studies, the poor survival of the

cells or the Interference of the vehicle solvent, DMSO, with the assay makes

C-113

�the evaluation of the studies difficult. With the data available, It 1s not
possible to resolve the conflicting reports on the mutagenlc potential of
2,3,7,8-TCDD.
Overall, the data Indicate little potential for the Interaction of
2,3,7,8-TCDD with nucleic adds or the ability of 2,3,7,8-TCOD to produce
chromosomal aberrations.

Kondoros! et al. (1973) demonstrated that 2,3,7,8-

TCOD did not react with RNA jin. vitro In the absence of a metabolic activation system. .In vivo studies using radlolabeled 2,3,7,8-TCDD Indicated some
association of non-extractable label with RNA and DNA (Poland and Glover,
1979); however, the very low level of bound label observed suggest that the
"binding" may have been merely an artifact. Similar marginal data were
available on the clastogenlc effect of 2,3,7,8-TCDD. Although one \n_ vivo
study

1n rats

(Green and Moreland, 1975) failed to demonstrate any

treatment-related chromosomal aberration, a second study by the same authors
(Green et al., 1977) using a longer exposure period reported a small
Increase 1n the number of aberrations.

In humans exposed to 2,3,7,8-TCDD

during the manufacture of 2,4,5-TCPE and Bumlnol, Czelzel and Klraly (1976)
reported an Increase 1n the number of chromosomal aberrations, while no
Increase was detected 1n Individuals exposed to 2,3,7,8-TCDD following an
Industrial accident

1n Seveso, Italy (Regg1an1,

1980; Mottura et al.,

1981). The studies of the clastogenlc effect of 2,3,7,8-TCDD were presented
with little or no experimental detail to assist 1n evaluating the merits of
the reports.
2,3,7,8-TCDD

The data available are too limited to Indicate whether
can

Interact with

nucleic adds

or

produce chromosomal

aberrations.
The differences among the results described above could be due to several factors, such as treatment protocols, solubility problems, purity of

C-114

�the samples tested and the high toxlclty of 2,3,7,8-TCDD. This chemical may
be a weak mutagen, but because It Is very toxic, the dose range for detecting a positive genetic effect may be very narrow.
experimentation
made.

Is necessary

Therefore, additional

before any conclusive determination can be

Suggested further testing Includes the ability of 2,3,7,8-TCDD to

Induce forward mutations In mammalian cells In culture, additional yeast and
bacterial studies and the sex-linked recessive lethal test 1n Drosophlla.
Cardnogenlclty
Ep1dem1oloq1ca1 Studies
Case Reports.

Observations of an unusual occurrence of relatively rare

soft-tissue sarcomas were first made by Hardell (1977). Of some 87 patients
seen from 1970-1976 at the Department of Oncology, University Hospital,
Umea, Sweden, seven Individuals with soft-tissue sarcomas were Identified.
All

seven had had occupational exposure to phenoxy acids 10-20 years

earlier. The tumors were 2 lelomyosarcomas, 1 Uposarcoma, 1 rhabdomyosarcoma, 1 myxofIbrosarcoma and 2 additional sarcomas of which the hlstopathology was uncertain but was probably a neurofIbrosarcoma In one and a rhabdomyosarcoma In the other. The clustering of this rare tumor type among these
patients prompted the author to suggest that ep1dem1olog1cal studies be done
to determine If exposure to phenoxy acids and the Impurities they contain
are related to the occurrence of soft-tissue sarcomas.
Zack and Susklnd (1980) reported the finding of a soft-tissue sarcoma
death 1n a cohort study of workers exposed to 2,3,7,8-TCDD 1n a trlchlorophenol process accident In NHro, West Virginia.

This tumor, a fibrous

hlstlocytoma, was noted by the author as a rare event. This study, referred
to as the N1tro study, 1s discussed later.

C-115

�Cook et al. (1980) In a cohort mortality study of 61 male employees of a
trlchlorophenol manufacturing area, who acquired chloracne following a 1964
Incident, noted four deaths by the end of his study period, but one of the
four was a flbrosarcoma. The authors did not seem to attribute any special
significance to this finding at the time.
Ott et al. (1980) 1n a cohort mortality study of 204 employees

exposed

to 2,4,5-T during Its manufacture from 1950 to 1971, revealed no soft-tissue
sarcomas among 11 deaths that had occurred by 1976.

But only 1 of these 11

was a malignant neoplasm.
In a discussion of the cohort studies of Zack and Susklnd, Cook, a third
unpublished study by Zack (1n which a llposarcoma was found), and a fourth
study by Ott et al. (1980), Honchar and Halperln (1981) noted 3 (2-.9%)
soft-tissue sarcomas 1n a total of 105 deaths, compared roughly to

0.07%

deaths 1n U.S. males aged 20-84 years (ICO 171, 8th Revision, 1975)* Indicating an unusual excess of such tumors.

This may be somewhat of an under-

estimate due to the posslbllty that some soft-tissue sarcomas may be coded
to categories other than ICD 171.

Separately none of the reported case

studies reported a significant excess of soft-tissue sarcomas.

The number

of soft-tissue sarcomas noted by Honchar and Halperln was Increased by a
fourth when Cook (1981a) found a malignant fibrous hlstlocytorca after a
later review of the medical records from his earlier cohort study.

Cook,

who was familiar with the earlier three cases, went on to say that frank
chloracne occurred previously 1n two cases of the 4 having a diagnosis of

*Department of Health, Education, and Welfare. U.S. Public Health Service.
National Center for Health Statistics of the United States, 1974. Vol. II.
Mortality, Part A.

C-116

�malignant fibrous hlstlocytoma.

A third case diagnosed as a flbrosarcoma

worked In a trlchlorophenol (TCP) process area contaminated with 2,3,7,8TCOD.

This Individual exhibited facial dermatitis, but no diagnosis of

chloracne was made. The last case was diagnosed as a Uposarcoma, and the
Individual had been employed earlier 1n a plant producing 2,4,5-T.

Cook

noted that although chloracne was not reported, It could not be discounted.
He also noted that all four were smokers and suggested that smokers with
chloracne caused by 2,3,7,8-TCDD exposure may be subject to an Increased
risk of fibrous soft-tissue sarcomas.
Hardell and Eriksson (1981) discounted this hypothesis by citing that
only one of Hardell's seven cases exhibited chloracne prior to the appearance of the soft-tissue saromcas, and that 1n his later case control study,
he found no difference 1n smoking habits between his cases and controls.
Moses and Sellkoff (1981) reported discovering a fifth soft-tissue sarcoma In a worker employed at the Monsanto Chemical Company at a time when
trlchlorophenol and 2,4,5-T were being produced.

He died of a retropeM-

toneal neurogenlc sarcoma (malignant schwanoma) In 1980 at the age of 58.
The employee, prior to his death, 1n a detailed occupational history said
that he was potentially exposed to these chemicals while he was a truck
driver, hauler and maintenance worker, but that he did not work 1n the production of either chemical.

He was a non-smoker and did not have a history

of chloracne.
Johnson et al. (1981) treated a father and son with soft-tissue sarcomas
(the 33-year-old

son was diagnosed as having a fIbrosarcomatous mesothe-

lloma, while the 53-year-old father had a Uposarcoma).

Both were exposed

to halogenated phenol derivatives. The author noted that 2,4-d1chlorophenol

C-117

�can be a precursor of 2,4-D and 2,4,5-T. The father had had prolonged exposure prior to his disease.
according to the author.

The son supposedly had a shorter latency,

In neither case Is the follow-up time given.

Sarma and Jacops (1981) reported three cases of thoracic soft-tissue
sarcoma 1n Individuals who were exposed to Agent Orange while serving 1n
Vietnam. The diagnoses were fibrous hlstlocytoma, medlastlnal fIbrosarcoma,
and a pleural/dlaphragmatlc lelomyosarcoma. All three served 1n areas where
defoliants were used at the time. One was drenched with the material 1n one
spraying.
Bishop and Jones (1981) found two cases of non-Hodgk1n's lymphomas of
the scalp 1n a related clinical study of 158 employees of a pentachlorophenol manufacturing plant 1n Wales. Homologues of 2,3,7,8-TCOD occurred as
contaminants at up to 300 ppm at Intermediate manufacturing stages and 5 ppm
1n the final products.

M1ld, moderate and severe cases of chloracne were

seen 1n many employees, Including the two men who subsequently developed
lymphomas.

Both men worked In processes where exposure to other chemicals

occurred, Including exposure to aromatic hydrocarbons. The authors reported
that only 0.28 tumors of this type could be expected to occur In a group of
158 workers (ICD 200 and 202), although the basis for the computation of
expected numbers 1s not stated.
Olsson and Brandt (1982) noted that of 123 male patients seen at his
clinic In Sweden with a recent diagnosis of non-Hodgk1n's lymphoma (NHL), 5
had cutaneous lesions as the only clinically detectable manifestation of
NHL.

Four of the five had repeatedly sprayed large areas with phenoxy add

herbicides.

In the remaining 118 NHL patients, only seven had a similar

occupational exposure to phenoxy acids.
significant at P&lt;0.001.

The authors reported this to be

Olsson and Brandt suggested that a relationship

C-118

�exists between cutaneous presentation of NHL and occupational exposure to
phenoxy adds, and believed their observations were similar to those of
Bishop and Jones.
Adding these case studies together, the total number of workers exposed
to phenoxy adds and/or chlorophenols Is small, but considering the rarity
of this cancer. It Is unusual that so many cases of soft-tissue sarcomas
have occurred.

A Lancet editorial (Anonymous, 1982) calls this phenomenon

"disturbing." It Is suggestive of an association of cancer with exposure to
phenoxy adds and/or chlorophenols, and consequently with the dloxln Impurities found 1n these herbicides.
Soft-Tissue Sarcomas.

Soft-tissue sarcomas (STS) constitute a collec-

tion of heterologous lesions that Include both malignant and non-malignant
tumors.

Not all of them have their origin In primordial mesenchymal cells.

Some exceptions are tumors of peripheral nerves, and neuroectodermal tumors
which are classified as STS, but are derived from non-mesenchymal cells.
Classification, grading and staging of STSs Is difficult because of the
capacity of such cells to differentiate Into many different tissues.

Fairly

precise hlstcgenetlc classification of such tumors Is accomplished through
consideration

of growth patterns and cell morphology

and evaluation of

Intracellular and extracellular products of tumor cells. There are a dozen
distinctly different classes of mesenchymal cells that develop Into the following six well-defined

tissue complexes:

fibrous tissue, tendosynovlal

tissue, adipose tissue, muscle, vessels and bone.

STSs can be Induced 1n

any of these tissue types (Hajdu, 1983). The classification of STSs for
cause of death coding In the ninth and latest revision of the International
Classification of Diseases (ICO, 1975) places STSs Into one of several
categories.

But chiefly, they fall Into "malignant neoplasms of connective

C-119

�and other soft-tissue" (ICD 171).

Lymphosarcomas, retroperltoneal sarcomas

and extra skeletal STSs of the bone are coded elsewhere. In some Instances,
1f site 1s mentioned, H 1s coded to the site, e.g., lelomyosarcoma of the
stomach (ICD 151.9), neuroflbroma of the chest wall (215.4).
Questions have been raised concerning the appropriateness of lumping
together malignant tumors of different sites and tumor types In order to
derive risk estimates.

It may not be scientifically appropriate to do so

because an elevated risk cannot readily be ascribed to a particular site or
type as 1s usual with most carcinogenic chemicals and substances.

Unfortu-

nately, with respect to STSs, tallies of deaths due to STSs of particular
sites and types are not maintained separately by the vital statistics
offices because of their rarity, and therefore, H 1s Impossible to derive
risk estimates for particular types at given sites.

Altogether, -2000

deaths/year can be attributed to STSs In the United States, most of which
are coded to ICD category 171 for purposes of developing Incidence and mortality rates for this composite cause.

Within ICO 171, Individual types

that may be correlated with exposure cannot be Identified.
A separate problem that potentially could arise from assigning STSs to
multiple ICD codes 1s that Incidence and death rates due to STSs may be
underestimated.

Furthermore, risk estimates derived from dividing observed

cases (or deaths) by expected cases (or deaths) could be biased upward.
This could happen when observed STSs classified to ICD codes other than ICO
171 are lumped together while expected STSs are based upon ICD 171 only.
Thus, action of this sort, especially with respect to cohort studies of
Individuals exposed to dloxln-contalnlng herbicides and/or chlorophenols,

C-120

�could lead to risk estimates that may be biased upward by the Inclusion of
STSs In the observed category for risk estimation that should be coded to
categories other than 171.
Prompted by clinical observations over a 7-year period of malignant sarcomas 1n seven men with previous occupational exposure to phenoxyacetlc acid
herbicides (Hardell, 1977), researchers at the Department of Oncology, University Hospital, Umea, Sweden, Initiated epldemlologlc studies to test the
hypothesis of an etlologlc association (Hardell and Sandstrom, 1979).

The

Investigators elected to conduct case-control studies, a type of epidemiclogic research particularly well suited for rare diseases with long periods
of Induction (Cole, 1979).

Cases were defined as male patients with sar-

comas of soft connective tissue, such as smooth muscle (lelomyosarcoma) and
fat (Uposarcoma).

The distribution of tumor types In the two studies 1s

shown 1n Table 12.

Sarcomas of harder connective tissues, such as bone and

cartilage, were excluded. According to the authors, these tumors may have a
different etiology and there occurred a different age-distribution 1n patients with these tumors as compared to that of STS (Hardell, 1983).
Two case-control studies were conducted, the first 1n northern Sweden
(referred to below as Study A), and the second In the southern part of the
country (Study B). The frequencies of exposure to the substances of primary
Interest are shown In Table 13.

In the north, occupational exposure to

phenoxyacetlc adds took place 1n both forestry and agricultural work.
the south, these exposures were predominantly agricultural.

In

The phenoxy-

acetlc adds to which exposure occurred consisted predominantly of 2,4,5-T
and 2,4-D 1n both studies.

Exposure to 2,4,5-T 1n the absence of 2,4-D was

rarely reported 1n either study.

Exposure to chlorophenols, which contain

C-121

�TABLE 12

Distribution of Tumor Types 1n Two Case-Controls Studies
of Soft-Tissue Sarcoma

Percent of Cases
Diagnosis

Tissue of Origin

Study Aa
(n=52)

Study Bb
(n=110)

Lelomyosarcoma

Smooth muscle

30

23

Fibrous hlstlocytoma

Subcutaneous connective
tissue

17

25

Llposarcoma

Fat tissue

14

6

Neurogenlc sarcoma

Nerve tissue

10

4

Anglosarcoma

Blood vessels

8

2

Hyxosarcoma

Primitive connective
tissue

6

8

Fibrous tissue

4

8

Other sarcomas

11

24

Total

100

100

F Ibrosarcoma

a

Unpub!1shed Information
strom, 1979)

b

supplied by Hardell

Er1ksson et al., 1979, 1981

C-122

to EPA (Hardell and Sand-

�TABLE 13
Exposure Frequencies In Two Case-Control Studies of Soft-Tissue Sarcoma

Percent Exposed
Study A

Substance(s)

Cases
(n=52)

Study B

Controls
(n=206)

Cases
(n=110)

Controls
(n=219)

Phenoxyacetlc adds only
Chlorophenols only
Both

23.1
11.5
1.9

6.3
2.4
0.5

12.7
10.0
0

2.3
3.6
0

Total

36.5

9.2

22.7

5.9

*Sources: Study A, Hardell and Sandstrom, 1979; Study B, Eriksson et al.,
1979, 1981

C-123

�chlorinated dlbenzodloxln Impurities (Levin et al., 1976) occurred mostly 1n
sawmill work and paper pulp production.
both to phenoxyacetlc add

Very few persons reported exposure

and chlorophenols In these studies.

Of the two

predominant phenoxyacetlc adds, only 2,4,5-T 1s known to be contaminated
with 2,3,7,8-TCDD.

In Study B, a relative risk of 4.9 (90% confidence

Intervals 1.6-11.1) was found In relation to exposure to phenoxyacetlc

add

herbicide other than 2,4,5-T (2,4-D, MCPA, mecoprop, dlchloroprop).
Relative risks 1n relation to the three major categories of exposure are
shown In Table 14.*

Studies A and B Indicate a risk of developing STSs

among workers exposed to phenoxyacetlc adds only, chlorophenols only, or
phenoxyacetlc adds and/or chlorophenols several times higher than among
persons not exposed to these chemicals. In each comparison, the point estimate of relative risk 1s high and unlikely to have resulted by chance alone.
Since little 1s known of the etiology of STSs, the consideration of confounding 1n these studies was largely a hypothetical matter.

The authors

prevented the effects of age, sex, and place of residence as possible confounding factors In the selection of controls.t

Because of the high cor-

relation between exposure to the substances of Interest and employment In
agriculture and forestry, a reasonable hypothesis could be developed that
some other unknown factor present In these occupations was responsible for
the elevated relative risks.

*In the analyses considering phenoxyacetlc adds only and chlorophenols
only, persons exposed to the other categories of substances were excluded.
In Study A, the three persons exposed to both chlorophenols and phenoxyacetlc adds were Included 1n all comparisons.
tControls were matched Individually to cases on the basis of these factors.
Unmatched analyses are presented 1n Table 24 for the sake of simplicity.
The matched-method relative risks for exposure to phenoxyacetlc adds and/or
chlorphenols were 6.2 (P&lt;0.001) 1n Study A and 5.1 (P&lt;0.001) In Study B.

C-124

�TABLE 14

Relative Risks of Soft-Tissue Sarcoma 1n Relation to Exposure to
Phenoxyacetlc Adds and Chlorophenols 1n Two Case-Control Studies3

Phenoxyacetlc Acids
Only

Phenoxyacetlc Adds
and/or
Chlorophenols

Chlorophenols
Only

Study A

Study B

Study A

Study B

Study A

Study B

Relative r1skb

5.3

6.8

6.6

3.3

5.7

4.7

90% Confidence 1nterval c

2.7-10.2

3.1-14.9

2.8-15.6

1.6-7.0

3.2-10.2

2.7-8. 3

Significance level^

&lt;0.001

&lt;0.001

&lt;0.001

&lt;0.005

&lt;0.001

a

Source: Study A, Hardell and Sandstrom, 1979; Study B, Eriksson et al., 1979, 1981

b

Unmatched odds ratio

c

Test-based method of Hlettlnen, 1976

square statistic, no continuity correction, one-tailed test

&lt;0.001

�To test this hypothesis, 1t 1s possible to calculate the relative risk
1n relation to the phenoxyacetlc add

exposure 1n Study B, restricting the

analysis to workers within agriculture and forestry. The result Is a relative risk of 6.1 (90X confidence Interval 2.4-15.4). This finding strongly
suggests that some confounding risk factor for STS distributed throughout
agriculture and forestry work was not responsible for the overall Increase
In risk found In relation to phenoxyacetlc add exposure.
Because exposure histories were obtained by means of questionnaires and
Interviews, the major potential source of bias In these studies stems from
the need to rely upon the personal recollection of cases and controls for
exposure histories. The published papers Indicate that the researchers paid
a great deal of attention to this potential problem and state that they took
all reasonable precautions to avoid 1t during the conduct of the study.
In addition, the relative risk calculated by considering the agriculture
and forestry workers who did not report exposure to phenoxyacetlc adds or
chlorophenols and comparing them to unexposed persons 1n other occupations
was 0.9 (9054 confidence Interval 0.3-2.4) 1n Study B. This suggests that a
great deal of recall bias was not present (Axelson, 1980).
In an update of his earlier study, Eriksson et al. (1981) obtained
Information on the effects of phenoxy acids In the absence of the 1mpur1t1es--polychlor1nated

dlbenzodloxlns and dlbenzofurans.

The risk ratio

given exposure to phenoxy adds free of polychlorlnated dlbenzodloxlns and
dlbenzofurans equaled 4.2 based upon 7 out of 14 respondents who Indicated
exposure to phenoxy add

herbicides. When consideration was given to only

phenoxy adds that contain such Impurities, the risk was 17.0. A description of the basis Tor the determination of exposure or non-exposure to
dloxlns Is not well presented 1n this study.

C-126

�The author concluded that exposure to phenoxy acids and chlorophenols
"might con-,!' t ute a risk factor In Uu: iloviO , , ut uf .uF!-tissue sarcomas."
Ihls risk relates nol. only l.o ?,4,!&gt;-tr1chlorophenoxy acids conlnlnin.j I'oxln
Impurities, but to other phenoxy adds as well.

Some doubt was raised con-

cerning the possible mlsclasslfIcatlons of Individuals who were exposed to
phenoxy acids free of polychlorlnated d1benzod1ox1ns (I.e., 1n particular,
"dlchoroprop"

In the Eriksson study).

In a recent communication from

Hardell (1983), Eriksson recalculated his risk estimates after reclasslfylng
his dlchoroprop-exposed cases and controls Into the category of probable
exposure to phenoxy acids contaminated with polychlorlnated dlbenzodloxlns
and removing them from the non-exposed category. His new estimates were 4.0
based upon 5 out of 8 respondents who were exposed to phenoxy adds free of
contamination and 10.9 for those exposed to contaminated plionoxy a t ' ; -

^;

first estimate was of only borderline significance utilizing the Mletlnen
test based statistic, thus, weakening any finding that the risk of STS
extends to phenoxy adds free of dloxln.
In a cohort mortality study (Cook et al., 1980a) of 61 males Involved 1n
a 1964 chloracne Incident, employees In a trlchlorophenol manufacturing area
were found to have chloracne due to skin absorption of 2,3,7,8-TCDD.

The

skin lesions characterizing chloracne ranged from a few comedones on thr
back of one employee (predating his entry Into the process area where exposure could occur) to severe cysts and comedones over the faces, scalps,
ears, necks and backs of the remaining employees of the group.

Since the

main route of exposure was not through the respiratory tract, no measurements of dloxln In the air were provided by the author.

On the other hand,

the author did subjectively divide the cohort of 61 males Into potentially
"high" vs. "low" exposure by place of work based upon dermal

C-127

exposure,

�although not stated. Vital status was traced from the data of the Incident
through 1978.

Altogether only 4 deaths were observed by the end of the

follow-up, vs. 7.8 expected. Of these, 3 were cancer vs. 1.6 expected. The
remaining

death was hypersensitive

heart disease

vs. 3.8 expected.

The

hlstopathologlc causes of death of the three cancer victims were 1) Hbrosarcoma, 2) glloma with metastases, and 3) adenocarclnoma.

The authors

report that all three victims smoked a minimum of one pack of cigarettes a
day for "many years."
Cancer mortality 1s slightly elevated 1n this cohort despite Us relative low sensitivity, the lack of a sufficient latent period, and the presence of the healthy worker effect.
utable to any particular cause.

This Increased mortality was not attribAdditionally, the authors state that only

one of the cancer deaths possessed "documented"

evidence of chloracne,

although this appears to be at variance with the definition of the cohort,
which was reported by the authors to consist of males who reported to the
medical department with skin conditions subsequently "diagnosed as chloracne." The authors furthermore concluded that the latency period was sufficient to "allow the Identification of a potent human carcinogen," since 1t
"exceeded 14 years."

Orris (1981) criticized this conclusion with a refer-

ence to the Hardell and Sandstrom (1979) study 1n which the authors noted
that the latent period for soft-tissue tumors may be as long as 27 years and
for many, over 14 years.

Cook (1981b) countered

that the Hardell and

Sandstrom (1979) conclusions were based upon questionable data In that the
self-administered questionnaires used 1n that study provided neither valid
quantitative nor qualitative estimates of exposure. Therefore, It could not
be used to determine latent periods.

In any case, Hueper and Conway (1964)

noted that the latent period for the chemical Induction of solid malignant
tumors In man exceeds 15 years and 1s probably &lt;30 years.

C-128

�Although the Hardell and Sandstrom (1979) study has some deficiencies,
the Cook et al. (1980a) study provides little evidence to support the
premise advanced by the authors that dloxln "cannot be considered to be a
potent human carcinogen with organ or tissue specificity." There Is a distinct likelihood that the latent period for the development of STSs and
related tumors due to exposure to dloxln may not have been achieved within
the 14-year follow-up period specified 1n the study.

Furthermore, a much

larger cohort may be needed In order to detect a significantly Increased
cancer risk.
Smith et al. (1982b) conducted a case-control study of 102 males Identified from the New Zealand Cancer Registry as having STSs (ICO 171) between
1976 and 1980. For each case, three controls each with another form of cancer were matched by age and year of registration. The selection of cancer
controls from the same registry was done to eliminate recall bias and/or
Interviewer bias.

The distribution of hlstological types 1n the cases 1s

given In Table 15. The Interview to elicit occupational history Information
was accomplished via the telephone either with the next of kin to the patlent or the patient himself 1f he was well enough.

Anxiety was alleviated

by the mailing of a letter prior to the Interview, the purpose of which was
to Inform the person of the Intention of the Interviewer to ask some questions about his occupational history.
Apparently, the questions asked were not specific enough to Identify
definite exposure to phenoxy herbicides and/or chlorophenols.

The authors

asked only about current occupation or last occupation If retired.

Compari-

sons between cases and controls were accomplished by use of occupational
groupings according to the Standard Classification System of New Zealand
focusing on those occupational groups with a potential for exposure to

C-129

�TABLE 15
Distribution of H1stolog1cal Types of Soft-Tissue Sarcomas

Cell Type

Number of Cases

Percent

Flbrosarcoma

25

24

Llposarcoma

20

20

Rhabdomyosarcoma

9

9

Lelomyosarcoma

7

7

Malignant H1st1ocytoma

6

6

Other

22

21

Unspecified

13

13

102

100

Total

C-130

�phenoxy herbicides and chlorophenols. Expected cases for each major occupational classification were derived based upon the occupational distribution
of the controls.

The authors found no unusual excess of cases of STS In any

major occupational category. In agriculture, forestry and fishing, 14 cases
were observed vs. 14.0 expected.

In laborers, production and transport

workers, 35 cases were observed vs. 37.0 expected.

A further breakdown of

these two broad categories Into finer subcategorles within the major occupational categories revealed no significant excesses.

The study, however, 1s

not useful In assessing the risk of STS from exposure to phenoxy adds
and/or chlorophenols for several reasons.

First, as was pointed out by the

authors, but subsequently dismissed by them as having not much of an Influence, 1s the possibility that switching from one major occupational category
to another over the time period Involved for latent conditions to manifest
themselves could Introduction a negative bias Into any estimates of relative
risks. The latency for STS Is felt to be a minimum of 15 years (Hueper and
Conway, 1964).
The finding of no switching from one occupational category to another
that was noted In the "first 20 Interviews" In which a change could be noted
Is not necessarily Indicative of fidelity to the same Job over long periods
In all 408 cases and controls.

Information Identifying a switch may be

lacking In those cases and controls In which a switch did occur only because
the switch resulted In separation of the earlier work history from the latter. Besides the "first 20 Interviews" where a change could be noted Is not
representative of the entire cohort In any case.
Furthermore, the authors do not know absolutely that any of their cases
and controls were exposed to phenoxy adds and/or

C-131

chlorophenols since

�apparently no effort was made to confirm "potential" exposures.

Only dif-

ferences In occupational classification were noted where "potentially" cases
or controls could have had exposure to the dloxln-contalnlng herbicides. It
was pointed out that the risk estimates noted do not "preclude" the possibility that an association may be found In this study when the cases and
controls (or surviving kin) are Interviewed for chemical spraying at a later
time.

The authors themselves conclude that the preliminary study results

"should not be taken as substantial evidence against the hypothesis that
phenoxy herbicides and chlorophenols may cause human cancer."
It should be noted that the distribution of tumor types differed considerably from the Harden and Eriksson study to the Smith study.

Lelomyo-

sarcomas, malignant hlstocytomas, neurogenlc sarcomas and myxosarcoma seem
to predominate 1n the Hardell and Eriksson study, whereas fIbrosarcomas and
Uposarcomas appear prominently 1n the Smith study.

More attention should

be devoted to the study of the dlsbrlbutlons of STS types 1n registry data
everywhere 1n order to determine 1f such variations In the reporting of STS
types are random occurrences.

It 1s possible that the cancer effect of

exposure to phenoxy herbicides may be narrowed to just certain types of
STSs, the predominant ones In the Swedish studies.
In a later study of STSs, Smith et al (1983a) conducted a case-control
study of STSs 1n males that were reported to the New Zealand Cancer Registry
by Public Hospitals between 1976 and 1980.

The author matched one cancer

control randomly chosen from the registry with each case, Initially starting
with 112 of each.

Controls were matched for year of registration and by

date of birth ± 2 years.

Inquiries were made by the authors with the hos-

pital consultant, family doctor, and finally the next-of-kln or patient 1f
alive. Telephone Interviews were conducted by only one Interviewer who had

C-132

�no knowledge of the patients cancer history and were completed on 80 cases
and 92 controls.

Because some 32 potential cases (14 Ineligible) and 20

controls were excluded or lost from the study for various reasons, 1t raises
a question whether control of confounding by age and year of registration
was maintained In the final group of 172 cases and control Included In the
analysis. Presumably the corresponding "matched" case or control to each of
the 52 lost members of the total study group were not excluded.
Patients were classified as having had potential exposure to phenoxyacetic acids 1f they had definite, probable or possible exposure to phenoxyacetlc add

through spraying or hand contact.

The actual chemical was

Identified only In some Instances. The authors concluded In all remaining
situations that 1f the member sprayed "gorse" and/or "blackberries" this was
tantamant to potential exposure to phenoxyacetlc add.

Smith calculated

elevated but non-significant relative risks of exposure to phenoxyacetlc
acid ranging from 1.3 In those Individuals who were "probably exposed" for a
minimum of 5 days not In the previous 10 years prior to cancer registration
to 1.6 In Individuals "probably exposed" for a minimum of 1 day not 1n the
previous 5 years prior to cancer registration. When risk ratios were calculated after stratifying by year of birth and whether or not the patient or a
relative was Interviewed, the rates Increased to 1.7 (from 1.6) 1n the
latter and 1.4 (from 1.3) In the former calculation, although still nonsignificant. It would be of Interest to repeat the above calculations excluding only those with potential exposure occurring only within the 15-year
period just prior to cancer registration. Furthermore, the categories of
exposure "probably or definitely" exposed for &gt;1 day or. even 5 days raises a
question whether any of the cases or controls could really be said to have
ever come 1n contact with enough phenoxyacetlc add

C-133

to justify such a

�designation. It could be that, In fact, potentially exposed Individuals 1n
New Zealand have had little or no contact with the herbicide.
The authors did conclude that the finding of a relative risk of 1.7 In
Individuals with &gt;1 day exposure not 1n the last 5 years cannot be entirely
discounted.

But then the authors state that 1f exposures of &gt;5 days prior

to 10 years before cancer registration are not Included they would expect an
Increase, and since they do not see an Increase, there 1s no evidence of a
"real causal link." One might question whether this 1s a suitable criterion
for providing evidence of a causal association.

Perhaps a more valid group

for study would be one where the potential exposure was considerably longer
than "5 days" and &gt;15 years prior to Initial cancer registration. As kind
of a subtle Justification for the finding of no significant risk In workers
exposed In phenoxy adds, the author alludes to the fact that there are
currently 500 full-time workers registered In New Zealand who do full time
ground spraying and altogether some 2000 workers who were at some time
professionally Involved 1n phenoxyacetlc add

herbicide spraying from the

air or ground with exposure "very much greater" than that of patients 1n
this study.

This kind of argument has appeal 1f these workers could be

shown to have had their exposure sufficiently far 1n the past that latency
considerations could be adequately addressed.

However, the real question

again remains how much real exposure did those patients 1n the study really
have 10-15 years earlier, and 1n what numbers.

The author remarks that H

1s surprising that he found no STS victims who had ever worked full-time 1n
phenoxyacetlc add

herbicide spraying.

Perhaps they have not yet been ob-

served for a long enough period. However, as was pointed out by the author,
the findings do not support the hypothesis that exposure to phenoxyacetlc

C-134

�add herbicides causes STS.

But neither do they support a negative finding

without better documentation regarding actual exposure and time of actual
exposure.
Pazderova-Vejlupkova et al. (1981) studied 80 workers Involved In the
production of 2,4,5-sodlum trlchlorophenoxyacetate and butylester of tr1chlorophenoxyaceUc acid who subsequently

became

2,3,7,8-TCDD during the period 1965-1968.

Only 55 members of this group

were followed for 10 years.

111 from exposure to

The remaining 25 either refused participation

or moved leaving no forwarding address.

Most patients developed chloracne

while 11 developed porphyrla cutanea tarda.

Chief chemical signs were

metabolic disturbances, pathologically elevated Uplds with abnormalities 1n
the llpoproteln spectrum, and "pathological" changes 1n glucose tolerance.
Other symptoms noted were biochemical deviations consistent with "a mild
liver lesion," light steatosls, perlportal flbrosls or activation of Kupffer
cells, or nervous system focal damage (peripheral neuron lesion In lower
extremetles).

Altogether six patients were reported to be deceased during

this 10-year period, 2 from bronchogenlc carcinoma, 1 from cirrhosis, 1
atherosclerosis preclpue cerebl and 2 1n auto accidents. No STSs or lymphomas were found.

Since there was no comparison population with which to

estimate relative risk for cancer, the study must be classified at best as
clinical with respect to cancer.

The six deaths that occurred during the

10-year observation period In the 55 cannot be construed to be associated
with exposure to the 2,4,5-T. Because of the small number of cases and the
short follow-up period, nothing can be said concerning the association of
exposure with cancer, especially specific types of cancer such as STS or
non-Hodgk1n's lymphoma.

C-135

�et al. (1982, 1983)
cators Formed In 1972

studied a cohort 1926 herbicide appli-

from personnel records of four Finnish employers

(I.e., the Forestry Authority, Highway Authority, State Railways and a
state-owned electric power company).

Chlorinated phenoxyadds had been used

since the 1950's 1n Finland for spraying. They constituted 2:1 mixtures of
emulsified esters of 2,4-D and 2,4,5-T dissolved 1n water.

Analyses from

old herbicide formulations dating back to the 1960's revealed that these
mixtures contained 0.1-0.9 mg/kg of 2,3,7,8-TCDO).
This cohort of male workers was exposed a minimum of 2 weeks during at
least one growing season
through 1980

from 1955-1971.

Follow-up continued 9 years

for mortality but only until 1978 for morbidity. Fifteen

Individuals could not be traced by 1980.

Expected deaths were generated

based upon cause- and age-specific national Finnish death rates for 1975.
Expected cases were similarly calculated based upon national Incidence rates
of 1975.

By 1980, 144 deaths had occurred vs. 184.0 expected, a deficit of 22% 1n
observed mortality. Only 26 cancer deaths had occurred vs. 36.5 expected, a
29% deficit.

The authors separated out "natural" deaths from the total.

The observed residual deaths equaled 39 while the expected deaths equaled
28.7.

This excess was of borderline significance.

sidered 10-year and 15-year latent periods.

The authors also con-

Even after 15 years, the defi-

cit of deaths continued to manifest Itself both 1n categories of all causes
and total cancers; 35 observed vs. 53.6 expected and 5 observed vs. 11.3
expected, respectively. Similarly, the 7-year follow-up of cancer morbidity
revealed 26 cases of cancer vs. 37.2 expected. After 10 years latency, 16
cancer cases were observed vs. 20.1 expected.

C-136

None of the 26 cancer deaths

�or 26 cancer cases were of the STS or lymphoma type.
and 0.5 lymphomas were expected.)

(However, only 0.1 STS

In no Instance was cancer of any site

significantly elevated.
The authors note that this unusual deficit of mortality and morbidity of
between 70-8254 (even after 15 years from Initial exposure) 1s probably a
consequence of the "healthy worker effect" 1n that only able-bodied and
healthy Individuals were selected Into the Industry.

The fact that the

cohort was assembled In 1972 from records of persons who were exposed as
early as 1955 (17 years prior) raises the likelihood that In 1972 a "survivor" population remained (45 deaths prior to 1972 were eliminated from the
cohort) that was relatively healthy.

Furthermore, the unusually large num-

ber of not "natural" expected and observed deaths (probably accidents and
external causes) occurring to this cohort Indicate a relatively youthful
population was under scrutiny.

The leading cause of death to persons under

35 years Is from accidents, based on national vital statistics.
The authors correctly note that, because of limitations In the study
material, only powerful carcinogenic effects could be detected.

Risk ratios

higher than 1.5 for all cancers, 4.0 for lymphomas and 10.0 for STS could be
excluded based on this data set from the authors own calculations.

Hore

follow-up Is needed In order to provide a stable assessment of the relationship between exposure and cancer.

The authors concluded that this study

will allow no assessment of STS because "the number of persons having a sufficiently long latency period 1s too small."

It was suggested

that more

valid conclusions could be made only with the passage of time.
Recently, the Michigan Department of Public Health (1983b), produced an
ecological study of soft and connective tissue cancer mortality rates 1n
Midland and other selected Michigan counties.

C-137

They found that mortality

�rates for this cause were 3.8-4.0 times the national average for the periods
1960-1969 and 1970-1978, respectively, for white females In Midland. These
estimates are based upon 5 deaths and 7 deaths, respectively, and are listed
In Table 16. No excess risk was reported among white males, however. The
Michigan Department of Health concluded that because of the occurrence of
these two successive elevated rates, It Is unlikely to be a chance happening.

At the same time the age-adjusted male and female cancer mortality

rates for Midland were below that of the State of Michigan 1n the period
1970-1979. Midland County 1s the home of a major chemical company that produced phenoxyacetlc add herbicides until recently. The authors state that
a detailed review of death certificates, hospital records, residency and
occupational histories of the 20 male and female cases revealed no "commonalities" suggesting a "single causative agent" although a majority or their
spouses had worked at this chemical facility. They recommend that a casecontrol study should be Instituted to evaluate possible Influences, such as
lifestyle, occupation or location of residence on the risk of STS.
In a separate review of the ep1dem1olog1cal evidence for STS from exposure to 2,4,5-T-conta1n1ng herbicides, the United Kingdom Ministry of Agriculture, Fisheries and Food (1983) concluded that there was no evidence vO
recommend

altering their earlier conclusion that formulations of phenoxy

acid herbicides and related wood preservatives as "presently cleared" are
safe and may continue to be used.

This report too readily discounts the

positive studies of Hardell and Eriksson as being biased, and H makes no
reference to the later validity study by Hardell (1981) of his own work
utilizing colon cancer controls (see Section on Malignant Lymphoma).

In

this report Hardell effectively answered these early criticisms that were
reiterated by the British In their report. At the same time, the British

C-138

�TABLE 16
Midland County Soft and Connective Tissue Cancer Deaths 1960-1981*

Type of Malignancy

Identification

Primary Site

Year of
Death

Age

Type

1961

F

24

Hemanglosarcoma

Face

Skull and upper lobe
of lung

1963

F

75

Llposarcoma

Right gluteal

Unknown

Unknown

1964
CO
&lt;£&gt;

Sex

F

51

Lelomyosarcoma

Uterus

Widespread

11-63

1968

F

37

Llposarcoma

Spine

Lungs, pelvis

1969

h

45

Flbrosarcoma
Lelomyosarcoma

Right thigh
Uterus

Lung, liver
Adrenal gland and skin

1970

F

59

Kaposl sarcoma

Right leg

Lymph nodes

1970

F

56

Flbrosarcoma
Lelomyosarcoma

Right thigh
Abdominal wall

Spine
Lung

1974

F

1

Rhabdomyosarcoma

Inguinal area

Unknown

1976

F

77

Llposarcoma

Right thigh

Buttock, lung, Mb,
lymph nodes

12-74

64

Lelomyosarcoma

Left knee

Liver, lymph nodes,
lung, bone

7-70

1978

Metastases

Month and Year
Diagnosed

5-58

1-66

10-68
8-68
1960
1967
8-73

�TABLE 16 (cont.)

Identification

Type of Malignancy

Sex

Age

Type

1978

F

26

Rhabdomyosarcoma

Rectum

Lung, neck, Inguinal
region

6-76

1978

F

88

Flbrosarcoma

Right cheek

Facial area

6-78

1979

F

27

Lelomyosarcoma

Left thigh

Lung

3-78

1962

M

63

Rhabdomyosarcoma

Left lower leg

Lung and right outer
chesfwall

8-61

1967

M

77

Mesothelloma

Lung

Lung, peritoneum and
diaphragm

6-67

1967

M

20

Rhabdomyosarcoma

Pharynx

PerlorbHal area and
liver

1-67

1969

M

32

Llposarcoma

Left arm

Perineum and buttock

6-64

1971

M

76

Lelomyosarcoma

Small
Intestine

Liver

1972

M

89

Lelomyosarcoma

Retroperltonal
region

Hepatic system

7-72

1976

M

53

Flbrosarcoma

Per1t1oneum

Lung, liver

3-75

Year of
Death

o
I

Primary Site

*Source: Michigan Department of Public Health, 1983b

Metastases

Month and Year
Diagnosed

10-69

�report appears to put undue emphasis on non-positive studies that do not
demonstrate a risk, although most of them have methodological limitations
(I.e., low power, Insufficient latency and Inappropriate study method).

In

short, the British review appears to be overly optimistic about the safety
of 2,4,5-T herbicides.
In summary, the associations reported 1n the two Swedish soft-tissue
sarcoma studies are great enough to make 1t unlikely that they have resulted
entirely from random variation bias or confounding, even though the possibility cannot be dismissed that bias or confounding was present.

Therefore,

the studies provide a strong suggestion that phenoxyacetlc add herbicides,
chlorophenols or their Impurities are carcinogenic 1n humans.
Malignant Lymphoma.

A separate series of clinical observations at the

Department of Oncology 1n Umea, Sweden (Hardell, 1979), led the researchers
to conduct a case-control study of malignant lymphoma In relation to phenoxyacetlc add, chlorophenols, and other organic compounds (Hardell et a!.,
1980, 1981).

Approximately 33% of the cases 1n this study were patients

with Hodgkln's disease; the remainder of the lymphomas were non-Hodgk1n's
forms.
This study employed essentially the same methods and produced results
closely comparable to these from the STS studies:
5-fold

statistically significant

to 6-fold relative risks In relation to phenoxyacetlc

chlorophenols.

adds and

In addition, an elevated relative risk was found In connec-

tion with exposure to organic solvents, such as benzene, trlchloroethylene,
and styrene.

In the published report, the methods and results were Incom-

pletely documented, especially the possibility of confounding by exposure to
the organic solvents.

C-141

�In the update of the earlier 1980 study. Harden et al. (1981), utilizing the same basic data source, found that 36.1% of the cases had been
exposed to phenoxy herbicides or chlorophenols, while only 9.6%

of their

controls were so exposed. The estimated relative risk was 6.0 when matching
was considered and 5.3 when matching was eliminated.

When cases and con-

trols who were exposed to chlorophenols only were excluded, the relative
risk of lymphoma from phenoxy acids alone was 4.8 (95% C.I. 2.9-8.1). On
the other hand, If phenoxy adds are excluded and consideration Is given to
just chlorophenols (which Includes combined exposure to phenoxy acids and
chlorophenols), then the relative risk equaled 4.3 (95% C.I. 2.7-6.9). The
author further subdivided this group Into "low-grade" vs. "high-grade" exposures to chlorophenols.

A continuous exposure of not more than 1 week or

repeated Intermittent exposures totaling not more than 1 month was classified as low-grade. The relative risk for high-grade exposure was 8.4 (95%
C.I. 4.2-16.9), while that for low-grade exposure equaled 9.2 (95%

C.I.

1.6-5.2). If exposure to organic solvents Is examined, given that cases and
controls exposed to only phenoxy adds and/or chlorophenols were excluded
except for combined exposure to organic solvents, H 1s found that highgrade and low-grade relative risks were 2.8 (95% C.I. 1.6-4.8) and 1.2 (95%
C.I. 0.5-2.6), respectively.

However, the author notes that exposure to

phenoxy acids and high-grade organic solvents (exposure to chlorophenols
excluded) produced a relative risk of 11.2 (95% C.I. 3.2-39.7) based upon a
few cases and controls with exposure to both.

The authors concluded that

"exposure to organic solvents, chlorophenols and/or phenoxy adds constitutes a risk factor for malignant lymphoma."

C-142

�This latter study Is still subject to the same methodological criticisms
to which the earlier study was subjected.

Chief among those Is the possi-

bility of observational and/or recall bias creeping Into the responses that
are elicited from self-administered questionnaires on kind and length of
exposure.

Secondly, confounding by exposure to potentially carcinogenic

organic solvents and other agents could have had an effect, although the
author assures the reader that they did not.
Other research has tentatively suggested that lumberjacks may be at
Increased risk of lymphoma (EdUng and Granstam, 1979).

The NHro study

found three deaths from cancers of the lymphatic and hematopoletlc system,
against only 0.88 expected (P = 0.06, one-tailed Polsson test).
The lymphoma case-control study (Harden et al., 1980, 1981) Is consistent with the two STS studies discussed above.

On the other hand, the

consistency could also reflect an as-yet unidentified methodologlc flaw 1n
all these studies.
The two Swedish case control studies on STSs and a later case control
study of malignant lymphoma (Hardell et al., 1981) were subjected to a
validity analysis with respect to the assessment of exposure by Hardell and
Eriksson (1981).

To answer the question raised regarding the recall of

occupation In a forestry/agriculture job, secondary to the recall of exposure to phenoxy adds and/or chlorophenols, the cases and controls were
divided Into three groups: those who worked their entire time since 1950 1n
an agriculture/forestry job, those who worked some time In an agriculture/
forestry job but not exclusively, and the remainder who never worked 1n a
forestry/agriculture job. The study found that the risk ratio was still 8.2
for STS 1n exclusively agriculture/forestry workers who were exposed to
phenoxy acids compared to workers found In other occupations having no
apparent exposure to phenoxy adds or chlorophenols.

C-H3

Even when comparing

�phenoxy

acid

and/or

chlorophenol

exposed

agricultural/forestry

workers

exclusively with non-exposed agricultural/forestry workers, the risk ratio
was still 7.1. This argument seems to answer effectively questions regardIng recall of occupation secondary to exposure.
On the other hand, the relative risk remains 5.4 when comparing phenoxy
acid and/or chlorophenol exposed workers exclusively In occupations other
than agriculture/forestry

with non-exposed workers 1n those same occupa-

tions, thus, suggesting the presence of either recall bias or still another
occupation with potential exposure to phenoxy adds and/or chlorophenols
(Table 17).
When woodworkers are separated out (possible exposure to chlorophenols
In treatment of wood) the risk ratio becomes 9.7 (Table 18). These data
suggest the presence of some recall bias.
Another focus of this study was to determine 1f observational bias on
the part of the Investigators could explain the significantly high risk
estimates,

lo answer the question, the study compared the exposure data

derived from the Interviewee's returned questionnaires only with the combined Information from both the phone Interviews and questionnaires. The
study

found no substantial differences 1n the frequency of reporting

exposure.
Still a third consideration of possible bias Involves recall of exposure
to phenoxy adds and/or chlorophenols because of subject knowledge of having
cancer In the cases versus no knowledge of cancer In the referent population. The study chose as a referent group for the 52 STS cases (Hardell and
Sandstrom, 1979) and the 169 malignant lymphomas (Hardell et al., 1981) a
group of 154 colon cancer cases from the same population source and compared
their exposure to phenoxy adds and/or chlorophenols by broad age groupings,
and by rural vs. urban residence.

C-144

�TABLE 17
Other Occupations (Minus Forestry/Agriculture)*

Group

Phenoxy Aclds/Chlorophenols

Cases
Referents

Non-exposed

11

68

5

167

RR = 5.4
*Source: Hardell and EMkkson, 1981

C-145

Xs = 11.01 (P&lt;0.01)

�TABLE 18
Other Occupations (Minus Forestry/Agrlculture/Woodworkers)*

Group

Phenoxy Adds/Chlorophenols

Non-exposed

Cases

4

66

Referents

1

160

RR = 9.7

X 2 = 5.98 (P&lt;0.05)

*Source: Hardell and Erlkkson, 1981

C-H6

�Utilizing a Mantel-Haenszel rate ratio, the study found the risk of
exposure to phenoxy adds remaining significantly high at 5.5 and to chlorophenols 5.4 In the STS cases compared to the colon cancer controls.

Simi-

larly, with the malignant lymphomas, the Identically derived risk ratios
remain significantly high at 4.5 with respect to phenoxy acids and/or
chlorophenol exposure 1n the cases, hence, the study concludes, no "substantial observational bias" exists.

If the study Is assuming that recall

bias was and Is the same as observational bias, then such a conclusion may
not be entirely warranted from the comparison. Certainly, 1t appears that
no recall bias existed because of subject "knowledge of having cancer" based
on the authors analysis.

But 1t does not rule out the possibility that

recall bias can still be present In their data for other reasons.

Hardell

refers to an Intense "debate about phenoxy acids and their presumptive risk"
In Sweden at the time the colon cancer study was conducted.

But, there Is

no reason to think that colon cancer victims would assume their disease was
brought about from exposure to dloxln containing chemicals 1f no connection
was suggested.
It seems plausible that STS and/or non-Hodgkln's lymphoma patients would
either learn at the time of their diagnosis that exposure to dloxln containing chemicals was the likely cause of this rare type of tumor or quickly
learn from other sources, such as the news media, that exposure to herbicides containing dloxln could cause their rare form of cancer.

Whereas,

colon cancer victims (a rather common form of cancer) would not necessarily
be led to believe that exposure to the same dloxln containing chemicals
caused their disease.

Hence, 1t 1s not difficult to Imagine that such

unusual victims of cancer could better "remember" exposure to such chemicals
than could colon cancer patients.

C-147

�Therefore, although this study may explain any biases Introduced from
secondary recall of occupation, observational bias Introduced from the telephone Interviewer and recall bias due to subject knowledge of cancer, 1t
does not adequately answer questions of recall bias Introduced through the
acquired awareness on the part of the victim of STS or non-Hodgk1n's lymphoma that his condition may have been caused by exposure to dloxln containing herbicides.
Stomach Cancer.

Studies of two of the oldest cohorts of workers known

to have been exposed to phenoxyacetlc acid herbicides and/or 2,3,7,8-TCDD
report stomach cancer mortality rates significantly higher than expected,
but the results 1n each study were based on small numbers of deaths. In one
study (Axelson et al., 1980), 348 Swedish railroad workers with at least 46
days of herbicide exposure between 1955 and 1972 were followed through
October 1978. The workers were grouped on the basis of their primary herbicide exposures:

those primarily exposed to phenoxyacetlc acids (2,4-D and

2,4,5-T) only, to amltrole (amlnotrlazole) only, and to both types of herbicides.

After a 10-year latency was achieved, 3 stomach cancer deaths were

observed vs. 0.71 expected (P&lt;0.05).

None were attributable to amltrol

alone, but two were assigned to phenoxy adds alone while the remaining
stomach cancer death occurred 1n a worker exposed to both amltrol and
phenoxy adds In combination.

The excess was more pronounced (3 observed

vs. 0.57 expected, P&lt;0.05) among those with early exposure (1957-1961) to
phenoxy adds and/or amHrol.

If persons who were exposed to just amltrol

alone are excluded, thus leaving Individuals exposed to phenoxy acid alone
and amltrol 1n combination, the excess 1s enhanced further (3 observed vs.
0.41 expected, P&lt;0.01).

C-148

�Axelson et al. (1980) also notes an excess 1n total "tumors" after 10
years latency as well (15 observed vs. 6.87 expected, P&lt;0.005).

This 1s

pronounced In those exposed early to phenoxy acids alone (6 observed vs.
2.60

expected, P&lt;0.01) and phenoxy acids In combination with amltrol (5

observed vs. 1.34 expected, P&lt;0.05).

Presumably, "tumors" In Sweden are

analogous to malignant neoplasms In the United States.

The author states

that no specific type of tumor predominates and no breakdown by tumor type
Is provided.
The other

study showing Increased stomach cancer mortality 1s the

follow-up of 75 workers exposed to 2,3,7,8-TCDD during and after a 1953 runaway reaction at a trlchlorophenol manufacturing facility 1n Ludwlgshafen,
Federal Republic of Germany (Thelss and Frentzel-Beyme, 1977). Two sources
were used to calculate expected deaths:

national mortality rates for the

period 1971-1974, and 1972-1975 rates for Rhlnehessen-Palatlnate, the region
In which Ludwlgshafen 1s located.*
The results, shown 1n Table 19, Indicate an Increased rate of stomach
cancer mortality that also Is not likely to have been due to chance alone.
Two aspects of the methodology used should be noted that could have
Influenced these results.

First, the available report does not Include an

analysis allowing for a minimum period of cancer Induction. It Is known
that all three stomach cancer deaths 1n the Ludwlgshafen cohort occurred
more than 10 years after Initial exposure.

Employing a 10-year restriction

to follow-up (as 1n the Swedish cohort study) would result In a higher relative risk estimate by reducing the number of expected deaths.

*The report originally Included expected deaths using rates for the city of
Ludwlgshafen, which were later shown to be Inaccurate.

C-149

�TABLE 19

Analysis of Stomach Cancer Mortality In a Group of
West German Factory Workers Exposed to 2,3,7,8-TCDD*

Source for
Expected Deaths

Stomach Cancer Deaths

Relative
Risk

Significance
Level

Observed

Expected

3

0.559

5.4

0.02

3

0.495

6.1

0.01

Federal Republic
of Germany
1971-1974

RhlnehessenPalatlnate
1972-1975

*Source: Thelss and Frentzel-Beyme, 1977

C-150

�Secondly, national and regional mortality rates from the 1970's were
used to generate expected deaths to compare with observed mortality over a
much longer period (1953-1977).

Strong temporal trends In stomach cancer

mortality In West Germany during the late 1950's and 1960's would make these
expected figures Inaccurate.

Without knowledge of such trends, the direc-

tion and magnitude (1f any) of this possible source of bias cannot be
estimated.
The researchers also used an Internal control group which does not raise
the second concern discussed above.

This group consisted of 75 men, each

matched to study group members by age and date of entry Into employment, and
selected at random from a 11st of over 10,000 persons who had been Included
1n previous cohort studies by the same Investigators.

No stomach cancer

deaths occurred In this control group during the follow-up period.

Thus,

use of the Internal control groups also Indicates an excess of stomach cancers 1n the exposed workers.
In an update of this earlier study, Thelss et al. (1982) continued the
follow-up of his cohort through 1979 by adding 2 additional years of followup and apparently reducing the size of his cohort from 75 to 74. Altogether
21 deaths (4 more than from the earlier study) occurred vs. 18 and 19 deaths
1n the 2 matched (1 to 1) Internal comparison groups.

WHh respect to can-

cer deaths, the numbers were respectively 7, 5 and 5.

The first control

group was manually matched from the total number of persons (5500 Included
In the cohort until the end of 1976) and the second, at random, by computer
for some 8000 employees.

In addition, 19 expected total deaths were esti-

mated based on 1970-1975 mortality statistics of Rhlnehessln-Palatlnate, 18
expected deaths based on 1970-1975 mortality statistics of Ludwlgshafen, and
20 expected deaths based upon 1971-1974 mortality statistics of the Federal

C-151

�Republic of Germany.

Just as In the earlier study, the three stomach car-

cinomas noted earlier appear to be significantly elevated Irregardless of
which external comparison group 1s used (Table 20).
On the other hand, one stomach cancer appeared In the randomized Internal control group.

None appeared 1n the manually matched Internal control.

No other elevated

risks for any other cause were evident and no STSs

appeared.

When latency was considered only, the risk of stomach cancer

remained significantly elevated after a lapse of 10 years (3 observed, 0.52
expected, P&lt;.016) and then after a lapse of 15 years (2 observed, 0.23
expected, P&lt;.02) based upon death rates of Rhlnehessln-Palatlnate, 1970-1975.
Again, these study conclusions are limited by the small size of the
study group and the very few cancer deaths noted at any particular site.
Thus, It 1s Insensitive to the detection of a significantly elevated risk
for most causes of cancer, especially STS and lymphomas. Although, stomach
cancer 1s elevated significantly, 1t Is based only upon three deaths and
since one stomach cancer death has been noted 1n an Internal control group
1n the updated version, H appears that this finding has been weakened somewhat.

Furthermore, as was pointed out earlier, trends 1n stomach cancer

mortality during the 1950's, 1960's and 1970's could make the comparison of
stomach

cancer

mortality with expected

deaths

less valid

based

upon

1970-1975 rates.
In summary, the evidence that phenoxyacetlc adds and/or 2,3,7,8-TCOD
might Increase the risk of stomach cancer consists of two studies, each of
which reports a statistically significant excess that Is based on only three
stomach cancer deaths.

Further follow-up of these and similar cohorts 1s

warranted, but firm conclusions cannot be made on the basis of the available
data.

C-152

�TABLE 20

Reanalysls of Stomach Cancer Mortality 1n a Group
of West German Factory Workers Exposed to 2,3,7,8-TCDD*

Source for
Expected Deaths

Stomach Cancer Deaths
Observed

Federal Republic of
Germany 1971-1974

Relative
Risk

Significance
Level

Expected

0.7

4.3

0.034

1970-1975

0.64

4.7

0.027

Ludwlgs-Shafen
1970-1975

0.61

4.9

0.024

Rhlnehessln-

Palatlnate

*Source:

Thelss et al., 1982

C-153

�Four additional cohort studies have reported results that do not show
Increased stomach cancer mortality rates In groups oF workers exposed to
phenoxyacetlc acids and/or 2,3,7,8-TCDD. These are studies of 2,4,5-T production workers In Midland, Michigan (Ott et al., 1980), Finnish phenoxyacetlc add herbicide applicators (R11h1mak1 et al., 1978), the NHro study
In which workers were exposed to 2,3,7,8-TCDD (Zack and Susklnd, 1980) and
trlchlorophenol manufacturing workers (Cook et al., 1980a).
As previously mentioned, the N1tro study Included a single death from
STS and a weakly suggestive Increase In lymphatic and hematopoletlc system
cancer mortality. The Midland study Included only one cancer death, a tumor
1n the respiratory system.

In the Finnish study, hlstologlc Information on

tumor types was not provided; however, there were no deaths from lymphoma.
The results pertinent to stomach cancer mortality 1n the three studies
are shown 1n Table 21.

Neither the Midland study nor the NHro study con-

tradicts the findings of the Swedish and West German Investigations previously discussed.

This can be shown In two ways.

First, the upper 95/4

confidence limits for the relative risk estimates from these two "negative"
studies exceed even the highest point estimates of relative risk (6.1) from
the two "positive" studies (see Tables 14 and 19).
This Indicates that the relative risk estimates from the Midland and
NHro studies, even though equal to zero, are nevertheless not significantly
different from the estimates of 6.1, given the sample sizes, follow-up periods, age distribution and comparison group rates.

C-154

�TABLE 21

Stomach Cancer Mortality In Three Studies of Workers Exposed
to Phenoxyacetlc Add Herbicides and/or 2,3,7,8-TCDD

Stomach Cancer Deaths
Observed

Relative
Risk

95% Confidence
Interval

Reference

Expected

0

0.14a

0

0-26.3

Ott et al ., 1980

5

6.9*.b

0.7

0.2-1.7

R11h1mak1 et al.,
1978

0

0.5D

0

0-7.4

Zack and Susklnd,
1980

Estimated from total cancer expected deaths (see footnote 1n text).
^Entire follow-up period without regard for minimum time for cancer Induction (Ott et al., 1980 used a 10-year minimum Induction period).

C-155

�In addition, the smallest relative risk In the Midland study (a =
0.05, &lt;p = 0.2 one-tailed Polsson test) was 21.4 (3 observed deaths, 0.14
expected}.*

Similarly, the smallest detectable relative risk In the NHro

study (a = 0.05, 9 = 0.2, one-tailed Polsson test) was 10.0 (5 observed
deaths, 0.5 expected). This calculation, however, was based on results for
the entire follow-up period.

If, as 1n the Midland study, a minimum period

of cancer Induction had been employed, the expected deaths would have been
fewer and the smallest reasonably detectable relative risk would have been
greater.
Midland

This analysis of statistical power Indicates that the NHro and
studies had

very low probabilities

of detecting the ~6-fold

Increases 1n risk suggested by the Swedish and West German Investigations.
Statistically, the study of Finnish herbicide applicators 1s Inconsistent with the results of the Swedish and West German cohort studies. The
smallest reasonably detectable relative risk

(a = 0.05, &lt;p = 0.2, one-

tailed Polsson test) was only 3.1 (11 observed deaths, 3.6 expected).t
The study, therefore, appears powerful enough to detect relative risks even
smaller than those seen In the Swedish and West German studies. A partial
explanation for this apparent Inconsistency could lie In the fact that the

*0tt et al. (1980) did not report expected deaths from stomach cancers. The
figure 0.14 was obtained by multiplying the numbers of expected deaths from
all cancers (2.6, allowing a 10-year minimum Induction period) by the percentage of stomach cancers among the expected deaths 1n the NHro study
(0.5/9.04 = 5.554). The two studies used United States white male mortality
rates and covered similar calendar years 1n follow-up (1949-1978 1n NHro
and 1950-1976 1n Midland), but a similarity 1n age distributions cannot be
established from the published reports.
•f-The expected stomach cancer deaths were estimated 1n the same manner as
for the Midland study. A proportion of 20% of all cancer deaths was
applied because Finnish male mortality rates are known to be very high.

C-156

�Finnish study set the minimum period of herbicide exposure for membership 1n
the cohort at 10 days (2 working weeks) and noted that the "total strength
of exposure has, In most cases, been a few weeks only."

The Swedish study

of herbicide applicators set the minimum exposure at 46 days {&gt;! spraying
season).
There are also certain Inconsistencies

In the data from the Finnish

study which the authors note but find difficult to explain. In particular,
no cancer deaths occurred during the latter part of the study period among
Forestry Authority workers

(1 of 4 groups Included 1n the cohort), even

though 9.0 deaths were expected.

This finding strongly suggests some defi-

ciency In follow-up or In the source records from which vital status was
determined.
In summary, four cohort studies of workers exposed to phenoxyacetlc add
herbicides and/or 2,3,7,8-TCOO do not report Increased risks of stomach cancer.

Only one of these, however, was statistically powerful enough to be

Inconsistent with the two studies that tentatively suggest an Increase 1n
stomach cancer risk. The available report of this study of Finnish herbicide applicators contains methodologlc questions that require clarification.
Summary of Epldemlologlcal Studies.

The net result of adding together

the number of workers exposed to phenoxy acids and/or chlorophenols from all
case studies was an unusually high number of STSs, considering the rarity of
the disease.

It Is suggestive of an association of cancer with exposure to

phenoxy adds and/or chlorophenols, and consequently, with the Impurities
found In these herbicides, Including 2,3,7,8-TCDD.
Two Swedish case-control studies report highly significant association
of STS with exposure to phenoxy add and/or chlorophenols. They do not pinpoint the risk to the dloxln contaminants, however.

C-157

In fact, 1n one study,

�the risk was found to extend to phenoxy acids free of dloxln Impurities. In
that study, the risk Increases to 17 when phenoxy acids known to contain
dloxln Impurities (polychlorlnated dlbenzodloxlns and dlbenzofurans) are
considered.

The extent of observer bias and recall bias Introduced Into

these studies by the employment of an undesirable methodology (self-administered questionnaires) Is probably not of sufficient magnitude to have produced the highly significant risks found In the studies. However, the possibility exists that these biases could have played a role 1n the determination of these risks, and consequently the data must be considered limited
for the cardnogenldty of phenoxy add

herbicides and/or chlorophenols 1n

the absence of confirmatory studies.
Later studies that did not reveal a significant excess risk of STS have
severe limitations with their methodologies.

These problems make these

latter studies Inadequate to evaluate the risk of STSs from exposure to
phenoxy acids and/or chlorophenols and, consequently, 2,3,7,8-TCDD.
Therefore, the Swedish case-control studies provide limited evidence for
the carc1nogen1c1ty of phenoxy adds and/or chlorophenols In humans. However, the evidence for the human carclnogenlclty for 2,3,7,8-TCDD based on
the epldemlologlc studies Is only suggestive due to the difficulty of evaluating the risk of 2,3,7,8-TCDD exposure 1n the presence of the confounding
effects of phenoxy adds and/or chlorophenol.
Substantially

weaker

evidence exists Incriminating 2,4,5-T

and/or

2,3,7,8-TCDD as the cause of malignant lymphoma and stomach cancer 1n humans.
Studies In Animals
When outbred Swiss mice were given weekly doses of 2,3,7,8-TCDD by
gavage, an Increase In Hver tumors was observed (Toth et al., 1979).

C-158

�Animals receiving 0.007 yg/kg/week for 1 year showed an elevated tumor
Incidence over vehicle-treated

mice; In the 0.7 yg/kg/week group the

Increase was statistically significant (P&lt;0.005). Mortality was sufficiently high at 7.0 yg/kg/week as to Interfere with cardnogenldty evaluation.
D1G1ovann1 et al. (1977) reported a mouse skin painting study.

The

authors Indicated that 2,3,7,8-TCOD was a weak Initiator on the skin.
A bloassay of 2,3,7,8-TCOD for possible cardnogenldty was conducted by
the Illinois Institute of Technology Research, Chicago, Illinois, on a contract with the NCI Cardnogenesls Testing Program by dermal administration
of the test material In Swiss-Webster mice for 104 weeks
1980a).

(U.S. DHHS,

Thirty male and female Swiss-Webster mice were dermally treated

with an acetone suspension of 2,3,7,8-TCDO for 3 days/week for 104 weeks.
Similar groups were pretreated with 1 application of 50 yg dlmethylbenzanthracene (DMBA) 1n 0.1 ma. acetone 1 week before 2,3,7,8-TCDO administration began.

Female mice received 0.005 yg 2,3,7,8-TCDD/appl1cat1on, and

the male mice received 0.001 yg 2,3,7,8-TCDD.

As vehicle controls, 45

mice of each sex received 0.1 ml acetone 3 times/week.

Thirty animals of

each sex were used as untreated controls (Tables 22 and 23).
Throughout the bloassay, mean body weights of the male or female groups
of mice administered 2,3,7,8-TCDD, or 2,3,7,8-TCDD following DMBA, were
essentially the same as those of the corresponding vehicle-control group.
Mean body weights of dosed and vehicle-control groups of the females were
less than those of the untreated control group throughout the study, and for
the males were less than mean body weights of untreated controls during the
first 80 weeks.
In female mice, the Incidence of flbrosarcoma In the Integumentary
system In groups dosed with 2,3,7,8-TCDD and 2,3,7,8-TCDD following DMBA was
significantly higher than that 1n the corresponding controls (see Table 22).

C-159

�TABLE 22

Incidence of Primary Tumors In Female Swiss-Webster Mice by
Dermal Application of 2,3,7,8-TCDD or 2,3,7,8-TCDD Following DMBAa

Tissue:
Types of Neoplastlc
Growth

Vehicle
Control

2,3,7,8-TCDD

2,3,7,8-TCDD
plus DMBA

Integumentary System;
Flbrosarcoma

2/41 (554)

8/27 (30%)b

8/29 (28%)c

4/41 (10%)

1/25 (4%)

3/28 (11%)

5/41 (12%)

1/25 (4%)

3/28 (11%)

9/41 (22%)

2/25 (8%)

6/28 (21%)

14/41 (34%)

10/27 (37%)

8/29 (28%)

2/41 (5%)
3/41 (7%)

0/27 (0%)
0/27 (0%)

1/29 (3%)
1/29 (3%)

Lung;
Alveolar/Bronchlolar
Adenoma
Alveolar/Bronchlolar
Carcinoma
Alveolar/Bronchlolar
Carcinoma or Adenoma
Hematopo1et1c System;
Lymphoma
All Sites:
Hemangloma
Hemangloma or
Hemanglosarcoma
a

Source: U.S. DHHS, 1980a

bp&lt;0.007
C

P&lt;0.010

C-160

�TABLE 23
Incidence of Primary Tumors 1n Male Swiss-Webster Mice by
Dermal Application of 2,3,7,8-TCOD or 2,3,7,8-TCDD Following DMBA*

Tissue:
Types of Neoplastlc
Growth

Vehicle
Control

2,3,7,8-TCDD

2,3,7,8-TCDD
plus DMBA

3/42 (7%)

6/28 (21%)

6/30

(20%)

6/41 (15%)

1/28 (4%)

5/29

(17%)

1/41 (2%)

1/28 (4%)

2/29

(7%)

7/41 (17%)

2/28 (7%)

6/29

(21%)

4/42 (10%)

2/28 (7%)

5/30

(17%)

1/42 (2%)

4/28 (14%)

0/30

(0%)

Integumentary System:
Flbrosarcoma
Lung:
Alveolar/Bronchlolar
Adenoma
Alveolar/Bronchlolar
Carcinoma
Alveolar/Bronchlolar
Carcinoma or Adenoma
Hematopoletlc System:
Lymphoma or Leukemia
All Sites:
Hemanglosarcoma
*Source: U.S. DHHS, 1980a

C-161

�It was concluded that, under the conditions of this bloassay, 2,3,7,8TCOO applied to the skin was carcinogenic for female Swiss-Webster mice,
Inducing Increased Incidences of flbrosarcoma 1n the Integumentary system
(U.S. OHHS, 1980a).
Van Miller et al. (1977a,b) administered 0, 1, 5, 50, 1000 and 5000 ppt
of 2,3,7,8-TCDD In the diet of male Sprague-Dawley rats.

Higher concentra-

tions (50, 500 and 1000 ppb) were also administered, but all of the rats fed
at those three highest concentrations died early 1n the test.

After 65

weeks, all surviving animals underwent laparotomles, and all tumors were
blopsled.

The rats were kept on the 2,3,7,8-TCDD diet for a total of 78

weeks and then placed on the control diet.

After a total of 95 weeks all

surviving animals were sacrificed and necropsled. The results of the study
are summarized 1n Table 24.
Although the study by Van Miller et al. (1977a,b) demonstrated the
occurrence of neoplasms upon 2,3,7,8-TCDD exposure, the study has a number
of shortcomings.

The protocol was unusual and only a small number of

animals were used.

The occurrence of tumors did not follow a clear-cut

dose-response relationship.

Furthermore, the complete absence of tumors 1n

the controls Is a highly unusual finding.
Kodba et al. (1978) reported a more extensive carclnogenlclty study on
2,3,7,8-TCDD.

Groups of 100 Sprague-Dawley rats (Spartan substraln, 50

males and 50 females/group) were maintained for up to 2 years on diets
supplying 0.1, 0.01 or 0.001 vg 2,3,7,8-TCDD/kg/day.
consisted of 86 males and 85 females.

Ine control group

The terminal necrospy examination was

conducted at the end of 2 years of treatment.

Females reclevlng 0.1 vg

2,3,7,8-TCDD/kg/day experienced a greater mortality than controls during the
second half of the study.

Extensive clinical chemistry data were reported

as part of the study.

C-162

�TABLE 24
Summary of Neoplastlc Changes After TCDD 1n Rats3

Concentration of
2.3,7.8-TCOD 1n
Diet (ppt)

Approximate
Dally Dose

No. of Animals
with Neoplasms'5

No. of
Neoplasms

Diagnosis

0

0.0

0

0

NA

1

0.00004

0

0

NA

5

0.0001

5

6

1 ear duct carcinoma

1 lymphocytlc leukemia
o
I

1 adenocardnoma (kidney)

cr&gt;
co

1 malignant hlstlocytoma (peritoneal)
1 anglosarcoma (skin)
1 Leydlg cell adenoma
50

0.0014

1 flbrosarcoma (muscle)
1 squamous cell tumor (skin)
1 astrocytoma (brain)

500

0.014

1 fibroma (muscle)
1 carcinoma (skin)
1 adenocardnoma (kidney)
1 scleroslng semlnoma (testes)

�TABLE 24 (cont.)

Concentration of
2,3,7.8-TCDD 1n
Diet (ppt)
1000

Approximate
Dally Dose

No. of Animals
with Neoplasms^

No. of
Neoplasms

0.057

Diagnosis

1 cholanglocardnoma (liver)
1 anglosarcoma (skin)
1 glloblastoma (brain)
2 malignant histlocytoma (peritoneal)

5000

0.29

10

4 squamous cell tumors (lung)

o

4 neoplastlc nodules (liver)
2 cholanglocarclnomas (Hver)
a

Source: Van Miller et al., 1977a

^10 animals per group
NA = Not applicable

�A portion of the data for the hlstopathologlc lesions found Is summarized 1n Table 25. The only lesions that are listed are those which were
statistically different from control levels for at least one dose and In one
sex.

The following neoplastlc lesions were found to be Increased above con-

trol levels (P&lt;0.05):
Hepatocellular hyperplastlc (neoplastic) nodules

- females only

Hepatocellular carcinomas

- females only

Stratified squamous cell carcinoma
of palate or nasal turblnae

- males and
females

Keratlnlzlng squamous carcinoma of
the lung

- females only

Stratified squamous carcinoma of the
tongue

- males only

Adrenal cortical ademona

- males only

Dr. Robert Squire, pathologist at the Johns Hopkins University Medical
School and consultant to the U.S EPA Carcinogen Assessment Group (CAG),
evaluated the hlstopathologlc slides from 2-year
2,3,7,8-TCOO by Kodba et al. (1978).

rat feeding studies on

Squire and his associates examined

all livers, tongues, hard palates and nasal turblnates, and lungs available
from the 2,3,7,8-TCDO study.

His hlstopathologlcal findings, as well as

Koclba's hlstopathologlcal evaluations, are summarized 1n Tables 26 and 27.
Although there are some differences between the diagnoses of Kodba and
Squire, the conclusions about the target organ for cancer Induction and the
dose levels at which Induction occurred are the same whether Squire's or
Koclba's diagnoses are considered.
A bloassay of 2,3,7,8-TCDD for possible cardnogenldty was conducted by
administering
B6C3F

the test material by gavage

mice for 104 weeks (U.S. DHHS, 1980b).

C-165

to Osborne-Mendel

rats and

Fifty rats and mice of each

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�TABLE 26

2,3,7,8-TCDD Oral Rat Study by Dr. Koclba, wHh Dr. Squire's Review (8/15/80)
Female Sprague-Dawley Rats - Spartan Substraln (2 years)

Dose Levels (yq/kg/day)
Tissues and Diagnoses*

0
(control )

0.001

0.01

0.1

S

K

S

K

S

K

0/86

0/86

0/50

0/50

0/49

0/49

8/47
(P&lt;10~3)

7/49
(P&lt;10~3)

0/54

1/54

0/30

0/30

1/27

1/27

5/22
(P&lt;10~2)

5/24
(P&lt;10 2)

Liver
Neoplastlc nodules/
hepalocellular
carcinomas

16/86

9/86

8/50

3/50

27/50
(P&lt;10~4)

18/50
(P&lt;10~3)

33/47
(P&lt;10~8)

34/48
(P&lt;10~12)

Total combined (1.2,
or above) (each

16/86

9/86

8/50

3/50

27/50
(P&lt;10~4)

18/50
(P&lt;10~3)

34/47
(P&lt;10~8)

34/49
(P&lt;10 il)

Lung
squamous cell

carcinomas
o

Nasal turblnate/
hard palate
squamous cell

carcinomas

S

K

animal had at least
one Lumor above)
*Where result 1s significantly different than the appropriate control, probability (P) of Incorrectly
rejecting the null hypothesis 1s approximated 1n parentheses.
S = Dr. Squire's hlstopathologlc analysis; K = Dr. Kodba's histopathologic analysis

�TAUI f 71

2,3,7,8-TCDD Oral Rat Study by Dr. Kodba, with Dr. Squire's Review (8/15/80)
Male Sprague-Dawley Rats - Spartan Substraln (2 years)

Dose Levels (yq/kg/day)
Tissues and Diagnoses*

0
(control )

S
Nasal turblnate/
hard palate
squamotis cell
carcinomas
Tongue
squamous cell
carcinomas

Total - 1 or 2 above
(each rat had at
least one tumor
above)

0.001

0.01

0.1

K

S

K

S

K

S

K

0/55

0/51

1/34

1/34

0/26

0/27

6/30
(P&lt;10"2)

4/30

0/77

0/76

2/44

1/49

1/49

1/49

3/44
(P&lt;0.05)

3/42
(P&lt;10~s)

0/77

0/76

2/44

2/49

1/49

1/49

9/44
(P&lt;10~4)

7/42

*Where result 1s significantly different than the appropriate control, probability (P) of Incorrectly
rejecting the null hypothesis 1s approximated 1n parentheses.
S = Dr. Squire's hlstopathologlc analysis; K = Dr. Koclba's hlstopathologlc analysis

�sex were administered

2,3,7,8-TCDD suspended 1n a vehicle of 9:1 corn

o1l:acetone 2 days/week for 104 weeks at doses

of 0.01, 0.05 or 0.5

vg/kg/week for rats and male mice and 0.04, 0.2 or 2.0 yg/kg/week for
female mice.
controls.

Seventy-five rats and 75 mice of each sex served as vehicle

One untreated control group containing 25 rats and 25 mice of

each sex was present 1n the 2,3,7,8-TCDD treatment room, and one untreated
control group containing 25 rats and 25 mice of each sex was present In the
vehicle control room. All surviving animals were killed at 105-107 weeks.
In rats, a dose-related depression In mean body weight gain became
evident In the males after week 55 of the bloassay and 1n the females after
week 45.

In mice, the mean body weight gain In the dosed groups was compar-

able with that of the vehicle-control groups, but H was lower than that of
the untreated controls.
In male rats, Increased Incidences of folllcular-cell adenoma or carcinomas In the thyroid were dose related and were significantly higher 1n
the low-, mid- and high-dose groups (P=0.001 for high dose) than 1n the
vehicles controls (Table 28).

A significant Increase In the subcutaneous

tissue fibroma was found for the high-dose group (P=0.048).
In female

rats, the Incidences of folllcular-cell adenomas of the

thyroid and hepatocellular carcinomas or neoplastlc nodules of the liver
were dose-related, and the Incidence of hepatocellular carcinomas In the
high-dose group was significantly higher (P=0.001) than that In the vehicle
controls (Table 29), as were the Incidences of subcutaneous tissue flbrosarcoma (P=0.023) and adrenal cortical adenoma (P=0.039).
In both male and female mice, Incidences of hepatocellular adenomas or
carcinomas were dose related and the Incidences 1n the high-dose groups were
higher

(P=0.001 male,

P=0.002 female) than those

vehicle controls (Tables 30 and 31).

C-169

1n the corresponding

�TABLE 28

Incidence of Primary Tumors In Male Osborne-Mendel Rats
(2,3,7.8-TCOD Administered by Gavage)a»b

Dose (ug/kq/wk )c

Tissue:
Types of Neoplastlc
Growth

Vehicle
Control

Subcutaneous Tissue;
Fibroma or Flbrosarcoma
Fibroma
Flbrosarcoma

12/75(16)
3/75(4)
9/75(12)

4/50(8)
1/50(2)
3/50(6)

5/50(10)
3/50(6)
3/50(6)

10/50(20)
7/50(14)d
3/50(6)

7/75(9)
4/75(5)

3/50(6)
3/50(6)

1/50(2)
0/50(0)

4/50(8)
4/50(8)

Liver:
Neoplastlc Nodule or
Hepatocellular Carcinoma
Neoplastlc nodule

0/74(0)

0/50(0)

0/50(0)

3/50(6)

0/74(0)

0/50(0)

0/50(0)

3/50(6)

Pituitary:
Adenoma or Chromophobe
Adenoma
Adenoma

2/61(3)

1/43(2)

3/43(7)

3/40(8)

0/61(0)

1/43(2)

2/43(5)

3/40(8)

Adrenal :
Cortical Adenoma
Pheochromcytoma

6/72(8)
5/72(7)

9/50(18)
0/50(0)

12/49(24)
1/49(2)

9/49(18)
1/49(2)

Thyroid;
Folllcular Cell
Adenoma or Carcinoma
Folllcular Cell Adenoma
C-Cell Adenoma
C-Cell Adenoma or
Carcinoma

1/69(1)
1/69(1)
2/69(3)

5/48(10)e
5/48(10)
2/48(4)

8/50(16)f
6/50(12)
4/50(8)

11/50(22)9
10/50(20)
4/50(8)

2/69(3)

2/48(4)

5/50(10)

4/50(8)

Parathyroid:
Adenoma

0/20(0)

2/41(5)

1/40(3)

1/36(3)

Pancreatic Islets:
Adenoma

2/70(3)

2/49(4)

3/48(6)

1/50(2)

Circulatory System:
Hemangloma or
Hemanglosarcoma
Hemanglosarcoma

0.01

C-170

0.05

0.5

�TABLE 28 (cont.)

Tissue:
Types of Neoplastlc
Growth
Mammary Gland:
Adenocardnoma
Flbroadenoma

Dose (uq/kq/wk)c

Vehicle
Control

0.01

0/75(0)
5/75(7)

0/50(0)
0/50(0)

a

Source: U.S. DHHS, 1980b

^Values 1n parentheses Indicate percent response.
C

P = Values calculated using the Fisher Exact test

d

P = 0.048

e

P = 0.042

f

P = 0.004

9P &lt; 0.001

C-171

0.05

3/50(6)
1/50(2)

0.5

1/50(2)
0/50(0)

�TABLE 29

Incidence of Primary Tumors In Female Osborne-Mendel Rats
(2,3,7,8-TCDD Administered by Gavage)a»b

Tissue:
Types of Neoplastlc
Growth
Subcutaneous Tissue:
Fibroma or Flbrosarcoma
Fibroma
Flbrosarcoma

Dose (uq/kq/wk)c

Vehicle
Control

0.01

4/75(5}
4/75(5)

0.05

0.5

3/50(6)
0/50(0)

0/75(0)

2/50(4)
0/50(0)
2/50(4)

3/50(6)

5/49(10)
1/49(2)
4/49(8)d

Liver:
Neoplastlc Nodule or
Hepatocellular Carcinoma
Neoplastlc nodule

5/75(7)

1/49(2)

3/50(6)

14/49(29)6

5/75(7)

1/49(2)

3/50(6)

12/49(24)

Pituitary:
Adenoma
Chromophobe Adenoma

1/66(2)
5/66(8)

5/47(11)
0/47(0)

2/44(5)
0/44(0)

3/43(7)
1/43(2)

Adrenal:
Cortical Adenoma or
Adenoma
Cortical Adenoma or

11/73(15)

8/49(16)

4/49(8)

14/46(30)f

Carcinoma or Adenoma

11/73(15)

9/49(18)

5/49(10)

14/46(30)

Thyroid:
FolUcular Cell Adenoma
FolUcular Cell Adenoma

3/73(4)

2/45(4)

1/49(2)

6/47(13)

5/73(7)
7/73(10)

2/45(4)
1/45(2)

1/49(2)
8/49(26)

6/47(13)
6/47(13)

7/73(10)

3/45(7)

8/49(16)

6/47(13)

3/75(4)
27/75(36)

3/50(6)
20/50(40)

2/50(4)
21/50(42)

1/49(2)
17/49(35)

0/75(0)

3/47(6)

0/49(0)

0/48(0)

or Carcinoma
C-Cell Adenoma
C-Cell Adenoma or
Carcinoma

Mammary Gland:
Adenocardnoma
Flbroadenoma
Brain:
Astrocytoma

Source: U.S. DHHS, 1980b
Values 1n parentheses Indicate percent response.
C
P = Values calculated using the Fisher Exact test
d
P = 0.0023; 6P = 0.001; fP = 0.039

C-172

�TABLE 30

Incidence of Primary Tumors In Female B6CF1 Mice
(2,3,7,8-TCOO Administered by Gavage) a » b

Tissue:
Types of Neoplastlc
Growth

Dose (yg/kq/wk}c
Vehicle
Control

0.01

0.05

0.5

Subcutaneous Tissue:
FIbrosarcoma

1/74(1)

1/50(2)

1/48(2)

5/47(ll)d

Lung;
Alveolar/Bronchlolar
Adenoma
Alveolar/Bronchlolar
Adenoma or Carcinoma

2/74(3)

3/49(6)

4/48(8)

1/46(2)

2/74(3)

3/49(8)

4/48(8)

2/46(4)

Hematopoletlc System;
Lymphocytlc Lymphoma
H1st1ocyt1c Lymphoma
All Lymphoma
Lymphoma or Leukemia

5/74(7)
9/74(12)
18/74(24)
18/74(24)

6/50(12)
4/50(8)
11/50(22)
12/50(24)

4/48(8)
8/48(17)
13/48(27)
13/48(27)

6/47(13)
14/47(30)e
20/47(43)f
20/47(43)f

3/73(4)
2/73(3)
1/73(1)

6/50(12)
4/50(8)
2/50(4)

6/48(13)
4/48(8)
2/48(4)

11/47(23)9
5/47(11)
6/47(13)

Pituitary:
Adenoma

0/62(0)

2/39(5)

0/38(0)

2/33(6)

Thyroid:
FolUcular-Cell Adenoma

0/69(0)

3/50(6)

1/47(2)

5/46(ll)n

Liver:
Hepatocellular Adenoma
or Carcinoma
Hepatocellular Adenoma
Hepatocellular Carcinoma

a

Source: U.S. DHHS, 1980b

^Values In parentheses Indicate percent response.
C

P = Values calculated using the Fisher Exact test.

d

P = 0.032; eP = 0.016; fP = 0.029; 9P = 0.002; hP = 0.009

C-173

�TABLE 31

Incidence of Primary Tumors In Male B6CF1 Hlce
(2,3,7.8-TCDD Administered by Gavage)a»b

Tissue:
Types of NeoplasUc
Growth
Subcutaneous Tissue:
Flbrosarcoma or Fibroma
Flbrosarcoma

Dose (yg/kg/wk )c

Vehicle
Control

0.01

0.05

0.5

9/73(12)
8/73(11)

6/49(12)
5/49(10)

5/49(10)
4/49(8)

3/50(6)
3/50(6)

Lung :
Alveolar/Bronchlolar
Adenoma or Carcinoma
Alveolar/Bronchlolar
Adenoma

10/71(14)

2/48(4)

4/48(8)

13/50(26)

7/71(10)

2/48(4)

4/48(8)

11/50(22)

Hematopo1et1c System:
H1st1ocyt1c Lymphoma
Lymphoma or Leukemia

5/73(7)
8/73(11)

0/49(0)
3/49(6)

3/49(6)
4/49(8)

0/50(0)
6/50(12)

Circulatory System:
Hemanglosarcoma

1/73(1)

2/49(4)

1/49(2)

3/50(6)

15/73(21)
7/73(10)
8/73(11)

12/49(24)
3/49(6)
9/49(18)

13/49(27)
5/49(10)
8/49(16)

27/50(54)d
10/50(20)
17/50(34)

FolUcular-Cell Adenoma

0/69(0)

3/48(6)

0/48(0)

0/49(0)

F^ye/Lacr1mal Glands:
Adenoma

0/73(0)

1/49(2)

1/49(2)

3/50(6)

Uver:
Hepatocellular Adenoma
or Carcinoma
Hepatocellular Adenoma
Hepatocellular Cardnoma
Thyroid:

a

Source: U.S. DHHS, 1980b

^Values 1n parentheses Indicate percent response.
C

P = Values calculated using the Fisher Exact test.

d

P&lt;0.001

C-174

�In female mice, folllcular-cell adenomas 1n the thyroid and hlstocytlc
lymphomas In the hematopoletlc system occurred at dose-related Incidences,
and the Incidences were significantly higher In the high-dose groups than
those 1n vehicle controls.

The high-dose group of females also showed a

significantly higher Incidence of subcutaneous fIbrosarcomas (P=0.032) and
lymphoma or leukemia (P=0.029) (see Table 31).
It was concluded that, under the conditions of this bloassay, 2,3,7,8TCDO was carcinogenic for Osborne-Hendel rats, Inducing significant doserelated Increased Incidences of folUcular-cell thyroid tumors In males and
liver tumors In females.

2,3,7,8-TCDD was also carcinogenic for B6C3F

mice, Inducing significant dose-related Increased Incidences of liver tumors
In males and females and of thyroid tumors 1n females (U.S. DHHS, 1980b).

C-175

�CRITERION FORMULATION
Existing Guidelines and Standards
The National Academy of Sciences Committee on Drinking Water and Health
(NAS, 1977) suggested an acceptable dally Intake (ADI) of 10"4 yg 2,3,7,8TCDD/kg/day. At that time, 2,3,7,8-TCDD was not considered to be a carcinogen, and the ADI was based on a 13-week feeding study In rats by Kodba et
al. (1976).
The FDA has Issued a health advisory stating that fish with residues of
2,3,7,8-TCDD &gt;50 ppt should not be consumed, but fish with residues of &lt;25
ppt pose no serious health concern (FDA, 1981, 1983; Cordle, 1981). Federal
legal limits for Great Lakes fish distributed In Interstate commerce were
deemed unnecessary because most samples analyzed by the FDA contained &lt;25
ppt.

Canada has established a 20 ppt concentration limit for 2,3,7,8-TCDO

In Lake Ontario commercial fish exported Into the United States to comply
with the levels believed by FDA to be safe.
lished for 2,3,7,8-TCDD on food crops.

No tolerances have been estab-

A tolerance of 0.05 ppm hexachloro-

phene 1n or on cottonseeds (used as livestock feed), with a proviso that the
technical grade of hexachlorophene shall not contain &gt;0.1 ppm 2,3,7,8-TCDD,
was published 1n 40 CFR 180.302.
The Ministry of Labour of Canada has set a tentative Ambient Air Quality
criterion for PCDDs of 30 pg/m3 (Harding, 1982).
Current Levels of Exposure
The extent of human exposure to 2,3,7,8-TCDD that can be directly
attributed to the water route cannot be readily determined.

While 2,3,7,8-

TCDD does not appear to occur naturally 1n the environment, 1t can be produced with low efficiency from the combustion of 2,4,5-T-conta1n1ng mate-

C-176

�rials (Stehl and Lamparskl, 1977); H may also be produced 1n a large variety of normal combustion processes (Anonymous, 1978; Bumb et al., 1980), but
It 1s not produced during all combustion processes (Klmble and Gross, 1980).
The Impact of these processes on human exposure Is unknown. The high affinity of 2,3,7,8-TCOD for soils with significant organic content would seem to
reduce the likelihood of groundwater contamination; however, as the organic
content of soil declines the likelihood of groundwater contamination by
2,3,7,8-TCDD Increases.
Contaminated beef fat samples have been found to have concentrations as
high as 60 ppt of 2,3,7,8-TCDD In one sample (Ross, 1976).

2,3,7,8-TCDD

residues also have been detected In the edible portions of fish from the
Tlttabawassee, Grand and Saglnaw Rivers, Lake Michigan and the Saglnaw Bay
In Michigan at concentrations ranging from 4-695 ppt (Harless and Lewis,
1980).
The reports of Incidents of 2,3,7,8-TCDD exposures In Industrial plants
and of accidents where 2,3,7,8-TCDD was more widely disseminated are useful
In Identifying some of the effects of 2,3,7,8-TCDD exposure 1n man.

Unfor-

tunately, the existing human data can only roughly estimate the extent and
duration of 2,3,7,8-TCDD exposure which produced the toxic symptoms.
Special Groups at Risk
The most obvious groups at risk are those employed In the manufacture of
chemicals In which 2,3,7,8-TCDD may occur as an unwanted by-product.

The

spraying of herbicides containing traces of 2,3,7,8-TCDD has become less of
a problem because of restrictions on the use of such agents.

Considering

the reproductive toxlclty of 2,3,7,8-TCDD, women of child-bearing age, and
especially the fetus, are at high risk from exposures to 2,3,7,8-TCDD.

C-177

�Basis and Derivation of Criterion
2,3,7,8-TCDD 1s an unusually toxic compound with demonstrated
subacute and chronic effects In animals and man.

acute,

Acute or subchronlc expo-

sures to 2,3,7,8-TCDD can adversely affect the skin, the liver, the nervous
system and the Immune system.
2,3,7,8-TCDD displays an unusually high degree of reproductive toxlc1ty.

It 1s teratogenVc, fetotoxlc and reduces fertility.

In a 3-generat1on

reproductive study, Murray et al. (1979) reported a reduction 1n fertility
after dally dosing at 0.1 or 0.01
generations of Sprague-Dawley

wg

rats.

Although Murray et al. (1979) con-

sidered the lowest dose tested, 0.001
level (NOEL), a re-evaluation

2,3,7,8-TCDD/kg 1n the F, and F_

yg/kg, to be a no-observed-effect

of these data by Nlsbet and Paxton (1982),

using different statistical methods, Indicated that there was a reduction 1n
the gestation Index, decreased fetal weight, Increased liver to body weight
ratio, and Increased Incidence of dilated renal pelvis at the 0.001
dose.

The re-evaluated

vg/kg

data would suggest that equivocal adverse effects

were seen at the lowest dose (0.001 wg/kg/day) and that this dose should,
therefore,

represent

a

lowest-observed-adverse-effect

level

(LOAEL).

Schantz et al. (1979) found reductions 1n fertility and various other toxic
effects In rhesus monkeys fed a 50 ppt 2,3,7,8-TCDD diet for 20 months.
This corresponds to a calculated dally dose of 0.0015 vg 2,3,7,8-TCDD/kg/
day.

These results suggest that monkeys may be somewhat more sensitive than

rats, since the effects 1n monkeys were more severe and not equivocal.
A tox1c1ty-based criterion has been calculated for comparison with the
cancer-based criterion 1n accordance with public comments. Since the data
from the limited study by Schantz et al. (1979) are supportive of the findIngs by Murray et al. (1979), 1t seems reasonable to determine an ADI based
on the LOAEL.

If one selects an uncertainty factor of 100 based on the

C-178

�existence of lifetime animal studies and knowledge of effects In man as per
NAS (1977) guidelines, and then an additional 10 because a LOAEL 1s used as
the basis of this calculation,* then the ADI would be:
10~3 yg/kg/day (LOAEL)
ADI =

= 1 x 10~« yg/kg/day.
100 x 10

Thus, the acceptable dally Intake for a 70 kg man would be 7.0xlO~5 yg
2,3,7,8-TCOD/day. Using a BCF of 5000 and assuming a dally consumption of
6.5 g of fish, the water concentration corresponding to this ADI would be:
7.0 x 10"5

water concentration =

= 2.0 x 10~* yg/l.
2 + (5000 x 0.0065)

However, this concentration may not be sufficiently protective of human
health since It does not take Into account the demonstrated carcinogenic
effects of 2,3,7,8-TCDD In animals and the probability that 2,3,7,8-TCDD 1s
a human carcinogen (see cancer-based criterion derivation).
The carcinogenic potential of 2,3,7,8-TCDD has been established by feedIng studies In rodents.

The results of the study by Van Miller et al.

(1977a,b) are summarized In Table 24, and the findings of the more extensive
study by Kodba et al. (1978) are summarized 1n Table 25. The Van Miller et
al. (1977a,b), the Toth et al. (1979) and recent NCI data (U.S. DHHS,
1980a,b) summarized 1n Tables 28, 29, 30, and 31, reinforce the findings of
Kodba et al. (1978) and establish that 2,3,7,8-TCDD 1s an animal carcinogen
and 1s probably carcinogenic In humans.

*Accord1ng to the methods published by EPA (45 FR 79353), an additional
uncertainty factor between 1 and 10 must be used because the calculation 1s
based on a LOAEL. An uncertainty factor of 10 was chosen because of the
adverse effects seen 1n rhesus monkeys at 0.0015 yg/kg/day, despite the
equivocal nature of the effects In rats seen at the 0.001 yg/kg/day dose
level.

C-179

�Furthermore, the ep1dem1olog1cal findings

(Harden, 1977, 1979;

U.S.

EPA, 1980c; Hardell et al., 1980; Hardell and Sandstrom, 1979; Erlcksson et
al., 1979; Thelss and Frentzel-Beyme, 1977;

Jlrasek et al., 1973,

1974;

Pazderova et al., 1974; Axelson et al., 1980; Zack and Susklnd, 1980; Zack,
1980;

Cook et al., 1980a) are consistent with the conclusion from animal

studies that 2,3,7,8-TCDO 1s a probable human carcinogen.

In addition,

2,3,7,8-TCOD has been shown to be a potent liver cancer promoter (PHot et
al., 1980) and a cocardnogen (Kourl et al., 1978).
Under the Consent Decree 1n NROC vs. Train, criteria are to state
"recommended

maximum permissible concentrations (Including where appro-

priate, zero) consistent with the protection of aquatic organisms, human
health, and recreational activities." 2,3,7,8-TCDD 1s suspected of being a
human carcinogen.

Because there 1s no recognized safe concentration for a

human carcinogen, the recommended concentration of 2,3,7,8-TCOD In water for
maximum protection of human health Is zero.
Because attaining a zero concentration level may be 1nfeas1ble In some
cases, and In order to assist the Agency and states In the possible future
development of water quality regulations, the concentrations of 2,3,7,8-TCDD
corresponding to several Incremental lifetime cancer risk levels have been
estimated.

A cancer risk level provides an estimate of the additional Inci-

dence of cancer that may be expected 1n an exposed population.

A risk of

10~5, for example, Indicates a probability of one additional case of cancer for every 100,000 people exposed, a risk 10~« Indicates one additional
case of cancer for every million people exposed, and so forth.
In the November 1980 Federal Register notice of availability of ambient
water quality criteria (45 FR 79318), the U.S. EPA presented a range of concentrations for carcinogens corresponding to cancer risks of 10~5, 10"'

C-180

�or 10"7, based on the upper 95V. confidence level of calculated Incremental
risk. The criteria for 2,3,7,8-TCDD are shown In the following table:
Exposure Assumptions
(per day)

9554 Upper-Limit Risk Levels and Corresponding 95%
Lower-Limit Criteria (1) for 2,3,7,8-TCOD
0

1(T'

10"'

10"5

2 8. of drinking water
and consumption of 6.5 g
fish and shellfish. (2)

0

1.3xl(T9

1.3xlO~8

1.3x10"'

Consumption of fish and

0

1.4xlO~9

1.4xlO"8

1.4x10"'

0

2.2xlO"8

2.2x10"'

2.2x10"*

shellfish only
2 8. of drinking water
only

(1) The animal bloassay data used 1n these calculations are presented 1n
the Appendix of this document.

These levels are calculated by applying

a linearized multistage model as discussed In the Human Health Methodology Appendices to the Federal Register notice concerning water quality criteria. Since the extrapolation model Is linear at low doses,
the additional lifetime risk Is directly proportional to the water concentration.

Therefore,

water concentrations corresponding to other

risk levels can be derived by multiplying or dividing one of the risk
levels and corresponding water concentrations shown In the table by
factors such as 10, 100, 1000 and so forth.
(2) Approximately 94.2% of the 2,3,7,8-TCDO exposure results from the consumption of aquatic organisms which exhibit an average bloconcentratlon
potential of 5000-fold.
results

from

The remaining 5.8% of 2,3,7,8-TCDO exposure

drinking water.

Correspondingly, 1f no contaminated

shellfish or fish are eaten, the water contamination level could be 17
times as high for the same
10"6 upper-limit risk

risk level, or 2.2x10"' yg/J. for a

level, vs. 1.3xlO~8 yg/8, when contaminated

fish and water are consumed.

C-181

�Concentration levels were derived assuming a lifetime exposure to various amounts of 2,3,7,8-TCDD, (1) occurring from the consumption of both
drinking water and aquatic life taken from waters containing the corresponding 2,3,7,8-TCOD concentrations, (2) occurring solely from consumption of
aquatic life grown In waters containing the corresponding 2,3,7,8-TCDD concentrations and (3) occurring from the consumption of drinking water only.
Because data Indicating other sources of 2,3,7,8-TCDD exposure and their
contributions to total body burden are Inadequate for quantitative use, the
figures reflect the Incremental risks associated with the Indicated routes
only.
The above criteria, which have been calculated on the basis of health
effects data, are below the limit of detection for 2,3,7,8-TCDD 1n water by
current analytical methods.

The detection limit presently Is estimated to

be ~3xlO"5 yg/8. (Harless et al., 1980).

The detection limit should also

be considered when Issuing guidance based on these criteria.
Estimates by Others of Carcinogenic Potency and Criteria
The U.S. Food and Drug Administration concluded that an advisory level
of 25 ppt for Great Lakes fish contaminated with 2,3,7,8-TCDD does not pose
an unacceptable risk to public health (FDA, 1981).

EPA has reviewed the

recent testimony before Congress of Dr. S.A. Miller (FDA, 1983), discussing
cancer risk associated with Ingestlon of these fish. The FDA estimate of
the 9554 upper-limit carcinogenic potency factor for 2,3,7,8-TCDD 1s q * =
1.75xl04

(mg/kg/dayT1, which

q * = 1.56xlOs (mg/kg/day)~a

1s less
(see

potent

than

EPA's estimate of

Appendix) by a factor

of 9.

Even

though both Agencies used the same data base (Kodba et al., 1978) and risk
extrapolation model, some subtle differences In methodology

exist which

account for this factor of 9. The major part of this difference 1s a factor

C-182

�of S.38 which EPA uses for rat-to-man extrapolation on the assumption that
dose per unit body surface area, rather than dose per unit body weight, Is
an equivalent dose between species (45 FR 79351). Most of the remaining
factor of -1.7 Is due to the FDA's use of the Kodba h1stopatholog1cal
diagnosis alone, without Including that of Squire, and EPA's adjustment of
Us calculations to compensate for the high early mortality observed 1n the
Kodba et al. (1978) study (see Appendix).
FDA and EPA also differ 1n their assessment of human exposure to
2,3,7,8-TCDD 1n fish, In keeping with their respective regulatory approaches.

EPA calculates water quality criteria to protect a body of water as

though H were the direct source of 100% of a human population's average
dally Intake of water and/or freshwater and estuarlne fish or shellfish.
The concentration of a pollutant In the tissues of all such fish or shellfish Is further assumed to be determined by the water concentration and the
bloconcentratlon factor (BCF) of the pollutant. FDA, on the other hand,
premised Us exposure assessment on the assumption that only limited amounts
of fish having 2,3,7,8-TCDD levels at or near the advisory level will
actually be consumed.

For example, FDA assumed that for this substance,

significant contamination problems were limited to bottom feeders such as
catfish and carp.*

It also assumed that actual average residue levels In

the flesh of bottom-feeding species reaching the market would not exceed
one-third of the advisory level (I.e., ~8 ppt) and further, that for most
Individuals, 90% of the fish consumed would be comprised of other species
showing no measurable contamination, or would be taken from uncontamlnated

*However, available data Indicate that other species, especially trout and
salmon, taken from some areas of the Great Lakes may also have tissue
residues of 2,3,7,8-TCDD which exceed 25 ppt (see Table 1).

C-183

�areas. Under these assumptions, and using an upper 90 percentlle value for
freshwater fish consumption of 15.7 g/day, the FDA potency estimate yields
an upper-limit risk estimate of 2.86xlO~6 for consumers of these fish. If
the same exposure assumptions were used with EPA's potency estimate a somewhat higher upper limit risk of 2.92xlO~5 would result.
The Center for Disease Control (CDC) has also calculated an upper-limit
potency value for 2,3,7,8-TCDD (Klmbrough et al., 1983).

The CDC estimate

Is based on the Squire hlstopathologlcal results, and, like that of FDA,
extrapolates from rat to man on a basis of dose equivalence per unit body
weight.

The CDC difference from both the EPA and FDA approaches Is that the

curve fit was done, not on administered dose, but on liver concentration at
terminal sacrifice.
mortality.

Also, like FDA, CDC did not adjust for high early

The final result 1s that the CDC 95% upper-limit potency value

estimate when

converted

back

to administered dose

Is

q * = 3.6xl04

(mg/kg/day)"1 which 1s more potent by a factor of 2 than that of FOA and
less potent by a factor of 4 than that of the EPA.
In January 1984 the three Agencies met to review the differences 1n carcinogenic potency estimation. The three Agencies agreed that they are using
virtually the same methodologies for potency estimation although there are
differences

In some assumptions

used.

Further, there was agreement that

correction for mortality 1s appropriate, making the differences less between
the EPA estimate and the other estimates.

Lastly, the Agencies agreed that

the remaining differences are within the range of uncertainty Inherent 1n
the risk assessment process.

*The difference between the EPA and FDA risk estimates results from the
difference 1n potency estimates, described above, and the use by FDA of an
average human body weight of 80 kg, versus 70 kg used by EPA.

C-184

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Toxlclty of 2,3,7,8-tetraToxlcol. Appl. Pharmacol.

29: 229-241.

Ward, C. and F. Matsumura.

1977. Fate of 2,4,5-T contaminant, 2,3,7,8-

tetrachlorod1benzo-p-d1ox1n (TCDD) In aquatic environments.
28 p.

C-238

NTIS PB-264187.

�Ward, C.T. and F. Hatsumura.

1978.

Fate of 2,3,7,8-tetrachlorod1benzo-p-

dloxln (TCDD) In a model aquatic environment.

Arch. Environ. Contarn.

Toxlcol. 7: 349-357.

Wasson, J.S., J.E. Huff and N. Loprleno.

1978. A review of the genetic

toxicology of chlorinated d1benzo-p-d1ox1ns.

Hutat. Res. 47(3-4): 141-160.

W1pf, H.K. and J. Schmld. 1983.

Seveso - An environmental assessment. In:

Human and Environmental Risks of Chlorinated D1ox1ns and Related Compounds,
R.E. Tucker et al., Ed. Plenum Publishing Corp., NY. p. 255-274.

YamaglsM, T., T. M1yazak1, K. Aklyama, et al.

1981.

Polychlorlnated

d1benzo-p-d1ox1ns and dlbenzofurans 1n commercial dlphenyl ether herbicides,
and 1n freshwater fish collected from the application area.

Chemosphere.

10: 1137-1144.

Young, A.L.

1983.

Long-term studies on the persistence and movement of

TCDD In a natural ecosystem.

In: Human and Environmental Risks of Chlori-

nated Dloxlns and Related Compounds, R.E. Tucker et al., Ed.

Plenum Pub-

lishing Corp., NY. p. 173-190.

Young, A.L., H.K. Kang and B.H. Shepard.
herbicide contaminants.

1983.

Chlorinated dloxlns as

Environ. Sc1. Technol. 17: 530A-539A.

C-239

�Zack, T.A.

1980.

(Referred by Honchar and HalpeMn, 1981, Lancet. 1: 268

and In a letter from E.H. Blair of The Dow Chemical Co., to the Document
Control Officer, Chemical Information D1v., OTS, U.S. EPA, Washington, DC,
March 6, 1981.) (Unpubl. rep.)

Zack, T.A. and R.R. Susklnd.

1980.

The mortality experience of workers

exposed to tetrachlorodlbenzodloxln 1n a trlchlorophenol process accident.
J. Occup. Med. 22: 11.
Zleger, E.

1983. Memorandum from Dr. Zleger of Dr. E.E. McConnell on the

results of test performed for the Environmental Mutagenesls Development
Program. NTP, NIEHS.

Z1nkl, J.G., J.G. Vos, J.A. Moore and B.N. Gupta.

1973.

Hematologlc and

clinical chemistry effects of 2,3,7,8-tetrachlorod1benzo-p-d1ox1n 1n laboratory animals. Environ. Health Perspect. 5: 111-118.

C-240

�APPENDIX

Summary and Conclusions Regarding the Carclnogenldty of 2.3.7,8-Tetrachlorod1benzo-p-D1ox1n (TCDD1*
2,3,7,8-TCDD Is probably carcinogenic for humans on the basis of animal
cardnogenldty studies which were positive In multiple species and organs.
Ep1dem1olog1cal studies of workers exposed to chemicals contaminated with
2,3,7,8-TCDD such as 2,4,5-tr1chlorophenoxyacet1c acid and 2,4,5-trlchlorophenol are consistent with the position that 2,3,7,8-TCDD Is probably carcinogenic for humans; the available evidence Indicates an excess Incidence of
soft tissue sarcomas.

Because

2,3,7,8-TCDD 1s almost

always

found 1n

association with other materials (e.g., chlorophenols, combustion products,
etc.), H may never

be possible to evaluate

the carc1nogen1c1ty of

2,3,7,8-TCDD by Itself 1n humans.
SUMMARY OF HUMAN POTENCY ESTIMATES BASED ON PERTINENT DATA

A summary of 95% upper-limit human carcinogenic potency estimates for
2,3,7,8-TCDD derived from the Kodba et al. (1978) and NCI (U.S. DHHS,
1980b) studies 1n rats and mice, with two pathologlsts 1 findings for the
Kodba study, are given 1n Table 32.

These potency estimates have been

calculated using the linearized multistage model by a previously described
methodology (45 FR 79350-79353).
(q *) comes

The largest of these potency

factors

from data In an Independent pathologlst's (Dr. R. Squire)

review of the Kodba feeding study of female Sprague-Dawley

rats.

An

adjustment for high early mortality 1n the high dose groups led to a
slightly lower estimate.

The mean of the two pathologlsts' estimates after

mortality adjustment Is:
q

= [(1.51 x 10s) x (1.61 x 105)]1/2 = 1.56 x 10s (mg/kg/day)"1

*Th1s summary was prepared and approved by an expert peer review panel on
dloxlns convened by the U.S. EPA 1n Cincinnati on July 17, 1983.

C-241

�TABLE 32
Summary of Human Potency Estimates for 2,3,7,8-TCDD

Species

Rat

Study

Sex

Kodba et al.a

male

Pathologist

Human Potency Estimate
q-|* 1n (mg/kg/day)"1

female

1.73 x 10*

Kodba
Unadjusted
Adjusted for
early mortality

2.52 x 10s
1.51 x 10sb

Squire
Unadjusted
Adjusted for
early mortality

Kodba et al.a

1.47 x 10*

Squire

Rat

Kodba

4.25 x 10s b
1.61 x 10*

Rat

NCIC

female

NCI-rev1ewed

3.28 x 10*

Mouse

NCIC

male

NCI-rev1ewed

7.52 x 10*

Mouse

NCIC

female

NCI-rev1ewed

4.56 x 10*

a

Source: Kodba et al., 1978

^Values used to determine the geometric mean of 1.56x10* (mg/kg/day)'1
c

Source: U.S. OHHS, 1980b

C-242

�These potency estimates were derived from the Kodba feeding study.

The

responses and parameters of the Kodba feeding study 1n female rats are
given below. The number with tumors refers to the number of animals with at
least one of liver, lung, hard palate, and/or nasal turblnate tumors.
Adjustment for early mortality refers to eliminating those animals which
died during the first year of study.

The first tumor appeared In the high

dose group during the thirteenth month.

No. with Tumors/No. Examined
Adjusted for Early MortalUy

Dose
(mg/kg/day)

Squire
16/85
8/48
27/48
34/40

0
0.001 x 10~a
0.01 x 10"3
0.1 x 10'»

Kodba
9/85
3/48
18/48
34/40
Wh = 70 kg
Wo = 0.450 kg
R = 5000 I/kg

le = 720 days
Le = 720 days
L = 720 days

With these parameters, the mean 95% upper-limit carcinogenic potency
factor for humans, q *, 1s 1.56xl05 {mg/kg/day)"1.

For a 70 kg human

drinking 2 8, water/day and eating 6.5 g of contaminated fish and shellfish, the water concentration should be &lt;1.3xlO~B yg/S, 1n order to keep
the upper-limit Individual lifetime cancer risk below 10~6, for example.
If fish and shellfish alone are consumed, the corresponding water concentration for this level of risk should be &lt;1.4xlO~e pg/l, and 1f water
alone

Is

consumed,

the

corresponding water

&lt;2.2xlO"7 ng/8..

C-243

concentration

should be

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05480

D

Author
United States District Court, Eastern District of New Yor

RBDOrt/ArtiClB Tltte Amended Complaint, Maureen Ryan, Individually, and
as the mother of the infants Kerry Ryan and Michael
Ryan, and Michael Ryan, and others similarly situated,
Plaintiffs, against the Public Health Service, The Food
and Drug Administration, The Veterans Administration,
Defendants, In re: "Agent Orange" Product Liability
Litigation, Multi District Litigation (MDL) No. 381

Journal/Book Title
Year

1984

Month/Day

Mav

Color

n

Number of Images

°

Dasnrloton NotBS
*

Also included is a cover letter from Marianne T. Anderson to
Alvin L. Young, May 23, 1984.

Friday, March 15,2002

Page 5480 of 5571

�CARR, GaansoN &amp; LEE, R C.
iei9 PENNSYLVANIA AVENUE,NW

MARYLAND DFFICE

WASHINGTON, DC 2DDDE

31 WOOD LANE
RDCKVILLE, MARYLAND 2DBSD

(2D2)4E3-BDE3
LAWRENCE E. CARR, JR. • *
WILLIAM J. CARTER » * »

VIRGINIA OFFICE
_
4DID UNIVERSITY DRIVE

L. PALMER FDRET- *
ROBERT W. GaansaN*t

FAIRFAX, VIRGINIA 22030
(7D3JESI-B9IB

JAME5 F. LEE,JR.'* =

MAR3ARETH. WARNER,

__

May

_

n

_ .

23, 1984

KENNETH W. PASSER.

DF COUNSEL
WILLIAM D. SNEAD, III • •

•DC *MD 'VA "NY

Dr. Alvin Young
Office of Science &amp; Technology Policy
White House
Dear Al :
Just a note to accompany a copy of the complaint filed
by Victor Yannacone representing Maureen Ryan, Carrie Ryan,
et al. against FDA, VA, and PHS.
It appears that Agent Orange has not been resolved as yet.
Because of your sustaining interest in the project, I thought
you might want to keep apprised of relevant matters. Thus,
the complaint is enclosed.
If you ever meander down Pennsylvania Avenue, please
stop in to see us.
Sincerely,

Marianne T. Anderson
Legal Assistant
Encl.

�UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK

In re
"AGENT ORANGE"
Product Liability Litigation

l
MAUREEN RYAN, Individually, and as
the mother of the infants KERRY
RYAN and MICHAEL RYAN, and
MICHAEL RYAN, and others similarly

situatea

'

WEINSTEIN, CH.J.
CV-84-2237

Plaintiffs,

-againstTHE PUBLIC HEALTH SERVICE,
THE POOD AND DRUG ADMINISTRATION,
THE VETERANS ADMINISTRATION,
Defendants,

Multi District Litigation (MDL) No. 381
(All cases)

This Master Document submitted by

VvW7
YANNACONE &amp;.YANNACONE and PEGALIS &amp; WACHSMAN, P.C.,
Post Office Drawer #869, Patchogue, New York 11772
(516) 654-2299/487-1990

�UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK

In re

"AGENT ORANGE"

igV-84-2237

Product Liability Litigation
MAUREEN RYAN, Individually, and as
the mother of the infants KERRY
RYAN and MICHAEL RYAN, and
MICHAEL RYAN,
Plaintiffs,
-againstTHE PUBLIC HEALTH SERVICE,
THE FOOD AND DRUG ADMINISTRATION,
THE VETERANS ADMINISTRATION,

Defendants,
Multi District Litigation (MDL) No. 381
(All cases)

This Master Document submitted by

YANNACONE &amp; YANNACONE and PEGALIS &amp; WACHSMAN, P.C.,
Post Office DraWer #869, Patchogue, New York 11772
(516) ^54-2299/487-1990

�VERIFIED COMPLAINT
INDEX

Page
Introduct ion
Venue

.. 1
.
.......
......

1

General J r s i t o . . . . . . . . . . . . . . . . . ... 1 - 3
uidcin................
Equitable Jurisdiction..

»

3-4

Class Action Allegations

4-8

The Basis of Plaintiffs' Claims

8-9

Plaintiffs' Claims

10 - 31

Demand for Judgment/Prayer for R l e . . . . . . . . . . 31 - 41
eif..........
Attorney's Verification

~....
.....

-i-

42

�VERIFIED COMPLAINT
PLAINTIFFS DEMAND TRIAL BY JURY

Plaintiffs allege the following by their attorneys YANNACONE
6 YANNACONE and PE6ALIS &amp; WACHSMAN, P.C.
Venue

1. The venue of this action has been determined
under the Rules of Procedure of the Judicial Panel on Multidistrict Litigation.
General Jurisdiction
2»

This action arises under Article VI, section 2,

of the Constitution of the United Statesf
"This Constitution, and the Laws of the
United States shall be made in Pursuance thereof;
and all Treaties made, of which shall be made,
under the Authority of the United States, shall
be the Supreme Law of the Land; and the Judges
in every state shall be bound thereby; and Thing
in the Constitution of Laws of any State to the
Contrary notwithstanding."
and involves the declaration and interpretation of the
rights retained by the plaintiffs as citizens under the Ninth
Amendment of the Constitution of the United states.
"The enumeration in the Constitution of
certain rights, shall not be contrued to deny
or disparage others retained by the people."
and under the "due process" clause of the Fifth Amendment to
the Constitution of the United States, to the extent that
the malfeasance, misfeasance, nonfeasance, and intentional
COMPLAINT:

Jurisdiction

-page 1-

�neglect by individual bureaucrats of the defendant federal
agencies may deny the individual named plaintiffs and all
f
others so unfortunate as to be similarly situated, a right of
action against the defendants herein for the wrongdoing
hereinafter complained of; and under the Eighth -Amendment
to the Constitution insofar as plaintiffs' physical and
economical afflictions make them d_e facto prisoners of the
Veterans Administration System and the wanton and reckless
disregard of the Veterans Administration constitutes cruel
and unusual punishment.
3. Jurisdiction of this Court is invoke under
Title 28 United States Code, Section 1331(a), and where there
is an amount in controversy as to any individual member of
the class herein, it far exceeds the sum or value of $10,000
exclusive of interest and costs.
4. Jurisdiction of this Court is also invoked under
Title 28 United States Code, Section 1346(b), as claims are
made hereinunder 28 United States. Code, Sections 2671, et seg.,
and involve personal injuries, loss of property, or death
caused by negligent or wrongful acts or omissions of employees
of the defendant federal agencies acting within the scope of
their office or employment, under circumstances where a
private person would be liable in accordance with the laws of
the places where the acts or omissions occurred.

COMPLAINT: Jurisdiction

-page 2-

�5. Upon information and belief, individual
bureaucrats as employees of the defendant federal agencies
have violated the constitutional rights of the plaintiffs and
»
ignored the well demonstrated concern of the Congress and
People of the United States to provide "general protection"
for members of the uniformed services and veterans, as
embodied in various federal and state statutes and regulations
enacted since the formation of the Continental Army in 1776.
6. Jurisdiction is also predicated under Title 28
United States Code, Section 1361 since mandamus is sought
against the appropriate individuals who are responsible for
determining policy at the defendant federal agencies.
Equitable Jurisdiction
7. This action is brought in equity before this
court on certain grounds, stated hereafter, under Title 28
United States Code, Sections 2201 and 2202.
8. The subject matter of this action is essentially
equitable in nature since the action is brought for the
purpose of restraining the defendants from doing serious,
permanent and irreparable injury which cannot be adequately
compensated by merely awarding money damages to the class
of Plaintiffs, and for mandamus compelling the individuals
who are responsible for determining policy at the federal
agencies to perform their duties as mandated by Congress.
COMPLAINT:

Jurisdiction

-page 3-

�9.

The declaratory

judgment and injunctive relief

demanded on behalf of the class are equitable remedies and
the substantive character of the rights sought to be enforced
by the Plaintiffs are historically those resolved in a court
of equity.
•i

10.

The law does not afford any adequate remedy

for the wrongs of the individual defendant bureacrats.

11.

There is no plain, adequate, and complete

remedy at law as practical and efficient as the equitable
relief sought herein.

Class Action Allegations

Plaintiffs assert this action is maintainable as
a "class action" under the provisions of Rule 23 (b)(l)(a),
Rule 23 (b)(l)(b), Rule 23 (b)(2) and Rule 23 (b)(3) of the
federal Rules of Civil Procedure.

12.

Upon information and belief, during the

period from 1962 through 1971,

approximately 2*4 million

American Servicemen were exposed to contaminated

herbicides

manufactured, marketed, and distributted for use in Southeast
Asia by certain cehmical companies including, THE DOW CHEMICAL
COMPANY, MONSANTO CO., HERCULES INCORPORATEDr THOMPSON-HAYWARD
CHEMICAL COMPANY, DIAMOND SHAMROCK CORPORATION, UNIROYAL, INC.,
THOMPSON CHEMICALS CORPORATION, formerly a division of WM» T.

COMPLAINT:

Jurisdiction

-page 4-

�THOMPSON CO., HOFFMAN-TAFF, a division of SYNTEX CORP., and
HOOKER CHEMICAL COMPANYr a subsidiary Of OCCIDENTAL PETROLEUM
CORPORATION,

(all hereinafter throughout this complaint

referred to collectively as "war contractors").

r
13*

Upon information and belief, many servicemen

and women now veterans, have manifested symptoms of exposure
to toxic synthetic organical chemicals such as 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or "Dioxin").

14.

Upon information

and belief, many

servicemen,

now veterans suffered traumatic injuries during military
service and are therefore entitled to medical care and
treatment by the Veterans Administration

15.

of the United States.

Upon information and belief, unless the

equitable relief sought herein is granted by this court,
it is reasonable to expect numerous addition claims will be
made in the future by individuals so unfortunate as to be
similarly afflicted, and it will be necessary for this Court
to retain jurisdiction ove the class in order to assure
equitable protection of the class.

16.

The claims of the plaintiffs are representative

of the claims of all the members of the class.

COMPLAINT:

Class Action

-page 5-

�17.

There are several definable groups of plaintiffs

that may be identified within the entire class of plaintiffs
t
any and each of which may be treated as a class under Rule 23.

18.

It is possible to establish criteria for

identification of each individual class member by reference
to records maintained in the regular course of govenmental
operations by various agencies of the United States of
America/ in particular, the Department of Defense/ the
r
Veterans Adminsitration, and the Department of Health/
Education and Welfare.

1.
9.

Member of the class are fairly and adequately

represented by counsel for the plaintiffs and neither the
individual plaintiffs named at this time nor the attorneys
for said plaintiffs so named have any interests adverse to
those of any individual members of the class of all those who
might be entitled to the relief sought herein.

20.

There are substantial questions of law

and fact common to the class.

21.

The questions of law common to the class-of

all those who have already been affected/ or who are now or
will be so effected/ include/ but are not limited to:
(a) the joint and several liability of the
defendant federal

COMPLAINT:

agencies;

Class Action

-page 6-

�(b)

the nature and extent of the legal

and fiduciary obligations and duties that the
defendant federal agencies, by reason of their
political power and administrative resources, owe
the

plaintiffs; •
(c)

the remedy to be fashioned by the Court

to redress the wrongs committed by the defendant
federal agencies upon the plaintiffs, and all
others similarly afflicted; and
(d)

22.

the appropriate measure of damages.

Some of the questions of fact common to the

t
class of all those who have already been affected, or who are
now, or will be so affected, include, but are not limited to:
(a)

the extent of the toxicity attributable

to the phenoxy herbicides that were contaminated
with polychlorinate dibenzo-p-dioxins (PCDDs) and
deployed as chemical defoliants in Viet Nam;
(b)

the characteristics

of such toxic effects

manifested in human beings;
(c)

the permanence of such toxic effects;

(d)

the extension of toxic effects through

genetic and somatic damage to succeeding

generations;

and

COMPLAINT:

Class Action

-page 7-

�(e)

what knowledge each defendant federal

agency had, or with the exercise of reasonable care
and concern for the health, safety, and welfare of the
plaintiff veterans and their families should have
had, concerning such toxic effects.
(f)

whether the mistreatment, medical mal•

practice and hospital neglect rampant throughout
the Veterans Administration health care system is
so widespread as to constitute a government "policy"*

The Basis of Plaintiffs' Claims

23*.

Upon information and belief, based on certain

statements of fact alleged to be true by the defendant war
contractors

in their Third Party Complaints against certain

departments or agencies of the United States of America
(hereinafter referred to as " . . or "United States") and
U S *
certain officials, employees, and agents of such departments
of agencies, (MDL 381 Docket Documents bearing Documents
Numbers

108, 109, 110, 111, and 112) subsequent to the time

that each of the veterans were discharged from the Armed
Forces of the United States, the defendant federal agencies
failed to warn the plaintiff of the risks of devastating
injury resulting from exposure to toxic synthetic organic

f
chemicals such as 2, 3, 7, 8-tetrachloro dibenzo p-dioxin

COMPLAINT:

Claims' Basis

-page 8-

�(TCDD or "Dioxin") and the defendant federal agencies failed
to provide time and accurate information regarding the nature
of such hazards to the plaintiff veterans and their families.

24.

Upon information and belief, based on certain

statements of fact alleged to be true by the war contractors
in said Third Party Complaints against the United States,
the Veterans Administration and other agencies of the U.S.
Government failed to provide adequate medical care and
treatment, including genetic counseling to the plaintiff
veterans and their familiesr subjecting said plaintiff
veterans and their families to unreasonable

risk of suffering

personal injuries and sustaining serious and permanent

.

damages.

25.

According to said Third Party Claims of

the war contractors, the damages sustained by the plaintiff
veterans and their families were "caused, in whole or in
part, by the negligent .. wanton and reckless conduct" of
.
the Veterans Administration and other agencies of the United
States.

COMPLAINT:

Claims' Basis

-page 9-

�Plaintiffs' Claims

26.

That upon information and belief, that since

1973, the defendant federal agencies knew, or, with the
exercise of reasonable care and concern for the health,
safety, and welfare of the plaintiff veterans and their
families should have known, the following facts concerning
phenoxy herbicides and their use by the United Stated during
combat in Vietnam and Southeast Asia.
(a)

The chlorinated phenoxy herbicidesf such

as 2,4,5-trichlorophenoxy acetic acid

( , , - ) and
2 4 5 T

2,.4-dichloro phenoxyacetic acid (2,4-D), are growth
regulators with hormone-like activity.
(b)

They were manufactured, advertised,

marketed, and sold since the mid-1940s, shortly
after the end of World War II.
(c)

In the course of synthesizing 2,4,5-T,

several chlorinated dioxins, including 2,3,7,8tetrachloro dibenzo p-dioxin ( C D or *Dioxin"),
T D
are formed as intermediates or by-products of the
reaction, and unless destroyed or otherwise removed
can, have, and do, contaminate such commercial
phenoxy herbicides as 2 4 5 T and 2,4,5-TP ("silvex*)
, , (d)

In 1970, the Surgeon General of the

United States reproted that the use of 2 4 5 T
, , -

COMPLAINT:

Plaintiffs' Claims

-page 10-

�might be hazardous to human health, and the United
States Secretary of Health, Education, and Welfare
and the United States Secretary of Agriculture
issued a joint order calling for an immediate
cessationrof all uses of 2,4,5-T on or around
lakes, ponds, and ditch banks and of all uses of
liquid

formulations

recreation areas.

around around homes and
Another order issued by these

two departments cancelled all uses of granular
formulation of 2,4,5-T on crops intended for human
consumption*
(.
e)

Use of 2,4,5-T was banned in Italy in

1 7 , and its use was also banned in the Netherlands
9 0
and Sweden.
(f)

The effort to suspend registration of

2,4r5,-T in 1 7 resulted from published studies
9 0
indicating that 2 4 5 T was a teratogen ( . .
, , i e ,
caused birth defects).

Subsequent studies, however,

indicated that the teratogenic effects charged to
t
the phenoxy herbicide 2 4 5 T were largely attrib, , utable to the contaminant TCDD.
(g)

In 1 7 , a report of a Scientific Advisory
9 1

Committee recommended restroation of registration
of 2,4,5-T to the status existing prior to April
1970, with the following conditions:

. COMPLAINT:

Plaintiffs* Claims

(1) a 0.1

-page 11-

�rag/kg ( . parts per million (ppm)) tolerance of
0 1
2,4,5-T on edible food crops; (2) a limit of 0.5
rag/kg ( .
0 5 ppm) TCDD contamination in 2,4,5-T
produced in the future, equivalent to a 0.05 parts
per trillion

(ppt) TCDD residue on edible food

crops, with certified analyses being furnished by
the manufacturers to the Environmental Protection
Agency

(EPA); and (3) provisions for warnings on

labels of formulations used around the home.

The

report recommended additional research on possible
soil accumulation

and food chain magnification of

TCDD and the establishment of monitoring programs
for detection of adverse effects that might be
associated with continued use of phenoxy

herbicides

such as 2,4,5-T.
(h)

On or about 13 April 1972, a new order was

issued by the EPA continuing the suspension
2 4 5 T use around homes, recreational
, , -

of

sites, and

aquatic areas, and cancelling use of 2,4,5-T on
crops used for human food. •
(i)

In June 1974,

the EPA dropped proceedings

to ban most uses of 2 4 5 T and cancelled
, , -

the

scheduled hearingsr however, the United States
Department of Agriculture decision made in 1970 to
cancel use of 2,4,5-T in and around homes, gardens
/

COMPLAINT:

Plaintiffs' Claims

-page 12-

�and recreational areas was not affected by this
action.
( )
j

Herbicides were introduced into the

armed conflict in Viet Nam in 1962.

An estimated

107 million pounds of herbicides, approximately 94%
of which were phenoxy herbicides, including 2,4,5-Tr
contaminated with toxic synthetic organic

chemicals

such as TCDD, were aerially disseminated over
approximately 6 million acres in South Viet Nam from
January, 1962 through February, 1 7 .
9 1
( )
k

American servicemen were exposed to

approximately
cointained

44 million pounds of 2,4,5-T, which

an estimated

368 pounds of the toxic

contaminant TCDD.
(1)

Approximately

96% of all the 2,4,5-T

used in Viet Nam was contained in a formulation
designated

"Herbicide Orange"; the remaining

2 4 5 T was contained in formulations designated
, , "Herbicide

Green", "Herbicide

Pink* and Herbicide

Purple".
(m)

90% of all the "Herbicide Orange", con-

taminated with approximately
toxic chemical TCDD, was used

203 pounds of the
in defoliation opera-

tions on 2 9 million acres of inland forests and
.
mangrove forests of South Viet Nam.

COMPLAINT:

Plaintiffs1 Claims

-page 13-

�(n)

The Department of Defense suspended the

use of "Herbicide Orange" shortly after the civilian

i
agencies of government announced the effort to
suspect certain uses of the phenoxy herbicide
2 4 5 T
, , - .
(o)

In 1971, the Department of Defense directed

that the "Herbicide Orange" in South Viet Mam be
returned to the United States and that the entire
stock be disposed of in an environmentally safe and
efficient manner.

27.

That upon information and belief, on or about

9 January 1980, the defendant federal agencies knew, or with,
the exercise of reasonable care and concern for the healthr
safety, and welfare of the plaintiff veterans and their
families, should have known the following
2,3,7,8-tetrachloro dibenzo p-dioxin
(a)

facts concerning

(TCDD or "Dioxin"):

The polychlorinated dibenzo-p-dioxins

(PCDDs) and the polychlorinated

dibenzo furans

(PCDFs) are two series of related chemical compounds
that exhibit similar chemical and physical properties.
•
The first chlorinated dioxin was prepared as early
as 1872 by two German chemists, Merz and Weith.
1957,

In

Gilman and Dietrich reported that they had

prepared halogenated dioxins in quantities of
approximately 20 grams.

COMPLAINT:

Plaintiffs' Claims

-page 14-

�(b)

TCDD is an unwanted and unnecessary

contaminant in the industrial preparation of
'the herbicide 2,4,5-T.
(c)

Hunan exposure to TCDD has occurred during

the production of certain compounds such as the
herbicide 2,4,5-T, the fungicide pentachlorophenol,
and the germicide hexachlorophene.

The dioxins

occur as impurites and/or contaminants associated
with these commercial products.
(d)

TCDD is a relatively immobile molecule,

not easily decomposed in soil or readily broken
down by soil microorganisms.

TCDD is capable of

being taken up and retained by living organisms and
can enter the human body from several contaminated
sources, including water.
(e)

TCDD is one of the most potent low molecular

weight toxins known and has been extensively studied.
(f)

TCDD is a "cellular poison".

(g)

The pathologic effects produced by the

toxic isomers of polychlorinated

dibenzo-p-dioxins

(PCDDs) and polychlorinated dibenzo furans (PCDFs)
vary quantitatively and qualitatively among different
species; howeverr within a single species the toxic
effects of these compounds are similar, differing

COMPLAINT:

Plaintiffs' Claims

-page 15-

�only in the intesity of the toxic effect produced
over the time of the study.
(h)

Chloracne or acneform dermatitis charac-

terized by comedones, keratic cysts, pustules,
papules, and abscesses, is often associated with
and characteristic of human exposure to PCDDs,
including TCDD.

Squamous metaplasia and kera-

tinization of sebaceous glands and hair follicles
have also been observed in the skin of a number of
animal species following exposre to TCDD.

Clinical

symptoms of chloracne may appear weeks or months
after exposure.
(i)

In 1 5 , TCDD was identified as the
9 7

agent responsible for causing occupational
chloracne in employees factories producing
chlorophenol.

In 1971 polychlorinated

dibenzo-p-dioxins (PCDDs) were implicated as
the cause of chloracne in a plant producing
2,4-D and 2 4 5 - .
, , , T
(j)

In 1958, a condition known as "toxic fat

syndrome*, characterized

by hydropericardiuro,

ascites, subcutaneous edema, liver necrosis and
death was described ia chickens following
accidental administration of toxic fats in
their feed.

COMPLAINT:

The toxic material was called

Plaintiffs' Claims

-page 16-

�"chick edema factor" until it was finally
identified by x-ray crystallography as a
PCDD.
(k)

TCDD is metabolically table in mammalian

systems, and alters some cellular compenents
(particularly endoplasmic reticulum), especially
in liver and kidney cells.

TCDD and other

PCDDs as well as the PCDFs and related compounds
such as the polychlorinated biphenyls (PCBs)
are known to stimulate a number of enzyme
systems, including those responsible for
detoxifying foreign compounds metabolizing
steroid hormones and other ingested or endogenous
lipid-like hormones, and converting several
organic compounds to forms that can be eliminated
by the kidney.

TCDD is known to stimulate the

enzymes, delta aminolevulinic acid synthetase
(ALAS) and aryl hydrocarbon hydroxylase (AHH).
The ability of compounds to stimulate ALAS and
AHH correlated

closely with their lethal,

teratrogenic and acnegenic potency*
more potent that the known

TCDD is

carcinogen

3-methylcholanthrene in stimulating AHH activity
in certain animals.

•COMPLAINT:

Plaintiffs' Claims

-page 17-

�(1)

The synergistic action of TCDD with

polycyclic hydrocarbon such as 3-methycholanthrene (MC) has induced cancer in 'different
animal strains in direct proportion to the
degree of stimulation of the induced
(m)

enzymes.

Exposure to TCDD causes an increased

incidence of neoplasms
species.

in certain animal

Upon information and belief, the

carcinogenic and tumorigeni? effects of TCDD
include:
neoplastic nodules of the liver,
Cholangiocarcinomasr hepatocellular
carcinoma;
carcinoma of the ear duct;
carcinoma of the kidney;
adenoma of the adrenal cortex;
metasticizing retroperitoneal histiocytomas;
hyperplasia of the epithelium of the lung;
sguamous cell carcinoma of the lung;
squamous cell carcinoma of the hard
palate/nasal turbinates;
squamous cell carcinoma of the tongue;
altered lymphopoiesis;
epithelial chagnes including hypertrophy,
hyperplasia and metaplasia.
(n)

Among the other toxic effects of TCDD on

a number of different animal species are:
alopecia;
hepatic cell necrosis, cirrhosis; hepatic
porphyrin accumulation;
hypoplasia of lymphoid tissues (with
particular involvement of the cortical
cells of the thymus resulting in
suppression of cell-mediated immunity and
reduction of host defenses);

COMPLAINT:

Plaintiffs' Claims

-page 18-

�hyperplasia of the lymph tissue and bone marrow;
hematological changes including lymphopenia,
hypoproteineraia, and increased susceptibility
to infection concomitant with the supression
of cell-mediated immunity;
intestinal hemorrhage;
adrenal hemorrhage;
hypoplasia of bone marrow and lymph nodes;
cellular effects including hypertrophy,
hyperplasia and metaplasia in the bronchial
tree, bile ducts, pancreatic ducts,
salivary-gland ducts and palpebral conjunctivae; gastric hyperplasia and
ulceration, hypertrophic gastritis; renal
pelvis hyperplasia; ureter and urinary
bladder hyperplasia;
general debilitation and wasting is
associated with exposure to lethal dose of
polychlorinated dibenzo-p-dioxins (PCDDS)
or polychlorinated dibenzo furans (PCDFS)
in a number of animal species which
exhibit a chronic and progressive weight
loss, parallel mobilization of peripheral
fat, increased serum triglyceride levels,
and development of fatty liver;
Testicular atrophyr necrosis and abnormal
spermatocyte development.
(o)

The erabryotoxic, fetotoxic and teratogenic

effects of TCDD in certain animal species include:
cleft palate;
hemorrhage;
edema;
fetal kidney abnormalities which may progress
into hydronephrosis during the postnatal
period;
hydrocephalus;
lack of eyelid formation (open eye);
clubfoot;
increased perinatal mortality;
interference with lymphatic system development;
skeletal abnormalities;
increased fetal enzyme activity.
(p) .The mutagenic and cytogenic effects of TCDD
include:

COMPLAINT:

Plaintiffs1 Claims

-page 19-

�increased incidence of reverse mutations in
Excherichia coli and Salmonella
typhimurium;
increased reversion frequency to streptomycin
indepdence in Escherichia coli sd-4;
induction of frameshift mutations in
Salmonella typhimurium, strain TA1532,
but not base substitutions in strain
TA1530;
inhibition of mitosis and chromosomal
abnormalities (dicentric bridges and
chromatin .fusion with formation of
multinuclei or a single large nucleus)
were observed in a endosperm cells of
the African blood lily (Baemanthus
Katherinae Baker).
(q)

TCDD may form a physical complex with DNA in

(r)

An outbreak 6f chloracne affected workers

cell nuclei.

at the 2 4 5 - factory of the Dow Chemical
, , , T
Company in Midland, Michigan in 1 6 .
9 4
(s)

During 1964, certain employees working in

a 2,4-D and 2,4,5,-T producing factory of Diamond
Alkali Co., a division or subsidiary of Diamond
Shamrock

Corporation, at Newark, New Jersey,

manifested features of cbloracne, increased
excretion of uroporphyrins, and elevated serum
enzyme levels, hirsutismr hyperpigmentation,
increased skin fragility and vesicobullous eruptions on exposed areas of skin*
Five years later, in 1969, after the level of
TCDD contamination in the 2,4,5,-T had been

COMPLAINT:

Plaintiffs' Claims

-page 20-

�reduced, re-examination of the employees of the
same factory still revealed evidence ' f chloracne,
o
hyperpigmentation, facial hypertrichosis, gastrointestinal symptoms (including nausea, vomiting,
diarrhea, abdominal pains, blood in the stools),
lower extremity weakness, headache and/or decreased
auditory acuity, elevated serum cholesterol,
elevated serum enzymes, and diminished white blood
cell counts.

The severity of chloracne was

associated with the degree of hypomania as measured
on the Minnesota Hultiphasic Personality

Inventory

hypomanic scale.
(t)

In 1976, in Seveso, Italy, a chemical

reactor involved in the industrial preparation
of 2,4,5-T exploded, sending a plume of chemicals,,
including TCDD, 30 to 50 meters above the factory.
The vapor cooled and came down over an area about
2 kilometers long and 700 meters wide. -According
to the calculations of Givaudan, 1CMESA, a Swiss
company which owned the plant, between 650 GRAMS
and 1700 GRAMS of TCDD were released*

For the

year prior to the Sevesco accident, only four ( )
4
cases of congenital malformations were recorded for
3,902 births, for a rate of malformations of

0.12%

of live births in the region contaminated with

COMPLAINT:

Plaintiffs' Claims

-page 21-

�said toxic synthetic organic chemicals.

Upon

information and belief, those four (4) cases of
congenital malformations included two (2) cases
of Down's Syndrome
of hypospadias.

(mongolism) and two (2) cases

For the year after the release of

TCDD, 38 malformations of 1.36% of live births occurred
in the region.

Upon information and belief/ those

38 malformations included two (2) cases of Down's
Syndrome and two ( ) cases of hypospadias, together
2
with 34 polymorphic malformations

including

meningocele (a congenital hernia in which the
meninges, the membranes covering the brain and
spinal cord, protrude through an opening of the
skull or spinal column); pulmonary aplasia

(failure

of the lungs to properly develop); atresia of the
ear (pathologic closing or congenital absence of
the ear opening); cardiopathies; ectopic bladder;
coeiosomy; abdominal malformations; and anomalies
of the skeletal members.
28»

Upon information and belief, the defendant

federal agencies have conspired to ignore, have continued
to ignore, and unless restrained by this Court, will
continue to ignore 38 U S C Sections 5001,
. . .
38 C.F.R. Sections

610 et.seq. and

3.102, 3.303 et.seq.-which entitle

veterans of the Vietnam War to "timely and complete care"

COMPLAINT:

Plaintiffs1 Claims

-page 22-

�for any disability which can be considered "within the range
of.probability" to be service related and that this indifference to the intent behind, the plain language of, Congressional statutes and the Veteran's Administration's own
regulations constitutes a violation of plaintiff's rights
assured under the Constitution of the United

29.

States.

Upon information and belief, the defendant

federal agencies have conspired to withhold from public
knowledge information about the deleterious

effects of toxic

synthetic organic chemicals such as TCDD or "Dioxin" to which
combat veterans of the armed forces of the United States,
r
Australia and Mew Zealand were exposed during their military
service in Viet Nam and southeast Asia.

In particular,

that the Public Health Service of the United- Stated
with DIAMOND ALKALI COMPANY and/or successor

conspired

in interest

DIAMOND SHAMROCK CORPORATION, to withhold from the Department
of Defense and the armed forces of the United States responsible for the decision to deploy phenoxy herbicides as
chemical defoliants in Viet Nam, the full extent of the toxic
effects upon workers and community residents associated
with the Dioxin contamination of phenoxy herbicides produced
at the DIAMOND ALKALI Plant in Newark, New Jerseyr and
that, the Food and Drug Administration conspired with
a number of war contractors to withhold information about the

t

•COMPLAINT:

Plaintiffs'

Claims

-page 23-

�toxic effects of Dioxin contaminated products since sometime
in the early 1960s.

30.

That the defendant federal agencies have

conspired to deprive the plaintiff veterans of the proper
medical examinations and treatment and/or the medical
evidence necessary to enable them to evaluate the risk of
neoplastic disease, genetic damager and other deleterious
effects of their exposure to toxic chemicals such as TCDD^
**
31.

That the defendant federal agencies have

conspired to pursue a course of conduct of misleading
the plaintiff veterans, their families, and all the others
so unfortunate as to be similarly situated

and afflicted,

by misrepresenting the extent of the risk of neoplastic
disease, genetic damage, and other deleterious effects of
their exposure to toxic synthetic organic chemicals such as '
TCDD*

32.

That the defendant federal agencies have

conspired to disseminate false and misleading information
to the plaintiff veterans and their families and to most of
the more than two million Viet Mam combat veterans.
misleading information

Such

is calculated to persuade the veterans

and their families not to assert their rights or pursue
legal remedies against the war contractors

COMPLAINT:

their

in the first

Plaintiffs' Claims

-page 24-

�instance, and in the case of medical malpractice, hospital
negligence, and other wrongs the defendant federal agencies
against the United States.

Specifically, individual bureau-

crats employed by the defendant federal agencies by abuse
of their positions of authority within federal bureaucracy
have actively discouraged the plaintiff veterans and their
families from:
•

(a)

Filing claims for the veterans benefits

mandated under the several provision of Title
38, United States Code, where such claims are
based on exposure to toxic synthetic organic
chemicals such as TCDD during military service in
Vietnam and. Southeast Asia;
(b)
Act

Filing claims under Federal Tort Claims

(FTCA) of 1946 (28 U S C 2671, et.seq.) for
. . .
.•»

actionable torts committed since the plaintiff
veterans completed their military service, by the
individual defendant bureaucrats and, upon information and belief, certain of their predecessors
and successors in interest, in particular

the

breach of certain duties owed to the plaintiff
veterans and their families.

Specifically, these

duties include:

COMPLAINT:

Plaintiffs1 Claims

-page 25-

�(1)

The duty to provide information to, and
warn, the plaintiff veterans and 'their
families of the risks associated with
exposure to toxic synthetic organic
chemicals such as TCDD.

( )
2

The duty to provide medical information,
advice, care and treatment, including
but not limited to genetic counseling
to the plaintiff veterans and their
families;

(c)

Filing suit for compensatory, general,

and punitive damages against the individual
defendant bureaucrats responsible for the violation of the constitutional

rights of the plaintiff

veterans and their families; and filing suit
against the individual agents, employees and
officials of the Veterans Administration responsible for the comission of malpractice on the
individual plaintiff veterans and their families.

33.

That the defendant federal agencies knew or

should have known that their reprehensible neglect of the
health, safety and welfare of the plaintiff Vietnam combat
veterans and their families violated the spirit and intent of
the Congressional mandate of Title 38 of the United States
Code of related legislation, and evidenced intent on the part
of the individual defendant bureaucrats to deprive the
plaintiff veterans, their families, and all those so unfortunate as to be similarly situated of their constitutional
rights.

COMPLAINT:

Plaintiffs' Claims

-page 26-

�34.

That the defendant, VETERANS ADMINISTRATION has

conspired to overmedicate Vietnam combat veterans with
psychotropic drugs; ignore symptoms of serious, permanent and
irreparable damage to the brain, central and peripheral
nervous system; ignore clearly discernible symptoms of
burgeoning neoplastic disease; and actively neglect.the
evidence of significant genetic damage among those Viet
Nam combat veterans who have not otherwise been rendered
sterile.

35*

That by reason of the conduct of the defendant

federal agencies, the plaintiffs have suffered serious,
permanent and irreparable damage, and, unless this Court
grants the equitable relief sought by said plaintiffs will
suffer further serious, permanent, and irreparable damage
including, but not limited to, brain injury and death
of the plaintiff veterans as a result of the misrepresentation of, and overmedication with, psychotropic drugs.

36.

Upon information and belief, treatment received

by significant numbers of plaintiff veterans incarcerated
Veterans Administration

in

Hospitals or compelled to avail•them-

selves of Veterans Administration outpatient services
is grossly negligent, less than competent, deliberately
indifferent, or nonexistent, as a result of both of policy
decisions by Veterans Administration officials and the

COMPLAINT:

Plaintiffs' Claims

-page 27-

�actions of subordinates encouraged by the official policy of
deliberate indifference.

Such systemic and institution-

alized malpractice has resulted in a de facto deprivation of
the vested right of the plaintiff veterans to "timely and
complete care".

37.

Under 38 U S C , Section 5001 and 38 U.S.C.,
. . .

Sections 610, e£ seer., the plaintiff veterans of the Viet Nam
War are entitled to have "timely and complete care" provided
by Veterans Administration hospitals for their servicerelated

injuries.

38.

Upon information and belief, arbitrary,

capricious and inconsistent decisions of Veterans Administration personnel as to what constitutes a service-related
injury have resulted in de&gt; facto deprivation of the vested
right of the veterans to timely and complete medical care.

3 .
9

That the defendants have denied the plaintiff

veterans access to a simple, certain and uniform system of
medical care in violation of their rights.

40.

Upon information

and belief, medical treatment

in Veterans Administration Hospitals is neither certain nor
uniform, with an arbitrary and capricious standard

under

which veterans with identical injuries.are afforded treatment
in some cases and denied treatment in others on the grounds

COMPLAINT:

Plaintiffs' Claims

-page 28-

�that the injuries are or are note service-related/ depending
upon the bureaucratic whim of Veterans Administration personnel in various hospitals throughout the country.

41.

Upon information and belief, systemwide and
c
institutionalized medical malpractice by the Veterans Administration has resulted in de facto deprivation of the vested
rights of the plaintiff veternas and their families.

42.

That the Administrator of the Veterans Admin-

istration has abused his discretion.

43.

Upon information and belief, certain veterans
r

are so physically, emotionally and economically helpless as
to be de facto prisoners of the Veterans Administration
Hospital System in that:
. (a) the nature of their mental or
physical injuries and/or their treatment
renders them incapable of removing themselves
from Veterans Administration Hospital facilities.
(b) because of the disability resulting
from their injuries they are financially unable
to avail themselves of other health care and in
order to survive must remain "chained" to the
Veterans Administration Hospital system.

44.

That the Eighth Amendment rights of these de_

facto prisoners are violated by the wanton callousness
displayed by the Veterans Administration policies and personnel,

AMENDED COMPLAINT:

Plaintiffs' Claims

-page 29-

�45.

That upon information and belief, veterans

claiming symptoms attributable to service in Viet Nam and
Southeast Asia are given cursory physical examinations,
minimal blood work and urinalysis, and asked to complete a
prefabricated

history dealing with "exposure" to herbicides

in Viet Nam.

46.

Upon information and belief, significant

numbers of .Veterans Administration personnel are negligently
prescribing psychotropic drugs without justification and
without adequate monitoring of the effects of the administration of such drugs.
r
47.

Upon information and belief, Veterans Adminis-

tration personnel are prescribing

psychotropic drugs to

Vietnam combat veterans in the absence of complete psychiatric
and psychological evaluation by licensed psychiatrists and
psychologists.

48.

Upon information and belief, the veterans

medicated with these psychotropic drugs are not fully informed of the effects of such, drugs, or informed of the
availability of alternate forms of treatment.

49.

Upon information and belief, Veterans Adminis-

tration personnel are performing "operant

conditioning*

therapy on Vietnam combat veterans without first obtaining

COMPLAINT:

Plaintiffs' Claims

-page 30-

�informed consent based on a complete disclosure of the nature
of the treatment and its effects and the alternative therapeutic modalities available.

50
,.

Upon information and belief, Veterans Adminis-

tration personnel are conducting various forms of medical
experimentation upon Vietnam combat veterans without obtaining informed consent based upon a full and complete

disclosure

of the nature of the experiment, its purpose and its effect
upon the veteran.

DEMAND FOR JUDGMENT AND PRAYER FOR RELIEF;

WHEREFORE, the plaintiff veterans and their families,
individually- and on behalf of all those so unfortunate as to be
similarly situated, seek judgment:

APPOINTING and designating, subject to the
continuing jurisdiction and direction of this
Court, an appropriate legal representative of the
plaintiffs for the purpose of representing said
plaintiffs as a class in claims and proceedings
involving the Veterans Administration and other
federal agencies.
i

Demand for Judgment/Prayer for Relief

-page 31-

�DECLARING that the very essence of civil
liberty consists in the right of every individual
Viet Nam combat veteran to claim the protection
of the laws, whenever he receives an injury.

DECLARING that the right of every individual
Vietnam combat veteran to a remedy for the violation of a vested legal right, is a civil liberty
and vested right retained by those veterans as
citizens of the United States under the United
States Constitution.

DECLARING that any attempt by the defendant
federal agencies to deprive Viet Nam combat
veterans of their right to compel the federal
government to provide the services to which they
*»
are entitled violates the rights of the plaintiff
veterans assured by the Fifth and Ninth Amendments
to the United States

Constitution.

~ DECLARING that the tortious conduct of the
defendant federal agencies violates the civil and
human rights of the plaintiffs.

DECLARING that the tortious conduct of the
defendant federal agencies violates the rights

Demand for Judgment/Prayer for Relief

-page 32-

�of the plaintiffs under the Fifth, Eighth and Ninth
Amendments to the United States Constitution.

DECLARING that the continued prescription of
psychotropic drugs to the plaintiff veterans without
justification

and without adequate monitoring of the

effects of the administration of such drugs is so
wantonly callous as to violate the fundamental human
and civil rights of the plaintiff veterans and
constitute a form of "cruel and unusual punishment"
prohibited by the Eighth Amendment of the United
States Constitution.

DECLARING that the defendant federal agencies
by reason of their political stature and administrative resources, are Trustees of the health,
safety, and welfare of the plaintiff veterans and

.

their families to the extent that such individual
defendant bureaucrats, actually had, or now have,
or with, the exercise of reasonable concern for the
health, safety and welfare of the plaintiff veterans
and their families, should have had, or now should
have, knowledge of the dangerous properties and
toxic characteristics of certain synthetic organic
chemicals such as 2,3,7,8-tetrachloro dibenzo
p-dioxin ( C D or "Dioxin") to which the plaintiff
T D

Demand for Judgment/Prayer for Relief

-page 33-

�veterans were exposed during their service in the
Armed Forces of the United States, Australia and
- New Zealand.

DECLARING that continued refusal to warn the
plaintiff veterans and their families of the risks
associated with exposure to toxic synthetic organic
chemicals such as TCDD or "Dioxin" is a breach of
the fiduciary duty and obligation owed those veterans
and their families by the defendant federal agencies.

DECLARING that the misrepresentations of
fact and law, and the tortious conduct of the
defendant federal agencies estop said defendant
federal agencies or any other agency of government
from asserting any statute or limitations as a bar
to the claim of the plaintiff veterans and their
families and all others so unfortunate as to the
similarly situated for benefits available under
Title 38, of the United States Code and associated
federal legislation, including but not limited to
the Federal Tort Claims Act of 1946, 80 Stat.. 306,
28 U S C 2671, et seq.
. . .

DECLARING that this complaint constitutes
sufficient notice of claim to the defendant federal

Demand for Judgment/Prayer for Relief

-page 34-

�agencies under the Federal Tort Claims Act of
1946,

80 Stat. 306, 28 U S C 2671, et seq.
. . .

on behalf of each member of the class of plaintiffs
sought to be represented until such time as this
Court shall direct the particular filing of individual claims.

DIRECTING the defendant federal agencies in
particulars at the Hospitals maintained by or under
the supervision of the Veterans Administration of
the United States to take a full and complete
history adequate to form the data base for epidemiological analysis from each veteran claiming
afflictions invovling exposure to TCDD.

DIRECTING the Veterans Administration to provide
a simple, certain and uniform system to timely and
complete medical care as mandated by Title 38 United
States Code, Section

5001.

DIRECTING the Veterans Administration of the
United States, the Department of Defense, or such
other responsible Federal Officials as this Court
may direct, to

Demand for Judgment/Prayer for Relief

-page 35-

�(a) NOTIFY all Viet Nam combat veterans
and their children, that they are at risk of .
genetic and somatic damage, including neoplastic disease, and that there is an increased
probability of birth defects among their
children;
(b) NOTIFY each Viet Nam combat veteran of
theirrright to receive medical care, treatment
and assistance as a result of exposure to toxic
synthetic organic chemicals while serving in
Vietnam and the Southeast Asia Theater of
Operations; and
( ) NOTIFY each Viet Nam combat veteran, or the
c
widow, children and parents of each Vietnam combat
veteran who has died since returning to the United
States from Southeast Asia of the existence of this
action and of the chemical company war contractors'
allegation that a possible claim exists against the
government y
(d) NOTIFY each Viet Nam combat veteranr or the
widow, childrenr and parents of each Vietnam combat
veteran who has died since returning to the United
States from Southeast Asia,, of their right to file
claims for damage, injury- or death against certain
federal officials and federal agencies under the
Federal Tort Claims Act of 1946, 80 Stat. 306,
28 O.S.C. 2671, et seq.; 28 O S C 2401(b), and othc
. . .
statutes by reason of the failure of those federal
officials and federal agencies to warn them of
the risk associated with their exposure to
toxic synthetic organic chemicals while serving
in Vietnam and the Southewast Asia Theater of
Operations?
( ) PROVIDE each Viet Nam combat veteran, and
e
the widow, children, and parents of each Vietnam
combat veteran who has died since returning to the
United States from Southeast Asia, with sufficient
detailed instructions for filing of such claims as
will enable each such potential claimant to make
timely claim against the government*

IMPOSING upon the defendant federal agencies,
»
-•
as Trustees of the health, safety and welfare of

Demand for Judgment/Prayer

for Relief

-page 36-

�the plaintiff veterans and their families, a
non-delegable duty to disclose to the veterans
and their families whatever information they now
have, or with the exercise of reasonable

concern

for the health, safety and welfare of the plaintiff
veterans and their families should have, concerning
the dangerous properties and toxic

characteristics

of the synthetic organic chemicals to which the
plaintiff veterans were exposed during their
service in the Armed Forces of the United States.

PROHIBITING the defendant federal agencies
particularly the staff members at the Hospitals
maintained by or under the supervision of the
Veterans Administration of the United States
from continuing

to prescribe psychotropic drugs to

Viet Nam combat veterans in the absence of a
complete physiological, psychiatric, and psychological evaluation by physicians, psychiatrists,
and psychologists all of whom are duly licensed

to

practice such professions in the State in which
•
they hospital facility is located.

PROHIBITING the defendant federal agencies
particularly the staff members at the Hospitals
maintained by or under the supervision of the

Demand for Judgment/Prayer for Relief

-page 37-

�Veterans Administration of the United States from
continuing to prescribe psychotropic drugs to Viet
Nam combat veterans unless and until the veterans
have been fully informed of the effects of such
drugs, and the opportunity for alternative forms of
treatment have been presented to the veteran and
his family.

PROHIBITING the defendant federal agencies
particularly the staff members at the Hospitals
maintained by or under the supervision of the
Veterans Administration of the United States
from continuing to prescribe psychotropic drugs to
Viet Nam combat veterans unless and until adequate
physiological and psychological monitoring of the
level organic"cehmicals such as TCDD during service
in Viet Nam and Southeast Asia;

COMPELLING the Veterans Administration to conduct
complete dermatological examinations; chemical
analyses of blood, urine, and other physiological
fluids; and such other tests as medical experts
would find medically appropriate on those Vietnam
combat veterans who present themselves to a Veterans
Administration Hospital with symptoms of skin
lesions since service in Southeast Asia, and/or

Demand for Judgment/Prayer for Relief

-page 38-

�suggestions of a change in tolerance to alcohol,
and/or motor or sensory

impairment of central

or peripheral nervous system, and/or significant
change in bladder or bowel function since returning
from Southeast Asia, and/or symptoms of accelerating
degenerative processes

("early aging"), and/or

complaints of infertility, and/or a history of
birth defects among their children.

COMPELLING the defendant federal agencies to
provide the appropriate representatives of the
plaintiffs with, a summary of all the diagnoses of
neoplastic disease made and/or confirmed among Viet Nam
combat veterans, as well a? veterans under the age off
40 years at the present time and who served in the
United States Armed Forces from 1962 through

1972.

PROHIBITING the individual defendant bureaucrats,
their successors in interest, and the staff members
at the Hospitals maintained by.or under the supervisions of the Veterans Administration of the United
States from conducting any form of "operant conditioning" therapy on any Vietnam combat veteran
without a full and complete disclosure of the nature
of the treatment and its effects, and the offer of
alternative therapeutic modalities.
i

Demand for Judgment/Prayer

for Relief

-page 39-

.

�PROHIBITING the defendant federal agencies
particularly the staff members at the Hospitals
"maintained by or under the supervision of the
Veterans Administration of the United States
and their successors

in interest from further

disseminating misleading information to the plaintiff
veterans and their families about their rights and
the legal remedies available to such plaintiff
veterans.

RESTRAINING the defendant federal agencies
and the staff of the Veterans Administration and
their successors in interest from any further
distribution of a certain document entitled,.
"Worried About Agent Orange?", and from the use of
the publication Vanguard or films or videotapes,
prepared at public expense/ as the means of further
dissemination of misleading information

about the

risk of deleterious effects associated with exposure
to toxic syntetic organic chemicals such as TCDD in
Viet Nam and Southeast Asia.

ALL TOGETHER with such other and further relief as
».
to this Court shall seem just and proper under the circumstances,
including the costs, disbursements, and reasonable attorney's
4

Demand for Judgment/Prayer for Relief

-page 40-

�ATTORNEY'S VERIFICATION

STATE OF NEW YORK
COUNTY OF SUFFOLK

)
)ss.i
)

VICTOR JOHN YANNACONE, jr., duly affirming
under the penalties of perjury on this 17th day of May,
1984, states that he has prepared the foregoing
Complaint on behalf of the plaintiff veterans and their
families, and knows the contents thereof, that the
same are true to his own knowledge except as to those
portions therein stated to be alleged upon information
and belief and as tp/'those portions he believes them to
be true,

YANNACONE, jr

Demand for Judgment/Prayer for Relief

-page 42-

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                <text>Amended Complaint, Maureen Ryan, Individually, and as the mother of the infants Kerry Ryan and Michael Ryan, and Michael Ryan, and others similarly situated, Plaintiffs, against the Public Health Service, The Food and Drug Administration, The Veterans Adm</text>
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                    <text>Item D Number

05254

Author

D

Yannacone, Victor John, Jr.

MotScannBfl

Corporate Author
Report/Article TitlB Amended Verified Complaint, January 5, 1979

Journal/Book Title
Year

1979

Month/Day

January 5

Color

D

Number of Images

104

DeSCriptOU Notes

Complaint Against Dow Chemical Company, Hercules Inc.,
and Northwest industries regarding toxic effects of phenoxy
herbicides

Friday, March 01, 2002

Page 5254 of 5263

�AMENDED VERIFIED COMPLAINT

Victor John Yannacone,

jr,

YANNACONE &amp; YANNACONE
Professional Corporation
of counsel to

Plaintiffs' Attorneys
Office &amp; P.O. Address

Post Office Drawer §109
Patchogue, New York 11772
(area code 516) 654-2299
O'HAGAN REILLY &amp; GORMAN
Plaintiffs' Attorneys
Office &amp; P.O. Address
444 Main Street
Islip, New York 11751
(area code 516) 581-8687

�INDEX

Venue
•
Jurisdiction
The Plaintiffs
Other Interested Parties
Class Action
Phenoxy Herbicides

\\1.
1(2. - 1(6.
1(7. - 1(15.
if 16*. - 1(20. •
1(21. - 1(29.
1(30. "- 1(59.

page 4
5
7
12
14
17

p-dioxin (TCDD or "dioxin") 1(60. - 1(86.
Defendant THE DOW CHEMICAL COMPANY
Corporate History
1(87. - 11114.
Subsidiaries
1(115.
Joint Ventures
11116. - K128.
Business &amp; Products
11129. - 11132.
Principal Properties
11133. - 1(137.

24

2,3,7,8-tetrachloro dibenzo

Defendant HERCULES INCORPORATED.
Corporate History
11138.
Subsidiaries
. 1(172.
Joint Ventures
1(174.
Business &amp; Products
1(184.
Principal Properties
1(211.

-

30
34
36
39
45

.
.
"

1(171.
1(173.
1(183.
1(210.
1(218.

48
53
54
57
63

•

Defendant NORTHWEST INDUSTRIES, INC.

Corporate History
Business &amp; Products
Operations
Plants &amp; Property

1(219.
1(225.
1(266.
1(283.

-

1(224.
1(265.
1(282.
1(286.

Plaintiffs Complain
1(287. - 1(299.
Damages
1(300. - 1(313.
Declaratory Judgment Claims 1(314. - 1(321.
Equitable Jurisdiction
1(322. - 1(327.
Demand for Judgment
Declaring Rights
• -'
Imposing a Trust
_
Directing Disclosure
• .
Restraining Defendants
Establishing Reserves
Appointing a Trustee
Reimbursing United States
'
Compensating Plaintiffs
Reimbursing Utilities
bthor and Further Appropriate Relief

66
.67
75
78
.
'
^
.

-page 3-.
• Amended Verified-Complaint
- .
5 Jnnnarv

.

9

83
87
9'2
95
6
99
99
99
100
102
102
- 103
103
104

�AMENDED VERIFIED COMPLAINT
The plaintiff, now deceased, by his Legal Representative, individually and on behalf of all those so unfortunate as to have been and
now to be similarly situated at risk, not only during this generation
but during those generations yet to come, from the toxic effects of
exposure to phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic
acid (2,4,5-T) contaminated with the toxic synthetic organic chemical
2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") and manu- .
factured, formulated, advertised, promoted, marketed and sold by the
corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED,
and NORTHWEST INDUSTRIES, INC., jointly and severally, individually
and collectively, alone or in concert with others, in wanton and
reckless disregard of the public health, safety and welfare, sets
forth and alleges the following by his attorneys:

Venue
1.

The venue of this action is determined under Title 28 United

States Code S§1391(a), 1391(b), 1391(c).

-page 4Amonded Verified Complaint
5 January 1S79

�Jurisdiction
2.
Jurisdiction of this Court is invoked under Title 28 United
States Code §1331(a).
"The district courts shall have'original
jurisdiction of all civil actions wherein the
matter in controversy exceeds the sum or value
of $10,000 exclusive of interest and costs,
and arises under the Constitution, laws or
treaties of the United States."
because the amount in controversy herein far exceeds the sum or value
of $10,000 exclusive of interest and costs, and this cause of action
arises under the Constitution, laws-or treaties of the United States,
as more fully and at length hereinafter set forth and alleged.
3.
This action arises under Article VI, section 2, of the
Constitution of the United States and involves the declaration and
interpretation of the rights of the now deceased plaintiff individually, and all those others so unfortunate as to have been or now to
be'similarly situated, to be free of risk from the toxic effects of
phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid
(2,4,5-T) manufactured, formulated, advertised, promoted, marketed and
sold by the corporate defendants THE DOW CHEMICAL COMPANY, HERCULES
INCORPORATED, and NORTHWEST INDUSTRIES,. INC. although contaminated
with the synthetic organic chemical 2,3,7,8-tetrachloro dibenzo pdioxin (TCDD or "dioxin"), which rights are retained by said plaintiffs under the Ninth Amendment of the Constitution of the United
States
"The enumeration in the Constitution of
certain rights, shall not be construed to deny
or disparage others retained by the people."
and protected under the "due process" clause of the Fifth Amendment to
the Constitution of the United States, and under the "due process" and
"equal protection" clauses of the Fourteenth Amendment of the Constitution of the United States.
. 4.

Jurisdiction of this Court is also invoked under Title 28
-page 5Amended Verified Complaint
5 January 19.79
"

. •
'

�United States Code §1332.
-5.
Jurisdiction of this Court is also invoked under Title 42
United States Code §1983:
"Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of
any State or Territory, subjects or causes to
be subjected, any citizen of the United States
or other person within the jurisdiction thereof to the deprivation of any rights, privileges or immunities secured by the Constitution and law, shall be liable to the party
injured in an action at law, suit in equity, •
or other proper proceeding for redress."
6.
Jurisdiction of this Court is also invoked under Title 28
United States Code §1337,
"The district courts shall have original
jurisdiction of any civil action or proceeding
arising under any Act of Congress regulating
commerce or protecting trade and commerce
against restraints and monopolies."
since this proceeding may involve consideration of Title 15 United
States Code §§15, 26, 22:
"Any person who shall be injured in his
••
business or property by reason of anything
forbidden in the antitrust laws may sue
therefor in any district court of the United
States in the district in which the defendant
resides or is found or has an agent, without
respect to the amount in controversy, and
shall recover threefold the damages by him
sustained, and the cost of suit, including
reasonable attorney's fees."
"Any -person . . . shall be entitled to sue for
and have injunctive relief, in any court of
the United States having jurisdiction over the
parties, against threatened loss or damage by
a violation of the antitrust laws. .. . . when
and under the same conditions and principles
as injunctive.relief against threatened
'conduct that will cause loss or damage is
granted by courts of equity under the rules
governing such proceedings. ..."
"Any suit, action, or proceeding under the
• "
•

-page 6Amcneled Verified Complaint
5 January 1979*

�antitrust laws against a corporation may be
brought not only in the judicial district
whereof it is an inhabitant, but also in any
district wherein it may be found or transacts
business; and all process in such cases may be
served in the district of which it is an
inhabitant."
The statutes relevant to this proceeding are Title 15 United
States Code §§1, 22:
"Every . . . combination in the form of trust
or otherwise, or conspiracy in restraint o.f
trade or commerce among the several States or
with foreign nations, is declared to be
illegal. . . ."
and Title 15 United States Code §§45(a)(l), 52, 55(a)(l), 55(c):
"* * *(a) It shall be unlawful for any person,
partnership, or corporation to disseminate, or
cause to.be disseminated, any false advertisement.
"(b) The dissemination or the causing to
be disseminated of any false advertisement
within the provisions of subsection (a) of
• this section shall be an unfair or deceptive
trade act or practice in commerce within the
meaning of §45 of this Title."
"The term false advertisement means any
advertisement, other than labeling, which is
misleading in a material respect; and in
determining whether any advertisement is misleading, there shall be taken into account
(among other things) not only representations
made or suggested by statement, word, design,
device, sound, or any combination thereof, but
also the extent to which the advertisement
fails to reveal facts material in the light of
such representations or material with respect
to consequences which may result from, the use
of the commodity to which the advertisement
relates under the conditions presentee in said
advertisement or under such conditions as are
customary or usual. . ."
and Title 15 'United States Code §§1125(a), 1121:
"Any person who shall affix, apply, or
annex, or use in connection with, any goods or
services, or any container or containers for
goods . . . any false description or rcpresen-pagc 7Amended Verified Complaint
5 January 1979

.
t

-

�tation, including words or other symbols tending 'falsely to describe or represent the same,
and shall cause such goods or services to
enter into commerce, and any person who .shall
with knowledge of the falsity of such description or representation cause or procure the
same to be transported or used in commerce or
deliver the same to any carrier to be transported or used, shall be liable to a civil
action ... by any person who believes that .
he is likely to be damaged by the use of any
such false description or representation."
"The district courts ... of the United
States shall have original jurisdiction . . .
of all actions arising under this chapter,
without regard to the amount in controversy or
to diversity or lack of .diversity of the
citizenship of the parties."

-page 8Amonded Verified Complaint
5 January 1979

�The Plaintiffs

7.

That the deceased plaintiff' PAUL REUTERSHAN was .a member of

the armed forces of the United States and was exposed to phenoxy
herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised, promoted, marketed and sold by the
corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED,
and NORTHWEST INDUSTRIES, INC. and contaminated with the toxic
synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin {TCDD
or "dioxin").
8.
Upon information and belief, as many as 4.2 million
(4,200,000) members of the armed forces of the United States may have
been exposed to phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised, promoted,
marketed and sold by the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES, INC. and
contaminated with the toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin").
9.
That the deceased plaintiff PAUL REUTERSHAN has made a claim
for veterans service benefits as a result of disability attributable'
to phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid
(2,4,5-T) manufactured, formulated, advertised, promoted, marketed and
sold by the corporate defendants THE DOW CHEMICAL COMPANY, HERCULES
INCORPORATED, and NORTHWEST INDUSTRIES, INC. and contaminated with the
toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin
,(TCDD'or "dioxin").
10. Upon information and belief, other members 'of the armed
forces of the United States have made similar claims for veterans
service benefits as a result of disability attributable to phenoxy
herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised, promoted, marketed and sold by the

-page 9Amended Verified Complaint
5 January 1979

�corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED,
and NORTHWEST INDUSTRIES, INC. and contaminated with the toxic
synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD
or "dioxin").
11.

Upon information and belief, the phenoxy herbicides such as

2,4,5-trichloro phenoxyacetic acid (2,4,5-T) which were contaminated
with the toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo
p-dioxin (TCDD or "dioxin") and to which the deceased plaintiff and
other members of the armed forces of the United States were,exposed
were manufactured, formulated, advertised, promoted, marketed and sold
by the corporate defendants THE DOW CHEMICAL COMPANY, HERCULES
INCORPORATED, and NORTHWEST INDUSTRIES, INC. with knowledge of such
contamination.
12. That the plaintiff PAUL REUTER3HAN suffered from a malignant
condition, and believed that his malignant condition was atributable
to his exposure to phenoxy herbicides such as 2,4,5~trichloro phenoxyacetic acid (2,4,5-T) which were contaminated with toxic synthetic
organic chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD
or "dioxin") as a result of the negligence and carelessness of the
corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED,
and NORTHWEST INDUSTRIES, INC.
13. That the plaintiff PAUL REUTERSHAN eventually died as a
result of a malignant condition, attributable to his exposure to
phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid
:
(2,4,5-T) which were contaminated with toxic synthetic organic
chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
."dioxin") as a result of the negligence and carelessness of the
corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED,
and NORTHWEST INDUSTRIES,

INC.
-i-

. 14.
That the contamination of phenoxy herbicides such as 2,4,5trichloro phenoxyacetic acid (2,4,5-T) manuEactured, formulated,

-page 10Amended Verified Complaint
5 January 1979

�advertised, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. with the toxic synthetic organic chemical 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or "dioxin"), may contribute to the
illness and eventual death of all those so unfortunate as to have been
exposed.
•
.
15. Upon information and belief, phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. and contaminated with the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") were
purchased by public utility companies for use and application
••
throughout the United States of America.

-page 11Amended Verified Complaint
5 January 1979

�Other Interested Parties

16. Upon information and belief, the United States Department of
Defense, in particular the Veterans Administration and the United
States Department of Health, Education and Welfare in particular the
Social Security Administration, have been or will be responsible for
at least part of the cost of medical care and treatment required by
and rendered unto the deceased plaintiff as a result of the toxic
effects of phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic
acid (2,4,5-T) manufactured, formulated, advertised, promoted,
marketed and sold by the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES, INC., and NORTHWEST INDUSTRIES, INC. and con-,
taminated with toxic synthetic organic chemicals such as 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or "dioxin")17. Upon information and belief, the United States Department of
Defense, in particular the Veterans Administration and the United
States Department of Health, Education and Welfare in particular the
Social Security Administration, have been, now are, or will eventually
be responsible for at least part of the cost of medical care and
treatment required by and rendered unto the other plaintiffs so
unfortunate as to have been exposed to phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. and contaminated with the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin").
18.

Upon information- and belief, the United States Department of

Defense, in particular the Veterans Administration and the United
States Department of Health., Education and Welfare in particular the
Social Security Administration, hav-e made, and-may make payments to or
on behalf of the deceased plaintiff PAUL REUTERSHAN and/or his family
and all those others so unfortunate as to be similarly entitled to

-page 12Amendc-d Verified Complaint
r
v Januarv 1979

�receive such benefits as compensation or benefits for disability or
death attributable to the toxic effects of phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. and contaminated with toxic synthetic organic
chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin").
19. Upon information and belief, the public utility companies
which purchased, used and applied phenoxy herbicides such as 2,4,5trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. and contaminated with the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or."dioxin") may
be liable for damages attributable to the use of such contaminated
products.
20. Upon information and belief, the stockholders, rate payers,
and subscribers of the services provided by the public utility
companies which purchased, used and applied phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. and contaminated with the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") may
eventually be required to bear the economic burden resulting from the
damages attributable to the use of such contaminated products.

. -page 13Amended Verified Complaint
5 January 1979

�Class Action

21. This action is brought on behalf of the deceased Plaintiff
individually and on behalf of all those so unfortunate as to have
been, now to be, or who may be similarly situated at risk, from the
toxic effects of exposure to phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised-, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. and contaminated with the synthetic organic chemical
2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin").
22. This action is brought on behalf of the deceased Plaintiff
individually and on behalf of all those so unfortunate as to have been
and now to be similarly situated at risk, from the toxic effects of
exposure to phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic
acid (2,4,5~T) manufactured, formulated, advertised, promoted,
marketed and sold by the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES, INC. and
contaminated with the synthetic organic chemical 2,3,7,8-tetrachloro
dibenzo p-dioxin (TCDD or "dioxin"), all of whom are entitled to the
protection of their personal health, safety and welfare from injury
and damage attributable to the contamination of phenoxy herbicides
such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) with toxic
synthetic organic chemicals such as 2,3,7,8-tetrachloro dibenzo
p-dioxin (TCDD or "dioxin").
23. This action is brought on behalf of the deceased plaintiff,and on behalf of all those stockholders, rate payers and subscribers
of public utility companies which used phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised, promoted/ marketed and sold by the corporate defendants
THE: DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. and contaminated

with toxic synthetic organic.

-page 14Atnended V e r i f i e d C o m p l a i n t
5 J a n u a r y 1979

�chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin"), all of which stockholders, rate payers and subscribers may
eventually be called upon to pay for the economic, loss and damages
attributable to the use of such phenoxy herbicides as 2,4,5-trichloro
phenoxyacetic acid (2,4,5-T) contaminated with toxic synthetic organic
chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin").
24. The claims of the deceased plaintiff are representative of
the claims of all the members of the class of all those so unfortunate
as to be similarly situated, and the actions of all the corporate
defendants THE DOW CHEMICAL COMPANY, HERCULES, INC., and NORTHWEST
INDUSTRIES, INC. have substantial effect upon all members of the class
exemplified by the deceased plaintiff, thereby making declaratory
judgment appropriate and the equitable relief and injunction sought in
this action the proper remedy for the class as a whole.
25. -That at the present time, the deceased plaintiff, PAUL
REUTERSHAN, is one of an indeterminate number of the approximately 4.2
MILLION American servicemen who are at risk from exposure to phenoxy
herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5~-T) manufactured, formulated, advertised, promoted, marketed and sold by the
corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED,
and NORTHWEST INDUSTRIES, INC. and contaminated with toxic synthetic
organic chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD
or "dioxin") but who are only now beginning to manifest the long-term
toxic effects attributable to such exposure.
26. Upon information and belief, it can be reasonably expected that a number of claims similar to those made by the deceased Plaintiff, PAUL REUTERSHAN, will be made for veterans service benefits as a
result of disability attributable to and resulting from exposure to
phenoxy herbicides such as 2,4,5-trichlcro phenoxyacetic acid
(2,4,5-T) manufactured, formulated, advertised, promoted, marketed and
sold by the corporate defendants THE DOW CHEMICAL COMPANY, HERCULES

-page 15Araendeci Verified Complain!
5 January 1979

�INCORPORATED, and NORTHWEST INDUSTRIES, INC. and contaminated with
toxic synthetic organic chemicals such as 2,3,7,8-tetrachloro dibenzo
p-dioxin (TCDD or "dioxin") and that many of those claims will involve
disability attributable to or resulting from exposure to such
contaminated phenoxy herbicides.
27. Upon information and belief, it can be reasonably expected
that a number of claims similar to those made by the deceased Plaintiff, PAUL,REUTERSHAN, will be made for social security disability
benefits as a result of disability attributable to and resulting from
exposure to phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic
acid (2,4,5-T) manufactured, formulated, advertised, promoted,
marketed and sold by the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES, INC. and
contaminated with toxic synthetic organic chemicals such as 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or "dioxin") and that many of those
claims will involve disability attributable to and resulting from
exposure to such contaminated phenoxy herbicides.
28. The members of the class exemplified by the deceased plaintiff PAUL REUTERSHAN are so numerous as to make it impracticable to
bring them all before this court, however, there are substantial
questions of law and fact common to the class and common equitable
relief on behalf of all members of the class is sought.
29.

The members of the class exemplified by the deceased plain-

tiff PAUL REUTERSHAN are fairly and adequately represented by the
legal representatives of said deceased plaintiff and the counsel for
said plaintiffs and neither the deceased plaintiff nor the attorneys
for the deceased plaintiff ha^e any interests adverse to that of any
individual, member of the class of all those who might be entitled to
the relief sought herein.

-page 16Ainended V e r i f i e d Complaint
5 J a n u a r y 1979

�Phenoxy Herbicides
30. Upon information and belief, the effectiveness of the phenoxy
plant growth regulators 2,4-dichloro phenoxyacetic acid (2,4-D) and
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) as "herbicides was
determined in mid-1944 field trials at Beltsville and Camp (now Fort)
Detrick, Maryland.
31. Although herbicides were not used in tactical military •
operations in World War II, upon information and belief, a small
program for screening potential herbicides for military use continued
after that War.
32. Upon information and belief, the phenoxy herbicides such as
2,4-dichloro phenoxyacetic acid (2,4-D) and 2,4,5-trichloro phenoxyacetic acid (2,4,5-T), in particular their salts and esters were manufactured, formulated, advertised, promoted, marketed and sold by the
corporate defendants THE DON CHEMICAL COMPANY, HERCULES INCORPORATED,
and NORTHWEST INDUSTRIES, INC., individually and collectively, jointly
and severally, alone or in concert with others since the mid-1940s.
shortly after the end of World War II.
33. Upon information and belief, by 1951, personnel at Fort
Detrick had determined that the vegetation control chemicals of choice
were mixtures of the butyl esters of the phenoxyacetic acids 2,4-D and
2,4,5-T.
34. Upon information and belief, in 1959, the Crops Division,
Fort Detrick, conducted the first large-scale military defoliation
effort over four square miles at Fort Drum, New York.

- .

35. Upon information arid belief, phenoxy herbicides such as0
2,4,5-trichloro phonoxyacetic acid (2,4,5-T) were .introduced into the
armed conflict in Vietnam in 1962.

-page 17Amended Verified Complaint
5 January 1979

�36.

Upon information and belief, an estimated 107 million pounds

of herbicides were aerially disseminated on 6 million acres in South
Vietnam from January 1962 through February 1971. Upon information and
belief, approximately 94 percent of all herbicides sprayed in Vietnam
were 2,4-D or 2,4,5-T.
37. Upon information and belief, approximately 96% of all the
2,4,5-T so used was contained in a formulation designated Herbicide'
Orange; the remaining 2,4,5-T was contained, upon information and
belief, in formulations designated Herbicide Green, Herbicide Pink,
and Herbicide Purple.
38. Upon information and belief, Herbicide Green, Herbicide Pink,
and Herbicide Purple contained approximately 40% of the toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin") which was present as a contaminant of the phenoxy herbicide
such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T). Upon information and belief, Herbicide Green, Herbicide Pink, and Herbicide
Purple were sprayed as defoliants on less than 90,000 acres from 1962
through 1964.
39.

Upon information and belief, the 44 million pounds of 2,4,5-T

to which American servicemen such as the deceased plaintiff herein and
all those others so unfortunate as to be similarly exposed, contained
an estimated 368 pounds of the toxic contaminant, 2,3,7,8-tetrachloro
dibenzo p-dioxin (TCDD or dioxin).
40. Upon information and belief, 90% of all the Herbicide Orange
which, upon information and belief, contained 38.3 million pounds of2,4,5-T and 203 pounds of the-toxic 'synthetic organic chemical
2,3,7,8-tetrachloro dibenzo p-dioxin JTCDD or "dioxin") were used in
defoliation operations on 2.9 millipn acres of inland forests and
mangrove forests of South Vietnam.
41.

Upon information and belief, flight mechanics and crew chiefs

-page 18Araended V e r i f i e d C o m p l a i n t
5 January 1979"

�were the most likely military personnel exposed.to the phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) contaminated with toxic synthetic organic chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin").
42. Upon information and belief, in April.1970, the United States
Secretary of Agriculture, the United States Secretary of Health,
Education^and Welfare, and the United States Secretary of the Interior
jointly announced suspension of the registration of liquid formulations of 2,4,5-T for use around the home and recreational areas and
for use on lakes, ponds and ditch banks.
43. Upon information and belief, through the efforts of the
corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED,
and NORTHWEST INDUSTRIES, INC., jointly or severally, individually or
collectively, alone or in concert with others, registration was not
suspended for use of phenoxy herbicides such as 2,4,5-trichloro
phenoxyacetic acid (2,4,5-T) on range and pasture lands, nonagricultural lands, or in weed and brush control programs on
communications and highway rights-of~way.
44. Upon information and belief, the effort to suspend
registration of 2,4,5-T in 1970 resulted from published studies
indicating that 2,4,5-T was a teratogen, however, upon information and
belief, subsequent studies revealed that the teratogenic effects
attributable to the phenoxy herbicide 2,4,5-T resulted from a toxic
contaminant of the 2,4,5-T, which was identified as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin"). .
45. Upon information-and belief, the Department of Defense
suspended the use of Herbicide Orange shortly after the civilian
agencies of government announced suspension of certain uses for the
phenoxy herbicide 2,4,5-T.
46.

Upon information and belief, in September 1971, the Depa.rt-

-page 19Amended Verified Complaint
5 January 1979 •

�merit of Defense directed that the Herbicide Orange in South Vietnam be
returned to the United States and that the entire stock be disposed of
in an environmentally safe and efficient manner.
47. Upon information and belief, more than 1 million gallons of
Herbicide Orange containing phenoxy herbicides such as 2,4,5-trichloro
phenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised,
promoted, marketed and sold by the corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. and contaminated with toxic synthetic organic chemicals such as
2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or. "dioxin") were moved
from South Vietnam to Johnston Island, Pacific Ocean, for storage
(Project PACER IVY) in April 1972.
48. Upon information and belief, during the nine year period from
1961 through 1969, approximately 78 million pounds of phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised, promoted, marketed and sold by the
corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED,
and NORTHWEST INDUSTRIES, INC. and contaminated with the toxic
synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD
or "dioxin") were used domestically in the United States.
49. Upon information and belief, various techniques for
destruction and recovery of the phenoxy herbicides were investigated
by the Department of Defense from 1971 to 1974. 'Upon information and
belief, destructive techniques studied included soil biodegradation,
high temperature incineration, deep well injection, burial in underground nuclear test cavities, sludge burial and microbial reduction;
while techniques to recover a. useful product included use, return to
manufacturers, fractionation and chlorinolysis. Of the.techniques
studied, only high temperature incineration was, upon information and
belief, sufficiently developed at that time to warrant further
investigation.
50.
. -

Upon information and belief, in December 1974, the United
-page 20'
. Amended Verified Complaint
5 January 1979

�States Air Force filed a final Environmental Impact Statement with the
President's Council on Environmental Quality, for the disposition of
Herbicide Orange by destruction aboard a specially designed inciner- '
ation vessel in a remote area of the Pacific Ocean west of Johnston
Island.
51. Upon information and.belief, the United States Environmental
Protection Agency held a public meeting in February 1975 to consider
an ocean incineration permit application submitted by the United
States Air Force in accordance with the Marine Protection, Research
and Sanctuaries Act of 1972 as amended, (33 U.S.C. §§1401, 'et seq.)
52. Upon information and belief,.during this meeting, testimony
was presented which indicated that techniques for chemically reprocessing the herbicide to remove unacceptable quantities of the
toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin
(TCDD or "dioxin") might have been developed and the Environmental
Protection Agency indicated that the option for reprocessing should be
further explored as a means of disposition prior to making a decision
to destroy the contaminated herbicides by means of incineration.
53. Upon information and belief, the United States Air Force
subsequently undertook an investigation into the feasibility of reprocessing Herbicide .Orange and pilot plant studies including selective activated carbon adsorption, were conducted from the Fall of 1975
to'July 1976, however, a feasible and environmentally acceptable
method of safely disposing of the TCDD-laden activated carbon was not
demonstrated. By February 1971, the United States Air Force, upon
information and belief, concluded that the option of reprocessing was
not feasible, timely or cost-effective since a technique for tho
ultimate disposal of the activated carbon was not currently available
or anticipated in the foreseeable future.
54. Upon information and belief, on 9 March 1977, the United
States Air Force requested the Environmental Protection Agency to

-page 21Amemled Verified Complaint
5 January 1979

�convene the public hearings. As a result of the public hearing held
on 7 April 1977, the EPA issued a research permit to the USAF to move
stocks of Herbicide Orange from the Naval Construction Battalion
Center, Gulfport, Mississippi to a designated site in the North
Pacific Ocean for the purpose of at-sea incineration in accordance
with the provisions of the Marine Protection, Research and Sanctuaries
Act of 1972, as amended.
55. Upon information and belief, the vessel contracted for the
at-sea incineration of the contaminated herbicides'was the Dutch-owned
M/T Vulcanus, a ship registered in Singapore and previously used in
the North Atlantic Ocean and the Gulf of Mexico to destroy chlorinated
hydrocarbon wastes. Upon information and belief/ a total of three
herbicide loadings were required to incinerate the total stocks of
Herbicide Orange: one loading from Gulfport, Mississippi and two
loadings from Johnston Island.
56. Upon information and belief, during the summer of 1977 the
United States Air Force disposed of 2.22 million gallons of Herbicide
Orange .by high temperature incineration at sea. This operation, was,
upon information and belief, designated Project PACER HO.
57. Upon information and belief, phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) contaminated with the
toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin
(TCDD or "dioxin") have been and still are manufactured, formulated,
advertised, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. as herbicides for application to a-nd upon rights-ofway, forests, hay, pasture and rangelands, farms, lawns and turf.
58. Upon information and belief, the principal civilian use of
phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid
(2,4,5-T) is for brush control, while the principal civilian use of
phenoxy herbicides such as 2,4-dichloro phenoxyacetic acid (2,4-D) is

-poqo 22Amendcd V e r i f i e d Comolaint
5 January 1979

�for broadleaf weed control in corn and other grains.
59.

Upon information and belief, phenoxy herbicides such as

2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES/ INC. and contaminated with toxic synthetic organic
chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin") were used by the Department of Defense and o'ther government
departments and agencies, quasi-governmental entities, and public
utilities.

-page 23Amended Verified Complaint
5 January 1979

�2,3,7,8-tetrachloro dibenzo p_-dioxin (TCDD or "dioxin")
60. Upon information and belief, statements on the fate of the
toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin
(TCDD or "dioxin") in the environment are predicated upon the
detection of the compound in environmental substrates.
61. Upon information and belief, prior to 1973 the detection
limit for the toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") in soils was 100 parts per trillion
(0.1 parts per billion).
62. Upon information and belief, prior to 1973 the detection
limit for the toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") in biological tissue was 50 parts
per billion (0.05 parts per million).
63. Upon information and belief, the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") is a
nonpolar, chlorinated aromatic molecule, without biologically labile'
functional groups and soluble in water only to the extent of
approximately 200 mg/liter.
_
• • •
64. Upon information and belief, the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-&lt;5ioxin (TCDD or "dioxin") has a
lower partition coefficient in lipids than certain environmental
toxicants such as 1,1,1-trichloro 2,2-bis p-chloroph-enyl ethane (DDT).
65.

Upon information and belief, the toxic synthetic organic

chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") is
capable of bioaccumulation (being taken up by a living organism and
retained).
66.

•

Upon information

and belief, the toxic synthetic organic

chemical 2 , 3 , 7 , 8-tetcachloro dibenzo p-dioxin (.TCDD or "dioxin") has a
-page 24Amcn-Jr-d Verified Complaint '.
- 5 January 1979

�half-life in certain soil of at least one year.
67. Upon information and belief, the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") is
not biosynthesized by microbial condensation reactions, and, upon
information and belief, the toxic synthetic organic chemical 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or "dioxin") is not readily
metabolized by soil microorganisms.
68. Upon information and belief, volatilization of the toxic
synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD
or "dioxin") is a major pathway of dissipation for the toxicant from
soil and other sites of-application.
69. Upon information and belief, the synthetic organic chemical
2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") is one of the
most potent low molecular weight toxins and teratogens known.
70. Upon information and belief, 2,3,7,8-tetrachloro dibenzo pdioxin (TCDD or_"dioxin").is the most toxic of the chlorinated dibenzo
p-dioxins.
•
•
71. Upon information and belief, the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") is a
"cellular poison."
72. Upon information and belief, among the toxic effects of the
toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin
(TCDD 'or "dioxin") are to be found:
hepatic cell necrosis, cirrhosis;
biphasic decline in body weight;
increased tissue amyloid;
thymic atrophy, decrease in thymus weight,
depletion of rlymphocytes in the thymic cortex;
alopecia;
subcutaneous edema;
acne;
hemorrhage and atrophy of adrenal zona
glomerulosa;
-page 25Amendod Verified Complaint
. "5 January 1979

�increased levels of 8- and 7-carboxyporphyrins
in the liver, liver enlargement, progressive
necrotic centilobular liver lesions;
gastric hyperplasia and ulceration;
impairment of cellular immunity, reduced host
defenses;
prolongation of aliographic rejection times;
depletion of lymphoid organs, suppression of
cell mediated immunity in the lymphoid system;
hematological" changes including lymphopenia
and thrombocytopenia, hemorrhage, anemia;
decreased spleen weights;
hyperplasia of the lymph tissue and bone
marrow; hypocellularity of the bone marrow and
lymph nodes;
hydropericardium;
progressive leukopenia and hypoproteinemia;
pancytopenia; and
•increased plasma albumin, total protein, iron,
urea nitrogen, cholesterol and triglycerides;
73. Upon information and belief, the embryotoxic, fetotoxic and
teratogenic effects of the toxic synthetic organic chemical 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or ."dioxin") include:
cleft palate;
kidney anomalies, renal hydronephrosis;
hydrocephalus;
_
lack of eyelid formation (open eye);
clubfoot;
fetal edema; and
fetal hemorrhage, intestinal hemorrhage;
74.

Upon information and belief, the carcinogenic and tumorigenic

effects of the toxic synthetic organic chemical 2,3,7,8-tetrachloro
dibenzo p-dioxin (TCDD or "dioxin") include:
"
.
'
neoplastic nodules and cholangiocarcinomas of
the liver, hepatocellular carcinoma of"the liver,
carcinoma of the liver;
carcinoma of the ear duct;
carcinoma of the kidney;
rnetasticizing retroperitoneal- histiocytomas;
hyperplasia of the epitheliuia of the lung,
squamous cell carcinoma of the lung;
squamous cell carcinoma of the hard
palate/nasal turbinates;
squamous cell carcinoma of the tongue;
altered lymphopoiesis;
epithelial changes including hypertrophy,
-page 26nd'v] Verified Complaint :&gt; January 1979

�hyperplasia, and metaplasia;
75. Upon information and belief, many chemically nonreactive
carcinogens are enzymatically converted to biologically active
carcinogens, and the enzyme aryl hydrocarbon hydroxylase (AHH) has
been strongly implicated in this process.
76.

Upon information and belief, the synergistic action of

2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") with
3-methylcholanthrene (MC) has induced cancer in different animal
strains in direct proportion to the degree of elevation of the induced
hydroxylase activity and the associated cytochrome content.
77. Upon information and belief, the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin"} is
more potent than 3-methylcholanthrene (MC) as an inducer of hydroxylase activity in cultured human lymphocytes.
78. Upon information and belief, the toxic synthetic organic
chemical 2,3,778-tetrachloro dibenzo p-dioxin (TCDD or "dioxin"} may
be orders of magnitude more potent on a molar basis than 3-methylcholanthrene (MC) as aan inducer of hepatic aryl hydrocarbon
hydroxylase (AHH) activity.
79. Upon information and belief, the mutagenic and cytogenic
effects of the toxic synthetic organic chemical 2,3,7,8-tetrachloro
dibenzo p-dioxin (TCDD or "dioxin") include increased incidence of
reverse mutuations in Eschorchia coli and Salmonella typhimurium and
chromosomal abberations.
80. Upon information and belief, the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p.-dioxin (TCDD or "dioxin") may
form a physical complex by "intercalation" in DMA, leading to
' fcameshiLt mutation.
81.

npon information and belief, there have been at least 23
-page 27Amendetl Verified Complaint:

�industrial incidents involving over 1,100 human beings, generally
adult males, in exposure to the toxic synthetic organic chemical
2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin"), however,
there are, upon information and belief, no significant scientific long
term studies of the individuals so exposed.
82. Upon information and belief, in August 1972 waste oil
contaminated with the toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") was sprayed on a horse
arena in eastern Missouri and 54 of 57 horses exposed to the arena
died of an illness characterized by skin lesions, severe weight loss
and hepatotoxicity.. Birds, dogs, cats, insects, and rodents were also
found dead in and around the arena.
83. Upon information and belief, a six year old girl exposed to
the waste oil. contaminated with the toxic synthetic organic chemical
2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") and sprayed on
the Eastern Missouri Horse Arena developed epistaxis, gastrointestinal
complaints, and severe hemorrhagic cystitis.
84. Upon information and belief, on or about 10 July 1976, in
Seveso, Italy, a small' town north of-Milan, a safety pressure disk
ruptured sending a plume of chemicals, including the toxic synthetic
organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin") 30 to 50 meters above the factor. Upon information and
belief, the vapor cooled and came down over a cone shaped-area about 2
kilometers long and 700 meters wide.
85".

Upon information and belief, according to the calculations of

Givaudan ICMESA, a Swiss company and owner of the plant in Seveso,
Italy, between 650 GRAMS and 1700

GRAMS of the toxic synthetic organic

chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") was
released.
86.

:

Upon information and belief, according to reports from

-page 28cl Verified Complaint
5 January 1979

�eveso, Italy, animals, including birds, rabbits, and chickens were
beginning to die two to three days after the accident, and although
the temporary and acute effects of the incident have passed, there is
no estimate yet of the long term effects.

-page 29Amended Verified Complaint
.5 January 1979"

�Defendant THE DOW CHEMICAL COMPANY: Corporate History
87.

Upon information and belief, defendant THE DOW CHEMICAL

COMPANY was incorporated in Delaware on or about June 11, 1947, and by
merger agreement dated June 27, .1947, succeeded to all assets and
business of a company bearing the same name which had been incorporated in Michigan on or about May 18, 1897 to build a bleach plant
at Midland, Michigan utilizing the waste liquids of Midland Chemical
Co.
88. Upon information and belief, on or about March 12, 1900
defendant THE DOW CHEMICAL COMPANY purchased the Dow Process Co. which
had been formed in 1895 and upon information and belief, on or about
August If 1900 said defendant purchased Midland Chemical Co. which had
been formed in 1892.
Upon information and belief, both Dow Process
Co. and Midland Chemical Co. had been founded by Herbert H. Dow.
89. Upon information and belief, on or about August 2, 1928,
Jones Chemical Co., Inc. was incorporated in Louisiana to manufacture
iodine from the waste brines of Louisiana oil fields. Upon .information and belief, its operations were moved to California oil fields
in June, 1932, and in 1933 Dow acquired the minority interests in this
company. Upon information and belief, in 1934 the name of Jones
Chemical Co., Inc. was changed to I0-Dow Chemical Co., Inc., which,
upon information and belief, was absorbed by the parent on or ab'out
March 31, 1939.
90.. Upon information and belief-, on or about' December 31, 1938
defendant THE DOW CHEMICAL COMPANY by paying 86,988 shares of its
common stock at the rate of 3/16ths share of its common stock for-each'
preferred share of Great Western and one share of its common stock for
each share, of Great Western common acquired Great Western ElectroChemical Co. which had been formed in 1916.

-page 30~ .--.
Amended Verified Complaint
5 January -1979

�j)l.

Upon information and belief, on or about June 5, 1942,

defendant THE DOW CHEMICAL COMPANY formed Dow Chemical of Canada, Ltd.
under Canadian laws.
92. Upon information and belief, on or about February 11, 1943
defendant THE DOW CHEMICAL COMPANY formed the Dow Corning Corp. undar
Michigan laws jointly with Corning Glass Works.
w'

93. Upon information and belief, on or about December VA,-1951,
defendant THE DOW CHEMICAL COMPANY formed Dow Chemical Inter-American,
Ltd. and Dow Chemical International Ltd. as wholly-owned subsidiaries
under Delaware laws.
94. Upon information and belief, in May, 1952, Dow Chemical
International Ltd., a subsidiary of defendant THE DOW CHEMICAL COMPANY
formed Asahi-Dow Ltd. jointly with Asahi Chemical Industry Co., Ltd.
of Japan.
•
•.
95. Upon information and belief, on or about August 20, 1954
defendant THE DOW CHEMICAL COMPANY organized Distrene Ltd. jointly
with Distillers Co. Ltd. under the laws of Great Britain.
96. Upon information and belief; on or about January 21, 1955,
defendant THE DOW CHEMICAL COMPANY formed Nederlandsche Dow
Maatschappij N.V., under Netherlands law.
97. Upon information and belief, as of September 1, 1957, for
386,921 shares of its common stock defendant THE DOW"CHEMICAL COMPANY
acquired the-assets of Dobeckmun Co.
98. Upon information and belief, in May, :L958 defendant THE DOW
CPIEMICAL COMPANY formed Dow Badische Co. for the production of
chemicals and synthetic fibers jointly with BASF Overzee N.V.
99.

Upon information and belief, in its fiscal year 1959,

-page 31Arnended V e r i f i e d C o m p l a i n t
-5 J a n u a r y 1979

�defendant THE DOW CHEMICAL COMPANY acquired: Dow Quimica Argentina
S.A.; a 93.75% interest in Cosraoclor S.A.I.C.; and a 74% interest in
Dow Agrochemicals Ltd., of England (now 100% owned).
100. Upon information and belief, in fiscal year 1959, defendant
THE DOW CHEMICAL COMPANY organized Dow Chemical International, S.A..,
in Venezuela and Dow Chemical A.G., in Switzerland.
101. Upon information and belief, in September 1959, Dow Chemical
A.G. a subsidiary of defendant THE DOW CHEMICAL COMPANY formed
Plasttchimie S.A. jointly with Pechiney S.A., a French chemical and
electro-metallurgical firm to construct and operate a multimillion
dollar plant at Ribecourt %near Paris, France) for manufacture of
polystyrene and saran.
102. Upon information and belief, on or about December 30, 1960,
for 533,116- shares of its common stock, defendant THE DOW CHEMICAL
COMPANY acquired the assets of Allied Laboratories, Inc., which is,
upon information and belief, now operated as a division of said
defendant.
103. Upon information and belief, in February, 1965, defendant THE
DOW CHEMICAL COMPANY acquired a majority interest in Life, S.A. of
Quito, Ecuador, a producer of Pharmaceuticals for human and veterinary
use.
.
• • ' • . .
104. Upon information and belief, in 1965 defendant THE DOW
CHEMICAL COMPANY formed Dow Banking Corp.'in Zurich, Switzerland as a
wholly-owned-subsidiary.
105. Upon information and belief, in 1966 defendant THE DOW
CHEMICAL COMPANY sold a 50% interest in Dow-Smith, Inc. to A.O. Smith
Corp. 'for cash.
.106. Upon information and belief, in 1966, defendant THE DOW

-page 32Amencled Verified Complaint
-5 January 1979

�CHEMICAL COMPANY formed Dolco Packaging Corp. jointly with Olson
Brothers, Inc., a producer of foamed polystyrene food packages and,
upon information and belief, sold that company in 1974 to Olson
Brothers.
107. Upon information and be-lief, in February, 1967, defendant'THE
DOW CHEMICAL COMPANY acquired a controlling interest in Bio-Science
Laboratories, and upon information and belief defendant THE DOW
CHEMICAL COMPANY acquired total interest in said company in 1969. .
Upon information and belief, defendant THE DOW CHEMICAL COMPANY now
operates that company so aquired as Bio-Science Enterprises.
108. Upon information and belief, in 1967', defendant THE DOW
CHEMICAL COMPANY acquired controlling interest (a substantial interest
having been acquired in 1964) in Gruppo Lepetit S.P.A., of Milan,
Italy, a pharmaceutical company operating in about 35 countries.
109.. Upon information and belief, in 1972, defendant THE DOW
CHEMICAL COMPANY acquired Wanda Petroleum Co. from Ashland Oil, Inc.
110. Upon information and belief, in March, 1974, defendant THE
DOW CHEMICAL COMPANY acquired 650,000 shares of Magma Power Co. and a
warrant to purchase additional shares.
111. Upon information and belief, in July, 1974 defendant THE DOW
CHEMICAL COMPANY sold its 45% interest in Banco Cidade De .Sao Paulo, /
Brazil and its 45% interest in Multi-Bankir.*; Corp. a commercial bank
in Zurich, Switzerland to Swiss Bank Corp.
112. Upon information and belief, in 1974 defendant THE DOW
CHEMICAL COMPANY sold 10% of Dov;-Bank to Fuji Bank, together with-an
option to acquire an additional 40% of Dow Bank.
113. Upon information and belief, in January, 1975, defendant THE
DOW CHEMICAL COMPANY formed three environmental divisions which

-page 33Amended Verified Complaint
"5 January 1979

�together became Hydroscience Associates, Inc.
114. Upon information and belief, in January, 1977 for $15,250,000
defendant THE DOW CHEMICAL COMPANY sold an interest it held in 151 gas
and oil wells and approximately 63,000 undeveloped leasehold acres to
Texas Oil &amp; Gas Corp.
Defendant THE DOW CHEMICAL COMPANY: Subsidiaries.
115. Upon information and belief, defendant THE DOW CHEMICAL
COMPANY functions chiefly as an operating company but, upon
information and belief, as of December 31, 1976 defendant THE DOW
CHEMICAL COMPANY owned 100% of the voting control of the following "
firms except where otherwise noted:
. .
•
Bio-Science Enterprises, California;
Bio-Science Hospital &amp; Clinic Laboratories,
California;
Bio-Science Laboratories, California; "
Bio-Science Laboratories, Inc., Illinois;
Bio-Science Laboratories, Inc., Maryland;
Bio-Science Laboratories, Inc., Mississippi;
Bio-Science Laboratories, Inc., Missouri;
Bio-Science Laboratories, Inc., New York;
Bio-Science Laboratories, Inc., Pennsylvania;
—
Bioscientia Biochemictry Dienstleistungs- .
Gesellschaft mit beschrankter Haftung, Germany (50%)
Boston Medical Laboratory, Inc., Massachussets;
BLMG, Inc., California;
Jennings Laboratory, Inc., California;
Kopp Laboratories Ltd., Canada
Pathology Associates, Inc., Hawaii
Photovolt Corp., New York;
Bronco Pipeline Co., Texas;

Chemical Transportation Co., Texas;
Compagnie des Services Dcwell Schlumberger,
France (50%);
Cordis Dow Corp., Delaware (50%);
Dow Badische Co., Delaware (50%);
Dow Banking Corp., Switzerland (90%);
Dow Chemical A.G., Switzerland;
Asahi-Dow Ltd., Japan (50%);
Dow Chemical A.B., Sweden;
Dow Chemical Africa (Pty.) Ltd., South Africa;
Dow Chemical A/S., Denmark;
Dow Chemical (Australia) Ltd,, Australia;
Dow Chomical Belgium, Belgium;
Dow Chemical Company Ltd., United Kingdom;
-page 34.Amended Verified Complaint
5 January 1979

•

�Dow Chemical (Europe) S.A., Switzerland;
Dow Chemical Export A.G., Switzerland;
Dow Chemical France, France;
Dow Chemical Geselschaft m.b.H., Austria;
Dov/ Chemical GmbH., Germany;
Dow Chemical Rheinwerk GmvH., Germany;
Dow Chemical Schwinge GmbH., Germany;
Dow Chemical Handels-und Verwaltungs-Gesellschaft
mbH, Germany;
•
.
•
Dow Chemical (Hellas), A.E., Greece;
Dow Chemical Iberica, S.A./Spain (98%);
Ferro Enamel Espanola S.A., Spain (50%);
Dow Chemical (Nederland) B.V., Netherlands;
Dow Chemical (Norway) A/S, Norway;
Dow Chemical Pacific Ltd., Hong Kong;

Dow Chemical S.P.A., Italy;
Dow Quimica Argentina S.A., Argentina;

_

.Ivon Watkins-Dow Ltd., New Zealand (51%);
Petroquimica-Dow S.A., Chile (60%);
Dow Chemical Arizona Investment Corp., Arizona;
• Dow Chemical (Hong Kong) Ltd., Hong Kong;
Dow Chemical Inter-American Ltd., Delaware;
Dow Chemical International Inc., Panama;
Dow Chemical International Inc. of Delaware;
Dow Chemical. International Ltd., Delaware;
Dow Chemical Japan Ltd., Japan;
Dow Chemical N.V., Netherlands Antilles;
Coral Navigation Co., Inc., Panama;
Dow Chemical Korea Ltd., South Korea;
Dow Colombiana, S.A., Columbia;

Dow Quimica Centro Americana S.A., Costa Rica;
Dow Quimica de Colombia, S.A., Colombia;
Dow Quimica de Guatemala Limitada, Guatemala;
Dow Quimica S.A., Brazil;
Indoquim, S.A., Argentina;
Korea Pacific Chemical Corp., South Korea (50%);
Laboratories Industriales Farmaceuticos
Ecuatorianos L'IFE, Ecuador (59%);
Laboratories LIFE de El Salvador S.A.,-E1
Salvador;
Negocios e Industrial S.A. Neisa,"Ecuador; .
Pacific Chemicals Berhad, Malaysia (51%);.
Pacific Chemical -(Taiwan) Ltd., Republic of
China;
Pacific Plastics (Thailand) Ltd., Thailand;
Prcductos Quimicos Peruanos S.A., Peru;
Propenasa-Produtos Petroquimicos Nacionais S.A.,
Brazil (801);
F.T. Pacific Chemicals Indonesia, Indonesia;
Tecnica Petroquimica Venezuela C.A., Venezuela;
Dov/ Chemical of Canada, Ltd., Canada;
G.S.. Blakeslee Equipment Ltd., Canada;
Dov/ Chemical Engineering Ltd-., Canada;

-page 35Amended Verified Complaint
- 5 January 1979

�Maligne Resources Ltd., Canada;
Dow Pipeline Ltd., Canada;
Waviskaw Explorations Ltd., Canada (50%);
Dow Chemical Overseas Capital N.V., Netherlands
Antilles;
Dow Chemical Overseas Management Co., Delaware;
Dow Chemical (Quebec) Ltd., Delaware;
Dow Chemical (Singapore) Private Ltd., Singapore;
Dow Corning Corporation, Michigan (50%);
Dowell Schlumberger Corp., Panama (50%);
Dow Engineering Co., Delaware;
Dow Engineering Inc., Michigan;
Dow Insurance Ltd., Bermuda;
Dow Quimica Chilena S.A., Chile;
Petroquimica-Dow S.A., Chile (10%);
Dow Quimica Mexicana, S.A. de C.V., Mexico;
Terminales Maritimas, S.A. de C.V., Mexico;
Generic Pharmaceuticals Inc., Virgin Islands;
•Gruppo Lepetit S.p.A., Italy (79%);

Administration de Participations Etrangeres S.A.,
Luxembourg;
• Laboratories
Mexico;
Laboratories
Laboratories
Laboratories

Lepetit de Mexico, S.A. de C.V.,
Lepetit S.A. (Brazil), Brazil;
Lepetit S.A. (Sapin), Spain (75%);
Lepetit S.A.C. (Chile), Chile;

Lepetit Belgica S.A., Belgium;

—

•

Lepetit de Colombia S.A., Colombia;
Lepetit de Panama S.A., Panama;
Lepetit de Venezuela C.A., Venezuela;
Lepetit (Iran) Private Co. Ltd., Iran (41%);
Lepetit B.V., Netherlands;
Lepetit Japan Ltd., Japan;
Lepetit Pharmaceuticals Ltd., United Kingdom;
Lepetit S.A., France (99%);
Lepetit S.A.Q.I.y.C., Argentina;
Neofarma S.A. C.I.F., Argentina (76%);
Lepetit-(Thailand) Co. Ltd., Thailand (83%);
Lepiran Private Co. Ltd., Iran; Neofarma S.A. C.I.F., Argentina (24%);
Sociedade Quimica Lepetit S.A.R.L., Portugal;
Lepetit (Iran) Private Co.. Ltd., Iran (52%);
Hydroscience Associates, Inc., New Jersey;
Midland Pipeline'Corp., Delaware;
Mineracao e Quimica do Nordeste S.A., Brazil;
Pacific Chemical (Thailand) Ltd., ThailandPinto Pipeline Co., Texas;
The Kartridge Pak Co., Iowa (50%);
Wanda Petroleum Co., Texas.

Defendant THE DOW CHEMICAL COMPANY: Joint Ventures

-page 36Amonded Verified Complaint
5 January 1979
J

�^6. Upon information and belief, defendant THE DOW CHEMICAL
COMPANY engages in a number of joint ventures with other firms.
117. Upon information and belief, Dow Corning Corp. is owned
jointly by defendant THE DOW CHEMICAL COMPANY and Corning Glass Works
and manufactures silicone products and hyperpure silicone.
118. Upon information and belief/ defendant THE DOW CHEMICAL
COMPANY and BASF Overzee N.V. jointly own Dow Badische Co. which
produces certain organic chemicals and synthetic textile fibers.
119. Upon information and belief, Kartridge Pak Co. is owned
jointly by defendant THE DOW CHEMICAL .COMPANY with Oscar Mayer &amp;'Co.
Inc. and produces packaging equipment for aerosol, food, dairy and
meat products.
120. Upon information and belief, Cordis Dow Corp., is owned
jointly by defendant THE DOW CHEMICAL COMPANY with Cordis Corp. and
produces hollow fiber artificial kidneys.
121. Upon information and belief, Defendant THE DOW CHEMICAL
COMPANY owns a 30% interest in Oasis Pipe Line Co. which, upon information and belief, was formed in 1971 to construct and operate a
natural gas gathering and transmission system.
122. Upon information and belief, defendant THE DOW CHEMICAL
COMPANY has significant interests in foreign companies engaged in
production and manufacture of various related products.
123. Upon information and belief, in March, 1976 defendant THE DOW
CHEMICAL COMPANY was building a complex of 10 Petrochemical plants on
an island off the Adriatic Coast in partnership with INA a petrochemical manufacturer which is, upon information and belief, the
largest company in Yugoslavia. Upon information and belief, Yugoslavia will have a 51% controlling interest, and the investment of

-page 37Amended Verified Complaint
5 January 1979""

�defendant THE DOW CHEMICAL COMPANY in the project will be approximately $750,000,000. Upon information and belief, construction of the
complex was to begin in 1977 and is scheduled for completion in 1982.
124. Upon information and belief, in March, 1977 defendant THE DOW
CHEMICAL COMPANY announced that its subsidiary Dow Chemical Europe and
the Saudi Basic Industries Corp." reached an interim agreement to
continue investigating an $800,000,000 joint venture petrochemical
complex in Jubail, Saudi Arabia. Upon information and belief, the
proposed petrochemical complex is.scheduled for completion in the
mid-1980's.
.
.
•
125. Upon information and belief, .in September, 1973, Dow Chemical
(Europe) S.A. established a joint enterprise in Zagreb, Yugoslavia
with Organsko Kemijska Industries/Oki/ for manufacture of polystyrene
and expandable polystyrene granules. Upon information and belief, the
total initial investment by defendant THE DOW CHEMICAL COMPANY will be
about .$17,000,000, including technology, land, fixed and working
capital and the enterprise will be jointly managed. Upon information
and belief, the plant will supply raw material to the Yugoslavian
plastics molding industry.
126. Upon information and beliefj in September, 1975 a subsidiary
of defendant THE DOW CHEMICAL COMPANY, Dow Chemical of Canada, Ltd.,
together with the Alberta Gas Trunk.Line Co. Ltd., and Dome Petroleum,
Ltd. reached basic agreement with the Government of Alberta, Canada,
for the first phase of a major petrochemical manufacturing project in
that province. Upon information and belief, said first phase is
expected to involve capital outlays by the joint venturers,"including
defendant THE DOW CHEMICAL COMPANY on the ordar of $1,500,000,000 and
would produce products that are forecast to improve Canada's balance
of payments position by approximately $750,000,000 a year in 1979.
Upon information and belief, said project meets the provincial government's policies on petrochemical development and no government subsidy
will bo required. Upon information and belief, the project is based

-page 38Amendod Verified Complaint
5 January 1979

�on the manufacture of ethylene and its derivatives in Alberta from the
ethane component of natural gas streams in the province.
127. Upon information and belief, in January, 1977, the government
of South Korea authorized two ventures involving defendant THE DOW
CHEMICAL COMPANY to obtain $61,000,000 in loans from a group of
foreign banks led by European Banking Corp. to help finance construction of two plants in Korea. Upon information and belief,
$37,000,000 of the total will go to Dow Chemical Korea a subsidiary of
defendant THE DOW CHEMICAL COMPANY which is building a $10,000,000
plant at Yochion, Korea capable of producing approximately 210,000
tons of chlorine and .231,000 tons of caustic soda a year. Upon
information and belief, the remaining .$24,000,000 will be used to help
finance construction of a 100,000-ton low density polyethylene plant
at Yochon, Korea .by Korea Pacific Chemical Corp. in which defendant
THE DOW CHEMICAL COMPANY has a 50% interest.
128. Upon information and belief, defendant THE DOW CHEMICAL
COMPANY owns a 90% interest in Dow Banking Corp., a Swiss bank, and a
minority interest in a bank in the Netherlands.

Defendant THE DOW CHEMICAL COMPANY: Business and Products
129. Upon information and belief, Dow was organized in 1897 to
extract chemicals from the native 'brine deposits of central Michigan.
From an initial concentration on products derived from these
chemicals, the company expanded its activities into the manufacture
and sale of chemicals and metals, plastics and packaging, bioproducts
and consumer products.
130. Upon information and belief, the principal chemical and metal
products manufactured and services supplied by defendant THE DOW
CHEMICAL COMPANY, and the major uses thereof, include:
Acetone, which, upon information and belief,
is used in the manufacture of methyl methacrylate
and solvents.
-page 39Amended Verified Complaint
5 January 1979

�Antimicrobial agents which, upon information
and belief, are used by industry and agriculture
for the control of bacteria and fungi.
Aspirin, other pharmaceutical salicylates and
fine organics.
Automotive chemicals which, upon information
and belief, ace used as antifreeze/coolants, brake
fluids, and de-icing products.
Caustic soda which, upon information and
belief, is used in production of soaps, chemical
intermediates, fibers, alumina, paper, and
petroleum products.
Chlorine and hydrochloric acid which, upon
information and belief, are used primarily in the
products manufactured, formulated, advertised,
promoted, marketed and sold and services furnished
by defendant THE DOW CHEMICAL COMPANY.
Chlorobenzenes which, upon information and
belief, are used in agricultural intermediates,
synthetic rubber, chemical intermediates, and
textile dye carriers.
Upon information and belief, Dow Industrial
Service provides services, technology, and products
for cleaning industrial facilities.
Upon information and belief, Dowell Division
of defendant THE DOW CHEMICAL-COMPANY provides
specialized servicing of oil and gas wells,
including fracturing, acidizing, and cementing.
Epichlor.ohydrin which, upon information and
belief, is used in the manufacture of epoxy resins
and specialty chemicals.
Ethanolamines and ispropanolarnines which, upon
information and belief, are used in natural gas
purification and as an intermediate in the manufacture of detergents, surfactants, and cosmetics.
Ethylene amines which, upon information and
belief, are used in chelating agents, oil aclditives, paper resins, epoxy curing, and agricultural
intermediates.
Ethylene dibromide which, upon information and
belief, is used in leaded gasolines and as a soil
fumigant.
-page 40A:n ended Verified Complaint
-5 January 1979

�Ethylene dichloride which, upon information
and belief, is used primarily in products manufactured, formulated, advertised, promoted,
marketed and sold by defendant THE DOW CHEMICAL
COMPANY.
Ethylene and propylene glycols and polyglycols
which, upon information and belief, are used in
antifreeze, polyester fibers &amp; resins, plasticizers, lubricants, humectants, mold release
agents, and personal care products.
Ethylene and propylene oxides which, upon
information and belief, are used in the production
of glycols, urethane polyols and industrial polyglycols, alkanolamines, glycol ethers, and
surfactants.
Flame retardent chemicals which, upon information and belief, are used in flame-retarding
plastics, fabrics, and other combustibles.
Flocculents and polyacrylamides which, upon
information and belief, are used in mining, paper
and food industries, and for water and wastewater
clarification.
Glycerine which, upon information and belief,
is used in the manufacture of alkyd resins, cellophane, dynamite/ food/ and tobacco products.
Glycol ethers which, upon information and
belief, are used as solvents, hydraulic fluids,
penetrants., and chemical intermediates. .
Heat transfer products which are, upon
information and belief, organic fluids thermally
stable at high temperatures and low pressure.
Highway products particularly calcium chloride
which, upon information and belief, is used for ice
and dust control, concrete roadway insulation,
paving systems, pavement expansion material/ and
bridge median barrier.
Upon information and belief, Hydroscience Inc.
provides complete package engineering services
including base surveys for industrial and municipal
pollution control, v/aste treatment, conceptual
design for wastewater treatment plants, and .
environmental assessment of streams, estuaries,
rivers, and other receiving waters.

-page 41Amondsd Verified Complaint
5 January 1979

�Inorganic bromides which, upon information and
belief, are used in production and processing of
film and fibers.
Ion exchange resins which, upon information
and belief, are used in water conditioning,
demineralization, industrial processing, and
treatment of radioactive and other liquid wastes.
Magnesium extrusions, sheet and plate which,
upon information and belief, are used in
commercial, industrial, and military products.
Magnesium ingot which, upon information and
belief, is used in alloying aluminum, desulfurizing
and modularizing ferrous products, cathodic
protection/ die casting, chemical and structural
applications, metal reductant and production of
magnesium sheet for the printing industry.
Mining products which, upon information and
belief, include frothers, flotation agents, and
metal collectors.
• .
Methylcellulose which, upon information and
belief, is used in a variety of industries as a
thickener, suspending agent, protective colloid,
binder, stabilizer, film former, and sizing.
Upon information and belief, defendant THE DOW
CHEMICAL COMPANY, through its divisions, subsidiaries and joint ventures provides services,
technology and products for cleaning of nuclear
facilities.
Olefins and aromatics, including ethylene,
propylene, butadiene, and benzene which, upon
information.and belief, are used primarily in
products manufactured, formulated, advertised,
promoted, marketed and sold by defendant THE DOW
CHEMICAL COMPANY.

•

Organic bromides which, upon information "and
belief, are used in production of chemical and
fiber intermediates.
Pharmaceutical bromides and methoxyflourane
anesthetic.
Phenol which, upon information and belief, is
used in making phenolic resins and as an intermediate for nylon, weed killers, fungicides,
plasfcicizers, oil additives and detergents, and
-page 42. „
Amended Verified Complaint
5 January 1979

�dyeing intermediate.
Process products which, upon information and
belief, include catalysts and membrane systems.
Pusher chemicals which, upon information and
belief, are used to enhance oil recovery.
Solvents including perchloroethylene, trichloroethylene, 1,1,1-trichloroethane, methylene
chloride, and propylene dichloride which, upon
information and belief, are advertised, promoted,
marketed and sold by defendant THE DOW CHEMICAL
COMPANY for drycleaning, metal degreasing, cold
cleaning, aerosol and paint removers, among other
promoted uses.
Surfactants and chelating agents which, upon
information and belief/ "are used in detergents,
disinfectants, photography, textiles, polymerization, water treatment' formulations, and agricul.tural applications.
Urethane polyols and isocyanates which, upon
information and belief, are used in the manufacture
of structural and cushioning urethane foams.
Upon information and belief, Wanda Petroleum
Co., a subsidiary of defendant THE DOW CHEMICAL
COMPANY engages in trading and marketing petroleum
products.
131. Upon information and belief, the principal plastic and
packaging materials and products manufactured, formulated, advertised,
promoted, marketed and sold by defendant THE DOW CHEMICAL COMPANY
include:
Coating materials such as epoxy, vinyl ester
and other resins which, upon information and
belief, are used in coatings, reinforced plastics,
laminates and electronic devices; latexes which,
upon information.and belief, ace used by the
textile, paper and packaging industries; and
electroconductive resins which, upon information
and belief, are used for paper noating.
Construction materials such as polystyrene
foam insulation for construction and structural
insulating panels.
Molding and extrusion materials such as
-page 43Amended Verified Complaint
5 January 1979

�polystyrene, low and high density polyethylene,
chlorinated polyethylene, saran, acrylonitrilebutadiene-styrene (ABS), styrene-acrylonitrile
(SAN) and other plastic resins which, upon
information and belief, are used in injection
molding, blow molding and extrusion processes for
fabrication of articles used in the automotive,
appliance, packaging, wire and cable, housewares,
toy, and construction businesses.
Monomers and coating materials such as
styrene, vinyl toluene, divinylbenzene, vinyl
chloride, vinylidene chloride and other monomers,
which, upon information and belief, are used in
producing polymer and copolymer coatings and
resins.
..
Packaging materials such as polystyrene film
for envelope windows, packaging and disposable
dinnerware; saran-containing films for commercial
packaging; polyethylenee films for packaging,
industry, and agriculture; and expandable
polystyrene foam strands for loose-fill packing.
Plastic foams such as polystyrene foam for
insulation, flotation, and floral craft uses; and
polyethylene foam for cushion packaging, flotation,
and recreational applications.
Plastic lined piping products including, upon
information and belief, pipe, fittings, valves and
accessories for corrosive piping systems.
132. Upon information and belief-, defendant THE DOW CHEMICAL
COMPANY has manufactured', formulated, advertised, promoted, marketed
and sold "Bioproducts" and "consumer" products, in the following
areas, and is continuing so to do:
Agricultural products which, upon, information
and belief, include weed, brush and grass killers;,
nitrogen stabilizers; soil, space and grain
fumigants; insecticides; nematocides; fungicides;
nutritional, and feed additive products for animals
and poultry.
)

Consumer products which, upon information and
belief, include SARAN WRAP and HANOI-WRAP plastic
household film, DOW Bathroom Cleaner, DOW Oven
Cleaner, ZIPLOC bags, AZTEC sun care products.
Health care products and services including
-page 44Amcndcd Verified Complaint
- 5 January 1979

�pharmaceutical product such as RIFADIN and RIFOCIN
which/ upon information and belief, are proprietary
antibiotics, and other antibiotic formulations;
PLASIL, a digestant, EQUILID an anti-depressant;
cough and cold preparations; LORELCO, a cholesterol
reducing agent; diagnostic reagents and equipment.
Upon information and belief, Bio-Science
Enterprises, a wholly-owned and subsidiary of
defendant THE DOW CHEMICAL COMPANY provides
diagnostic services to the medical profession.
Defendant THE DOW CHEMICAL COMPANY: Principal Properties
133. Upon information and belief, defendant THE DOW CHEMICAL
COMPANY and its wholly and principal partly owned companies have
plants and holdings which include 47 manufacturing locations in 22 of
the United States, located, upon information and belief,
in Arkansas at Magnolia and Russellville;
in California at Concord, Costa Mesa, Fresno,
Pittsburg, Torrance, and Van Nuys;
in Colorado at Denver;
in Connecticut at Gales Ferry and Trumbull;
in Florida at Miami;
in Georgia at Dalton, Gainsville and Sylvania;
in Illinois at Joliet;
—
in Indiana at Indianapolis and Zionsville;
in Iowa at Davenport;
in Kentucky at Carrollton and Elizabethtown;
in Louisiana at Breaux Bridge, Napoleanville,
and Plaguemine;
in Michigan at Bay City, Hemlock, Ludington
and Midland;
in Missouri at Cape Girardeau, and Peveley;
in New Jersey at Carteret;
in New York at New York City;
in North Carolina at Boonville, Greensboro,
and Mebane;
in Ohio at Findlay, Hebron and Ironton;
in Oklahoma at Tulsa;
in Pennsylvania at Royersford;
in South Carolina at Allendale and Anderson;
in Texas at Freeport and Oyster Creek; and
in Virginia at Willisamsburg.
134. Upon information and belief, defendant THE DOW CHEMICAL
COMPANY and its wholly and principal partly owned companies have
plants and holdings which include 31 manufacturing Ic.j-...;.::: i'. 13
-page 45-Amended Verified Complaint •
5 January 1979

.

�European countries located, upon information and belief,
in Belgium at Seneffe and Tessenderio;
in France at Drusenheim and Seclin;
in Germany at Rheinrnuenster, Munich, and
Stade;
in Greece at Lavrion;
in Iran at Tehran;
in Italy at Anagni, Brindisi, Cinisello,
Garessio, Livorno, Milan, and Martellago;
in Morocco at El Jdida;
. in The Netherlands at Amsterdam, Rotterdam,
Terneuzen, and Roden;
in Portugal at Lisbon;
in Spain at Bilbao, Madrid, and Tarragona; •
in Sweden at NorrRoping?
in United Kingdom at King's Lynn, England, and
Barry", Wales;
.in Yugoslavia at Zagreb.
135. Upon information and belief, defendant THE DOW CHEMICAL
COMPANY and its wholly and principal partly owned companies have
plants, and holdings which include 19 manufacturing locations in 6
Latin. American countries, located, upon information and belief,
__

in Argentina at Buenos Aries and San Lorenzo;

in Brazil at Aratu, Franco da Rocha, Guaruja,
and Sao Paulo;

in
in
in
in
Martin.

Chile at Concepcion and Santiago;
Colombia at Cartagena and Bogata;
Ecuador at Quito; and
Mexico at Cuernavaca, Mexico City, and San

136. Upon information and belief, defendant THE DOW CHEMICAL
COMPANY and its wholly and principal partly owned companies have
plants and holdings which include 14 manufacturing locations in four
Provinces of Canada, located, upon information and belief,
in Alberta at Fort Saskatchewan and Two Hills;
in British Columbia at Delta;
in Ontario at Arnprior, Cambridge, Cornwall,
Kitchener, Sarnia, Toronto, Mississauga, and
- Richmond Hill; and
in Quebec at Varennes.

-page 46-

Amcncied Verified Complaint
5 January 1979

�137. Upon information and belief, defendant THE'DOW CHEMICAL
COMPANY and its wholly and principal partly owned companies have
plants and holdings which include 29 manufacturing locations in 9
Pacific countries, located, upon information and belief,
_
in
Cairns,
in
in
in
in
Kanuma,
Suzuka,
in
.
in
in
'in

Australia at Altona, Brisbane, Blacktown,
Mackay, Newcastle, and Smithfield;
Hong Kong; - Hong Kong;
India at Bombay and Nira;
Indonesia at Medan;
Japan at Ashigara, Hyuga, Totsuka, Chiba,
Kawasaki, Mizushima, Nobeoka, Sapporo,
and Ageo;
Korea at Ulsan;
Malaysia at Kuala Lumpur;
New Zealand at New Plymouth; and
Thailand at Bangcock.

-page 47Amended Verified Complaint
-5 January 1979

�Defendant HERCULES INCORPORATED: Corporate History
138. Upon information and belief, defendant HERCULES INCORPORATED
was incorporated in Delaware on or about October 18, 1912, as Hercules
Powder Co. pursuant to judicial decree in a suit brought by the United
States of America against E.I. d-u Pont de Nemours and others in which
suit Atlas Powder was also segregated from du Pont.
139. Upon information and belief, defendant HERCULES INCORPORATED
adopted its present name on or about May 1, 1966.
Pursuant to the
provisions of the decree in the suit brought by the United States of
America, all of the-outstanding $6,500,000 of bonds and 65,000 shares
of.stock at par value $100 were issued to du Pont which immediately
distributed all of the stock and one-half of the bonds to its common
stockholders. The remaining bonds were, upon information and belief,
disposed of shortly thereafter by du Pont.
140. Upon information and belief, defendant HERCULES INCORPORATED
started in'1913 as a single-department, single-technology, singleconcept company^. Its administration consisted of a president, vice
president and general manager, a vice president in chage-of sales, an
assistant general manager, and a secretary-treasurer. Little change
occurred until 1928, when some changes in organization were made to
improve the handling of the expanding business.
141. Upon information and belief, during this period from 1913 to
1928, defendant HERCULES INCORPORATED broadened its -technological base
by branching off from explosives into cellulosics and naval stores.
As these new businesses were acquired and absorbed, said defendant
operate'd them as separate business entities, upon information and
belief, forming three operating departments in 1928 and establishing
an Executive Committee and a Finance Committee to monitor the
businesses and tie them together under the office of the president.
142. Upon information and belief, over the next 50 years, this
-page 48*
Amended Verified Complaint
-5 January 1979

.

-

•

�basic structure was followed by defendant HERCULES INCORPORATED with
the addition of new departments as new businesses were acquired or
developed and the merger or dissolution of other departments and
operating groups was required.
143. Upoa information and belief, the defendant HERCULES
INCORPORATED made some changes in operations as it became a ,
multinational corporation.
144. Upon information and belief, in December,'1956, defendant
HERCULES INCORPORATED diversified is operations by acquiring Huron
Milling Co. of Harbor Beach, Michigan with annual sales of
approximately $12,000,000 through the production and sale of
hydrolyzed vegetable proteins, proteins and wheat starches among other
products.
.
145. Upon information and belief, in January, 1959, defendant
HERCULES INCORPORATED acquired Young Development Laboratories of Rocky
Hill, New Jersey, producers of filament-wound glass fiber and
reinforced plastic which company was subsequently sold, upon
information and belief, in 1966.
146. Upon information and belief, in April, 1960 for 509,802 of
its class A shares defendant HERCULES INCORPORATED acquired the assets
of Imperial .Color Chemical's Paper Corp. of Glens Falls, New York a
producer of pigments and quality wallpaper.
147. Upon information and belief, defendant HERCULES INCORPORATED
also acquired during April, 1960, Nitroform Agricultural Chemical Co.
of Woonsocket, Rhode Island.
148. Upon information and belief, in December, 1961 defendant
HERCULES INCORPORATED acquired Reasor-Hill Corp. of Jacksonville,
Arkansas, producers of herbicides.
149. Upon information and belief, in March, 1962 defendant
-page 49Amended Verified Complaint
5 January 1979

�HERCULES INCORPORATED sold the wallpaper business of Imperial Color &amp;
Chemical Department.
150. Upon information and belief, in exchange for 110,309 shares
of its $1.65 cumulative convertible class A shares and 32,820 shares
of its common stock, respectively, in 1964 defendant HERCULES INCORPORATED acquired Haveg Industries, Inc. and MHD Research, Inc.
151. Upon information and belief, for 280,495 shares of its
reacquired common stock in 1966, defendant HERCULES INCORPORATED
acquired the net assets of Crystal Preforming &amp; Packaging, Inc., B.F..
Drakenfeld &amp; Co., Inc. and Lincomatic Industries, Inc. '
152. Upon information and belief, in 1967 defendant HERCULES
INCORPORATED acquired, Aquatrol, Inc. of Texas, a company which
specializes in products and engineering services for the treatment of
industrial processed water.
153. Upon information and belief, in July, 1969 defendant HERCULES
INCORPORATED acquired Radiant Color Company a producer of fluorescent
pigments and related products.
154. Upon information and belief, in 1969 defendant HERCULES
INCORPORATED acquired Philip Bock Co., Inc.
155. Upon information and belief, in March, 1970"defendant
HERCULES INCORPORATED acquired an environmental engineering firm,
Black Crow and Eidsness, Inc. of Gainesville, Florida.
156. Upon information and belief, in 1970 defendant HERCULES
INCORPORATED acquired Modular Structures, Inc.
157. Upon information and belief, on or about April 1, 1970
defendant HERCULES INCORPORATED sold its 50°o interest in Hystron
Fibers, Inc. to Farbwerke Hoescht A.G.

-page 50Amended Verified Complaint
'5 January 1979

�158. Upon information and belief, in early 1972, for about
$6,500,000 in cash, defendant HERCULES INCORPORATED acquired from AVC
Corp. a group of their overseas subsidiaries. Upon information and
belief, 1005 of the stock of Oceanchem International A/S of Denmark,
Kedea A.B., of Sweden and Genu Products Canada Ltd. were also involved
in the sale.
159. Upon information and belief, in July, 1972 defendant HERCULES
INCORPORATED -acquired AB Purac of Lund, Sweden and its German
subsidiary AdKaMatic G.m.b.H. of Giessen and the water treatment
assets of Mibis AB, Sweden.
160. Upon information and belief, in December, 1972 defendant
HERCULES INCORPORATED acquired Artizans, Inc. of Calhoun, Georgia, a
carpet dyeing and finishing firm.
161. Upon information and belief, in March, 1973 for approximately
$1,250,000, Haskon Inc., a subsidiary of defendant HERCULES
INCORPORATED acquired Seaboard Manufacturing Laboratories, Inc., a
subsidiary of Universal Container Corp.
162. Upon information and belief, on or about May 31, 1973 in
exchange for 480,000 shares of its common stock, defendant HERCULES
INCORPORATED acquired Pennsylvania Industrial Chemicals Corp.
163. Upon information and belief, on or about October 1, 1973 for
732,587 shares of its common stock, defendant HERCULES INCORPORATED
acquired Polak's Frutal Works, of Middletown, New York.
164. Upon information and belief, on or about November 15, 1973,
for 70,977 shares of its common stock, defendant HERCULES INCORPORATED
acquired Scott-Wise Industries of Delaware, Inc.
165. Upon information and belief, at the start of the year 1977,
defendant HERCULES INCORPORATED consisted of five domestic operating

-page 51Amended Verified-Complaint
5 January 1979

�.departments and three geographic operating units. Upon information.--and belief, the international entities, representing an investment 'af
$278 million, constituted a significant portion of the overall busi^.; '
ness of defendant, HERCULES INCORPORATED.
'
166. Upon information and belief, a companywide reorganization^was
announced by defendant HERCULES-INCORPORATED in fourth quarter 197-7 &gt;
which, according to the 1977 annual report of said defendant HERCULES;
INCORPORATED was the first fundamental reorganization in nearly 5.0 : -;i
years of operation, although considerable restructuring had taken v.
place during that period.
167. Upon information and belief, the multiplicity of products
manufactured, formulated, advertised, promoted, marketed and sold by
defendant HERCULES INCORPORATED led to a diverse organization in which
departmental sales organizations frequently overlapped.
'.
168. Upon information and belief, several departments of the
defendant HERCULES INCORPORATED used the same plants for the
manufacture, formulation and distribution of products.
' "•
169. Upon information and belief, an "office of the president" has
been formed by the Board of Directors of defendant HERCULES INCORPORATED made up of the president, the chairman of the Board, and two
senior vice presidents.
170. Upon information and belief, other senior vice presidents of
the defendant HERCULES INCORPORATED have assumed the duties of"
managing the operations of said defendant with one in charge of

•

:
domestic operations and the other in charge of international
operations, including the three international operating divisions -i
Hercules Europe, Hercules Americas, and Hercules Far East.
• •,- .

171. Upon information and belief, seven new vice presidents were
named as a part of the reorganization of defendant HERCULES

-page 52Amended Verified Complaint
5 January 1979

�INCORPORATED and the positions of general manager and assistant
general manager of five operating departments were eliminated.

Defendant HERCULES INCORPORATED: Subsidiaries
172. Upon information and belief, defendant HERCULES INCORPORATED
functions chiefly as an operating company but as of December 31, 1976/
upon information and belief, owned 100% (except as otherwise noted '
hereinafter) of the voting control of the following subsidiary
enterprises:
Black, Crow &amp; Eidsness, Inc. of Florida

Blackhawk Resin &amp; Chemical Co. of Georgia
Ceratonia S.A. of Spain

Cesalpinia, S.p.A. of Italy
Genu Products Canada Ltd. of Canada
Haveg Industries, Inc. of Delaware
Hercofina (75%)
Hereofood Europe A/A Denmark

Hercoform, inc. of Delaware
Hercoform Marketing, Inc. of Delaware

Hercules Andino, S.A. of Venezuela
Hercules Bahamas Corp. of Delaware

Hercules B.V. of Netherlands
Hercules
Hercules
Hercules
Hercules
Hercules
Hercules

Canada Ltd. of Canada
Chemical Corp. of Delaware
Chemicals N.V. of Belgium
do Brasil Produtos Quiraicos Ltda. of.Brazil
Europe, S.A. of Belgium
Far East Ltd. of Japan

Hercules France, S.A. of France
Hercules G.m.b.H..of Germany

Hercules Industries, Inc. of Puerto Rico
Hercules International Finance Corp. of Delaware

Hercules International Trade Corp. Ltd. of Bahamas
Hercules Kemiska Aktiebolag of Sweden

Hercules Overseas Corp. of Delaware
Hercules Powder Co. of Delaware •

--

Hercules Powder Co. Ltd. of England
Hercules Taiwan Co. Ltd. of Taiwan
Hercules Trading Corp. of Delaware
Herdata, Inc. of California
Imperial Paper &amp; Color Corp. (Canada) Ltd. of'Canada
Kedea, A.B. of Sweden
Maxchem Holding, A.G. of Switzerland
Organa Trust .of Liechtenstein
OY Hercofina AB of Finland
Patex Holding G.m.b.H. of Austria .
Pennsylvania Industrial Chemical Corp. of Delaware
PFW Inc. of Delaware
-page 53Amended Verified Complaint
5 January 1979

�Picco, S.A. of Switzerland
Polak's Frutal Works Inc. of New York
Quimica Hercules S.A. de C.V. of Mexico
Rohe S.A. of Spain
Technical Packaging B.V. of Netherlands
Ten Horn Pigment Chemie B.V. of Netherlands
173. Upon 'information and belief, defendant HERCULES INCORPORATED
also owns partial interests in the following companies:

Italy

80% interest in Bewoid Italiano &amp; Callegaro S.p.A. of
59%. in Coon Canyon Irrigation Co. of Utah

60% in Australian Chemical Holdigns, Ltd.
51% in Pakistan Gum Industries, Ltd. of Pakistan
60% in Hercules De Centroamerican, S.A. of Nicaragua
50% in Abieta Chemie GmbH of Germany

Adria Laboratories, Inc. of Delaware
DIC-Hercules Chemicals of Japan

Holden Vale Manufacturing Co., Ltd. of England
Nelson Acetate of England; Neofil S.p.A. of Italy
Hercor Chemical Corp. of Puerto Rico
St. Croix Petrochemical Corp. of Virgin Islands
Texas Alkyls, Inc. of Delaware
Organa Commercial Trust, of Liechtenstein
Hind Gums Ltd. of India. ,
Defendant HERCULES INCORPORATED: Joint Ventures
174. Upon information and belief, in March, 1963, defendant
HERCULES INCORPORATED and Teijin Ltd. of Osaka, Japan formed Teijin
Hercules Chemical Co. Ltd. of Kubushiki Kaisha, to manufacture dimethyl terepthalate a chemical which is used in the manufacture of a
polyester fiber for textiles, fabrics, tire cord and other items.
Upon information and belief, a 30,000,000 Ib. a year plant was completed in 1964, at Matsuyama, an island of Shikoku, Japan. Upon 'information and belief, a second plant, for the manufacture of dimethyl
terephthalate was completed in 1968. Upon information and belief, a
third dimethyl terephthalate plant started operations in September of
1970 increasing the DMT capacity o'f the venture to approximately
180,000 metric tons. . Upon information and belief, the share of defendant HERCULES INCORPORATED in the Joint venture is 49%.
175. Upon information and belief, in February, 1965, defendant

-page 54Aniondcd V e r i f i e d Complaint
5 J a n u a r y 1979

�HERCULES INCORPORATED and Commonwealth Oil Refining Co., Inc., jointly
formed a Puerto Rican company, Hercor Chemical Corp., to build paraxylene production facilities at the Guayanilla Bay facility of Commonwealth Petrochemicals, Inc. which supplies feedstock and other process
ingredients. Upon information and belief, in October, 1972, defendant
HERCULES INCORPORATED announced plans to more than double plant
.capacity to 525,000,000 pounds per year. Upon information and belief,
in 1976 defendant HERCULES INCORPORATED sold a 25% interest in Hercor
Chemical Corp.
176. Upon information and belief, in 1965 Hercules de Centroamerica, S.A., jointly owned by defendant HERCULES INCORPORATED and
Institute de Fomento Nacional, the Nicaraguan Government development
agency, was organized to produce toxaphene insecticide for sale in.the'
five nation area.of the Central American Common Market.
177. Upon information and belief, in February, 1968 Herdillia
Chemicals Ltd., jointly-owned by defendant HERCULES INCORPORATED BP
Chemicals (UK) Ltd., EID-Parry of India and other Indian Investors,
completed a new plant near Bombay, India, to produce phenol, phthalic
anhydride, acetone, diacetone alcohol, and other petrochemical
products to be used in plastics, paints, fungicides, and other
commercial products.
178. Upon information and belief, in 1968 defendant HERCULES
INCORPORATED acquired a 40% interest in Dawood Hercu.les Chemicals
Ltd., Pakistan which was formed for production of urea fertilizer at a
plant near Lahore with annual production capacity of"345,000 tons.
179. Upon information and belief, in 1969 defendant HERCULES
INCORPORATED and Montecatini, S.A. of Italy formed Neofil S.p.A. which
manufactures polyolefin fibers at Terni, Italy.
180. Upon information and belief, in March, 1973, defendant
HERCULES INCORPORATED announced that a Taiwanese group planned to sign

-page 55Amendod Verified Complaint
.5 January 1979

�a contract with said defendant HERCULES INCORPORATED for a $15,000,000
polypropylene plant on Taiwan, in which facility defendant HERCULES
INCORPORATED will have a 40% interest. Upon information and belief,
three Taiwanese investing groups will hold the remaining 60% in the
joint venture.
181. Upon 'information and belief, in April, 1973 defendant
HERCULES INCORPORATED and Mexican Investment interests formed Petrocel, S.A., Upon information and belief, defendant HERCULES INCORPORATED is a 40% shareholder and the Mexican interests own 60%. Upon
information and belief, Petrocel has built a multimillion dollar plant
at Altamira, Tamaulipas, Mexico for the production of DMT (dimethyl
terephthalate) and TPA (terephthalic acid) with a combined production
capacity of 137,000 metric tons. Upon information and belief, both
products used in .the manufacture of polyester film and polyester
fiber.
182. Upon information and belief, in February, 1974 defendant
HERCULES INCORPORATED and a U.S. affiliate of Montedison S.p.A. of
Milan, Italy, formed Adfia Laboratories Inc. Upon information and
belief, Adria will perform clinical testing for the purpose .of
obtaining U.S. Food &amp; Drug Administration approval for drugs already
developed and being sold in Europe by Montedison's pharmaceutical
affiliates.
183. Upon information and belief, on or about August 31, 1976
defendant HERCULES INCORPORATED and American Petrofina, Inc. formed
two joint ventures, Hercofina and Hercofina Europe,' for production and
marketing of terephthalates. Upon information and belief, Defendant
HERCULES, INC. sold to American Petrofina a 25% interest in its terephthalate assets for a 75% interest in the joint ventures. Upon information and belief, defendant HERCULES INCORPORATED interest will be
reduced as American Petrofina elects to invest additional money for
capital expansion.

-page 56Amended Verified Complaint
-5 January 1979

�defendant HERCULES INCORPORATED: Business and Products
184. Upon information and belief, defendant HERCULES INCORPORATED
produces many diversified products through its Coatings &amp; Specialty
Products Department:
•

Coatings:
"
Nitrocellulose
. •
"Parlon" Chlorinated Rubber
Ethyl Cellulose
Ethyl Hydroxyethyl Cellulose
Penaerythritols
Formaldehyde
"Imperial" Organic and Inorganic Pigment
Colors
•Ceramic Colors
"Radiant" Fluorescent Products
Specialty Products:
Chemical Cotton
• Cellulose Gum and CMC .
Hydroxyethyl. Cellulose
Hydroxypropyl Cellulose
Carrageenan, Guar and Guar Derivatives
Magnetic Iron Oxides
"Aqualon" Super Absorbant Polymer
185. Upon information and belief, defendant HERCULES INCORPORATED
produces many diversified products through its Food and Fragrance
Development Department:
Hydrocolloids:
Cellulos.e Gum And CMC
"HVP" Hydrolyzed Vegetable Protein
,
Carrageenen, Pectin, and Locust Bean and Guar
Derivatives
Exudate Gums
"Klucel" Hydroxypropyl Cellulose
".
Polak's Frutal Works, Inc.:
Flavors and Fragrances

»
186. Upon information and belief, defendant HERCULES INCORPORATED
produces many diversified products through its Industrial Systems
Department:

-page 57Amended Verified Complaint
5 January 1979

�Industrial Group:
Explosives and Blasting Agents
Smokeless Powder
Nitrogen Products
Water Treatment Chemicals and Equipment
"Hercofloc" Polymers
Lightweight Aggregates
Plastic Products G'roup:
"Vantage" Polypropylene Structural Foam
Oriented Polypropylene Bottles
"Delnet" Plastic Netting
• "Trimpak" Polypropylene Cups
Custom and Proprietary Plastic Moldings
Dairy and Food Processing Machinery
Haveg Industries, Inc.:
'
•
'Silica Fabrics
Corrosion Resistant Plastics and Chemicals
Equipment
.
.
Asbestos-Reinforced Epoxy and Phenolic Pipe
Filament-Wound Fiber Glass Products
Plastic Missile and Rocket Structures
High-Temperature Insulated Materials and
Fabrics
High-Temperature Wire and Cable
Electrical Harnesses and Assemblies
jjystems Group:
Solid Propellant Rocket Motors
Graphite Fiber
Structural Shapes and Components and
Fabricated Structures from Graphite and Glass
Fiber Composites
187. Upon information and belief, defendant HERCULES INCORPORATED
produces many diversified products through its Organics Department:
Resins:
Rosin a n d Related Resins
'
. . .
Terpenes
Pine Oil
Resins
o
"Stwlube" Synthetic Esters
Plasticizers
Wash Emulsions
Defoamers

1979

�Emulsifiers
Hydroperoxide Catalysts
Organic Peroxides
Synthetic Rubbers
"Kerigraph" Systems for Letter Press and
Flexographic Printing
Agricultural Chemicals:
Insectides, which include Toxephene, Delnav
and Torak
"Nitroform" Urea-Fomaldehyde Plant Food
188. Upon information and belief, defendant HERCULES INCORPORATED
produces many diversified products.through its Polymers Department:
Plastics:
'"Pro-Fax" Amorphous Polypropylene
"1900" Ultrahigh Molecular Weight Polyethylene
Film:
Hercules Film:
pylene Films

Balanced Oriented Polypro-

Home Furnishings:
"Herculon" Olefin Fibers
Finished Carpet
Commission Dyeing, Printing and Finishing
189. Upon information and belief, polypropylene is used in many
applications to reduce weight and give corrosion resistance to a wide
variety of vehicle parts including battery casings, fan shrouds, and
fender lines, as well as upholstery, carpeting and decorative applications in automobile interiors.
190. Upon information and belief, according to statements published- by defendant HERCULES INCORPORATED, graphite fibers manufactured, formulated, advertised, promoted, marketed and sold by said
defendant are finding new applications in both the automotive and the
aircraft industries as a substitute for steel and other metals where
reduction of weight, couple-d with high strength and stiffness is
required. Upon information and belief, Magnamite graphite fiber,
silver-knit fabric of Herculon fiber, Pro-fax polypropyl'ene structural
foam, metal laminates, and Herclor elastomer are finding new uses in

•

.

-page 59Amended Verified Complaint
5 January 1979

�the transportation field.
191. Upon information and belief, defendant HERCULES INCORPORATED
produces many diversified products through its Synthetics Department
including the chemical intermediates Methanol, Terephthalates, and
Dimethyl Terephthalate.
192. Upon information and belief, defendant HERCULES INCORPORATED
corporate operations are based upon "value added" chemistry which
takes readily available and relatively low cost raw materials and adds
value to them by upgrading their chemical characteristics. •
193. Upon information and belief, other companies utilize the
products manufactured by defendant HERCULES INCORPORATED to provide
consumer products.
194. Upon information and belief, in the area of shelter, defendant HERCULES INCORPORATED not only makes the pigments, coatings, and
preservatives that are basic ingredients in paints and stains, but
also produces chemicals that are part of "a myriad of other products
that make homes-more attractive and more comfortable," according to
the annual report of defendant HERCULES INCORPORATED Upon information
and belief, Herculon olefin fiber is_used by many manufacturers to
produce popular upholstery fabric and carpeting for residential and
commercial uses.
195. Upon information and belief, defendant HERCULES INCORPORATED
makes adhesives and tackifiers to bond plywood, paneling, formica, and
tile, as well as specialty ceramic pigments to decorate glassware and
make possible the touch-sensitive controls on electric applicances.
Such basic construction materials as cement, wallboard, and linoleum
also, upon information and belief, include products of defendant
HERCULES INCORPORATED technology.
196. Upon information and belief, production and operation of

-page 60Amondod Verified Complaint
- 5 January 1979

�cars, buses, trucks, trains, and airplanes depend upon the technology
developed and marketed by defendant HERCULES INCORPORATED.
197. Upon information and belief, published statements by defendant HERCULES INCORPORATED claim road signs are easier to read because
of Radiant fluorescent pigments. According to the published statements of said defendant, bridges" last, longer and ships can be in
service for more voyages without dry-docking because of Parlon chlorinated rubber products that defendant HERCULES INCORPORATED supplies
to paint and coatings manufacturers.
198. Upon information and belief, published statements by defendant HERCULES INCORPORATED claim tires., fan belts, ignition and other
electrical wires, and oils and lubricants in all phases of the transportation industry exist, in part, because of the resins, rosins,
fibers, plasticizers, stablizers, modifiers, and other "value added"
ingredients that Hercules manufactures.
199. Upon information and belief, few shoppers can leave a grocery
store .without taking with them products manufactured, formulated,
advertised, promoted, marketed and sold by the defendant HERCULES
INCORPORATED. Upon information and belief, such products include the
coatings on frozen food packages; stablizers in ice cream; thickeners
in canned gravies; strength additives in paper products; or palatability and flavoring ingredients in soft drinks and desserts. Upon
information and belief, products manufactured, formulated, advertised,
promoted, marketed, and sold by the defendant HERCULES INCORPORATED are
found on virtually every aisle of every.food store in the country.
200. Upon information and belief, products manufactured, formulated, advertised, promoted, marketed and sold by the defendant
HERCULES INCORPORATED play an important part in the manufacture of
detergents, disinfectants, soaps, cleaners and paper towels.
201. Upon information and belief, tobacco products, snack foods,

-page 61Amended Verified Complaint
-5 January 1979

�and variety items not only contain various products manufactured,
formulated, advertised, promoted, marketed and sold by the defendant
HERCULES INCORPORATED, but often come to market protected and packaged
in Hercules polypropylene film.
202. Upon information and belief, defendant HERCULES INCORPORATED
participates in the clothing industry through Hereofina's DMT (dimethyl terephthalate) and PTA (purified terephthalic acid) used to
manufacture polyester fibers.
203. Upon information and belief, fertilizers manufactured,
formulated, advertised, promoted, marketed and sold by the defendant
HERCULES INCORPORATED are applied to the cotton crop.
204. Upon information and belief, pesticides manufactured,
formulated, advertised, promoted, marketed and sold by the defendant
HERCULES INCORPORATED are applied to many crops and in many areas for
weed control, among other uses.
205. Upon information and belief, according to statements
published by the defendant HERCULES INCORPORATED, wherever you turn in
a clothing store, you will find materials manufactured, formulated,
advertised, promoted, marketed and sold by said defendant.
206. Upon information and belief, carboxymethylcellulose (CMC)
manufactured, formulated, advertised, promoted, marketed and sold by
the defendant HERCULES INCORPORATED is used in weaving cotton into
cloth. Upon information and belief, defendant HERCULES INCORPORATED
brought a new warp size plant on stream in 1977 to meet industry
demand.
207. Upon information and belief, Indalca gums manufactured,
formulated, advertised, promoted, marketed and sold by the defendant
HERCULES INCORPORATED are involved in the designs in printed fabrics.
208. Upon .information and belief, pigments and paper
•'•page 62Amended V e r i f i e d C o m p l a i n t
5 J a n u a r y 1979

additives

�manufactured, formulated, advertised, promoted, marketed and sold by
the defendant HERCULES INCORPORATED are found in the packaging, and
even as part of the price tag attached by the retailer.
209. Upon information and belief, Delnet propropylene netting
manufactured, formulated, advertised, promoted, marketed and sold by
the defendant HERCULES INCORPORATED is used as a bonding and stiffening agent in collars, shoes, and gloves, while cross-linking agents
are used to make raincoats, boots, and belts.
210. Upon information and belief, defendant HERCULES INCORPORATED
manufactures and markets products which smooth and thicken toothpaste
and can be found in -mouthwashes, deodorants and other personal health
care items.
Defendant HERCULES INCORPORATED:

Principal Plants &amp; Properties

211. Upon information and belief, defendant HERCULES INCORPORATED
owns, operates and maintains plants and owns property at a number of
locations in the United States and throughout the world.
212. Upon information and belief, defendant HERCULES INCORPORATED
owns, operates and maintains plants and owns property for the manufacture, formulation, and sale of products by its Coatings &amp; Specialty
Products Department in the following locations:
Glen Falls, New York;
Harbor Beach, Michigan;
Hopewell, Virginia;
Louisiana, Missouri;
Parlin, New Jersey;
Pulaski, Virginia";
Richmond, California; and
Washington, Pennsylvania;
213. Upon information and belief, defendant HERCULES INCORPORATED
owns, operates and maintains plants and owns property for the manufacture, formulation, and sale of products by its Industrial Systems

-page 63Amencied Verified Complaint
" 5 January 1979

�Department in the following locations:
Bacchus, Utah;
Bessemer, Alabama;
Buena Park and Santa Fe Springs, California;
Burlington, Vermont;
Carthage and Louisiana, Missouri;
Donora, Pennsylvania;
Hopewell and Snowden, Virginia;
Houston, Texas;
Ishpeming and and Williamston, Michigan;
Kenvil, New Jersey;
Marshallton and Middletown, Delaware;
Oxford, Georgia;
Port Ewen, New York;
Rocket Center, West Virginia;
St. Paul, Minnesota; .
'
'and San Leandro, California;
Taunton, Massachussetts; and
Terre Haute, Indiana.
214. Upon information and belief, defendant HERCULES INCORPORATED
owns, operates and maintains plants and owns property for the manufacture, formulation, and sale of products.by its Organics Department
at the following locations:
__

Baton Rouge, Louisiana;
Brunswick and Savannah, Georgia;
. .
Burlington, New Jersey;
Chicopee, Massachussetts;
Clairton and West Elizabeth, Pennsylvania;
Franklin, Virginia;

Gibbstown, New Jersey;
Hattiesburg, Mississippi;

Kalamazoo, Michigan;
Milwaukee, Wisconsin; and
Portland, Oregon.
215. Upon information and belief, defendant HERCULES INCORPORATED
owns, operates and maintains plants and owns property for the manufacture, formulation, and sale of products by its Polymers Department
at the following locations:
Bayport, Texas;'
Calhoun, Georgia;
Covington, Virginia;
Crowley and Lake Charles, Louisiana;
Oxford, Georgia; and
Tcrre Haute, Indiana;
*--

-page 64Amenued Verified Complaint
5 Jonuarv 1979

�216. Upon information and belief, defendant HERCULES INCORPORATED
owns, operates and maintains plants and owns property for the manufacture, formulation, and sale of products by Hercofina at Plaqueraine,
Louisiana and Wilmington, North Carolina.
217. Upon information and belief, defendant HERCULES INCORPORATED
owns, operates and maintains plants and owns property for the manufacture, formulation, and sale of products by its Food &amp; Fragrance
Development Department at the following locations:
Middletown, New York;
Amersfoort, The Netherlands;
London, England; and
'Sydney, Australia
218. Upon information and belief, defendant HERCULES INCORPORATED
owns, operates and maintains plants and owns property for the manufacture, formulation, and sale of products by its Europe Department
and International Department in a number of countries, including:

Belgium
Denmark
_

England
Finland
France
Germany
Italy
'
_"
Spain"
. Sweden
The Netherlands;
Brazil, and
Canada.

-page 65d Verified Complaint
5 January 1979

. •

'

.

�DEFENDANT NORTHWEST INDUSTRIES, INC.:

Corporate History

219. Upon information and belief, defendant NORTHWEST INDUSTRIES,
IMC. was incorporated in Delaware on or about August 3, 1967 and in
April 1968 became the parent corporation of Northwest Chemco, Inc.
("Chernco") holding 99.9% of the -outstanding shares presently owned,220. Upon information and belief, defendant NORTHWEST INDUSTRIES,
INC. became the parent corporation of Philadelphia and Reading
Corporation ("Philadelphia-Reading") holding 96.5% of the outstanding
shares presently owned).
221. Upon information and belief, in April 1971 defendant
NORTHWEST INDUSTRIES, INC. purchased for cash all of the outstanding
capital stock of The Buckingham Corporation ("Buckingham"), the
exclusive United States importer and selling agent of Cutty Sark brand
Scotch whisky.
222. Upon information and belief, in April 1973 defendant
NORTHWEST INDUSTRIES, INC. purchased for cash approximately 98% of the
common stock of General Battery Corporation ("General Battery") and,
upon information and belief, defendant NORTHWEST INDUSTRIES, INC. now
'owns 100% of the outstanding shares of that company.
223. Upon information and belief, in February 1976 defendant
-NORTHWEST INDUSTRIES, INC. purchased for cash approximately 83% of the
common stock of Microdot Inc. ("Microdot") and, upon information and
belief, defendant NORTHWEST INDUSTRIES, INC. now owns 100% of the.
outstanding s'hares of that company.
224. Upon information and belief, in November 1977 defendant
NORTHWEST INDUSTRIES, INC. purchased for cash 97.4% of the common and
common equivalent shares of Coca-Cola Bottling Company of Los Angeles
("Coca-Cola of Los Angeles").

-page 66Amenueu Verilitci Complaint
5 January 1979

�Defendant NORTHWEST INDUSTRIES, INC.: Business and Products
225. Upon information and belief, defendant NORTHWEST INDUSTRIES,
IMC. is a holding and management company owning, directly or
indirectly, eleven principal operating subsidiaries.
226.-Upon information and belief,. defendant NORTHWEST INDUSTRIES,
INC. is headquartered in Chicago.
227. Upon information and belief, control of day-to-day operations
of the defendant NORTHWEST INDUSTRIES, INC. is decentralized, with
responsibility in the hands of operating company managements.
.228. Upon information and belief, corporate management of
defendant NORTHWEST INDUSTRIES, INC. retains broad policy authority,
provides advisory and staff functions, reviews plans and budgets,
monitors performance, and maintains overall financial controls,
including the allocation of capital and the conduct of all financing
for its several operating subsidiaries.
229. Upon information and belief, the business activities of
defendant NORTHWEST INDUSTRIES, INC. were carried on in 1977 by the
following principal operating subsidiaries:
Acme Boot Company, Inc.;
Buckingham;
Coca-Cola of Los Angeles;
•
Fruit of the Loom, Inc.;
General Battery;

Imperial Reading Corporation;
Union Underwear Company, Inc. ("Union
Underwear");
Lone Star Steel Company .("Lone Star");
Microdot;
Universal Manufacturing Corporation
("Universal"); and
Velsicol Chemical Corporation ("Velsicol
Chemical");

.

in the following three product groups:
Consumer: apparel, batteries and beverages;
Industrial: principally tubular steel products
and ingot moulds, connecting devices and electrical
-page 67Aiuenaed V e r i f i e d CornplainL
5 J a n u a r y 1979

�lamp ballasts; and .
Chemical: principally pesticides and
industrial chemicals and resins.
230. Upon information and belief, the principal consumer products
manufactured, fabricated, advertised, promoted, marketed and sold by
defendant NORTHWEST INDUSTRIES, INC. are men's and boys' underwear;
western, leisure and casual boots; automotive replacement batteries;
soft drinks and bottled water; and Scotch whisky. Upon information
and belief, other products and operations in this group manufactured,
fabricated, advertised, promoted, marketed and sold by the defendant
NORTHWEST INDUSTRIES, INC. include jeans and shirts; industrial
batteries and battery chargers; industrial water treatment; and French
wines a n d vodka.
.
.
.
231. Upon information and belief, defendant NORTHWEST INDUSTRIES,.
INC. through a subsidiary, owns the Fruit of the Loom and B.V.D.
trademarks, which are registered in the United States and in many
foreign countries. Upon information and belief, these trademarks are
used primarily on men's and boys' underwear and knit shirts marketed
by Union Underwear and, upon information and belief, said trademarks,
are also licensed to nonaffiliated manufacturers of wearing apparel,
home furnishings and other household products under agreements which
typically call for royalty payments based on net sales with fixed
annual minimum fees.
232. Upon information and belief, the underwear boot, replacement
battery, soft drink, bottled water and Scotch whisky operations of the
defendant NORTHWEST INDUSTRIES, INC. rank among the leaders in their
repsective f-ields. Underwear is sold principally under 'the Fruit of
the Loom and B.V.D. trademarks and boots are sold principally under
the Acme, Dingo and Dan Post labels.
233. Upon information and belief, the principal markets for
apparel products manufactured, fabricated, advertised, promoted,
marketed and sold by the defendant NORTHWEST INDUSTRIES, INC. are
department, discount, mail order, variety, chain and independent.
r'

-page 68-

Amend-ed Vcritied Complaint
5 January 1.979

�specialty stores, and distribution is direct.
234. Upon information and belief, automotive replacement batteries
manufactured, fabricated, advertised, promoted, marketed and sold by
the defendant NORTHWEST INDUSTRIES, INC. are marketed largely through
auto parts retail stores, large -retailers, and tire and oil companies,
principally under private labels.
235. Upon information and belief/ most soft drinks manufactured,
formulated, advertised, promoted, marketed and sold by the defendant
NORTHWEST INDUSTRIES, INC. are sold directly to retailers, principally
under the Coca-cola and Canada Dry trademarks. Upon information and
belief, the franchise areas for the soft drink products manufactured,
formulated, advertised, promoted, marketed and sold by the defendant
NORTHWEST INDUSTRIES, INC. include Southern and Central California,
four of the five main Hawaiian Islands, and portions of Nevada
(including Las Vegas), Missouri, Kansas, Wisconsin, Illinois, Iowa and'
Nebraska.

Upon information and belief, bottled water

manufactured,

formulated, advertised, promoted, marketed and sold by the defendant
NORTHWEST INDUSTRIES, INC.is sold directly to consumers in Southern
California and Houston, Texas.
236. Upon information and belief, Scotch whisky manufactured,
formulated, advertised, promoted, marketed and sold by the defendant
NORTHWEST INDUSTRIES, INC. is sold under the Cutty. Sark and Cutty 12
trademarks. Upon information and belief, Scotch whisky, French wines,
and vodka manufactured, formulated, advertised, promoted, marketed and
Sold by the defendant NORTHWEST INDUSTRIES, INC. are sold'to distributors throughout the United States 'and directly to state governments
for resale in state-controlled liquor stores.
237. Upon information and belief, the principal raw materials for
apparel manufactured by defendant NORTHWEST INDUSTRIES, INC. are
cotton staple, polyester staple, finished textile fabrics and trim,
leather, leather substitute and.rubber products, all of which are

-page 69Aniendeci V e r i r i e d Complaint
5 January J979

�regularly available.
238. Upon information and belief, Union Underwear is a fully
integrated manufacturer, spinning most of its yarn requirements and
manufacturing most of its cloth and elastic needs.
238. Upon information and belief, lead, the most important
component in the manufacture of batteries by defendant NORTHWEST
INDUSTRIES, INC. .is obtained as a raw material from internal secondary
smelting operations primarily, and also from various external sources.
239. Upon information and belief, soft drink syrup and concentrate
are purchased by defendant NORTHWEST INDUSTRIES, INC. primarily from
franchisers under contracts which generally cover an unlimited period
of time.
240. Upon information and belief, Cutty Sark Scotch whisky is
purchased by defendant NORTHWEST INDUSTRIES, INC. pursuant to a
long-term, exclusive United States distributorship agreement.
241. Upon.information and belief, the Consumer Products.Group
operations of defendant NORTHWEST INDUSTRIES, INC. employed
approximately 25,000 persons at December 31, 1977.
242. Upon information and belief, the principal industrial
products manufactured, fabricated, advertised, promoted, marketed and
sold by the defendant-NORTHWEST INDUSTRIES, INC. are tubular steel .
products, connecting devices, ingot moulds and ballasts (small
transformers) for flourescent and high-intensity discharge lamps.
Upon information and belief, in all of these operations defendant
NORTHWEST INDUSTRIES, INC. ranks as a leader.
243. Upon information and belief, tubular steel products
manufactured, fabricated, advertised, promoted, marketed and sold by
the defendant NORTHWEST INDUSTRIES, INC. include casing and tubing for

-page 70Amencicd Veriried Complaint
• 5 January 1979

�oil and gas wells, line pipe for gathering and transporting petroleum,
standard pipe for construction, spiral weld pipe for water mains, and
mechanical tubing.
244. Upon information and belief, oil country tubular goods
manufactured by defendant NORTHWEST INDUSTRIES, INC. are marketed
principally through distributors in the Southwestern, South Central,
and Western states, while other tubular steel products are marketed
primarily through distributors to end-users throughout the United
States except for New England and the Mid-Atlantic states. .
245. Upon information and belief, tubular steel products
manufactured, fabricated, advertised, promoted, marketed and sold by
the defendant NORTHWEST INDUSTRIES, INC. are sold principally under
the Lone Star and A.O. Smith labels, and ballasts are sold under the
Universal label.
246. Upon information and belief, essential raw materials for the
manufacture of tubular steel products by defendant NORTHWEST INDUSTRIES, INC. are iron ore, coal, coke, limestone and steel scrap. Upon
information and belief, iron ore reserves in close proximity to the
principal plant are owned either in fee or under long-term lease and
are estimated to be sufficient for ninety years of operation. To
supplement this supply it is believed that there are long-term purchase contracts for concentrated ore pellets. Upon information and
belief, defendant NORTHWEST INDUSTRIES, INC. maintains coal 'reserves
in Oklahoma and arkansas, both owned and leased, which represent more
than eighty million tons, and, upon information and belief, these
deposits are not being mined currently. Upon information and belief,
defendant NORTHWEST INDUSTRIES, INC. purchases high, medium and low '
volatile coals in the required mix"under long-term contracts. While
some coke to -supplement production is presently purchased by defendant
NORTHWEST INDUSTRIES, INC., upon information and belief, approximately
$100 million will be spent by defendant NORTHWEST INDUSTRIES, INC. for
a new battery of 70 coke ovens and new iron ore sintering facilities

-page 71Ainendeci Verified Complaint

�in order to add productive capacity for the necessary intermediate
products. Upon information and belief, there are numerous limestone
quarries within two hundred miles of the plant. Upon information and
belief, steel scrap is usually purchased by defendant NORTHWEST
INDUSTRIES, INC. from several dealers in the Texas, Oklahoma,
Arkansas, Louisiana area. .
247. Upon information and belief, new tubular steel facilities
have been added by defendant NORTHWEST INDUSTRIES, INC. including two
electric .furnaces, a continuous caster, and two extrusion presses -

one of which is the largest of its kind in the world.
&lt;~"
248. Upon information and belief, 'in 1977 a $13.5 million
expenditure was authorized for additional specialty tubing capacity
which will provide for production of this tubing in sizes up to 15
inches in diameter.
249. Upon information and belief, connecting devices manufactured,
fabricated, advertised, promoted, marketed and sold by the defendant
NORTHWEST INDUSTRIES, INC. consist of specialty fasteners, electrical
and electronic~~connectors, and fluid seals and couplings, which, upon
information and belief, are sold primarily to the automotive and
aerospace markets, as well as to other major' industries. .
250. Upon information and belief, steel is the principal raw
material for most connecting devices manufactured by defendant
'NORTHWEST INDUSTRIES, INC., while silver, brass, aluminum, gold,
rubber, and plastics are also used.
251. Upon information and belief, the ingot molds manufactured,
fabricated, advertised, promoted, marketed and sold by the defendant
NORTHWEST INDUSTRIES, INC. are large cast iron forms into which molten
steel' is poured and allowed to solidify to produce ingots.
252. Upon information and belief, Hicroclot is the largest of three

-page 72Mmenueu Verifieu Complaint
"5'January 1979

�major independent ingot mold manufacturers, which supply approximately
50% of domestic steel industry requirements. Both connecting devices
and ingot molds are marketed through Microdot's own sales force.
253. Upon information and belief, Microdot owns a number of
domestic and foreign patents which are important in the aggregate, but
not individually. Upon information and belief, ballasts and some of
the processes involved in their production are covered by numerous
patents, of which the principal ones are owned by two major
competitors. Universal believes it is adequately licensed to conduct
its business.
254. Upon information and belief, ballasts manufactured,
advertised, promoted, marketed and sold by the defendant NORTHWEST
INDUSTRIES, INC. are sold primarily directly to original equipment
lamp manufacturers throughout the country.
255. Upon information and belief, essential raw materials for
ballasts manufactured, fabricated, advertised, promoted, marketed and
sold by the defendant NORTHWEST INDUSTRIES, INC. are copper, steel and
aluminum. Upon information and belief, all of these requirements are .
met from major producers and dealers in the United States and abroad.
256. Upon information and belief, the Industrial Products
operations of defendant NORTHWEST INDUSTRIES, INC. employed
approximately 15,000 persons at December 31, 1977.
257. Upon information and belief, the principal chemical products
manufactured, formulated, advertised, promoted, marketed and sold by
the defendant NORTHWEST INDUSTRIES, INC. are specialty pesticides,
industrial chemicals, and repins.
258. Upon information and belief, chemical products are sold by
defendant NORTHWEST INDUSTRIES, INC. under various brand names both
directly to manufacturers and through distributors, dealers, and

-page 73Amended Verified Complaint
r 7-,nn-.rv 1979

�foreign governments to a wide variety of customers.
259. Upon information and belief, all chemical products
manufactured, formulated, advertised, promoted, marketed and sold by
the defendant NORTHWEST INDUSTRIES, INC. are higly competitive,
however/ according to reports published by defendant NORTHWEST
uINDUSTRIES, INC., based upon available market research, the chemical
products group of defendant NORTHWEST INDUSTRIES, INC. ranks as a
major producer of specialty pesticides, brine-derived chemicals,
including flame retardents, benzoic acid derivatives and, petroleum
hydrocarbon resins.
.
260. Upon information and belief, Velsicol Chemical has patent
protection expiring from 1978 to 1986 on several of its pesticide
products.
"
•
261. Upon information and belief, raw materials are generally
available to defendant NORTHWEST INDUSTRIES, INC. from other chemical
manufacturers, petroleum processors, and owned brine wells.
262. Upon information and belief, the chemical product operations
of defendant NORTHWEST INDUSTRIES, INC. employed approximately 2,000
persons at December 31, 1977.
263. Upon information and belief, approximately $13,900,000 was
spent by defendant NORTHWEST INDUSTRIES, INC. on research and
development in 1977, compared with approximately $12,300,000 in 1976.
264. According to forms filed with the Securities &amp; Exchange
Commission of the United States by defendant NORTHWEST INDUSTRIES,
INC. for 1977, "Compliance with present environmental regulations, has
not had, nor is it expected to have, any material effect on said
defendant NORTHWEST INDUSTRIES, INC."
265. Upon information and belief, according to the report of the

-page 74Aiaendcd Verified Co:nplainc
5 January 1979

�May 9, 1978 Annual Meeting of defendant NORTHWEST INDUSTRIES, INC., 88
banks own about 3.3 million shares and 37 funds own another 1.6 million shares of the stock of defendant NORTHWEST INDUSTRIES, INC., in
all about one-third of the outstanding stock of the corporation.
Defendant NORTHWEST INDUSTRIES, INC.:

Operations

266. Upon information and belief, sales of defendant NORTHWEST
INDUSTRIES, INC. for 1977 increased $307,600,000, up 19.6% over 1976,
while net earnings increased $11,800,000, up 10%. Upon information
and belief, the operations of Coca-Cola of Los Angeles are Included in
consolidated results only from November 1, 1977, the effective date of
acquisition, however,- even excluding the Coca-Cola of Los Angeles
contribution, sales and earnings, were at record levels and improved
$267,600,000, or +17.1%, and $10,800,000, or 4-9.2%, respectively, over
1976.
267. Upon information and belief, sales of all three product
groups of defendant NORTHWEST INDUSTRIES, INC. exclusive of Coca-Cola
of Los Angeles improved sharply over

1976.

268. Upon information and belief, the Industrial Group (up 20%)
was led by record tubular steel sales,•especially in oil country
products, as a result of increased drilling activity and because field
inventories, which were high in 1976, came into better balance. Upon
information and belief, connecting device and electrical lamp ballast
sales were also records.
269. Upon information and belief, the Chemical Group's improvement
(up 20% from a weak 1976) stemmed from higher pesticide sales in both
the domestic and international markets.
270. Upon information and belief, the Consumer. Group's improvement
(up 12.5%) over 1976 resulted principally from record battery and
underwear sales, while other apparel sales were down.

-page 75Amended Verified Complaint

�271. Upon information and belief, gross earnings of defendant
NORTHWEST INDUSTRIES, INC. increased $63,431,000, or 16.3%,-during
1977 slightly less than the 17.1% sales increase, as lower consumer
margin outweighed the effect of chemical margin improvement, which was
attributable according to statements by management of defendant
NORTHWEST INDUSTRIES, INC., "to-increased sales of relatively high•
margin pesticides."
272. Upon information and belief, during 1977 Industrial Group
margin was approximately the same as 1976.
273. Upon information and belief, the major factors causing the
consumer margin decline during 1977 were the higher cost of Scotch
whisky and costs related to an 18-week stike at Acme Boot Company,
Inc.
.
274. Upon information and belief, earnings of defendant NORTHWEST
INDUSTRIES, INC. before income taxes increased $29,700,000, or +14.6%,
during 1977, a slower rate of increase than gross earnings principally
as a result of_higher interest expense attributable to the cost of
treasury stock purchases,, approximately $4,800,000, and higher
interest rates.
'
.
275. Upon information and belief, selling, administrative and
general expenses were 10.2% of sales in both 1976 and 1977 in spite of
significantly increased Cutty Sark advertising and higher chemical
insurance and legal expenses mainly because higher tubular steel sales
required minimal additional expense.
276. Upon in.t'ormation and belief, the 9.2% increase in net
earnings during 1977 was sharply lower than the pretax increase as a
result of lower investment tax credit.
277. Upon information and belief, there were a substantial number
of the significant changes in the balance sheet of defendant NORTHWEST

-page 76Amenueu Verifies Complaint
5 January 1979

�INDUSTRIES, INC. during 1977 compared with 1976, attributable to tho
acquisition of Coca-Cola of Los Angeles and purchases of treasury
stock. Excluding these effects, the balance sheet reflected growth in
line with the strong increases in sales and earnings.
278..Upon information and belief, sales of defendant NORTHWEST INDUSTRIES, INC.for 1976 increased 32% over 1975 while net earnings
increased 16%. Even excluding the results of Microdot, a manufacturer
of connecting devices and ingot molds, in consolidated results from
February 11, 1976, the date this company was acquired by defendant
NORTHWEST INDUSTRIES, INC., sales and earnings registered improvement
during 1976 over the record results of 1975, notwithstanding an
extremely weak pesticide business and lower oil country tubular goods
sales.
279. Upon information and belief, during 1976 the major favorable
factor for the defendant NORTHWEST INDUSTRIES, INC. was significantly
higher Consumer Group sales and earnings.
280. Upon information and belief, excluding the contribution of
Microdot to 1976 results, record Consumer Group sales increased 16%
over 1975 as demand for underwear, batteries, boots and jeans was
strong. Industrial sales were about even with 1975. According to the
reports published by defendant NORTHWEST INDUSTRIES, INC., lower oil
country tubular goods sales caused by a temporary oversupply of field
inventories were virtually offset by strong sales of flourescent
ballasts. Defendant NORTHWEST INDUSTRIES, INC. stated in its reports
that the oversupply of field inventories of oil country goods resulted
in part from a generally unfavorable and uncertain legislative climate
which affected oil and gas well drilling in the United States.- According to reports published by defendant NORTHWEST INDUSTRIES, INC.,
Chemical Group sales were also about the same in 1976 as 1975 with the
lower sales of pesticides being offset by strong sales of industrial
chemicals. According to the reports published by defendant NORTHWEST
INDUSTRIES, INC., tho pesticide business was affected by high field

-page 77reci V e r i f i e d Complaint
.Tanuary 1979

�inventories as well as a severe drought in Europe and adverse
regulatory action.
281. According to reports published by defendant NORTHWEST
INDUSTRIES, INC., gross earnings increased at a slower rate during
1976 than sales principally from- the lower sales of relatively high .
margin pesticides and oil country pipe; while consumer group margin
improved as the underwear and replacement battery markets recovered
from the 1975 recession-affected levels. ^Increases in selling,
administrative and general expenses were primarily volume related and
interest expense was slightly lower than 1975 because of lower rates.
282. According to reports published by defendant NORTHWEST
INDUSTRIES, INC., net earnings for 1976 also benefited from a higher
investment tax credit, a large part of which was generated by the
expansion of Lone Star Steel's production capacity; while the
significant increase in the accrued tax liability over 1975 resulted
from the accrual for currently payable federal income taxes which were
not required in recent years because of the tax loss carryforward
resulting from_the 1972 sale of transportation assets.
Defendant NORTHWEST INDUSTRIES, INC.:

Plants and Property

283. Upon information and belief, defendant NORTHWEST INDUSTRIES,
INC. owns or leases property at the following locations as described:
In Alabama, six facilities: four cotton mills
which are owned; a leased shirt plant, which lease,
upon information and belief, expires .in 1985; and
an automotive battery plant which is owned.
In Arizona, an agricultural chemical plant
which is owned.
In Arkansas, a bromine manufacturing facility
and brine wells which are owned.
.In California, fifteen facilities: two
connecting device plants which are leased and which
leases, upon information and belief, expire in
1982; a leased automotive battery plant which
lease, upon information and belief, expires in
-page 78Verified Cumy.laint
5 January 1979"

~

�1980; eleven bottling plants, nine of which are
owned, and two of which are -leased and which
leases, upon information and belief, expire in
1980; and a leased canning plant which lease, upon
• information and belief, expires in 1987.
In Colorado, a small diameter pipe mill which
is owned.
In Connecticut, a capacitor plant which is
leased and which lease, upon information and
belief/ expires in 1983.
In Costa Rica, a connecting device plant which
is owned.
In England, a connecting device plant which is
leased and which lease, upon information and
belief/ expires in 1991.
In France, two facilities: a connecting device
plant which is owned, and a connecting device plant
which is leased and which lease, upon information
and belief, expires in 1981.
In Hawaii, a bottling and canning plant which
is owned.
In Illinois, ten facilities: four connecting
device plants which are owned and three connecting
device plants which are leased and which leases,
upon information and belief, expire from 1979-1985;
an ingot mold plant which is leased and which •
lease/ upon information and belief, expires in
1987; an agricultural and industrial chemical plant, and a research center which are owned.
In Indiana, an automotive battery plant which
is owned.
In Iowa, a bottling plant which is owned.
In Kansas, three facilities: an.automotive
battery plant which is leased and which lease, upon
information-and belief, expires in 2001; and two
bottling and canning plants v/hich are owned.
In Kentucky, five facilities: two underwear
plants which are owned; an underwear plant which is
leased and which lease, upon information and
belief, expires in 1986; and two connecting device
pl.ants which are owned.

-page 7.9AmendecS V e r i f i e d Complaint
5 J a n u a r y 1979

�In Louisiana, three facilites: two underwear
plants which are leased and which leases, upon
information and belief, expire in 1986 and 1990;
and a lead smelter plant which is owned.
In Massachusetts, a footwear plant which is
owned.
In Michigan, -seven facilities: five connecting
device plants, four of which are owned, and one of
which is leased and which lease, upon information
and belief, expires in 1983; a general manufacturing facility and brine wells, and a research
center all of which are owned.
In Mississippi, five facilities: a ballast
assembly plant which is leased and which lease,
upon information and belief, expires in 1989; a
wire mill which is leased and which lease, upon
information and belief, expires in 1997; a steel
slitting mill which is owned; a leased underwear
plant which lease, upon information and belief,
expires in 1990; and a leased underwear
distribution center which lease, upon information
and belief, expires in 1988.
In Missouri, a leased bottling plant which
lease, upon information and belief, expires in
1982.
In Nebraska, a leased bottling plant which •
lease, upon information and belief, expires in
1996.
In Nevada, a bottling plant which is owned.
In New Hampshire, a connecting device plant
which is owned.
In New Jersey, tv/o ballast assembly plants
which are leased and which leases, upon information
and belief, expire in 1983 and 1989.
In North Carolina, four facilities: two
cotton mills which are owned; an underwear plant^
which is owned; and a connecting device plant which
is ov/ned.
In Ohio, four facilities:
a connecting device plant which is owned; two ingot
mold plants which are owned; and a battery charger
plant which is owned.

-page 80Verified

Complaint

5 January 1979

�In Oklahoma, a leased underwear plant which
lease, upon information and belief, expires in
1985.
In Oregon, an automotive battery plant which
is owned.
In Pennsylvania, six facilities: an automotive
battery plant which are owned; a leased automotive
battery plant, which lease, upon information and
belief, expires in 1986; an industrial battery
plant which is owned-; a lead smelter plant which is
owned; an injection molding plant which is owned;
and a leased connecting device plant, which lease,
upon information and belief, expires in 1985..
In Puerto Rico, a leased automotive battery
plant, which lease, upon information and belief,
expires in 1982.
In South Carolina, two facilities: a woven
elastic plant which is owned and an automotive
battery plant which is owned.
In Tennessee, twelve facilities: a leased
jeans plant, which lease, upon information and
belief, expires in 1988; a leased shirt plant,
which lease, upon information and belief, expires
in 1986; a leased jeans and shirt plant, which
lease, upon information and belief, expires in
1984; five leased boot plants which leases, upon
information and belief, expire from 1978-1984; two
connecting device plants which are owned; and two
agricultural and industrial chemical plants -which
are owned.
In Texas, eight facilities: two agricultural
and industrial chemical plants which are owned.;
basic- steel manufacturing facilities consisting of
a blast furnace, 78 coke ovens, a five-furnace open
hearth shop, standard ingot casting facilities, a
slabbing mill, two electric furnaces, continuous
caster, two extrusion presses, and mills and
machines for the production of skelp, pipe and
other products; an ore beneficiation plant and a
tailing basin all of"which facilities ere owned; a
jeans plant which is leased and which lease, upon
information and belief, expires in 1982; a leased
boot plant, which lease, upon information and
belief, expires in 1979; a leased automotive
battery plant, which lease, upon information and
belief, expires in 1984; a lead smelter plant which
is owned; and a bottling plant which is owned.
-page 8'1,Amenued Veritied Complaint
5 January 1979

�In Utah, a connecting device plant which is
leased and which lease, upon information and
belief, expires in 1985.
In Virginia, three jeans and ladies' fashion
plants which are owned.
In Wisconsin, a bottling plant which is ov/ned.
284. Upon information and belief, the properties in its Industrial
Group are operated by defendant NORTHWEST INDUSTRIES, INC. at approximately 70-75% of capacity.
285. Upon information and belief, those properties in its Chemical
Group are operated by defendant NORTHWEST INDUSTRIES, INC. at approximately 60% of capacity.
286. Upon information and belief, those properties in its Consumer
Group are operated by defendant NORTHWEST INDUSTRIES, INC. at approximately 80-100% of capacity.

•

-page 82VeriLied Complaint
'5 January 1979

•

�Plaintiffs Complain
287. Upon information and belief, the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. warranted and represented that phenoxy herbicides such as 2,4,5trichloro phenoxyacetic acid (2",4,5-T) even though contaminated with
the toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo pdioxin (TCDD or "dioxin") were safe and fit for the uses advertised
and promoted for such contaminated phenoxy herbicides by said
corporated defendants.
288. Upon information and belief, the phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. and contaminated with the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") was
not safe and fit for the uses advertised and promoted and was therefore mislabled, misbranded and misrepresented by said corporate
defendants.
289. Upon information and belief, the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. knew, or with the exercise of reasonable concern for the public
health, safety and welfare should have known, that phenoxy herbicides
such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) contaminated with
the toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo pdioxin (TCDD or "dioxin") were inherently dangerous and toxic.
290. Upon information and belief, the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED, anr! NORTHWEST INDUSTRIES,
INC. deliberately, intentionally and with knowledge of the potential
toxic effects, manufactured, formulated, advertised, promoted,
marketed and sold phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) contaminated with the toxic synthetic organic
-page 83Amenaeu V e r i f i e d Complaint
5 January.1979

�chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") in
wanton and reckless disregard of the public health, safety and
welfare.
291. Upon information and belief, the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC., individually and collectively, -jointly and severally, their
several agents, servants and/or employees failed to warn the deceased
plaintiff PAUL REUTERSHAN and all those other 4.2 million American
service persons so unfortunate as to be similarly at risk, of toxic
effects attributable to phenoxy herbicides such as 2,4,5-trichloro
phenoxyacetic acid (2,4,5-T) contaminated with the toxic synthetic
organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin").
292. Upon information and belief, the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. failed to warn the United States Department of Defense, the
United States Department of Health, Education and Welfare, the United
States Department of Interior, and/or the United States Department of
Agriculture, much less the American people of the dangers associated
with the handling and use of phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) contaminated with the toxic
synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD
or "dioxin").
293. The corporate defendants THE DOW CHEMICAL COMPANY, HERCULES
INCORPORATED, and NORTHWEST INDUSTRIES, INC. failed to exercise
reasonable care and caution or demonstate resposible corporate concern
for the public health, safety and welfare commensurate with the
economic stature of said corporate, defendants when they failed to warn
the deceased plaintiff PAUL REUTERSHAN and all the other 4.2 million
American servicemen so unfortunate .as to be similarly at risk of the
dangers associated with exposure to phenoxy herbicides such as 2,4,5trichloro phenoxyacetic

acid (2,4,5-T) contaminated with the toxic

-page 84Ariieri(.J«ti V e r i f i e d Cowjjiaant
5 J a n u a r y 1979

�synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD
or "dioxin") .
294. Upon information and belief, the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. failed to adequately test the phenoxy herbicides such as 2,4,5trichloro phenoxyacetic acid (2,4,5-T) which said corporate defendants
knew, or with the exercise or reasonable concern for the public
health, safety, and welfare should have known, were contaminated with
the toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo pdioxin (TCDD or "dioxin") in order to ascertain the dangerous nature
and toxic characteristics of such contaminants, before advertising,
promoting and marketing such contaminated phenoxy herbicides.
295. Upon information and belief, in the event the corporate
defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and
NORTHWEST INDUSTRIES, INC. did conduct tests to ascertain the
dangerous nature and toxic characteristics of phenoxy herbicides such
as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) contaminated with the
toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin
(TCDD or "dioxin") said corporate defendants deliberately, intentionally, wilfully, and wantonly failed to publish the results of such
tests in a manner which would have alerted the American people to the
extent of the risk associated with exposure to such contaminated
phenoxy herbicides.
296. Upon information and belief, the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. have refused or failed to remove phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic' acid (2,4,5-T) contaminated with the
toxic synthetic organic chemical 2-, 3 , 7 , C--tetrachloro dibenzo p-dioxin
(TCDD or "dioxin") from international and interstate commerce and
local markets when said corporate defendants knew, or with reasonable
concern for the public health, safety and welfare should have known,
of the risk associated with exposure to such contaminated phenoxy

-page 85Vfi." i L itrij Coiujjlciin t
5 J a n u a r y 1979

�i cides.
297. Upon information and belief, the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. have violated the common law and/or the statutory laws of the
United States of America and/or -the laws of the several states in •
intentionally advertising, promoting, marketing, and selling phenoxy
herbicides such as 2,4,5-trichloro phenoxy acetic acid (2,4,5-T) con-

taminated with the toxic synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") which such contaminated
herbicides were, and still are, inherently dangerous and unsafe for
use as advertised and promoted.
298. Upon information and belief, the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES, INC., and NORTHWEST INDUSTRIES, INC.,
their subsidiaries, associated venturers, agents and employees, will
continue to manufacture, distribute, advertise, market, sell and
promote the use of phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) contaminated with toxic synthetic organic
chemicals such as 2,3, 7, 8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin") unless otherwise restrained by this Court.
299. That the continued manufacture, distribution, advertisement,
marketing, sale, and promotion of phenoxy herbicides such as 2,4,5trichloro phenoxyacetic acid (2,4,5-T) contaminated with toxic synthetic organic chemicals such as 2, 3, 7, 8-tetrachloro dibenzo p-dioxin
(TCDD or "dioxin") by the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES, INC., and NORTHWEST INDUSTRIES, INC. presents an
imminent danger of serious, permanent, and irreparable damage to the
public health, safety and welfare.

-page 86rtnienceu V e r i f i e d 'Complaint
5 J a n u a r y 1979

�300. That the the contamination of phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T). manufactured, formulated,
advertised, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. with toxic synthetic organic chemicals such as
2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") represents a
significant potential for illness, disability and death to all those
so unfortunate as to be situated at risk from such exposure to phenoxy
herbicides so contaminated.
301. The many human beings such as the deceased plaintiff PAUL
REUTERSHAN, and all those others so unfortunate as to have been
similarly situated were placed in jeopardy as a result of the
manufacture, distribution, advertising, marketing," promotion and sale
of phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid
(2,4,5-T) contaminated with toxic synthetic organic chemicals such as
2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") by the
corporate defendants THE DOW CHEMICAL COMPANY, HERCULES, INC., and
NORTHWEST INDUSTRIES, INC.
302. That the serious, permanent, and irreparable damage, to the
public health, safety, and welfare resulting from the contuinued
efforts of. the corporate defendants THE DOW CHEMICAL COMPANY,
HERCULES, INC., and NORTHWEST INDUSTRIES, INC. to manufacture,
distribute, advertise, market, sell and promote the use of phenoxy
herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) con-.
taminated with toxic synthetic organic chemicals such as 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or "dioxin") in wanton and reckless
disregard for the toxic effects of such contaminants upon the public
health, safety and welfare violates the constitutional rights of those
so unfortunate as to be at risk from the toxic effects of such contaminants not only during this generation but in succeeding generations, which rights have been retained by the People under the Ninth
Amendment of the Constitution and as such are protected under the "due

-page 87G V«2r i i. i«=J Coii
5 January 19.79

�process" and "equal protection" clauses of the Fifth Amendment of the
Constitution and the "privileges or immunities," "due process" and
"equal protection" clauses of the Fourteenth Amendment of the
Constitution.
303. That the deceased plaintiff PAUL REUTERSHAN, and all those
others so unfortunate as to have been similarly situtated, have
already been, and to the extent that such individuals are still alive
will continue to be, seriously, permanently and irreparably damaged as
a result of the actions of the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES, INC., and NORTHWEST INDUSTRIES, INC. which individually and collectively, alone and in concert- with others, did
manufacture, distribute, advertise, market, sell and promote the use
of phenoxy. herbicides such as 2,4,5-trichloro phenoxyacetic acid
(2,4,5-T) which said corporate defendants knew, or with the exercise
of reasonable care and caution should have known, were contaminated
with toxic synthetic organic chemicals such as 2,3,7,8-tetrachloro
dibenzo p-dioxiri (TCDD).
304. That all those so unfortunate as to be at risk as a result of
the toxic effects of phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised, promoted, marketed and sold by the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES, INC. and
contaminated with toxic synthetic organic chemicals such as 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or "dioxin") will continue to be
seriously, permanently and irreparably damaged as a result of the
actions of the corporate defendants THE DOW CHEMICAL COMPANY, HERCULES, INC., and NORTHWEST INDUSTRIES, INC. as those corporate
defendants, individually "and collectively, alone and in concert with
others, continue to manufacture, distribute, advertise, market, sell
and promote the use of phenoxy herbicides such as 2,4., 5-tr ichloro
phenoxyacetic acid (2,4,5-T) contaminated with'toxic synthetic organic
chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD) without
adequate regard'for its toxic effects and in wanton and reckless •

-page 38cJ Vet i i" ic.-u .CcjYipi i&gt; in t
5 J a n u a r y 1979

�disregard of the public health, safety and welfare.
305. Upon information and belief, the estimated cost of treating '
any of the malignant conditions resulting from exposure to phenoxy
herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) con- •
taminated with toxic synthetic organic chemicals such as 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or "dioxin") will exceed $10,000
for each year that such condition continues during the life of the
victim.
306. Upon information and belief, the estimated economic loss to
the families of those victims of malignant conditions or cancers
resulting from exposure to phenoxy herbicides such as 2,4,5-trichloro
phenoxyacetic acid (2,4,5-T) contaminated with toxic synthetic organic
chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin") will exceed $10,000 for each year that such victims could
have been reasonably expected to have been employed and contributed to
the maintenance and care of their families.
310. Upon information and belief, the deceased plaintiff PAUL
REUTERSHAN was exposed to phenoxy herbicides such as 2,4,5-trichloro
phenoxyacetic acid (2,4,5-T) manufactured, fabricated, advertised,
promoted, marketed and sold by the corporate defendants corporate
defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and
NORTHWEST INDUSTRIES, INC. and contaminated with the toxic synthetic
organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin"), which exposure contributed to his illness, disability and
and eventual death, while as many as 4.2 million other American
servicemen may have been similarly exposed and as a'result of such
exposure may similarly become ill, disabled, and eventually die as a
result of exposure to phenoxy herbicides such as 2,4,5-trichloro
phenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised,
promoted, marKeted and sold by the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. and contaminated with the toxic synthetic organic chemical

-page 89VeriLieo Complaint
5 January J979

�2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin").
311. That as a result of exposure to phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. and contaminated with the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") the
deceased plaintiff PAUL REUTERSHAN became ill and disabled, suffered
pain and economic loss, and incurred medical expenses before being
released eventually from such anguish and torment through death.
312. That as a result of exposure to phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised, promoted, marketed and sold by the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. and contaminated with the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") as
many as 4.2 million American servicemen and an indeterminate number of
other persons are at risk of becoming ill and disabled, suffering pain
and economic loss, and incurring medical expenses and eventually dying
as a result of such illness as did the deceased plaintiff, PAUL
REUTHERSHAN.
313. That the illness, disability and eventual death of the plaintiff PAUL REUTERSHAN was attributable, directly or indirectly to the
acts of the corporate defendants THE DOW CHEMICAL COMPANY, HERCULES
INCORPORATED, and NORTHWEST INDUSTRIES, INC., which individually and
collectively, jointly and severally, independently and in concert with
each other manufactured, "formulated, advertised, promoted, marketed
and sold phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid
(2,4,5-T) contaminated with the toxic synthetic organic chemical
2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") in wanton and
reckless disregard of the public health, safety and welfare; as a
result of which, the deceased plaintiff: PAUL REUTERSHAN has sustained,

-page 90Amendod Verified Complaint

�and all the other 4.2 million American servicemen together with the
indeterminate number of other persons, all of whom are so unfortunate
as to be similarly at risk, may sustain, general and special damages.

• -. • l"\
"

�Declaratory Judgment Claims
314. This is a proceeding seeking a Judgment declaring the rights
and legal relations of the parties to the matter in controversy
specifically:
315. DECLARING the rights of the deceased Plaintiff and all the
other people of the United States, to the protection of their personal
health, safety and welfare from the toxic effects of phenoxy herbicides such as 2,4,5-trichlorophenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised, promoted, marketed and sold by the
corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED,
and NORTHWEST INDUSTRIES, INC. and contaminated with toxic synthetic
organic chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD
or "dioxin").
316. DECLARING the rights of the deceased Plaintiff and all the
people of the United States, not only of this generation but of those
generations yet unborn, to protection from the wanton and reckless
disregard of the public health, safety and welfare by the corporate
defendants THE DOW CHEMICAL COMPANY, HERCULES, INC., and NORTHWEST
INDUSTRIES, INC., their several subsidiaries, associated business
venturers, agents, and employees, jointly or severally, individually
or in concert with each other in the manufacture, formulation,
advertising, promotion, marketing and sale of phenoxy herbicides such
as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) contaminated with
toxic synthetic organic chemicals such as 2,3,7,8-tetrachloro dibenzo
p-dioxin (TCDD or "dioxin").
317. DECLARING the rights'of. the deceased Plaintiff and all the
people of the United States not only during this generation, but those
generations yet unborn, to the full benefit, use and enjoyment of the
Environment (considered as the comp-lex system resulting from the
union, in the mathematical sense of that term, of natural, social, and
societal resources together with all the interactions among those
• •

-page 92Amended Verified Complaint
:
5 January 1979

�resources in accordance with the natural, social, and societal
processes operative upon those resources) without damage or
degradation attributable to the toxic effects of phenoxy herbicides
such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) contaminated with
toxic synthetic organic chemicals such as 2,3,7,8-tetrachloro dibenzo
p-dioxin (TCDD or "dioxin") and manufactured, formulated, advertised,
promoted, marketed and sold by the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC.
.
318. DECLARING the rights of all the people of the United States,
not only of this generation, but of those generations yet unborn, to
the protection of their personal health, safety and welfare, and the
protection of the Environment (considered as the complex system
resulting from the union, in the mathematical sense of that term, of
natural, social, and societal resources together with all the
interactions among those resources in accordance with the natural,
social, and societal processes operative upon those resources) on
which they each and all depend, from injury, damage, and degradation
as a result of the toxic effects of phenoxy herbicides such as 2,4,5trichloro phenoxyacetic acid (2,4,5-T) contaminated with the toxic
synthetic organic chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD
or "dioxin") and manufactured, formulated, advertised, promoted,
marketed and sold by the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES, INC.
319. DECLARING that the actions of the corporate defendants THE
DOW CHEMICAL COMPANY, HERCULES, INC., and NORTHWEST INDUSTRIES, INC.
in marketing, distributing, advertising, selling and promoting the use
of phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acic]
(2,4,5-T) contaminated with toxic synthetic o-rganic chemicals such as
2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") represented
and still now represents a threat to the-public health, safety and
welfare and so violates the rights retained by the deceased .plaintiff
and all the people of the United States not only of this generation,
-page 93Amended Vor-iCied Complaint
b January 1979

�but of those generations yet unborn, under the Ninth Amendment of the
Constitution of the United States, and as such protected under the
"due process" and "equal protection" clauses of the Fifth Amendment
and the "due process," "equal protection," and "privileges or immunities" clauses of the Fourteenth Amendment of the Constitution of the
United States.
•
.
320. DECLARING that the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES, INC., and NORTHWEST INDUSTRIES, INC. are Trustees
of the public health, safety and welfare to the extent that, such
corporate defendants actually had, or now have, or with the exercise
of reasonable concern for-the public health, safety and welfare should
have had or should now have, knowledge of the dangerous properties and
toxic characteristics of the products they manufacture, advertise,
promote, market, and sell, in particular phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) contaminated with toxic
synthetic organic chemicals such as 2,3,7,8-tetrachloro dibenzo
p-dioxin (TCDD or "dioxin").
321. DECLARING that the continued promotion of the use of phenoxy
herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised, promoted, marketed and sold by the
corporate .defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED,
and NORTHWEST INDUSTRIES, INC. while known to be contaminated with
toxic synthetic organic chemicals such as 2,3,7,8-tetrachloro dibenzo

p-dioxin (TCDD or "dioxin") is an intentional tort.

-page 94Amonded Verified Complaint
5 January 1979

�Equitable Jurisdiction
322. This action is brought in equity before this court on the
following grounds:
323. The subject matter is equitable in nature.
•

324. This action is brought for the purpose of restraining the

corporate defendants THE DOW CHEMICAL COMPANY, HERCULES, INC., and
NORTHWEST INDUSTRIES', INC. from doing serious, permanent and
irreparable injury which cannot be adequately compensated in merely
money damages to the class represented by now deceased Plaintiff..
325. The declaratory judgment and injunctive relief demanded on
behalf of the class are equitable remedies and the substantive
character of the rights sought to be enforced by the Plaintiff are
historically those resolved in a court of equity.
326. The law does not afford any adequate remedy for the wrong
resulting from the actions of the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES, INC., and NORTHWEST INDUSTRIES,

INC.

327. There is no plain, adequate and complete remedy at law as
practical and efficient as the equitable relief sought herein, nor are
the damages sustained by the class on whose behalf this action is
brought as a result of the actions of the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES, INC., and NORTHWEST INDUSTRIES, INC.
capable of adequate recovery in any action at law. .

-page 95Amended Verified Complaint
. 5 January 1979 -

�WHEREFORE judgment is demanded on behalf of the plaintiff class
herein against the corporate defendants THE DOW CHEMICAL COMPANY,
HERCULES, INC., and NORTHWEST INDUSTRIES, INC., jointly and severally,
individually and collectively:
DECLARING the rights of the deceased Plaintiff and all
the other people of the United States, to the protection of
their personal health, safety and welfare from the toxic
effects of phenoxy herbicides such as 2,4,5-trichlorophenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised,
. promoted, marketed and sold by the corporate defendants THE
DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC. and contaminated with toxic synthetic
organic chemicals such as 2,3,7,8-tetrachloro dibenzo
p-dioxin (TCDD or "dioxin").
DECLARING the rights of the deceased Plaintiff and all
the people of the United States, not only of this generation
but of those generations yet unborn, to protection from the
wanton and reckless disregard of the public health, safety
and welfare by the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES, INC., and NORTHWEST INDUSTRIES, INC.,
their several subsidiaries, associated business venturers,
agents, and employees, jointly or severally, individually or
in concert with each other in the manufacture, formulation,
advertising, promotion, marketing and sale of phenoxy
herbicides such as 2,4,5-trichloro phenoxyacetic acid
(2,4,5-T) contaminated with toxic synthetic organic chemicals
such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin").
. DECLARING the rights of the deceased Plaintiff and all
the people of the United States not only during this
generation, but those generations yet unborn, to the full
benefit, use and enjoyment of the Environment (considered as
v-

•

'

-page 96Amended Verified Complaint
-1/7/79-

�the complex system resulting from the union, in the mathematical sense of that term, of natural, social, and societal
resources together with all the interactions .among those
resources in accordance with the natural, social, and
societal processes operative upon those resources) without
damage or degradation attributable to the toxic effects of
phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid
(2,4,5-T) contaminated with toxic synthetic organic chemicals
such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") and manufactured, formulated, advertised, promoted,
marketed and sold by the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC.
DECLARING the rights of all the people of the United
States, not only of this generation, but of those generations
yet unborn, to the protection of their personal health,
safety and welfare, and the protection of the Environment
(considered as the complex system resulting from the union,
in the mathematical sense of that terra, of natural, social,
and societal resources together with all the interactions
among those resources in accordance with the natural, social,
and societal processes operative upon those resources) on
which they each and all depend, from injury, damage, and
degradation as a result of the toxic effects of phenoxy
herbicides such as 2,4,5-trichloro phenoxyacetic acid
(2,4,5-T) contaminated with the toxic synthetic organic
chemical 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin") and manufactured, formulated, advertised, promoted,
marketed and sold by.the corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST
INDUSTRIES, INC.
DECLARING that the actions of the corporate defendants
THE DOW CHEMICAL COMPANY, HERCULES, INC., and NORTHWEST
-page 97A.TIPndod Ve r i £ i ocl Coir.p 1 a'ln t
-1/7/79- * .

�INDUSTRIES, INC. in marketing, distributing, advertising,
selling and promoting the use of phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) contaminated
with toxic synthetic organic chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") represented and
still now represents a -threat to the public health, safety,
and welfare and so violates the rights retained by the
deceased plaintiff and all the people of the United States
not only of this generation, but of those generations yet
unborn, under the Ninth Amendment of the Constitution of the
United States, and as such protected under the "due process"
and "equal protection" clauses of the Fifth Amendment and the
"due process," "equal protection," and "privileges or immunities" clauses of the Fourteenth Amendment of the Constitution
of the United States.
DECLARING that the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES, INC., and NORTHWEST INDUSTRIES, INC. are
Trustees of the public health, safety and welfare to the
extent that such corporate defendants actually had, or now
have, or with the exercise of reasonable concern for the
public health, safety and welfare should have had or should
now have, knowledge of the dangerous properties and toxic
characteristics of the products they manufacture, advertise,
promote, market, and sell, in particular.phenoxy herbicides
such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) contaminated with toxic synthetic organic chemicals such as
2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin").
DECLARING that the continued'promotion of the use of
phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid
(2,4,5-T) manufactured, formulated, advertised, promoted,
marketed and sold by the 'corporate defendants THE DOW
CHEMICAL COMPANY, HERCULES INCORPORATED,"and NORTHWEST
INDUSTRIES, INC. while known to be contaminated with toxic
G 98-.
Ar.ionded V e r i f i e d Complaint
-1/7/79-

�synthetic organic chemicals such as 2,3,7,8-tetrachloro
dibenzo p-dioxin '(TCDD or "dioxin") is an intentional tort.
IMPOSING upon the corporate defendants TH'E DOW CHEMICAL
COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,INC., as Trustees of the public health,.safety and welfare, a
non-delegable duty to disclose to the public as part of their
efforts to advertise, promote, market and sell phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T)
whatever information they now have, or with the exercise of
reasonable concern for the public health, safety and welfare
should have, concerning the dangerous properties and toxic
characteristics of such phenoxy herbicides which are contaminated with the toxic synthetic organic chemical 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or "dioxin").
DIRECTING the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. as Trustees of 'the public health, safety, and welfare
TO DISCLOSE to the general public as part of their
efforts to advertise, promote, market and sell phenoxy herbicides such as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T)
contaminated with toxic synthetic organic chemicals such as
2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or "dioxin") whatever information they have or with the exercise of reasonable
concern for the public health, safety, and welfare 'should
have, concerning the dangerous properties and toxic character
of such products in order to permit the public to-accurately
essess the risk associated with the continued use of such
products as advertised and promoted.
• RESTRAINING the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. from selling, offering for salo, marketing, distributing, advertising and promoting the use of phenoxy

-pag c 99Amendod Verified Complaint
-.1/7/79-

�herbicides such as 2,4,5-trichloro phenoxyacetic acid
(2,4,5-T) contaminated with toxic synthetic organic chemicals
such as 2,3,7,8-tetrachloro dibenzo p-dioxin (TCDD or
"dioxin") unless and until such time as said corporate
defendants can establish that such advertised and promoted
use will not present a "risk of injury and damage to the
public health, safety and welfare.
DIRECTING the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. to establish out of current corporate earnings a fund in
the nature of a reserve against losses sufficient:
1.

to REIMBURSE the United States Department of

Defense, in particular the Veterans Administration, and
the United States Department of Health, Education and
Welfare, in particular the Social Security Administration, for the full and complete cost of any and all
medical care and treatment rendered by and through such
agencies unto the deceased plaintiff and any others so
unfortunate to be similarly in need of treatment to the
extent that such costs .may be attributable to the toxic
effects of phenoxy herbicides such as 2,4,5-trichloro
phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised, promoted, marketed and sold by the corporate
defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES, INC. and contaminated
with toxic synthetic organic chemicals such as 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or "dioxin");
2.

to REIMBURSE the United States Department of

Defense, in particular the Veterans Administration, and
the United States Department of Health, Education and
Vi'olfaco, in particular the Social Security Administ r a t i o n , for any and all payments made to the deceased _

-page 100A:nonded V o r i E i o d Corr.pl.a in L
-1/7/79-

�plaintiff and/or his family and all those others so
unfortunate as to be similar recipients of such benefits
as compensation or 'benefits for disability attributable
to the toxic effects of phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated," advertised, promoted, marketed and
sold by the corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. and contaminated with toxic synthetic organic
chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin
(TCDD or "dioxin");
3.
to COMPENSATE the deceased plaintiff and the
legal representative of said deceased plaintiff together
with all those others so unfortunate to be similarly
situated, and their families, for the full and complete
economic loss and damages resulting from any disability
attributable to the effects of phenoxy herbicides such
as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised, promoted, marketed and
sold by the corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. and contaminated with toxic synthetic organic
chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin
(TCDD or "dioxin");
4.
to REIMBURSE all the stockholders, rate payers
and subscribers of public utilities for any costs arid
expenses incurred by such public utilities as a result
of the use "of phenoxy herbicides such as 2,4,5-trichloro
phenoxyacetic acid ("2,4,5-T} manuf actured, formulated,
advertised, promoted, marketed and.sold by the corporate
defendants THE DOK CHEMICAL COMPANY, HERCULES INCORPORATED, and' NORTHWfc'.ST INDUSTRIES, INC. and contaminated
with toxic synthetic • organic chemicals such as 2,3,7,8-pnO'1 .101Amendod V e r i f i e d Complaint
-L/7/79-

�tetrachloro dibenzo p-dioxin (TCDD or "dioxin");
TO APPOINT AND DESIGNATE, subject to the continuing
jurisdiction and direction of this Court/ an appropriate
representative of the deceased Plaintiff as Trustee of such a
fund for the purpose of administering such a fund for the
benefit of said deceased plaintiff and all those others so
unfortunate as to be at risk not only during this generation
but during those generations yet to come from the toxic
effects of phenoxy herbicides such as 2,4,5-trichloro
phenoxyacetic acid (2,4,5-T) manufactured, formulated,
advertised, promoted, marketed and sold by the corporate
defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED,
and NORTHWEST INDUSTRIES, INC. and contaminated with toxic
synthetic organic chemicals such as 2,3/7,8-tetrachloro
dibenzo p-dioxin (TCDD or "dioxin").
DIRECTING the corporate defendants THE DOW CHEMICAL
COMPANY, HERCULES, INC., and NORTHWEST INDUSTRIES, INC. to
make payments from such a fund in accordance with the further
directions of this Court:
1.
to REIMBURSE the United States Department of
Defense, in particular the Veterans Administration, and
the United States Department of Health, Education and
Welfare, in particular the Social Security Administration, for the full and complete cost of any and all
medical care and treatment rendered by and through such
agencies unto the deceased plaintiff and any others so
unfortunate to be similarly in need of treatment to the
extent that such costs may be attributable to the toxic
effects.of phenoxy herbicides such as 2,4,5-trichloro
phenoxya-cct.ic acid (2,4,5-T) manufactured, formulated,
advertised, promoted, marketed ana sold by the corporate
defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPO- -page 102Verified Cono.laint
-1/7/79- -

�RATED, and NORTHWEST INDUSTRIES, INC. and contaminated
with toxic synthetic organic chemicals such as 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or "dioxin");
2.

to REIMBURSE the United States Department of

Defense, in particular the Veterans Administration, and
the United States Department of Health, Education and
Welfare, in particular the Social Security Administration, for any and-all payments made to the deceased
plaintiff and/or his family and all those others so
unfortunate as to be similar recipients of such benefits
as compensation or benefits for disability attributable
to the toxic effects of phenoxy herbicides such as
2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised, promoted, marketed and
sold by the corporate defendants THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. and contaminated with toxic synthetic organic
chemicals such as 2,3,7,8-tetrachloro dibenzo p-dioxin
(TCDD or "dioxin");
3.
to COMPENSATE the deceased plaintiff and the
legal representative of said deceased plaintiff together
with all those others so unfortunate to be similarly
situated, and their families, for the full and complete
economic loss and damages resulting from any disability
attributable to the effects of phenoxy herbicides such
as 2,4,5-trichloro phenoxyacetic acid (2,4,5-T) manufactured, formulated, advertised, promoted, marketed and
sold by the-corporate defendants 'THE DOW CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES,
INC. an_d contaminated with toxic synthetic organic
chemicals such as 2,3&gt;7,8-tetrachloro dibenzo p-dioxin
(TCDD or" "dioxin" ).;
4.

to_ REIMBURSE all -the stockholders, rate payers"
-page 101An;cnded Verified Complaint
-1/7/79-

�and subscribecs of public utilities for any costs and
expenses incurred by such public utilities as a result
of the use of phenoxy herbicides such as 2,4,5-trichloro
phenoxyacetic acid (2,4,5-T) manufactured,, formulated,
advertised, promoted, marketed and sold by the corporate
defendants THE DOW.CHEMICAL COMPANY, HERCULES INCORPORATED, and NORTHWEST INDUSTRIES, INC. and contaminated
with toxic synthetic organic chemicals such as 2,3,7,8tetrachloro dibenzo p-dioxin (TCDD or "dioxin");
ALL TOGETHER with such other and further relief as to this Court
shall seem just and proper under the circumstances.
DATED at Patchogue, New York,'
5 January 1/979;

VictorNjohn\Yannaeone, jr
YANNACONE \JYANNACONE
Professional Corporation
of counsel to
Plaintiffs' Attorneys
Office &amp; P.O. Address
Post Office Drawer £109
Patchogue, New York 11772
(area code 516) 654-2299
REILLY &amp; GORMAN
Plaintiffs' Attorneys
Office &amp; P.O. Address
444 Main Street
Islip, New York 11751 '
(area code 516) . 581-8687

-page 104-Ver if led -Corrplaint
-1/7/79-

�ATTORNEYS' VERIFICATION

STATE OF NEW YORK

)

COUNTY OF SUFFOLK

)

VICTOR JOHN YANNACONE, jr., duly affirming under the penalties of
perjury states that he is an attorney duly licensed to practice law in
the State of New York, and admitted to practice before the United
States District Court for the Southern District of New York, and the
United States District Court for the Eastern District of New York, and
the United States Court of Appeals for the Second Circuit and the
Supreme Court of the United States; that he has read the foregoing
amended complaint and knows the contents thereof; that the same are
true to his own knowledge based upon documents contained in affirmant's files, except as to those portions therein stated to be alleged
upon information and belief, and as to those portions, affirmant
believes them to be true.
Affirraant submits this affirmation based upon information
contained in the files of his firm and because his office is located
in Suffolk County, New York and the home of the deceased plaintiff and
his family is in Westchester County.

Duly affirmed under the penalties of
perjury this 5th day of January, 1979

Attorney Xor Plaintiffs
xj
I
i

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Barnes, Donald

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An Overview on Dioxin

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1983

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November

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°

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Friday, March 15, 2002

Page 5447 of 5571

�An Overview on Dioxin
By Donald Barnes

(Excerpts from testimony before the
Subcommittee on Natural Resources,
Agricultural Research and Environment of
the House Committee on Science and
Technology, June 30, 1983)
ly testimony this morning focuses on
2,3,7,8-tetrachloro-dibenzo-p-dioxin (2,3,7,8TCDD), what is generally considered to be
the most toxic of the 75 chlorinated dibenzop-dioxins (CDDs). Although other CDDs are
present in the environment and are being
addressed, most public attention is being
focused on this particular dioxin. My remarks
are divided into three sections. In the first, I
will briefly describe some of the situations in
which EPA has been involved with 2,3,7,8TCDD in the environment. Next, I will
discuss the data and the methods we have
used to assess the potential for human
health effects in these cases. Finally, I will
describe some of the gaps in our knowledge
about 2,3,7,8-TCDD and the research that
would help fill those gaps.
EPA first became aware of the hazards
associated with 2,3,7,8-TCDD through
laboratory animal studies conducted in the
1960s and early 1970s. At that time, the
scope of the Agency's "dioxin problem" was
defined by the presence of 2,3,7,8-TCDD as
an unavoidable contaminant in certain
pesticide products. During the 1970s, the
Agency took action to restrict the use of
certain of those pesticide products and to
obtain more information about the toxicity of
2,3,7,8-TCDD and analytical methods for
detecting its presence in the environment.
Some of these efforts involved extensive
cooperation between EPA, various academic
institutions and environmental groups, other
Federal agencies, and industry. By the end
of the decade, this cooperative venture had
succeeded in developing a reliable method to
detect TCDD in some media in the low parts
per trillion range. (One part per trillion is
roughly equivalent to the thickness of a
human hair compared to the distance across
the United States.)
Donald Barnes is Science Advisor to the
Assistant Administrator for Pesticides arid
Toxic Substances. He has been cha/iman
since 1980 of EPA's Chlorinated Dioxins
Work Group, which has been assisting in
the coordination of FPA's involvement in
dioxin-related matters Barnes has also
been EPA's representative on the Cabinet
Council's Agent Orange Work Group.

16

In 1979, based on extensive animal data
and epidemiologic information, the Agency
took emergency action to suspend certain
uses of 2,4,5-T and Silvex, two pesticide
products which contain 2,3,7,8-TCDD. That
ban remains in effect at this time.
Also in the late 1970s, the Agency took
action in connection with a series of
dumpsites along the Niagara River in New
York, some of which were found to contain
2,3,7,8-TCDD wastes. These,wastes were
found along with a range of other hazardous
substances which had resulted from previous
manufacturing operations in the area. During
the same time period, the Agency provided
technical assistance in the successful cleanup
of a smaller dioxin-contaminated dumpsite in
Missouri.
By 1979, the possibility of a range of
dioxin emissions from combustion processes
had become an issue. During this period, the
Agency carefully investigated the question of
the emission of 2,3,7,8-TCDD, other TCDD
isomers, and tetrachlorinated dibenzofurans
(TCDFs) during the combustion of polychlori
nated biphenyls (PCBs) at two hazardous
waste incinerators in the midwest.
In 1980 and 1981, the Agency participated
on a United States team, headed by the
Food and Drug Administration (FDA), which
met with Canadian officials to determine the
presence of 2,3,7,8-TCDD in fish in the Great
Lakes, assess the significance of these
findings, and discuss ways to reduce or
remove any sources of contamination.
In 1980, the Agency issued a rule that
requires 60-day notification to EPA prior to
the disposal of most 2,3,7,8-TCDD contami
nated manufacturing wastes. This 60-day
period gives the Agency the opportunity to
assess the risks associated with the proposed
disposal and to take action if those risks are
judged too unreasonable.
In 1981, furthering its assessment of the
emissions from combustion processes, EPA
completed a series of studies of TCDD
emissions during the combustion of
municipal wastes. TCDDs, including small
amounts of 2,3,7,8-TCDD, were detected at
four of five facilities sampled. An interim
evaluation of the significance of these TCDD

emissions for human health was issued in
November 1981, and it was concluded thai
the emissions "do not present a public heal
hazard for residents living in the immediate
vicinity" of the facilities tested.
More recently, the Agency has been acti*
in identifying sites in several states,
predominantly in Missouri, which have beor
contaminated with 2,3,7,8-TCDD as a
consequence of manufacturing activities or
the injudicious disposition of wastes.
Finally, I would like to mention that an
EPA Task Force on Dioxins, with represent,
lives from several program offices, is
currently developing an overall strategy
which will recommend specific actions and
coordination mechanisms to address the
wide range of dioxin questions. The top *
management at EPA now has this strategy
under review.
I have included this chronology neither ti
seek commendation nor to evoke sympathy
but rather to illustrate that the Agency is n&lt;
stranger to 2,3,7,8-TCDD and the challenge,
it presents to those required to make
decisions regarding unreasonable risks to
human health and the environment.
The data base on 2,3,7,8-TCDD toxicity i
extensive, but certainly not exhaustive. Mm
of what we know has been obtained from
animal studies. For example, we know that
the material is lethal to a variety of animal
species when administered in single, small
doses (less than a millionth of a gram in
some species). We know that there is a
1000-fold range of toxic response among
various species in these lethality studies. W
know that 2,3,7,8-TCDD is carcinogenic in
rats and mice at very low doses (via both
ingestion and dermal absorption), resulting
a variety of tumors in these animals. We
know that, as a carcinogen, it can at least
behave as a promoter, a compound capabU
of eliciting frank carcinogenesis in animals
which have been previously exposed to oth
carcinogens, and as a cocarcinogen. We
know that the compound can interfere with
reproductive success in females, especially
pregnant ones, of several species (including
rats, mice, rabbits, and monkeys), often at
very low doses. We know that the material
can affect elements of the immune system
in test animals. In addition, there are a

EPAJOURN/s

�number of other effects which have been
observed, including organ damage (for
example, to the liver arid thymus), metabolic
disruptions, and significant enzymatic
changes.
In the area of human health effects, our
folder of known information is somewhat
slimmer. This is partially due to the fact that
most human data are obtained from occupational exposure and industrial accidents. In
these cases, it has been difficult to estimate
the level of 2,3,7,8-TCDD exposure in
individual cases or to distinguish the effect of
concommitant exposure to other chemicals.
In any event, there is general agreement in
the scientific community that chloracne, a
persistent, acne-like condition which can be
disfiguring but which is not life-threatening,
is associated with persons acutely exposed
to 2,3,7,8-TCDD. Chloracne can also be
evoked by a number of chlorinated hydro-

NOVEMBER 1983

carbon chemicals in addition to 2,3,7,8TCDD. Other effects which have been
associated with these exposure incidents,
and which are generally considered to be
short-terrn, include liver dysfunction, effects
on the immune system, and various
neurological complaints.
A series of reports has associated human
exposure to 2,3,7,8-TCDD-containing
chemicals and a rare form of cancer, soft
tissue sarcoma. This possible link was first
reported in a pjiir of studies of Swedish
workers, and additional, but not definitive,
support for the association was found by
re-assessing studies completed here in the
United States, in which isolated cases of soft
tissue sarcomas have been found in 2,3,7,8TCDD exposed populations. However, other
studies both here and abroad have failed to

confirm this association. This possible
association is being explored in a number of
current or planned studies by various
government agencies.
In considering risk, one must remember
that it is a function of two variables:
hazard and exposure. A reduction in the size
of either variable will result in a comparable
reduction in risk. For example, even the most
hazardous substance will be of no risk, if its
exposure to people and the environment can
be reduced to zero. In evaluating risk, the
Agency combines hazard information (data
on inherent toxicity) and exposure data to
arrive at quantitative estimates of risk. To
illustrate, I will briefly discuss how the
Agency assesses carcinogenic and reproductive effects.
The Agency assesses the excess risk of
cancer using the methods'of the Cancer
Assessment Group (CAG), whose guidelines
were published in 1976. Briefly, the Agency
first examines the data base to make a
determination as to whether the chemical
substance is a carcinogen. In addition to the
qualitative question, a quantitative extrapolation to low environmental doses is performed
in order to estimate a rough upper bound for
the risk, using a linear, non-threshold
procedure. This presumes that the initiation
of cancer is a non-threshold phenomenon;
that is, there is some risk, perhaps very
small, at any exposure above zero. In the
case of 2,3,7,8-TCDD the Agency has based
its quantitative analysis primarily on the
linerarized, multi-stage extrapolation model,
although several others have also been used
on occasion. It should be pointed out that
these procedures result not in an absolute
prediction of the risk, but rather a "ballpark"
estimate of the upper limit of risk which we
do not believe will be exceeded. The actual
risk is likely to be some value less than this
upper limit, possibly zero. These extrapolation procedures indicated that 2,3,7,8-TCDD
was quite potent compared to many other
carcinogens evaluated using the same
techniques.

17

�The magnitude of the risk depends heavily
on the level of 2,3,7,8-TCDD to which
people are exposed and the likelihood that
this exposure results in an absorbed,
lexicologically active dose. Usually, we do
not have definitive information on human
exposure. In lieu of such data, the Agency
makes certain assumptions, usually of the
"reasonable worst case" variety, so as to err
on the side of public safety. For example, in
the case of TCDDs emitted from combustion
sources, the Agency assumed that a person
might spend his entire life at the spot of
highest estimated ground level concentration, that all TCDDs inhaled would be
retained, and that TCDDs attached to
particles would be completely biologically
active. "Reasonable worst case" estimates of
exposure, when combined with the extrapolation results, teed to an estimate of the
upper limit of rtsk.
In contrast to caflcer, the Agency has
generally regarded reproductive hazard as
one for which there exists a level of exposure
below which it i* not expected that an
adverse effect wtB occur, the so-called
"threshold assumption." In assessing this
type of risk, the scientist uses an adequate
study in which an administered dose level
resulted in no observed adverse effects
(NOAEL) in test animals and compares it to
the generally snrmHer level of estimated
human exposure. The ratio of the NOAEL to
this estimated human exposure is referred to
as the margin of safety.
In the case of 2,3,7,8-TCDD, the Agency
used a study In which rats were followed
over three generations to determine the
effect of 2,3,7,8-TCDD on the reproductive
success of the animals. Although the authors
of the study reported that no consistent
adverse effects were observed at the lowest
dose tested, EPA scientists concluded that
statistically significant effects were observed
at that dose and that the study lacked
sufficient statistical power to conclusively
demonstrate a NOAEL. This issue has been
the source of considerable debate. Therefore,
in comparing the lowest dose tested to the
estimated exposure dose in humans, the
Agency speaks of a "confidence ratio,"

18

instead of a "margin of safety."
In recent decisions associated with the
Comprehensive Environmental Response,
Compensation and Liability Act (CERCLA, or
"Superfund"), the Agency has also made
use of risk evaluations generated by the
Centers for Disease Control (CDC). In
general, CDC uses methods which are
comparable to those of the Agency.
In a typical 2,3,7,8-TCDD-related situation,
Agency scientists provide decisionmakers
with the results of a risk assessment; i.e.,
estimated upper limits of cancer risk and
confidence ratios for reproductive effects
associated with various exposure scenarios.
The assumptions and limitations of.the
approach should be explicitly stated. At this
point, risk assessment ends and risk
management begins.
The distinction between risk assessment
and risk management has been highlighted in
the recent report of the National Academy of
Sciences (NAS) entitled Risk Assessment in
the Federal Government. Generally, risk
assessment is an objective, scientific
evaluation of the magnitude of the risk,
independent of considerations of what
should be done about that risk. Risk
management is the decisionmaking process,
involving more subjective, societal judgments
which consider certain non-risk factors when
selecting an appropriate response to the risk.
In a speech delivered at the NAS,
EPA Administrator Ruckelshaus emphasized
this difference, stating that the two
processes should remain separated within a
regulatory agency.
In its letter of invitation to these hearings
the Subcommittee has asked EPA specifically,
"What evidence on the effects of dioxin on
human health justifies establishing a dioxin
concentration standard of one part per billion
in soil and how should such a standard be
interpreted and used?" I believe your
question may have been promoted by EPA's
recent relocation action under "Superfund,"
and EPA welcomes the opportunity this
hearing affords to clarify what has been
erroneously characterized by some press
reports as an EPA "safe" level of dioxin.
First of all, there is no simple level which
will give rise to equivalent risks in all cases.
Even if one were to decide on an acceptable

level of risk, the key question of exposure
must be addressed on a site-specific basis
before making any estimate of an acceptabl
level of contamination in the soil. For
example, a decisionmaker could conclude
that greater than 1 ppb of 2,3,7,8-TCDD in
the soil of one person's front yard might
represent an unreasonable risk, since such i
person might not be expected to easily or
reasonably limit his exposure to this soil.
That same decisionmaker could conclude,
however, that many times that level is
acceptable in an isolated spot at a manufac
turing site or at the bottom of a reclaimed
dumpsite where people are unlikely to be
exposed. In sum, the determination of an
acceptable level is dependent upon many
factors, and it is an oversimplication to soola universally applicable level.
Second, the act of establishing a level is
no longer in the realm of risk assessment;
instead, this is the province of risk management. In assessing risks, scientists can, for
example, present the decisionmaker with a
graphical summary illustrating the possible
range of risks associated with various
exposure scenarios and contamination level:
in the soil. In reaching the risk managemem
decision, the decisionmaker weights all the
elements of the risk assessment; i.e., the
qualitative case, the quantitative case, the
exposure assessment, and the limitations at
uncertainties involved. In addition, the
decisionmaker factors in non-risk considera
tions, which might include feasibility and
cost of clean-up, possible alternative action:
consistency with regulation of other risks,
and concerns of the affected community. Ir
sum, while the scientists may agree that a
certain spectrum of risk is associated with
different levels of contamination and
exposure, precisely where on that spectrum
a decisionmaker determines the appropriate
level to be will vary as factors specific to a
given situation are considered.
Thus, EPA has not adopted a generally
applicable action level for "Superfund"
purposes; rather the Agency continues to
make decisions on a site-by-site basis, takin
into consideration both the CDC health
advisories and any special on-site circum-

EPAJOURNA

�stances in determining action at individual
sites.
Finally, I would like to address some of the
gaps in our scientific knowledge about
toxicity of 2,3,7,8-TCDD in the environment
and what type of research would improve
the scientific data base for decisionmaking.
1. Toxicity of 2,3,7,8-TCDD in
complex mixtures
Most of the data generated to date has
been with 2,3,7,8-TCDD alone. In the
environment, however, we usually encounter
the compound in combination with other
materials and associated with particulates;
e.g., soil or fly ash. The effects of dioxins in
the presence of these other materials need to
be investigated to answer questions of
synergism and bioavailability. Promising techniques for assessing "TCDD equivalents" of

NOVEMBER 1983

such complex mixtures should be developed
further.
2. Exposure issues
We need to know more about the ways
2,3,7,8-TCDD moves in the environment;
e.g., possibility of volatilization, bioaccumulation from soils into fish, dermal
penetration, and the amount of soil children
might ingest.
3. Disposal/destruction methods
Currently, adequately tested and practical
methods for disposal and/or destruction of
dioxin contaminated materials are limited.
Much work remains to be done to determine
how best to deal with this material once it
has been discovered in the environment.
4. Epidemiological studies
Various Federal agencies are now conducting epidemiological studies to investigate the
possible effects of 2,3,7,8-TCDD in humans.
There are additional studies which could be

conducted, involving populations near more
recently discovered contamination sites.
5. Background levels
It would be helpful to know the background level of 2,3,7,8-TCDD in various parts
of the environment, such as land, various
foods, and human tissue. This information
could serve as valuable benchmarks.
6. Related compounds
There are 74 other chlorinated dibezno-pdioxins and 135 chlorinated dibenzofurans,
some of which are also of concern and
appear in the environment. Activities need to
be encouraged to deal with these
compounds on a rational, deliberate basis.
7. Mechanisrn-of action studies and
pharmacokinetics
Important information is currently being
deduced about the first stages of toxicity
induced by 2,3,7,8-TCDD and related
compounds. As we obtain more fundamental
knowledge about what is happening at the
molecular and cellular level, the possibility of
our being able to understand exactly how
and why 2,3,7,8-TCDD exerts its toxicity
increases. This information may help us
explain the basis of the »|&gt;ecies variability
and where humans fall in this range of
reactions. Moreover, we may then be able to
assess the toxic potential of literally
hundreds of related toxic chemicals without
devoting to each individual compound the
mass of resources we have had to dedicate
to 2,3,7,8-TCDD.
As a final word, I would like to observe
that it is important that we keep the dioxin
problem in a proper perspective. I believe we
need to address the dioxin issue in a rational,
deliberate manner. At the same time, we
should not permit this legitimate concern to
cause us to neglect other legitimate concerns,
such as those embodied in the pools, pits,
and lagoons of abandoned dumpsites, the
emission of toxic pollutants into our air and
water, and the potential for unreasonable
risks associated with chemicals to which we
are exposed daily. As scientists and
regulators, we have an obligation to maintain
a balance among all of these concerns. D

19

�Office of
Public Affairs (A-1071
Washington, DC 20460

unitea states
Environmental Protection
Agency

Volume 9
Number 3
November 1383

v/EPA JOURNAL
William D. Ruckelshaus, Administrator
Josephine S. Cooper, Assistant Administrator for External Affaifientral Office
Library (14201)
Jean Statler, Director, Office of Public Affairs
Charles D. Pierce, Editor
John M. Heritage, Managing Editor
l-'tC 13 1983
Veterans Administration
Washington, D.C. 20420
Articles
EPA is charged by Congress to
protect the Nation's land, air and
water systems. Under a mandate of
national environmental laws, the
Agency strives to formulate and
implement actions which lead to a
compatible balance between human
activities and the ability of natural
systems to support and nurture life.

Controlling Hazardous
Waste 2

Enforcement Drive
Mounts 7

An Interview with Assistant
Administrator Lee Thomas

By Tom Kelley

Recent major EPA activities

By Carl Gagliardi

The State of Hazardous and
Municipal Waste Control
by U.S. Senator
Jennings Randolph, D.-W.Va.

Making the Superfund
List 14

The Effective Regulation of
Hazardous Waste
by U.S. Representative
James T. Broyhill, R.-N.C.

The EPA Journal is published
quarterly by the U.S. Environmental
Protection Agency. The Administrator
of EPA has determined that the
publication of this periodical is
necessary in the transaction of the
public business required by law of
this Agency. Use of funds for printing this periodical has been approved
by the Director of the Office of
Management and Budget through
4/1/84. Views expressed by authors
do not necessarily reflect EPA policy.
Contributions and inquiries should be
addressed to the Editor (A-107)
Waterside Mall, 401 M St., S.W.,
Washington, D.C. 20460. No permission necessary to reproduce contents
except copyrighted photos and other
materials.

EPA's Opportunity to
Communicate 27

An Overview
on Dioxin 16

By David Cohen

By Assistant Administrator
Josephine S. Cooper

River At Risk

28

By Donald Barnes

The Towers of
Tacoma 20
A Photo Essay

Putiet oou;id nt sunset with ducks

Photo Credits Photn, Steve Dolaney, Eric Muyerson and Christ
ophtu Moffett of I-PA llcgion 10;

Design Credits: Robert Flanagan,
Ron Farrah.

EPA JOURNAL Subscriptions
I hi; annual rate for subscribers in the
U.S. for the quarterly EPA Journal is
$7.50. The charge to subscribers in
foreign countries is $9.40 a year. The
price of. a single copy of the Journal
is $2.50 in this country and $3.15 if
sent to a foreign country. Prices
include mailing costs. Subscriptions
to EPA Journal as well as to other
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Printing Office. Anyone wishing to
subscribe to the Journal should fill in
the form at right and enclose a
check or money order payable to the
Superintendent of Documents. The
request should be mailed to: Superintendent of Documents, GPO,
Washington, D.C. 20402.

22

Update 24

The First Five
Cleanups 9

The View from Capitol
Hill 4

New EPA
Appointments

Please Print

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�</text>
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                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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                    <text>Item D Number

05526

Author

Stanley, John S.

Corporate Author

D

Midwest Research Institute

RBDOTt/ArtiClO Tltb Analysis for Polychlorlnated Dlbenzo-p-DioxIns (PCDD)
and Dibenzofurans (PCDF) in Human Adipose Tissue:
Method Evaluation Study: Final Report with attached
letter transmitting the report to Alvin L Young, from
Janet C. Remmers, Field Studies Branch, Exposure
Evaluation Division, United States Environmental
Protection Agency

Journal/Book Title
Year

1986

Month/Day

October

Color

D

Number of Images

149

DUSCrbtOn NOtBI

EPA Prime

Contract No. 68-02-3938, Work Assignment No.
46, MRI Project No. 8501-A(46). See Item 5522 for draft
version

Tuesday, March 19, 2002

Page 5526 of 5611

�UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
WASHINGTON, D.C. 20460

JAN I 3 1987
OFFICE OF
PESTICIDES AND TOXIC SUBSTANCES

A l v i n Young, P h . D . ,
Lt. Col. , USAF
Senior Policy Analyst for Life Sciences
Executive Office of the President
Office of Science and Technology Policy
Room 5005
New Executive Office Building
Washington, DC 20506
Dear Dr. Young:
Enclosed for your information is the final report entitled
"Analysis for Polychlorinated Dibenzo-p_-dioxins (PCDD) and
Dibenzofurans (PCDF) in Human Adipose Tissue: Method Evaluation
Study."
Sincerely,

Janet C. Remmers
Field Studies Branch
Exposure Evaluation Division
(TS-798)
Enclosure

�United Stale-.
Environment'*!
Aqency
Toxic Sub.itan

&amp;EPA

ANALYSIS FOR
POLY-CHLORINATED
DIBENZO-p-DIOXINS (PCDD)
AND DIBENZOFURANS (PCDF)
IN HUMAN ADIPOSE TISSUE:
METHOD EVALUATION STUDY

80t-

C

o
co
w
*C
0)

o
C

o
o
TJ

C
3
O

95% Confidence Limits
for Individual Analyses
2, 3, 7, 8-TCDD
I

I

50
Spiked Concentration (pg/g)

�ANALYSIS FOR POLYCHLORINATED DIBENZO-£-DIOXINS (PCDD) AND DIBENZOFURANS (PCDF)
IN HUMAN ADIPOSE TISSUE: METHOD EVALUATION STUDY

by
John S. Stanley, Randy E. Ayling, Karin M. Bauer, Michael J. McGrath,
Thomas M. Sack, and Kelly R. Thornburg

FINAL REPORT

EPA Prime Contract No. 68-02-3938
Work Assignment No. 46
MRI Project No. 8501-A(46)

and
EPA Prime Contract No. 68-02-4252
Work Assignment No. 24
MRI Project No. 8824-A(01)

Field Studies Branch, TS-798
Office of Toxic Substances
U.S. Environmental Protection Agency
401 M Street, S.W.
Washington, DC 20460
Attn: Ms. Janet Remmers, Work Assignment Manager
Dr. Joseph J. Breen, Project Officer

�DISCLAIMER

This document has been reviewed and approved for publication by the
Office of Toxic Substances, Office of Pesticides and Toxic Substances, U.S.
Environmental Protection Agency. The use of trade names or commercial products does not constitute Agency endorsement or recommendation for use.

�PREFACE
This report provides a summary of the results from a method evaluation study for the determination of 2,3,7,8-substituted polychlorinated
dibenzo-p_-dioxins (PCDD) and dibenzofurans (PCDF) in human adipose tissues
at the parts-per- trill ion (ppt) level. This method evaluation is an integral
part of a collaborative program between the U.S. Environmental Protection
Agency's Office of Toxic Substances and the Veterans Administration to determine if significant differences exist in the 2,3,7,8-substituted PCDD and/or
PCDF levels in human adipose tissues for Vietnam veterans compared to the
general adult male population. The study design will focus on specimens
within EPA's National Human Adipose Tissue Survey (NHATS) repository. The
method evaluation described in this report was necessary to establish method
performance (accuracy and precision) before proceeding with actual sample
analysis.
This method evaluation study was completed under EPA Contract Nos.
68-02-4252, Work Assignment 24 and 68-02-3938, Work Assignment 46, "Analysis
for Dioxins and Furans in Human Adipose Tissue," Ms. Janet Remmers, Work
Assignment Manager, and Dr. Joseph Breen, Project Officer.
MIDWEST RESEARCH INSTITUTE

aul C. Constant
Program Manager
Approved:

Jack Balsinger^
Quality Assurance Coordinator

JoMi E. Going, Director
Chemical Sciences Department

October 30, 1986

m

�TABLE OF CONTENTS

I.

Introduction

1

II.

Summary

3

III.

Recommendations

4

IV.

Experimental

5

A. Preparation of Homogenized Tissue
B. Analytical Standards
1. Calibration Standards
2. Spiking Solutions

5
5
6
6

C. Analytical Procedure

10

D.

12

HRGC/MS Analysis

E. Data Interpretation
1. Qualitative
2. Quantitation
F. Quality Assurance/Quality Control (QA/QC)
G. Preliminary Method Studies
1. Gravimetric Studies
2. Carbon-14 Recovery Studies
V.

Results

23

A. Analytical Results
B. Statistical Analysis
1.

Recovery of Internal Quantitation Standards. .

2. Estimation of Background Levels of PCDDs and
PCDFs
3. Day-to-Day HRGC/MS Analysis Precision
VI.

Quality Assurance/Quality Control (QA/QC)
A. Initial Calibration
B. Daily Verification of Response Factors
C. Blanks
D.

17
17
17
20
20
21
21

23
23
57

57
59
63
63
65
65

Absolute Recoveries of the Internal Quantitation

Standards

77

VII.

Glossary of Terms

82

VIII.

References

84

Appendix A - Analytical Protocol for Determination of PCDDs and
PCDFs in Human Adipose Tissue

A-l

�LIST OF FIGURES
Figure
1

2

3

4

5

6

7

8

9

10

11

12

Page
Comparison of the HRGC/MS-SIM reconstructed ion chromatogram (RIC) from the analysis of unspiked homogenized
human adipose tissue matrix and a calibration standard
for PCDDs and PCDFs

30

Example of the TCDF (m/z 304) and TCDD (m/z 320)
HRGC/MS-SIM elution profiles in unspiked and spiked
human adipose

31

Example of the PeCDF (m/z 338) and PeCDD (m/z 354)
HRGC/MS-SIM elution profiles in unspiked and spiked
human adipose

32

Example of the HxCDF (m/z 374) and HxCDD (m/z 390)
HRGC/MS-SIM elution profiles in unspiked and spiked
human adipose

33

Example of the HpCDF (m/z 408) and HpCDD (m/z 424)
HRGC/MS-SIM elution profiles in unspiked and spiked
human adipose

34

Examples of the OCDF (m/z 442) and OCDD (m/z 458)
HRGC/MS-SIM elution profiles in unspiked and spiked
human adipose

35

Measured concentrations versus concentrations of 2,3,7,8TCDD spiked into the homogenized human adipose lipid
matrix

36

Measured concentrations versus concentrations of
1,2,3,7,8-PeCDD spiked into the homogenized human
adipose lipid matrix

37

Measured concentrations versus concentrations of
1,2,3,4,7,8-HxCDD spiked into the homogenized human
adipose lipid matrix

38

Measured concentrations versus concentrations of
1,2,3,6,7,8-HxCDD spiked into the homogenized human
adipose lipid matrix

39

Measured concentrations versus concentrations of
1,2,3,7,8,9-HxCDD spiked into the homogenized human
adipose lipid matrix

40

Measured concentrations versus concentrations of
1,2,3,4,6,7,8-HpCDD spiked into the homogenized human
adipose lipid matrix

41

�LIST OF FIGURES (continued)
Figure
13
14

15

16

17

18

19

20

21

22

23
24

25

Page
Measured concentrations versus concentrations of OCDD
spiked into the homogenized human adipose lipid matrix. .

42

Measured concentrations versus concentrations of
2,3,7,8-TCDF spiked into the homogenized human
adipose lipid matrix

43

Measured concentrations versus concentrations of
1,2,3,7,8-PeCDF spiked into the homogenized human
adipose lipid matrix

44

Measured concentrations versus concentrations of
2,3,4,7,8-PeCDF spiked into the homogenized human
adipose lipid matrix

45

Measured concentrations versus concentrations of
1,2,3,4,7,8-HxCDF spiked into the homogenized human
adipose lipid matrix

46

Measured concentrations versus concentrations of
1,2,3,6,7,8-HxCDF spiked into the homogenized human
adipose lipid matrix

47

Measured concentrations versus concentrations of
2,3,4,6,7,8-HxCDF spiked into the homogenized human
adipose lipid matrix

48

Measured concentrations versus concentrations of
1,2,3,7,8,9-HxCDF spiked into the homogenized human
adipose lipid matrix

49

Measured concentrations versus concentrations of
1,2,3,4,7,8,9-HpCDF spiked into the homogenized human
adipose lipid matrix

50

Measured concentrations versus concentrations of
l,2,3,4,6,7,8~HpCDF spiked into the homogenized human
adipose lipid matrix

51

Measured concentrations versus concentrations of OCDF
spiked into the homogenized human adipose lipid matrix. .

52

Method accuracy estimates as determined from the slopes
of the least squares regression lines for the 17
target PCDD and PCDF analytes

54

Control charts showing response factors by date for
2,3,7,8-TCDF and 2,3,7,8-TCDD

66

VII

�LIST OF FIGURES (continued)
Figure
26
27
28
29
30
31
32
33
34

Page
Control charts showing response factors by date for
1,2,3,7,8-PeCDF and 2,3,4,7,8-PeCDF

67

Control chart showing response factors by date for
1,2,3,7,8-PeCDD

68

Control charts showing response factors by date for
1,2,3,4,7,8-HxCDF and 1,2,3,6,7,8-HxCDF

69

Control charts showing response factors by date for
2,3,4,6,7,8-HxCDF and 1,2,3,7,8,9-HxCDF

70

Control charts showing response factors by date for
1,2,3,4,7,8-HxCDD and 1,2,3,6,7,8-HxCDD

71

Control chart showing response factors by date for
1,2,3,7,8,9-HxCDD

72

Control charts showing response factors by date for
1,2,3,4,6,7,8-HpCDF and 1,2,3,4,7,8,9-HpCDF

73

Control chart showing response factors by date for
1,2,3,4,6,7,8-HpCDD

74

Control charts showing response factors by date for OCDF
and OCDD

75

v i ii

�LIST OF TABLES
Table
1

Page
Analytical Standards Available for the Method
Evaluation Studies

7

2

Concentration Calibration Solutions

8

3

Native PCDD and PCDF Spiking Solution

9

4

Internal Standard Spiking Solutions

11

5

HRGC/LRMS Operating Conditions for PCDD/PCDF Analysis . . .

13

6

Ions Monitored for HRGC/MS Analysis of PCDD/PCDF

14

7

Typical Daily Sequence for PCDD/PCDF Analysis

16

8

Ion Ratios for HRGC/MS Analysis of PCDD/PCDF

18

9

Summary of the Results of the Sample Preparation Method
Evaluation Using Carbon-14 PCDDs

22

Spiked Versus Measured Concentrations of 2,3,7,8-TCDF
and 2,3,7,8-TCDD in Homogenized Human Adipose Lipid
Samples

24

Spiked Versus Measured Concentrations of 1,2,3,7,8-PeCDF,
2,3,4,7,8-PeCDF, and 1,2,3,7,8-PeCDD in Homogenized
Human Adipose Tissue Samples

25

Spiked Versus Measured Concentrations of 1,2,3,4,7,8-;
1,2,3,6,7,8-; 2,3,4,6,7,8-; and 1,2,3,7,8,9-HxCDF
in Homogenized Human Adipose Lipid Matrix

26

Spiked Versus Measured Concentration of 1,2,3,4,7,8-;
1,2,3,6,7,8-; and 1,2,3,7,8,9-HxCDD in Homogenized
Human Adipose Lipid Samples

27

Spiked Versus Measured Concentrations of 1,2,3,4,6,7,8HpCDF, 1,2,3,4,7,8,9-HpCDF, and 1,2,3,4,6,7,8-HpCDD
in Homogenized Human Adipose Lipid Samples

28

Spiked Versus Measured Concentrations of OCDF and OCDD
In Homogenized Human Adipose Lipid Samples

29

16

Regression Line Slopes with 95% Confidence Limits

55

17

Results of the Analysis of the Low and High Level
Native Spike Solutions

56

10

11

12

13

14

15

IX

�LIST OF TABLES (continued)
Table

Page

18

Background Level Estimates with 95% Confidence Limits . . .

58

19

Day-to-Day Precision of Analysis of Specific Sample
Extracts for Tetra- and Pentachloro PCDF and PCDD . . . .

60

Day-to-Day Precision of Analysis of Specific Sample
Extracts for Hexa- and Heptachloro PCDF and PCDD

61

Day-to-Day Precision of Analysis of Specific Sample
Extracts for OCDF and OCDD

62

Relative Response Factors (Grand Means) Determined from
Multipoint Concentration Calibration Standards

64

Summary of Results from the Analysis of a Laboratory
Method Blank

76

Recovery of Radiolabeled PCDDs from Precleaned Activated
Alumina

78

Absolute Recoveries of the Internal Quantitation Standards
from the Human Adipose Lipid Matrix

79

Recovery of Carbon-14 Labeled 2,3,7,8-TCDD, 1,2,3,4,7,8HxCDD, and OCDD as a Function of Final Concentration
Conditions

81

20
21
22
23
24
25
26

�I.

INTRODUCTION

The Environmental Protection Agency Office of Toxic Substances
(EPA/OTS) and the Veterans Administration (VA) have established an interagency
agreement to study the level of polychlorinated dibenzo-£-dioxins (PCDDs) and
dibenzofurans (PCDFs) in human adipose tissues. The occurrence and levels of
PCDDs and PCDFs with chlorine substitution in the 2,3,7,8 positions (especially
2,3,7,8-TCDD) of the parent molecules are of primary interest.
As part of this interagency effort, it has been proposed to use
selected adipose tissue samples that were collected for the Field Studies
Branch (FSB) of EPA's Office of Toxic Substances (OTS) through the National
Human Adipose Tissue Survey (NHATS) to determine exposure to PCDDs and PCDFs.
The available adipose tissues include specimens obtained from young men whose
age indicates that they could have served in Vietnam and could have been exposed to Agent Orange. The tissues were originally collected as part of a
broadly based and statistical random sampling of the continental United States.
The analysis of these tissues may provide information on the differences of
exposure of the general adult male population and Vietnam veterans to the
2,3,7,8-substituted PCDDs and PCDFs.
The overall objectives of the proposed EPA/VA collaborative studies

are:
1.

Evaluate the reliability, accuracy, precision, and sensitivity of a proposed method for the determination of 2,3,7,8substituted PCDDs and PCDFs (tetra- through octachloro
homologs) in human adipose tissue at the parts-per-tri1 lion
(ppt) level.

2.

Determine if these compounds can be detected in adipose tissues
of the American male adult population; and

3.

Determine if individuals with military service in Vietnam have
significantly different levels of 2,3,7,8-substituted PCDDs
and PCDFs (particularly 2,3,7,8-TCDD) than other American men.

As a prelude to this work assignment, MRI conducted an extensive
literature review of applicable analytical methods and conducted a meeting
with recognized experts in this field to identify critical aspects of analytical methodology.1'2
Based on the information gathered through the literature review and
the meeting with the recognized experts, a special report was prepared for
OTS proposing a framework for an analytical method for analysis of human adipose tissues.3 Several studies have been completed since the issuance of that
report which reflect the advances in analytical techniques for adipose tissue
analysis.4 16 The salient features of these methods have been combined into
a single protocol for the routine analysis of tetra- through octachloro PCDDs
and PCDFs at the low-parts-per-tril1 ion level for the EPA/VA tissue study.
This report focuses on a method evaluation study that was conducted
to achieve the first objective of the interagency agreement. Clarification

�of method performance is necessary before proceeding with the analysis of
actual samples retrieved from the NHATS repository.
This report includes a summary of the method evaluation study results (Section II). Recommendations to be implemented before proceeding with
the actual tissue samples from the NHATS repository are presented in Section
III. A description of the actual experimental procedures is provided in Section IV. Results of sample analyses are summarized in Section V, and quality
assurance/quality control (QA/QC) aspects of the study are detailed in Section
VI. Pertinent references are listed in Section VII. Appendix A contains the
detailed analytical protocol that will be followed for the analysis of the
NHATS specimens designated in the study design to be provided by EPA/VA.

�II.

SUMMARY

The results of the replicate analysis of spiked and unspiked homogenized human adipose tissue matrix demonstrate that the analytical method
produces accurate and precise data for 17 specific 2,3,7,8-substituted PCDD
and PCDF (tetra- through octachloro homologs) compounds. Accuracy of the
analytical method was demonstrated to range from 90 to 120% for the 17
2,3,7,8-substituted PCDD and PCDF compounds. Data are reported for three or
four replicate analyses of samples spiked at three different concentration
levels. The endogenous or background levels of the PCDD and PCDF congeners
in the homogenized adipose lipid matrix were estimated through regression
analyses of measured (found) versus spiked concentrations for each compound.
The analytical method is capable of providing quantitative data for
tetra- through octachloro PCDD and PCDF congeners to concentration levels as
low as 1 pg of the tetrachloro congeners per gram of adipose tissue. However,
an interference was noted at m/z 304 which coeluted with 2,3,7,8-TCDF, resulting in a detection level of approximately 4 pg/g.
Average absolute recoveries of the internal quantisation standards
ranged from 52% for 13C12-TCDD up to 89% for 13C12-OCDD. The agreement of
the measured concentrations versus the spiked concentrations for each PCDD
and PCDF congener demonstrates that the internal standard quantitation procedure provides an accurate measure of concentration which is independent of
the absolute recovery.
Final concentration conditions were noted to have pronounced effect
on the absolute recoveries of the lower chlorinated compounds, particularly
2,3,7,8-TCDD. Experiments with carbon-14 labeled 2,3,7,8-TCDD demonstrated
that final concentration at temperatures of 55 to 60°C resulted in recoveries
as low as 54% while the same procedure conducted at ambient conditions resulted in greater than 90% recovery.
Analysis of method and reagent blanks provided information on potential artifacts in the sample preparation scheme. Additional experiments
were conducted with carbon-14 labeled PCDDs to evaluate the cleanup efficiency
and recovery of PCDDs from chromatographic materials, particularly acidic
alumina.

�III.

RECOMMENDATIONS

Some minor modifications have been made in the written protocol
(Appendix A) that were not included in this phase of the method validation.
These include:
a cleanup procedure for activated acidic alumina prior to
fractionation of sample extracts to remove artifacts; and
final concentration of the sample extracts using nitrogen
blowdown at room temperature rather than heating to 55-60°C.
The spiking solutions used to prepare the spiked quality control
samples should be submitted for replicate (minimum of three/per spike level)
HRGC/MS analysis to assist the interpretation of positive or negative bias in
the accuracy of QC sample data.
The accuracy bounds should be extended to 50-130% from 50-115% as
specified in the draft quality assurance program plan.
The method should include additional internal quantitation standards
to pair with the HpCDF 13 OCDF congeners. Also, an additional internal recovand
ery standard, possibly C12-l,2,3,4,7,8-HxCDD, is required to provide better
estimates of absolute method recovery. These additional compounds, if available, will be incorporated into the method before initiating sample analyses.
Analysis for 2,3,7,8-TCDF may require high resolution mass spectrometry to avoid interferences occurring at m/z 304. This will require
modification of the HRGC/HRMS portion of the protocol to include the specific acquisition parameters for the characteristic ions of 2,3,7,8-TCDF.

�IV. EXPERIMENTAL
A.

Preparation of Homogenized Tissue

A bulk lipid sample was prepared from the extracts of human adipose
tissue samples collected through the NHATS program. The adipose tissue samples have been stored in a deep freezer at approximately -10°C since collection. The homogenized tissue extract or bulk lipid was used in this method
evaluation study for preparation of replicate samples spiked with varying
levels of specific PCDD and PCDF isomers. This homogenized matrix will also
be used for preparing control and spiked quality control samples for the
actual NHATS sample analysis phase of the program.
A total of 2,465 g of adipose tissue was extracted, dried, and
concentrated to yield 1,652 g (62% of original weight) of homogenized lipid.
Specific procedures for preparing this matrix are described below.
The adipose tissue samples were thawed at room temperature for 1 to
2 h. Portions of the samples were added to a blender cup of a Waring® blender
and covered with methylene chloride. The volume of methylene chloride was
approximately equal to the sample volume (100 to 200 ml). This mixture was
blended at high speed for approximately 10 min, and the contents were transferred to a 500-mL Erlenmeyer flask and further blended with a Tekmar®
Tissumizer, also at high speed for 10 min. A powder funnel was plugged with
a wad of glass wool (silanized, methylene chloride extracted) and filled with
•v 50 g of sodium sulfate (heated overnight to 600°C in a muffle furnace).
The sodium sulfate was wetted with methylene chloride prior to elution of the
sample extract. The dried effluents were refiltered in the same way using a
fresh bed of sodium sulfate to remove particulate and residual water.
The samples were transferred to 1-L round bottom flasks, and the
solvent was removed by rotary evaporation. The water bath on the rotary evaporator was kept at 60°C using a thermostatted heating element. Once the solvent appeared to have been removed (constant volume in flask, no visible condensation in condenser), the heating and evaporation process was continued
for at least 2 h. The flask and contents were removed and stored in a refrigerator. The extracted lipid solidified upon refrigeration and was visually
checked for homogeneity. No precipitates or phase separation was observed.
The lipid residue was allowed to liquify at room temperature and was transferred to a 4-L glass bottle with a Teflon®-!ined lid.
The lipid residue was brought to room temperature and heated just
enough to allow the lipid to achieve an oily state prior to aliquotting portions for the method evaluation studies.
B.

Analytical Standards

Analytical standards including native PCDD and PCDF congeners,
stable isotope (carbon-13) labeled standards and radiolabeled (carbon-14)
standards were purchased from Cambridge Isotope Laboratories, Woburn,
Massachusetts, and Pathfinder Laboratories, St. Louis, Missouri. The 2,3,7,8TCDD was received from the EPA Reference Materials Branch as a solution in

�isooctane. The other native PCDD and PCDF congeners were received as 1-mg
neat standards. The stable and radiolabeled isotopes were received as solutions in n-nonane or isooctane and toluene, respectively. Table 1 provides a
summary of the standards used for this study.
Stock solutions of the individual PCDD and PCDF congeners were prepared from the neat standards. The neat materials were weighed using a Cahn
27 electrobalance calibrated versus a 1-mg (Class M) standard. The neat compounds were transferred to glass vials and were dissolved in 2.0 to 3.0 mL of
toluene (Burdick and Jackson, distilled in glass). Toluene was added to each
standard using volumetric pipettes (Class A). The OCDD required dilution to
10.0 ml using a 50:50 mixture of toluene and anisole.
A working solution consisting of the 17 native PCDD and PCDF congeners was prepared in toluene at a concentration of 2 (J9/mL for the TCDD,
TCDF, PeCDD, and PeCDF congeners, 5 ug/mL for the HxCDD, HxCDF, HpCDD, and
HpCDF congeners, and 10 ug/mL for the OCDD and OCDF. The working solution
was used to prepare both the lipid matrix spiking solution and the calibration standards.
The stable isotope labeled internal standards were obtained as solutions13in n-nonane or isooctane at 50 ug/mL concentration with the exception
of the C12-OCDD, which was provided at 10 ug/mL. Separate working solutions
containing mixtures of the carbon-13 labeled PCDDs and PCDFs were prepared in
isooctane for use in the calibration standards and the sample spiking solutions.
The carbon-14 radiolabeled PCDDs were used for preliminary method
evaluation studies. The specific activity of the 14C-2,3,7,8-TCDD (117.56
mCi/mmole) was high enough to allow recovery studies at spike levels equivalent to 10 pg/g for a 10-g sample.

1. Calibration Standards
Eight concentration calibration standards containing the 17 native
and the 9 carbon-13 labeled internal standards were prepared for determining
the consistency of response factors for the native PCDDs and PCDFs versus the
corresponding carbon-13 congeners. Table 2 presents a summary of the calibration standards prepared for the method calibration study. The solution concentrations (pg/pL) can also be considered as equivalent to residue levels in
picograms per gram of adipose. For example, a 1 pg/uL concentration standard
corresponds to a tissue concentration of 1 pg of PCDD or PCDF congener per
gram of adipose assuming a 10-g sample is available for analysis.
2. Spiking Solutions
a. Native PCDD and PCDF
A solution containing the 2,3,7,8-substituted PCDD and PCDF
congeners was prepared in isooctane for spiking the homogenized lipid materials for the method evaluation study. Table 3 specifies the levels of
each of the native PCDD and PCDF congeners present in this solution.

�Table 1. Analytical Standards Available for the Method Evaluation Studies
Source

Compound
Native
2,3,7,8-TCDD
2,3,7,8-TCDF
1,2,3,7,8-PeCDD
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD
1,2, 3,4,7, 8-HxCDF
1,2,3,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,4,6,7,8-HpCDD
1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
OCDD
OCDF

EPA QA Reference Materials
Branch
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories
Cambridge Isotope Laboratories

Lot/Code

20603
AWN 1203-74/EF-903C
MLB-706-53/ED-950C
AWN-729-21/EF-953C
AWN-729-45/EF-956C
830244/ED-961C
MLB-706-47/ED-960C
MLB-706-73/ED-969C
AWN-729-20/EF-964C
MB 13106-7/EF-962-C
MB 13106-47/EF-967-C
MB 13106-3/EF-968-C
MLB-706-21/ED-971C
AWN-729-22/EF-973C
MB-13-106-77/EF-975C
8465-F-982-C/EF-982C
F2832/ED-980C

13

C12-Internal stand;irds
Cambridge
2,3,7,8-TCDD
Cambridge
2,3,7,8-TCDF
1,2,3,7,8-PeCDD
Cambridge
1,2,3,7,8-PeCDF
Cambridge
Cambridge
1,2,3,6,7,8-HxCDD
Cambridge
1,2,3,4,7,8-HxCDF
1,2,3,4,6,7,8-HpCDD Cambridge
OCDD
Cambridge
37

Isotope
Isotope
Isotope
Isotope
Isotope
Isotope
Isotope
Isotope

Laboratories
Laboratories
Laboratories
Laboratories
Laboratories
Laboratories
Laboratories
Laboratories

R00208/ED-900
R00236/EF-904
R00241/ED-955
R00221/EF-952
R00249/ED-966C
R00234/EF-963C
R00248/ED-972
R00263/ED-981

Cl-Internal standaird

37

C14-1,2,3,4,6,7,8HpCDD

KOR Isotopes

580012/SSY-4-32

l4

C 12 -Radiolabeled standards
2,3,7,8-TCDD
Pathfinder Laboratories
Pathfinder Laboratories
1,2,3,4,7,8-HxCDD
OCDD
Pathfinder Laboratories
S.A. = specific activity.

S.A. = 117.56 mCi/mmole
S.A. = 24.16 mCi/mmole
S.A. = 20.50 mCi/mmole

�Table 2.

Concentration Calibration Solutions'
Concentration in calibration solutions in p flA
iL
CS1
CS2
CS3
CS4
CS5
CS6
CS7
CSS

Compound
Native

200
200
200
200
200
500
500
500
500
500
500
500
500
500
500
1 ,000
1 ,000

25

5
5
5
5
5
12. 5
12. 5
12. 5
12. 5
12. 5
12. 5
12. 5
12. 5
12. 5
12. 5
25
25

100
100
100
100
100
250
250
250
250
250
250
250
250
250
250
500
500

50
50
50
50
50
125
125
125
125
125
125
125
125
125
125
250
250

25
25
25
25
62. 5
62. 5
62. 5
62. 5
62. 5
62. 5
62. 5
62. 5
62. 5
62. 5
125
125

Internal quantitation standards
13
50
50
C12-2,3,7,8-TCDD
13
C12-2,3,7,8-TCDF
50
50
13
50
50
C12-l,2,3,7,8-PeCDD
13
C12-l,2,3,7,8-PeCDF
50
50
13
C12-l,2,3,6,7,8-HxCDD 125
125
13
C12-l,2,3,4,7,8-HxCDF 125
125
13
C12-1,2,3,4,6,7,8125
125
HpCDD
13
C12-OCDD
250
250

50
50
50
50
125
125
125

50
50
50
50
125
125
125

50
50
50
50
125
125
125

50
50
50
50
125
125
125

50
50
50
50
125
125
125

50
50
50
50
125
125
125

250

250

250

250

250

250

50

50

50

50

50

50

2,3,7,8-TCDD
2,3,7,8-TCDF
1,2,3,7,8-PeCDD
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD
1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,4,6,7,8-HpCDD
1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
OCDD
OCDF

10
10
10
10
10
25
25
25
25
25
25
25
25
25
25
50
50

2. 5
2. 5
2. 5
2. 5
2. 5
6. 25
6. 25
6. 25
6. 25
6. 25
6. 25
6. 25
6. 25
6. 25
6. 25
12. 5
12. 5

1
1
1
1
1
2.5
2.5
2.5
2.5
2.5
2.5
2.5
2.5
2.5
2.5
5
5

Internal recovery standard
13

C12-1,2,3,4-TCDD

Prepared in tridecane.

50

50

�Table 3. Native PCDD and PCDF Spiking Solution3

Compound
2,3,7,8-TCDD
2,3,7,8-TCDF
1,2,3,7,8-PeCDD
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD
1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,4,6,7,8-HpCDD
1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
OCDD
OCDF

a

Prepared in isooctane.

Concentration
(pg/pL)
5
5
5
5
5
12.5
12.5
12.5
12.5
12.5
12.5
12.5
12.5
12.5
12.5
25
25

�b.

Internal Standards

Two different internal standard spiking solutions were prepared
for quantitation of native PCDD and PCDF congeners. The compositions of each
of the spiking solutions are presented in Table 4. The internal quantitation
standards were spiked into the lipid aliquots prior to any cleanup procedures
and hence were carried throughout the method exactly as the corresponding
native congeners. The internal recovery standard was added in 10 uL of a
keeper solution (tridecane) during final extract concentration prior to analysis. The recovery standard was used to measure the absolute method recoveries
of the internal quantitation standards.
C. Analytical Procedure
The homogenized human adipose lipid matrix was allowed to come to
room temperature and then warmed in a water bath until the matrix changed to
an oily state. Approximately 10.0 g of the oily material was transferred by
pipette to preweighed glass vials, and the actual weight of the lipid was
determined to the nearest 0.01 g by difference using an analytical balance.
Four 10.00-g aliquots were spiked with 20 uL of the native spiking solution
presented in Table 3, another four aliquots were spiked with 50 (jL of the same
solution, and three additional aliquots were spiked with 100 p.L of native PCDD
and PCDF solution. These spikes were equivalent to concentrations ranging
from 10, 25, and 50 pg/g in the lipid matrix for the tetra- and pentachloro
PCDD and PCDF congeners up to 50, 125, and 250 pg/g for the OCDD and OCDF for
the low, medium, and high level spikes.
In addition to the spiked samples, three aliquots of the lipid
material were transferred for determining the endogenous levels of each of
the PCDD and PCDF congeners in the control matrix.
Each of the sample aliquots was fortified with 100 |jL of the internal quantitation standard spiking solution (Table 4). The spiked samples
were each quantitatively transferred to 500-mL Erlenmeyer flasks using hexane.
The residues were diluted with a total of 200 mL of hexane, and
100 g of sulfuric acid (H2S04) modified silica gel (40% w/w) was added to each
solution with stirring. The mixtures were stirred for approximately 2 h, and
the supernatants were decanted and filtered through filter funnels packed with
anhydrous sodium sulfate (Na2S04). The H2S04 modified silica adsorbents were
washed with at least two additional aliquots of hexane and dried by elution
through Na2S04.
The combined hexane extracts for each sample were eluted through a
column consisting of the 40% H2S04 modified silica gel (4.0 g) and silica
gel (1.0 g). The eluates were concentrated to approximately 15 mL and added
to columns of acidic alumina (Bio-Rad, AG-4, 6.0 g). The acidic alumina columns were eluted first with 20 mL of hexane, which was collected but not analyzed, followed by elution with 30 mL of 20% methylene chloride in hexane.
The PCDDs and PCDFs were eluted from the acidic alumina using the 20% methylene chloride in hexane. The PCDDs and PCDFs in the eluates were isolated from
other chlorinated planar aromatics using columns (5-mL disposable pipettes
containing 500 mg of 18% Carbopak C and Celite-545). The Carbopak C/Celite
10

�Table 4.

Internal Standard Spiking Solutions
Concentration
(pg/uL)

Compound
Internal quantisation standard
13

5

13

5

13

5

13

5

C12-2,3,7,8-TCDD

C12-2,3,7,8-TCDF
C12-l,2,3,7,8-PeCDD
C12-l,2,3,7,8-PeCDF

13

12.5

13

12.5

13

12.5

C12-l,2,3,6,7,8-HxCDD
C12-l,2,3,4,7,8-HxCDF
C12-l,2,3,4,6,7,8-HpCDD

13

C12-OCDD

25

Internal recovery standard
13

C12-1,2,3,4-TCDD

50

.Solution prepared in isooctane.
Solution prepared in tridecane.

11

�columns were pre-eluted with 2 ml of toluene, 1 mL of 75:20:5 methylene
chloride/methanol/benzene, 1 mL of 1:1 methylene chloride/cyclohexane, and
2 ml of hexane. The sample extracts (30 ml) were added to the columns, which
were eluted with 2 mL of hexane, 1 mL of 1:1 methylene chloride/cyclohexane,
and 1 mL of the 75:20:5 methylene chloride/methanol/benzene. These eluents
were collected and combined but were not analyzed. The Carbopak C/Celite
columns were turned upside down, and the PCDDs and PCDFs were eluted with
20 mL of toluene. The toluene was concentrated to less than 1 mL using flowing nitrogen and a heated water bath (55-60°C) and transferred to 1.0-mL
conical vials using a solution of 1% toluene in methylene chloride. Tridecane
(10 uL) containing 500 pg of the internal recovery standard 13C12-1,2,3,4-TCDD
was added as a keeper when the solution had concentrated to approximately
200 uL. The extracts were concentrated to final volume using nitrogen and
the heated water bath.
D.

HRGC/MS Analysis

The analyses of the spiked and unspiked lipid samples were completed
using a Kratos MS50TC double-focusing magnetic sector mass spectrometer. The
determination for the tetra- through octachloro homologs was achieved in a
single analysis using the conditions described in Table 5. Table 6 provides
the characteristic ions monitored for each PCDD and PCDF homolog. As noted
from Table 6, the analysis requires five different parameter descriptions that
were switched automatically during the course of the analysis. Parameters
monitored included two characteristic molecular ions for each PCDD and PCDF
homolog and the corresponding carbon-13 labeled internal standard. In addition, a fragment ion of perfluorokerosene (PFK), m/z 380.976, was monitored
throughout each analysis to ensure that proper mass calibration was maintained.
The parameter descriptors also included an ion characteristic of specific
homologs of chlorinated diphenyl ethers to demonstrate that responses meeting
the qualitative criteria for specific PCDF congeners were not due to these
potential interferences.
Triplicate analyses of six of the eight calibration solutions
(Table 2) were completed, and the variability in relative response factors
across this range was calculated. The analyst was required to demonstrate on
a daily basis that the relative response factors (RRF) were in agreement
within ± 20% of the established averages for 2,3,7,8-TCDD and 2,3,7,8-TCDF
and within ± 30% of the average RRF values for the other congeners. The
equation used to calculate the relative response factors for each PCDD and
PCDF congener are discussed later in this report (Section E - Data Interpretation, 2 - Quantitation, p. 17). The analyst was also required to determine
column performance by analyzing a mixture of TCDD isomers before proceeding
with sample analysis. Table 7 gives an example of the typical daily sequence
for PCDD/PCDF analysis.

12

�Table 5. HRGC/LRMS Operating Conditions for PCDD/PCDF Analysis
Mass spectrometer
8,000 V
500 MA
70 eV
-1,800 V
280°C

Accelerating voltage:
Trap current:
Electron energy:
Electron multiplier voltage:
Source temperature:
Resolution:
Overall SIM cycle time:

^ 3,000 (10% valley definition)

1s

Gas chromatograph
Column coating:
Film thickness:
Column dimensions:
He linear velocity:
He head pressure:

DB-5
0.25
60 m
•v 25
1.75

Injection type:
Split flow:
Purge flow:
Injector temperature:
Interface temperature:
Injection size:
Initial temperature:
Initial time:
Temperature program:

Splitless, 45 s
30 mL/min
6 mL/min
270°C
300°C
1-2 pL
200°C
2 min
200°C to 330°C at 5°C/min

13

(jm
x 0.25 mm ID
cm/sec
kg/cm2 (25 psi)

�Table 6.

Ions Monitored for HRGC/MS Analysis of PCDD/PCDF

Descriptor
Al

ID
TCDF
13

C12-TCDF

TCDD
13

C12-TCDD

HxCDPE
PFK (lock mass)
A2

TCDF
TCDD
PeCDF
13

C12-PeCDF

PeCDD
13

C12-PeCDD

PFK (lock mass)
HpCDPE
A3

HxCDF
PFK (lock mass)
13
C12-HxCDF
HxCDD
13

C12-HxCDD

OCDPE

Mass

Nominal dwell
time (sec)

303.902
305.899
315.942
317.939
319.897
321.894
331.937
333.934
373.840
380.976

0.090
0.090
0.090
0.090
0.090
0.090
0.090
0.090
0.090
0.090

303.902
305.899
319.897
321.894
337.863
339.860
349.903
351.900
353.858
355.855
365.898
367.895
380.976
407.801

0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.035
0.035

373.821
375.818
380.976
385.861
387.859
389.816
391.813
401.856
403.853
443.759

0.080
0.080
0.080
0.080
0.080
0.080
0.080
0.080
0.080
0.080

�Table 6 (continued)

Descriptor
A4

Mass

ID
PFK (lock mass)
HxCDD

380.976
389.816
391.813
407.782
409.779
419.822
421.819
423.777
425.774
435.817
437.814
429.768
431.765
477.720

C12-HpCDF

HpCDD
13
37

C12-HpCDD

Cl4-HpCDD

NCDPE
A5

PFK (lock mass)
OCDF
13

C12-OCDF

OCDD
13

C12-OCDD

DCDPE

15

0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040

380.976
441.743
443.740
453.784
455.781
457.738
459.735
469.779
471.776
511.681

HpCDF
13

Nominal dwell
time (sec)

0.060
0.070
0.070
0.070
0.070
0.070
0.070
0.070
0.070
0.060

�Table 7. Typical Daily Sequence for PCDD/PCDF Analysis

1. Tune and calibrate mass scale versus perf1uorokerosene (PFK).
2. Determine column performance by injecting the TCDD isomer mixture.
3. Inject concentration calibration solution 2.5 to 12.5 pg/|A (CS-7)
solution.
4. Inject blank (tridecane).
5. Inject samples 1 through "n".
6

Inject concentration calibration solution 2.5 to 12.5 pg/pL (CS-7)
solution.

16

�E.

Data Interpretation

1. Qualitative
The HRGC/MS elution profiles of the tetra- through octachloro PCDD
and PCDF homologs were established through the analysis of environmental sample extract (fly ash from a municipal waste incinerator). The characteristic
ions for each homolog were plotted within the retention window established
using this mixture. The criteria for identification of a response as a PCDD
or PCDF were the coincidental response of the characteristic ions monitored
within the established retention window, and within ± 20% of the theoretical
ion ratio. Table 8 presents the range of ion ratios used for the qualitative
criteria for the specific PCDD and PCDF homologs and internal standards.
2. Quantisation
Quantisation of the specific PCDD and PCDF congeners was achieved
using the respective internal quantisation standards. For example, TCDD was
quantitated versus the 13C12-2,3,7,8-TCDD; PeCDD versus the 13C12-1,2,3,7,8PeCDD, etc. The HpCDF and OCDF responses were quantitated versus the carbon-13
labeled hepta- and octachlorodibenzo-p_-dioxin internal standards since the
corresponding dibenzofuran internal standards were not available for this
study. The absolute recovery of the internal quantisation standards was
achieved using 13C12-1,2,3,4-TCDD. A second internal recovery standard,
37
Cl4-l,2,3,4,6,7,8-HpCDD, was evaluated but was not used for recovery measurements due to interference arising from the corresponding native HpCDD.
Relative response factors (RRF) were calculated for each of the
native PCDD and PCDF compounds listed in Table 2. The RRF values were calculated as shown in Equation 1.
"crn x
STD

RRF = A

R

T&lt;^

1S

X c

IS X LSTD

Eq. 1

where Arjn = the sum of the area responses for the two characteristic ions
of the standard compound;
AT&lt;- = the sum of the area responses for the two characteristic ions
of the corresponding internal quantisation standard;
CIS = concentration (pg/|jL) of the internal quantisation standard; and
= concentration (pg/uL) of the standard compound.
The relative response factors for the internal quantisation standards (RRFjS) were calculated as shown in Eq. 2.

17

�Table 8.
Compound
TCDF
13
C12-TCDF
TCDD
13
C12-TCDD
PCDF
13
C12-PeCDF
PeCDD
13
C12-PeCDD
HxCDF
13
C12-HxCDF
HxCDD
13
C12-HxCDD
HpCDF
13
C12-HpCDF
HpCDD
13
C12-HpCDD
OCDF
13
C12-OCDF
OCDD
13
C12-OCDD

Ion Ratios for HRGC/MS Analysis of PCDD/PCDF

Ions monitored

Theoretical ratio

304/306
316/318
320/322
332/334
338/340
350/352
354/356
366/368
374/376
386/388
390/392
402/404
408/410
420/422
424/426
436/438
442/444
454/456
458/460
470/472

0.76
0.76
0.76
0.76
0.61
0.61
0.61
0.61
1.22
1.22
1.22
1.22
1.02
1.02
1.02
1.02
0.87
0.87
0.87
0.87

Acceptable range is ± 20% of the theoretical value.

18

Acceptabl e range'

0.61 - 0.91
0.61 - 0.91
0.61 - 0.91
0.61 0.49 0.49 0.49 0.49 0.98 0.98 0.98 0.98 0.82 0.82 0.82 0.82 0.70 0.70 0.70 0.70 -

0.91
0.73
0.73
0.73
0.73
1.46
1.46
1.46
1.46
1.22
1.22
1.22
1.22
1.04
1.04
1.04
1.04

�TC *
RRF

IS
IS

=

QG.
Eq

AH RS x CLjg
X

"2

where A JS and GIS are defined as in Equation 1 and
C10 = concentration (pg/uL) of the internal recovery standard,
DC
13
C12-1,2,3,4-TCDD, and
A RS = the sum of the area responses for the two characteristic ions
(m/z 332 and 334) corresponding to the internal recovery
standard.
A calibration curve was established using six concentration levels
of standards; for example, the calibration curve for 2,3,7,8-TCDD was initially established with standards at concentrations of 1, 2.5, 5, 10, 50, and
100 pg/(jL. The 2.5 pg/uL standard was analyzed daily to verify response
factors and instrument sensitivity. The RRF values for each of the internal
quantisation standards were calculated versus the internal recovery standard,
13
C12-1,2,3,4-TCDD, using Equation 2.
The concentration of a PCDD or PCDF congener in a composite sample
was calculated as shown in Equation 3.
_ Asamp1e x QIS
Vr AIS x RRF x Wt
r

where

P

tq&gt;

~
*

CUT = wet tissue concentration of the PCDD or PCDF congener in each
tissue (pg/g);
A sample = sum of the area responses for the two characteristic ions of
,
thfi pC[JD Qr pCDF congener;

A-,&lt;- = sum of the area responses for the two characteristic ions of
the respective internal quantitation standard;
Q T r = amount of the internal quantitation standard added to the
1:&gt;
13
sample (500 pg of 13C12-TCDD,13 C12-TCDF, 13C12-PeCDD,
13
and 13C12-PeCDF; 1,250 pg of C12-HxCDD, 13C12-HxCDF,
and C12-HpCDD; or 2,500 pg of 1§C12-OCDD);
RRF = the relative response factor for the PCDD or PCDF congener
from Equation 1; and
Wt = mass of the sample (grams).
The absolute recovery of the internal quantitation standard was
calculated using Equation 4.

19

�L
Recovery (%) = •?
*
^
ARS x RRF IS x QIS

where

x 100

Eq 4

AR&lt;- = sum of the area responses for the two characteristic ions of
the internal recovery standard, 13C12-1,2,3,4-TCDD;
QR&lt;- = amount of the internal recovery standard (13C12-1,2,3,4-TCDD)
added to the final extract (500 pg); and
RRF IS = response factor of the internal quantisation standard relative
to the internal recovery standard. These values are calculated as defined in Equation 2. The RRF T&lt; - values were all
calculated versus 13C12-1,2,3,4-TCDD.

All data were qualified to reflect that the response for a particular compound was a positive quantifiable parameter, present as a trace value
only, or was not detected. Positive quantifiable values were identified for
responses greater than 10 times background signal to noise. Trace (TR) values
were assigned to responses which were in the range of 2.5 to 10 times background signal to noise. A value of not detected (ND) was used to reflect that
a response was not detected at greater than 2.5 times signal to noise. A limit
of detection (LOD) was calculated for all trace and not detected values using
the peak height response of the respective internal standard and the average
measured signal to noise for the characteristic ions of the PCDDs and PCDFs.
F.

Quality Assurance/Quality Control (QA/QC)

The QA/QC procedures included analysis of multipoint calibration
concentration standards to establish relative response factor (RRF) curves
for each of the 17 native PCDD and PCDF congeners. Triplicate analyses of
6 concentration calculation standards (Table 2; CS2, CSS, CSS, CS6, CS7, and
CSS) were determined to vary by less than ± 20% for TCDD and TCDF and ± 30%
for all other PCDD and PCDF congeners. The mean RRF values were also determined to vary by less than this criteria over the entire calibration range.
The mean RRF (RRF) values and instrument sensitivity were verified daily by
bracketing the sample analyses with an injection of a standard that ranged
from 2.5 pg/uL for 2,3,7,8-TCDD and 2,3,7,8-TCDF up to 12.5 pg/(jL for OCDD
and OCDF. The criterion for continuing with the sample analysis was agreement of the measured RRF value with the mean RRF within ± 20% for 2,3,7,8TCDD and TCDF and ± 30% for all other PCDD and PCDF congeners.
Other activities included the analysis of laboratory method blanks
and reagent blanks and measurement of the absolute recoveries of the internal
quantisation standards. Laboratory method blanks were samples that were handled exactly as an adipose sample except no lipid matrix was used.
G.

Preliminary Method Studies

Prior to analysis of the homogenized human adipose lipid matrix by
HRGC/MS, several experiments were conducted to confirm that the sample preparation scheme was feasible.

20

�1. Gravimetric Studies
The first concern was the efficient removal of up to 10 g of lipid
matrix from extracted adipose tissue. A series of experiments was conducted
with 10-g lipid aliquots to demonstrate removal of lipid using the H2S04-Si02
slurry technique. Initially, 50 g of the acid modified silica was added to
the lipid extract in 100 ml of hexane. The acid modified silica was noted to
turn dark brown immediately on contact with the lipid solution. The hexane
was recovered and the adsorbent was extracted with additional hexane. The
extracts were combined and concentrated to 5 mL with Kuderna-Danish evaporators.
The extract was eluted through a column of 4.0 g of acid modified silica and
1.0 g of silica with 45 ml of hexane. The acid modified silica was noted to
be highly discolored throughout, and the extract required a second slurry
treatment of the eluent with an additional 50 g of acid modified silica gel.
The adsorbent from the second slurry procedure was noted to discolor significantly, indicating that lipid materials had not been efficiently removed from
the first step of the procedure. The hexane supernatant from the second
slurry cleanup was reduced in volume and taken to dryness in a preweighed
glass vial. The final residue was measured at approximately 10 mg for duplicate samples, which translates into a removal efficiency of 99.9% based on
the initial 10-g aliquot.
This lipid cleanup procedure was modified such that 100 g of acid
modified silica gel was used in the initial slurry cleanup, followed by elution of the resulting extract through a column containing 4.0 g of acid modified silica and 1.0 g of silica gel. The lipid removal efficiency of duplicate samples through the cleanup procedure was determined to average 99.8%
(20 to 30 mg of the initial 10-g lipid remained after cleanup). The column
cleanup step in this procedure did not exhibit any significant color change.
Thus this step of the procedure was incorporated into the method as a check
of the efficiency of lipid removal to prevent overloading of the acidic alumina fractionation column.
2. Carbon-14 Recovery Studies
The carbon-14 radio!abeled PCDD standards listed in Table 1 were
used to estimate overall method recoveries for the tetra- through octachloro
homologs prior to proceeding with the HRGC/MS evaluation. Triplicate analyses
(10-g aliquots of lipid materials) were conducted with each of the three
radiolabeled standards. The first experiment addressed the recovery of the
compounds from bulk lipid cleanup. Triplicate analyses using 10-g aliquots
were completed for the three compounds at the following concentrations:
14
C-2,3,7,8-TCDD, 10 pg/g; 14C-l,2,3,4,7,8-HxCDD, 100 pg/g; and 14C-OCDD,
250 pg/g. The results of these analyses indicated that all compounds were
recovered in the range of approximately 70 to 80%. Following this experiment,
the total sample preparation procedure described earlier in this report was
evaluated using triplicate analysis of 10-g lipid samples. Table 9 provides
a summary of the results from this study. These data indicate that overall
method recovery is limited by the initial bulk lipid removal procedure. This
assumption is based on the similar recoveries of the carbon-14 labeled compounds noted for evaluation of the bulk lipid removal step as compared to the
total sample preparation scheme.

21

�Table 9. Summary of the Results of the Sample Preparation
Method Evaluation Using Carbon-14 PCDDs
Spike
levels

Bulk lipid
removal,
recovery

Analytes

(pg/g)

Total method a
recovery ( )
%

14

C-2,3,7,8-TCDD

10

68

75

14

100

79

66

250

82

76

C-l,2,3,4,7,8-HxCDD

14

C-OCDD

Average value for triplicate analyses taken through the total sample
preparation scheme. Precision of measurements varied by less than ± 10%
(relative standard deviation).
Average value for triplicate analyses taken through bulk lipid cleanup
only. Precision of measurement varied by less than ± 6% (relative standard deviation).

22

�V.

RESULTS

A. Analytical Results
The analytical results for the quantisation of the 17 target PCDD
and PCDF 2,3,7,8-substituted congeners in the spiked and unspiked homogenized
human adipose lipid samples are presented in Tables 10 to 15. These data
demonstrate that 13 of the 17 congeners were definitely detected in the unspiked lipid matrix. Although 2,3,7,8-TCDF is reported as not detected, responses for the characteristic ions (m/z 304 and 306) greater than 10 times
signal to noise were noted to be coincident with the internal standard, 13C122,3,7,8-TCDF. The ratio of the responses (m/z 304/306) in each of the triplicate analyses of the unspiked matrix were well outside the acceptable ratio
of 0.90 to 0.61 established in Table 8. Figure 1 provides a comparison of
the HRGC/MS-SIM responses noted for the unpsiked human adipose lipid matrix
as compared to a concentration calibration standard. Figures 2 through 6
provide examples of the individual PCDD and PCDF responses observed for the
unspiked lipid samples as compared to fortified matrices.
In general, the precision of the replicate measurements at each
spike level is good (relative standard deviations typically less than 10%)
for PCDD and PCDF congeners that were detected with responses greater than 10
times signal to noise. The precision of the measurements for the unspiked
matrices for 1,2,3,7,8-PeCDF (Table 11), 1,2,3,7,8,9-HxCDF (Table 12), and
OCDF (Table 15) ranges from 21.6% to 43.1% as a result of little or no response at the specified retention windows.
B. Statistical Analysis
The regression results for each of the 17 specific PCDD and PCDF
congeners are plotted separately in Figures 7 to 23. These plots provide the
results for the individual sample analyses, a line defining the results of a
least squares regression analysis, and boundaries that depict the confidence
limits for the range of spiked concentrations. The regression lines were obtained by the method of least squares using the sample measurements at the
three spiking levels and the unspiked level.
Two types of upper and lower 95% confidence limits or bounds were
calculated for the least square regressions of measured (found) concentrations
versus spiked levels. The first set of confidence limits (defined by the
inner pair of curves closest to the regression line) is the 95% confidence
bounds for the regression line. These bounds are interpreted as follows:
The true regression line (as would be determined if the experiment were repeated a countless number of times at the same spiked levels) lies within
these confidence limits unless the analytical results are sufficiently unusual
to be among those expected to occur less than 5% of the time.
The second set of confidence bounds, depicted by the outer pair of
lines, constitutes the 95% confidence limits for the result of a single analysis at a particular spiking level. The interpretation is as follows: the
result (reported value) of a single analysis of a sample spiked at a given
level can be predicted to fall between these 95% confidence bounds unless the
analytical result is among those sufficiently unusual to be expected less than
5% of the time.
23

�Table 10. Spiked Versus Measured Concentrations of 2,3,7,8-TCDF and 2,3,7,8-TCDD
in Homogenized Human Adipose Lipid Samples
13

13

C12-TCDF
absolute
recovery ( )
%

2,3,7,8-TCDD
spike level

(pg/g)

(pg/g)

C12-TCDD
absolute
recovery (%)

(.)
41*
( . )a
41?
(.)
40
(.)
41
0.1
1.8

59
63
59
60.3
2.3
3.8

0
0
0

10.7
11.4
13.1
11.7
1.2
10.5

53
52
46
50.3
3.8
7.5

10
10
10
10

14.3
14.8
13.6
13.8
14.1
0.5
3.9

61
67
71
78
69.3
7.1
10.3

10
10
10
10

23.4
22.8
24.7
22.5
23.3
1.0
4.1

53
53
53
62
55.3
4.5
8.1

25
25
25
25

30.8
30.8
30.7
28.7
30.2
1.1
3.5

59
75
62
72
67.0
7.7
11.5

25
25
25
25

40.8
40.6
40.3
38.3
40.0
1.2
2.9

48
53
51
60
53.0
5.1
9.6

50
50
50

57.7
59.4
55.8
57.6
1.8
3.1

64
48
58
56.7
8.1
14.3

50
50
50

65.8
72.1
67.6
68.5
3.3
4.8

55
43
48
48.7
6.0
12.4

2,3,7,8-TCDF
spike level

2,3,7,8-TCDF
concentration

(pg/g)
0
0
0
Mean
STD
RSD (%)

ro

Mean
STD
RSD ( )
%

Mean
STD
RSD (%)

Mean
STD
RSD (%)

(pg/g)
ND
ND
ND
ND

2,3,7,8-TCDD
concentration

ND = not detected. Value in parentheses is the estimated limit of detection. A response of greater than
10 times signal-to-noise was noted for both characteristic ions (m/z 304 and 306) at the appropriate
retention time for 2,3,7,8-TCDF. However, the ion ratio was considerably greater than the acceptable
range of 0.61 to 0.90.

�i au ic J.A.
Table 11.

1,2,3.7,8-PeCDF
spike level

(pg/g)
0
0
0

STO
RSD ( )
%
10
10
10

10

Mean
STO
RSD ( )
%

25
25
25

Mean
STD
RSD ( )
%

a

ND (l.l)
ND ( . )
08
ND ( . )
08

12.2
11.5
11.9
11.4

29.2
30.1
28.5
25.5

50

51.3
55.9
55.5
54.2
2.5
4.7

C12-PeCDF
absolute

2,3,4,7,8-PeCDF
concentration

(pg/g)

(pg/g)

0
0
0

20.8
21.6
19.0

75
76
80

20.5
1.3
6.5
10
10
10
10

27.6

recovery (%)

1,2,3,7,8-PeCDD
concentration

(pg/g)

(pg/g)

0
0
0

20.2
19.9
18.1

51
54
57

19.4
1.1
5.7

54.0
3.0
5.6

32.1
37.6
30.8
30.4

60
57
55
62

30.2
1.9
6.3

58.5
3.1
5.3

48.0

43.5

55
60
57
64

46.7

59.0

2.5
5.4

3.9
6.6

3.4

.

32.4
4.9
15.2

50
50
50

54.9

48.5
41.7
48.2

62
81
87
84

78.5
11.3
14.4

74.6
62.9
71.9

64

69.8

69.3
5.0
7.3

10
10
10
10

78.0
11.7
15.1

48.4
5.4
11.1

25
25
25
25

36.3

90
63
84
75

37.0
28.7

6.1
8.8

NO = not detected. The value in parentheses is the estimated limit of detection.

74
70

13

1,2,3,7,8-PeCDO
spike level

77.0
2.6

28.3
2.0
7.0
50
50

Mean
STD
RSD (%)

(pg/g)

13

2,3,4,7,8-PeCDF
spike level

11.8
0.4
3.1
25

CJl

1,2,3,7,8-PeCDF
concentration

,t
versus neasureij uunueniT at IUMS ui .L ,£ , j , / ,o rex-ur f &amp;(j , / ,o rev,Lrr „ anu x ,£. , i ,o rc^uu
t j,
iii Homogenized Human Adipose Tissue Sampl es

ND (0.9)
0.2
21.6

Mean

ro

j\j 1 1«;u

25
25
25
25

50
50
50

46.1
49.3

C12-PeCDO
absolute
recovery (%)

72.2
72.8

58
54
56

71.6

56.0

69.7

1.6
2.3

2.0
3.6

�Table 12.
in Homogenize(1 Human Adipose L ipid Matrix
1,2,3,4,7,8HxCDF

spike level
(P9/Q)

0
0
0
Mean
STD
RSD ( )
%

Mean
STD
RSD (X)

Mean
STD
RSD ( )
%
125
125
125

1,2,3,6,7,8HxCOF
concentration

2,3,4,6,7,8HxCDF
spike level

2,3.4,6.7.8HxCDF
concentration

1,2,3,7,8,9HxCDF
spike level

1,2,3,7,8,9HxCDF
concentration

13

C12-HxCDF

(pg/g)

(pg/g)

(pg/g)

(pg/g)

(pg/g)

(pg/g)

(pg/g)

absolute
recovery
()
%

22.0
22.1
22.4

0

12.3
12.4
12.7

0
0
0

4.9
4.2
4.2

0

NO (0.5)a
NO ( . )
07
NO ( . )
09

55
57
52

ND ( . )
07
0.2
25.3

55.7
2.5
4.6

concentration

0
0

46.7
52.0
48.8
49.0

25
25
25
25

90.2
89.1
90.3
90.7

156.3
0.9
0.6

25
25
25
25

62.5
62.5
62.5
62.5

83.7
80.5
79.6
76.0

62.5
62.5
62.5
62.5

3.2
3.9
151.0

157.7
149.1

32.3
33.6
32.0
32.5

25
25
25
25

74.7
75.5
74.2
71.1

125
125
125

152.6

4.5

2.9

ND = not detected. The value in parentheses reflects the estimated limit of detection.

141.9
141.6
151.0
144.9
5.3
3.7

34.8
28.5
30.9
29.2
30.9
2.8
• 9.1

59
57
60
67

60.8
4.3
7.2

125
125
125

82.7
89.4
82.2
76.3

60
63
63
70

82.7
5.4
6.5

62.5
62.5
62.5
62.5

73.9
2.0
2.6

79.9

125
125
125

0

32.6
0.7
2.1

39.0
1.8
4.7

90.1
0.7
0.7

157.2
155.4
156.4

36.6
38.6
40.8
39.8

0

4.4
0.4
8.9

12.4
0.2
1.7

49.1
2.2
4.4
62.5
62.5
62.5
62.5

Mean
STD
RSD (X)

1,2,3,6,7,8HxCDF
spike level

22.2
0.2
1.1
25
25
25
25

no
en

1,2,3,4,7,8HxCDF

64.0
4.2
6.6

143.0
144.1
163.4

57
54
57

150.1
11.4
7.6

56.0

1.7
3.1

�Table 13.

in Homogenized Human Adipose Lipid Samples

1

1,2,3,4,7,8-HxCDD
concentration

1,2,3,7,8,9-HxCDD

1,2,3,7,8,9-HxCDD

concentration

spike level

concentration

(pg/g)

1,2,3,6,7,8-HxCDD
spike level

1,2,3,6,7,8-HxCDO

spike level

(pg/g)

(pg/g)

(pg/g)

(pg/g)

(pg/g)

0

21.6
22.7
20.3

0
0
0

157.0
162.0
154.0

0
0
0

19.1
26.0

2,3,4,7,8-HxCDD

0
0

Mean
STD
RSD ( )
%
25
25
25
25

Mean
STD
RSD ( )
%

62.5

Mean
STD
RSD ( )
%

82.9
96.7
90.3
81.9

141.1
150.8
146.0
145.9
4.9
3.3

184.0
165.0
198.0
193.0

62.5
62.5
62.5
62.5

220.0
239.0
220.0
220.0

288.0
299.0
266.0
284.3
16.8
5.9

63.5
46.1
40.8
57.3

65
61
65
70

51.9
10.4
20.0

65.3
3.7
5.6

3.7

25
25
25
25

125
125
125

114.0
99.9
101.2
107.4

64
66
66
77

105.6
6.5
6.1

62.5
62.5
62.5
62.5

224.8
9.5
4.2
125
125
125

58
60
58

58.7
1.2
2.0

23.2

185.0
14.5
7.9

87.9
7.0
7.9
125
125
125

Mean
STD
RSD ( )
*

25
25
25
25

51.6
2.6
5.1
62.5
62.5
62.5

ro
--J

47.8
52.0
53.7
52.7

C12-HxCDD
absolute
recovery (%)

15.8

157.7
4.0
2.6

21.5
1.2
5.5

24.7

13

68.3
5.9
8.7

141.3
152.7
189.4

62
57
61

161.1
.25.2
15.6

60.0
2.6
4.4

�Table 14. Spiked Versus Measured Concentrations of 1,2,3,4,6,7,8-HpCDF, 1,2,3,4,7,8,9-HpCDF, and 1,2,3,4,6,7,8-HpCDD
in Homogenized Human Adipose Lipid Samples

1 ?,3,4,6,7,8-HpCDF

1,2,3,4,6,7,8-HpCDF

1,2,3,4,7,8,9-HpCDF

spike level

concentration

(pg/g)
0
0
0

Mean
RSO ( )
%
25
25
25
25

Mean
STD
RSD ( )
%

ro
00

(pg/g)

(pg/g)

(pg/g)

(pg/g)

(pg/g)

30.6
27.3
28.6

0
0
0

NO (1.3)*
NO ( . )a
11*
NO ( . )
10

0
0
0

214.7
210.8
215.5

71
74
69

213.7
2.5
1.2

71.3
2.5
3.5

214.7
239.0
243.9
248.5

83
75
76
78

243.3
4.0
1.7

78.0
3.6
4.6

281.5
288.1
269.9
274.9

77
84
90
99

278.6
8.0
2.9

87.5
9.3
10.7

353.2
355.4
343.7

62
61
69

350.8
6.2
1.8

64
4.4
6.8

48.6
48.6
51.0
56.3

ND ( . )
11"
0.2
13
25
25
25
25

Mean
STD
RSD ( )
*

86.3
85.7
80.9
83.4

62.5
62.5
62.5
62.5

84.1
2.5
2.9
125
125
125

154.5
157.3
154.4
155.4
1.6
1.0

ND - not detected.

26
23
23
25

25
25
25
25

24.1
1.4
5.7

51.1
3.6
7.0
62.5
62.5
62.5
62.5

C12-HpCDD
absolute
recovery ( )
%

spike level

1,2,3,4,6,7,8-HpCDD
spike level

28.9
1.6
5.7

STO

l3

1,2.3,4,7,8,9-HpCDF
concentration

60
60
59
58

62.5
62.5
62.5
62.5

59.0
0.8
1.3
125
125
125

119
126
121

122.4
3.7
3.0

The value in parentheses is the estimated limit of detection.

125
125
125

1,2,3.4,6,7,8-HpCDD
concentration

�Table 15. Spiked Versus Measured Concentrations of OCDF and OCDD
in Homogenized Human Adipose Lipid Samples
13

OCDF
spike level

OCDF
concentration

spike level

OCDD
concentration

(pg/g)

(pg/g)

(pg/g)

(pg/g)

0
0
0

4.9

0
0
0

804
833
781

88
94

806.1
26.1
3.2

91.0
3.0
3.3

Mean
STD
RSD (%)
50
50
50
50

Mean
STD
RSD (%)
125
125
125
125

Mean
STD
RSD ( )
%
250
250
250

Mean
STD
RSD ( )
%

2.3
2.6

OCDD

3.2
1.4
43.1

44.2
45.0
45.9
49.6

50
50
50
50

849
856
876
860

860.4
11.4

46.2
2.4
5.2

111.1
107.8
110.7
113.1

1.3

125
125
125
125

()
%
91

100
87
91
91

92.3
5.5
6.0

932
934
944

90
96
102

907

110.7
2.2
2.0
227.8
231.0
228.6

C12-OCDD
abolute recovery

104

929.1
15.7
1.7

250
250

98.0
6.3
6.5

1,080
1,140
1,070
1,096
34.7
3.2

250

229.1
1.7
0.7

29

69
67
74

70.0
3.6
5.2

�Umpiked Human Adipose Tiisue

13 C ,

i,2.:

TCDF
,3.7.B-Kf&gt;F
,?.3.4-?CDO
icon
.3.7.IMCDU
B-fcCDr

13C|

?,3.&lt;

8-PfCDf
8-N-CDD

'Vl'

. 1,2.:

tt. t.2,3

,3.6,7,B-M.COD
9-Hi-COlJ
9'lliiCDf
7.B-HpCDF
7,i-HpCt&gt;n
,3,«.4.7,ft-hpCDD
.7.3.4,«,7,B-HpCDD
,7,B,9-HpCDF

75 OCOO
36 '3C17-OCDO
37 OCDf

R1C

21,22.23

16.17

1B19

W^W**&lt;

JlJVWsMM.

izee

Calibrolion Slaiidorcl

1,12

RIC
15,16,17

6,7

21,22.23

9.10

roe

12M

14m

16M

2«M SOW

Figure 1. Comparison of the HRGC/MS-SIM reconstructed ion chromatogram (RIC)
from the analysis of unspiked homogenized human adipose tissue
matrix and a calibration standard for PCDDs and PCDFs.

30

�Umpik.d Human Adipau

384 .

Spiked Human Adipaic
2.3.7,8-TCDF

304 .

9M

nee

958

use

1286

1256

SCAN

Umpiktd Humon Adipou

328 .

r !3 C|2-lCDF

^2.3,7,8-ICDO

A. A.
iee.e-i
Spiked Humon Adipoie

32« .

&gt;3C|2-2.3.7,8-TCDFi

9flO

tew

-2.3.7,8-TCDD

urn

1280

1230

SCAN

Figure 2. Example of the TCDF (m/z 304) and TCDD (m/z 320) HRGC/MS-SIM
elution profiles in unspiked and spiked human adipose. The spiked
concentrations for TCDF and TCDD in these chromatograms were 25 pg/g
each.

31

�Urapik.d Human Adlpow
2.3.4.7.B-P.CDF

338 .

1.2.3,7.8-P.CDF

\
Spiked Human Adipnia
2.3.4,7,8-P.CDF
1.2,3,7,8-P.CDF-,

338 .

nee

use

12*9

izse

I3*e

t3se

1400

SCMN

Unspiktd Human Adipose

3C|2-I.2.3.7,8-P.CDF

354 .

(1.2,3,7.88-P.CDD

.. A

.

Spik«d Human AdipoM

354 .

.2.3.7.8-P.COD

1308

13M

I4W

SCAN

Figure 3. Example of the PeCDF (m/z 338) and PeCDD (m/z 354) HRGC/MS-SIM
elution profiles in unspiked and spiked human adipose. The spiked concentrations for each isomer of PeCDF and PeCDD in these chromatograms
were 25 pg/g.

32

�Umpiked Human Adipose

|l.2,3,&lt;.7.8-HxCDf

h,2.3.6.7.8-HxCDF

374 .

2.3.4.6,7,8-HxCDF

Spiked Human Adipote

l.2,3.&lt;.7,8-HxCLIF | | l.2.3.6.7.8-HxCDF
r2,3,4,6.7.6-.
\H»CDF
374 .
1.2,3.7,8.9-HxCDF

1343

1238

1366

1363

1358

1558

U_B9

1468

MSB

1588

1558

1668

SMI

Umpiked Human Adipole

1.2,3.6.7.B-HxCDD

1,2.3,4.7.8-llxCDD-

339 .

'3C)2-l,2.3,4,7,8-hxCDF
A 1,2.3.7.8,9-Hx
Spiked Human Adi

,2.3,6.7.fl-HxCDD

3M .

1.2.3,4,7.8-HxCDD

\

1.2,3,7.6.9-HxCDD

l3C|2-l,2.3,&lt;.7,8-HxCDFl

1398

1356

1488

1450

1588

1558

16!«

1E58

SOW

Figure 4. Example of the HxCDF (m/z 374) and HxCDD (m/z 390) HRGC/MS-SIM
elution profiles in unspiked and spiked human adipose. The spiked concentrations for each isomer of HxCDF and HxCDD were 62.5 pg/g.

33

�Umpik.d Human AdlpoM
,2,3.4.6,7,8-HpCDF

468 .

Splk.d Human Adipotl
l,2.3.4.6.7.8-HpCDF

488 .

Jl.2.3.4.7.8,9-HpCDF

MM

ISM

1556

1CM

I65B

1768

[750

18M

SCAN

Umpikcd Human Adipau
1,2.3.4.6,7,8-HpCDD
424 .

Spik.d Human Adipoit

1.2,3,4.6.7,8-MpCDO
424 .

1588

1558

1688

1638

17W

1758

1868

1858

SCtH

Figure 5. Example of the HpCDF (m/z 408) and HpCDD (m/z 424) HRGC/MS-SIM
elution profiles in unspiked and spiked human adipose. The spiked concentrations for each isomer of HpCDF and HpCDD were 62.5 pg/g.

34

�ll3c,2-OCDD

Unipik.d Human Adipotc

442 .

Spik.d Hunan Adipau

13

C|2-OCDD|

AJ
17W

1758

ieee

ISM

1658

1358

2988

SCAM

Untpikad Human Adipose

OCDD

458 .

Spik.d Human Adipow

OCOD

458 .

1968

2MB SCAN

Figure 6. Examples of the OCDF (m/z 442) and OCDD (m/z 458) HRGC/MS-SIM
elution profiles in unspiked and spiked human adipose. The spiked concentrations for OCDD and OCDF were 125 pg/g each.

35

�80

70 -

Regression Line-

t»
tt

a
vx
d
o

•H
+&gt;

60 J

95% Confidence Limifs
for Regression Line

50 -J

td

0

CO

a
ti
o
u

30 -

95% Confidence Limifs
for Individual Analyses

10

0

I

20

10

D

30

i
40

Spiked Concentration (pg/g)
lipid sample meas.

Figure 7. Measured concentrations versus concentrations of 2,3,7,8-TCDD
spiked into the homogenized human adipose lipid matrix.

50

�80

70 -

Regression Line-

ue
(4

95% Confidence Limits
for Regression Line

60 -

o

•H

50 -

d
4)
0

GO
-vl

d
0
u
•d
d

4:0 -

30 -

•95% Confidence Limits
for Individual Analyses

10

i
10

r
20

D
Figure 8.

r
30

i
40

Spiked Concentration (pg/g)
lipid sample meas.

Measured concentrations versus concentrations of 1,2,3,7,8-PeCDD
spiked into the homogenized human adipose lipid matrix.

50

�160
150 Regression Line-

140 130 C4

a

95% Confidence Limits
for Regression Line

130 110 -

o

•H

100 90 -

d

80 -

fl
0

70 -

0
0

CO
CO

u

60 -

•a
d

50 95% Confidence Limits
for Individual Analyses

40
30
20
10
0

I
40

I
20

D
Figure 9.

T
60

T

80

100

Spiked Concentration (pg/g)
lipid sample meas.

Measured concentrations versus concentrations of 1,2,3,4,7,8-HxCDD
spiked into the homogenized human adipose lipid matrix.

120

�a

v_/

o

*H

55

u
ti

CO

o
u
•d
fl

330
310 300 390 380 370 360 350 340 330
330 310 300 190 180 170
160
150
140 H
130

Regression Line.

95% Confidence Limitsfor Regression Line

95% Confidence Limits
for Individual Analyses

I

40

30

D

i
60

80

100

Spiked Concentration (pg/g)
lipid sample meas.

Figure 10. Measured concentrations versus concentrations of 1,2,3,6,7,8-HxCDD
spiked into the homogenized human adipose lipid matrix.

130

�(4
M

a
0

•H
4&gt;

ti
u

0
0

d

0

u
•0
C

200
190 180 170 160 150 140 130 120 110 100 90 80 H
70

60
50
40
30
20
10
0
-10

Regression Line
95% Confidence Limitsfor Regression Line

-i
-

•95% Confidence Limits
for Individual Analyses

i
40

l
20

D
Figure 11.

i
60

i
80

100

Spiked Concentration (pg/g)
lipid sample meas.

Measured concentrations versus concentrations of 1,2,3,7,8,9-HxCDD
spiked into the homogenized human adipose lipid matrix.

120

�Lfr

Fovmd.

(Q

c
n&gt;

T3 (t)
_.. 0)
7T- (/&gt;

ro c

a. -?
n&gt;
- . Q.
1
3
r^ n
o o
r*- o
3- n&gt;
fD 3
c*
3" -5
o a&gt;
3 r+

0 -"•
CQ o
fD 3

3 tn
N &lt;
fD fD
O. -i
(ft
3" C

c in
01 n
3 o
3
o&gt; n
a. n&gt;
O -5

v&gt; Q&gt;

fD r+

_j.
—' O
-&gt;• 3
•O V&gt;

Q. O
-h
Q) I-1

-5 ro

00

•o
o
a
a

a
Ul

•a
I—i M«

•-" te*
us
SP-

Sg
3

S
•Eg
a&gt; 5*i

BR
o jr-

ft O
M 9

•o
9Q
m

Concentration

�1.15
Regression Line-

1.1

M
ft

95% Confidence Limitsfor Regression Line

1.05
1

0 n

•H _l
41

ti H
C

0.95

g 0

0.9

U~

0.85 -|

(4 ti

~

•a
3

•95% Confidence Limits
for Individual Analyses

0.8

0

0.75 0.7

I

40

80

D

120

160

200

Spiked Concentration (pg/g)
lipid sample meas.

Figure 13. Measured concentrations versus concentrations of OCDD spiked
into the homogenized human adipose lipid matrix.

T

340

�60

Regression Line-

50 bl

95% Confidence Limitsfor Regression Line

a
d
o

40 -

30 ti
0

GO

a
d
o
u

•0
d

•95% Confidence Limits
for Individual Analyses

10 -

0

I
10

I
20

n
Figure 14.

30

40

Spiked Concentration (pg/g)
lipid sample meas.

Measured concentrations versus concentrations of 2,3,7,8-TCDF
spiked into the homogenized human adipose lipid matrix.

50

�60

Regression Line'

50 H

95% Confidence Limitsfor Regression Line

M

a

40 -^

c

0

30 fl

0
0

C

20 -

0

u
•d

a

95% Confidence Limits
for Individual Analyses

10 -

-10

D

Spiked Concentration (pg/g)
lipid sample meas.

Figure 15. Measured concentrations versus concentrations of 1,2,3,7,8-PeCDF
spiked into the homogenized human adipose lipid matrix.

�90

Regression Line-

80 -

tfl

d
o
d

95% Confidence Limitsfor Regression Line

70 -

60

50 -

0
0

cn

d
u
0

30 •95% Confidence Limits
for Individual Analyses

10

I

I

i

10

20

30

D
Figure 16.

i
40

Spiked Concentration (pg/g)
lipid sample meas.

Measured concentrations versus concentrations of 2,3,4,7,8-PeCDF
spiked into the homogenized human adipose lipid matrix.

50

�160
150 140 M

Regression Line-

130 95% Confidence Limitsfor Regression Line

ti
o

110 100 90 -

ti
0)

o
ti
0

u
•d
fl

80 70 60 -

•95% Confidence Limits
for Individual Analyses

50 40 30 30
10

i
40

T
20

D
Figure 17.

i
60

T

80

100

Spiked Concentration (pg/g)
lipid sample meas.

Measured concentrations versus concentrations of 1,2,3,4,7,8-HxCDF
spiked into the homogenized human adipose lipid matrix.

120

�160
150 -^
140 M

130 -

(4

130 -

a
0

•H
+&gt;
(fl

u

Regression Line

95% Confidence Limitsfor Regression Line

110 100 90 80 -

0

70 -

0

60 -

ti
u
•d
ti

50 •95% Confidence Limits
for Individual Analyses

40 30 30 10 J

0
0

I
30

I

40

D
Figure 18.

i
60

r
80

100

Spiked Concentration (pg/g)
lipid sample meas.

Measured concentrations versus concentrations of 1,2,3,6,7,8-HxCDF
spiked into the homogenized human adipose lipid matrix.

130

�/-s
tt

d
o

0
0
CO

ti

0

u
•d

a

160
150
140
130
130
110
100
90
80
70
60
50
40
30
20
10
0
-10

-

0

Regression Line-

95% Confidence Limitsfor Regression Line

95% Confidence Limits
for Individual Analyses

20

40
D

60

80

100

Spiked Concentration (pg/g)
lipid sample me as.

Figure 19. Measured concentrations versus concentrations of 2,3,4,6,7,8-HxCDF
spiked into the homogenized human adipose lipid matrix.

120

�170

Regression Line
ttt

95% Confidence Limits
for Regression Line

*
ft

o

•H

0
0

a
0

u
•d
fl

95% Confidence Limits
for Individual Analyses

100
D

Spiked Concentration (pg/g)
lipid sample meas.

Figure 20. Measured concentrations versus concentrations of 1,2,3,7,8,9-HxCDF
spiked into the homogenized human adipose lipid matrix.

120

�130
120 -

110 01

100 -

Regression Line-

90 -

o
•H
4*

95% Confidence Limitsfor Regression Line

80 70 60 -

4)
0

en
O

50 -

o

0

40 -

TJ
ti

30 -

a

95% Confidence Limits
for Indjvidual Analyses

20
10 H

0

-10
0

i
40

I
20

D

i
60

i
80

100

Spiked Concentration (pg/g)
lipid sample meas.

Figure 21. Measured concentrations versus concentrations of 1,2,3,4,7,8,9-HpCDF
spiked into the homogenized human adipose lipid matrix.

120

�Found

Concentration.

�240
220 200 U

Regression Line &gt;

180 -

95% Confidence Limitsfor Regression Line

160 -

ti
o

140 120 -

d

100 -i

fi
0

80 -

0
0

en
ro

u
•d
ti

•95% Confidence Limits
for Individual Analyses

60 40 20 -

-20

r
80

I
40

0

D
Figure 23.

120

160

200

Spiked Concentration (pg/g)
lipid sample meas.

Measured concentrations versus concentrations of OCDF spiked
into the homogenized human adipose lipid matrix.

240

�The slopes of the calculated regression lines from the data points
in each of the 14 analyses can be used as an indication of the accuracy of
the analytical method for the 17 target analytes. Figure 24 is a plot of the
slope of regression lines versus the 17 individual compounds. Table 16 provides a key to specific compounds associated with a number on the x-axis of
this plot. The plot presents the estimated slope from each least squares regression line as well as the upper and lower 95% confidence limits for the
slope. The slope of the regression line can be interpreted as a measure of
accuracy with a value of 1.00 equivalent to 100% agreement of the measured
concentration with the theoretical values (background plus spike level). The
plot of the 95% confidence limits presents some confirmation on the precision
of measurements across the four spike levels. These confidence bounds can
also be used to determine whether the accuracy of the measurements (slope of
regression line) is significantly different from 100% (or 1.00). If the vertical line connecting the lower and upper 95% confidence limits intersects
with the horizontal line at 1, then the accuracy of the method (as determined
from the regression line) is not significantly different from 100% (slope =
1.00). The results plotted in Figure 24 demonstrate that the method accuracies for 7 of the 17 analytes are not significantly different from 100%.
On the other hand, if the upper and lower confidence limits are both
greater than or both less than 1.00, then the accuracy of the method is significantly different from 100%. The data presented graphically in Figure 24
indicate that some positive bias (greater than 100%) is associated with the
method accuracies for 9 of the 17 analytes while the measurements for a single
analyte (OCDF) result in a slightly negative (less than 100%) bias.
Table 16 provides a key to the compound identification in Figure 24
and tabulates the slope of the regression lines and the upper and lower 95%
confidence limits for each of the 2,3,7,8-substituted PCDD and PCDF analytes.
As noted from Table 16, method accuracy (as defined by the regression line
slope) ranges from 90% for OCDF up to 121% for 1,2,3,7,8,9-HxCDF. The accuracies for all other measurements fall within a range of 97 to 115%. The
overall method accuracies meet the initial accuracy objective of 50-115%
identified in the project quality assurance program plan. However, the predicted accuracy results for individual analysis as defined by the 95% upper
confidence limits indicate that this range should be adjusted to 50-130%.
The bias in the accuracy of the measurements may be a result of
slight differences in the concentration calibration standards and the internal
quantisation standard and native PCDD and PCDF spiking solutions. As a preliminary check on these differences, solutions of the low level and of the
high level native spike combined with the internal quantitation standards were
analyzed. The results of these analyses are provided in Table 17. Accuracy
was calculated as measured/spiked x 100.
The results of these analyses suggest that bias observed in overall
method accuracy is attributed to the differences in the spiking solutions versus the calibration standards. For instance, the four HxCDF isomers demonstrated a consistent positive bias to method accuracy based on the least squares
regression analysis. The analysis of the spiking solutions, submitted as samples, also indicates a definite positive bias for the same four HxCDF isomers.

53

�ACCURACY

ESTIMATES

1.3 -

1.2 n
M

£
o&gt;
«

II

-I-

1.1 -

§•

II

:TT

+

0.9 -

0.8

4(014(024(034(044(054(064(0741084(094110#11 4(124(134&gt;144(154(1 64(17
D slope estimate

Compound Number
4
lower 95* CL

o

upper 953C CL

Figure 24. Method accuracy estimates as determined from the slopes of
the least squares regression lines for the 17 target PCDD and
PCDF analytes. Refer to Table 16 for the key to compound number.

54

�Table 16. Regression Line Slopes with 95% Confidence Limits
Significantly Lower 95%
different
confidence

Compound

no.

Compound

Upper 95%
confidence

Slope

from 1.00?

limit

limit

1.08
1.13
1.07
0.98

yes
yes
yes
no

1.04
1.08
1.02
0.82

1.11
1.19
1.12
1.13

01
02
03
04

2,3,7,8-TCDF
2,3,7,8-TCDD
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF

05

1,2,3,7,8-PeCDD

1.04

no

0.98

1.11

06
07
08
09
10

1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
1,2,3,4,7,8-HxCDD

1.07
1.12
1.12
1.21
0.98

yes
yes
yes
yes
no

1.06
1.09
1.09
1.12
0.92

1.09
1.16
1.15
1.29
1.05

11

1,2,3,6,7,8-HxCDD

1.01

no

0.86

1.16

12
13
14
15
16
17

1,2,3,7,8,8-HxCDD
1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
1,2,3,4,6,7,8-HpCDD
OCDF
OCDD

1.12
1.01
0.97
1.08
0.90
1.15

no
no
no
yes
yes
yes

0.94
0.95
0.95
1.01
0.88
1.00

1.30
1.07
1.00
1.16
0.92
1.30

55

�Table 17.

Compound

Results of the Analysis of the Low and High Level Native Spike Solutions
Low level spike
Measured
Spike
concentration concentration
(pg/uL)
(pg/uL)

High level spike
Accuracy

Spike
concentration
(pg/uL)

Measured
concentration
(pg/uL)

Accuracy
108
114

2,3,7,8-TCDF
2,3,7,8-TCDD

13
12

130
120

50
50

54

1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF

10
10
10

11
10
12

110

1,2,3,7,8-PeCDD

en

10
10

100
120

50
50
50

52
49
53

1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD

25
25
25
25
25
25
25

27
32
35
40
27
24

125
125
125
125
125
125

134
137
152

39

108
128
140
160
108
96
156

125

123
132
148

1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
1,2,3,4,6,7,8-HpCDD

25
25

25

22
25
26

88
100
104

125
125
125

116
121
130

97
104

OCDF
OCDD

50
50

44
48

88
96

250
250

247
250

99
100

57

185

104
98
106
107
110
122
148
98

106
118
93

�Similar trends are noted for other compounds in Table 17 compared to the data
presented in Figure 24 and Table 16.
The limited number of analyses of the spiking solutions does not
provide an adequate comparison with the sample data to confirm the bias.
However, it is recommended that at least triplicate measurements of the spiking solutions at each fortification level should be analyzed at the outset of
the actual NHATS sample analysis program. This will be necessary to account
for any biases that will be observed from the determination of PCDD and PCDF
residue levels in spiked QC samples. It should be noted that additional
homogenized spiked samples will be prepared prior to initiation of the NHATS
sample analyses.
1. Recovery of Internal Quantitation Standards
The absolute recoveries for the carbon-13 labeled internal quantitation standards were determined for each sample by comparing the responses
to the internal recovery standard, 13C12"1,2,3,4-TCDD. The average recoveries
of the compounds13in Tables 10 to 15 range from 52.1% for 13C12-2,3,7,8-TCDD
up to 88.9% for C12-OCDD. The results for the absolute recoveries compared to the overall method accuracy for each compound indicate the importance
of the internal standard quantisation technique for analysis of the PCDDs and
PCDFs in human adipose.
2. Estimation of Background Levels of PCDDs and PCDFs
The estimated background levels of the various PCDD and PCDF congeners were determined as the intercept obtained from the least squares linear
regression analyses. Table 18 provides a comparison of the average measured
values for the unspiked matrix and the background concentration estimates from
linear regression analysis of the data. In general, the measured and estimated background levels are in good agreement. However, several analytes with
concentrations of less than 5 pg/g, particularly OCDF, demonstrate some disagreement in the measured versus estimated concentrations. This apparently
arises from the fact that the first spike level is significantly greater than
the actual background concentration. In the case of OCDF, the first spike
level estimated by linear regression was 50 pg/g compared to an average measured value of 3.2 pg/g. In order to provide a better estimate of the background level based on the linear regression analysis, additional spike levels
between 5 and 50 pg/g would be required. Table 18 also provides the upper
and lower 95% confidence limits for the background levels estimated by the
linear regression analysis of the data. These estimated background levels
and confidence limits can be viewed as the intersections of the regression
line and its upper and lower 95% confidence bounds, respectively, with the
y-axis (measured or found concentration). These values will be used as the
initial data points for developing control charts of the unspiked lipid matrix which will be analyzed with each batch of samples throughout the EPA/VA
study.

57

�Table 18. Background Level Estimates with 95% Confidence Limits

Compound
no.

01
02
03
04
05
06
07
08
09
10
11
12
13
14
15
16
17

Measured
background
level

(pg/g)a

Compound
2,3,7,8-TCDF
2,3,7,8-TCDD
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,7,8-PeCDD
1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
1,2, 3,4,7, 8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD
1,2,3,4,6,7,8HpCDF
1,2,3,4,7,8,9HpCDF
1,2,3,4,6,7,8HpCDD
OCDF
OCDD

ND ( . )
41C
11.5
ND (0.9)
20.5
19.4
22.2
12.4
4.4
ND (0.7)
21.5
157.75
23.2
28.9

Estimated
background
level

(pg/g)

Level
significantly
different
from zero?

Lower 95%
confidence
limit

Upper 95%
confidence
limit

(pg/g)

(pg/g)
4.5
13.3
2.5
26.4
21.5
23.5
13.7
6.5
8.2
29.3
169.5
38.7
29.6

(3.6)
11.8
ND (1.1)
22.2
19.8
22.4
11.2
4.3
ND (2.3)
24.9
159.4
26.5
25.7

yes
yes
no
yes
yes
yes
•j
yes
•J

yes

2.7
10.4
-0.2
17.9
18.2
21.3
8.6
2.1
-3.6
20.5
149.3
14.3
21.9

ND (0.3)

no

-2.1

1.5

213.7

214.0

yes

208.9

219.1

3.2
806.1

ND (1.0)
799.7

no
yes

-1.7
779.4

3.8
820.0

ND

(1.1)

ND

yes
*j
no
yes
•j
yes

yes

.The measured background levels are the averages of the triplicate analyses of the unspiked matrix.
The estimated background levels were derived from the linear regression analysis of data.
ND = not detected. The value in parentheses reflects the estimated method
detection limit.

�3. Day-to-Day HRGC/MS Analysis Precision
In addition to the analysis of the replicate spiked samples, four
extracts were analyzed by HRGC/MS on two different dates. The results of the
duplicate HRGC/MS analyses of these four samples for the 17 target compounds
are presented in Tables 19 to 21. Concentration values from the second analysis date were included in the statistical analysis of data presented earlier
in this section.

59

�Table 19. Day-to-Day Precision of Analysis of Specific Sample Extracts
for Tetra- and Pentachloro PCDF and PCDD
Analysis
date
4/22/86
4/28/86

Spike
level

(pg/g) (pg/g)
0
0

RPD ( )
%b

4/22/86
4/28/86

0
0

RPD ( )
%

ND (3.1)
ND (4.1)
28

0
0

ND (3.3)
ND (4.0)

1,2,3,7,8PeCDF

2,3,7,8TCDD

2,3,4,7,8PeCDF

1,2,3,7,8PeCDD

(pg/g)

(pg/g)

(pg/g)

(pg/g)

10

ND ( . 4
08)
ND (1.12)

24
21

18
20

13

11

23
22

17
20

4

16

16
19

17
18

11
10

29

ND (0.78)
ND (0.75)

10

11

4

10

ND (0.81)
ND (0.75)

10
13

19

RPD (%)

4/22/86
4/28/86

ND ( . )
30a
ND (4.1)
29

RPD ( )
%

4/22/86
4/28/86

2,3,7,8TCDF

10
10

26

8

17

6

12
14

21
23

11
12

26
28

27
19

18

9

8

7

35

.ND = not detected. Value in parentheses is the estimated limit of detection.
Relative percent difference. Calculated as the difference of the two values
divided by the mean of the two values times 100%.

60

�Table 20. Day-to-Day Precision of Analysis of Specific Sample Extracts for Hexa- and Heptachloro PCDF and PCDD

Analysi s
date
4/22/86
4/28/86

Spike
level

1,2,3,
4,7,8HxCDF

1,2,3,
6,7,8HxCDF

2,3,4,
6,7,8HxCDF

1,2,3,
7,8,9HxCDF

1,2,3,
6,7,8HxCDD

1,2,3,
7,8,9HxCDD

1,2,3,4,
6,7,8HpCDF

1,2,3,4,
7,8,9HpCDF

1,2,3,4,
6,7,8HpCDD

(pg/g)

1,2,3,
4,7,8HxCDD

(pg/g)

(pg/g)

(pg/g)

(pg/g)

(pg/g)

(pg/g)

(pg/g)

(pg/g)

(pg/g)

(pg/g)

0
0

21
22

12
12

5

0

22
22

12
12

0

0

20
23

12
13

14

8

10

44
47

36
37

6

3

RPD ( )
%b

4/22/86
4/28/86

0
0

RPD ( )
%

4/22/86
4/28/86

0
0

RPD ( )
%

4.2
4.9

ND (0.33)a
ND (0.51)

ND (0.83)
ND (0.36)

210
216

20
22

149
170

16
19

28
31

10

13

17

10

21
23

150
178

18
26

25
27

17

36

8

21
20

176
171

18
25

27
29

71

5

3

33

7

116

3

28
32

30
35

43
49

171
181

46
63

46
49

23
25

235
241

13

15

13

6

31

6

8

3

15

4.0
4.2

5
3.9
4.3

43

ND (0.32)
ND (0.74)
79

ND (0.41)
ND (0.86)

9 '

79

ND ( . 9
10)
ND (1.14)
4

ND (1.06)
ND (0.28)

3
207
211

2
223
216

CTl

4/22/86
4/28/86
RPD ( )
%

a

25
25

.
Relative percent difference. Calculated as the difference of the two values divided by the mean of the two values times 100%.

�Table 21. Day-to-Day Precision of Analysis of Specific Sample Extracts
for OCDF and OCDD
Analysis
date

OCDF
concentration

OCDD
concentration

(pg/g)

(pg/g)

(pg/g)

0
0

4.9
3.5

811
810

Spike
level

4/22/86
4/28/86
RPD ( )
%a

33
2.2
2.3

0
0

4/22/86
4/28/86

4

RPD ( )
%

1.9
2.6

0
0

4/22/86
4/28/86
RPD ( )
%

2
788
784

1

43
44

834
848

2

50
50

RPD ( )
%

.

819
836

31

4/22/86
4/28/86

a

0.1

2

.

values divided by the mean of the two values times 100%.

62

�VI.

QUALITY ASSURANCE/QUALITY CONTROL (QA/QC)

As discussed in the experimental section of this report, the QA/QC
activities included the analysis of a multipoint calibration curve, daily
verification of relative response factors for each analyte, analysis of a
method blank and reagent blanks along with the samples, and determining the
absolute recoveries of each of the internal quantitation standards for every
sample. Each of these QA/QC activities is discussed below.
A.

Initial Calibration

At the outset of sample analysis activity, six calibration concentration standards containing each of the target PCDDs and PCDFs at varying
levels and constant concentrations of the internal quantitation and recovery
standards were analyzed in triplicate. The relative response factors (RRF)
for each native compound and internal quantitation standard were determined
for each standard analysis. An average RRF and relative percent standard
deviation (RSD) were determined for each concentration level. The average
RRF values from each of the six concentration calibration standards were then
used to calculate a grand mean RRF value for each compound in the calibration
solution. Table 22 presents a summary of the grand mean RRF values for each
component in the standards. As noted from Table 22, the average RRF values
for native PCDDs and PCDFs generally varied by less than ± 10% (RSD) with the
exception of the pentachloro congeners. These results fall well within the
criteria established in the draft quality assurance program plan which required the variability of RRF values for the tetrachloro homologs to be within
± 20% (RSD) while the RRF criterion on all other compounds was set at ± 30%
(RDS).
The variability of the RRF values for the internal quantitation
standards, on the other hand, was noted to increase with the degree of chlorination. This is a result of the measurement of all internal quantitation
standards versus the single internal recovery standard, 13C12-1,2,3,4-TCDD.
A second internal recovery standard, 37Cl4-l,2,3,4,6,7,8-HpCDD, was evaluated.
However, problems resulting from contribution of native HpCDD to the characteristic ions of this internal standard resulted in variabilities in the RRF
value up to 50%. Hence, this internal standard was not used for any calculations. It is anticipated that an additional internal recovery standard, such
as 13C12-l,2,3,4,7,8-HxCDD, will reduce the variability in the RRF values of
the higher chlorinated internal quantitation standards. This compound will
be incorporated into the method if available.
The sensitivity of the Kratos MS-50TC to the tetra- through octachloro PCDDs and PCDFs was demonstrated through the triplicate analysis of
the low level standard (CS-8, Table 2) that ranged in concentration from
1 pg/pL for the tetra- and pentachloro congeners up to 5 pg/pL for the octachloro congeners. These solution concentration values of 1 pg/pL and 5 pg/uL
correspond to residue levels in tissue of 1 pg/g and 5 pg/g, respectively.
Table 22 provides an indication of the observed signal-to-noise ratio for
each of the native PCDD and PCDF congeners. These data demonstrate that the
low level standard is well above the instrument detection limit, which is defined as the amount of a particular compound necessary to give a signal 2.5
times the background signal to noise for each of the characteristic ions while
meeting the qualitative criteria for ion ratios.

63

�Table 22. Relative Response Factors (Grand Means) Determined from
Multipoint Concentration Calibration Standards

Compound

Wa
1.00
0.80
0.98
1.
.06
1.
,33
0.94
0.93
0.86
0.86
1.
,31
1.
,44
1.
,61
2. 33
1.
.89
,19
1.
1.
,38
1.04

RRF
controj
RSD (%) limits

2,3,7,8'-TCDD
1,2,3,7 ,8-PeCDF
2,3,4,7 ,8-PeCDF
1,2,3,7 ,8-PeCDD
1,2,3,4 ,7,8-HxCDF
1,2,3,6 ,7,8-HxCDF
2,3,4,6 ,7,8-HxCDF
1,2,3,7 ,8,9-HxCDF
1,2,3,4 ,7,8-HxCDD
1,2,3,6 ,7,8-HxCDD
1,2,3,7 ,8,9-HxCDD
1,2,3,4 ,6,7,8-HpCDF
1,2,3,4 ,7,8,9-HpCDF
1,2,3,4 ,6,7,8-HpCDD
OCDF

OCDD
13

C12-l,2,3,4-TCDD

ia

C12-2,3,7,8-TCDD

ia

Ci2-l,2,3,7,8-PeCDD

ia
Ci2-l,2,3,6,7,8-HxCDD
ia
C12-l,2,3,4,6,7,8-

HpCDD
*C14-1,2,3,4,6,7,8-

3

5.7
6.2
5.2
10.1
11.3
3.1
2.4
2.7
6.9
4.9
3.0
1.0
4.0
3.6
4.7
3.3
2.5

0.80-1.20
0.64-0.96
0.68-1.28
0.74-1.38
0.93-1.73
0.66-1.22
0.65-1.21
0.60-1.12
0.60-1.12
0.92-1.70
1.01-1.87
1.13-2.09
1.63-3.03
1.32-2.46
0.83-1.55
0.97-1.79
0.73-1.35

0.70
1.28
0.41
0.33

7.6
4.7
4.5
7.7
15.8
19.6
25.8

1.58-2.38
1.38-2.08
0.95-1.77
0.49-0.91
0.90-1.66
0.29-0.53
0.23-0.43

0.12

51.8

0.24

2,3,7,8'-TCDF

28.0

00
98
73
36

Signal-to-noise
ratio for low
level standard
12
6.5
11
8.9
5.7
32
30
29
17
13
14
14
35
26
13
31
21

Calibration
range
(pg/uL)
1-100
1-100
1-100
1-100
1-100
2.5-250
2.5-250
2.5-250
2.5-250
2.5-250
2.5-250
2.5-250

2.5-250
2.5-250
2.5-250
5-500
5-500
50

50
50

50
50
125
125
125
125

0.17-0.31

250

= grand mean RRF.
RRF control limits designate the acceptable range of values based on the criteria for
± 20% of the KRF for 2,3,7,8-TCDD and 2,3,7,8-TCDF and ± 30% of the REP~for all other
PCDD and PCDF compounds.
Value for signal-to-noise ratio based on observed response for the major
characteristic ion for each native PCDD or PCDF congener (Data File
,8501017X02).
Internal recovery standard.

64

�B. Daily Verification of Response Factors
Before proceeding with analysis of samples, the analyst was required
to verify the existing response factor calibration through the analysis of a
calibration standard (CS-7, Table 2). Criteria for proceeding with sample
analysis required that the measured RRF value for 2,3,7,8-TCDD and 2,3,7,8-TCDF
were within ± 20% (and all other congeners within ± 30%) of the mean RRF established from the calibration curve. This standard was also analyzed at the
end of each working day to demonstrate that the calibration had been maintained.
All RRF values were tabulated to generate RRF control charts for each specific
PCDD and PCDF congener.
Figures 25 through 34 are plots (control charts) of the RRF values
established for the 17 individual target analytes. The RRF data are plotted
versus time of analysis. These plots contain 28 individual data points, 18
of which were generated for triplicate analysis of 6 concentration calibration
solutions from initial calibration and 10 analyses of solution CS-7 (Table 2)
injected over the 5 days for which actual samples were analyzed. The upper
and lower boundaries (dashed lines) represent a relative standard deviation
of approximately ± 10% with the exception of the plot for 1,2,3,7,8-PeCDD,
for which the boundaries are plotted as ± 20%.
It should be noted that the actual control limits as specified in
the project QAPP were set at ± 20% for 2,3,7,8-TCDD and 2,3,7,8-TCDF and ± 30%
for all other target analytes. Boundaries of ± 10% have been used in Figures
25 through 34 as a means to provide the reader with a better perspective in
the actual distribution of the measured calibration points. The values for
the acceptable ranges of each PCDD and PCDF compound based on the initial calibration are presented in Table 22. The data presented for the RRF values in
Figures 25 through 34 are well within these established control limits. The
average RRF values and corresponding standard deviations reported in each of
these plots are calculated from the total 28 standard analyses.
C. Blanks
As specified in the quality assurance program plan, a laboratory
method blank was prepared along with the 14 human adipose lipid samples. The
method blank was taken through all procedures as if it were an actual sample,
although no lipid matrix was introduced. The analysis of the method blank
resulted in the data reported for each of the target analytes reported in
Table 23. As noted in Table 23, 1,2,3,4,6,7,8-HpCDD and OCDD were detected
at concentrations equivalent to 4.0 and 30 pg/g (equivalent to a 10-g lipid
sample), respectively.
The contribution of these PCDDs were not subtracted from the observed
responses for the spiked and unspiked samples. These background levels accounted for less than 2% of the 1,2,3,4,6,7,8-HpCDD and less than 4% of the OCDD
measured in the unspiked lipid samples. In addition to these compounds,
responses that correspond to the elution of two TCDD isomers (1,3,6,8- and
1,3,7,9-) and a PeCDD (isomer not determined) were detected in the method
blank.

65

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68

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Figure 30. Control charts showing response factors by date for 1,2,3,4,7,8-HxCDD
and 1,2,3,6,7,8-HxCDD. Dotted lines represent approximately ± 10% of the mean.
71

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Dotted lines represent approximately ± 10% of the mean.

72

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and 1,2,3,4,7,8,9-HpCDF. Dotted lines represent approximately ± 10% of the mean.
73

�(AREA/REF.AREA)/(ANT./REF.MIT.) (AUl
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Dotted lines represent approximately ± 10% of the mean.

74

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Figure 34. Control charts showing response factors by date for OCDF and OCDD.
Dotted lines represent approximately ± 10% of the mean.

75

�Table 23. Summary of Results from the Analysis
of a Laboratory Method Blank
Concentration

Compound3

(pg/g)

2,3,7,8-TCDD
2,3,7,8-TCDF
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,7,8-PeCDD
1,2,3,4,7,8-HxCDF

ND
ND
ND
ND
ND
ND
ND
ND
ND
ND

1,2,3,6,7,8-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD
1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
1,2,3,4,6,7,8-HpCDD
OCDF
OCDD

(0.50)
(2.2)
(0.5)
(0.5)
(1.2)
(0.5)
(0.5)
(0.5)
(0.5)
(1.0)

ND (0.9)
ND (0.8)
ND (0.5)
ND (0.5)
4.0
ND (0.5)
30

a

At least three other PCDD compounds were detected but not quantitated in the laboratory
method blank. These included 1,3,6,8- and
1,3,7,9-TCDD and an unidentified PeCDD

. isomer.
Concentration based on assumption of 10.0 g
equivalent lipid sample. The background
concentration of 1,2,3,4,6,7,8-HpCDD and
OCDD were not subtracted from the measured
concentration for the spiked and unspiked
lipid matrix.

76

�Further analysis of individual reagents used for preparation of
the samples identified the activated acidic alumina as the source of the artifacts. Acidic alumina that had been cleaned by Soxhlet extraction but not
activated at 190°C was analyzed, and the artifacts were not detected. This
indicates that the artifacts are generated during activation of acidic alumina
at elevated temperatures (190°C). Similar background problems from the same
PCDD congeners have recently been reported by the Center for Disease
Control.17'18
An experiment was designed to evaluate a procedure for cleaning the
activated acidic alumina immediately prior to the fractionation of the sample
extract. The acidic alumina (6.0 g) was packed in hexane. The packed column
was eluted with 40 mL of methylene chloride/hexane (1:1) solution followed by
80 to 100 ml of hexane. The sample extract was added to the column and was
eluted with 20 ml of hexane followed by 30 ml of 20% methylene chloride in
hexane which was reserved for PCDD and PCDF analysis.
The carbon-14 radiolabeled 2,3,7,8-TCDD, 1,2,3,4,7,8-HxCDD, and OCDD
were used to evaluate recovery of PCDDs from the cleaned alumina. Recoveries
of the radiolabeled PCDDs from the activated acidic alumina precleaned by the
procedure described above are detailed in Table 24. These data demonstrate
that the selected PCDDs are quantitatively (greater than 90%) recovered from
the precleaned acidic alumina. This procedure for cleanup of activated acidic
alumina was not initiated for the analysis of the lipid samples described in
this report. However, it has been integrated into the analytical protocol
(Appendix A) for routine application with sample preparation activities.
D. Absolute Recoveries of the Internal Quantisation Standards
The absolute recoveries of the carbon-13 labeled internal quantitation standards 13were determined by comparing responses with the internal recovery standard, C12-1,2,3,4-TCDD, which was added during final concentration
prior to HRGC/MS analysis. A summary of the average and range of recoveries
of the 8 internal quantisation standards from the 14 human adipose lipid
samples is provided in Table 25.
These data indicate that recoveries ranged from an average of 52.1%
for 13C12-2,3,7,8-TCDD up to 88.9% for 13C12-OCDD. The average recoveries
for the lower chlorinated internal standards were lower than the preliminary
method studies with carbon-14 radiolabeled standards had indicated. This resulted in a closer evaluation of the final concentration step prior to mass
spectrometry. The first extracts for the human adipose lipid extracts were
concentrated with a nitrogen evaporation system equipped with a water bath at
approximately 55°C. Final blowdown of the samples required addition of the
internal recovery standard in 10 uL of tridecane as a keeper solution. However, it was noted at the elevated temperature final volumes from nitrogen
evaporation were generally on the order of 2 to 5 uL. This required addition
of another 10 uL of tridecane prior to HRGC/MS analysis.
In an effort to assess the effect of reducing the final volume of
tridecane at elevated temperatures on absolute recoveries of the internal
quantisation standards, an experiment using the radiolabeled TCDD, HxCDD, and
OCDD standards was conducted.

77

�Table 24. Recovery of Radio!abeled PCDDs from
Precleaned Activated Alumina
Spike
level
(pg)

Compound

Recovery
(%)

14

100
300
300

92
96
97

14

1,000
3,000
3,000

103
101
100

2,500
7,500
7,500

102
99
97

C-2,3,7,8-TCDD

C-l,2,3,4,7,8-HxCDD

14

C-OCDD

78

�Table 25. Absolute Recoveries of the Internal Quantisation Standards
from the Human Adipose Lipid Matrix

Average
recovery ( )
%

Standard
deviation

Relative
standard
deviation (%)

13

64.0

7.9

12.3

48-78

13

52.1

5.0

9.6

43-62

13

76.1

8.9

11.7

62-90

13

57.1

3.5

6.1

51-64

13

59.4

5.0

8.4

52-70

13

63.6

5.3

8.4

57-77

13

76.3

10.3

13.6

61-99

88.9

11.4

12.9

67-104

Internal
quantitation
standard
C12-2,3,7,8-TCDF

C12-2,3,7,8-TCDD
C12-l,2,3,7,8-PeCDF
C12-l,2,3,7,8-PeCDD

C12-1,2,3,4,7,8HxCDF
C12-1,2,3,6,7,8HxCDD

C12-1,2,3,4,6,7,8HpCDD

13

C12-OCDD

Values based on 14 analyses of human adipose lipid samples.

79

Range of
recovery (%)

�Four solutions of the same spike level were prepared with each
radiolabeled compound in 1 mL of toluene. Two of the spiked solutions were
heated at 55-60°C and the solvent was reduced under a gentle stream of prepurified nitrogen. The toluene solution was concentrated to 100 (jL, 500 pL
of 1% toluene in methylene chloride was added, and the solution was concentrated to 200 uL. At this time 10 uL of the keeper tridecane was added and
the solution was allowed to concentrate further. The remaining two solutions
for each radiolabeled compound were taken through a similar solvent exchange
and concentration procedure except the solution was allowed to concentrate at
room temperature.
One of the most obvious results was the observation that solutions
held at elevated temperatures could be reduced to dryness even when tridecane
had been added as a keeper. On the other hand, solutions for which tridecane
had been added but remained at room temperature could only be concentrated to
a 10-uL final volume. The recoveries of the radiolabeled standards from each
of the solutions in this study are presented in Table 26.
The results from this study indicate that the final concentration
condition may have a pronounced effect on the absolute recoveries of the PCDDs
and PCDFs, especially for the lower chlorinated congeners such as 2,3,7,8-TCDD.
These conclusions are supported by an independent study in comparison of concentration techniques for 2,3,7,8-TCDD.19 However, it should be noted that
the approach to target analyte quantisation based on the internal standard
method (isotope dilution for 8 of the 17 target analytes) is not affected by
absolute recoveries as low as 50%. The procedure for final concentration in
the analytical protocol (Appendix A) for the analysis of the NHATS samples
for the EPA/VA study has been modified to specify room temperature conditions.

80

�and OCDD as a Function of Final Concentration Conditions
Spike
level
Compound

(pg)

Concentration
conditions

Observed
final
volume

Observed
recovery ( )
%

14

300
300
300
300

55-60°C
55-60°C
20°C
20°C

1-2 |jL
dryness
10 uL
10 uL

78
54
98
93

14

3,000
3,000
3,000
3,000

55-60°C
55-60°C
20°C
20°C

1-2 uL
5 uL
10 M L
10 uL

94
102
105
107

7,500
7,500
7,500
7,500

55-60°C
55-60°C
20°C
20°C

1-2 uL
2-3 M L
10 uL
10 |jL

94
94
100
97

C-2,3,7,8-TCDD

C-l,2,3,4,7,8-HxCDD

14

C-OCDD

Each solution was concentrated under a gentle stream of flowing nitrogen.

81

�VII. GLOSSARY OF TERMS
Accuracy - A measurement of the bias of a system, which for this study, is
based on the agreement of the 2,3,7,8 substituted PCDD and PCDF to an accepted reference standard.
Batch, sample - A sample batch consists of up to 10 human adipose tissue samples, one method blank, 2 internal quality control (QC) samples (spiked and
unspiked), and an external performance audit sample (blind spike).
Blank, laboratory method - This blank is prepared in the laboratory through
performing all analytical procedures except addition of a sample aliquot to
the extraction vessel. A minimum of one laboratory method blank will be
analyzed with each batch of samples.
Calibration standards (concentration calibration solutions) - Solutions containing known amounts of the native analytes (unlabeled 2,3,7,8-substituted
PCDDs and PCDFs), the internal quantisation standards (carbon-13 labeled
PCDDs and PCDFs), and the recovery standard, 13C12-1,2,3,4-TCDD. These calibration solutions are used to determine instrument response of the analytes
relative to the internal quantisation standards and of the internal quantitation standards relative to the internal recovery standard.
Lipid - The organic solvent extractable constituents of adipose tissue consisting of fatty oils, proteins, and carbohydrates. The concentrations of
PCDDs and PCDFs are reported on the lipid content bases.
Instrumental mass calibration - An internal instrumental systems check and
tuning standard, perfluorokerosene (PFK), is introduced automatically by the
instrument. The mass ion 380.976 is monitored by the analyst as an instrumental systems check and is also used to tune the instrument.
Internal quantisation standards - Carbon-13 labeled PCDDs and PCDFs, which
are added to every sample and are present at the same concentration in every
method blank and quality control sample. These are added to the adipose
tissue prior to extraction and are used to measure the concentration of each
analyte. The concentration of each internal quantitation standard is measured
in every sample, and percent recovery is determined using the internal recovery
standard.
Internal recovery standard - 13C12-1,2,3,4-TCDD and 13C12-l,2,3,7,8,9-HxCDD
which is added to every sample extract just before the final concentration
step and HRGC/MS-SIM analysis.
Limit of detection (LOD) - A value, derived from the noise to signal response, which is equal to 2.5 times the average instrumental noise level
is the limit of detection.
Limit of quantitation (LOQ) - A value, derived from the noise to signal response, which is equal to 10 times the average instrumental noise level is
the limit of quantitation.

82

�Mass resolution check - Standard method used to demonstrate static resolution
of 10,000 minimum (10% valley definition).
Not detected (ND) - A nonresponse or a response which is less than the limit
of detection is reported as not detected.
Precision - The results from analysis of replicate samples (spiked and unspiked) provide the measure of method precision. The precision of the method
is reported as standard deviation or relative standard deviation.
Performance check mixture, HRGC column - A mixture containing known amounts
of selected TCDD standards; it is used to demonstrate continued acceptable
performance of the capillary column, to separate ( 25 % valley on a 50-m CP
^
Sil 88 or 60-m SP-2330 HRGC column and 30 to 60% for a 60 m DB-5 HRGC column)
2,3,7,8-TCDD isomer from all other 21 TCDD isomers, and to define the TCDD
retention time window.
PCDD - Polychlorinated dibenzo-p_-dioxins.
PCDF - Polychlorinated dibenzofurans.
Relative response factor - Response of the mass spectrometer to a known
amount of an analyte relative to a known amount of an internal standard
(quantitation or recovery).
Trace (TR) - A response which is greater than the limit of detection but less
than the limit of quantitation is reported as a trace value. An estimated
method detection limit is provided for trace value.

83

�VIII.

REFERENCES

1. Stanley JS. 1984. Methods of analysis of polychlorinated dibenzo-£dioxins (PCDDs) and polychlorinated dibenzofurans (PCDFs) in biological
matrices--!iterature review and recommendations. EPA-560/584-00.
2. Stanley JS, Going JE, Redford DP, Kutz KW, Young AL. 1985. A survey of
analytical methods for measurement of polychlorinated dibenzo-£-dioxins
(PCDD) and polychlorinated dibenzofurans (PCDF) in human adipose tissues.
In: Chlorinated dioxins and dibenzofurans in the total environment II.
Keith LH, Rappe C, Choudhary G, eds. Butterworth Publishers, pp. 181-195.
3.

Stanley JS. 1984 (March 28). Proposed analytical method for analysis
of PCDDs/PCDFs in human adipose tissue: special report. Washington, DC:
Office of Pesticides and Toxic Substances, U.S. Environmental Protection
Agency. Contract 68-02-3938, Work Assignment 8.

4. Stanley JS. 1986 (April 23). Broad scan analysis of human adipose tissue:
polychlorinated dibenzo-£-dioxins (PCDDs) and polychlorinated dibenzofurans
(PCDFs). Draft final report. Washington, DC: Office of Pesticides and
Toxic Substances, U.S. Environmental Protection Agency. Contract 68-023938, Work Assignment 8.
5. Albro et al. 1985. Methods for the quantitative determination of multiple, specific polychlorinated dibenzo-£-dioxin and dibenzofuran isomers
in human adipose tissue in the parts-per-trillion range. An interlaboratory study. Anal Chem 57: 2717-2725.
6. Patterson DG et al. 1986. High-resolution gas chromatographic/highresolution mass spectrometric analysis of human adipose tissue for
2,3,7,8-tetrachlorodibenzo-£-dioxin. Anal Chem 58: 705-713.
7. Schecter A, Tiernan TO, Taylor ML, VanNess GF, Barrett JH, Wage! DJ,
Gitlitz G, Bogdasarian M. 1985. Biological markers after exposure to
polychlorinated dibenzo-p_-dioxins, dibenzofurans, biphenyls, and biphenylenes. Part I: Findings using fat biopsies to estimate exposure.
In: Chlorinated dioxins and dibenzofurans in the total environment II.
Keith LH, Rappe C, Choudhary G, eds. Butterworth Publishers, pp. 215-246.
8.

Schecter A, Ryan JJ. 1985. Dioxin and furan levels in human adipose
tissue from exposed and control populations. 189th National ACS Meeting
Symposium on Chlorinated Dioxins and Dibenzofurans in the Total Environment III, Miami, Florida. Preprint Division of Environmental Chemistry,
ACS 25:160-163, Paper No. 56.

9. Ryan JJ, Williams DT, Lau BPY, Sakuma T. 1985. Analysis of human fat
tissue for 2,3,7,8-tetrachlorodibenzo-£-dioxin and chlorinated dibenzofuran residues. In: Chlorinated dioxins and dibenzofurans in the total
environment II. Keith LH, Rappe C, Choudhary G, eds. Butterworth Publishers, pp. 205-214.

84

�10. Ryan JJ, Schecter A, Lizotte R, Sun W-F, Miller L. 1985. Tissue distribution of dioxins and furans in humans from the general population.
Chemosphere 14: 929-932.
11. Nygren M, Hansson M, Rappe C, Domellof L, Hardel1 L. 1985. Analysis of
polychlorinated dibenzo-p_-dioxins and dibenzofurans in adipose tissue
from soft-tissue sarcoma patients and controls. 189th National ACS
Meeting Symposium on Chlorinated Dioxins and Dibenzofurans in the Total
Environment III, Miami, Florida, 1985. Preprint Division of Environmental Chemistry, ACS 25:160-163, Paper No. 55.
12. Smith LM, Stalling DL, Johnson JJ. 1984. Determination of part per
trillion levels of polychlorinated dibenzofurans and dioxins in environmental samples. Anal Chem 58: 1830-1842.
13. Rappe C, Nygren M, Linstrom G, Hanson H. 1985. Dioxins and dibenzofurans in human tissues and milk of European origin. 5th International
Symposium on Chlorinated Dioxins and Related Compounds, Bayreuth, FRG,
September 16-19, 1985.
14. Ryan JJ. 1985. Variation of dioxins and furans in humans with age and
organ by country. 5th International Symposium on Chlorinated Dioxins
and Related Compounds, Bayreuth, FRG, September 16-19, 1985.
15. Graham M, Hileman FD, Wendling J, Wilson JD. 1985. Chlorocarbons in
adipose tissue samples. 5th International Symposium on Chlorinated
Dioxins and Related Compounds, Bayreuth, FRG, September 16-19, 1985.
16. Patterson DG, Holler JS, Smith SJ, Liddle JA, Sampson EJ, Needham LL.
1985. Human tissue data in certain U.S. populations. 5th International
Symposium on Chlorinated Dioxins and Related Compounds, Bayreuth, FRG,
September 16-19, 1985.
17. Patterson DG, Holler JS, Groce DF, Alexander LR, Lapeza CR, O'Conner RC,
Liddle JA. 1986. Control of interferences in the analysis of human
adipose tissue to 2,3,7,8-tetrachlorodibenzo-£-dioxin (TCDD). Environ
Toxicol Chem 5: 355-360.
18. Holler JS, Patterson DG, Alexander LR, Groce OF, O'Connor RC, Lapeza CR.
1985. Control of artifacts and contamination in the development of a
dioxin analytical program. 33rd Annual Conference on Mass Spectrometry
and Allied Topics, San Diego, CA, May 26-31, 1985.
19. O'Keefe PN, Meyer C, Dillon K. 1982. Comparison of concentration techniques for 2,3,7,8-tetrachlorodibenzo-p_-dioxin. Anal Chem 54: 26232625.

85

�APPENDIX A
ANALYTICAL PROTOCOL FOR DETERMINATION OF PCDDs AND PCDFs
IN HUMAN ADIPOSE TISSUE

A-l

�TABLE OF CONTENTS

Section

Description

Page

1

Scope and Application

A-3

2

Summary of Method

A-3

3

Definitions

A-6

4

Interferences

A-7

5

Safety

A-7

6

Apparatus and Equipment

A-8

7

Reagents and Standard Solutions

A-ll

8

High Resolution Gas Chromatography/Mass Spectrometry

Performance Criteria
9

A-13

Quality Control Procedures

A-31

10

Sample Preservation and Handling

A-33

11

Sample Extraction

A-33

12

Cleanup Procedures

A-35

13

Analytical Procedures

A-38

14

Date Reduction

A-43

15

Reporting and Documentation

A-50

A-2

�ANALYTICAL PROTOCOL FOR DETERMINATION OF PCDDs AND PCDFs
IN HUMAN ADIPOSE TISSUE
1.

SCOPE AND APPLICATION
1.1

1.2

The minimum measurable concentration is estimated to range from
1 pg/g (1 part per trillion) for 2,3,7,8-TCDD and 2,3,7,8-TCDF up
to 5 pg/g for OCDD and OCDF. However, these detection limits
depend on the kinds and concentrations of interfering compounds
in the sample matrix and the absolute method recovery.

1.3

2.

This method provides procedures for the detection and quantitative
measurement of polychlorinated dibenzo-p_-dioxins (PCDD) and polychlorinated dibenzofurans (PCDF) at concentrations ranging from 1
to 100 pg/g for the tetrachloro congeners up to 5 to 500 pg/g for
the octachloro congeners in 10-g aliquots of human adipose tissue.

The method will be used to determine PCDDs and PCDFs, particularly
congeners with chlorine substitution in the 2,3,7,8 positions.
Table 1 lists the specific PCDDs and PCDFs and target method
detection limits.

SUMMARY OF METHOD
Figure 1 presents a schematic of the analytical procedures for determination of PCDDs and PCDFs in human adipose tissue. The analytical
method requires extraction and isolation of lipid materials from human
adipose samples. This is accomplished using sample sizes ranging up to
10 g. The tissue is spiked with known amounts of the carbon-13 labeled
PCDDs and PCDFs (e.g., 500 pg of 13C12-TCDD/F to 2,500 pg of 13C12-OCDD/F)
as internal quantitation standards. Extraction and homogenization are
accomplished using methylene chloride and a Tekmar Tissuemizer®. The
extract is filtered through anhydrous sodium sulfate to remove water.
The extraction procedure is repeated (three to five times) until the
tissue sample has been thoroughly homogenized. The final extract is
adjusted to a known volume (100 ml) and the extractable lipid is
determined using a minimum of 1% of the final volume. The methylene
chloride in the remaining extract is concentrated until only an oily
residue remains. The residue is diluted with hexane ( 200 mL), and
~
100 g of sulfuric acid modified silica gel (40% w/w) is added to the
solution with stirring. The mixture is stirred for approximately 2 h,
and the supernatant is decanted and filtered through anhydrous sodium
sulfate. The adsorbent is washed with at least two additional aliquots
of hexane.
The combined hexane extracts are eluted through a column consisting of a
layer of sulfuric acid modified silica gel, and a layer of unmodified
silica gel. The eluate is concentrated to approximately 1 ml and added
to a column of acidic alumina. The PCDDs and PCDFs are eluted from the
alumina using 20% methylene chloride/hexane. This eluate is concentrated
to approximately 0.5 mL and is added to a 500-mg Carbopak C/Celite column.
The PCDDs and PCDFs are eluted from the column using 20 mL of toluene.
A-3

�Table 1. Target PCDD and PCDF Congeners and Target Method
Detection Limits
Compound
2,3,7,8-TCDD
2,3,7,8-TCDF
1,2,3,7,8-PeCDD
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD
1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,4,6,7,8-HpCDD
1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
OCDD
OCDF

CAS no.3

1746-01-6
51207-31-9
40321-76-4
57117-41-6
57117-31-4
39227-28-6
57653-85-7
19408-74-3
70648-29-9
57117-44-9
72918-21-9
60851-34-5
35822-46-9
67562-39-4
55673-89-7
3268-87-9
39001-02-0

Chemical Abstract Services number.
pg/g = parts per trillion.

3

A-4

Target method detection
limit (pg/g)

1.0
1.0
1.0
1.0
1.0
2.5
2.5
2.5
2.5
2.5
2.5
2.5
2.5
2.5
2.5
5.0
5.0

�Add Internal Quantitation Standards
Initial Sample Preparation
Isolation of Extractable U'pid Materials

(13c-PCDDs/PCDFs)
Homogenization in Methylene Chloride

I
Lipid Determination
Solvent Exchange

Bulk U'pid Removal
Acid Modified Silica Gel
Slurry Technique

Provides Cleanup of Oxidizable Compounds
with Rapid Sample Turnaround, Improved
Cleanup Efficiency and Recovery

i
Removal of Chemical Interferences
Acidic Silica/Silica
Acidic Alumina

Carbopak C/Celite

Provides Seperation of PCBs and Other
Potential Interferences from PCDDs and PCDFs

Selective Adsorption and Isolation of PCDDs/PCDFs

Add Internal Recovery Standards

HR'GC/MS-SIM Analysis

1

i

LRMS
Identification/Quantitation
of Tetra-Octa PCDDs/PCDFs

HRMS
Confirmation of 2,3,7,8-TCDD

Figure 1. Schematic of the sample preparation and
instrumental analysis procedures for determination
of PCDDs and PCDFs in human adipose tissue.

A-5

�The toluene is concentrated to less than 1 ml and transferred to conical
vials. Tridecane (10 uL) containing 500 pg of an internal recovery standard is added as a keeper, and the extract is concentrated to final volume.
The HRGC/MS analysis is completed in the selected ion monitoring mode
(SIM). Analysis of the tetra- through octachloro PCDD and PCDF congeners
is achieved using low resolution mass spectrometry. Separation of the
tetra- through octachloro PCDD and PCDF congeners is achieved using a
60-m DB-5 column. Verification of the 2,3,7,8-TCDD is achieved using
either a 50-m CP Sil 88 column or 60-m SP-2330 column and HRGC/MS-SIM
analysis in the high resolution mode (R = 10,000).
3.

DEFINITIONS
3.1

Concentration calibration solutions — Solutions containing known
amounts of the native analytes (unlabeled 2,3,7,8-substituted
PCDDs and PCDFs), the internal quantisation standards (Carbon-13
labeled PCDDs and PCDFs), and the recovery standard, 13C121,2,3,4-TCDD. These calibration solutions are used to determine
instrument response of the analytes relative to the internal
quantitation standards and of the internal quantitation standards
relative to the internal recovery standard.

3.2

Internal quantitation standards -- Carbon-13 labeled PCDDs and
PCDFs, which are added to every sample and are present at the
same concentration in every method blank and quality control
sample. These are added to the adipose tissue and are used to
measure the concentration of each analyte. The concentration
of each internal quantitation standard is measured in every
sample, and percent recovery is determined using the internal
recovery standard.

3.3

Internal recovery standard — 13C12-1,2,3,4-TCDD and 13C121,2,3,7,8,9-HxCDD which is added to every sample extract just
before the final concentration step and HRGC/MS-SIM analysis.

3.4

Laboratory method blank — This blank is prepared in the
tory through performing all analytical procedures except
of a sample aliquot to the extraction vessel. A minimum
laboratory method blank will be analyzed with each batch
ples.

3.5

HRGC column performance check mixture -- A mixture containing
known amounts of selected TCDD standards; it is used to demonstrate continued acceptable performance of the capillary column,
to separate (g 25% valley on a 50-m CP Sil 88 or 60-m SP-2330
HRGC column and 30 to 60% for a 60-m DB-5 HRGC column) 2,3,7,8TCDD isomer from all other 21 TCDD isomers, and to define the
TCDD retention time window.

3.6

Relative response factor — Response of the mass spectrometer to
a known amount of an analyte relative to a known amount of an
internal standard (quantitation or recovery).
A-6

laboraaddition
of one
of sam-

�3.7
3.8

4.

Mass resolution check — Standard method used to demonstrate
static resolution of 10,000 minimum (10% valley definition).
Sample batch -- A sample batch consists of up to 10 human adipose
tissue samples, one method blank, 2 internal quality control (QC)
samples (spiked and unspiked), and an external performance audit
sample (blind spike).

INTERFERENCES

Chemicals which elute from the HRGC column with ± 10 scans of the internal and/or recovery standards and which produce within the retention time
window ions at any of the masses used to detect or quantify PCDDs, PCDFs,
or the internal quantitation and recovery standards are potential interferences. Most frequently encountered potential interferences are other
sample components that are extracted along with the PCDDs and PCDFs, e.g.,
PCBs, chlorinated methoxybiphenyls, chlorinated hydroxydiphenyl ethers,
chlorinated benzylphenyl ethers, chlorinated naphthalenes, DDE, DDT, etc.
The actual incidence of interference by these chemicals depends also
upon relative concentrations, mass spectrometric resolution, and chromatographic conditions. Because very low levels (pg/g) of PCDDs and
PCDFs are anticipated, the elimination of interferences is essential.
High purity reagents and solvents must be used and all equipment must be
scrupulously cleaned. Laboratory method blanks must be analyzed to demonstrate absence of contamination that would interfere with measurement of
the PCDDs and PCDFs. Column chromatographic procedures are used to remove
coextracted sample components; these procedures must be performed carefully to minimize loss of PCDDs and PCDFs during attempts to increase
their concentration relative to other sample components.
5.

SAFETY
5.1

The toxicity or carcinogenicity of each reagent used in this
method has not been precisely defined; however, each chemical
compound should be treated as a potential health hazard. The
2,3,7,8-TCDD is a known teratogen, mutagen, and carcinogen. Ingestion of microgram quantities can result in toxic effects. The
other 2,3,7,8-substituted PCDDs and PCDFs may exhibit teratogenic,
mutagenic, and carcinogenic effects. From this viewpoint, exposure to these chemicals must be reduced to the lowest possible
level by whatever means available. Only experienced personnel
will be allowed to work with these chemicals.

5.2

All laboratory personnel will be required to wear laboratory
coats or coveralls, gloves, and safety glasses. The neat standards, stock, and working solutions will be handled only in a
Class A fume hood or glove box. When manipulating stock standards or working solutions, the analyst is advised to place the
solution vials in a secure holder (sample block or glass beaker)
to prevent accidental spills.

A-7

�5.3

5.4

If handling of these compounds results in skin contact, immediately remove all contaminated clothing and wash the affected skin
areas with soap and water for at least 15 min.

5.5

6.

If these standards are spilled, absorb as much as possible with
absorbent paper and place in a container clearly labeled as PCDD
or PCDF waste. Solvent-wash all contaminated surfaces with toluene and absorbent paper followed by washing with a strong soap
and water solution. Dispose of all contaminated materials in
sealed steel containers labeled as contaminated with PCDD and/or
PCDF residue and indicate the approximate level of contamination.
As a final precaution, prepare a wipe sample of the exposed surface area and include the wipe as part of the sample analysis
batch. This will be used to confirm that the work area is free
of contamination.

Disposal of laboratory wastes -- All laboratory wastes (solvents
and absorbents) will be disposed of as hazardous wastes. The
laboratory personnel should take care to dispose of the sodium
sulfate, silica gel, and alumina in separate containers. Excess
solvents should be disposed of in gallon polyethylene jugs containing a layer of activated charcoal. Excess solvent that is
known to be contaminated with PCDDs or PCDFs should be kept at a
minimum by evaporating the solvent with a stream of air.

APPARATUS AND EQUIPMENT
6.1

High Resolution Gas Chromatograph/Mass Spectrometer/Data System
(HRGC/HRMS/DS)
6.1.1

The GC must be equipped for temperature programming,
and all required accessories must be available, such as
syringes, gases, and a capillary column. The GC injection port must be designed for capillary columns. The
use of splitless injection techniques is recommended.
When using this method, a 1-pL injection volume is used.
The injection volumes for all extracts, blanks, calibration solutions, and the performance check sample must
be consistent.

6.1.2

High Resolution Gas Chromatograph-Mass Spectrometer
Interface
The HRGC/MS interface is directly coupled to the mass
spectrometer ion source. All components of the interface should be glass or glass-lined stainless steel.
The interface components should be compatible with
300°C temperatures. The HRGC/MS interface must be
appropriately designed so that the separation of the
PCDDs and PCDFs which is achieved in the gas chromatographic column is not appreciably degraded. Cold spots
and/or active surfaces (adsorption sites) in the HRGC/MS

A-8

�interface can cause peak tailing and peak broadening.
It is recommended that the HRGC column be fitted directly
into the MS ion source. Graphite ferrules should be
avoided in the HRGC injection port since they may absorb PCDDs or PCDFs. Vespel or equivalent ferrules
are recommended.
6.1.3

Mass Spectrometer
The mass spectrometer must be capable of maintaining a
minimum resolution of 10,000 (10% valley) for high resolution confirmation analysis. The mass spectrometer
must be operated in a selected ion monitoring (SIM)
mode with total cycle time (including voltage reset
time) of 1 s or less.

6.1.4

Data System
A dedicated hardware or data system is required to control the rapid multiple ion monitoring process and to
acquire the data. Quantification data (peak areas or
peak heights) and SIM traces (displays of intensities
of each m/z (characteristic ion) being monitored as a
function of time) must be acquired during the analyses.
Quantifications may be reported based upon computergenerated peak areas or upon measured peak heights.

6.2

HRGC Columns
For isomer-specific determinations of 2,3,7,8-TCDD, the following
fused silica capillary columns are recommended: a 50-tn CP-Sil 88
column and a 60-m SP-2330 (SP-2331) column. However, any capillary column which separates 2,3,7,8-TCDD from all other TCDDs may
be used for such analyses, provided that the minimum acceptance
criteria in Section 8 are met.

6.3

Miscellaneous Equipment
6.3.1

Nitrogen evaporation apparatus with variable flow rate.

6.3.2

Balance capable of accurately weighing to ± 0.01 g.

6.3.3

Balance capable of accurately weighint to ± 0.0001 g.

6.3.4

Water bath — equipped with concentric ring cover and
capable of being temperature-controlled.

6.3.5

Stainless steel spatulas or spoons.

6.3.6

Magnetic stirrers and stir bars.

6.3.7

High speed tissue homogenizer -- Tekmar Tissuemizer®
equipped with an EN-8 probe or equivalent.

6.3.8

Vacuum dessicator.

A-9

�6.4

Glassware
6.4.1

Erlenmeyer flask — 500 mL.

6.4.2

Kuderna-Danish apparatus — 500-mL evaporating flask,
15-mL graduated concentrator tubes with ground-glass
stoppers, and three-ball macro Snyder column (Kontes
K-570001-0500, K-503000-0121, and K-569001-0219 or
equivalent).

6.4.3

Minivials -- 1-mL borosilicate glass with conical-shaped
reservoir and screw caps lined with Teflon®-faced silicone disks.

6.4.4

Powder funnels -- glass.

6.4.5

Chromatographic columns for the silica and alumina
chromatography -- 1 cm ID x 10 cm long and 1 cm ID x
30 cm long with 250-mL reservoir and equipped with TFE
stopcocks.

6.4.6

Chromatographic column for the Carbopak cleanup -disposable 5-mL graduated glass pipets, 6 to 7 mm ID.

6.4.7

Glass rods.

6.4.8

Carborundum boiling chips -- Extracted for 6 hr in a
Soxhlet apparatus with benzene and air dried.

6.4.9

Glass wool, silanized (Supelco) -- Extract with methylene
chloride and hexane and air dry before use.

6.4.10

Glassware cleaning procedure -- All glassware used for
these analyses will be cleaned via the following procedure. Wash the glassware in soap and water, rinse with
copious amounts of tap water, distilled water, and
distilled-in-glass acetone, in that order. Immediately
prior to use, the glassware should be rinsed with
distilled-in-glass quality solvents: methylene chloride,
toluene, and hexane. The glassware should be allowed
to dry fully.
As an added precuation, all glassware will be marked
with a unique code that should be noted in the extraction and cleanup procedures for each sample. This
glassware tracking will allow background results from
specific glassware to be documented.
After use, each piece of glassware should be rinsed
with the last solvent used in it, followed by a rinse
with toluene, then acetone, before transferring it to
the glassware washing facility.

A-10

�7.

REAGENTS AND STANDARD SOLUTIONS
7.1

Column Chromatography

Reagents

7.1.1

Alumina, acidic (Biorad, AG-4) — Extract the alumina
in a Soxhlet apparatus with methylene chloride for 18 h
(minimum of two cycles per hour). Air dry and activate
it by heating in a foil-covered glass container for 24 h
at 190°C.

7.1.2

Silica gel -- High purity grade, type 60, 70-230 mesh;
extract the silica gel in a Soxhlet apparatus with
methylene chloride for 10 h (minimum of 2 cycles per
hour). Air dry and activate it by heating in a foilcovered glass container for 24 h at 130°C.

7.1.3

Silica gel impregnated with 40% (by weight) sulfuric
acid -- Add two parts (by weight) concentrated sulfuric
acid to three parts (by weight) silica gel (extracted
and activated) (e.g., 40 g of H2S04 plus 60 g of silica
gel) in a glass screw-cap bottle. Tumble for 5 to 6 h,
shaking occasionally until free of lumps.

7.1.4

Sulfuric acid, concentrated — ACS grade, specific
gravity 1.84.

7.1.5

Graphitized carbon black (Carbopack C, Supelco), surface of approximately 12 m2/g, 80/100 mesh -- Mix thoroughly 3.6 g of Carbopack C and 16.4 g of Celite 545®
in a 40-mL vial. Activate at 130°C for 6 h. Store in
a desiccator.

7.1.6

Celite 545® (Fischer Scientific), reagent grade, or
equivalent.

7.2

Desiccating agents — Sodium sulfate; granular, anhydrous. Before
use extract with methylene chloride for 16 h (minimum of two cycles per hour), air dry and then muffle for ^ 4 h in a shallow
tray at 400°C. Let it cool in a desiccator and store in oven at
130°C.

7.3

Solvents -- High purity, distilled in glass: methylene chloride,
toluene, benzene, cyclohexane, methanol, acetone, hexane; reagent
grade: tridecane. High purity solvents are dispensed from Teflon®
squirt bottles.

7.4

Concentration Calibration Solutions (Table 2)
Eight tridecane solutions containing native calibration standards,
13
C12-labeled internal quantisation standards, and two internal
recovery standards are required. The complete compound list is

A-11

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TH

�given in Table 2. The native 2,3,7,8-TCDD is supplied as a certified standard solution from the U.S. EPA QA Reference Materials
Branch. All other native compounds were supplied in crystalline
form by Cambridge Isotope Laboratories (Woburn, MA). 13C12~
Labeled internal quantitation standards were supplied in solution
in n-nonane by Cambridge Isotope Laboratories. Portions of the
native standards were accurately weighed to the nearest 0.001 mg
with a Cahn 27 electrobalance and dissolved in toluene.
7.5

Column Performance Check Mixture
The column performance check mixture consists of several TCDD
isomers which will be used to document the separation of 2,3,7,8TCDD from all other isomers. This solution will contain TCDDs
(A) eluting closely to 2,3,7,8-TCDD, and the first- (F) and lastel uting (L) TCDDs.
Analyte

Approximate amount per ampule
10
10
10
10
10
10
10
10

Unlabeled 2,3,7,8-TCDD
13
C12-2,3,7,8-TCDD
1,2,3,4-TCDD (A)
1,4,7,8-TCDD (A)
1,2,3,7-TCDD (A)
1,2,3,8-TCDD (A)
1,3,6,8-TCDD (F)
1,2,8,9-TCDD (L)
7.6

ng
ng
ng
ng
ng
ng
ng
ng

Spiking Solutions
Three solutions are prepared using the same stock as in Section
7.4. A native standard solution and a 13C12 internal quantitation standard solution are prepared in isooctane (Tables 3 and
4). A recovery standard solution is prepared in tridecane (Table 4). Samples are spiked with 100 uL of internal quantitation
standard solution and final sample extracts are spiked with 10 (jL
of internal recovery standard solution.

8.

HIGH RESOLUTION GAS CHROMATOGRAPHY/MASS

SPECTROMETRY PERFORMANCE CRITERIA

Samples and standards are analyzed by using a Carlo Erba MFC500 gas chromatography (GC) coupled to a Kratos MS50TC double-focusing mass spectrometer (MS) to be operated in the electron impact mode. The HRGC/MS interface is simply a direct connection of the fused silica HRGC column to
the ion source of the MS via a heated interface oven. Data acquisition
and processing are controlled by a Finnigan-MAT Incos 2300 data system.

A-13

�Table 3. Native Spiking Solution3
Concentration
(pg/jjL)

Compound
2,3,7,8-TCDD
2,3,7,8-TCDF
1,2,3,7,8-PeCDD
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF

5
5
5
5
5

1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD

12.5
12.5
12.5

1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,4,6,7,8-HpCDD
1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
OCDD
OCDF

12.5
12.5
12.5
12.5
12.5
12.5
12.5
25
25

a

Prepared in isooctane.

A-14

�Table 4.

Internal Standard Spiking Solutions
Concentration
(pg/uL)

Compound
Internal Quantitation Standards3
13
C12-2,3,7,8-TCDD

5

13

5

13

5

13

5

C12-2,3,7,8-TCDF

C12-l,2,3,7,8-PeCDD
C12-l,2,3,7,8-PeCDF

13

12.5

13

12.5

13

12.5

13

12.5

C12-l,2,3,6,7,8-HxCDD
C12-l,2,3,4,7,8-HxCDF
C12-l,2,3,4,6,7,8-HpCDD

C12-l,2,3,4,6,7,8-HpCDF

13

C12-OCDD

25

Internal Recovery Standard
13
C12-1,2,3,4-TCDD
13

C12-l,2,3,7,8,9-HxCDD

^Prepared in isooctane.
Prepared in tridecane.

A-15

50
125

�8.1

HRGC/MS Analysis of PCDD/PCDF
Single run selected ion monitoring (SIM) analysis of the tetrachloro through octachloro-dioxins and furans is carried out with
the instrumental conditions and parameters outlined in Table 5.
For each HRGC/MS run, five distinct groups of ions, which correspond to each chlorine level, are sequentially monitored. These
ion descriptors are shown in Table 6. The masses of the two most
abundant ions in the molecular ion cluster of each dioxin and furan
and isotopically labeled standard are monitored. In addition,
the masses corresponding to the molecular ions of the hexachloro
through decachlorodiphenyl ethers (PCDEs) are monitored to aid in
the confirmation of positive furan results. Interference from
the presence of PCDE is noted by coincident response to the characteristic ions for PCDFs. A lock mass, m/z 381 from PFK (perfluorokerosene), is used to observe and correct any magnet/instrument
drift during the analysis.
8.1.1

Tuning and Mass Calibration
The mass spectrometer is tuned on a daily basis to
yield optimum sensitivity and peak shape using an ion
peak (m/z 381) from PFK. The resolution is visually
monitored and maintained at S 3,000 (10% valley definition) to provide adequate noise rejection while maintaining good ion transmission.
Mass calibration of the mass spectrometer for the HRGC/MS
analysis of PCDD/PCDF is carried out on a daily basis.
The magnetic field is adjusted to pass m/z 300 at full
accelerating voltage. PFK is admitted to the MS and an
accelerating voltage scan from 8,000 to 4,000 V is acquired by the data system. This corresponds to an effective mass range of 301 to 593 amu. Upon completion of
a successful calibration step, the five ion descriptors
shown in Table 6 are updated to reflect the new mass
calibration.

8.1.2

Ion Descriptor Switching
The ion descriptors shown in Table 6 are sequentially
monitored during a PCDD/PCDF analysis to cover the retention windows of each chlorination level. The retention windows and hence the descriptor switch points are
determined initially and whenever a new HRGC column is
installed by injection of a mixture of PCDD and PCDF
congeners. Daily adjustment of the descriptor switch
times are performed when careful monitoring of the standard retention times shows this to be necessary. The
descriptors are designed to ensure acquisition of all
isomers of each homolog.

A-16

�Table 5. HRGC/LRMS Operating Conditions for PCDD/PCDF Analysis
Mass spectrometer
8,000 V
500 uA
70 eV
-1,800 V

Accelerating voltage:
Trap current:
Electron energy:
Electron multiplier voltage:
Source temperature:
Resolution:
Overall SIM cycle time:

280°C
^ 3,000 (10% valley definition)
1s

Gas chromatograph
Column coating:
Film thickness:
Column dimensions:
He linear velocity:
He head pressure:

DB-5
0.25 urn
60 m x 0.25 mm ID
~ 25 cm/sec
1.75 kg/cm2 (25 psi)

Injection type:
Split flow:
Purge flow:
Injector temperature:
Interface temperature:
Injection size:
Initial temperature:
Initial time:
Temperature program:

Splitless, 45 s

30 mL/min
6 mL/min
270°C
300°C
1-2 uL
200°C
2 min
200°C to 330°C at 5°C/min

A-17

�Table 6.

Ions Monitored for HRGC/MS of PCDD/PCDF

Descriptor
Al

Mass

ID

303.902
305.899
315.942
317.939
319.897
321.894
331.937
333.934
373.840
380.976

TCDF
13

C12-TCDF

TCDD
13

C12-TCDD

HxCDPE
PFK (lock mass)
A2

TCDF
TCDD
PeCDF
13

C12-PeCDF

PeCDD
13

C12-PeCDD

PFK (lock mass)
HpCDPE
A3

Nominal dwell
time (sec)

HxCDF
PFK (lock mass)
13
C12-HxCDF
HxCDD
13

C12-HxCDD

OCDPE

A-18

0.090
0.090
0.090
0.090
0.090
0.090
0.090
0.090
0.090
0.090

303.902
305.899
319.897
321.894
337.863
339.860
349.903
351.900
353.858
355.855
365.898
367.895
380.976
407.801

0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.035
0.035

373.821
375.818
380.976
385.861
387.858
389.816
391.813
401.856
403.853
443.759

0.080
0.080
0.080
0.080
0.080
0.080
0.080
0.080
0.080
0.080

�Table 6 (continued)
Descriptor
A4

Mass

ID

380.976
389.816
391.813
407.782
409.779
419.822
421.819
423.777
425.774
435.817
437.814
429.768
431.765
477.720

HpCDF
C12-HpCDF

HpCDD
13
37

C12-HpCDD

Cl4-HpCDD

NCDPE
A5

PFK (lock mass)
OCDF
13

C12-OCDF

OCDD
13

C12-OCDD

DCDPE

A-19

0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040

380.976
441.743
443.740
453.783
455.780
457.738
459.735
469.779
471.776
511.681

PFK (lock mass)
HxCDD

13

Nominal dwell
time (sec)

0.06
0.07
0.07
0.07
0.07
0.07
0.07
0.07
0.07
0.06

�8.1.3

HRGC Column Performance (60-m DB-5)
The HRGC column performance must be demonstrated at the
start of each 12-h analysis period.
8.1.3.1

Inject 1 uL of the column performance check
solution (Section 7.5) and acquire selected
ion monitoring (SIM) data for m/z 320, 322,
332, and 334.

8.1.3.2

The chromatographic peak separation between
2,3,7,8-TCDD and the peaks representing
any other TCDD isomers should be resolved
with a valley of 30-60%, where
Valley % = ( / ) 1 0
xy(0)
x = measured height of the valley between
the chromatographic peak corresponding to 2,3,7,8-TCDD and the peak of
the nearest TCDD isomer; and
y = the peak height of 2,3,7,8-TCDD.
Figure 2 is an example of the separation of
a TCDD isomer mixture and the calculation
of isomer resolution.
It is the responsibility of the laboratory
to verify the conditions suitable for the
appropriate resolution of 2,3,7,8-TCDD from
all other TCDD isomers. The column performance check solution also contains the TCDD
isomers eluting first and last under the
analytical conditions specified in this
protocol, thus defining the retention time
window for total TCDD determination. Any
individual selected ion current profile or
the reconstructed total ion current
(m/z 320 + m/z 322) consititutes an acceptable form of data presentation.

8.1.4

Initial Calibration for PCDD/PCDF Analysis
Initial calibration is required before any samples are
analyzed for PCDD/PCDF. Initial calibration is also
required if any routine calibration does not meet the
required criteria listed in Section 8.1.7.
8.1.4.1

Tune and calibrate the instrument with PFK
as outlined in Section 8.1.1.

A-20

�TCDD Isomer Mixture

78.7

2, 3, 7, 8.-TCDD

2359290.

1, 2, 3, 4-/1, 2, 3, 7-/L 2, 3, 8- TCDD
319.856
&lt;*= 0.500

320

100.0

2998270.
•*- x 100% = 29%
Y

322

y\

A

321.855
± 0.500

X = 10 mm

59.6

1785850.
Q2-2, 3, 7, 8,-TCDD

f\&gt;

331.851
± 0.500

332

75.3

2256890.

334

333.850
± 0.500

28:00

28:24

Figure 2.

28:48

29:12

29:36

30:00

30:24

30:48

Example of the separation of 2,3,7,8-TCDD from other TCDD
isomers on a 60 m DB-5 column.

Time

�8.1.4.2

8.1.4.3

Using the HRGC and MS conditions in Table 5 and the SIM monitoring descriptors
in Table 6, analyze a 1-uL aliquot of each
of the six concentration calibration solutions in triplicate.

8.1.4.4

Compute the relative response factors (RRFs)
for each analyte in the concentration calibration solution using the criteria for
positive identification of PCDD/PCDF's
given in Section 14.1 and the computational methods in Section 14.2.

8.1.4.5

Compute the means and their respective
relative standard deviations (% RSD) for
the RRFs from each triplicate analysis for
each analyte in the standard.

8.1.4.6

8.1.5

Six of the eight concentration calibration
solutions listed in Table 2 will be analyzed
for the initial calibration phase. These
must include solutions CS4 through CSS
(Table 2). The analyst may select any of
the remaining solutions for demonstrating
calibration at the upper concentration
range.

Calculate the grand means (RRF) and their
respective RSDs using the six mean RRFs
for each analyte.

Criteria for Acceptable Initial Calibration
8.1.5.1

The % RSD for the response factors for each
triplicate analysis of a single concentration calibration standard for each analyte
must be less than ± 30% except for the TCDD
and TCDF, which must be less than ± 20%.

8.1.5.2

The variation of the mean RRFs for the
six concentration calibrated standards
(Section 8.1.5.1) must be less than 30%
except for the TCDD and TCDF which must
be less than 20%.

8.1.5.3

The SIM traces for all ions used for quantitation must present a signal-to-noise
(S/N) ratio of ^ 2.5. This includes analytes and isotopically labeled standards.

A-22

�8.1.5.4

Isotopic ratios must be within ± 20% of
the theoretical values (see Table 7).
NOTE: If the criteria for acceptable calibration listed above have been met, the
RRF can be considered independent of the
analyte quantity for the calibration concentration range. The grand mean RRF from
the initial calibration for unlabeled PCDD/
PCDFs and for the isotopically labeled
standards will be used for all calculations until routine calibration criteria
(Section 8.1.7) are no longer met. At such
time, new mean RRFs will be calculated from
a new set of six triplicate determinations.

8.1.6

Routine Calibrations
Routine calibrations must be performed at the beginning
of every day before actual sample analyses are performed
and as the last injection of every day.
8.1.6.1

8.1.6.2

8.1.7

Inject 1 uL of the concentration calibration solution CS 7 (see Table 2) as the
initial calibration check on each analysis
day. It is recommended that the analyst
select a concentration calibration solution that brackets the sample concentrations
observed on a single analysis date as the
last injection of each analysis date.
Compute the RRFs for each analyte in the
concentration calibration solution using
the criteria for positive identification
of PCDD/Fs given in Section 14.1 and the
computational methods in Section 14.2.

Criteria for Acceptable Routine Calibration
8.1.7.1

The measured RRF for all analytes must be
within ± 30% of the grand mean values established by triplicate analysis of the
calibration concentration solutions, except for TCDD and TCDF, which must be
within ± 20% of the mean values established
in the initial calibration step.

8.1.7.2

Isotopic ratios must be within ± 20% of the
theoretical value for each analyte and isotopically labeled standard (see Table 7).

A-23

�Table 7. Ion Ratios for HRGC/LRMS Analysis of PCDD/PCDF
Compound
TCDF
13
C12-TCDF
TCDD
13
C12-TCDD
PeCDF
13
Cl2-PeCDF
PeCDD
13
Cl2-PeCDD
HxCDF
13
Cl2-HxCDF
HxCDD
13
Cl2-HxCDD
HpCDF
13
Cl2-HpCDF
HpCDD
13
Cl2-HpCDD
OCDF
13
C12-OCDF
OCDD
13
C12-OCDD

Ions monitored

Theoretical ratio

304/306
316/318
320/322
332/334
338/340
350/352
354/356
366/368
374/376
386/388
390/392
402/404
408/410
420/422
424/426
436/438
442/444
454/456
458/460
470/472

0.76
0.76
0.76
0.76
0.61
0.61
0.61
0.61
1.22
1.22
1.22
1. 22
1.02
1.02
1.02
1.02
0.87
0.87
0.87
0.87

A-24

Acceptabl e range

0.61
0.61
0.61
0.61
0.49
0.49
0.49
0.49
0.98
0.98

-

0.91
0.91
0.91
0.91
0.73
0.73
0.73
0.73

1.46
1.46
0.98 - 1.46
0.98 - 1.46

0.82 - 1.22
0.82 - 1.22
0.82 - 1.22

0.82
0.70
0.70
0.70
0.70

-

1.22
1.04
1.04
1.04
1.04

�8.1.7.3

8.2

If any of the above criteria is not met,
a second attempt may be made before repeating the entire initialization process.

HRGC/HRMS Analysis (Isomer Specific TCDD Analysis)
Isomer specific analysis for 2,3,7,8-TCDD is carried out with the
instrumental conditions and parameters shown in Table 8. In addition to monitoring the masses of the most abundant molecular ions
of TCDD, an ion corresponding to the loss of COC1 from the molecular ion is monitored for verification purposes. Mass spectrometer
resolution is maintained at or above 10,000 (10% valley definition)
in order to increase the specificity of the analysis.
8.2.1

Tuning and Mass Calibration
8.2.1.1

The mass spectrometer must be operated in
the electron (impact) ionization mode.
Static resolving power of at least 10,000
(10% valley) must be demonstrated before
any analysis of a set of samples is performed. Static resolution checks must be
performed at the beginning and at the end
of each 12-h period of operation. However, it is recommended that a visual
check (i.e., not documented) of the static
resolution be made before and after each
analysis.

8.2.1.2

The MS shall be tuned daily using PFK to
yield a resolution of at least 10,000 (10%
valley) and optimal response at m/z 254.986.
This step is followed by calibration of an
accelerating voltage scan of PFK beginning
at m/z 254 (typical calibration range is
255 to 493 amu). Other voltage scans from
the same data file are used to establish
and document both the resolution at m/z
316.983 and the mass measurement accuracy
at m/z 330.979.

8.2.1.3

Following calibration, the SIM experiment
descriptor is updated to reflect the new
calibration. Six masses (see Table 8) are
monitored by scanning ^ m/10,000 amu (atomic
mass units) over each mass. The total cycle
time is kept to 1 s. The m/z 280.983 ion
from PFK is used as a lock mass because it
is the most abundant PFK ion within the
range of m/z 255 to 334 and therefore permits the use of low partial pressures of
PFK, which minimizes PFK interferences at
the analytical masses.

A-25

�Table 8. HRGC/HRMS Operating Conditions

Mass spectrometer
8,000 V
500 MA
70 eV
2,000 V
280° C
10,000 (10% valley definition)

Accelerating voltage:
Trap current:

Electron energy:
Electron multiplier voltage:
Source temperature:
Resolution:
SIM Parameters

Identity
TCDD-COC1
TCDD
TCDD
13
Ci2-TCDD
13
C12-TCDD
PFK (lock mass)

Mass

Nominal dwell times (s)

0.15
0.15
0.15
0.15
0.15
0.10

258.930
319.897
321.894
331.937
333.934
280.983

Overall SIM cycle time = 1 s
Gas chromatograph
Column coating:
Film Thickness:
Column dimensions:

CP-Sil 88
0.2 Mm
50 m x 0.22 mm ID

Helium linear velocity:
Helium head pressure:

~ 25 cm/s 2
1.75 kg/cm (25 psi)

Injection type:
Split flow:
Purge flow:
Injector temperature:
Interface temperature:
Injection size:
Initial temperature:
Initial time:
Temperature program:

Splitless, 45 s
30 mL/min
6 mL/min
270°C
240°C
2 ML
200°C

1 min
200°C to 240°C at 4°C/min

A-26

�8.2.2

Mass Measurement and Resolution Check
Using a PFK molecular leak, tune the instrument to meet
the minimum required resolving power of 10,000 (10% valley)
at m/z 254.986 (or any other mass reasonably close to
m/z 259). Calibrate the voltage sweep at least across
the mass range m/z 259 to m/z 334 and verify that m/z
330.979 from PFK (or any other mass close to m/z 334)
is measured within ± 5 ppm (i.e., 1.7 mmu, if m/z 331
is chosen) using m/z 254.986 as a reference. Documentation of the mass resolution must then be accomplished
by recording the peak profile of the PFK reference peak
m/z 318.979 (or any other reference peak at a mass close
to m/z 320/322). The format of the peak profile representation must allow manual determination of the resolution;
i.e., the horizontal axis must be a calibrated mass scale
(amu or ppm per division). The results of the peak width
measurement (performed at 5% of the maximum which corresponds to the 10% valley definition) must appear on the
hard copy and cannot exceed 100 ppm (or 31.9 mmu if m/z
319 is the chosen reference ion).

8.2.3

HRGC Column Performance (50-m CP Sil 88/60-m SP-2330)
Prior to any HRGC/HRMS analysis of calibration solutions
or samples for 2,3,7,8-TCDD, the resolution of the HRGC
columns must be documented to be within allowable limits
in order to provide conditions adequate for unambiguous
isomer-specific analysis of 2,3,7,8-TCDD. This column
performance check must be demonstrated at the start of
each 12-h analysis period.
8.2.3.1

Inject 2 uL of the column performance check
solution and acquire selected ion monitoring (SIM) data for m/z 258.930, 319.897,
321.894, 331.937, and 333.934 within a
total cycle time of ^ 1 s (Table 8).

8.2.3.2

The chromatographic peak separation between
2,3,7,8-TCDD and the peaks representing
any other TCDD isomers must be resolved
with a valley of ^ 25%, where
Valley % = (x/y)(100)
x = measured height of the valley between
the chromatographic peak corresponding to 2,3,7,8-TCDD and the peak of
the nearest TCDD isomer; and
y = the peak height of 2,3,7,8-TCDD.

A-27

�8.2.3.3

8.2.3.4

8.2.4

If the above resolution requirement is not
met, corrective action must be taken and
acceptable resolution documented prior to
any further analyses. Corrective action
may include removal of the first meter of
the HRGC column, replacement or clearing
of the injector port, or complete replacement of the GC column.
The column performance check solution also
contains the TCDD isomers eluting first
and last under the analytical conditions
specified in this protocol, thus defining
the retention time window for total TCDD
determination. The peaks representing
2,3,7,8-TCDD and the first and the last
eluting TCDD isomer should be labeled and
identified as such on the chromatograms (F
and L, respectively). Any individual selected ion current profile or the reconstructed total ion current (m/z 259 + m/z
320 + m/z 322) constitutes an acceptable
form of data presentation.

Initial Calibration for HRGC/HRMS 2,3,7,8-TCDD Analysis
Initial calibration is required before any samples are
analyzed for 2,3,7,8-TCDD. Initial calibration is also
required if any routine calibration does not meet the
required criteria listed in Section 8.2.6.
8.2.4.1

At least six of the concentration calibration solutions listed in Table 2 must be
utilized for the initial calibration.
These must include solutions CS4 through
CSS. The analyst may select any of the
remaining solutions for demonstrating calibration at the upper concentration range.

8.2.4.2

Tune and calibrate the instrument with PFK
as described in Section 8.2.1.

8.2.4.3

Inject 1 uL of the column performance check
solution (Section 8.2.3) and acquire SIM
mass spectra data for m/z 258.930, 319.897,
321.894, 331.937, and 333.934 using a total
cycle time of ^ 1 s (see Table 8). The
laboratory must not perform any further
analysis until it has been demonstrated
and documented that the criterion listed
in Section 8.2.3.2 has been met.

A-28

�8.2.4.4

8.2.4.5

Calculate the RRFs for unlabeled 2,3,7,8TCDD relative to 13C12-2,3,7,8-TCDD and
the RRF for 13C12-2,3,7,8-TCDD relative to
13
C12-1,2,3,4-TCDD using the criteria for
positive identification of TCDD by HRGC/
HRMS given in Section 14.1 and the computational methods in Section 14.2.

8.2.4.6

Calculate the six means (RRFs) and their
respective relative standard deviations
(% RSD) for the response factors from each
of the triplicate analyses for both unlabeled and 13C12-2,3,7,8-TCDD.

8.2.4.7

8.2.5

Using the same GC and MS conditions (Table 8) that produced acceptable results
with the column performance check solution, analyze a 1-uL aliquot of each of
the six concentration calibration solutions in triplicate.

Calculate the grand mean RRFs and their
respective relative standard deviations
( RSD) using the six mean RRFs.
%

Criteria for Acceptable Initial Calibration
The criteria listed below for acceptable calibration
must be met before analysis of any sample is performed.
8.2.5.1

The percent relative standard deviation
(RSD) for the response factors from each
of the triplicate analyses of a single concentration calibration standard for both unlabeled and 13C12-2,3,7,8-TCDD must be
less than 20%.

8.2.5.2

The variation of the mean RRFs from the
six concentration calibration standards
unlabeled and 13C12-2,3,7,8-TCDD must be
less than 20% RSD.

8.2.5.3

SIM traces for 2,3,7,8-TCDD must present a
signal-to-noise ratio of s 2.5 for m/z
258.930, m/z 319.897, and m/z 321.894.

8.2.5.4

SIM traces for 13C12-2,3,7,8-TCDD must
present a signal-to-noise ratio ^2.5 for
m/z 331.937 and m/z 333.934.

8.2.5.5

Isotopic ratios for 320/322 and 332/334
must be within the allowed range (0.61 to
0.91).

A-29

�NOTE: If the criteria for acceptable calibration listed above have been met, the
RRF can be considered independent of the
analyte quantity for the calibration concentration range. The grand mean RRF from
the initial calibration for unlabeled
2,3,7,8-TCDD and for 13C12-2,3,7,8-TCDD
will be used for all calculations until
routine calibration criteria (Section 8.2.6)
are no longer met. At such time, new mean
RRFs will be calculated from a new set of
six triplicate determinations.
8.2.6

Routine Calibrations
Routine calibrations must be performed at the beginning
of a 12-h period after successful mass resolution and
HRGC column performance check runs and before analysis
of actual samples. The response factor calibration
must also be verified at the end of each analysis date.
8.2.6.1

8.2.7

Inject 1 uL of the concentration calibration solution (CS7, Table 2) which contains
2.5 pg/uL of unlabeled 2,3,7,8-TCDD, 50.0
pg/uL of 13C12-2,3,7,8-TCDD, and 50 pg/uL
of 13C12-1,2,3,4-TCDD. Using the same HRGC/
MS/DS conditions as used in Table 8, determine and document acceptable calibration
as provided below.

Criteria for Acceptable Routine Calibration
The following criteria must be met before further analysis is performed. If these criteria are not met, corrective action must be taken and the instrument must be
recalibrated.
8.2.7.1

The measured RRF for unlabeled 2,3,7,8-TCDD
must be within 20% of the mean values established in the initial calibration by triplicate analyses of concentration calibration solutions.

8.2.7.2

The measured RRF for 13C12-2,3,7,8-TCDD
must be within 20% of the mean value established by triplicate analysis of the concentration calibration solutions during
the initial calibration.

A-30

�8.2.7.3

Isotopic ratios must be within the allowed
range (0.61 to 0.90).

8.2.7.4

If one of the above criteria is not satisfied, a second attempt can be made before
repeating the entire initialization process.
NOTE: An initial calibration must be carried out whenever the routine calibration
solution is replaced by a new one from a
different lot.

9.

QUALITY CONTROL PROCEDURES
9.1

Summary of QC Analyses
9.1.1

Initial and routine calibration and instrument performance checks.

9.1.2

Analysis of a batch of samples with accompanying QC
analyses:
Sample batch -- 10 NHATS adipose tissue samples plus
additional QC analyses including 1 method blank, a control tissue and a spiked tissue sample.
"Blind" QC (external QC) samples may be submitted by an
external source (quality assurance group or independent
laboratory) and included among the batch of samples.
Blind samples include spiked samples, unidentified duplicates, and performance evaluation samples.

9.2

Performance Evaluation Solutions -- Included among the samples in
every third batch will be a solution provided by the quality control coordinator containing known amounts of unlabeled 2,3,7,8TCDD and/or other PCDD/PCDF isomers. The accuracy of measurements for performance evaluation samples should be in the range
of 70-130%.

9.3

Column Performance Check Solutions
9.3.1

At the beginning of each 12-h period during which samples are to be analyzed, an aliquot of the HRGC column
performance check solution shall be analyzed to demonstrate adequate HRGC resolution for selected TCDD isomers.

A-31

�9.4

Method Blanks
9.4.1

A minimum of one method blank is generated with each
batch of samples. A method blank is generated by performing all steps detailed in the analytical procedure
using all reagents, standards, equipment, apparatus,
glassware, and solvents that would be used for a sample
analysis, but omit addition of the adipose tissue.
9.4.1.1

The method blank must contain the same
amounts of Carbon-13 labeled internal
quantitation standards that are added to
samples before bulk lipid cleanup.

9.4.1.2

An acceptable method blank exhibits no
positive response for any of the characteristic ions monitored.
9.4.1.2.1

If the above criterion is not
met, solvents, reagents, spiking solutions, apparatus, and
glassware are checked to locate
and eliminate the source of
contamination before any samples
are extracted and analyzed.

9.4.1.2.2

If new batches of reagents or
solvents contain interfering
contaminants, purify or discard them.

9.5

Control Samples -- Control samples are prepared from a bulk sample(s) of human adipose tissue or similar matrix (e.g., porcine
fat). This material is prepared by blending the tissue with
methylene chloride, drying the extract by eluting through anhydrous sodium sulfate, and removing the methylene chloride using
rotoevaporation at elevated temperatures (80°C). The evaporation
process should be extended to ensure all traces of the extraction
solvent have been removed. The resulting oily matrix (lipid) is
subdivided into 10-g aliquots which are analyzed with each sample
batch. The results of the individual analysis will be used to
give a measure of precision from batch to batch over an entire
program. Sufficient tissue should be extracted to provide a
homogeneous lipid matrix that can be used over the total analysis
program. Enough lipid matrix is necessary to prepare the spiked
samples describe in Section 9.6.

9.6

Spiked Samples — Spiked lipid samples are prepared using a portion of the homogenized lipid described in Section 9.5. Sufficient spiked lipid matrix is prepared to provide a minimum of one
spiked sample per sample batch. It is recommended that a minimum

A-32

�of three spiked levels of the matrix are prepared ranging from 10
to 50 times the estimated limit of detection for each compound.
Each analysis of spiked sample must be accompanied by analysis of
a control sample in order to make the necessary corrections for
background contribution before determining the accuracy of the
method (Equation 9-1).
A
fw\ mn&lt;v Cone, spiked sample-cone, control sample Eq 9 n1,
,.
K
Accuracy ( ) = 100% x
%
Spike level
' "
9.7

9.8

10.

Duplicate Sample Analysis -- When possible a duplicate analysis
of specific samples is included in the sample batch as an additional measure of method precision. It is suggested that the
total tissue sample is extracted to isolate lipids material and
then subdivided for duplicate analysis. Precision is calculated
as relative percent difference (RPD) where the differences in the
duplicate measurements (for each analyte) is divided by the average of the two measurements and multiplied by 100%.
External Samples — Samples submitted as blinds to the analyst
may consist of either performance solutions of PCDD and PCDF congeners or spiked sample matrices. These performance solutions or
samples should be submitted by a source external to the analytical
program (QA unit of analysis laboratory or independent laboratory).
Performance audit solutions are intended to evaluate instrument
calibration and quantisation procedures. Spiked blind samples
must be accompanied by the corresponding unspiked samples to correct concentrations for background concentration. The blind
spiked samples are intended to evaluate the total analytical procedure. The analyst must keep in mind that it is necessary to
compare differences in standard sources for each type of external
sample.

SAMPLE PRESERVATION AND HANDLING
All adipose tissue samples must be maintained at less than -20°C from
time of collection. The analyst should instruct the collaborator collecting the sample(s) to avoid the use of chlorinated materials. Samples are handled using stainless steel forceps, spatulas, or scissors.
Aliquots of samples removed from sample bottles not used for analysis
are disposed rather than returned to the sample vial. All sample bottles (glass) are cleaned as specified in Section 6.4.10. Teflon®-lined
caps should be used. As with any biological sample, the analyst should
avoid any undue exposure.

11.

SAMPLE EXTRACTION
11.1

Extraction of Adipose Tissue
11.1.1

Accurately weigh to the nearest 0.01 g a 10-g portion
of a frozen adipose tissue sample into a culture tube
(2.2 x 15 cm).
Note:

Sample size may be smaller, depending on availability.

A-33

�11.1.2

Addition of internal quantitation standards
Allow the adipose tissue specimen to reach room temperature and then add the carbon-13 internal quantitation
spiking solution (Section 7.6) such that it delivers
500 to 2,500 pg of each of the surrogates specified in
Table 4 in a 100-uL volume.

11.1.3
11.1.4

Allow the mixture to separate and decant the methylene
chloride extract from the residual solid material using
a disposable pipette. The methylene chloride is eluted
through a filter funnel containing a plug of clean glass
wool and 5 to 10 g of anhydrous sodium sulfate. The
dried extract is collected in a 100-mL volumetric flask.

11.1.5

A second 10-mL aliquot of methylene chloride is added
to the sample and homogenized for 1 min. The methylene
chloride is decanted, dried, and transferred to the
100-mL volumetric flask as specified in Section 11.1.3

11.1.6

The culture tube is rinsed with at least two additional
aliquots (10 mL each) of methylene chloride, and the
entire contents are transferred to the filter funnel
containing the anhydrous sodium sulfate. The filter
funnel and contents are rinsed with additional methylene
chloride (20 to 40 mL). The total eluent from the filter funnel is collected in the 100-mL volumetric flask.
Discard the sodium sulfate.

11.1.7

11.2

Add 10 mL of methylene chloride and homogenize the mixture for approximately 1 min with a Tekmar Tissuemizer®.

The final volume of the extract for each sample is adjusted to 100 mL in the volumetric flask using methylene
chloride.

Lipid Determination
11.2.1

Preweigh a clean 1-dram glass vial to the nearest
0.0001 g using an analytical balance tared to zero.

11.2.2

Accurately transfer 1.0 mL of the final extract (100 mL)
from Section 11.1.7 to the 1-dram vial. Reduce the volume of methylene chloride from the extract using a water
bath (50-60°C) gentle stream of purified nitrogen until
an oil residue remains.

A-34

�11.2.3

Accurately weigh the 1-dram vial and residue to the
nearest 0.0001 g and calculate the weight of lipid
present in the vial based on difference. Nitrogen
blow-down is continued until a constant weight is
achieved.

11.2.4

Calculate the percent lipid content of the original
sample to the nearest 0.1% as shown in Equation 11-1.

" I D * FYT
Lipid content, LC ( ) = w
%
x 100%
v
AT
AL

Eq. 11-1

where: W.R = weight of the lipid residue to the
nearest 0.0001 g calculated from
Section 11.2.3;
= total volume of the extract in mL from
Section 11.1.6 (100.0 ml);
WAT = weight of the original adipose tissue
samples to the nearest 0.01 g from
Section 11.1.1; and
V..

11.2.5
11.3

= volume of the aliquot of the final extract in ml used for the quantitative
measure of the lipid residue (1.0 mL).

Record the lipid residue measured in Section 11.2.3 and
the percent lipid content calculated from Section 11.2.4.

Extract Concentration
11.3.1

Quantitatively transfer the remaining extract volume
(99.0 mL) to a 500-mL Erlenmeyer flask. Rinse the volumetric flask with 20 to 30 mL of additional methylene
chloride to ensure quantitative transfer.

11.3.2

Place the Erlenmeyer flask on a hot plate at 40°C to
remove solvent until an oily residue remains.

12. CLEANUP PROCEDURES
12.1

Bulk Lipid Removal
12.1.1

Add a total of 200 mL of rrhexane to the spiked lipid
residue in the 500-mL Erlenmeyer flask.

A-35

�12.1.2

Slowly add, with stirring, 100 g of the 40% w/w sulfuric
acid impregnated silica gel (Section 7.1.3). Stir with
a magnetic stir-plate for 2 h.

12.1.3

Allow solids to settle and decant liquid through a powder
funnel containing 20 g of anhydrous sodium sulfate and
collect in a 500-mL sample bottle.

12.1.4

Rinse solids with two 50-mL portions of hexane. Stir
each rinse for 15 min, decant, and dry by elution
through sodium sulfate combining the hexane extracts
from Section 12.1.3.

12.1.5

After the rinses have gone through the sodium sulfate,
rinse the sodium sulfate with an additional 25 ml of
hexane and combine with the hexane extracts from Section 12.1.4.

12.1.6

Prepare an acidic silica column as follows: Pack a
1 cm x 10 cm chromatographic column with a glass wool
plug, add approximately 25 ml of hexane, add 1.0 g of
silica gel (Section 7.1.2) and allow to settle, then
add 4.0 g of 40% w/w sulfuric acid impregnated silica
gel (Section 7.1.3) and allow to settle. Pack a second
chromatographic column (1 cm x 30 cm) with a glass wool
plug, add approximately 25 mL of hexane, add 6.0 g of
acidic alumina (Section 7.1.1), and allow to settle and
then top with a 1-cm layer of sodium sulfate (Section
7.2). Elute the excess hexane solvent through the
columns until the solvent level reaches the top of the
chromatographic packing. Inspect columns to ensure they
are free of channels and air bubbles. Wash the alumina
column with 40 ml of 50% v/v methylene chloride/hexane.
Remove the methylene chloride from the adsorbent by
eluting the column with an additional 100 mL of hexane.
Elute the excess solvent from the column until the
solvent level reaches the top of the sodium sulfate layer.

12.1.7

Quantitatively transfer the hexane extract from the
Erlenmeyer flask (Sections 12.1.3 through 12.1.5) to
the silica gel column reservoir. Allow the hexane extract to percolate through the column and collect in a
KD concentrator.

12.1.8

Complete the elution of the extract from the silica gel
column with 50 ml of hexane in the KD concentrator.
Concentrate the eluate to approximately 1.0 ml, using
nitrogen blow-down as necessary.

A-36

�Note: If the 40% sulfuric acid/silica gel is noted to
be highly discolored throughout the length of the adsorbent bed it is necessary to repeat the cleaning procedure beginning with Section 12.1.1.
12.2

Separation of Chemical Interferences
12.2.1

Transfer the concentrate (1.0 mL) to the top of the
alumina column. Rinse the K-D assembly with two 1.0-mL
portions of hexane and transfer the rinses to the top
of the alumina column. Elute the alumina column with
18 mL of hexane until the hexane level is just below
the top of the sodium sulfate. Discard the eluate.
Columns must not be allowed to reach dryness (i.e., a
solvent "head" must be maintained).

12.2.2

Place 30 ml of 20% (v/v) methylene chloride in hexane
on top of the alumina and elute the TCDDs from the column. Collect this fraction in a 50-mL culture tube.

12.2.3

Prepare an 18% Carbopak C/Celite 545® mixture by thoroughly mixing 3.6 g of Carbopak C (80/100 mesh) and
16.4 g of Celite 545® in a 40-mL vial. Activate at
130°C for 6 h. Store in a desiccator. Cut off a clean
5-mL disposable glass pipet (6 to 7 mm ID) at the 4-mL
mark. Insert a plug of glass wool and push to the 2-mL
mark. Add 500 mg of the activated Carbopak/Celite mixture followed by another glass wool plug. Using two
glass rods, push both glass wool plugs simultaneously
towards the Carbopak/Celite mixture and gently compress
the Carbopak/Celite plug to a length of 3 to 3.5 cm.
Pre-elute the column with 2 ml of toluene followed by
1 ml of 75:20:5 methylene chloride/methanol/ benzene,
1 ml of 1:1 cyclohexane in methylene chloride, and 2 mL
of hexane. The flow rate should be less than 0.5 mL/min.
While the column is still wet with hexane, add the entire
eluate (30 ml) from the alumina column (Section 12.2.2)
to the top of the column. Rinse the culture tube which
contained the extract twice with 1 mL of hexane and add
the rinsates to the top of the column. Elute the column
sequentially with two 1-mL aliquots of hexane, 1 mL of
1:1 cyclohexane in methylene chloride, and I mL of
75:20:5 methylene chloride/methanol/benzene. Turn the
column upside down and elute the PCDD/PCDF fraction with
20 mL of toluene into 6-dram vial.

12.2.4

Using a stream of nitrogen, reduce the toluene volume
to approximately 1 mL. Carefully transfer the concentrate into a 1-mL mini vial and reduce the volume to
about 200 (jL using a stream of nitrogen.

A-37

�12.2.5

Rinse the concentrator tube with three washings using
500 uL of 1% toluene in methylene chloride. Concentrate to 200-500 |jL and add 10 |jL of the tridecane
solution containing the internal recovery standard and
store the sample in a refrigerator until HRGC/MS analysis.

12.2.6

Immediately prior to analysis, using a gentle stream of
nitrogen at room temperature, remove toluene and methylene
chloride. Submit sample to HRGC/MS once a stable 10 uL
volume of tridecane is attained.

13. ANALYTICAL PROCEDURES

13.1

HRGC/MS Analysis for PCDD/PCDF
13.1.1

Once routine calibration criteria are met, the instrument is ready for sample analysis. Prior to the first
sample, a blank injection of tridecane should be analyzed
to document system cleanliness. If any evidence of system contamination is found, corrective action must be
taken and another tridecane blank analyzed.
The typical daily sequence of injections is shown in
Table 9 and Figure 3.
Note: Syringe Technique -- Congeners of PCDD/PCDF in the
syringes used for HRGC/MS analysis can be problematic unless the syringes are properly handled between samples.
The following procedure has been found to be very effective for PCDD/PCDF removal from contaminated syringes
and will be used throughout these analyses.
• Rinse the syringe 10 times with isooctane.
Fill the syringe with toluene and sonicate syringe
and plunger in toluene for 5 min and repeat at least
twice.
• Rinse the syringe 10 times with tridecane and pull
up 1 pL of clean tridecane.
• Syringe is ready for use.
At no time should air be introduced into the HRGC column
by using an air plug in the syringe. The oxygen present
in the air plug will quickly degrade a nonbonded GC phase.

13.1.2

Inject a 1-uL aliquot of the extract into the GC, operated under the conditions previously used (Section 8.1)
to produce acceptable results with the performance check
solution.
A-38

�Table 9. Typical Daily Sequence for PCDD/PCDF Analysis
1. Tune and calibrate mass scale versus perfluorokerosene (PFK).

2. Inject column performance mixture.
3. Inject concentration calibration solution 2.5 to 12.5 pg/nL (CS-7)
solution.
4. Inject blank (tridecane).
5. Inject samples 1 through "N".
6

Inject concentration calibration solution 2.5 to 12.5 pg/pL (CS-7)
solution or other concentration calibration solutions CS1 to CSS to
bracket observed sample concentration.

A-39

�INSTRUMENTAL ANALYSIS
Instrument Mass Calibration vs PFK

Mass Resolution Check

1
Column Performance Evaluation

Does Column
Performance Meet
Minimum Resolution
Requirements?

No

Adjust Column
Length or Install
New Column

Calibration Standard Analysis

Do Relative
Response Factors Meet
Criteria Based on Initial
Calibrations ?

No

Reanalyze or Prepare Fresh
Calibration Standards and
Calibration Curve

Yes

Proceed with Sample Analysis

Figure 3.

Daily QA procedures for proceeding with sample analysis.

A-40

�13.1.3

Acquire SIM data according to the same acquisition and
MS operating conditions previously used (Section 8.1)
to determine the relative response factors.
13.1.3.1
13.1.3.2

13.2

Acquire SIM data for the characteristic
ions designated in Table 6.
Instrument performance shall be monitored
by examining and recording the peak areas
for the recovery standard, 13C12-1,2,3,4-TCDD.
If this area should decrease to less than
50% of the calibration standard, sample
analyses shall be stopped until the problem
is found and corrected.

HRGC/HRMS Confirmation of 2,3,7,8-TCDD
The presence of 2,3,7,8-TCDD observed through the general PCDD
and PCDF procedure should be confirmed using HRGC/HRMS (resolution 10,000).
13.2.1

Once the daily criteria of mass calibration, mass resolution, HRGC performance, and routine calibration are
met and documented, the instrument is ready for sample
analysis. Prior to the first sample, a blank injection
of tridecane will be made to document system cleanliness.
The typical daily schedule for HRGC/HRMS analysis of
TCDD is shown in Table 10 and Figure 3.

13.2.2

Inject a 1-uL aliquot of the extract into the GC, operated under the conditions previously used (Section 8.2)
to produce acceptable results with the column performance
check solution.

13.2.3

Acquire SIM data according to Section 8.2.4.3. Use the
same acquisition and MS operating conditions previously
used to determine the relative response factors.
13.2.3.1

Acquire SIM data for the following selected
characteristic ions:
m/z

Compound

258.930

TCDD - COC1

319.897

Unlabeled TCDD

321.894

Unlabeled TCDD

331.937

13
C12-2,3,7,8-TCDD,
13
C12-1,2,3,4-TCDD

333.934

13
C12-2,3,7,8-TCDD,
13
C12-1,2,3,4-TCDD

A-41

�Table 10. Typical Daily Schedule for HRGC/HRMS Analysis of TCDD

1. Tune and calibrate mass scale.
2. Perform mass measurement check and mass resolution check.
3. Inject column performance check solution.
4. Inject the routine concentration calibration solution (CS7) and confirm
response factor consistency.
5. Inject tridecane blank.
6. Inject samples 1 through "N".
7. Inject concentration calibration solution and confirm response factor
consistency.
8. Mass resolution check.

A-42

�14.

DATA REDUCTION

In this section, the
the analysis of data
HRGC/HRMS method for
qualitative criteria
14.1

procedures for the data reduction are outlined for
from both the HRGC/MS method for PCDD/PCDF and the
2,3,7,8-TCDD. Figure 4 presents a schematic of the
for identifying PCDDs and PCDFs.

Qualitative Identification
14.1.1

14.1.2

The ion current intensities for a particular PCDD/PCDF
must be ^ 2.5 times the noise level (S/N ^ 2.5) for
positive identification of that isomer.

14.1.3

The integrated ion current ratios of the analytical
masses for a particular PCDD/PCDF must fall within the
ranges shown in Table 7.

14.1.4
14.2

The ion current responses for each mass for a particular
PCDD/PCDF analyte must be within ± 1 s to attain positive identification of that analyte. For example,
m/z 338 and m/z 340 must have maximum peak responses
that are within ± 1 s to be positively identified as
a pentachlorodibenzofuran.

The recovery of the internal quantisation standards
should be between 50 and 115%.

Quantitative Calculations
14.2.1

Relative response factors for native PCDD and PCDF
analytes (RRF). RRFs are calculated from the data obtained during the analysis of concentration calibration
solutions using the following formula:

A

•r

STD
IS
RRF = .b'U r i;&gt;
tt
U
IS ' STD

where A... = the
,,,
ion
For
sum
m/z

Eq. 14-1

sum of the areas of the integrated
abundances for the analyte in question.
example, for TCDD, ASTD would be the
of the integrated ion abundances for
320 and 322;

A,,, = the sum of the areas of the integrated ion
abundances for the labeled PCDD/F used as
the internal quantisation standard for the
above analyte. For example, for 13C12~
2,3,7,8-TCDD, A JS would be the sum of the
integrated ion abundance for m/z 332 and 334.
Cc-rn = concentration of the analyte in pg/(jL;

A-43

�HRGC/MS-SIMData

Response to
Characteristic Molecular
Ions within the Appropriate
Homolog Retention
Window?

Report Compounds as
Not Detected (ND)
Calculate Sample LOP

Characteristic
Ion Ratios within ±20%
Theoretical?

Response Due to
Coextracted Interference

Response
Corresponds to Specific
Isomer Retention
Time?

Quantitate Compound
as Per Protocol
Report as Isomer Unknown

Quantitate Specific Isomer as per Protocol

Figure 4. Qualitative criteria for identifying
PCDDs and PCDFs.

A-44

�GIS = concentration of the internal quantisation
standard in pg/uL; and
Table 11 provides the pairing of target analytes to
internal quantitation standards for determining RRF
values for PCDD and PCDF compounds.
14.2.2

Relative response factors for the internal quantitation
standards (RRF,&lt;.)- The RRF TS values are calculated from
data obtained auring the analysis of concentration calibration solutions using the following formula.
C

Eq. 14-2

~ RS
A XL
x
M
RS IS

where ATC. and CT&lt;; are defined as given in Section 14.2.1
1:&gt;
i:&gt;
and
CRS = concentrations of the internal recovery
standard in pg/uL; and
Apc; = the sum of the areas of the integrated ion
5
abundances for the labeled PCDD (13C121,2,3,4-TCDD or 13C12-l,2,3,7,8,9-HxCDD).
For example, for 13C12-1,2,3,4-TCDD, A R$
would be the sum of the integrated ion
abundance for m/z 332 and 334.
Refer to Table 11 for pairing of the internal quantitation standards with the appropriate internal recovery
standard.
14.2.3

Concentrations of sample components. Figure 5 presents
a schematic for quantitation of PCDDs and PCDFs which
meet the criteria specified in Section 14.1. Calculate
the concentration of PCDD/Fs in sample extracts using
the formula:
A -.«nn~ " QT C . i r\n
X
Csampl e A sampl e » IS 100
Eq. 14-3
IS RRF wAT • LC
•

where C

, = the lipid adjusted concentration of PCDD or
sample
congener 1n pg/g.

A

, = sum of the integrated ion abundances determined for the PCDD/PCDF in question;

sample

AIS = sum of the integrated ion abundances determined for the labeled PCDD/F used as the
internal quantitation standard for the above
analyte;

A-45

�Table 11. Target Analyte/Internal Quantitation Standard and Internal
Quantisation Standard/Internal Recovery Standard Pairs
Internal standards
Quantitation

Target analyte
2,3,7,8-TCDD

13

13

2,3,7,8-TCDF

13

13

1,2,3,7,8-PeCDF

13

13

2,3,4,7,8-PeCDF

13

13

1,2,3,7,8-PeCDD

13

13

1,2,3,4,7,8-HxCDF

13

13

1,2,3,6,7,8-HxCDF

13

13

2,3,4,6,7,8-HxCDF

13

13

1,2,3,7,8,9-HxCDF

13

13

1,2,3,4,7,8-HxCDD

13

13

1,2,3,6,7,8-HxCDD

13

13

1,2,3,7,8,9-HxCDD

13

13

1,2,3,4,6,7,8-HpCDF

13

13

1,2,3,4,7,8,9-HpCDF

13

13

1,2,3,4,6,7,8-HpCDD

13

13

OCDF

13

13

OCDD

13

13

Recovery

C12-2,3,7,8-TCDD

C12-2,3,7,8-TCDF
C12-l,2,3,7,8-PeCDF

C12-l,2,3,7,8-PeCDF
C12-l,2,3,7,8-PeCDD

C12-l,2,3,4,7,8-HxCDF
C12-l,2,3,4,7,8-HxCDF

C12-l,2,3,4,7,8-HxCDF
C12-l,2,3,4,7,8-HxCDF
C12-l,2,3,6,7,8-HxCDD

C12-l,2,3,6,7,8-HxCDD
C12-l,2,3,6,7,8-HxCDD

C12-l,2,3,4,6,7,8-HpCDF

C12-l,2,3,4,6,7,8-HpCDF
C12-l,2,3,4,6,7,8-HpCDD
C12-OCDD

C12-1,2,3,4-TCDD
C12-1,2,3,4-TCDD

C12-1,2,3,4-TCDD
C12-1,2,3,4-TCDD
C12-1,2,3,4-TCDD

C12-l,2,3,7,8,9-HxCDD

C12-l,2,3,7,8,9-HxCDD

C12-l,2,3,7,8,9-HxCDD
C12-l,2,3,7,8,9-HxCDD
C12-l,2,3,7,8,9-HxCDD
C12-l,2,3,7,8,9-HxCDD
C12-l,2,3,7,8,9-HxCDD
C12-l,2,3,7,8,9-HxCDD

C12-l,2,3,7,8,9-HxCDD
C12-l,2,3,7,8,9-HxCDD
C12-l,2,3,7,8,9-HxCDD

C12-OCDD

C12-l,2,3,7,8,9-HxCDD

A-46

�QUANTITATION

HRGC/MS-SIMData

Response
Meets Al I
Qualitative
Criteria ?

Report as Not Detected
Calculate Sample LOD

Response
&gt;2.5times
S/N?

Response
&gt;10 times
S/N?

Calculate as per Protocol
Report as Trace (tr) Value

Quantitate as per Protocol
Report as Positive Quantifiable Value

Figure 5. Procedure for quantitation of PCDDs and PCDFs
in human adipose tissue.

A-47

�QIS = the amount (total pg) of the labeled internal
quantisation standard added to the sample
prior to extraction;
RRF = relative response factor of the above
analyte relative to its labeled internal
quantitation standard determined from the
initial triplicate calibration;
WAT = weight (g) of original adipose tissue
sample; and
LC = percent extractable lipid determined from
Eq. 11-1.
Refer to Table 11 for pairing of target analytes with
the appropraite internal quantitation standard.
Quantitative data should be classified to indicate the
intensity of the signal response. Suggested qualifiers
include: not detected, ND (signal-to-noise ratio is
less than 2.5); trace, TR (signal-to-noise ratio is
greater than or equal to 2.5 but less than 10); and
positive quantifiable, PQ (signal-to-noise ratio is
greater than or equal to 10).
14.2.4

Recovery of internal quantitation standards. Calculate
the recovery of the labeled internal quantitation standards measured in the final extract using the formula:
A IS • X0
Internal Quant. Std. _
RS
.
,. .
fl0

Percent Recovery

AR$ - Q J$ • RRF

1UU

f

tq

' 1^4

where AT{. = sum of the integrated ion abundances determined for the labeled PCDD/PCDF internal
quantitation standard in question;
A0&lt;- = sum of the integrated ion abundances deterKb
mined for m/z 332 and m/z 334 of 13C121,2,3,4-TCDD or m/z 390 and m/z 392 of
13
C13-l,2,3,7,8,9-HxCDD (recovery standards)
QR&lt;- = amount (pg) of the respective recovery
standard, added to the final extract;
QTC. = amount (pg) the labeled internal quantitation standard added to the sample prior to
extraction; and

A-48

�= relative response factor for the labeled
internal quantitation standard in question
relative to the internal recovery standard.
This value shall be the RRF determined from
the initial calibration.
Refer to Table 11 for pairing of the internal quantitation standards with the appropriate target analytes.
Note: The result of calculations as presented in Section 14.2 may be off by as much as 1% due to the fact
that 1 ml of the final 100 ml volume from the extraction was used for lipid determination.
14.3

Estimated Method Detection Limit
Estimated
where (1)
sponse is
sponse is

method detection limits must be calculated in situations
no response is noted for a specific congener; (2) a renoted but ion ratios are incorrect; and (3) where a requantitated as a trace value.

14.3.1

For samples in which no unlabeled PCDD or PCDF is detected, calculate the estimated minimum detectable concentration. The background area is determined by integrating the ion abundances for the characteristic ions
in the appropriate region and relating the product area
to an estimated concentration that would produce that
product area.
Use the formula:

2.5

sample
RRF

"IS

Eq. 14-5

where C p = estimated concentration of unlabeled PCDD
or PCDF required to produce A
,;
sample

'IS

sum of integrated ion abundances or peak
heights for the characteristic ions of the
unlabeled PCDD or PCDF isomer in the same
group of ^ 5 scans used to measure A JS ; and
sum of integrated ion abundances for the
appropriate ions characteristic of the respective internal quantitation standard.

Qyc&gt; RRF, and W.T retain the definitions previously
stated in Section 14.2. Alternatively, if peak height
measurements are used for quantification, measure the
estimated detection limit by the peak height of the noise
in the 2,3,7,8-TCDD RT window.
A-49

�14.3.2

14.3.3

15.

For samples for which a response at the retention time
of a specific PCDD or PCDF congener is noted, but the
qualitative criteria for ion ratios are outside the
acceptable range (Table 7), the estimated detection
level is calculated as given in Eq. 14.3 except the
values are qualified as not detected, ND, and the
concentration is reported in parenthesis.
If a response for a specific PCDD or PCDF congener is
qualified as a trace, TR, value (signal to noise is
greater than or equal to 2.5 but less than 10) the
analyst must also provide an estimated method detection
limit. This is accomplished by using the observed signal to noise on either side of the response and calculating as given in Eq. 14-5.

REPORTING AND DOCUMENTATION

All data should be reported on an individual sample basis using the data
report format shown in Figure 6. The analyst is required to maintain
all raw data, calculations, and control charts in a format as to allow a
complete external data review. Suggested data formats for tracing calculations are provided in Figure 7.

A-50

�P&gt;g. 1 ot 1

U.S. ENVIRONMENTAL PROTECTION AGENCY
OFFICE OF TOXIC SUBSTANCES
EXPOSURE EVALUATION DIVISION (TS-798)
WASHINGTON, DC 20460

NATIONAL HUMAN ADIPOSE TISSUE SURVEY
ANALYSIS REPORT FORM

EPA SAMPLE NUMBER.

ANALYSIS DATE

LAB NUMBER

MS ANALYST

BATCH NUMBER

REPORT DATE

_

REPORTED BY

_

NATIVE
COMPOUNDS

CONCENTRATION

DATA

(pg/g)l/

QUALIFIER!/

INTERNAL OUANTITATION
STANDARD

2.3.7.8-TCDD

1 . . . ! • ( , 1

1

2.3,7,8-TCOF

1 . . . 1*1 1 1

1:

1 ,2,3.7.8-PeCDD

1 ...!•!, 1

13

1 ,,.!•!, 1

13

2.3.4,7,8-PeCDF

1 i . i Ul

. 1

13

1.2.3.4,7.8-HxCOD

1 ,..!•( i 1

13

1 ,2.3,6.7,8-HxCDD

1 , . , ! • ! , 1

13

1,2.3,7.8,9-HxCDD

1 , • , Ul

iJ

l3

. 1

1

1,2,3.7,8-PeCDF

1,2.3,4,7.8-HxCDF

1 , . , Ul

1 ,2.3.6,7.8-HxCOF

1 , ,.!•!, 1

1 2.3 7,8.9-HxCOF

1 ...

1,2,3,4.6.7,8-HpCDD

1 , . , Ul

Ci2-'.2.3.7,8-PeCDF
Ci2-'-2'3'6'7-8-HxCDD

Ci2-l,2,3.4,7,8-HxCDF
C(2-1,2.3,4,6.718-HpCOD

C,2-'.2.3.4,a,7,8-HpCDF

30,2-0000

13

C,2-OCDF

1 . , , !•! , 1

1 ,2,3.4.6.7,8-HpCDF

Ci2-'.2.3.7.8-PeCDD

1 , . , 1*1 , 1

2.3,4.6.7,8-HxCDF

3C,2-2.3.7.8-TCDD

&gt;C12-2.3,7,8-TCDF

ULi_J

. 1

1.2.3.4,7,8,9-HpCOF

1 . . , Ul . 1

OCDO

1 , , , Ul

OCDF

1 , , , Ul , I

. 1

REMARKS

Jj Concentration reported is based on total axtractable iipid (g).
2j

ND - Not Detected. TR - Trace. PG - Positive Quantifiable.

Figure 6. Analysis report form.

A-51

SPIKED LEVEL

(pg)

PERCENT (%)
RECOVERY

�RAW DATA SUMMARY FOR DETERMINATION OF 1.2.3.7.8-PeCDD IN HUMAN ADIPOSE TISSUE

Sample
no.

Sample
weight
(xx.xx q)

Extractable
lipid
content
(XX. X %
)

Analysis
date

Amount
C12-PeCDD
(pg)

13

13

C12-PeCDO
n/z 332

13

Cl2-PeCDD
m/z 334

Ion ratio
366/368

1,2,3,7,8PeCDD
m/z 354

1,2,3,7,8
m/z 356

I

tn
ro

Value reported as concentration in extractable lipid.

Figure 7. Example of raw data summary format for the determination of
1,2,3,7,8-PeCDD in human adipose tissue.

Ion ratio
354/356

1,2,3,7,8PeCOD
cone.
(pg/g)

�TECHNICAL REPORT DATA
(Please read Inunctions on the reverse before completing)
3. RECIPIENT'S ACCESSlON&gt;NO.
I a.

NO.

EPA 560/5-86-020
S. REPORT DATE

4. 7i7LS AND SUBTITLE

Analysis for Polychlorinated Dibenzo-p_-dioxins (PCDD) and
Dibenzofurans (PCDF) in Human Adipose Tissue: Method
Evaluation Study

September 17. 1986
6. PERFORMING ORGANIZATION CODE

Midwest Research Institute

7.AUTHOR&lt;s&gt; js Stanley, RE Ayling, KM Bauer, MJ McGrath,
TM Sack, and KR Thornberg

8. PERFORMING ORGANIZATION REPORT NO.

a-JeRFOHMLNG ORGANIZATION NAME ANO ADDRESS

10. PROGRAM ELEMENT NO.

Thawest Research Institute
425 Volker Boulevard
Kansas City, MO 64110

11. CONTRACT/GRANT NO.

68-02-3938
68-02-4252

12. SPONSORING AGENCY NAME ANO ADDRESS

Field Studies Branch (TS-798)
Exposure Evaluation Division
Office of Toxic Substances
U.S.

8824-A(01)

13. TYPE OF REPORT ANO PERIOD COVERED

Final

Washinqton, DC 20460

14. SPONSORING AGENCY CODE

Environmental Prntprt.inn Aqpnr.v

13. SUPPLEMENTARY NOTES

J Remmers, Work Assignment Manager; J Breen, Project Officer
16. ABSTRACT

This report focuses on the evaluation of an HRGC/MS analytical method for determination of 2,3,7,8-substituted polychlorinated dibenzo-p_-dioxins (PCDD) and dibenzofurans
(PCDF) in human adipose tissue. This method will be used for analysis of samples from
EPA's National Human Adipose Tissue Survey (NHATS) as part of a collaborative effort between EPA's Office of Toxic Substances and the Veterans Administration. The method was
evaluated using aliquots of a bulk lipid matrix that was extracted from human adipose
tissue. The results of the replicate analysis of spiked and unspiked homogenized human
adipose tissue matrix demonstrate that the analytical method produces accurate and precise data for 17 specific 2,3,7,8-substituted PCDD and PCDF (tetra- through octachloro
homologs) congeners. The endogenous or background levels of the PCDD and PCDF congeners
in the homogenized adipose lipid matrix were estimated through regression analyses of
measured versus spiked concentrations for each compound. This unspiked matrix will be
used as a control sample with each batch of samples analyzed.

KEY WORDS ANO DOCUMENT ANALYSIS

17.

DESCRIPTORS

b.lOENTIFIERS/OPSN ENDED TERMS

C.

19. SECURITY CLASS &lt; rhu Report/

21. NO. OP PAGES

COSATt Fteid'CfOUp

D

olychlorinated dibenzo-jp_-dioxin (PCDD)
Polychlorinated dibenzofuran (PCDF)
Human adipose tissue
Method evaluation
2,3,7,8-Tetrachlorodibenzo-g-dioxin
(2,3,7,8-TCDD)
I «3.7.8-Tetrachl orodi benzofuran (2.3.7.f
13. ^ i S T P i a u T i O N STATEMENT

Release unlimited

Unclassified
20. SECURITY CLASS

Unclassified
EPA fttm 2220-1 (3-73)

145
22.

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                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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                <text>&lt;strong&gt;Corporate Author: &lt;/strong&gt;Midwest Research Institute</text>
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                  <elementText elementTextId="64264">
                    <text>Item D Number

0552

Author

Stanley, John S.

Corporate Author

Midwest Research Institute

Report/Article Title

Analysis for Polychlorinated Dibenzo-p-Dioxins and
Dibenzofurans in Human Adipose Tissue: Method
Evaluation Study: Draft Final Report with attached letter
transmitting the report to Alvin L. Young, from Janet C.
Remmers, Field Studies Branch, Exposure Evaluation
Division, United States Environmental Protection
Agency

2

Not Scanned

Journal/Book Title
Year

1986

Month/Day
Color

D

143

DOSCrtotOU NOtOS

EP/flk Prime

Contract No. 68-02-3938, Work Assignment No.
46, MRI Project No. 8501 -A(46). See Item 5526 for final
version

Tuesday, March 19,2002

Page 5522 of 5611

�A\
Sfa |

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

,/

WASHINGTON, D.C. 20460

JUNE 10, 1986
OFFICE OF
PHT1CIDES AND TOXIC SUBSTANCES

Alvin Young, Ph.D.,
Lt Col., USAF
Senior Policy Analyst for Life Sciences
Executive Office of the President
Office of Science and Technology Policy
Room 5005
New Executive Office Building
Washington, DC 20506
Dear Dr . Young:
Enclosed for your information is a report entitled,
"Analysis for Polychlorinated Dibenzo-p_-dioxins and
Dibenzofurans in Human Adipose Tissue: Method Evaluation
Study", May 30, 1986. This report includes the analytical
protocol which will be used in the EPA/VA dioxin study of
adipose tissue from veterans and nonveterans. Also included is
the method evaluation data from a single laboratory study. If
you have any comments or questions, please feel f r e e to call me
at 382-3583.
Sincerely,

fanet C. Remmers
Field Studies Branch
Exposure Evaluation Division
(TS-798)
Enclosure
cc:

M a r t i n Halper
Joseph Breen
(-11

�MIDWEST RESEARCH INSTITUTE

ANALYSIS FOR POLYCHLORINATED DIBENZQ-£-DIOXINS AND DIBENZOFURANS
IN HUMAN ADIPOSE TISSUE: METHOD EVALUATION STUDY

DRAFT FINAL REPORT

EPA Prime Contract No. 68-02-3938
Work Assignment No. 46
MRI Project No. 8501-A(46)

For

Field Studies Branch, TS-798
Office of Toxic Substances
U.S. Environmental Protection Agency
401 M Street, S.W.
Washington, DC 20460
Attn: Ms. Janet Remmers, Work Assignment Manager
Dr. Joseph J. Breen, Project Officer

MIDWEST RESEARCH INSTITUTE 425 VOLKER BOULEVARD, KANSAS CITY, MISSOURI 64110 • 816 753-7600

�ANALYSIS FOR POLYCHLORINATED DIBENZO-jD-DIOXINS AND DIBENZOFURANS
IN HUMAN ADIPOSE TISSUE: METHOD EVALUATION STUDY

by
John S. Stanley, Randy E. Ayling, Karin M. Bauer, Michael J. McGrath,
Thomas M. Sack, and Kelly R. Thornburg

DRAFT FINAL REPORT

EPA Prime Contract No. 68-02-3938
Work Assignment No. 46
MRI Project No. 8501-A(46)

For

Field Studies Branch, TS-798
Office of Toxic Substances
U.S Environmental Protection Agency
401 M Street, S.W.
Washington, DC 20460
Attn: Ms. Janet Remmers, Work Assignment Manager
Dr. Joseph J. Breen, Project Officer

MIDWEST RESEARCH INSTITUTE 425 VOLKER BOULEVARD, KANSAS CITY, MISSOURI 64110 • 816 753-7600

�DISCLAIMER

This document is a preliminary draft. It has not been released formally by
the Office of Toxic Substances, Office of Pesticides and Toxic Substances,
U.S. Environmental Protection Agency. It is being circulated for comments
on its technical merit and policy implications.

�PREFACE
This report provides a summary of the results from a method evaluation study for the determination of 2,3,7,8-substituted polychlorinated
dibenzo-p_-dioxins (PCDDs) and dibenzofurans (PCDFs) in human adipose tissues.
This method evaluation is an integral part of a collaborative program between
the U.S. Environmental Protection Agency's Office of Toxic Substances and the
Veterans Administration to determine if significant differences exist in the
2,3,7,8-substituted PCDD and/or PCDF levels in human adipose tissues for
Vietnam veterans compared to the general adult male population. The study
design will focus on specimens within EPA's National Human Adipose Tissue
Survey (NHATS) repository. The method evaluation described in this report
was necessary to establish method performance (accuracy and precision) before
proceeding with actual sample analysis.
This method evaluation study was completed under EPA Contract No.
68-02-3938, Work Assignment 46, "Analysis for Dioxins and Furans in Human
Adipose Tissue," Ms. Janet Remmers, Work Assignment Manager, and Dr. Joseph
Breen, Project Officer.
MIDWEST RESEARCH INSTITUTE

Paul C. Constant
Program Manager
Approved:

Jack Balsinger
QuaH\y Assurance Coordinator

E. Going, Director'
Chemical Sciences Department

May 30, 1986

11

�TABLE OF CONTENTS

Page
I.

Introduction

II.

Summary

III.

Recommendations

4

IV.

Experimental

5

A.
B.
C.
D.
E.
F.
G.

5
5
10
12
17
20
20

V.

1
•

Preparation of Homogenized Tissue
Analytical Standards
Analytical Procedure
HRGC/MS Analysis
Data Interpretation
Quality Assurance/Quality Control (QA/QC)
Preliminary Method Studies.

Results

23

A.. Analytical Results
B. Statistical Analysis
VI.

Quality Assurance/Quality Control (QA/QC)
A.
B.
C.
D.

VII.

3

Initial Calibration
Daily Verification of Response Factors
Blanks
Absolute Recoveries of the Internal Quantisation
Standards

References

23
23
62
62
64
64
76
81

Appendix A - Analytical Protocol for Determination of PCDDs and
PCDFs in Human Adipose Tissue

m

A-l

�LIST OF FIGURES
Figure
1

2

Page
Comparison of the HRGC/MS-SIM reconstructed ion chromatogram (RIC) from the analysis of unspiked homogenized
human adipose tissue matrix and a calibration standard
for PCDDs and PCDFs
Example of the TCDF (m/z 304) and TCDD (m/z 320)
HRGC/MS-SIM elution profiles in unspiked and spiked

human adipose
3

4

5

6

7

8

9

10

11

12

30

31

Example of the PeCDF (m/z 338) and PeCDD (m/z 354)
HRGC/MS-SIM elution profiles in unspiked and spiked
human adipose

32

Example of the HxCDF (m/z 374) and HxCDD (m/z 390)
HRGC/MS-SIM elusion profiles in unspiked and spiked
human adipose

33

Example of the HpCDF (m/z 408) and HpCDD (m/z 424)
HRGC/MS-SIM elution profiles in unspiked and spiked
human adipose

34

Examples of the OCDF (m/z 442) and OCDD (m/z 458)
HRGC/MS-SIM elution profiles in unspiked and spiked
human adipose

35

Measured concentrations versus concentrations of 2,3,7,8TCDD spiked into the homogenized human adipose lipid
matrix
.

36

Measured concentrations'versus concentrations of
1,2,3,7,8-PeCDD spiked into the homogenized human
adipose lipid matrix

37

Measured concentrations versus concentrations of
1,2,3,4,7,8-HxCDD spiked into the homogenized human
adipose lipid matrix

38

Measured concentrations versus concentrations of
1,2,3,6,7,8-HxCDD spiked into the homogenized human
adipose lipid matrix

39

Measured concentrations versus concentrations of
1,2,3,7,8,9-HxCDD spiked into the homogenized human
adipose lipid matrix

40

Measured concentrations versus concentrations of
1,2,3,4,6,7,8-HpCDD spiked into the homogenized human
adipose lipid matrix.

41

�LIST OF FIGURES (continued)
Figure
13
14
15
16
17
18
19
20
21
22
23
24
25

Page
Measured concentrations versus concentrations of OCDD
spiked into the homogenized human adipose lipid matrix. .

42

Measured concentrations versus concentrations of
2,3,7,8-TCDF spiked into the homogenized human
adipose lipid matrix

43

Measured concentrations versus concentrations of
1,2,3,7,8-PeCDF spiked into the homogenized human
adipose lipid matrix

44

Measured concentrations versus concentrations of
2,3,4,7,8-PeCDF spiked into the homogenized human
adipose lipid matrix

45

Measured concentrations versus concentrations of
1,2,3,4,7,8-HxCDF spiked into the homogenized human
adipose lipid matrix. . . . .

46

Measured concentrations versus concentrations of
1,2,3,6,7,8-HxCDF spiked into the homogenized human
adipose lipid matrix

47

Measured concentrations versus concentrations of
2,3,4,6,7,8-HxCDF spiked into the homogenized human
adipose lipid matrix

48

Measured concentrations versus concentrations of
1,2,3,7,8,9-HxCDF spiked into the homogenized human
adipose lipid matrix

49

Measured concentrations versus concentrations of
1,2,3,4,7,8,9-HpCDF spiked into the homogenized human
adipose lipid matrix

50

Measured concentrations versus concentrations of
1,2,3,4,6,7,8-HpCDF spiked into the homogenized human
adipose lipid matrix

51

Measured concentrations versus concentrations of OCDF
spiked into the homogenized human adipose lipid matrix. .

52

Method accuracy estimates as determined from the slopes
of the least squares regression lines for the 17
target PCDD and PCDF analytes

54

Control charts showing response factors by date for
2,3,7,8-TCDF and 2,3,7,8-TCDD . .

65

�LIST OF FIGURES (continued)
Figure
26
27
28
29
30
31

Page
Control charts showing response factors by date for
1,2,3,7,8-PeCDF and 2,3,4,7,8-PeCDF

66

Control chart showing response factors by date for
1,2,3,7,8-PeCDD

67

Control charts showing response factors by date for
1,2,3,4,7,8-HxCDF and 1,2,3,6,7,8-HxCDF

33
34

68

Control charts showing response factors by date for
2,3,4,6,7,8-HxCDF and 1,2,3,7,8,9-HxCDF

69

Control charts showing response factors by date for
1,2,3,4,7,8-HxCDD and 1,2,3,6,7,8-HxCDD

70

Control chart showing response factors by date for
1,2,3,7,8,9-HxCDD

32

,

71

Control charts showing response factors by date for
1,2,3,4,6,7,8-HpCDF and 1,2,3,4,7,8,9-HpCDF

72

Control chart showing response factors by date for
1,2,3,4,6,7,8-HpCDD

73

Control charts showing response factors by date for OCDF
and OCDD

74

�LIST OF TABLES
Table
1

Page
Analytical Standards Available for the Method
Evaluation Studies

7

2

Concentration Calibration Solutions

8

3

Native PCDD and PCDF Spiking Solution

9

4

Internal Standard Spiking Solutions

11

5

HRGC/LRMS Operating Conditions for PCDD/PCDF Analysis . . .

13

6

Ions Monitored for HRGC/MS Analysis of PCDD/PCDF

14

7

Typical Daily Sequence for PCDD/PCDF Analysis

16

8

Ion Ratios for HRGC/MS Analysis of PCDD/PCDF

18

9

Summary of the Results of the Sample Preparation Method
Evaluation Using Carbon-14 PCDDs

22

Spiked Versus Measured Concentrations of 2,3,7,8-TCDF
and 2,3,7,8-TCDD in Homogenized Human Adipose Lipid
Samples

24

Spiked Versus Measured Concentrations of 1,2,3,7,8-PeCDF,
2,3,4,7,8-PeCDF, and 1,2,3,7,8-PeCDD in Homogenized
Human Adipose Tissue Samples

25

Spiked Versus Measured Concentrations of 1,2,3,4,7,8-;
1,2,3,6,7,8-; 2,3,4,6,7,8-; and 1,2,3,7,8,9-HxCDF
in Homogenized Human Adipose Lipid Matrix

26

Spiked Versus Measured Concentration of 1,2,3,4,7,8-;
1,2,3,6,7,8-; and 1,2,3,7,8,9-HxCDD in Homogenized
Human Adipose Lipid Samples

27

10

11

12

13

14

Spiked Versus Measured Concentrations of 1,2,3,4,6,7,8HpCDF, 1,2,3,4,7,8,9-HpCDF, and 1,2,3,4,6,7,8-HpCDD

in Homogenized Human Adipose Lipid Samples
15

28

Spiked Versus Measured Concentrations of OCDF and OCDD
In Homogenized Human Adipose Lipid Samples

29

16

Regression Line Slopes with 95% Confidence Limits

55

17

Results of the Analysis of the Low and High Level
Native Spike Solutions.

56

vii

�LIST OF TABLES (continued)
Table

Page

18

Background Level Estimates with 95% Confidence Limits . . .

58

19

Day-to-Day Precision of Analysis of Specific Sample
Extracts for Tetra- and Pentachloro PCDF and PCDD . . . .

59

Day-to-Day Precision of Analysis of Specific Sample
Extracts for Hexa- and Heptachloro PCDF and PCDD

60

Day-to-Day Precision of Analysis of Specific Sample
Extracts for OCDF and OCDD

61

Relative Response Factors (Grand Means) Determined from
Multipoint Concentration Calibration Standards

63

Summary of Results from the Analysis of a Laboratory
Method Blank

75

20
21
22
23
24

Recovery of Radiolabeled PCDDs from Precleaned Activated

Alumina
25
26

77

Absolute Recoveries of the Internal Quantisation Standards
from the Human Adipose Lipid Matrix

78

Recovery of Carbon-14 Labeled 2,3,7,8-TCDD, 1,2,3,4,7,8HxCDD, and OCDD as a Function of Final Concentration
Conditions

80

�I.

INTRODUCTION

The Environmental Protection Agency Office of Toxic Substances
(EPA/OTS) and the Veterans Administration (VA) have established an interagency
agreement to study the level of polychlorinated dibenzo-p_-dioxins (PCDDs) and
dibenzofurans (PCDFs) in human adipose tissues. The occurrence and levels of
PCDDs and PCDFs with chlorine substitution in the 2,3,7,8 positions (especially
2,3,7,8-TCDD) of the parent molecules are of primary interest.
As part of this interagency effort, it has been proposed to use
selected adipose tissue samples that were collected for the Field Studies
Branch (FSB) of EPA's Office of Toxic Substances (OTS) through the National
Human Adipose Tissue Survey (NHATS) to determine exposure to PCDDs and PCDFs.
The available adipose tissues include specimens obtained from young men whose
age indicates that they could have served in Vietnam and could have been exposed to Agent Orange. The tissues were originally collected as part of a
broadly based and statistical random sampling of the continental United States.
The analysis of these tissues may provide information on the differences of
exposure of the general adult male population and Vietnam veterans to the
2,3,7,8-substituted PCDDs and PCDFs.
The overall objectives of the proposed EPA/VA collaborative studies

are:
1.

Evaluate the reliability, accuracy, precision, and sensitivity of a proposed method for the determination of 2,3,7,8substituted PCDDs and PCDFs (tetra- through octachloro
homologs) in human adipose tissue;

2.

Determine if these compounds can be detected in adipose tissues
of the American male adult population; and

3.

Determine if individuals with military service in Vietnam have
significantly different levels of 2,3,7,8-substituted PCDDs
and PCDFs (particularly 2,3,7,8-TCDD) than other American men.

As a prelude to this work assignment, MRI conducted an extensive
literature review of applicable analytical methods and conducted a meeting
with recognized experts in this field to identify critical aspects of analytical methodology.1'2
Based on the information gathered through the literature review and
the meeting with the recognized experts, a special report was prepared for
OTS proposing 3 a framework for an analytical method for analysis of human adipose tissues. Several studies have been completed since the issuance of that
report which reflect the advances in analytical techniques for adipose tissue
analysis.4 16 The salient features of these methods have been combined into
a single protocol for the routine analysis of tetra- through octachloro PCDDs
and PCDFs at the low-parts-per-trillion level for the EPA/VA tissue study.
This report focuses on a method evaluation study that was conducted
to achieve the first objective of the interagency agreement. Clarification

�of method performance is necessary before proceeding with the analysis of
actual samples retrieved from the NHATS repository.
This report includes a summary of the method evaluation study results (Section II). Recommendations to be implemented before proceeding with
the actual tissue samples from the NHATS repository are presented in Section
III. A description of the actual experimental procedures is provided in Section IV. Results of sample analyses are summarized in Section V, and quality
assurance/quality control (QA/QC) aspects of the study are detailed in Section
VI. Pertinent references are listed in Section VII. Appendix A contains the
detailed analytical protocol that will be followed for the analysis of the
NHATS specimens designated in the study design to be provided by EPA/VA.

�II. SUMMARY
The results of the replicate analysis of spiked and unspiked homogenized human adipose tissue matrix demonstrate that the analytical method
produces accurate and precise data for 17 specific 2,3,7,8-substituted PCDD
and PCDF (tetra- through octachloro homologs) compounds. Data are reported
for three or four replicate analyses of samples spiked at three different
concentration levels. The endogenous or background levels of the PCDD and
PCDF congeners in the homogenized adipose lipid matrix were estimated through
regression analyses of measured (found) versus spiked concentrations for each
compound,
The analytical method is capable of providing quantitative data for
tetra- through octachloro PCDD and PCDF congeners to concentration levels as
low as 1 pg/g (tetrachloro congeners). However, an interference was noted at
m/z 304 which coeluted with 2,3,7,8-TCDF, resulting in a detection level of
approximately 4 pg/g.
Average absolute recoveries of the internal quantisation standards
ranged from 52% for 13Ci2-TCDD up to 89% for 13C12-OCDD. The agreement of
the measured concentrations versus the spiked concentrations for each PCDD
and PCDF congener demonstrates that the internal standard quantisation procedure provides an accurate measure of concentration which is independent of
the absolute recovery.
Final concentration conditions were noted to have pronounced effect
on the absolute recoveries of the lower chlorinated compounds, particularly
2,3,7,8-TCDD. Experiments with carbon-14 labeled 2,3,7,8-TCDD demonstrated
that final concentration at temperatures of 55 to 60°C resulted in recoveries
as low as 54% while the same procedure conducted at ambient conditions resulted in greater than 90% recovery.
Analysis of method and reagent blanks provided information on potential artifacts in the sample preparation scheme. Additional experiments
were conducted with carbon-14 labeled PCDDs to evaluate the cleanup efficiency
and recovery of PCDDs from chromatographic materials, particularly acidic
alumina.

�III. RECOMMENDATIONS
Some minor modifications have been made in the written protocol
(Appendix A) that were not included in this phase of the method validation.
These include:
a cleanup procedure for activated acidic alumina prior to
fractionation of sample extracts to remove artifacts; and
final concentration of the sample extracts using nitrogen
blowdown at room temperature rather than heating to 55-60°C.
The spiking solutions used to prepare the spiked quality control
samples should be submitted for replicate (minimum of three/per spike level)
HRGC/MS analysis to assist the interpretation of positive or negative bias in
the accuracy of QC sample data.
The accuracy bounds should be extended to 50-130% from 50-115% as
specified in the draft quality assurance program plan.
The method should include additional internal quantisation standards
to pair with the HpCDF 13 OCDF congeners. Also, an additional internal recovand
ery standard, possibly C12-l,2,3,4,7,8-HxCDD, is required to provide better
estimates of absolute method recovery. These additional compounds, if available, will be incorporated into the method before initiating sample analyses.

�IV. EXPERIMENTAL
A. Preparation of Homogeni zed Jissue
A bulk lipid sample was prepared from the extracts of human adipose
tissue samples collected through the NHATS program. The adipose tissue samples have been stored in a deep freezer at approximately -10°C since collection. The homogenized tissue extract or bulk lipid was used in this method
evaluation study for preparation of replicate samples spiked with varying
levels of specific PCDD and PCDF isomers. This homogenized matrix will also
be used for preparing control and spiked quality control samples for the
actual NHATS sample analysis phase of the program.
A total of 2,465 g of adipose tissue was extracted, dried, and
concentrated to yield 1,652 g (62% of original weight) of homogenized lipid.
Specific procedures for preparing this matrix are described below.
The adipose tissue samples were thawed at room temperature for 1 to
2 h. Portions of the samples were added to a blender cup of a Waring® blender
and covered with methylene chloride. The volume of methylene chloride was
approximately equal to the sample volume (100 to 200 ml). This mixture was
blended at high speed for approximately 10 min, and the contents were transferred to a 500-mL Erlenmeyer flask and further blended with a Tekmar®
Tissumizer, also at high speed for 10 min. A powder funnel was plugged with
a wad of glass wool (si 1 anized, methylene chloride extracted) and filled with
~ 50 g of sodium sulfate (heated overnight to 600°C in a muffle furnace).
The sodium sulfate was wetted with methylene chloride prior to elution of the
sample extract. The dried effluents were refiltered in the same way using a
fresh bed of sodium sulfate to remove particulate and residual water.
The samples were transferred to 1-L round bottom flasks, and the
solvent was removed by rotary evaporation. The water bath on the rotary evaporator was kept at 60°C using a thermostatted heating element. Once the solvent appeared to have been removed (constant volume in flask, no visible condensation in condenser), the heating and evaporation process was continued
for at least 2 h. The flask and contents were removed and stored in a refrigerator. The extracted lipid solidified upon refrigeration and was visually
checked for homogeneity. No precipitates or phase separation was observed.
The lipid residue was allowed to liquify at room temperature and was transferred to a 4-L glass bottle with a Teflon®-lined lid.
The lipid residue was brought to room temperature and heated just
enough to allow the lipid to achieve an oily state prior to aliquotting portions for the method evaluation studies.
B. Analytical Standards
Analytical standards including native PCDD and PCDF congeners,
stable isotope (carbon-13) labeled standards and radiolabeled (carbon-14)
standards were purchased from Cambridge Isotope Laboratories, Woburn,
Massachusetts, and Pathfinder Laboratories, St. Louis, Missouri. The 2,3,7,8TCDD was received from the EPA Reference Materials Branch as a solution. The

�other native PCDD and PCOF congeners were received as 1-mg neat standards.
The stable and radio!abeled isotopes were received as solutions. Table 1
provides a summary of the standards used for this study.
Stock solutions of the individual PCDD and PCDF congeners were prepared from the neat standards. The neat materials were weighed using a Cahn
27 electrobalance calibrated versus a 1-mg (Class M) standard. The neat compounds were transferred to glass vials and were dissolved in 2.0 to 3.0 ml of
toluene (Burdick and Jackson, distilled in glass). Toluene was added to each
standard using volumetric pipettes (Class A). The OCDD required dilution to
10.0 ml using a 50:50 mixture of toluene and anisole.
A working solution consisting of the 17 native PCDD and PCDF congeners was prepared at a concentration of 2 ug/mL for the TCDD, TCDF, PeCDD,
and PeCDF congeners, 5 ug/ml for the HxCDD, HxCDF, HpCDD, and HpCDF congeners,
and 10 |jg/mL for the OCDD and OCDF. The working solution was used to prepare
both the lipid matrix spiking solution and the calibration standards.
The stable isotope labeled internal standards were obtained as^solutions at 50 (jg/mL concentration with the exception of the 13Ci2-OCDD, which
was provided at 10 |jg/mL. Separate working solutions containing mixtures of
the carbon-13 labeled PCDDs and PCDFs were prepared for use in the calibration
standards and the sample spiking solutions.
The carbon-14 radiolabeled PCDDs were used for preliminary method
evaluation studies. The specific activity of the 14C-2,3,7,8-TCDD (117.56
mCi/mmole) was high enough to allow recovery studies at spike levels equivalent to 10 pg/g for a 10^-g sample.
1. Calibration Standards
Eight concentration calibration standards containing the 17 native
and the 9 carbon-13 labeled internal standards were prepared for determining
the consistency of response factors for the native PCDDs and PCDFs versus the
corresponding carbon-13 congeners. Table 2 presents a summary of the calibration standards prepared for the method calibration study.
2. Spi king Solutions
a. Native PCDD and PCDF
A solution containing the 2,3,7,8-substituted PCDD and PCDF
congeners was prepared for spiking the homogenized lipid materials for the
method evaluation study. Table 3 specifies the levels of each of the native
PCDD and PCDF congeners present in this solution.

�Table 1. Analytical Standards Available for the Method Evaluation Studies
Compound

Source

Native
2,3,7,8-TCDD

EPA QA Reference Materials
Branch
2,3,7,8-TCDF
Cambridge Isotope Laboratories
1,2,3,7,8-PeCDD
Cambridge Isotope Laboratories
1,2,3,7,8-PeCDF
Cambridge Isotope Laboratories
2,3,4,7,8-PeCDF
Cambridge Isotope Laboratories
1,2,3,4,7,8-HxCDD
Cambridge Isotope Laboratories
1,2,3,6,7,8-HxCDD
Cambridge Isotope Laboratories
1,2,3,7,8,9-HxCDD
Cambridge Isotope Laboratories
1,2,3,4,7,8-HxCDF
Cambridge Isotope Laboratories
1,2,3,6,7,8-HxCDF
Cambridge Isotope Laboratories
1,2,3,7,8,9-HxCDF
Cambridge Isotope Laboratories
2,3,4,6,7,8-HxCDF
Cambridge Isotope Laboratories
1,2,3,4,6,7,8-HpCDD Cambridge Isotope Laboratories
1,2,3, 4,6, 7,8-HpCDF Cambridge Isotope Laboratories
1,2,3,4,7,8,9-HpCDF Cambridge Isotope Laboratories
OCDD
Cambridge Isotope Laboratories
OCDF
Cambridge Isotope Laboratories

Lot/Code
20603
AWN 1203-74/EF-903C
MLB-706-53/ED-950C
AWN-729-21/EF-953C

AWN-729-45/EF-956C
830244/ED-961C
MLB-706-47/ED-960C
MLB-706-73/ED-969C
AWN-729-20/EF-964C
MB 13106-7/EF-962-C
MB 13106-47/EF-967-C
MB 13106-3/EF-968-C
MLB-706-21/ED-971C
AWN-729-22/EF-973C
MB-13-106-77/EF-975C
8465-F-982-C/EF-982C
F2832/ED-980C

13

Ci2-Internal standards
2,3,7,8-TCDD
Cambridge
2,3,7,8-TCDF
Cambridge
1,2,3,7,8-PeCDD
Cambridge
1,2,3,7,8-PeCDF
Cambridge
1,2,3,6,7,8-HxCDD
Cambridge
1,2,3,4,7,8-HxCDF
Cambridge
1,2,3,4,6,7,8-HpCDD Cambridge
OCDD
Cambridge

Isotope
Isotope
Isotope
Isotope
Isotope
Isotope
Isotope
Isotope

Laboratories
Laboratories
Laboratories
Laboratories
Laboratories
Laboratories
Laboratories
Laboratories

R00208/ED-900
R00236/EF-904
R00241/ED-955
R00221/EF-952
R00249/ED-966C
R00234/EF-963C
R00248/ED-972
R00263/ED-981

14

Ci2"Radiolabe1ed standards
2,3,7,8-TCDD
Pathfinder Laboratories
1,2,3,4,7,8-HxCDD
Pathfinder Laboratories
OCDD
Pathfinder Laboratories
S.A. = specific activity.

S.A.a = 117.56 mCi/mmole
S.A. = 24.16 mCi/mmole
S.A. = 20.50 mCi/mmole

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�Table 3. Native PCDD and PCDF Spiking Solution
Compound

Concentration
(pg/nl_)

2,3,7,8-TCDD

5

2,3,7,8-TCDF

5

1,2,3,7,8-PeCDD
1,2,3,7,8-PeCDF

5
5

2,3,4,7,8-PeCDF
1,2,3,4,7,8-HxCDD

5
12.5

1,2,3,6,7,8-HxCDD

12.5

1,2,3,7,8,9-HxCDD
1,2,3,4,7,8-HxCDF

12.5
12.5

1,2,3,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF

12.5
12.5

2,3,4,6,7,8-HxCDF

12.5

1,2,3,4,6,7,8-HpCDD ..

12.5

1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF

12.5
12.5

OCDD
OCDF

25
25

�b. Internal Standards
Two different internal standard spiking solutions were prepared
for quantisation of native PCDD and PCDF congeners. The compositions of each
of the spiking solutions are presented in Table 4. The internal quantisation
standards were spiked into the lipid aliquots prior to any cleanup procedures
and hence were carried throughout the method exactly as the corresponding
native congeners. The internal recovery standard was added in 10 uL of a
keeper solution (tridecane) during final extract concentration prior to analysis. The recovery standard was used to measure the absolute method recoveries
of the internal quantisation standards.
C. Analytical Procedure
The homogenized human adipose lipid matrix was allowed to come to
room temperature and then warmed in a water bath until the matrix changed to
an oily state. Approximately 10.0 g of the oily material was transferred by
pipette to preweighed glass vials, and the actual weight of the lipid was
determined to the nearest 0.01 g by difference using an analytical balance.
Four 10.00-g aliquots were spiked with 20 uL of the native spiking solution
presented in Table 3, another four aliquots were spiked with 50 uL of the same
solution, and three additional aliquots were spiked with 100 uL of native PCDD
and PCDF solution. These spikes were equivalent to concentrations ranging
from 10, 25, and 50 pg/g in the lipid matrix for the tetra- and pentachloro
PCDD and PCDF congeners up to 50, 125, and 250 pg/g for the OCDD and OCDF for
the low, medium, and high level spikes.
In addition to the spiked samples, three aliquots of the lipid
material were transferred for determining the endogenous levels of each of
the PCDD and PCDF congeners in the control matrix.
Each of the sample aliquots was fortified with 100 pL of the internal quantisation standard spiking solution (Table 4). The spiked samples
were each quantitatively transferred to 500-mL Erlenmeyer flasks using hexane.
The residues were diluted with a total of 200 ml of hexane, and
100 g of sulfuric acid (H2S04) modified silica gel (40% w/w) was added to each
solution with stirring. The mixtures were stirred for approximately 2 h, and
the supernatants were decanted and filtered through filter funnels packed with
anhydrous sodium sulfate (Na2S04). The H2S04 modified silica adsorbents were
washed with at least two additional aliquots of hexane and dried by elution
through Na2S04.
The combined hexane extracts for each sample were eluted through
columns consisting of the 40% H2S04 modified silica gel (4.0 g) and silica
gel (1.0 g). The eluates were concentrated to approximately 15 ml and added
to columns of acidic alumina (Bio-Rad, AG-4, 6.0 g). The acidic alumina columns were eluted first with 20 ml of hexane, which was collected but not analyzed, followed by elution with 30 ml of 20% methylene chloride in hexane.
The PCDDs and PCDFs were eluted from the acidic alumina using the 20% methylene chloride in hexane. The PCDDs and PCDFs in the eluates were isolated from
other chlorinated planar aromatics using columns (5-mL disposable pipettes
containing 500 mg of 18% Carbopak C and Celite-545). The Carbopak C/Celite
10

�Table 4. Internal Standard Spiking Solutions
Concentration
(pg/(jL)

Compound
Internal quantitation standard8
13

5

13

5

13

5

13

5

C12-2,3,7,8-TCDD

C12-2,3,7,8-TCDF

C12-l,2,3,7,8-PeCDD
C12-l,2,3,7,8-PeCDF

13

12.5

13

12.5

13

12.5

C12-l,2,3,6,7,8-HxCDD

C12-l,2,3,4,7,8-HxCDF

C12-1,2,3,4,6,7,8-HpCDD

13

C12-OCDD

25

Internal recovery standard
13

C12-1,2,3,4-TCDD

5

uSolution prepared in isooctane.
Solution prepared in tridecane.

11

�columns were pre-eluted with 2 ml of toluene, I mi of 75:20:5 methylene
chloride/methanol/benzene, 1 mL of 1:1 methylene chloride/cyclohexane, and
2 ml of hexane. The sample extracts (30 ml) were added to the columns, which
were eluted with 2 ml of hexane, 1 ml of 1:1 methylene chloride/cyclohexane,
and 1 ml of the 75:20:5 methylene chloride/methanol/benzene. These eluents
were collected and combined but were not analyzed. The Carbopak C/Celite
columns were turned upside down, and the PCDDs and PCDFs were eluted with
20 ml of toluene. The toluene was concentrated to less than 1 ml using flowing nitrogen and a heated water bath (55-60°C) and transferred to 1.0-mL
conical vials using a solution of 1% toluene in methylene chloride. Tridecane
(10 nD containing 500 pg of the internal recovery standard 13C12-1,2,3,4-TCDD
was added as a keeper when the solution had concentrated to approximately
200 pL. The extracts were concentrated to final volume using nitrogen and
the heated water bath.
D. HRGC/MS Analysis
The analyses of the spiked and unspiked lipid samples were completed
,using a Kratos MS50TC double-focusing magnetic sector mass spectrometer. The
determination for the tetra- through octachloro homologs was achieved in a
single analysis using the conditions described in Table 5. Table 6 provides
the characteristic ions monitored for each PCDD and PCDF homolog. As noted
from Table 6, the analysis requires five different parameter descriptions that
were switched automatically during the course of the analysis. Parameters
monitored included two characteristic molecular ions for each PCDD and PCDF
homolog and the corresponding carbon-13 labeled internal standard. In addition, a fragment ion of perfluorokerosene (PFK) was monitored throughout each
analysis to ensure that proper mass calibration was maintained. The parameter descriptors also included an ion characteristic of specific homologs of
chlorinated diphenyl ethers to demonstrate that responses meeting the qualitative criteria for specific PCDF congeners were not due to these potential
interferences.
Triplicate analyses of six of the eight calibration solutions
(Table 2) were completed, and the variability in relative response factors
across this range was calculated. The analyst was required to demonstrate on
a daily basis that the relative response factors (RRF) were in agreement
within ± 20% of the established averages for 2,3,7,8-TCDD and 2,3,7,8-TCDF
and within ± 30% of the average RRF values for the other congeners. The analyst was also required to determine column performance by analyzing a mixture
of TCDD isomers before proceeding with sample analysis. Table 7 gives an example of the typical daily sequence for PCDD/PCDF analysis.

12

�Table 5. HRGC/LRMS Operating Conditions for PCDD/PCDF Analysis
Mass spectrometer
Accelerating voltage:
Trap current:
Electron energy:
Electron multiplier voltage:
Source temperature:
Resolution:
Overall SIM cycle time:

8,000 V
500 MA
70 eV
-1,800 V
280°C
£ 3,000 (10% valley definition)
1s

Gas chromatograph
Column coating:
Film thickness:
Column dimensions:
He linear velocity:
He head pressure:

DB-5
0.25 Mm
60 m x 0.25 mm ID
* 25 cm/sec
1.75 kg/cm2 (25 psi)

Injection type:
Split flow:
Purge flow:
Injector temperature:
Interface temperature:
Injection size:
Initial temperature:
Initial time:
Temperature program:

Splitless, 45 s
30 mL/min
6 mL/min
270°C
300°C
1-2 ML
200°C
2 min
200°C to 330°C at 5°C/min

13

�Table 6. Ions Monitored for HRGC/MS Analysis of PCDD/PCDF
Descriptor
Al

ID

Mass

TCDF

303.902
305.899
315.942
317.939
319.896
321.894
331.937
333.934
373.840
380.976

0.090
0.090
0.090
0.090
0.090
0.090
0.090
0.090
0.090
0.090

303.902
305.899
319.896
321.894
337.863
337.860
349.903
351.900
353.858
355.855
365.898
367.895
380.976
407.801

0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.035
0.035

HxCDF

373.821
375.819

PFK (lock mass)
13
C12-HxCDF

380.976
385.861
387.859
389.816
391.813
401.856

0.080
0.080
0.080
0.080
0.080

13

C12-TCDF

TCDD
13

C12-TCDD

HxDPE
PFK (lock mass)
A2

TCDF
TCDD
PeCDF
13

C12-PeCDF

PeCDD
13

C12-PeCDD

PFK (lock mass)
HpCDPE
A3

Nominal dwell
time (sec)

HxCDD
13

C12-HxCDD

403.853
443.759

OCDPE

14

0.080
0.080

0-. 080
0.080
0.080

�Table 6 (continued)

Descriptor
A4

ID

Mass
380.976
389.816
391.813
407.782
409.779
419.822
421.819
423.777
425.774
435.817
437.814
429.768
431.765
477.720

13

C12-HpCDF

HpCDD
13

C12-HpCDD

37

Cl4-HpCDD

NCDPE
PFK (lock mass)
OCDF
13

C12-OCDF

OCDD
13

C12-OCDD

DCDPE

15

0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040

380.976
441.743
443.740
453.784
455.781
457.738
459.735
469.779
471.776
511.681

PFK (lock mass)
HxCDD
HpCDF

A5

Nominal dwell
time (sec)

0.060
0.070
0.070
0.070
0.070
0.070
0.070
0.070
0.070
0.060

�Table 7. Typical Daily Sequence for PCDD/PCDF Analysis
1. Tune and calibrate mass scale versus perfluorokerosene (PFK).
2. Determine column performance by injecting the TCDD isomer mixture.
3. Inject concentration calibration solution 2.5 to 12.5 pg/uL (CS-7)
solution.
4. Inject blank (tridecane).
5. Inject samples 1 through "n".
6

Inject concentration calibration solution 2.5 to 12.5 pg/uL (CS-7)
solution.

16

�E. Data Interpretation
1. Qualitative
The HRGC/MS elution profiles of the tetra- through octachloro PCDD
and PCDF homologs were established through the analysis of environmental sample extract (fly ash from a municipal waste incinerator). The characteristic
ions for each homolog were plotted within the retention window established
using this mixture. The criteria for identification of a response as a PCDD
or PCDF were the coincidental response of the characteristic ions monitored
within the established retention window, and within ± 20% of the theoretical
ion ratio. Table 8 presents the range of ion ratios used for the qualitative
criteria for the specific PCDD and PCDF homologs and internal standards.
2. Quantitation
Quantisation of the specific PCDD and PCDF congeners was achieved
using the respective internal quantisation standards. For example, TCDD was
quantitated versus the 13C12-2,3,7,8-TCDD; PeCDD versus the 13C12-1,2,3,7,8PeCDD, etc. The HpCDF and OCDF responses were quantitated versus the carbon-13
labeled hepta- and octachloro dibenzo-p_-dioxin internal standards since the
corresponding dibenzofuran internal standards were not available for this
study. The absolute recovery of the internal quantisation standards was
achieved using 13C12-1,2,3,4-TCDD. A second internal recovery standard,
37
Cl4-l,2,3,4,6,7,8-HpCDD, was evaluated but was not used for recovery measurements due to interference arising from the corresponding native HpCDD.
Relative response factors (RRF) were calculated for each compound
listed in Table. 2. The RRF values were calculated as shown in Equation 1.
"crn x Cjr
STD
IS
A
H

Xc

IS x ^STD

where A

Eq. 1

= the sum of the area responses for the two characteristic ions
of the standard compound;
= the sum of the area responses for the two characteristic ions
of the corresponding internal quantisation standard;
= concentration of the internal quantisation standard (pg/|jL); and
= concentratlon

°f tne standard compound (pg/uL).

A calibration curve was established using six concentration levels
of standards; for example, the calibration curve for 2,3,7,8-TCDD was initially established with standards at concentrations of 1, 2.5, 5, 10, 50, and
100 pg/uL The 2.5 pg/uL standard was analyzed daily to verify response
factors and instrument sensitivity. The RRF values for each of the internal
quantisation standards were calculated versus the internal recovery standard,
13
C12-1,2,3,4-TCDD, using Equation 1.
17

�Table 8. Ion Ratios for HRGC/MS Analysis of PCDD/PCDF
Compound
TCDF
13
C12-TCDF
TCDD
13
C12-TCDD
PCDF
13
C12-PeCDF
PeCDD
13
C12-PeCDD
HxCDF
13
C12-HxCDF
HxCDD
13
C12-HxCDD
HpCDF
13
C12-HpCDF
HpCDD
13
C12-HpCDD
OCDF
13
C12-OCDF
OCDD
13
C12-OCDD

Ions monitored

Theoretical ratio

304/306
316/318
320/322
332/334
338/340
350/352

0.76
0.76
0.76
0.76
0.61
0.61
0.61
0.61
1.22
1.22
1.22
1.22
1.02
1.02
1.02
1.02
0.87
0.87
0.87
0.87

354/356
366/368
374/376
386/388
390/392
402/404
408/410

420/422
424/426
436/438

442/444
454/456
458/460

470/472

18

Acceptabl e range

0.61 0.61 0.61 0.61 0.49 0.49 0.49 0.49 0.96 0.96 0.96 0.96 0.82 0.82 0.82 0.82 0.70 0.70 0.70 0.70 -

0.91
0.91
0.91
0.91
0.73
0.73
0.73
0.73
1.46
1.46
1.46
1.46
1.22.
1.22
1.22
1.22
1.04
1.04
1.04
1.04

�The concentration of a PCDD or PCDF congener in a composite sample
was calculated as shown in Equation 2.
r - Asample x QIS
L
WT " A x RRF x Wt
where

Fn 9 L
tq&lt;

CWT = wet tissue concentration of the PCDD or PCDF congener in each

tissue (pg/g);

A sample = sum of the area responses for the two characteristic ions of
i
pcD[) Qy pCDp congerier;

A,o = sum of the area responses for the two characteristic ions of
the respective internal quant i tat ion standard;
QT&lt;: = amount of the internal quantisation standard added to the
i:&gt;
sample (500 pg of 13C12-TCDD or 2,500 pg of 13C12-OCDD);
RRF = the relative response factor for the PCDD or PCDF congener
from Equation 1; and
Wt = mass of the sample (grams).
The absolute recovery of the internal quantisation standard was
calculated using Equation 3.
Recovery ( ) = ,-/*
%
RS
IS
where

K
;
4

, x 100

Eq. 3

IS

ARS = sum of the area responses for the two characteristic ions of
.
the internal recovery standard, 13C12-1,2,3,4-TCDD;
QR&lt;. = amount of the internal recovery standard added to the final
extract (500 pg); and
RRF jg = response factor of the internal quantisation standard relative
to the internal recovery standard.

All data were qualified to reflect whether the compound was a positive quantifiable parameter, present as a trace value only, or was not detected. Positive quantifiable values were identified for responses greater
than 10 times background signal to noise. Trace (TR) values were assigned
to responses which were in the range of 2.5 to 10 times background signal to
noise. A value of not detected (ND) was used to reflect that a response was
not detected at greater than 2.5 times signal to noise. A limit of detection
(LOD) was calculated for all trace and not detected values using the peak

19

�height response of the respective internal standard and the average measured
signal to noise for the characteristic ions of the PCDDs and PCDFs.
F. Quality Assurance/Quality Control (QA/QC)
The QA/QC procedures included analysis of multipoint calibration
concentration standards to establish relative response factor (RRF) 'curves
for each of the 17 native PCDD and PCDF congeners. The mean RRF (RRF) values
and instrument sensitivity were verified daily by bracketing the sample analyses with an injection of a standard that ranged from 2.5 pg/uL for 2,3,7,8TCDD and 2,3,7,8-TCDF up to 12.5 pg/uL. for OCDD and OCDF. The criterion for
continuing with the sample analysis was agreement of the measured RRF value
with the mean RRF within ± 20% for 2,3,7,8-TCDD and TCDF and ± 30% for all
other PCDD and PCDF congeners.
Other activities included the analysis of laboratory method blanks
and reagent blanks and measurement of the absolute recoveries of the internal
quantisation standards.
G. Preliminary Method Studies
Prior to analysis of the homogenized human adipose lipid matrix by
HRGC/MS, several experiments were conducted to confirm that the sample preparation scheme was feasible.
1. Gravimetric Studies
The first concern was the efficient removal of up to 10 g of lipid
matrix from extracted adipose tissue. A series of experiments was conducted
with 10-g lipid aliquots to demonstrate removal of lipid using the H2S04-Si02
slurry technique. Initially, 50 g of the acid modified silica was added to
the lipid extract in 100 ml of hexane. The acid modified silica was noted to
turn dark brown immediately on contact with the lipid solution. The hexane
was recovered and the adsorbent was extracted with additional hexane. The
extracts were combined and concentrated to 5 ml with Kuderna-Danish evaporators.
The extract was eluted through a column of 4.0 g of acid modified silica and
1.0 g of silica with 45 mL of hexane. The acid modified silica was noted to
be highly discolored throughout, and the extract required a second slurry
treatment of the eluent with an additional 50 g of acid modified silica gel.
The adsorbent from the second slurry procedure was noted to discolor significantly, indicating that lipid materials had not been efficiently removed from
the first step of the procedure. The hexane supernatant from the second
slurry cleanup was reduced in volume and taken to dryness in a preweighed
glass vial. The final residue was measured at approximately 10 mg for duplicate samples, which translates into a removal efficiency of 99.9% based on
the initial 10-g aliquot.
This lipid cleanup procedure was modified such that 100 g of acid
modified silica gel was used in the initial slurry cleanup, followed by elution of the resulting extract through a column containing 4.0 g of acid modified silica and 1.0 g of silica gel. The lipid removal efficiency of duplicate samples through the cleanup procedure was determined to average 99.8%

20

�(20 to 30 mg of the initial 10-g lipid remained after cleanup). The column
cleanup step in this procedure did not exhibit any significant color change.
Thus this step of the procedure was incorporated into the method as a check
of the efficiency of lipid removal to prevent overloading of the acidic alumina fractionation column.
2. Carbon-14 Recovery Studies
The carbon-14 radiolabeled PCDD standards listed in Table 1 were
used to estimate overall method recoveries for the tetra- through octachloro
homologs prior to proceeding with the HRGC/MS evaluation. Triplicate analyses
(10-g aliquots of lipid materials) were conducted with each of the three
radiolabeled standards. The first experiment addressed the recovery of the
compounds from bulk lipid cleanup. Triplicate analyses using 10-g aliquots
were completed for the three compounds at the following concentrations:
14
C-2,3,7,8-TCDD, 10 pg/g; 14C-l,2,3,4,7,8-HxCDD, 100 pg/g; and 14C-OCDD,
250 pg/g. The results of these analyses indicated that all compounds were
recovered in the range of approximately 70 to 80%. Following this ^experiment,
the total sample preparation procedure described earlier in this re*port was
evaluated using triplicate analysis of 10-g lipid samples. Table 9 provides
a summary of the results from this study. These data indicate that overall
method recovery is limited by the initial bulk lipid removal procedure. This
assumption is based on the similar recoveries of the carbon-14 labeled compounds noted for evaluation of the bulk lipid removal step as compared to the
total sample preparation scheme.

21

�Table 9. Summary of the Results of the Sample Preparation
Method Evaluation Using Carbon-14 PCDDs
Spike
levels

Bulk lipid
removal,
recovery

Analytes

(pg/g)

Total method
recovery ( )
%

14

C-2,3,7,8-TCDD

10

68

75

14

100

79

66

250

82

76

C-l,2,3,4,7,8-HxCDD

14

C-OCDD

*

Average value for triplicate analyses taken through the total sample
preparation scheme. Precision of measurements varied by less than ± 10%
.(relative standard deviation).
Average value for triplicate analyses taken through bulk lipid cleanup
only. Precision of measurement varied by less than ± 6% (relative standard deviation).

22

�V.

RESULTS

A. Analytical Results
The analytical results for the quantisation of the 17 target PCDD
and PCDF 2,3,7,8-substituted congeners in the spiked and unspiked homogenized
human adipose lipid samples are presented in Tables 10 to 15. These data
demonstrate that 13 of the 17 congeners were definitely detected in the unspiked lipid matrix. Although 2,3,7,8-TCDF is reported as not detected, responses for the characteristic ions (m/z 304 and 306) greater than 10 times
signal to noise were noted to be coincident with the internal standard, 13C12~
2,3,7,8-TCDF. The ratio of the responses (m/z 304/306) in each of the triplicate analyses of the unspiked matrix were well outside the acceptable ratio
of 0.90 to 0.61 established in Table 8. Figure 1 provides a comparison of
the HRGC/MS-SIM responses noted for the unpsiked human adipose lipid matrix
as compared to a concentration calibration standard. Figures 2 through 6
provide examples of the individual PCDD and PCDF responses observed for the
unspiked lipid samples as compared to fortified matrices.
In general, the precision of the replicate measurements at each
spike level is good (relative standard deviations typically less than 10%)
for PCDD and PCDF congeners that were detected with responses greater than 10
times signal to noise. The precision for estimated detection limits for
1,2,3,7,8-PeCDF (Table 11), 1,2,3,7,8,9-HxCDF (Table 12), and OCDF (Table 15)
ranges from 21.6% to 43.1% as a result of little or no response at the specified retention window.
B. Statistical Analysis
The regression results for each of the 17 specific PCDD and PCDF
congeners are plotted separately in Figures 7 to 23. These plots provide the
results for the individual sample analyses, a line defining the results of a
least squares regression analysis, and boundaries that depict the confidence
limits for the range of spiked concentrations. The regression lines were obtained by the method of least squares using the sample measurements at the
three spiking levels and the unspiked level.
Two types of upper and lower 95% confidence limits or bounds were
calculated for the least square regressions of measured (found) concentrations
versus spiked levels. The first set of confidence limits (defined by the
inner pair of curves closest to the regression line) is the 95% confidence
bounds for the regression line. These bounds are interpreted as follows:
The true regression line (as would be determined if the experiment were repeated a countless number of times at the same spiked levels) lies within
these confidence limits unless the analytical results are sufficiently unusual
to be among those expected to occur less than 5% of the time.
The second set of confidence bounds, depicted by the outer pair of
lines, constitutes the 95% confidence limits for the result of a single analysis at a particular spiking level. The interpretation is as follows: the
result (reported value) of a single analysis of a sample spiked at a given
level can be predicted to fall between these 95% confidence bounds unless the
analytical result is among those sufficiently unusual to be expected less than
5% of the time.
23

�Table 10. Spiked Versus Measured Concentrations of 2,3,7,8-TCDF and 2,3,7,8-TCDD

in Homogenized Human Adipose Lipid Samples
2,3,7,8-TCDF
spike level

2,3,7,8-TCDF
concentration

(pg/g)

(pg/g)

13

C12-TCDF

absolute
recovery ( )
%

13

2,3,7,8-TCDD
spike level

2,3,7,8-TCDD
concentration

(pg/g)

(pg/g)

C12-TCDD
absolute
recovery (%)

(.)
41a
a
(.)
41a
(.)
40
(.)
41
0.1
1.8

59
63
59
60.3
2.3
3.8

0
0
0

10.7
11.4
13.1
11.7
1.2
10.5

53
52
46
50.3
3.8
7.5

10
10
10
10

14.3
14.8
13.6
13.8
14.1
0.5
3.9

61
67
71
78
69.3
7.1
10.3

10
10
10
10

23.4
22.8
24.7
22.5
23.3
1.0
4.1

53
53
53
62
55.3
4.5
8.1

25
25
25
25

30.8
30.8
30.7
28.7
30.2
1.1
3.5

59
75
62
72
67.0
7.7
11.5

25
25
25
25

40.8
40.6
40.3
38.3
40.0
1.2
2.9

48
53
51
60
53.0
5.1
9.6

50
50
50

57.7
59.4
55.8
57.6
1.8
3.1

64
48
58
56.7
8.1
14.3

50
50
50

65.8
72.1
67.6
68.5
3.3
4.8

55
43
48
48.7
6.0
12.4

0
0
0
Mean
STD
RSD (%)

ro

Mean
STD
RSD (%)

ND
ND
ND
ND

-pi

Mean
STD
RSD ( )
%

Mean
STD
RSD ( )
%

ND = not detected. Value in parentheses is the estimated limit of detection. A response of greater than
10 times signal-to-noise was noted for both characteristic ions (m/z 304 and 306) at the appropriate
retention time for 2,3,7,8-TCDF. However, the ion ratio was considerably greater than the acceptable
range of 0.61 to 0.90.

�Table 11. Spiked Versus Measured Concentrations of 1,2,3,7,8-PeCDF, 2,3,4,7,8-PeCDF, and 1,2,3,7,8-PeCDD
In Homogenized Human Adipose Tissue Samples

1.2,3,7,8-PeCDF
spike level

(pg/g)
0
0
0

10
10
10
10
Mean
STD
RSO ( )
%

2,3,4,7,8-PeCDF
concentration

(pg/g)

(pg/g)

0
0
0

20.8
21.6
19.0

75
76
80

20.5
1.3
6.5

77.0
2.6
3.4

12.2
11.5
11.9
11.4

10
10
10
10

Mean
STO
RSO (X)

29.2
30.1
28.5
25.5

Mean
STD
RSD ( )
%
ND = not detected.

51.3
55.9
55.5
54.2
2.5
4.7

. 90
63
84
75

50
50
50

54.9
48.5
41.7
48.2

62
81
87
84

64
74
70

69.8
6.1
8.8

69.3
5.0
7.3

The value in parentheses is the estimated limit of detection.

1,2,3,7,8-PeCDD
concentration

»3C,2-PeCDO
absolute
recovery ( )
%

(pg/g)

(pg/g)

0
0
0

20.2
19.9
18.1

51
54
57

19.4
1.1
5.7

54.0
3.0
5.6

32.1
37.6
30.8
30.4

60
57
55
62

30.2
1.9
6.3

58.5
3.1
5.3

48.0
46.1
49.3
43.5

55
60
57
64

46.7
2.5
5.4

59.0
3.9
6.6

69.7
72.2
72.8

58
54
56

71.6
1.6
2.3

56.0
2.0
3.6

10
10
10
10

78.5
11.3
14.4

74.6
62.9
71.9

1.2,3,7,8-PeCDD
spike level

78.0
11.7
15.1

48.4
5.4
11.1

25
25
25
25

28.3
2.0
7.0
50
50
50

27.6
37.0
28.7
36.3

C12-PeCOF
absolute
recovery ( )
%

32.4
4.9
15.2

11.8
0.4
3.1
25
25
25
25

CJ1

NO ( . )
11"
NO ( . )
08
NO (0.8)

13

2,3,4,7,8-PeCDF
spike level

ND ( . )
09
0.2
21.6

Mean
STD
RSO ( )
%

ro

1,2,3,7,8-PeCDF
concentration
(P9/g)

25
25
25
25

50
50
50

�Table 12. Spiked Versus Measured Concentrations of 1,2,3,4,7,8-; 1,2,3,6,7,8-; 2,3,4,6,7,8-; and 1,2,3,7,8,9-HxCDF
in Homogenized Human Adipose Lipld Matrix
1,2,3,4,7,8HxCOF
spike level

(pg/g)
0
0
0

Mean
STO

25
25
25
25

Mean
STO
RSD ( )
%

22.0
22.1
22.4

(pg/g)
0
0
0

46.7
52.0
48.8
49.0

Mean
STD
RSD (X)

125
125
125

90.2
89.1
90.3
90.7

25
25
25
25

156.3
0.9
0.6

(pg/g)
12.3
12.4
12.7

2.3,4.6,7,8HxCDF
spike level

(pg/g)
0
0
0

36.6
38.6
40.8
39.8

62.5
62.5
62.5
62.5

83.7
80.5
79.6
76.0

25
25
25
25

151.0
157.7
149.1

(pg/g)
4.9
4.2
4.2

1,2.3,7,8,9HxCOF
spike level

(pg/g)
0
0
0

32.3
33.6
32.0
32.5

62.5
62.5
62.5
62.5

74.7
75.5
74.2
71.1

25
25
25
25

152.6
4.5
2.9

HO = not detected. The value in parentheses reflects the estimated limit of detection.

141.9
141.6
151.0
144.9
5.3
3.7

(pg/g)

a

13

Ct2-HxCDF
absolute
recovery

()
«

NO ( . )
05
NO ( . )
07
NO (0.9)

55
57
52

55.7
2.5
4.6

34.8
28.5
30.9
29.2
30.9
2.8
• 9.1

59
57
60
67

60.8
4.3
7.2

125
125
125

82.7
89.4
82.2
76.3

60
63
63
70

82.7
5.4
6.5

62.5
62.5
62.5
62.5

73.9
2.0
2.6
125
125
125

1,2,3,7.8,9HxCOF
concentration

NO ( . )
07
0.2
25.3

32.6
0.7
2.1

79.9
3.2
3.9
125
125
125

2,3,4,6,7,8HxCDF
concentration

4.4
0.4
8.9

39.0
1.8
4.7

90.1
0.7
0.7
157.2
155.4
156.4

1,2,3,6,7,8HxCDF
concentration

12.4
0.2
1.7

49.1
2.2
4.4
62.5
62.5
62.5
62.5

Mean
STD
RSD (X)

(pg/g)

1,2,3,6,7.8HxCDF
spike level

22.2
0.2
1.1

RSD (X)

ro

1,2,3.4,7,8HxCDF
concentration

64.0
4.2
6.6

143.0
144.1
163.4

57
54
57

150.1
11.4
7.6

56.0
1.7
3.1

�in Homogenized Human Adipose Lipid Samples
1,2,3,4,7,8-HxCDD
spike level
(pg/9)

0
0
0

25
25
25
25

(pg/g)
0
0
0

4.
78
52.0
53.7
52.7

62.5
62.5
62.5
62.5
Mean
STO
RSD (X)

8.
29
96.7
90.3
81.9

25
25
25
25

141.1
150.8
146.0
145.9
4.9
3.3

(pg/g)
157.0
162.0
154.0

1,2,3,7,8,9-HxCDD
spike level

(pg/g)
0
0
0

184.0
165.0
198.0
193.0

62.5
62.5
62.5
62.5

220.0
239.0
220.0
220.0

280
8.
299.0
266.0
284.3
16.8
5.9

(pg/g)

13

Ct2-HxCDD
absolute
recovery (X)

19.1
26.0
24.7

58
60
58

58.7
1.2
2.0

63.5
46.1
40.8
57.3

65
61
65
70

51.9
10.4
20.0

25
25
25
25

65.3
3.7
5.6

125
125
125

114.0
99.9
101.2
107.4

64
66
66
77

105.6
6.5
6.1

62.5
62.5
62.5
62.5

224.8
9.5
4.2
125
125
125

1,2,3,7,8,9-HxCDD
concentration

23.2
3.7
15.8

185.0
1' 5
4.
7.9

8.
79
7.0
7.9
125
125
125

1.2,3,6,7,8-HxCDD
concentration

157.7
4.0
2.6

51.6
2.6
5.1

Mean
STD
RSD (X)

Mean
STD
RSD (X)

21.6
22.7
20.3

1,2,3,6,7,8-HxCDD
spike level

21.5
1.2
5.5

Mean
STD
RSD (X)

ro

1.2,3,4.7,8-HxCDD
concentration
(pg/9)

68.3
5.9
8.7

141.3
152.7
189.4

62
57
61

161.1
.25.2
15.6

60.0
2.6
4.4

�Table 14. Spiked Versus Measured Concentrations of 1,2,3,4,6,7,8-HpCDF, 1,2,3,4,7.8,9-HpCOF, and 1,2,3,4,6,7,8-HpCOO
in Homogenized Hunan Adipose Lipid Samples

1 ?,3,4,6,7,8-HpCDF
spike level
(99
P/)

0
0
0
Mean
STD
RSD ( )
%

(pg/g)
30.6
27.3
28.6

Mean
STD
RSO (X)

(pg/g)
0
0
0

48.6
48.6
51.0
56.3

Mean
STD
RSD ( )
%

86.3
85.7
80.9
83.4

25
25
25
25

154.5
157.3
154.4
155.4
1.6
1.0

(pg/g)

NO ( . )
13*
ND ( . )a
11*
HD ( . )
10

1,2,3,4,6,7,8-HpCDD
spike level

26
23
23
25

62.5
62.5
62.5
62.5

60
60
59
58

119
126
121

122.4
3.7
3.0

ND = not detected. The value in parentheses is the estimated limit of detection.

13

C,z-HpCDD
absolute
recovery ( )
%

(pa/g)

0
0
0

214.7
210.8
215.5

71
74
69

213.7
2.5
1.2

71.3
2.5
3.5

214.7
239.0
243.9
248.5

83
75
76
78

243.3
40
.
1.7

78.0
3.6
4.6

281.5
288.1
269.9
274.9

77
84
90
99

278.6
8.0
2.9

87.5
9.3
10.7

353.2
355.4
343.7

62
61
69

350.8
6.2
1.8

64
4.4
6.8

25
25
25
25

62.5
62.5
62.5
62.5

59.0
0.8
1.3
125
125
125

1,2,3,4.6,7,8-HpCDD
concentration

(pg/g)

24.1
1.4
5.7

84.1
2.5
2.9
125
125
125

1,2,3,4,7,8,9-HpCDF
concentration

ND ( . )
lla
0.2
13

51.1
3.6
7.0
62.5
62.5
62.5
62.5

a

1,2,3,4,7,8,9-HpCDF
spike level

28.9
1.6
5.7
25
25
25
25

ro
CO

1,2,3,4,6,7,8-HpCDF
concentration

125
125
125

�Table 15. Spiked Versus Measured Concentrations of OCDF and OCDD
in Homogenized Human Adipose Lipid Samples
OCDF
spike level

(pg/g)
0
0
0

Mean
STD
RSD ( )
%

50
50
50
50
Mean
STD
RSD ( )
%

125
125
125
125
Mean
STD
RSD ( )
%

250
250
250
Mean
STD
RSD ( )
%

OCDF
concentration

(pg/g)
4.9
2.3
2.6

(pg/g)

(pg/g)

0
0
0

804
833
781

91
88
94

806.1
26.1
3.2

91.0
3.0
3.3

3.2
1.4
43.1

44.2
45.0
45.9
49.6

860.4
11.4
1.3

125
125
125
125

932
934
944
907

110.7
2.2
2.0

227.8
231.0
228.6

OCDD
concentration

849
856
876
860

50
50
50
50

46.2
2.4
5.2

111.1
107.8
110.7
113.1

13

C12-OCDD
abolute recovery
()
%

OCDD
spike level

929.1
15.7
1.7

250
250
250

100
87
91
91

92.3
5.5
6.0
90
96
102
104

98.0
6.3
6.5

1,080
1,140
1,070
1,096
34.7
3.2

229.1
1.7
0.7

29

69
67
74

70.0
3.6
5.2

�Umplked Hutmn Adipo» Tillue
1.
2.
3.
.
.
.
.
.
.
t .

2.3.7.8-ICOf
'3C|J-2.3.7.»-FCnf
"CI2-I.J.3.4-TCDO
7.3.7.J-FCOD
"CI2-2.3.7.MCDD
1,2.], 7,1.F.CDF
"ClJ-1.2 3.7,1
-P.CDF
2.3,4. 7.».
FrCDF
l,2,3.7,t-NCOD
'3C|}&gt;l.2.3,7.a-r«CDD

1 . '3Cn-l.2.3.4,7.«-H.Crif
Df
1 . 1.2.3.6.7

RIC

4. 2.J.4.i.7.e-M.CDr
S. l,2.3.4,7.e-ll&lt;CDD
«. 1,2,3. 6,7. »-H»COD
7. '3Cl2-l.2.3.6.7.t-H.CDD
I. l.!.3.7.B.»-HrCDl&gt;
'. 1,2.3,7,1,9-HiCDF
20. 1, 2,3.4. *.7.»-HpCDF
21. l,2,3,4.«.7.«-HpCDI&gt;
'K. I3CI2-1. 2.3.4. 4.7,1-HpCOD
23. 37ci4.|.2,3,4(«,7,«.HpCDO

,24
"

25. OCOD
26. "CI2-OCOO
27. OCDF

i

21.:2,23

1

14.17
1 2

7

4,5

\{

li

9, 10

I
i r-.fl

880

IBM

IS
12

18 19

1488

1288

20
1

2888

1688

SCAN

Calibration Standard

11,12

1,2

P.IC
15,14,17

6,7

19

21,22,23

9.10

1888

1288

1488

1888

1988

2888 SCAN

Figure 1. Comparison of the HRGC/MS-SIM reconstructed ion chromatogram(RIC)
from the analysis of unspiked homogenized human adipose tissue
matrix and a calibration standard for PCDDs and PCDFs.

30

�Uraplk.d Human Adipou

384.

Spiked Human AdipoM
|2,3.7.8-TCDF

384

350

1888

last

1188

1158

1200

1290

SCAN

Umpilnd Human Adipax

r '3C|2-lCDF

/-2.3,7,8-ICDD

AJL
lee.eSpikwi Human Ad!po»

320 .

I3C 12-2.3,7.8-ICDF-i

-

A

A

me

y-2.3,7,8-TCDO

A

UN

lisa

i2w

1230

sew

Figure 2. Example of the TCDF (m/z 304) and TCDD (m/z 320) HRGC/MS-SIM
elution profiles in unspiked and spiked human adipose.

31

�Unpllwd Hunan AdlpoM
2.3,4,7.8-PeCDF

1.2,3.7,8-f.CDF

\

Spilwd Hunan Adlpou
2.3.4.7,8-P.CDF
1.2.3,7,8-PeCDF

1

I'"'1 ' ' '"I '
1859
nee

USe

1288

12S8

1308

1358

1488

SCAN

1458

SCAN

Uiapikld Hunan Adlpoi.

354 .

.2,3.7,8-P«COO

Spiked Human AdipoM

l3C|2-l,2.3.7.8-PeCOF

334.

I.2.3.7.8-P.COD

USB

1288

USB

1388

1310

1468

Figure 3. Example of the PeCDF (m/z 338) and PeCDD (m/z 354) HRGC/MS-SIM
elution profiles in unspiked and spiked human adipose.

32

�Unipikod Human Adipose

|l,2.3,.4.7,8-HxCDF

ll.2.3.6,7,8-HxCDF
374 .

.8-H»CDF
1

' i I

''

Spik.d Human Adipou
1.2.3,4,7,8-HxCDF | 11.2.3.6.7.8-HxCDF
[2.3,4,4.7.8-.
\H»CDF

374 .
1.2.3,7,8,9-HxCDF

1343
1258

1398

1983

1358

H93
1480

J498
USB

I \.

ISM

1.556
1550

1609

SCAN

Uraplked Human Adipose

1.2,3,6,7,8-HxCDD

1,2,3.4,7.8-HxCDD-

339 .

13C]2-l,2,3.4.7,8-HxCDF

A

A

1.2.3,7,8,9-H.CDD

Spik.d Human Adipou

1,2.3.6,7.8-HxCDD

399 .

1.2.3,4.7,8-HxCDD
1.2.3.7,8.9-HxCDD
l3

C|2-l.2,3,4,7,8-HxCDF|l

1
1358

1488

1438

1589

1559

1689

1658

SCAN

Figure 4. Example of the HxCDF (m/z 374) and HxCDD (m/z 390) HRGC/MS-SIM
elution profiles in unspiked and spiked human adipose.

33

�Urapilwd Human AdlpaM
11,2,3.4.6,7.8-HpCDF

498.

Spllud Human Adipon
1.2,3,4.6.7,8-HpCDF

1,2,3,4,7,8,9-HpCDF

1458

15B8

1556

1669

1658

1766

1758

1809

SCAN

Umplk.d Human Adlpou
l,2.3.4.6,7.B-HpCDD
424 .

Spilwd Human Adipou

1.2,3,4.6,7,8-HpCDD
424.

•I

1586

1559

1686

'

' "&gt;

'!

'•"

1658

I

1706

•

'

' I

1730

"I"'

1806

I1

1838

SCAN

Figure 5. Example of the HpCDF (m/z 408) and HpCDD (m/z 424) HRGC/MS-SIM
elution profiles in unspiked and spiked human adipose.

34

�Urapilw) Hunan Adtpou

442.

Spiked Human Mlpow
OCDF
442 .

'3C|2-OCDD|

A)

me

(798

teee

test

ts«e

1950

2eee SCAN

isee

ISM

zeea sow

Umplk.d Hunan Adlpon

lOCDD
438 .

Spilwd Hunan Adipoj.

lOCDD

4S8 .

1766

ITM

teee

IBM

Figure 6. Examples of the OCDF (m/z 442) and OCDD (m/z 458) HRGC/MS-SIM
elution profiles in unspiked and spiked human adipose.

35

�80

70 -

Regression Line95% Confidence Limits
for Regression Line

60 -

d
0

50 -

d
CO

en

&lt;D
0
d
0

u

30 -

•a

• 95 % Confide nee Li mi rs
for Individual Anafyses

d
10

0
0

10

I
30

30

I
40

Spiked Concentration (pg/g)
lipid sample meas.
Figure 7. Measured concentrations versus concentrations of 2,3,7,8-TCDD
spiked into the homogenized human adipose lipid matrix.

50

�80

Regression Line

70

95% Confidence Limits
for Regression Line

60 -

d
0

50

d
0
0
CO

&amp;
0

o
S3

d
3
o

30

'95% Confidence
for individual Analyses

10 -

"T ~

0

10

20

D

30

i
40

Spiked Concentration (pg/'g)
lipid sample meas.

Figure 8. Measured concentrations versus concentrations of 1,2,3,7,8-PeCDD
spiked into the homogenized human adipose lipid matrix.

50

�160
150
Regression Line'

140
130

95% Confidence Limits
for Regression Line

W

a

Vx'

120 110 100 90 80 -

co

CO

G
i3
0

o
•a

70 60 50 •95% Confidence Limits
for Individual Analyses

40 30 30 -t
10 -

0

20

40

n

60

80

100

Spiked Concentration (pg/g)
lipid sample meas.

Figure 9. Measured concentrations versus concentrations of 1,2,3,4,7,8-HxCDD
spiked into the homogenized human adipose lipid matrix.

120

�Regression Line

\

95% Confidence Limits
for Regression Line

v.,/

d

0

0

co

d
o
o

•a
d
^

95% Confidence Limits
for Individual Analyses

0

60

0

n

80

100

Spiked Concentration (pg/g)
lipid sample meas.

Figure 10. Measured concentrations versus concentrations of 1,2,3,6,7,8-HxCDD
spiked into the homogenized human adipose lipid matrix.

120

�200 ~r

a
d
o
&lt;sJ
I,
4&gt;

0

d
0

u
•d
d
3
o

190 180 170 160
150
140 H
130 130 110 H
100 90 H
80 70
60 50 40
30 ~
20 4
10 0
-10 0

Regression Line
95% Confidence Li mil's •
for Regression Line

95% Confidence Limits
for Individual Analyses

'"I"

20

40

D
Figure 11.

"T

60

80

100

Spiked Concentration (pg/'g)
lipid sample meas.

Measured concentrations versus concentrations of 1,2,3,7,8,9-HxCDD
spiked into the homogenized human adipose lipid matrix.

120

�370

Regression Line

/•""N

W
&lt;0!

a

95 % Confidence Limits
for Regression Line

v-&gt;

d
0

•H
+»

flj

d
a)
o

d
o
o
-d
d
95% Confidence Limits
for Individual Analyses

200 0

100

20

n

Spiked Concentration (pg/g)
lipid sample meas.

Figure 12. Measured concentrations versus concentrations of 1,2,3,4,6,7,8-HpCDD
spiked into the homogenized human adipose lipid matrix.

120

�1.19
Regression Line-

1.1
95% Confidence Limitsfor Regression Line

1.05 -

s~

1-

d

0.95 -

0 a
rf

&amp; :;
o o
ro

o
O
•0
•95% Confidence Limits
for individual Analyses

0.75 0.7 -

0

r-

j

r_

40

80

n

j

j
120

__ r

j
160

300

Spiked Concentration (pg/g)
lipid sample meas.

Figure 13. Measured concentrations versus concentrations of OCDD spiked
into the homogenized human adipose lipid matrix.

240

�60

Wi
\
fcfi

Regression Line-

50 -

95% Confidence^ Limits
for Regression Line

a
0

•H
•P

30 0

co

ti
o
o

20 -

•0

•95% Confide nee Li mits
for Individual Analyses

d
10

0
0

i
10

I
20

30

Spiked Concentration (pg/g)
lipid sample meas.
Figure 14. Measured concentrations versus concentrations of 2,3,7,8-TCDF
spiked into the homogenized human adipose lipid matrix.

50

�60
Regression Line-

50 U

95% Confidence Limitsfor Regression Line

40 -

d
o
30 -

o

d
o
o
•d

• 95 % Confidence Limits
for Individual Analyses

10 -

-10

0

I
10

T

20

30

i
40

Spiked Concentration (pg/g)
D
lipid sample meas.
Figure 15.

Measured concentrations versus concentrations of 1,2,3,7,8-PeCDF
spiked into the homogenized human adipose lipid matrix.

50

�90
Regression Line-

80 -

W)

ft

d
0

95%JTonfidence Limitsfor Regression Line

70 -

60 -

50
&lt;D
0

d
0

o

40 -

•a
30 95% Confidence Limits
for Individual Analyses

20
10

I

0

10

I
20

i
30

i
40

Spiked Concentration (pg/g)
D
lipid sample meas.
Figure 16. Measured concentrations versus concentrations of 2,3,4,7,8-PeCDF
spiked into the homogenized human adipose lipid matrix.

50

�160 ~r

150 r~\

\

140 130 -

A

110 -

•p

100 -

t

CTl

95% Confidence Limitsfor Regression Line

130 -

d
o

•pa

Regression Line-

90 -

d
0
0
d
0

80 70 -

u

60 -

d

50 -

0

•95% Confidence Limits
for Individual Analyses

40 30 20J
10 -

"T

0

Figure 17.

20

40

60

80

100

Spiked Concentration (pgXg)
n
lipid sample meas.
Measured concentrations versus concentrations of 1,2,3,4,7,8-HxCDF
spiked into the homogenized human adipose lipid matrix.

120

�__

160 150 140 Regression Line-

130 0.

d

0
rf

130 95% Confidence Limitsfor Regression Line

110 100 90 80 -

0

ti
0
u
Tl
d
3
0

70 60 50 95 % Confidence Limits
for Individual Analyses

40
30

20 ^
10

0 0

i
40

i
20

o
Figure 18.

i
60

80

100

Spiked Concentration (pg/g)
lipid sample meas.

Measured concentrations versus concentrations of 1,2,3,6,7,8-HxCDF
spiked into the homogenized human adipose lipid matrix.

130

�160
150

W

0.

vx
{3
0
&gt;r4

+J

at

140
130
120

Regression Line95% Confidence Limitsfor Regression Line

110
100
90
80
70

0
CO

d

60

o

50

0

95% Confidence Limits
for Individual Analyses

30
0

20
10
0
10
0

20

40

60

80

100

Spiked Concentration (pg/g)
n
lipid sample meas.
Figure 19.

Measured concentrations versus concentrations of 2,3,4,6,7,8-HxCDF
spiked into the homogenized human adipose lipid matrix.

120

�bi'
P,
s*&gt;

d
o

IO

d
fi)
0
d
0

u
•d

170
160
150
140
130
120
110
100
90

Regression Line-

95% Confidence LimiHfor Regression Line

80
70
60

50
40
30
20
10
0
-10
-20

•95% Confidence Limits
for Individual Analyses

0

20

40

n
Figure 20.

60

80

100

Spiked Concentration (pg/g)
lipid sample ineas.

Measured concentrations versus concentrations of 1,2,3,7,8,9-HxCDF
spiked into the homogenized human adipose lipid matrix.

120

�\
95

for Regression Line

ti
0

0
0
01

o

d
0

95% Confidence Limits
for Individual Analyses

u
•a
d

-10

80

0

D

100

Spiked Concentration (pg/g)
lipid sample meas.

Figure 21. Measured concentrations versus concentrations of 1,2,3,4,7,8,9-HpCDF
spiked into the homogenized human adipose lipid matrix.

120

�170
160 150 140
W
P.

d
0

Regression Line-

130 95% Confidence Limitsfor Regression Line

130 110 100 -

d
0)
0
d
0

u
•d

d
3
0

90 80 70 -

60 -

_
_
_
for Individual Analyses

50 40 -

fcl

30
20 H
10 0

20

40

D
Figure 22.

60

1
80

100

Spiked Concentration (pg/g)
lipid sample meas.

Measured concentrations versus concentrations of 1,2,3,4,6,7,8-HpCDF
spiked into the homogenized human adipose lipid matrix.

120

�240
220 200
Regression Line

180 H

95% Confidence Limits
for Regression Line

160

d
o

140
120 H

d
0

100 -

0

Ol
IN3

d
0
u
-a
d

95% Confidence Limits
fpr Individual Analyses

80
60

-20 0

—,
80

n
Figure 23.

120

160

200

Spiked Concentration (pg/g)
lipid sample meas.

Measured concentrations versus concentrations of OCDF spiked
into the homogenized human adipose lipid matrix.

240

�The slopes of the calculated regression lines from the data points
in each of the 14 analyses can be used as an indication of the accuracy of
the analytical method for the 17 target analytes. Figure 24 is a plot of the
slope of regression lines versus the 17 individual compounds. Table 16 provides a key to specific compounds associated with a number on the x-axis of
this plot. The plot presents the estimated slope from each least squares regression line as well as the upper and lower 95% confidence limits for the
slope. The slope of the regression line can be interpreted as a measure of
accuracy with a value of 1.00 equivalent to 100% agreement of the measured
concentration with the theoretical values (background plus spike level). The
plot of the 95% confidence limits presents some confirmation on the precision
of measurements across the four spike levels. These confidence bounds can
also be used to determine whether the accuracy of the measurements (slope of
regression line) is significantly different from 100% (or 1.00). If the vertical line connecting the lower and upper 95% confidence limits intersects
with the horizontal line at 1, then the accuracy of the method (as determined
from the regression line) is not significantly different from 100% (slope =
1.00). The results plotted in Figure 24 demonstrate that the method accuracies for 7 of the 17 analytes are not significantly different from 100%.
On the other hand, if the upper and lower confidence limits are both
greater than or both less than 1.00, then the accuracy of the method is significantly different from 100%. The data presented graphically in Figure 24
indicate that some positive bias (greater than 100%) is associated with the
method accuracies for 9 of the 17 analytes while the measurements for a single
analyte (OCDF) result in a slightly negative (less than 100%) bias.
Table 16 provides a key to the compound identification in Figure 24
and tabulates the slope of the regression lines and the upper and lower 95%
confidence limits for each of the 2,3,7,8-substituted PCDD and PCDF analytes.
As noted from Table 16, method accuracy (as defined by the regression line
slope) ranges from 90% for OCDF up to 121% for 1,2,3,7,8,9-HxCDF. The accuracies for all other measurements fall within a range of 97 to 115% with the
exception of the 1,2,3,7,8,9-HxCDF (compound no. 9). The overall method accuracies meet the initial accuracy objective of 50-115% identified in the
project quality assurance program plan. However, the predicted accuracy results for individual analysis as defined by the 95% upper confidence limits
indicate that this range should be adjusted to 50-130%.
The bias in the accuracy of the measurements may be a result of
slight differences in the concentration calibration standards and the internal
quantisation standard and native PCDD and PCDF spiking solutions. As a preliminary check on these differences, solutions of the low level and of the
high level native spike combined with the internal quantisation standards were
analyzed. The results of these analyses are provided in Table 17. Accuracy
was calculated as measured/spiked x 100.
The results of these analyses suggest that bias observed in overall
method accuracy is attributed to the differences in the spiking solutions versus the calibration standards. For instance, the four HxCDF isomers demonstrated a consistent positive bias to method accuracy based on the least squares
regression analysis. The analysis of the spiking solutions, submitted as samples, also indicates a definite positive bias for the same four HxCDF isomers.
53

�ACCURACY ESTIMATES
1.4

1.3 &lt;D

o

1.2 H

V)

Oi

£

II

1.1 t)

+

n

o
0)

J!

i

09 .

OJ

T—r

_j

j

j

r—r

j..

-T

r

#01 #Q2#03#04#05#06#Q7#08#09#10#11#12#13#14#15#16# J 7
a slope estSmote

Compound Number
-tlower 95% CL

o

upp«r 35% GL

Figure 24. Method accuracy estimates as determined from the slopes of
the least squares regression lines for the 17 target PCDD and
PCDF analytes. Refer to Table 16 for the key to compound number.

54

�Table 16. Regression Line Slopes with 95% Confidence Limits
Compound
no.

Compound

01
02
03
04
05
06
07
08
09
10
11
12
13
14
15
16
17

2,3,7,8-TCDF
2,3,7,8-TCDD
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,7,8-PeCDD
1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,8-HxCDD
1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
1,2,3,4,6,7,8-HpCDD
OCDF
OCDD

Significantly Lower 95% Upper 95%
confidence confidence
different
Slope from 1.00?
limit
limit
1.08
1.13
1.07
0.98
1.04
1.07
1.12
1.12
1.21
0.98
1.01
1.12
1.01
0.97
1.08
0.90
1.15

yes
yes
yes
no
no
yes
yes
yes
yes
no
no
no
no
no
yes
yes
yes

55

1.04
1.08
1.02
0.82
0.98
1.06
1.09
1.09
1.12
0.92
0.86
0.94
0.95
0.95
1.01
0.88
1.00

1.11
1.19
1.12
1.13
1,11
1.09
1.16
1.15
1.29
1.05
1.16
1.30
1.07
1.00
1.16
0.92
1.30

�Table 17. Results of the Analysis of the Low and High Level Native Spike Solutions
Low level spike

Compound

Spi ke
concentration
(pg/uL)

Measured
concentration
(pg/uL)

Accuracy
()
%

High level spike
Spike
Measured
concentration concentration
(pg/ML)
(pg/ML)
50

Accuracy
()
%

2,3,7,8-TCDF
2,3,7,8-TCDD

13
12

130
120

50

54
57

108
114

1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,7,8-PeCDD

en

10
10
10
10
10

11
10
12

110
100
120

50
50
50

52
49
53

104
98
106

1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD

25
25
25
25
25
25
25

27
32
35
40
27
24
39

108
128
140
160
108
96
156

125
125
125
125
125
125
125

134
137
152
185
123
132
148

107
110
122
148
98
106
118

1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
1,2,3,4,6,7,8-HpCDD

25
25
25

22
25
26

88
100
104

125
125
125

116
121
130

93
97
104

OCDF
OCDD

50
50

44
48

88
96

250
250

247
250

99
100

�Similar trends are noted for other compounds in Table 17 compared to the data
presented in Figure 24 and Table 16.
The limited number of analyses of the spiking solutions does not
provide an adequate comparison with the sample data to confirm the bias.
However, it is recommended that at least triplicate measurements of the spiking solutions at each fortification level should be analyzed at the outset of
the actual NHATS sample analysis program. This will be necessary to account
for any biases that will be observed from the determination of PCDD and PCDF
residue levels in spiked QC samples. It should be noted that additional
homogenized spiked samples will be prepared prior to initiation of the NHATS
sample analyses.
1. Recovery of Internal Quantitation Standards
The absolute recoveries for the carbon-13 labeled internal quantitation standards were determined for each sample by comparing the responses
to the internal quantisation standard, 13C12-1,2,3,4-TCDD. The 13
average recoveries of the compounds in Tables 10 to 15 range from 52.1% for C12-2,3,7,8TCDD up to 88.9% for 13C12-OCDD. The results for the absolute recoveries compared to the overall method accuracy for each compound indicate the importance
of the internal standard quantisation technique for analysis of the PCDDs and
PCDFs in human adipose.
2. Estimation of Background Levels of PCDDs and PCDFs
The estimated background levels of the various PCDD and PCDF congeners were determined as the intercept obtained from the least squares linear
regression analyses. Table 18 summarizes the estimated background levels
along with their upper and lower 95% confidence limits. These background
levels and confidence limits can be viewed as the intersections of the regression line and its upper and lower 95% confidence bounds, respectively, with
the y-axis (measured or found concentration). These values will be used as
the initial data points for developing control charts of the unspiked lipid
matrix which will be analyzed with each batch of samples throughout the EPA/VA
study.
3. Day-to-Day HRGC/MS Analysis Precision
In addition to the analysis of the replicate spiked samples, four
extracts were analyzed by HRGC/MS on two different dates. The results of the
duplicate HRGC/MS analyses of these four samples for the 17 target compounds
are presented in Tables 19 to 21. Concentration values from the second analysis date were included in the statistical analysis of data presented earlier
in this section.

57

�Table 18. Background Level Estimates with 95% Confidence Limits

Compound
no.
01
02
03
04
05
06
07
08
09
10
11
12
13
14
15
16
17

Compound
2,3,7,8-TCDF
2,3,7,8-TCDD
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,7,8-PeCDD
1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD
1,2,3,4,6,7,8HpCDF
1,2,3,4,7,8,9HpCDF
1,2,3,4,6,7,8HpCDD
OCDF
OCDD

Lower 95% Upper 95%
Estimated
Level
background significantly confidence confidence
limit
level
limit
different
from zero?
(pg/g)
(pg/g)
(pg/g)
ND (3.6)a
11.8
ND (1.1)
22.2
19.8
11.2
4.3
ND (2.3)
24.9
159.4
26.5
25.7

yes
yes
no
yes
yes
yes
yes
yes
no
yes
yes
yes
yes

2.7
10.4
-0.2
17.9
18.2
21.3
8.6
2.1
-3.6
20.5
149.3
14.3
21.9

4.5
13.3
2.5
26.4
21.5
23.5
13.7
6.5
8.2
29.3
169.5
38.7
29.6

ND (0.3)

no

-2.1

1.5

214.0

yes

208.9

219.1

ND (1.0)
799.7

no
yes

-1.7
779.4

3.8
820.0

22.4

ND = not detected, The value in parentheses reflects the estimated method
detection limit.

58

�Table 19. Day-to-Day Precision of Analysis of Specific Sample Extracts
for Tetra- and Pentachloro PCDF and PCDD
Spike 2,3,7,8Analysis level
TCDF
date
(pg/g) (pg/g)
4/22/86
4/28/86

0
0

RPD ( )
%b

4/22/86
4/28/86

25

0
0

RPD ( )
%

4/22/86
4/28/86

RPD ( )
%

ND (3.1)
ND ( . )
41
28

0
0

ND (3.3)
ND ( . )
40

1,2,3,7,8PeCDD

1,2,3,7,8PeCDF

(pg/g)

(pg/g)

10
11

ND ( . 4
08)
ND (1.12)

24
21

18
20

14

12

23
22

17
20

5

14

16
19

17
18

(pg/g)

4

29

ND (0.78)
ND (0.75)

10
11

4

13
10
13

ND (0.81)
ND (0.75)

(pg/g)

19

RPD ( )
%

4/22/86
4/28/86

ND (3.0)a
ND ( . )
41

2,3,4,7,8PeCDF

2,3,7,8TCDD

10
10

31

8

15

5

12
14

21
23

11
12

26
28

27
19

14

12

13

7

36

a

.ND = not detected. Value in parentheses is the estimated limit of detection.
Relative percent difference. Calculated as the difference of the two values
divided by the mean of the two values times 100%.

59

�Table 20. Day-to-Day Precision of Analysis of Specific Sample Extracts for Hexa- and Heptachloro PCOF and PCDO

4/22/86
42/6
/88

0
0

RPO ( )
Xb

0
0

RPO (%)

4/22/86
4/28/86

0
0

RPD (%)

42/6
/28
4/28/86
RPO (X)

25
25

20
22

16
19

28
31

10

13

20

8

NO ( . 2
03)
ND ( . 4
07)

21
23

150
178

18
26

25
27

79

9

17

38

9

21
20

176
171

18
25

27
29

102

5

3

32

8

116

3

28
32

30
35

43
49

171
181

46
63

46
49

23
25

235
241

13

15

15

6

31

5

12

3

12
12

1

22
22

12
12

5

20
23

12
13

9

10

44
47

36
37

6

1

(pg/g)

1,2,3,4,
7,8,9HpCDF

149
170

21
22

(pg/g)

1.2,3,
6.7,8HxCDD

1.2,3,4,
6,7.8HpCDF

10

(pg/g)

(pg/g)
4.2
4.9
15

4.0
4.2

5
3.9
4.3

1.2,3,
7,8,9HxCDF

1,2,3,
4,7,8HxCDO

1,2,3,
7,8,9HxCDD

1,2,3,
6,7,8HxCOF

1

Analysis
date

4/22/86
4/28/86

2,3,4,
6,7,8HxCOF

1,2,3,
4,7,8HxCDF

6

Spike
level

(pg/g)

NO ( . 3 a
03)
ND ( . 1
05)
43

ND ( . 1
04)
ND ( . 6
08)

(pg/g)

(pg/g)

(pg/g)

(pg/g)

rND = not detected. The value in parentheses is the estimated limit of detection.
Relative percent difference. Calculated as the difference of the two values divided by the mean of the two values times 100%.

(pg/g)

ND ( . 3
08)
NO ( . 6
03)
79

ND ( . 9
10)
ND ( . 4
11)

4
NO ( . 6
10)
ND ( . 8
02)

1,2,3,4,
6,7,8HpCDO

(pg/g)
210
216

3
207
211

2
223
216

�Table 21. Day-to-Day Precision of Analysis of Specific Sample Extracts
for OCDF and OCDD
Analysis
date
4/22/86
4/28/86

OCDF
concentration

OCDD
concentration

(pg/g)

(pg/g)

(pg/g)

0
0

4.9
3.5

811
810

Spike
level

RPD ( )
%a

4/22/86
4/28/86

0
0

2.2
2.3

RPD ( )
%

4/22/86
4/28/86

0
0

1.9
2.6

2
788
784

31

1

43
44

834
848

3

50
50

RPD ( )
%
a

819
836

4

RPD (%)
4/22/86
4/28/86

0

33

2

Relative percent difference. Calculated as the difference of the two
values divided by the mean of the two values times 100%.

61

�VI. QUALITY ASSURANCE/QUALITY CONTROL (QA/QC)
As discussed in the experimental section of this report, the QA/QC
activities included the analysis of a multipoint calibration curve, daily
verification of relative response factors for each analyte, analysis of a
method blank and reagent blanks along with the samples, and determining the
absolute recoveries of each of the internal quantisation standards for every
sample. Each of these QA/QC activities is discussed below.
A. Initial Calibration
At the outset of sample analysis activity, six calibration concentration standards containing each of the target PCDDs and PCDFs at varying
levels and constant concentrations of the internal quantisation and recovery
standards were analyzed in triplicate. The relative response factors (RRF)
for each native compound and internal quantitation standard were determined
for each standard analysis. An average RRF and relative percent standard
deviation (RSD) were determined for each concentration level. The average
RRF values from each of the six concentration calibration standards were then
used to calculate a grand mean RRF value for each compound in the calibration
solution. Table 22 presents a summary of the grand mean RRF values for each
component in the standards. As noted from Table 22, the average RRF values
for native PCDDs and PCDFs generally varied by less than ± 10% (RSD) with the
exception of the pentachloro congeners. These results fall well within the
criteria established in the draft quality assurance program plan which required the variability of RRF values for the tetrachloro homologs to be within
± 20% (RSD) while the RRF criterion on all other compounds was set at ± 30%
(RDS).
The variability of the RRF values for the internal quantisation
standards, on the other hand, was noted to increase with the degree of chlorination. This is a result of the measurement of all internal quantisation
standards versus the single internal 37
recovery standard, 13C12-1,2,3,4-TCDD.
A second internal recovery standard, Cl4-l,2,3,4,6,7,8-HpCDD, was evaluated.
However, problems resulting from contribution of native HpCDD to the characteristic ions of this internal standard resulted in variabilities in the RRF
value up to 50%. Hence, this internal standard was not used for any calculations. It is anticipated that an additional internal recovery standard, such
as 13C12-l,2,3,4,7,8-HxCDD, will improve the variability in the RRF values of
the higher chlorinated internal quantisation standards. This compound will
be incorporated into the method if available.
The sensitivity of the Kratos MS-50TC to the tetra- through octachloro PCDDs and PCDFs was demonstrated through the triplicate analysis of
the low level standard (CS-8, Table 2) that ranged in concentration from
1 pg/uL for the tetra- and pentachloro congeners up to 5 pg/uL for the octachloro congeners. Table 22 provides an indication of the observed signal-tonoise ratio for each of the native PCDD and PCDF congeners. These data demonstrate that the low level standard is well above the instrument detection
limit, which is defined as the amount of a particular compound necessary to
give a signal 2.5 times the background signal to noise for each of the characteristic ions while meeting the qualitative criteria for ion ratios.

62

�Table 22. Relative Response Factors (Grand Means) Determined from
Multipoint Concentration Calibration Standards

Compound

RRFa

1.00
0.80
0.98
1.06
1.33
0.94
0.93
0.86
0.86
1.31
1.44
1.61
2.33
1.89
1.19
1.38
1.04

5.7

1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF

1,2,3,7,8-PeCDD
1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD
1,2,3,4,6,7,8-HpCDD

1,2,3,4,7,8,9-HpCDD
1,2,3,4,6, 7, 8-HpCDD
OCDF
OCDD
13
C12-l,2,3,4-TCDDb'c
13
C -2,3,7,8-TCDF
13 12

1.00
1.98
C -2,3,7,8-TCDD
1.73
13 12
1.36
C12-l,2,3,7,8-PeCDF
13
C12-l,2,3,7,8-PeCDD
0.70
13
C12-l,2,3,4,7,8-HxCDF 1.28
13
C -l,2,3,6,7,8-HxCDD 0.41
13 12
C12-1,2,3,4,6,7,80.33
HpCDD
37
C14-1,2,3,4,6,7,80.12
HpCDD
13
C12-OCDD

0.24

6.2

5.2
10.1
11.3
3.1
2.4
2.7
6.9
4.9
3.0
1.0
4.0
3.6
4.7
3.3

2.5
_

Calibration
range
(pg/MD

12
6.5
11
8.9
5.7
32
30
29
17
13
14
14
35
26
13
31
21
_

RSD ( )
%

2,3,7,8-TCDF
2,3,7,8-TCDD

Signal-to- noise
ratio for low.
level standard

1-100
1-100
1-100
1-100
1-100
2.5-250
2.5-250
2.5-250
2.5-250
2.5-250
2.5-250
2.5-250
2.5-250
2.5-250
2.5-250
5-500
5-500

-

50
50
50
50
50
125
125
125

51.8

-

125

28.0

™

250

7.6
4.7
4.5

7.7
15.8
19.6
25.8

.

-

JIJRRF = grand mean RRF.
characteristic ion for each native PCDD or PCDF congener (Data File
8501D17X02).
Internal recovery standard.

63

�B. Daily Verification of Response Factors
Before proceeding with analysis of samples, the analyst was required
to verify the existing response factor calibration through the analysis of a
calibration standard (CS-7, Table 2). Criteria for proceeding with sample
analysis required that the measured RRF value for 2,3,7,8-TCDD and 2,3,7,8-TCDF
were within ± 20% (and all other congeners within ± 30%) of the mean RRF established from the calibration curve. This standard was also analyzed at the
end of each working day to demonstrate that the calibration had been maintained.
All RRF values were tabulated to generate RRF control charts for each specific
PCDD and PCDF congener.
Figures 25 through 34 are plots (control charts) of the RRF values
established for the 17 individual target analytes. The RRF data are plotted
versus time of analysis. These plots contain 28 individual data points, 18
of which were generated for triplicate analysis of 6 concentration calibration
solutions from initial calibration and 10 analyses of solution CS-7 (Table 2)
injected over the 5 days for which actual samples were analyzed. The upper
and lower boundaries (dashed lines) represent a relative standard deviation
of approximately ± 10% with the exception of the plot for 1,2,3,7,8-PeCDD,
for which the boundaries are plotted as ± 20%.
It should be noted that the actual control limits as specified in
the project QAPP were set at ± 20% for 2,3,7,8-TCDD and 2,3,7,8-TCDF and ± 30%
for all other target analytes. The average RRF values and corresponding standard deviations reported in each of these plots are calculated from the total
28 standard analyses.
C. Blanks
As specified in the quality assurance program plan, a laboratory
method blank was prepared along with the 14 human adipose lipid samples. The
method blank was taken through all procedures as if it were an actual sample,
although no lipid matrix was introduced. The analysis of the method blank
resulted in the data reported for each of the target analytes reported in
Table 23. As noted in Table 23, 1,2,3,4,6,7,8-HpCDD and OCDD were detected
at concentrations equivalent to 4.0 and 30 pg/g (equivalent to a 10-g lipid
sample), respectively. In addition to these compounds, responses that correspond to the elution of two TCDD isomers (1,3,6,8- and 1,3,7,9-) and a PeCDD
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of individual reagents used for preparation of the samples identified the activated acidic alumina as the source of the artifacts. Acidic alumina that
had been cleaned by Soxhlet extraction but not activated at 190°C was analyzed,
and the artifacts were not detected. This indicates that the artifacts are
generated during activation of acidic alumina at elevated temperatures (190°C).
Similar background problems from the same PCDD 18
congeners have recently been
reported by the Center for Disease Control.17'

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74

�Table 23. Summary of Results from the Analysis
of a Laboratory Method Blank
Concentration3
(pg/g)

Compound
2,3,7,8-TCDD
2,3,7,8-TCDF
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,7,8-PeCDD
1,2,3,4,7,8-HxCOF
1,2,3,6,7,8-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD

NO
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND

(0.50)
(2.2)
(0.5)
(0.5)
(1.2)
(0.5)
(0.5)
(0.5)
(0.5)
(1.0)
(0.9)
(0.8)
(0.5)
(0.5)
4.0
ND (0.5)
30

1,2,3,4,6,7,8-HpCDF

1,2,3,4,7,8,9-HpCDF
1,2,3,4,6,7,8-HpCDD
OCDF
OCDD

75

�An experiment was designed to evaluate a procedure for cleaning the
activated acidic alumina immediately prior to the fractionation of the sample
extract. The acidic alumina (6.0 g) was packed in hexane. The packed column
was eluted with 40 ml of methylene chloride/hexane (1:1) solution followed by
80 to 100 ml of hexane. The sample extract was added to the column and was
eluted with 20 ml of hexane followed by 30 ml of 20% methylene chloride in
hexane which was reserved for PCDD and PCDF analysis.
The carbon-14 radiolabeled 2,3,7,8-TCDD, 1,2,3,6,7,8-HxCDD, and OCDD
were used to evaluate recovery of PCDDs from the cleaned alumina. Recoveries
of the radiolabeled PCDDs from the activated acidic alumina precleaned by the
procedure described above are detailed in Table 24. These data demonstrate
that the selected PCDDs are quantitatively (greater than 90%) recovered from
the precleaned acidic alumina. This procedure for cleanup of activated acidic
alumina has been integrated into the analytical protocol (Appendix A) for
routine application with sample preparation activities.
D. Absolute Recoveries of the Internal Quantisation Standards
The absolute recoveries of the carbon-13 labeled internal quantitation standards 13were determined by comparing responses with the internal recovery standard, C12-1,2,3,4-TCDD, which was added during final concentration
prior to HRGC/MS analysis. A summary of the average and range of recoveries
of the 8 internal quantisation standards from the 14 human adipose lipid
samples is provided in Table 25.
These data indicate that recoveries ranged from an average of 52.1%
for 13C12-2,3,7,8-TCDD up to 88.9% for 13C12-OCDD. The average recoveries
for the lower chlorinated internal standards were lower than the preliminary
method studies with carbon-14 radiolabeled standards had indicated. This resulted in a closer evaluation of the final concentration step prior to mass
spectrometry. The first extracts for the human adipose lipid extracts were
concentrated with a nitrogen evaporation system equipped with a water bath at
approximately 55°C. Final blowdown of the samples required addition of the
internal recovery standard in 10 uL of tridecane as a keeper solution. However, it was noted at the elevated temperature final volumes from nitrogen
evaporation were generally on the order of 2 to 5 uL. This required addition
of another 10 uL of tridecane prior to HRGC/MS analysis.
In an effort to assess the effect of reducing the final volume of
tridecane at elevated temperatures on absolute recoveries of the internal
quantisation standards, an experiment using the radiolabeled TCDD, HxCDD, and
OCDD standards was conducted.
Four solutions of the same spike level were prepared with each
radiolabeled compound in 1 ml of toluene. Two of the spiked solutions were
heated at 55-60°C and the solvent was reduced under a gentle stream of prepurified nitrogen. The toluene solution was concentrated to 100 uL, 500 uL
of 1% toluene in methylene chloride was added, and the solution was concentrated to 200 uL. At this time 10 pL of the keeper tridecane was added and
the solution was allowed to concentrate further. The remaining two solutions
for each radiolabeled compound were taken through a similar solvent exchange

76

�Table 24. Recovery of Radiolabeled PCDDs from
Precleaned Activated Alumina
Spike
level

(pg)

Compound

Recovery

14

100
300
300

92
96
97

14

1,000
3,000
3,000

103
101
100

14

2,500
7,500
7,500

102
99
97

C-2,3,7,8-TCDD

C-l,2,3,4,7,8-HxCDD

C-OCDD

77

�Table 25. Absolute Recoveries of the Internal Quantitation Standards
from the Human Adipose Lipid Matrix
Internal
quantisation
standard

Average
recovery ( )
%

Standard
deviation

Relative
standard
deviation (%)

13

64.4

7.9

12.3

46-78

13

52.1

5.0

9.6

43-62

13

76.1

8.9

11.7

62-90

13

57.1

3.5

6.1

54-64

13

59.4

5.0

8.4

54-70

13

63.6

5.3

8.4

57-77

76.3

10.3

13.6

61-99

88.9

11.4

12.9

67-104

C12-2,3,7,8-TCDF

C12-2,3,7,8-TCDD

C12-l,2,3,7,8-PeCDF

C12-l,2,3,7,8-PeCDD

C12-1,2,3,4,7,8HxCDF

C12-1,2,3,6,7,8HxCDD
13
c12-i,2,3,4,6,7,8-

Range of
recovery (%)

HpCDD

13

C12-OCDD

Values based on 14 analyses of human adipose lipid samples.

78

�and concentration procedure except the solution was allowed to concentrate at
room temperature.
One of the most obvious results was the observation that solutions
held at elevated temperatures could be reduced to dryness even when tridecane
had been added as a keeper. On the other hand, solutions for which tridecane
had been added but remained at room temperature could only be concentrated to
a 10-uL final volume. The recoveries of the radiolabeled standards from each
of the solutions in this study are presented in Table 26.
The results from this study indicate that the final concentration
condition may have a pronounced effect on the absolute recoveries of the PCDDs
and PCDFs, especially for the lower chlorinated congeners such as 2,3,7,8-TCDD.
However, it should be noted that the approach to target analyte quantisation
based on the internal standard method (isotope dilution for 8 of the 17 target
analytes) is not affected by absolute recoveries as low as 50%. The procedure
for final concentration in the analytical protocol (Appendix A) for the analysis of the NHATS samples for the EPA/VA study has been modified to specify
room temperature conditions.

79

�Table 26. Recovery of Carbon-14 Labeled 2,3,7,8-TCDD, 1,2,3,4,7,8-HxCDD,
and OCDD as a Function of Final Concentration Conditions
Spike
level
Compound

(pg)

Concentration
conditions

Observed
final
volume

Observed
recovery ( )
%

14

300
300
300
300

55-60°C
55-60°C
20°C
20°C

1-2 uL
dry ness
10 |jL
10 ML

78
54
98
93

14

3,000
3,000
3,000
3,000

55-60°C
55-60°C
20°C
20°C

1-2 ML

94
102
105

7,500
7,500
7,500
7,500

55-60°C
55-60°C
20°C
20°C

1-2
2-3
10
10

C-2,3,7,8-TCDD

C-l,2,3,4,7,8-HxCDD

14

C-OCDD

5 ML
10 ML
10 ML
ML
ML
ML
ML

107
94
94
100

97

Each solution was concentrated under a gentle stream of flowing nitrogen.

80

�VII. REFERENCES
1. Stanley JS. 1984. Methods of analysis of polychlorinated dibenzo-pdioxins (PCDDs) and polychlorinated dibenzofurans (PCDFs) in biological
matrices—literature review and recommendations. EPA-560/584-00.
2. Stanley JS, Going JE, Redford DP, Kutz KW, Young AL. 1985. A survey of
analytical methods for measurement of polychlorinated dibenzo-p_-dioxins
(PCDD) and polychlorinated dibenzofurans (PCDF) in human adipose tissues.
In: Chlorinated dioxins and dibenzofurans in the total environment II.
Keith LH, Rappe C, Choudhary G, eds. Butterworth Publishers, pp. 181-195.
3. Stanley JS. 1984 (March 28). Proposed analytical method for analysis
of PCDDs/PCDFs in human adipose tissue: special report. Washington, DC:
Office of Pesticides and Toxic Substances, U.S. Environmental Protection
Agency. Contract 68-02-3938, Work Assignment 8.
4. Stanley JS. 1986 (April 23). Broad scan analysis of human adipose tissue:
polychlorinated dibenzo-jD-dioxins (PCDDs) and polychlorinated dibenzofurans
(PCDFs). Draft final report. Washington, DC: Office of Pesticides and
Toxic Substances, U.S. Environmental Protection Agency. Contract 68-023938, Work Assignment 8.
5. Albro et al. 1985. Methods for the quantitative determination of multiple, specific polychlorinated dibenzo-p_-dioxin and dibenzofuran isomers
in human adipose tissue in the parts-per-trillion range. An interlaboratory study. Anal Chem 57: 2717-2725.
6. Patterson DG et al. 1986. High-resolution gas chromatographic/highresolution mass spectrometric analysis of human adipose tissue for
2,3,7,8-tetrachlorodibenzo-p_-dioxin. Anal Chem 58: 705-713.
7. Schecter A, Tiernan TO, Taylor ML, VanNess GF, Barrett JH, Wagel DJ,
Gitlitz G, Bogdasarian M. 1985. Biological markers after exposure to
polychlorinated dibenzo-p_-dioxins, dibenzofurans, biphenyls, and biphenylenes. Part I: Findings using fat biopsies to estimate exposure.
In: Chlorinated dioxins and dibenzofurans in the total environment II.
Keith LH, Rappe C, Choudhary G, eds. Butterworth Publishers, pp. 215-246.
8. Schecter A, Ryan JJ. 1985. Dioxin and furan levels in human adipose
tissue from exposed and control populations. 189th National ACS Meeting
Symposium on Chlorinated Dioxins and Dibenzofurans in the Total Environment III, Miami, Florida. Preprint Division of Environmental Chemistry,
ACS 25:160-163, Paper No. 56.
9. Ryan JJ, Williams DT, Lau BPY, Sakuma T. 1985. Analysis of human fat
tissue for 2,3,7,8-tetrachlorodibenzo-jD-dioxin and chlorinated dibenzofuran residues. In: Chlorinated dioxins and dibenzofurans in the total
environment II. Keith LH, Rappe C, Choudhary G, eds. Butterworth Publishers, pp. 205-214.

81

�10. Ryan JJ, Schecter A, Lizotte R, Sun W-F, Miller L. 1985. Tissue distribution of dioxins and furans in humans from the general population.
Chemosphere 14: 929-932.
11. Nygren M, Hansson M, Rappe C, Domellof L, Hardell L. 1985. Analysis of
polychlorinated dibenzo-p_-dioxins and dibenzofurans in adipose tissue
from soft-tissue sarcoma patients and controls. 189th National ACS
Meeting Symposium on Chlorinated Dioxins and Dibenzofurans in the Total
Environment III, Miami, Florida, 1985. Preprint Division of Environmental Chemistry, ACS 25:160-163, Paper No. 55.
12. Smith LM, Stalling DL, Johnson JJ. 1984. Determination of part per
trillion levels of polychlorinated dibenzofurans and dioxins in environmental samples. Anal Chem 58: 1830-1842.
13. Rappe C, Nygren M, Linstrom G, Hanson H. 1985. Dioxins and dibenzofurans in human tissues and milk of European origin. 5th International
Symposium on Chlorinated Dioxins and Related Compounds, Bayreuth, FRG,
September 16-19, 1985.
14. Ryan JJ. 1985. Variation of dioxins and furans in humans with age and
organ by country. 5th International Symposium on Chlorinated Dioxins
and Related Compounds, Bayreuth, FRG, September 16-19, 1985.
15. Graham M, Hileman FD, Wendling J, Wilson JD. 1985. Chlorocarbons in
adipose tissue samples. 5th International Symposium on Chlorinated
Dioxins and Related Compounds, Bayreuth, FRG, September 16-19, 1985.
16. Patterson DG, Holler JS, Smith SJ, Liddle JA, Sampson EJ, Needham LL
1985. Human tissue data in certain U.S. populations. 5th International
Symposium on Chlorinated Dioxins and Related Compounds, Bayreuth, FRG,
September 16-19, 1985.
17. Patterson DG, Holler JS, Groce DF, Alexander LR, Lapeza CR, 0'Conner RC,
Liddle JA. 1986. Control of interferences in the analysis of human
adipose tissue to 2,3,7,8-tetrachlorodibenzo-p_-dioxin (TCDD). Environ
Toxicol Chem 5: 355-360.
18. Holler JS, Patterson DG, Alexander LR, Groce OF, O'Connor RC, Lapeza CR.
1985. Control of artifacts and contamination in the development of a
dioxin analytical program. 33rd Annual Conference on Mass Spectrometry
and Allied Topics, San Diego, CA, May 26-31, 1985.

82

�APPENDIX A
ANALYTICAL PROTOCOL FOR DETERMINATION OF PCDDs AND PCDFs
IN HUMAN ADIPOSE TISSUE

A-l

�TABLE OF CONTENTS

Section

Description

Page

1

Scope and Application

A-3

2

Summary of Method

A-3

3

Definitions

4

Interferences

A-7

5

Safety

A-7

6

Apparatus and Equipment

A-8

7

Reagents and Standard Solutions

A-ll

8

High Resolution Gas Chromatography/Mass Spectrometry
Performance Criteria.

A-13

Quality Control Procedures

A-30

10

Sample Preservation and Handling

A-32

11

Sample Extraction

A-33

12

Cleanup Procedures

A-35

13

Analytical Procedures

A-37

14

Date Reduction

A-42

15

Reporting and Documentation

A-47

9

.

A-2

A-6

�ANALYTICAL PROTOCOL FOR DETERMINATION OF PCDDs AND PCDFs
IN HUMAN ADIPOSE TISSUE
1.

SCOPE AND APPLICATION

1.1

1.2

The minimum measurable concentration is estimated to range from
1 pg/g (1 part per trillion) for 2,3,7,8-TCDD and 2,3,7,8-TCDF up
to 5 pg/g for OCDD and OCDF. However, these detection limits
depend on the kinds and concentrations of interfering compounds
in the sample matrix and the absolute method recovery.

1.3

2.

This method provides procedures for the detection and quantitative
measurement of polychlorinated dibenzo-p_-dioxins (PCDD) and polychlorinated dibenzofurans (PCDF) at concentrations ranging from 1
to 100 pg/g for the tetrachloro congeners up to 5 to 500 pg/g for
the octachloro congeners in 10-g aliquots of human adipose tissue.

The method will be used to determine PCDDs and PCDFs, particularly congeners with chlorine substitution in the 2,3,7,8 positions. Table 1 lists the specific PCDDs and PCDFs and target
method detection limits.

SUMMARY OF METHOD

Figure 1 presents a schematic of the analtyical procedures for determination of PCDDs and PCDFs in human adipose tissue. The analytical
method requires extraction and isolation of lipid materials from human
adipose samples. This is accomplished using sample sizes ranging up to
10 g. Extraction and homogenization are accomplished using methylene
chloride and a Tekmar Tissuemizer®. The extract is filtered through
anhydrous sodium sulfate to remove water. The extraction procedure is
repeated (three to five times) until the tissue sample has been thoroughly homogenized. The final extract is adjusted to a known volume
(100 ml) and the extractable lipid is determined using a minimum of 1%
of the final volume. The methylene chloride in the remaining extract is
concentrated until only an oily residue remains. The residue is spiked
with known amounts of the carbon-13 labeled PCDDs and PCDFs (e.g., 500 pg
of 13C12-TCDD/F to 2,500 pg of 13C12-OCDD/F) as internal quantisation
standards. The residue is diluted with hexane ( 200 ml), and 100 g of
^
sulfuric acid modified silica gel (40% w/w) is added to the solution with
stirring. The mixture is stirred for approximately 2 h, and the supernatant is decanted and filtered through anhydrous sodium sulfate. The
adsorbent is washed with at least two additional aliquots of hexane.
The combined hexane extracts are eluted through a column consisting of a
layer of sulfuric acid modified silica gel, and a layer of unmodified
silica gel. The eluate is concentrated to approximately 1 ml and added
to a column of acidic alumina. The PCDDs and PCDFs are eluted from the
alumina using 20% methylene chloride/hexane. This eluate is concentrated
to approximately 0.5 ml and is added to a 500-mg Carbopak C/Celite column.
The PCDDs and PCDFs are eluted from the column using 20 ml of toluene.
A-3

�Table 1. Target PCDD and PCDF Congeners and Target Method
Detection Limits
Compound
2,3,7,8-TCDD
2,3,7,8-TCDF
1,2,3, 7,8- PeCDD
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,4, 7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD
1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
1, 2,3,7,8, 9-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,4,6,7,8-HpCDD
1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
OCDD
OCDF

CAS no.

Target method detection
limit (pg/g)D

1746-01-6
51207-31-9
40321-76-4
57117-41-6
57117-31-4
39227-28-6
57653-85-7
19408-74-3
70648-29-9
57117-44-9
72918-21-9
60851-34-5
35822-46-9
67562-39-4
55673-89-7
3268-87-9
39001-02-0

1.0
1.0
1.0
1.0
1.0
2.5
2.5
2.5
2.5
2.5
2.5
2.5
2.5
2.5
2.5
5.0
5.0

Chemical Abstract Services number.
= parts per trillion.

A-4

�Initial Sample Preparation
Isolation of Extractable U'pid Materials

Homogenization in Methylene Chloride

I
Llpid Determination
Solvent Exchange
Add Internal Quantitation Standards (13C-PCDDs/PCDFs)
Bulk Lipid Removal
Acid Modified Silica Gel
Slurry Technique

Provides Cleanup of Oxidizable Compounds
with Rapid Sample Turnaround, Improved
Cleanup Efficiency and Recovery

Removal of Chemical InterferencesAcidic Silica/Silica
Acidic Alumina

Provides Seperation of PCBs and Other
Potential Interferences from PCDDs and PCDFs.

I
Carbopak C/Cel 7 te

Selective Adsorption and Isolation of PCDDs/PCDFs

Add Internal Recovery Standards
HRGC/MS-S1M Analysis

I

1

LRMS
I de nti fi cat i on/Quant? tati on
of Terra-6'cta PCDDs/PCDFs

HRMS
Confirmation of 2,3,7,8-TCDD

Figure 1. Schematic of the sample preparation and
instrumental analysis procedures for determination
of PCDDs and PCDFs in human adipose tissue.

A-5

�The toluene is concentrated to less than 1 mL and transferred to conical
vials. Tridecane (10 jjL) containing 500 pg of an internal recovery standard is added as a keeper, and the extract is concentrated to a final
volume.
The HRGC/MS analysis is completed in the selected ion monitoring mode
(SIM). Analysis of the tetra- through octachloro PCDD and PCDF congeners
is achieved using low resolution mass spectrometry. Separation of the
tetra- through octachloro PGDD and PCDF congeners is achieved using a
60-m DB-5 column. Verification of the 2,3,7,8-TCDD is achieved using a
50-m CP Sil 88 column and HRGC/MS-SIM analysis in the high resolution
mode (R = 10,000).
3.

DEFINITIONS
3.1

Concentration calibration solutions ~ Solutions containing known
amounts of the native analytes (unlabeled 2,3,7,8-substituted
PCDDs and PCDFs), the internal quantisation standards13(Carbon-13
labeled PCDDs and PCDFs), and the recovery standard, C121,2,3,4-TCDD. These calibration solutions are used to determine
instrument response of the analytes relative to the internal
quantisation standards and of the internal quantisation standards
relative to the internal recovery standard.

3.2

Internal quantitation standards — Carbon-13 labeled PCDDs and
PCDFs, which are added to every sample and are present at the
same concentration in every method blank and quality control
sample. These are added to the lipid residue extracted from the
adipose tissue and are used to measure the concentration of each
analyte. The concentration of each internal quantitation standard is measured in every sample, and percent recovery is determined using the internal recovery standard.

3.3

Internal recovery standard -- 13C12-1,2,3,4-TCDD which is added
to every sample extract just before the final concentration step
and HRGC/MS-SIM analysis.

3.4

Laboratory method blank — This blank is prepared in the laboratory through performing all analytical procedures except addition
of a sample aliquot to the extraction vessel. A minimum of one
laboratory method blank will be analyzed with each batch of samples.

3.5

HRGC column performance check mixture ~ A mixture containing
known amounts of selected TCDD standards; it is used to demonstrate continued acceptable performance of the capillary column,
i.e., separation ( 25% valley on a 50-m CP Sil 88 or 60-m SP-2330
^
HRGC column) of 2,3,7,8-TCDD isomer from all other 21 TCDD isomers,
and to define the TCDD retention time window.

3.6

Relative response factor -- Response of the mass spectrometer to
a known amount of an analyte relative to a known amount of an
internal standard (quantitation or recovery).
A-6

�3.7
3.8

4.

Mass resolution check — Standard method used to demonstrate
static resolution of 10,000 minimum (10% valley definition).
Sample batch -- A sample batch consists of up to 10 human adipose
tissue samples, one method blank, 2 internal quality control (QC)
samples (spiked and unspiked), and an external performance audit
sample (blind spike).

INTERFERENCES
Chemicals which elute from the HRGC column with ± 10 scans of the internal and/or recovery standards and which produce within the retention time
window ions at any of the masses used to detect or quantify PCDDs, PCDFs,
or the internal quantisation and recovery standards are potential interferences. Most frequently encountered potential interferences are other
sample components that are extracted along with the PCDDs and PCDFs, e.g.,
PCBs, chlorinated methoxybiphenyls, chlorinated hydroxydiphenyl ethers,
chlorinated benzylphenyl ethers, chlorinated naphthalenes, DDE, DDT, etc.
The actual incidence of interference by these chemicals depends also
upon relative concentrations, mass spectrometric resolution, and chromatographic conditions. Because very low levels (pg/g) of PCDDs and
PCDFs are anticipated, the elimination of interferences is essential.
High purity reagents and solvents must be used and all equipment must be
scrupulously cleaned. Laboratory method blanks must be analyzed to demonstrate absence of contamination that would interfere with measurement of
the PCDDs and PCDFs. Column chromatographic procedures are used to remove
coextracted sample components; these procedures must be performed carefully to minimize loss of PCDDs and PCDFs during attempts to increase
their concentration relative to other sample components.

5.

SAFETY
5.1

The toxicity or carcinogenicity of each reagent used in this
method has not been precisely defined; however, each chemical
compound should be treated as a potential health hazard. The
2,3,7,8-TCDD is a known teratogen, mutagen, and carcinogen. Ingestion of microgram quantities can result in toxic effects. The
other 2,3,7,8-substituted PCDDs and PCDFs may exhibit teratogenic,
mutagenic, and carcinogenic effects. From this viewpoint, exposure to these chemicals must be reduced to the lowest possible
level by whatever means available. Only experienced personnel
will be allowed to work with these chemicals.

5.2

All laboratory personnel will be required to wear laboratory
coats or coveralls, gloves, and safety glasses. The neat standards, stock, and working solutions will be handled only in a
Class A fume hood or glove box. When manipulating stock standards or working solutions, the analyst is advised to place the
solution vials in a secure holder (sample block or glass beaker)
to prevent accidental spills.

A-7

�5.3

5.4

If handling of these compounds result's in skin contact, immediately remove all contaminated clothing and wash the affected skin
areas with soap and water for at least 15 min.

5.5

6.

If these standards are spilled, absorb as much as possible with
absorbent paper and place in a container clearly labeled as PCDD
or PCDF waste. Solvent-wash all contaminated surfaces with toluene and absorbent paper followed by washing with a strong soap
and water solution. Dispose of all contaminated materials in
sealed steel containers labeled as contaminated with PCDD and/or
PCDF residue and indicate the approximate level of contamination.
As a final precaution, prepare a wipe sample of the exposed surface area and include the wipe as part of the sample analysis
batch. This will be used to confirm that the work area is free
of contamination.

Disposal of laboratory wastes — All laboratory wastes (solvents
and absorbents) will be disposed of as hazardous wastes. The
laboratory personnel should take care to dispose of the sodium
sulfate, silica gel, and alumina in separate metal containers.
Excess solvents should be disposed of in gallon polyethylene jugs
containing a layer of activated charcoal. Excess solvent that is
known to be contaminated with PCDDs or PCDFs should be kept at a
minimum by evaporating the solvent with a stream of air.

APPARATUS AND EQUIPMENT
6.1

High Resolution Gas Chromatograph/Mass Spectrometer/Data System
(HRGC/HRMS/DS)

6.1.1

The GC must be equipped for temperature programming,
and all required accessories must be available, such as
syringes, gases, and a capillary column. The GC injection port must be designed for capillary columns. The
use of splitless injection techniques is recommended.
When using this method, a l-pL injection volume is used.
The injection volumes for all extracts, blanks, calibration solutions, and the performance check sample must
be consistent.

6.1.2

High Resolution Gas Chromatograph-Mass Spectrometer
Interface
The HRGC/MS interface is directly coupled to the mass
spectrometer ion source. All components of the interface should be glass or glass-lined stainless steel.
The interface components should be compatible with
300°C temperatures. The HRGC/MS interface must be
appropriately designed so that the separation of the
PCDDs and PCDFs which is achieved in the gas chromatographic column is not appreciably degraded. Cold spots
and/or active surfaces (adsorption sites) in the HRGC/MS
A-8

�interface can cause peak tailing and peak broadening.
It is recommended that the HRGC column be fitted directly
into the MS ion source. Graphite ferrules should be
avoided in the HRGC injection port since they may absorb PCDDs or PCDFs. Vespel or equivalent ferrules
are recommended.
6.1.3

Mass Spectrometer
The mass spectrometer must be capable of maintaining a
minimum resolution of 10,000 (10% valley) for high resolution confirmation analysis. The mass spectrometer
must be operated in a selected ion monitoring (SIM)
mode with total cycle time (including voltage reset
time) of 1 s or less.

6.1.4

Data System
A dedicated hardware or data system is required to control the rapid multiple ion monitoring process and to
acquire the data. Quantification data (peak areas or
peak heights) and SIM traces (displays of intensities
of each m/z (characteristic ion) being monitored as a
function of time) must be acquired during the analyses.
Quantifications may be reported based upon computergenerated peak areas or upon measured peak heights.

6.2

HRGC Columns
For isomer-specific determinations of 2,3,7,8-TCDD, the following
fused silica capillary columns are recommended: a 50-m CP-Sil 88
column and a 60-m SP-2330 (SP-2331) column. However, any capillary column which separates 2,3,7,8-TCDD from all other TCDDs may
be used for such analyses, provided that the minimum acceptance
criteria in Section 8 are met.

6.3

Miscellaneous Equipment
6.3.1

Nitrogen evaporation apparatus with variable flow rate.

6.3.2

Balance capable of accurately weighing to ± 0.01 g.

6.3.3

Water bath — equipped with concentric ring cover and
capable of being temperature-controlled.

6.3.4

Stainless steel spatulas or spoons.

6.3.5

Magnetic stirrers and stir bars.

6.3.6

High speed tissue homogenizer -- Tekmar Tissuemizer®
equipped with an EN-8 probe or equivalent.

6.3.7

Vacuum dessicator.
A-9

�6.4

Glassware
6.4.1

Erlenmeyer flask — 500 ml.

6.4.2

Kuderna-Danish apparatus -- 500-mL evaporating flask,
15-mL graduated concentrator tubes with ground-glass
stoppers, and three-ball macro Snyder column (Kontes
K-570001-0500, K-503000-0121, and K-569001-0219 or
equivalent).

6.4.3

Minivials -- 1-mL borosilicate glass with conical-shaped
reservoir and screw caps lined with Teflon®-faced silicone disks.

6.4.4

Powder funnels -- glass.

6.4.5

Chromatographic columns for the silica and alumina
chromatography -- 1 cm ID x 10 cm long and 1 cm ID x
30 cm long with 250-mL reservoir and equipped with TFE
stopcocks.

6.4.6

Chromatographic column for the Carbopak cleanup —
disposable 5-mL graduated glass pi pets, 6 to 7 mm ID.

6.4.7

Glass rods.

6.4.8

Carborundum boiling chips -- Extracted for 6 hr in a
Soxhlet apparatus with benzene and air dried.

6.4.9

Glass wool, silanized (Supelco) — Extract with methylene
chloride and hexane and air dry before use.

6.4.10

Glassware cleaning procedure -- All glassware used for
these analyses will be cleaned via the following procedure. Wash the glassware in soap and water, rinse with
copious amounts of tap water, distilled water, and
distilled-in-glass acetone, in that order. Immediately
prior to use, the glassware should be rinsed with
distilled-in-glass quality solvents: methylene chloride,
toluene, and hexane. The glassware should be allowed
to dry fully.
As an added precuation, all glassware will be marked
with a unique code that should be noted in the extraction and cleanup procedures for each sample. This
glassware tracking will allow background results from
specific glassware to be documented.
After use, each piece of glassware should be rinsed
with the last solvent used in it, followed by a rinse
with toluene, then acetone, before transferring it to
the glassware washing facility.

A-10

�7.

REAGENTS AND STANDARD SOLUTIONS

7.1

Column Chromatography Reagents
7.1.1

Alumina, acidic (Biorad, AG-4) -- Extract the alumina
in a Soxhlet apparatus with methylene chloride for 18 h
(minimum of two cycles per hour). Air dry and activate
it by heating in a foil-covered glass container for 24 h
at 190°C.

7.1.2

Silica gel -- High purity grade, type 60, 70-230 mesh;
extract the silica gel in a Soxhlet apparatus with
methylene chloride for 10 h (minimum of 2 cycles per
hour). Air dry and activate it by heating in a foilcovered glass container for 24 h at 130°C.

7.1.3

Silica gel impregnated with 40% (by weight) sulfuric
acid -- Add two parts (by weight) concentrated sulfuric
acid to three parts (by weight) silica gel (extracted
and activated) (e.g., 40 g of H2S04 plus 60 g of silica
gel) in a glass screw-cap bottle. Tumble for 5 to 6 h,
shaking occasionally until free of lumps.

7.1.4

Sulfuric acid, concentrated -- ACS grade, specific
gravity 1.84.

7.1.5

Graphitized carbon black (Carbopack C, Supelco), surface of approximately 12 mVg, 80/100 mesh -- Mix thoroughly 3.6 g of Carbopack C and 16.4 g of Celite 545®
in a 40-mL vial. Activate at 130°C for 6 h. Store in
a desiccator.

7.1.6

Celite 545® (Fischer Scientific), reagent grade, or
equivalent.

7.2

Desiccating agents -- Sodium sulfate; granular, anhydrous. Before
use extract with methylene chloride for 16 h (minimum of two cycles per hour), air dry and then muffle for ^ 4 h in a shallow
tray at 400°C. Let it cool in a desiccator and store in oven at
130°C.

7.3

Solvents -- High purity, distilled in glass: methylene chloride,
toluene, benzene, cyclohexane, methanol, acetone, hexane; reagent
grade: tridecane. High purity solvents are dispensed from Teflon®
squirt bottles.

7.4

Concentration Calibration Solutions (Table 2)
Eight tridecane solutions containing native calibration standards,
13
C12-labeled internal quantisation standards, and two internal
recovery standards are required. The complete compound list is

A-11

�Table 2. Concentration Calibration Solutions
Compound
Native

Concentration in cal ibration solutions i n pg/uL
CS1
CS2
CS3
CS4
CSS
CS6
CS7
CSS

2,3,7,8-TCDD
2,3,7,8-TCDF
1,2,3,7,8-PeCDD
1,2,3, 7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,4, 7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD
1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,4,6,7,8-HpCDD
1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
OCDD
OCDF
Internal Quantisation
Standards
13
C12-2,3,7,8-TCDD
13
C12-2,3,7,8-TCDF
13
C12-l,2,3,7,8-PeCDD
13
C12-l,2,3,7,8-PeCDF
13
C12-l,2,3,6,7,8-HxCDD
13
C12-l,2,3,4,7,8-HxCDF
13
C12-l,2,3,4,6,7,8-HpCDD
13
C12-OCDD
Internal Recovery
Standard
13
C12-1,2,3,4-TCDD

200
200
200
200
200
500
500
500
500
500
500
500
500
500
500
1,000
1,000

100
100
100
100
100
250
250
250
250
250
250
250
250

50
50
50
50
50
125
125
125
125

25
25
25
25
25
62. 5

250
500
500

250

62. 5
62. 5
62. 5
62. 5
62. 5
62. 5
62. 5
62. 5
62. 5
125

250

125

250

125
125
125
125
125

125

10
10
10
10
10
25
25
25
25
25
25
25
25
25
25
50
50

50
50
50
50
125
125
125
250

50
50
50
50

50

50

50
50
50

125
125
125
250

125
125
125
250

50
50
50
125
125
125
250

50
50
50
50
125
125
125
250

50

50

50

50

50

A-12

5
5
5
5
5
12. 5
12. 5
12. 5
12. 5
12. 5
12. 5
12. 5
12. 5
12. 5
12. 5

25
25

50
50

2. 5

2. 5
2. 5
2. 5
2. 5
6. 25
6. 25
6. 25
6. 25
6. 25
6. 25
6. 25
6. 25
6. 25
6. 25
12. 5
12. 5

1
1
1
1
1
2.5

2.5
2.5
2.5
2.5

2.5
2.5
2.5
2.5
2.5
5
5

50
50
50
50
125
125

250

50
50
50
50
125
125
125
250

50

50

50

50
50
125
125

125

125
250

�given in Table 1. The native 2,3,7,8-TCDD is supplied as a certified standard solution from the U.S. EPA QA Reference Materials
Branch. All other native compounds were supplied in crystalline
form by Cambridge Isotope Laboratories (Woburn, MA). 13C12~
Labeled internal quantisation standards were supplied in solution
in ji-nonane by Cambridge Isotope Laboratories. Portions of the
native standards were accurately weighed to the nearest 0.001 mg
with a Cahn 27 electrobalance and dissolved in toluene.
7.5

Column Performance Check Mixture
The column performance check mixture consists of several TCDD
isomers which will be used to document the separation of 2,3,7,8TCDD from all other isomers. This solution will contain TCDDs
(A) eluting closely to 2,3,7,8-TCDD, and the first- (F) and lasteluting (L) TCDDs.
Analyte

Approximate amount per ampule

Unlabeled 2,3,7,8-TCDD
13
C12-2,3,7,8-TCDD
1,2,3,4-TCDD (A)
1,4,7,8-TCDD (A)
1,2,3,7-TCDD (A)
1,2,3,8-TCDD (A)
1,3,6,8-TCDD (F)
1,2,8,9-TCDD (L)
7.6

10
10
10
10
10
10
10
10

ng
ng
ng
ng
ng
ng
ng
ng

Spiking Solutions
Three solutions are prepared using the 13
same stock as in Section
7.4. A native standard solution and a C12 internal quantitation standard solution are prepared in isooctane (Tables 3 and
4). A recovery standard solution is prepared in tridecane (Table 4). Samples are spiked with 100 (jL of internal quantisation
standard solution and final sample extracts are spiked with 10 |jL
of internal recovery standard solution.

8.

HIGH RESOLUTION GAS CHROMATOGRAPHY/MASS SPECTROMETRY PERFORMANCE CRITERIA

Samples and standards are analyzed by using a Carlo Erba MFC500 gas chromatography (GC) coupled to a Kratos MS50TC double-focusing mass spectrometer (MS) to be operated in the electron impact mode. The HRGC/MS interface is simply a direct connection of the fused silica HRGC column to
the ion source of the MS via a heated interface oven. Data acquisition
and processing are controlled by a Finnigan-MAT Incos 2300 data system.

A-13

�Table 3. Native Spiking Solution
Concentration
(pg/uO

Compound
2,3,7,8-TCDD
2,3,7,8-TCDF
1,2,3,7,8-PeCDD
1,2,3,7,8-PeCDF
2,3,4,7,8-PeCDF
1,2,3,4,7,8-HxCDD
1,2,3,6,7,8-HxCDD
1,2,3,7,8,9-HxCDD
1,2,3,4,7,8-HxCDF
1,2,3,6,7,8-HxCDF
1,2,3,7,8,9-HxCDF
2,3,4,6,7,8-HxCDF
1,2,3,4,6,7,8-HpCDD
1,2,3,4,6,7,8-HpCDF
1,2,3,4,7,8,9-HpCDF
OCDD
OCDF

5
5
5
5
5
12.5
12.5
12.5
12.5
12.5
12.5
12.5
12.5
12.5
12.5
25
25

A-14

�Table 4. Internal Standard Spiking Solutions
Concentration
(pg/^L)

Compound
Internal Quanti tati on Standards
C12-2,3,7,8-TCDD

13

5

13

5

^Cia-l^.SJ.S-PeCDD

5

13

5

Ci2-2,3,7,8-TCDF

C12-l,2,3,7,8-PeCDF

13

12.5

13

12.5

13

12.5

C12-l,2,3,6,7,8-HxCDD

C12-l,2,3,4,7,8-HxCDF

C12-l,2,3,4,6,7,8-HpCDD

13

C12-OCDD

25

Internal Recovery Standard
13
C12-1,2,3,4-TCDD

A-15

5

�8.1

HRGC/MS Analysis of PCDD/PCDF
Single run selected ion monitoring (SIM) analysis of the tetrachloro through octachloro-dioxins and furans is carried out with
the instrumental conditions and parameters outlined in Table 5.
For each HRGC/MS run, five distinct groups of ions, which correspond to each chlorine level, are sequentially monitored. These
ion descriptors are shown in Table 6. The masses of the two most
abundant ions in the molecular ion cluster of each dioxin and furan
and isotopically labeled standard are monitored. In addition,
the masses corresponding to the molecular ions of the hexachloro
through decachlorodiphenyl ethers (PCDEs) are monitored to aid in
the confirmation of positive furan results. A lock mass, m/z 381
from PFK (perfluorokerosene), is used to observe and correct any
magnet/instrument drift during the analysis.
8.1.1

Tuning and Mass Calibration
The mass spectrometer is tuned on a daily basis to
yield optimum sensitivity and peak shape using an ion
peak (m/z 381) from PFK. The resolution is visually
monitored and maintained at £ 3,000 (10% valley definition) to provide adequate noise rejection while maintaining good ion transmission.
Mass calibration of the mass spectrometer for the HRGC/MS
• analysis of PCDD/PCDF is carried out on a daily basis.
The magnetic field is adjusted to pass m/z 300 at full
accelerating voltage. PFK is admitted to the MS and an
accelerating voltage scan from 8,000 to 4,000 V is acquired by the data system. This corresponds to an effective mass range of 301 to 593 amu. Upon completion of
a successful calibration step, the five ion descriptors
shown in Table 6 are updated to reflect the new mass
calibration.

8.1.2

Ion Descriptor Switching
The ion descriptors shown in Table 6 are sequentially
monitored during a PCDD/PCDF analysis to cover the retention windows of each chlorination level. The retention windows and hence the descriptor switch points are
determined initially and whenever a new HRGC column is
installed by injection of a mixture of PCDD and PCDF
congeners. Daily adjustment of the descriptor switch
times are performed when careful monitoring of the standard retention times shows this to be necessary. The
descriptors are designed to overlap to ensure acquisition of all isomers of each homolog.

A-16

�Table 5. HRGC/LRMS Operating Conditions for PCDD/PCDF Analysis
Mass spectrometer
Accelerating voltage:
Trap current:
Electron energy:
Electron multiplier voltage:
Source temperature:
Resolution:
Overall SIM cycle time:

8,000 V
500 |jA
70 eV
-1,800 V
280°C

£ 3,000 (10% valley definition)
1s

Gas chromatograph
Column coating:
Film thickness:
Column dimensions:
He linear velocity:
He head pressure:

DB-5
0.25 pm
60 m x 0.25 mm ID
* 25 cm/sec
1.75 kg/cm2 (25 psi)

Injection type:
Split flow:
Purge flow:
Injector temperature:
Interface temperature:
Injection size:
Initial temperature:
Initial time:
Temperature program:

Splitless, 45 s
30 mL/min
6 mL/min
270°C
300°C

1-2 (JL
200°C
2 min
200°C to 330°C at 5°C/min

A-17

�Table 6. Ions Monitored for HRGC/MS of PCDD/PCDF
Descriptor
Al

ID

Mass

TCDF

303.902
305.899
315.942
317.939
319.896
321.894
331.937
333.934
373.840
380.976

TCDD
13

C12-TCDD

HxDPE
PFK (lock mass)
TCDF
TCDD
PeCDF
13

C12-PeCDF

PeCDD
13

C12-PeCDD

PFK (lock mass)
HpCDPE
A3

HxCDF
PFK (lock mass)
13
C12-HxCDF
HxCDD
13

C12-HxCDD

OCDPE

A-18

0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.035
0.035

373.821
375.818
380.976
385.861
387.858
389.816
391.813
401.856
403.853
443.759

C12-TCDF

0.090
0.090
0.090
0.090
0.090
0.090
0.090
0.090
0.090
0.090

303.902
305.899
319.896
321.894
337.863
337.860
349.903
351.900
353.858
355.855
365.898
367.895
380.976
407.801

13

A2

Nominal dwell
time (sec)

0.080
0.080
0.080
0.080
0.080
0.080
0.080
0.080
0.080
0.080

�Table 6 (continued)
Descriptor
A4

ID

Mass

PFK (lock mass)
HxCDD
HpCDF
13

C12-HpCDF

HpCDD
13

C12-HpCDD

37

Cl4-HpCDD

NCDPE
A5

PFK (lock mass)
OCDF
13

C12-OCDF

OCDD
13

C12-OCDD

DCDPE

A-19

Nominal dwell
time (sec)

380.976
389.816
391.813
407.782
409.779
419.822
421.819
423.777
425.774
435.817
437.814
429.768
431.765
477.720

0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040
0.040

380.976
441. 743
443.740
453.783
455.780
457.738
459.735
469.779
471.776
511.681

0.06
0.07
0.07
0.07
0.07
0.07
0.07
0.07
0.07
0.06

�8.1.3

HRGC Column Performance (60-m DB-5)
8.1.3.1

Inject 1 uL of the column performance check
solution (Section 7.7) and acquire selected
ion monitoring (SIM) data for m/z 320, 322,
332, and 334.

8.1.3.2

The chromatographic peak separation between
2,3,7,8-TCDD and the peaks representing
any other TCDD isomers should be resolved
with a valley of 30-60%, where
Valley % = (x/y)(100)
x = measured height of the valley between
the chromatographic peak corresponding to 2,3,7,8-TCDD and the peak of
the nearest TCDD isomer; and
y '= the peak height of 2,3,7,8-TCDD.
Figure 2 is an example of the separation of
a TCDD isomer mixture and the calculation
of isomer resolution.
It is the responsibility of the laboratory
to verify the conditions suitable for the
appropriate resolution of 2,3,7,8-TCDD from
all other TCDD isomers. The column performance check solution also contains the TCDD
isomers eluting first and last under the
analytical conditions specified in this
protocol, thus defining the retention time
window for total TCDD determination. Any
individual selected ion current profile or
the reconstructed total ion current
(m/z 320 + m/z 322) consititutes and
acceptable form of data presentation.

8.1.4

Initial Calibration for PCDD/PCDF Analysis
Initial calibration is required before any samples are
analyzed for PCDD/PCDF. Initial calibration is also
required if any routine calibration does not meet the
required criteria listed in Section 8.1.6.
8.1.4.1

Tune and calibrate the instrument with PFK
as outlined in Section 8.1.1.

8.1.4.2

Six concentration calibration solutions
listed in Table 2 will be analyzed for the
initial calibration phase.

A-20

�TCDD Isomer Mixture

78.7

2. 3. 7, 8,-TCDD
1, 2, 3, 4-/1,

2359290.

2, 3, 7-/L 2. 3, 8- TCDI
319.856
±0.500

A

320

100.0,

2998270.

A x 100% = 29%
322

3&gt;

321.855
± 0.500

A

59.6

1785850.
Q2-2. 3. 7, 8.-TCDD

INS

331.851
± 0.500

332

75.3

2256890.
333.850
± 0.500

334

28:00

28:24

28:48

29:12

29:36

30:00

30:24

30:48

Figure 2. Example of the separation of 2,3,7,8-TCDD from other TCDD
isomers on a 60 m DB-5 column.

Time

�8.1.4.3

8.1.4.4

Compute the relative response factors (RRFs)
for each analyte in the concentration calibration solution using the criteria for
positive identification of PCDD/PCDF's
given in Section 14.1 and the computational methods in Section 14.2.

8.1.4.5

Compute the means and their respective
relative standard deviations (% RSD) for
the RRFs from each triplicate analysis for
each analyte in the standard.

8.1.4.6

8.1.5

Using the HRGC and MS conditions in Table 5 and the SIM monitoring descriptors
in Table 6, analyze a 1-jjL aliquot of each
of the six concentration calibration solutions in triplicate.

Calculate the grand means (RRF) and their
respective RSDs using the six mean RRFs
for each analyte.

Criteria for Acceptable Initial Calibration
8.1.5.1

The % RSD for the response factors for each
triplicate analysis for each analyte must
be less than 30% except for the TCDD and
TCDF, which must be less than 20%.

8.1.5.2

The variation of the mean RRFs obtained
from the triplicate analysis must be less
than 30% except for the TCDD and TCDF which
must be less than 20%.

8.1.5.3

The SIM traces for all ions used for quantitation must present a signal-to-noise
(S/N) ratio of S 2.5. This includes analytes and isotopically labeled standards.

8.1.5.4

Isotopic ratios must be within ±20% of
the theoretical values (see Table 7).
NOTE: If the criteria for acceptable calibration listed abo've have been met, the
RRF can be considered independent of the
analyte quantity for the calibration concentration range. The mean RRF from triplicate determinations for unlabeled PCDD/
PCDFs and for the isotopically labeled
standards will be used for all calculations until routine calibration criteria
(Section 8.1.7) are no longer met. At such
time, new mean RRFs will be calculated from
a new set of six triplicate determinations.

A-22

�Table 7. Ion Ratios for HRGC/LRMS Analysis of PCDD/PCDF
Compound
TCDF
13
C12-TCDF
TCDD
13
C12-TCDD
PeCDF
13
C12-PeCDF
PeCDD
13
C12-PeCDD
HxCDF
13
C12-HxCDF
HxCDD
13
C12-HxCDD
HpCDF
13
C12-HpCDF
HpCDD
13
C12-HpCDD
OCDF
13
C12-OCDF
OCDD
13
C12-OCDD

Ions monitored

Theoretical ratio

304/306
316/318
320/322
332/334
338/340
350/352
354/356
366/368
374/376
386/388
390/392
402/404
408/410
420/422
424/426
436/438
442/444
454/456
458/460
470/472

0.76
0.76
0.76
0.76
0.61
0.61
0.61
0.61
1.22
1.22
1.22
1.22
1.02
1.02
1.02
1.02
0.87
0.87
0.87
0.87

A-23

Acceptabl e range

0.61 0.61 0.61 0.61 0.49 0.49 0.49 0.49 0.96 0.96 0.96 0.96 0.82 0.82 0.82 0.82 0.70 0.70 0.70 0.70 -

0.91
0.91
0.91
0.91
0.73
0.73
0.73
0.73
1.46
1.46
1.46
1.46
1.22
1.22
1.22
1.22
1.04
1.04
1.04
1.04

�8.1.6

Routine Calibrations
Routine calibrations must be performed at the beginning
of every day before actual sample analyses are performed
and as the last injection of every day.
8.1.6.1
8.1.6.2

8.1.7

Inject 1 uL of the concentration calibration solution CS 7 (see Table 2).
Compute the RRFs for each analyte in the
concentration calibration solution using
the criteria for positive identification
of PCDD/Fs given in Section 14.1 and the
computational methods in Section 14.2.

Criteria for Acceptable Routine Calibration
8.1.7.1

8.1.7.2

Isotopic ratios must be within 20% of the
theoretical value for each analyte and isotopically labeled standard (see Table 8).

8.1.7.3

8.2

The measured RRF for all analytes must be
within 30% of the mean values established
by triplicate analysis of the calibration
concentration solutions, except for TCDD
and TCDF, which must be within 20% of the
mean values established in the initial
calibration step.

If the above criteria are not met, a second
attempt may be made before repeating the
entire initialization process.

HRGC/HRMS Analysis (Isomer Specific TCDD Analysis)
Isomer specific analysis for 2,3,7,8-TCDD is carried out with the
instrumental conditions and parameters shown in Table 8. In addition to monitoring the masses of the most abundant molecular ions
of TCDD, an ion corresponding to the loss of COC1 from the molecular ion is monitored for verification purposes. Mass spectrometer
resolution is maintained at or above 10,000 (10% valley definition)
in order to increase the specificity of the analysis.
8.2.1

Tuning and Mass Calibration
8.2.1.1

The mass spectrometer must be operated in
the electron (impact) ionization mode.
Static resolving power of at least 10,000
(10% valley) must be demonstrated before
any analysis of a set of samples is performed. Static resolution checks must be
performed at the beginning and at the end

A-24

�Table 8. HRGC/HRMS Operating Conditions
Mass spectrometer
Accelerating voltage:
Trap current:
Electron energy:
Electron multiplier voltage:
Source temperature:
Resolution:

8,000 V
500 (jA
70 eV
2,000 V
280°C
10,000 (10% valley definition)

Sim Parameters
Identity

Mass

TCDD-COC1
TCDD
TCDD
13
C12-TCDD
13
C12-TCDD

0.15
0.15
0.15
0.15
0.15
0.10

258.930
319.897
321.894
331.937
333.934

PFK (lock mass)

Nominal dwel1 times (s)

280.983

Overall SIM cycle time = 1 s
Gas chromatqgraph
Column coating:
Film Thickness:
Column dimensions:

CP-Sil 88
0.2 pm
50 m x 0.22 mm ID

Helium linear velocity:
Helium head pressure:

•v 25 cm/s 2
1.75 kg/cm (25 psi)

Injection type:
Split flow:
Purge flow:
Injector temperature:
Interface temperature:
Injection size:
Initial temperature:
Initial time:
Temperature program:

Split!ess, 45 s
30 mL/min
6 mL/min
270°C
240°C
2 ML
200°C

1 min
200°C to 240°C at 4°C/min

A-25

�of each 12-h period of operation. However, it is recommended that a visual
check.(i.e., not documented) of the static
resolution be made before and after each
analysis.
8.2.1.2

8.2.1.3

8.2.2

The MS shall be tuned daily using PFK to
yield a resolution of at least 10,000 (10%
valley) and optimal response at m/z 254.986.
This step is followed by calibration of an
accelerating voltage scan of PFK beginning
at m/z 254 (typical calibration range is
255 to 493 amu). Other voltage scans from
the same data file are used to establish
and document both the resolution at m/z
316.983 and the mass measurement accuracy
at m/z 330.979.
Following calibration, the SIM experiment
descriptor is updated to reflect the new
calibration. Six masses (see Table 8) are
monitored by scanning ^ m/10,000 amu (atomic
mass units) over each mass. The total cycle
time is kept to 1 s. The m/z 280.983 ion
from PFK is used as a lock mass because it
is the most abundant PFK ion within the
range of m/z 255 to 334 and therefore permits the use of low partial pressures of
PFK, which minimizes PFK interferences at
the analytical masses.

Mass Measurement and Resolution Check
Using a PFK molecular leak, tune the instrument to meet
the minimum required resolving power of 10,000 (10% valley)
at m/z 254.986 (or any other mass reasonably close to
m/z 259). Calibrate the voltage sweep at least across
the mass range m/z 259 to m/z 334 and verify that m/z
330.979 from PFK (or any other mass close to m/z 334)
is measured within ± 5 ppm (i.e., 1.7 mmu, if m/z 331
is chosen) using m/z 254.986 as a reference. Documentation of the mass resolution must then be accomplished
by recording the peak profile of the PFK reference peak
m/z 318.979 (or any other reference peak at a mass close
to m/z 320/322). The format of the peak profile representation must allow manual determination of the resolution;
i.e., the horizontal axis must be a calibrated mass scale
(amu or ppm per division). The results of the peak width
measurement (performed at 5% of the maximum which corresponds to the 10% valley definition) must appear on the
hard copy and cannot exceed 100 ppm (or 31.9 mmu if m/z
319 is the chosen reference ion).

A-26

�8.2.3

HRGC Column Performance (50-m CP Sil 88/60-m SP-2330)
Prior to any HRGC/HRMS analysis of calibration solutions
on samples for 2,3,7,8-TCDD, the resolution of the HRGC
columns must be documented to be within allowable limits
in order to provide conditions adequate for unambiguous
isomer-specific analysis of 2,3,7,8-TCDD.
8.2.3.1

Inject 2 pL of the column performance check
solution and acquire selected ion monitoring (SIM) data for m/z 258.930, 319.897,
321.894, 331.937, and 333.934 within a
total cycle time of &lt; 1 s (Table 8).

8.2.3.2

The chromatographic peak separation between
2,3,7,8-TCDD and the peaks representing
any other TCDD isomers must be resolved
with a valley of ^ 25%, where
Valley % = (x/y)(100)
x = measured height of the valley between
the chromatographic peak corresponding to 2,3,7,8-TCDD and the peak of
the nearest TCDD isomer; and
y = the peak height of 2,3,7,8-TCDD.

8.2.3.3

If the above resolution requirement is not
met, corrective action must be taken and
acceptable resolution documented prior to
any further analyses. Corrective action
may include removal of the first meter of
the HRGC column, replacement or clearing
of the injector port, or complete replacement of the GC column.

8.2.3.4

The column performance check solution also
contains the TCDD isomers eluting first
and last under the analytical conditions
specified in this protocol, thus defining
the retention time window for total TCDD
determination. The peaks representing
2,3,7,8-TCDD and the first and the last
eluting TCDD isomer should be labeled and
identified as such on the chromatograms (F
and L, respectively). Any individual selected ion current profile or the reconstructed total ion current (m/z 259 + m/z
320 + m/z 322) constitutes an acceptable
form of data presentation.

A-27

�8.2.4

Initial Calibration for HRGC/HRMS 2,3,7,8-TCDD Analysis
Initial calibration is required before any samples are
analyzed for 2,3,7,8-TCDD. Initial calibration is also
required if any routine calibration does not meet the
required criteria listed in Section 8.2.6.
8.2.4.1

8.2.4.2

Tune and calibrate the instrument with PFK
as described in Section 8.2.1.-

8.2.4.3

Inject 1 uL of the column performance check
solution (Section 8.2.3) and acquire SIM
mass spectra data for m/z 258.930, 319.897,
321.894, 331.937, and 333.934 using a total
cycle time of S 1 s (see Table 8). The
laboratory must not perform any further
analysis until it has been demonstrated
and documented that the criterion listed
in Section 8.2.3.2 has been met.

8.2.4.4

Using the same GC and MS conditions (Table 8) that produced acceptable results
with the column performance check solution, analyze a l-(jl_ aliquot of each of
the six concentration calibration solutions in triplicate.

8.2.4.5

Calculate the RRFs for unlabeled 2,3,7,8TCDD relative to 13C12-2,3,7,8-TCDD and
the RRF for 13C12-2,3,7,8-TCDD relative to
13
C12-1,2,3,4-TCDD using the criteria for
positive identification of TCDD by HRGC/
HRMS given in Section 14.1 and the computational methods in Section 14.2.

8.2.4.6

Calculate the six means (RRFs) and their
respective relative standard deviations
( RSD) for the response factors from each
%
of the triplicate analyses for both unlabeled and 13C12-2,3,7,8-TCDD.

8.2.4.7

8.2.5

At least six of the concentration calibration solutions listed in Table 2 must be
utilized for the initial calibration.

Calculate the grand mean RRFs and their
respective relative standard deviations
( RSD) using the six mean RRFs.
%

Criteria for Acceptable Initial Calibration
The criteria listed below for acceptable calibration
must be met before analysis of any sample is performed.

A-28

�8.2.5.1

The percent relative standard deviation
(RSD) for the response factors from each
of the triplicate analyses for both unlabeled and 13C12-2,3,7,8-TCDD must be
less than 20%.

8.2.5.2

The variation of the six mean RRFs for unlabeled and 13C12-2,3,7,8-TCDD obtained
from the triplicate analyses must be less
than 20% RSD.

8.2.5.3

SIM traces for 2,3,7,8-TCDD must present a
signal-to-noise ratio of § 2.5 for m/z
258.930, m/z 319.897, and m/z 321.894.

8.2.5.4

SIM traces for 13C12-2,3,7,8-TCDD must
present a signal-to-noise ratio 5 2.5 for
m/z 331.937 and m/z 333.934.

8.2.5.5

Isotopic ratios for 320/322 and 332/334
must be within the allowed range (0.67 to
0.90).
NOTE: If the criteria for acceptable calibration listed above have been met, the
RRF can be considered independent of the
analyte quantity for the calibration concentration range. The mean RRF from six
triplicate determinations for unlabeled
2,3,7,8-TCDD and for 13C12-2,3,7,8-TCDD
will be used for all calculations until
routine calibration criteria (Section 8.2.6)
are no longer met. At such time, new mean
RRFs will be calculated from a new set of
four triplicate determinations.

8.2.6

Routine Calibrations
Routine calibrations must be performed at the beginning
of a 12-h period after successful mass resolution and
HRGC column performance check runs.
8.2.6.1

Inject 1 yL of the concentration calibration solution (CS5, Table 2) which contains
10 pg/|Jl of unlabeled 2,3,7,8-TCDD, 50.0
pg/HL of 13C12-2,3,7,8-TCDD, and 50 pg/|jL
of 13C12-1,2,3,4-TCDD. Using the same GC/
MS/DS conditions as used in Table 8, determine and document acceptable calibration
as provided below.

A-29

�8.2.7

Criteria for Acceptable Routine Calibration
The following criteria must be met before further analysis is performed. If these criteria are not met, corrective action must be taken and the instrument must be
recalibrated.
8.2.7.1

The measured RRF for unlabeled 2,3,7,8-TCDD
must be within 20% of the mean values established in the initial calibration by triplicate analyses of concentration calibration solutions.

8.2.7.2

The measured RRF for 13C12-2,3,7,8-TCDD
must be within 20% of the mean value established by triplicate analysis of the concentration calibration solutions during
the initial calibration.

8.2.7.3

Isotopic ratios must be within the allowed
range (0.61 to 0.90).

8.2.7.4

If one of the above criteria is not satisfied, a second attempt can be made before
repeating the entire initialization process.
NOTE: An initial calibration must be carried out whenever the routine calibration
solution is replaced by a new one from a
different lot.

9.

QUALITY CONTROL PROCEDURES
9.1

Summary of QC Analyses

9.1.1

Initial and routine calibration and instrument performance checks.

9.1.2

Analysis of a batch of samples with accompanying QC
analyses:
Sample batch -- 10 NHATS adipose tissue samples plus
additional QC analyses including 1 method blank, a control tissue and a spiked tissue sample.
"Blind" QC (external QC) samples may be submitted by an
external source (quality assurance group or independent
laboratory) and included among the batch of samples.
Blind samples include spiked samples, unidentified duplicates, and performance evaluation samples.

A-30

�9.2

Performance Evaluation Samples -- Included among the samples in
every third batch will be a solution provided by the quality control coordinator containing known amounts of unlabeled 2,3,7,8TCDD and/or other PCDD/PCDF isomers. The accuracy of measurements for performance evaluation samples should be in the range
of 70-130%.

9.3

Performance Check Solutions
9.3.1

9.4

At the beginning of each 12-h period during which samples are to be analyzed, an aliquot of the HRGC column
performance check solution shall be analyzed to demonstrate adequate HRGC resolution for selected TCDD isomers.

Method Blanks
9.4.1

A minimum of one method blank is generated with each
batch of samples. A method blank is generated by performing all steps detailed in the analytical procedure
using all reagents, standards, equipment, apparatus,
glassware, and solvents that would be used for a sample
analysis, but omit addition of the adipose tissue.
9.4.1.1

The method blank must contain the same
amounts of Carbon-13 labeled internal
quantitation standards that are added to
samples before bulk lipid cleanup.

9.4.1.2

An acceptable method blank exhibits no
positive response for any of the characteristic ions monitored.
9.4.1.2.1

9.4.1.2.2

9.5

If the above criterion is not
met, solvents, reagents, spiking solutions, apparatus, and
glassware are checked to locate
and eliminate the source of
contamination before any samples
are extracted and analyzed.
If new batches of reagents or
solvents contain interfering
contaminants, purify or discard them.

Control Samples -- Control samples are prepared from a bulk sample(s) of human adipose tissue or similar matrix (e.g., porcine
fat). This material is prepared by blending the tissue with
methylene chloride, drying the extract by eluting through anhydrous sodium sulfate, and removing the methylene chloride using
rotoevaporation at elevated temperatures (80°C). The evaporation
process should be extended to ensure all traces of the extraction

A-31

�solvent have been removed. The resulting oily matrix (lipid) is
subdivided into 10-g aliquots which are analyzed with each sample
batch. The results of the individual analysis will be used to
give a measure of precision from batch to batch over an entire
program. Sufficient tissue should be extracted to provide a
homogeneous lipid matrix that can be used over the total analysis
program. Enough lipid matrix is necessary to prepare the spiked
samples describe in Section 9.6.
9.6

Spiked Samples — Spiked lipid samples are prepared using a portion of the homogenized lipid described in Section 9.5. Sufficient spiked lipid matrix is prepared to provide a minimum of one
spiked sample per sample batch. It is recommended that a minimum
of three spiked levels of the matrix are prepared ranging from 10
to 50 times the estimated limit of detection for each compound.
Each analysis of spiked sample must be accompanied by analysis of
a control sample in order to make the necessary corrections for
background contribution before determining the accuracy of the
method (Equation 9-1).
Accuracy (%) = 100% x Cone, spiked samp^-conc. control sample Eq ^
9.7

Duplicate Sample Analysis -- When possible a duplicate analysis
of specific samples is included in the sample batch as an additional measure of method precision. It is suggested that the
total tissue sample is extracted to isolate lipids material and
then subdivided for duplicate analysis. Precision is calculated
as relative percent difference (RPD) where the differences in the
duplicate measurements (for each analyte) is divided by the average of the two measurements and multiplied by 100%.

9.8

External Samples ~ Samples submitted as blinds to the analyst
may consist of either performance solutions of PCDD and PCDF congeners or spiked sample matrices. These performance solutions or
samples should be submitted by a source external to the analytical
program (QA unit of analysis laboratory or independent laboratory).
Performance audit solutions are intended to evaluate instrument
calibration and quantisation procedures. Spiked blind samples
must be accompanied by the corresponding unspiked samples to correct concentrations for background concentration. The blind
spiked samples are intended to evaluate the total analytical procedure. The analyst must keep in mind that it is necessary to
compare differences in standard sources for each type of external
sample.

10. SAMPLE PRESERVATION AND HANDLING

All adipose tissue samples must be maintained at less than -20°C from
time of collection. The analyst should instruct the collaborator collecting the sample(s) to avoid the use of chlorinated materials. Samples are handled using stainless steel forceps, spatulas, or scissors.

A-32

�Aliquots of samples removed from sample bottles not used for analysis
are disposed rather than returned to the sample vial. All sample bottles (glass) are cleaned as specified in Section 6.4.10. Teflon®-!ined
caps should be used. As with any biological sample, the analyst should
avoid any undue exposure.
11. SAMPLE EXTRACTION

11.1

Extraction of Adipose Tissue
11.1.1

Accurately weigh to the nearest 0.01 g a 10-g portion
of a frozen adipose tissue sample into a culture tube
(2.2 x 15 cm).
Note: Sample size may be smaller, depending on availability.

11.1.2

11.1.3

Allow the mixture to separate and decant the methylene
chloride extract from the residual solid material using
a disposable pipette. The methylene chloride is eluted
through a filter funnel containing a plug of clean glass
wool and 5 to 10 g of anhydrous sodium sulfate. The
dried extract is collected in a 100-mL volumetric flask.

11.1.4

A second 10-mL aliquot of methylene chloride is added
to the sample and homogenized for 1 min. The methylene
chloride is decanted, dried, and transferred to the
100-mL volumetric flask as specified in Section 11.1.3

11.1.5

The culture tube is rinsed with at least two additional
aliquots (10 mL each) of methylene chloride, and the
entire contents are transferred to the filter funnel
containing the anhydrous sodium sulfate. The filter
funnel and contents are rinsed with additional methylene
chloride (20 to 40 mL). The total eluent from the filter funnel is collected in the 100-mL volumetric flask.
Discard the sodium sulfate.

11.1.6

11.2

Allow the adipose tissue specimen to reach room temperature. Add 10 ml of methylene chloride and homogenize
the mixture for approximately 1 min with a Tekmar
Tissuemizer®.

The final volume of the extract for each sample is adjusted to 100 mL in the volumetric flask using methylene
chloride.

Lipid Determination
11.2.1

Preweigh a clean 1-dram glass vial to the nearest
0.0001 g using an analytical balance tared to zero.

A-33

�11.2.2

Accurately transfer 1.0 ml of the final extract (100 ml)
from Section 11.1.6 to the 1-dram vial. Reduce the volume of methylene chloride from the extract using a water
bath (50-60°C) gentle stream of purified nitrogen until
an oil residue remains.

11.2.3

Accurately weigh the 1-dram vial and residue to the
nearest 0.0001 g and calculate the weight of lipid
present in the vial based on difference. Nitrogen
blow-down is continued until a constant weight is
achieved.

11.2.4

Calculate the percent lipid content of the original
sample to the nearest 0.1% as shown in Equation 11-1.
I D ^

PYT

Lipid content, LC (%) = r^ X V r x 100%
^
W
AT

Eq. 11-1

AL

where: W.R = weight of the lipid residue to the
nearest 0.0001 g calculated from
Section 11.2.3 (100.0 ml);
VtAI = total volume of the extract in mL from
FYT
Section 11.1.6;
W.,. = weight of the original adipose tissue
samples to the nearest 0.01 g from
Section 11.1.1; and
V.. = volume of the aliquot of the final extract in ml used for the quantitative
measure of the lipid residue (1.0 mL).
11.2.5
11.3

Record the lipid residue measured in Section 11.2.3 and
the percent lipid content calculated from Section 11.2.4.

Extract Concentration
11.3.1

11.3.2
11.4

Quantitatively transfer the remaining extract volume
(99.0 mL) to a 500-mL Erlenmeyer flask. Rinse the volumetric flask with 20 to 30 mL of additional methylene
chloride to ensure quantitative transfer.
Place the Erlenmeyer flask on a hot plate at 40°C to
remove solvent until an oily residue remains.

Addition of Internal Quantisation Standards
To each lipid residue add the carbon-13 internal quantisation
spiking solution (Section 7.8) such that it delivers 500 to
2,500 pg of each of the surrogates specified in Table 4 in a
100-(jL volume.
A-34

�12. CLEANUP PROCEDURES
12.1

Bulk Lipid Removal
12.1.1

Add a total of 200 ml of n-hexane to the spiked lipid
residue in the 500-mL Erlenmeyer flask.

12.1.2

Slowly add, with stirring, 100 g of the 40% w/w sulfuric
acid impregnated silica gel (Section 7.1.3). Stir with
a magnetic stir-plate for 2 h.

12.1.3

Allow solids to settle and decant liquid through a powder
funnel containing 20 g of anhydrous sodium sulfate and
collect in a 500-mL sample bottle.

12.1.4

Rinse solids with two 50-mL portions of hexane. Stir
each rinse for 15 min, decant, and dry by elution through
sodium sulfate combining the hexane extracts from Section 12.1.3.

12.1.5

After the rinses have gone through the sodium sulfate,
rinse the sodium sulfate with an additional 25 mL of
hexane and combine with the hexane extracts from Section 12.1.4.

12.1.6

Prepare an acidic silica column as follows: Pack a
1 cm x 10 cm chromatographic column with a glass wool
plug, add approximately 25 mL of hexane, 1.0 g of silica
gel (Section 7.1.2), and 4.0 g of 40% w/w sulfuric acid
impregnated silica gel (Section 7.1.3). Pack a second
chromatographic column (1 cm x 30 cm) with a glass wool
plug, approximately 25 mL of hexane, 6.0 g of acidic
alumina (Section 7.1.1), and top with a 1-cm layer of
sodium sulfate (Section 7.4). Elute the combined hexane solutions (Section 12.1.5) through the columns until
the solvent level reaches the top of the chromatographic
packing. Inspect columns to ensure they are free of
channels and air bubbles. Wash the alumina column with
40 mL of 50% v/v methylene chloride/hexane. Remove
methylene chloride from the adsorbent by eluting the
column with an additional 100 mL of hexane.

12.1.7

Quantitatively transfer the hexane extract from the
Erlenmeyer flask (Sections 12.1.3 through 12.1.5) to
the silica gel column reservoir. Allow the hexane extract to percolate through the column and collect in a
KD concentrator.

12.1.8

Complete the elution of the extract from the silica gel
column with 50 mL of hexane in the KD concentrator.
Concentrate the eluate to approximately mL, using nitrogen blow-down as necessary.

A-35

�Note: If the 40% sulfuric acid/silica gel is noted to
be highly discolored throughout the length of the adsorbent bed it is necessary to repeat the cleaning procedure beginning with Section 12.1.1.
12.2

Separation of Chemical Interferences
12.2.1

Transfer the concentrate (1.0 ml) to the top of the
alumina column. Rinse the K-D assembly with two 1.0-mL
portions of hexane and transfer the rinses to the top
of the alumina column. Elute the alumina column with
18 ml of hexane until the hexane level is just below
the top of the sodium sulfate. Discard the eluate.
Columns must not be allowed to reach dryness (i.e., a
solvent "head" must be maintained).

12.2.2

Place 30 ml of 20% (v/v) methylene chloride in hexane
on top of the alumina and elute the TCDDs from the column. Collect this fraction in a 50-mL culture tube.

12.2.3

Prepare an 18% Carbopak C/Celite 545® mixture by thoroughly mixing 3.6 g of Carbopak C (80/100 mesh) and
16.4 g of Celite 545® in a 40-mL vial. Activate at
130°C for 6 h. Store in a desiccator. Cut off a clean
5-mL disposable glass pipet (6 to 7 mm ID) at the 4-mL
mark. Insert a plug of glass wool (Section 7.3) and
push to the 2-mL mark. Add 500 mg of the activated
Carbopak/Celite mixture followed by another glass wool
plug. Using two glass rods, push both glass wool plugs
simultaneously towards the Carbopak/Celite mixture and
gently compress the Carbopak/Celite plug to a length of
2 to 2.5 cm. Pre-elute the column with 2 ml of toluene
followed by 1 ml of 75:20:5 methylene chloride/methanol/
benzene, 1 ml of 1:1 cyclohexane in methylene chloride,
and 2 ml of hexane. The flow rate should be less than
0.5 mL/min. While the column is still wet with hexane,
add the entire eluate (30 ml) from the alumina column
(Section 12.2.2) to the top of the column. Rinse the
culture tube which contained the extract twice with 1 ml
of hexane and add the rinsates to the top of the column.
Elute the column sequentially with two 1-mL aliquots of
hexane, 1 ml of 1:1 cyclohexane in methylene chloride,
and I ml of 75:20:5 methylene chloride/methanol/benzene.
Turn the column upside down and elute the PCDD/PCDF fraction with 20 ml of toluene into 6-dram vial.

12.2A

Warm the vial to approximately 60°C and reduce the toluene volume to approximately 1 ml using a stream of
nitrogen. Carefully transfer the concentrate into a
1-mL minivial and reduce the volume to about 200 nL
using a stream of nitrogen.

A-36

�12.2.5

Rinse the concentrator tube with three washings using
500 ML of 1% toluene in CH2C12 (Section 12.2.5) concentrated to 200-500 ML and add 10 ML of the tridecane
solution containing the internal recovery standard and
store the sample in a refrigerator until HRGC/MS analysis.

12.2.6

Immediately prior to analysis, using a gentle stream of
nitrogen at room temperature, remove toluene and methylene
chloride. Submit sample to HRGC/MS once a stable 10 ML
volume of tridecane is attained.

13. ANALYTICAL

13.1

PROCEDURES

HRGC/MS Analysis for PCDD/PCDF
13.1.1

Once routine calibration criteria are met, the instrument is ready for sample analysis. Prior to the first
sample, a blank injection of tridecane should be analyzed
to document system cleanliness. If any evidence of system contamination is found, corrective action must be
taken and another tridecane blank analyzed.
The typical daily sequence of injections is shown in
Table 9 and Figure 3.
Note: Syringe Technique — Congeners of PCDD/PCDF in the
syringes used for HRGC/MS analysis can be problematic unless the syringes are properly handled between samples.
The following procedure has been found to be very effective for PCDD/PCDF removal from contaminated syringes
and will be used throughout these analyses.
• Rinse the syringe 10 times with isooctane.
• Fill the syringe with toluene and sonicate syringe
and plunger in toluene for 5 min and repeat at least
twice.
• Rinse the syringe 10 times with tridecane and pull
up 1 ML of clean tridecane.
• Syringe is ready for use.
At no time should air be introduced into the HRGC column
by using an air plug in the syringe. The oxygen present
in the air plug will quickly degrade a nonbonded GC phase.

13.1.2

Inject a 1-ML aliquot of the extract into the GC, operated under the conditions previously used (Section 8.1)
to produce acceptable results with the performance check
solution.

A-37

�Table 9. Typical Daily Sequence for PCDD/PCDF Analysis
1. Tune and calibrate mass scale versus perfluorokerosene (PFK).
2. Inject concentration calibration solution 2.5 to 12.5 pg/(jL (CS-7)
solution.
3. Inject blank (tridecane).
4. Inject samples 1 through "N".
5

Inject concentration calibration solution 2.5 to 12.5 pg/uL (CS-7)
solution.

A-38

�INSTRUMENTAL ANALYSIS

Instrument Mass Calibration vs PFK

I
Column Performance Evaluation

Does Column
Performance Meet
Minimum Resolution
Requirements?

No

Adjust Column
Length or Install
New Column

No

Reanalyze or Prepare Fresh
Calibration Standards and
Calibration Curve

Yes

Calibration Standard Analysis

Do Relative
Response Factors Meet
Criteria Based on Initial
Calibrations ?
Yes

Proceed with Sample Analysis

Figure 3. Daily QA procedures for proceeding with sample analysis.

A-39

�13.1.3

Acquire SIM data according to the same acquisition and
MS operating conditions previously used (Section 8.1)
to determine the relative response factors.
13.1.3.1
13.1.3.2

13.2

Acquire SIM data for the characteristic
ions designated in Table 6.
Instrument performance shall be monitored
by examining and recording 13 peak areas
the
for the recovery standard, C12-1,2,3,4-TCDD.
If this area should decrease to less than
50% of the previous run, sample analyses
shall be stopped until the problem is found
and corrected.

HRGC/HRMS Confirmation of 2,3,7,8-TCDD
13.2.1

Once the daily criteria of mass calibration, mass resolution, HRGC performance, and routine calibration are
met and documented, the instrument is ready for sample
analysis. Prior to the first sample, a blank injection
of tridecane will be made to document system cleanliness.
The typical daily schedule for HRGC/HRMS analysis of
TCDD is shown in Table 10 and Figure 3.

13.2.2

Inject a 1-uL aliquot of the extract into the GC, operated under the conditions previously used (Section 8.1)
to produce acceptable results with the performance check
solution.

13.2.3

Acquire SIM data according to Section 12.3.1. Use the
same acquisition and MS operating conditions previously
used (Section 8.3.4) to determine the relative response
factors.
13.2.3.1

Acquire SIM data for the following selected
characteristic ions:
m/z

Compound

258.930

TCDD - COC1

319.897

Unlabeled TCDD

321.894

Unlabeled TCDD

331.937

13
C12-2,3,7,8-TCDD,
13
C12-1,2,3,4-TCDD

333.934

13
C12-2,3,7,8-TCDD,
13
C12-1S2,3,4-TCDD

A-40

�Table 10. Typical Daily Schedule for HRGC/HRMS Analysis of TCDD
1. Tune and calibrate mass scale.
2. Perform mass measurement check and mass resolution check.
3. Inject column performance check solution.
4. Inject the routine concentration calibration solution.
5. Inject tridecane blank.
6. Inject samples I through "N".
7. Inject column performance check solution.
8. Mass resolution check.

A-41

�14. DATA REDUCTION

In this section, the
the analysis of data
HRGC/HRMS method for
qualitative criteria
14.1

procedures for the data reduction are outlined for
from both the HRGC/MS method for PCDD/PCDF and the
2,3,7,8-TCDD. Figure 4 presents a schematic of the
for identifying PCDDs and PCDFs.

Qualitative Identification
14.1.1

14.1.2

The ion current intensities for a particular PCDD/PCDF
must be S 2.5 times the noise level (S/N S 2.5) for
positive identification of that isomer.

14.1.3

The integrated ion current ratios of the analytical
masses for a particular PCDD/PCDF must fall within the
ranges shown in Table 7.

14.1.4
14.2

The ion current responses for each mass for a particular
PCDD/PCDF analyte must be within ± 1 s to attain positive identification of that analyte. For example,
m/z 338 and m/z 340 must have maximum peak responses
that are within ± 1 s to be positively identified as
a pentachlorodibenzofuran.

The recovery of the internal quantisation standards
should be between 50 and 115%.

Quantitative Calculations
14.2.1

Relative response factors (RRF). RRFs are calculated
from the data obtained during the analysis of concentration calibration solutions using the following formula:
C
A
x
IS
RRF = -^ ' j£
A
C

Eq. 14-1

IS ' x

where A

= the sum of the integrated ion
for the analyte in question.
for TCDD, A would be the sum
grated ion abundances for m/z

abundances
For example,
of the inte320 and 322;

A,s = the sum of the integrated ion abundances
for the labeled PCDD/F used as the internal
quantisation standard for the above analyte.
For example, for 13C12-TCDD, A,s would be
the sum of the integrated ion abundance for
m/z 332 and 334.
C

= concentration of the analyte in

A-42

�HRGC/MS-SIM Data

Response to
Characteristic Molecular
Ions within the Appropriate
Homolog Retention
Window?

Report Compounds as
Not Detected (ND)
Calculate Sample LOD

Characteristic
Ion Ratios within "±20%
Theoretical?

Response Due to
Coextracted Interference

Response
Correspondsito Specific
Isomerj Retention
Time?

'Quantitate Compound
as Per Protocol
Report as Isomer Unknown

Quantitate Specific Isomer as per Protocol

Figure 4. Qualitative criteria for identifying
PCDDs and PCDFs.

A-43

�CjS = concentration of the internal quantisation
standard in pg/uL; and
RRF = relative response factor.
NOTE: The above formula is also used to compute the
RRFs for the various internal standards relative to the
recovery standard, 13C12-1,2,3,4-TCDD.
14.2.2

Concentrations of sample components. Figure 5 presents
a schematic for quantisation of PCDDs and PCDFs which
meet the criteria specified in Section 14.1. Calculate
the concentration of PCDD/Fs in sample extracts using
the formula:
y TC
A,. - Qis
X
C

x=

A

IS'

RRF •'

W
AT

• LC

Eq. 14-2

where Cx = the lipid adjusted concentration of PCDD or
PCDF congener in pg/g;
Ax = sum of the integrated ion abundances determined for the PCDD/PCDF in question;
AIS = sum of the integrated ion abundances determined for the labeled PCDD/F used as the
internal quantisation standard for the above
analyte;
QjS = the amount (total pg) of the labeled internal
quantisation standard added to the sample
prior to extraction;
RRF = relative response factor of the above
analyte relative to its labeled internal
quantisation standard determined from the
initial triplicate calibration;
WAT = weight of original adipose tissue sample;
Al
and
LC = percent extractable lipid determined from
Eq. 11-1.
Quantitative data should be classified to indicate the
intensity of the signal response. Suggested qualifiers
include: not detected, NO (signal-to-noise ratio is
less than 2.5); trace, TR (signal-to-noise ratio is
greater than or equal to 2.5 but less than 10); and
positive quantifiable, PQ (signal-to-noise ratio is
greater than or equal to 10.

A-44

�QUANTITATION

HRGC/MS-SIMData

Response
Meets All
Qualitative
Criteria?

Report as Not Detected
Calculate Sample LOD

Response
&gt;2.5t[mes
S/N?

Response
&gt; 10 times
S/N?

Calculate as per Protocol
Report as Trace (tr) Value

Quantitate as per Protocol
Report as Positive Quantifiable Value

Figure 5. Procedure for quantitation of PCDDs and PCDFs
in human adipose tissue.

A-45

�14.2.3

Recovery of internal quantisation standards. Calculate
the recovery of the labeled internal quantisation standards measured in the final extract-using the formula:
QRS
Internal Quant. Std. _
Eq. 14.3
Percent Recovery
~ ARS
RRF 100
where AT&lt;; = sum of the integrated ion abundances deteri:&gt;
mined for the labeled PCDD/PCDF internal
quantisation standard in question;
A

Q

RS

sum of the integrated ion abundances determined for m/z 332 and m/z 334 of 13C121,2,3,4-TCDD (recovery standard);

recovery standard,
RS ~ amount (pg) of the added to the final
13
C12-1,2,3,4-TCDD
extract;

QIS = amount (pg) the labeled internal quantitation standard added to the sample prior to
extraction; and
RRF = relative response factor for the labeled
internal quantitation standard in question
relative to the internal recovery standard.
This value shall be the RRF determined from
the initial calibration.
14.3

Estimated Method Detection Limit
Estimated
where (1)
sponse is
sponse is

method detection limits must be calculated in situations
no response is noted for a specific congener; (2) a renoted but ion ratios are incorrect; and (3) where a requantitated as a trace value.

14.3.1

For samples in which no unlabeled PCDD or PCDF is detected, calculate the estimated minimum detectable concentration. The background area is determined by integrating the ion abundances for the characteristic ions
in the appropriate region and relating the product area
to an estimated concentration that would produce that
product area.
Use the formula:

(2.5)
Eq. 14-4
&lt; A IS&gt;

A-46

(RRF) • (W)

�where C^ = estimated concentration of unlabeled PCDD
or PCDF required to produce AX;
A

= sum of integrated ion abundances or peak
heights for the characteristic ions of the
unlabeled PCDD or PCDF isomer in the same
group of ^ 5 scans used to measure A,s; and

AjS = sum of integrated ion abundances for the
appropriate ions characteristic of the respective internal quantitation standard.
Qjc, RRF, and W retain the definitions previously stated
in Section 14.2. Alternatively, if peak height measurements are used for quantification, measure the estimated
detection limit by the peak height of the noise in the
2,3,7,8-TCDD RT window.
14.3.2

For samples for which a response at the retention time
of a specific PCDD or PCDF congener is noted, but the
quantitative criteria for ion ratios is outside the
acceptable range (Table 7), the estimated detection
level is calculated as given in Eq. 14.3 except the
values are qualified as not detected, ND, and the
concentration is reported in parenthesis.

14.3.3

If a response for a specific PCDD or PCDF congener is
qualified as a trace, TR, value (signal to noise is
greater than or equal to 2.5 but less than 10) the
analyst must also provide an estimated method detection
limit. This is accomplished by using the observed signal to noise on either side of the response and calculating as given in Eq. 14-4.

15. REPORTING AND DOCUMENTATION

All data should be reported on an individual sample basis using the data
report format shown in Figure 6. The analyst is required to maintain
all raw data, calculations, and control charts in a format as to allow a
complete external data review. Suggested data formats for tracing calculationsare provided in Figure 7.

A-47

�Pig* 1 oil

U.S. ENVIRONMENTAL PflOTECTION AGENCY
OFFICE OF TOXIC SUBSTANCES
EXPOSURE EVALUATION DIVISION (TS-7M)
WASHINGTON, DC 20460

NATIONAL HUMAN ADIPOSE TISSUE SURVEY

ANALYSIS REPORT FORM

EPA SAMPLE NUMBER.

ANALYSIS DATE

LAB NUMBER

MS ANALYST

BATCH NUMBER

REPORT DATE

_

REPORTED BY

_

NATIVE
COMPOUNDS

CONCENTRATION

(pg/gLl/

DATA

INTERNAL QUANTITATION
STANDARD

QUALIFIER!/

2.3,7.8-TCDD

1 ,,.!•!, 1

1

2.3,7,8-TCOF

1 . . ... |*l , 1

13

1,2.3,7,8-PeCDO

1 , , . 1*1 , r

1

3C12-2.3,7.8-TCDO
Ci8-2,3,7.8-TCDF

3C12-1.2,3.7,8-P«COD

1,2.3,7,8-PeODF

1 . . . |*)l , 1

13

2.3,4,7.8-PeCDF

1 , . , Ul jlT l

1

&lt;,2.3,4.7,8-HxCDO

1 ...

1

1,2.3,8,7.8-HxCDD

1 ...!•( i 1

1,2.3,7.8.9-HxCDO

1 , i , 1*1 . 1

'3C12-1,2,3,4,8.7,a-HpCDF

1,2.3,4.7.8-HxCDF

1 ...!•), 1

13

1,2.3,8,7,8-HxCDF

1 . . . Ul , 1

'SCu-OODF

1,2.3,7.8.9-HxCDF

1 . . . I.I . 1

2.3.4,8,7,8-HxCDF

1 , i , |«4 , 1

t.2,3,4,8,7,8-HpCDD

1 ...

1,2,3,4,8,7,8-HpCDF

1 , , , 1*1 , 1

1*1 , 1

C12-1.2,3.7,8-PeCDF

3Ct2-1.2.3.6.'.a-H»CDD

3C12-t.2,3,4.7.8-HxCDF

'3012-1.2.3.4,8,7,8^0000

Cia-OCDO

1*1 , 1

1.2.3.4,7.8,9-HpCDF

1 , . . Ul

OCOO

I , . . !•( . 1

. 1

OCOF

1 . . . 1*1 . 1

REMARKS

Jj

Concantratlon reported la based on total extractable lipld (a).

I NO - Not Detected, TR - Traoe. PQ - Positive Quantifiable.
/

Figure 6. Analysis report form.

A-48

SPIKED LEVEL

(P9)

PERCENT (%)
RECOVERY

�RAW DATA SUMMARY FOR DETERMINATION OF 1.2.3.7,8-PeCDD IN HUMAN ADIPOSE TISSUE

Sample
no.

3

Sample
weight
(xx.xx g)

Extractable
lipid
content
(xx.x %)

Analysis
date

Amount
C12-PeCDD
(pg)

13

13

C12-PeCDD
m/z 332

3

&gt; C12-PeCOD
m/z 334

Ion ratio
366/368

1,2,3,7,8PeCDD
m/z 354

Value reported as concentration in extractable lipid.

Figure 7. Example of raw data summary format for the determination of
1,2,3,7,8-PeCDD in human adipose tissue.

1,2,3,7,8
m/2 356

Ion ratio
354/356

1,2,3,7,8PeCDD
cone.
(pg/g)

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                <text>Analysis for Polychlorinated Dibenzo-p-Dioxins and Dibenzofurans in Human Adipose Tissue: Method Evaluation Study: Draft Final Report with attached letter transmitting the report to Alvin L. Young, from Janet C. Remmers, Field Studies Branch, Exposure Eva</text>
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                    <text>Ram D Number

°5385

Author

Erickson, Mitchell D,

D ^ot Scanned

Midwest Research Institute

Report/Article TitlB Analytical Methods for By-Product RGBs - Preliminary
Validation and Interim Methods

Journal/Book TitlB
Year

1982

Month/Day

October 11

Color

D

Number of Images

246

UBSCriDtOn NOtBS

Task 51, Interim Report No. 4, EPA Contract No. 68-01-5915,
MRI Project No. 4901 -A(51)

Friday, March 08, 2002

Page 5385 of 5427

�Office of
Toxic Substances
Washington DC 20460

United States
Environmental Protection
Agency

EPA-560/5-82-006
October, 1982

Toxic Substances

v&gt;EPA

Analytical Methods
for By-Produet PCBsPreliminary Validation
and Interim Methods
100.0

T

—T"—T

100.0

100.0
l3c 12 H 6 Ci 4

T

280

285

290

T-—r

295

300

305

Da I tons

3tO

315

320

325

�DISCLAIMER
This document has been reviewed and approved for publication by the
Office of Toxic Substances, Office of Pesticides and Toxic Substances, U.S.
Environmental Protection Agency. Approval does not signify that the contents
necessarily reflect the views and policies of the Environmental Protection
Agency, nor does the mention of trade names or commercial products constitute
endorsement or recommendation for use.

�ANALYTICAL METHODS FOR BY-PRODUCTS PCBs—PRELIMINARY
VALIDATION AND INTERIM METHODS

By
Mitchell D. Erickson, John S. Stanley, Kay Turman, Gil Radolovich,
Karin Bauer, Jon Onstot, Donna Rose, and Margaret Wickham
Midwest Research Institute
425 Volker Boulevard
Kansas City, MO 64110

TASK 51
INTERIM REPORT NO. 4
EPA Contract No. 68-01-5915
MRI Project No. 4901-A(51)
October 11, 1982

For

U.S. Environmental Protection Agency
Office of Toxic Substances
Field Studies Branch
TS-798
Washington, D.C. 20460
Attn: Dr. Frederick W. Kutz, Project Officer
Mr. David P. Redford, Task Manager

�PREFACE
This report presents the results of a preliminary method validation accomplished on MRI Project No. 4901-A, Task 51, "PCB Analytical Methodology
Task," for the Environmental Protection Agency (EPA Prime Contract No. 6801-5915) during the period April 24 to August 31, 1982.
The document was prepared by Drs. Mitchell D. Erickson (Task Leader) and
John S. Stanley and Ms. Kay Turman, with assistance from Kathy Funk, Cindy
Melenson, and Gloria Sultanik. The laboratory work was conducted by Kay
Turman, and Donna Rose, with assistance from Steven Turner. The gas chromatography/mass spectrometry analysis was performed by Gil Radolovich,
Margaret Wickham, Jon Onstot, and Arbor Drinkwine. Statistical analysis of
the data was provided by Karin Bauer. Editorial comments were provided by
Rudena Mallory and Jeanne Robson.
The EPA Task Manager, David Redford, has been especially helpful and encouraging. The helpful comments of Ann Carey, Frederick W. Kutz, and John
Smith, all of EPA, are also appreciated.
SEARCH INSTITUTE

C
J/mn E. Going, Head
Environmental Analysis Section
Approved:

James L. Spigarelli, Director
Analytical Chemistry Department

ill

�CONTENTS
Preface
Figures
Tables
1.
2.
3.

4.

5.

iii
vii
ix
Introduction
Summary
Experimental
Preparation of PCB stock solutions and working standards.
Gas chromatography/electron impact mass spectrometry. . .
Determination of PCB response factors (GC/EIMS)
Validation of method steps
Validation with product and product waste samples . . . .
Method Validation
Preparation of analytical methods
Gas chromatography/mass spectrometry of PCBs
Validation of selected method steps
Validation of product and product waste method with
samples
Discussion
References
'
i

1
2
3
3
8
8
19
20
24
24
26
38
45
56
70

Appendix A - Supplementary GC/EIMS Data on PCB Congeners

A-l

Appendix B - Analytical Method: The Analysis of Incidentally
Generated Chlorinated Biphenyls in Commercial Products and Product
Wastes

B-l

Appendix C - Analytical Method: The Analysis of Incidentally
Generated Chlorinated Biphenyls in Air

C-l

Appendix D - Analytical Method: The Analysis of Incidentally
Generated Chlorinated Biphenyls in Industrial Wastewater

D-l

�FIGURES
Number
1
2
3
4
5

6
1

8
9

Plot of average response factor versus homolog for 77 PCB
congeners

27

Plot of response factor per isomer versus homolog for 77
PCB congeners

28

Plot of response factor per isomer versus homolog for 77
PCB congeners, determined on a single day

32

Retention times of 77 PCB congeners relative to 3,3*4,4'tetrachlorobiphenyl-de (RRT of 1.00)

36

Capillary gas chromatography/electron impact ionization
mass spectrometry (CGC/EIMS) chromatogram or the calibration standard solution required for quantitation of
PCBs by homolog

39

Reconstructed ion chromatogram for SIM analysis of the
CMA-A sample no. 2110

59

SIM ion plots for monochlorobiphenyls (188 and 190
Daltons) and the 13C6-monochlorobiphenyl surrogate (194
Daltons) in CMA-A sample no. 2110

60

SIM ion plots for dichlorobiphenyls (222 and 224 Daltons)
in CMA-A sample no. 2110

61

SIM ion plots for trichlorobiphenyls (256 and 258 Daltons)
in CMA-A sample no. 2110

62

10

SIM ion plots for tetrachlorobiphenyls (290 and 292
Daltons), 3,3',4,4'-tetrachlorobiphenyl-d6 (298 Daltons),
and the 13C12-tetrachlorobiphenyl surrogate (304 Daltons)
in CMA-A sample no. 2110
63

11

SIM ion plots for pentachlorobiphenyls (326 and 328
Daltons) in CMA-A sample no. 2110

64

SIM ion plots of hexachlorobiphenyls (360 and 362 Daltons)
in CMA-A sample no. 2110

65

12
13

SIM ion plots of heptachlorobiphenyls (394 and 396 Daltons)
in CMA-A sample no. 2110
66
vii

�FIGURES (continued)
14

15
16

SIM ion plots of octachlorobiphenyls (428 and 430 Daltons)
and the ^Cj^-octachlorobiphenyl surrogate (442 Daltons)
in CMA-A sample no. 2110

67

SIM ion plots of nonachlorobiphenyl (464 and 466 Daltons)
in CMA-A sample no. 2110

68

SIM ion plots of decachlorobiphenyl (498 and 500 Daltons)
and the 13C12-decachlorbiphenyl (510 Daltons) in CMA-A
sample no. 2110

69

Vlll

�TABLES (continued)
Number
34

35

Pagj
PCB Concentration (pg/g) of CMA-A Samples Treated With
Various Cleanup Procedures (Surrogate Compound Correceted)

55

Recovery ( ) of Carbon-13 Labeled Surrogate Compounds
%
From Diarylide Yellow and Phthalocyanine Blue and Green
Pigments

57

XI

�TABLES
Number

Page

1

Numbering of PCB Congeners

5

2

Working Solutions for PCB Response Factors

6

3

Approximate Concentration of Individual PCB Congeners in
Dilute Working Standards

7

Concentrations of Congeners in PCB Calibration Standards
(ng/ml)

9

4
5
6
7
8
9

Composition of Surrogate Spiking Solution (SS100) Containing 13C-Labeled PCBs

10

Operating Parameters for Capillary Column Gas Chromatographic System

11

DFTPP Key Ions and Ion Abundance Criteria for Quadrupole
Calibration

12

Operating Parameters for Quadrupole Mass Spectrometer
System

13

Operating Parameters for Magnetic Sector Mass Spectrometer
System

14

10

Characteristic Single lion Monitoring (SIM) Ions for PCBs . 15

11

Limited Mass Scanning (LMS) Ranges for PCBs

16

12

Characteristic Ions for 13C-Labeled PCB Surrogates

17

13

Pairings of Analyte, Calibration, and Surrogate Compounds . 18

14

Commercial Product and Product Waste Stream Samples
Received for Preliminary Method Validation Studies. . . . 21

15

Preliminary Method Validation Samples

22

16

Comparison of Average Relative Response Factors (RRF) for
77 Commercially Available PCB Congeners Measured Over
Several Days as Four Replicates Each Versus Single Measurements of All Congeners in a Single Day

30

IX

�TABLES (continued)
Number
17

18

Page
Average Relative Response Factors (RRF) for PCB Congeners
in Solution 1 Measured as Replicates on a Single Day
and as Single Measurements for Day-to-Day Basis
Measured Average Response Factor (RRF) and Corresponding

Upper and Lower 95% Confidence Limits
19

20

31

Relative Response Factors Measured Versus 3,3',4,4'-Tetrachlorobiphenyl-de by Electron Impact Mass Spectrometry
Quadrupole (Finnigan 4023) and Magnetic Sector (Varian
(MAT 311A) Instruments

34

35

Relative Retention Time (RRT) Ranges of PCB Homologs Versus
d6-3,3' ,4,4'-Tetrachlorobiphenyl

37

21

Recovery Data for Acid Cleanup

40

22

Recovery Data for Florisil Column Protocol Cleanup

41

23

Recovery Data for Florisil Slurry Protocol Cleanup

42

24

Recovery Data for KOH Protocol Cleanup

43

25

Recovery Data for Alumina Protocol Cleanup

44

26

Uncorrected PCB Concentrations (pg/g) in CMA-A Samples. . . 46

27

Corrected PCB Concentrations (pg/g) in CMA-A Samples. . . . 47

28

Uncorrected and Corrected PCB Concentrations (|Jg/g) in
CMA-E Sample (Dilution Preparation)

49

Uncorrected PCB Concentration (|Jg/g) in the CMA-A Sample
Matrix (Internal Standard Calculation)

50

Corrected PCB Concentration ((Jg/g) in the CMA-A Sample
Matrix

51

Uncorrected PCB Concentration (|Jg/g) of Spiked CMA-A
Samples Determined by the Internal Standard Quantitation
Method

52

Corrected PCB Concentration (|Jg/g) of Spiked CMA-A Samples
Determined by Surrogate Recovery Correction

53

29
30
31

32
33

PCB Concentration (|Jg/g) of CMA-A Samples Heated With Different Cleanup Procedures (Internal Standard Quantitation)

54

�SECTION 1
INTRODUCTION
The Environmental Protection Agency (EPA) is in the process of preparing
rules for regulation of certain polychlorinated biphenyls (PCB) which are
generated as by-products in the manufacture of commercial products (U.S. EPA,
1982). This regulation is under the Toxic Substances Control Act (PL 94-469),
and EPA's Office of Toxic Substances has been assigned the task of preparing
the rule.
As part of the rule, EPA is suggesting analytical methods for PCBs in
air (stack gas and fugitive emissions), wastewater, product waste streams,
and final products to assist organizations seeking an exclusion under this
rule. To assist EPA in this mission, Midwest Research Institute (MRI) was
asked to prepare appropriate analytical methodologies. A literature review
and recommendation of general analytical approaches (Erickson and Stanley,
1982; Stanley and Erickson, 1982) constituted the first phase. The second
phase, reported here, covers initial method validation and preparation of interim methods. As part of the method validation, four 13C-PCB surrogates were
synthesized and are reported separately (Roth et al., 1982). The third phase
will involve interlaboratory validation and method refinement.
This report presents the initial results of method validation for analysis of by-product PCBs in product and product waste samples. Specifically,
gas chromatography/electron impact mass spectrometry retention time and response factor data for 77 PCB congeners for two different gas chromatography/
mass spectrometry systems, recoveries from several proposed cleanup steps,
and recoveries from industrial samples using a variety of the method options
are presented.

�SECTION 2
SUMMARY
The objective of this study was to present EPA with appropriate methodologies for the analysis of by-product PCBs in commercial products, product
waste streams, wastewaters, and air. In addition, EPA requested preliminary
analytical studies to provide data in support of the proposed methods.
This document presents proposed analytical methods for the analysis of
by-product polychlorinated biphenyls in commercial products and product waste
streams (Appendix B), wastewater (Appendix C), and air (Appendix D). The proposed methods are based on determination of PCBs using gas chromatography/
electron impact mass spectrometry (GC/EIMS). Capillary column gas chromatography (CGC) and packed column gas chromatography (PGC) are presented as
alternate approaches. The 13C-labeled PCB surrogates are added to samples
prior to any sample preparation to allow method flexibility for a wide spectrum of matrices. Recovery of the surrogates will allow determination of the
quality of analytical data. This method is valid only if the surrogates are
thoroughly incorporated into the matrix.
The analytical method for commercial products and product waste streams
relies heavily on a strong quality assurance program consisting of use of
four 13C-labeled surrogate PCBs, blanks, duplicates, spiked samples, and
quality control samples. The analytical methods for water and wastewater are
based on EPA Methods 608 and 625, revised to include the use of the 13Clabeled surrogates. Likewise, the air method is a revision of a proposed
method for PCBs in air and flue gas emissions.
This document presents relative response factors (RRF) of 77 PCB congeners
which were used to determine the average RRF for PCBs by homolog. Statistical
analysis of the data was performed to check the validity of the response
factor data and to extrapolate RRFs for the unavailable congeners. Relative
retention time (RRT) data for the 77 PCB congeners are also presented. The
RRF and RRT data were determined on both magnetic sector and quadrupole mass
spectrometer systems.
Preliminary studies were undertaken to check the validity of the proposed methods for the analysis of PCBs in commercial products and product
waste streams. Data are presented for analysis of individual cleanup procedures as well as for analysis of product and product waste samples. The
data indicate that the proposed method is applicable and useful for analysis
of the matrices studied. However, these studies are preliminary and additional validation is necessary and ongoing.

�SECTION 3
EXPERIMENTAL
The method validation was conducted in three stages: (a) determination
of GC/EIMS parameters for 77 PCB congeners; (b) validation of individual
method steps with clean matrices; and (c) validation of selected method options with real samples.
PREPARATION OF PCB STOCK SOLUTIONS AND WORKING STANDARDS
Source of Standards
Seventy-seven PCB congeners were acquired from Ultra Scientific, Inc.,
Hope, Rhode Island, and Analabs, North Haven, Connecticut. Quality control
gas chromatography/flame ionization detection (GC/FID) data for the specific
isomers were requested to verify the 99% purity assigned to these compounds.
The GC/FID data supported the reported purity. In addition, all available
nuclear magnetic resonance spectra used for specific isomer identification
were requested but not supplied.
Weighing Procedures
Accurate mass measurement required calibration of a Cahn microbalance
with National Bureau of Standards (NBS) certified masses of 5 and 10 mg. The
balance was calibrated with the NBS standards followed by calibration of an
in-house working standard mass. The calibration of the microbalance with the
NBS certified masses was witnessed by a representative of the MRI quality assurance office. The mass of the working standard was measured between all
measurements of individual PCB isomers to ensure that the balance was operating accurately. A record of the measured working standard mass was kept in a
laboratory notebook. The mean value for the working standard was 10.037 ±
0.002 mg (0.02% relative standard deviation). When all measurements were completed, the mass of the NBS certified standards was determined as a final measure of the accuracy of the Cahn microbalance.
Preparation of Solutions
Preparation of PCB standard stocks began after accurate performance of
the Cahn balance was demonstrated with the certified NBS and daily working
standard. An aluminum weighing pan was preshaped such that complete transfer
of the weighing pan plus sample could be made directly into the appropriate
dilution vessel. The Cahn balance was tared to compensate for the weight of
the aluminum boat, and the PCB standards were added via a micro spatula. The
mass of the particular PCB was determined with the Cahn balance.

�The aluminum pan containing the PCB standard was transferred to the dilution vessel using clean forceps, taking care not to spill any of the sample.
The dilution vessel was capped tightly until solvent was added.
All PCB congeners were dissolved in toluene (Burdick and Jackson, distilled in glass). Masses of 0.1 to 5 mg were dissolved in a total of 1.0 ml
toluene while masses of approximately 10 mg and greater were dissolved in
5.0 ml toluene. The solvent was delivered volumetrically by pipette. Room
temperature and solvent temperature were recorded at the time of standard
dissolution. Volumetric pipettes used for solvent delivery were calibrated
so that the most accurate determination of analyte concentration could be
calculated. Toluene was pipetted into a tared vessel, and the total mass was
measured. Density of the solvent at the specific room temperature was used
to calculate the actual volume dispensed. This calibration was performed for
all pipettes used for volumetric delivery of solvent. The stock solutions
were sonicated in an ultrasonic bath for at least 15 sec after the volumetric
addition of toluene to ensure complete dissolution of the PCBs. The solution
level was etched on the side of the dilution vessel as a means of detecting
losses by evaporation.
The individual PCB congeners were referred to by the congener number indicated in Table 1. The stable labeled PCBs, 3,3',4,4'-tetrachlorobiphenyl-d6,
4-chlorobiphenyl-13Cg, 3,3',4,4'-tetrachlorobiphenyl-13C12, 2,2',3,3',5,5',6,6,'•
octachlorobiphenyl-13Ci2&gt; and decachlorobiphenyl-13Ci2 were assigned congener
numbers of 210 to 214, respectively, for the purpose of this work. Sample
labels were generated in duplicate to identify the specific PCB isomer stock
solution and to document entries in the laboratory notebook. Table 2 presents
the dilute working solutions that were prepared for determination of the response factors for the PCB congeners. The working solutions were prepared as
10 ml total volume. Table 3 presents the approximate concentration of each
congener that was in the dilute working standard used for response factor determination. Tetrachlorobiphenyl-dg was added to 1.0 ml of each solution as
the internal standard. All stocks were added to the working solutions in volumes of 20, 200, 250, 400, 500, or 1,000 | l The syringes were calibrated at
j.
these volumes. Calibration of the 10-ml volumetric flasks used for working
standards was accomplished by measuring the difference between the mass of
the empty flask and the mass of the flask plus toluene added to the appropriate dilution mark. The density of toluene at the correct solvent temperature
was used to calculate the final volume of each solution.
The dilute working solutions were divided into multiple aliquots. One
hundred micrograms of tetrachlorobiphenyl-de was added to each of the 1.0-ml
aliquots of the solutions that were used to establish CGC/EIMS response factors.
The remaining dilute working solutions were stored in at least four crimp seal
vials and refrigerated. The solvent meniscus was marked in permanent form to
note losses of solvents from evaporation or spills. All solutions, stock
standards and working solutions, were stored in a refrigerator. All vials
removed from storage were first brought to room temperature and then sonicated
for at least 15 to 30 sec before removing any of the solution.

�Mb.

Structure

No.

Honoetilorobiohenyli

1
2
3

2
3

4

D&lt;eh1arob1ph«ny!s
4
5

6
7
8
9
10
11
12
13
1415

2.2'
2.3
2,3'

2,4

2,4'
2,5
2,6
3,3'
3,4
3,4'
3,5
4,4'
TrlehlaroMehtnyls

16
17
13
19
20
21
22
23
24
25

26
27
23
29
30
31

32
33

34
35
36
37
38
39

40
41
42
43
44
15
46
47
48
49
50
51

2,2', 3
2,2', 4
2,2', S
2,2', 6
2,3,3'

2,3,4

2,3,4'

2,3,5
2,3,6
2,3', 4

2, 3', 5
2, 3', 6
2,4,4'
2,4,5
2,4,6
2, 4 ' , 5
2, 4'. 5
2 ' , 3, 4
2', 3,5
3,3', 4
3,3',S
3,4,4'
3,4,5
3.4', S

NTJMBERING OF PCB CONGENERS a
Structure
Ha,

Tttnehl orofal phtnyl s

52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81

2,2'.5.5'
2,2'.5,6'

2,2', 5,6'

2.3.3',4
2,3,3'. 4'
2,3,3', S
2,3,3'. 5'
2.3.3'. 6
2.3,4,4'
2,3,4,5
2,3,4.6

2, 3, 4', 5
2, 3,4', 6
2,3,5,6

2, 3', 4, 4'
2. 3'. 4,5
2,3'. 4,5'
2,3'. 4, 6
2,3', 4 ' , 5
2,3' ,4'. 6
2,3' ,5, 5'
2,3',5'.6
2,4,4', 5
2,4,4' .6

2'. 3 4,5
3,3' 4,4'
3,3' 4,5
3,3' 4,5'
3,3' 5,5'
3. 4, 4 ' , 5

Pentachl orobl cheny 1 s

82
83
84
85
86
37
88

39
90
91
92
93
94
TttracMoromehwyli
95
96
97
2, 2', 3,3'
98
2 2' 3 4
2;2','3,4'
99
100
2. 2'. 3.5
101
2,2', 3, 5'
2,2',3,6
102
2.2' .3.6'
103
2,2',4,4'
104

2,2' ,4, 5
2,2', 4,5'
2,2', 4, 6
2,2', 4, 6'

TABLE 1.
Structure

2,2',3.3',4

2.2'. 3. 3', S
2,2', 3, 3' .6
2,2', 3, 4, 4'
2,2'.3.4.5

2, 2'. 3, 4, 5'
2,2', 3, 4, 6
2,2', 3, 4, 5'
2,2', 3, 4 ' , 5
2, 2', 3, 4'. 5
2.2* .3,5,5'

2,2', 3,5, 6

2,2'.3,5,5'

2, 2', 3.5', 5
2,2',3,6,6'

2,2'. 3'. 4.5
2,2',3'.4,5

2,2' ,4. 4'. 5
2 2' .4,4'. 6

2,2'. 4, 5, 5'
2,2' ,4, 5, 6'
2,2', 4,5'. 5
2,2' .4. 6,5'

NO.

Structure

161
162
163
164
165
166
167
168
169

2,3.3 I ,4,5',6
2, 3, 3'. 4 ' , 5, 5'
2, 3,3'. 4 ' , 5, 6
2, 3, 3', 4 ' , S ' , 6
2, 3,3', 5. 5 ' , 5
2. 3. 4, 4 ' , 5, 6
2,3', 4, 4 ' . 5. 5'
2,3',4,4',5'.S
3,3',4,4',5.S'

Pentaehl orobi oheny 1 s

105
106
107
108
109
110
111
112
113
114
115
116

117

118
119
120
121
122
123
124
125
126
127

2,3, 3', 4,4'
2,3,3',4,5

2, 3, 3'. 4'. 5
2,3, 3'. 4, 5'
2.3, 3', 4, 6
2.3, 3'. 4' ,6
2.3.3' ,5,5'
2,3,3',5,6
2,3.3', 5', 6
2,3,4. 4'.5
2,3,4,4'. 6
2,3,4,5,6
2,3, 4 ' , 5, 6
2,3',4,4',5
2, 3', 4, 4 ' , 6
2,3' ,4, 5,5'
2,3', 4, 5 ' , 5
2' ,3, 3', 4,5
2' .3. 4, 4 ' . 5
2' .3. 4, 5, 5'
2'. 3, 4.5, 6'
3, 3' ,4, 4 ' , 5
3,3',4,5,5'

Hexaehlorobiofienyls

128
129
130
131
132
133
134
135
'136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160

2,2', 3,3', 4, 4 '
2,2', 3, 3', 4, 5
2,2', 3,3', 4, 5'
2,2'. 3, 3'. 4,6
2,2', 3,3', 4, 6'
2,2'.3,3',5,5'
2,2'. 3, 3', 5, 6
2,2', 3, 3' ,5, 5'
2, 2'. 3,3'. 6, 6'
2,2* ,3,4,4', 5
2,2'.3,4,4 I .S 1
2, 2 ' , 3, 4, 4', 6
2, 2 ' , 3, 4, 4 ' . 6'
2,2', 3, 4, 5, 5'
2,2', 3, 4, 5, 6
2,2' ,3, 4. 5,6'
2,2', 3, 4, 5 ' , 6
2,2', 3. 4, 5, 5'
2,2'. 3. 4 ' , 5, 5'
2,2', 3. 4 ' , 5,5
2,2', 3, 4 ' . 5, 5'
2, 2' ,3, 4', 5 ' , 5
2,2',3,4',6,6'
2,2' .3,5, 5'. 5
2,2', 3, 5,6, 6'
2, 2 ' , 4, 4 ' , 5, 5'
2.2', 4, 4 ' , 5, 5'
2,2', 4 , 4 ' , 6, 5'
2,3,3', 4, 4 ' , 5
2,3, 3', 4, 4 ' , 5'
2,3, 3', 4, 4 ' . 5
2,3, 3'. 4, 5, 5'
2,3,3'. 4, 5.5

HexachlorobiBnefiyls

Heotactilorobiohenyl s
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193

2, 2', 3, 3' , 4 , 4 ' ,5
2, 2 ' , 3, 3', 4 , 1 ' , 5
2, 2', 3, 3', 1,5,5'
2, 2'. 3, 3 ' , 1,5, 5
2, 2 ' , 3, 3 ' , 1,5, 5'
2. 2'. 3, 3', 4 , 5 ' , 5
2, 2', 3, 3 ' , 4, 5, 5'
2.2',3,3',4',5,a
2, 2 ' , 3, 3', 5, 5 ' , 5
2, 2 ' , 3, 3 ' , 5, 5, 5'
2. 2'. 3, 4. 4 ' , 5, 5'
2, 2', 3, 4, 4 ' , 5,6
2, 2 ' , 3. 4, 4 ' , 5, 5'
2, 2'. 3, 4, 4 ' , = ' , 6
2, 2', 3, 4, 4 ' , i, 5'
2, 2 ' , 3, 4, 5, 5' ,6
2, 2 ' , 3, 4, 5. 6, 6'
2, 2 ' , 3, 4 ' , 5,5' ,5
2. 2 ' , 3, 4 ' , 5, 5, 6'
2, 3, 3', 4, 4 ' . 5,5'
2, 3, 3', 4, 4 ' , 5, 5
2, 3, 3' ,4, 4 ' , 5 ' , 5
2,3, 3', 4, S, 5 ' , a
2,3,3'.4',S,5',5

Octacnl orjb • cne«y 1 s
194
195
196
197
198
199
200
201
202
203
204
205

2 , 2 ' , 3, 3', 4 , 4' , 5 , 5 '
2, 2', 3, 3' , 4 , 4 ' ,5,5
2 , 2 ' , 3 , 3 ' ,4,1', = , 5 '
2, 2', 3, 3 ' , 4,1', 5, 5'
2, 2 ' , 3 , 3 ' , 1,5,5' ,5
2, 2 ' , 3, 3 ' , 4, 5, 5, 5'
2, 2 ' , 3,3', 4, 5' , 5 , 5 '
2, 2 ' , 3, 3'. 4, 5. 5 ' . 5'
2, 2'. 3, 3', 5, 5' ,5,5'
2, 2 ' , 3, 4, 4 ' , 5, 5 ' . 6
2, 2 ' , 3, 4, 4' , 5 , 6 , 5 '
2,3. 3', 4, 4 ' . 5, 5 ' , 5

Monsehtcrobi;ns''yl s
206
207
208

2. 2 ' , 3, 3 ' , 1,1', 5, s ' , 5
2. 2', 3,3', 4 , 1 ' , 5, 5, 5'
2, 2 ' , 3, 3'. 4, 5, 5 ' , 5,5'

DecachloHjOionenyi
209

2,2',3,3'4,4',5,5'.5,5'

Adapted from Ballschmiter K, Zell M. 1980. Analysis of polychlorinated biphenyls
(PCB) by glass capillary gas chromatography. Composition of technical Aroclorand Clophen-PCB mixtures, Fresenius Z. Anal Chera 302:20-31.

�TABLE 2.

PCB

Soln.

homolog

no. 1

Soln.
no. 2

Soln.
no. 3

Soln.
no. 4

WORKING SOLUTIONS FOR PCB RESPONSE FACTORS

Soln.
no. 5

PCB congener no.
Soln. Soln. Soln. Soln.
no. 6 no. 7 no. 8 no. 9

Soln.
Soln.
Soln.
Soln.
no. 10 no. 11 no. 12 no. 13

1

2

3

Dichloro-

11

5

7

8

9

10

4

12

14

Trichloro-

29

21

31

26

24

28

18

33

30

Tetrachloro-

47

44

40

49

50

52

53

54

66

61

65

69

72

Pentachloro-

121

97

88

93

101

103

100

104

a

115

87

116

119

Hexachloro-

136

129

128

137

138

141

143

151

139

153

154

155

156

Heptachloro-

181

171

183

185

Octachloro-

195

194

198

200

202

204

Nonachloro-

207

208

206

Decachloro-

209

9

9

Soln.
no. 14

Monochloro-

15

70,75,77

Total
congeners

a

10

7

6

6

5

5

4

4

3

3

3

3

Congener no. 112 was added to this solution but, on analysis, was determined to have a mass of 286 and appeared
to be a diaminotrichlorobiphenyl. This congener was omitted from any further consideration.

�TABLE 3. APPROXIMATE CONCENTRATION OF INDIVIDUAL PCB CONGENERS
IN DILUTE WORKING STANDARDS5
PCB horaolog

Concentration (pg/ml)

Monochlorobiphenyl

50

Dichlorobiphenyl

50

Trichlorobiphenyl

50

Tetrachlorobiphenyl
Pentachlorobiphenyl

100

Hexachlorobiphenyl

100

Heptachlorobiphenyl

100

Octachlorobiphenyl

200

Nonachlorobiphenyl

200

Decachlorobiphenyl

a

100

200

Tetrachlorobiphenyl-de was added to all solutions as an internal standard
at *&gt; 100 |Jg/ml.

�Preparation of Calibration Standard and Spiking Mixtures
A mixture of 11 congeners was used for calibration. This solution was
spiked into solvent for protocol step validation experiments and into product
and product waste samples for standard addition experiments. These congeners
were determined to be the best standards for quantitation calibration based
on the average relative response factor for each PCB homolog, as will be discussed in Section 5.
Table 4 presents the composition of the 11-component solutions that are
specified as the calibration standards, CSxxx, where the xxx is used to encode the nominal concentration in nanograms per milliliter. A more concentrated solution was diluted as necessary to prepare spiked samples and
the appropriate standards for GC/EIMS analysis. The internal standard, tetrachlorobiphenyl-dg, was added to all standards and final extracts before GC/
EIMS analysis. The standards contained the four 13C-labeled PCBs that were
added from the spiking solution shown in Table 5.
GAS CHROMATOGRAPHY/ELECTRON IMPACT MASS SPECTROMETRY
The capillary gas chromatography parameters used are shown in Table 6.
The quadrupole and magnetic sector mass spectrometer parameters used are
shown in Tables 7 through 9. The characteristic ions for single ion monitoring and limited mass scanning are presented in Tables 10 through 12.
All data generated for relative response factors and concentration levels
of PCBs in sample extracts were calculated based on the area of the primary
quantitation ion specified in Table 10. The quantitation ions for the 13Clabeled monochloro-, tetrachloro-, octachloro-, and decachlorobiphenyl were
194, 304, 442, and 510 Daltons, respectively. The pairings of analyte, calibration, and surrogate compounds are presented in Table 13.
DETERMINATION OF PCB RESPONSE FACTORS (GC/EIMS)
The response factors for 77 PCB isomers were determined by GC/EIMS using
the working standards prepared as described in Tables 2 and 3. A high resolution capillary column (J&amp;W Scientific Durabond DB-5, 15 m, 0.25 |Jm film
thickness) was used for the separation of the PCB mixtures. Scanning mass
spectrometry was used to calculate response factors for the PCB isomers
present in each solution versus a known quantity of tetrachlorobiphenyl-dgThe quadrupole GC/EIMS system was tuned daily prior to any acquisition
of data for PCB response factor calculations. The system was brought to operating temperature for at least 15 min. The fluorocarbon FC-43 was introduced to the ion source, and 176 and 502 Daltons were manually adjusted 'to a
two-to-one ratio. This was accomplished by adjusting the multiplier voltage
to 300 mV while monitoring 176 Daltons. A selected ion monitor acquisition
was set up for 176 and 502 Daltons with a variance of 1 Dalton. The ratio of
the two values was tuned to the two-to-one ratio as described above. The mass
spectrometer was operated in the normal full scan acquisition mode after tuning with the FC-43. Approximately 100 ng of decafluorotriphenylphosphine was
injected and the ratio of the values of 198/442 was monitored.

�TABLE 4. CONCENTRATIONS OF CONGENERS IN PCS CALIBRATION STANDARDS (ng/ml)a
Homolog

Congener
no.

CS1000

CS100

CS050

CS010

1

1

1,040

104

52

10

1

3

1,000

100

50

10

2

7

1,040

104

52

10

3

30

1,040

104

52

10

4

50

1,520

152

76

15

5

97

1,740

174

87

17

6

143

1,920

192

96

19

7

183

2,600

260

130

26

8

202

4,640

464

232

46

9

207

5,060

506

253

51

10

209

4,240

424

212

42

4

255

255

255

255

1

211 (RS)

104

104

104

104

4

212 (RS)

257

257

257

257

8

213 (RS)

407

407

407

407

10

a

210 (IS)

214 (RS)

502

502

502

502

Concentrations given as examples only.

�TABLE 5. COMPOSITION OF SURROGATE SPIKING SOLUTION (SS100)
CONTAINING 13C-LABELED PCBs3
Congener
no.

Compound

Concentration
(|jg/ml)

211

104

212

,3'
(13C12)3 ,4,4'-tetrachlorobiphenyl

257

213

(13C12)2
,2', 3, 3', 5, 5' ,6,6'-octachlorobiphenyl

214

a

1
13
(I1, 2', 3 ,4',5',6'- C6)4-chlorobiphenyl

(13C12)decachlorobiphenyl

Concentrations given as examples only.

10

395
502

�TABLE 6. OPERATING PARAMETERS FOR CAPILLARY COLUMN GAS CHROMATOGRAPHIC SYSTEM
Parameter

Value

Gas chromatograph

Finnigan 9610

Column

15 m x 0.255 mm ID
Fused silica

Liquid phase

DB-5

Liquid phase thickness

0.25 urn

Carrier gas

Helium

Carrier gas velocity

45 cm/sec

Injector

On-column (J&amp;W)

Injector temperature

Optimum performance

Injection volume

1.0 Mlb

Initial column temperature

110°C (2 min)c

Column temperature program

.
110° to 325°C at 10°C/min d

Separator

None

Transfer line temperature

280°C

(J&amp;W)

a

Measured by injection of air or methane at 270°C oven temperature.

b

For on-column injection, follow J&amp;W instructions regarding injection technique.

c

With on-column injection, the initial temperature equals the boiling point
of the solvent; in this instance toluene.

d

C12Clio elutes at 270°C. Programming above this temperature ensures a
clean column and lower background on subsequent runs.

e

Fused silica columns may be routed directly into the ion source to prevent separator discrimination and losses.

11

�TABLE 7. DFTPP KEY IONS AND ION ABUNDANCE
CRITERIA FOR QUADRUPOLE CALIBRATION
Mass

Ion abundance criteria

197
198
199

Less than 1% of mass 198
100% relative abundance
5-9% of mass 198

275

10-30% of mass 198

365

Greater than 1% of mass 198

441
442
443

Present but less than mass 443
Greater than 40% of mass 198
17-23% of mass 442

12

�TABLE 8. OPERATING PARAMETERS FOR QUADRUPOLE MASS SPECTROMETER SYSTEM
Parameter

Value

Mass spectrometer

Finnigan 4023

Data system

Incos 2400

Scan range

95-550

Scan time

1 sec

Resolution

Unit

Ion source temperature

280°C

Electron energy3

70 eV

Trap current

0.2 mA

Multiplier voltage

-1,600 V

Preamplier sensitivity

106 A/V

a

Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

13

�TABLE 9. OPERATING PARAMETERS FOR MAGNETIC SECTOR MASS SPECTROMETER
Parameter

SYSTEM

Value

Mass spectrometer

Finnigan MAT 311A

Data system

Incos 2400

Scan range

98-550

Scan mode

Exponential

Cycle time

1.2 sec

Resolution

1,000

Ion source temperature

280°C

pt

Electron energy

70 eV

Emission current

1-2 mA

Filament current

Optimum

Multiplier

-1,600 V

a

Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

14

�TABLE 10.

CHARACTERISTIC SINGLE ION MONITORING (SIM) IONS FOR PCBs
Ion (relative intensity)

Homo log

Primary

Secondary

Ca2H9Cl

188 (100)

190 (33)

CigHgCla

222 (100)

224 (66)

226 (11)

C12H7C13

256 (100)

258 ( 9
9)

260 (33)

Ci2H6Cl4

292 (100)

290 (76)

294 (49)

Ci2HsCl5

326 (100)

328 ( 6
6)

324 (61)

C12H4C16

360 (100)

362 (82)

364 (36)

Ci2H3Cl7

394 (100)

396 ( 8
9)

398 ( 4
5)

£12^2^-8

430 (100)

432 ( 6
6)

428 (87)

Ci2HClg

464 (100)

466 (76)

462 (76)

C

498 (100)

500 ( 7
8)

496 ( 8
6)

12CllO

Source:

a

Tertiary

_a

Rote JW, Morris WJ. 1973. Use of isotopic abundance ratios in
identification of polychlorinated biphenyls by mass spectrometry.
J Assoc Offie Anal Chem 56(1):188-199.
/
None available.

15

�TABLE 11.

LIMITED MASS SCANNING (LMS) RANGES FOR PCBs
ft

Mass range (Daltons)

Compound
C^Cl,

186-190

C12H8C12

220-226

C12H7C13

254-260

C12H6C14

288-294

C12H5C15

322-328

C12H4C16

356-364

Lj *i oXloL^J-V

386-400

\_, -i OJlOvjJ^Q

426-434

\j i O-H-W-L o

460-468

1210

494-504

C12D6C14

294-300

13

192-196

13

300-306

13

438-446

C612C6H9C1

C12H6C14
C12H2C18

13

506-516

C12C110

a

Adapted from Tindall GW, Wininger PE. 1980. Gas chromatography-mass
spectrometry method for identifying and determining polychlorinated
biphenyls. J Chromatogr 196:109-119.

16

�TABLE 12. CHARACTERISTIC IONS FOR 13C-LABELED PCB SURROGATES

Primary

Ion (relative intensity)
Secondary

Tertiary

13

194 (100)

196 (33)

a

13

304 (100)

306 (49)

302 (78)

13

442 (100)

444 (65)

440 (89)

13

510 (100)

512 (87)

514 (50)

Compound
C612C6H9C1

C12H6C14

C12H2C18
Ci2Cl10

a None available.

17

�TABLE 13. PAIRINGS OF ANALYTE, CALIBRATION, AND SURROGATE
Analyte
Congener
no.

I
2,3
4-15

16-39
40-81
82-127
128-169
170-193
194-205
206-208
209

Calibration standard
Compound

2-C12H9Cl
3- and 4-C12H9Cl
C12HgCl2
C12H7C13
C^HsCls
Cl^EUClg
C12H3C17
C12H2Clg
Ci2HCla
C12C110

Congener
no.

1
3
7

30
50
97
143
183
202
207
209

Compound

2
4
2,4
2,4, 6
2,2' ,4,6
2,2' ,3', 4,
5
2,2' ,3,4,5 ,6'
2,2' ,3', 4,
4',5',6
2,2' Q Q t 5,5' ,6,6'
2,2' 3 3' 4, 4', 5, 6, 6'
r L
Lior

COMPOUNDS

Surrogate
Congener
no.

211
211
211
212
212
212
212

213
213
213
214

Compound
13

C6-4
C6-4
13
C6-4
13
C12-3 ,3' ,4,4'
13
C12-3 ,3' ,4,4'
13
C12-3 ,3' ,4,4'
13
C12-3 ,3' ,4,4'
13
Ci2-2 ,2' ,3,3' ,5,5' ,6,6'
13
3 3*
Ci2-2 ,2' ,0,0 ,5,5' ,6,6'
13
C12-2 ?' ,3,3' 5 5 r ,6,6'
1ft
13

�The response of 198 Daltons was 100% full scale and 442 Daltons was adjusted
from 40 to 45% of the base peak. These criteria were met daily before data
acquisition for response factor calculations was initiated.
All working standards were brought to room temperature and sonicated before injection into the GC/MS system. Solution No. 1 was analyzed daily as a
means of normalizing response factors calculated from day to day. This allowed some compensation for differences in sensitivity due to subtle changes
in the mass spectrometer operation from day to day. Also, a solution of tetrachlorobiphenyl-de (internal standard) was analyzed separately. Four replicates
of each working standard were analyzed to calculate variances of the response
factors. The solutions were sonicated at least 15 sec prior to removal of
sample for injection. The syringe and needle were rinsed with 200- to 300-|Jl
of toluene between injections.
The gas chromatograph was operated at 110°C for 2 min, and programmed at
10°C/min to 325°C. One microliter injections were made with a J&amp;W on-column
injection system. Helium carrier flow was adjusted to 45 cm/sec.
The peak shape of the eluting PCBs was monitored. If excessive tailing
was noted, the injection end of the fused silica capillary column was removed
and shortened by at least 10 cm.
Tables 6, 7, and 8 present the instrument and operating parameters that
were used to measure the response factors for the individual PCB isomers in
the working solutions. Response factors (RF) were calculated using the area
of the peaks for these ions according to the equation:
A
M
_ ~r PCB rj IS
OT —
Kr
A
IS WPCB

A
where MPCB =
.IS =
..IS =
PCB =

Area of the quantitation peak of the specific PCB,
Mass (in nanograms) of the internal standard injected,
Area of the quantitation peak of the internal standard, and
Mass (nanograms) of the specific PCB injected.

All relative response factor data were subjected to Student's t-test at
the 95% confidence level to test for significant differences for day-to-day
and solution-to-solution variances.
VALIDATION OF METHOD STEPS
A limited number of experiments were completed as preliminary validation
steps for the proposed method presented in Appendices B through D. The experiment included evaluation of several of the cleanup procedures using solvent
spiked with the 13C-labeled surrogates and a mixture of PCB congeners representing each of the possible homologs. The laboratory cleanup procedures followed the protocol steps except where noted. One hexane solvent blank was
analyzed by each procedure with the samples to monitor interferences and contamination.

19

�All samples were analyzed by CGC/EIMS in the full scan mode using the
Finnigan 4023 system. Tables 6, 7, and 8 present the instrumental parameters.
VALIDATION WITH PRODUCT AND PRODUCT WASTE SAMPLES
Sources of Samples
Product waste samples were received from Dow Chemical Company (Kent Hodges)
and Vulcan Materials Company (Thomas Robinson) through the cooperation of the
Chemical Manufacturers Association (Robert Fensterheim). These samples are
aliquots of the materials used for the Chemical Manufacturers Association
(CMA) round robin study (CMA, 1982). The CMA and associates supplied samples
of chlorinated benzene waste streams, mixtures of chlorinated benzenes, composite waste streams from a chlorinated aliphatic process and a benzene column
bottom sample. Table 14 presents an inventory of all the samples received.
Product samples were received from the Dry Color Manufacturers Association (J. Lawrence Robinson and Maria DaRoche). These samples included diarylide
yellow, phthalocyanine green, and phthalocyanine blue pigments that were used
in the Dry Color Manufacturers Association (DCMA) round robin study of an analytical method, reported by the DCMA (1981). These samples are also included
in the inventory in Table 14.
The samples supplied by industry are examples of the samples which will
be analyzed using the method in Appendix B. However, since no attempt was
made to span the range of products and product wastes, the samples analyzed
do not include all matrices which an analyst could encounter.
Experimental Design
Table 15 presents an overview of the preliminary method validation samples. The samples from Table 14 that were used for these studies included
the chlorinated benzene waste stream, CMA-A; the benzene column bottom sample,
CMA-E; and the yellow, blue, and green pigment samples, DCMA-1, DCMA-4, and
DCMA-8, respectively. Blind quantitation standards and quality control samples were prepared by the MRI quality control staff either through spiked addition or by dilution of particular sample matrices. Other quality control
procedures included the analysis of duplicate samples and blanks and the
validation of cleanup steps. Two sets of samples were prepared and run at
separate times. This first sample set us designated by numbers 10 through
110 and the second sample set is designated by numbers 2001 through 2210Q in
Table 15.
The sample preparations ranged from addition of the 13C-labeled surrogates followed by dilution and injection, to preparation of pigment samples
via sulfuric acid dissolution and hexane extraction or methylene chloride extraction with Florisil cleanup.

20

�TABLE 14. COMMERCIAL PRODUCT AND PRODUCT WASTE STREAM SAMPLES
RECEIVED FOR PRELIMINARY METHOD VALIDATION STUDIES3
Sample no.

Quantity

Sample description

Sample source

CMA-A

100 ml

Chlorinated benzene waste
stream

CMA-B

100 ml

Mixture of chlorinated benzenes Dow Chemical Co.
with Aroclor 1254 spike

CMA-C

100 ml

Blind spike of CMA-B with the
addition of 64 ppm of PCB
isomers

Dow Chemical Co.

CMA-A

5 ml

Vulcan Materials Co.

CMA-B

5 ml

CMA-C

5 ml

CMA-D

5 ml

CMA-E

5 ml

Chlorinated benzene waste
stream
Mixture of chlorinated benzenes
with Aroclor 1254 spike
Blind spike of CMA-B with the
addition of 64 ppm of PCB
isomers
Composite waste stream sample
from a chlorinated aliphatic
process
Benzene column bottoms sample
Diarylide yellow pigment
Phthalocyanine green pigment
Phthalocyanine blue pigment
Phthalocyanine blue pigment
Phthalocyanine green pigment

DCMA
DCMA
DCMA
DCMA
DCMA

DCMA-1
DCMA-4
DCMA-6
DCMA-8
DCMA-9

100
100
100
100
100

g
g
g
g
g

Dow Chemical Co.

Vulcan Materials Co.
Vulcan Materials Co.
Vulcan Materials Co.
Vulcan Materials Co.

a Aliquots of CMA-A, CMA-B, and CMA-C were received from two sources, who
indicated that they were identical. MRI has assumed that both aliquots
are the same.

21

�TABLE 15.

PRELIMINARY METHOD VALIDATION SAMPLES

Sample
no.

Description

Preparation

10
20A
20B
60
110
2001
2005
2010

CMA-A
CMA-A
CMA-A
Hexane blank
CMA-E
Hexane blank
CMA-A3
CMA-A

0.1 g/10 ml hexane
0.1 g/10 ml hexane
0.1 g/10 ml hexane
None
None
None
•
0.1 g/1 ml hexane
0.1 g/1 ml hexane
0.1 g/1 ml hexane
0.5-0.2 g/1 ml hexane
0.1 g/1 ml hexane
0.1 g/1 ml hexane
0.1 g/1 ml hexane
0.1 g/1 ml hexane
None
DCMA-A
DCMA-A (0.1 g)
DCMA-B
DCMA-B (0.1 g)
Base
Base (0.1 g)
DCMA-B (1.0 g)
DCMA-B (1.0 g)
DCMA-B (1.0 g)
DCMA-B (1.0 g)
DCMA-B (1.0 g)
DCMA-B
DCMA-B
DCMA-B
DCMA-A
DCMA-A
DCMA-A
None

2020

CMA-A

2025Q
2030
2040
2050
2060Q
2070Q
2080
2090
2100
2110
2120
2130
2135
2140
2150
2160
2170Q
2175
2180
2185
2190
2195
2200Q
2210Q

CMA-A
CMA-A + CS002
CMA-A + CS005
CMA-A + CS010,
CMA-A + CSXXX
CSxxx
Blank,
CMA-AD
Blank,
CMA-AD
Blank
CMA-A
DCMA-13
DCMA-1
DCMA-1
DCMA-1 + no. 11 (50 ppm)
DCMA-1 + no. 11 (20-80 ppm)
DCMA-4
DCMA-4
DCMA-4'
DCMA-8
DCMA-8*
DCMA-8
CSxxx

Dilution
factor

1/100
1/100
1/100
None
None
None
1/10
1/10
1/10
1/10
1/10
1/10
1/10
1/10
None
1/10
1/10
1/10
1/10
1/10
1/10
1/100
1/100
1/100
1/200
1/200
1/100
1/100
1/100
1/50
1/50
1/50
None

a

No surrogates added to assess any background interferences for these
compounds.

b

Prepared from aliquot received from Dow Chemical Company; all other CMA-A
samples prepared from aliquot received from Vulcan Materials Company.

22

�The CMA-A and CMA-E samples were each analyzed after 1/10 or 1/100 dilution, depending on the operating sensitivity of the mass spectrometer. The
CMA-A chlorinated benzene waste was the most extensively studied matrix of
the available samples. Sample preparation included the simple dilution described above with and without the addition of the four surrogates. The samples prepared without surrogates allowed measurement of the background that
might interfere with the four surrogate compounds. Duplicate samples of the
CMA-A were analyzed at the same dilution in two separate experiments. The
CMA-A matrix was also analyzed by standard addition methods with total spiked
PCS levels of the 11-compound spiking solution (CS050) at approximately 70,
140, and 270 ng/sample. The CMA-A matrix was also prepared using the sulfuric acid and ethanolic KOH procedures discussed in Section 9.3.2 of Appendix D, Cleanup of the Analytical Method: The Analysis of By-Product
Chlorinated Biphenyls in Commercial Product and Product Wastes (Appendix B).
Variations of the analytical procedures used by the Dry Color Manufacturers
Association (1981) for the analysis of PCBs in various pigments were also applied to the CMA-A matrix. The DCMA procedures included acid dissolution followed by hexane extraction from the acid (DCMA Preparation A) and Florisil
treatment of the concentrated sample matrix (DCMA Preparation B). The homogenization and centrifugation steps required by the DCMA-B procedure were not
included for the CMA-A matrix. All samples except those representing blanks
were spiked with the surrogates at levels of 100 to 500 ng and were mixed
thoroughly before beginning the sample preparation. The typical CMA-A sample
size was 0.1 g.
The diarylide yellow (DCMA-1), phthalocyanine green (DCMA-4), and pthalocyanine blue (DCMA-8) pigments were also studied in these preliminary validations. The yellow pigment was prepared according to the recommended DCMA-B
procedure, while the green and blue pigments were analyzed following the DCMA-A
procedure. The preparation of the pigments followed the DCMA procedures except
that the preparation was scaled to 1 g of the yellow pigment instead of the
recommended 5 g. Blanks, duplicates, and spiked samples were also analyzed
with the set of DCMA samples.
Sample Analysis
All extracts were analyzed by capillary column gas chromatography/electron
impact mass spectrometry (CGC/EIMS). Limited mass scanning (LMS) or selected
ion monitoring (SIM) mass spectrometry methods were used for extract analysis, depending on the level of PCBs in the sample extracts and the complexity
of the matrix. The parameters for analysis via CGC/LMS and CGC/ MS-SIM are
presented in Tables 6 through 13.

23

�SECTION 4
METHOD VALIDATION
PREPARATION OF ANALYTICAL METHODS
Analytical methods were prepared for the analysis of by-product PCBs in:
*

Commercial products and product wastes (Appendix B).

*

Air (Appendix C).

*

Industrial wastewater (Appendix D).

The analysis of commercial products and product wastes was covered in
one method since the diversity of matrices in both categories dictates the
same generalized approach. Air was defined to include stack gases, fugitive
emissions, and static (room, other container, or outside) air.
Commercial Products and Product Wastes Method
The objective was to devise an analytical method suitable for enforcement of the regulation concerning by-product PCBs in commercial products and
product wastes. A detailed rationale for selection of the techniques used in
the method may be found in a separate report (Erickson and Stanley, 1982).
Sample Workup-The general approach taken with sample preparation (collection, preservation, extraction, and cleanup) was to provide a framework within which any
reasonable technique could be used. This is the only acceptable approach to
a method designed to cover "any" matrix. ,
The use of 13C-labeled recovery surrogates in conjunction with GC/EIMS
was judged to be the most suitable approach (Erickson and Stanley, 1982;
Stanley and Erickson, 1982; Roth et al., 1982). Using the recovery surrogates,
any losses of PCBs would be detected and could be corrected for in the calculation of the PCB concentration.

24

�When surrogates are not fully incorporated into the matrix, their recovery will not be representative of the analyte PCB recoveries and recovery
assessment will not be possible. It is incumbent upon the analyst to recognize this problem and use good scientific judgment with samples that present
a potential problem. Nonextractable solid polymers may be an example of a
matrix presenting incorporation problems.
PCB Determination-As discussed elsewhere (Erickson and Stanley, 1982; Stanley and Erickson,
1982) , GC/EIMS appears to be the only acceptable general technique for determining PCBs in commercial products and product wastes. The use of either
capillary or packed column GC is permitted. While strong arguments are presented for both techniques (Stanley and Erickson, 1982), the analytical results
should be comparable for both techniques provided proper instrument calibration and operation, analytical, and quality control procedures are followed
as described in the analytical methods.
Quantitation-The analytical objective of these methods is to determine if the sample
contains quantifiable PCBs and, if so, at what concentration. On the assumption that a general knowledge of the congener distribution is important, reporting of the concentration by homolog is proposed in the reporting form.
Since a "total PCB" value is also important for summary and comparative purposes, space for this value is also provided on the reporting form. Other
reporting formats, including "largest isomer or resolvable peak" or "all peaks
greater than a regulatory value," may be easily accommodated using different
tabulations and reporting procedures.
The PCB concentrations found may be lower than the actual value due to
nonquantitative recovery during extraction or cleanup. The measured recoveries of the surrogates may be used to derive a corrected concentration. The
analyst must take care that the surrogates are thoroughly incorporated into
the matrix prior to extraction, as discussed above. The analyst must also
guard against improper corrections because of errors in surrogate quantitation. These errors may arise from background interferences. A more thorough
discussion of quantitation options is presented in a previous report (Erickson
and Stanley, 1982).
Air Method
The sample collection, preservation, extraction, and cleanup aspects were
taken from the work of Haile and Baladi (1977). The determination, using GC/
EIMS, is identical to that in the commercial products and product wastes
method except that recovery surrogates are not used.
Wastewater Method
The water method is a direct modification of the commercial products and
product wastes method. As noted in this method, the cleanup and extraction
procedures for EPA Methods 608 (U.S. EPA, 1979b) and 625 (U.S. EPA, 1979a)
may be used. It is anticipated that, unless conditions dictate otherwise,
most analysts will choose this option.
25

�Quality Control
Each method includes a strong quality control (QC) section. Given the
complexity of the matrices and complexity of the analyte (209 compounds), the
need for QC is evident. The various aspects of the QC section were designed
assuming a reasonably large (10 to 100) batch of samples. For small batches
of samples, the percentage of effort spent on QC can become sizeable.
Alternate Methods
The methods presented here are intended to be primary methods capable of
generating the best quality data technologically feasible. The development
and acceptability of secondary (alternate, equivalent, or screening) methods
is not addressed in this report.
GAS CHROMATOGRAPHY/MASS SPECTROMETRY OF PCBs
Analysis for PCBs requires the use of selected representative standard
compounds since all 209 congeners are not available. One of the major disadvantages of many instrumental methods for PCB analysis is the large variance of the instrumental response factors for PCB congeners, both within a
homolog and between homologs. These large differences in response factors
create problems in selecting representative compounds for quantitation purposes. The response factors of 77 of the possible 209 PCB congeners measured
by GC/EIMS are presented in Tables 16 and 17. The data suggests that the EIMS
response factor variance among PCB congeners is small relative to other detectors such as the electron capture detector or negative chemical ionization
mass spectrometry.
Relative Response Factors
Quadrupole Mass Spectrometer-The relative response factors (RRF) of the 77 PCB congeners were determined with the Finnigan 4023 quadrupole mass spectrometer as discussed in the
experimental section. The RRFs were determined two ways to assess the effects
of instrumental variability. The replicate RRF determinations are the average
of four replicate analyses for each of the PCB congeners, all determined on a
single day to assess the variability of the measurement. The single RRF determinations are single values from an experiment in which all 14 solutions
containing all 77 congeners were run on one day to minimize instrumental variability with time. The data are presented in Appendix A. The RRFs vary from
approximately 0.2 for decachlorobiphenyl to 4.1 for 2-chlorobiphenyl. Figures 1 and 2 present a visual comparison of average replicate and single RRFs
of PCB congeners determined as replicate measurements and as single measurements .

26

�4.5

4.0

Quadrupole Mass Spectrometer

3.5

3.0 !
—

2

o 2.5
cd
M-l

&lt;1&gt;
CO

0 2.0
.
CO
0)

to
CO

eu | c
I.
O

»PH

1.0
1
2
7
3

0.5

J_

3

I

4
5
6
7
Homolog (degree of chlorination)

10

Figure 1. Plot of average response factor versus homolog for 77 PCB congeners. Each average is
the mean response per congener, i.e., mean of four replicates with the Finnigan 4023 quadrupole
mass spectrometer. This plot indicates the number of data points that overlap for specific
isomers.

�3.Or—

1

Quadrupole Mass Spectrometer
2.5

2.0

o
0}

1.5

N5
00

1.0

4
2
1
2
1

2
2
1
7

0.5 -

_L

_1_

_L

JL

X

3

4

5

6

7

10

Homolog (degree of chlorination)
Figure 2. Plot of response factor per isomer versus homolog for 77 PCB congeners, determined on
a single day. Each value is representative of single measurements of each congener with the
Finnigan 4023 quadrupole mass spectrometer. This plot indicates the number of data points that
overlap for specific isomers.

�Table 16 is a summary of the RRF data, where the replicate and single
measurements are averaged over all measured isomers for a homolog. The relative standard deviation (Table 16) for the replicate measurements reflects
the variance of the average RRF for each isomer within a homolog. The absolute area of the internal standard, Congener No. 210, varied by only 4.4% for
all solutions during the single day experiment, as compared to 9.9% for the 7
days required to complete the replicate analyses. The relative standard deviations based on the four replicate analyses for each of the PCB congeners,
ranged from 0.4 to 9.1%, indicating the reproducibility of the injection for
each solution.
The average response factors from replicate determinations and single
measurements were subjected to a Student's t-test to determine if there were
any significant differences in measured response factors. No significant
difference was found for the average response factor values for any of the
PCB homologs except the heptachlorobiphenyl isomers. A more detailed presentation of the Student's t-test for these values is presented in Table A-2 of
Appendix A.
A solution of 3,3',4,4'-tetrachlorobiphenyl-de (Congener No. 210) and
Solution No. 1 (Table 2) were both analyzed daily. The solution of Isomer
No. 210 was used to tune the quadrupole mass spectrometer to the desired
working conditions. Solution No. 1 was used to determine fluctuations of response factors from day to day due to differences in instrumental operating
parameters. Table 17 presents the data for single day replicate measurements
and day-to-day determination of the response factors for the PCB congeners in
Solution No. 1. The relative standard deviations calculated for the single
day measurements are considerably lower than the relative standard deviations
from day-to-day analyses. This is a reflection of the reproducibility on the
part of the operator as well as of the stability of the quadrapole mass spectrometer system on a given day. The relative standard deviation calculated
for day-to-day analyses is indicative of the variation that might be expected
for routine analysis of PCBs.
A Student's t-test of the Solution No. 1 data (Table 17) indicated that
there are significant differences in response factors from day to day compared
to single day measurements for PCB Congener Nos. 1, 11, 29, and 207. A more
detailed presentation of this t-test is presented in Table A-3 of Appendix A.
Magnetic Sector Mass Spectrometer—
The RRFs for the 77 PCB congeners were also determined with a Varian MAT
311A double focusing magnetic sector mass spectrometer. The RRF values were
determined by single measurements of all congeners on a single day. The data
are presented in Appendix A and summarized in Figure 3.
Extrapolation of Response Factor Data to All Congeners-Since all 209 PCB congeners were not available for determination of RRFs,
it was necessary to extrapolate the average RRF data to project the range of
response factors that might be encountered. This extrapolation was based on
the assumption that the number of measured isomers (n) are a representative
sample of the entire set of the possible isomers (N). Thus it was assumed
that the mean for the measured isomers (n) is an unbiased estimate of the
mean for the possible isomers (N).
29

�TABLE 16. AVERAGE RELATIVE RESPONSE FACTORS (RRF) FOR 77 COMMERCIALLY AVAILABLE
PCB CONGENERS MEASURED OVER SEVERAL DAYS AS FOUR REPLICATES EACH AND RRF
FOR SINGLE MEASUREMENTS OF ALL CONGENERS IN A SINGLE DAY

PCB homolog

No. of
isomers

RRF from
replicate
measurements

Relative
standard
deviation ( )
%

RRF from
single b
measurement

Relative
standard
deviation ( )
%

3

3.331

19.3

2.739

9.3

Dichloro-

10

2.027

22.0

2.048

15.7

Trichloro-

9

1.573

21.7

1.592

18.1

Tetrachloro-

16

0.950

18.4

0.946

20.0

Pentachloro-

12

0.720

16.7

0.725

17.6

Hexachloro-

13

0.513

15.1

0.500

19.1

Heptachloro-

4

0.361

6.6

0.308

8.0

Octachloro-

6

0.253

11,9

0.224

17.3

Nonachloro-

3

0.229

14.7

0.188

16.2

Decachloro-

1

0.213

2.8

0.179

Monochloro-

-

a Four replicate measurements of the RRF were made for each isomer. For example,
the three monochlorobiphenyl isomers were measured four times each. Hence,
the RRF and relative standard deviation ( ) were calculated from 12 distinct
%
values.
b A single measurement for each of the 77 PCB congeners was completed in a single
day. Hence, the RRF reported is the average of one measured RRF for each
isomer within a homolog. For example, the RRF and relative standard deviation
( ) reported for the monochlorobiphenyls were calculated from three distinct
%
values.

30

�TABLE 17. AVERAGE RELATIVE RESPONSE FACTORS (ERF) FOR PCB CONGENERS IN
SOLUTION 1 MEASURED AS REPLICATES ON A SINGLE DAY AND AS
SINGLE MEASUREMENTS FOR DAY-TO-DAY BASIS3
Congener
no.

Single day measurements
Relative std.
Std.
deviation ( )
%
RRF
deviation

£

Day-to-day measurements
Std.
Relative std.
RRF
deviation
deviation ( )
%

1

0.118

2.905

3.544

0.452

12.767

11

3.073

0.073

2.363

2.733

0.300

10.977

29

2.195

0.048

2.188

2.005

0.171

8.535

47

1.062

0.059

5.591

1.032

0.061

5.876

121

0.948

0.020

2.127

0.955

0.036

3.747

136

0.689

0.016

2.336

0.685

0.046

6.688

181

0.383

0.009

2.379

0.377

0.028

7.347

195

0.263

0.003

1.184

0.270

0.022

8.304

207

0.237

0.008

3.547

0.257

0.030

11.757

209

a

4.073

0.213

0.006

2.837

0.223

0.023

10.352

See Tables 6 and 8 for CGC/EIMS operating conditions.

b These values calculated from four replicates.
c

These values calculated from 11 separate analyses.

31

�2.50

Magnetic Sector Mass Spectrometer

2.00

1.50

to
C
N3

O

p.
CO
0)

1.00 -

0.50 -

10
Homolog (degree of chlorination)
Figure 3. Plot of response factor per isomer versus homolog for 77 PCB congeners, determined on a single
day. Each value is representative of single measurements of each congener with the Varian Fat 311A
magnetic sector mass spectrometer. This plot indicates the number of data noints that overlap for
specific isomers.

�Table 18 presents the upper and lower 95% confidence limits for the measured average RRFs. The extrapolation was necessary for the dichloro- through
octachlorobiphenyl homologs. The projected upper and lower limits of the average RRF ranged from 13% for each PCB homolog for trichlorobiphenyls to approximately 6.5% for the dichlorobiphenyls. The projected ranges for the
tetrachloro- to octachlorobiphenyls were between these values.
Comparison of Magnetic Sector and Quadrupole RRF Data-The two instruments used operate on entirely different principles, so
the results may represent the range of RRFs to be expected from these compounds on different instruments. Table 19 presents a summary of the data.
As expected, the RRF trends are much different. Since quadrupole spectrometers discriminate at the high masses, the RRFs for high homologs (higer
masses) are much lower than corresponding values for the magnetic detector
spectrometer.
A statistical analysis of the data (Student's t-test presented in Table 4
of Appendix A) confirmed that the average RRFs are significantly different
for many of the homologs. However, the relative standard deviations for the
average RRF of each homolog are not significantly different. Thus, the extrapolation from a single calibration isomer to all isomers of a homolog should
have similar precision for the two instrument types.
Relative Retention Times
Relative retention times (KRT) were also calculated from the data generated for relative response factor measurements with both the quadrupole and
magnetic sector mass spectrometer instruments. All RRTs for each PCB congener
were calculated versus 3,3',4,4'-tetrachlorobiphenyl-de- Figure 4 is a plot
of the RRT data versus PCB homolog. All data points for the 77 PCB congeners
measured with the quadrupole mass spectrometer are presented. This plot also
indicates that the relative retention window for the dichloro- to octachlorobiphenyl homologs may be larger than that actually measured if more of the
possible congeners were present.
Table 20 presents the observed range of RRTs for the 77 PCB congeners
and additional congeners, identified only by homolog, in an Aroclor mixture
(1016, 1254, 1260). These RRTs were established using a 15-m fused silica
DB-5 capillary column. It must be recognized that the RRT windows on other
columns may be substantially different. Table 20 also presents a projected
RRT window for PCB anaysis. The overlap of the retention windows of each
homolog must be considered in establishing an instrumental analysis approach
to quantitation of the specific PCB homologs. This consideration has been
accounted for in the GC/MS requirements for PCB analysis in Appendices B to
D. The relative retention times of the 77 PCB congeners as determined with
both the quadrupole and magnetic sector mass spectrometers are presented in
tabular form in Appendix A.

33

�TABLE 18. MEASURED AVERAGE RELATIVE RESPONSE FACTOR (RRF) AND
CORRESPONDING UPPER AND LOWER 95% CONFIDENCE LIMITS

PCB homolog
Monochloro-

No. of
possible
isomers
(N)

Average
measured
response
RRF

No. of
available
isomers
(n)

Sample std.
deviation
(S)

T
Lower a
limit

T,
Upperb

limit

-

3

3

3.331

0.643

Dichloro-

12

10

2.027

0,447

1.896

2.158

Trichloro-

24

9

1.573

0.341

1.366

1.780

Tetrachloro-

42

16

0.950

0.175

0.877

1.023

Pentachloro-

46

12

0.720

0.120

0.654

0.786

Hexachloro-

42

13

0.513

0.078

0.474

0.552

Heptachloro-

24

4

0.361

0.024

0.326

0.396

Octachloro-

12

6

0.253

0.030

0.231

0.275

Nonachloro-

3

3

0.229

0.034

Decachloro-

1

1

0.213

a Lower 95% limit = RRF

-S("'j1*
+-c

1

n

\ \.

N

34

-

-

�TABLE 19. RELATIVE RESPONSE FACTORS MEASURED VERSUS 3,3',4,4'-TETRACHLORO
BIPHENYL-d6 BY ELECTRON IMPACT MASS SPECTROMETRY QUADRUPOLE (FINNIGAN
4023) AND MAGNETIC SECTOR (VARIAN MAT 311A) INSTRUMENTS
No. of
isomers
measured

RRF

Quadrupole_
Mean
RSD" ( )
%

Magnetic sector
RSDa ( )
%
Mean

3

2.739

9.3

2.329

8.5

Dichloro-

10

2.048

15.7

1.663

13.8

Trichloro-

9

1.592

18.1

1.167

21.3

Tetrachloro-

16

0.946

20.0

0.902

14.0

Pentachloro-

12

0.725

17.6

0.780

17.4

Hexachloro-

13

0.500

19.1

0.640

19.4

Heptachloro-

4

0.308

8.0

0.497

12.1

Octachloro-

6

0.224

17.3

0.463

15.3

Nonachloro-

3

0.188

16.2'

0.467

22.5

Decachloro-

1

0.179

-

0.586

PCB homolog
Monochloro-

a Relative standard deviation.

35

-

�H2&lt;-'10
Relative Retention Times of PCB Congeners by Homolog
Versus 3. 3'. 4. 4' Tetrachlorobiphenyl-d,

C]2H,C19

2M2 7

°

204
202 2OO

C12H2CI8

195 194

185 171
183 181

C12H3CI7

PCB homologs

198

**

155

C12H4CI6

154 139 153 138 129
136 15t 143
141 137 128

156

97
.
„ 121
II6
104 103I009388 101119 115

C12H5CI5
15
545053

Cl2H6CI4

30

C12H7CI3

10
4

C12H8CI2

1

C,2H9CI,

9
7

8
5

14

5247 44 72 -«061 66

6577

2631 33
29 28 21

18 24

lt'^15

2 3

1

1

0.40

0.50

1

0.60

1

1

1

1

0.70

0.80

0.90

1.00

1

1.10

1

1.20

1

1.30

1

1.40

Relative retention time
Figure 4. Retention times of 77 PCB congeners relative to 3,3',4,4'-tetrachlorobiphenyl-d6 (RRT of 1.00)
The dashed line indicates that not all of the possible isomers of a particular homolog were measured.
Relative retention times were determined on a J&amp;W DB-5, 15-m fused silica column in a Finnigan 4023
GC/EIMS system. Temperature program: 110°C for 2 min,. then 10°C/min to 325°C.

�TABLE 20. RELATIVE RETENTION TIME (RRT) RANGES OF PCB HOMOLOGS
VERSUS d6-3,3',4,4'-TETRACHLOROBIPHENYL
PCB
homo log

No. of
isomers
measured

Observed range
of RRTsa

Calibration solution
Congener
Observed
no.
RRT3

Projected
range of
RRTsD

3

0.40-0.50

1
3

0.43
0.50

0.35-0.55

Dichlorobiphenyl

10

0.52-0.69

7

0.58

0.35-0.80

Trichlorobiphenyl

9

0.62-0.79

30

0.65

0.35-1.10

Tetrachlorobiphenyl

16

0.72-1.01

50

0.75

0.55-1.05

Pentachlorobiphenyl

12

0.82-1.08

97

0.98

0.80-1.10

Hexachlorobiphenyl

13

0.93-1.20

143

1.05

0.90-1.25

Heptachlorobiphenyl

4

1.09-1.31

183

1.15

1.05-1.35

Octachlorobiphenyl

6

1.19-1.36

202

1.19

1.10-1.50

Nonachlorobiphenyl

3

1.31-1.42

207

1.33

1.25-1.50

Decachlorobiphenyl

1

1.44-1.45

209

1.44

1.35-1.50

Monochlorobiphenyl

a

The RRTs of the 77 congeners and a mixture of Aroclor 1016/1254/1260 were
measured versus de-3,3',4,4'-tetrachlorobiphenyl (internal standard)
using a 15-m J&amp;W DB-5 fused silica column with a temperature program of
110°C for 2 min, then 10°C/min to 325°C, helium carrier at 45 cm/sec,
and an on-column injector. A Finnigan 4023 Incos quadrupole mass spectrometer operating with a scan range of 95-550 Daltons was used to detect each PCB congener.

b

The projected relative retention windows account for overlap of eluting
homologs and take into consideration differences in operating systems
and lack of all possible 209 PCB congeners.

37

�Selection of Congeners for a Calibration Standard
The data generated from the RRF and RRT measurements were used to select
the PCB congeners for an analytical quantitation/calibration standard for
GC/EIMS analysis of PCBs. Selection of the standard compounds was based primarily on the ratio of the measured response factor to the average response
factor for a particular homolog. The PCBs with KRFs closest to the average
values were selected as standard compounds. In addition, the RRT was considered to assure that the selected PCB congeners did not coelute. Two monochlorobiphenyls were selected for the calibration standard because the average RRF and RRT did not clearly coincide with any of the three possible
isomers. One isomer (2-chlorobiphenyl) had a substantially different RRF.
This isomer was quantitated separately. 4-Chlorobiphenyl was selected as the
calibration isomer for the two remaining isomers. Figure 5 is a CGC/EIMS
chromatogram of the 11-component PCB calibration standard. The composition
of this solution is identified in Tables 4 and 20 along with the observed RRT
of each of the 11 congeners.
VALIDATION OF SELECTED CLEANUP STEPS
As part of the overall method validation, several of the cleanup techniques were validated. A mixture of the 11 calibration standard congeners
and three recovery surrogates (the 13C-octachlorobiphenyl was unavailable for
these experiments) was diluted in an appropriate solvent and then subjected
to the cleanup procedures as described in Appendix B. After the cleanup, the
internal standard was added and the volume adjusted. The samples were analyzed
by CGC/EIMS using a quadrupole spectrometer operated under the condition listed
in Tables 6 through 8. Data were collected in the full scan mode and quantitated using the primary ions listed in Table 10 and the congener pairs listed
in Table 13. A blank was run through the procedure alongside the recovery
spikes. As expected, no PCBs except the internal standard were observed in
the blanks.
The results for the 11 calibration congeners were calculated as percentage recovery. Tables 21 through 25 present the uncorrected recoveries, calculated using Equation 12-1 of Appendix B, using the internal standard (Congener No. 210); the actual percentage recoveries of the 13C-labeled recovery
surrogates, calculated using Equation 12-2 of Appendix B; and the corrected
recoveries of the calibration congeners, calculated using Equation 12-3 of
Appendix B.
Inspection of Tables 21 to 25 reveals that the accuracy of the corrected
recoveries is higher than for the uncorrected recoveries (104% versus 77%
average). On the other hand, the precision of the uncorrected recoveries is
slightly higher than for the corrected recoveries (11% versus 9% relative standard deviation average). This is the expected trend since the uncorrected
recovery relies on two GC/MS measurements (area of the PCB congener peak and
area of the internal standard peak) and the corrected recovery relies on those
two values and the area of the surrogate peak. Thus, these results indicate
that accuracy is improved by recovery correction, at a sacrifice of precision.

38

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Figure 5. Capillary gas chromatography/electron impact ionization mass spectrometry (CGC/EIMS)
chromatogram or the calibration standard solution required for quantitation of PCBs by homolog,
This chromatogram includes PCBs representative of each homolog, three ^C-iabeled surrogates,
and the deuterated internal standard. The concentration of all components and the CGC/EIl^S
parameters are presented in Tables 4, 5, 6 and 9.

�TABLE 21. RECOVERY DATA FOR ACID CLEANUP'

Congener no.

-P-

o

PCB homolog

1
3
7
30
50
97
143
183
202
207
209
X
Standard deviation
Relative standard deviation ( )
%

Monochlorobiphenyl
Monochlorobiphenyl
Dichlorobiphenyl
Trichlorobiphenyl
Tetrachlorobiphenyl
Pentachlorobiphenyl
Hexa chlo rob ipheny 1
Heptachlorobiphenyl
Octachlorobiphenyl
Nona chlo rob ipheny 1
De ca chlo rob ipheny 1

211
212
214
X
Standard deviation
Relative standard deviation ( )
%

13

Ce-nionochlorobiphenyl
Ci2~tetrachlorobiphenyl
13
Ci2~o!ecachlorobiphenyl
13

a

0.52
0.50
0.52
0.52
0.76
0.87
0.96
1.30
2.30
2.50
2.10

2.60
5.30
10.20

Spike No. 1 not analyzed.

b

Total spike
level (pg)

Corrected via surrogate response.

c Not detected.
d

Large background signal prevented quantitation of the compound.

e

Not applicable.

Spike 2 ( recovery)
%
Corrected
Uncorrected

100.0
83.4
82. £
NQ3
78.0
99.5
81.2
85.9
80.7
83.2
87.3
86.2
7.5
9
70.2
87.1
91.3
82.9
11.2
13

142.4
118.8
117.5
NQ
89.6
114.2
93.2
98.5
88.4
91.1
95.7
104.9
17.7
17
_

—
-

Blank
NDC
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND

ND
ND
ND
-

�TABLE 22.
Congener no.

RECOVERY DATA FOR FLORISIL COLUMN CLEANUP

PCB homo log

1
3
7
30
50
97
143
183
202
207
209
X
Standard deviation
Relative standard
deviation ( )
%

Monochlorobiphenyl
Monochlorobiphenyl
Dichlorobiphenyl
Trichlorobiphenyl
Tetrachlorobiphenyl
Pentachlorobiphenyl
Hexa chlo r ob ipheny 1
Heptachlorobiphenyl
Octachlorobiphenyl
Nonachlorobiphenyl
Decachlorobiphenyl

211
212
214
X
Standard deviation
Relative standard
deviation ( )
%

13

Total spike
level (pg)

0.52
0.50
0.52
0.52
0.76
0.87
0.96
1.30
2.30
2.50
2.10

Spike 1 ( recovery)
%
Corrected"
Uncorrected

57.9
63.0
66.0
69.4
70.7
73.4
72.6
76.6
77.8
78.1
77.7
71.2
6.7
9

90.6
98.6
103.2
160.5
163.6
169.7
168.1
177.2
102.5
102.9
102.4
130.9
35.8
27

Spike 2 ( recovery)
%
Corrected
Uncorrected

54.9
58.3
60.0
62.3
62.4
66.1
67.0
72.3
72.3
70.5
72.8
65.4
6.2
10

_
C6-monochlorobiphenyl
13
C12-tetrachlorob ipheny 1
13
C12~decachlorobiphenyl

a

Corrected via surrogate response,

b

Not detected,

c

Not applicable.

2.60
5.30
10.20

63.9
43.2
75.9
61.0
16.5

27

-

57.6
47.9
69.6
58.4
10.9

19

95.4
101.2
104.4
130.0
130.3
138.1
140.1
151.0
103.8
101.3
104.5
118.2
19.8

17

-

Blank

NDb
ND
ND
ND
ND
ND
ND
ND
ND
ND
ND c

ND
ND
ND
-

�TABLE 23. RECOVERY DATA FOR FLORISIL SLURRY CLEANUP
Congener no.

PCB homolog

1
3
7
30
50
97
143
183
202
207
209
X
Standard deviation
Relative standard
deviation ( )
%

Mpnochlorobiphenyl
Monochlorobiphenyl
Dichlorobiphenyl
Trichlorobiphenyl
Tetrachlorobiphenyl
Pentachlorobiphenyl
Hexachlorobiphenyl
Hep ta chlorob iphenyl
Octachlorobiphenyl
Nona chlo r ob iphenyl
Decachlorobiphenyl

211
212
214
X
Standard deviation
Relative standard
deviation ( )
%

13

Total spike
level (pg)
0.52
0.50
0.52
0.52
0.76
0.87
0.96
1.30
2.30
2.50
2.10

Spike 1 ( recovery)
%
Corrected"
Uncorrected
80.5
81.2
87.5
NQC
90.0
96.0
95.5
95.1
97.2
95.1
96.2
91.4
6.3
7

96.0
96.8
104.4
NQ
91.6
97.6
97.2
96.8
91.2
89.4
90.4
95.1
4.5
5

Spike 2 ( recovery)
%
Corrected
Uncorrected
71.1
72.7
75.0
76.4
80.1
83.5
82.0
79.8
88.8
87.6
83.7
80.1
5.8
7

_
C6-monochlorob iphenyl
13
C12-tetrachlorobiphenyl
13
C12~decachlorobiphenyl

2.60
5.30
10.20

83.9
98.3
106.5
92.5
7.5
8

a

Corrected via surrogate response.

b

Not detected.

c

Large background signal prevented quantitation of this compound.

d

Not applicable.

-

92.9
94.8
98.1
85.5
89.6
93.5
91.6
89.3
101.0
99.5
95.2
93.7
4.7
5

Blank
NDb
ND
ND
ND
ND
ND
ND
ND
ND
ND
NDd

-

_
76.7
89.4
87.9
84.7
6.9
8

-

ND
ND
ND
-

�TABLE 24. RECOVERY DATA FOR KOH CLEANUP
Congener no.

1
3
7
30
50
97
143
183
202
207
209
X

PCB homolog

Monochlorobiphenyl

Mono chlo rob iphenyl
Dichlorobiphenyl

Trichlorobiphenyl
Tetrachlorob iphenyl

Pentachlorob iphenyl
Hexachlorob iphenyl

Heptachlorob iphenyl
Octachlorob iphenyl
Nona chl o rob iphenyl
Decachlorob iphenyl

Total spike
level ( j )
|g

0.52
0.50
0.52
0.52
0.76
0.87

0.96
1.30
2.30
2.50
2.10

Standard deviation
Relative standard

Spike 1 ( recovery)
%
Uncorrected

60.2

69.0
73.5
75.0
79.7
85.8
84.0
81.2
89.2
88.2
69.9
77.8
9.1
12

Corrected"

82.6
94.6
100.8
83.5
88.7
95.4
93.4
90.3
113.0
111.8
88.6
94.8
10.2
11

Spike 2 ( recovery)
%
Uncorrected
Corrected
67.7
73.6
77.5
77.6
80.7
85.0
85.0
81.3
89.3
87.6
71.9
79.7
6.8
9

90.1
98.0
103.3
89.2
92.9
97.7
97.7
93.5
117.5
115.3
94.6
99.1
9.5
10

Blank
NDb
ND
ND
ND
ND
ND
ND
ND
ND
ND
NDC

-

deviation ( )
%

_
211
212
214
X
Standard deviation

13

C6-monochlorobiphenyl

13

C12-tetrachlorob iphenyl

13

C12-decachlorob iphenyl

Relative standard

deviation ( )
%

a

Corrected via surrogate response,

b

Not detected,

c

Not applicable.

2.60
5.30
10.20

72.9
89.9
78.9
80.6
8.6
11

-

_
75.1
87.0
76.0
79.4
6.6
8

-

ND
ND
ND
-

�TABLE 25. RECOVERY DATA FOR ALUMINA CLEANUP
Congener no.

PCB homolog

1
3
7
30
50
97
143
183
202
207
209
X
Standard deviation
Relative standard
deviation ( )
%

Mono chlo rob iphenyl

211
212
214
X
Standard deviation

13

Monochlorobiphenyl

Dichlorob iphenyl
Trichlorob iphenyl
Tetrachlorob iphenyl
Pentachlorobiphenyl
Hexachlorob iphenyl
Heptachlorobiphenyl
Octachlorob iphenyl
Nona chlorob iphenyl

Decachlorob iphenyl

Total spike
level (|Jg)

0.52
0.50

0.52
0.52
0.76
0.87
0.96
1.30
2.30
2.50
2.10

Spike 1 ( recovery)
%
Corrected
Uncorrected
63.1
60.0
67.9
NQC
67.2
70.4
69.4
75.8
76.8
77.3
74.0
70.2
5.9
8

97.1
92.2
104.8
NQ
97.2
101.9
100.4
109.7
92.2
92.9
88.9
97.8
6.5
7

Spike 2 ( recovery)
%
Uncorrected

61.1
58.4
66.4
NQ
66.3
68.3
67.5
75.1
75.3
76.8
78.3
70.1
6.9
10

13

Cj2~tetrachlorob iphenyl

13

C12~decachlorobiphenyl

Relative standard

2.60
5.30
10.20

64.8
69.1
83.2
72.4
9.6
13

deviation ( )
%

a

Corrected via surrogate response.

b

Not detected.

c

Large background signal prevented quantitation of this compound.

d

Not applicable.

-

Blank

101.0
96.2
109.4

NDb
ND
ND
ND
ND
ND
ND
ND
ND
ND
NDd

NQ
102.2
105.4

104.2
115.8
89.5
91.2
93.0
100.8
8.4
8

-

_

_
C6-monochlorob iphenyl

Corrected

60.7
64.9
84.2
69.9
12.5
18

-

ND
ND
ND
-

�The preliminary data presented here contain an apparent anomaly: the
low recovery of the 13C-tetrachlorobiphenyl surrogate (Congener No. 212) from
the Florisil column cleanup. These two data points contribute substantially
to the imprecision of the surrogate recoveries and induce some very high (130
to 177%) corrected recoveries for the tri- through hepta- compounds. The experiment should be repeated.
VALIDATION OF THE PRODUCT AND PRODUCT WASTE METHOD WITH INDUSTRIAL SAMPLES
Strategy
Selected samples, obtained from industrial sources, were subjected to a
variety of sample preparations as listed in Table 15 and then analyzed by
CGC/EIMS. This section presents the results of this preliminary validation
and, where possible, compares our values with those of previous analyses of
the same sample. The results for quality control samples are also reported.
The most extensively studied matrix was the CMA-A chlorinated benzene
waste stream sample. This particular sample was chosen because of the wide
distribution of PCB homologs (mono- through decachlorobiphenyls). Sample
preparation with this matrix included simple dilution, treatment with sulfuric acid, Florisil, and saponification with ethanolic potassium hydroxide.
The CMA-A samples were analyzed in duplicate in two sets of experiments. The
11 PCB congeners used for calibration purposes were spiked into the CMA-A
matrix for standard addition experiments. Blind spiked samples and quantitation standards, prepared by the MRI quality control personnel as analytical
performance checks, were analyzed along with the other samples.
First Sample Set
Tables 26 and 27 present the uncorrected and corrected concentrations
found for CMA-A samples in preliminary studies of the application of the proposed methods for commercial products and product wastes. Sample 10 was
analyzed without surrogates to approximate the analytical procedure used by
most other laboratories. As anticipated, the uncorrected values compare well
with 20A and 20B, while the corrected values are slightly lower than the
values for 10. Both corrected and uncorrected values for the duplicate samples 20A and 20B are in agreement. The values for samples 10, 20A, and 20B
average about 400 pg/g. These values are higher than the mean of 280 JJg/g
reported in the CMA round robin but are in good agreement with the values
(402 |Jg/g) reported by the sample supplier (Appendix E of Pittaway and Horner,
1982). The homolog distribution of our data agrees in general with the
CMA data and the data that accompanied the samples.
Sample 110 (CMA-E) was determined to contain about 18 (Jg/g PCB (Table
28) mostly as the dichloro homolog. These results are slightly higher than
the CMA round robin data, which had a mean reported value of 9 pg/g. The
isomer distribution agrees with most of the CMA round robin data (Pittaway
and Horner, 1982).

45

�TABLE 26.

Congener
no.

1
3
7
30
50
97
143
183
202
207
209

UNCORRECTED PCB CONCENTRATIONS (Mg/g) IN CMA-A SAMPLES

PCB
homolog

10
Dilution,
no surrog.

20A
Dilution

20B
Dilution

1
1
2
3
4
5
6
7
8
9
10

9
19
64
55
60
50
56
60
0
0.9
9.3

11
21
70
52
63
40
48
84
0
0
20

10
19
64
49
55
36
38
68
0
0
20

408

358

96b
108
154

94
97
152

414

Total

211
212
214

1
4
10

a

No surrogates added.

b

NSa
NS
NS

Surrogate recovery (percent).

46

�TABLE 27. CORRECTED PCS CONCENTRATIONS (iig/g) IN CMA-A SAMPLES
Congener
no.

1
3
7
30
50
97
143
183
202
207
209

PCB
homo log

10
Dilution,
no surrog.

20A
Dilution

20B
Dilution

1
1
2
3
4
5
6
7
8
9
10

NSa
NS
NS
NS
NS
NS
NS
NS
NS
NS
NS

11
22
73
49
58
37
44
78
0
0
13

11
21
68
50
57
37
39
70
0
0
13

385

366

Total

a No surrogates added.

47

�Second Sample Set
CMA Product Waste Samples—
The corrected and uncorrected concentrations of the PCB homologs for
duplicate CMA-A samples from a more extensive study are presented in Tables
29 and 30. Sample 2005 was spiked only with the internal standard so that
any interferences corresponding to the 13C-labeled PCBs could be measured.
Samples 2010 and 2020 are duplicate samples of CMA-A. The four surrogate
compounds were added to approximately 0.1 g of each sample. The mixture was
diluted to 1.0 ml and the internal standard added. Sample 2025Q is a sample
that was submitted for PCB analysis by the MRI quality control department.
This sample was weighed by QC personnel and the final preparation completed
as described for the previous samples. The MRI QC coordinator calculated the
final concentration for 2025Q from the extract concentration of each PCB
homolog and weight of the CMA-A sample recorded in the QC laboratory record
book. The surrogate-corrected values reported for samples 2010 through 2025Q
are in good agreement with the total PCB concentration and homolog distribution reported in the CMA round robin (Pittaway and Horner, 1982).
Tables 31 and 32 present the data from a standard addition experiment
with the CMA-A sample matrix. The 11 PCB congener calibration standard was
added to three separate aliquots of the CMA-A matrix to give spike levels
ranging from approximately 20 to 100 | g of the monochlorobiphenyl and 50 to
j
200 (Jg of decachlorobiphenyl. Samples 2030, 2040, and 2050 were prepared in
the analytical laboratory. Sample 2060Q was prepared as a blind spike of the
CMA-A matrix by MRI quality control personnel. The uncorrected amount found
did not increase linearly with the spike level. In fact, at the highest spike
level (Sample 2050) the amounts found for each homolog were less than the
spike. No explanation is immediately available for this data trend, although
the low recoveries of the 13C-octa- and tetrachlorobiphenyl surrogates indicated that the data are at best marginally valid.
Tables 33 and 34 present data for CMA-A samples that were subjected to
three different cleanup methods (concentrated H2S04, Florisil column chromatography, and saponification with alcoholic KOH). The data from the sulfuric acid cleanup was difficult to interpret because of interferences. As
noted previously (Erickson and Stanley, 1982), the acid cleanup results in
large losses of lower chlorinated PCB homologs. The poor recoveries of the
surrogates shown in Table 33 are clearly outside of the QC criteria in Section 14.2.2 of Appendix B and indicate that the analyses are invalid. These
results would not be reported as analyses for compliance with the proposed
regulation.
All of the blank samples (2001, 1080, 2100, and 2120) were analyzed
along with the sample discussed above and found to contain no detectable
PCBs.

48

�TABLE 28. UNCORRECTED AND CORRECTED PCS CONCENTRATIONS (pg/g)
IN CMA-E SAMPLE (DILUTION PREPARATION)
Congener
no.
1
3
7
30
50
97
143
183
202
207
209

PCB
homolog

110
Uncorrected

110
Corrected

1
1
2
3
4
5
6
7
8
9
10

1.2
1.8
10.5
0
0
0
0.02
0
0.05
0
0.06

1.5
2.4
13.8
0
0
0
0.02
0
0.03
0
0.04

13.4

17.7
b

Total
211
212
214

a

76a
103/91C
151

1
4
10

Surrogate recovery (percent).

b Not applicable.
c Samples run twice on magnetic sector instrument for low and high masses.
Congener no. 212 monitored in both runs.

49

�TABLE 29. UNCORRECTED PCB CONCENTRATION ((Jg/g) IN THE CMA-A
SAMPLE MATRIX (INTERNAL STANDARD CALCULATION)
CMA-A
2005
8/4/82

CMA-A
2010
8/4/82

CMA-A
2020
8/5/82

CMA-A
2025
8/5/82

Monochlorobiphenyl

26

23

37

40

Dichlorobiphenyl

35

28

41

48

Trichlorobiphenyl

17

14

46

50

Tetrachlorobiphenyl

20

31

33

36

Pentachlorobiphenyl

32

29

29

31

Hexachlorobiphenyl

29

23

21

22

Heptachlorobiphenyl

18

12

12

14

PCB
homo log
CGC/EIMS analysis date

Octachlorobiphenyl

5.4

4.1

3.4

4.2

Nonachlorobiphenyl

2.6

2.2

2.0

3.5

Decachlorobiphenyl

12

10

Total PCB

197

176

9.7

11

234

260

Recovery ( ) of Surrogate Compounds
%
13

NSa

64

84

89

13

NS

96

96

101

Ci 2 -octachlorobiphenyl

NS

73

67

72

C12-decachlorobiphenyl

NS

68

69

73

Ce-monochlorobiphenyl
C12~tetrachlorobiphenyl

13

13

a

NS = no surrogate added.

b

Final concentration determined from sample weight recorded by QC
coordinator.

c

302 Daltons used for quantitation.

50

�TABLE 30. CORRECTED PCB CONCENTRATION (|Jg/g) IN THE
CMA-A SAMPLE MATRIX
CMA-A
2010
8/4/82

CMA-A
2020
8/5/82

CMA-A,
2025Q
8/5/82

Monochlorobiphenyl

37

44

44

Dichlorobiphenyl

44

48

53

Trichlorobiphenyl

15

47

49

Tetrachlorobiphenyl

33

34

34

Pentachlorobiphenyl

30

30

31

Hexa chlo robipheny 1

24

21

22

Heptachlorobiphenyl

16

18

19

PCB
homo log
CGC/EIMS analysis date

Octachlorobiphenyl

5.4

4.9

5.7

Nona chlo rob ipheny 1

3.1

3.0

4.8

Decachlorobiphenyl

15

14

16

Total PCB

223

264

280

a

NS = no surrogates added.

b

Final concentration determined from sample weight
recorded by QC coordinator.

51

�TABLE 31.

PCB homolog
CGC/EIMS analysis date

UNCORRECTED PCB CONCENTRATION (|Jg/g) Of SPIKED CHA-A SAMPLES DETERMINED RY THE
INTERNAL STANDARD QUANTITATION METHOD

CMA-A 2030
Total sample
Spike
concentration
level
8/5/82

CMA-A 2040
Total sample
Spike
level
concentration
8/5/82

CMA-A 2050
Total sample
Spike
concentration
level
8/6/82

CMA-A 2060Q
Total sample
Spike
concentration
level
8/6/82

Blind quantilat ion
standard
Total sample
Spike
concentration
level
8/6/82

Monochlorobiphenyl

60

20

80

49

92

100

100

82

140

184

Dichlorobiphenyl

56

10

58

25

58

51

69

42

53

94

Trichlorobiphenyl

65

10

75

25

39

51

44

42

87

94

Tetrachlorobiphenyl

47

15

55

36

43

75

50

61

110

137

Pentachlorobiphenyl

48

17

58

42

64

86

73

70

140

157

Hexachlorobiphenyl

40

19

48

46

61

95

67

77

160

173

Heptachlorobiphenyl

40

25

58

62

87

130

87

100

340

234

Octachlorobiphenyl

46

45

82

110

100

230

110

180

560

414

Nonachlorobiphenyl

51

49

93

120

130

250

140

200

530

450

Decachlorobiphenyl

60

42

110

100

140

210

140

170

430

369

513

252

717

615

814

1,280

920

2,550

2,306

N5

Total PCB

1,020

Recovery ( ) of surrogate compounds
%
I3

C6-monochlorobiphenyl

89

79

76

93

88

I3

Ci2-tetrachlorobiphenylb

94

93

84

93

88

Cj2-octachlorobiphenyl

62

56

41

53

78

65

57

48

64

79

13

13

C12-decachlorobiphenyl

a

Concentration in ng/ml rather than |jg/g since this sample was prepared by dilution of stock solutions of standards by QC personnel,

b

302 Daltons used for quantitation.

�TABLE 32. CORRECTED PCB CONCENTRATION (pg/g) OF SPIKED CHA-A SAMPLES DETERMINED BY SURROGATE RECOVERY CORRECTION

PCB homolog
CGC/EIMS analysis date

CMA-A 2030
Spike
Total sample
concentration
cone.
8/5/82

CMA-A 2040
Total sample
Spike
concentration
cone.
8/5/82

CHA-A 2050
Spike
Total sample
concentration
cone.
8/6/82

CMA-A 2060
Spike
Total sample
cone.
concentration
8/6/82

Blind quantitation
standard 2070Q
Spike
Total sample
concentration
cone.
8/6/82

Monochlorobiphenyl

67

20

100

49

120

100

110

82

160

184

Dichlorobiphenyl

63

10

74

25

76

51

74

42

60

94

TrichJorobiphenyl

70

10

80

25

46

51

47

42

99

94

Tetrachlorobiphenyl

50

15

58

36

52

75

53

61

130

137

Pentachlorobipheriyl

51

17

63

42

77

86

78

70

160

157

Hexachlorobiphenyl

43

19

52

46

72

95

72

77

190

173

Heptachlorobiphenyl

64

25

100

62

210

130

160

100

430

234

Octachlorobiphenyl

74

45

150

110

250

230

210

180

720

414

Nonachlorobiphenyl

81

49

170

120

330

250

270

200

680

450

Decachlorobiphenyl

91

42

180

100

280

210

220

170

540

369

Total PCB

650

250

1,030

60
2

1,280

1,290

1,020

3,190

2,310

a

1,510

Concentration in ng/ml rather than pg/g since this sample was a blind quantitation sample.

�TABLE 33. PCB CONCENTRATION ((Jg/g) OF CMA-A SAMPLES TREATED WITH DIFFERENT
CLEANUP PROCEDURES (INTERNAL STANDARD QUANTITATION)
PCB homolog
CGC/EIMS analysis date

CMA-A 2090
acid cleanup
8/9/82

Monochlorobiphenyl

ND3

CMA-A 2110
Florisil cleanup
8/9/82

CMA-A 2130
alcoholic KOH cleanup
8/9/82

4.4

31

Dichlorobiphenyl

4.4

14

44

Trichlorobiphenyl

0.4

31

44

Tetrachlorobiphenyl

25

18

25

Pentachlorobiphenyl

19

17

20

Hexachlorobiphenyl

7.9

5.6

6.3

Heptachlorobiphenyl

5.9

2.2

3.8

Octachlorobiphenyl

2.4

6.0

2.6

Nonachlorobiphenyl

38

2.4

2.6

Decachlorobiphenyl

16

9.5

6.4

Total PCB

119

110

186

%
Recovery ( ) of surrogate compounds
13

74

8

145

13

0

0

367

13

115

97

110

13

173

129

64

C6-monochlorobiphenyl
Ci2~tetrachlorobiphenyl

Ci2'°ctachlorobiphenyl
C12~decachlorobiphenyl

a ND = not detected.
b

302 Daltons used for quantitation.

54

�TABLE 34. PCB CONCENTRATION (|Jg/g) OF CMA-A SAMPLES TREATED WITH
VARIOUS CLEANUP PROCEDURES (SURROGATE COMPOUND CORRECTED)
CMA-A 2090
acid cleanup
8/9/82

CMA-A 2110
Florisil cleanup
8/9/82

CMA-A 2130
alcoholic KOH cleanup
8/9/82

Monochlorobiphenyl

NDa

28

11

Dichlorobiphenyl

30

86

15

PCB homolog
CGC/EIMS analysis date

Trichlorobiphenyl

0.3 (0.2)b

200 (16)

15 (20)

110

(9.3)

8.4 (11)

(8.3)

110

(8.9)

6.8

(9.0)

(3.5)

3.5

(2.2)

2.9

(2.9)

Tetrachlorobiphenyl

17 (11)

Pentachlorobiphenyl

13

Hexachlorobiphenyl

5.3

Heptachlorobiphenyl

2.6

1.2

1.8

Octachlorobiphenyl

1.1

3.1

1.2

1.2

1.2

3.1

4.2

Nona chl o r ob ipheny 1
Decachlorobiphenyl
Total PCB

17

3.9

546 (159)

90 (78)

68 (77)

a ND = not detected.
b

13

C12-tetrachlorobiphenyl was not quantifiable due to interferences. The values
reported were calculated using 1*Ce-inonochlorobiphenyl. Values in parenthesis
were calculated using 13Ci2~°ctachlorobiphenyl.

55

�DCMA Pigment Samples-Eight DCMA pigment samples were analyzed following the preparation described in the experimental section (Table 15). The results are presented in
Table 35. The diarylide yellow pigment (DCMA-1) was analyzed in duplicate
and as a blind spike supplied by the MRI quality control department. This
sample is reported to contain 3,3'-dichlorobiphenyl at levels of approximately
70 M8/g (Dry Colors Manufacturing Association, 1981). No analyte or surrogate
PCBs were detected in the duplicate 1-g samples of the pigment and a known
spike of the sample. The lack of detected PCBs indicates a loss of analytes
in the sample preparation. The CGC/EIMS analysis of a sample of the yellow
pigment spiked by MRI quality control personnel yielded an uncorrected concentration of 76 |Jg/g of 3,3'-dichlorobiphenyl based on the internal standard
quantitation and a corrected concentration of 63 Mg/g, based on 120% recovery
of the 13C6-4-monochlorobiphenyl surrogate. The level of the 3,3'-dichlorobiphenyl added by the QC personnel was reported to be 60 M8/8- Hence, the
total dichlorobiphenyl concentration should have been approximatey 130 |Jg/g
(70 |Jg/g endogenous plus 60 (Jg/g added).
The phthalocyanine green pigment (DCMA-4) was also analyzed in duplicate
following dissolution and fractionation with a Florisil column. This pigment
reportedly contains only decachlorobiphenyl at approximately 40 |Jg/g based on
the results of the DCMA round robin study (Dry Color Manufacturing Association, 1981). Our analysis of duplicate samples yielded uncorrected concentration levels of 24 and 27 [Jg/g of decachlorobiphenyl by the internal quantitation method. The corrected concentration for both samples was 13 (Jg/g with
recovery of the 13Ce-decachlorobiphenyl surrogate at 190 and 210%.
Phthalocyanine blue (DCMA-8) was also analyzed as a single sample.
Pentachloro- and hexachlorobiphenyls were detected but the concentrations
were below the quantitation limits for that particular day. The total PCB
concentration of this pigment, as discussed in the results of the DCMA round
robin (1981), is reported to be 90 |Jg/g.
The DCMA pigment sample analyses did not produce valid results. These
data suggest that further development or validation of extraction/cleanup procedure would be necessary to provide acceptable PCB analyses of these samples.
All of the blank samples (2001, 2080, and 2100) analyzed along with the DCMA
samples were found to contain no detectable PCBs.
DISCUSSION
The determination of PCBs is a complex problem. The inaccessability of
standards for all 209 congeners has traditionally been circumvented by the
use of commercial mixtures (e.g., Aroclors) as standards. Quantitation has
often been addressed in terms of relating the analyte to an Aroclor standard
to give a "total PCB" concentration. Determination of PCBs synthesized as
by-products in commercial products or product waste presents three special
problems: (a) the analyte does not generally resemble a commercial PCB mixture, so quantitation against Aroclor standards would be incorrect; (b) the
matrix often contains high concentrations of other chlorinated organics which
are not easily separated during a cleanup procedure and which interfere with
the qualitative and quantitative analysis; and (c) the matrix is undefined
and can include gases, liquids, or solids of any purity and complexity.
56

�TABLE 35.

RECOVERY ( ) OF CARBON-13 LABELED SURROGATE COMPOUNDS FROM DIARYLIDE YELLOW
%
AND PHTHALOCYANINE BLUE AND GREEN PIGMENTS

PCB
surrogate

DCMA-1
21403

DCMA-1
21503

DCMArl
2160b

DCMA-1
2170QC

2175d

2180d

DCMA-8
21906

DCMA-8
2200Q

13

ND8

ND

ND

120

ND

ND

ND

12

l3

ND

ND

ND

ND

ND

ND

94

52

13

ND

ND

ND

200

120

107

92

71

13

ND

ND

ND

250

190

210

150

77

C6-Monochlorobiphenyl
C12-Tetrachlorobiphenyl
C12-Octachlorobiphenyl
C12-Decachlorobiphenyl

a

Samples 2140 and 2150 are duplicates prepared by the DCMA-B method.

b

Sample 2160 was spiked with 50 |jg/g of 3,3'-dichlorobiphenyl and prepared by the DCMA-B method.

c

Sample 2170Q was spiked by MRI quality control personnel with 3,3'-dichlorobiphenyl and was prepared
by the DCMA-B method.

d

Samples 2175 and 2180 are duplicates prepared by the DCMA-B method,

e

Sample 2180 was prepared by the DCMA-A method.

f

Sample 2200Q was weighed by MRI quality control personnel.
preparation by the DCMA-A method.

g

The four surrogate compounds were added but not detected.

An unknown mass of sample was supplied for

�In this situation, analytical methods require a different philosophy
than the classic approach for a single analyte in a defined matrix where all
steps, reagents, and apparatus are specified. The method proposed here leaves
many of the analytical steps to the discretion of the analyst while ensuring
the reliability of the results with a strong quality control program. Thus,
an analyst familiar with general analytical techniques for a product, may readily adapt in-house extraction/cleanup procedures to incidental PCB analysis.
Even when the recoveries are not optimized, the 13C-labeled surrogate recoveries will mimic those of the analyte PCBs. As long as the 13C recovery surrogates are thoroughly incorporated, their recoveries can be used to derive
corrected analyte PCB concentrations.
Several of the method validation analyses presented above, especially
Tables 33 and 35, illustrate the importance of the recovery surrogates in QC.
The techniques employed are common methods validated for PCB analysis by other
laboratories without the 13C-surrogate data. Analyses of this type may have
been used by a testing laboratory and erroneous results reported.
The complexity of the matrix and the high probability of chlorinated organic interferents precluded the use of GC/ECD. The best available technique
is GC/EIMS. During the validation work presented above, the anticipated difficulty of qualitatitve and quantitative data interpretation was confirmed.
In addition to the inherent problems resulting from extrapolation from a standard to several analytes, interpretation of the complex peak clusters is a
tedious, subjective, and error-prone process. The volume of data for one
sample is staggering; for sample 2110, 286 peaks were identified and integrated in the PCB mass chromatograms as shown in Figures 6 through 16. Of
these, 58 peaks met the qualitative criteria and were identified as PCBs.
Clearly different analysts will obtain different results for those peaks
which marginally fit the qualitative criteria. This very high data density
relative to other common GC/MS analyses has a much higher potential for error
and mistakes. In addition it should be noted that, for many of the samples
analyzed in this study, the data interpretation is more time-consuming than
the rest of the analytical process.
The integration methods are also prone to error. Integration is always
conducted interactively with the mass spectrometric data system, either manually or automatically. The selection of baseline criteria, background sensitivity, integration method (valley-to-valley, baseline-to-baseline, etc.),
and retention window all affect automatic quantitation. The position of the
cursor and integration method affect the manual quantitation results.
The day-to-day instrumental variability with quadrupole systems also appears to adversely affect data quality, despite tight calibration specifications. The magnitude of this error soruce should be further documented.
The above discussion presents some of our understanding of some of the
major problems with analysis for by-product PCBs. Further work will be devoted to characterizing and reducing these problem areas. Even with forseeable improvements in the method, the data for by-product PCBs in many commercial product and product waste samples will exhibit low precision and
accuracy.
58

�lie

08/09/82 16:20:60
SAMPLE: SAMPLE 12110 dlA-A FLOMSIL 1/IODIL
ItAHCE; G 1.1759 LABEL: H 0. 4.9 OMAN: A

1ULIMJ
A. 1.9

DATA: 49011109^5 91
CALI: IHDCAIJWWl 1)1
BASE: U 2fl.

SCAIJS

1 TO 1750

3
128450^1.

169.0

Ln
vo

1009
15:59

Figure 6.

Reconstructed ion chromatogram for

1299
19:00

1409
22:10

1660
25:29

SCAil

mm

SIM analysis of the CMA-A sample No. 2110.

�MASS CHBOIIATOCRAIIS
88/09/82 16:20:00
SAIIPLE: SAIIPLE I2MO CIIA-A FLOftlStL
RAflCE: C
I.I750 LAHEI.: H 0. 4.0

DATA: 198III09U5 HI
CAM: MIDTAUWW H1
l/IODIL 1ULHU
OVAII: A 0. 1.0

BASE: 020.
83

SCAIJS

703 TO

900

3

I80.0-,

700
11:95

850
M:27

Figure 7. SIM ion plots for monochlorobiphenyls (188 and 190 Daltons) and the1
monochlorobiphenyl surrogate (194 Daltons) in CMA-A sample No. 2110.

900 SCAJf
14:15 TlliH

�MASS aiCOHATOGRAIIS
08/09/82 16:28:60
SANFLE: SAIIPLE 12118 QIA-A FLOBISIL
RANGE: C
1.1758 LABEL: H «. 4.9

DATA: 1991II99V5 81
CAII: IIIDCAUWWI HI
1/IODIL 1UI.IHJ
QUAII: A 9. 1.9

BASE: U 28.

SCAIIS

768 TO 1199

3

222.

1198 SC'J!
17:25 Tim-

Figure 8. SIM ion plots for dichlorobiphenyls
No. 2110.

(222 and 224 Daltons) in Cl'A-A san.nle

�HASS CHROMA TOGRAIIS
DATA: 4991II09V5 fll
08/69/82 16:28:98
CALI: IIIDCALIttOVI (14
SAMPLE: SAIIPLE 12lie QIA-A FLORISIL I/IODIL IULHU
RANGE; G 1.1759 LABEL: H 9. 4.9 QUAII: A 9. 1.9 BASE: U 29. 3
199.8

SCAMS 859 TO 1150

torn

256

1156129.

256.977
^ 9.5W

_8Z5_
Ni

1093

89.

258

1384579.

258.877
± 8.599

859
13:27

Figure 9.

990
14:15

SIM ion plots for

950
15:92

15:59

1959

1199

16:37

17:25

1150 SCAM
18:12 TKIE

trichlorobiphenyls (256 and 258 Daltons) in CVA-A sample No. 2110.

�71.3-1

NASS OffiOmTOGRAIIS
DATA: 499IIM9V5 II
•8/09/82 (6:20:99
HALI: IIIDCAIJWWI SI
SAHTLE: SAIIPLE 12110 QIA-A FLOWS! L I/I00IL IULUU
BAMCE: G 1.1759 LABEL: II 9. 4.9 OUAII: A 0. 1.9 BASE: U 29. 3
1222

SCAHS 1959 TO 13TO

217296.

299 .

109.9-,
292 .

CTi
OJ

39.7-1

137728.

298.

298.089
0.590

62.7-1

217344.

304.

304.091
0.509

1350 SCAN
21:22 TIME

Figure 10. SIM ion plots for tetrachlorobiphenyls (290 and 292 Daltons), 3 , 3 ' , 4 , 4 ' - t e t r a c h l o r o biphenyl-dg (298 Daltons), and the 13 C 1 2-tetrachlorobiphenyl surrogate (304 Daltons) in O'A-A
sample No. 2110.

�MASS CUBOIIATOGRAMS
DATA: 4901IW9V5 II1669
08/09/82 16:28:89
CALI: IIIDCAI.II09VI 11
SAMPLE: SAMPLE I2II0 CMA-A FLORISIL I/IOD1L 1ULIIU
RANGE: G 1.1750 LABEL: II 9, 4.0 WAII: A 9. I.0 BASE: U 29. 3

SCAIB J2W TO f?

15897B.

12.57

326

326.097
* 0.500

i

81.3-

129280.

328 J

328.098
* 0.500

1200
19:06

1250
19:47

1390
20:35

Figure 11. SIM ion plots for pentachlorobiphenyls
No. 2110.

1400
22:10

1450
22:57

SCAN
23:15 TIIIE

(326 and 328 Daltons) in CMA-A sample

�MASS dffiOHATOCRAItS
08/09/82 16:20:08

SAMPLE: SAMPLE 12110 QIA-A FLORISIL

I/IOniL

RANGE: G

IHIAH: A 0.

1.1759

LADEL: II

0. 4.0

1ULIHJ
1.0.

SCAMS 1250 TO I500

DATA: 198IIWOV5 81
CALI: IHDCALHOT"! M

;SE: 0 28. 3

15C784.

97.-In

308.108
* 9.599

CT&gt;
Ln

106.

154880.

362

302.108
0.S00

1450
22:57

Figure 12.

SCAN
23:15 TIHE

SIM ion plots of hexachlorobiphenyls ( 6 and 362 Daltons) in CFA-A sample No. 2110.
30

�MASS UIROIIATOGRAIIS
DATA: 4991H99V5 II
08/09/82 16:29:89
CAM: HI DCAll »W I 111
SAMPLE: SAIIPLE 12119 C1IA A FLORISIL 1/I0DIL 1ULIHJ
RANGE: G 1.1756 LABEL: II 9. 4.9 OWAH: A 9. 1.9 HASP: U 29. 3

99.9

SCAMS 1359 TO

45568.

^91.118
± 9.599

56384.

396.118
± 9.599

1359
21:22

Figure 13.

1459
22:57

1559 SCAN
21:32 TIME

SIM ion plots of heptachlorobiphenyls (39* and 306 Daltons) in CMA-A sample No. 2110.

�MASS dlBffllATOGRAIIS
08/W82 16:20:80
SAMPLE: SAMPLE 12110 QIA-A FLORISIL
RAMGE: G 1.1750 LABEL: II 0. 4.0
79.3-1

DATA: 4901H09V5 »l
CALIt HIDCAUI0WI HI

I/16DIL 1ULIHJ
CUAII: A 0. 1.0 BASE: 0 20.
ISC

SCAMS IfM TO 165!)

3
29728.

428

. 128

•11856.

430.129
0.500

42304.

I00.9-!

442

*

1450
22:57

Figure 14.

1509
23:45

1550
24:32

1608
25:20

SIM ion plots of octachlorobiphenyls ( 4 2 8 and 430 Daltons) and the

chlorobiphenyl surrogate

( 4 4 2 Daltons) in CMA-A sample No. 2llo.

112.132
0.5W

IC50 SCAN
:!fi:07 TIME

^

�MASS aiBOHATOGRAIIS
DATA: 4961II99V5 II
68/09/82 16:28:60
CALI: IIIDCALIWWI lit
SAMPLE: SAMPLE I2H6 CIIA-A FLOIIISIL I/10D1L 1ULIMJ
RAMCE: G 1.17561 LABEL: II 6. 4.9 OUAII: A 6. 1.6 BASE: U 29. 3

STAIIS 1559 TO

89.5-1

24256.
1565

1631
164.139
± 0.599

461 .

109.6-

&lt;

27164.

oo

466

466.139
* 6.590

1569
24:42

Figure 15.

1580
25:01

1620
25: 39

1616
25:58

SCAN
TIME

SIM ion plots of nonachlorobiphenyl (464 and 466 Daltons) in CMA-A sample No. 2110,

�MASS aiBWIATOGRAIIS
98/89/82 16:28:88
SAHTLEi SAIITLE 12118 QIA-A FLOW SI L
BAHGE: G
1.1758 LABEL: N 9. 4.8

99.9-1

1669

DATA: 49eil»9V5 11669
CALI: IHDCALI»WI 01
I/1001L 1ULIHJ
QUAH: A 9. 1.8

BASE: U 29.

SCAIB 1658 TO 17B!)

3
79232.

4W. 149
* 8.599

498 .

88I92.

499.500

* e.598

43849.

5S9.588
8.588

1709

Figure 16. SIM ion plots of decachlorobiphenyl (498 and 500 Daltons) and the
decachlorobiphenyl (510 Daltons) in QIA-A sample No. 2110.

13C

i2~

SCAN
TIME

�SECTION 5
REFERENCES
Dry Color Manufacturers Association. 1981. An analytical procedure for the
determination of polychlorinated biphenyls in dry phthalocyanine blue,
phthalocyanine green, and diarylide yellow pigments. 1117 North 19th Street,
Arlington, VA 22209.
Erickson MD, Stanley JS. 1982. Midwest Research Institute. Methods of
analysis for incidentally generated PCBs literature review and preliminary
recommendations. Draft interim report no. 1. Washington, DC: Office of
Toxic Substances, U.S. Environmental Protection Agency. Contract 68-01-5915.
Haile CL, Baladi E. 1977. Midwest Research Institute. Methods for determining the total polychlorinated biphenyl emissions from incineration and
capacitor and transformer filling plants. Washington, DC: U.S. Environmental Protection Agency. Contract 68-02-1780. EPA 600/4-77-048.
Pittaway AR, Horner TW. 1982. Heiden, Pittaway Associates. Statistical
analysis of data from a round robin experiment on PCB samples. Washington,
DC: Chemical Manufacturers Association report.
Roth RW, Keys JR, Chien DHT, et al. 1982. Midwest Research Institute.
Methods of analysis for incidentally generated PCBs--synthesis of 13C-PCB
surrogates. Draft interim report no. 3. Office of Toxic Substances, U.S.
Environmental Protection Agency. Contract 68-01-5915.
Stanley JS, Erickson MD. 1982. Midwest Research Institute. Peer review and
authors' replies to 'methods of analysis for incidentally generated PCBs-literature review and preliminary recommendations.1 Draft interim report no.
2. Washington, DC: Office of Toxic Substances, U.S. Environmental Protection
Agency. Contract 68-01-5915.
USEPA. 1979a (December 3). U.S. Environmental Protection Agency.
neutrals, acids, and pesticides—method 605. 44 FR 69540.

Base/

USEPA. 1979b (December 3). U.S. Environmental Protection Agency. Organochlorine pesticides and PCBs—method 608. 44 FR 69501.
USEPA. 1982 (June 8). U.S. Environmental Protection Agency. Polychlorinated
biphenyls (PCBs); manufacture, processing, distribution, and use in closed
and controlled waste manufacturing processes. FR 74 24976.

70

�APPENDIX A
SUPPLEMENTARY GC/EIMS DATA ON PCB CONGENERS

A-l

�The following data support the method validation section for gas
chromatography/electron impact mass spectrometry (GC/EIMS) of polychlorinated
biphenyls (PCB). Table A-l lists the average relative response factors (RRF)
for the 77 commercially available PCB congeners determined as four replicates.
Table A-2 presents results of the Student's t-test used to determine the significance of differences for average RRFs for PCB homologs measured on a
single day versus multiple days. The data in Table A-2 indicate that only
the average RRFs for the heptachlorobiphenyl homolog are significantly different.
Table A-3 presents the results of the Student's t-test used to determine
the significance of differences for the average RRFs for the PCB homologs determined with the quadrupole and magnetic sector mass spectrometers. All 77
PCB congeners were determined in a single day for each of the instrument studies. This comparison indicates that the average RRF values are significantly
different, which was expected. However, the relative standard deviations are
not significantly different, indicating that the selection of the calibration
standards is appropriate. These conclusions are discussed more fully in the
text.
Table A-4 presents results of the Student's t-test used to determine
significance of differences for the RRFs for the 11 congeners in Solution
No. 1, which was analyzed daily. An example of the data generated for multiple analysis of Solution No. 1 is presented in Figures 1 to 23. This information includes a capillary GC/EIMS chromatogram of Solution No. 1, the mass
spectra of each component in this solution, and a graphic illustration of the
distribution of several measurements of each congener about the average response factor. It should be noted that the standard deviation and relative
standard deviation presented in these plots are different from that reported
in the text due to calculation of the standard deviation using N weighting
rather than the correct N-l weighting. All other standard deviations reported
in this document are based on the N-l weighting.
The relative retention times of the 77 PCB congeners with respect to
3,3",4,4'-tetrachlorobiphenyl-de determined with the Finnigan 4023 quadrupole
and the Varian MAT 311A mass spectrometers are presented in Table A-5. A
relative retention time unit of 0.01 (10 sec) is required for resolution of
two specific congeners based on the gas chromatography parameters used to generate these numbers.

A-2

�TABLE A-l. RELATIVE RESPONSE FACTORS FOR COMMERCIALLY
AVAILABLE PCB CONGENERS (QUADRUPOLE)
Congener
no.

Degree of
chlorination

Average relative
response factor

Standard
deviation

Coefficient of
variation (%)

1
2
3

1
1
1

4.073
2.951
2.969

0.118
0.056
0.028

2.905
1.894
0.956

4
5
7
8
9
10
11
12
14
15

2
2
2
2
2
2
2
2
2
2

1.232
1.959
2.008
2.049
2.148
1.880
3.073
1.929
2.083
1.909

0.008
0.035
0.027
0.023
0.061
0.031
0.073
0.036
0.098
0.089

0.646
1.803
1.366
1.134
2.846
1.658
2.363
1.877
4.702
4.686

18
21
24
26
28
29
30
31
33

3
3
3
3
3
3
3
3
3

1.104
1.586
1.051
1.714
1.587
2.195
1.526
1.706
1.688

0.012
0.018
0.033
0.013
0.028
0.048
0.067
0.024
0.031

1.089
1.110
3.105
0.731
1.733
2.188
4.418
1.409
1.863

40
44
47
49
50
52
53
54
61
65
66
69
70
72
75
77

4
4
4
4
4
4
4
4
4
4
4
4
4
4
4
4

0.597
0.712
1.062
0.831
0.957
0.732
0.750
0.958
0.975
1.086
1.139
1.058
1.091
0.980
1.185
1.095

0.013
0.007
0.059
0.019
0.025
0.011
0.008
0.013
0.069
0.022
0.068
0.012
0.050
0.048
0.061
0.050

2.152
0.946
5.591
2.245
2.574
1.504
1.006
1.344
7.094
1.994
5.966
1.110
4.548
4.870
5.113
4.595

1

(continued)

A-3

�TABLE A-l (continued)
Degree of
chlorination

Average relative
response factor

Standard
deviation

Coefficient of
variation ( )
%

87
88
93
97
100
101
103
104
115
116
119
121

5
5
5
5
5
5
5
5
5
5
5
5

0.617
0.611
0.574
0.719
0.727
0.653
0.566
0.824
0.853
0.785
0.762
0.948

0.011
0.005
0.010
0.008
0.003
0.004
0.009
0.025
0.061
0.013
0.022
0.020

1.710
0.744
1.677
1.139
0.428
0.538
1.627
3.048
7.146
1.654
2.911
2.127

128
129
136
137
138
139
141
143
151
153
154
154
155
156

6
6
6
6
6
6
6
6
6
6
6
6
6
6

0.499
0.431
0.689
0.533
0.433
0.462
0.419
0.490
0.473
0.549
0.221
0.511
0.587
0.599

0.005
0.004
0.016
0.008
0.008
0.026
0.010
0.005
0.013
0.050
0.001
0.010
0.011
0.044

1.093
0.813
2.336
1.582
1.946
5.686
2.353
0.986
2.826
9.101
0.570
2.039
1.828
7.431

171
181
183
185

7
7
7
7

0.346
0.383
0.380
0.336

0.002
0.009
0.010
0.006

0.640
2.379
2.501
1.729

195
198
200
202
204

8
8
8
8
8

0.263
0.262
0.301
0.250
0.221

0.003
0.008
0.007
0.007
0.007

1.184
2.887
2.392
2.663
3.200

206
207
208

9
9
9

0.193
0.237
0.259

0.003
0.008
0.003

1.723
3.547
1.315

209

10

0.213

0.006

2.837

Congener
no.

Relative to 3,3',4,4'-tetrachlorobiphenyl-dg. All relative response
factors were calculated as the average of four replicate measurements
made on the same day.
A-4

�TABLE A-2. STUDENT'S TWO-SIDED t-TEST TO DETERMINE SIGNIFICANT DIFFERENCES BETWEEN
QUADRUPOLE RESPONSE FACTORS CALCULATED ON THE SAME DAY VERSUS MULTIPLE DAYS

PCB homolog
MonochloroDichloroTrichloroTetrachloroPentachloroHexachloroHeptachloroOctachloroNonachloroDecachloro-

Number of
isomers

3
10
9
16
12
13
4
6
3
1

Average RRF
from
replicate
measurements

3.331
2.027
1.573
0.950
0.720
0.513
0.361
0.253
0.229
0.213

Standard
deviation
0.643
0.447
0.341
0.175
0.120
0.078
0.024
0.030
0.034
0.006

Average RRF
from
single ,
measurement

Standard
deviation

2.739
2.048
1.592
0.946
0.725
0.500
0.308
0.224
0.188
0.179

0.254
0.322
0.289
0.189
0.127
0.096
0.025
0.039
0.030
c

t-Statistic

1.478
-0.119
-0.131
0.0618
-0.1085
0.377
3.119
1.398
1.5,91

Significant
at 95% level?
No
No
No
No
No
No
Yes
No

5

&gt;
a

Four replicate measurements of the RRF were made for each isomer. For example, the three monochlorobiphenyl isomers were measured four times each. Hence, the average RRF and standard deviation were
calculated from 12 distinct values.

b

A single measurement for each of the 77 PCB congeners was completed in a single day. Hence, the
average RRF reported is the average of one measured RRF for each isomer within a homolog. For
example, the average RRF and standard deviation reported for the monochlorobiphenyl was calculated
from three distinct values.

c

Single measurement.

d

Cannot test significance of difference between single measurements.

�TABLE A-3. COMPARISON OF THE AVERAGE RELATIVE RESPONSE FACTORS (RRF) DETERMINED WITH QUADRUPOLE
(FINNIGAN 4023) AND MAGNETIC SECTOR (VARIAN MAT 311A) MASS SPECTROMETERS'"

PCB homolog

Number of
isomers

MonochloroDichloroTrichloroTetrachloroPentachloroHexachloroHeptachloroOctachloroNonachloroDecachloro-

3
10
9
16
12
13
4
6
3
1

Finnigan 4023
quadrupole MS
Standard
deviation
RRF
2.739
2.038
1.592
0.946
0.725
0.500
0.308
0.224
0.188
0.179

0.250
0.32
0.29
0.19
0.13
0.10
0.025
0.04

0.93

Varian MAT 311A
magnetic
sector MS
Standard
RRF
deviation
2.329
1.663
1.167
0.902
0.780
0.640
0.497
0.463
0.467
0.586

RRFs significantly
different at the ,
95% confidence level

Variances significantly
different at the
95% confidence level

No
Yes
Yes
No
No
Yes
Yes
Yes
Yes
e

No
No
No
No
No
No
No
No
No

0.199
0.229
0.248
0.130
0.136
0.124
0.060
0.071

°;a05

a

The RRF and standard deviation reported in this table for the quadrupole and magnetic sector mass spectrometers
were determined as single measurements of all congeners in a single day with each instrument.

b

Student's two-sided t-test was used to determine significant differences of the RRFs.

c

An F-test was used to determine significant differences of the standard deviations, where
F = (std dev!)2/(std dev2)2 with (n-1, n-1) degrees of freedom.

d

Single measurement.

e

Cannot test significance of difference between single measurements.

�TABLE A-4.

PCB

STUDENT'S TWO-SIDED t-TEST TO DETERMINE SIGNIFICANT DIFFERENCES OF THE AVERAGE RELATIVE
RESPONSE FACTOR (RRF) FOR SOLUTION NO. 1 FOR REPLICATE ANALYSIS
ON A SINGLE DAY VERSUS SINGLE ANALYSES ON MULTIPLE DAYS

Replicate analyses
on single day

no.

RRF

Standard
deviation

1
11
29
47
121
136
181
195
207
209

4.073
3.073
2.195
1.062
0.948
0.689
0.383
0.263
0.237
0.213

0.118
0.073
0.048
0.059
0.020
0.016
0.009
0.003
0.008
0.006

congener

Single analyses,
on multiple days
Standard
RRF
deviation

3.241
2.538
1.899
1.015
0.959
0 . 683
0.374
0.275
0.269
0.230

0.201
0.161
0.100
0.059
0.043
0.058
0.035
0.028
0.032
0.027

t-Statistic

Significant differences
of RRF at 95%
confidence limit?

7.468
6.204
5.483
1.268
-0.479
0.186
0.662
-1.137
-2.479
-1.599

Yes
Yes
Yes
No
No
No
No
No
Yes
No

a

The RRF and standard deviations were calculated from four replicate measurements completed in the same
day.

b

The RRF and standard deviatons were calculated from seven single measurements from seven different days.

�TABLE A-5. RELATIVE RETENTION TIMES (RRT) OF 77 COMMERCIALLY AVAILABLE
PCB CONGENERS MEASURED VERSUS 3,3'4,4'-TETRACHLOROBIPHENYL-d6
DETERMINED WITH MAGNETIC SECTOR (VARIAN MAT 311A) AND

QUADRUPOLE (FINNIGAN 4023) MASS SPECTROMETERS
RRT

RRT

PCB congener no.

311A

4023

Monochloro1
2
3

0.403
0.481
0.474

0.425
0.490
0.499

Dichloro4
5
1
8
9
10
11
12
14
15

0.518
0.598
0.559
0.590
0.563
0.521
0.649
0.660
0.616
0.677

0.536
0.606
0.579
0.606
0.577
0.534
0.660
0.671
0.628
0.681

Trichloro18
21
24
26
28
29
30
31
33

0.665
0.762
0.685
0.729
0.745
0.719
0.641
0.741
0.760

0.678
0.767
0.694
0.738
0.753
0.728
0.653
0.752
0.769

Tetrachloro40
44
47
49
50
52
53
54
61
65
66
69
70
72
75
77

0.870
0.838
0.814
0.811
0.746
0.804
0.763
0.720
0.898
0.822
0.905
0.800
0.880
0.853
0.816
1.002

0.875
0.843
0.819
0.817
0.751
0.810
0.773
0.731
0.898
0.826
0.908
0.807
0.904
0.856
0.821
1.003

PCB congener no.

311A

4023

Pentachloro87
88
93
97
100
101
103
104
105
116
119
121

0.979
0.913
0.907
0.976
0.878
0.945
0.870
0.829
0.988
0.985
0.964
0.911

0.978
0.915
0.908
0.979
0.884
0.945
0.874
0.836
0.987
0.986
0.965
0.914

Hexachloro128
129
136
137
138
139
141
143
151
153
154
155
156

1.163
1.128
0.994
1.118
1.108
1.037
1.096
1.050
1.020
1.074
1.002
0.929
1.194

1.156
1.127
0.996
1.115
1.103
1.038
1.093
1.051
1.021
1.073
1.004
0.931
1.188

Heptachloro171
181
183
185

1.189
1.178
1.154
1.166

1.187
1.174
1.148
1.161

Octachloro194
195
198
200
202
204

1.355
1.326
1.275
1.203
1.194
1.209

1.351
1.317
1.265
1.199
1.188
1.203

(continued)
A-8

�TABLE A-5 (continued)
RRT

RRT

PCB congener no.

311A

4023

Nonachloro206
207
208

1.414
1.336
1.319

1.399
1.330
1.318

PCB congener no.

311A

4023

Decachloro209

1.453

1.440

A-9

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Figure A-l. Fused silica capillary gas chromatogram of PCB Solution No. 1 analyzed with electron
impact mass spectrometry. Experimental conditions for separation and analysis of the PCBs are
presented in the experimental section of report.

�UV.'. SVECi'tlUil
GV20/32 16:42:00 *

PATA: 498IE20W7 (Witt
CAM: CALF.20UI 07

1:50

E: rest iimiiue — SOLUTIOII BI IUL iiu

-J%8 L-lfV 10 6 70I:V .2IIA Bi!5 -1MI 1 10 -211- 525- 10/ "IJJI-COL
J33IAKCED &lt;S 15B 2H OT)

ICO

9523:-.

50.0-

126

^
T

ti/n

no

Figure A-2.

1161

i*U
ico

173
101!

Electron impact ionization mass spectrum of 2-monochlorobiphenyl.

�tt'I-CII'JRI
U&gt;:12:W *

HATA:

:: FOB IIIXTIII::;—soi.Minni ni »« mi
IKO iaiv io-6 /ot-:v .M\ imr&gt; j-.u
(S I5K 2II OTI

U17J

DASJ; II/'E:

CAM: CAM-JttH

/:'j»

&gt;/ "n;i toi."
C329C.

189.0-1

I
I-1
NJ

59.0-

99

U~ IP

-^-r-^M-. , T-p-^^-,

ll/E

(00

Figure A-3.

120

220

Electron impact ionization mass spectrum of 3,5-dichlorobiphenyl,

�W5/20/I52 1C:'12:00 ^ I!:'H
f.AI.1; r;ALK2ft»l IU
SAIIPLH: PCB IIIXTIIRE—f.OLUYIOII 11 IIH. IIU
COJ1DS.: -1550 HIV 10-6 /OCV .2IIA DBS-1511 110-211-325-10/ "iKlBillAilCIiD (S 15D 211 01)

HAM: H/J-: KW
niC:
271072.

f
255

100.0

1928(

II 16

59.0-

U)

•
10
93
*&gt;-n ft
Z W

,1

1?3 if

1

T .Vii^
l._ .iii Li 169

i IIIwll
ll/n

Figure A-4.

\yt

110

ICO

ll
iiill
100

1

1.

I?G

»LiJ..

280

KG

I-L.^

i-l

22t}

\l

•l ?]S
240

2»iC»

Electron impact ionization mass spectrum of 2,4,5-trichlorobiphenyl.

�MASS M'ECIRHII
05/2t)/82 IS:4?:W +

?):r.1

(Ml:

SA!ir»&gt;;: rcc tiixTiim-—SIU.UTIMI n iw. MM

BA'JK II/C: 2 '9
P.IIJ:
3&amp;10J2.

0»

C«!l»S.: -1550 HIV Mi&gt; 7»JiV .2IIA 1)115-1511 IIR-2II-325--IO/ "iKJ-ljm.1
211 OT&gt;

2 0

iee.0-i

39369

2- i2

1

e

1

•

in
r\

8

I8

255

i: 3
'9

1

ii/n

J Jilu^jll k
1eo

1 T ' lk-,,1 1
1.

l vlll ^ lll^ l

1
50

l

?1

J,l. » ?96
H"--j

|—"*

2Wt

.,| I,2?i_T213_rJ

r-*"

250

I

'

1

'

1

'

XY3«3

Figure A-5. Electron impact ionization mass spectrum of 2,2',4,A'-tetrachloroblphenyl.

�HAW srcciwiii

DMA: 'icuil:2r;'f»/ 07:&gt;0
(J7

85/29/82 I6:12:0fl ^ I V : 00
CAM: CAI.I-WI
SAUPLE: riJtt HlXTUnC-—SOLUTIOJI ill IUL J I U
UGHIS.: -I550 HIV IO-6 70I-V .2IIA 08'j-Ctll IIO-2II-325-IO/ "«;] OH."

BASE Il/Et 2:i:}
HIC:
12C3M.

EKIIAHCED (s isn 211 OT»

59.9

--r^
350

Figure A-6. Electron impact ionization mass spectrum of 3,3'4 ,4' -tetrachlorobiphenyl-d^.

�IIAS-;

«)AiA: I'micyv-)"/ nwi

UAI.I: tMf.»»l

05/M/«? 10:12:00 + 11:01

SAiim-t res MiXTunti— r,oi.ufi(iii n sw. IIM
ar,»S.: -15W) BIV 10-0 /tfl-Y .2IW IWi Till IIO-2II-323-IO/
(s isn 211 on

r.n:

05

"»KJ COI."
3078

180.0

2-36

"7

59.9-

191

99
2 «J
163
I "*"*

19-1 2*&gt;

.MUl'^rJ

it/'-:
Figure A-7.

|llL,_,,U

J50

li5.lV2.ix
'J«0

Electron impact ionization mass spectrum of 2,3',4,5',6-pentachlorobiphenyl.

�IIACS SH3MWUI
85/20/J52 16:12:00 ' 12:06
SAtimi: rcc MIXTURE—SOLUTION ni HJI. im

I&gt;ATA:
CAM: CAI.K20WI II3

323501.

COIffiS.; -I5!i0 EIIY 10-5 70EV .2!l-\ DB5 I'jll 110-211 325- It)/ "OSI-COI."
DBIAUCl-n &lt;S ISO 2\\ 811

100.0-

25661.

29fl

50.0-

It'li

350

u

Figure A-8. Electron impact ionization mass spectrum of 2,2',3,3',6,6'-hexachlorobiphenyl.

�IIVJS SrtCTtnfll
ItAfA: 1?iUE2T,V»7 IKKJI
aV.W/R:&gt; H&gt;:'I2:Ofl ^ M:2I
iMl : CAI.E2WI 01
SAllI'LE: r«.B IIIXUli::;— -SDUiriO'l 01 HH. 111!
COi!D:i.: -IWU DIY 10 0 TDtV .2JIA llffi I'-ll 1 10-211-325- IO/ "flH-Cor

BA';C ll/li: :&gt;V3
niC:
3755J?.

nr.i,\i:ci;u is 150 211 OT»

IOH.O

IGOC1.

i?

120

50.0

1

i

1
|i 7

liy
6

i: 0

4

.1

ir

129

IGO
3 1

149

ll
I [1
lijW^M
K9

IK? I

1" Ti
2W

22»

249

1680

3 1

i
i—'
oo

50.0-

3'.9

1

289

,11 JJ-r^L•^*-i-»

I111,.. ??*!|,. .

274
&gt;*Wvi

1

'

i

il • » • . |
i

•

ILL - i
i
3CO

| •
300

• •i

1

i
' [ • • * •r

ISO

Figure A-9. Electron impact ionization mass spectrum of 2,2',3,4,4',5,6-heptachlorobiphenyl.

�HAY; si'tornini

JIATA: 1!HMI-2Wli/ ()r)7l
CA.I.I: CAI.E?C!M 0.1

95/20/82 lti:42:W + Ifi: II

SAiirLE: njB uixiimi: — souinoii ai mi. iiu
cniros.: -I559 ia iv so r, voi-v .?IIA m^-r.ii n')-2ll-32r.-l'-)/
EII)IAt:r;GD (S 1511 211 OD

BASE II/E: I/O
KM):
'JJOB11.

"OII-COI."

i; ')

100.0

I6C7.

50.0-

2

r,

i '3

p«125 T

95

I5C

lee

120

149

100

183.0-1

1

|R7

159

51

"T8

II
I «S '

209

229

^
269

21«

IGT.

3! 0

29

1

50.8393

271
I I .

ll/fi

209

Figure A-10.

I
I1 1

\\.,m
388

3ji

1,1.1,,,
320

I 1
•I, i |

310

368

I

1,

• • i • | •i i . |i i • • | . i . . ! i i . . | • .
'

308

1«8

120

«0

Electron impact ionization mass spectrum of 2,2',3,3',4,4',5,6-octachlorobiphenyl.

�I»ATA: 'IOOIE5AW7 0970
CMI: CAI.K2MM OJ

05/20/82 l«:12:0fl ^ lfi:l'.»

SAiffLE: rcis mxiuiw- — soumnii n iw.

RASE »/f: Ifti
HIO:
123016.

lt!J
OKWS.t -IfBW DIV 10 li 70EV .2IIA IWK-IriH IIO-2II-325-IO/ "UH--COI."
BOIMXED (S I5B 2H OT&gt;
1 G

17661.

1

2 2
50.0-

111

1BO

10
fl

125

1

t

1* l ' f

• 101 1
it i
I-J-1-.-H

J
10

o

II

•PI

2 1
1

T

\L\ 11LjllLjll^llL
I 20

N/E
183.9-

1

»

IwJ*.
iw»

III
^?V
IllllM^^-JJ llti*^,^ alii .
2^1
220

|i|iii _

240

I

260

230
41-1

ji

3 2

50.0-

357

290
i l.it,
ni .
3dO

Figure A-ll.

1 .,332
320

31?

3W

jjll.
3CO

-,-r-i-i-r-

3(KI

4W&gt;

120

13
1

-

4G8

I,

Electron impact ionization mass spectrum of 2,2',3,3',4,4',5,6,6f-nonachlorobiphenyl.

�liAG'J SI'ECTBUll
r

II-MA: '190i

9 &gt;/.WC2 10:12:00 + 17:13

CAI.l: CAM

SAiii'LK: ten iiixitirr- soi.urinn ui an. nu
ClISiDS.: -1559 HIV 10-6 70EV .2IIA D»r»-I5ll 110-711-325-!0/
Eii!)Ata:nD (s i5n 211 OT&gt;

w'JW UIWJ3
'"I f)3

BAJiC H/C: 21 i '•
Rir, :
439208.

"DJl-COL"

2 1

100.0-

228I6.

I7«

2 9

50.0-

107

160

96

II/E

'i
108

262

231

Jl|ljYjl|h.
159

1

2?7

.

3f«

259

-

•J

356

50.0-

228I

3

14«

321

ii/n

Figure A-12.

J-lOJULff^-.J
350

L^^MJEL

1

1,

150

...

5C3

Electron impact ionization mass spectrum of 2 , 2 ' , 3 , 3 ' , 4 , 4 ' , 5 , 5 ' , 6 , 6 ' - d e c a c h l o r o b i p h e n y l .

�ra
Ltn.-oi.ii mss: 200 &lt;Rei-.amr:Oi.ii MASS.uiPtD-G TiiTi!Aanc!:iH!miHiYL. isosrei: 15210
J:tT:D-0 nnR.'.Oil.U!:i)-CIFi!BIY[.. ISOIII-i: 0210
r.t*)/«iiT./T.H;.,\:iT.i &lt;AV :
i.ocoi
i. not
ST.IJS-V.-

(.1.000
* ST.DEV.0.009

i.e

i
ts3
N&gt;

0.899
HATE

5/I1/82

Figure A-13.

5/21/02

6/ 3/02

Response factor plotted on a day-to-day basis for the internal standard,
3,3',4,4'-tetrachlorobiphenyl-d6, in Solution No. 1.

�RESl'OllSIi
L I B : 0 1 . 2 i IIASS: 1«8 (IW.COIIl'iOI. I. MASS: 2!l&lt;!)
OlP:2-liai!)ll1IU)l!0-Bin«3IYl..JSCHER fll
EEF : I)-G TEHACIILORO-BiriltliYI.. ISOIIEI! 0210
tAKEA/atF.ALEAl/tAIIT./Rb'F.AIIT.) (AV:
'J.51-11
5.600

...

0.431
ST.TiEV.-

n.ni

Sl.'il

4. oca
1
NJ

u&gt;

3.C80

BATH

^'1-1/02

5/2-1/32

Figure A-14. Relative response factor for 2-monochlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�B:Ol.^i MASS: 222

(KKI-.ailinOI. l&gt; IIAC,S: 2!«5&gt;

aiP:3.3--nioii.onn-Binn3ivL. ISWIHR tin

B1-F:D-C TKTKACmjmO-ltiniHIYL. 1SOIJER B2IO
T./l:m:.AIIT. &gt; (AV:
2.7.}2»
.t.AW

ST.niv.-

t

0.206
X ST.DEY.II-..1G6

3

r

n.naa

S'tt =• l i
.

•

2.J18H

:;

2.C8!l

2.VC3

i
to
*•

X

2.683

X
X

X

2.5*3

:&lt;

2.480

•H

2.393

•&gt; oon
5/24/02

6/ 3/32

Figure A-15. Relative response factor for 3,3'-dichlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-dg on a day-to-day basis.

�1.111:01.1i IttSS: 256

(RiiF-COllPiOI. li IHSS.- 2!)OI

aip:2.i.5-TRiciiinr.o-niriiiiiiYj.. isotiER r.29
REFrH-O TL:inAaiI.Ol;0~BirilFJIVI.. ISOMER II2IO
i:nA)/(AiiT./Ki;r.AiiT.) &lt;AV :
2.0051
2.^(10

ST.DLV.0. IR3
£ ST.IEY.n. I38

SMI = i.e

2.

x

I
NJ

1.999

1.899

1.709
DATE

5/11/82

5/2-1/82

6/ 3/B2

Figure A-16. Relative response factor for 2,4,5-trichlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�RESrOKSF

1.111:01.5. IUSS: 202

(MF. COUP: 01. I , IKSS: 29CI

niP:2.2M.'r-TFiRAciii.ojH)-iiirii0iYL. isoum: iw

REf:D-0 lEll:AaiLi?r.O-Diri!BM.. ISOIinn U2IO
(AnP,\/nCI:.A!:i'A)/(AIIT./!iLl;.AIIT.) (AV:
1.032)
1.280

ST.PMV.0.058

Z Sf.DEY.5.596

1.9

&gt;(

1.190

••

i
ro

*

O"

X

X

X
X

):

O.C33
DATK

l'l/82

5/21/02

G/ 3/02

Figure A-17. Relative response factor for 2,2',4,4'-tetrachlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-c^ on a day-to-day basis.

�r-rsroiiSK
UB.-OI.GI iwss: 326 (i!r.r.coiir oi.ii MASS:
a\T-.2.y .1.5'.r.-rciiTAan.oi;o-mriiBiYi.. isomin : 11121
RCF:n-s iF.ii:Aaii.oi:o-iiii'iiaiYi.. isounK ir»io
(Ar.t A/Cnp./.l:M&gt;/(AIJT./r;nF./MIT.) (AV:
O.'tIO)
i. can
;

-SU'liV.(1.952
Z ST.C-EV.T 477

Sl'il »

6. £39
i
S3
-J

DATE

5/11/82

5/21/82

6/ 3/82

Figure A-18. Relative response factor for 2,3',4,5',6-pentachlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�1.18:91.7. IIASS: 3C9

(l:EF.CO!H':fll. I. IIASS:

diP^^'.s.s'.e.e'-iiiLVAaiLenn-BmiBiYJ.. isoiirc a i3t&gt;
BEF-.D-6 TElfiAaiI.OKO-|im!BIYI.. ISOIIKIt B2IO
iiiiA^iAnT./iraF.AiiT.) &lt;AV :
o.ocs*
O.J'O'.I

ST.PEY.-

O.OH

£ ST.9EY.0.370

i.e

X

o.ynn

*

Is)
00
6.609

0.509
DATE

5/1V82

C/ 3/82

Figure A-19. Relative response factor for 2,2',3,',6,6'-hexachlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�RESPONSE
i.in : oi.n, iwss: 391 (nnr.raiirrfli.ii MASS:
air:2.2\3.i.i'.5.c-iiEi'T'.a!i.or.o-niniFiiYi.. isoiinn i lot
EEF:«-c rETR/.ciu.ono-iiiMiBn'i.. iswim: 11210
:
(AREA/niH .Ar,FA»/(AIIT./UtF.AIIT.) (AV:
O.UO

0.377)

ST.I'EV.0.827

x si.LEY.-

tt.1?0

V.035

0. MO

SMI - 1.0

x
U.303

0.380
_•

i
isj

VO

I—

0.370

0.360

6.350

0.310

0.330

0.320
DATE

5/11/82

5/21/82

C/ 3/82

Figure A-20. Relative response factor for 2,2',3,4,4',5,6-heptachlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�r.Fsro;isr
i.iitroi.o, IIASS 430 (nHP.cniir oi.i, IIASS
REP:no Ti;u;.\aiLono-i;iriinj\'i.. isotinn U2io

:
:
aiP:2,2'.3.3 t .1.4'.!;.6-Oi:TAOILORO-BIl l IK.ilV1.. ISWIFR 0 105
tlT. &gt; (AV:

0.2/B&gt;

1'. J/U

sr.nr.v.s
0.021

?

Z Sf.DCV.7.972

'&lt;;
0. ^-fi)

sK
0. 203

- 1.0

•\c
u_«.

.

.-

,

. _

_

i
1
0

O

v

*VM%
0 .270

,

|
0.269

*
X

X

0.259

)C
X

n -MO

—

5/2-1/82

Figure A-21.

••

— •

' •

II- »- —

1

C/ 3/02

Relative response factor for 2,2',3,3' ,4,4',5,6-octachlorobiphenyl in Solution No. 1
calculated versus 3,3' ,4,4'-tetrachlorobiphenyl-d^ on a day-to-day basis.

�nnsronst
LIB : OI.IOI HAGS: 101 (RnF.cniir oM
air:2.2\3.3vi.i\5,G.&lt;v-i;niiAciiLORiHiiriiniivi..:
REF:iM&gt; TErc/xiiioRo-DiFiintm.. isotmn 11210
(Am:4/RE»--.ARirA&gt;/&lt;AMT./r.FF.AHr.J &lt;AV:
0.320

2301

0.257)

ST.WiV.O.P29

5; sT.rtv.I I 239

SDil - 1.0

0.209

-v0.2J10

0.2/0
I

u&gt;

0.250

0.210

0.239

0.220
DATE

Figure A-22.

5/14/82

5/21/82

6/

Relative response factor for 2,2',3,3',4,4',5,6,6'-nonachlorobiphenyl in Solution No.!1
calculated versus 3,3*,4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�BESrOMSE
L I B : O I . H i MASS: 498 (C£F.COIir : 0l. li MASS: 2991
air:2.2\3.r.4.1\5.5\G.6'-DECAaH.ORa-BIM!iaiYL. ISOIIHIi Q 209
BEF:D 6 TETIUdlLOBO-BlPliraril, ISOilEII (1210
i!EA&gt;/(AIIT./i;EF.MIT.) &lt;AV:
0.223)
0.270
ST.IlS-V.C.«22
Z Sf.OEV.9.8/7
n ?;T

MM •= 1.8

r.
• ••

0.210

I
U&gt;
NJ

0.2JO

0.220

)

0.210

I

x
0.200

0. I'M

DATIi

5/M/82

5/2-1/U2

C/ 3/32

Figure A-23. Relative response factor for 2,2' ,3,3',4,4',5,5',6,6'-decachlorobiphenyl in Solution No. 1
calculated versus 3,3',4,4'-tetrachlorobiphenyl-d6 on a day-to-day basis.

�APPENDIX B
ANALYTICAL METHOD: THE ANALYSIS OF BY-PRODUCT CHLORINATED
BIPHENYLS IN COMMERCIAL PRODUCTS AND PRODUCT WASTES

B-l

�THE ANALYSIS OF BY-PRODUCT CHLORINATED BIPHENYLS IN
COMMERCIAL PRODUCTS AND PRODUCT WASTES
1.0

Scope and Application
1.1

This is a gas chromatographic/electron impact mass spectrometric
(GC/EIMS) method applicable to the determination of chlorinated
biphenyls (PCBs) in commercial products and product wastes. The
PCBs present may originate either as synthetic by-products or as
contaminants derived from commercial PCB products (e.g., Aroclors).
The PCBs may be present as single isomers or complex mixtures and
may include all 209 congeners from monochlorobiphenyl through
decachlorobiphenyl listed in Table 1.

1.2

The detection and quantitation limits are dependent upon the complexity of the sample matrix and the ability of the analyst to
remove interferents and properly maintain the analytical system.
The method accuracy and precision will be determined in future
studies.

1.3

This method is restricted to use by or under the supervision of
analysts experienced in the use of gas chromatography/mass spectrometry (GC/MS) and in the interpretation of gas chromatograms
and mass spectra. Prior to sample analysis, each analyst must
demonstrate the ability to generate acceptable results with this
method by following the procedures described in Section 14.2.

1.4

The validity of the results depends on equivalent recovery of the
analyte and 13C PCBs. If the *3C PCBs are not thoroughly incorporated in the matrix, the method is not applicable.

1.5

During the development and testing of this method, certain analytical parameters and equipment designs were found to affect the validity of the analytical results. Proper use of the method requires
that such parameters or designs must be used as specified. These
items are identified in the text by the word "must." Anyone wishing to deviate from the method in areas so identified must demonstrate that the deviation does not affect the validity of the data.
Alternative test procedure approval must be obtained from the
Agency. An experienced analyst may make modifications to parameters or equipment identified by the term "recommended." Each
time such modifications are made to the method, the analyst must
repeat the procedure in Section 14.2. In this case, formal approval is not required, but the documented data from Section 14.2
must be on file as part of the overall quality assurance program.

B-2

�TABLE 1. NUMBERING OF PCB CONGENERS3
NO.

Structure

NO.

Henoe(ilaroa&lt;oh«ny1»
1
2
3

2
3
4
D&lt;eh1orob1p(itny1t

4
5
6
7
3
9
10
11
12
13
14
15

}:];
2)4

!:$'
2,6

3,3'

3,4

1:1'

4,4'
Trlehlorablphtnyli

16
17
18
19
20
21
22
23
24
25
26
27
28
29

30

31
32
13
34
35
36
37
33
39

40
41
42
43
44
45
46
47
48
49
50
51

2.2'.3

2.2', 4
2.2', 5
2.2'. 6
2.3.3'

2.3,4

2.3.4'

2,3.5
2.3.6
2. 3', 4
2, 3'. 5
2, 3'. 6
2.4.4'

NO.

52
53
54
5$
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81

105
106
107
108
109
110

2,2*. 5.5'
2,2',5.6*
2.2'.6.6'
2.3,3- .4
2.3,3'. 4'
2,3,3'. 5
2.3,3'.5'
2,3.3'. 6
2.3.4,42.3.4.5
2,3,4.6
2.3,4'. S
2, 3,4', 6
2,3.5,6
2,3'
2,3'
2.3'
2.3*
2.3'
2.3'
2.3'
2.3'

in

112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127

4.4'

4,5
4,5'

4,6
4'. 5
4'. 6
5.5'
S',8

2,4,4'. 5
2.4.4', 6
2'. 3, 4. 5
3,3'. 4. 4'
3,3',4,5
3,3'.4.5'
3,3'.5.5'
3,4.4'. 5

Structure

2,3.3' .4'
2.3.3' ,5
2.3.3' '.5
2.3.3' .5'
2.3.3' .6
2.3.3' ',6
2.3.3' ,5'
2.3,3' ,6
2.3.3' ',6
2.3,4.4 .5
2.3.4,4 ,6
2.3.4,5 6
2,3.4', .6
2.3'.*,
2.3'. 4. '.'6
2.3',4, ,5'
2.3". 4,
2'.3.3' 4J5
2'.3.4,4 '.5
2',3.4,. ,5'
2'.3.4.i .6'
3.3' .4.4 '.5
3.3'. 4.. .5'
HemchU robtptienyls

128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
15$
156
157
158
159
160

PenUcM orcb&lt; phtny 1 i
2.2'.3.3',4
2.2', 3. 3'. 5
2.2',3.3',6
2,2',3,4. 4'
2.2'. 3. 4. 5
2.2', 3, 4.5'
2,2'. 3,4.6
2,2'.3,4, 6'
2.2'.3.4',5
2,2'. 3,4'. 6
2.2',3,5,5'
2,2'. 3,5,6
2,2'.3.5,6'
2.2', 3, 5'. 6
2.2'. 3. 6.6'
2.2', 3'. 4.5
2,2'. 3' .4. 6
2.2', 4, 4' .5
2,2-.4.4'.6
2.2'. 4, 5,5'
2, 2' .4,5.6'
2.2',4.5',6
2, 2'. 4,6.6'

2.2', 4. 5
2.2' .4, 5'
2.2". 4, 6
2,2',4.6'

NO.

rtntacli oroMphenylj

Tetneft 1 oreo 1 pinny 1 $

82
83
84
2,4',S
85
2.4'.6
86
2'. 3. 4
87
2'. 3,5
88
3,3', 4
89
3.3',!
90
3,4,4'
91
3.4,5
92
3.4'.S
93
94
TttneM orob&lt; ohnyl » 95
96
97
2.2'. 3.3'
2.2'. 3,4
98
2.2'.3,4'
99
2.2'. 3,5
100
2.2'.3.S'
101
2.2',3.6
102
2.2' .3,6'
103
2.2-.4.4 1
104

2,4.5
2.4.6

structure

2.2',3.. '.4,4'
2.2'. 3.. '.4.5
2.2'. 3. : '.4,5'
2.2'. 3.: '.4.6
2.2'. 3.: ',4.6'
2. 2'. 3,. '.5,5'
2.2' .3.. '.5,6
2.2* .3.: ',5, '

2.2'. 3.: ',6, '
2.2' .3,4 ,*'.

2.2'. 3. 4 .4'. '
2,2' .3. 4 ,*',
Z,2'.3,4 ,4' . '
2.2'. 3.4 .5,5'
2,2'. 3, 4 .5.6
2.2'.3.4 .5,6'
2.2'. 3, 4 .5'. 6
2.2'. 3. 4 .6,6'
2.2', 3.4 '.5.5'
2,2',3.4 '.5,6
2,2'. 3, 4'.5.6'
2,2'. 3, 4 '.5- ,6
2.2'. 3.4 '.6.6'
2.2'.3.S .5' .6
2.2'. 3.S .6,6'
2,2' .4.4 '.5.5'
2,2'. 4.4 '.5.6'
2.2'. 4. 4 ',6,6'
2,3,3'. 4 .4'. 5
2.3, 3'. 4 ,4'.S'
2.3,3'. 4 .4'. 6
2.3,3'. 4 .5.5'
2.3.3'. 4 .5.6

161
162
163
164
165
166
167
168
169

170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193

2, 2'. 3, 3', 4. 4 ' , 5
2.2' .3. 3 ' . 4. 4 ' , 6
2, 2', 3. 3 ' , 4. 5. 5'
2, 2 ' , 3, 3 ' , 4. 5. 6
2,2'. 3. 3 ' , 4. 5 ' , 6
2, 2'. 3. 3 ' , 4.6. 6'

2, 2', 3. 3 ' , 5, 5 ' . 6
2. 2 ' . 3. 3 ' , 5, 6, 6'
2.2'. 3, 4, 4 ' , 5.5'
2. 2' .3, 4, 4'. 5, 6
2. 2' .3. 4. 4 ' , £ . 6 '
2,2'.3,4,4',5',6
2, 2 ' , 3, 4, 4 ' . 6, 6'
2.2&gt;.3,4,5.5'.6
2. 2'. 3, 4,5. 6, 6'
2,2', 3. 4 ' . 5. 5 ' . 6
2, 2', 3, 4 ' , 5,6, 6'
2.3, 3'. 4. 4', 5,5'
2, 3, 3', 4,4', 5, 6
2, 3, 3', 4, 4 ' , 5' ,6
2. 3, 3', 4, 5. 5 ' . 6
2.3,3' .4' .5.3'. 6

Ocucnlorotiionenyls
194
195
196
197
198
199
200
201
202
203
204
205

2,2', 3. 3'. .4', 5. 5'
2, 2'. 3, 3 ' , , 4 ' , 5, 6
2, 2 ' , 3, 3 ' . ,4', = , 5 '
2, 2', 3, 3', ,4' ,5, 6'
2, 2', 3. 3 ' , S . S ' . S
2, 2', 3. 3 ' , ,5.6,6'
2.2', 3. 3 ' . .5'. 6. 6'
2, 2', 3, 3 ' , . S . 5 ' , 5 '
2.2', 3, 3' .5. 5 ' , 6, 6'
2, 2'. 3, 4 . 4 ' , 5, 5 ' , 6
2.2* .3, 4, 4' ,5. 6.6'
2.3.3',4,4'f5,5',6

206
207
208

2.2'.3,3'.4.4',5,5',6
2, 2'. 3. 3 ' , 4, 4 ' . 5, 5, 6'
2. 2'. 3, 3'. 4, 5. 5 ' , 6, 6'

NofueHloro61on«nyls

Bteichlorebfomnyl

Anil. Clw*., 302. 20-31 (I960).

B-3

2.3,3'. 4, 5 ' , 6
2, 3, 3'. 4 ' . 5. 5'
2. 3.3'. 4'. 5, 6
2, 3. 3'. 4'. 5 ' , 6
2,3, 3'. 5, 5 ' . 6
2, 3, 4. 4 ' . 5.6 1
2.3',4,4'.5.5
2.3',4.4',5'.5
3. 3' .4. 4'. 5, 5'
HtptieM orab&lt; phtny 1 1

209

**dopt*d froa ttllicftrfttr, K. &gt;nd Ztll, *., FrtstMus 2.

Structure
Htmehlorooiphtnylt

Z.2',3.3'4,4',5,5',6.6'

�2.0

Summary
2.1

The process or product must be sampled such that the specimen collected for analysis is representative of the whole. Statistically
designed selection of the sampling position, time, or discrete
product units should be employed. The sample must be preserved
to prevent PCB loss prior to analysis. Customary inventory storage may be adequate for products. For intermediates, process samples, and other non-product specimens, storage at 4°C with optional preservation at low pH is recommended.

2.2

The sample is mechanically homogenized and subsampled if necessary.
The sample is then spiked with four 13C PCB surrogates and the
surrogates incorporated by further mechanical agitation.

2.3

The surrogate-spiked sample is extracted and cleaned up at the
discretion of the analyst. Simple dilution or direct injection
is permissible. Possible extraction techniques include liquidliquid partition, thermal desorption, and sorption onto resin
columns followed by solvent desorption. Cleanup techniques may
include liquid-liquid partition, sulfuric acid cleanup, saponification, adsorption chromatography, gel permeation chromatography,
or a combination of cleanup techniques. The sample is diluted or
concentrated to a final known volume for instrumental determination.

2.4

The PCB content of the sample extract is determined by capillary
(preferred) or packed column gas chromatography/electron impact
mass spectrometry (CGC/EIMS or PGC/EIMS) operated in the selected
ion monitoring (SIM), full scan, or limited mass scan (IMS) mode.

2.5

PCBs are identified by comparison of their retention time and mass
spectral intensity ratios to those in calibration standards.

2.6

PCBs are quantitated against the response factors for a mixture
of 11 PCB congeners, using the response of the 13C surrogate to
compensate for losses in workup and determination and instrument
variability.

2.7

The PCBs identified by the SIM technique may be confirmed by full
scan CGC/EIMS, retention on alternate GC columns, other mass spectrometric techniques, infrared spectrometry, or other techniques,
provided that the sensitivity and selectivity of the technique are
demonstrated to be comparable or superior to GC/EIMS.

2.8

The analysis time is dependent on the extent of workup employed.
The time required for instrumental analysis of a single sample,
excluding data reduction and reporting, is about 30 to 45 min.

2.9

Appropriate quality control (QC) procedures are included to assess
the performance of the analyst and estimate the quality of the results . These QC procedures include the demonstration of laboratory
capability: periodic analyst certification, the use of control
B-4

�charts, and the analysis of blanks, replicates, and standard addition samples. A quality assurance (QA) plan must be developed for
each laboratory.
2.10 While several options are available throughout this method, the
recommended procedure to be followed is:
2.10.1

The sample is collected according to a scheme which permits extrapolation of the sample data to the whole product or product waste.

2.10.2

The sample is preserved to prevent any loss of PCBs or
changes in matrix which may adversely affect recovery.

2.10.3

The sample is mechanically homogenized and subsampled if
necessary.

2.10.4

The sample is spiked with four 13C PCB surrogates
(4-chlorobiphenyl; 3,3',4,4'-tetrachlorobiphenyl;
2,2',3,3',5,5*,6,6"-octachlorobiphenyl; and decachlorobiphenyl).

2.10.5

Normally, the sample is extracted, although dilution may
also be used.

2.10.6

The extract is cleaned up and concentrated to an appropriate volume.

2.10.7

An aliquot of the extract is analyzed by CGC/EIMS operated in the SIM mode. On-column injections onto a 15-m
DB-5 capillary column, programmed (for toluene solutions)
from 110° to 325°C at 10°/min after a 2-min hold is used.
Helium at 45-cm/sec linear velocity is used as the carrier
gas.

2.10.8

PCBs are identified by retention time and mass spectral
intensities.

2.10.9

PCBs are quantitated against the response factors for a
mixture of 11 PCB congeners.

2.10.10 The total PCBs are obtained by summing the amounts for
each homolog found, and the concentration is reported
as micrograms per gram.
3.0

Interferences
3.1

Method interferences may be caused by contaminants in solvents,
reagents, glassware, and other sample processing hardware, leading
to discrete artifacts and/or elevated baselines in the total ion
current profiles. All of these materials must be routinely demonstrated to be free from interferences by the analysis of laboratory reagent blanks as described in Section 14.4.
B-5

�3.1.1

3.1.2

3.2

4.0

Glassware must be scrupulously cleaned. All glassware
is cleaned as soon as possible after use by rinsing with
the last solvent used. This should be followed by detergent washing with hot water and rinses with tap water and
reagent water. The glassware should then be drained dry
and heated in a muffle furnace at 400°C for 15 to 30 min.
Some thermally stable materials, such as PCBs, may not
be eliminated by this treatment. Solvent rinses with
acetone and pesticide quality hexane may be substituted
for the muffle furnace heating. Volumetric ware should
not be heated in a muffle furnace. After it is dry and
cool, glassware should be sealed and stored in a clean
environment to prevent any accumulation of dust or other
contaminants. It is stored inverted or capped with
aluminum foil.
The use of high purity reagents and solvents helps to
minimize interference problems. Purification of solvents by distillation in all-glass systems may be required. All solvent lots must be checked for purity
prior to use.

Matrix interferences may be caused by contaminants that are coextracted from the sample. The extent of matrix interferences will
vary considerably from source to source, depending upon the nature
and diversity of the sources of samples.

Safety
4.1

The toxicity or carcinogenicity of each reagent used in this
method has not been precisely defined; however, each chemical
compound should be treated as a potential health hazard. From
this viewpoint, exposure to these chemicals must be reduced to
the lowest possible level by whatever means available. The laboratory is responsible for maintaining a current awareness file
of OSHA regulations regarding the safe handling of the chemicals
specified in this method. A reference file of material data handling sheets should also be made available to all personnel involved in the chemical analysis.

4.2

Polychlorinated biphenyls have been tentatively classified as
known or suspected human or mammalian carcinogens. Primary standards of these toxic compounds should be prepared in a hood.
Personnel must wear protective equipment, including gloves and
safety glasses.
Congeners highly substituted at the meta and para positions and
unsubstituted at the ortho positions are reported to be the most
toxic. Extreme caution should be taken when handling these compounds neat or in concentrated solutions. This class includes
3,3',4,4'-tetrachlorobiphenyl (both natural abundance and isotopically labeled).
B-6

�4.3

4.4

5.0

Diethyl ether should be monitored regularly to determine the peroxide content. Under no circumstances should diethyl ether be
used with a peroxide content in excess of 50 ppm, as an explosion
could result. Peroxide test strips manufactured by EM Laboratories (available from Scientific Products Company, Cat. No.
P1126-8 and other suppliers) are recommended for this test. Procedures for removal of peroxides from diethyl ether are included
in the instructions supplied with the peroxide test kit.
Waste disposal must be in accordance with RCRA and applicable
state rules.

Apparatus and Materials
5.1

Sampling containers - Amber glass bottles, 1-liter or other appropriate volume, fitted with screw caps lined with Teflon.
Cleaned foil may be substituted for Teflon if the sample is not
corrosive. If amber bottles are not available, samples should
be protected from light using foil or a light-tight outer container. The bottle must be washed, rinsed with acetone or methylene chloride, and dried before use to minimize contamination.

5.2

Glassware - All specifications are suggestions only. Catalog
numbers are included for illustration only.
5.2.1

Volumetric flasks - Assorted sizes.

5.2.2

Pipets - Assorted sizes, Mohr delivery.

5.2.3

Micro syringes - 10.0 Ml for packed column GC analysis,
1.0 pi for on-column GC analysis.

5.2.4

Chromatographic column - Chromaflex, 400 mm long x 19 mm
ID (Kontes K-420540-9011 or equivalent).

5.2.5

Gel permeation chromatograph - GPC Autoprep 1002 (Analytical Bio Chemistry Laboratories, Inc.) or equivalent.

5.2.6

Kuderna-Danish Evaporative Concentrator Apparatus
5.2.6.1 Concentrator tube - 10 ml, graduated (Kontes
K-570050-1025 or equivalent). Calibration must
be checked. Ground glass stopper size (519/22
joint) is used to prevent evaporation of solvent.
5.2.6.2 Evaporative flask - 500 ml (Kontes K-57001-0500
or equivalent). Attached to concentrator tube
with springs (Kontes K-662750-0012 or equivalent) .
5.2.6.3 Snyder column - Three ball macro (Kontes
K-503000-0121 or equivalent).
B-7

�5.3

Balance - Analytical, capable of accurately weighing 0.0001 g.

5.4

Gas chromatography/mass spectrometer system.
5.4.1

Gas chroraatograph - An analytical system complete with a
temperature programmable gas chromatograph and all required accessories including syringes, analytical columns,
and gases. The injection port must be designed for oncolumn injection when using capillary columns or packed
columns. Other capillary injection techniques (split,
splitless, "Grob," etc.) may be used provided the performance specifications stated in Section 7.1 are met.

5.4.2

Capillary GC column - A 12-20 m long x 0.25 mm ID fused
silica column with a 0.25 (Jm thick DB-5 bonded silicone
liquid phase (J&amp;W Scientific) is recommended. Alternate
liquid phases may include OV-101, SP-2100, Apiezon L,
Dexsil 300, or other liquid phases which meet the performance specifications stated in Section 7.1.

5.4.3

Packed GC column - A 180 cm x 0.2 cm ID glass column
packed with 3% SP-2250 on 100/120 mesh Supelcoport or
equivalent is recommended. Other liquid phases which
meet the performance specifications stated in Section 7.1
may be substituted.

5.4.4

Mass spectrometer - Must be capable of scanning from 150
to 550 daltons every 1.5 sec or less, collecting at least
five spectra per chromatographic peak, utilizing a 70-eV
(nominal) electron energy in the electron impact ionization mode and producing a mass spectrum which meets all
the criteria in Table 2 when 50 ng of decafluorotriphenyl
phosphine [DFTPP, bis(perfluorophenyl)phenyl phosphine]
is injected through the GC inlet. Any GC-to-MS interface
that gives acceptable calibration points at 10 ng per
injection for each PCB isomer in the calibration standard and achieves all acceptable performance criteria
(Section 10) may be used. Direct coupling of the fused
silica column to the MS is recommended. Alternatively,
GC-to-MS interfaces constructed of all glass or glasslined materials are recommended. Glass can be deactivated by silanizing with dichlorodimethylsilane.

5.4.5

A computer system that allows the continuous acquisition
and storage on machine-readable media of all mass spectra
obtained throughout the duration of the chromatographic
program must be interfaced to the mass spectrometer.
The data system must have the capability of integrating
the abundances of the selected ions between specified
limits and relating integrated abundances to concentrations using the calibration procedures described in this
method. The computer must have software that allows
B-8

�TABLE 2. DFTPP KEY IONS AND ION ABUNDANCE CRITERIA
Mass

Ion abundance criteria

197
198
199

Less than 1% of mass 198
100% relative abundance
5-9% of mass 198

275

10-30% of mass 198

365

Greater than 1% of mass 198

441

Present, but less than mass 443

442

Greater than 40% of mass 198

443

17-23% of mass 442

B-9

�searching any GC/MS data file for ions of a specific mass
and plotting such ion abundances versus time or scan
number to yield an extracted ion current profile (EICP).
Software must also be available that allows integrating
the abundance in any EICP between specified time or scan
number limits.
6.0

Reagents
6.1

Solvents - All solvents must be pesticide residue analysis grade.
New lots should be checked for purity by concentrating an aliquot
by at least as much as is used in the procedure.

6.2

Calibration standard congeners - Standards of the PCB congeners
listed in Table 3 are available from Ultra Scientific, Hope,
Rhode Island; or Analabs, North Haven, Connecticut.

6.3

Calibration standard stock solutions - Primary dilutions of each
of the individual PCBs listed in Table 3 are prepared by weighing
approximately 1-10 mg of material within 1% precision. The PCB
is then dissolved and diluted to 1.0 ml with hexane. The concentration is calculated in mg/ml. The primary dilutions are stored
at 4°C in screw-cap vials with Teflon cap liners. The meniscus
is marked on the vial wall to monitor solvent evaporation. Primary dilutions are stable indefinitely if the seals are maintained.
The validity of primary and secondary dilutions must be monitored
on a quarterly basis by analyzing four quality control check samples (see Section 14.2).

6.4

Working calibration standards - Working calibration standards are
prepared that are similar in PCB composition and concentration to
the samples by mixing and diluting the individual standard stock
solutions. Example calibration solutions are shown in Table 3.
The mixture is diluted to volume with pesticide residue analysis
quality hexane. The concentration is calculated in ng/ml as the
individual PCBs. Dilutions are stored at 4°C in narrow-mouth,
screw-cap vials with Teflon cap liners. The meniscus is marked
on the vial wall to monitor solvent evaporation. These secondary
dilutions can be stored indefinitely if the seals are maintained.
These solutions are designated "CSxxx," where the xxx is used to
encode the nominal concentration in ng/ml.

6.5

Alternatively, certified stock solutions similar to those listed
in Table 3 may be available from a supplier, in lieu of the procedure described in Section 6.4.

6.6

DFTPP standard - A 50-ng/|Jl solution of DFTPP is prepared in acetone or another appropriate solvent.

6.7

Surrogate standard stock solution - The four 13C-labeled PCBs
listed in Table 4 may be available from a supplier as a certified solution. This solution may be used as received or diluted
further. These solutions are designated "SSxxx," where the xxx
is used to encode the nominal concentration in (Jg/ml.
B-10

�TABLE 3.
Homolog

CONCENTRATIONS OF CONGENERS IN PCS CALIBRATION STANDARDS (ng/ml)a
Congener
no.

CS100

CS1000

CS050

CS010

1

1

1,040

104

52

10

1

3

1,000

100

50

10

2

7

1,040

104

52

10

3

30

1,040

104

52

10

4

50

1,520

152

76

15

5

97

1,740

174

87

17

6

143

1,920

192

96

19

7

183

2,600

260

130

26

8

202

4,640

464

232

46

9

207

5,060

506

253

51

10

209

4,240

424

212

42

4

255

255

255

255

1

211 (RS)

104

104

104

104

4

212 (RS)

257

257

257

257

8

213 (RS)

407

407

407

407

10

a

210 (IS)

214 (RS)

502

502

502

502

Concentrations given as examples only.

B-ll

�TABLE 4. COMPOSITION OF SURROGATE SPIKING SOLUTION (SS100) CONTAINING
13
C-LABELED PCBsa
Congener
no.

Compound

Concentration
((jg/ml)

211

104

212

(13C12)3,3',4,4'-tetrachlorobiphenyl

257

213

(13C12)2,2(,3,3',5,5',6,6'-octachlorobiphenyl

395

214

a

(l',2',3',4l,5',6l-13C6)4-chlorobiphenyl

(13C12)decachlorobiphenyl

502

Concentrations given as examples only.

B-12

�6.8

Internal standard solution - A solution of d6-3,3',4,4'-tetrachlorobiphenyl is prepared at a nominal concentration of 1-10
mg/ml in hexane. The solution is further diluted to give a working standard.

6.9

Solution stability - The calibration standard, surrogate, and
DFTPP solutions should be checked frequently for stability. These
solutions should be replaced after 6 months, or sooner if comparison with quality control check samples indicates compound degradation or concentration change.

6.10 Quality control check samples will be supplied by the Agency.
7.0

Calibration
7.1

The gas chromatograph must meet the minimum operating parameters
shown in Tables 5 and 6, daily. If all criteria are not met, the
analyst must adjust conditions and repeat the test until all criteria are met,

7.2

The mass spectrometer must meet the minimum operating parameters
shown in Tables 2, 7, and 8, daily. If all criteria are not met,
the analyst must retune the spectrometer and repeat the test until all conditions are met.

7.3

The PCB response factors (RF ) must be determined using Equation
7-1 for the analyte homologs?
A x M.
RF = -£
~
Eq. 7-1
P
A
is x Mp
where
RF = response factor of a given PCB congener
A = area of the characteristic ion for the PCB congener
™
peak
M = mass of PCB congener injected (nanograms)
A.

= area of the characteristic ion for the internal
standard peak

M. = mass of internal standard injected (nanograms)
IS
Using the same conditions as for RF , the surrogate response
factors (RF ) must be determined using Equation 7-2.
s
A x M.

w

*= t f
^

where A = area of the characteristic ion for the surrogate peak
M s = mass of surrogate injected (nanograms)
Other terms are the same as defined in Equation 7-1.
B-13

�TABLE 5. OPERATING PARAMETERS FOR CAPILLARY COLUMN GAS CHROMATOGRAPHIC SYSTEM
Recommended

Parameter

Tolerance

Liquid phase

Finnigan 9610
15 m x 0.255 mm ID
Fused silica
DB-5 (J&amp;W)

Liquid phase thickness

0.25 |Jm

Carrier gas

Helium

Carrier gas velocity

45 cm/sec

Injector
Injector temperature

On-column (J&amp;W)
c
Optimum performance

Other
Optimum performance

Injection volume

1.0 plc
70°C (2 min)d
70°-325°C at 10°C/min£

Other
Other
Other

Transfer line temperature

None
280°C

Glass jet or othe
p
Optimum6

Tailing factor

0.7-1.5

0.4-3

Peak width

7-10 sec

&lt; 15 sec

Gas chromatograph
Column

Other
Other
Other nonpolar
or semipolar
&lt; 1 pro
Hydrogen
Optimum performance

p

Initial column temperature
Column temperature program

Separator

a

Substitutions permitted with any common apparatus or technique provided
performance criteria are met.

b

Measured by injection of air or methane at 270°C oven temperature.

c

For on-column injection, manufacturer's instructions should be followed
regarding injection technique.

d

With on-column injection, initial temperature equals boiling point of the
solvent; in this instance, hexane.

e

C 12 Cl 1 o elutes at 270°C. Programming above this temperature ensures a
clean column and lower background on subsequent runs.

f

Fused silica columns may be routed directly into the ion source to prevent separator discrimination and losses.

g

High enough to elute all PCBs, but not high enough to degrade the column
if routed through the transfer line.

h

Tailing factor is width of front half of peak at 10% height divided by width
of back half of peak at 10% height for single PCB congeners in solution CSxxx.

i

Peak width at 10% height for a single PCB congener is CSxxx.
B-14

�TABLE 6. OPERATING PARAMETERS FOR PACKED COLUMN GAS CHRQMATOGRAPHY SYSTEM
Tolerance

Recommended

Parameter
Gas chromatograph

Finnigan 9610

Other3

Column

180 cm x 0.2 cm ID
glass

Other

Column packing

3% SP-2250 on 100/
120 mesh Supelcoport

Other nonpolar
or semipolar

Carrier gas

Helium

Hydrogen

Carrier gas flow rate

30 ml/min

Optimum performance

Injector

On-column

Other

Injector temperature

250°C

Optimum

Injection volume

1.0 pi

S 5 |Jl

Initial column temperature

150°C, 4 min

Other

Column temperature program

150°-260°C 3t 8°/min

Other

Separator

Glass jet

Other

Transfer line temperature

280°C

Optimum

Tailing factor

0.7-1.5

0.4-3

Peak width

10-20 sec

&lt; 30 sec

o

a

Substitutions permitted if performance criteria are met.

b High enough to elute all PCBs.
c Tailing factor is width of front half of peak at 10% height divided by
width of back half of peak at 10% height for single PCB congeners in solution CSxxx.
d

Peak width at 10% height for a single PCB congener in CSxxx.

B-15

�TABLE 7. OPERATING PARAMETERS FOR QUADRUPOLE MASS SPECTROMETER SYSTEM
Parameter

Recommended

Tolerance

Mass spectrometer

Finnigan 4023

Other3

Data system

Incos 2400

Other

Scan range

95-550

Other

Scan time

1 sec

Otherb

Resolution

Unit

Optimum performance

Ion source temperature

280°C

200°-300°C

Electron energy

70 eV

Optimum performance

Trap current

0.2 mA

Optimum performance

Multiplier voltage

-1,600 V

Optimum performance

Preamplifier sensitivity

10"6 A/V

Set for desired
working range

a

Substitutions permitted if performance criteria are met.

b

Greater than five data points over a GC peak is a minimum.

c

Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

B-16

�TABLE 8. OPERATING PARAMETERS FOR MAGNETIC SECTOR MASS SPECTROMETER SYSTEM
Parameter

Tolerance

Recommended

Mass spectrometer

Finnigan MAT 31 1A

Other3

Data system

Incos 2400

Other

Scan range

98-550

Other

Scan mode

Exponential

Other

Cycle time

1.2 sec

Otherb

Resolution

1,000

&gt; 500

Ion source temperature

280°C

250°-300°C

Electron energy

70 eV

70 eV

Emission current

1-2 mA

Optimum

Filament current

Optimum

Optimum

Multiplier

-1,600 V

Optimum

a

Substitutions permitted if performance criteria are met.

b Greater than five data points over a GC peak is a minimum.
c Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

B-17

�If specific congeners are known to be present and if standards
are available, selected RF values may be employed. For general
samples, solutions CSxxx and SSxxx or a mixture (Tables 3 and 4),
with a similar level of internal standard (de-3,31,4,4'-tetrachlorobiphenyl) added, may be used as the response factor solution.
The PCB-surrogate pairs to be used in the RF calculation are listed
in Table 9.
Generally, only the primary ions of both the analyte and surrogate
are used to determine the RF values. If alternate ions are to be
used in the quantitation, the RF must be determined using that
characteristic ion.
The RF value must be determined in a manner to assure ±20% accuracy and precision. For instruments with good day-to-day precision, a running mean (RF) based on seven values determined once
each day may be appropriate. Other options include, but are not
limited to, triplicate determinations of a single concentration
spaced throughout a day or determination of the RF at three different levels to establish a working curve.
If replicate RF values differ by greater than ±10% RSD, the system
performance should be monitored closely. If the RSD is greater
than ±20%, the data set must be considered invalid and the RF redetermined before further analyses are done.
7.4

7.5

8.0

If the GC/EIMS system has not been demonstrated to yield a linear
response or if the analyte concentrations are more than two orders
of magnitude different from those in the RF solution, a calibration
curve must be prepared. If the analyte and RF solution concentrations differ by more than one order of magnitude, a calibration
curve should be prepared. A calibration curve should be established with triplicate determinations at three or more concentrations bracketing the analyte levels.
The relative retention time (RRT) windows for the 10 homologs and
surrogates must be determined. If all congeners are not available,
a mixture of available congeners or an Aroclor mixture (e.g.,
1016/1254/1260) may be used to estimate the windows. The windows
must be set wider than observed if all isomers are not determined.
Typical RRT windows for one column are listed in Table 10. The
windows may differ substantially if other GC parameters are used.

Sample Collection, Handling, and Preservation
8.1

Amber glass sample containers should have Teflon-lined screw caps.
With noncorrosive samples, methylene chloride-washed aluminum foil
liners may be substituted. The volume and configuration are determined by the amount of sample to be collected and its physical
properties. For dry powders, other containers such as heavy-walled
polyethylene bags may be appropriate.

B-18

�TABLE 9. PAIRINGS OF ANALYTE, CALIBRATION, AND SURROGATE COMPOUNDS
Analyte
Congener
no .
1
2,3

Calibration standard

Compound
2-C12H9Cl
3- and 4-C12H9Cl

1 C
"ID
1 £ OQ

f*
TT f&gt; "I
^ 1 2 8 2
P
IT PI

/•A — Cl
**U ~ o 1

P IIP!
L ^ 2 6 ^ •*- 4
^

oZ" 1Z /

OO

1O T

L.^2"5^'-'-5

128-169
170-193
194-205
206-208
209

C12H4C16
C12H3C17
C12H2C18
C12HC19
Ci2CliQ

4

ID" oy

*-*l2**7'-'^-3

P

TT O T

Congener
no.
I
3
7
30
50
97
143
183
202
207
209

Compound

2
4
2,4
2,4 ,6
2,2 ',4,6
2,2 ',3', 4,
5
2,2 ',3,4,5 ,6'
2,2 ',3', 4, ,5', 6
4'
2»2 ',3,3',5, 5', 6, 6'
2,2 ',3,3',4, 4', 5, 6, 6'
C12Clio

w
a

Ballschmiter numbering system, see Table 1.

Surrogate
Congener
no.
Compound
211
211
211
212
212
212
212
213
213
213
214

13

C6-4
C6-4
13
C6-4
13
Cl2-3,3' ,4 ,4'
13
C12-3,3' ,4 ,4'
13
Cl2-3,3' ,4 ,4'
13
C12-3,3' ,4 ,4'
13
Cl2-2,2' ,3 ,3' , 5,5', 6, 6'
13
C12-2,2' ,3 ,3' ,5,5' ,6, 6'
13
C12-2,2' ,3 ,3' ,5, 5', 6, 6'
13
C12C110
13

�TABLE 10.

PCB
homo log

RELATIVE RETENTION TIME (RRT) RANGES OF PCB HOMOLOGS
VERSUS de-3,31.4,4'-TETRACHLOROBIPHENYL

No. of
isomers
measured

Observed range
of RRTs3

Calibration solution
Congener
Observed
no.
RRT3

Projected
range of
RRTs

3

0.40-0.50

1
3

0.43
0.50

0.35-0.55

10

0.52-0.69

7

0.58

0.35-0.80

9

0.62-0.79

30

0.65

0.35-1.10

Tetrachloro

16

0.72-1.01

50

0.75

0.55-1.05

Pentachloro

12

0.82-1.08

97

0.98

0.80-1.10

Hexachloro

13

0.93-1.20

143

1.05

0.90-1.25

Heptachloro

4

1.09-1.30

183

1.15

1.05-1.35

Octachloro

6

1.19-1.36

202

1.19

1.10-1.50

Nonachloro

3

1.31-1.42

207

1.33

1.25-1.50

Decachloro

1

1.44-1.45

209

1.44

1.35-1.50

Monochloro

Dichloro
Trichloro

a

The RRTs of the 77 congeners and a mixture of Aroclor 1016/1254/1260 were
measured versus 3,3',4,4'-tetrachlorobiphenyl-de (internal standard) using
a 15-m J&amp;W DB-5 fused silica column with a temperature program of 110°C
for 2 min, then 10°C/min to 325°C, helium carrier at 45 cm/sec, and an oncolumn injector. A Finnigan 4023 Incos quadrupole mass spectrometer operating with a scan range of 95-550 daltons was used to detect each PCB
congener.

b

The projected relative retention windows account for overlap of eluting
homologs and take into consideration differences in operating systems
and lack of all possible 209 PCB congeners.

B-20

�8.2

Sample bottle preparation
8.2.1

8.2.2

Sample bottles are heated to 400°C for 15 to 20 min or
rinsed with pesticide grade acetone or hexane and allowed
to air dry.

8.2.3
8.3

All sample containers and caps should be washed in detergent solution, rinsed with tap water, and then with distilled water. The bottles and caps are allowed to drain
dry in a contaminant-free area. Then the caps are rinsed
with pesticide grade hexane and allowed to air dry.

The clean bottles are stored inverted or sealed until use.

Sample collection
8.3.1

8.3.2

Discrete product units - If the product is small enough
that one or more discrete units would be used as the analytical sample, a statistically random sampling approach
is recommended.

8.3.3

Liquids or free-flowing solids - If possible, the source
is mixed thoroughly before collecting the sample. If
mixing is impractical, the sample should be collected
from a representative area of the source. If the liquid
is flowing through an enclosed system, sampling through
a valve should be randomly timed.

8.3.4

8.4

The primary consideration in sample collection is that
the sample collected be representative of the whole.
Therefore, sampling plans or protocols for each individual producer's situation will have to be developed. The
recommendations presented here describe general situations. The number of replicates and sampling frequency
also must be planned prior to sampling.

Solids - Larger bulk solids which must be subsampled to
get a reasonably sized analytical sample must be treated
on a case-by-case basis. A representative sample should
be obtained by designing a sampling location selection
scheme such that all parts of the whole have a finite,
known probability of inclusion. Based on such a scheme,
the PCS content of the sample can be used to extrapolate
to the content of the whole.

Sample preservation - Product samples should be stored as the bulk
or packaged product inventory would be stored, or in a cool, dry,
dark area. Intermediates, process samples, or other non-product
specimens should be stored at 4°C. If there is a possibility of
microbial degradation, addition of HgSC^ during collection to a
pH &lt; 2 is recommended. A test strip is used to monitor pH. Storage times in excess of 4 weeks are not recommended.

B-21

�If residual chlorine is present in the sample, it should be
quenched with sodium thiosulfate. EPA Methods 330.4 and 330.5
may be used to measure the residual chlorine.1 Field test kits
are available for this purpose.
9.0

Sample Preparation
Since a wide variety of matrices may be subjected to analysis by this
method, the extraction/cleanup procedure cannot be specified. This
section describes general guidelines for subsampling, addition of 13C
surrogates, dilution, extraction, cleanup, extract concentration, and
other sample preparation procedures.
9.1

Sample homogenization and subsampling - The sample is homogenized
by shaking, blending, shredding, crushing, or other appropriate
mechanical technique. A representative subsample of 100 g or other
known mass is then taken. The sample size is dependent upon the
anticipated PCB levels and difficulty of the subsequent extraction/
cleanup steps.
Note: The precision of the mass determination at this step will
be reflected in the overall method precision. Therefore, an analytical balance must be used to assure that the weight is accurate to ±1% or better.

9.2

Surrogate addition - An appropriate volume of surrogate solution
SSxxx is pipetted into the sample. The final concentration of the
surrogates must be in the working range of the calibration and
well above the matrix background. The surrogates are thoroughly
incorporated by further mechanical agitation. For nonviscous
liquids, shaking for 30 sec should be sufficient. For viscous
liquids or free-flowing solids, 10-min tumbling is recommended.
In cases where inadequate incorporation may be expected, such as
solids, overnight equilibration with agitation is recommended.
Note: The volume measurement of the spiking solution is critical
to the overall method precision. The analyst must exercise caution that the volume is known to ±J% or better. Where necessary,
calibration of the pipet is recommended.

9.3

Sample preparation (extraction/cleanup) - After addition of the
surrogates, the sample is further treated at the discretion of
the analyst, provided that the GC/EIMS response of the four surrogates meets the criteria listed in Section 7.0. The literature
pertaining to these techniques has been reviewed.2 Several possible techniques are presented below for guidance only. The applicability of any of these techniques to a specific sample matrix must be determined by the precision and accuracy of the 13C
PCB surrogate recoveries, as discussed in Section 14.2.

B-22

�9.3.1

Extraction1
9.3.1.1 Dilution - In some cases, where the PCB concentration is high, a simple volumetric dilution
with an appropriate solvent may be sufficient
sample preparation.
9.3.1.2 Direct injection - If sample viscosity permits,
direct injection with no dilution is permissible.
9.3.1.3 Liquid-liquid extraction - If the matrix is
aqueous (or another solvent in which PCBs are
only slightly soluble), a liquid-liquid partition may be effective. The solvent, number of
extractions, solvent-to-sample ratio, and other
parameters are chosen at the analyst's discretion.
9.3.1.4 Sorbent column extraction - PCBs may be isolated
from free-flowing liquids onto sorbent columns.
The selection of sorbent (XAD, Porapak, carbonpolyurethane foam, etc.) will depend on the nature of the matrix. The available methods have
been reviewed.2
9.3.1.5 Thermal desorption - If the matrix is nonvolatile, thermal desorption of the PCBs onto a
sorbent column, filter, or cold trap may be an
effective extraction/cleanup method.

9.3.2

Cleanup - Several tested cleanup techniques are described
below. All but the base cleanup (9.3.2.8) were previously
validated for PCBs in transformer fluids.3 Depending
upon the complexity of the sample, one or more of the
techniques may be required to fractionate the PCBs from
interferences. For most cleanups a concentrated (1-5 ml)
extract should be used.
9.3.2.1 Acid cleanup
9.3.2.1.1 Place 5 ml of concentrated sulfuric
acid into a 40-ml narrow-mouth screwcap bottle. Add the sample extract.
Seal the bottle with a Teflon-lined
screw cap and shake for 1 min.
9.3.2.1.2 Allow the phases to separate, transfer
the sample (upper phase) with three
rinses of 1-2 ml solvent to a clean
container and concentrate to an appropriate volume.

B-23

�9.3.2.1.3
9.3.2.1.4

9.3.2.2

Analyze as described in Section 10.0.
If the sample is highly contaminated,
a second or third acid cleanup may
be employed.

Florisil column cleanup
9.3.2.2.1

9.3.2.2.2

Place a 20-g charge of Florisil,
activated overnight at 130°C, into a
Chromaflex column. Settle the Florisil by tapping the column. Add about
1 cm of anhydrous sodium sulfate to
the top of the Florisil. Pre-elute
the column with 70-80 ml of hexane.
Just before the exposure of the sodium
sulfate layer to air, stop the flow.
Discard the eluate.

9.3.2.2.3

Add the sample extract to the column.

9.3.2.2.4

Carefully wash down the inner wall
of the column with 5 ml of hexane.

9.3.2.2.5

Add 200 ml of 6% ethyl ether/hexane
and set the flow to about 5 ml/min.

9.3.2.2.6

Collect 200 ml of eluate in a KudernaDanish flask. All the PCBs should be
in this fraction. Concentrate to an
appropriate volume.

9.3.2.2.7

9.3.2.3

Variations among batches of Florisil
(PR grade or equivalent) may affect
the elution volume of the various
PCBs. For this reason, the volume
of solvent required to completely
elute all PCBs must be verified by
the analyst. The weight of Florisil
can then be adjusted accordingly.

Analyze the sample as described in
Section 10.0.

Alumina column cleanup
9.3.2.3.1

B-24

Adjust the activity of the alumina
(Fisher A450 or equivalent) by heating to 200°C for 2 to 4 hr. When
cool, add 3% water (wt:wt) and mix
until uniform. Store in a tightly
sealed bottle. Allow the deactivated
alumina to equilibrate at least 1/2 hr
before use. Reactivate weekly.

�9.3.2.3.2 Variations between batches of alumina
may affect the elution volume of the
various PCBs. For this reason, the
volume of solvent required to completely elute all of the PCBs must
be verified by the analyst. The
weight of alumina can then be adjusted accordingly.
9.3.2.3.3 Place a 50-g charge of alumina into
a Chromaflex column. Settle the
alumina by tapping. Add about 1 cm
of anhydrous sodium sulfate. Preelute the column with 70-80 ml of
hexane. Just before exposure of the
sodium sulfate layer to air, stop
the flow. Discard the eluate.
9.3.2.3.4 Add the sample extract to the column.
9.3.2.3.5 Carefully wash down the inner wall
of the column with 5 ml of hexane.
9.3.2.3.6 Add 295 ml of hexane to the column.
9.3.2.3.7 Discard the first 50 ml.
9.3.2.3.8 Collect 250 ml
Kuderna-Danish
PCBs should be
Concentrate to

of the hexane in a
flask. All of the
in this fraction.
an appropriate volume.

9.3.2.3.9 Analyze the sample as described in
Section 10.0.
9.3.2.4 Silica gel column cleanup
9.3.2.4.1 Activate silica gel (Davison Grade
950 or equivalent) at 135°C overnight.
9.3.2.4.2 Variations between batches of silica
gel may affect the elution volume of
the various PCBs. For this reason,
the volume of solvent required to
completely elute all of the PCBs must
be verified by the analyst. The
weight of silica gel can then be adjusted accordingly.

B-25

�9.3.2.4.3

Place a 25-g charge of activated
silica gel into a Chromaflex column.
Settle the silica gel by tapping the
column. Add about 1 cm of anhydrous
sodium sulfate to the top of the
silica gel.

9.3.2.4.4 Pre-elute the column with 70-80 ml
of hexane. Discard the eluate. Just
before exposing the sodium sulfate
layer to air, stop the flow.
9.3.2.4.5 Add the sample extract to the column.
9.3.2.4.6 Wash down the inner wall of the column
with 5 ml of hexane.
9.3.2.4.7 Elute the PCBs with 195 ml of 10%
diethyl ether in hexane (v:v).
9.3.2.4.8

Collect 200 ml
Kuderna-Danish
PCBs should be
Concentrate to

of the eluate in a
flask. All of the
in this fraction.
an appropriate volume.

9.3.2.4.9 Analyze the sample as described in
Section 10.0.
9.3.2.5

Gel permeation cleanup
9.3.2.5.1

Set up and calibrate the gel permeation chromatograph with an SX-3 column
according to the Autoprep instruction
manual. Use 15% methylene chloride
in cyclohexane (v:v) as the mobile
phase.

9.3.2.5.2

Inject 5.0 ml of the sample extract
into the instrument. Collect the
fraction containing the PCBs (see
Autoprep operator's manual) in a
Kuderna-Danish flask equipped with
a 10-ml ampul.

9.3.2.5.3

Concentrate the PCB fraction to an
appropriate volume.

9.3.2.5.4 Analyze the sample as described in
Section 10.0.

B-26

�9.3.2.6 Acetonitrile partition
9.3.2.6.1 Place the sample extract into a 125-ml
separately funnel with enough hexane
to bring the final volume to 15 ml.
Extract the sample four times by shaking vigorously for 1 min with 30-ml
portions of hexane-saturated acetonitrile.
9.3.2.6.2 Combine and transfer the acetonitrile
phases to a 1-liter separatory funnel
and add 650 ml of distilled water
and 40 ml of saturated sodium chloride
solution. Mix thoroughly for about
30 sec. Extract with two 100-ml portions of hexane by vigorously shaking
about 15 sec.
9.3.2.6.3 Combine the hexane extracts in a
1-liter separatory funnel and wash
with two 100-ml portions of distilled
water. Discard the water layer and
pour the hexane layer through an 8-10
cm anhydrous sodium sulfate column
into a 500-ml Kuderna-Danish flask
equipped with a 10-ml ampul. Rinse
the separatory funnel and column with
three 10-ml portions of hexane.
9.3.2.6.4 Concentrate the extracts to an appropriate volume.
9.3.2.6.5 Analyze as described in Section 10.0.
9.3.2.7 Florisil slurry cleanup
9.3.2.7.1 Place the sample extract into a 20-ml
narrow-mouth screw-cap container.
Add 0.25 g of Florisil (PR grade or
equivalent). Seal with a Teflon-lined
screw cap and shake for 1 min.
9.3.2.7.2 Allow the Florisil to settle; then
decant the treated solution into a
second container with rinsing. Concentrate the sample to an appropriate
volume. Analyze as described in Section 10.0.

B-27

�9.3.2.8 Base cleanup4
9.3.2.8.1 Quantitatively transfer the concentrated extract to a 125-ral extraction
flask with the aid of several small
portions of solvent.
9.3.2.8.2 Evaporate the extract just to dryness
with a gentle stream of dry filtered
nitrogen, and add 25 ml of 2.5% alcoholic KOH.
9.3.2.8.3 Add a boiling chip, put a water condenser in place, and allow the solution to reflux on a hot plate for 45
min.
9.8.2.8.4 After cooling, transfer the solution
to a 250-ml separatory funnel with
25 ml of distilled water.
9.3.2.8.5 Rinse the extraction flask with 25
ml of hexane and add it to the
separatory funnel.
9.3.2.8.6 Stopper the separatory funnel and
shake vigorously for at least 1 min.
Allow the layers to separate, and
transfer the lower aqueous phase to
a second separatory funnel.
9.3.2.8.7 Extract the saponification solution
with a second 25-ml portion of hexane.
After the layers have separated, add
the first hexane extract to the second separatory funnel and transfer
the aqueous alcohol layer to the
original separatory funnel.
9.3.2.8.8 Repeat the extraction with a third
25-ml portion of hexane. Discard
the saponification solution, and combine the hexane extracts.
9.3.2.8.9 Concentrate the hexane layer to an
appropriate volume, and analyze as
described in Section 10.0.

B-28

�10.0

Gas Chromatographic/Electron Impact Mass Spectrometric Determination
10.1 Internal standard addition - An appropriate volume of the internal
standard solution is pipetted into the sample. The final concentration of the internal standard must be in the working range of
the calibration and well above the matrix background. The internal standard is thoroughly incorporated by mechanical agitation.
Note: The volumetric measurement of the internal standard solution is critical to the overall method precision. The analyst
must exercise caution that the volume is known to be ±1% or better.
Where necessary, calibration of the pipet is recommended.
10.2

Tables 2, and 5 through 8 summarize the recommended operating conditions for analysis. Figure 1 presents an example of a chromatogram.

10.3 While the highest available chromatographic resolution is not a
necessary objective of this protocol, good chromatographic performance is recommended. With the high resolution of CGC, the
probability that the chromatographic peaks consist of single compounds is higher than with PGC. Thus, qualitative and quantitative data reduction should be more reliable.
10.4 After performance of the system has been certified for the day
and all instrument conditions set according to Tables 2, and 5
through 8, inject an aliquot of the sample onto the GC column.
If the response for any ion, including surrogates and internal
standards, exceeds the working range of the system, dilute the
sample and reanalyze. If the responses of surrogates, internal
standards, or analytes are below the working range, recheck the
system performance. If necessary, concentrate the sample and reanalyze .
10.5 Record all data on a digital storage device (magnetic disk, tape,
etc.) for qualitative and quantitative data reduction as discussed
below.
11.0 Qualitative Identification
11.1 Selected ion monitoring (SIM) or limited mass scan (LMS) data The identification of a compound as a given PCB homolog requires
that two criteria be met:
11.1.1

(1) The peak must elute within the retention time window
set for that homolog (Section 7.5); and (2) the ratio of
two ions obtained by SIM (Table 11) or by LMS (Table 12)
must match the natural ratio within ±20%. The analyst
must search the higher mass windows, in particular M+70,
to prevent misidentification of a PCB fragment ion cluster
as the parent.

B-29

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Till,;

Figure 1. Capillary gas chromatography/clectron impact ionization mass spectrometry (CGC/EIMS)
chroniatogram or the calibration standard solution required for quantitation of PCBs by homolog.
This chroniatogram includes PCBs representative of each homolog, three carbon-13 labeled surrogates,
and the deuterated internal standard; The concentration of a J 1 components and the CGC/EIMS
parameters are presented in Tables 3, 4, 5, and 7.

�TABLE 11. CHARACTERISTIC SIM IONS FOR PCBs
Ion (relative intensity)
Secondary
Tertiary

Homolog

Primary

Ci2H9Cl

188 (100)

190 (33)

-

CiaHgCls

222 (100)

224 (66)

226 (11)

C12H7Cl3

256 (100)

258 (99)

260 (33)

Ci2H6Cl4

292 (100)

290 (76)

294 (49)

Ci2H5Cl5

326 (100)

328 (66)

324 (61)

C12H4Cl6

360 (100)

362 (82)

364 (36)

CiaHsCl?

394 (100)

396 (98)

398 (54)

CisH^Clg

430 (100)

432 (66)

428 (87)

Ci2HCl9

464 (100)

466 (76)

462 (76)

Ci2Clib

498 (100)

500 (87)

496 (68)

Source: Rote, J. W., and W. J. Morris, "Use of Isotopic Abundance Ratios in
Identification of Polychlorinated Biphenyls by Mass Spectrometry,"
J. Assoc. Offic. Anal. Chem.. 56(1), 188-199 (1973).

B-31

�TABLE 12.

LIMITED MASS SCANNING (LMS) RANGES FOR PCBs

Compound

Mass range (m/z)

C.ACU

186-190

C12HgCl2

220-226

L 12nyC i-3

254-260

C ^2ngC J-3

288-294

C i2n5Cl5

322-328

Ci2H4Clg

356-364

C12H3C17

386-400

C12H2Clg

426-434

C12HC19

460-468

C12C110

494-504

C12D6C14

294-300

13

192-196

13

300-306

13

438-446

C612C6H9C1

C12H6C14
C12H2C18

13

506-516

C12C110

a

Adapted from Tindall, G. W., and P. E. Wininger, "Gas Chromatography-Mass
Spectrometry Method for Identifying and Determining Polychlorinated Biphenyls," J. Chromatogr., 196, 109-119 (1980).

B-32

�11.1.2

If one or the other of these criteria is not met, interferences may have affected the results, and a reanalysis
using full scan EIMS conditions is recommended.

11.2 Full scan data
11.2.1

The peak must elute within the retention time windows
set for that homolog (as described in Section 7.5).

11.2.2

The unknown spectrum must match that of an authentic PCB.
The intensity of the three largest ions in the molecular
cluster (two largest for monochlorobiphenyls) must match
the natural ratio within ±20%. Fragment clusters with
proper intensity ratios must also be present.

11.2.3

Alternatively, a spectral search may be used to automatically reduce the data. The criteria for acceptable
identification include a high index of similarity. For
the Incos 2300, a fit of 750 or greater must be obtained.

11.3 Disputes in interpretation - Where there is reasonable doubt as
to the identity of a peak as a PCB, the analyst must either identify the peak as a PCB or proceed to a confirmational analysis
(see Section 13.0).
12.0 Quantitative Data Reduction
12.1 Once a chromatographic peak has been identified as a PCB, the compound is quantitated based either on the integrated abundance of
the SIM data or EICP for the primary characteristic ion in Tables
11 and 12. If interferences are observed for the primary ion,
use the secondary and then tertiary ion for quantitation. If
interferences in the parent cluster prevent quantitation, an ion
from a fragment cluster (e.g., M-70) may be used. Whichever ion
is used, the RF must be determined using that ion. The same criteria should be applied to the surrogate compounds (Table 13).

12.2 Using the appropriate analyte-internal standard pair and response
factor (RF ) as determined in Section 7.3, calculate the concentration of^each peak using Equation 12-1.
A
M.
V
Concentration (yg/g) = ^ • ~ • ^ • ^
Eq. 12-1
is
p
e
i
where
A = area of the characteristic ion for the analyte PCB
^
peak
A. = area of the characteristic ion for the internal
standard peak
RF = response factor of a given PCB congener

B-33

�TABLE 13. CHARACTERISTIC IONS FOR

13

C-LABELED PCS SURROGATES

Primary

Ion (relative intensity)
Secondary

13

194 (100)

196 (33)

13

304 (100)

306 ( 9
4)

302 (78)

13

442 (100)

444 (65)

440 (89)

13

510 (100)

512 (87)

514 (50)

Specific compound
C612C6H9C1
C12H6C14
C12H2C18
C12C110

B-34

Tertiary

�M. = mass of internal standard injected (micrograms)
IS
M = mass of sample extracted (grams)
V. = volume injected (microliters)
V = volume of sample extract (microliters)
12.3

If a peak appears to contain non-PCB interferences, which cannot
he circumvented by a secondary or tertiary ion, either:
12.3.1
12.3.2

Perform additional chemical cleanup (Section 9) and then
reanalyze the sample; or

12.3.3
12.4

Reanalyze the sample on a different column which separates the PCB and interf erents ;

Quantitate the entire peak as PCB.

Calculate the recovery of the four 13C surrogates using the appropriate surrogate-internal standard pair and response factor
(RF. ) as determined in Section 7.4 using Equation 12-2.
A
M.
Recovery ( ) = ^ • - r • ^ • 100
%
|Eq. 12-2
is
s
s
where A S = area of the characteristic ion for the surrogate peak
A. = area of the characteristic ion for the internal standard
18
peak
RF = response factor for the surrogate compound with respect
to the internal standard (Equation 7-2)
M. = mass of internal standard injected (nanograms)
3.S
MS - mass of surrogate, assuming 100% recovery (nanograms)

12.5 Correct the concentration of each peak using Equation 12-3. This
is the final reportable concentration.
Corrected concentration (pg/g) =
12.6

. 100

Eq. 12-3

Sum all of the peaks for each homolog, and then sum those to yield
the total PCB concentration in the sample. Report all numbers in
pg/g. The reporting form in Table 14 may be used. If an alternate reporting format (e.g., concentration per peak) is desired,
a different report form may be used. The uncorrected concentrations, percent recovery, and corrected recovery are to be reported.

12.7 Round off all numbers reported to two significant figures.

B-35

�TABLE 14. ANALYSIS REPORT
INCIDENTAL PCBs IN COMMERCIAL PRODUCTS OR PRODUCT WASTES
Sample No.
Sample Matrix
Sample Source
Notebook No. or File Location

Volume Extracted
Extraction/Cleanup

Int. Std.

Procedure

Mass Added (pg)

(Circle one)
298

4-Cl(d6)

Surrogates

Mass Added (pg)

(Circle one)

300

Ratio

194

196

100/33

4-C1

304

306

100/49

8-C1

442

444

100/65

10-C1

510

512

100/87

B-36

Intensity

100/49

1-C1

(continued)

Ratio

Intensity

% Recovery

�TABLE 14 (continued)
Qualitative
Analyte

1° 2°

I

l°

T
1

2°

Ratio Theoretical

1-C1

188

190

100/33

2-C1

222 224

100/66

3-C1

256 258

100/99

4-C1

292 290

100/76

5-C1

326 328

100/66

6-C1

360 362

100/82

7-C1

394 396

100/98

8-C1

430 432

100/66

9-C1

464 466

100/76

10-C1

498 500

Quantitative
Uncorr. Corr.
Ion
Cone.
Cone.
OK? Used RF
(|Jg/g) (Hg/g)

100/87

Total

M8/8
Uncorr.

Reported by:

Internal Audit:

Name

Name

EPA Audit:
Name

Signature/Date

Signature/Date

Signature/Date

Organization

Organization

Organization

B-37

M8/8
Corr.

�13.0

Confirmation
If there is reason to question the qualitative identification (Section
11.0), the analyst may choose to confirm that a peak is not a PCB. Any
technique may be chosen provided that it is validated as having equivalent or superior selectivity and sensitivity to GC/EIMS. Some candidate
techniques include alternate GC columns (with EIMS detection), GC/CIMS,
GC/NCIMS, high resolution EIMS, and MS/MS techniques. Each laboratory
must validate confirmation techniques to show equivalent or superior
selectivity between PCBs and interferences and sensitivity (limit of
quantitation, LOQ).
If a peak is confirmed as being a non-PCB, it may be deleted from the
calculation (Section 12). If a peak is confirmed as containing both
PCB and non-PCB components, it must be quantitated according to Section
12.3.

14.0 Quality Control
14.1

Each laboratory that uses this method must operate a formal quality control (QC) program. The minimum requirements of this program consist of an initial demonstration of laboratory capability
and the analysis of spiked samples as a continuing check on performance. The laboratory must maintain performance records to define
the quality of data that are generated. After a date specified by
the Agency, ongoing performance checks should be compared with
established performance criteria to determine if the results of
analyses are within accuracy and precision limits expected of the
method.

14.2

The analysts must certify that the precision and accuracy of the
analytical results are acceptable by:
14.2.1

14.2.2

14.3

The absolute precision of surrogate recovery, measured
as the RSD of the integrated EIMS area (A ) for a set
s
• of samples^ must be ±10%.
The mean recovery (R ) of at least four replicates of a
QC check sample to be supplied by the Agency must meet
Agency-specified accuracy and precision criteria. This
forms the initial data base for establishing control
limits (see Section 14.3 below).

Control limits - The laboratory must establish control limits
using the following equations:
Upper control limit (UCL) = RC + 3 RSDc
Upper warning limit (UWL) = R + 2 RSD
Lower warning limit (LWL) = R

- 2 RSD

Lower control limit (LCL) = R

- 3 RSD

B-38

�These may be plotted on control charts. If an analysis of a check
sample falls outside the warning limits, the analyst should be
alerted that potential problems may need correction. If the results for a check sample fall outside the control limits, the laboratory must take corrective action and recertify the performance
(Section 14.2) before proceeding with analyses. The warning and
control limits should be continuously updated as more check sample
replicates are added to the data base.
14.4 Before processing any samples, the analyst should demonstrate
through the analysis of a reagent blank that all glassware and
reagent interferences are under control. Each time a set of samples is analyzed or there is a change in reagents, a laboratory
reagent blank should be processed as a safeguard against contamination.
14.5

Procedural QC - The various steps of the analytical procedure
should have quality control measures. These include but are not
limited to:
14.5.1

GC performance - See Section 7.1 for performance criteria.

14.5.2

MS performance - See Section 7.2 for performance criteria.

14.5.3

Qualitative identification - At least 10% of the PCB
identifications, as well as any questionable results,
should be confirmed by a second mass spectrometrist.

14.5.4

Quantitation - At least 10% of all manual calculations,
including peak area calculations, must be checked. After
changes in computer quantitation routines, the results
should be manually checked.

14.6

A minimum of 10% of all samples, one sample per month or one sample per matrix type, whichever is greater, selected at random, must
be run in triplicate to monitor the precision of the analysis. An
RSD of ±30% or less must be achieved. If the precision is greater
than ±30%, the analyst must be recertified (see Section 14.2).

14.7

A minimum of 10% of all samples, one sample per month or one sample per matrix type, whichever is greater, selected at random, must
be analyzed by the standard addition technique. Two aliquots of
the sample are analyzed, one "as is" and one spiked (surrogate
spiking and equilibration techniques are described in Section 9.2)
with a sufficient amount of Solution CSxxx to yield approximately
100 |Jg/g of each compound. The samples are analyzed together and
the quantitative results calculated. The recovery of the spiked
compounds (calculated by difference) must be 80-120%. If the sample is known to contain specific PCB isomers, these isomers may be
substituted for solution CSxxx. If the concentrations of PCBs are
known to be high or low, the amount added should be adjusted so
that the spiking level is 1.5 to 4 times the measured PCB level
in the unspiked sample.

B-39

�14.8

Interlaboratory comparison - Interlaboratory comparison studies
are planned. Participation requirements, level of performance,
and the identity of the coordinating laboratory will be presented
in later revisions.

14.9

It is recommended that the participating laboratory adopt additional QC practices for use with this method. The specific practices that are most productive depend upon the needs of the laboratory and the nature of the samples. Field duplicates or triplicates may be analyzed to monitor the precision of the sampling
technique. Whenever possible, the laboratory should perform
analysis of standard reference materials and participate in relevant performance evaluation studies.

15.0 Quality Assurance
Each participating laboratory must develop a quality assurance plan according to EPA guidelines.5 The quality assurance plan must be submitted
to the Agency for approval.
16.0 Method Performance
The method performance is being evaluated. Limits of quantitation;
average intralaboratory recoveries, precision, and accuracy; and interlaboratory recoveries, precision, and accuracy will be presented.
17.0 Documentation and Records
Each laboratory is responsible for maintaining full records of the analysis. Laboratory notebooks should be used for handwritten records. GC/MS
data must be archived on magnetic tape, disk, or a similar device. Hard
copy printouts may be kept in addition if desired. QC records should
be maintained separately from sample analysis records.
The documentation must describe completely how the analysis was performed.
Any variances from the protocol must be noted and fully described. Where
the protocol lists options (e.g., sample cleanup), the option used and
specifics (solvent volumes, digestion times, etc.) must be stated.

B-40

�REFERENCES
1.

"Methods 330.4 (Titrimetric, DPD-FAS) and 330.5 (Spectrophotometric, DPD)
for Chlorine, Total Residual," Methods for Chemical Analysis of Water and
Wastes, U.S. Environmental Protection Agency, Environmental Monitoring
and Support Laboratory, Cincinnati, Ohio, March 1979, EPA 600-4/79-020.

2. Erickson, M. D., and J. S. Stanley, "Methods of Analysis for Incidentally
Generated PCBs—Literature Review and Preliminary Recommendations," Interim
Report No. 1, EPA Contract No. 68-01-5915, Task 51, 1982.
3. Bellar, T. A., and J. J. Lichtenberg, "The Determination of Polychlorinated
Biphenyls in Transformer Fluid and Waste Oils," Prepared for U.S. Environmental Protection Agency, (1981) EPA-600/4-81-045.
4. American Society for Testing and Materials, "Standard Method for Analysis
of Environmental Materials for Polychlorinated Biphenyls," pp. 877-885 in
Annual Book of ASTM Standards, Part 40, Philadelphia, Pennsylvania (1980).
ANSI/ASTM D 3304 - 77.
5. "Quality Assurance Program Plan for the Office of Toxic Substances,"
Office of Pesticides and Toxic Substances, U.S. Environmental Protection
Agency, Washington, D.C., October 1980.

B-41

�APPENDIX C
ANALYTICAL METHOD: THE ANALYSIS OF BY-PRODUCTS
CHLORINATED BIPHENYLS IN AIR

C-l

�THE ANALYSIS OF BY-PRODUCT CHLORINATED BIPHENYLS IN AIR
1.0

Scope and Application
1.1

This is a gas chromatographic/electron impact mass spectrometric
(GC/EIMS) method applicable to the determination of chlorinated
biphenyls (PCBs) in air emitted from commercial production through
stacks, as fugitive emissions, or static (room, other containers,
or outside) air. The PCBs present may originate either as synthetic by-products or as contaminants derived from commercial PCB
products (e.g., Aroclors). The PCBs may be present as single
isomers or complex mixtures and may include all 209 congeners
from monochlorobiphenyl through decachlorobiphenyl listed in
Table 1.

1.2

The detection and quantitation limits are dependent upon the volume of sample collected, the complexity of the sample matrix and
the ability of the analyst to remove interferents and properly
maintain the analytical system. The method accuracy and precision will be determined in future studies.

1.3

This method is restricted to use by or under the supervision of
analysts experienced in the use of gas chromatography/mass spectrometry (GC/MS) and in the interpretation of gas chromatograms
and mass spectra. Prior to sample analysis, each analyst must
demonstrate the ability to generate acceptable results with this
method by following the procedures described in Section 14.2.

1.4

The validity of the results depends on equivalent recovery of the
analyte and 13C PCBs. If the *3C PCBs are not thoroughly incorporated in the matrix, the method is not applicable.

1.5

During the development and testing of this method, certain analytical parameters and equipment designs were found to affect
the validity of the analytical results. Proper use of the method
requires that such parameters or designs must be used as specified. These items are identified in the text by the word "must."
Anyone wishing to deviate from the method in areas so identified
must demonstrate that the deviation does not affect the validity
of the data. Alternative test procedure approval must be obtained from the Agency. An experienced analyst may make modifications to parameters or equipment identified by the term "recommended." Each time such modifications are made to the method,
the analyst must repeat the procedure in Section 14.2. In this
case, formal approval is not required, but the documented data
from Sectin 14.2 must be on file as part of the overall quality
assurance program.

C-2

�No.

scnjcturt

NO*

NMoenlorooloAfWlf

1

2

1eh1oreb1pntnyli

4
5
6
7
8
9
10
11
12
13
14
15

.2'

Is,'5
,6
.3'
,4
3.4'

3.5
4,4'

THc)i1erab1plnny1&gt;

16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39

40
41
42
43
44
45
46
47
48
49
50
51

2,2' .3

2,2',4
2,2', 5
2.2'. 6
2,3,3'
2,3.4
2.3.4'
2.3,5
2,3,6
2. 3', 4
2,3', 5
2, 3', 6
2,4,4'
2.4.5
2.4,6
2.*' .5
2.4', 6
2'. 3,4
2'. 3.5
3.3'. 4
3,3'.5
3.4,4'
3.4.5
3.4', 5

SI
57
SI
59
10
61
62
13
M
IS
M
67
68
69
70
71
72
73
74
75
71
77
78
79
80
81

2,3'
2.3*
2.3'
2.3'
2,3'
2.3'
2.3'
2.3'

4,4'

4,5
4.5'

4.6
4', 5
4', 6
1

5.S
5',6

2.4.4-.S
2.4.4'.$
2'. 3 4.5
3,3'
3,3*
3.3'
3.3'

82
83
84

as

2.3,3'. 4,4'
2,3,3', 4,5
2,3,3'. 4'. 5
2.3.3'. 4. 5'
2.3,3'. 4, 6
2.3,3', 4' .6
2.3.3' .5.5'
2.3.3'. 5.6
2.3.3'. 5'. 6
2.3,4, 4'. 5
2.3,4,4'. 6
2.3.4.5.6
2.3.4', 5,6
2.31. 4, 4' .5
2.3'. 4,4'. 6
2,3' ,4,5, 5'
2.3' ,4.5', 6
2'.3,3'.4,5
2 1 .3.4.4' ,5
2'. 3. 4.5. 5'
2'.3,4. 5.6'
3.3',4,4',5
3.3'. 4, 5,5'
Htuehloreblphtnyla

4,4'

4,5
4.5'
5.5'

3.4.4' .5

2.2'. 3, 3'. 4
2.2'.3.3',5
2.2'. 3.3'. 6
2.2', 3,4,4'
2.2',3.4,5
2. 2' ,3.4.5'
2,2',3,4.6
2,2'. 3.4,6'
2,2',3,4',5
2,2'. 3, 4'. 6
2.2' ,3.5,5'
2,2'. 3, 5.6
2,2'. 3,5.6'
2.2'. 3. 5'. 8
2.2',3.6.6'
2.2'. 3'. 4. 5
2.2'.3'.4.8
2.2 1 .4.4'.S
2.2',4,4',6
2.2', 4,5.5'
2.2' .4.5.6'
2,2'. 4,5', 6
2.2'.4,«,6'

NO.

P«nt«cn lorottlphlnyll

105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127

2.2'.S.S'
2,2'. 5. 6'
2.2'.6.6'
2,3.3'. 4
2.3,3'. 4'
2,3,3', 5
2.3.3'. 5'
2.3,3'. 6
2.3.4.4'
2.3.4.5
2,3.1.6
2.3. 4' .5
2.3.4'. 6
2.3,5,6

Ptntlctll orettl phtny 1 1

88
87
88
39
90
91
92
93
94
95
Tttnrt 1 orob 1 phtfiy 1 »
98
2.2;,3 '
97
98
99
2i2'l3
100
2,2'. 3 '
101
2,2'. 3
102
103
2 &lt; 2 ''4 '
104

2&gt; '.4

NUMBERING OF PCB CONGENERS3
MO.
Structurt

Tttnen 1 oreH etmiy 1 1
52
S3
54
B

2
3

TABLE 1.
structure

128
129
130
137
132
133
134
135
131
137
138
139
140
141
142
143
144
14$
141
147
148
149
150
151
152
153
154
155
151
157
1S8
159
160

2,2'.3.3'.4.4'
2.2'.3,3' .4.5
2.2',3.3',4.5'
2.2'.3.3'.4,«
2,2' .3.3' ,4.1'
2.2'.3,3'.5,5'
2,2'. 3,3'. 5,6
2.2* .3.3' ,5,1'
2,2' ,3,3'. 6,6'
2.2', 3,4, 4' .5
2,2'. 3, 4. 4 ' . £'
2,2' .3,4, 4 ' . 6
2.21, 3, 4, 4' .6'
2.2' .3, 4, 5, 5'
2,2'. 3.4. 5.6
2. 2' ,3, 4,5.6'
2,2'.3.4.5',6
2,2'.3.4, 6. 6'
2,2'. 3.4'. 5.5'
2.2*. 3,4- ,5,6
2,2' .3.4'. 5, 6'
2.2',3,4' .5', 6
2.2'. 3.4'. 6.6'
2,2',3.5,5',6
2.2', 3.5.6. 6'
2,2' ,4, 4 - , 5,5'
2,2', 4,4', 5.6'
2,2'. 4,4', 6.6'
2.3.3', 4.4- .5
2.3,3' .4, 4 ' . 5'
2.3,3', 4.4', 5
2.3,3' .4.5. 5'
2.3.3', 4.5,6

Il
l
112
163
114
115
166
167
161
169

2.3,3' .4. 5'. 6
2.3. 3'. 4 ' . 5. S'
2,3.3' .4'. 5. 6
2,3. 3' .4'. 5'. 6
2.3.3'.5,5',6
2,3' .4,4'. 5,5'
2. 3'. 4. 4' ,5' .6
3.3',4.4'.5.5'
Htptiehl orebf phtny 1 1

170
171
172
173
174
175
178
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193

2,2'. 3. 3'. 4. 4 ' , 5
2.2' .3.3' ,4, 4 ' , 6

2, 2', 3. 3'. 4, 5. 5'
2, 2'. 3, 3'. 4, 5, 6
2, 2', 3, 3 ' . 4, 5, 6'
2,2'.3.3'.4,5',6
2,2', 3, 3 ' . 4' ,5. 6
2, 2', 3. 3', 5. 5 ' , 6
2. 2' .3, 3' ,5, 6, 6'
2,2',3,4,4',5,6
2, 2', 3, 4, 4 ' ,5,1'
2. 2' .3. 4, 4 ' . 5 ' . 5
2, 2', 3, 4, 4' ,6,6'
2,2', 3. 4,5, 5 ' . 6
2, 2', 3,4, 5, 6, 6'
2,2'.3,4',5,i l .S

2. 3, 3'. 4, 4 ' . 5,5'
2. 3, 3', 4. 4 ' . 5. 6
2.3, 3' .4. 4 ' , S ' , 5
2.3. 3'. 4,5. 5 ' . 1
2,3,3' .4'. 5,5'. 6
OetlcBlorottiphtnyli

194
195
191
197
198
199
200
201
202
203
204
205

2,2' ,3, 3' ,4.4', 5, 5'
2. 2 ' , 3. 3'. 4, 4 ' , 5, 6
2,2', 3. 3 ' , 4, 4 ' , S, 6'
2. 2', 3, 3', 4. 4 ' , 6, 6'

2. 2', 3. 3', 4, 5, 6, 6'
2,2'. 3,3' ,4. 5' .6, 6'
2.2'. 3. 3'. 4. 5, 5'. 6'
2.2' .3.3' ,5. 5 ' . 6 . 6 2.2'.3,4, 4'. 5, 5'. 6
2. 2' ,3.4. 4' .5, 6, 6'
2.3.3'. 4,4'. 5,5'. 6
Monichlorob&lt;Pntnyli

206
207
208

2.2' .3, 3'. 4.4', 5.5', 6
2.2' .3,3* .4, 4' .5,6,1'
2.2'. 3, 3', 4, 5, 5'. 6, 6'

OteieBlorottfohtnyl

'

209
•Adopt** fro*

Stmcturt
Htuchloroblphtnyls

tollscMUr,

X. ind Zcll, M., FrtMirius Z. Anal.CUM., 302. 20-31 (I960).

C-3

2,2',3,3'4.4'.5,5'.6,5'

�2.0

Summary
2.1

The air must be sampled such that the specimen collected for
analysis is representative of the whole. Statistically designed
selection of the sampling position (stack, flue, port, etc.) or
time should be employed. Gaseous and particulate PCBs are withdrawn isokinetically from stacks, room air exhausts, process point
exhausts, and other flowing gaseous streams using a sampling train.1
The PCBs are collected in the Florisil adsorbent tube and in the
impingers in front of the adsorbent. PCBs are sampled from ambient
air and other static gaseous sources onto a Florisil adsorbent
tube. The sample must be preserved to prevent PCB loss prior to
analysis. Storage at 4°C is recommended.

2.2

The Florisil adsorbent is extracted with hexane in a Soxhlet extractor, the aqueous condensate is extracted with hexane and the
acetone/hexane impinger rinse is back-extracted with water. All
three organic extracts are then combined. Optional cleanup techniques may include sulfuric acid cleanup and Florisil adsorption
chromatography. The sample is concentrated to a final known volume for instrumental determination.

2.3

The PCB content of the sample extract is determined by capillary
(preferred) or packed column gas chromatography/electron impact
mass spectroraetry (CGC/EIMS or PGC/EIMS) operated in the selected
ion monitoring (SIM), full scan, or limited mass scan (LMS) mode.

2.4

PCBs are identified by comparison of their retention time and mass
spectral intensity ratios to those in calibration standards.

2.5

PCBs are quantitated against the response factors for a mixture
of 11 PCB congeners using the internal standard technique.

2.6

The PCBs identified by the SIM technique may be confirmed by full
scan CGC/EIMS, retention on alternate GC columns, other mass spectrometric techniques, infrared spectrometry, or other techniques,
provided that the sensitivity and selectivity of the technique are
demonstrated to be comparable or superior to GC/EIMS.

2.7

The analysis time is dependent on the extent of workup employed.
The time required for instrumental analysis of a single sample
excluding data reduction and reporting, is about 30 to 45 min.

2.8

Appropriate quality control (QC) procedures are included to assess
the performance of the analyst and estimate the quality of the results. These QC procedures include the demonstration of laboratory
capability: periodic analyst certification, the use of control
charts, and the analysis of blanks, replicates, and standard addition samples. A quality assurance (QA) plan must be developed for
each laboratory.

C-4

�2.9

While several options are available throughout this method, the
recommended procedure for stack gases to be followed is:
2.9.1

2.9.2

The sample is preserved at 4°C to prevent any loss of
PCBs or changes in matrix which may adversely affect recovery.

2.9.3

The three sample fractions are extracted and combined.

2.9.4

The extract is cleaned up and concentrated to an appropriate volume. Internal standards are added.

2.9.5

An aliquot of the extract is analyzed by CGC/EIMS operated in the SIM mode. On-column injections onto a 15-m
DB-5 capillary column, programmed (for toluene solutions)
from 110° to 325°C at 10°/min after a 2 min hold is used.
Helium at 45-cm/sec linear velocity is used as the carrier gas.

2.9.6

PCBs are identified by retention time and mass spectral
intensities.

2.9.7

PCBs are quantitated against the response factors for a
mixture of 11 PCB congeners.

2.9.8

3.0

The sample is collected using a modified Method 5 train1
according to a scheme which permits extrapolation of the
sample data to the source being assessed.

The total PCBs are obtained by summing the amounts for
each homolog found, and the concentration is reported
as micrograms per cubic meter.

Interferences
3.1

Method interferences may be caused by contaminants, in sample collection media, solvents, reagents, glassware, and other sample
processing hardware, leading to discrete artifacts and/or elevated baselines in the total ion current profiles. All of these
materials must be routinely demonstrated to be free from interferences by the analysis of laboratory reagent blanks as described
in Section 14.4.
3.1.1

Glassware must be scrupulously cleaned. All glassware
is cleaned as soon as possible after use by rinsing with
the last solvent used. This should be followed by detergent washing with hot water and rinses with tap water and
reagent water. The glassware should then be drained dry
and heated in a muffle furnace at 400°C for 15 to 30 min.
Some thermally stable materials, such as PCBs, may not
be eliminated by this treatment. Solvent rinses with
acetone and pesticide quality hexane may be substituted

C-5

�for the muffle furnace heating. Volumetric ware should
not be heated in a muffle furnace. After it is dry and
cool, glassware should be sealed and stored in a clean
environment to prevent any accumulation of dust or other
contaminants. It is stored inverted or capped with
aluminum foil.
3.1.2

3.2

4.0

The use of high purity reagents and solvents helps to
minimize interference problems. Purification of solvents
by distillation in all-glass systems may be required.
All solvent lots must be checked for purity prior to use.

Matrix interferences may be caused by contaminants that are coextracted from the sorbent material or impingers. The extent of
matrix interferences will vary considerably from source to source,
depending upon the nature and diversity of the sources of samples.

Safety
4.1

The toxicity or carcinogenicity of each reagent used in this
method has not been precisely defined; however, each chemical
compound should be treated as a potential health hazard. From
this viewpoint, exposure to these chemicals must be reduced to
the lowest possible level by whatever means available. The laboratory is responsible for maintaining a current awareness file
of OSHA regulations regarding the safe handling of the chemical
specified in this method. A reference file of material data handling sheets should also be made available to all personnel involved in the chemical analysis.

4.2

Polychlorinated biphenyls have been tentatively classified as
known or suspected human or mammalian carcinogens. Primary
standards of these toxic compounds should be prepared in a hood.
Personnel must wear protective equipment, including gloves and
safety glasses.
Congeners highly substituted at the meta and para positions and
unsubstituted at the ortho positions are reported to be the most
toxic. Extrme caution should be taken when handling these compounds neat or in concentrated solution. The class includes
3,3',4'4'-tetrachlorobiphenyl (both natural abundance and isotopically labeled).

4.3

5.0

Waste disposal must be in accordance with RCRA and applicable
state rules.

Apparatus and Materials
All specifications are suggestions only.
are included for illustration only.
C-6

Catalog numbers and suppliers

�5.1

Stack sampling train1 - See Figure 1; a series of four impingers
with a solid adsorbent trap between the third and fourth impingers.
The train may be constructed by adaptation from a Method 5 train.2
Descriptions of the train components are contained in the following subsections.
5.1.1

Probe nozzle - Stainless steel (316) with sharp, tapered
leading edge. The angle of taper shall be £ 30° and the
taper shall be on the outside to preserve a constant internal diameter. The probe nozzle shall be of the buttonhook or elbow design, unless otherwise specified by the
Agency. The wall thickness of the nozzle shall be less
than or equal to that of 20 gauge tubing, i.e., 0.165 cm
(0.065 in.) and the distance from the tip of the nozzle
to the first bend or point of disturbance shall be at
least two times the outside nozzle tubing. Other configurations and construction material may be used with
approval from the Agency.

5.1.2

Probe liner - Borosilicate or quartz glass equipped with
a connecting fitting that is capable of forming a leakfree, vacuum tight connection without sealing greases;
such as Kontes Glass Company "0" ring spherical ground
ball joints (model K-671300) or University Research
Glassware SVL teflon screw fittings.
A stainless steel (316) or water-cooled probe may be used
for sampling high temperature gases with approval from
the Agency. A probe heating system may be used to prevent
moisture condensation in the probe.

5.1.3

Pitot tube - Type S, or equivalent, attached to probe to
allow constant monitoring of the stack gas velocity.
The face openings of the pitot tube and the probe nozzle
shall be adjacent and parallel to each other but not
necessarily on the same plane, during sampling. The free
space between the nozzle and pitot tube shall be at least
1.9 cm (0.75 in.). The free space shall be set based on
a 1.3 cm (0.5 in.) ID nozzle, which is the largest size
nozzle used.
The pitot tube must also meet the criteria specified in
Method 22 and be calibrated according to the procedure
in the calibration section of that method.

5.1.4

Differential pressure gauge - Inclined manometer capable
of measuring velocity head to within 10% of the minimum
measured value. Below a differential pressure of 1.3 mm
(0.05 in.) water gauge, micromanometers with sensitivities
of 0.013 mm (0.0005 in.) should be used. However, micromanometers are not easily adaptable to field conditions
and are not easy to use with pulsating flow. Thus, other
methods or devices acceptable to the Agency may be used
when conditions warrant.
C-7

�Thermometer
Florisil Tube

Probe (r^.
Reverse-Type'
Pitot Tube

Manometer
Tight
/—TN Pump
Control Box

Figure 1.

PCB sampling train for stack gases.

C-8

Check
Valve

�5.1.5

Impingers - Four impingers with connecting fittings able
to form leak-free, vacuum tight seals without sealant
greases when connected together as shown in Figure 1.
The first and second impingers are of the GreenburgSmith design. The final two impingers are of the
Greenburg-Smith design modified by replacing the tip
with a 1.3 cm (1/2 in.) ID glass tube extending to 1.3
cm (1/2 in.) from the bottom of the flask.
One or two additional modified Greenburg-Smith impingers
may be added to the train between the third impinger and
the Florisil tube to accommodate additional water collection when sampling high moisture gases. Throughout
the preparation, operation, and sample recovery from the
train, these additional impingers should be treated
exactly like the third impinger.

5.1.6

5.1.7

Metering system - Vacuum gauge, leak-free pump, thermometers capable of measuring temperature to within ±3°C
(y 5°F), dry gas meter with 2% accuracy at the required
sampling rate, and related equipment, or equivalent, as
required to maintain an isokinetic sampling rate and to
determine sample volume. When the metering system is
used in conjunction with a pitot tube, the system shall
enable checks of isokinetic rates.

5.1.8

5.2

Solid adsorbent tube - Glass with connecting fittings
able to form leak-free, vacuum tight seals without sealant greases (Figure 2). Exclusive of connectors, the
tube has a 2.2 cm inner diameter, is at least 10 cm long,
and has four deep indentations on the inlet end to aid
in retaining the adsorbent. Ground glass caps (or
equivalent) must be provided to seal the adsorbent-filled
tube both prior to and following sampling.

Barometer - Mercury, aneroid, or other barometers capable of measuring atmospheric pressure to within 2.5 mm
Hg (0.1 in. Hg). In many cases, the barometric reading
may be obtained from a nearby weather bureau station, in
which case the station value shall be requested and an
adjustment for elevation differences shall be applied at
a rate of -2.5 mm Hg (0.1 in. Hg) per 30 mm (100 ft) elevation increase.

Static air sampling train1 - The sampling train, see Figure 3,
consists of a glass-lined probe, an adsorbent tube containing
Florisil, and the appropriate valving and flow meter controls for
isokinetic sampling as described in Section 5.1. The sampling
apparatus in Figure 3 is the same as that in Figure 1 and Section
5.1, except that the Smith-Greenburg impingers and heated probe
are not used. If condensation of significant quantities of moisture prior to the solid adsorbent is expected, Section 5.1 of the
C-9

�} 28/12

10cm

j28/12

Figure 2.

Florisil adsorbent tube.

C-10

�Probe (to sample from duct) •*

Glass- lined Probe
Florisil
Glass Wool

Check Valve

Vacuum
Line

!

Manometer -

Integrated |
Flow Meter I

Figure 3.

Air

Tight
Pump

PCB sampling train for static air.

C-ll

�method should be used. Since probes and adsorbent tubes are not
cleaned up in the field, a sufficient number must be provided for
sampling and allowance for breakage.
5.3

Sample recovery
5.3.1
5.3.2

Teflon FEP® wash bottle - Two, 500 ml, Nalgene No.
0023A59 or equivalent.

5.3.3

Sample storage containers - Glass bottles, 1 liter, with
TFE®-lined screw caps.

5.3.4

Balance - Triple beam, Ohaus Model 7505 or equivalent.

5.3.5

Aluminum foil - Heavy duty.

5.3.6
5.4

Ground glass caps - To cap off adsorbent tube and the
other sample exposed portions of the train.

Metal can - To recover used silica gel.

Analysis
5.4.1

Glass Soxhlet extractors - 40 mm ID complete with 45/50
S condenser, 24/40 S 250 ml round-bottom flask, heating
mantle for 250 ml flask, and power transformer.

5.4.2

Teflon FEP wash bottle - Two, 500 ml, Nalgene No. 0023A59
or equivalent.

5.4.3

Separatery funnel - 1,000 ml with TFE® stopcock.

5.4.4

Kuderna-Danish concentrators - 500 ml.

5.4.5

Steam bath.

5.4.6

Separatory funnel - 50 ml with TFE® stopcock.

5.4.7

Volumetric flask - 25.0 ml, glass.

5.4.8

Volumetric flask - 5.0 ml, glass.

5.4.9

Culture tubes - 13 x 100 mm, glass with TFE®-lined screw
caps.

5.4.10

Pipette - 5.0 ml glass.

5.4.11

Teflon®-glass syringe - 1 ml, Hamilton 1001 TLL or
equivalent with Teflon® needle.

5.4.12

Syringe - 10 (Jl, Hamilton 701N or equivalent.

C-12

�5.4.13

Disposable glass pipettes with bulbs - To aid transfer
of the extracts.

5.4.14

Gas chromatography/mass spectrometer system.
5.4.14.1 Gas chromatograph - An analytical system complete with a temperature programmable gas chromatograph and all required accessories including syringes, analytical columns, and gases.
The injection port must be designed for oncolumn injection when using capillary columns
or packed columns. Other capillary injection
techniques (split, splitless, "Grob," etc.)
may be used provided the performance specifications stated in Section 7.1 are met.
5.4.14.2 Capillary GC column - A 12-20 m long x 0.25 mm
ID fused silica column with a 0.25 pm thick
DB-5 bonded silicone liquid phase (J&amp;W Scientific) is recommended. Alternate liquid phases
may include OV-101, SP-2100, Apiezon L, Dexsil
300, or other liquid phases which meet the performance specifications stated in Section 7.1.
5.4.14.3 Packed GC column - A 180 cm x 0.2 cm ID glass
column packed with 3% SP-2250 on 100/120 mesh
Supelcoport or equivalent is recommended.
Other liquid phases which meet the performance
specifications stated in Section 7.1 may be
substituted.
5.4.14.4 Mass spectrometer - Must be capable of scanning
from 150 to 550 daltons every 1.5 sec or less,
collecting at least five spectra per chromatographic peak, utilizing a 70-eV (nominal) electron energy in the electron impact ionizaton
mode and producing a mass spectrum which meets
all the criteria in Table 2 when 50 ng of decafluorotriphenyl phosphine [DFTPP, bis(perfluorophenyDphenyl phosphine] is injected through
the GC inlet. Any GC-to-MS interface that
gives acceptable calibration points at 10 ng
per injection for each PCB isomer in the calibration standard and achieves all acceptable
performance criteria (Section 10) may be used.
Direct coupling of the fused silica column to
the MS is recommended. Alternatively, GC to
MS interfaces constructed of all glass or glasslined materials are recommended. Glass can be
deactivated by silanizing with dichlorodimethylsilane.

C-13

�TABLE 2. DFTPP KEY IONS AND ION ABUNDANCE CRITERIA
Mass

Ion abundance criteria

197
198
199

Less than 1% of mass 198
100% relative abundance
5-9% of mass 198

275

10-30% of mass 198

365

Greater than 1% of mass 198

441
442
443

Present, but less than mass 443
Greater than 40% of mass 198
17-23% of mass 442

C-14

�5.4.14.5 A computer system that allows the continuous
acquisition and storage on machine-readable
media of all mass spectra obtained throughout
the duration of the chromatographic program
must be interfaced to the mass spectrometer.
The data system must have the capability of
integrating the abundances of the selected
ions between specified limits and relating
integrated abundances to concentrations using
the calibration procedures described in this
method. The computer must have software that
allows searching any GC/MS data file for ions
of a specific mass and plotting such ion abundances versus time or scan number to yield an
extracted ion current profile (EICP). Software
must also be available that allows integrating
the abundance in any EICP between specified
time or scan number limits.
6.0

Reagents
6.1

Sampling

6.1.1

6.1.2

Glass wool - Cleaned by thorough rinsing with hexane,
dried in a 110°C oven, and stored in a hexane-washed
glass jar with TFE®-lined screw cap.

6.1.3

Water - Deionized, then glass-distilled, and stored in
hexane-rinsed glass containers with TFES-lined screw caps.

6.1.4

Silica gel - Indicating type, 6-16 mesh. If previously
used, dry at 175°C for 2 hr. New silica gel may be used
as received.

6.1.5
6.2

Florisil - Floridin Company, 30/60 mesh, Grade A. The
Florisil is cleaned by 8 hr Soxhlet extraction with hexane and then by drying for 8 hr in an oven at 110°C and
is activated by heating to 650°C for 2 hr (not to exceed
3 hr) in a muffle furnace. After allowing to cool to
near 110°C transfer the clean, active Florisil to a clean,
hexane-washed glass jar and seal with a TFE®-lined lid.
The Florisil should be stored at 110°C until taken to
the field for use. Florisil that has been stored more
than 1 month must be reactivated before use.

Crushed ice.

Solvents - All solvents must be pesticide residue analysis grade.
New lots should be checked for purity by concentrating an aliquot
by at least as much as is used in the procedure.

C-15

�6.3

Calibration standard congeners - Standards of the PCB congeners
listed in Table 3 are available from Ultra Scientific, Hope,
Rhode Island; or Analabs, North Haven, Connecticut.

6.4

Calibration standard stock solutions - Primary dilutions of each
of the individual PCBs listed in Table 3 are prepared by weighing
approximately 1-10 mg of material within 1% precision. The PCB
is then dissolved and diluted to 1.0 ml with hexane. The concentration is calculated in mg/ml. The primary dilutions are stored
at 4°C in screw-cap vials with Teflon cap liners. The meniscus
is marked on the vial wall to monitor solvent evaporation. Primary dilutions are stable indefinitely if the seals are maintained.
The validity of primary and secondary dilutions must be monitored
on a quarterly basis by analyzing four quality control check samples (see Section 14.2).

6.5

Working calibration standards - Working calibration standards are
prepared that are similar in PCB composition and concentration to
the samples by mixing and diluting the individual standard stock
solutions. Example calibration solutions are shown in Table 3.
The mixture is diluted to volume with pesticide residue analysis
quality hexane. The concentration is calculated in ng/ml as the
individual PCBs. Dilutions are stored at 4°C in narrow-mouth,
screw-cap vials with Teflon cap liners. The meniscus is marked
on the vial wall to monitor solvent evaporation. These secondary
dilutions can be stored indefinitely if the seals are maintained.
These solutions are designated "CSxxx," where the xxx is used to
encode the nominal concentration in ng/ml.

6.6

Alternatively, certified stock solutions similar to those listed
in Table 3 may be available from a supplier, in lieu of the procedures described in Section 6.4.

6.7

DFTPP standard - A 50 ng/(Jl solution of DFTPP is prepared in acetone or another appropriate solvent.

6.8

Internal standard stock solution - The four 13C-labeled PCBs
listed in Table 4 may be available from a supplier as a certified solution. This solution may be used as received or diluted
further.

6.9

Solution stability - The calibration standard, surrogate and DFTPP
solutions should be checked frequently for stability. These solutions should be replaced after 6 months, or sooner if comparison
with quality control check samples indicates compound degradation
or concentration change.

6.10 Quality control check samples will be supplied by the Agency.

C-16

�TABLE 3. CONCENTRATIONS OF CONGENERS IN PCB CALIBRATION STANDARDS (ng/ml)a
Homo log

Congener
no.

CS1000

CS100

CS050

CS010

1

1

1,040

104

52

10

1

3

1,000

100

50

10

2

7

1,040

104

52

10

3

30

1,040

104

52

10

4

50

1,520

152

76

15

5

97

1,740

174

87

17

6

143

1,920

192

96

19

7

183

2,600

260

130

26

8

202

4,640

464

232

46

9

207

5,060

506

253

51

10

209

4,240

424

212

42

4

210 (IS)

255

255

255

255

1

211 (RS)

104

104

104

104

4

212 (RS)

257

257

257

257

8

213 (RS)

407

407

407

407

10

214 (RS)

502

502

502

502

a Concentrations given as examples only.

C-17

�TABLE 4. COMPOSITION OF INTERNAL STANDARD SPIKING SOLUTION (SS100)
CONTAINING 13C-LABELED PCBs3
Congener
no.

Compound

Concentration
(pg/ml)

211

(l',2l,3',4',5',6'-13C6)4-chlorobiphenyl

104

212

(13C12)3,3',4,4'-tetrachlorobiphenyl

257

213

(13C12)2,2',3,3',5,5',6,6'-octachlorobiphenyl

395

214

(13C12)decachlorobiphenyl

502

a Concentrations given as examples only.

C-16

�7.0

Calibration
Maintain a laboratory log of all calibrations.
7.1

Sampling train
7.1.1

Probe nozzle - Using a micrometer, the inside diameter
of the nozzle is measured to the nearest 0.025 mm (0.001
in.). Three separate measurements are made using different diameters each time and obtain the average of the
measurements. The difference between the high and low
numbers must not exceed 0.1 mm (0.004 in.).
When nozzles become nicked, dented, or corroded, they
must be reshaped, sharpened, and recalibrated before use.
Each nozzle must be permanently and uniquely identified.

7.1.2

Pitot tube - The pitot tube must be calibrated according
to the procedure outlined in Method 2.2

7.1.3

Dry gas meter and orifice meter - Both meters must be
calibrated according to the procedure outlined in APTD0581.3 When diaphragm pumps with bypass valves are used,
proper metering system design is checked by calibrating
the dry gas meter at an additional flow rate of 0.0057
m3/min (0.2 cfm) with the bypass valve fully opened and
then with it fully closed. If there is more than ±2%
difference in flow rates when compared to the fully
closed position of the bypass valve, the system is not
designed properly and must be corrected.

7.1.4

Probe heater calibration - The probe heating system must
be calibrated according to the procedure contained in
APTD-0581.3

7.1.5

Temperature gauges - Dial and liquid filled bulb thermometers are calibrated against mercury-in-glass thermometers,
Thermocouples should be calibrated in constant temperature baths.

7.2

The gas chromatograph must meet the minimum operating parameters
shown in Tables 5 and 6, daily. If all of the criteria are not
met, the analyst must adjust conditions and repeat the test until
all criteria are met.

7.3

The mass spectrometer must meet the minimum operating parameters
shown in Tables 2, 7, and 8, daily. If all criteria are not met,
the analyst must retune the spectrometer and repeat the test until all conditions are met.

C-19

�TABLE 5. OPERATING PARAMETERS FOR CAPILLARY COLUMN GAS CHROMATOGRAPHIC SYSTEM
Parameter

Recommended

Tolerance

Liquid phase

Finnigan 9610
15 m x 0.255 mm ID
Fused silica
DB-5 (J&amp;W)

Liquid phase thickness
Carrier gas
Carrier gas velocity
Injector
Injector temperature
Injection volume
Initial column temperature
Column temperature program
Separator
Transfer line temperature

0.25 pm
Helium
45 cm/sec
r*
On-column (J&amp;W)
c
Optimum performance
1.0 (Jlc
70°C (2 min)d
70°-325°C at 10°C/mine
None
280°C

Other nonpolar
or semipolar
&lt; 1 HID
Hydrogen
Optimum performance
Other
Optimum performance
Other
Other
Other
Glass jet or othe
Optimum8

Tailing factorh

0.7-1.5

0.4-3

Peak width1

7-10 sec

&lt; 15 sec

Gas chromatograph
Column

a

Other
Other

Substitutions permitted with any common apparatus or technique provided
performance criteria are met.

b Measured by injection of air or methane at 270°C oven temperature.
c For on-column injection, manufacturer's instructions should be followed
regarding injection technique.
d With on-column injection, initial temperature equals boiling point of the
solvent; in this instance, hexane.
e C^Clio elutes at 270°C. Programming above this temperature ensures a
clean column and lower background on subsequent runs.
f Fused silica columns may be routed directly into the ion source to prevent
separator discrimination and losses.
g High enough to elute all PCBs, but not high enough to degrade the column
if routed through the transfer line.
h Tailing factor is width of front half of peak at 10% height divided by
width of back half of peak at 10% height for single PCB congeners in solution CSxxx.
i

Peak width at 10% height for a single PCB congener is CSxxx.
C-20

�TABLE 6. OPERATING PARAMETERS FOR PACKED COLUMN GAS CHROMATOGRAPHY SYSTEM

Gas chromatograph
Column

Tolerance

Recommended

Parameter

Finnigan 9610

Other3

180 cm x 0.2 cm ID

Other

glass

Column packing

3% SP-2250 on 100/
120 mesh Supelcoport

Other nonpolar
or semipolar

Carrier gas

Helium

Hydrogen

Carrier gas flow rate

30 ml/min

Optimum performance

Injector

On-column

Other

Injector temperature

250°C

Optimum

Injection volume

1.0 pi

^ 5 Ml

Initial column temperature

150°C, 4 min

Other

Column temperature program

150°-260°C at 8°/min

Other

Separator

Glass jet

Other

Transfer line temperature

280°C

Optimum8

Tailing factor0

,0.7-1.5

0.4-3

10-20 sec

&lt; 30 sec

Peak widthd

a Substitutions permitted if performance criteria are met.
b High enough to elute all PCBs.
c Tailing factor is width of front half of peak at 10% height divided by
width of back half of peak at 10% height for single PCB congeners in solution CSxxx.
d Peak width at 10% height for a single PCB congener is CSxxx.

C-21

�TABLE 7.

OPERATING PARAMETERS FOR QUADRUPOLE MASS SPECTROMETER

Parameter

Recommended

SYSTEM

Tolerance

Mass spectrometer

Finnigan 4023

Other3

Data system

Incos 2400

Other

Scan range

95-550

Other

Scan time

1 sec

Otherb

Resolution

Unit

Optimum performance

Ion source temperature

280°C

200°-300°C

Electron energy

70 eV

Optimum performance

Trap current

0.2 mA

Optimum performance

Multiplier voltage

-1,600 V

Optimum performance

Preamplifier sensitivity

10"6 A/V

Set for desired
working range

a

Substitutions permitted if performance criteria are met.

b

Greater than five data points over a GC peak is a minimum.

c

Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

C-22

�TABLE 8. OPERATING PARAMETERS FOR MAGNETIC SECTOR MASS SPECTROMETER SYSTEM
Parameter

Recommended

Tolerance

Mass spectrometer

Finnigan MAT 311A

Other8

Data system

Incos 2400

Other

Scan range

98-550

Other

Scan mode

Exponential

Other

Cycle time

1.2 sec

Other

Resolution

1,000

&gt; 500

Ion source temperature

280°C

250-300°

Electron energy0

70 eV

70 eV

Emission current

1-2 mA

Optimum

Filament current

Optimum

Optimum

Multiplier

-1,600 V

Optimum

a Substitutions permitted if performance criteria are met.
b Greater than five data points over a GC peak is a minimum.
c Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

C-23

�7.4

The PCS response factors (RF ) must be determined using Equation
7-1 for the analyte homologs?
A x M.
RFp = A. x j
-£
^
Eq. 7-1
H
r
is Mp
where

RF = response factor of a given PCB isomer
A = area of the characteristic ion for the PCB congener
"
peak
M = mass of PCB congener injected (nanograms)
A.

= area of the characteristic ion for the internal
standard peak

M. = mass of internal standard injected (nanograras)
1S
If specific congeners are known to be present and if standards
are available, selected RF values may be employed. For general
samples, solutions CSxxx and SSxxx or a mixture (Tables 3 and 4)
may be used as the response factor solution. The PCB-surrogate
pairs to be used in the RF calculation are listed in Table 9.
Generally, only the primary ions of both the analyte and surrogate
are used to determine the RF values. If alternate ions are to be
used in the quantitation, the RF must be determined using that
characteristic ion.
The RF value must be determined in a manner to assure ±20% accuracy and precision. For instruments with good day-to-day precision, a running mean (RF) based on seven values determined once
each day may be appropriate. Other options include, but are not
limited to, triplicate determinations of a single concentration
spaced throughout a day or determination of the RF at three different levels to establish a working curve.
If replicate RF values differ by greater than ±10% RSD, the system
performance should be monitored closely. If the RSD is greater
than ±20%, the data set must be c6nsidered invalid and the RF redetermined before further analyses are done.
7.5

If the GC/EIMS system has not been demonstrated to yield a linear
response or if the analyte concentrations are more than one order
of magnitude different from those in the RF solution, a calibration curve must be prepared. If the analyte and RF solution concentrations differ by more than one order of magnitude, a calibration curve should be prepared. A calibration curve should be
established with triplicate determinations at three or more concentrations bracketing the analyte levels.

C-24

�TABLE 9. PAIRINGS OF ANALYTE. CALIBRATION, AND SURROGATE COMPOUNDS
Analyte
Congener3
no.
Compound

1
2,3
4-15
16-39
40-81
82-127
128-169
170-193
194-205
206-208
o 209
I

2-Ci2HgCl

3- and 4-C12H9Cl
Ci2HgCl2
C^HyCls
C12H6C14
c

12H5Cls

C12HsCl7

Ci2H2Clg
Cj^HClg

CiaCl10

Calibration standard
Congener
Compound
no.
1

3
7
30
50
97
143
183
202
207
209

2
4
2,4
2,4 ,6
2,2 ',4 ,6
2,2 ',3 ',4,5
2,2 ',3 ,4,5 ,6'
2,2 ',3 ',4,4' ,5', 6
2,2 ',3 ,3',5,5', 6, 6'
3'
2,2 ',3 ,° » 4, 4' ,5,6, 6'
C 12Cli 0

NJ

a Ballschmiter numbering system, see Table 1.

Surrogate
Congener
no.
Compound
211
211
211
212
212
212
212
213
213
213
214

13

C6-4
c
"3 e-4
i C6-4
13
C12-3,3' ,4,4'
13
Ci2-3,3' ,4,4'
13
C12-3,3' ,4,4'
13
Ci2-3,3' ,4,4'
13
C12-2,2' ,3,3' ,5,5', 6, 6'
13
q 01
C12-2,2' ,O,O ,5, 5', 6,6'
13
q 01
C12-2,2' ,J,J ,5,5', 6, 6'
13
Ci2Cll0

�7.6

8.0

The relative retention time (RRT) windows for the 10 homologs and
surrogates must be determined. If all congeners are not available,
a mixture of available congeners or an Aroclor mixture (e.g.,
1016/1254/1260) may be used to estimate the windows. The windows
must be set wider than observed if all isomers are not determined.
Typical RRT windows for one column are listed in Table 10. The
windows may differ substantially if other GC parameters are used.

Sample Collection, Handling, and Preservation
The sampling shall be conducted by competent personnel experienced with
this test procedure and cognizant of the constraints of the anaytical
techniques for PCBs, particularly contamination problems.
8.1

Stack sampling1
8.1.1

Pretest preparation - All train components shall be maintained and calibrated according to the procedure described in APTD-0581,3 unless otherwise specified herein.
This should be done in the laboratory prior to sampling.
8.1.1.1 Cleaning glassware - All glass parts of the
train upstream of and including the adsorbent
tube and impingers, should be cleaned as described in Section 3.1.1. Special care should
be devoted to the removal of residual silicone
grease sealants on ground glass connections of
used glassware. These grease residues should
be removed by soaking several hours in a chromic
acid cleaning solution prior to routine cleaning
as described above.
8.1.1.2 Solid adsorbent tube - 7.5 g of Florisil activated within the last 30 days and still warm
from storage in a 110°C oven, is weighed into
the adsorbent tube (prerinsed with hexane) with
a glass wool plug in the downstream end. A
second glass wool plug is placed in the tube to
hold the sorbent in the tube. Both ends of the
tube are capped with ground glass caps. These
caps should not be removed until the tube is
fitted to the train immediately prior to sampling.

8.1.2

Preliminary determinations - The sampling site and the
minimum number of sampling points are selected according
to Method I2 or as specified by the Agency. The stack
pressure, temperature, and the range of velocity heads
are determined using Method 22 and moisture content using
Approximation Method 42 or its alternatives for the purpose of making isokinetic sampling rate calculations.
Estimates may be used. However, final results must be
based on actual measurements made during the test.

C-26

�TABLE 10. RELATIVE RETENTION TIME (RRT) RANGES OF PCB HOMOLOGS
VERSUS d6-3,3'.4.4'-TETRACHLOROBIPHENYL
PCB
homolog
Monochloro

No. of
isomers
measured

Observed range
of RRTsa

Congener
no.

Observed
RRTa

Projected
range of
RRTs

3

0.40-0.50

1
3

0.43
0.50

0.35-0.55

Dichloro

10

0.52-0.69

7

0.58

0.35-0.80

Trichloro

9

0.62-0.79

30

0.65

0.35-0.10

Tetrachloro

16

0.72-1.01

50

0.75

0.55-1.05

Pentachloro

12

0.82-1.08

97

0.98

0.80-1.10

Hexachloro

13

0.93-1.20

143

1.05

0.90-1.25

Heptachloro

4

1.09-1.30

183

1.15

1.05-1.35

Octachloro

6

1.19-1.36

202

1.19

1.10-1.50

Nonachloro

3

1.31-1.42

207

1.33

1.25-1.50

Decachloro

1

1.44-1.45

209

1.44

1.35-1.50

a The RRTs of the 77 congeners and a mixture of Aroclor 1016/1254/1260 were
measured versus 3,3',4,4'-tetrachlorobiphenyl-de (internal standard) using
a 15-m J&amp;W DB-5 fused silica column with a temperature program of 110°C
for 2 min, then 10°C/min to 325°C, helium carrier at 45 cm/sec, and an oncolumn injector. A Finnigan 4023 Incos quadrupole mass spectrometer operating with a scan range of 95-550 daltons was used to detect each PCB
congener.
b The projected relative retention windows account for overlap of eluting
homologs and take into consideration differences in operating systems and
lack of all possible 209 PCB congeners.

C-27

�The molecular weight of the stack gases is determined
using Method 3.2
A nozzle size is selected based on the maximum velocity
head so that isokinetic sampling can be maintained at a
rate less than 0.75 cfm. It is not necessary to change
the nozzle size in order to maintain isokinetic sampling
rates. During the run, the nozzle size must not be
changed.
A suitable probe length is selected such that all traverse
points can be sampled. Sampling from opposite sides for
large stacks may be considered to reduce the length of
probes.
A sampling time is selected appropriate for total method
sensitivity and the PCB concentration anticipated. Sampling times should generally fall within a range of 2 to
4 hr.
A buzzer-timer should be incorporated in the control box
(see Figure 1) to alarm the operator to move the probe to
the next sampling point.
8.1.3

Preparation of collection train - During preparation and
assembly of the sampling train, all train openings must
be covered until just prior to assembly or until sampling
is about to begin. Immediately prior to assembly, all
parts of the train upstream of the adsorbent tube are
rinsed with hexane. The probe is marked with heat resistant tape or by some other method at points indicating
the proper distance into the stack or duct for each sampling point.
200 ml of water is placed in each of the first two impingers, and the third impinger left empty. CAUTION: Sealant
greases must not be used in assembling the train. If the
preliminary moisture determination shows that the stack
gases are saturated or supersaturated, one or two additional empty impingers should be added to the train between the third impinger and the Florisil tube. See
Section 5.1.5. Approximately 200 to'300 g or more, if
necessary, of silica gel is placed in the last impinger.
Each impinger (stem included) is weighed and the weights
recorded to the nearest 0.1 g on the impingers and on
the data sheet.
Unless otherwise specified by the Agency, a temperature
probe is attached to the metal sheath of the sampling
probe so that the sensor is at least 2.5 cm behind the
nozzle and pitot tube and does not touch any metal.

C-28

�The train is assembled as shown in Figure 1. Through all
parts of this method use of sealant greases such as stopcock grease to seal ground glass joints must be avoided.
Crushed ice is placed around the impingers.
8.1.4

Leak check procedure - After the sampling train has been
assembled, the probe heating system(s) is turned on and
set (if applicable) to reach a temperature sufficient to
avoid condensation in the probe. Time is allowed for the
temperature to stabilize. The train is leak checked at
the sampling site by plugging the nozzle and pulling a
380 mm Hg (15 in. Hg) vacuum. A leakage rate in excess
of 4% of the average sampling rate or 0.0057 m3/min
(0.02 cfm) whichever is less, is unacceptable.
The following leak check instruction for the sampling
train described in APTD-05813 may be helpful. The pump
is started with bypass valve fully open and coarse adjust
valve completely closed. The coarse adjust valve is
partially opened and the bypass valve slowly closed until
380 mm Hg (15 in. Hg) vacuum is reached. The direction
of bypass valve must not be reversed. This will cause
water to back up into the probe. If 380 mm Hg (15 in. Hg)
is exceeded, either the leak check is conducted at this
higher vacuum or the leak check is ended as described
below and start over.
When the leak check is completed, the plug is first slowly
removed from the inlet to the probe and the vacuum pump
is immediately turned off. This prevents the water in
the impingers from being forced backward into the probe.
Leak checks, shall be conducted as described above prior
to each test run and at the completion of each test run.
If leaks are found to be in excess of the acceptable rate,
the test will be considered invalid. To reduce lost time
due to leakage occurrences, it is recommended that leak
checks be conducted between port changes.

8.1.5

Train operation - During the sampling run, an isokinetic
sampling rate within 10%, or as specified by the Agency,
of true isokinetic shall be maintained. During the run,
the nozzle or any other part of the train in front of
and including the Florisil tube must not be changed.
For each run, the data required on the data sheets must
be recorded. An example is shown in Figure 4. The dry
gas meter readings are recorded at the beginning and end
of each sampling time increment, when changes in flow
rates are made, and when sampling is halted. Other data
point readings are taken at least once at each sample
point during each time increment and whenever significant

C-29

�FIELD DATA
PLANT.
OATE_
SAMPLING LOCATION.
SAMPLE TYPE
RUN NUMBER
OPERATOR

PROBE LENGTH AND TYPE.
NOZZLE ID.

ASSUMED MOISTURE. "„
SAMPLE BOX NUMBER
METER BOX NUMBER
METER AH p
C FACTOR
PROBE HEATER SETTING
HEATER BOX SETTING
REFERENCE Ap_

AMBIENT TEMPERATURE
BAROMETRIC PRESSURE .
STATIC PRESSURE. (P$)_
FILTER NUMBER ($)

SCHEMATIC OF TRAVERSE POINT LAYOUT
READ AND RECORD ALL DATA EVERY,
MINUTES
TRAVERSE
POINT
NUMBER

s ^X CLOCK hTIME
LiNG

r_ \Aoc K,

TIMt.iim

N^

~~

GAS METER READING
&lt;Vml. It3

VELOCITY
HEAD
(APSI. in. H?0

—— __

ORIFICE PRESSURE
DIFFERENTIAL
(AHI. in. H20l
DESIRED

STACK
TEMPERATURE
|TSI.°F

ACTUAL

n
i

COMMENTS:

Figure 4.
EPAlDur) 2K

Field data sheet,

DRY GAS METER
TEMPERATURE
INLET
(Tm mt."F

OUTLET
•Tm^.-'F

PUMP
VACUUM,
in. H|

SAMPLE BOX
TEMPERATURE.
°F

IMPINGCR
TEMPERATURL
"F

�changes (20% variation in velocity head readings) necessitate additional adjustments in flow rate.
The portholes are cleaned prior to the test run to minimize change of sampling deposited material. To begin
sampling, the nozzle cap is removed, the probe heater
operational and temperature up, and the pitot tube and
probe positions are verified (if applicable). The nozzle
is positioned at the first traverse point with the tip
pointing directly into the gas stream. The pump is
started and the flow adjusted to isokinetic conditions.
Nomographs are available for sampling trains using type
S pitot tubes with 0.85 ± 0.02 coefficients (C ), and
when sampling in air or a stack gas with equivalent
density (molecular weight, M,, equal to 29 ± 4), which
aid in the rapid adjustment of the isokinetic sampling
rate without excessive computations. If C and M, are
outside the above stated ranges, the nomograph cannot be
used unless appropriate steps are taken to compensate for
the deviations.
When the stack is under significant negative pressure
(height of impinger stem), the coarse adjust valve must
be closed before inserting the probe into the stack to
avoid water backing into the probe. If necessary, the
pump may be turned on with the coarse valve closed.
When the probe is in position, the openings around the
probe and porthole must be blocked off to prevent unrepresentative dilution of the gas stream.
The stack cross section is traversed, as required by
Method I2 or as specified by the Agency. To minimize
chance of extracting deposited material, the probe nozzle
should not bump into the stack walls when sampling near
the walls or when removing or inserting the probe through
the portholes.
During the test run, periodic adjustments are made to
keep the probe temperature at the proper value. More
ice and, if necessary, salt is added to the ice bath to
maintain a temperature of less than 20°C (68°F) at the
impinger/silica gel outlet, to avoid excessive moisture
losses. Also, the level and zero of the manometer should
be periodically checked.
If the pressure drop across the train becomes high enough
to make isokinetic sampling difficult to maintain, the
test run should be terminated. Under no circumstances
should the train be disassembled during the test run to
determine and correct causes of excessive pressure drops.

C-31

�At the end of the sample run, the pump is turned off, the
probe and nozzle removed from the stack, and the final
dry gas meter reading recorded. A leak check is performed,
with acceptability of the test run based on the same criteria as in Section 8.1.4. The percent isokinetic is
calculated (see calculation section) to determine whether
another test run should be made. If there is difficulty
in maintaining isokinetic rates due to source conditions,
the Agency should be consulted for possible variance on
the isokinetic rates.
8.1.6

8.2

Blank train - For each series of test runs, a blank train
is set up in a manner identical to that described above,
but with the nozzle capped with aluminum foil and the
exit end of the last impinger capped with a ground glass
cap. The train is allowed to remain assembled for a
period equivalent to one test run. The blank sample is
recovered as described in Section 8.3.

Static air sampling3 - The sampling procedure for static air is
identical to that described in Section 8.1 with the following exceptions: (a) impingers and a heatable probe are not required
prior to the adsorbent tube; and (b) the PCB concentrations may
dictate a longer or shorter sampling time.
The selection of sampling time and rate should be based on the
approximate levels of PCB residues expected in the sample. The
sampling rate should not exceed 14 liter/rain and may typically
fall in the range of 5 to 10 liter/rain. Sampling times should be
more than 20 min but should not exceed 4 hr.

8.3

Sample recovery - Proper cleanup procedure begins as soon as the
probe is removed from the stack at the end of the sampling period.
When the probe can be safely handled, all external particulate
matter near the tip of the probe nozzle is wiped off. The probe
is removed from the train and both ends closed off with aluminum
foil. The inlet to the train is capped off with a ground glass
cap.
The probe and impinger assembly are transfered to the cleanup area.
This area should be clean and protected from the wind so that the
chances of contaminating or losing the sample will be minimized.
The train is inspected prior to and during disassembly and any
abnormal conditions noted. The samples are treated as follows:
8.3.1

Adsorbent tube - The Florisil tube is removed from the
train and capped with ground glass caps.

8.3.2

Sample Container No. 1 - The first three impingers are
removed. The outside of each impinger is wiped off to
remove excessive water and other debris. The impingers

C-32

�are weighed (stem included), and the weight recorded on
a data sheet. The contents are poured directly into
Container No. 1.
8.3.3

8.3.4

8.4

Sample Container No. 2 - Each of the first three impingers
are rinsed sequentially with 30-ml acetone and then with
30-ml hexane, and the rinses put into Container No. 2.
Material deposited in the probe is quantitatively recovered using 100-ml acetone and then 100-ml hexane and
these rinses added to Container No. 2.
Silica gel container - The last impinger is removed, and
the outside wiped to remove excessive water and other
debris. It is weighed (stem included), and the weight
recorded on the data sheet. The contents are transferred
to the used silica gel can.

Sample preservation - Samples should be stored in the dark at 4°C.
Storage times in excess of 4 weeks are not recommended.

9.0 Sample Preparation1
9.1

Extraction
9.1.1

Adsorbent tube - The entire contents of the adsorbent
tube are expelled directly onto a glass wool plug in the
sample holder of a Soxhlet extractor. Although no extraction thimble is required, a glass thimble with a coarsefritted bottom may be used.
The tube is rinsed with 5-ml acetone and then with 15-ml
hexane and these rinses put into the extractor. The extraction apparatus is assembled and the adsorbent extracted with 170-ml hexane for at least 4 hr. The extractor should cycle 10 to 14 times per hour. After
allowing the extraction apparatus to cool to ambient
temperature, the extract is transferred into a KudernaDanish evaporator.
The extract is evaporated to about 5 ml on a steam bath
and the evaporator allowed to cool to ambient temperature
before disassembly. The extract is transferred to a 50-ml
separatory funnel and the funnel set aside.

9.1.2

Sample Container No. 1 - The aqueous sample is transferred
to a 1,000-ml separatory funnel. The container is rinsed
with 20-ml acetone and then with two 20-ml portions of
hexane, adding the rinses to the separatory funnel.
The sample is extracted with three 100 ml portions of
hexane and the sequential extracts transferred to a
Kuderna-Danish evaporator.

C-33

�The extract is concentrated to about 5 ml and allowed to
cool to ambient temperature before disassembly. The extract is filtered through a micro column of anhydrous
sodium sulfate into a 50-ml separatory funnel containing
the corresponding Florisil extract from Section 9.1.1.
The micro column is prepared by placing a small plug of
glass wool in the bottom of the large portion of a disposable pipette and then adding anhydrous sodium sulfate
until the tube is about half full.
9.1.3

Sample Container No. 2 - The organic solution is transferred into a 1,000-ml separatory funnel. The container
is rinsed with two 20 ml portions of hexane and the rinses
added to the separatory funnel. The sample is washed with
three 100 ml portions of water. The aqueous layer is
discarded and the organic layer transferred to a KudernaDanish evaporator.
The extract is concentrated to about 5 ml and allowed to
cool to ambient temperature before disassembly. The extract is filtered through a micro column of anhydrous
sodium sulfate into the 50-ml separatory funnel containing the corresponding Florisil and impinger extracts
(Section 9.1.2).

9.2

Cleanup - Two tested cleanup techniques are described below.4 Depending upon the complexity of the sample, one or both of the techniques may be required to fractionate the PCBs from interferences.
If the sample extract is colored, the Florisil column cleanup may
be indicated.
9.2.1

Acid cleanup
9.2.1.1 Add 5 ml of concentrated sulfuric acid to the
separatory funnel containing the sample extract
and shake for 1 min.
9.2.1.2 Allow the phases to separate, transfer the
sample (upper phase) with three 1 to 2 ml
solvent rinses to Kuderna-Danish evaporator
and concentrate to an appropriate volume.
9.2.1.3 Analyze as described in Section 10.0.
9.2.1.4 If the sample is highly contaminated, a second
or third acid cleanup may be employed.

9.2.2

Florisil column cleanup
9.2.2.1 Variations among batches of Florisil may affect
the elution volume of the various PCBs. For
this reason, the volume of solvent required to

C-34

�completely elute all of the PCBs must be verified by the analyst. The weight of Florisil
can then be adjusted accordingly.
9.2.2.2 Place a 20-g charge of Florisil, activated overnight at 130°C, into a Chroraaflex column. Settle
the Florisil by tapping the column. Add about
1 cm of anhydrous sodium sulfate to the top of
the Florisil. Pre-elute the column with 70-80
ml of hexane. Just before the exposure of the
sodium sulfate layer to air, stop the flow.
Discard the eluate.
9.2.2.3 Add the sample extract to the column. Add 225
ml of hexane to the column. Carefully wash
down the inner wall of the column with a small
amount of the hexane prior to adding the total
volume. Discard the first 25 ml.
9.2.2.4 Collect 200 ml of hexane eluate in a KudernaDanish flask. All of the PCBs should be in
this fraction. Concentrate to an appropriate
volume.
9.2.2.5 Analyze the sample as described in Section 10.0.
10.0 Gas Chromatographic/Electron Impact Mass Spectrometric Determination
10.1

Internal standard addition - Pipet an appropriate volume of internal standard solution SSxxx into the sample. The final concentration of the internal standards must be in the working range of the
calibration and well above the matrix background. The internal
standards are thoroughly mixed by mechanical agitation.
Note: The volume measurement of the spiking solution is critical
to the overall method precision. The analyst must exercise caution that the volume is known ±1% or better. Where necessary,
calibration of the pipet is recommended.
Note: This same solution is used as a surrogate standard solution
in the protocols for products/product waste and for water. In
this protocol, the 13C-labeled PCBs are spiked after extraction,
so are used as internal standards.
Alternately, another internal standard solution such as the d63,3',4,4'-tetrachlorobiphenyl used in the product/product waste
and water protocols may be used, if acceptable RF precision and
accuracy are shown across the homolog range.

10.2

Tables 2, and 5 through 8 summarize the recommended operating conditions for analysis. Figure 5 presents an example of a chromatogram.

C-35

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Figure 5. Capillary gas chromatography/electron impact ionization mass spectrometry (CGC/EIMS)
chromatogram or the calibration standard solution required for quantitation of PCBs by homolog.
This chromatogram includes PCBs representative of each liomolog, three carbon-13 labeled surrogates,
and the deuterated internal standard. The concentration of all components and the CGC/EIMS
parameters are presented in Tallies 3, 4, 5, and 7.

�10.3

While the highest available chromatographic resolution is not a
necessary objective of this protocol, good chromatographic performance is recommended. With the high resolution of CGC, the
probability that the chromatographic peaks consist of single
compounds is higher than with PGC. Thus, qualitative and quantitative data reduction should be more reliable.

10.4

After performance of the system has been certified for the day
and all instrument conditions set according to Tables 2, and 5
through 8, inject an aliquot of the sample onto the GC column.
If the response for any ion, including surrogates and internal
standard, exceeds the working range of the system, dilute the
sample and reanalyze. If the responses of surrogates, internal
standard, or analytes are below the working range, recheck the
system performance. If necessary, concentrate the sample and
reanalyze.

10.5

Record all data on a digital storage device (magnetic disk, tape,
etc.) for qualitative and quantitative data reduction as discussed
below.

11.0 Qualitative Identification
11.1

Selected ion monitoring (SIM) or limited mass scan (IMS) data The identification of a compound as a given PCS homolog requires
that two criteria be met:
11.1.1

(1) The peak must elute within the retention time window
set for that homolog (Section 7.6); and (2) the ratio of
two ions obtained by SIM (Table 11) or by IMS (Table 12)
must match the natural ratio within ±20%. The analyst
must search the higher mass windows, in particular M+70,
to prevent misidentification of a PCB fragment ion cluster as the parent.

11.1.2

If one or the other of these criteria is not met, interferences may have affected the results and a reanalysis
using full scan EIMS conditions is recommended.

11.2 Full scan data
11.2.1

The peak must elute within the retention time windows
set for that homolog (as described in Section 7.6).

11.2.2

The unknown spectrum must match that of an authentic PCB.
The intensity of the three largest ions in the molecular
cluster (two largest for monochlorobiphenyls) must match
the natural ratio within ±20%. Frequent clusters with
proper intensity ratios must also be present.

11.2.3

Alternatively, a spectral search may be used to automatically reduce the data. The criteria for acceptable

C-37

�TABLE 11.

CHARACTERISTIC SIM IONS FOR PCBs
Ion (relative intensity)
Secondary
Tertiary

Homolog

Primary

^12^9^1

188 (100)

190 (33)

C^HgC^

222 (100)

224 (66)

226 (11)

Ci2H7Cl3

256 (100)

258 (99)

260 (33)

C12H6C14

292 (100)

290 (76)

294 (49)

C12H5C15

326 (100)

328 (66)

324 (61)

£12^4^16

360 (100)

362 (82)

364 (36)

C12H3C17

394 (100)

396 (98)

398 (54)

Ci2H2Cl8

430 (100)

432 (66)

428 (87)

Cj^HClg

464 (100)

466 (76)

462 (76)

C

498 (100)

500 (87)

496 (68)

12 C llO

-

Source: Rote, J. W., and W. J. Morris, "Use of Isotopic Abundance Ratios in
Identification of Polychlorinated Biphenyls by Mass Spectrometry,"
J. Assoc. Offic. Anal. Chem., 56(1), 188-199 (1973).

C-38

�TABLE 12. LIMITED MASS SCANNING (LMS) RANGES FOR PCBs
Compound

Mass range (m/z)

CX2H.CU

186-190

C12H8C12

220-226

C12H7C13

254-260

C12H6C13

288-294

Ci2H5Cl5

322-328

Ci2H4Cl6

356-364

C12H3C17

386-400

C12H2C18

426-434

C12HC19

460-468

CisCl^

494-504

C12D6C14

294-300

13

192-196

13

300-306

C612C6H9C1
C12H6C14

13

438-446

-C12C110

506-516

C12H2C18

a

Adapted from Tindall, G. W., and P. E. Wininger, "Gas Chromatography-Mass
Spectrometry Method for Identifying and Determining Polychlorinated Biphenyls," J. Chromatogr.t 196, 109-119 (1980).

C-39

�identification include a high index of similarity. For
the Incos 2300, a fit of 750 or greater must be obtained.
11.3 Disputes in interpretation - Where there is reasonable doubt as
to the identity of a peak as a PCB, the analyst must either identify the peak as a PCB or proceed to a confirmational analysis
(see Section 13.0).
12.0 Quantitative Data Reduction
12.1 Once a chromatographic peak has been identified as a PCB, the compound is quantitated based either on the integrated abundance of
the SIM data or EICP for the primary characteristic ion in Tables
11 and 12. If interferences are observed for the primary ion, use
the secondary and then tertiary ion for quantitation. If interferences in the parent cluster prevent quantitation, an ion from a
fragment cluster (e.g., M-70) may be used. Whichever ion is used,
the RF must be determined using that ion. The same criteria
should be applied to the internal standard compounds (Table 13).
12.2 Using the appropriate response factor (RF ) as determined in Section 7.3, calculate the mass of each PCB peak (M ) using Equation
P
12-1.
A
,
M = -E •
'M
p A.is RF p
is
Eq. 12-1
H
*
where

A = area of the characteristic ion for the analyte PCB
"
peak
A.

= area of the characteristic ion for the internal
standard peak

RF = response factor of a given PCB congener
M. S = mass of internal standard injected (micrograms)
~L
12.3

If a peak appears to contain non-PCB interferences which cannot
be circumvented by a secondary or tertiary ion, either:
12.3.1
12.3.2

Perform additional chemical cleanup (Section 9) and then
reanalyze the sample; or

12.3.3
12.4

Reanalyze the sample on a different column which separates the PCB and interferents;

Quantitate the entire peak as PCB.

Sum all of the peaks for each homolog and then sum those to yield
the total PCB mass, MT, in the sample. If a concentration-perpeak or concentration-per-homolog reporting format is desired,
carry each value through the calculations in an appropriate manner.

C-40

�TABLE 13. CHARACTERISTIC IONS FOR
Specific compound
C612C6H9C1

^
Primary

13

C-LABELED PCS SURROGATES

Ion (relative intensity)
Secondary
Tertiary

13

194 (100)

196 (33)

13

304 (100)

306 (49)

302 (78)

13

442 (100)

444 (65)

440 (89)

510 (100)

512 (87)

514 (50)

C12H6C14
C12H2C18

13

C12C110

C-41

�12.5

Calculation of air sample volume1
12.5.1

Nomenclature
M = Mass of PCB represented by a chromatographic peak
"
micrograms
M~ = Total mass of PCBs in sample, micrograms
C = Concentration of PCBs in air, micrograms per cubic
meter, corrected to standard conditions of 20°C,
760 mm Hg (68°F, 29.92 in. Hg) on dry basis
A = Cross-sectional area of nozzle, square meter (square
n
feet)
B

= Water vapor in the gas stream, proportion by volume

I = Percent of isokinetic sampling
MWw = Molecular weight of water, 18 g/g-mole (18 lb/
Ib-mole)
P,
= Barometric pressure at the sampling site, mm Hg
oar
/.
(in. IT \
Hg)
Ps = Absolute stack gas pressure, mm Hg (in. Hg)
Pstd, = Standard absolute pressure, 760 mm Hg (29.92 in
Hg)
R = Ideal gas constant, 0.06236 mm Hg-m3/K-g-raole (21.83 in.
Hg-ft3/°R-lb-mole)
T

= Absolute average dry gas meter temperature °K (°R)

TS = Absolute average stack gas temperature °K (°R)
= Standard absolute temperature, 293°K (528°R)
V, = Total volume of liquid collected in impingers and
silica gel, milliliters. Volume of water collected equals the weight increase in grams times
1 ml/g
Vm = Volume of gas sample as measured by dry gas meter,
dcm (dcf)
V , ,x = Volume of gas sample measured by the dry gas
meter corrected to standard conditions,
dscra (dscf)

C-42

�,N = Volume of water vapor in the gas sample corrected to standard conditions, son (scf)

V = Total volume of sample, railliliter
V = Stack gas velocity, calculated by EPA Method 2,
s
m/sec (ft/sec)
AH = Average pressure differential across the orifice
meter, mm H20 (in. H20)
Pw = Density of water, 1 g/ml (0.00220 Ib/ral)
6 = Total sampling time, minutes
13.6 = Specific gravity of mercury
60 = Seconds per minute
100 = Conversion to percent
12.5.2

Average dry gas meter temperature and average orifice
pressure drop - See data sheet (Figure 4).

12.5.3

Dry gas volume - Correct the sample volume measured by
the dry gas meter to standard conditions [20°C, 760 mm Hg
(68°F, 29.92 in. Hg)] by using Equation 12-2.

.,
Vstd) -

T
„ *std
V
m -

P
+M
*bar
13.6

_ „„
=

P

+ AH
bar 1376"

Eq. 12-2

V

where K = 0.3855°K/mm Hg for metric units
= 17.65 °R/in. Hg for English units
12.5.4

Volume of water vapor

P
w RTstd
Vw(std) = Ic MW P 5,^ = K Ic
, , ,, V, ajT- .V,
v
'
w std
where K = 0.00134 m3/ml for metric units
= 0.0472 ft3/ml for English units

12.5.5

Eq.
^ 12-3

Moisture content
= -J^Iltd)E
1.
2 4
V
+V
m(std) w(std)
If the liquid droplets are present in the gas stream, assume the stream to be saturated and use a psychrometric
chart to obtain an approximation of the moisture percentage.

B
ws

C-43

�12.6

Concentration of PCBs in stack gas - Determine the concentration
of PCBs in the air according to Equation 12-5 and report in micrograms per cubic meter using Table 14. If an alternate reporting
format (e.g., concentration per peak) is desired, a different
report form may be used.
M
C

a

= K y—--

Eq. 12-5

m(std)
where K = 35.31 ft3/m3
12.7

Isokinetic variation
12.7.1

Calculations from raw data.
[K V, + (V /T ) (P, ) + AH/13.6)]
1nn Ts l
100
Ic
m m
bar
10 ,
T
r
i = -60s e v P A- Eq- 12'
s
n
3
where K = 0.00346 mm Hg-m /ml-°K for metric units
= 0.00267 in. Hg-ft3/ml-°R for English units
12.7.2

Calculations from intermediate values
T V f «. ,, P . . 100
T s m(std) std
1
" T , , s 6n s 60 (1-B J
A P
std V
ws

_

,7
' /"/

tq

,, _s Vm(std)
_ T
Ps Vs An 0 (1-B ws)
where K = 4.323 for metric units
= 0.0944 for English units
12.7.3

Acceptable results - The following range sets the limit
on acceptable isokinetic sampling results:
If 90% &lt; I &lt; 110%, the results are acceptable. If the
results are low in comparison to the standards and I is
beyond the acceptable range, the Agency may opt to accept the results.

12.8

Round off all numbers reported to two significant figures.

13.0 Confirmation
If there is reason to question the qualitative identification (Section
11.0), the analyst may choose to confirm that a peak is not a PCB. Any
technique may be chosen provided that it is validated as having equivalent or superior selectivity and sensitivity to GC/EIMS. Some candidate
techniques include alternate GC columns (with EIMS detection), GC/CIMS,
GC/NCIMS, high resolution EIMS, and MS/MS techniques. Each laboratory

C-44

�TABLE 14. ANALYSIS REPORT
INCIDENTAL PCBs IN AIR
Sample No.
Sample Matrix

Sample Source
Notebook No. or File Location
m3

Volume Collected [V , fcdJ
Mass of Internal Stanaara Injected, M.
is

pg

Qualitative
Analyte

1° 2°

I

l°

T

2°

Ratio

Theoretical

IS

298

246

100/76

1-C1

188

190

100/33

2-C1

222 224

100/66

3-C1

256

258

100/99

4-C1

292 290

100/76

5-C1

326 328

Quantitative
Ion
Mass
OK? Used
RF M (pg)
P
1.000

100/66
i

6-C1

360 362

100/82

7-C1

394 396

100/98

8-C1

430 432

100/66

9-C1

464 466

100/76

10-C1

498 500

100/87

Total (MT)
Concentration (C.)

M£ 3
Mg/m

Reported by:

Internal Audit:

Name

Name

EPA Audit:
Name

Signature/Date

Signature/Date

Signature/Date

Organization

Organization

Organization

C-45

�must validate confirmation techniques to show equivalent or superior
selectivity between PCBs and interferences and sensitivity (limit of
quantitation, LOQ).
If a peak is confirmed as being a non-PCB, it may be deleted from the
calculation (Section 12). If a peak is confirmed as containing both
PCB and non-PCB components, it must be quantitated according to Section
12.3.
14.0

Quality Control
14.1

Each laboratory that uses this method must operate a formal quality control (QC) program. The minimum requirements of this program consist of an initial demonstration of laboratory capability
and the analysis of spiked samples as a continuing check on performance. The laboratory must maintain performance records to
define the quality of data that are generated. After a date specified by the Agency, ongoing performance checks should be compared with established performance criteria to determine if the
results of analyses are within accuracy and precision limits expected of the method.

14.2

The analysts must certify that the precision and accuracy of the
analytical results are acceptable by:
14.2.1

14.2.2

14.3

The absolute precision of surrogate recovery, measured
as the RSD of the integrated EIMS area (A ) for a set
of samples, must be ±10%.
The mean recovery (R ) of at least four replicates of a
QC check sample to be supplied by the Agency must meet
Agency-specified accuracy and precision criteria. This
forms the initial data base for establishing control
limits (see Section 14.3 below).

Control limits - The laboratory must establish control limits using
the following equations:
Upper control limit (UCL) = R + 3 RSD
Upper warning limit (UWL) = R + 2 RSD
Lower warning limit (LWL) = RC - 2 RSDc
Lower control limit (LCL) = R

- 3 RSD

These may be plotted on control charts. If an analysis of a check
sample falls outside the warning limits, the analyst should be
alerted that potential problems may need correction. If the results for a check sample fall outside the control limits, the laboratory must take corrective action and recertify the performance
C-46

�(Section 14.2) before proceeding with analyses. The warning and
control limits should be continuously updated as more check sample
replicates are added to the data base.
14.4

Before processing any samples, the analyst should demonstrate
through the analysis of a reagent blank that all glassware and
reagent interferences are under control. Each time a set of samples is analyzed or there is a change in reagents, a laboratory
reagent blank should be processed as a safeguard against contamination.

14.5

Procedural QC - The various steps of the analytical procedure
should have quality control measures. These include but are not
limited to:
14.5.1

GC performance - See Section 7.1 for performance criteria.

14.5.2

MS performance - See Section 7.2 for performance criteria.

14.5.3

Qualitative identification - At least 10% of the PCB
identifications, as well as any questionable results,
should be confirmed by a second mass spectrometrist.

14.5.4

Quantitation - At least 10% of all manual calculations,
including peak area calculation, must be checked. After
changes in computer quantitation routes, the results
should be manually checked.

14.6

A minimum of 10% of all samples, one sample per month or one sample per matrix type, whichever is greater, must be selected at
random, sampled, and analyzed in triplicate to monitor the precision of the analysis. An RSD of ±30% or less must be achieved.
If the precision is greater than ±30%, the analyst must be recertified (see Section 14.2).

14.7

A minimum of 10% of all samples, one sample per month or one sample per matrix type, whichever is greater, selected at random,
must be analyzed by the standard addition technique. Two aliquots
of the sample are analyzed, one "as is" and one spiked with a sufficient amount of solution CSxxx to yield approximately 100 pg/
sample of each compound. The spiking compounds are thoroughly
incorporated by mechanical agitation. For the liquid impinger
contents, shaking for 30 sec should be sufficient. For the
Florisil, 10 min tumbling is recommended. For filters where inadequate incorporation may be expected, overnight equilibration
with agitation is recommended.
Note: The volume measurement of the spiking solution is critical
to the overall method precision. The analyst must exercise caution that the volume is known to ±1% or better. Where necessary,
calibration of the pipet is recommended.

C-47

�The samples are analyzed together and the quantitative results
calculated. The recovery of the spiked compounds (calculated by
difference) must be 80-120%. If the sample is known to contain
specific PCB isomers, these isomers may be substituted for solution CSxxx. If the concentrations of PCBs are known to be high,
the amount added should be adjusted so that the spiking level is
1.5 to 4 times the measured PCB level in the unspiked sample.
14.8

Sampling efficiency - The efficiency of PCB collection during
sampling should be monitored. This may be achieved by adding a
known amount of the 13C surrogate spiking solution (Section 6.4)
sufficient to give an analytical signal well above background to
the first impinger prior to sampling. The recovery of the four
compounds should be &gt;

14.9

Interlaboratory comparison - Interlaboratory comparison studies
are planned. Participation requirements, level of performance,
and the identity of the coordinating laboratory will be presented
in later revisions.

14.10 It is recommended that the participating laboratory adopt additional QC practices for use with this method. The specific practices that are most productive depend upon the needs of the laboratory and the nature of the samples. Field duplicates or
triplicates may be analyzed to monitor the precision of the sampling technique. Whenever possible, the laboratory should perform analysis of standard reference materials and participate in
relevant performance evaluation studies.
15.0 Quality Assurance
Each participating laboratory must develop a quality assurance plan according to EPA guidelines.5 The quality assurance plan must be submitted
to the Agency for approval.
16.0 Method Performance
The method performance is being evaluated. Limits of quantitation;
average intralaboratory recoveries, precision, and accuracy; and interlaboratory recoveries, precision, and accuracy will be presented.
17.0 Documentation and Records
Each laboratory is responsible for maintaining full records of the analysis. Laboratory notebooks should be used for handwritten records. GC/MS
data must be archived on magnetic tape, disk, or a similar device. Hard
copy printouts may be kept in addition if desired. QC records should
be maintained separately from sample analysis records.

C-48

�The documentation roust describe completely how the analysis was performed.
Any variances from the protocol must be noted and fully described. Where
the protocol lists options (e.g., sample cleanup), the option used and
specifies (solvent volumes, digestion times, etc.) must be stated.

C-49

�REFERENCES
1. Haile, C. L., and E. Baladi, "Methods for Determining the Polychlorinated
Biphenyl Emissions from Incineration and Capacitor and Transformer Filling
Plants," U.S. Environmental Protection Agency, (1977) EPA-600/4-73-048.
2. U.S. Environmental Protection Agency, Federal Register, 42(160), Thursday,
August 18, 1977.
3. Martin, R. M., "Construction Details of Isokinetic Source Sampling Equipment," Environmental Protection Agency, Air Pollution Control Office
Publication No. APTD-0581.
4. Bellar, T. A., and J. J. Lichtenberg, "The Determination of Polychlorinated
Biphenyls in Transformer Fluid and Waste Oils," Prepared for U.S. Environmental Protection Agency, (1981) EPA-600/4-81-045.
5. Quality Assurance Program Plan for the Office of Toxic Substances, Office
of Pesticides and Toxic Substances, U.S. Environmental Protection Agency,
Washington, D.C., October 1980.

C-50

�APPENDIX D
ANALYTICAL METHOD; THE ANALYSIS OF BY-PRODUCT CHLORINATED
BIPHENYLS IN INDUSTRIAL WASTEWATER

D-l

�THE ANALYSIS OF BY-PRODUCT CHLORINATED BIPHENYLS
IN INDUSTRIAL WASTEWATER
i.0

Scope and Application
1.1

This is a gas chromatographic/electron impact mass spectrometric
(GC/EIMS) method applicable to the determination of chlorinated
biphenyls (PCBs) in industrial wastewater. The PCBs present may
originate either as synthetic by-products or as contaminants derived from commercial PCB products (e.g., Aroclors). The PCBs
may be present as single isomers or complex mixtures and may include all 209 congeners from monochlorobiphenyl through decachlorobiphenyl listed in Table 1.

1.2

The detection and quantitation limits are dependent upon the volume of sample extracted the complexity of the sample matrix and
the ability of the analyst to remove interferents and properly
maintain the analytical system. The method accuracy and precision will be determined in future studies.

1.3

This method is restricted to use by or under the supervision of
analysts experienced in the use of gas chromatography/mass spectrometry (GC/MS) and in the interpretation of gas chromatograms
and mass spectra. Prior to sample analysis, each analyst must
demonstrate the ability to generate acceptable results with this
method by following the procedures described in Section 14.2.

1.4

The validity of the results depends on equivalent recovery of the
analyte and 13C PCBs. If the *3C PCBs are not thoroughly incorporated in the matrix, the method is not applicable.

1.5

During the development and testing of this method, certain analytical parameters and equipment designs were found to affect the validity of the analytical results. Proper use of the method requires
that such parameters or designs must be used as specified. These
items are identified in the text by the word "must." Anyone wishing to deviate from the method in areas so identified must demonstrate that the deviation does not affect the validity of the data.
Alternative test procedure approval must be obtained from the
Agency. An experienced analyst may make modifications to parameters or equipment identified by the term "recommended." Each
time such modifications are made to the method, the analyst must
repeat the procedure in Section 14.2. In this case, formal approval is not required, but the documented data from Section 14.2
must be on file as part of the overall quality assurance program.

D-2

�TABLE 1.
No.

Structure

NO.

Menoeftloraoiphenylt
2

52

3

4

54
55
56
S7
IS
»
60
61
(2
63
64
65
66
67
68

01chlorob&lt;BHttiy1i

a
9
10
n
12
13
14
IS

2.2'
2.3

2.3'
2.4

2.4'
2.5
2.6

3,3'
3,4

3.4'
3|5

4.4'
Trlchloraolphtnyli

16
17
18
19
20
21

22
23
24
2S
26
27
28
29
JO
31
32
33
34
35
36
37
38
39

40
41
42
43
44
45
46
47
48
49
SO
SI

2. 2'. 3
2.2'. 4
2. 2'. 5
2, 2', 6
2.3.3'
2,3.4
2.3.4'
2,3.5
2,3.6
2,3', 4
2, 3', 5
2,3', 6
2.4,4'
2.4,5
2.4,6
2, 4'. 5
2. 4' ,5
2', 3,4
2', 3,5
3,3', 4
3.3'.5
3,4,4'
3.4.5
3.4'. 5

NO.

69
70
71
72
73
74
75
76
77
78
79
80
81

10$

2.3,3 ,4,4'
1 1 1 C
2 .J.J ,4,9
2,3,3 .4'. 5
2.3.3 ,4.5'
2,3.3 ,4.6
2,3.3 .4* ,6
2.3,3 ,5,5'
2,3,3 .5.6
2.3,3 .5', 6
2,3.4 4'.5
2.3,4 4' ,6
2.3,4 5,6
2.3,4', 5, 6
2,3'.4.4-.5
2.3'. 4. 4' .6
2.3'. 4, 5. 5'
2.3". 4,1 6
5',
21 .3. 3 . 4.5
2'. 3.4. 4' .5
21 .3.4.5. 52'.3.4.5,6'
3. 3'. 4. 4' .5
3,3'. 4. 5.5'

170
171
172
173
174
175
176
177
178
179
180

Htmeliloroblptitnylt

2.2'. «,S'
9* « *'
2 •* •*»•
2,2'. 5,62.3. 3'. 4
2.3.3'. 4'
2.3.3' .5
2.3.3-. S'
2.3,J'.&lt;
2.3.4.4'
2.3.4.5
2,3.4,6
2.3. 4' .5
2,3.4-. 6
2.3,5.6
2.3', 4.4'
2.3', 4,5
2.3', 4.5"
2.3'. 4.6
2.3-.4'.5
2.3-,4-.6
.3'.S.5'
,3-.5',6
.4.4'. 5
,4. 4', 6
'.3 4.5
.3' 4,4.3' 4,5
.3' 4,5'
.3' 5.5.4.4-.S

2.2-.3.3'.4
2.2'. 3. 3', 5
2.2'.3.3',6
2. 2'. 3.4,4'
2,2' .3.4.5
2.2- .3, 4, 5'
2.2'. 3, 4,6
2,2'. 3.4,6"'
2.2'. 3, 4'. 5
2.2'. 3. 4'. 6
2.2', 3,5.5'
2.2'. 3, 5.6
2.2-.3.S.6'
2.2'. 3,5', 6
2.2-,3,6.6'
2.2-,3'.4.5
2.2'.3',4,6
2.2'. 4,4', 5
2.21,4.4'.6
2.2'. 4, 5.5'
2,2'. 4.5.5'
2.2-,4.S',6
2,2'. 4.6. S'

10 .

182

P«nt»ctil orebt phtny 1»
Irtit
IUO

107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127

Pmticftl arotl pHtny 1 »

82
S3
84
85
86
87
88
39
90
91
92
93
94
T«tricMorob&lt;Bh«nyl» 95
96
97
2.2', 3.3'
2.2'. 3,4
98
2.2'. 3,499
2.2'.3,$
100
2.2'.3.5'
101
2.2'. 3.6
10Z
2.2'.3,6'
103
2.2'. 4,4104

2,2' ,4, 5
2,2'. 4.J'
2 2 1 4 61
2.2 .4.6

structure

Tttnetil arott Ph«nv1 s

1

4
5
6
7

NUMBERING OF PCB CONGENERS3

structure

128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160

2,2'.3.3-,4.42,2'. 3,3' .4.
2.2'.3.3',4.
2.2' .3,3'. 4.
.2', 3.3'. 4,
,2'. 3, 3', 5,
.2'.3,3',S.
.2'.3.3'.5,
,2'. 3,3' 6, '
,2'.3,4,4- ( 1
,2'. 3,4. 4'.
.2'. 3. 4.4' , 1
2.2". 3,4.4'.
2.2' .3,4, 5, 5
2,2'. 3,4, 5,6
2.2',3,4.5,6
2.2'. 3. 4,5'.
2.2'. 3,4, 6. 6
2,2' ,3,4'. 5.
2.2' ,3, 4', S.
2.2'.3,4'.5,
2.2', 3,4'. 5' 6
2.2', 3, 4' .5,
2.2-.3,5.5'.
2.2', 3.5.6.6'
2.2' ,4.4'. 5.5'
2.21, 4,4-. 5. S2.2',4.4'.M'
2,3,3'. 4, 4'. 5
2.3. 3' .4,4' .5'
2.3.3', 4, 4'. 6
2.3.3'. 4,5, 5'
2,3,3'. 4,i,«

HtueMorobiphtnyl*
161
1X9
IK
163
164
165
166
167
168
169

tallieMttr,

181

183

184

185
186
187
188
189
190
191

192

193

2.3.3'. 4'. 5.6
2,3, 3', 4'. 5 ' , 6
2;3;3'.S.S',6
2.3.4. 4- .5,6
2,3' .4.4'. 5. 5'
2.3'. 4, 4', £'.6
3,3'.4.4'.5,5 1

2,2',3,3',4,4',5
2.2',3,3'.4,4',6
2.2', 3, 3 ' , 4, 5, 5'
2, 2'. 3, 3', 4,5,6
2. 2'. 3, 3', 4, 5,6'
2.2' .3,3' .4. 5'. 6
2,2'. 3.3', 4.6. 6'
2. 2 1 . 3,3' ,4' ,5,6
2. 2', 3,3'. 5, 5'. 6
2,2',3,3',5,6,6'
2.2-.3.4,4'.5.5'
2. 2', 3, 4, 4', 5. 6
2. 2'. 3, 4, 4', 5, 6'
2,2'. 3. 4, 4'. 5'. 6
2.2',3.4,4',j,6 1
2.2' .3. 4,5, 5' ,6
2,2' .3,4,5, 6, 6'
2,2',3,4 1 ,5.5 1 .6
2,2'. 3,4', 5. 6, 6'
2. 3, 3', 4, 4', 5,5'
2,3.3', 4. 4 ' , 5, 6
2. 3. 3' .4. 4' .5'. 6
2, 3, 3'. 4, 5,5' 6
2.3, 3'. 4' .5,5' ,6
Octiehl orobi phtny 1 s

194
195
196
197
198
199
200
201

202

203
204

205

2,2'. 3. 3', 4. 4 ' , 5,5'
2,2'.3,3'.4,4'.5,6
2,2'.3,3'.4.4',5,5'
2, 2', 3. 3'. 4, 4 ' , 6, 6'
2.2'.3.3',4,5.5'.S
2,2'. 3, 3' .4. 5,6, 6'1
2.2'.3.3 1 ,4.S'.6.6
2.2'. 3, 3'. 4. 5, 5 ' , 6'
2.2' .3. 3' ,5, 5'. 6.6'
2,2', 3, 4. 4'. 5, 5 ' . 6
2.2' .3,4,4' .5, 6, 6'
2,3.3' ,4.4'.5.5'.6
NomehlarobfohtnyM

206
207
208

2,2-.3,3'.4.4',5,5 &lt; .S
2.2'.3.3'.4.4'.5,6,6'
2,2',3.3 I ,4,5,5'.6,6'
0«eicMorot&gt;(pn«ityl

X. ind Z«11. H., Frwnlui I. Anil. ChM., 302. 20-31 (1980).

D-3

2.3. 3', 4, 5', 6

H»otieH1orattfphtnyl »

209

•Adapted 1rm

structure

2.2'.3,3'4,4',$,5',6.6'

�2.0

Summary
2.1

The wastewater must be sampled such that the specimen collected
for analysis is representative of the whole. Statistically
designed selection of the sampling position (valve, port, outfall,
etc.) or time should be employed. The sample must be preserved to
prevent PCB loss prior to analysis. Storage at 4°C with optional
preservation at low pH is recommended.

2.2

The sample is mechanically homogenized and subsampled if necessary.
The sample is then spiked with four 13C PCB surrogates and the
surrogates incorporated by further mechanical agitation.

2.3

The surrogate-spiked sample is extracted and cleaned up at the
discretion of the analyst. Possible extraction techniques include
liquid-liquid partition and sorption onto resin columns followed
by solvent elution. Cleanup techniques may include liquid-liquid
partition, sulfuric acid cleanup, saponification, adsorption chromatography, gel permeation chromatography or a combination of
cleanup techniques. The sample is diluted or concentrated to a
final known volume for instrumental determination. The EPA Method
6081 and 6252 extraction and cleanup procedures may be used.

2.4

The PCB content of the sample extract is determined by capillary
(preferred) or packed column gas chromatography/electron impact
mass spectrometry (CGC/EIMS or PGC/EIMS) operated in the selected
ion monitoring (SIM), full scan, or limited mass scan (IMS) mode.

2.5

PCBs are identified by comparison of their retention time and
mass spectral intensity ratios to those in calibration standards.

2.6

PCBs are quantitated against the response factors for a mixture
of 11 PCB congeners, using the response of the 13C surrogate to
compensate for losses in workup and instrument variability.

2.7

The PCBs identified by the SIM technique may be confirmed by full
scan CGC/EIMS, retention on alternate GC columns, other mass spectrometric techniques, infrared spectrometry, or other techniques,
provided that the sensitivity and selectivity of the technique is
demonstrated to be comparable or superior to GC/EIMS.

2.8

The analysis time is dependent on the extent of workup employed.
The time required for instrumental analysis, excluding data reduction and reporting, is about 30 to 45 min.

2.9

Appropriate quality control (QC) procedures are included to assess
the performance of the analyst and estimate the quality of the
results. These QC procedures include the demonstration of laboratory capability: periodic analyst certification, the use of control charts, and the analysis of blanks, replicates, and standard
addition samples. A quality assurance (QA) plan must be developed
for each laboratory.
D-4

�2.10 While several options are available throughout this method, the
recommended procedure to be followed is:
2.10.1

The sample is collected according to a scheme which permits extrapolation of the sample data to the body or containers of water being sampled.

2.10.2

The sample is preserved at low pH and at 4°C to prevent
any loss of PCBs or changes in matrix which may adversely
affect recovery.

2.10.3

The sample is-mechanically homogenized and subsampled if
necessary.

2.10.4

The sample is spiked with four 13C-PCB surrogates
(4-chlorobiphenyl; 3,3',4,4'-tetrachlorobiphenyl;
2,2',3,3',5,5',6,6'-octachlorobiphenyl; and decachlorobiphenyl).

2.10.5

The sample is extracted.

2.10.6

The extract is cleaned up and concentrated to an appropriate volume.

2.10.7

An aliquot of the extract is analyzed by CGC/EIMS operated in the SIM mode. On-column injections onto a 15-m
DB-5 capillary column, programmed (for toluene solutions)
from 110° to 325°C at 10°/min after a 2 min hold is used.
Helium at 45-cm/sec linear velocity is used as the carrier
gas.

2.10.8

PCBs are identified by retention time and mass spectral
intensities.

2.10.9

PCBs are quantitated against the response factors for a
mixture of 11 PCB congeners.

2.10.10 The total PCBs are obtained by summing the amounts for
each homolog found and the concentration is reported as
micrograms per liter.
3.0

Interferences
3.1

Method interferences may be caused by contaminants in solvents,
reagents, glassware, and other sample processing hardware, leading
to discrete artifacts and/or elevated baselines in the total ion
current profiles. All of these materials must be routinely demonstrated to be free from interferences by the analysis of laboratory
reagent blanks as described in Section 14.4.

D-5

�3.1.1

Glassware must be scrupulously cleaned. All glassware
is cleaned as soon as possible after use by rinsing with
the last solvent used. This should be followed by detergent washing with hot water and rinses with tap water and
reagent water. The glassware should then be drained dry
and heated in a muffle furnace at 400°C for 15 to 30 min.
Some thermally stable materials, such as PCBs, may not
be eliminated by this treatment. Solvent rinses with
acetone and pesticide quality hexane may be substituted
for the muffle furnace heating. Volumetric ware should
not be heated in a muffle furnace. After it is dry and
cool, glassware should be sealed and stored in a clean
environment to prevent any accumulation of dust or other
contaminants. It is stored inverted or capped with
aluminum foil.

3.1.2

The use of high purity reagents and solvents helps to
minimize interference problems. Purification of solvents
by distillation in all-glass systems may be required.
All solvent lots must be checked for purity prior to use.

3.2

Matrix interferences may be caused by contaminants that are coextracted from the sample. The extent of matrix interferences will
vary considerably from source to source, depending upon the nature
and diversity of the sources of samples.

4.1

The toxicity or carcinogenicity of each reagent used in this
method has not been precisely defined; however, each chemical
compound should be treated as a potential health hazard. From
this viewpoint, exposure to these chemicals must be reduced to
the lowest possible level by whatever means available. The laboratory is responsible for maintaining a current awareness file of
OSHA regulations regarding the safe handling of the chemicals specified in this method. A reference file of material data handling
sheets should also be made available to all personnel involved in
the chemical analysis.

4.2

Polychlorinated biphenyls have been tentatively classified as known
or suspected human or mammalian carcinogens. Primary standards
of these toxic compounds should be prepared in a hood. Personnel
must wear protective equipment, including gloves and safety glasses.

4.0

Congeners highly substituted at the meta and para positions and
unsubstituted at the ortho positions are reported to be the most
toxic. Extreme caution should be taken when handling these compounds neat or in concentration solution. The class includes
3,3',4,4'-tetrachlorobiphenyl (both natural abundance and isotopically labeled).

D-6

�4.3

4.4
5.0

Diethyl ether should be monitored regularly to determine the peroxide content. Under no circumstances should diethyl ether be used
with a peroxide content in excess of 50 ppm as an explosion could
result. Peroxide test strips manufactured by EM Laboratories
(available from Scientific Products Company, Cat. No. P1126-8 and
other suppliers) are recommended for this test. Procedures for
removal of peroxides from diethyl ether are included in the instructions supplied with the peroxide test kit.
Waste disposal must be in accordance with RCRA and applicable
state rules.

Apparatus and Materials
5.1

Sampling containers - Amber glass bottles, 1-liter or other appropriate volume, fitted with screw caps lined with Teflon.
Cleaned foil may be substituted for Teflon if the sample is not
corrosive. If amber bottles are not available, samples should
be protected from light using foil or a light-tight outer container. The bottle must be washed, rinsed with acetone or methylene chloride, and dried before use to minimize contamination.

5.2

Glassware - All specifications are suggestions only. Catalog
numbers are included for illustration only.
5.2.1

Volumetric flasks - Assorted sizes.

5.2.2

Pipets - Assorted sizes, Mohr delivery.

5.2.3

Micro syringes - 10.0 pi for packed column GC analysis,
1.0 |Jl for on-column CGC analysis.

5.2.4

Chromatographic column - Chromaflex, 400 mm long x 19 mm
ID (Kontes K-420540-9011 or equivalent).

5.2.5

Gel permeation chromatograph - GPC Autoprep 1002
(Analytical Bio Chemistry Laboratories, Inc.) or
equivalent.

5.2.6

Kuderna-Danish Evaporative Concentrator Apparatus
5.2.6.1

Concentrator tube - 10 ml, graduated (Kontes
K-570050-1025 or equivalent). Calibration must
be checked. Ground glass stopper size (S19/22
joint) is used to prevent evaporation of solvent.

5.2.6.2 Evaporative flask - 500 ml (Kontes K-57001-0500
or equivalent). Attach to concentrator tube
with springs (Kontes K-662750-0012 or equivalent).
5.2.6.3

Snyder column - Three ball macro (Kontes K5030000121 or equivalent).
D-7

�5.3

Balance - Analytical, capable of accurately weighing 0.0001 g.

5.4

Gas chromatography/mass spectrometer system.
5.4.1

Gas chromatograph - An analytical system complete with a
temperature programmable gas chromatograph and all required accessories including syringes, analytical columns,
and gases. The injection port must be designed for oncolumn injection when using capillary columns or packed
columns. Other capillary injection techniques (split,
splitless, "Grob," etc.) may be used provided the performance specifications stated in Section 7.1 are met.

5.4.2

Capillary GC column - A 12-20 m long x 0.25 mm ID fused
silica column with a 0.25 |Jm thick DB-5 bonded silicone
liquid phase (J&amp;W Scientific) is recommended. Alternate
liquid phases may include OV-101, SP-2100, Apiezon L,
Dexsil 300, or other liquid phases which meet the performance specifications stated in Section 7.1.

5.4.3

Packed GC column - A 180 cm x 0.2 cm ID glass column
packed with 3% SP-2250 on 100/120 mesh Supelcoport or
equivalent is recommended. Other liquid phases which
meet the performance specifications stated in Section 7.1
may be substituted.

5.4.4

Mass spectrometer - Must be capable of scanning from 150
to 550 Daltons every 1.5 sec or less, collecting at least
five spectra per chromatographic peak, utilizing a 70-eV
(nominal) electron energy in the electron impact ionization mode and producing a mass spectrum which meets all
the criteria in Table 2 when 50 ng of decafluorotriphenyl
phosphine [DFTPP, bis(perfluorophenyl)phenyl phosphine]
is injected through the GC inlet. Any GC-to-MS interface
that gives acceptable calibration points at 10 ng per
injection for each PCB isomer in the calibration standard
and achieves all acceptable performance criteria (Section
10) may be used. Direct coupling of the fused silica
column to the MS is recommended. Alternatively, GC-toMS interfaces constructed of all glass or glass-lined
materials are recommended. Glass can be deactivated by
silanizing with dichlorodimethylsilane.

5.4.5

A computer system that allows the continuous acquisition
and storage on machine-readable media of all mass spectra
obtained throughout the duration of the chromatographic
program must be interfaced to the mass spectrometer.
The data system must have the capability of integrating
the abundances of the selected ions between specified
limits and relating integrated abundances to concentrations using the calibration procedures described in this
method. The computer must have software that allows
D-8

�TABLE 2. DFTPP KEY IONS AND ION ABUNDANCE CRITERIA
Mass

Ion abundance criteria

197
198
199

Less than 1% of mass 198
100% relative abundance
5-9% of mass 198

275

10-30% of mass 198

365

Greater than 1% of mass 198

441
442
443

Present, but less than mass 443
Greater than 40% of mass 198
17-23% of mass 442

D-9

�searching any GC/MS data file for ions of a specific mass
and plotting such ion abundances versus time or scan number to yield an extracted ion current profile (EICP).
Software must also be available that allows integrating
the abundance in any EICP between specified time or scan
number limits.
6.0

Reagents
6.1

Solvents - All solvents must be pesticide residue analysis grade.
New lots should be checked for purity by concentrating an aliquot
by at least as much as is used in the procedure.

6.2

Stock standard solutions - Standards of the PCB congeners listed
in Table 3 are available from Ultra Scientific, Hope, Rhode Island;
or Analabs, North Haven, Connecticut.

6.3

Calibration standard stock solutions - Primary dilutions of each
of the individual PCBs listed in Table 3 are prepared by weighing
approximately 1-10 mg of material within 1% precision. The PCB
is then dissolved and diluted to 1.0 ml with hexane. Calculate
the concentration in mg/ml. The primary dilutions are stored at
4°C in screw-cap vials with Teflon cap liners. The meniscus is
marked on the vial wall to monitor solvent evaporation. Primary
dilutions are stable indefinitely if the seals are maintained.
The validity of primary and secondary dilutions must be monitored
on a quarterly basis by analyzing four quality control check samples (see Section 14.2).

6.4

Working calibration standards - Working calibration standards are
prepared that are similar in PCB composition and concentration to
the samples by mixing and diluting the individual standard stock
solutions. Example calibration solutions are shown in Table 3.
The mixture is diluted to volume with pesticide residue analysis
quality hexane. The concentration is calculated in ng/ml as the
individual PCBs. Dilutions are stored at 4°C in narrow-mouth,
screw-cap vials with Teflon cap liners. The meniscus is marked
on the vial wall to monitor solvent evaporation. These secondary
dilutions can be stored indefinitely if the seals are maintained.
These solutions are designated "CSxxx," where the xxx is used to
encode the nominal concentration in ng/ml.

6.5

Alternatively, certified stock solutions similar to those listed
in Table 3 may be available from a supplier, in lieu of the procedures described in Section 6.4.

6.6

DFTPP standard - A 50-ng/pl solution of DFTPP is prepared in acetone or another appropriate solvent.

6.7

Surrogate standard stock solution - The four 13C-labeled PCBs
listed in Table 4 may be available from a supplier as a certified
solution. This solution may be used as received or diluted
further. These solutions are designated "SSxxx," where the xxx
is used to encode the nominal concentration in ng/ml.
D-10

�TABLE 3. CONCENTRATIONS OF CONGENERS IN PCS CALIBRATION STANDARDS (ng/ml)a
Homolog

Congener
no.

CS1000

CS100

CS050

CS010

1

1

1,040

104

52

10

1

3

1,000

100

50

10

2

7

1,040

104

52

10

3

30

1,040

104

52

10

4

50

1,520

152

76

15

5

97

1,740

174

87

17

6

143

1,920

192

96

19

7

183

2,600

260

130

26

8

202

4,640

464

232

46

9

207

5,060

506

253

51

10

209

4,240

424

212

42

4

255

255

255

255

1

211 (RS)

104

104

104

104

4

212 (RS)

257

257

257

257

8

213 (RS)

407

407

407

407

10

a

210 (IS)

214 (RS)

502

502

502

502

Concentrations given as examples only.

D-ll

�TABLE 4. COMPOSITION OF SURROGATE SPIKING SOLUTION (SS100)
CONTAINING 13C-LABELED PCBs3
Congener
no.

Compound

Concentration
(Hg/ml)

211

104

212

(13C12)3,3' ,4,4'-tetrachlorobiphenyl

257

213

(13C12)2,2' ,3,3' ,5,5' ,6,6'-octachlorobiphenyl

395

214

a

(I1 ,2' ,3' ,4' ,5' ,6'-13C6)4-chlorobiphenyl

(13C12)decachlorobiphenyl

502

Concentrations given as examples only.

D-12

�6.8

6.9

Solution stability - The calibration standard, surrogate and
DFTPP solutions should be checked frequently for stability.
These solutions should be replaced after 6 months, or sooner if
comparison with quality control check samples indicates compound
degradation or concentration change.

6.10
7 .0

Internal standard solution - A solution of de-3,3" ,4,4" -tetrachlorobiphenyl is prepared at a nominal concentration of 1-10
mg/ml in hexane. The solution is further diluted to give a working standard.

Quality control check samples will be supplied by the Agency.

Calibration
7.1

The gas chroma tograph must meet the minimum operating parameters
shown in Tables 5 and 6, daily. If all of the criteria are not
met, the analyst must adjust conditions and repeat the test until
all criteria are met.

7.2

The mass spectrometer must meet the minimum operating parameters
shown in Tables 2, 7, and 8, daily. If all criteria are not met,
the analyst must retune the spectrometer and repeat the test until all conditions are met.
The PCB response factor (RF ) must be determined using Equat
7-1 for the analyte homologi.

where

is
p
RF = response factor of a given PCB isomer

A = area of the characteristic ion for the PCB congener
P
peak
M = mass of PCB congener injected (nanograms)
A.

= area of the characteristic ion for the internal
standard peak

M. = mass of internal standard injected (nanograms)
IS
Using the same conditions as for RF , the surrogate response
factors (RF ) must be determined usSng Equation 7-2.
A x M.
IS

S

where A S = area of the characteristic ion for the surrogate peak
MS = mass of surrogate injected (nanograms)
Other items are the same as defined in Equation 7-1.
D-13

�TABLE 5. OPERATING PARAMETERS FOR CAPILLARY COLUMN GAS CHROMATOGRAPHIC SYSTEM
Recommended

Parameter

Tolerance

Gas chromatograph

Finnigan 9610

Other

Column

15 m x 0.255 mm ID
Fused silica

Other

Liquid phase

DB-5

Other nonpolar
or semipolar

Liquid phase thickness

0.25 urn

&lt; 1 |Jm

Carrier gas

Helium

Hydrogen

Carrier gas velocity

45 cm/sec

Optimum performance

Injector

On-column (J&amp;W)

(J&amp;W)

Injector temperature

Optimum performance

Injection volume

Other

c

1.0 plc

Optimum performance
Other

d

Initial column temperature

70°C (2 min)

Column temperature program

70°-325°C at 10°C/min£

Separator

None

Glass jet or other

Transfer line temperature

280°C

Optimum**

Tailing factor

0.7-1.5

0.4-3

Peak width

7-10 sec

&lt; 15 sec

Other
Other

a

Substitutions permitted with any common apparatus or technique provided
performance criteria are met.

b

Measured by injection of air or methane at 270°C oven temperature.

c

For on-column injection, manufacturer's instructions should be followed
regarding injection technique.

d

With on-column injection, initial temperature equals boiling point of the
solvent; in this instance, hexane.

e

C^Clio elutes at 270°C. Programming above this temperature ensures a
clean column and lower background on subsequent runs.

f

Fused silica columns may be routed directly into the ion source to prevent separator discrimination and losses.

g

High enough to elute all PCBs, but not high enough to degrade the column
if routed through the transfer line.

h

Tailing factor is width of front half of peak at 10% height divided by width
of back half of peak at 10% height for single PCB congeners in solution CSxxx.

i

Peak width at 10% height for a single PCB congener is CSxxx.
D-14

�TABLE 6. OPERATING PARAMETERS FOR PACKED COLUMN GAS CHROMATOGRAPHY SYSTEM
Tolerances

Recommended

Parameter
Gas chromatograph

Finnigan 9610

Other3

Column

180 cm x 0.2 cm ID
glass

Other

Column packing

3% SP-2250 on 100/
120 mesh Supelcoport

Other nonpolar
or semipolar

Carrier gas

Helium

Hydrogen

Carrier gas flow rate

30 ml/min

Optimum performance

Injector

On-column

Injector temperature

250°C

Optimum

Injection volume

1.0 pi

g 5 pi

Initial column temperature

150°C, 4 min

Other

Column temperature program

150°C-260° at 8°/min

Other

Separator

Glass jet

Other

Transfer line temperature

280°C

Optimum3

Tailing factor

0.7-1.5

0.4-3

Peak widthd

10-20 sec

&lt; 30 sec

p

a

Substitutions permitted if performance criteria are met.

b High enough to elute all PCBs.
c

Tailing factor is width of front half of peak at 10% height divided by
width of back half of peak at 10% height for single PCS congeners in solution CSxxx.

d

Peak width at 10% height for a single PCB congener in CSxxx.

D-15

�TABLE 7. OPERATING PARAMETERS FOR QUADRUPOLE MASS SPECTROMETER SYSTEM
Parameter

Recommended

Tolerance

Mass spectrometer

Finnigan 4023

Other3

Data system

Incos 2400

Other

Scan range

95-550

Other

Scan time

1 sec

Otherb

Resolution

Unit

Optimum performance

Ion source temperature

280°C

200°-300°C

Electron energy

70 eV

Optimum performance

Trap current

0.2 mA

Optimum performance

Multiplier voltage

-1,600 V

Optimum performance

Preamplifier sensitivity

10"6 A/V

Set for desired
working range

a

Substitutions permitted if performance criteria are met.

b

Greater than five data points over a GC peak is a minimum.

c Filaments should be shut off during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

D-16

�TABLE 8. OPERATING PARAMETERS FOR MAGNETIC SECTOR MASS SPECTROMETER SYSTEM
Parameter

Tolerance

Recommended

Mass spectrometer

Finnigan MAT 311A

Other3

Data system

Incos 2400

Other

Scan range

98-550

Other

Scan mode

Exponential

Other

Cycle time

1.2 sec

Otherb

Resolution

1,000

&gt; 500

Ion source temperature

280°C

250°-300°C

Electron energy

70 eV

70 eV

Emission current

1-2 mA

Optimum

Filament current

Optimum

Optimum

Multiplier

-1,600 V

Optimum

a

Substitutions permitted if performance criteria are met.

b

Greater than five data points over a GC peak is a minimum.

c Filaments should be shut off 'during solvent elution to improve instrument
stability and prolong filament life, especially if no separator is used.

D-17

�If specific congeners are known to be present and if standards
are available, selected RF values may be employed. For general
samples, solutions CSxxx and SSxxx or a mixture (Tables 3 and 4),
with a similar level of internal standard (dg-3,3',4,4*-tetrachlorobiphenyl) added, may be used as the response factor solution.
The PCB-surrogate pairs to be used in the RF calculation are listed
in Table 9.
Generally, only the primary ions of both the analyte and surrogate
are used to determine the RF values. If alternate ions are to be
used in the quantitation, the RF must be determined using that
characteristic ion.
The RF value must be determined in a manner to assure ±20% accuracy and precision. For instruments with good day-to-day precision, a running mean (RF) based on seven values determined once
each day may be appropriate. Other options include, but are not
limited to, triplicate determinations of a single concentration
spaced throughout a day or determination of the RF at three different levels to establish a working curve.
If replicate RF values differ by greater than ±10% RSD, the system
performance should be monitored closely. If the RSD is greater
than ±20%, the data set must be considered invalid and the RF redetermined before further analyses are done.
7.4

7.5

8.0

If the GC/EIMS system has not been demonstrated to yield a linear
response or if the analyte concentrations are more than two orders
of magnitude different from those in the RF solution, a calibration
curve must be prepared. If the analyte and RF solution concentrations differ by more than one order of magnitude, a calibration
curve should be prepared. A calibration curve should be established with triplicate determinations at three or more concentrations bracketing the analyte levels.
The relative retention time (RRT) windows for the 10 homologs and
surrogates must be determined. If all congeners are not available,
a mixture of available congeners or an Aroclor mixture (e.g.,
1016/1254/1260) may be used to estimate the windows. The windows
must be set wider than observed if all isomers are not determined.
Typical RRT windows for one column are listed in Table 10. The
windows may differ substantially if other GC parameters are used.

Sample Collection, Handling, and Preservation
8.1

Amber glass sample containers should have Teflon-lined screw caps.
With noncorrosive samples, methylene chloride-washed aluminum foil
liners may be substituted. The volume is determined by the amount
of sample to be collected but will usually be 1 liter or 1 qt.
The sample size is dependent on the anticipated PCB levels and
difficulty of the subsequent extraction/cleanup steps.
D-18

�TABLE 9.
Analyte
Congener
no .
1
2,3

PAIRINGS OF ANALYTE, CALIBRATION, AND SURROGATE COMPOUNDS

Compound
2-C12H9Cl
3- and 4-C12H9Cl

1
3

/•*
TT r&gt;~t
Li2ngLl2

-f
'

i £. on
1O~ jy

r*
TJ r*i
L. 12^7 *•*-!- 3

An_fti
HU O 1

p l2^6*-&gt;-'-4
u n
L.

82-127
128-169

C12H5C15
C12H4C16

1"7A1OO
1/0-19J

r*
ur*!
Li2h.3Ll7

194-205
206-208
209

C12H2C18
C12HC19
C12C110

Compound

Congener
no.

2
4
2,4
2,4, 6
2,2' ,4 ,6
2,2' ,3 ',4,5
2,2' ,3 ,4,5 ,6'
2,2' ,3 ',4,4', 5', 6
2,2' ,3 ,3',5, 5', 6, 6'
J
2,2' ,3 ,3'» 4, 4', 5, 6, 6'
/"*
f
L12Lli 0

211
211
211
212
212
212
212
213
213
213
214

Congener
no.

4— 1 r
1j

O

30
50
97
143
183
202
207
209

v£&gt;

a

Surrogate

Calibration standard

Ballschmiter numbering system, see Table 1.

Compound
13

C6-4
C6-4
13
C6-4
13
Ci2-3,3' ,4 ,4'
13
Ci2-3,3' ,4 ,4'
13
C12-3,3' ,4 ,4'
13
Ci2-3,3' ,4 ,4'
13
,6,6'
C12-2,2' ,3 ,3', 5, 5'
13
C12-2,2' ,3 ,3' , J V J
3 5 , ,6,6'
13
,6,6'
C12-2,2' ,3 ,3', 5, 5'
13

13

c12ci10

�TABLE 10.

PCB
homolog

RELATIVE RETENTION TIME (RRT) RANGES OF PCB HOMOLOGS
VERSUS d6-3,3',4.4'-TETRACHLOROBIPHENYL

No. of
isomers
measured

Observed range
of RRTs3

Calibration solution
Congener
Observed
RRT3
no.

Projected
range of
RRTs

3

0.40-0.50

1
3

0.43
0.50

0.35-0.55

10

0.52-0.69

7

0.58

0.35-0.80

9

0.62-0.79

30

0.65

0.35-1.10

Tetrachloro

16

0.72-1.01

50

0.75

0.55-1.05

Pentachloro

12

0.82-1.08

97

0.98

0.80-1.10

Hexachloro

13

0.93-1.20

143

1.05

0.90-1.25

Heptachloro

4

1.09-1.30

183

1.15

1.05-1.35

Octachloro

6

1.19-1.36

202

1.19

1.10-1.50

Nonachloro

3

1.31-1.42

207

1.33

1.25-1.50

Decachloro

1

1.44-1.45

209

1.44

1.35-1.50

Monochloro

Dichloro
Trichloro

a

The RRTs of the 77 congeners and a mixture of Aroclor 1016/1254/1260 were
measured versus 3,3',4,4'-tetrachlorobiphenyl-d6 (internal standard) using
a 15-m J&amp;W DB-5 fused silica column with a temperature program of 110°C
for 2 min, then 10°C/min to 325°C, helium carrier at 45 cm/sec, and an oncolumn injector. A Finnigan 4023 Incos quadrupole mass spectrometer operating with a scan range of 95-550 daltons was used to detect each PCB
congener.

b

The projected relative retention windows account for overlap of eluting
homologs and take into consideration differences in operating systems and
lack of all possible 209 PCB congeners.

D-20

�8.2

Sample bottle preparation
8.2.1

8.2.2

Sample bottles are heated to 400°C for 15 to 20 min or
rinsed with pesticide grade acetone or hexane and allowed
to air dry.

8.2.3
8.3

All sample bottles and caps should be washed in detergent
solution, rinsed with tap water and then with distilled
water. The bottles and caps are allowed to drain dry in
a contaminant-free area. Then the caps are rinsed with
pesticide grade hexane and allow to air dry.

The clean bottles are stored inverted or sealed until use.

Sample collection
8.3.1

8.3.2

If possible, mix the source thoroughly before collecting
the sample. If mixing is impractical, the sample should
be collected from a representative area of the source.
If the liquid is flowing through an enclosed system, sampling through a valve should be randomly timed.

8.3.3

8.4

The primary consideration in sample collection is that
the sample collected be representative of the whole.
Therefore, sampling plans or protocols for each individual producer's situation will have to be developed. The
recommendations presented here describe general situations. The number of replicates and sampling frequency
also must be planned prior to sampling.

Fill the bottle with water, add preservative (Section
8.4), cap tightly, and shake well. To prevent the caps
from working loose during storage tape the caps on with
a water-insoluble tape.

Sample preservation - Samples should be stored at 4°C. Since
there is a possibility of microbial degradation, addition of H2S04
during collection to a pH &lt; 2 is recommended. A test strip is
used to monitor the pH. Storage times in excess of 4 weeks are
not recommended.
If residual chlorine is present in the sample, it should be
quenched with sodium thiosulfate. EPA Methods 330.4 and 330.5
may be used to measure the residual chlorine.3 Field test kits
are available for this purpose.

9.0

Sample Preparation
9.1

Sample homogenization and subsampling - The sample is homogenized
by shaking, blending, or other appropriate mechanical technique,
if necessary. If the density of the sample is not between 0.9

D-21

�and 1.1, the density should be determined and reported. Consideration should be given to treating the sample as a product waste
(see separate protocol).
Note:

9.2

Surrogate addition - An appropriate volume of surrogate solution
SSxxx is pipetted into the sample. The final concentration of the
surrogates must be in the working range of the calibration and
well above the matrix background.
Note:

9.3

The precision of the mass determination at this step will
be reflected in the overall method precision. Therefore,
an analytical balance must be used to assure that the
weight is accurate to ±1% or better.

The volume measurement of
cal to the overall method
exercise caution that the
better. Where necessary,
recommended.

the spiking solution is critiprecision. The analyst must
volume is known to ±1% or
calibration of the pipet is

Sample preparation (extraction/cleanup) - After addition of the
surrogates, the sample is further treated at the discretion of
the analyst, provided that the GC/EIMS response of the four surrogates meets the criteria listed in Section 7.0. The literature
pertaining to these techniques has been reviewed.4 Several possible techniques are presented below for guidance only. The applicability of any of these techniques to a specific sample matrix
must be determined by the precision and accuracy of the *3C PCB
surrogate recoveries, as discussed in Section 14.2.
9.3.1

Extraction - The entire sample must be transferred to the
extraction vessel with PCB-free water washing, if necessary, to transfer all solids. The container is then
rinsed with the extraction solvent to recovery any PCBs
adhering to' the container wall. The solvent rinses are
combined with the extracts from below. Measure the sample volume to the nearest 0.5%.
9.3.1.1

Liquid-liquid extraction - The solvent, number
of extractions, solvent-to-sample ratio, and
other parameters are chosen at the analyst's
discretion. A suggested extraction from water
is presented in EPA Methods 60S1 and 625.2

9.3.1.2 Sorbent column extraction - PCBs may be isolated
from water onto sorbent columns, although these
techniques are not as widely used or thoroughly
validated as liquid-liquid extraction. The
selection of sorbent (XAD, Porapak, carbonpolyurethane foam, etc.) will depend on the
nature of the matrix. The available methods
have been reviewed.4
D-22

�9.3.2

Cleanup - Several tested cleanup techniques are described
below. All but the base cleanup (9.3.2.8) were previously
validated for PCBs in transformer fluids.5 Depending
upon the complexity of the sample, one or more of the
techniques may be required to fractionate the PCBs from
interferences. For most cleanups a concentrated (1-5
ml) extract should be used.
9.3.2.1 Acid cleanup
9.3.2.1.1

Place 5 ml of concentrated sulfuric
acid into a 40-ml narrow-mouth screwcap bottle. Add the sample extract.
Seal the bottle with a Teflon-lined
screw cap and shake for 1 min.

9.3.2.1.2 Allow the phases to separate, transfer the sample (upper phase) with
three rinses of 1-2 ml solvent to a
clean container and concentrate to
an appropriate volume.
9.3.2.1.3 Analyze as described in Section 10.0.
9.3.2.1.4 If the sample is highly contaminated,
a second or third acid cleanup may
be employed.
9.3.2.2

Florisil column cleanup

9.3.2.2.1 Variations among batches of Florisil
(PR grade or equivalent) may affect
the elution volume of the various
PCBs. For this reason, the volume
of solvent required to completely
elute all of the PCBs must be verified by the analyst. The weight of
Florisil can then be adjusted accordingly.
9.3.2.2.2 Place a 20-g charge of Florisil,
activated overnight at 130°C, into a
Chromaflex column. Settle the Florisil by tapping the column. Add
about 1 cm of anhydrous sodium sulfate to the top of the Florisil.
Pre-elute the column with 70-80 ml
of hexane. Just before the exposure
of the sodium sulfate layer to air,
stop the flow. Discard the eluate.

D-23

�9.3.2.2.3 Add the sample extract to the column.
9.3.2.2.4 Carefully wash down the inner wall
of the column with 5 ml of the hexane.

9.3.2.2.5 Add 220 ml of hexane to the column.
9.3.2.2.6 Discard the first 25 ml.
9.3.2.2.7 Collect 200 ml
Kuderna-Danish
PCBs should be
Concentrate to

of hexane eluate in a
flask. All of the
in this fraction.
an appropriate volume.

9.3.2.2.8 Analyze the sample as described in
Section 10.0.
9.3.2.3 Alumina column cleanup
9.3.2.3.1 Adjust the activity of the alumina
(Fisher A540 or equivalent) by heating to 200°C for 2 to 4 hr. When
cool, add 3% water (wt:wt) and mix
until uniform. Store in a tightly
sealed bottle. Allow the deactivated
alumina to equilibrate at least 1/2
hr before use. Reactivate weekly.
9.3.2.3.2 Variations between batches of alumina
may affect the elution volume of the
various PCBs. For this reason, the
volume of solvent required to completely elute all of the PCBs must
be verified by the analyst. The
weight of alumina can then be adjusted accordingly.
9.3.2.3.3 Place a 50-g charge of alumina into
a Chromaflex column. Settle the alumina by tapping. Add about 1 cm of
anhydrous sodium sulfate. Pre-elute
the column with 70-80 ml of hexane.
Just before exposure of the sodium
sulfate layer to air, stop the flow.
Discard the eluate.
9.3.2.3.4 Add the sample extract to the column.
9.3.2.3.5

D-24

Carefully wash down the inner wall
of the column with 5 ml volume of
hexane.

�9.3.2.3.6 Add 295 ml of hexane to the column.
9.3.2.3.7 Discard the first 50 ml.
9.3.2.3.8 Collect 250 ml
Kuderna-Danish
PCBs should be
Concentrate to

of the hexane in a
flask. All of the
in this fraction.
an appropriate volume.

9.3.2.3.9 Analyze the sample as described in
Section 10.0.
9.3.2.4 Silica gel column cleanup
9.3.2.4.1 Activate silica gel (Davison grade
950 or equivalent) at 135°C overnight.
9.3.2.4.2 Variations between batches of silica
gel may affect the elution volume of
the various PCBs. For this reason,
the volume of solvent required to
completely elute all of the PCBs must
be verified by the analyst. The
weight of silica gel can then be adjusted accordingly.
9.3.2.4.3 Place a 25-g charge of activated
silica gel into a Chromaflex column.
Settle the silica gel by tapping the
column. Add about 1 cm of anhydrous
sodium sulfate to the top of the
silica gel.
9.3.2.4.4 Pre-elute the column with 70-80 ml
of hexane. Discard the eluate. Just
before exposing the sodium sulfate
layer to air, stop the flow.
9.3.2.4.5 Add the sample extract to the column.
9.3.2.4.6 Wash down the inner wall of the column
with 5 ml of hexane.
9.3.2.4.7 Elute the PCBs with 195 ml of 10%
diethyl ether in hexane (v:v).
9.3.2.4.8 Collect 200 ml
Kuderna-Danish
PCBs should be
Concentrate to

D-25

of the eluate in a
flask. All of the
in this fraction.
an appropriate volume.

�9.3.2.4.9
9.3.2.5

Analyze the sample according to Section 10.0.

Gel permeation cleanup
9.3.2.5.1

Set up and calibrate the gel permeation chromatograph with an SX-3
column according to the Autoprep instruction manual. Use 15% methylene
chloride in cyclohexane (v:v) as the
mobile phase.

9.3.2.5.2

Inject 5.0 ml of the sample extract
into the instrument. Collect the
fraction containing the PCBs (see
Autoprep operator's manual) in a
Kuderna-Danish flask equipped with
a 10-ml ampul.

9.3.2.5.3

Concentrate the PCB fraction to an
appropriate volume.

9.3.2.5.4 Analyze as described in Section 10.0.
9.3.2.6

Acetonitrile partition
9.3.2.6.1

Place the sample extract into a 125-ml
separatory funnel with enough hexane
to bring the final volume to 15 ml.
Extract the sample four times by shaking vigorously for 1 min with 30-ml
portions of hexane-saturated acetonitrile.

9.3.2.6.2

Combine and transfer the acetonitrile
phases to a 1-liter separatory funnel
and add 650 ml of distilled water
and 40 ml of saturated sodium chloride
solution. Mix thoroughly for about 30
sec. Extract with two 100-ml portions of hexane by vigorously shaking
about 15 sec.

9.3.2.6.3

Combine the hexane extracts in a
1-liter separatory funnel and wash
with two 100-ml portions of distilled
water. Discard the water layer and
pour the hexane layer through a 8-10
cm anhydrous sodium sulfate column
into a 500-ml Kuderna-Danish flask
equipped with a 10-ml ampul. Rinse
the separatory funnel and column with
three 10-ml portions of hexane.

D-26

�9.3.2.6.4 Concentrate the extracts to an
appropriate volume.
9.3.2.6.5 Analyze as described in Section 10.0.
9.3.2.7 Florisil slurry cleanup
9.3.2.7.1 Place the sample extract into a 20-ml
narrow-mouth screw-cap container.
Add 0.25 g of Florisil (PR grade or
equivalent). Seal with a Teflon-lined
screw cap and shake for 1 min.
9.3.2.7.2 Allow the Florisil to settle; then
decant the treated solution into a
second container with rinsing. Concentrate the sample to an appropriate
volume. Analyze as described in Section 10.0.
9.3.2.8 Base cleanup6
9.3.2.8.1 Quantitatively transfer the concentrated extract to a 125-ml extraction
flask with the aid of several small
portions of solvent.
9.3.2.8.2 Evaporate the extract just to dryness with a gentle stream of dry
filtered nitrogen, and add 25 ml of
2.5% alcoholic KOH.
9.3.2.8.3 Add a boiling chip, put a water condenser in place, and allow the solution to reflux on a hot plate for 45
min.
9.8.2.8.4 After cooling, transfer the solution
to a 250-ml separatory funnel with
25 ml of distilled water.
9.3.2.8.5 Rinse the extraction flask with 25
ml of hexane and add it to the
separatory funnel.
9.3.2.8.6

D-27

Stopper the separatory funnel and
shake vigorously for at least 1 min.
Allow the layers to separate and
transfer the lower aqueous phase to
a second separatory funnel.

�9.3.2.8.7 Extract the saponification solution
with a second 25-ml portion of hexane.
After the layers have separated, add
the first hexane extract to the second separatory funnel and transfer
the aqueous alcohol layer to the
original separatory funnel.
9.3.2.8.8 Repeat the extraction with a third
25-ml portion of hexane. Discard
the saponification solution, and combine the hexane extracts.
9.3.2.8.9

10.0

Concentrate the hexane layer to an
appropriate volume and analyze according to Section 10.0.

Gas Chrotnatographic/Electron Impact Mass Spectrometric Determination
10.1

Internal standard addition - An appropriate volume of the internal
standard solution is pipetted into the sample. The final concentration of the internal standard must be in the working range of
the calibration and well above the matrix background. The internal standard is thoroughly incorporated by mechanical agitation.
Note: The volumetric measurement of the internal standard solution is critical to the overall method precision. The analyst
must exercise caution that the volume is known to be ±1% or better.
Where necessary, calibration of the pipet is recommended.

10.2

Tables 2, and 5 through 8 summarize the recommended operating conditions for analysis. Figure 1 presents an example of a chromatogram.

10.3

While the highest available chromatographic resolution is not a
necessary objective of this protocol, good chromatographic performance is recommended. With the high resolution of CGC, the
probability that the chromatographic peaks consist of single compounds is higher than with PGC. Thus, qualitative and quantitative data reduction should be more reliable.

10.4

After performance of the system has been certified for the day
and all instrument conditions set according to Tables 2, and 5
through 8, inject an aliquot of the sample onto the GC column.
If the response for any ion, including surrogates and internal
standards, exceeds the working range of the system, dilute the
sample and reanalyze. If the responses of surrogates, analyte,
or internal standard are below the working range, recheck the
system performance. If necessary, concentrate the sample and
reanalyze.

D-28

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Figure 1. Capillary gas chromatography/electron impact ionization mass spectrometry (CGC/EIMS)
chromatogram or the calibration standard solution required for quantitation of PCBs by homolog.
This chromatogram includes PCBs representative of each homolog, three carbon-13 labeled surrogates,
and the deuterated internal standard. The concentration of all components and the CGC/EIMS
parameters are presented in Tables 3, 4, 5, and 7.

�10.5

11.0

Record all data on a digital storage device (magnetic disk, tape,
etc.) for qualitative and quantitative data reduction as discussed
below.

Qualitative Identification
11.1

Selected ion monitoring (SIM) or limited mass scan (IMS) data The identification of a compound as a given PCB homolog requires
that two criteria be met:
11.1.1

11.1.2

11.2

(1) The peak must elute within the retention time window
set for that homolog (Section 7.5); and (2) the ratio of
two ions obtained by SIM (Table 11) or by LMS (Table 12)
must match the natural ratio within ±20%.
The analyst
must search the higher mass windows, in particular M+70,
to prevent misidentification of a PCB fragment ion cluster as the parent.
If one or the other of these criteria is not met, interferences may have affected the results and a reanalysis
using full scan EIMS conditions is recommended.

Full scan data
11.2.1

11.2.2

12.0

The unknown spectrum must match that of an authentic PCB.
The intensity of the three largest ions in the molecular
cluster (two largest for monochlorobiphenyls) must match
the natural ratio within ±20%.
Fragment clusters with
proper intensity ratios must also be present.

11.2.3

11.3

The peak must elute within the retention time windows
set for that homolog (as described in Section 7.5).

Alternatively, a spectral search may be used to automatically reduce the data. The criteria for acceptable
identification include a high index of similarity. For
the Incos 2300, a fit of 750 or greater must be obtained.

Disputes in interpretation - Where there is reasonable doubt as
to the identity of a peak as a PCB, the analyst must either identify the peak as a PCB or proceed to a confirmational analysis
(see Section 13.0).

Quantitative Data Reduction
12.1

Once a chromatographic peak has been identified as a PCB, the compound is quantitated based either on the integrated abundance of
the SIM data or EICP for the primary characteristic ion in Tables
11 and 12. If interferences are observed for the primary ion,

D-30

�TABLE 11. CHARACTERISTIC SIM IONS FOR PCBs
Ion (relative intensity)
Tertiary
Secondary

Homolog

Primary

Cj^HgCl

188 (100)

190 (33)

-

Ci2HgCl2

222 (100)

224 (66)

226 (11)

C^HrCls

256 (100)

258 (99)

260 (33)

Ci2HeCl4

292 (100)

290 (76)

294 (49)

C12H5C15

326 (100)

328 (66)

324 (61)

c

i2H4Cle

360 (100)

362 (82)

364 (36)

C12H3C17

394 (100)

396 (98)

398 (54)

Ci^HfcClg

430 (100)

432 (66)

428 (87)

Ci2HCl9

464 (100)

466 (76)

462 (76)

CiaCljo

498 (100)

500 (87)

496 (68)

Source: Rote, J. W., and W. J. Morris, "Use of Isotopic Abundance Ratios in
Identification of Polychlorinated Biphenyls by Mass Spectrometry,"
J. Assoc. Offic. Anal. Chem., 56(1), 188-199 (1973).

D-31

�TABLE 12. LIMITED MASS SCANNING (LMS) RANGES FOR PCBs
Compound

Mass range (m/z)

Ci2H9Cli

186-190

Ci2H8Cl2

220-226

Cl2H?Cl3

254-260

Ci2H6Cl3

288-294

C12H5C15

322-328

C12H4C16

356-364

C12H3C17

386-400

Ci2H2Clg

426-434

Cl2HClg

460-468

Ci2Clio

494-504

C12D6C14

294-300

13

192-196

C612CeH9Cl

13

300-306

13

C12H2C18

438-446

13

C12Clio

506-516

C12H6C14

a Adapted from Tindall, G. W., and P. E. Wininger, "Gas Chromatography-Mass
Spectrometry Method for Identifying and Determining Polychlorinated Biphenyls," J. Chromatogr., 196, 109-119 (1980).

D-32

�use the secondary and then tertiary ion for quantitation. If interferences in the parent cluster prevent quantitation, an ion
from a fragment cluster (e.g., M-70) may be used. Whichever ion
is used, the RF must be determined using that ion. The same criteria should be applied to the surrogate compounds (Table 13).
12.2

Using the appropriate analyte-internal standard pair and response
factor (RF ) as determined in Section 7.3, calculate the concentration ofpeach peak using Equation 12-1.

A
M.
V
Eq 12-1
Concentration (Mg/g) = ^ ' RF ' M^ ' \T
'
is
p
e
i
where
A = area of the characteristic ion for the analyte PCB
peak
A.

= area of the characteristic ion for the internal
standard peak

RF

= response factor of a given PCB congener

M. = mass of internal standard injected (micrograms)
1S
M

= mass of sample extracted (grams)

V. = volume injected (microliters)
V
12.3

= volume of sample extract (microliters)

If a peak appears to contain non-PCB interferences which cannot
be circumvented by a secondary or tertiary ion, either:
12.3.1
12.3.2

Perform additional chemical cleanup (Section 9) and then
reanalyze the sample; or

12.3.3
12.4

Reanalyze the sample on a different column which separates the PCB and interferents;

Quantitate the entire peak as PCB.

Calculate the recovery of the four 13C surrogates using the appropriate surrogate-internal standard pair and response factor
(RF. &amp; as determined in Section 7.4 using Equation 12-2.
)
1

A
M.
Recovery ( ) = j*- - ^- • ^ • 100
%
Eq. 12-2
is
s
s
where A S = area of the characteristic ion for the surrogate peak
A. = area . the characteristic ion for the internal standard
of
IS
peak

D-33

�TABLE 13. CHARACTERISTIC IONS FOR 13C-LABELED PCS SURROGATES
Primary

Ion (relative intensity)
Secondary

13

194 (100)

196 (33)

l3

304 (100)

306 (49)

302 (78)

13

C12H2C18

442 (100)

444 (65)

440 (89)

13

Ci2Clio

510 (100)

512 (87)

514 (50)

Specific compound
C612C6H9C1

Ci2H6Cl4

D-34

Tertiary

�RF = response factor for the surrogate compound with respect
to the internal standard (Equation 7-2)
M. = mass of internal standard injected (nanograms)
is
M s = mass of surrogate, assuming 100% recovery (nanograms)
12.5

Correct the concentration of each peak using Equation 12-3.
is the final reportable concentration.

Corrected concentration (pg/g) = Concentration ug/g .10Q
^re&gt;i */

12.6

Recovery ( )
%

£

This
_3

^ 12

Sum all of the peaks for each homolog, and then sum those to yield
the total PCB concentration in the sample. Report all numbers in
|Jg/g. The reporting form in Table 14 may be used. If an alternate reporting format (e.g., concentration per peak) is desired,
a different report form may be used. The uncorrected concentrations, percent recovery, and corrected recovery are to be reported.

12.7 Round off all numbers reported to two significant figures.
13.0

Confirmation
If there is reason to question the qualitative identification (Section
11.0), the analyst may choose to confirm that a peak is not a PCB. Any
technique may be chosen provided that it is validated as having equivalent or superior selectivity and sensitivity to GC/EIMS. Some candidate
techniques include alternate GC columns (with EIMS detection), GC/CIMS,
GC/NCIMS, high resolution EIMS, and MS/MS techniques. Each laboratory
must validate confirmation techniques to show equivalent or superior
selectivity between PCBs and interferences and sensitivity (limit of
quantitation, LOQ).
If a peak is confirmed as being a non-PCB, it may be deleted from the
calculation (Section 12). If a peak is confirmed as containing both
PCB and non-PCB components, it must be quantitated according to Section
12,3.

14.0

Quality Control
14.1 Each laboratory that uses this method must operate a formal quality control (QC) program. The minimum requirements of this program consist of an initial demonstration of laboratory capability
and the analysis of spiked samples as a continuing check on performance. The laboratory must maintain performance records to
define the quality of data that are generated. After a date specified by the Agency, ongoing performance checks should be compared with established performance criteria to determine if the
results of analyses are within accuracy and precision limits expected of the method.
D-35

�TABLE 14.

ANALYSIS REPORT

INCIDENTAL PCBs IN WASTEWATER
Sample No.
Sample Matrix
Sample Source
Notebook No. or File Location

Volume Extracted
Extraction/Cleanup Procedure

Int. Std.

liter

Mass Added (|Jg)

(Circle one)

4-Cl(d6)

Surrogates

298

Mass Added ()Jg)

300

Intensity

100/49

(Circle one)

Ratio

1-C1

194

196

100/33

4-C1

304

306

100/49

8-C1

442

444

100/65

10-C1

510

512

100/87

(continued)

D-36

Ratio

Intensity

% Recovery

�TABLE 14 (continued)
Qualitative
I

Analyte

1° 2°

l°

1-C1

188 190

100/33

2-C1

222 224

100/66

3-C1

256 258

100/99

4-C1

292 290

100/76

5-C1

326 328

100/66

6-C1

360 362

100/82

7-C1

394 396

100/98

8-C1

430 432

100/66

9-C1

464 466

100/76

10-C1

498 500

Quantitative
Uncorr Corr
Ion
Cone. Cone
OK? Used RF
(pg/4) (M8/4)

100/87

2°

Ratio Theoretical

Total

MS/4
Uncorr.

Reported by:

Internal Audit:

Name

Name

EPA Audit:
Name

Signature/Date

Signature/Date

Signature/Date

Organization

Organization

Organization

D-37

M8/4
Corr.

�14.2

The analysts must certify that the precision and accuracy of the
analytical results are acceptable by:
14.2.1

14.2.2

14.3

The absolute precision of surrogate recovery, measured
as the RSD of the integrated EIMS area (Ag) for a set
of samples, must be ±10%.
The mean recovery (R ) of at least four replicates of a
QC check sample to be supplied by the Agency must meet
Agency-specified accuracy and precision criteria. This
forms the initial data base for establishing control
limits (see Section 14.3 below).

Control limits - The laboratory must establish control limits
using the following equations:
Upper control limit (UCL) = RL. + 3 RSD V_
Upper warning limit (UWL) = R + 2 RSD
Lower warning limit (LWL) = R

- 2 RSD

Lower control limit (LCL) = R

- 3 RSD

These may be plotted on control charts. If an analysis of a
check sample falls outside the warning limits, the analyst should
be alerted that potential problems may need correction. If the
results for a check sample fall outside the control limits, the
laboratory must take corrective action and recertify the performance (Section 14.2) before proceeding with analyses. The warning and control limits should be continuously updated as more
check sample replicates are added to the data base.
14.4

Before processing any samples, the analyst should demonstrate
through the analysis of a reagent blank that all glassware and
reagent interferences are under control. Each time a set of samples is analyzed or there is a change in reagents, a laboratory
reagent blank should be processed as a safeguard against contamination.

14.5

Procedural QC - The various steps of the analytical procedure
should have quality control measures. These include but are not
limited to:
14.5.1

GC performance - See Section 7.1 for performance criteria.

14.5.2

MS performance - See Section 7.2 for performance criteria.

D-38

�14.5.3

Qualitative identification - At least 10% of the PCB
identifications, as well as any questionable results,
should be confirmed by a second mass spectrometrist.

14.5.4

Quantitation - At least 10% of all manual calculations,
including peak area calculations, must be checked. After
changes in computer quantitation routines, the results
should be manually checked.

14.6 A minimum of 10% of all samples, one sample per month or one sample per matrix type, whichever is greater, selected at random,
must be run in triplicate to monitor the precision of the analysis. An RSD of ±30% or less must be achieved. If the precision
is greater than ±30%, the analyst must be recertified (see Section
14.2).
14.7 A minimum of 10% of all samples, one sample per month or one sample per matrix type, whichever is greater, selected at random,
must be analyzed by the standard addition technique. Two aliquots
of the sample are analyzed, one "as is" and one spiked (surrogate
spiking and equilibration techniques are described in Section 9.2)
with a sufficient amount of Solution CSxxx to yield approximately
100 (Jg/liter of each compound). The samples are analyzed together
and the quantitative results calculated. The recovery of the
spiked compounds (calculated by difference) must be 80-120%. If
the sample is known to contain specific PCB isomers, these isomers
may be substituted for solution CSxxx. If the concentrations of
PCBs are known to be high or low, the amount added should be adjusted so that the spiking level is 1.5 to 4 times the measured
PCB level in the unspiked sample.
14.8

Interlaboratory comparison - Interlaboratory comparison studies
are planned. Participation requirements, level of performance,
and the identity of the coordinating laboratory will be presented
in later revisions.

14.9

It is recommended that the participating laboratory adopt additional QC practices for use with this method. The specific practices that are most productive depend upon the needs of the laboratory and the nature of the samples. Field duplicates or
triplicates may be analyzed to monitor the precision of the sampling technique. Whenever possible, the laboratory should perform analysis of standard reference materials and participate in
relevant performance evaluation studies.

15.0 Quality Assurance
Each participating laboratory must develop a quality assurance plan according to EPA guidelines.7 The quality assurance plan must be submitted
to the Agency for approval.

D-39

�16.0 Method Performance
The method performance is being evaluated. Limits of quantitation;
average intralaboratory recoveries, precision, and accuracy; and interlaboratory recoveries, precision, and accuracy will be presented.
17.0

Documentation and Records
Each laboratory is responsible for maintaining full records of the analysis. Laboratory notebooks should be used for handwritten records. GC/MS
data must be archived on magnetic tape, disk, or a similar device. Hard
copy printouts may be kept in addition if desired. QC records should
be maintained separately from sample analysis records.

The documentation must describe completely how the analysis was performed.
Any variances from the protocol must be noted and fully described. Where
the protocol lists options (e.g., sample cleanup), the option used and
specifics (solvent volumes, digestion times, etc.) must be stated.

D-40

�REFERENCES
1. Environmental Protection Agency, Organochlorine Pesticides and PCBs—
Method 608," Fed. Reg., 44, 69501-69509 (December 3, 1979).
2. Environmental Protection Agency, "Base/Neutrals, Acids, and Pesticides—
Method 625," Fed. Reg., 44, 69540-69552 (December 3, 1979), and subsequent revisions.
3. "Methods 330.4 (Titrimetric, DPD-FAS) and 330.5 (Spectrophotometric, DPD)
for Chlorine, Total Residual," Methods for Chemical Analysis of Water and
Wastes, U.S. Environmental Protection Agency, Environmental Monitoring and
Support Laboratory, Cincinnati, Ohio, March 1979, EPA 600-4/79-020.
4. Erickson, M. D., and J. S. Stanley, "Methods of Analysis for Incidentally
Generated PCBs Literature Review and Preliminary Recommendations," Interim
Report No. 1, EPA Contract No. 68-01-5915, Task 51, 1982.
5. Bellar, T. A., and J. J. Lichtenberg, "The Determination of Polychlorinated
Biphenyls in Transformer Fluid and Waste Oils," Prepared for U.S. Environmental Protection Agency (1981). EPA-600/4-81-045.
6. American Society for Testing and Materials, "Standard Method for Analysis
of Environmental Materials for Polychlorinated Biphenyls," pp. 877-885,
in Annual Book of ASTM Standards, Part 40, Philadelphia, Pennsylvania
(1980). ANSI/ASTM D 3304-77.
7. Quality Assurance Program Plan for the Office of Toxic Substances, Office
of Pesticides and Toxic Substances, U.S. Environmental Protection Agency,
Washington, D.C., October 1980.

D-41

�TECHNICAL REPORT DATA
(Please read Instructions on the reverse before completing)
3. RECIPIENT'S ACCESSION NO.
2.

1. REPORT NO.

EPA-560/5-82-006
4. TITLE AND SUBTITLE

5. REPORT DATE

Analytical Methods for By-Product PCBs—Initial
Validation and Interim Protocols

6. PERFORMING ORGANIZATION CODE

October 11, 1982

7. AUTHORIS) Mitchell D. Erickson, John S. Stanley, Gil
Radolovich, Kay Turman, Karin Bauer, Jon Onstot, Donna
Rose, and Margaret Wickham

8. PERFORMING ORGANIZATION REPORT NO.

9. PERFORMING ORGANIZATION NAME AND ADDRESS

10. P R O G R A M E L E M E N T NO.

Midwest Research Institute
425 Volker Boulevard
Kansas City, MO 64110

11. CONTRACT/GRANT NO.

12. SPONSORING AGENCY NAME AND ADDRESS

13. TYPE OF REPORT AND PERIOD COVERED

MRI Project No. 4901-A51

EPA 68-01-5915, Task 51

U.S. Environmental Protection Agency
Office of Toxic Substances, Field Studies Branch
TS-798
Washington, DC 20460

Interim 4, 4/24-8/31/82
14. SPONSORING AGENCY CODE

15. SUPPLEMENTARY NOTES

The task manager is David P. Redford; the project officer is Frederick W. Kutz.
16. A B S T R A C T

This document presents proposed analytical methods for analysis of by-product PCBs in
commercial products, product waste streams, wastewaters, and air. The analytical
method for commercial products and product waste streams consist of a flexible approach
for extraction and cleanup of particular matrices. The 13c-labeled PCB surrogates are
added as part of a strong quality assurance program to determine levels of recovery.
The wastewater method is based on EPA Methods 608 and 625 with revisions to include use
of the 13c-labeled PCB surrogates. The air method is a revision of a proposed EPA
method for the collection and analysis of PCBs in air and flue gas emissions. Capillary or packed column gas chromatography/electron impact ionization mass spectrometry
is proposed as the primary instrumental method. Response factors and retention times
of 77 PCB congeners relative to tetrachlorobiphenyl-d6 are presented in addition to
statistical analysis to project validity of the data and extrapolation of relative
response factors to all 209 possible congeners. Preliminary studies using the ISClabeled surrogates to validate specific cleanup procedures and to analyze several commercial products and product wastes indicate that the proposed analytical methods are
both feasible and practical.
KEY WORDS AND DOCUMENT ANALYSIS

17.

DESCRIPTORS

Polychlorinated biphenyls
PCBs
Incidentally generated
Analytical protocols
Air
Wastewater
Commercial products

b.IDENTIFIERS/OPEN ENDED TERMS

Commercial waste
Capillary column
Electron impact
EIMS
Response factors
Relative retenti
Surrogates

18. DISTRIBUTION STATEMENT

EPA Form 2220-1 (R»v. 4-77)

Unclassified

PREVIOUS EDITION is OBSOLETE

COSATI Field/Group

relative response factor
n times
19. SECURITY CLASS (This Report)
Unclassified
20. SECURITY CLASS (This page)

Unlimited

c.

streams
gas chromatography
onization mass spectromet

21. NO. OF PAGES

243
22. PRICE

�United States
Environmental Protection
Agency

Office of
Toxic Substances
Washington DC 20460

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°5495

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Author
Corporate Author

The President's Commission on Industrial Competitiven

Report/Article Tltlfl Appendix C: Balancing Environmental, Health, and
Safety Regulation with the Needs of Research,
Development, and Technological Innovation, A Special
report on the Need for Further Regulatory Review

Journal/Book Title
Year
Month/Day

Color
Number of Images

December?

D

°
About 1/4 of page 279 is missing.

Friday, March 15, 2002

Page 5495 of 5571

�APPENDIX C

BALANCING ENVIRONMENTAL, HEALTH. AMD
SAFETY REGULATION WITH MB

MEEDS OP RESEARCH,

DEVELOPMENT. AND TECHNOLOGICAL INNOVATION

A SPECIAL REPORT ON
THE NEED FOR FURTHER REGULATORY REVIEW

The President's Commission on Industrial Competitiveness
Committee on Research, Development, and Manufacturing

December 7, 1984

�INTRODUCTION

The need to regulate new technologies and products is reflected in the
explosive growth in Federal health, safety, and environmental regulations
over the last three decades.1 Regulation is certainly legitimate and
necessary to protect public interests. With the extensive growth of regulation, however, every major industry now faces thousands of social regulations, many of which unnecessarily impede the competitiveness of American
firms, especially in high-technology sectors of the economy. It is therefore worryisome that regulation now threatens to slow the emergence of
entirely new industries.
Clearly, societal benefits arise from governmental regulation, but in
recent years a large number of well-documented economic and policy studies
point to the fact that in all too many cases the costs to society of so much
regulation, if imprudently conceived and implemented, could far exceed the
apparent benefits. Many of these studies also demonstrate that regulation
can have a powerful negative impact on technological innovation. For example, the Advisory Committee on Industrial Innovation, U.S. Department of
Commerce, found:
There is no doubt in impacted industries that regulation has a
serious negative effect on industrial innovation and on productivity and contributes to inflation.2
And a National Academy of Sciences study reports that:

. . . the connection between regulation and innovation is found in
the costs entailed in meeting regulatory requirements, as these
reduce the availability of R&amp;D funds for innovative new products,
the capital available for new plants to manufacture such products,
or the competitiveness of the products in the U.S. world markets.3
Industrial innovation is crucial to the continued vitality of the U.S.
economy and our ability to compete in world markets. The United States must
therefore safeguard its comparative advantage in high technology if our Nation is to remain a world leader. In 1980, high-technology trade contributed
a large surplus to the U.S. balance of trade—approaching $40 billion.4
Nine out of the ten fastest growing industries are technology-intensive.
Moreover, real output growth for high-technology industries is more than
double that for all businesses in the United States.5 Poorly conceived
regulation, however, poses a potential threat to our continued leadership.

�Regulation is a significant factor, but not the only factor, affecting
innovation and product development. Economic factors, such as market size,
and other factors also have important roles. The negative impact of regulation on product research, development, and technological innovation is
particularly apparent for the high technology industries discussed in this
paper (see exhibit 1). They illustrate how industrial innovation is
adversely affected by health, environmental, and safety regulation.
The
impact is felt not only in these industries, but throughout our economy.
Increased business uncertainty, delays in research and development, decline
in product approvals, slower productivity growth, and the diversion of
capital resources put U.S. industry at a competitive disadvantage. Thus,
infeasible regulations not only erode our technological lead but result in
fewer jobs for U.S. workers, and delay the availability of new products for
consumers.

Ultimately, the issue is not whether regulations should exist. Their
benefits are clear and the public supports the concept of regulation. The
public has the right to be informed on the level of risk relating to new
products. Workers have the right to a safe work place or at least to an
informed opinion as to the associated risk. The Government's role in securing their rights through the regulatory process is not in issue. However, 1 L
there are many unnecessary or unintended regulatory constraints on inno- |
vation, research, development, and product approval which should be eliminated. The problem of excessive regulation has developed primarily from
regulatory mandates which do not call for a balance between competing
national public policy objectives. Specifically, issues of international
competitiveness and technological innovation have been neglected in the
regulatory process. As a result, the mature regulatory process is excessively devoted to a single purpose and often regulates substances and
conditions that it should not. Also the regulator should be dependent on
good technological advice. This advice, however, often can constitute
nothing more than uninformed opinion. If a reliable source of advice is not
available, or if the regulatory mandate does not require or permit an appropriate balancing of interests, the inevitable result is overregulation.
Concern about overregulation is not new. A national consensus has
emerged that inept Federal regulation in too many instances has become more
of a hindrance to progress than a solution to the problems it addresses.6
In fact, the last four Administrations have reviewed the problem and taken
actions to ease specific economic regulations. The pace of new regulations
has slowed. Little has been achieved, however, in the review of existing
health, safety, and environmental regulations as they affect the innovation
of new products. It is, therefore, critically important that the new
Administration place this issue high on its agenda in 1985.
The following discussion examines the impact of health, safety, and
environmental regulations on product innovation, research, development, and
product approval. The findings and recommendations are limited to the
impact of regulation on these narrow but highly important areas. They also
do not address the issue of regulatory codes that other countries use to
achieve similar objectives.
Since many regulations adversely impact
innovation and competitiveness, the challenge is to identify those that are
unnecessary. A regulation-by-regulation analysis is beyond the scope of
this paper, but the examples presented here indicate that such a review is
280

�needed. Regulations should be applied with skill and reasonableness. The I
major recommendation in this paper calls for an expansion of the role of the |
Office of Science and Technology Policy in the regulatory process to take
actions in the regulatory process in balancing the need to enhance industrial innovation and competitiveness, while continuing to protect public
health, safety, and the environment.
THE IMPACT OF HEALTH, SAFETY, AND ENVIRONMENTAL
REGULATION ON SELECTED IMPORTANT INDUSTRIES

The relationship between regulation and innovation is complex and varies
from industry to industry. A summary of current U.S. regulatory policy in
selected industries highlights the damage done to technological innovation
and competitiveness (see also exhibit 1). Chemicals, pesticides, and pharmaceuticals have been under mature and intense regulation for many years.
The ever-growing regulatory barriers faced by these industries are indicative of problems shared by many U.S. businesses. They also reveal what the
future may hold for two other highly innovative industries—medical devices
and biotechnology—if Government regulation follows the same policies and 1
practices of overregulation and attempts to protect against all possible |
risks as in the past. All point to the need for a more balanced regulatory
process, which also considers the need to enhance research and technological
innovation.
REGULATION OF BIOTECHNOLOGY

Biotechnology is one of today's most promising new industries, with the
market for genetically engineered products expected to leap from less than
$100 million this year to tens of billions of dollars annually during the
1990's.^ The United States has taken the lead in the worldwide race to
develop new genetically engineered products. This technology promises new
advances ranging from disease-resistant plants to microbes that clean up oil
spills. Because only one genetically engineered product—human insulin—has
been developed to the point where it is sold on the market, the regulation
of biotechnology is still in its incipiency. The specter of overregulation,
however, is threatening to stifle innovation and affect strategic decisions
by U.S. firms. Therefore, regulation could have a major impact on the
ability of the United States to compete in this infant industry.
For the past 8 years, most Federal Government oversight of genetic
engineering has been exercised by the Recombinant DNA Advisory Committee
(RAC) of the National institutes of Health (NIH). RAC's purpose is to
review proposals for publicly funded research and construct guidelines for
the safe handling of recombinant DNA material in the laboratory. It is
believed that private companies have also voluntarily complied with NIH
guidelines and both public and private researchers have made requests to the
RAC to release genetically altered organisms into the environment for field
testing.
To date, two regulatory issues threaten the United States' preeminence
in this field:
(1) export restrictions that could severely limit the
ability of American firms to market products abroad, and (2) the turf fight
among several Federal regulatory agencies for control over biotechnology.

281

�EXHIBIT 1

Impact of Regulation on Research, Development, and Innovation in Selected
Important Industries

.Mucky
Biotechnology

Msdleal Devices

Value*
(to millions)
toss than
$100*

Principal

Regulations/Regulator
NIH— research regulations
EPA —proposing regulation*
FDA —drug approval
regulations
USOA
Antitrust/Export Laws

SS.OOO

regulations
UUC__naft M*Mil»MnM

Chemical

EPA—TSCA

$16.000

Pharmaceutical

$142,000

EPA-FIFRA

$22,000

FOA—drug approval

process
Export Laws

Impact
HurisdMional squabble over
which agency wM regulate research and commercialization
-inability to export products
licensed abroad but not in U.S
—uncertain effect of antitrust
law* on joint RAO

EHect
• • Hiding product development,
marketing and commercialization
•— ttv •*( of kX6*Qft oofiapMNion
In roMfch And oomimfci nN*
zatton

—increasing degree of regulation
as FDA continue* to issue regulation* under Medical Device

—when fuNy implemented, impacl
on innovation la likely to be severe because economiM ol

—increasing impacl on use as
HUG implement* DflGs
—export restrictions
—70-90% reduction in rate of
new product innovation since
TSCA'
—SS.000-12.000 cos) ol Ming a
premanufacture notification''
—over $20 million cost in developing a new pesticide*
—14-22 year delay from discovery to full production*
—$70 million in R4D costs per
marketed new drug1
—since 1962 doubling of R»D investment required for a new
drug"
—greatly increased time from discovery to marketing

these specialty product*

—rising R»0 costs
—greater competition from
abroad
—small manufacturers hurl
—rising RAO costs

—declining rate of new product
introductions
-rising RU&gt; costs
-declining effective patent Me ol
new drug
—U.S. lags behind other countries in approving new drugs for
-"drug lag"

Value ol industry shtoments tor 1961 (in miMons of dollars). 1981 Annual Survey of Manufacturers. Bureau of Census
RepnMents estimated sale*. "Biotech: WM the United States Loce Its Edge?". Dun'* Btainta Month, August 1984

OTA. rechnofeoica/ fcnevafon and Httlth, Safety, antf QiWronmenfa/ AeguMftyi. Vtll-53 (1981)
Davies, "The Effects of Federal Regulation on Chemical Industry Innovation". 46 Law and Contemporary ftobfems SI (Summer 1983).
Chemical Manufacturers Association. "Preserving Innovation Under the Toxic Substances Control Act," p. 18 (January 20.1982)
flucfcefenau* v. Monsanro, 52 U.S.L.W. 4886.4889 (June 26.1964)

OTA. COmmercW Stortcnnotooyr An Mematfonar Anaysfe 361 (1984)
Statman. CompeMkm in (he miarmaceuticaf Industry: Tht Declining ProftfaMily of drug Innovation (American Enterprise Institute 1983)

282

�Reacting to congressional concern that deliberate release of modified
organisms could pose risks to the environment, Federal agencies have begun
to formulate a comprehensive plan to regulate biotechnology. ..under the
recent direction of the White House Office of Science and Technology Policy,
agencies, including Environmental Protection Agency, NIH, U.S. Department of
Agriculture, Food and Drug Administration, and Occupational Safety and
Health Administration, have met to clarify the regulatory path that a
company would follow to meet Federal health and safety requirements.
EPA is also moving to regulate biotechnology by changing the review
procedures for pesticides and toxic chemicals. Mew regulations would no
longer exempt living microorganisms from the current regulations for field
tests of small quantities of chemicals used solely for R&amp;D.&amp; These
proposed rules have the potential for becoming inflexible and bureaucratized, as discussed in the later sections on chemicals and pesticides.
Improperly conceived and administered, they would have a high probability of
delaying or altogether extinguishing the research efforts needed to maintain
biotechnology innovation.
Lengthy court battles by opponents of genetic engineering over the
interpretation of regulations could also stifle innovation. This spring,
with the scientific community's overwhelming support for the experiment,
scientists planned to field-test a modified bacterium that could save
farmers as much as $1.5 billion a year by protecting crops from frost
damage.9 Environmental activists, however, obtained an injunction to stop
the scientific experiments already approved by the NIH. Now results from
this key experiment will be delayed at least a year.
In order to maintain U.S. competitiveness in biotechnology, Federal
agencies must work to develop a coherent interagency strategy for clear and
expeditious regulation based on rigorous scientific data. Agencies must
avoid a patchwork of conflicting, overlapping, and unnecessary rules. Awkwardly conceived and poorly managed regulation would have a particularly
damaging effect on smaller biotechnology firms, which are leaders in innovation but lack the financial resources to contend with governmental regulation. Unilateral regulation could lead to the removal of research and
testing facilities to countries where oversight is less stringent and damage
the fragile lead the United States has over its competitors in the global
biotechnology race.
REGULATION OF MEDICAL DEVICES

The medical device industry is affected primarily by the 1976 Medical
Device Amendments, which extended FDA's regulatory control over a large
spectrum of medical products, and by the Department of Health and Human
Services (HHS) new regulations for Diagnostic Related Groups (DRG) aimed at
containing health care costs.
The device industry is currently facing a number of new FDA regulatory
pressures. Many regulations required to implement the 1976 Medical Device
Amendments are still pending. With increased pressure coming from Congress,
consumer groups, and Federal agencies such as the General Accounting Office,
several major regulations are expected to be implemented in the next year.
Industry observers fear that medical device innovation and technology will
283

�be affected by excessively cumbersome regulations that will attempt to
control the industry along lines similar to FDA regulation of Pharmaceuticals (discussed below). Furthermore, a study from the National Academy of
Sciences concludes:
If the FDA brings a "safety imperative* regulatory philosophy to
bear on this sector similar to that which it has exhibited in
Pharmaceuticals, the costs in foregone innovation are likely to be
quite high indeed. This is particularly so because innovation in
many medical device fields (such as heart pacemakers) has not been
characterized by large economies of scale. Several major new
products have emanated from small firms. Such firms would be least
able to finance or bear the costs and risks of an expensive,
lengthy, and uncertain premarket regulatory approval process.1°
The 1976 Medical Device Amendments also impose new requirements regarding the export of unapproved devices. These controls pose problems for
medical innovation and technological progess in this industry. Delays for
obtaining export permits act as a disincentive to trade.
The emphasis on health care cost containment has led to the recent
enactment of new DRG regulations. Whereas the DRG's have a useful purpose
in promoting competition in hospital services, they are also forming a
potential barrier to the development and dissemination of new medical
devices. Cost constraints tend to create disincentives for innovation in
virtually all medical technologies, .regardless of their cost. This difficulty is illustrated by examining the prospective payment system under the
Department of Health and Human Services.
Prospective payment is an attempt to force cost-conscious management
upon hospitals by capping overall reimbursement. Based on the illness
diagnosed, hospitals will be paid a fixed rate per patient admitted. In
contrast to the "fee for service" system of payment, prospective payment
gives hospital administrators a vested interest in controlling all costs.
If costs are higher than the specified reimbursement, the hospitals will
incur a "loss."
Under prospective payment, health care technology will have to compete
for hospital resources with salaries, malpractice insurance, energy, cleaning supplies, and the like. Moreover, some of these costs, such as salaries
and wages, are responsive to vocal constituencies well entrenched in the
hospital. In contrast, innovative technology, being new, is unlikely to
have many effective champions to press its case. Furthermore, medical
technology represents a very small part of total hospital costs. In 1981
drugs constituted only 2.6 percent of these costs, and surgical and medical
instruments and supplies were 2.1 percent. By contrast, wages and salaries
were the largest item at 56.6 percent and employee benefits were next with
8.2 percent.11
The high-quality, leading-edge technology of U.S. medical devices should
permit continuation of innovation and export growth, unless overregulation
in the United States restricts opportunities for expansion. Recent regulatory initiatives for the industry, however, seem likely to have a negative
impact on future medical innovation, as they have had on chemical and
284

�pharmaceutical innovation. Unless the DRG regulations are changed, industry
observers think that the development of many useful new technologies will be
slowed or stopped. Therefore, allowances for medical innovation should be
made within the reimbursement system to recognize technology's pivotal
importance in the future health care system of this country. Innovation in
health care is of vital importance not only for our technological prowess
but for the standard of living and quality of life as well.
REGULATION OF CHEMICALS

The chemical industry is affected by an array of Federal regulations,
based on the Clean Air and Clean Water Acts, the Worker Safety Act, Resource
Conservation and Recovery Act, and perhaps most important, the Toxic Substances Control Act (TSCA). This act requires manufacturers of all new
chemical substances (not already regulated as drugs or pesticides) to give
notification to the Environmental Protection Agency 90 days in advance of
their first manufacture. Prior to marketing, EPA can then require manufacturers to test any substances deemed to have potentially unreasonable risks
to health or the environment, or for which significant human or environmental
exposure may occur. In recent years at least four studies—ADL,12 ICF,13
Regulatory Research Service for CMA,14 and CSMA15—have concluded that
the review mechanism and testing requirements under TSCA have an adverse
impact on innovation in the chemical industry.
The costs imposed by these acts—including business uncertainties about
regulatory actions, required paperwork, and additional testing—have had
adverse effects on the chemical industry, particularly on innovation and the
introduction of new products. Prior to the passage of TSCA and the introduction of complex screening requirements, chemical companies were developing and introducing between 1,000 and 2,200 new chemicals annually. By
1981, however, new chemical introductions, as measured by premanufacture
notifications, had plummeted to only 627, a decline of as much as 72
percent.16 The Office of Technology Assessment has also reported that the
Toxic Substances Control Act "has already reduced the rate of new product
introductions by 70 to 90 percent."^
Industry studies report that R&amp;D activity has become less innovative,
with over 10 percent of R&amp;D budgets directed at environmental and health
activity.IB Emphasis is being placed on peripheral improvements in product lines, to the detriment of developing new ones. In the chemical industry, as in others, technological progress is usually incremental, consisting
of small improvements over time—improvements now being made less frequently.
Classes of chemicals are being disregarded totally if their molecular structure presents the possibility of incurring rigorous regulatory examination.19 The decrease in R&amp;D discourages the development of new chemicals
with more favorable risk benefits than those currently on the market.
Increased costs, which manifest themselves in many ways, put innovative
products at a severe disadvantage when competing with existing products.
Where these trends are caused by unnecessary regulation, they pose
potentially long-term problems and strong disincentives to the innovation
process. Such regulation contributes to a reduction in the rate of new
chemical innovation and to rising research and development costs. The
impact of regulation on the innovative stature of this industry cannot be
ignored if it is to remain competitive in global markets.
285

�A more flexible regulatory apparatus should be developed in the United
States to balance risks against innovation and product development. The
British regulatory approach, which rests on a foundation of trust, cooperation, and dialogue between industry, academia, and Government, merits
examination. Environmental regulations in Britain are formulated through
mandatory consultation among government officials, outside consultants, and
industry. The outgrowth of this concept termed "cooperative regulation" is
a less adversarial, more realistic atmosphere in which many factors-including innovation and competition—are taken into account.20
its
effectiveness and feasibility, however, have not been evaluated.
REGULATION OF PESTICIDES

The Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) requires
that, prior to marketing, all pesticides must be registered with the EPA
along with test data demonstrating their safety and efficacy. The review
mechanism and testing requirements under FIFRA increase the direct cost of
marketing new products and impose significant time delays on new product
development.
The average research and development cost for each new pesticide registered under FIFRA is high.21 In a June 1984 decision, the Supreme Court
of the United States accepted as "findings of fact" the following regulatory
environment in which American companies try to develop new pesticides to
protect the world's food supply. The process includes expenditures of $5
million to $15 million annually during the "development process," which "may
take between 14 and 22 years." The success rate is infinitesimal: "For
every manufacturing-use pesticide the average company finally markets, it
will have screened and tested 20,000 others." A major cost in this process
flows directly from regulation. The Supreme Court noted that one manufacturer "had incurred costs in excess of $23.6 million in developing the
health, safety, and environmental data submitted by it under FIFRA."22
The increase in direct costs may result in a company's decision not to
market a new product or develop any new products. The impact of this Act is
demonstrated by an analysis of EPA data on new pesticides introduced before
and after the full impact of FIFRA, which shows a marked decline in new
product development. In 1978-79, for example, there were only nine new
pesticides registered with the EPA against 58 in 1975 and 1976.23 Of the
$450 million total pesticide industry R&amp;D expenditures in 1981, 67 percent
was devoted to development of new products, 25 percent to product expansion,
and 8 percent to reregistration and product defense.24
The failure of pesticide producers to develop and market "narrow spectrum" pesticides also illustrates the consequences of the cost barrier to
the development of new chemical products. Specialized pesticides have long
been favored over "broad spectrum" products that kill not only a particular
pest but many other organisms in the same terrain. But the high cost of
obtaining a license under FIFRA makes such selective products commercially
unattractive.25 As of 1978, more than 125 biological chemicals had been
discovered that were not submitted to the EPA because of the high cost of
regulation.26

286

�The impact of direct regulatory costs on product innovation is roughly
proportional to the percentage such costs bear to the total investment
necessary to commercialize a product. For a large firm deciding, whether to
market a major new product, the direct regulatory costs are unlikely to
influence the decision significantly. On the other hand, for a firm deciding whether to make a single small-volume batch of a new chemical, at a cost
of $10,000 to $30,000, almost any regulatory costs may influence the
decision to proceed.27
For major products involving large capital investments, time delays are
a more important regulatory impact than direct costs. The National Agricultural Chemicals Association (NACA) estimates that in 1981 the average time
consumed from submission of a registration application for a new pesticide
chemical to granting of a conditional registration was 24 months. On average, more than 7 years elapsed between initial discovery and conditional
registration. A 2-year delay in registering the pesticide would reduce the
cumulative net income28 from the product over its total commercial life by
more than 50 percent.
In 1982, the EPA announced a more flexible policy toward pesticides that
is designed to reduce some of the paperwork, data requirements, and delay
involved in registration.29 It remains to be seen how much these relatively minor changes in FIFRA will improve the conditions for innovation in
the pesticide industry. EPA must still work toward a more flexible policy
that does not impede the development of new products which deliver improved
social benefit in terms of less crop damage and a safer environment.
REGULATION OF PHARMACEUTICALS

Innovation in the pharmaceutical industry also suffers from excessive
regulation. The detail and pervasiveness of FDA regulation of drug safety
and effectiveness has been called "almost unique, both in comparison with
U.S. regulation of other industries, and with foreign regulation of pharmaceutical markets."30 The innovative R&amp;D process from discovery of a new
drug to FDA approval for marketing takes a decade or more. As a result, the
cost of discovering and developing a new drug 31 the stage where it receives
to
FDA approval averaged $70 million in 1980.
The current Pharmaceutical
Manufacturers Association (PMA) estimate is $84 million. Part of this cost
is for basic research, but a significant portion reflects the extensive
clinical testing required by the FDA regulations.
It is not surprising then that a number of studies have concluded that
FDA regulation has been one of the more important factors underlying the
adverse trends in pharmaceutical innovation.32 A 1979 National Research
Council Study concludes that "As regulatory control of this industry has
become more stringent since 1962, a number of adverse trends in pharmaceutical innovation have become increasingly apparent."33 These adverse
trends include
• Increased costs of R&amp;D and lower yields on drug R&amp;D investments;
• Declining rates of new drug introductions on the market as reflected by new product innovations;

287

�• 'A decline in the number of firms introducing innovative new
drugs (New Chemical Entities) because, in the view of economists
and the industry, the costs of regulation have discouraged innovations by smaller firms;
•

Declining growth rates for domestic R&amp;D and shifts in R&amp;D abroad;
and

•

Earlier availability of new drugs abroad than in the United
States.

Last year a study from the National Academy of Engineering (NAE) found
that "the data compiled...indicated a clear relative deterioration in the
foundation of pharmaceutical competitive position...."34 Two aspects of
the decline in the pharmaceutical industry's competitive position were atypical of the general U.S. industrial experiences (1) the proportion of world
drug production located within U.S. boundaries has dropped precipitously;
and (2) the steady decline in the American share of world pharmaceutical R&amp;D
efforts is markedly more severe than comparable changes in world R&amp;D shares
for other U.S. industries. The NAE study found FDA regulations to be a
significant factor contributing to this adverse trend. It also found a
relatively more favorable environment abroad for pharmaceutical research.
Export controls effectively prevent American manufacturers from producing and exporting drugs approved for sale in other countries unless they
are also approved for use in the United States. They must either wait to
market their products abroad, license them to other companies, or build
manufacturing facilities in other countries. A recent report by the Office
of Technology Assessment concludes that export restrictions have a major
adverse effect on American competitiveness, resulting in the transfer of
technology and the loss of jobs."
Skyrocketing costs and regulatory delays in the approval of new drugs
have had a number of negative effects on the industry. There has been a
precipitous decline in the number of new drugs approved by the FDA over the
last 20 years. The long R&amp;D process required to meet FDA regulations and
delays in the FDA approval process substantially reduce the effective length
of time during which a drug is protected by patent. The average effective
patent term for the new drugs is less than 10 years, little more than half
the statutory 17 years.36 Recent enactment of patent legislation to
restore up to 5 years of the patent time lost to meet FDA regulations will
ameliorate part of the problem.37
The most effective approach to the problems of regulatory cost and delay
in the introduction of new, innovative drugs, however, is to streamline the
entire FDA regulatory process with the aim of reducing barriers to innovation, commercialization of new products, and international competitiveness
of this most important research-intensive industry. An indepth study of the
FDA process was conducted by a Congressional Commission on the Federal Drug
Approval Process, which in 1982 made extensive recommendations to speed up
and improve the process through changes in FDA regulations, operations, and
management practices without lowering standards for drug safety and efficacy.3^ Core recommendations regarding FDA regulations included the
followingi
288

�• To test drugs more expeditiously preliminary requirements for early
clinical research in humans should be simplified in a manner consistent with human safety.
•

The FDA Commissioner should clarify statutory and regulatory standards with regard to the evidence which must be submitted to establish the effectiveness of a new drug. Two or, when appropriate, one
well-designed and controlled study would be sufficient to document
such effectiveness.

•

New Drug Application (NDA) submissions and review should be streamlined, with summary presentations of data replacing individual case
report forms.

•

Less restrictive interpretation of conflict of interest statutes
should be put into place and experts outside the FDA should be given
a more significant role in the Agency's new drug investigation and
approval processes.

• Mechanisms should be put in place to ensure equitable resolution of
disputes regarding IND's (investigative New Drugs) and NDA's, with
the aim of improving interaction between the FDA and industry.
For several years, the FDA has recognized the need to reform its procedures and initiated a rewrite of the IND and NDA regulations.39 This
process has stalled and should now be reviewed in light of the needs of
innovation, research, and development.
LESSONS LEARNED

Regulation adversely affects, technological innovation in a variety of
ways: it increases costs and business uncertainty, causes delays in research
and product approval, slows productivity growth, and diverts research efforts
that otherwise could be put to more beneficial uses. The cumulative effects,
however, are more severe than the effects on individual companies. Regulation puts our Nation at a competitive disadvantage, adversely affects our
quality of life when it costs American workers their jobs, and denies consumers the benefit of safer and better products. Where excessive, regulations
should be modified or eliminated.
Evidence clearly supports the proposition that health, safety, and environmental regulation of new products and processes by the Government .is a
negative factor in the continued vitality of technological innovation.
Chemicals, pesticides, and Pharmaceuticals are examples where the impact is
particularly severe. The medical devices and biotechnology industries
appear to be on the threshold of new and stifling regulatory control. We
have the opportunity to minimize the harm to these new high-technology
industries and help alleviate problems for older industries if policymakers
and regulators heed the lessons learned in the years past from excessive
health, safety, and environmental regulation.
The problems that regulation poses for innovation are summarized below.
They are clearly reflected in the chemical, drug, and pesticide industries,
289

�but studies indicate that they exist in varying degrees in a number of other
industries.
1. Lengthened Product Development Cycles. The time span from concept to
implementation has increased substantially for regulated products and processes , thereby denying the public rapid access to environmental, health,
and safety benefits of innovative developments.
These delays increase
project costs, lower the efficiency and hence the availability of technical
personnel, increase the risk of investment recovery because of large-entry
costs and less foreseeable market conditions, and reduce the period of
investment recovery by effectively reducing the period of patent protection.
2. Delays in Product Introduction. There is growing evidence that the
United States is falling behind the world in the availability of innovative
new products. This is of particular concern with respect to beneficial
drugs and pesticides, it is a threat for biotechnology and medical devices.
Safety should delay product availability only when delays are clearly necessary and the risk/cost/benefit decision is a balanced evaluation made with
the people affected.
3. Decline in the Number of New Products. Uncertainties and delays have
caused management to become overly cautious in regard to innovation and risk
taking, even if the process is likely to succeed.
4. Increased Costs of R&amp;D. Complex procedures for market entry and
regulatory compliance produce excessive costs without apparent commensurate
benefit to the public. They divert capital and human resources away from
innovative R&amp;D, making the process less efficient. Such costs, and the
regulation of prices, affect the free market mechanisms and add uncertainty
to the innovation process.
5. R&amp;D and Manufacturing is Moving Abroad. The ever-increasing costs of
R&amp;D and product development are compelling many companies to manufacture
products abroad. The highly regulated, costly business environment in the
United States and the increasing trend toward manufacturing abroad also
translate into new products and processes being denied to U.S. consumers.
For many products not approved for sale in the United States, export laws
and regulations give the manufacturer no choice but to manufacture the
product abroad. Differences in international goals and regulations should
be considered.
6. Excessive Assimilation and Reporting Requirements. Separate industrial groups have often been needed just to read the mass of regulations and
to prepare the multiplicity of near-duplicate records. A separate bureaucracy has been created in industry just to cope with regulatory paperwork
without any measurable benefit, adding costs that reduce resources for
innovation.
7. Inadequate Provisions for Trade Secret Information. Regulatory
agencies frequently are neither prepared nor required to provide adequate
security for proprietary information submitted by industry in response to
permit requirements, compliance reports, and other documentation.
In
addition, some agencies are unable to acknowledge the right of industry to
place a confidentiality claim on the development of innovative new
290

�manufacturing processes and products. While there may be social needs to
disseminate information for the public good, it should not be at the expense
of the owners whose investment created it. When this occurs, further innovation decisions are stifled.
8. Effects on Capital. increased costs, lack of protection, and the
trend to conduct R&amp;D and manufacturing abroad contribute to the erosion of
U.S.-based, innovation-oriented capital formation. Industry in the United
States is hampered through the diversion of capital resources to meet everincreasing regulatory requirements. Large numbers of'U.S. firms rely more
on existing technologies and less on new processes for product development.
Investment in capital equipment also affects the long-term comparative
advantage of a country. One report has stated that "to the extent the U.S.
undertakes less real investment...than its major competitors, then the
longrun international competition of U.S. industry will be reduced."40
In summary, excessive social regulation diverts capital from the construction of new plants and postpones the societal benefits of new technology and products. Ever-increasing regulatory costs drive innovative new
firms from the marketplace, creating powerful disincentives to promising
enterprise burdened by high startup costs tied to meeting regulatory
standards.
WHY THE PROBLEM HAS NOT BEEN SOLVED

Regulations formulated without concern for technological innovation or
U.S. competitiveness will have an adverse impact throughout our society.
Regulators must, therefore, be sensitive both to those who press for more
stringent regulations and to those who support innovation. They should also
be required to review regulations as knowledge is gained.
Regulation, by its very nature, is an adversarial process in a largely
political arena. Unless the legislative mandates are clear, the proinnovative voice will not be heard and more stringent regulations than are
necessary, based solely on a premise of greater safety, will result.
Regulators, of course, must be sensitive to valid safety considerations.
However, they should not contribute to the problem through either a concern
for an extreme safety imperative,4*- or from an "inability...to make
straightforward scientifically grounded risk-benefit determinations."42
What they clearly need is a better mechanism for sifting through conflicting
claims and for distinguishing hypothetical fears from scientifically
credible evidence.
In addition, rto process exists for a systematic and continuous review of
regulations. Such a process is necessary because even the most skillfully
drawn regulatory requirements become obsolete over time. Regulatory bureaucracies usually ignore or minimize these problems. Furthermore, revising or
eliminating old rules as a result of new information takes time and resources
that agencies believe could better be used to promulgate additional rules.
Therefore, the Federal regulatory agencies must be required to assess the
effects of their rules on a continuous basis and to revise or eliminate them
where excessive and/or outdated.

291

�present Administration has tried to correct some of these problems,
but a permanent procedure for review of regulations is needed, with appropriate outside input by industry, scientists, and other experts. A review
of existing regulations and initiation of new ones should be made by regulators, Congress, and panels of experts with a view toward protecting
innovation and technological progress and ultimately our ability to enhance
U.S. industrial competitiveness.
PROPOSALS FOR THE NEXT ADMINISTRATION

A key goal for the new Administration should be to put review of health,
safety, and environmental regulations as they impact the innovation, production, or use of new products on the national agenda in 1985. The overall
objective should be to implement improved processes for balancing values and
pressures in both the review of current regulations and the promulgation of
new regulations. We believe that a number of changes can be made to improve
Government regulatory policies to lessen the negative effects of current and
future regulations on innovation. The President can take one key action
without sacrificing the essential goals of health, safety, and environmental
regulations:
The President should expand the role of the Office of Science and
Technology Policy (and transfer this role to the new Department of
Science and Technology when created) to require it to take actions in
the regulatory process to balance the needs of science and technology
with concerns about health, safety, and the environment. New responsibilities of this office would include
• Assessing the impact that regulations promulgated by Government
. agencies will have on technological innovation, research, development, product approval, and hence, industrial competitiveness
of affected industries;
•

Facilitating and initiating actions to encourage the review and
promulgation of regulations that can be supported by rigorous
scientific evidence; and

•

Designating an ombudsman to seek and encourage the participation
of qualified outside scientists and technical experts in the
process of regulatory review and promulgation.

In implementing this process, several guiding principles should be
followed in reforming regulations to enhance innovation and competitiveness:
• No health, safety, or environmental regulation of new products should
seek or purport to eliminate every possible risk. Risks below de
minimis levels should be left unregulated, except for possible
labeling requirements.
•

Industry self-regulation should be given an opportunity to develop in
new areas as the first alternative to Government regulation.

292

�• When necessary to implement new regulations, it should be done using
a more flexible and cooperative approach based on trust and dialogue
between industry, academe, Government, workers, and consumers. Highlevel commissions consisting of representatives of these groups
should be established to review present regulations.
• Where Federal safety regulation of new products is necessary, general
performance standards should be used wherever possible, rather than
specific design standards.
•

American producers should be permitted to export a product approved
for use abroad even if the product has not yet been approved for use
in the United States.

•

Protection should be afforded to trade secrets, patents, and the
results of R&amp;D, especially when firms must submit confidential data
to the Government in order to obtain regulatory approvals.

• The overlapping and often conflicting role of Federal regulatory
agencies should be reviewed as to how the regulatory process might be
streamlined, especially with regard to emerging high technology
industries.
Implementation of these new procedures will be a significant step toward
achieving a better balance of regulatory requirements that are less harmful
to innovation and industrial competitiveness.

293

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                <text>&lt;strong&gt;Corporate Author: &lt;/strong&gt;The President's Commission on Industrial Competitiveness, Committee on Research, Development, and Manufacturing</text>
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05732

n JOT scanned

Author
Corporate Author
Report/Article Title Appendix Four: Review of Epidemiologic Data on
Humans Exposed to Dioxin-Contaminated Substances

Journal/Book Title
Year

000

°

Month/Day
Color
Number of Images
DOSCrlptOn Notes

G

°
Alvin L Youn

9filed ttiese documents together with others
under the label, "Agent Orange Exposure Project."

Tuesday, March 26, 2002

Page 5732 of 5743

�APPENDIX FOUR
REVIEW OF EPIDEMIOLOGIC DATA ON HUMANS
EXPOSED TO DIOXIN-CONTAMINATED SUBSTANCES

Agent Orange is composed of equal parts of esters of two phenoxy herbicides,
2,4-D and 2,4,5-T. During the production of the 2,4,5-T there was unintended
generation of small amounts of a contaminant, 2,3,7,8-TCDD. The production
was a two step process of making 2,4,5-trichlorophenol and then using this
substance to make 2,4,5-T.
The interest in the CDC study is exposure to Agent Orange contaminated with
2,3,7,8-TCDD in amounts up to about 50 ppm, with an average level of
contamination of 2 ppm. In evaluating studies of exposed populations reported
in the literature to determine whether they have relevance to exposures of the
veterans to Agent Orange, the following exposure situations are of interest.
The published reports were examined to learn whether the literature contains
data to permit judgments about how much exposure to Agent Orange would be
necessary to cause harmful medical effects after an individual has been
exposed.
1. Chemical workers who made dioxin-contaminated 2,4,5-trichlorophenol
and 2,4,5-T and/or who were exposed following industrial accidents.
2. Herbicide sprayers who sprayed 2,4,5-T in forests, fields, and rights
of way and foresters exposed to pentachlorophenol.
3. Citizens exposed in the contamination of a large area in Seveso, Italy
following an industrial explosion.
4. Citizens of Missouri, U.S.A. following exposure to soil contaminated
with waste oils containing 2,3,7,8-TCDD.
5. Three British laboratory scientists who suffered health effects after
they had synthesized 2,3,7,8-TCDD.
6. Instances of application of substances to humans which produce
chloracne.
1. Chemical workers:
Chemical workers who made the substances contaminated with 2,3,7,8 TCDD are
generally considered to have had much heavier exposures than would have been
experienced by most veterans because of the daily opportunity for exposure and
because some workers worked for many years. These substances include 2,4,5trichlorophenol and 2,4,5-T. Severe medical disorders of the peripheral
nervous system, liver and skin occurred following some industrial explosions,
and some of the disorders have persisted for many years. It is generally
assumed that the workers experienced heavy exposure, but there are no
published data providing detailed assessments of the exposures. Since all
explosions occurred in trichlorophenol reactors, the specific substances to
which the workers were exposed were the reactants of the 2,4,5-trichlorophenol
process, including the contaminating 2,3,7,8-TCDD. The actual amounts of

�2,3,7,8-TCDD present are not known and would have been dependent on the
particular stage and conditions under which the explosion occurred.
In recent years epidemiologic medical and mortality studies have been
conducted of chemical workers exposed during the industrial explosions and
also during daily job duties. The major limitations of the studies have been
small size and limited information about exposures of the individuals in the
study. The results have suggested that the medical problems experienced
following the explosions do persist in some workers. Unfortunately, no data
are present to address the question whether persons with low levels of
exposure are at increased risk of medical problems. Several current studies
improve upon the earlier design limitations of small size and inadequate
exposure assessment. The National Institute for Occupational Safety and
Health (NIOSH) has gathered detailed exposure information for 7,000 U.S.
chemical workers which is being applied in a large mortality study and two
large medical studies of chemical workers.
2. Herbicide Sprayers and Pentachlorophenol Workers:
The definition of "exposure" is unclear in studies of herbicide sprayers.
Sprayers use numerous types of herbicides and, generally, the particular types
and amounts sprayed by each individual are not known. A number of case
control studies have evaluated the possible association of soft tissue
sarcoma, lymphoma, nasal and colon cancer with exposures to phenoxy herbicides
and chlorophenols by interviewing subjects regarding prior exposures. These
studies defined exposed sprayers as those who worked more than 1 day. In
these situations an individual was considered "exposed" even if the phenoxy
herbicide, such as 2,4-D or MCPA, contained no 2,3,7,8-TCDD. Additionally, no
distinction in exposure was made for individuals working with
pentachlorophenol, which might not contain 2,3,7,8-TCDD, but could contain
substantial amounts of more highly chlorinated and less toxic isomers of
dioxin.
3 &amp; 4 Citizens of Seveso and Missouri:
Studies of citizens of Seveso have had major design problems and have included
no measurements of levels of exposure, making it impossible to assess a
relationship between medical problems and levels of exposure to the spewed
contents of the trichlorophenol reactor. Cases of chloracne did occur
following the Seveso explosion, especially among children. Recent studies of
citizens in Missouri, U.S.A., who were exposed to soil contaminated with
2,3,7,8-TCDD in waste oils have noted no cases of chloracne, but have found
indications of possible immune effects.
4. British laboratory workers:
Three British laboratory workers who synthesized 2,3,7,8-TCDD experienced
medical problems similar to the chemical workers exposed in industrial
accidents, including chloracne and neurologic problems. However, there is no
information on the levels of their exposures.

�5. Application of chloracnegens to human skin:
No published studies have examined the relationship between level of exposure
and the appearance of chloracne in humans. NIOSH may be able to contribute
information on this question when the evaluation of hundreds of medical
records of chemical workers has been completed and the results Interpreted in
light of individual exposures.
Consequently, anecdotal situations of application of chloracnegens to humans
are of Interest. At best these are very rough estimates because of the
variability encountered among individuals. In the mid-19601s, sixty volunteer
persons were treated on the forearm or mid-back region with between 0.2 and 8
ug dioxin and the application repeated two weeks later. No one developed
chloracne, yielding the conclusion that humans can tolerate exposure to 16 ug
dioxin without developing chloracne. (The study design was based on prior
animal studies which showed that rabbits developed mild chloracne from
application of 0.5 ug dioxin inside the rabbit ear. Application of 1-2 ug
caused a more pronounced effect, and 4-8 ug, a severe effect). Subsequently,
the researcher applied 7,500 ug in one square inch to the back area of ten
volunteers, of whom 8 developed chloracne which lasted 4-7 months. No other
medical information was described. Therefore, limited information suggests
that the human threshhold for chloracne lies between 16 and 7,500 ug of dioxin
applied in a small area of the back.
Conclusions:
Knowledge of the actual exposure experienced by study participants is the
weakest characteristic of all published studies of human exposure to dioxincontaminated substances. Several current but not yet completed studies have
good exposure estimates. The published studies do not provide definitions of
exposure which are useful in evaluating how much exposure to Agent Orange
would be necessary to cause harmful health outcomes for the veterans.
Bibliography
The information presented here can be explored in greater detail through the
use of the following publications, which review and cite other valuable
references.
(1) Tucker, R., Young, A., and Gray, A., (eds.). Human and Environmental
Risk of Chlorinated Dioxins. Plenum Pres, New York, 1983.
(2) IARC (1978) Long term hazards of polychlorinated dibenzodioxins and
polychlorinated dibenzofurans. IARC Technical Report No. 78/001.
International Agency for Research on Cancer, Lyon.
(3) Fingerhut, M., Sweeney, M.H., Halperin, W.E. The epidemiology of
populations exposed to dioxin. American Chemical Society Annual
Meeting, New York City, April, 1986.
(4) Hay, A. The Chemical Scythe, Lessons £f_ 2,4,5-T and Dioxin. Plenum
Press, New York, 1982.

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°5733

n (jot Scanned

Author
Corporate Author
Report/Article Title Appendix Six: Utilization of Biological Samples to
Assess Exposure to Agent Orange

Journal/Book Title
Year
Month/Day
Color
Number of hiauos
DBSCrlptOn NOtOS

Alvin L Youn

9filed these documents together with others
under the label, "Agent Orange Exposure Project."

Tuesday, March 26, 2002

Page 5733 of 5743

�APPENDIX SIX

Ultilization of Biological Samples to Assess Exposure to Agent Orange
Recent advancements in the analytic sensitivity of laboratory instruments have
made it possible to analyze very low concentrations of 2,3,7,8-TCDD in samples
of human fat ( ) The results of several independent efforts (2-4) indicate
1.
that there is a background average level of 2,3,7,8-TCDD in human fat of
approximately 7 parts paseaillion (ppt) (range 0-20 ppt).
One study analyzed fat samples from volunteer Vietnam veterans ( ) The
4.
results indicated that two veterans classified by the Veterans Administration
as "heavily exposed" to Agent Orange had fat levels of 2,3,7,8-TCDD of 35 and
99 ppt. The remaining 10 veterans who were classified as "lightly exposed"
and "possibly exposed" had levels between 3 and 13 ppt. Four veterans who had
no service in Vietnam had levels between 4 and 8 ppt.
The results of this study indicate that it may be possible to distinguish high
exposure to Agent Orange by analysis of fat samples. The results also
indicate that veterans classified as "lightly exposed" to Agent Orange have
only background levels of 2,3,7,8-TCDD in their fat, the same levels as are
found in the U.S. population in general.
Analysis of fat is a difficult method for several reasons. A surgical or
suction procedure is necessary to obtain 20 grams of fat (about the size of an
egg) and the cost is about $1,000 per sample. Efforts are underway currently
to analyze a large volume of serum (200 ml) to detect low levels of
2,3,7,8-TCDD. Data are also being sought which would describe the
distribution of 2,3,7,8-TCDD between adipose tissue and serurt in the human
body. Success with the serum method would provide a method to recognize
levels of exposure which were high enough to raise levels of 2,3,7,8-TCDD
above background levels in the population.
The recent advances in laboratory analytic techniques could be used to
ascertain whether veterans in the various exposure categories of the CDC Agent
Orange study have levels of 2,3,7,8-TCDD above the background levels in the
population. For example, a sample of veterans currently meeting criteria for
the CDC Agent Orange study category of "high likelihood of exposure" and a
sample of veterans from the non-exposed category could be asked to provide fat
(or possibly serum) specimens for analysis. An evaluation of the results
should provide insight into the adequacy of the military records to select
truly exposed and truly unexposed individuals. Additionally, the results
should indicate whether the levels of 2,3,7,8-TCDD are significantly different
from the levels in the general U.S. population.
Analysis of fat (or serum) from other populations could also provide valuable
insights. Several studies are currently underway in which analysis of fat is
being conducted on Vietnam veterans, chemical workers, and persons with
residential and recreational exposures to 2,3,7,8-TCDD. Analysis of fat (or
serum) could also be conducted on selected individuals in the CDC Vietnam
Experience study who have known high or low levels of exposure. Samples of
fat already collected from Ranch Hand participants during elective surgery
could be analyzed and compared to the levels of exposure experienced by the
Individuals.

�1. Patterson DG, et al. High resolution gas chromatography/high-resolution
mass spectrophotometric analysis of human adipose tissue for
2,3,7,8-TCDD. Anal. Chem 1986; 58:705-716.
2. Graham M, Hileman FD, Kirk D, et al.: Background human exposure to
2,3,7,8-TCDD. Fourth International Symposium on Chlorinated Dioxins and
Related Compounds, 1984; Ottawa, Canada; October 16-18.
3. Graham M, Hileman FD, Wendlong J, Wilson JD. Chlorocarbons in adipose
tissue samples. Fifth International Symposium on Chlorinated Dioxins and
Related Components, 1985. Bayreuth FRG, September 16-19.2508R
4. Gross ML, Lay JO, Lyon PA, et al.: 2,3,7,8-tetrachlorodibenzo-p-dioxin
levels in adipose tissue of Vietnam veterans. Environ Res 1984;
33:261-268.

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                  <text>&lt;p style="margin-top: -1em; line-height: 1.2em;"&gt;The Alvin L. Young Collection on Agent Orange comprises 120 linear feet and spans the late 1800s to 2005; however, the bulk of the coverage is from the 1960s to the 1980s and there are many undated items. The collection was donated to Special Collections of the National Agricultural Library in 1985 by Dr. Alvin L. Young (1942- ). Dr. Young developed the collection as he conducted extensive research on the military defoliant Agent Orange. The collection is in good condition and includes letters, memoranda, books, reports, press releases, journal and newspaper clippings, field logs and notebooks, newsletters, maps, booklets and pamphlets, photographs, memorabilia, and audiotapes of an interview with Dr. Young.&lt;/p&gt;&#13;
&lt;p&gt;For more about this collection, &lt;a href="/exhibits/speccoll/exhibits/show/alvin-l--young-collection-on-a"&gt;view the Agent Orange Exhibit.&lt;/a&gt;&lt;/p&gt;</text>
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05269

D NotScannBfl

Author
CorpOratB Author

United States Environmental Protection Agency (EPA)

Roport/Artido TltlB Appendix to Rebuttal Comments of Respondent
Environmental Protection Agency in re: Emergency
Suspension Order for 2,4,5-T and Silvex, FIFRA Docket
Nos. 409-410

Journal/Book Title
Year

1979

Month/Day

A ril

Color
Number ofimages

P

D

°
Also includes cover letter from L. Mark Wine of Kirkland and
Ellis.

Tuesday, March 05,2002

Page 5269 of 5363

�KIRKLAND&amp;. ELLIS
Washington Office
Area Code 202 857-5000
To Call Writer Direct
202857- 5024

1776 K Street, N.W.
Washington, D.C. 20006

April 5, 1979

chlcago ^
Area Code 312 861-2000
Telex 25-4361
200 E. Randolph Drive
Chicago,III.60601

Enclosed is a copy of EPA's rebuttal comments
which greatly expands its discussion of the data and sets
forth the points it intends to prove at the hearing. We
must respond as fully as possible to all of these claims
both in preparation of Dow's testimony and in crossexamination of EPA witnesses.
Sincerely yours/

L. Mark Wine
LMW:bac
Enclosure

�U.S. ENVIRONMENTAL PROTECTION
AGENCY

in Fe:

Emergency Suspension Order
for 2.4.5-T and Silvex

)
)

FIFFA Docket
Nos. 409-410

APPENDIX TO REBUTTAL COMMENTS OF
RESPONDENT ENVIRONMENTAL PROTECTION
AGENCY

Attached herwith are copies of the exhibits cited in
"Rebuttal Comments of Respondent Environmental Protection
Agency", dated April 4, 1979. Copies of this Appendix have
been filed with the Hearing Clerk, the Hearing Panel and
Counsel for Dow Chemical Corp. Any active party desiring
a copy of the Appendix should contact the Office of General
Counsel directly (202-755-2680).

�APPENDIX

I.

Introduction
-

II.

Exhibit 1, cited at p. 3. "USDA to Suspend Use of
2.4.5-T in Forest Management". USDA 1979.

Animal Data
Exhibit 1, cited at p. 14. "Reproductive Dysfunction. . ."« Barsotti, 1977.
-

Exhibit 2, cited at p. 14, "Hormonal Alternatives
. . ." . Earsotti, 1979.
Exhibit 3. cited at p. 15. "Environment and Birth
Defects". 1973.

-

Exhibit 4. cited a p. 14. "TCDD Toxicity in Various
Animal Models". Spencer 1979.

-

Exhibit 5. cited pp. 15-16. "The non-teratogenicity
. . ." . Dougherty. 1975.
Exhibit 6. cited at p. 16. "Abnormalities of
Intrauterine Development . . ". 1971. Wilson.

*
III.

-

Exhibit 7. cited at p. 20. "Response to Rebuttal
Comments. . ." . Albert. 1979.

Alsea
Exhibit 1. cited a p. 44. "Status Report". EPA.
Feb. 8 . 1979.
Exhibit 2, cited at p. 44. "Congential Abnormalities" , Infante.
Exhibit 3. cited at p. 45. "Proceedings. Conference
on Women in the Workplace. Infante 1976.
-

Exhibit 4. cited a p. 45. "Significant Factors . . .".
Bailar. 1967.

-

Exhibit 5. cited p. 45. "The Effects of Maternally
Inhaled Vinyl Chloride . . .". John. 1977.

�-2-

IV. Exposure
-

Exhibit 1. cited p. 66. letter. McGuire to Costle.
11-13-78.

-

Exhibit la. cited p. 69. Burkett affidavit. 4-3-79.

-

Exhibit 2. cited p. 68. Clary affadivit. 4-3-79.

-

Exhibit 3. cited p. 69. Cromwell affidavit. 3-14-74

-

Exhibit 4. cited p. 77. "General Review of Environmental Movement of 2.4.5-T and Silvex".

-

Exhibit 5. cited p. 78. Exposure Report. "Ditch
Contamination .

-

Exhibit 6. cited p. 79. "Soil Application of 2.4.5-T".

-

Exhibit 7. cited p. 79. "Railroad Rows".

-

Exhibit 8. cited p. 79. "Testimony of Hal Weber".
3-14-78.
Exhibit 9. cited p. 79. "Testimony of Kathleen
O'Hagan". 3-14-78.
Exhibit 9a» cited p. 79a. "Chlorodioxins in Pesticides.
Soils and Plants". Helling. 1973.

-

Exhibit 11. cited p. 79a. "Studies on Bioaccumulation
. . .". Matsumura. 1973.

-

Exhibit 12. cited p. 79a. "Fate of 2,3.7.8 Tetrachlordibenzo-p-Dioxin. . . "..Ward &amp; Matsumra. 1978.

-

V.

Exhibit 10. cited p. 79a« "Persistence and Metabolism
of Chlorodioxins in Soils". Kearney. 1972.

Exhibit 13. cited p. 79a, "Conquering the Monster".
Crosby. 1977.

Benefits
-

Exhibit 1. cited at p. 83. "Memorandum of Understanding . . .".

_-

Exhibit-2. cited at p. 87. "USDA to Suspend Use
of 2.4.5-T in Forest Management". 3-1-79.

�U.S. ENVIRONMENTAL PROTECTION AGENCY

,in Re:

Emergency Suspension Order
for 2,4,5-T and Silvex

)
)

FIFRA Docket Nos.
409-410

'
ERRATA SHEET FOR REBUTTAL COMMENTS
OF RESPONDENT ENVIRONMENTAL PROTECTION AGENCY

The following corrections should be incorporated into the
text of the "Rebuttal Comments of Respondent Environmental
Protection Agency," filed April 4, 1979.

i
1)

p. iii, §B., "chemical residue" not "chemicals residue"

2)

p. iii, §(1), "causal" not "causual"

3)

p. If line 4, "pages," not "pages"

4)

p. 3, line 1, "Dow's" not "Dow s"

5)

p. 6, line 2, "manufacturers" not "manufactures"

6)

p. 6, line 6, "510 F2d. 1292," not "§10 2d. 1292,"

7)

p. 6, line 23, "variety" not "varity"

8)

p. 7, line 6, "another study," not "other study,"

9)

p. 7, line 18, "hypotheses" not "nypothesis"

10)

p. 8, line 3, delete "to"

11}

p. 9, line 14, "510" not "§510"

12)

p. 10, line 14, "at 10," not "at

13)

p. 10, line 15, "at 10." not "at

,"

�-2-

14)

p. 10, line 18, "teratogenic," not "terotogenic,"

.15)

p. 11, l i n e 8, "pesticides" not "pesticide"

,16)

p. 12, heading B . , l i n e 1, "Fetotoxic," not "Fetotoxic"

17)

p. 13, l i n e 2, "has" not " h a d "

18)

p. 13, **/, delete "a" in last line —
NOEL had"

19)

p. 14, line 22, "three" not "thre"

20)

p. 17, line 19,."rather" not "rathr"

21)

p. 21, line 10, "studies." not "studies""

22)

p. 22, line 1, delete second "effects"

23)

p. 24, line 3, "ug/kg.," not "ug/kg."

24)

p. 24, fn */ "at 19-20," not "at

25)

p. 26, third indented paragraph; insert the following

should read "that no

,"

after "ingesting": "TCDD was clearly affected at dose levels"
26)

p. 29, line 15, delete second "in the"

27)

p. 38, line 4, "hospitalized" not "hositalized"

28)

p. 38, line 11, "risk" not "isk"

29)

p. 39, 1'ine 5, "study area" not "study are"

30)

p. 43, line 11, add "is" after "conclusion"

31)

p. 43, line 12, "an" not "on"

32)

p. 44, l i n e 17, "medical" not "radeical"

33)

p . ' 4 6 , line 7, " f i s h i n g , " not " f i s h i n g "

34)

p. 47, line 20, "plausibility." not "pluasibility."

35)

p. 48, line 5, "(See, text, supra, at 9.)," not "(See
Section

, infra.),"

�-3-

36)

p. 49, line 14 "no more than 1-10 ppt in1-

37) p. 51, line 1, "respond" not "rspond"
,38) p. 51, line 2, "whether" not "nether"
39) p. 52, line 3, "may be" not "maybe"
40)

p. 52, line 6, "cross-correlation a n a l y s i s . " not
"cross-correlationanalys is."

41)

p. 52, line 7, " r e g u l a t o r y " not " r e g u l a t i o n "

42)

p. 52, S d ) , f i r s t l i n e , ""causal"" not " " c a u s u a l " "

43)

p. 53, l i n e 9, " t h o u g h t f u l " not " t h g o u t h t f u l "

44)

p. 53, line 15, "response" not "reponse"

45)

p. 53, line 20, "waste of time and f u n d s . " not "waste
time a n d f u n d . "

46)

p. 53, line 24, "pursued" not "pursue"

47)

p. 54, l i n e 20, "charges." not " c h a n g e s . "

48)

p. 55, line 16, "uncler-reports" not "under r e p o r t s "

49)

p. 56, l i n e 1, delete " t h e r e "

50)

p. 57, line 3, "hypothesis" not "hpothesis"

51) .p. 58, line 3, "on" not "or"
52) p. 60, line 4, "questionable" not "questionabel"
53) p. 62, fn. **/, line 3, "correction" not "ccorrection"
54)

p. 62, line 15, "Dow" not "Bow"

55)

p. 63, 2nd indented paragraph, line 4, "ways" not "wasy"

56)

p. 63, 2nd indented paragraph, line 7, "at 50-52;" not
"at 50-51;"

57) ,p. 63,_ljLne_ 4, "proceeded" not "provided"

�-4-

58)

p. 64, line 2, "dealt" not "dealth"

.59) p. 64, line 4, "they" not "it"
,60)

p. 64, line 11, "unpersuasive," not "unpresuasive,"

61) p. 64, line 21, "chemicals" not "chemicasls"
62) p. 65, line 8, "application." not "affication."
63) p. 65, line 16, "and habitation," not "hibitation,"
64) p. 65, line 18, "conformance" not "conforming"
65)

p. 65, line 19, "on" not "in"

66) p. 65, line 22, "unknowingly" not "unknowningly"
67) p. 66, line, "diffusion" not "difffusion"
68) p. 66, line 1, "through" not "though"
69)

p. 66, line 2, delete "and"

70)

p. 66, line 5, "also" not "aslo"

71)

p. 67, line 5, "descriptions" not "discriptions"

72)

p. 73, fn. */, line 4, "follow" not "follw"

73)

p. 74, fn. */, line 6, place "generally" after "is"

74)

p. 74, line 2, "*/" not "**/"

75) p. 74, line 14, "during" not "dueing"
76) p. 74, line 15, "same" not "ame"
77)

p. 75, line 7, delete ", treated"

78) p. 76, line 13, "quantification" not "qualification"
79)

p. 76, line 15, "from a qualitative" not "from qualitative"

80)

p. 77, line 20, "from" not "for"

81)

p. 78, line 11, "site" not "iste"

�-5-

82)

p. 80, line 19, " o f " not "a"

83)

p. 81, line 2, " i n d i c a t e " not " i n d i c a t a e "

84)

p. 82, line 16 "costs" not "cost"

85)

p. 84, line 11, "exercised" not "exercized"

86)

p. 84, line 13, "exercise" not "exercize"

87) p. 85, line 13, delete comma after "partially"
88) p. 87, line 10, insert ", Dow asserts" after "treatment"
89) p. 87, line 13, insert ", Dow claims" after "feasible"

�INSERT AFTER P. 75

-75aDow contends that environmental monitoring has failed to
reveal any significant TCDD residues and that studies fail to
demonstrate the presence of TCDD as a residue in the American
food supply.

They contend that this is because the short half-

lives of 2,4,5-T, silvex and TCDD prevent a significant contamination
of environmental media.
Doubt is cast upon these claims by the evidence.

Monitoring

studies done by EPA indicate that 2,4,5-T and/or silvex are
present in human urine, ambient air and surface waters.

Recent

preliminary results from a national urine survey show trace
amounts of 2,4,5-T in 3 of 1085 samples, quantifiable silvex
residues in 4 samples, and trace amounts of silvex in an additional
13 samples.

During the period May, 1976 - August, 1978, 2,4,5-T

was detected in 6 of 1350 whole water samples; silvex was detected
twice.

Ambient air monitoring of agricultural areas from 1970-1971
3
3
shows residues of 2,4,5-T ranging from 0.5 ng/m to 36 ng/m .
The U.S. Forest Service has done some limited monitoring
studies in connection with herbicide spray projects on National
Forest Lands in the Pacific Northwest.

Analyses were only done

for 2,4,5-T since Silvex is generally not used by the Forest
Service.

Some of those analyses were positive for 2,4,5-T.

The

Bureau of Land-Management analyzed a limited number of Oregon
water samples for silvex only, since 2,4,5-T is not usually used
by the Bureau.

Silvex was detected within 72 hours after treatment.

Data^collected by the U.S. Geological Survey for 1968 - 1971 showed
that 2,4,5-T was the most commonly detected herbicide in western
streams.

�INSERT AFTER P. 79

-79a3.

The environmental persistence of TCDD allows for
exposure after the actual use-time.
While 2,4,5-T and silvex are not environmentally

persistent chemicals, TCDD is capable of great persistence.
Helling et al. (1973) concluded that this persistence is not
surprising since it is an insoluble, non-polar, chlorinated
molecule, devoid of biologically labile functional groups.

The

half-life in soil has been estimated to be about one year in two
different soils (Kearney et al., 1972).

Of 100 strains of micro-

organisms which have the capability to degrade other persistent
pesticides, only five showed some ability to degrade TCDD
(Matsumura and Benezet, 1973).

Matsumura (1978) found that TCDD

was stable in lake sediments and had a half-life of about 600 days.
TCDD usually first appears in the environment at a very low
concentration
spraying.

in a thin film on foliage or soil, as a result of

The extent of its persistence depends upon the current

environmental circumstances.

Under certain conditions, including

principally the presence of a hydrogen-donating solvent and adequate sunlight intensity, photodechlorination of TCDD to lower
chlorinated dioxins can take place.
Dow contends that TCDD has a short half-life in the environment when "on vegetation in the presence of a hydrogen donor and
that photochemical degradation also occurs in soil."
at 37.

Dow Comments

However, these conditions are clearly not always available.

As noted by Crosby (1977), breakdown would be expected to be slower
in the shade even if efficient hydrogen donors wore available.
Much of the forest area in the Northwest is subject to long periods

�CERTIFICATE OF SERVICE

I hereby certify that copies of the foregoing "ERRATA Sheet
for Rebuttal Comments of Respondent Environmental Protection Agency"
and "Appendix to Rebuttal Comment of Respondent of Environmental
Protection Agency" were hand-delivered or mailed first class postage
prepaid, on April 9, 1979, to the following persons:
Timothy Atkeson
Steptoe &amp; Johnson
Chevron Chemical Company
1250 Connecticut Avenue, N.W,
Washington, D.C. 20036
Shrikant V. Kulkarni, Ph. D.
Manager, Pesticide Labeling
Vertac Technical Center
P.O. Box 941
West Memphis, AR 72301

Robert L. Ackerly
Sellers, Conner &amp; Cuneo
Counsel for Lebanon Chemical Corp,
1625 K Street, N.W.

Graham Purcell
Doub, Purcell, Muntzing &amp; Hansen
Chartered
1775 Pennsylvania Avenue, N.W.
Washington, D.C. 20006
Counsel for Riverdale
Chemical Company
Frank Miller &amp; Sons
Tobacco States Chemical Co.
PBI Gordon Corp
Pueblo Chemical &amp; Supply Co.
Plat'te Chemical Co.
Roger A. Shores, President
Bartels and Shores Chemical Co
1400 St. Louis Avenue
Kansas City, HO 64101

Washington, D.C. 20006
Edward W. Warren, et al
Kirkland &amp; Ellis
Counsel for Dow Chemical Company
1776 K Street, N.W.
Washington, D.C. 20006

Gene R. Currie
Technical Services Manager
Imperial Inc.
Box 423 West 6th Avenue
Shenandoah, IA 51601

Larry R. Hodges
AMCHEM PRODUCTS, Inc.
Ambler, Pennsylvania 19002

Anthony P. Brown
Pillsbury, Madison &amp; Sutro
Chevron Chemical Company
P.O. Box 7880
San Francisco, CA 94120

Gene R. Currie

Floyd E. Grabiel, II
General Counsel
Universal Cooperatives, Inc
3001 Metro Drive
Minneapolis, MN 55420

Technical Services Manager
MFA Oil Company
Box 423 West 6th Avenue

Shenandoah, IA 51601

�- 2Bonide Chemical Company
2 wurz

Yorkviile, New York 13495

Jacqueline Warren

Counsel for the Environmental Defense
Fund, Inc.
1525 18th Street, W.W.
Washington, D.C. 20036

Graham Purcell
Doub, Purcell, Muntzing &amp; Hansen
Attorneys at Law
Counsel for Platte Chemical Company
1775 Pennsylvania Avenue, N.W.
Washington, D.C. 20006

Melvin R. Wilcox, III
Roberts, Harbour, Smith, Harris
French &amp; Ritter
Counsel for T.O. Bell/dba/Forage
Unlimited
404 North Green Street
Longview, Texas 75601

Frank B. Stewart, Vice President
The Chas. H. Lilly Company
7237 N.E. Killingsworth
Portland, Oregon 97218

John J. Balardo
Corporate Counsel
2727 Walker, N.W.
Grand Rapids, MI 49504

0. A. Wolcott, Manager
Planning &amp; Technical Services
Farmers Union Central Exchange, Inc.
Box 43089
St. Paul, MM 55164

John R. Diem, Vice President
Southern Agricultural Insecticides,- Inc
P.O. Box 218
Palmetto, PL 335'61

J. R. McCloud, Manager
Specialty Products
Smith-Douglass Division of Borden
Chemical, Borden, Inc.
P.O. Box 419
Norfolk, VA 23501

Richard deC. Hinds, Esq.
Cleary, Gottlieb, Steen &amp; Hamilton
Counsel for USS Agri-Chemical Division
of USS Corporation
1250 Connecticut Avenue, N.W.
Washington, D.C. 20036

Bernard H. Lorant
Counsel for Black Leaf Products Co.
Lorant and Lorant, PC
P.O. Box 668

Aldo Blasio, President
Farmingdale Garden Labs, Inc.
136 Verdi Street
Farmingdale, New York 11735

Highland Park, II 60035
John E. Soltes, General Manager
WEGRO, Division of Old Fort
Industries, Inc.
Grand Rapids, Ohio 43522

Fernando Erazo, President
Heritage House Product Corporation
1025 Northern Boulevard
Roslyn, New York 11576

�- 3- -

Ronald A. Meier, Manager
Lawn Fertilizer Division
The Andersons
P.O. tiox 119
Mauraee, Ohio 43537

John R. Wittpenn, President
Rockland Chemical Company, Inc.
P.O. Box 809
West Caldwell, New Jersey 07006

Robert w. Cummings
Assistant Vice President
J. &amp; L. Adikes, Inc.
182-12 93rd Avenue
Jamaica, New York 11423

Jon D. Loft, President
Lofts Pedigreed Seed, Inc.
P.O. Box 146
Bound Brook, New Jersey 08805

JU_1

Kevin Lee

April 9, 1979

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Tuesday, March 26, 2002

Page 5730 of 5743

�APPENDIX-3JT
TOXICITY DATA AND EXPOSURE ESTIMATES

Concern has been expressed about the toxicity of the
herbicides used in Vietnam, including the contaminant
2,3,7,8-TCDD. Therefore, the files of the Office of Pesticide
Programs in the U.S. Environmental Protection Agency (EPA) were
consulted to determine the toxicity .(both carcinogenicity and
non-carcinogenicity) for the compounds in question: 2,4,5-T,
2,4-D, picloram, and cacodylic acid, as well as 2,3,7,8-TCDD.
Attachment 1 summarizes these data. The "ADI" is an estimate of
the level of exposure which could be received daily for a
lifetime with little likelihood of deleterious effects to exposed
humans.
In addition, the Science Panel investigated the potential
for toxicologically significant exposure under a variety of
scenarios. The Bricker paper, found elsewhere in the appendix,
presents much valuable data on exposure conditions in Vietnam and
estimated exposures. In a separate, focused effort Kang
summarized the exposure potential for "wet sprays" via Ranch
Hand, as estimated by Flanders (CDC), Gough (in a recently
published book), and Kingsley and Stevens (in a previously
published article) (Attachment 2). Attachment 3 summarizes
exposure estimates for a number of exposure scenarios. Finally,
attachment 4 is an extract of a detailed EPA exposure assessment
on the use of 2,4,5-T in various applications in the U.S.

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